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Altimmune, Inc.

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FY2017 Annual Report · Altimmune, Inc.
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Analytica Limited 
ABN 12 006 464 866 

CONSOLIDATED FINANCIAL STATEMENTS 

YEAR ENDED 30 JUNE 2017 

 
 
 
 
 
 
 
  Table of Contents 

Table of Contents 

Directors Report ______________________________________________________________________ 1 

General information ___________________________________________________________________ 1 

Information on directors  _________________________________________________________  1 

Dr Michael Monsour _____________________________________________________________  1 

Mr Ross Mangelsdorf ____________________________________________________________  2 

Dr. Peter B. Corr. ________________________________________________________________  2 

Dr Thomas Lönngren. ____________________________________________________________  3 

Mr Warren Brooks. ______________________________________________________________  3 

Mr Carl Stubbings.  ______________________________________________________________  4 

Principal activities and significant changes in nature of activities  _______________________________ 5 

Operating results and review of operations for the year ______________________________________ 5 

Operating results  _______________________________________________________________  5 

Review of Operations ____________________________________________________________  5 

Financial Review ______________________________________________________________________ 9 

Financial position  _______________________________________________________________  9 

Other items _________________________________________________________________________ 10 

Significant changes in state of affairs_______________________________________________  10 

Changes in the controlled entities and divisions ______________________________________  10 

Events after the reporting date ___________________________________________________  10 

Environmental issues ___________________________________________________________  10 

Future developments and results  _________________________________________________  10 

Non-audit services  _____________________________________________________________  11 

Auditors independence declaration________________________________________________  11 

Company secretary _____________________________________________________________  11 

Meetings of directors ___________________________________________________________  12 

Employees ____________________________________________________________________  12 

Options ______________________________________________________________________  13 

Remuneration report (audited) ___________________________________________________  13 

Corporate Governance __________________________________________________________  21 

Key Management and Staff  ____________________________________________________________ 25 

 
 
 
  
 
  Table of Contents 

Geoff Daly, Chief Executive Officer  ________________________________________________  25 

Chelsea Cornelius – Product Development and Operations Manager _____________________  25 

Megan Henken – VP Global Marketing _____________________________________________  25 

Auditors Declaration of Independence  ___________________________________________________ 26 

Consolidated Statement of Profit or Loss and Other Comprehensive Income _____________________ 27 

Consolidated Statement of Financial Position ______________________________________________ 29 

Consolidated Statement of Changes in Equity ______________________________________________ 30 

Consolidated Statement of Cash Flows for the Year Ended 30 June 2017 ________________________ 31 

Notes to the Financial Statements _______________________________________________________ 32 

1: Summary of Significant Accounting Policies  _________________________________________ 32 

2. Revenue from continuing operations  __________________________________________________ 51 

Result for the year  ___________________________________________________________________ 51 

3. Income Tax  _______________________________________________________________________ 52 

4. Key management personnel options and rights holdings ___________________________________ 53 

4. Key management personnel shareholdings ______________________________________________ 54 

5 Remuneration of Auditors ____________________________________________________________ 55 

6 Earnings per Share __________________________________________________________________ 55 

7 Cash and cash equivalents ____________________________________________________________ 56 

8 Trade and other receivables __________________________________________________________ 56 

10 Other financial assets  ______________________________________________________________ 57 

11 Property, plant and equipment _______________________________________________________ 57 

(a) Movements in carrying amounts of property, plant and equipment ___________________  58 

12 Intangible Assets  __________________________________________________________________ 58 

13 Other assets ______________________________________________________________________ 59 

14 Trade and other payables ___________________________________________________________ 59 

15 Provisions ________________________________________________________________________ 60 

16 Employee Benefits _________________________________________________________________ 60 

17 Reserves and retained earnings  ______________________________________________________ 61 

Share option reserve  ___________________________________________________________  61 

18 Issued Capital _____________________________________________________________________ 61 

(b)  Options ___________________________________________________________________  62 

(c) Capital Management _________________________________________________________  62 

19 Contingencies _____________________________________________________________________ 62 

 
 
 
  
 
  Table of Contents 

20 Operating Segments  _______________________________________________________________ 63 

Segment information ___________________________________________________________  63 

Geographical information  _______________________________________________________  66 

21 Cash Flow Information ______________________________________________________________ 66 

22 Share-based Payments  _____________________________________________________________ 67 

23 Related Parties ____________________________________________________________________ 67 

The Group's main related parties are as follows: _____________________________________  67 

Transactions with related parties  _________________________________________________  68 

24 Financial Risk Management __________________________________________________________ 68 

Specific risks  __________________________________________________________________  68 

Financial instruments used_______________________________________________________  68 

Objectives, policies and processes _________________________________________________  69 

Liquidity risk  __________________________________________________________________  69 

Market risk  ___________________________________________________________________  70 

Credit risk  ____________________________________________________________________  71 

25 Fair Value Measurement ____________________________________________________________ 72 

Financial assets ________________________________________________________________  72 

26 Events Occurring After the Reporting Date  _____________________________________________ 73 

27 Company Details  __________________________________________________________________ 73 

Directors' Declaration _________________________________________________________________ 74 

Independent Auditors Report ___________________________________________________________ 75 

ASX Additional Information  ____________________________________________________________ 80 

Substantial shareholders  ______________________________________________________________ 80 

Distribution of equity security holders  ___________________________________________________ 80 

Twenty largest share holders ___________________________________________________________ 80 

Twenty largest option holders __________________________________________________________ 81 

Voting rights ________________________________________________________________________ 82 

Ordinary Shares  _______________________________________________________________  82 

Options ______________________________________________________________________  82 

 
 
 
  
 
 
Pg. 01 

  Directors Report  

Directors Report 

General information 

Information on directors 

The  names,  qualifications,  experience  and  special  responsibilities  of  each  person  who  has  been  a 

director during the year and to the date of this report are as follows.  Directors have been in office 

since the start of the year to the date of this report unless otherwise stated. 

Dr Michael Monsour 

MBBS-HONS, FACRRM, FAICD  

Chairman of the Board (appointed 28 June 2004) 

Dr  Michael  Monsour  is  a  Medical  Practitioner  with  extensive  interests  in 

Queensland medical and dental centres.  Michael Monsour graduated from 

the  University  of  Queensland  in  1977  in  medicine  with  honours.    He 

operates  a  medical  management  company,  which  provides  management 

support  to  medical  and  dental  practitioners.  He  is  the  principal  of  Godbar  Software  (established 

1988)  which  is  one  of  the  leading  software  developers  of  Occupational  Health,  Safety  and  Medical 

Accounting software packages in Australia. 

Interest in shares and options, Direct and indirect 

•  Dr MP Monsour ordinary shares - 2,606,337 
•  MPAMM Pty Ltd ordinary shares - 44,687,785 
•  Halonna Pty Ltd ordinary shares - 279,413,038 
•  MP Monsour Medical Practice Pty Ltd ordinary shares - 235,747,277 

Other related parties 

•  Ordinary shares 2,037,481 

Unlisted options 

• 
• 

13,000,000 @ 3.24c expire 29/10/2018 

20,000,000 @ 1.30c expires 21/12/2021 

Listed options 

•  ALTOA Options 16,666,666 @ 1.4c Expire 28/02/2018 

 
 
 
 
 
 
Pg. 02 

  Directors Report  

Mr Ross Mangelsdorf  

B.Bus, FCA, CTA, MAICD  

Executive Director (appointed 7 October 2008) 

Mr Mangelsdorf performs the function of Chief Financial Officer. 

Mr Mangelsdorf is a Director/partner of a chartered accounting firm for 35 

years.    He  works  with  SME  production,  manufacturing  and  retail  firms 

assisting with business, taxation and management services. 

Interest in shares and options 

•  Director's interest in ordinary shares: 217,411 

Indirect 

•  RM & JM Mangelsdorf - Ordinary shares 217,411 
• 

Tambien Pty Ltd - Ordinary shares 37,878,775 

Other related parties 

•  Ordinary shares 20,269,458 

Unlisted options 

• 
• 

10,000,000 @ 3.24c expire 29/10/2018 

10,000,000 @ 1.30c expires 21/12/2021 

Listed options 

•  ALTOA Options 2,614,995 @ 1.4c Expire 28/02/2018 

Dr. Peter B. Corr.  

Non-Executive Director (appointed 23 May 2017) 

Received his doctorate from Georgetown University School of Medicine. 

Dr.  Corr  has  extensive  experience  in  the  discovery  and  development  of 

medicines as well as the sale of assets to major multinational corporations. Dr. 

Corr  co-founded  and  is  Managing  General  Partner  of  Auven  Therapeutics,  a 

private equity firm pursuing a life science investment strategy where products are acquired, developed 

and then sold to multinational pharmaceutical firms. Dr. Corr was previously a Professor of Medicine and 

Pharmacology at Washington University for 18 years. He then joined Searle as Senior VP  of Discovery 

Research,  and  subsequently  was  President  of  Research  and  Development  at  Warner  Lambert  /  Parke 

Davis  and  then  President,  worldwide  Development  at  Pfizer,  and  Corporate  Senior  Vice  President  of 

Science and Technology at Pfizer. 

 
 
 
 
 
Pg. 03 

  Directors Report  

Interest in shares and options 

• 

Indirect director's interest:  INOV8 LLC - Ordinary shares 320,702,362 

Dr Thomas Lönngren.  

Non-Executive Director (appointed 10 August 2015) 

Degree  in  Pharmacy,  Master  of  Science  Degree  in  social  and  regulatory 

pharmacy.    Honorary  Doctorate  from  University  of  Bath,  UK  (2011), 

University  of  Uppsala,  Sweden  (2008),  and  Honorary  Fellow  of  the  Royal 

College of Physicians and Honorary Member of the Royal Pharmaceutical 

Society of Great Britain.  

Dr  Lönngren has a  profound knowledge and experience in  drug and medical device regulation, and 

health  economics  across  the  world's  major  markets.    His  extensive  network  of  contacts  in 

multinational pharmaceutical and medical device companies and capital markets will be a great asset 

for our Company as we expand our operations into the United States and Europe. 

Other  current  directorships  in  listed  entities.  Dr  Lönngren's  current  positions  include  Director  and 

Founder of Pharma Executive Consulting Ltd in London, Strategic Advisor at NDA Group in Sweden, 

Germany,  UK and Cambridge, MA, US  and  Non-Executive  Director  of Global Kinetics  Corporation in 

Australia. 

Interest in shares and options 

Unlisted options: 

• 
• 

10,000,000 @ 1.62c expires 10/12/2020 

10,000,000 @ 1.30c expires 21/12/2021 

Mr Warren Brooks.  

Non- Executive Director (appointed 25 July 2011) 

Securities Institute Certificate, Diploma in Financial Planning 

Warren previously had 30 years’ experience working in Investment 

Banking and Stockbroking. 

Interest in shares and options: 

Indirect director's interest: 

 
 
 
 
 
 
 
Pg. 04 

  Directors Report  

•  W Brooks Investments Pty Ltd - Ordinary shares 48,645,000 

Unlisted options: 

• 
• 

8,000,000 @ 3.24c expires 29/10/2018 

10,000,000 @ 1.30c expires 21/12/2021 

Listed options: 

•  ALTOA Options 5,405,000 @ 1.4c Expire 28/02/2018 

Mr Carl Stubbings.  

Non-Executive Director (appointed 13 January 2013) 

Bachelor  of  Applied  Science  (Medical  Technology)  degree  from  the 

Queensland University of Technology. 

Mr Stubbings’ experience in the sector spans over 30 years with a focus 

on  medical  diagnostics  as  well  as  biotechnology.  He  has  specialised  in 

sales  with  a  particular  emphasis  on  marketing  across  North  America, 

Latin  America,  Asia  Pacific  and  Europe  as  well  as  roles  covering  manufacturing  and  administration. 

Previously a board member of the Queensland North America Biotech Advisory Council.  

Other  current  directorships  in  listed  entities.  Mr  Stubbings’  works  as  a  business  development 

consultant for Biotron (ASX:BIT) and BCAL Diagnostics.  

Mr Stubbings is also currently a non-executive director of unlisted public company Sienna Diagnostics 

and  Otakaro  Pathways  Ltd  (New  Zealand),  providing  strategic  input  for  both  companies  as  they 

initiate commercialisation of their diagnostic tests.  

Interest in shares and options 

Indirect director's interest: 

• 

C&K Stubbings Super Fund - Ordinary shares 2,746,322 

Unlisted options: 

• 
• 

 4,000,000 @ 1.62c expires 10/12/2020 

10,000,000 @ 1.30c expires 21/12/2021 

Listed options: 

•  ALTOA Options 305,146 @ 1.4c Expire 28/02/2018 

 
 
 
 
 
 
 
 
Pg. 05 

  Directors Report  

Principal activities and significant changes in nature of activities 

The principal activities of the Group during the year were: 

• 
• 

• 

• 
• 

The development of strategies on commercial sales of PeriCoach; 

The development of intellectual property of medical device and mobile health application in 

relation to patents and systems in the pelvic floor exercise field (PeriCoach); 

The development of intellectual property in the medical device field in relation to patents in 

the burette field (AutoStart Infusion System); 

The development of strategies for commercial sales of burette products; 

There were no significant changes in  the Group's principal  activities during the  year, other 

than  abandon  the  development  of  the  medical  device  to  assist  neurologists  treatment  of 

muscular spasticity ELF. 

Operating results and review of operations for the year 

Operating results 

The consolidated loss of the Group amounted to $ (3,254,704), after providing for income tax. This 

represented a decrease on the loss of $626,768 result reported for the year ended 30 June 2016 of 

$(3,881,472).  Decrease  for  market  development  of  $1,511,793  to  $356,037  (2016:  $1,867,830).  

Research and development decrease by $199,692 to $2,341,091 (2016: $2,540,783) was due to the 

continued  development  of  the  PeriCoach  system.  Administration  costs  decreased  by  $308,964  to 

$877,280 (2016: $1,186,244). 

Review of Operations 

PeriCoach 

Executing the commercialisation strategy for the PeriCoach is focussed on the flowing milestones: 

•  Building  ‘best-in-class’  conservative  treatment  for  pelvic  floor  conditions,  with  a  particular 

focus on urinary incontinence. 

•  Validate and extend clinical credibility and effectiveness of PeriCoach. 
• 
• 

Confirming market acceptance while creating a positive sales environment. 

Securing a competitive partnering agreement with a major multinational company with the 

resources to make the PeriCoach a global success.  

 
 
 
 
 
 
 
Pg. 06 

  Directors Report  

Best-In-Class 

• 

• 

• 

• 

• 

• 

The PeriCoach system qualifies for the Australian Government’s Research and Development 

Tax  incentive.  The  company continues  to  make  substantial investment in  the  PeriCoach  to 

establish  this  unique  approach  as  ‘best  in  class’.  As  a  result  of  this  investment  Analytica 

received a $1,154,998 refund  for 2016 year. Substantial investment in the development of 

PeriCoach  has  continued  through  2017.  The  board  strongly  believe  development  must 

continue to secure and enhance the partnering value of the PeriCoach.  

The PeriCoach is a sophisticated medical device designed to collect valuable behavioural and 

performance data during  treatment  of pelvic floor dysfunction that has  not been  available 

previously outside of a  clinical  environment.  The  Australian limited market  release in 2014 

identified  opportunities  to  improve  ease  of  use,  connectivity  and  responsiveness.  These 

enhancements were incorporated in Version 2 of the PeriCoach. The company has continued 

to  collect  data  and  identified  further  enhancements  to  the  PeriCoach,  which  include 

monitoring, and biofeedback capabilities. These additional features have been incorporated 
and introduced with the release of Version 3 of PeriCoach in 2017. 

The  intuitive  and  patent-protected  design  of  the  PeriCoach  incorporates  sensors  which 

provide an ongoing flow of data collected in real-time.  This data is transmitted to Analytica’s 

proprietary  cloud  database  for  further  analysis.    The  PeriCoach  smartphone  app  simplifies 

the sensor information providing immediate feedback to the user which drives performance 

and  motivation.    The  development  of  the  software,  sensor  hardware  and  algorithms  is  an 

ongoing  task  as  we  continue  to  use  the  data  and  develop  the  science  from  our  unique 

insights into women’s pelvic health. 

The  data  collected  also  provide  a  resource  to  demonstrate  not  only  the  efficacy  of  the 

product  at  a  particular  point  in  time,  but  how  our  product  development  program  has 

improved  efficacy  over  time.    This  improvement  trajectory  demonstrates  to  potential 

acquirers the first-mover advantage we have.  Analytica has the world’s biggest database of 

pelvic floor exercise.  We have the data, we can analyse the data and we can improve our 

treatments based on the evidence we possess. 

In conjunction with the release of PeriCoach the purchase and payment system was further 

refined. The UK and the US, ordering and payment portals are now linked to each country's 

logistics. 

The web page and digital media presence continues to evolve to ensure that the PeriCoach 

remains  fresh  and  interesting  to  consumers.    The  marketing  efforts  assist  with  defining 

critical communication strategies and sales channels for a partner to access consumers.  
•  Australian  (TGA)  and  European  (CE)  registration  was  achieved  in  2014  supported  by 

extensive documentation and testing. 

 
 
 
 
 
Pg. 07 

  Directors Report  

• 

Following  United  States  Food  and  Drug  Administration (FDA)  approval  in  March  2015  as  a 

prescription only product the company lodged an application with the FDA for PeriCoach to 

be  approved  as  an  ‘Over  the  Counter’  (OTC)  product,  meaning  it  does  not  require  a 

prescription. The FDA granted this important milestone in the world’s largest medical device 

market in July 2016. 

Establish and extend clinical credibility of effectiveness 

•  Analytica  conducted  a  post-clearance  randomised,  controlled  clinical  trial  for  incontinence 
treatment and sexual function, utilising the version 2 PeriCoach.  Although not required for 

regulatory  clearance,  this  trial  was  conducted  to  provide  independent  evidence  and 

validation of the PeriCoach system efficacy for consumers, clinicians and potential partners. 

• 

Clinical  advisory  boards  consisting  of  key  opinion  leaders  in  both  Australia  and  the  United 

States continue to provide expert guidance and clinical relations support. 

•  Clinical papers and case studies using PeriCoach in treatment have been published in leading 
clinical urology journals.  Data from the PeriCoach clinical trial was accepted and presented 
at international urogynaecology, physiotherapy and sexual health clinical conferences. 

Testing market acceptance and create a positive sales environment 

• 

• 

• 
• 
• 

The  company  has  been  represented  at  top  urogynaecology  and  physiotherapy  clinical 

conferences 

in  Australia,  United  States,  Europe,  and  the  United  Kingdom. 

  These 

conferences  are  a  platform  to  introduce  product,  gain  clinical  perspective  on  conservative 

management  of  PFD  as  well  as  disseminate  PeriCoach  clinical  evidence  and  core 

differentiators to non-clinical competitors. 

Targeted  regional  clinical  campaigns  to  educate  clinicians  and  their  support  teams  on 
product availability and updates, training program expansion, and efficacy data.  

Engagement of clinical advisory board members and key opinion leaders in clinical events. 

Expansion of the PeriCoach health care network. 

Continued  creativity  and  refinement  of  brand  assets  to  build  momentum  online  among 

search engine marketing and social media.  
•  Developing video training and promotional assets. 
• 

Strategic  engagement  with  core  demographic  audience  via  bloggers  and  public  relations 

efforts to garner regional brand ambassadors that resonate with a global audience.  

•  Data  driven  programing  to  build  awareness  and  derive  evidence-based  insights  about  our 
core audience, messaging and content triggers that prompt visits to www.pericoach.com. 

• 

Search  Engine  Optimization  driven  by  expanded  web  content,  responsive  advertising,  in 

addition to continuous Google Analytics monitoring, further define digital profile for online 

consumer journey. 

 
 
 
 
 
Pg. 08 

  Directors Report  

Partnership 

The  US,  EU  and  Chinese  markets  are  considered  the  largest  medical  device  markets  in  the  world.  

Addressing these markets competitively will require significantly more marketing and sales resources 

than Analytica has available.  The company is actively engaged in discussions with potential partners 

that have the capacity to maximise the sales of PeriCoach in these important regions.  Directors Dr 

Peter Corr, Dr Thomas Lönngren and Carl Stubbings have experience and networks in the US and EU. 

In  addition,  consultants  have  been  engaged  to  assist  with  the  development  of  the  company’s 

partnering strategy.  

ELF2 

Analytica  has  abandoned  the  development  of  this  medical  device  for  treatment  of  muscular 

spasticity, devoting resources to the PeriCoach.  It has been determined that the ELF2 device design 

will not be satisfactorily protected by patents and registered designs to be commercially viable. 

AutoStart Infusion System 

This  product,  despite  overwhelming  evidence  of  cost  effectiveness  and  safety  has  struggled  for  a 

foothold in the small Australian market.  Medical Australia Ltd (ASX:MLA) has successfully listed the 

AutoStart  burette  on  the  Queensland  Health  purchasing  schedule.    Inclusion  in  this  schedule  is  a 

prerequisite  for  all  public  Queensland  health  facilities  to  purchase  medical  devices.    Analytica 

believes  this  important  step  could  provide  a  valuable  opportunity  to  gain  some  market  share  in 

Australia. 

As  a  result  of  this  listing  the  system  is  being  trialled  in  a  Queensland  hospital,  with  encouraging 

support. 

Analytica is investigating the opportunities presented by home based hospital care for the AutoStart 

infusion  system.  Whereas  hospitalisation  costs  upwards  of  US$1,500  to  US$2,500  per  day,  the 

average  cost  of  home  infusion  is  US$150  to  US$200  per  day.  Additionally,  the  potential  savings 

accrued by preventing hospital-acquired infections are significant, as these infections result in direct 

costs  to  hospitals  of  US$28  to  US$45  billion  a  year  in  the  US.  The  global  home  infusion  therapy 

market  in  2014  was  estimated  at  US$12,187  million.  This  is  a  market  well  suited  to  the  AutoStart 

infusion  system,  with  the  AutoStart  infusion  system  features  of  safety,  simplicity,  and  cost 
effectiveness. 

Intellectual Property 

Analytica continues to develop and protect its intellectual property through patents, trademarks and 

design  registrations.  Protection  of  intellectual  property  is  critical  in  partnering  negotiations  and 

assists in securing a potential partner’s freedom to operate in the market. 

 
 
 
 
 
Pg. 09 

  Directors Report  

The PeriCoach  was granted patent protection in China in August 2016. China has  an  estimated 227 

million  women  with  urinary  incontinence.  Many  jurisdictions  allow  patent  protection  for  20  years 

providing  patent  coverage  until  2032.  The  PeriCoach  was  granted  patent  protection  in  Japan  in 

February 2017. The PeriCoach was granted patent protection in Australia in May 2017. Analytica also 

has  PeriCoach  patents  pending  in  the  PCT  national  phase  in  Brazil,  India,  Germany,  and  France. 

Design registrations have also been granted in these jurisdictions. 

Analytica's  R&D  team  has  developed  additional  novel  ideas  for  future  products  and  product 

enhancements  during  the  PeriCoach  product  development  process.  Analytica  aims  to  investigate 

these ideas and assess their patentability and commercial viability in the coming year. 

Analytica's  original  licensed  burette  patents  (1995)  are  maintained  for  the  North  American, 

Australian,  and  European  markets  and  more  recent  (2006)  patent-pending  embodiments  are 

extended in these regions and China until 2026.  Patent protection for this later embodiment of the 

AutoStart burette was granted in United States in July 2016. 

Analytica's  Flush  feature  developed  in  2008  is  currently  in  the  Patent  Cooperation  Treaty  (PCT) 

national phases, and has been granted patents in China, with US, Australia and Germany pending. 

Analytica  also  maintains  registered  trademarks  in  the  various  jurisdictions  above,  and  owns  the 

top-level (.com) internet domains with these trademarks. 

Financial Review 

Financial position 

The net assets of the Group have decreased by $ 87,621 from 30 June 2016 to $ 1,211,270 at 30 June 

2017.  

The  directors  have  allotted  shares  to  secure  the  company’s  financial  position  to  continue  the 

development of the PeriCoach, and support clinical evidence collection and market assessment of the 

PeriCoach in the USA and UK/Ireland.  

In 2016 Analytica announced the further support of INOV8 LLC with a placement of $500k.  

In  2017  Analytica  announced  a  series  of  share  placements  totalling  $1,887k  with  related  party 

placements approved by shareholders in April 2017.  

The  company  continued  the  expenditure  reduction  program  focusing  only  on  Research  and 

Development to further extend the company’s cash resources. 

 
 
 
 
 
Pg. 10 

  Directors Report  

Other items 

Significant changes in state of affairs 

The following significant changes in the state of affairs of the parent entity occurred during the year: 

• 

• 
• 
• 

• 

In July 2016, the PeriCoach was released for sale “over the counter”, that is a prescription is 

no longer needed in the United States of America. 

In February 2017 Analytica announced positive results of PeriCoach clinical trial. 

In May 2017, the PeriCoach Version 3 was released to market. 

In  May  2017,  the  PeriCoach  “8  Week  Challenge”  structured,  data  driven  exercise  program 

was released to market. 

In May 2017 Dr Peter B. Corr was appointed director. 

Changes in the controlled entities and divisions 

No changes. 

Events after the reporting date 

No other matters or circumstances have arisen since the end of the year which significantly affected 

or could significantly affect the operations of the Group, the results of those operations or the state 

of affairs of the Group in future financial years.  

Environmental issues 

The Group's operations are not regulated by any significant environmental regulations under a law of 

the Commonwealth or of a state or territory of Australia  

Future developments and results  

Continue the commercialisation strategy for the PeriCoach namely: 

• 

Executing  the  commercialisation  strategy  for  the  PeriCoach  is  focussed  on  the  following 

milestones: 

•  Building  ‘best-in-class’  conservative  treatment  for  pelvic  floor  conditions,  with  expansion 
from the current focus on urinary incontinence to include pelvic organ prolapse, a condition 

which affects up to 10% of all women at some stage of their lives. 
•  Validate and extend clinical credibility and effectiveness of PeriCoach 
• 
• 

Confirming market acceptance while creating a positive sales environment 

Securing a competitive partnering agreement with a major multinational company with the 

resources to make the PeriCoach a global success.  

 
 
 
 
 
Pg. 11 

  Directors Report  

Non-audit services 

The  Board  of  Directors,  in  accordance  with  advice  from  the  audit  committee,  is  satisfied  that  the 

provision  of  non-audit  services  during  the  year  is  compatible  with  the  general  standard  of 

independence for auditors imposed by the Corporations Act 2001. The directors are satisfied that the 

services disclosed below did not compromise the external auditor's independence for the following 

reasons: 

• 

• 

• 

all non-audit services are reviewed prior to commencement to ensure they do not adversely 

affect the integrity and objectivity of the auditor; and 

the  nature  of  the  services  provided  do  not  compromise  the  general  principles  relating  to 
auditor  independence  in  accordance  with  APES  110:  Code  of  Ethics  for  Professional 
Accountants set by the Accounting Professional and Ethical Standards Board. 

The  following  fees  were  paid  or  payable  to  the  external  auditors  for  non-audit  services 

provided during the year ended 30 June 2017: 

Bentleys QLD Pty Ltd 

Preparation of Tax Return 

Auditors independence declaration  

2017 

$3,000 

2016 

$2,600 

The lead auditors, independence declaration for the year ended 30 June, 2017 has been received and 

can be found on page 27 of the financial report. 

Company secretary 

The following person held the position of Company secretary at the end of the year: 

Bryan  Dulhunty  (COSA  Pty  Ltd)  has  been  the  company  secretary  since  15  October  2012.  COSA 

provides specialised Company Secretarial and CFO services to Life Science Companies. 

Bryan  Dulhunty  has  extensive  experience  in  the  biotech  industry  having  held  roles  covering 

Chairman,  Managing  Director,  Company  Secretary,  CFO,  and  Non-Executive  Director  of  listed  and 

non-listed biotech companies. 

 
 
 
 
 
 
 
 
Pg. 12 

  Directors Report  

Meetings of directors  

During  the year,  12  meetings  of directors were held.  Attendances  by  each  director during the year 

were as follows: 

Dr Michael Monsour 

Mr Ross Mangelsdorf 

Mr Warren Brooks 

Mr Carl Stubbings 

Dr Thomas Lönngren 

Dr Peter Corr 

Number eligible to attend 

Number Attended 

12 

12 

12 

12 

12 

1 

12 

12 

12 

12 

12 

1 

No indemnities have been given or insurance premiums paid, during or since the end of the year, for 

any person who is or has been an officer or auditor of Analytica Limited. 

Employees 

Analytica  recognises  the  value  of  diversity  in  the  workplace  and  is  committed  to  providing  equal 

opportunity  for  all  of  its  staff.    Over  65%  of  current  full-time  equivalent  employees  are  female.  

Where possible Analytica offers flexible work practices and work life balance as a key retention tool.  

Analytica is also committed to providing a workplace free from any form of harassment, bullying and 

discrimination. 

 
 
 
 
 
 
 
 
 
Pg. 13 

  Directors Report  

Options  

Unissued shares under option 

At  the  date  of  this  report,  the  unissued  ordinary  shares  of  Analytica  Limited  under  option  are  as 

follows 

Grant Date 

Unlisted Options 

30 June 2013 

12 February 2014 

22 May 2014 

28 September 2015 

26 November 2015 

24 November 2016 

 9 June 2017 

 9 June 2017 

28 June 2017 

Listed Options 

11 August 2015 

Date of Expiry 

Exercise Price 

Number under Option 

29 October 2018 

$0.03220 

12 February 2019 

$0.04390 

22 May 2019 

$0.07330 

28 February 2020 

$0.01900 

10 December 2020 

$0.01620 

22 December 2021 

$0.01300 

8 June 2022 

$0.01300 

8 June 2022 

$0.01036 

22 December 2021 

$0.01300 

28 February 2018 

$0.01400 

44,500,000 

5,000,000 

4,375,000 

10,416,667 

14,000,000 

70,000,000 

41,000,000 

33,350,000 

2,500,000 

225,141,667 

119,372,193 

119,372,193 

Option holders do not have any rights to participate in any issues of shares or other interests in the 

Company or any other entity. 

For  details  of  options  issued  to  directors  and  other  key  management  personnel  as  remuneration, 

refer to the remuneration report. 

Remuneration report (audited) 

Remuneration policy 

The remuneration policy of Analytica Limited has been designed to align key management personnel 

(KMP)  objectives  with  shareholder  and  business  objectives  by  providing  a  fixed  remuneration 

component and offering specific long-term incentives based on key performance areas affecting the 

Group's  financial  results.  The  Board  of  Analytica  Limited  believes  the  remuneration  policy  to  be 

appropriate and effective in its ability to attract and retain the 

 
 
 
 
 
  
  
  
  
  
  
  
  
  
  
  
  
 
Pg. 14 

  Directors Report  

best  key  management  personnel  to  run  and  manage  the  Group,  as  well  as  create  goal  congruence 

between directors, executives and shareholders. 

The  Board's  policy  for  determining  the  nature  and  amount  of  remuneration  for  key  management 

personnel of the Group is as follows: 

• 

The  remuneration  policy  has  been  developed  by  the  Board,  following  professional  advice 

from independent external consultants when required. 

•  All  key  management  personnel  receive  a  base  salary  (which  is  based  on  factors  such  as 
length  of  service  and  experience),  superannuation,  fringe  benefits,  and  performance 

incentives. 

• 
• 

Performance incentives are based on predetermined key performance indicators. 

Incentives paid in the form of options or rights are intended to align the interests of the KMP 

and  the  Group  with  those  of  the  shareholders.  In  this  regard,  key  management  personnel 

are prohibited from limiting risk attached to those instruments by use of derivatives or other 

means. 

The  performance  of  key  management  personnel  is  measured  against  criteria  agreed  with  each 

executive  and  is  based  predominantly  on  the  forecast  growth  of  the  Group’s  profits  and 

shareholders’  value.  All  bonuses  and  incentives  must  be  linked  to  predetermined  performance 

criteria. The Board may, however, exercise its discretion in relation to approving incentives, bonuses 

and  options.  Any  changes  must  be  justified  by  reference  to  measurable  performance  criteria.  The 
policy is designed to attract the highest calibre of executives and reward them for performance that 

results in long-term growth in shareholder wealth. 

Key  management  personnel  receive  a  superannuation  guarantee  contribution  required  by  the  law, 

which  is  currently  9.5%,  and  do  not  receive  any  other  retirement  benefits.  Some  individuals, 

however, have chosen to sacrifice part of their salary to increase payments towards superannuation. 

Upon retirement, key management personnel are paid employee benefit entitlements accrued to the 

date  of  retirement.  Key  management  personnel  are  paid  a  percentage  of  between  5-10%  of  their 

salary in the event of redundancy. Any options not exercised before or on the date of termination will 

lapse. 

All  remuneration  paid  to  key  management  personnel  is  valued  at  the  cost  to  the  Group  and 

expensed.  

The Board's policy is to remunerate non-executive directors at market rates for time, commitment, 

and  responsibilities.  The  board  determines  payments  to  the  non-executive  directors  and  reviews 

their  remuneration  annually,  based  on  market  practice,  duties  and  accountability.  Independent 

external advice is sought when required. The maximum aggregate amount of fees that can be paid to 

non-executive  directors  is  subject  to  approval  by  shareholders  at  the  Annual  General  Meeting,  the 

current  maximum  is  $  550,000  which  was  approved  at  the 

 
 
 
 
 
Pg. 15 

  Directors Report  

2011  AGM.    In  November  2004,  the  Board  set  individual directors  fees  at  $50,000  per  annum  plus 

statutory superannuation and the chairman's fee at $75,000 plus statutory superannuation. Based on 

the current board structure total fees paid on a yearly basis will be $280,682 (2016: $269,792) plus 

statutory superannuation. 

Key management personnel employed by the Company during the year, in addition to the Company’s 

Directors, is the Company’s Operations Manager, Mr Geoff Daly (appointed on the 7 November 2005) 

and accepted the position of CEO on the 12 February 2014.  Mr Daly has extensive experience in the 

design of medical devices, prototyping and manufacturing. 

Mr  Daly  is  employed  by  the  Company  under  the  terms  and  conditions  set  out  in  an  employment 

contract. Due to the size of the company and the nature of its operations, the contract is open-ended 

and not for a specific time frame. Mr Daly’s contract can be terminated by either party giving notice 

commensurate with the period of employment. There is no provision in the employment contract for 

the payment of any termination payments other than accrued statutory entitlements. 

Mr Mangelsdorf is employed by the Company as CFO. Mr Mangelsdorf has 36 years in the accounting 

profession.  Due  to  the  size  of  the  company  and  the  nature  of  its  operations,  the  employment 

contract  is  open-  ended  and  not  for  a  specific  time  frame.  Mr  Mangelsdorf  can  be  terminated  by 

either  party  giving  notice  commensurate with  the  period  of  employment.  There  is no  provision for 

the  payment  of  any  termination  payments  other  than  accrued  statutory  entitlements.    Key 

management  personnel are also entitled and encouraged  to participate in the employee  share and 

option arrangements to align their interests with shareholders' interests. 

Options  granted  under  these  arrangements  do  not  carry  dividend  or  voting  rights.  Each  option  is 

entitled to be converted into one ordinary share and is valued using the Black-Scholes methodology. 

Key management personnel who are subject to these arrangements are subject to a policy governing 

the use of external hedging arrangements. Such personnel are prohibited from entering into hedge 

arrangements,  i.e.  put  options,  on  unvested  shares  and  options  which  form  part  of  their 

remuneration  package.  Terms  of  employment  signed  by  such  personnel  contain  details  of  such 

restrictions. 

Relationship between remuneration policy and company performance 

The  remuneration  policy  has  been  tailored  to  increase  goal  congruence  between  shareholders, 

directors  and  executives.  Two  methods  have  been  applied  to  achieve  this  aim,  the  first  being  a 

performance-based bonus  based  on key  performance indicators, and the second being the  issue of 

options  to  directors  and  executives  to  encourage  the  alignment  of  personal  and  shareholder 

interests. The Company believes this policy has been effective in increasing shareholder wealth over 

the past 5 years. 

 
 
 
 
 
Pg. 16 

  Directors Report  

The following table shows the gross revenue, profits and dividends for the last five years for the 

Company, as well as the share prices at the end of the respective financial years. 

2017 
$ 

2016 
$ 

2015 
$ 

2014 
$ 

Revenue 

1,254,337 

2,116,243 

1,119,378 

587,483, 

2013 
$ 

541,262 

Net 
Profit/(Loss) 

Share Price 
at Year end 

Dividends 
Paid (cents) 

(3,254,704) 

(3,881,472) 

(5,315,604) 

(3,176,008) 

(1,135,752) 

0.01 

- 

0.01 

0.01 

0.04 

- 

- 

- 

0.02 

- 

Performance conditions linked to remuneration 

Company  executive  fees  are  not  linked  to  the  performance  of  the  Group.    However,  to  align 

executives' interests with shareholder interests, the executives are encouraged to hold shares in the 

Group. 

Employment details of members of key management personnel 

The  following  table  provides  employment  details  of  persons  who  were,  during  the  financial  year, 

members of key management personnel of the Group.  

 
 
 
 
 
 
 
 
 
Pg. 17 

  Directors Report  

The  table  also 

illustrates  the  proportion  of  remuneration  that  was  performance  based, 

non-performance based, and the proportion of remuneration received in the form of options. 

Group KMP 

Position Held as 
at 30 June 2017 
and any Change 
during the Year 

Contract 
Details 
Duration and 
Termination 

Proportions of 
Elements of 
Remuneration 
Related to 
Performance 

Proportions of 
Elements of 
Remuneration Not 
Related to 
Performance 

y
r
a

l

a
s
-
n
o
N

d
e
s
a
b
-
h
s
a
C

%
s
e
v
i
t
n
e
c
n

I

%
s
t
i
n
U
s
e
r
a
h
S

i

%
s
t
h
g
R
s
n
o
i
t
p
O

%
s
e
e
F
y
r
a

l

a
S
d
e
x
i

F

%

l

a
t
o
T

Directors 

Dr M 
Monsour  

Mr R 
Mangelsdorf  

Mr W 
Brooks  

Mr C 
Stubbings  

Dr T 
Lönngren 

Dr P Corr 

KMP 

G Daly  

Chairman  

Annual Review  

Executive 
Director and 
Chief Financial 
Officer  

Non-executive 
Director  

Non-executive 
Director  

Non-executive 
Director  

Non-executive 
Director  

Annual Review* 

Annual Review  

Annual Review  

Annual Review  

Annual Review  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

-  

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

Chief Executive 
Officer  

* 

-  

-  

-  

100 

100 

* Open - ended contract; Termination by 5 weeks notice or 4 weeks employee. 

Service Agreements 

On  appointment  to  the  Board,  all  non-executive  directors  enter  into  a  service  agreement  with  the 

Company in the form of a letter of appointment. The letter summarises the Board policies and terms, 

including remuneration, relevant to the office of director. 

The remuneration and other terms of employment for the Managing Director and senior executives 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 18 

  Directors Report  

are set out in formal service agreements as summarised below. 

All service agreements are for an unlimited duration. The agreements for executives (other than the 

Managing Director, Chief Executive Officer and Chief Finance Officer which require 5 weeks’ notice, 

may  be  terminated  by  giving  4  weeks’  notice  (except  in  cases  of  termination  for  cause  where 

termination is immediate). 

In cases of resignation, no separation payment is made to the executive, except for amounts due and 

payable up to the date of ceasing employment, including accrued leave entitlements. 

Remuneration details for the year ended 30 June 2017 

The  following  tables  of  benefits  and  payment  represents  components  of  the  current  year  and 

comparative year  remuneration for each member  of the key  management personnel of the  Group. 

Such amounts have been calculated in accordance with Australian Accounting Standards. 

2017 

short term 

Total 

post 
employment 

long 
term 

share based payments 

Total 

s
e
e
f
y
r
a
a
s
h
s
a
c

l

$ 

s
u
n
o
b

y
r
a
t
e
n
o
m
n
o
n

r
e
h
t
o

$ 

$ 

$ 

$ 

n
o
i
t
a
u
n
n
a
r
e
p
u
s

$ 

t
s
o
p
r
e
h
t
o

t
n
e
m
y
o
p
m
e

l

n
o
i
t
a
n
m
r
e
t

i

$ 

$ 

s
t
h
g
i
r
&
s
n
o
i
t
p
o

$ 

s
t
i
n
u
&
s
e
r
a
h
s

d
e

l
t
t
e
s

-
h
s
a
c

$ 

$ 

$ 

Directors 

Dr M 
Monsour  

75,000 

Mr R 
Mangelsdorf  

176,000 

-  

-  

-  

-  

-  

75,000 

7,125 

-   176,000 

16,720 

Mr W Brooks  

50,000 

-  

-  

-  

50,000 

4,750 

-  

-  

-  

-  

-  

-  

126,265 

63,133 

-  

-  

-  

-  

208,390 

255,853 

63,133 

-  

-  

117,883 

Mr C 
Stubbings  

50,000 

-  

-  

-  

50,000 

4,750 

-  

-  

67,097 

-  

-  

121,847 

Dr T Lönngren 

50,000 

- 

- 

- 

50,000 

4,750 

Dr P Corr 

5,682 

5,682 

540 

KMP 

G Daly  

210,000 

616,682 

-  

-  

-  

-  

-   210,000 

19,950 

-   616,682 

58,585 

- 

- 

-  

-  

- 

- 

-  

-  

73,042 

- 

181,783 

574,453 

- 

- 

-  

-  

- 

- 

-  

-  

127,792 

6,222 

411,733 

1,249,720 

 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
 
 
 
Pg. 19 

  Directors Report  

2016 

short term 

Total 

post 
employment 

long 
term 

share based 
payments 

Total 

s
e
e
f
y
r
a
a
s
h
s
a
c

l

s
u
n
o
b

y
r
a
t
e
n
o
m
n
o
n

r
e
h
t
o

n
o
i
t
a
u
n
n
a
r
e
p
u
s

l

t
n
e
m
y
o
p
m
e
t
s
o
p
r
e
h
t
o

n
o
i
t
a
n
m
r
e
t

i

s
t
h
g
i
r
&
s
n
o
i
t
p
o

s
t
i
n
u
&
s
e
r
a
h
s

d
e

l
t
t
e
s

-
h
s
a
c

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Directors 

75,000 

Dr M 
Monsour  
Mr R 
Mangelsdorf   176,000 

Mr W Brooks  

50,000 

Mr C 
Stubbings  

50,000 

Dr T Lönngren 

49,047 

KMP 

G Daly  

210,000 

610,047 

-  

-  

-  

-  

- 

-  

- 

-  

-  

-  

-  

- 

-  

- 

-  

75,000 

7,125 

-   176,000 

16,720 

-  

-  

- 

50,000 

4,750 

50,000 

4,750 

49,047 

- 

-   210,000 

19,950 

-  610,047 

53,295 

-  

-  

-  

-  

- 

-  

- 

-  

-  

-  

-  

- 

-  

- 

-  

-  

-  

-  

- 

-  

- 

-  

-  

-  

7,432 

18,580 

-  

26,012 

-  

-  

-  

-  

- 

-  

- 

-  

-  

-  

-  

- 

-  

- 

82,125 

192,720 

54,750 

62,182 

67,627 

229,950 

689,354 

Securities received that are not performance related  

No  members  of  key  management  personnel  are  entitled  to  receive  securities  which  are  not 

performance-based as part of their remuneration package 

Cash performance-related bonuses 

There were no bonuses granted as remuneration to key management personnel and other executives 

during the year ended 30 June 2017 (2016: nil). 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 20 

  Directors Report  

Description of options/rights granted as remuneration 

Details of the options granted as remuneration to those key management personnel and executives 

during the year: 

2017 

Directors 
Dr M Monsour 
Mr R Mangelsdorf 
Mr W Brooks 
Mr Carl Stubbings  
Dr Thomas Lönngren 
Mr Carl Stubbings  * 
Dr Thomas Lönngren * 
KMP 
Mr G Daly 
Mr G Daly 
Mr G Daly 
Mr G Daly 

2016 

Directors 
Mr Carl Stubbings  * 
Dr Thomas Lönngren * 

Granted as 
remuneration 

Value of 
options at 
grant date 

Vested 
during the 
year 

Lapsed 
during the 
year 

Value of lapsed 
options at lapse 
date 

No. 

$ 

No. 

No. 

$ 

20,000,000 
10,000,000 
10,000,000 
10,000,000 
10,000,000 
4,000,000 
10,000,000 

10,000,000 
10,000,000 
14,000,000 
4,250,000 

0.0063 
0.0063 
0.0063 
0.0063 
0.0063 
0.003 
0.003 

0.0046 
0.0046 
0.0049 
0.0049 

-  
-  
-  
-  
-  
1,333,333 
3,333,333 

-  
-  
14,000,000 
-  

-  
-  
-  
-  
-  
-  
-  

-  
-  
-  
-  

-  
-  
-  
-  
-  
-  
-  

-  
-  
-  
-  

Granted as 
remuneration 

Value of 
options at 
grant date 

Vested 
during the 
year 

Lapsed 
during the 
year 

Value of lapsed 
options at lapse 
date 

No. 

$ 

No. 

No. 

$ 

4,000,000  
10,000,000  

0.003 
0.003 

1,333,333 
3,333,333 

-  
-  

-  
-  

Options  were  approved  at  the  2016  November  AGM  for  directors.  These  options  are  brought  to 

account at valuation prepared by BDO Chartered Accountants. 

Employee  Share  Option  Plan  was  approved  at  the  April  2017  EGM.  Employee  options  were  issued 

under  this  plan  in  June  2017.  These  options  are  brought  to  account  at  valuation  prepared  by  BDO 

Chartered Accountants. 

*Options were issued to Mr C Stubbings and Dr T Lonngren in 2016 and vest over 3 years. 

All  options  were  issued  by  Analytica  Limited  and  entitle  the  holder  to  ordinary  shares  in  Analytica 

Limited for each option exercised. 

 
 
 
 
 
 
 
  
  
  
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
  
  
  
  
 
Pg. 21 

  Directors Report  

Description of options/rights granted as remuneration (continued) 

There  have  not  been  any  alterations  to  the  terms  or  conditions  of  any  share  based  payment 
arrangements since grant date. 

Corporate Governance 

Analytica Ltd is committed to implementing the highest possible standards of corporate governance. 

In  determining  what  those  high  standards  should  involve,  Analytica  Ltd  has  turned  to  the  ASX 

Corporate  Governance  Council’s  Corporate  Governance  Principles  and  Recommendations  (ASX 

Principles)  and  has  a  corporate  governance  framework  that  reflects  those  recommendations 

within the structure of the Company. 

The  Board  of  Analytica  Ltd  approved  an  updated  series  of  policies  and  charters  in  line  with  the 

amendments to the ASX Principles. The Company’s policies and charters together form the basis of 

the Company’s governance framework at the date of signing of the directors’ report. 

Within this framework: 

• 
• 
• 
• 

the Board of Directors is accountable to shareholders for the performance of the  Company; 

the Company’s goals to achieve milestones are set and  promulgated; 

the risks of the business are identified and managed,  and 

the Company’s established values and principles underpin the way in which it undertakes its 

operations. 

The  Company  has  in  place  an  entrenched,  well  developed  governance  culture  which  has  its 

foundations in the  ethical values that the Board,  management and  staff bring  to the Company and 

their commitment to positioning the Company as a leader in its  field. 

In certain instances, due to the size and stage of development of Analytica and its operations, it may 

not  be  practicable  or  necessary  to  implement  the  ASX  Principles  in  their  entirety.  In  these 

instances, Analytica Ltd has identified the areas of divergence. 

 
 
 
 
 
 
 
Pg. 22 

  Directors Report  

Key management personnel options and rights holdings 

2017 

Balance 
beginning of 
year 

Granted as 
remuneration 

d
e
s
i
c
r
e
x
E

r
e
h
t
O

e
g
n
a
h
c

Balance at the 
end of year 

Vested 
during the 
year 

Vested and 
exercisable 

Directors 
Unlisted Options @ 3.24 cents, Expire 29/10/18 

Dr M Monsour 

13,000,000 

Mr R 
Mangelsdorf 

10,000,000 

Mr W Brooks 
Unlisted Options @ 1.62 cents, Expire 10/12/20 

8,000,000 

Mr C Stubbings 
Dr T Lonngren 
Unlisted Options @ 1.3 cents, Expire 21/12/21 

4,000,000 
10,000,000 

- 

- 

10,000,000 

20,000,000 

Dr M Monsour 
Mr R 
Mangelsdorf 
Mr W Brooks 
Mr C Stubbings 
Dr T Lonngren 
Other KMP 
Unlisted Options @ 3.24 cents, Expire 29/10/18 

10,000,000 
10,000,000 
10,000,000 

- 
- 
- 

G Daly 
Unlisted Options @ 4.50 cent, Expire 12/02/19 

6,000,000 

G Daly 
Unlisted Options @ 1.30 cent, Expire 8/06/22 

5,000,000 

- 

- 

G Daly 
Unlisted Options @ 1.30 cent, Expire 8/06/22 

10,000,000 

- 

G Daly 
Unlisted Options @ 1.036 cent, Expire 8/06/22 

10,000,000 

- 

G Daly 
Unlisted Options @ 1.036 cent, Expire 8/06/22 

14,000,000 

- 

G Daly 

- 

4,250,000 

56,000,000 

98,250,000 

- 

- 

- 

- 
- 

- 

- 

- 
- 
- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 
- 

- 

- 

- 
- 
- 

- 

- 

- 

- 

- 

- 

- 

13,000,000 

-  13,000,000 

10,000,000 

-  10,000,000 

8,000,000 

- 

8,000,000 

4,000,000 
10,000,000 

1,333,333 
3,333,333 

2,666,666 
6,666,666 

20,000,000 

10,000,000 

10,000,000 
10,000,000 
10,000,000 

6,000,000 

5,000,000 

10,000,000 

10,000,000 

- 

- 

- 
- 
- 

- 

- 

- 

- 

- 

- 

- 
- 
- 

6,000,000 

- 

- 

- 

14,000,000 

14,000,000  14,000,000 

4,250,000 

- 

- 

154,250,000 

18,666,666  60,333,332 

 
 
 
 
 
 
 
 
  
  
  
  
  
  
  
 
 
 
 
 
 
 
 
 
  
 
  
 
 
 
 
 
 
 
 
  
  
  
  
  
  
  
 
 
 
 
 
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
 
 
 
 
Pg. 23 

  Directors Report  

Key management personnel options and rights holdings 

2016 

Balance at 
beginning of 
year 

Granted as 
remuneration 

d
e
s
i
c
r
e
x
E

r
e
h
t
O

s
e
g
n
a
h
c

Balance at the 
end of year 

Vested 
during the 
year 

Vested and 
exercisable 

Directors 
Unlisted Options @ 3.24 cents, Expire 29/10/18 

13,000,000 

Dr M Monsour 
Mr R 
Mangelsdorf 
Mr W Brooks 
- 
Unlisted Options @ 1.62 cents, Expire 10/12/20 

10,000,000 

8,000,000 

- 

- 

Mr C Stubbings 
Dr T Lonngren 
Other KMP 
Unlisted Options @ 3.24 cents, Expire 29/10/18 

4,000,000 
10,000,000 

- 
 - 

G Daly 
- 
Unlisted Options @ 4.50 cent, Expires 12/02/19 

6,000,000 

G Daly 

5,000,000 

- 

42,000,000 

14,000,000 

- 

- 

- 

 - 
 - 

- 

- 

- 

- 

- 

- 

 - 
 - 

- 

- 

- 

13,000,000 

10,000,000 

8,000,000 

- 

- 

- 

13,000,000 

10,000,000 

8,000,000 

4,000,000 
10,000,000 

1,333,333 
3,333,333 

1,333,333 
3,333,333 

6,000,000 

5,000,000 

- 

- 

6,000,000 

- 

56,000,000 

4,666,666 

41,666,666 

Key management personnel shareholdings 

The number of ordinary shares in Analytica Limited held by each key management person of the 

Group during the year is as follows: 

2017 

Balance at 
beginning of 
year 

On 
exercise 
of options 

Other changes 
during the year 

Balance at end 
of year 

Directors 

Dr M Monsour  

Mr R Mangelsdorf  

Mr W Brooks  

Mr C Stubbings  

Dr P Corr 

KMP 

Mr G Daly 

500,266,164 

50,571,377 

48,645,000 

2,746,322 

202,324,638 

804,553,501 

881,658 

805,435,159 

- 

- 

- 

- 
- 
- 

- 

- 

62,188,273 

562,454,437 

8,011,678 

- 

- 

58,583,055 

48,645,000 

2,746,322 

118,377,724 

320,702,362 

188,577,675 

993,131,176 

- 

881,658 

188,577,675 

994,012,834 

 
 
 
 
 
 
 
 
  
  
  
     
  
  
 
   
 
 
 
   
 
 
  
  
  
     
  
  
 
   
 
 
  
     
  
  
 
  
  
  
  
  
 
 
 
 
  
 
 
 
Pg. 25 

  Directors Report  

Key Management and Staff 

Geoff Daly, Chief Executive Officer 

Mr Daly is a Chartered Biomedical and Mechanical Engineer with 24 years of 

professional engineering experience, the last 20 in the medical device industry. 

Mr Daly has expertise in design processes, quality systems, and business system 

improvement, and is trained in the use of Six Sigma tools. He has extensive hands-on design 

experience of product development in FDA QSR and ISO 13485 environments in some of Australia's 

largest and smallest medical device companies. 

Chelsea Cornelius – Product Development and Operations 

Manager 

Chelsea started at Analytica in 2008 and has been a key developer of the 

PeriCoach. Chelsea has a double degree of Arts (Cultural Studies) and 

Engineering (Mechanical; Hons) at Swinburne University, and a Masters of 

Biomedical Engineering at Melbourne University.  In 2016 Chelsea received the 
Medical Technology Association of Australia Outstanding Achievement Award. 

Megan Henken – VP Global Marketing 

Megan has a degree in Business Management, emphasis in Marketing from 

Colorado State University.  She is a global marketing and sales strategist with 

over 10 years of healthcare commercial experience, launching of over 20 FDA 

regulated products.  Her experience spans clinical diagnostics, point of care 
medical devices and health care distribution.  

 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 27 

  Consolidated Statement of Profit or Loss and Other Comprehensive Income  

Consolidated Statement of Profit or Loss 
and Other Comprehensive Income 

Income (k)

2,000

1,500

1,000

500

0

3,000

2,500

2,000

1,500

1,000

500

0

Sales Revenue

Grant Income

Investment
revenue

Royalty Income

2017

2016

Expenses (k)

2017

2016

 
 
 
 
 
 
 
 
Pg. 28 

  Consolidated Statement of Profit or Loss and Other Comprehensive Income  

Continuing operations 

Sales Revenue 
Cost of Sales 
Gross Profit 

Grant Income 
Investment revenue 
Royalty Income 
Administration expense 
Depreciation, amortisation and impairments 
Finance expenses 
Foreign Currency Gains and Losses 
Investments Fair Value Adjustment  
Marketing expenses 
Occupancy expenses 
Option Expenses 
Patent maintenance expenses 
Research and development expense 
Loss before income tax 
Income tax expense 
Loss for the year 
Other comprehensive income for the year 
Total comprehensive income for the year 
Loss attributable to: 
Members of the parent entity 
Total comprehensive income attributable to: 
Members of the parent entity 

Note 
2 

2 
2 
2 
2 
2 
2 

2 

2 
2 

3 

2,017 
$ 
73,410 
(37,656) 
35,754 

1,154,998 
15,306 
10,623 
(877,280) 
(17,664) 
(231) 
(26,535) 
(2,089) 
(356,037) 
(4,147) 
(827,285) 
(19,026) 
(2,341,091) 
(3,254,704) 
- 
(3,254,704) 
- 
(3,254,704) 
- 
(3,254,704) 
- 
(3,254,704) 

2,016 
$ 
190,802 
(81,392) 
109,410 

1,893,605 
21,157 
10,679 
(1,186,244) 
(117,793) 
(2,272) 
(50,140) 
(15,671) 
(1,867,830) 
(5,180) 
(4,607) 
(125,803) 
(2,540,783) 
(3,881,472) 
- 
(3,881,472) 
- 
(3,881,472) 
- 
(3,881,472) 
- 
(3,881,472) 

Earnings per share 
Basic earnings per share (dollars) 
Diluted earnings per share (dollars) 

6 
6 

(0.0014) 
(0.0014) 

(0.0027) 
(0.0027) 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 29 

  Consolidated Statement of Financial Position  

Consolidated Statement of Financial Position 

Assets 
   Current Assets 
   Cash and cash equivalents 
   Inventories 
   Prepayments 
   Trade and other receivables 

   Non-current Assets 
   Intangible assets 
   Other financial assets 
   Property, plant and equipment 

Total Assets 

Liabilities 
   Current Liabilities 
   Employee benefits 
   Short-term provisions 
   Trade and other payables 

   Non-Current Liabilities 
   Provision for Long Service Leave 

Total Liabilities 

Net Assets 

Equity 
Current Year Earnings 
Issued capital 
Reserves 
Retained Earnings 

Total Equity 

Consolidated Group 
2017 
$ 

Notes 

2016 
$ 

7 
9 
13 
8 

12 
10 
11 

16 
15 
14 

16 

18 
17 

1,211,983 
191,316 
63,787 
25,196 
1,492,282 

145,886 
2,089 
24,273 
172,248 
1,664,530 

141,083 
61,100 
231,485 
433,668 

19,592 

1,252,514 
224,325 
225,852 
19,136 
1,721,827 

36,822 
4,179 
30,078 
71,079 
1,792,906 

155,017 
53,050 
267,844 
475,911 

18,104 

453,260 

494,015 

1,211,270 

1,298,891 

(3,254,704) 
99,254,783 
1,361,130 
(96,149,939) 

(3,881,472) 
96,910,986 
537,845 
(92,268,468) 

1,211,270 

1,298,891 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 30 

  Consolidated Statement of Changes in Equity  

Consolidated Statement of Changes in Equity 

2017 

Consolidated Group 

Note 

Ordinary 
Shares 

Retained 
Earnings 

$ 

$ 

Option 
Reserve 

$ 

Total 

$ 

Balance at 1 July 2016 

96,910,986 

(96,149,939) 

537,844 

1,298,891 

Profit/(Loss) attributable to members 
of the parent entity 
Options issued/exercised during the 
year 
Shares issued during the year 

Transaction costs 

Shares bought back during the year 

- 

- 

2,387,435 

(43,638) 
- 

(3,254,704) 

- 

(3,254,704) 

- 

- 

- 

- 

823,286 

823,286 

- 

- 

- 

2,387,435 

(43,638) 

- 

Balance at 30 June 2017 

18 

99,254,783 

(99,404,643) 

1,361,130 

1,211,270 

2016 

Consolidated Group 

Note 

Ordinary 
Shares 
$ 

Retained 
Earnings 
$ 

Option 
Reserve 
$ 

Total 

$ 

Balance at 1 July 2015 

92,114,779 

(92,268,467) 

534,737 

381,049 

Profit/(Loss) attributable to members 
of the parent entity 
Options issued/exercised during the 
year 
Shares issued during the year 

Transaction costs 

Shares bought back during the year 

- 

- 

5,235,681 

(439,474) 

- 

(3,881,472) 

- 

(3,881,472) 

- 

- 

- 

- 

3,107 

3,107 

- 

- 

- 

5,235,681 

(439,474) 

- 

Balance at 30 June 2016 

18 

96,910,986 

(96,149,939) 

537,844 

1,298,891 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 31 

  Consolidated Statement of Cash Flows for the Year Ended 30 June 2017  

Consolidated Statement of Cash Flows 
for the Year Ended 30 June 2017 

Cash flows from operating activities: 
Receipts from customers 
Receipt from grants 
Receipt from royalty income 
Payments to suppliers and employees 
Interest received 
Finance costs 
Interest paid 
Net cash provided by (used in) operating activities 

Cash flows from investing activities: 
Payment for intangible asset 
Purchase of property, plant and equipment 
Net cash used by investing activities 

Cash flows from financing activities: 
Proceeds from issue of shares 
Costs of fund raising 
Net cash used by financing activities 

73,410 
1,154,998 
10,623 
(3,517,512) 
15,306 
- 
(231) 
21   (2,263,406) 

(112,304) 
(8,618) 
(120,922) 

2,387,435 
(43,638) 
2,343,797 

Net increase (decrease) in cash and cash equivalents held 
Cash and cash equivalents at beginning of year 
Cash and cash equivalents at end of financial year 

(40,531) 
1,252,514 
1,211,983 

7  

191,061 
1,893,605 
7,271 
(6,204,351) 
21,157 
- 
(2,272) 
(4,093,529) 

(17,962) 
(11,165) 
(29,127) 

5,235,681 
(439,474) 
4,796,207 

673,551 
578,963 
1,252,514 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 32 

  Notes to the Financial Statements  

Notes to the Financial Statements 

These consolidated financial statements and notes represent those of Analytica Listed Public Limited 

and Controlled Entities (the “consolidated group” or “group”). 

The separate financial statements of the parent entity, Analytica Listed Public Limited, have not been 

presented within this financial report as permitted by the Corporations Act 2001. 

The  financial statements  were  authorised  for issue  on  6th  September  2017  by  the  directors  of  the 

company. 

1: Summary of Significant Accounting Policies 
Basis of Preparation 
These general purpose financial statements have been prepared in accordance with the Corporations 

Act  2001,  Australian  Accounting  Standards  and  Interpretations  of  the  Australian  Accounting 

Standards  Board  and  International  Financial  Reporting  Standards  as  issued  by  the  International 

Accounting Standards  Board. The Group  is  a for-profit  entity  for financial reporting purposes under 

Australian  Accounting  Standards.  Material  accounting  policies  adopted  in  the  preparation  of  these 

financial  statements  are  presented  below  and  have  been  consistently  applied  unless  stated 

otherwise. 

Except for cash flow information, the financial statements have been prepared on an accruals basis 

and are  based on historical costs,  modified, where  applicable, by the  measurement at  fair value of 

selected non-current assets, financial assets and financial liabilities. 

a. Principles of Consolidation. 

The consolidated financial statements incorporate all of the assets, liabilities and results of the parent 

(Analytica  Listed  Public  Limited)  and  all  of  the  subsidiaries  (including  any  structured  entities). 

Subsidiaries are entities the parent controls. The parent controls an entity when it is exposed to, or 

has rights to, variable returns from its involvement with the entity and has the ability to affect those 

returns through its power over the entity. A list of the subsidiaries is provided in Note 23. 

The assets, liabilities and results of all subsidiaries are fully consolidated into the financial statements 

of  the  Group  from  the  date  on  which  control  is  obtained  by  the  Group.  The  consolidation  of  a 

subsidiary  is  discontinued  from  the  date  that  control  ceases.  Intercompany  transactions,  balances 

and  unrealised  gains  or  losses  on  transactions  between  group  entities  are  fully  eliminated  on 

consolidation. Accounting policies  of subsidiaries  have  been changed and adjustments made where 

necessary to ensure uniformity of the accounting policies adopted by the Group. 

Equity interests in a subsidiary not attributable, directly or indirectly, to the Group are presented as 

“non-controlling  interests”.  The  Group  initially  recognises 

 
 
 
 
 
Pg. 33 

  Notes to the Financial Statements  

non-controlling  interests  that  are  present  ownership  interests  in  subsidiaries  and  are  entitled  to  a 

proportionate  share  of  the  subsidiary’s  net  assets  on  liquidation  at  either  fair  value  or  at  the  non-

controlling  interests’  proportionate  share  of  the  subsidiary’s  net  assets.  Subsequent  to  initial 

recognition, non-controlling interests are attributed their share of profit or loss and each component 

of  other  comprehensive  income.  Non-controlling  interests  are  shown  separately  within  the  equity 

section of the statement of financial position and statement of comprehensive income. 

Business combinations 
Business combinations occur where an acquirer obtains control over one or more businesses. 

A  business  combination  is  accounted  for  by  applying  the  acquisition  method,  unless  it  is  a 

combination involving entities or businesses under  common control. The business  combination  will 

be  accounted  for  from  the  date  that  control  is  obtained, whereby  the  fair  value  of  the  identifiable 

assets  acquired  and  liabilities  (including  contingent  liabilities)  assumed  is  recognised  (subject  to 

certain limited exemptions). 

When  measuring  the  consideration  transferred  in  the  business  combination,  any  asset  or  liability 

resulting  from  a  contingent  consideration  arrangement  is  also  included.  Subsequent  to  initial 

recognition,  contingent  consideration  classified  as  equity  is  not  remeasured  and  its  subsequent 

settlement is accounted for within equity. Contingent consideration classified as an asset or liability is 

remeasured  in  each  reporting  period  to  fair value,  recognising any  change  to  fair value  in  profit  or 

loss, unless the change in value can be identified as existing at acquisition date. 

All transaction costs incurred in relation to business combinations, other than those associated with 

the issue of a financial instrument, are recognised as expenses in profit or loss when incurred. 

The  acquisition  of  a  business  may  result  in  the  recognition  of  goodwill  or  a  gain  from  a  bargain 

purchase. 

Goodwill 

Goodwill  is  carried  at  cost  less  any  accumulated  impairment  losses.  Goodwill  is  calculated  as  the 

excess of the sum of: 

i. 

ii. 

the consideration transferred; 

any  non-controlling  interest  (determined  under  either  the  full  goodwill  or  proportionate 

interest method); and 

iii. 

the acquisition date fair value of any previously held equity interest; 

over the acquisition date fair value of net identifiable assets acquired. 

The acquisition date fair value of the consideration transferred for a business combination plus the 

acquisition date fair value of any previously held equity interest shall form the cost of the investment 

in the separate financial statements. 

 
 
 
 
 
Pg. 34 

  Notes to the Financial Statements  

Fair value re measurements in any pre-existing equity holdings are recognised in profit or loss in the 

period in which they arise. Where changes in the value of such equity holdings had previously been 

recognised in other comprehensive income, such amounts are recycled to profit or loss. 

The amount of goodwill  recognised on acquisition of each subsidiary in which  the Group holds less 

than  100%  interest  will  depend  on  the  method  adopted  in  measuring  the  non-controlling  interest. 

The Group can elect in most circumstances to measure the non-controlling interest in the acquired 

either at fair value (full goodwill method) or at the non-controlling interest's proportionate share of 

the  subsidiary's  identifiable  net  assets  (proportionate  interest  method).  In  such  circumstances,  the 

Group  determines  which  method  to  adopt  for  each  acquisition  and  this  is  stated  in  the  respective 

notes to these financial statements disclosing the business combination. 

Under  the  full  goodwill  method,  the  fair  value  of  the  non-controlling  interest  is  determined  using 

valuation  techniques  which make  the  maximum  use  of  market  information where  available.  Under 

this  method,  goodwill  attributable  to  the  non-controlling  interest  is  recognised  in  the  consolidated 

financial statements. 

Goodwill  on  acquisition  of  subsidiaries  is  included  in  intangible  assets.  Goodwill  on  acquisition  of 

associates is included in investments in associates. 

Goodwill is  tested for  impairment annually and is allocated to the  Group's  cash-generating  units or 

groups of cash-generating units, representing the lowest level at which goodwill is monitored and not 

larger than an operating segment. Gains and losses on the disposal of an entity include the carrying 

amount of goodwill related to the entity disposed of. 

Changes in the ownership interests in a subsidiary that do not result in a loss of control are accounted 

for as equity transactions and do not affect the carrying amounts of goodwill. 

b. Income Tax. 

The income tax expense (income) for the year comprises current income tax expense (income) and 

deferred tax expense (income). 

Current income tax expense charged to profit or loss is the tax payable on taxable income. Current 

tax  liabilities  (assets)  are  measured  at  the  amounts  expected  to  be  paid  to  (recovered  from)  the 

relevant taxation authority. 

Deferred  income  tax  expense  reflects  movements  in  deferred  tax  asset  and  deferred  tax  liability 

balances during the year as well as unused tax losses. 

Current and deferred income tax expense (income) is charged or credited outside profit or loss when 

the tax relates to items that are recognised outside profit or loss. 

Except for business combinations, no deferred income tax is recognised from the initial recognition of 

 
 
 
 
 
Pg. 35 

  Notes to the Financial Statements  

an asset or liability, where there is no effect on accounting or taxable profit or loss. 

Deferred  tax  assets  and  liabilities  are  calculated  at  the  tax  rates  that  are  expected  to  apply  to  the 

period  when  the  asset  is  realised  or  the liability  is  settled  and  their  measurement  also reflects  the 

manner in which management expects to recover or settle the carrying amount of the related asset 

or liability. With respect to non-depreciable items of property, plant and equipment measured at fair 

value and  items of investment property measured at fair value,  the related deferred tax  liability or 

deferred tax asset is measured on the basis that the carrying amount of the asset will be recovered 

entirely through sale.  

Deferred  tax assets relating to  temporary differences and unused tax losses are  recognised only to 

the extent that it is probable that future taxable profit will be available against which the benefits of 

the deferred tax asset can be utilised. 

Where  temporary  differences  exist  in  relation  to  investments  in  subsidiaries,  branches,  associates, 

and  joint  ventures,  deferred  tax  assets  and  liabilities  are  not  recognised  where  the  timing  of  the 

reversal  of  the  temporary  difference  can  be  controlled  and  it  is  not  probable  that  the  reversal  will 

occur in the foreseeable future. 

Current tax assets and liabilities are offset where a legally enforceable right of set-off exists and it is 

intended that net settlement or simultaneous realisation and settlement of the respective asset and 

liability will occur. Deferred tax assets and liabilities are offset where: (i) a legally enforceable right of 

set-off exists; and (ii) the deferred tax assets and liabilities relate to income taxes levied by the same 

taxation authority on either the same taxable entity or different taxable entities where it is intended 

that net settlement or simultaneous realisation and settlement of the respective asset and liability  

will  occur  in  future  periods  in  which  significant  amounts  of  deferred  tax  assets  or  liabilities  are 

expected to be recovered or settled. 

c. Fair Value of Assets and Liabilities. 

The  Group  measures  some  of  its  assets  and  liabilities  at  fair  value  on  either  a  recurring  or  non-

recurring basis, depending on the requirements of the applicable Accounting Standard. 

Fair  value  is  the  price  the  Group  would  receive  to  sell  an asset  or  would have  to  pay  to  transfer  a 

liability  in  an  orderly  (ie  unforced)  transaction  between  independent,  knowledgeable  and  willing 

market participants at the measurement date. 

As  fair  value  is  a  market-based  measure,  the  closest  equivalent  observable  market  pricing 

information  is  used  to  determine  fair  value.  Adjustments  to  market  values  may  be  made  having 

regard  to  the  characteristics  of  the  specific  asset  or  liability.  The  fair  values  of  assets  and  liabilities 

that  are  not  traded  in  an  active  market  are  determined  using  one  or  more  valuation  techniques. 

 
 
 
 
 
Pg. 36 

  Notes to the Financial Statements  

These valuation techniques maximise, to the extent possible, the use of observable market data. 

To the extent possible, market information is extracted from either the principal market for the asset 

or liability (ie the market with the greatest volume and level of activity for the asset or liability) or, in 

the absence of such a market, the most advantageous market available to the entity at the end of the 

reporting period (ie the market that maximises the receipts from the sale of the asset or minimises 

the payments made to transfer the liability, after taking into account transaction costs and transport 

costs). 

For  non-financial assets, the  fair value measurement also takes into  account a market participant’s 

ability  to  use  the  asset  in  its  highest  and  best  use  or  to  sell  it  to  another  market  participant  that 

would use the asset in its highest and best use. 

The fair value of liabilities and the entity’s own equity instruments (excluding those related to share-

based payment arrangements) may be valued, where there is no observable market price in relation 

to the transfer of such financial instruments, by reference to observable market information where 

such  instruments  are  held  as  assets.  Where  this  information  is  not  available,  other  valuation 

techniques  are  adopted  and,  where  significant,  are  detailed  in  the  respective  note  to  the  financial 

statements. 

d. Inventories 

Inventories  are  measured  at  the  lower  of  cost  and  net  realisable  value.  The  cost  of  manufactured 

products includes direct materials, direct labour and an appropriate proportion of variable and fixed 

overheads. Cost of inventory is determined using the fist-in-first-out basis and are net of any rebates 

and discounts received. 

e. Property, Plant and Equipment 

Each class of property, plant and equipment  is  carried at cost  or fair value  as indicated less, where 

applicable, any accumulated depreciation and impairment losses. 

Property 

Freehold land and buildings are carried at their fair value (being the amount for which an asset could 

be  exchanged  between  knowledgeable,  willing  parties  in  an  arm’s  length  transaction),  based  on 

periodic,  but  at  least  triennial,  valuations  by  external  independent  valuers,  less  accumulated 

depreciation for buildings. 

Increases  in  the  carrying  amount  arising  on  revaluation  of  land  and  buildings  are  credited  to  a 

revaluation  surplus  in  equity.  Decreases  that  offset  previous  increases  of  the  same  asset  are 

recognised against revaluation surplus directly in equity; all other decreases are recognised in profit 

or loss. 

 
 
 
 
 
Pg. 37 

  Notes to the Financial Statements  

Any  accumulated  depreciation  at  the  date  of  revaluation  is  eliminated  against  the  gross  carrying 

amount of the asset and the net amount is restated to the revalued amount of the asset. 

Plant and equipment 

Plant and equipment are measured on the cost basis and therefore carried at cost less accumulated 

depreciation  and  any  accumulated  impairment.  In  the  event  the  carrying  amount  of  plant  and 

equipment is greater than the estimated recoverable amount, the carrying amount is written down 

immediately  to  the  estimated  recoverable  amount  and  impairment  losses  are  recognised  either  in 

profit or loss or as a revaluation decrease if the impairment losses relate to a revalued asset. A formal 

assessment of recoverable amount is made when impairment indicators are present. 

The carrying amount of plant and equipment is reviewed annually by directors to ensure it is not in 

excess of the recoverable amount from these assets. The recoverable amount is assessed on the basis 

of  the  expected  net  cash flows  that  will  be  received from  the  asset’s  employment  and  subsequent 

disposal.  The  expected  net cash flows  have  been discounted  to their present values in  determining 

recoverable amounts. 

The  cost  of  fixed  assets  constructed  within  the  consolidated  group  includes  the  cost  of  materials, 

direct labour, borrowing costs and an appropriate proportion of fixed and variable overheads. 

Subsequent costs  are included  in the asset’s  carrying  amount  or recognised as a separate asset, as 

appropriate, only when it is probable that future economic benefits associated with the item will flow 

to the Group and the cost of the item can be measured reliably. All other repairs and maintenance 

are recognised as expenses in profit or loss during the financial period in which they are incurred. 

Depreciation 

The  depreciable  amount  of  all  fixed  assets  including  buildings  and  capitalised  lease  assets,  but 

excluding  freehold  land,  is  depreciated  on  a  straight-line  basis  over  the  asset’s  useful  life  to  the 

consolidated  group  commencing  from  the  time  the  asset  is  held  ready  for  use.  Leasehold 

improvements  are  depreciated  over  the  shorter  of  either  the  unexpired  period  of  the  lease  or  the 

estimated useful lives of the improvements. 

The depreciation rates used for each class of depreciable assets are: 

Class of Fixed Asset 

Plant and equipment 

Depreciation Rate 

13.33% – 20% 

Plant and equipment leased to external parties 

33% – 66.67% 

Leased plant and equipment 

33% - 100% 

The assets’ residual values and useful lives are reviewed, and adjusted if appropriate, at the end of 

each reporting period. 

 
 
 
 
 
Pg. 38 

  Notes to the Financial Statements  

An  asset’s  carrying  amount  is  written  down  immediately  to  its  recoverable  amount  if  the  asset’s 

carrying amount is greater than its estimated recoverable amount. 

Gains  and  losses  on  disposals  are  determined  by  comparing  proceeds  with  the  carrying  amount. 

These  gains  and  losses  are  recognised  in  profit  or  loss  in  the  period  in  which  they  arise.  When 

revalued  assets  are  sold,  amounts  included  in  the  revaluation  surplus  relating  to  that  asset  are 

transferred to retained earnings. 

f. Leases 

Leases of fixed assets, where substantially all the risks and benefits incidental to the ownership of the 

asset  –  but  not  the  legal  ownership  –  are  transferred  to  entities  in  the  consolidated  group,  are 

classified as finance leases. 

Finance leases are capitalised by recognising an asset and a liability at the lower of the amounts equal 

to  the  fair  value  of  the  leased  property  or  the  present  value  of  the  minimum  lease  payments, 

including any guaranteed residual values. Lease payments are allocated between the reduction of the 

lease liability and the lease interest expense for the period. 

Leased assets are depreciated on a straight-line basis over the shorter of their estimated useful lives 

or the lease term. 

Lease  payments for  operating leases, where substantially all the risks  and benefits remain with  the 

lessor, are recognised as expenses in the periods in which they are incurred. 

Lease incentives under operating leases are recognised as a liability and amortised on a straight-line 

basis over the lease term. 

g. Financial Instruments 

Initial recognition and measurement 

Financial  assets  and  financial  liabilities  are  recognised  when  the  entity  becomes  a  party  to  the 

contractual provisions to the instrument. For financial assets, this is equivalent to the date that the 

entity commits itself to either the purchase or sale of the asset (ie trade date accounting is adopted). 

Financial  instruments  are  initially  measured  at  fair  value  plus  transaction  costs,  except  where  the 

instrument  is  classified  “at  fair  value  through  profit  or  loss”,  in  which  case  transaction  costs  are 

expensed to profit or loss immediately. 

Classification and subsequent measurement 

Financial  instruments  are  subsequently  measured  at  fair  value,  amortised  cost  using  the  effective 

interest method, or cost. 

Amortised  cost  is  calculated  as  the  amount  at  which  the  financial  asset  or  financial  liability  is 

measured at initial recognition less principal repayments and 

 
 
 
 
 
Pg. 39 

  Notes to the Financial Statements  

any  reduction  for  impairment,  and  adjusted  for  any  cumulative  amortisation  of  the  difference 

between that initial amount and the maturity amount calculated using the effective interest method. 

The  effective  interest  method  is  used  to  allocate  interest  income  or  interest  expense  over  the 

relevant  period  and  is  equivalent  to  the  rate  that  discounts  estimated  future  cash  payments  or 

receipts (including fees, transaction costs and other premiums or discounts) over the expected life (or 

when this cannot be reliably predicted, the contractual term) of the financial instrument to the net 

carrying amount of the financial asset or financial liability. Revisions to expected future net cash flows 

will necessitate an adjustment to the carrying amount with a consequential recognition of an income 

or expense item in profit or loss. 

The  Group  does  not  designate  any  interests  in  subsidiaries,  associates  or  joint  ventures  as  being 

subject to the requirements of Accounting Standards specifically applicable to financial instruments. 

(i) Financial assets at fair value through profit or loss 

Financial assets are classified at “fair value through profit or loss” when they are held for trading for 

the purpose of short-term profit taking, derivatives not held for hedging purposes, or when they are 

designated  as such to  avoid an accounting mismatch  or to  enable  performance evaluation where  a 

group  of  financial  assets  is  managed  by  key  management  personnel  on  a  fair  value  basis  in 

accordance  with  a  documented  risk  management  or 

investment  strategy.  Such  assets  are 

subsequently measured at fair value with changes in carrying amount being included in profit or loss. 

(ii) Loans and receivables. 

Loans and receivables are  non-derivative financial  assets with  fixed or determinable payments that 

are not quoted in an active market and are subsequently measured at amortised cost. Gains or losses 

are  recognised  in  profit  or  loss  through  the  amortisation  process  and  when  the  financial  asset  is 

derecognised. 

(iii) Held-to-maturity investments 

Held-to-maturity investments are non-derivative financial assets that have fixed maturities and fixed 

or  determinable  payments,  and  it  is  the  Group’s  intention  to  hold  these  investments  to  maturity. 

They are  subsequently measured at  amortised  cost.  Gains or losses are recognised in profit  or loss 

through the amortisation process and when the financial asset is derecognised. 

(iv) Available-for-sale investments. 

Available-for-sale investments are non-derivative financial assets that are either not capable of being 

classified into other categories of financial assets due to their nature or they are designated as such 

by management. They comprise investments in the equity of other entities where there is neither a 

fixed maturity nor fixed or determinable payments. 

They  are  subsequently  measured  at  fair  value  with  any  re  measurements  other  than  impairment 

losses  and  foreign  exchange  gains  and  losses  recognised  in 

 
 
 
 
 
Pg. 40 

  Notes to the Financial Statements  

other comprehensive income. When the financial asset is derecognised, the cumulative gain or loss 

pertaining  to  that  asset  previously  recognised  in  other  comprehensive  income  is  reclassified  into 

profit or loss. 

Available-for-sale financial assets are classified as non-current assets when they are not expected to 

be sold within 12 months after the end of the reporting period. All other available-for-sale financial 

assets are classified as current assets. 

(v) Financial liabilities 

Non-derivative  financial  liabilities  other  than  financial  guarantees  are  subsequently  measured  at 

amortised cost. Gains or losses are recognised in profit or loss through the amortisation process and 

when the financial liability is derecognised. 

Impairment 

A  financial  asset  (or  a  group  of  financial  assets)  is  deemed  to  be  impaired  if,  and  only  if,  there  is 

objective evidence of impairment as a result of one or more events (a “loss event”) having occurred, 

which has an impact on the estimated future cash flows of the financial asset(s). 

In the case of available-for-sale financial assets, a significant or prolonged decline in the market value 

of the instrument is considered to constitute a loss event. Impairment losses are recognised in profit 

or  loss  immediately.  Also,  any  cumulative  decline  in  fair  value  previously  recognised  in  other 

comprehensive income is reclassified into profit or loss at this point. 

In the case of financial assets carried at amortised cost, loss events may include: indications that the 

debtors or a group of debtors are experiencing significant financial difficulty, default or delinquency 

in  interest  or  principal  payments;  indications  that  they  will  enter  bankruptcy  or  other  financial 

reorganisation; and changes in arrears or economic conditions that correlate with defaults. 

For financial assets carried at amortised cost (including loans and receivables), a separate allowance 

account  is  used  to  reduce  the  carrying  amount  of  financial  assets  impaired  by  credit  losses.  After 

having taken all possible measures of recovery, if management establishes that the carrying amount 

cannot  be  recovered  by  any  means,  at  that  point  the  written-off  amounts  are  charged  to  the 

allowance  account  or  the  carrying  amount  of  impaired  financial  assets  is  reduced  directly  if  no 

impairment amount was previously recognised in the allowance account. 

When the terms of financial assets that would otherwise have been past due or impaired have been 

renegotiated, the  Group recognises the impairment for such  financial assets by taking into  account 

the  original  terms  as  if  the  terms  have  not  been  renegotiated  so  that  the  loss  events  that  have 

occurred are duly considered. 

Financial guarantees 

Where  material,  financial  guarantees  issued  that  require  the  issuer  to  make  specified  payments  to 

reimburse  the  holder  for  a  loss  it  incurs  because  a  specified 

 
 
 
 
 
Pg. 41 

  Notes to the Financial Statements  

debtor fails to make payment when due are recognised as a financial liability at fair value on initial 

recognition. 

The  fair  value  of  financial  guarantee  contracts  has  been  assessed  using  a  probability-weighted 

discounted cash flow approach. The probability has been based on: 

– the likelihood of the guaranteed party defaulting during the next reporting period; 

– the proportion of the exposure that is not expected to be recovered due to the guaranteed party 

defaulting; and 

– the maximum loss exposure if the guaranteed party were to default. 

Financial guarantees are subsequently measured at the higher of the best estimate of the obligation 

in  accordance  with  AASB  137:  Provisions,  Contingent  Liabilities  and  Contingent  Assets  and  the 

amount initially recognised less, when appropriate, cumulative amortisation in accordance with AASB 

118:  Revenue.  Where  the  entity  gives  guarantees  in  exchange  for  a  fee,  revenue  is  recognised  in 

accordance with AASB 118. 

Derecognition 

Financial assets are derecognised when the contractual rights to receipt of cash flows expire or the 

asset  is  transferred  to  another  party  whereby  the  entity  no  longer  has  any  significant  continuing 

involvement in the risks and benefits associated with the asset. Financial liabilities are derecognised 

when the related obligations are discharged, cancelled or have expired. The difference between the 

carrying  amount  of  the  financial  liability  extinguished  or  transferred  to  another  party  and  the  fair 

value  of  consideration  paid,  including  the  transfer  of  non-cash  assets  or  liabilities  assumed,  is 

recognised in profit or loss. 

h. Impairment of Assets 

At the end of each reporting period, the Group assesses whether there is any indication that an asset 

may be impaired. The assessment will include the consideration of external and internal sources of 

information including dividends received from subsidiaries, associates or joint ventures deemed to be 

out  of  pre-acquisition  profits.  If  such  an  indication  exists,  an  impairment  test  is  carried  out  on  the 

asset by comparing the recoverable amount of the asset, being the higher of the asset’s fair value less 

costs of disposal and value in use, to the asset’s carrying amount. Any excess of the asset’s carrying 

amount  over  its recoverable amount is  recognised immediately in  profit or loss, unless the asset is 

carried  at  a  revalued  amount  in  accordance  with  another  Standard  (eg  in  accordance  with  the 

revaluation model in AASB 116: Property, Plant and Equipment). Any impairment loss of a revalued 

asset is treated as a revaluation decrease in accordance with that other Standard. 

Where  it  is  not  possible  to  estimate  the  recoverable  amount  of  an  individual  asset,  the  Group 

 
 
 
 
 
Pg. 42 

  Notes to the Financial Statements  

estimates the recoverable amount of the cash-generating unit to which the asset belongs. 

Impairment  testing  is  performed  annually  for  goodwill,  intangible  assets  with  indefinite  lives  and 

intangible assets not yet available for use. 

i. Intangibles Other than Goodwill 

Patents and trademarks 

Patents and trademarks are recognised at cost of acquisition. They have a finite life and are carried at 

cost  less  any  accumulated  amortisation  and  any  impairment  losses.  Patents  and  trademarks  are 

amortised over their useful lives ranging from 0 to 20 years. 

Research  and  development  expenditure  during  the  research  phase  of  a  project  is  recognised  as  an 

expense  when  incurred.  Development  costs  are  capitalised  only  when  technical  feasibility  studies 

identify  that  the  project  is  expected  to  deliver  future  economic  benefits  and  these  benefits  can  be 

measured reliably. 

Capitalised development costs have a finite useful life and are amortised on a systematic basis based 

on the future economic benefits over the useful life of the project. 

j. Foreign Currency Transactions and Balances 

Functional and presentation currency 

The functional currency of each of the Group’s entities is measured using the currency of the primary 

economic  environment  in  which  that  entity  operates.  The  consolidated  financial  statements  are 

presented in Australian dollars, which is the parent entity’s functional currency. 

Transactions and balances 

Foreign  currency  transactions  are  translated  into  functional  currency  using  the  exchange  rates 

prevailing at the date of the transaction. Foreign currency monetary items are translated at the year-

end  exchange  rate.  Non-monetary  items  measured  at  historical  cost  continue  to  be  carried  at  the 

exchange  rate  at  the  date  of  the  transaction.  Non-monetary  items  measured  at  fair  value  are 

reported at the exchange rate at the date when fair values were determined. 

Exchange  differences  arising  on  the  translation  of  monetary  items  are  recognised  in  profit  or  loss, 

except where deferred in equity as a qualifying cash flow or net investment hedge. 

Exchange  differences  arising  on  the  translation  of  non-monetary  items  are  recognised  directly  in 

other  comprehensive  income  to  the  extent  that  the  underlying  gain  or  loss  is  recognised  in  other 

comprehensive income; otherwise the exchange difference is recognised in profit or loss. 

Group companies 

The financial results and position of foreign operations, whose functional currency is different from 

the Group’s presentation currency, are translated as follows: 

 
 
 
 
 
Pg. 43 

  Notes to the Financial Statements  

– assets and liabilities are translated at exchange rates prevailing at the end of the reporting period; 

–income and expenses are translated at average exchange rates for the period; and 

–retained earnings are translated at the exchange rates prevailing at the date of the transaction. 

Exchange  differences  arising  on  translation  of  foreign  operations  with  functional  currencies  other 

than  Australian  dollars  are  recognised  in  other  comprehensive  income  and  included  in  the  foreign 

currency translation reserve in the statement of financial position. The cumulative amount of these 

differences is reclassified into profit or loss in the period in which the operation is disposed of. 

k. Employee Benefits 

Short-term employee benefits 

Provision is made for the Group’s obligation for short-term employee benefits. Short-term employee 

benefits are benefits (other than termination benefits) that are expected to be settled wholly before 

12 months after the end of the annual reporting period in which the employees render the related 

service, including wages, salaries and sick leave. Short-term employee benefits are measured at the 

(undiscounted) amounts expected to be paid when the obligation is settled. 

The Group’s obligations for short-term employee benefits such as wages, salaries and sick leave are 

recognised  as  part  of  current  trade  and  other  payables  in  the  statement  of  financial  position.  The 

Group’s obligations for employees’ annual leave and long service leave entitlements are recognised 

as provisions in the statement of financial position. 

Other long-term employee benefits 

Provision is made for employees’ long service leave and annual leave entitlements not expected to be 

settled wholly within 12 months after the end of the annual reporting period in which the employees 

render the related service. Other long-term employee benefits are measured at the present value of 

the  expected  future  payments  to  be  made  to  employees.  Expected  future  payments  incorporate 

anticipated  future  wage  and  salary  levels,  durations  of  service  and  employee  departures  and  are 

discounted at rates determined by reference to market yields at the end of the reporting period on 

corporate  bonds  that  have  maturity  dates  that  approximate  the  terms  of  the  obligations.  Any  re 

measurements for changes in assumptions of obligations for other long-term employee benefits are 

recognised in profit or loss in the periods in which the changes occur. 

The Group’s obligations for long-term employee benefits are presented as non-current provisions in 

its statement of financial position, except where the Group does not have an unconditional right to 

defer  settlement  for  at  least  12  months  after  the  end  of  the  reporting  period,  in  which  case  the 

obligations are presented as current provisions. 

 
 
 
 
 
Pg. 44 

  Notes to the Financial Statements  

Termination benefits 

When applicable, the Group recognises a liability and expense for termination benefits at the earlier 

of: (i)  the date when the  Group can no longer  withdraw the  offer for termination  benefits; and (ii) 

when  the  Group  recognises  costs  for  restructuring  pursuant  to  AASB  137:  Provisions,  Contingent 

Liabilities and Contingent Assets and the costs include termination benefits. In either case, unless the 

number of employees affected is known, the obligation for termination benefits is measured on the 

basis of the number of employees expected to be affected. Termination benefits that are expected to 

be  settled  wholly  before  12  months  after  the  annual  reporting  period  in  which  the  benefits  are 

recognised are measured at the (undiscounted) amounts expected to be paid. All other termination 

benefits are accounted for on the same basis as other long-term employee benefits. 

Equity-settled compensation 

The  Group  operates  an  employee  share  and  option  plan.  Share-based  payments  to  employees  are 

measured at the fair value of the instruments issued and amortised over the vesting periods. Share-

based payments  to non-employees are  measured at the  fair value of  goods or services received or 

the  fair  value  of  the  equity  instruments  issued,  if  it  is  determined  the  fair  value  of  the  goods  or 

services  cannot  be  reliably  measured,  and  are  recorded  at  the  date  the  goods  or  services  are 

received.  The  corresponding  amount  is  recorded  to  the  option  reserve.  The  fair  value  of  options is 

determined  using  the  Black-Scholes  pricing  model.  The  number  of  shares  and  options  expected  to 

vest is reviewed and adjusted at the end of each reporting period such that the amount recognised 

for services received as consideration for the equity instruments granted is based on the number of 

equity instruments that eventually vest. 

l. Provisions 

Provisions are recognised when the Group has a legal or constructive obligation, as a result of past 

events, for which it is probable that an outflow of economic benefits will result and that outflow can 

be reliably measured. 

Provisions are measured using the best estimate of the amounts required to settle the obligation at 

the end of the reporting period. 

m. Provision for Warranties 

Provision is made in respect of the Group’s best estimate of the liability on all products and services 

under warranty at the end of the reporting period. The provision is measured as the present value of 

future cash flows  estimated to be required to settle the  warranty obligation. The future cash flows 

have been estimated by reference to the consolidated group’s history of warranty claims. 

 
 
 
 
 
 
Pg. 45 

  Notes to the Financial Statements  

n. Cash and Cash Equivalents 

Cash  and  cash  equivalents  include  cash  on  hand,  deposits  available  on  demand  with  banks,  other 

short-term  highly  liquid  investments  with  original  maturities  of  12  months  or  less,  and  bank 

overdrafts. Bank overdrafts are reported within borrowings in current liabilities on the statement of 

financial position. 

o. Revenue and Other Income 

Revenue  is  measured  at  the  fair  value  of  the  consideration  received  or  receivable  after  taking into 

account  any  trade  discounts  and  volume  rebates  allowed.  When  the  inflow  of  consideration  is 

deferred,  it  is  treated  as  the  provision  of  financing  and  is  discounted  at  a  rate  of  interest  that  is 

generally  accepted  in  the  market  for  similar  arrangements.  The  difference  between  the  amount 

initially recognised and the amount ultimately received is interest revenue. 

Revenue  from  the  sale  of  goods  is  recognised  at  the  point  of  delivery  as  this  corresponds  to  the 

transfer  of  significant  risks  and  rewards  of  ownership  of  the  goods  and  the  cessation  of  all 

involvement in those goods. 

Interest revenue is recognised using the effective interest method. 

Dividend revenue is recognised when the right to receive a dividend has been established. 

Dividends  received  from  associates  and  joint  ventures  are  accounted  for  in  accordance  with  the 

equity method of accounting. 

Royalty  revenue 

is  recognised 

in  the  consolidated  statement  of  profit  or 

loss  and  other 

comprehensive income when it is probable that the economic benefits gained from royalty will flow 

to the entity and the amount of the royalty can be measured reliably. 

The  Group  is  eligible  for  Federal  Government  grants  in  respect  of  Research  and  Development 

expenditure. Such grants are accounted for when there is reasonable assurance that the Group will 

comply with the conditions attaching to the grant and the grant will be received. 

All revenue is stated net of the amount of goods and services tax. 

p. Trade and Other Receivables 

Trade  and  other  receivables  include  amounts  due  from  customers  for  goods  sold  and  services 

performed in the ordinary course of business. Receivables expected to be collected within 12 months 

of the end of the reporting period are classified as current assets. All other receivables are classified 

as non-current assets. 

Trade  and  other  receivables  are  initially  recognised  at  fair  value  and  subsequently  measured  at 

 
 
 
 
 
Pg. 46 

  Notes to the Financial Statements  

amortised cost using the effective interest method, less any provision for impairment. 

q. Trade and Other Payables 

Trade and other payables represent the liabilities for goods and services received by the entity that 

remain unpaid at the end of the reporting period. The balance is recognised as a current liability with 

the amounts normally paid within 30 days of recognition of the liability. 

r. Borrowing Costs 

Borrowing  costs  directly  attributable  to  the  acquisition,  construction  or  production  of  assets  that 

necessarily take a substantial period of time to prepare for their intended use or sale are added to 

the cost of those assets, until such time as the assets are substantially ready for their intended use or 

sale. 

All other borrowing costs are recognised in profit or loss in the period in which they are incurred. 

s. Goods and Services Tax (GST) 

Revenues, expenses and assets are recognised net of the amount of GST, except where the amount 

of GST incurred is not recoverable from the Australian Taxation Office (ATO). 

Receivables and payables are  stated inclusive  of the amount  of GST  receivable  or payable.  The  net 

amount  of  GST  recoverable  from,  or  payable  to,  the  ATO  is  included  with  other  receivables  or 

payables in the statement of financial position. 

Cash flows are presented on a gross basis. The GST components of cash flows arising from investing 

or financing activities which are recoverable from, or payable to, the ATO are presented as operating 

cash flows included in receipts from customers or payments to suppliers. 

t. Comparative Figures 

When  required  by  Accounting  Standards,  comparative  figures  have  been  adjusted  to  conform  to 

changes in presentation for the current financial year. 

Where the Group retrospectively applies an accounting policy, makes a retrospective restatement or 

reclassifies items in its financial statements, an additional (third) statement of financial position as at 

the beginning of the preceding period in addition to the minimum comparative financial statements 

is presented. 

u. Rounding of Amounts 

The parent entity has applied the relief available to it under ASIC Corporations (Rounding in financial 

statements  (Directors’  Report 

Instrument)  2016/191.  Accordingly,  amounts 

in  the  financial 

statements have been rounded off to the nearest $1. 

 
 
 
 
 
Pg. 47 

  Notes to the Financial Statements  

v. Going concern 

The financial statements have been prepared on a going concern basis. 

This basis has been adopted as the company has sufficient cash at 30 June 2017 to conduct its affairs. 

The company has a guarantee of continuing financial support from Dr Monsour to allow the company 

to meet its liabilities and it is the belief that such financial support will continue to be made available. 

The company’s forward cash flow projections currently indicate that the company will be required to 

raise additional funds to meet forecast needs. The Directors have considered this position and have 

assessed available funding options and believe should funding be required that sufficient funds could 

be sourced to satisfy creditors as and when they fall due. 

The  company  also  expects  to  generate  sales  income  during  the  2018  year  from  the  sales  of  its 

PeriCoach. 

However,  if  adequate  capital  raising  is  not  achieved  the  company  may  be  unable  to  continue  as  a 

going  concern.  No  adjustments  have  been  made  relating  to  the  recoverability  and  classification  of 

recorded assets amounts and classification of liabilities that might be necessary should the company 

not continue as a going concern. 

w. Earnings per share 

The Group presents basic and diluted earnings per share information for its ordinary shares. 

Basic  earnings  per  share  is  calculated  by  dividing  the  profit/loss  attributable  to  owners  of  the 

company by the weighted average number of ordinary shares outstanding during the year. 

Diluted earnings per share adjusts the basic earnings per share to take into account the after income 

tax effect of interest and other financing costs associated with dilutive potential ordinary shares and 

the  weighted  average  number  of  additional  ordinary  shares  that  would  have  been  outstanding 

assuming the conversion of all dilutive potential ordinary shares. 

x. Share capital 

Ordinary  shares  are  classified  as  equity.  Incremental  costs  directly  attributable  to  the  issue  of 

ordinary shares and share options which vest immediately are recognised as a deduction from equity, 

net of any tax effect. 

y. Critical accounting estimates and judgements 

The directors evaluate estimates and judgements incorporated into the interim financial statements 

based on historical knowledge and best available current information. Estimates assume a reasonable 

expectation  of  future  events  and  are  based  on  current  trends  and  economic  data,  obtained  both 

externally and within the Group. 

 
 
 
 
 
Pg. 48 

  Notes to the Financial Statements  

Key estimates – impairment 

The Group assesses impairment at the end of each reporting year by evaluating conditions specific to 

the Group that may be indicative of impairment triggers. Recoverable amounts of relevant assets are 

reassessed using value-in-use calculations which incorporate various key assumptions. 

z. New Accounting Standards for Application in Future Periods 

Accounting  Standards  issued  by  the  AASB  that  are  not  yet  mandatorily  applicable  to  the  Group, 

together  with  an  assessment  of  the  potential  impact  of  such  pronouncements  on  the  Group  when 

adopted in future periods, are discussed below: 

– AASB 9: Financial Instruments and associated Amending Standards (applicable to annual reporting 

periods beginning on or after 1 January 2018). 

The  Standard  will  be  applicable  retrospectively  (subject  to  the  provisions  on  hedge  accounting 

outlined  below)  and  includes  revised  requirements  for  the  classification  and  measurement  of 

financial instruments,  revised  recognition  and  derecognition  requirements for  financial  instruments 

and simplified requirements for hedge accounting. 

The key changes that may affect the Group on initial application include certain simplifications to the 

classification  of  financial  assets, simplifications  to  the  accounting  of  embedded  derivatives,  upfront 

accounting  for  expected  credit  loss,  and  the  irrevocable  election  to  recognise  gains  and  losses  on 

investments  in  equity  instruments  that  are  not  held  for  trading  in  other  comprehensive  income.  

AASB  9  also  introduces  a  new  model  for  hedge  accounting  that  will  allow  greater  flexibility  in  the 

ability  to  hedge  risk,  particularly  with  respect  to  hedges  of  non-financial  items.    Should  the  entity 

elect  to  change  its  hedge  policies  in  line  with  the  new  hedge  accounting  requirements  of  the 

Standard, the application of such accounting would be largely prospective. 

Although  the  directors  anticipate  that  the  adoption  of  AASB  9  may  have  an impact  on  the  Group’s 

financial  instruments,  including  hedging  activity,  it  is  impracticable  at  this  stage  to  provide  a 

reasonable estimate of such impact. 

–  AASB  15:  Revenue  from  Contracts  with  Customers  (applicable  to  annual  reporting  periods 

beginning  on  or  after  1  January  2018,  as  deferred  by  AASB  2015-8:  Amendments  to  Australian 

Accounting Standards – Effective Date of AASB 15). 

When effective, this Standard will replace the current accounting requirements applicable to revenue 

with a single, principles-based model. Except for a limited number of exceptions, including leases, the 

new revenue  model in  AASB  15 will apply  to all contracts with customers as  well as  non-monetary 

exchanges between entities in the same line of business to facilitate sales to customers and potential 

customers. 

The core  principle of the  Standard is  that an entity will  recognise revenue to depict the transfer of 

promised  goods  or  services  to  customers  in  an  amount  that 

 
 
 
 
 
Pg. 49 

  Notes to the Financial Statements  

reflects  the  consideration  to  which  the  entity  expects  to  be  entitled  in  exchange  for  the  goods  or 

services. To achieve this objective, AASB 15 provides the following five-step process: 

- identify the contract(s) with a customer; 

- identify the performance obligations in the contract(s); 

- determine the transaction price; 

- allocate the transaction price to the performance obligations in the contract(s); and 

- recognise revenue when (or as) the performance obligations are satisfied. 

The  transitional  provisions  of  this  Standard  permit  an  entity  to  either:  restate  the  contracts  that 

existed  in  each  prior  period  presented  per  AASB  108:  Accounting  Policies,  Changes  in  Accounting 

Estimates and Errors (subject to certain practical expedients in AASB 15); or recognise the cumulative 

effect of retrospective application to incomplete contracts on the date of initial application. There are 

also enhanced disclosure requirements regarding revenue. 

Although the directors anticipate that the adoption of AASB 15 may have an impact on the Group’s 

financial statements, it is impracticable at this stage to provide a reasonable estimate of such impact. 

– AASB 16: Leases (applicable to annual reporting periods beginning on or after 1 January 2019). 

When effective, this Standard will replace the current accounting requirements applicable to leases in 

AASB 117: Leases and related Interpretations. AASB 16 introduces a single lessee accounting model 

that eliminates the requirement for leases to be classified as operating or finance leases. 

The main changes introduced by the new Standard include: 

- recognition of a right-to-use asset and liability for all leases (excluding short-term leases with less 

than 12 months of tenure and leases relating to low-value assets); 

-depreciation of right-to-use assets in line with AASB 116: Property, Plant and Equipment in profit or 

loss and unwinding of the liability in principal and interest components; 

-  Inclusion  of  variable  lease payments  that  depend  on an  index  or  a  rate  are included  in  the  initial 

measurement of the lease liability using the index or rate at the commencement date; 

-  by  application  of  a  practical  expedient,  to  permit  a  leasee  to  elect  not  to  separate  non-lease 

components and instead account for all components as a lease; and 

- additional disclosure requirements. 

The transitional provisions of AASB 16 allow a lessee to either retrospectively apply the Standard to 

comparatives in line with AASB 108 or recognise the cumulative effect of retrospective application as 

an adjustment to opening equity on the date of initial application. 

 
 
 
 
 
Pg. 50 

  Notes to the Financial Statements  

Although  the  directors  anticipate  that  the  adoption  of  AASB  16  will  impact  the  Group's  financial 

statements, it is impracticable at this stage to provide a reasonable estimate of such impact. 

-  AASB  2014-10:  Amendments  to  Australian  Accounting  Standards  –  Sale  or  Contribution  of  Assets 

between  an  Investor  and  its  Associate  or  Joint  Venture  (applicable  to  annual  reporting  periods 

beginning  on  or  after  1  January  2018,  as  deferred  by  AASB  2015-10:  Amendments  to  Australian 

Accounting Standards – Effective Date of Amendments to AASB 10 and AASB 128). 

This  Standard  amends  AASB  10:  Consolidated  Financial  Statements  with  regards  to  a  parent  losing 

control over a subsidiary that is not a “business” as defined in AASB 3 to an associate or joint venture, 

and requires that: 

- a gain or loss (including any amounts in other comprehensive income (OCI)) be recognised only to 

the extent of the unrelated investor’s interest in that associate or joint venture; 

-  the  remaining  gain  or  loss  be  eliminated  against  the  carrying  amount  of  the  investment  in  that 

associate or joint venture; and 

- any gain or loss from remeasuring the remaining investment in the former subsidiary at fair value 

also  be  recognised  only  to  the  extent  of  the  unrelated  investor’s  interest  in  the  associate  or  joint 

venture.  The  remaining  gain  or  loss  should  be  eliminated  against  the  carrying  amount  of  the 

remaining investment. 

The application of AASB 2014-10 will result in a change in accounting policies for transactions of loss 

of control over subsidiaries (involving an associate or joint venture) that are businesses per AASB 3 

for  which  gains  or losses  were  previously  recognised  only to  the  extent  of  the  unrelated  investor’s 

interest. 

The  transitional  provisions  require  that  the  Standard  should  be  applied  prospectively  to  sales  or 

contributions  of  subsidiaries  to  associates  or  joint  ventures  occurring  on  or  after  1  January  2018. 

Although  the  directors  anticipate  that  the  adoption  of  AASB  2014-10  may  have  an  impact  on  the 

Group’s financial statements, it is impracticable at this stage to provide a reasonable estimate of such 

impact. 

 
 
 
 
 
 
 
Pg. 51 

  Notes to the Financial Statements  

2. Revenue from continuing operations 

Sale of goods revenue 

Other Revenue 
R & D tax incentive revenue 
Investment revenue 
Royalty Income 

Total Revenue 

Result for the year 

Consolidated Group 

2017 
$ 

73,410 

1,154,998 
15,306 
10,623 
1,180,927 
1,254,337 

2016 
$ 
190,802 

1,893,605 
21,157 
10,679 
1,925,441 
2,116,243 

Profit before income tax from continuing operations includes the following specific expenses 

Finance expenses 
   External 
   Related entities 

   Administration expense 
   Administration – compliance 
   Administration – employment 
   Administration – general 

   Depreciation, amortisation and impairments 
   Intangible assets 
   Property, plant and equipment 

   Marketing expenses 
   Marketing – employment 
   Marketing – PeriCoach 

   Patent maintenance expenses 
   Patent Maintenance - AutoStart Burette 
   Patent Maintenance – ELF 
   Patent Maintenance - PeriCoach 

Consolidated Group 

2017 
$ 

2016 
$ 

231 
- 
231 

256 
2,016 
2,272 

480,261 
369,088 
27,931 
877,280 

3,241 
14,423 
17,664 

659,251 
466,044 
60,949 
1,186,244 

98,324 
19,469 
117,793 

40,991 
315,046 
356,037 

245,609 
1,622,221 
1,867,830 

6,587 
8,741 
3,698 
19,026 

26,429 
32,756 
66,618 
125,803 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 52 

  Notes to the Financial Statements  

   Research and development expense 
   R & D – Employment 
   R & D – Other 
   R & D – PeriCoach 

3. Income Tax 

Profit/(Loss) for the year 
Tax 

Add: 
Tax effect of: 
 - non deductible expenses 

Less: 
Tax effect of: 
 - non assessable income 
Temporary differences and tax losses  
not brought to account 
Income tax attributable to parent entity 

514,571 
9,430 
1,817,090 
2,341,091 

534,284 
- 
2,006,499 
2,540,783 

Consolidated Group 

2017 
$ 

(3,254,704) 
27.5% 
(895,044) 

2016 
$ 

(3,881,472) 
30% 
(1,164,442) 

847,424 
(47,620) 

740,900 
(423,542) 

(317,624) 

(568,081) 

365,244 

991,623 

- 

- 

Carried forward tax losses of $17,456,030 (2016:$ 15,120,591) have not been brought to account as a 

deferred tax asset because it is not yet considered probable that they will reverse to the extent of 

being utilised in the future. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 53 

  Notes to the Financial Statements  

4. Key management personnel options and rights holdings 

Balance 
beginning of 
year 

2017 

Granted as 
remuneration 

r
e
h
t
O

e
g
n
a
h
c

d
e
s
i
c
r
e
x
E

Balance at the 
end of year 

Vested 
during the 
year 

Vested and 
exercisable 

8,000,000 

10,000,000 

13,000,000 

4,000,000 
10,000,000 

Directors 
Unlisted Options @ 3.24 cents, Expire 29/10/18 
Dr M Monsour 
Mr R 
Mangelsdorf 
Mr W Brooks 
Unlisted Options @ 1.62 cents, Expire 10/12/20 
Mr C Stubbings 
Dr T Lonngren 
Unlisted Options @ 1.3 cents, Expire 21/12/21 
Dr M Monsour 
Mr R 
Mangelsdorf 
Mr W Brooks 
Mr C Stubbings 
Dr T Lonngren 
Other KMP 
Unlisted Options @ 3.24 cents, Expire 29/10/18 
G Daly 
Unlisted Options @ 4.50 cent, Expire 12/02/19 
G Daly 
Unlisted Options @ 1.30 cent, Expire 8/06/22 
G Daly 
Unlisted Options @ 1.30 cent, Expire 8/06/22 
G Daly 
Unlisted Options @ 1.036 cent, Expire 8/06/22 
G Daly 
Unlisted Options @ 1.036 cent, Expire 8/06/22 
G Daly 

5,000,000  - 

6,000,000  - 

20,000,000 

10,000,000 

10,000,000 
10,000,000 
10,000,000 

14,000,000 

10,000,000 

10,000,000 

4,250,000  - 

56,000,000 

98,250,000  - 

- 

- 

- 

- 
- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 
- 

- 

- 

- 

- 

- 

- 

- 

- 

13,000,000 

10,000,000 

-  13,000,000 

-  10,000,000 

8,000,000 

- 

8,000,000 

4,000,000 
10,000,000 

1,333,333 
3,333,333 

2,666,666 
6,666,666 

20,000,000 

10,000,000 

10,000,000 
10,000,000 
10,000,000 

6,000,000 

5,000,000 

10,000,000 

10,000,000 

- 

- 

- 
- 
- 

- 

- 

- 

- 

- 

- 

- 
- 
- 

6,000,000 

- 

- 

- 

14,000,000 

14,000,000  14,000,000 

- 

- 

4,250,000 

- 

- 

154,250,000 

18,666,666  60,333,332 

 
 
 
 
 
 
 
 
 
  
  
  
  
  
  
  
 
 
 
 
 
 
 
 
 
  
 
  
 
 
 
 
 
 
 
 
 
 
 
 
   
 
   
  
  
  
  
  
  
  
 
 
 
 
 
  
  
  
  
  
  
  
  
  
  
 
  
  
  
  
  
 
  
  
  
  
  
 
  
  
  
  
  
 
 
 
 
 
 
 
Pg. 54 

  Notes to the Financial Statements  

Balance at 
beginning of 
year 

2016 

Granted as 
remuneration 

d
e
s
i
c
r
e
x
E

r
e
h
t
O

s
e
g
n
a
h
c

Balance at the 
end of year 

Vested 
during the 
year 

Vested and 
exercisable 

8,000,000 

10,000,000 

13,000,000 

Directors 
Unlisted Options @ 3.24 cents, Expire 29/10/18 
Dr M Monsour 
Mr R 
Mangelsdorf 
Mr W Brooks 
Unlisted Options @ 1.62 cents, Expire 10/12/20 
Mr C Stubbings 
Dr T Lonngren 
Other KMP 
Unlisted Options @ 3.24 cents, Expire 29/10/18 
G Daly 
Unlisted Options @ 4.50 cent, Expires 12/02/19 
G Daly 

6,000,000 

5,000,000 

- 
 - 

4,000,000 
10,000,000 

- 

- 

- 

- 

- 

42,000,000 

14,000,000 

- 

- 

- 

-  
-  

- 

- 

- 

- 

- 

- 

-  
-  

- 

- 

- 

13,000,000 

10,000,000 

8,000,000 

-  13,000,000 

-  10,000,000 

- 

8,000,000 

4,000,000 
10,000,000 

1,333,333 
3,333,333 

1,333,333 
3,333,333 

6,000,000 

5,000,000 

- 

- 

6,000,000 

- 

56,000,000 

4,666,666  41,666,666 

4. Key management personnel shareholdings 

2017 

Directors 
Dr M Monsour  
Mr R 
Mangelsdorf  
Mr W Brooks  
Mr C Stubbings  
Dr P Corr 

KMP 
Mr G Daly 

Balance at 
beginning of 
year 

On 
exercise 
of 
options 

500,266,164 

50,571,377 
48,645,000 
2,746,322 
202,324,638 
804,553,501 

881,658 
805,435,159 

- 

- 
- 
- 
- 
- 

- 
- 

Other changes during 
the year 

Balance at end of year 

62,188,273 

562,454,437 

8,011,678 
- 
- 
118,377,724 
188,577,675 

- 
188,577,675 

58,583,055 
48,645,000 
2,746,322 
320,702,362 
994,012,834 

881,658 
994,012,834 

 
 
 
 
 
 
 
 
  
  
  
  
  
  
  
 
 
 
 
 
 
 
 
 
 
  
  
  
  
  
  
  
 
 
 
 
 
  
  
  
  
  
 
  
  
  
  
 
 
 
 
 
 
Pg. 55 

  Notes to the Financial Statements  

2016 

Balance at 
beginning of year 

On 
exercise of 
options 

Other changes 
during the year 

Balance at end of 
year 

Directors 
Dr M Monsour 
Mr R Mangelsdorf 
Mr W Brooks 
Mr C Stubbings 

KMP 
Mr G Daly 

131,290,332 
22,067,559 
32,430,000 
1,830,882 
187,618,773 

881,658 

188,500,431 

- 
- 
- 
- 
- 

- 

- 

368,975,832 
28,503,818 
16,215,000 
915,440 
414,610,090 

500,266,164 
50,571,377 
48,645,000 
2,746,322 
602,228,863 

- 

881,658 

414,610,090 

603,110,521 

5 Remuneration of Auditors 

Consolidated Group 

2017 
$ 

2016 
$ 

Remuneration of the auditor of the company, Bentleys, 
for auditing or reviewing the financial report 
other services 

68,639 
3,000 

64,952 
2,600 

6 Earnings per Share 

(a) Reconciliation of earnings to profit or loss from continuing operations 

Loss from continuing operations 

Earnings used to calculate basic EPS from 
operations 

(b) Earnings  used to  calculate  overall earnings  per 
share 
Earnings used to calculate overall earnings per share 

Consolidated Group 

2017 

$ 

(3,254,704) 

(3,254,704) 

2016 

$ 

(3,881,472) 

(3,881,472) 

(3,254,704) 

(3,881,472) 

 
 
 
 
 
 
  
  
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 56 

  Notes to the Financial Statements  

(c) Weighted average number of ordinary shares 
outstanding during the year used in calculating 
basic EPS 

Weighted average number of ordinary shares 
outstanding during the year used in calculating basic 
EPS 

Weighted average number of dilutive options 
outstanding 

Weighted average number of ordinary shares 
outstanding during the year used in calculating 
dilutive EPS 

Earnings per 
share 
Basic earnings per share (dollars) 

Diluted earnings per share (dollars) 

7 Cash and cash equivalents 

    Cash at bank and in hand 
    Short term bank deposits 

8 Trade and other receivables 

      Accrued Revenue 
      GST Refundable 
      Sundry Debtors 

Consolidated Group 

2017 

No. 

2016 

No. 

2,310,242,589, 

1,415,930,397 

- 

- 

2,310,242,589 

1,415,930,397 

(0.0014) 

(0.0014) 

(0.0027) 

(0.0027) 

Consolidated Group 

2017 
$ 

86,473 
1,125,510 
1,211,983 

2016 
$ 

67,005 
1,185,509 
1,252,514 

Consolidated Group 

2017 
$ 

7,118 
18,078 
- 
25,196 

2016 
$ 

3,408 
11,051 
4,677 
19,136 

The Group has no significant concentration of credit risk with respect to any single counterparty or 

group of counterparties. The class of assets described as “trade and other receivables” is considered 

to be the main source of credit risk related to the Group. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 57 

  Notes to the Financial Statements  

9 Inventories 

      PC Stock - Finished Goods 
      PC Stock - Materials 
      PC Stock - WIP 

10 Other financial assets 

Consolidated Group 

2017 
$ 

12,990 
160,875 
17,451 
191,316 

2016 
$ 

24,739 
199,586 
- 
224,325 

Financial assets at fair value through profit or loss are shares held for trading for the purpose of 

short - term profit taking. Changes in fair value are included in the consolidated statement of profit or 

loss and other comprehensive income. 

Listed investments at fair value 
     Investments in Invion 
Financial assets at fair value through profit and loss 
    Listed shares at cost 
    less fair value adjustment 

11 Property, plant and equipment 

      Computer Equipment at cost 
      Computer Equipment Dep'n Accum 

      Office Equipment at cost 
      Office Equipment Dep'n Accum 

      Plant & Machinery at cost 
      Plant & Machinery Dep'n Accum.  

Consolidated Group 

2017 
$ 

2016 
$ 

2,089 

4,179 

522,356 
(520,267) 
2,089 

522,356 
(518,177) 
4,179 

Consolidated Group 

2017 
$ 
114,144 
(101,822) 
12,322 

14,787 
(10,992) 
3,795 

28,253 
(20,097) 
8,156 
24,273 

2016 
$ 
108,890 
(89,866) 
19,024 

12,450 
(9,632) 
2,818 

27,226 
(18,990) 
8,236 
30,078 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 58 

  Notes to the Financial Statements  

(a) Movements in carrying amounts of property, plant and equipment 

Movement in the carrying amounts for each class of property, plant and equipment between the 

beginning and the end of the current year: 

Consolidated 

Year ended 30 June, 2017 
Balance at the beginning of year 
Additions 
Disposals - written down value 
Depreciation expense 
Balance at the end of the year 

Year ended 30 June, 2016 
Balance at the beginning of year 
Additions 
Disposals - written down value 
Depreciation expense 
Balance at the end of the year 

12 Intangible Assets 

Plant & 
Equipment 

Office 
Equipment 

Computer 
Equipment 

Total 

$ 

$ 

$ 

$ 

8,236 
1,027 
- 
(1,107) 
8,156 

8,645 
590 
- 
(999) 
8,236 

2,818 
2,337 
- 
(1,359) 
3,796 

1,923 
1,605 
- 
(710) 
2,818 

19,024 
5,254 
- 
(11,957) 
12,321 

30,078 
8,618 
- 
(14,423) 
24,273 

27,814 
8,970 
- 
(17,760) 
19,024 

38,382 
11,165 
- 
(19,469) 
30,078 

    Patents, trademarks and other rights 
    Cost 
    Accumulated amortisation/impairment 
Net carrying value 

    Licences and franchises 
    Accumuated amortisation/impairment 

Consolidated Group 

2017 
$ 

385,754 
(239,868) 
145,886 

20,000 
(20,000) 
- 
145,886 

2016 
$ 

273,450 
(236,628) 
36,822 

20,000 
(20,000) 
- 
36,822 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 59 

  Notes to the Financial Statements  

Consolidated 

Patents, 
trademarks 

Software 

Total 

Year ended 30 June, 2017 

Balance at the beginning of the year 

Additions 

Amortisation 

Closing value at 30 June, 2017 

Year ended 30 June, 2016 

Balance at the beginning of the year 

Additions 

Amortisation 

$ 

$ 

$ 

36,822 

112,304 

(3,240) 

145,886 

- 

- 

- 

- 

36,822 

112,304 

(3,240) 

145,886 

19,464 

17,962 

97,720 

117,184 

- 

17,962 

(604) 

(97,720) 

(98,324) 

Closing value at 30 June, 2016 

36,822 

- 

36,822 

13 Other assets 

      Prepayments 
      Prepayments - Suppliers 

14 Trade and other payables 

    Trade payables 
    Other payables 

Consolidated Group 

2017 
$ 
51,137 
12,650 
63,787 

2016 
$ 

50,595 
175,257 
225,852 

Consolidated Group 

2017 
$ 
212,183 
19,302 
231,485 

2016 
$ 
241,824 
26,020 
267,844 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 60 

  Notes to the Financial Statements  

15 Provisions 

      Provn for Audit Fees 
      Provn for Tax Return Costs 

16 Employee Benefits 

Current liabilities 
      Provision for Holiday Pay 
      Provision for Holiday Pay Super 
      Provision for Long Service Leave - ST 

Provision for long-term employee benefits 
Provision for long service leave 

Consolidated Group 

2017 
$ 

39,600 
21,500 
61,100 

2016 
$ 
43,000 
10,050 
53,050 

Consolidated Group 

2017 
$ 

2016 
$ 

94,973 
9,022 
37,088 
141,083 

111,083 
10,553 
33,381 
155,017 

19,592 

18,104 

Provision for employee benefits represents amounts accrued for annual leave and long service leave. 

The  current  portion  for  this  provision  includes  the  total  amount  accrued  for  annual  leave 

entitlements and the amounts  accrued  for long  service  leave entitlements that have vested  due to 

employees  having  completed  the  required  period  of  service.  Based  on  past  experience,  the  Group 

does not expect the full amount of annual leave or long service leave balances classified as current 

liabilities to be settled in the next 12 months.  However, these amounts must be classified as current 

liabilities  since  the  group  does  not  have  an  unconditional  right  to  defer  the  settlement  of  these 

amounts in the event the employees wish to use their leave entitlement. 

The  non-current  portion  for  this  provision  includes  amounts  accrued  to  long  service  leave 

entitlements that  have  not  yet vested  in relation to  those employees who  have  not yet completed 

the required period of service. In calculating the present value of future cash flows in respect of long 

service leave, the probability of long service leave being taken is based on historic data. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 61 

  Notes to the Financial Statements  

17 Reserves and retained earnings 

Opening balance 
Options issued 
Adjust options exercised 

Share option reserve 

Consolidated Group 

2017 
$ 
537,845 
823,285 
- 
1,361,130 

2016 
$ 
534,738 
52,309 
(49,202) 
537,845 

This  reserve  records  the  cumulative  value  of  share  based  payments  including  employee  service 

received for the issue of share options. When the option is exercised the amount in the share option 

reserve is transferred to share capital 
18 Issued Capital 

Fully paid 2,549,136,332 (2016: 2,165,855,368) 
Ordinary shares 

Total 

(a) Ordinary shares 

Consolidated Group 

2017 

$ 

2016 

$ 

99,254,783 

96,910,986 

99,254,783 

96,910,986 

Consolidated Group 

2017 

No. 

2016 

No. 

At the beginning of the reporting period 

2,165,855,366 

939,220,439 

Shares issued during the year 

1 September 
2016 
4 October 2016 

Placement  

 @ 0.070 cents per share 

35,714,285 

Placement  

 @ 0.070 cents per share 

35,714,286 

16 February 2017  Placement  

 @ 0.059 cents per share 

132,700,849 

9 March 2017 

Placement  

 @ 0.068 cents per share 

17 March 2017 

Placement 

 @ 0.065 cents per share 

44,117,647 

13,000,000 

24 April 2017 

Placement  

 @ 0.059 cents per share 

122,033,899 

12 August 2015 

Rights issue    @ 0.8 cents per share 

1 March 2016 

22 March 2016 

Options 
converted 
Placement  

 @ 0.11 cents per share 

 @ 0.255 cents per share 

28 April 2016 

SPP 

 @ 0.255cents per share 

28 April 2016 

Placement 

 @ 0.3 cents per share   

28 April 2016 

Placement  

 @ 0.255 cents per share  

358,117,144 

418,602 

109,813,725 

222,627,485 

333,333,333 

202,324,638 

At the end of the reporting period 

2,549,136,332 

2,165,855,366 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 62 

  Notes to the Financial Statements  

The holders of ordinary shares are entitled to participate in dividends and the proceeds on winding 

up of the Company. On a show of hands at meetings of the Company, each holder of ordinary shares 

has one vote in person or by proxy, and upon a poll each share is entitled to one vote. 

The Company does not have authorised capital or par value in respect of its shares. 

(b)  Options 

(i) 

For information relating to the Analytica Limited employee option plan, including details of 

options issued, exercised and lapsed during the year and the options outstanding at year-end, refer 

to Note 23 Share-based payments. 

(ii) 

 For information relating to share options issued to key management personnel during the 

year, refer to Note 23 

(c) Capital Management  

Management  controls  the  capital  of  Analytica  Limited  in  order  to  ensure  the  entity  continues  as  a 

going  concern  as  well  as  to  maintain  optimal  returns  to  shareholders  and  benefits  for  other 

stakeholders.  Capital consists of share capital, reserves and retained profit. 

There are no externally imposed capital requirements. 

The Group monitors capital through the gearing ratio, which is calculated as net debt divided by total 

capital.  Net  debt  is  calculated  as  total  borrowings  less  cash  and  cash  equivalents.  Total  capital  is 

defined as equity per the consolidated statement of financial position plus net debt. 

The  target  for  Analytica  Limited's  gearing  ratio  is  between  0%  and  50%.    The  gearing  ratios  at  the 

current and prior years are shown below: 

Debt to equity gearing ratio for 2017 is 0% (2016: 0%). 

There have been no changes in the strategy adopted by management during the year. 

19 Contingencies 

In the opinion of the Directors, the Company did not have any contingencies at 30 June 2017 (30 June 

2016 :None). 

 
 
 
 
 
Pg. 63 

  Notes to the Financial Statements  

20 Operating Segments  

Segment information  

Identification of reportable segments  

The Group has identified its operating segments based on the internal reports that are reviewed and 

used  by  the  Board  of  Directors  (chief  operating  decision  makers)  in  assessing  performance  and 

determining the allocation of resources. 

The  Group  is  managed  primarily  on  the  basis  of  product  category  and  service  offerings  as  the 

diversification  of  the  group's  operations  inherently  have  notably  different  risk  profiles  and 

performance assessment criteria. Operating segments are therefore determined on the same basis. 

Reportable  segments  disclosed  are  based  on  aggregating  operating  segments  where  the  segments 

are  considered  to  have  similar  economic  characteristics  and  are  also  similar  with  respect  to  the 

following: 

• 
• 
• 
• 
• 

the products sold and/or services provided by the segment; 

the manufacturing process; 

the type or class of customer for the products or services; 

the distribution method; and 

any external regulatory requirements. 

Performance  is  measured  based  on  segment  profit  before  income  tax  as  included  in  the  internal 

financial reports. 

Types of products and services by reportable segment  

(i) Medical Devices 

•  AutoStart Burette 
• 
• 

ELF2 

PeriCoach (Perineometer) 

Analytica's  lead  product  is  the  Perineometer  device  branded  PeriCoach,  to  assist  women  and  their 

clinicians  in  treatment  of  Stress  Urinary  Incontinence.    The  PeriCoach  entered  controlled  market 

release  in  June  2014,  with  clinical  trials  undertaken  in  November  2014,  with  its  public  release  in 

Australia  and  United  Kingdom  January  2015  and  release  in  the  United  States  in  June  2015.  The 

PeriCoach  V3  was  released  in  May  2017.  The  PeriCoach  has  a  TGA  ARTG  entry,  CE-marking,  and 

USFDA 510(k) 'approval'.   

Analytica is  also  commercialising  the  AutoStart  Burette  infusion  system.   The  AutoStart  Burette  set 

automatically  restarts  the  delivery  of  intravenous  fluid  once  the  burette  has  dispensed  its 

predetermined amount of liquid or drug. Automatic restart of 

 
 
 
 
 
Pg. 64 

  Notes to the Financial Statements  

the  IV  fluid,  once  the  drug  is  dispensed  can  provide  enormous  savings  in  nursing  time  during  and 

following  a  medication  event,  and  reduces  the  risk  of  blood  clots  forming  that  may  obstruct  the 

intravenous cannula. 

Analytica  has  licensed  the  AutoStart  Burette  and  other  burette  intellectual  property  to  Medical 

Australia (Formerly BMDI Tuta) for distribution in the Australian Market.  The AutoStart Burette has a 

TGA ARTG entry and USFDA 510(k) clearance.   

Analytica  has  abandoned  the  development  of  the  medical  device  for  treatment  of  muscular 

spasticity.  The  development  was  not  able  to  be  protected  by  patent.    The  ELF2  device  delivers  a 

low-frequency voltage used by neurologists to locate nerve endings during Botulinum neurotoxin A 

injection treatment.  

(ii) Corporate 

The  corporate  segment  includes  all  other  operations  including  the  administration,  and  associated 

listed public company expenditure. 

Basis of accounting for purposes of reporting by operating segments  

(a) 

Accounting policies adopted  

Unless  stated  below,  all  amounts  reported  to  the  Board  of  Directors,  being  the  chief  operating 

decision maker  with respect to operating segments,  are determined  in accordance with accounting 

policies that are consistent to those adopted in the annual financial statements of the Group. 

Income tax expense 

Income tax expense is calculated based on the segment operating net profit using a notional charge 

of 30%. The effect of taxable or deductible temporary difference is not included for internal reporting 

purposes. 

 (b) Segment assets  

Where an asset is used across multiple segments, the asset is allocated to the segment that receives 

the  majority  of  economic  value  from  the  asset.  In  the  majority  of  instances,  segment  assets  are 

clearly identifiable on the basis of their nature and physical location. 

 
 
 
 
 
 
 
Pg. 65 

  Notes to the Financial Statements  

(c) Segment liabilities  

Liabilities  are  allocated  to  segments  where  there  is  direct  nexus  between  the  incurrence  of  the 

liability and the operations of the segment. Borrowings and tax liabilities are generally considered to 

relate  to  the  Group  as  a  whole  and  are  not  allocated.  Segment  liabilities  include  trade  and  other 

payables and certain direct borrowings. 

Medical Devices 

Corporate 

2017 

$ 

2016 

$ 

2017 

$ 

2016 

$ 

Total 

2017 

$ 

Total 

2015 

$ 

- 

73,410 

10,623 

- 

- 

84,033 

(3,241) 

(37,656) 

- 

- 

1,154,998 

1,893,605 

1,154,998 

1,893,605 

190,802 

10,679 

- 

- 

- 

- 

- 

- 

15,306 

21,157 

- 

- 

73,410 

10,623 

15,306 

- 

190,802 

10,679 

21,157 

- 

201,481 

1,170,304 

1,914,762 

1,254,337 

2,116,243 

(98,324) 

(81,392) 

(14,423) 

(19,469) 

- 

- 

- 

(231) 

(2,272) 

(17,664) 

(37,656) 

(231) 

(117,793) 

(81,392) 

(2,272) 

REVENUE 

Grant revenue  

Sales revenue  

Royalty revenue  

Interest revenue  

Loss sale of equipment  

Total segment revenue  

Depreciation/amortisation  

Cost of sales  

Interest expense  

Marketing  

Patent Maintenance  

(19,026) 

(125,803) 

(356,037) 

(1,867,830) 

- 

- 

- 

- 

(356,037) 

(1,867,830) 

(19,026) 

(125,803) 

Other expense  

- 

- 

(1,737,336) 

(1,261,842) 

(1,737,336) 

(1,261,842) 

Research & development  

(2,341,091) 

(2,540,783) 

- 

- 

(2,341,091) 

(2,540,783) 

Total segment expense  

(2,757,051) 

(4,714,132) 

(1,751,990) 

(1,283,583) 

(4,509,041) 

(5,997,715) 

Segment profit (loss)  

(2,673,018) 

(4,512,651) 

(581,686) 

631,179 

(3,254,704) 

(3,881,472) 

(e) Segment assets 

Segment assets  

362,398 

280,283 

1,300,043 

1,508,444 

1,662,441 

1,788,727 

Financial assets at fair value through profit and loss  

(f) Segment liabilities 

Segment liabilities  

-  

- 

- 

- 

2,089 

4,179 

2,089 

4,179 

453,260 

494,015 

453,260 

494,015 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 66 

  Notes to the Financial Statements  

Geographical information 

In presenting information on the basis of geographical segments, segment revenue is based on the 

geographical location of customers whereas segment assets are based on the location of the assets. 

Australia 

United Kingdom 

United States 

21 Cash Flow Information 

2017 

Revenue 

1,205,294 

10,492 

38,551 

2016 

Revenue 

2,042,659 

33,369 

40,215 

Consolidated Group 

2017 
$ 

2016 
$ 

(3,881,472) 

(3,254,704) 

3,241 
14,423 

Profit for the year 
Cash flows excluded from profit attributable to operating activities 
Non-cash flows in profit: 
 - amortisation 
 - depreciation 
- fair value adjustment Invion Limited (previously CBio 
Limited) 
 - net (gain)/loss on disposal of property, plant and 
equipment 
 - share options expensed 
Changes in assets and liabilities, net of the effects of purchase and disposal of subsidiaries: 
 - (increase)/decrease in trade and other receivables 
 - (increase)/decrease in prepayments 
 - (increase)/decrease in inventories 
 - increase/(decrease) in trade and other payables 
 - increase/(decrease) in provisions 
 - increase/(decrease) in employee benefits 
Cashflow from operations 

(6,060) 
162,065 
33,009 
(36,359) 
8,050 
(12,446) 
(2,263,406) 

823,285 

2,089 

- 

98,324   
19,469   
15,671   

-   
3,107   

357   
(153,941)   
7,367   
(220,973)   
(600)   
19,163   
(4,093,528)   

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 67 

  Notes to the Financial Statements  

22 Share-based Payments 

Grant Date 
Unlisted 
Options 

Date of Expiry 

Exercise 
Price 

Start of 
Year 

Granted 
during the 
year 

g
n
i
r
u
d
d
e
s
i
c
r
e
x
E

r
a
e
y
e
h
t

g
n
i
r
u
d
d
e
t
i
e
f
r
o
F

30/06/2013 

29/10/2018 

0.0322 

44,500,000 

12/02/2014 

12/02/2019 

0.0439 

5,000,000 

22/05/2014 

22/05/2019 

0.0733 

4,375,000 

28/09/2015 

28/02/2020 

0.0190 

10,416,667 

26/11/2015 

10/12/2020 

0.0162 

14,000,000 

24/11/2016 

22/12/2021 

0.0130 

9/06/2017 

08/06/2022 

0.0130 

9/06/2017 

08/06/2022 

0.0104 

28/06/2017 

22/12/2021 

0.0130 

- 

- 

- 

- 

- 

70,000,000 

41,000,000 

33,350,000 

2,500,000 

78,291,667  146,850,000 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

Listed 
Options 

11/08/2015 

28/02/2018 

$0.0140  119,372,193 

119,372,193 

r
a
e
y
e
h
t

Balance at 
the end of 
the year 

Vested & 
exercisable 
end of 
year 

- 

- 

- 

- 

- 

- 

- 

- 

- 

44,500,000 

44,500,000 

5,000,000 

4,375,000 

4,375,000 

10,416,667 

10,416,667 

14,000,000 

9,333,333 

70,000,000 

41,000,000 

33,350,000 

14,000,000 

2,500,000 

-  225,141,667 

82,625,000 

23 Related Parties 

The Group's main related parties are as follows: 

(i) Key management personnel: 

Any person(s) having authority and responsibility for planning, directing and controlling the activities 

of  the  entity,  directly  or  indirectly,  including  any  director  (whether  executive  or  otherwise)  of  that 

entity are considered key management personnel. 

For  details  of  remuneration  disclosures  relating  to  key  management  personnel,  refer  to  Note  4: 

Interests of Key Management Personnel (KMP) and the remuneration report in the Directors' Report. 

Other transactions with KMP and their related entities are shown below. 

Loan facility to the company up to $400,000 provided by Dr Monsour. 

No funds have been drawn-down as at reporting date. (2016: nil). 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
  
  
  
  
  
 
 
 
 
 
 
 
 
 
 
  
  
  
 
 
 
 
 
 
 
 
Pg. 68 

  Notes to the Financial Statements  

(ii) Subsidiaries: 

The consolidated financial statements include the financial statements of Analytica Limited and the 

following subsidiaries: 

Name of subsidiary 

% ownership interest 

% ownership interest 

PeriCoach Pty Ltd 

Transactions with related parties  

2017 

100 

2016 

100 

Transactions  between  related  parties  are  on  normal  commercial  terms  and  conditions  no  more 

favourable than those available to other parties unless otherwise stated. 

24 Financial Risk Management 

The Company is exposed to a variety of financial risks through its use of financial instruments. 

This  note  discloses  the  Company‘s  objectives,  policies  and  processes  for  managing  and  measuring 

these risks. 

The Company‘s overall risk management plan seeks to minimise potential adverse effects due to the 

unpredictability of financial markets. 

The Company does not speculate in financial assets. 

The most significant financial risks to which the Company is exposed to are described below: 

Specific risks 

•  Market risk - currency risk, cash flow interest rate risk and price risk 
• 
• 

Liquidity risk 

Credit risk  

Financial instruments used 

The principal categories of financial instrument used by the Company are: 

Trade receivables 

• 
• 
Cash at bank 
•  Bank overdraft 
• 
• 

Investments in listed shares 

Trade and other payables 

 
 
 
 
 
Pg. 69 

  Notes to the Financial Statements  

Objectives, policies and processes  

The  CFO  has  primary  responsibility  for  the  development  of  relevant  policies  and  procedures  to 

mitigate  the  risk  exposure  of  the  Company,  these  policies  and  procedures  are  tabled  at  the  board 

meeting following their approval. 

Reports are presented at each Board meeting regarding the implementation of these policies and any 

risk exposure which the Risk Management Committee believes the Board should be aware of. 

Specific  information  regarding  the  mitigation  of  each  financial  risk  to  which  Company is  exposed is 

provided below. 

Liquidity risk  

Liquidity risk arises from the Company’s management of working capital and the finance charges and 

principal repayments on its debt instruments. It is the risk that the Company will encounter difficulty 

in meeting its financial obligations as they fall due. 

The  Company’s  policy  is  to  ensure  that  it  will  always  have  sufficient  cash  to  allow  it  to  meet  its 

liabilities when they become due. The Company maintains cash and marketable securities to meet its 

liquidity requirements for up to 30-day periods. Funding for long-term liquidity needs is additionally 

secured  by  an  adequate  amount  of  committed  credit  facilities  and  the  ability  to  sell  long-term 

financial assets. 

The Company manages its liquidity needs by carefully monitoring scheduled debt servicing payments 

for long-term financial liabilities as well as cash-outflows due in day-to-day business.  

Liquidity needs are monitored in various time bands, on a day-to-day and week-to-week basis, as well 

as on the basis of a rolling 30-day projection. Long-term liquidity needs for a 180-day and a 360-day 

period are identified monthly. 

At  the  reporting  date,  these  reports  indicate  that  the  Company  expected  to  have  sufficient  liquid 

resources to meet its obligations under all reasonably expected circumstances and will not need to 

draw down any of the financing facilities. 

The Company‘s liabilities have contractual maturities which are summarised below 

Not later than 1 month 

      Trade Payables 
      Other payables 

2017 
$ 
212,183  
19,302  
231,485  

2016 
$ 
241,824  
26,020  
267,844  

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 70 

  Notes to the Financial Statements  

Market risk 

(i) Foreign currency sensitivity 

Most  of  the  Company  transactions  are  carried  out  in  Australian  Dollars.  Exposures  to  currency 

exchange  rates  arise  from  the  Company's  overseas  sales  and  purchases,  which  are  primarily 

denominated in USD and CHF.  

The Company did not actively reduce exposure of foreign currency risk by utilising forward exchange 

contracts for non-Australian Dollar cash flows during the 2017 or 20165 year. 

Whilst  these  forward  contracts  are  economic  hedges  of  the  cash  flow  risk,  the  Company  does  not 

apply  hedge  accounting  to  these  transactions.  The  implications  of  this  decision  are  that  unrealised 

foreign exchange gains and losses are recognised in profit and loss in the period in which they occur. 

Generally, the Company‘s risk management procedures distinguish short-term foreign currency cash 

flows  (due  within  6  months)  from  longer-term  cash  flows.  Where  the  amounts  to  be  paid  and 

received in a specific currency are expected to largely offset one another, no further hedging activity 

is undertaken.  

Foreign  currency  denominated  assets  translated  into  Australian  Dollars  at  the  closing  rate  are 

included in the inventory balance of $191,316 (2016:$224,325).  Net currency gains/losses of $26,534 

(20165:$50,140)  are  disclosed  in  the  statement  of  profit  and  loss.    Any  increase  or  decrease  in 

exchange rates would not significantly impact users of the financial statements, as such no sensitivity 

analysis is disclosed. 

(ii) Cash flow interest rate sensitivity 

The  Company  is  exposed  to  interest  rate  risk  as  funds  are  borrowed  at  floating  and  fixed  rates. 

Borrowings issued at fixed rates expose the Group to fair value interest rate risk. 

The Company's policy is to minimise interest rate cash flow risk exposures on long-term financing.  

The following table illustrates the sensitivity of the net result for the year and equity to a reasonably 

possible change in interest rates of +2.00% and -2.00% (2016: +2.00%/-2.00%), with effect from the 

beginning of the year. These changes are considered to be reasonably possible based on observation 

of current market conditions.  

 
 
 
 
 
 
 
Pg. 71 

  Notes to the Financial Statements  

The  calculations  are  based  on  the  financial  instruments  held  at  each  reporting  date.  All  other 

variables are held constant. 

2017 

2016 

2.00% 

-2.00% 

2.00% 

-2.00% 

$ 

$ 

$ 

$ 

24,240 

(24,240) 

25,050 

(25,050) 

24,240 

(24,240) 

25,050 

(25,050) 

- 

- 

- 

- 

- 

- 

- 

- 

Cash and cash equivalents 

Net results 

Equity 

Borrowings 

Net results 

Equity 

 (iii) Other price risk  

The  Company  are  exposed  to  equity  securities  price  risk.  This  arises  from  listed  and  unlisted 

investments held by the Company and classified as available-for-sale on the consolidated statement 

of financial position.  

Equity  instruments  are  held  for  strategic  rather  than  trading  purposes  and  the  Company  does  not 

actively trade these investments. 

The Company is not exposed to commodity price risk. 

There  is  no  profit  impact,  except  for  investments  held  at  fair  value  through  profit  or  loss.  Equity 

would increase / decrease as a result of fair value movements through the investment reserve. 

Credit risk 

Credit risk refers to the risk that a counterparty will default on its contractual obligations resulting in 

a financial loss to the Company. 

Credit risk arises from cash and cash equivalents, derivative financial instruments and deposits with 

banks  and  financial  institutions,  as  well  as  credit  exposure  to  wholesale  and  retail  customers, 

including outstanding receivables and committed transactions. 

The Company has adopted a policy of  only dealing  with creditworthy  counterparties  as a means of 

mitigating  the  risk  of  financial  loss  from  defaults.  The  utilisation  of  credit  limits  by  customers  is 

regularly  monitored  by  line  management.  Customers  who  subsequently  fail  to  meet  their  credit 

terms  are  required  to  make  purchases  on  a  prepayment  basis  until  creditworthiness  can  be 

re-established. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 72 

  Notes to the Financial Statements  

Trade  receivables  consist  of  a  number  of  customers,  spread  across  diverse  industries  and 

geographical  areas.  Ongoing  credit  evaluation  is  performed  on  the  financial  condition  of  accounts 

receivable. 

The Board receives monthly reports summarising the turnover, trade receivables balance and aging 

profile  of  each  of  the  key  customers  individually  and  the  Company's  other  customers  analysed  by 

industry sector as well as a list of customers currently transacting on a prepayment basis or who have 

balances in excess of their credit limits. 

Management  considers  that  all  the  financial  assets  that  are  not  impaired  for  each  of  the  reporting 

dates under review are of good credit quality, including those that are past due.  

The credit risk for liquid funds and other short-term financial assets is considered negligible, since the 

counterparties are reputable banks with high quality external credit ratings. 

25 Fair Value Measurement 

The Group measures the following assets and liabilities at fair value on a recurring basis  

Financial assets 

AASB 13 Fair Value Measurement requires all assets and liabilities measured at fair value to be 

assigned to a level in the fair value hierarchy as follows: 

Level 1 

Unadjusted quoted prices in active markets for identical assets or liabilities 

that the entity can access at the measurement date.   

Level 2 

Inputs other than quoted prices included within Level 1 that are observable 

for the asset or liability, either directly or indirectly. 

Level 3 

Unobservable inputs for the asset or liability. 

The table below shows the assigned level for each asset and liability held at fair value by the Group: 

Fair value hierarchy 

2017 

Recurring fair value measurements 

Level 1 

Level 2 

Level 3 

Total 

$ 

$ 

$ 

$ 

Listed shares 

2,089 

- 

- 

2,089 

2016 

Recurring fair value measurements 

Level 1 

Level 2 

Level 3 

Total 

$ 

$ 

$ 

$ 

Listed shares 

4,179 

- 

- 

4,179 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 73 

  Notes to the Financial Statements  

26 Events Occurring After the Reporting Date 

No matters or circumstances have arisen since the end of the year which significantly affected or 

could significantly affect the operations of the Group, the results of those operations, or the state of 

affairs of the Group in future financial years. 

27 Company Details 

The registered office of the company is:  

Share Registry: 

Analytica Limited 

Link Market Services 

c/o Avance Chartered Accountants 

Level 15, 324 Queen Street 

222 Bazaar Street, 

Brisbane, Queensland 4000 

Maryborough  Qld  4655 

Telephone: 

+61 1300 554 
474 

Telephone: (07) 3278 1950 

Email: registrars@linkmarketservices.com.au 

The postal address for the registered 

office of the company is: 

The principal place of business is: 

Analytica Limited 

PO Box 438 

320 Adelaide Street 

Brisbane  Qld  4000 

Maryborough  Qld  4650 

Telephone: (07) 3278 1950 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 80 

  ASX Additional Information 

ASX Additional Information 

Additional information required by the ASX Listing Rules and not disclosed elsewhere in this report is 

set out below. This information is effective as at 14 August, 2017. 

Substantial shareholders 

The number of substantial shareholders and their associates are set out below: 

HALONNA PTY LTD 

INOV8 

Distribution of equity security holders 

1 to 
1,000 
1,001 to 5,000 
5,001 to 10,000 
10,001 to 100,000 
100,001 and Over 
Total 

781 
233 
111 
1,126 
1,201 
3,452 

363,069 
632,360 
962,595 
52,079,386 
2,495,098,922 
2,549,136,332 

0.01 
0.02 
0.04 
2.04 
97.88 
100.00 

There were 2,141 holders of less than a marketable parcel (100,000 securities) and 
they hold 43,037,408 ordinary shares  

Twenty largest share holders 

1 
2 
3 
4 
5 
6 
7 
8 
9 
10 
11 
12 
13 
14 

INOV8   LLC 
HALONNA PTY LTD 
M P MONSOUR MEDICAL PRACTICE PTY LTD 
IGNATIUS LIP PTY LTD 
DR T M MULLINS + DR P J MULLINS 
MR M ARUNDEL + MRS S ARUNDEL 
W BROOKS INVESTMENTS PTY LTD 
M P A M M PTY LTD 
CMONSUPER PTY LTD 
VAN AM MARKETING PTY LTD 
HALONNA PTY LIMITED 
MR R T H DALY + MRS S K DALY 
BNP PARIBAS NOMINEES PTY LTD 
TAMBIEN PTY LTD 

320,702,362 
241,913,038 
235,747,277 
91,073,534 
58,094,250 
52,000,000 
48,645,000 
44,687,785 
44,117,647 
38,091,018 
37,500,000 
34,869,344 
29,923,618 
27,823,517 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 81 

  ASX Additional Information 

15 
16 
17 
18 
19 
20 

FITZWILL SUPERANNUATION PTY LTD 
NEATFORD PTY LTD 
MRS SABINA LIP 
MR M O T ARUNDEL + MRS S J ARUNDEL 
MRS M KALATZIS + MR I KALATZIS 
MRS M M Y LIP 

Twenty largest option holders 

1 
2 
3 
4 
5 
6 
7 
8 
9 
10 
11 
12 
13 
14 
15 
16 
17 
18 
19 
20 

HALONNA PTY LIMITED 
J MOODY NOMINEES PTY LTD 
MR J A JARVIS 
IGNATIUS LIP PTY LTD 
W BROOKS INVESTMENTS PTY LTD 
MR M ARUNDEL + MRS S ARUNDEL 
D B M (VIC) PTY LTD 
MRS M M Y LIP 
MR J A VIRGIN 
M P MONSOUR MEDICAL PRACTICE 
CRIMSON PERMANENT ASSURANCE 
MR J A JARVIS 
MR S J BURNS 
HALONNA PTY LTD 
TAMBIEN PTY LTD 
MR M O T ARUNDEL + MRS S J ARUNDEL 
MRS S LIP 
MR V PEREIRA 
MR M P HETRELEZIS 
VAN AM MARKETING PTY LTD 

25,000,000 
22,863,279 
20,522,184 
19,060,000 
17,474,576 
17,370,586 

1,427,479,015 

12,500,000 
8,600,000 
7,446,110 
5,699,208 
5,405,000 
3,030,000 
2,999,999 
2,943,136 
2,738,455 
2,500,000 
2,376,470 
1,775,000 
1,666,666 
1,666,666 
1,333,333 
1,250,000 
1,250,000 
1,166,666 
1,142,513 
1,137,805 

68,627,027 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pg. 82 

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