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AVJennings
Annual Report 2011

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FY2011 Annual Report · AVJennings
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ANNuAL   
rEporT 2011

AV JENNINGS LIMITED ABN 44 004 327 771

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coNTENTS

Managing Director’s Statement 

Company Highlights 

Chairman’s Report 

1

3

4

Creating and Supporting Communities  7

Property Portfolio 

Directors’ Report 

Consolidated Statement  
of Comprehensive Income 

Consolidated Statement  
of Financial Position  

Consolidated Statement  
of Changes in Equity  

Consolidated Statement  
of Cash Flows  

Notes to the Consolidated  
Financial Statements  

Directors’ Declaration  

Independent Auditor’s Report to  
the Members of AVJennings Limited  

Corporate Governance Statement  

Shareholder Information  

Company Particulars  

Front Cover:  
Elysium, Noosa Heads, Queensland
Steve Waugh AO, Corporate Ambassador

8

12

23

24

25

26

27

80

81

82

86

88

To build a community 
means understanding how 
people want to interact 
with their surroundings.

Welcome to   
the AVJennings  
2011 AnnuAl RepoRt. 

While this R epoRt is mAinly A bout   

the eVents of the pAst yeAR it is A lso 

About ouR pAst A nd ouR futu Re, ouR 

stR Ategies A nd V ision.

AVJennings has been creating 
residential communities across 
Australia since 1932. In that time we 
have learnt much about what buyers 
want in their homes, in their streets 
and in their communities. 

Diversity and choice of land  
and housing options is the key  
to our approach in developing our 
residential projects. Our objective 
is to plan and then develop land to 
create the right infrastructure and 
community spaces to meet the 
varied needs of our customers  
and their families.

We recognise that choosing a place 
to live is the biggest economic and 
emotional decision for most of our 
customers. AVJennings is proud 
of its long history of delivering 
innovative, quality, affordable land 
and housing to meet the needs and 
dreams of Australians. 

Peter Summers 
Managing Director

 
 
 
 
2  |

AVJennings limited · A bn 44 004 327 771

good design meets mARket demAnd, is 

efficient A nd cost effectiVe to deVelop 

And is AffoRdAble foR ouR bu yeRs   

– i t’s A simple p Remise foR A design led 

eVolution of AVJennings pR oJects.

compAny 
highlights

26.6

30

25

16.4

20

16.2

15

9.7

25.9

11.2

10

AVJennings deliVeRs solid 
m
$
A
Results in unceRtAin mARket.

5

AnnuAl R epoRt 2011

|  3

14.2

14.6

12.9
·   Solid result in face of difficult market conditions; focus 

5.4

now on delivering Land and Integrated Housing projects

9.6

·   The Company continues to deliver housing products 
-1.7

that are affordable in its chosen markets

0

-5

-10

-15

-20

m
$
A

30

25

20

15

10

5

0

-5

-10

-15

-20

-10.4

-6.7

·   Reflecting buying opportunities that exist in the 

-4.6

Australian residential market, AVJennings added 3,000 
lots across 4 states.

-12.7

-14.7

-18.1

2006

2007
(annualised)

2008

2009

2010

2011

Profit After Tax 2006–2011

26.6

16.2

-10.4

16.4

9.7

-6.7

25.9

11.2

-14.7

5.4

-12.7

-18.1

Developments

Reported Result

Contract Building

14.2

9.6

-4.6

14.6

12.9

-1.7

(one month)

2006

2007
(annualised)

2008

2009

2010

2011

Key financial highlights to 30 June 2011

A$m (unless stated otherwise)

Revenues from Continuing Operations

Profit before tax from Continuing Operations

Profit after tax from Continuing Operations

Loss after tax from Discontinued Operations†

Net Profit after Tax

Net Debt (includes share of JV debt)

Net Debt (Balance Sheet)

Gross Margins

Earnings per share – Continuing Operations

Earnings per share – All Operations

Net Assets per share

Net Tangible Assets per share

† Division sold 2 August 2010.   * Restated. 

Developments

Contract Building

Reported Result

FY11 v FY10  
% Change

-21.4

+5.9

+2.5

Not applicable 

+34.1

+1.1

-1.7

+7.7

+2.8

+34.5

+1.8

+1.9

FY11

210.2

19.9

14.6

(1.7)

12.9

82.3

56.9

26.1%

5.35c

4.72c

$1.11

$1.10

FY10

 267.6* 

18.8

14.2

(4.6)

9.6

81.4

57.9

18.4%*

5.20c

3.51c

$1.09

$1.08

 
4  |

AVJennings limited · A bn 44 004 327 771

chAiRmAn’s 
RepoRt

to my felloW sh AReholdeRs

A final fully franked dividend of 1.5 cents was declared, 
bringing total dividends for the year to 2.5 cents. 

Market Overview

Capital Management

The 2011 financial year provided many challenges.  
The uncertainty in global economic market conditions 
has generally led to greater caution with consumer 
confidence at lower levels. Additionally, the wet weather 
experienced by most of the eastern Australian states for 
much of the year created difficulties in developing and 
completing inventory for the Company’s operations. 
Despite these challenges, the Company was able to 
achieve a solid result for the financial year. 

Residential property markets are cyclical. Often, the 
best times for acquiring new projects are the times when 
selling conditions are less favourable. However, buying 
counter to the cycle requires careful capital management 
and strict adherence to robust land acquisition strategies, 
policies and procedures. During the year, the Company 
acquired four projects totalling some 3,000 lots. These 
projects were spread across the four states in which we 
currently operate and increase the Company’s overall 
land bank it controls or manages to some 11,300 lots as 
at our financial year end.

Staying focused on the overarching strategic plan 
is essential in current times. While not blind to the 
challenges of the economic conditions, the Board is 
confident that the work it has done to build robust 
business systems and property analysis models will 
provide a solid foundation as we develop our broad 
range of projects across Australia and in New Zealand.

2011 Results

The Company increased its Net Profit after Tax by 34.1% 
to $12.9m for the full year to 30 June 2011. Profit from 
Continuing Operations was $19.9m before tax, an increase 
of 5.9%, and $14.6m after tax. Discontinued Operations, 
which consisted of Contract Building, lost $1.7m after tax 
from 1 July to 31 July 2010, being the date of its sale.

Revenue at $225.8m was lower from $471.2m due 
primarily to the inclusion of only one month’s revenue  
of $15.5m for this financial year from Contract Building 
prior to its sale. Revenue from Continuing Operations 
also dipped, however increased margins resulted in an 
overall improved result.

Earnings per share from All Operations rose solidly by 
34.5% to 4.72 cents per share (2010: 3.51 cents). 

An on-going focus of the Company has been capital 
management. As mentioned, the Company has been able 
to make significant progress in growing its land base. 
Through appropriate structuring using a combination 
of term payments, joint ventures and development 
agreement structures, it has been able to achieve this 
whilst maintaining overall net debt levels at similar levels 
to the previous year.

Importantly, the Company also renewed its main banking 
facilities for the next two years on generally improved 
terms. We value both the support of our banking 
partners and the strong relationships we have developed 
with them over the years. We look forward to continuing 
to build and strengthen those relationships in the future.

Land and Integrated Housing 

The sale of Contract Building in early August 2010 
enabled Management to focus fully on AVJennings’ 
core strengths—land development, integrated housing 
and low-rise apartments. While the separation did take 
a considerable amount of management time, we used 
the sale as an opportunity to restructure and streamline 
business processes across all parts of the Company and 
the Board is pleased with the progress made to date.

AVJennings is focused on providing quality product 
choice for its customers, whether that be land for 
building, or housing and low-rise apartments constructed 
by the Company on its projects. It strives to provide this 
product choice within high quality developments that 
create great communities.

One of the well-documented issues facing some 
consumers is affordability. It is also well-documented 
that much of this relates to government land release 
and taxing policies. The Company, through its land 
management and urban design skills, together with its 
internal building capabilities, is well placed to provide 
solutions to this issue. The issue of affordability may 
have escalated in recent times, but it is not new. For 
generations, Australians, especially younger Australians, 
have faced the issues of saving a deposit and entering 
the market. Over eight decades, AVJennings has been 
there to meet these challenges.

AnnuAl R epoRt 2011

|  5

A sense of arrival to an AVJennings project 
is part of the overall master planning of a 
community. Welcome home.

AVJennings cites its point of difference 
as providing a greater range of affordable 
living choices with land sales playing a 
vital role in delivering this promise.

Our Staff

Despite the challenging year, our staff have remained 
focused on the job at hand. We continue to invest in 
our staff through the provision of internal scholarships, 
training and leadership and mentoring programs.

Board

The Board recognises that the past year has not been 
an easy one and is pleased with the drive and dedication 
that everyone has shown to produce a solid result in 
the 2011 financial year. The Board, through its individual 
and collective skills has been able to assist Peter and his 
management team to refine the Company’s business 
models and develop further its Land and Integrated 
Housing processes. 

Outlook 

Despite the uncertainty in the residential market, the 
underlying long term fundamentals remain in place.  
There is a gap between having enough adequate supply 
to meet demand for housing with factors such as 
infrastructure and affordability weighing more largely  
in this equation.

Recent months have seen continuing challenging market 
conditions, due primarily to lower consumer confidence 
levels. On a more positive note, pressure to increase 
interest rates has now been replaced with expectations of 
no change or possibly a reduction. Likewise the carbon 

tax, while it will affect housing costs post its introduction, 
could in the short-term act as an incentive for new home 
buyers seeking to avoid the additional imposts.

On behalf of the Board, I would like to thank the 
professional and dedicated work of our staff as they 
have risen to meet the new challenges and changes over 
the past year. I also take this opportunity to thank my 
fellow directors for their continued support, dedication 
and guiding hand in steering AVJennings through these 
challenging times. 

The foundations we establish and build on today will 
serve us well in the long-term. The strength of our 
business and brand, our ability to adapt and meet market 
conditions, and the dedication and continued efforts of 
our staff will be the key drivers of our future.

Simon Cheong 
Chairman

6  |

AVJennings limited · A bn 44 004 327 771

Community infrastructure – sports facilities, 
health and medical centres, recreational 
parks are at the core of our planning.

AVJennings takes seriously its role as a 
corporate citizen supporting a broad range 
of community and charitable activities.

Staff with balanced lives contribute 
better not only to their careers, but 
also their communities.

AnnuAl R epoRt 2011

|  7

AVJennings – cReAting And 
suppoRting communities

AcRoss the yeARs the 

AVJennings bR And hAs come 

to RepResent quAlity And 

ReliAbility. We hAVe cReAted 

communities foR countless 

thousA nds of AustR AliAns.

As AVJennings enters its 80th year, we recognise that 
many of our customers are not first-time buyers and 
many are making their second or even third purchase 
from AVJennings. That is something that gives us great 
pride. AVJennings is built on its understanding of what 
buyers want. To deliver on that over a sustained period 
requires many skills, including the ability to move with 
changing times. 

Choosing a place to live is part of the great Australian 
dream. Our investment in innovative design, excellent 
land management practices, delivering outstanding 
community facilities and great living environments are our 
way of staying true to our goal of creating high-quality 
communities. We also recognise that we have a crucial 
role in ensuring that as many Australians as possible can 
achieve that dream by providing affordable choice.

Recently, AVJennings appointed Steve Waugh AO as our 
first corporate ambassador. His personal qualities reflect 
qualities of AVJennings—dedication to a goal, positive 
leadership and integrity, community entrepreneurship 
and caring for others. As our ambassador, Steve will 
assist AVJennings to ensure that we build connections 
with all generations of buyers. Steve will also play a 
critical role in helping the Company and its staff in being 
the best we can be and being true to those values which 
the AVJennings brand stands for.

As a Company whose foundations are in the creating of 
communities, we recognise that it is also our role to lend 
a helping hand where we can. Great communities support 
each other. We recognise that we all need a helping hand 
at different times in our lives.

The staff we attract have a strong commitment to their 
own communities. As a Company we recognise that 
staff with balanced lives contribute better not only to 
their careers, but also their communities. To this end 
AVJennings has always encouraged its staff to take an 
active role in volunteering and supporting charitable 
activities and to provide opportunities for them to do so.

AVJennings has also announced its commitment to 
support the Steve Waugh Foundation, which works to 
improve the quality of life for children and their families 
affected by rare diseases. The Foundation and our 
staff work together on various fundraising initiatives 
to generate significant revenue for the Foundation for 
medication, specialised equipment and support programs.

The qualities that  
Steve Waugh AO brought 
to the cricket field 
reflect qualities of the 
AVJennings brand. Steve 
is the Company’s first 
Corporate Ambassador.

8  |

AVJennings limited · A bn 44 004 327 771

pRopeRty  
poRtfolio 

undeRpinning AVJennings’ 

stRength As A ResidentiAl 

pRopeRty deVelopeR is ouR 

bRoAd R Ange of pRoJects. this 

spReAd meAns We cAn pRoV ide   

A diVeRse R Ange of housing  

And lAnd options. 

Whether it is land or a completed home or apartment, 
AVJennings has the solution, and our commitment to our 
projects delivers true peace of mind to our buyers who 
can see our attention to detail in all aspects of our work.

Additionally, the geographic spread of our projects across 
four states and New Zealand gives the Company greater 
scope to weather economic cycles. This competitive 
advantage means the Company has the ability to adapt 
to changing market conditions as property markets 
across Australia often move in different cycles.

As noted in the Chairman’s Report, AVJennings added just 
under 3,000 lots across four projects in the past twelve 
months, bringing the total number of lots under control 
or management to approximately 11,300 (2010: 9,500). 
These projects add depth to our project range and further 
strengthen growth opportunities over the coming years. 
In particular, the projects acquired in South Australia 
(Penfield) and New South Wales (Cobbitty) will assist our 
growth in these two states for a significant period. 

AVJennings is committed to developing housing products 
that are affordable to the broadest cross section of home 
buyers. We are constantly working to achieve this goal. 
Our developments cater for all walks of life delivering 
good community infrastructure, well planned parks and 
open spaces and access to transport and schools.

With a long tradition in providing quality living options, 
AVJennings has become the choice for many Australians 
seeking the reassurance that comes with buying from a 
trusted Company that offers experience and expertise, 
integrity and understanding.

Portfolio strategy balances market cycles and conditions

Projects

No of lots  
(at 30 June 2011)

NSW

11

VIC

8

QLD

12

SA

9

2,087

3,496

2,221

2,912

NZ

1

543

TOTAL

41

11,259

Note: Total includes 18 remnant lots across all projects

% of Net Funds Employed

% of Lots by State

 New South Wales 
 Victoria  
 Queensland  
 South Australia  
 New Zealand  

38% 
23% 
24% 
13% 
2%

 New South Wales 
 Victoria  
 Queensland  
 South Australia  
 New Zealand  

18% 
31% 
20% 
26% 
5%

AnnuAl R epoRt 2011

|  9

The Ridges, New South Wales 
Fitzgibbon Chase, Queensland 
Lyndarum internal, Victoria 

queenslAnd

NOOSA HEADS

CALOUNDRA

MANGO HILL

FITZGIBBON

BRISBANE

LEICHHARDT

RICHLANDS

CALAMVALE

BETHANIA

COOMERA

AVJennings added two new projects in 2011. The 318 
lot Big Sky project at Coomera and the 174 lot project, 
Elysium at Noosa Heads. While the Queensland market 
has been subdued, the Company’s range of projects will 
provide a good base for future years. The Company has 
focused on the delivery of innovative, quality affordable 
housing options for this market.

Map: Plus Project Mackay

Location

# of Lots

Pre

FY12

FY13

FY14

FY15

FY16

Post

Halpine Lake Stage 10, Mango Hill

Northgate, Mango Hill 

Creekwood, Caloundra 

Glenrowan, Mackay

Essington Rise, Leichhardt 

Nottingham Square, Calamvale

Creekwood Stage 7, Caloundra

Villaggio, Richlands

Bethania

Fitzgibbon Chase, Fitzgibbon

Elysium, Noosa Heads

Big Sky, Coomera

183

42

666

258

135

206

6

128

102

3

174

318

   Current projects
   Under development
   Major city 

   Pre-delivery Re-zoning and obtaining development approval etc.
   Development Construction period
   Start of Settlements Date where settlements are scheduled to commence 

10  |

AVJennings limited · A bn 44 004 327 771

VictoR iA

MERNDA

WOLLERT
EPPING NORTH

MELBOURNE

OFFICER

PORTARLINGTON

Lyndarum continues to be a stand-out project,  
providing a wide choice of land, housing, and 
lifestyle options for the growing Epping and Wollert 
corridor. Ideally situated near main arterial transport 
infrastructure, the development is near a newly opened 
shopping centre and sports facilities. During the year we 
acquired an interest in Arlington Rise, a 300 lot project at 
Portarlington. The Company’s other major project, Arena 
at Officer is in the south-east region and has been a solid 
performer for a number of years. 

Location # of Lots

Pre

FY12

FY13

FY14

FY15

FY16

Post

Riverdale on Plenty, Mernda

Arena at Officer

Lyndarum North, Wollert 

5

247

774

Wollert (options) 1,820

Lyndarum, Epping North

Lyndarum JV, 100 O’Herns Rd, Epping North 

Lyndarum, 150 O’Herns Rd, Epping North

Arlington Rise, Portarlington

133

121

109

287

neW s outh WAles

HAMLYN TERRACE
WADALBA

CENTRAL COAST

SCHOFIELDS

EASTWOOD

WEST HOXTON

SYDNEY

SYDNEY
OLYMPIC
PARK

COBBITTY

ELDERSLIE
SPRING FARM

GOULBURN

WOLLONGONG

The acquisition of 469 lots at Cobbitty marked the first 
acquisition in NSW for some years. The project is in the 
rapidly growing south-west sector of Sydney. In recent 
years, the Company has looked to increase the amount of 
integrated housing in its projects. This has enabled greater 
land efficiency to be achieved and resulted in delivering 
to customers greater choice at lower price points. 
Cavanstone at Eastwood continues to demonstrate 
AVJennings’ capabilities in brown-field developments. 
A former brickworks site, it is now a high quality project 
offering a range of housing choices to customers.

Map: Plus Project Sandy Beach

Location # of Lots

Pre

FY12

FY13

FY14

FY15

FY16

Post

The Ridges, Elderslie

Hamlyn Terrace

Spring Farm

Ravensworth Heights, Goulburn

Seacrest, Sandy Beach

Schofields

Cavanstone, Eastwood

Charterwood, Wadalba 

West Hoxton

Boulevard, Sydney Olympic Park 

365

440

185

189

137

13

192

45

42

2

Cobbitty

469

AnnuAl R epoRt 2011

|  11

The 1,750 lot Penfield development acquired in 
December 2010, is situated north-west of Adelaide 
and will be a staged project. The development further 
demonstrates AVJennings’ history of partnering with 
governments. It ideally complements another joint 
venture project, St Clair.

south AustR AliA

PENFIELD

CHELTENHAM
WOODVILLE

ADELAIDE

MURRAY BRIDGE

HUNTFIELD HEIGHTS

GOOLWA

Location

# of Lots

Pre

FY12

FY13

FY14

FY15

FY16

Post

Paringa View, Huntfield Heights

Pathways, Murray Bridge

River Breeze, Goolwa North

St Clair Cheltenham JV, Cheltenham 

St Clair Woodville JV, Woodville

5

92

86

924

21

Penfield

1,750

Charles Matthew Circle, Woodville

Brocas Terrace, St Clair

Cameo

2

9

13

neW Ze AlAnd

HOBSONVILLE

AUCKLAND

Hobsonville Point, the redevelopment of the old New 
Zealand Air Force base in Auckland, is a joint venture 
with the New Zealand government. The project is the first 
public, private partnership of its type in New Zealand. 
All involved in the project are committed to making 
Hobsonville Point the leading project in Auckland and 
establishing it as a benchmark for the future.

Location

# of Lots

Pre

FY12

FY13

FY14

FY15

FY16

Post

Hobsonville  Point, Hobsonville

543

   Current projects
   Under development
   Major city 

   Pre-delivery Re-zoning and obtaining development approval etc.
   Development Construction period
   Start of Settlements Date where settlements are scheduled to commence 

12  |

AVJennings limited · A bn 44 004 327 771

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

Your Directors present their Report on the Consolidated 
Entity (referred to hereafter as “AVJennings”, 
“Consolidated Entity” or “Group”) consisting of 
AVJennings Limited (“Company” or “Parent”) and the 
entities it controlled at the end of, or during, the year 
ended 30 June 2011.

DIRECTORS

The names and details of the Company’s Directors in 
office during the financial year and until the date of this 
Report are as follows. Directors were in office for this 
entire period unless otherwise stated.

S Cheong 
RJ Rowley 
PK Summers  

Chairman (Non-Executive)
Deputy Chairman (Non-Executive)
 Managing Director and  
Chief Executive Officer
E Sam  
Director (Non-Executive)
HR Hochstadt   Director (Non-Executive)
Director (Non-Executive)
B Chin  
Director (Non-Executive)
BG Hayman 

COMPANY SECRETARY

The names of the Company Secretaries in office during 
the financial year and until the date of this Report (unless 
otherwise stated) are as follows:
CD Thompson 
PK Summers 
SA Vogiatzakis

PRINCIPAL ACTIVITY

The principal activity of the Consolidated Entity during 
the year was Residential Development.

On 1 August 2010 the Company ceased Contract 
Building, other than in relation to a Home Improvements 
operation in South Australia.

OPERATING RESULTS

The consolidated profit after tax for the financial year 
was $12.9 million (2010: $9.6 million).

DIVIDENDS

Dividends paid to members during the financial year 
were as follows: 

2011 
$’000

4,119

2,746

2010 
$’000

-

-

2010 final of 1.5 cents per fully paid 
share, paid 30 September 2010. 
Fully franked @ 30% tax

2011 interim of 1.0 cent per fully 
paid share, paid 18 April 2011. Fully 
franked @ 30% tax

Total dividends paid 

 6,865 

 - 

In addition to the above dividends, since the end of 
the financial year, the Directors have recommended a 
fully franked final dividend of 1.5 cents per share to be 
paid on 19 October 2011 (2010: 1.5 cents). The Dividend 
Reinvestment Plan remains suspended.

REVIEW OF OPERATIONS 

Financial Results

The Company increased its Net Profit after Tax by 
34.1% to $12.9m for the full year to 30 June 2011. Profit 
from Continuing Operations was $19.9m before tax, an 
increase of 5.9%, and $14.6m after tax. Discontinued 
Operations, Contract Building, lost $1.7m after tax from  
1 July to 31 July 2010, being the date of its sale.

Revenue, at $225.8m, was down from $471.2m due 
primarily to the inclusion of only one month’s revenue of 
$15.5m from Contract Building prior to its sale. Revenue 
from continuing operations was also lower, however 
increased margins resulted in an overall improved result.

The Company has produced a solid result in what  
were generally difficult trading conditions. Weather 
remained one of the biggest hurdles to the Company 
reaching its internal revenue targets. The result was 
also affected by continuing poor market conditions in 
Queensland and while New South Wales has shown some 
improvement, it still is a market operating at levels which 
are very low historically.

 
AnnuAl R epoRt 2011

|  13

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

REVIEW OF OPERATIONS (CONTINUED)

Outlook

Business Overview

Overall, the year has seen an increased profit  
achieved in difficult market conditions, an increase in 
the Company’s inventory levels that support a more 
sustainable business, continued low debt levels and a 2 
year extension of the Company’s main banking facilities, 
and the completion of the sale of its former Contract 
Building division.

During the financial year, the Company acquired one 
or more projects in each of the Australian States in 
which it operates. At 30 June 2011, the total number of 
lots under control or management was approximately 
11,300 compared to some 9,500 at the start of the year. 
The increased inventory levels provide a more solid and 
longer term basis for the Company’s operations. The 
projects acquired in South Australia and New South 
Wales, in particular, will underpin operations in those 
States for a significant period.  

While market conditions remain difficult in many 
regions, the market for acquiring land is very healthy.  
The Company still believes medium to long term 
fundamentals are solid and is therefore still actively 
pursuing acquisitions.

The Company has continued to strengthen its balance 
sheet maintaining the emphasis of the past three years 
on capital management. The Company is therefore well 
placed to grow appropriately the number of projects 
under control or management.

As at 30 June 2011, Net Debt, including a proportionate 
share of joint venture debt, was $82.3m, almost on par 
with the previous year, and a 57.6% reduction from 2008 
when Net Debt was $194.3m.

Since year end, the Company has also renewed its main 
banking facilities.  The facilities, which were due to expire 
in September 2011, have been renewed for a further 2 
years on generally more favourable terms.

The sale of the loss-making Contract Building operations 
has enabled the Company to focus more strongly on its 
core strengths of land development, integrated housing 
and low-rise apartment construction. However, the 
process also required considerable time and effort in 
restructuring, particularly in areas such as administration. 
This has all been completed during the year and the 
Company starts the new financial year better placed in 
this regard.

Accordingly, the Board and Management were pleased 
with the progress made for the year, in that the Company 
as a whole managed well those issues that were within  
its control.

As the Company enters the new financial year, there 
are certainly challenges ahead with a softening of 
market conditions in most States in which the Company 
operates. Consumer confidence remains low and 
the continued focus on global economic concerns is 
reinforcing this.

However, there have been some signs in recent months 
in relation to factors that may lead to some improvement 
in the new residential housing sector. The significant 
upward pressure on interest rates that existed for much 
of the first 6 months of the 2011 calendar year has 
moderated to some extent. Furthermore, the forecast 
uplift in immigration levels from the previous year is 
expected to assist demand for housing. There have 
also been some more positive signs emerging in New 
South Wales following the recent election and change in 
government although any improvements are coming off 
a very low base.

The introduction of the carbon tax, whilst increasing 
the cost of housing post introduction of the tax, will 
provide an incentive for purchasers in the short term. The 
Company is well placed to capitalise on any such activity.

The recently announced $10,000 grant for new 
residential housing in Queensland, which commenced 
on 1 August 2011, will hopefully also improve activity. 
The Queensland market has suffered from a number 
of setbacks in recent times. However, it remains a 
traditionally strong market and is expected to return  
to more normal levels at some point.

Affordability remains a factor in potential purchasers’ 
ability to transact, despite the chronic shortage of 
housing in many areas. AVJennings has been a market 
leader in meeting the challenges of delivering high 
quality, affordable land and housing and will continue  
to focus on this area.

SIGNIFICANT CHANGES IN THE STATE OF AFFAIRS

The Consolidated Entity’s main banking facilities mature 
on 30 September 2011. As a result, the borrowings under 
these facilities are shown as a current liability on the 
Consolidated Statement of Financial Position at  
30 June 2011.

As mentioned in the Review of Operations, subsequent 
to the end of the financial year, the Company has 
renewed its main banking facilities for a further 2 years  
to 30 September 2013.

Ownership of the Contract Building Division was 
transferred to Sekisui House Limited effective 1 August 
2010. Results for the year ended 30 June 2011 include the 
result of the Contract Building Division, as a discontinued 
operation for the month of July 2010.

14  |

AVJennings limited · A bn 44 004 327 771

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

SIGNIFICANT EVENTS AFTER THE BALANCE 
SHEET DATE

Other than matters relating to the renewal of the 
Consolidated Entity’s main banking facilities detailed in 
note 24(a), no matter or circumstance has arisen since 
30 June 2011 that has significantly affected, or may 
significantly affect:
a)   the Consolidated Entity’s operations in future financial 

years; or

b)   the results of those operations in future financial years; 

or

c)   the Consolidated Entity’s state of affairs in future 

financial years.

FUTURE DEVELOPMENTS, PROSPECTS  
AND BUSINESS STRATEGIES

Future developments in the operations of the 
Consolidated Entity and the expected results of those 
operations have not been included in this Report as the 
Directors believe that the inclusion of such information 
would be likely to result in unreasonable prejudice to the 
Consolidated Entity.

The prospects and business strategies of the Consolidated 
Entity are discussed on pages 12 to 13 of this Report.

ENVIRONMENTAL REGULATION

The Consolidated Entity’s operations are subject 
to various environmental regulations under both 
Commonwealth and State legislation, particularly in 
relation to its property development activities. The 
Consolidated Entity’s practice is to ensure that where 
operations are subject to environmental regulations, 
those obligations are identified and appropriately 
addressed. This includes the obtaining of approvals, 
consents and requisite licences from the relevant 
authorities and complying with their conditions.

There have been no significant known breaches of 
environmental regulations to which the Consolidated 
Entity is subject.

INFORMATION ON THE DIRECTORS

Simon Cheong B.Civ.Eng. MBA

Director since 20 September 2001. Mr Cheong has 
over 30 years experience in real estate, banking and 
international finance. He currently serves as Chairman 
and Chief Executive Officer of SC Global Developments 
Limited. Mr Cheong has formerly held positions with 
Citibank (Singapore) as their Head of Real Estate Finance 
for Singapore as well as with Credit Suisse First Boston 
as a Director and Regional Real Estate Head for Asia 
(excluding Japan). 

In 1996, Mr Cheong established his own firm, SC Global 
Pte Limited, a real estate and hotel advisory and direct 
investment group specialising in structuring large 
and complex transactions worldwide. He was elected 
President of the prestigious Real Estate Developers’ 
Association of Singapore (REDAS) for 2 terms from 
2007 until 2010. In April 2008, he was supported to 
serve on the Board of the Institute of Real Estate Studies, 
National University of Singapore. In August 2008, 
he was appointed to the Republic Polytechnic Board 
of Governors. He was also a Council Member of the 
Singapore Business Federation, a position he held from 
2007 to 2010. Resident of Singapore.

Responsibilities:  
Chairman of the Board, Non-Executive Director, Chairman 
of Investments Committee, Member of Remuneration 
Committee, Member of Nominations Committee.

Directorships held in other listed entities:  
SC Global Developments Limited, Chairman and Chief 
Executive Officer, since 14 March 2000.

Jerome Rowley SF Fin, FAICD

Director since 22 March 2007. Mr Rowley has been 
a career banker since the early 1970s with Citigroup, 
Morgan Grenfell and ABN Amro. From 1992 until 2002, 
he served as Managing Director and CEO of ABN Amro 
Australia and Head of Relationship Management and 
Structured Finance for ABN Amro, Asia Pacific. He has 
been active in both wholesale and investment banking 
domestically and internationally. During his career, 
Mr Rowley devoted considerable effort towards the 
recognition, understanding and management of risk as 
a means of profit optimization. Of particular significance 
was his involvement in advising and funding including 
debt, equity and hybrids, of infrastructure projects in 
both Australia and Asia Pacific. Resident of Sydney.

Responsibilities:  
Deputy Chairman of the Board, Non-Executive Director, 
Chairman of Risk Management Committee, Member of 
Audit Committee, Member of Investments Committee, 
Member of Nominations Committee.

Directorships held in other listed entities:  
Anaeco Limited, from 15 August 2005 to 30 April 2009.

AnnuAl R epoRt 2011

|  15

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

INFORMATION ON THE DIRECTORS (CONTINUED)

Peter K Summers B.Ec. CA

Director since 27 August 1998. Mr Summers is a 
Chartered Accountant and has been employed with 
the Company and its related corporations since 1984, 
when he joined the Jack Chia Australia Limited Group 
from Price Waterhouse (now PricewaterhouseCoopers). 
During Mr Summers’ early period with the group, he 
held various management and directorship roles within 
the Group. Following the acquisition of the AVJennings 
residential business in September 1995, Mr Summers 
was appointed Chief Financial Officer, becoming 
Finance Director of AVJennings in August 1998. He was 
appointed Managing Director and Chief Executive Officer 
of the Company on 19 February 2009. Mr Summers 
has extensive experience in general and financial 
management as well as mergers and acquisitions. 
Resident of Melbourne.

Responsibilities:  
Managing Director and Chief Executive Officer.

Directorships held in other listed entities:  
None.

Elizabeth Sam B.A. Hons (Econ)

Director since 20 September 2001. Mrs Sam has over 40 
years experience in international banking and finance. 
She has served on numerous high level Singaporean 
government financial and banking review committees 
and was the Chairman of the Singapore International 
Monetary Exchange from 1987 to 1990 and 1993 to 1996. 
Resident of Singapore.

Responsibilities:  
Non-Executive Director, Chairman of Nominations 
Committee, Chairman of Remuneration Committee, 
Member of Audit Committee.

Directorships held in other listed entities:  
Boardroom Limited, since 15 August 2000.  
Kasikorn Bank Plc, Thailand, since 29 March 2001.
SC Global Developments Limited, since 23 July 2002. 
Banyan Tree Holdings Limited, since 23 March 2004.  
The Straits Trading Company Limited, since 30 April 2008. 

Herman R Hochstadt B.A. (Hons), AMP (Stanford-Insead)

Director since 30 June 2004. Mr Hochstadt has over 
40 years experience in public administration in several 
Singaporean government departments, including over 10 
years in the Ministry of Finance and Monetary Authority 
of Singapore, and in business, including as Chairman of 
Export Credit Insurance Corporation of Singapore, the 
Neptune Orient Lines and APL and as a Board Director 
of Singapore Airlines. He was Chairman of the Singapore 
Turf Club and a member of the Economic Development 
Board, Inland Revenue Authority of Singapore, Mass 
Rapid Transit Corporation, Port of Singapore Authority 
and National Productivity Board; and served as Special 

Advisor to the Port & Maritime Authority of Singapore 
and as High Commissioner for Singapore to Botswana, 
Mauritius, Namibia, South Africa, Swaziland and Tanzania. 
Mr Hochstadt is currently Pro-Chancellor of the Nanyang 
Technological University. Resident of Singapore.

Responsibilities:  
Non-Executive Director, Member of Nominations 
Committee, Member of Remuneration Committee.

Directorships held in other listed entities:  
None.

Bobby Chin CA (ICAEW) B.Acc.

Director since 18 October 2005. Mr Chin is the  
Chairman of Singapore Totalisator Board and serves  
on the Boards of Competition Commission of Singapore 
and Singapore Labour Foundation. He is also a member 
of the Singapore Council of Presidential Advisers.  
Mr Chin served 31 years with KPMG Singapore and 
was its Managing Partner from 1992 until September 
2005. He is a Fellow of the Institute of Certified Public 
Accountants in Singapore, and an Associate Member of 
the Institute of Chartered Accountants in England and 
Wales. Resident of Singapore.

Responsibilities:  
Non-Executive Director, Chairman of Audit Committee.

Directorships held in other listed entities:  
Oversea-Chinese Banking Corporation Limited,  
since 1 October 2005.  
Yeo Hiap Seng Limited, since 15 May 2006.  
Ho Bee Investment Limited, since 29 November 2006. 
Neptune Orient Lines Limited, since 26 December 2006. 
Sembcorp Industries Limited, since 1 December 2008.

Bruce G Hayman

Director since 18 October 2005. Mr Hayman has over 
42 years commercial management experience with 
20 of those at operational Chief Executive or General 
Manager Level. He is currently Chairman of Chartwell 
Management Services where he brings his very wide 
business experience to clients by way of the leadership, 
marketing, business performance and coaching 
programs he offers. He has fulfilled senior management 
roles both in Australia and overseas for companies such 
as Nicholas Pharmaceutical Group, Dairy Farm Group, 
Hong Kong Land and Seagram Corporation. During his 
time in Singapore, he held the position of Foundation 
President of the Singapore Australia Business Council. He 
has also served as CEO of the Australian Rugby Union. 
For his contribution to tourism in Australia, he has been 
recognised by Tourism Training Australia with a Platinum 
award. He is Chairman of the Board of The Rugby Club 
Ltd and is the Deputy Chairman and a Director of the 
Australian Diabetes Council – NSW. Resident of Sydney.

16  |

AVJennings limited · A bn 44 004 327 771

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

INFORMATION ON THE DIRECTORS (CONTINUED)

The Remuneration Report is presented under the 
following sections:

Bruce G Hayman (Continued)

Responsibilities:  
Non-Executive Director, Member of Remuneration 
Committee, Member of Nominations Committee, 
Member of Investments Committee, Member of Risk 
Management Committee.

Directorships held in other listed entities:  
None.

INFORMATION ON COMPANY SECRETARIES

Carl D Thompson LLB B. Comm.

Company Secretary since 12 January 2009.  
Mr Thompson previously held the company secretary 
and general counsel role at Downer EDI Limited.  
Prior to that he was a partner at national law firm  
Corrs Chambers Westgarth, practising in corporate  
and commercial work. Resident of Melbourne.

Sandra A Vogiatzakis B.A.

Company Secretary since 9 November 2004.  
Mrs Vogiatzakis has been with the Company and its 
related corporations since 1990 and was appointed 
Executive Officer in April 2006. Resident of Melbourne.

REMUNERATION REPORT (AUDITED)

This Remuneration Report outlines the remuneration 
arrangements of the Company and its controlled entities 
in accordance with the requirements of the Corporations 
Act 2001 (the Act) and its regulations. This information 
has been audited as required by section 308(3C) of  
the Act.

The Remuneration Report details the remuneration 
arrangements of Key Management Personnel (KMP) 
who are defined as those persons having authority and 
responsibility for planning, directing and controlling 
the major activities of the Company and its controlled 
entities, directly or indirectly, including any Director 
(whether executive or otherwise) of the Parent Entity 
and certain of the Executive Committee members. In 
addition, information relating to the five executives 
receiving the highest remuneration is provided.

1.  Individual Key Management Personnel disclosures

Details of KMP including the top five remunerated 
executives are set out below:

(i)   Directors
  S Cheong 
  RJ Rowley 

  PK Summers 

  E Sam  
  HR Hochstadt  
  B Chin  
  BG Hayman  

(ii)  Executives

Chairman (Non-Executive)
Deputy Chairman  
(Non-Executive)
 Managing Director and  
Chief Executive Officer
Director (Non-Executive)
Director (Non-Executive)
Director (Non-Executive)
Director (Non-Executive)

  Executive Committee Members (KMP)
  M Henesey-Smith  Chief Operating Officer
  SC Orlandi 
  CD Thompson 

Chief Financial Officer
 Company Secretary/ 
General Counsel
 General Manager,  
Human Resources

  L Hunt  

 Other Executives  

(not KMP but in top five remunerated)

  P Vlitas  
  G Marshall  

State Manager (Victoria)
State Manager (Queensland)

2.  Principles Used to Determine the Nature and Amount 

of Remuneration

2.1  The Remuneration Committee

The Remuneration Committee is responsible for making 
recommendations to the Board on the remuneration 
arrangements for Directors and Executives. 

The Remuneration Committee assesses the 
appropriateness of the nature and amount of 
remuneration of Directors and Executives on a periodic 
basis by reference to relevant employment market 
conditions, with the overall objective of ensuring 
maximum stakeholder benefit from the retention of a high 
performing Board and Executive team. The Remuneration 
Committee comprises four Non-Executive Directors.

The Chief Executive Officer attends Remuneration 
Committee Meetings at the invitation of the Committee’s 
Chairman.

2.2 Remuneration Strategy

AVJennings’ remuneration strategy is designed to 
attract, motivate and retain employees and Directors 
by identifying and rewarding high performers and 
recognising the contribution of each employee to the 
continued growth and success of the Consolidated Entity.

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AnnuAl R epoRt 2011

|  17

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

REMUNERATION REPORT (AUDITED) 
(CONTINUED)

2.3 Remuneration Structure

In accordance with best practice corporate governance, 
the structure of Non-Executive Director and Executive 
remuneration is separate and distinct.

2.4 Non-Executive Director Remuneration

The Board seeks to set aggregate remuneration at a level 
that provides the Consolidated Entity with the ability to 
attract and retain Directors of the highest calibre, whilst 
incurring a cost that is acceptable to Shareholders.

The amount of aggregate remuneration sought to be 
approved by Shareholders and the fee structure is 
reviewed periodically against fees paid to Non-Executive 
Directors of comparable companies.

Two Non-Executive Directors, Mr S Cheong and  
Mrs E Sam, do not receive fees, however AVJennings 
pays a consulting fee to the Ultimate Parent Entity, SC 
Global Developments Limited.

Non-Executive Directors do not participate in any 
incentive programs.

The remuneration of Non-Executive Directors for the 
years ended 30 June 2011 and 30 June 2010 is detailed 
on page 20 of this Report.

2.5 Executive Remuneration

AVJennings aims to reward Executives with a level and 
mix of remuneration commensurate with their position 
and responsibilities and aligned with market practice. 
Targets are set for the Consolidated Entity, each business 
unit and individual performance, and Executives are 
rewarded against these.

The Chief Executive, members of the Executive 
Committee and other senior executives receive a mix of 
fixed and variable remuneration. The proportion of fixed 
and variable remuneration varies for different levels within 
the organisation based on the capacity of managers to 
influence the overall outcome of the Consolidated Entity’s 
operations and returns to Shareholders.

In addition, AVJennings has in place a Long Term 
Incentive (LTI) scheme. The scheme structure was 
approved by the Board in April 2010 and allocations were 
made to executives in September 2010.

i) Fixed Remuneration

Fixed Remuneration is represented by Total Employment 
Cost (TEC) which comprises base salary, superannuation 
contributions and other benefits.

Executive contracts of employment do not include any 
guaranteed base pay increases. TEC is reviewed annually 
by the Remuneration Committee. The process consists 
of a review of the Consolidated Entity, business unit 
and individual performance, and relevant comparative 
remuneration internally and externally. 

The fixed component of executive remuneration is 
detailed in the tables on page 21.

ii) Variable Remuneration – Short Term Incentive (STI)

A formal STI program has been developed for senior 
executives. The objective of the STI program is to link 
executive remuneration with appropriate performance 
targets. STI’s for corporate executives are linked to 
corporate results as well as individual performance targets, 
whereas STI’s for state executives are linked to business 
unit results as well as individual performance targets.

An STI program exists for operational management. The 
objective of the STI program is to link the achievement 
of the Consolidated Entity’s operational targets with the 
remuneration received by the Executives charged with 
meeting those targets. The potential STI available is set at 
a level so as to provide sufficient incentive to the Executive 
to achieve the operational targets and such that the cost 
to AVJennings is reasonable in the circumstances.

Actual STI payments awarded depend on the extent 
to which specific targets set at the beginning of the 
financial year are met. The targets consist of a number 
of Key Performance Indicators (KPIs) relating to financial 
outcomes (such as contribution to net profit before tax 
for the business unit or the business segment); business 
outcomes (such as efficient and effective performance 
of functions); and cultural factors (such as improved 
safety performance and leadership). These measures 
were chosen because they represent the key drivers for 
the short-term success of the business and provide a 
framework for delivering long-term value.

On an annual basis, after consideration of the 
performance against the KPIs, the Remuneration 
Committee determines the amount, if any, of the short-
term incentive to be paid to each Executive. This usually 
occurs within two months of the reporting date. Amounts 
payable are delivered as a cash bonus in the following 
reporting period.

18  |

AVJennings limited · A bn 44 004 327 771

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

REMUNERATION REPORT (AUDITED)  
(CONTINUED) 

2.5 Executive Remuneration (Continued)

iii)  Variable Remuneration – Long Term Incentive (LTI)

Share-based compensation

The AVJ Deferred Employee Share Plan (the Plan) was 
formed to administer the employee share scheme. The 
Plan operates schemes under which shares may be 
acquired by the Plan Trustee on behalf of employees 
for no cash consideration subject to certain vesting 
conditions being satisfied. Shares acquired under the 
Plan for employees are acquired on-market. Employees 
may elect not to participate in the scheme. Shares held 
by the Plan’s trust and not yet allocated to employees 
at the end of the reporting period are shown as treasury 
shares in the financial statements.

Share-based compensation benefits are provided to 
Executives via the Plan. These equity-settled transactions 
are measured at fair value at the grant date. The original 
cost of the shares is treated as a reduction in share capital 
and the underlying shares identified separately as treasury 
shares. The fair value determined at the grant date of the 
equity-settled share-based payments is expensed on a 
straight-line basis over the vesting period and the credit 

taken to share-based payment reserve in equity.

Vesting subject to service condition only

The Chief Executive Officer was granted 1,000,000 
shares on 7 March 2009 which vest in equal proportions 
on the first, second and third anniversary of his 
appointment. The vesting dates are 19 February 2010,  
19 February 2011 and 19 February 2012. The market 
value of the shares at the grant date is taken to be the 
fair value. The service condition is the continuity of 
employment over the 3 years. The unvested shares are 
held by the AVJ Deferred Employee Share Plan Trust.

Vesting subject to both service and performance 
conditions

A total of 1,375,452 shares were granted on  
28 September 2010 to certain executives. As detailed in 
the table on page 19, these include 1,136,816 shares for 
KMP and 97,800 shares for executives who are amongst 
the five highest remunerated. The remaining shares 
were granted to executives who were neither KMP nor 
amongst the five highest remunerated.

These shares are subject to both service and 
performance conditions and will vest to the extent that 
each of these conditions is satisfied.

The service vesting condition is that the employee must 
still be employed by AVJennings at 30 September 2013, 
except in the event of death or permanent disablement in 
which case the shares will vest to the estate. In the event 
that the employee is retrenched, the shares may vest 
subject to certain conditions.

•	

The performance vesting conditions are:
•	

	Total	Shareholder	Return	(TSR)	performance	
measured against the ASX Small Industrials Index; and
	Earnings	Per	Share	(EPS)	growth.	AVJennings’	EPS	
growth for the performance period must meet or 
exceed the target set. The EPS hurdle for total vesting 
of this grant is 10% p.a. growth for the three financial 
years to 30 September 2013.

Half of the allocation is assessed against each 
performance condition. The vesting schedule for the TSR 
performance condition is set out in the table below. The 
holder of the shares is entitled to receive all dividends 
paid between grant and vesting date. 

AVJennings’ TSR rank against 
companies in the Index

Percentage vesting

< median

At the median

Nil

50%

> median but < 75th percentile

Pro-rata between 50th 
and 75th percentiles

>=75th percentile

100%

The fair value of the EPS element of the shares is the 
market value at grant date. The Monte Carlo Model is 
used to fair value the TSR element. The Model simulates 
AVJennings’ TSR and compares it against the ASX Small 
Industrials Retail Index. The Model takes into account 
historic dividends, share price volatilities and the risk-free 
yield on an Australian Government Bond at the grant 
date matching the remaining effective life of 3 years.

 
AnnuAl R epoRt 2011

|  19

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

REMUNERATION REPORT (AUDITED)  (CONTINUED) 

2.5 Executive Remuneration (Continued)

iii)  Variable Remuneration – Long Term Incentive (LTI) (Continued)

Name

Executive Committee  
Members (KMP)

PK Summers

PK Summers

M Henesey-Smith

CD Thompson

SC Orlandi

L Hunt

Other Executives (not KMP  
but in top five remunerated)

P Vlitas

G Marshall

Total

Shares Granted

Number of Shares Vested

Year 
Granted

Number

Fair Value

Unvested 
at 1 July 
2010

Vested 
during the 
year

Unvested 
at 30 June 
2011

2009

2011

2011

2011

2011

2011

2011

2011

1,000,000 

 $  180,000 

666,667 

 333,333 

 333,334 

 691,591 

 $  312,945 

691,591 

 158,344 

 $ 

71,651 

158,344 

 106,183 

 $  48,048 

 102,458 

 $  46,362 

106,183 

102,458 

 78,240 

 $  35,404 

78,240

 51,229 

 46,571 

 $ 

 $ 

23,181 

21,074 

51,229 

46,571 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 691,591 

 158,344 

 106,183 

 102,458 

 78,240 

 51,229 

 46,571 

2,234,616 

 $  738,665 

1,901,283 

 333,333 

 1,567,950 

AVJennings prohibits Executives from entering into arrangements to protect the value of unvested LTI awards.  
This prohibition includes entering into hedging arrangements in relation to AVJennings shares.

3. Group Performance

The table below shows the Consolidated Entity’s earnings performance as well as the movement in the Consolidated 
Entity’s Earnings Per Share (EPS) and Total Shareholder Return (TSR) over the current and previous 4 years. 

Financial Report  
Date

30 June 2007

30 June 2007

30 June 2008

30 June 2009

30 June 2010

30 June 2011

* Pro-rata for 12 months.

Financial Period

 15 months 

 12 months annualised * 

 12 months 

 12 months 

 12 months 

 12 months 

Profit / (Loss)  
After Tax 
$’000

 12,164 

9,731 

 11,231  

 (12,724)

9,616 

12,893

Basic EPS Cents

TSR Cents

5.50

4.40

4.87

(4.68)

3.51

4.72

(0.02)

(0.02)

(0.67)

(0.34)

0.21

0.05

4. Employment Contracts

i)  Chief Executive Officer

Mr Summers’ contract of employment does not have a 
termination date and does not stipulate a termination 
payment. However, it specifies a six month notice period. 
Details regarding the remuneration paid to Mr Summers 
are contained in the table on page 20.

During the year no options were either granted to, 
or exercised by, Mr Summers. There are currently no 
unexercised or outstanding options.

ii) Other Executives

The remaining AVJennings Executives are full time 
permanent employees with executive employment 
contracts. The employment contracts do not have 
termination dates or termination payments. However, 
they specify a notice period of three months. There are 
no other terms or conditions that differ significantly from 
the standard employment contracts applicable to other 
AVJennings employees. During the year, no options were 
granted to, or exercised by, the Executives. There are 
currently no unexercised or outstanding options.

 
20  |

AVJennings limited · A bn 44 004 327 771

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

REMUNERATION REPORT (AUDITED)  (CONTINUED) 

5.   Remuneration of Key Management Personnel and the five highest paid Executives of the Company and the 

Consolidated Entity 

Details of the nature and amount of each element of remuneration of Directors and Executives are set out in the tables 
on pages 20 and 21. The Directors are the same as those identified in the Directors’ Report and Executives include the 
five highest paid Executives.

6.   Remuneration Options: Granted and Vested During the Year

No options were either granted or exercised during the year. There are currently no unexercised or outstanding 
options. None of the Directors or Executives hold any options. 

Directors

Short-Term

Post Employment

Long-Term

Share-
based 
Payment

Total

Performance 
Related

Salary / 
Fees 
$

Cash 
Bonus 
$

Other 
$

Superannuation(3) 
$

Long Service 
Leave 
$

Shares 
$

$

%

30 June 2011

S Cheong(1)

 - 

RJ Rowley 

 77,982   

 - 

 - 

 - 

 - 

 - 

7,018

 - 

 - 

 - 

 - 

 - 

85,000

 - 

 - 

PK Summers(2) 424,847   123,750     63,200   

 46,543   

 38,192     163,989   

 860,521   

23.47

E Sam(1)

 - 

HR Hochstadt

 50,000   

B Chin 

 60,000   

BG Hayman 

 45,872   

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 4,128   

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 50,000   

 60,000   

 50,000   

658,701   123,750     63,200   

57,689

 38,192     163,989    1 ,105,521

30 June 2010

S Cheong(1)

 - 

RJ Rowley 

 82,482   

 - 

 - 

 - 

 - 

PK Summers(4) 453,254     87,500   262,500   

E Sam(1)

 - 

HR Hochstadt

 50,000   

B Chin 

 60,000   

BG Hayman 

 60,872   

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 50,585   

 25,000   

 - 

 - 

 - 

 5,478   

 - 

 - 

 - 

 - 

 - 

 133,067   

 12,508   

 60,000   

 900,762   

38.86

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 50,000   

 60,000   

 66,350   

 - 

 - 

 - 

 - 

706,608     87,500   262,500   

 81,063   

 12,508   

 60,000    1,210,179   

(1)   These Directors were not paid fees. A consulting fee of 

(a)  Directors are also reimbursed for airfares (other than the 

$50,000 per month was paid to the ultimate parent entity  
SC Global Developments Limited which covers the services  
of these Directors. International airfares to attend meetings 
are paid for by a related entity.

(2)  ‘Other’ relates to the value of motor vehicle benefits.
(3)  Payments to Defined Contribution Plans. Consists of 

Superannuation Guarantee Contribution payments as well as 
employee voluntary contributions. The Consolidated Entity 
does not contribute to any Defined Benefit Plans.

(4)  ‘Other’ relates to a non-cash bonus. The post-tax amount of 
the bonus was allocated to the existing Employee Share Plan 
to purchase AVJennings shares which vested immediately. The 
shares cannot be sold or transferred until 8 September 2013.

international airfares for those Directors referred to in (1)), 
and other expenses relating to the provision of  
their services.

(b)  With the exception of share-based compensation for the 
Chief Executive referred to in 2.5(iii), there were no other 
share-based payments made to Directors in the year  
under review.

 - 

 - 

 - 

 - 

 - 

 - 

 
AnnuAl R epoRt 2011

|  21

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

REMUNERATION REPORT (AUDITED)  (CONTINUED) 

Executives

Short-Term

Post 
Employment

Salary / 
Fees 
$

Cash 
Bonus 
$

Other (1)  
$

Superannuation (2) 
$

Long-
Term

Long 
Service 
Leave 
$

Share-
Based 
Payment

Shares 
$

Total

Performance 
Related

$

%

30 June 2011

M Henesey-Smith

 285,828 

 42,500 

 15,000 

SC Orlandi

 282,216 

 8,250 

CD Thompson

 222,227 

 21,375 

L Hunt 

 196,615 

 10,500 

 - 

 - 

 - 

Other Executives

P Vlitas

G Marshall

 266,584 

 - 

 17,951 

 222,127 

 30,000 

 9,489

 52,128 

 15,199 

 56,599 

 15,199 

 20,575 

 23,989 

 18,074 

 17,913   

 431,443   

 9,490 

 11,591   

 326,746   

 3,067 

 12,012   

 315,280   

 1,758 

 8,851   

 232,923   

 15,441 

 5,795   

 326,346   

 9,826 

 5,268   

 300,699   

14.00

6.07

10.59

8.31

1.78

11.73

1,475,597  112,625   42,440 

 183,689 

 57,656 

 61,430    1,933,437   

30 June 2010

M Henesey-Smith

 265,051 

 80,000 

 15,577 

A Soutar(3)

SC Orlandi

 272,370 

 - 

 - 

 260,517 

 20,000 

 20,025 

CD Thompson

 249,347 

 25,000 

L Hunt 

 197,441 

 15,000 

 - 

 - 

 49,812 

 49,708 

 13,747 

 37,135 

 13,966 

 11,409 

 1,768 

 7,403 

 1,624 

 807 

 - 

 - 

 - 

 - 

 - 

 421,849   

18.96

 323,846   

 321,692   

 313,106   

 227,214   

-

6.22

7.98

6.60

Other Executives

P Vlitas

 249,435 

 40,000 

 18,641 

 18,692 

 9,766 

 - 

 336,534   

11.89

1,494,161  180,000   54,243 

 183,060 

 32,777 

 -  1,944,241 

(1) Represents the value of motor vehicle benefits.
(2)  Payments to Defined Contribution Plans. Consists of Superannuation Guarantee Contribution payments as well as employee 

voluntary contributions. The Consolidated Entity does not contribute to any Defined Benefit Plans.

(3) Transferred with the discontinued Contract Building division. 

MEETINGS OF DIRECTORS AND DIRECTORS’ COMMITTEES

The number of meetings of Directors and Directors’ committees held during the year, for the period the Director was  
a Member of the Board or a Committee, and the number of meetings attended by each Director are detailed below.

Full Meetings 
of Directors

Meetings of Committees

Audit

Remuneration

Nominations

Risk Management

Held Attended

Held Attended

Held Attended

Held Attended

Held Attended

S Cheong

RJ Rowley 

PK Summers

E Sam 

HR Hochstadt 

B Chin 

BG Hayman

7

7

7

7

7

7

7

7

7

7

7

7

7

7

-

3

-

3

-

3

-

-

3

-

3

-

3

-

1

-

-

1

1

-

1

1

-

-

1

1

-

1

1

1

-

1

1

-

1

1

1

-

1

1

-

1

-

1

-

-

-

-

1

-

1

-

-

-

-

1

Investments Committee

The Investments Committee does not formally meet in person. It conducts physical inspections of certain major 
development sites and receives detailed briefings from management on all major development sites prior to 
consideration of formal acquisition proposals which are dealt with by way of circular resolution.

22  |

AVJennings limited · A bn 44 004 327 771

diR ectoRs’ RepoRt
foR the yeAR ended 30 June 2011

DIRECTORS’ INTERESTS

The relevant interests of the Directors in the shares of the 
Company at the date of this Report are:

Director

S Cheong

E Sam

PK Summers 

RJ Rowley

Number

137,370,023

149,534

942,147

180,000

INDEMNIFYING OFFICERS

During the year, the Consolidated Entity paid a premium 
in respect of a contract insuring its Directors and 
employees against liabilities that may be incurred in 

defending civil or criminal proceedings that may be 
brought against the Officers in their capacity as Officers 
of entities in the Consolidated Entity. In accordance 
with common practice, the insurance policy prohibits 
disclosure of the nature of the liability insured against 
and the amount of the premium.

ROUNDING OF AMOUNTS

The amounts contained in this Report and in the 
Financial Statements have been rounded to the  
nearest $1,000 (where rounding is permitted) under the 
option available to the Company under the Australian 
Securities and Investments Commission (ASIC) Class 
Order 98/100. The Company is an entity to which the 
Class Order applies.

AUDITOR’S INDEPENDENCE DECLARATION

We have obtained the following Independence Declaration from our auditors, Ernst & Young:

In relation to our audit of the financial report of AVJennings Limited for the financial year ended 30 June 2011, to the 
best of my knowledge and belief, there have been no contraventions of the auditor independence requirements of the 
Corporations Act 2001 or any applicable code of professional conduct.

Ernst & Young 
28 September 2011 

NON-AUDIT SERVICES

David Simmonds 
Partner
Liability limited by a scheme approved under Professional  

 Standards Legislation

A number of non-audit services were provided by the Consolidated Entity’s auditor, Ernst & Young. These non-audit 
services are detailed in note 8 to this Financial Report. The Directors are satisfied that the provision of non-audit services 
is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The nature 
and scope of each type of non-audit service provided means that auditor independence was not compromised.

This Report is made in accordance with a resolution of the Directors. 

Simon Cheong  
Director  
28 September 2011

Peter Summers 

 Director

 
 
 
     
 
   
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
   
 
 
 
 
   
 
 
 
 
consolidAted stAtement of compRehensiVe i ncome
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  23

Note

2011 
$’000 

2010 
$’000 

Continuing operations

Revenues

Share of profits of associates and joint venture entities

accounted for using the equity method

Change in inventories, finished goods and work-in-progress

5 

 210,246 

 267,639 

 1,779   

 (153,986)

 2,124 

 (219,083)

Other operational expenses

Advertising expenses

Display costs

Employee expenses

Depreciation and amortisation expense

Finance costs

Fair value gain on interest rate derivatives

Other expenses

Profit from continuing operations before income tax

Income tax expense

Profit from continuing operations after income tax

Discontinued operations

 (5,375)

 (3,437)

 (1,088)

 (21,535)

 (486)

 (914)

 441 

 (5,702)

 19,943 

 (5,343)

 14,600 

5 

5 

9 

 (4,030)

 (3,389)

 (1,096)

 (21,869)

 (1,639)

 (641)

 2,856 

 (2,043)

 18,829 

 (4,584)

 14,245 

Loss from discontinued operations after income tax

10 

 (1,707)

 (4,629)

Net profit for the year

 12,893 

 9,616 

Other comprehensive income

Foreign currency translation

Other comprehensive loss for the year net of tax

 (427)

 (427)

 (1)

 (1)

Total comprehensive income for the year

 12,466 

 9,615 

Earnings per share for profit from continuing operations 
attributable to ordinary equity holders of the parent:

Cents

Cents

Basic earnings per share

Diluted earnings per share

Earnings per share for profit attributable to ordinary  
equity holders of the parent:

Basic earnings per share

Diluted earnings per share

12

12

12

12

 5.35 

 5.19 

 4.72 

 4.57 

 5.20 

 5.16 

 3.51 

 3.48 

24  |

AVJennings limited · A bn 44 004 327 771

consolidAted s tAtement of f inAnciAl p osition
As At 30 June 2011

CURRENT ASSETS

Cash and cash equivalents

Trade and other receivables

Inventories

Other current assets

Assets of disposal group classified as held for sale

Total current assets

NON-CURRENT ASSETS

Inventories

Investments accounted for using the equity method

Property, plant and equipment

Intangible assets

Total non-current assets

Total assets

CURRENT LIABILITIES

Trade and other payables

Derivative financial instruments

Interest-bearing loans and borrowings

Tax payable

Provisions

Liabilities directly associated with the assets classified as held for sale

Total current liabilities

NON-CURRENT LIABILITIES

Trade and other payables

Interest-bearing loans and borrowings

Deferred tax liabilities

Provisions

Total non-current liabilities

Total liabilities

Net assets

EQUITY

Note

2011  
$’000

2010 
$’000

13

14

15

16

15

17

21

22

23

24

25

27

23

24

26

27

 12,260   

 17,159   

 131,231   

 1,300   

 - 

 24,110   

 15,409   

 100,571   

 1,712   

 43,228   

 161,950   

 185,030   

 285,630   

 41,131   

 1,087   

 2,816   

 241,591   

 41,268   

 1,866   

 2,816   

 330,664   

 287,541   

 492,614   

 472,571   

 48,485   

 68   

 62,529   

 3,540   

 3,235   

 - 

 34,288   

 509   

 67,212   

 905   

 3,565   

 21,966   

 117,857   

 128,445   

 43,400   

 6,619   

 19,516   

 694   

 11,650   

 15,014   

 17,398   

 646   

 70,229   

 44,708   

 188,086   

 173,153   

 304,528   

 299,418   

Equity attributable to equity holders of the parent

Contributed equity 

Reserves

Retained earnings

Total equity

28

29(a)

29(c)

 121,835   

 122,578   

 (94) 

 81   

 182,787   

 176,759   

 304,528   

 299,418   

consolidAted s tAtement of chAnges in equity
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  25

At 1 July 2009

Profit for the year

Other comprehensive loss for the year

Total comprehensive income for the year

Transactions with owners in their capacity 
as owners:

 - Share-based payment reserve

At 30 June 2010

Profit for the year

Other comprehensive loss for the year

Total comprehensive income for the year

Transactions with owners in their 
capacity as owners:

Attributable to equity holders of the Parent

Total equity

Foreign 
Currency 
Translation 
Reserve

Share-based 
Payment 
Reserve

Retained 
Earnings

Issued 
capital

Note

$’000

$’000

$’000

$’000

$’000

 122,578        

 1        

 21        

 167,143        

 289,743        

 -   

 -   

 -   

 -   

 -   

 - 

 (1)      

 (1)      

-

- 

-

 9,616        

 9,616        

 -   

 (1)      

 9,616        

 9,615        

 - 

 60        

 -   

 60        

 (1)      

 60        

 9,616        

 9,675        

 122,578        

 -   

 -   

 -   

 - 

 - 

 (427)      

 (427)      

 81        

 176,759        

 299,418        

 - 

 - 

 - 

 - 

 - 

 242        

 12,893        

 12,893        

 -   

 (427)      

 12,893        

 12,466        

 -   

 -   

 -   

 (743)       

 10        

 242        

 - 

 (6,865)      

 (6,865)      

 - Treasury shares acquired

28(b)

 (743)      

 - 

 - Foreign currency translation reserve    

 - Share-based payment reserve

 - Dividends paid

11

 -   

 -   

 -   

 10        

 - 

 - 

At 30 June 2011

 121,835        

 (417)      

 323        

 182,787        

 304,528        

 (743)      

 (417)      

 242        

 6,028        

 5,110        

26  |

AVJennings limited · A bn 44 004 327 771

consolidAted s tAtement of cA sh f loWs
foR the yeAR ended 30 June 2011

CASH FLOWS FROM OPERATING ACTIVITIES

Receipts from customers

Payments to suppliers, land vendors and employees

Interest paid

Income tax paid

Note

2011 
$’000

2010 
$’000

 248,672  

(254,104) 

(10,863) 

(1,157) 

 491,400   

 (434,203) 

(13,751) 

 - 

Net cash (used in) / from operating activities

30

 (17,452) 

 43,446   

CASH FLOWS FROM INVESTING ACTIVITIES 

Proceeds from sale of property, plant and equipment

Purchase of property, plant and equipment

21

Proceeds from sale of discontinued operations

Interest received

Distribution received

Dividends received

Investments in associates and joint venture entities

Net cash from investing activities

CASH FLOWS FROM FINANCING ACTIVITIES

Proceeds from borrowings

Loans from related parties

Repayment of borrowings

Payment of finance lease liability

Payment for treasury shares 

Equity dividends paid

28(b)

 819   

 (657) 

 21,304   

 907   

 4,510   

 1,000   

 (3,594) 

 24,289   

 124,238   

 2,000   

 (137,120) 

 (207) 

 (743) 

 (6,865) 

 629   

 (756) 

 - 

 567   

 1,120   

 - 

 (243) 

 1,317   

 136,098   

 - 

 (162,549) 

 (677) 

 - 

 - 

Net cash used in financing activities

 (18,697) 

 (27,128) 

NET INCREASE (DECREASE) IN CASH HELD

Cash and cash equivalents at beginning of year

Effects of exchange rate changes on cash and cash equivalents

 (11,860) 

 24,110   

 10   

 17,635   

 6,475   

 - 

CASH AND CASH EQUIVALENTS AT END OF YEAR

13

 12,260   

 24,110   

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  27

1. CORPORATE INFORMATION

b) New accounting standards and interpretations

The Consolidated Financial Report of AVJennings 
Limited for the year ended 30 June 2011 was authorised 
for issue in accordance with a resolution of the Directors 
on 28 September 2011.

AVJennings Limited (the Parent) is a Company limited 
by shares incorporated in Australia whose shares are 
publicly traded on the Australian Securities Exchange 
and the Singapore Exchange through the Central Limited 
Order Book (CLOB). The ultimate parent is SC Global 
Developments Limited, a company incorporated in 
Singapore which owns 50.03% of the ordinary shares  
in AVJennings Limited.

The Consolidated Entity (“AVJennings”, “Consolidated 
Entity” or “Group”) consists of AVJennings Limited (the 
“Company” or the “Parent Entity”) and its controlled 
entities. The nature of the operations and principal 
activities of the Consolidated Entity are described in  
the Directors’ Report.

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES

Basis of preparation

The Financial Report is a general purpose financial 
report, which has been prepared in accordance 
with the requirements of the Corporations Act 2001, 
Australian Accounting Standards and other authoritative 
pronouncements of the Australian Accounting Standards 
Board. The Financial Report has also been prepared 
on a historical cost basis, except for derivative financial 
instruments which have been measured at fair value.

The preparation of financial statements requires the use 
of certain critical accounting estimates. It also requires 
management to exercise its judgement in the process 
of applying accounting policies. The areas involving a 
higher degree of judgement or complexity, or areas 
where assumptions and estimates are significant to the 
Financial Statements, are disclosed in note 4.

The Financial Report is presented in Australian Dollars 
and all values are rounded to the nearest thousand 
dollars ($’000) unless otherwise stated.

a) Compliance with IFRS

The Financial Report also complies with the International 
Financial Reporting Standards (IFRS) as issued by the 
International Accounting Standards Board.

The accounting policies adopted are consistent with 
those of the previous financial year except as follows:

The following new Standards and amendments to 
Standards are mandatory for the first time for the 
financial year beginning 1 July 2010. The adoption of 
these Standards did not have any impact on the current 
period or any prior period and is not likely to affect future 
periods:

•	

•	

•	

	AASB 2009-8 Amendments to Australian Accounting 
Standards – Group Cash-settled Share-based Payment 
Transactions [AASB 2] effective 1 January 2010
	AASB 2009-5 Further Amendments to Australian 
Accounting Standards arising from the Annual 
Improvements Project [AASB 5, 8, 101, 107, 117, 118, 136 
& 139] effective 1 January 2010
	AASB 2010-3 Amendments to Australian Accounting 
Standards arising from the Annual Improvements 
Project effective 1 July 2010

Australian Accounting Standards and Interpretations 
that have recently been issued or amended but are not 
yet effective have not been adopted by AVJennings for 
the annual reporting period ended 30 June 2011. The 
Directors believe that these new or amended Standards 
and Interpretations do not have any material effect on 
the Financial Statements presented.

c) Basis of consolidation

The Consolidated Financial Statements incorporate the 
assets and liabilities of all subsidiaries of AVJennings 
Limited as at 30 June 2011 and the results of all 
subsidiaries for the year then ended.

Subsidiaries are all entities (including special purpose 
entities) over which the Group has the power to 
govern the financial and operating policies, generally 
accompanying a shareholding of more than one-half of 
the voting rights. The existence and effect of potential 
voting rights that are currently exercisable or convertible 
are considered when assessing whether a Group controls 
another entity.

Subsidiaries are fully consolidated from the date on 
which control is transferred to the Group. They are 
deconsolidated from the date that control ceases.

The acquisition method of accounting is used to account 
for business combinations by the Group (refer to note 2(d)).

Intercompany transactions, balances and unrealised gains 
on transactions between group companies are eliminated. 

28  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES (CONTINUED)

c) Basis of consolidation (Continued)

Unrealised losses are also eliminated unless the 
transaction provides evidence of the impairment of the 
asset transferred. Accounting policies of the subsidiaries 
are consistent with the policies adopted by the Group.

Non-controlling interests are allocated their fair share 
of the net profit or loss after tax in the Consolidated 
Statement of Comprehensive Income and are presented 
within equity in the Consolidated Statement of Financial 
Position, separately from the equity of the owners of the 
parent.

The Group has formed the AVJ Deferred Employee Share 
Plan Trust to administer the Group’s employee share 
scheme. This Trust is consolidated, as substance of the 
relationship is that the trust is controlled by the Group. 
Shares held by the Trust are disclosed as treasury shares 
and deducted from contributed equity.

d) Business combinations

Business combinations are accounted for using the 
acquisition method. The consideration transferred for 
the acquisition of a subsidiary comprises the fair values 
of the assets transferred, the liabilities incurred and the 
equity interests issued by the Consolidated Entity. The 
consideration transferred also includes the fair value 
of any asset or liability resulting from a contingent 
consideration arrangement and the fair value of any 
pre-existing equity interest in the subsidiary. Acquisition-
related costs are expensed as incurred. For each business 
combination, the Group recognises any non-controlling 
interest in the acquiree either at fair value or at the 
non-controlling interest’s proportionate share of the 
acquiree’s net identifiable assets.

The excess of the consideration transferred, the amount 
of any non-controlling interest in the acquiree and the 
acquisition-date fair value of any previous equity interest 
in the acquiree over the fair value of the group’s share 
of the net identifiable assets acquired is recorded as 
goodwill. If those amounts are less than the fair value of 
the net identifiable assets of the subsidiary acquired and 
the measurement of all amounts has been reviewed, the 
difference is recognised directly in profit and loss as a 
bargain purchase.

Where settlement of any part of the cash consideration 
is deferred, the amounts payable in the future are 
discounted to their present value as at the date of 
exchange. The discount rate used is the entity’s 
incremental borrowing rate, being the rate at which a 
similar borrowing could be obtained from an independent 
financier under comparable terms and conditions.

Contingent consideration is classified either as equity 
or a financial liability. Amounts classified as a financial 
liability are subsequently remeasured to fair value with 
changes in fair value recognised in profit and loss.

e)  Investments in subsidiary companies and controlled 

entities

Investments in controlled entities are accounted for in the 
Consolidated Financial Statements as set out in note 2(c). 
Joint ventures are accounted for as set out in note 2(f) 
and investments in associates are accounted for as set 
out in note 2(g).

f) Joint ventures

Jointly controlled assets: 

Interest in jointly controlled assets is accounted for using 
proportionate consolidation. AVJennings recognises its 
interest in the jointly controlled assets by recognising its 
interest in the assets and liabilities of the joint venture. It 
also recognises its share of expenses and income from 
the use and output of the jointly controlled asset. Details 
of the jointly controlled assets are set out in note 20.

Joint venture entities:

The interest in a joint venture entity is accounted for 
using the equity method after initially being recognised 
at cost. Under the equity method, the share of the profits 
or losses of the joint venture entity are recognised in 
the profit and loss, and the share of post-acquisition 
movements in reserves is recognised in other 
comprehensive income. Dividends received from joint 
venture entities are recognised as a reduction in the 
carrying amount of the investment. Details relating to 
joint venture entities are set out in note 17(b).

Profits or losses on transactions with joint venture 
entities are eliminated to the extent of the Consolidated 
Entity’s ownership interest until such time as they are 
realised by the jointly controlled entity on consumption 
or sale. However, a loss on the transaction is recognised 
immediately if the loss provides evidence of a reduction 
in the net realisable value of current assets, or an 
impairment loss.

g) Investments in associates

Investments in associates are accounted for using the 
equity method of accounting. Associates are entities over 
which the Consolidated Entity has significant influence 
and that are neither subsidiaries nor joint ventures.

Under the equity method, investments in associates 
are carried in the Consolidated Statement of Financial 
Position at cost plus post-acquisition changes in the 
Consolidated Entity’s share of the net assets of the 
associates, less any impairment with respect to the net 
investment in the associate.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  29

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES (CONTINUED)

g) Investments in associates (Continued)

The Consolidated Entity’s share of an associate’s profits 
or losses is recognised in the Consolidated Statement of 
Comprehensive Income. The cumulative post-acquisition 
movements are adjusted against the carrying amount of 
the investment. Dividends receivable from associates are 
recognised as a reduction in the carrying amount of the 
investment. Details relating to associates are set out in 
note 17(a).

When the Consolidated Entity’s share of losses in an 
associate equals or exceeds its interest in the associate, 
including any unsecured long-term receivables, the 
Consolidated Entity does not recognise further losses, 
unless it has incurred obligations or made payments on 
behalf of the associate.

Profits or losses on transactions with associates are 
eliminated to the extent of the Consolidated Entity’s 
ownership interest until such time as they are realised by 
the associate on consumption or sale. However, a loss 
on the transaction is recognised immediately if the loss 
provides evidence of a reduction in the net realisable 
value of current assets, or an impairment loss.

The reporting dates of the associate and the 
Consolidated Entity are identical and the associate’s 
accounting policies conform to those used by the 
Consolidated Entity.

h) Segment reporting

Operating segments are reported in a manner consistent 
with the internal reporting provided to the chief 
operating decision maker. Discreet financial information 
is available for each segment to assess its performance 
and enable the chief operating decision maker to make 
decisions about allocation of resources.

Operating segments that meet the quantitative criteria 
as prescribed by AASB 8 are reported separately. 
However, an operating segment that does not meet the 
quantitative criteria is still reported separately where 
information about the segment would be useful to users 
of the Financial Statements.

Information about the business activities and operating 
segments that are below the quantitative criteria are 
combined and disclosed in a separate category called 
“other”.

i) Property, plant and equipment

Property, plant and equipment are stated at historical 
cost less accumulated depreciation and any accumulated 
impairment losses.

Depreciation is calculated on a straight-line basis over the 
estimated useful life of the specific assets as follows:

Plant, equipment, and motor vehicles 
Motor vehicles  
Leasehold improvements    

3–7 years
2–3 years
3–10 years

Assets held under finance leases are depreciated over 
their expected useful lives on the same basis as owned 
assets.

An asset’s carrying amount is written down immediately 
to its recoverable amount if the asset’s carrying amount 
is greater than its estimated recoverable amount.

Gains and losses on disposals are determined by 
comparing proceeds with the carrying amount. 
These are included in the Consolidated Statement of 
Comprehensive Income.

The assets’ useful lives and amortisation methods are 
reviewed, and adjusted if appropriate, at each financial 
year-end.

Derecognition:

An item of property, plant and equipment is 
derecognised upon disposal or when no further future 
economic benefits are expected from its use or disposal.

j) Borrowing costs

Borrowing costs consist of interest and other costs that 
are incurred in connection with the borrowing of funds.

A condition of the main banking facilities (refer to 
note 24(a)) is that the Consolidated Entity manages 
interest rate risk by entering into interest rate derivative 
contracts. To the extent that borrowings under the main 
banking facilities relate to qualifying assets, the net 
amounts payable under these derivative contracts are 
capitalised to the cost of the underlying assets.

Borrowing costs directly attributable to the acquisition, 
construction or production of qualifying assets, (i.e. 
assets that necessarily take a substantial period of 
time to get ready for their intended use or sale), are 
capitalised as part of the cost of those assets during the 
period of time required to complete and prepare the 
assets for their intended use or sale.

Temporary investment income earned on borrowings 
pending their expenditure on qualifying assets is 
deducted from borrowing costs eligible for capitalisation.

All other borrowing costs are expensed.

   
 
 
 
30  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES (CONTINUED) 

k) Intangible assets

Intangible assets acquired separately or in a business 
combination are initially measured at cost. The cost of 
an intangible asset acquired in a business combination is 
its fair value as at the date of the acquisition. Following 
initial recognition, intangible assets are carried at cost 
less any accumulated amortisation and any accumulated 
impairment losses. The Consolidated Entity does not 
capitalise any expenditure resulting in the creation of 
internally generated intangible assets.

The useful lives of intangible assets are assessed to be 
either finite or indefinite. Intangible assets with finite 
lives are amortised over the expected useful life of 
the asset and tested for impairment whenever there 
is an indication that the asset may be impaired. The 
amortisation period and the amortisation method for 
an intangible asset is reviewed at least at each financial 
year-end. Changes in the expected useful life or the 
expected pattern of consumption of future economic 
benefits embodied in the asset are accounted for 
prospectively by changing the amortisation period or 
method, as appropriate, which is a change in accounting 
estimate. The amortisation expense on intangible assets 
with finite lives is recognised in profit or loss in the 
expense category consistent with the function of the 
intangible asset.

Intangible assets with indefinite useful lives are tested for 
impairment annually. Such intangibles are not amortised. 
The useful life of an intangible asset with an indefinite life 
is reviewed each reporting period to determine whether 
indefinite life assessment continues to be supportable. If 
not, the change in the useful life assessment from indefinite 
to finite is accounted for as a change in accounting estimate 
and is thus accounted for on a prospective basis.

l) Inventories

Inventories are stated at the lower of cost and net 
realisable value. Net realisable value is the estimated 
selling price in the ordinary course of business, less 
estimated costs of completion and the estimated costs 
necessary to make the sale. Estimates of net realisable 
value are based on the most recent evidence available 
at the time the estimates are made, of the amount the 
inventories are expected to realise and the estimate of 
costs to complete.

Development projects and land:

Cost includes the costs of acquisition, development, 
borrowings and all other costs directly related to specific 
projects. Borrowing and holding costs such as rates 
and taxes incurred after completion of development 
and construction are expensed. Costs expected to 
be incurred under penalty clauses and rectification 
provisions are also included.

Construction contracts:

Construction work-in-progress is stated at the aggregate 
of contract costs incurred to date plus recognised profits 
less recognised losses and progress billings. Contract 
costs include all costs directly related to specific contracts, 
and costs that are specifically chargeable to the customer 
under the terms of the contract. The stage of completion 
is measured using the percentage of completion method.

m)  Non-current assets (or disposal groups) held for sale 

and discontinued operations

Non-current assets and disposal groups are classified as 
held for sale and measured at the lower of their carrying 
amount and fair value less costs to sell if their carrying 
amount will be recovered principally through a sale 
transaction instead of use. For an asset or disposal group 
to be classified as held for sale, it must be available for an 
immediate sale in its present condition and its sale must 
be highly probable.

An impairment loss is recognised for any initial or 
subsequent write-down of the asset (or disposal group) 
to fair value less costs to sell. A gain is recognised for 
any subsequent increases in fair value less costs to sell 
of an asset (or disposal group), but not in excess of any 
cumulative impairment loss previously recognised. A gain 
or loss not previously recognised by the date of the sale 
of the non-current asset (or disposal group) is recognised 
at the date of derecognition.

A discontinued operation is a component of the entity 
that has been disposed of or is classified as held for sale 
and that represents a separate major line of business and 
is part of a single coordinated plan to dispose of such a 
line of business. The results of discontinued operations 
are presented separately on the face of the Consolidated 
Statement of Comprehensive Income and the assets and 
liabilities are presented separately on the face of the 
Consolidated Statement of Financial Position.

n) Trade and other receivables

Trade receivables are carried at the amount invoiced less 
a provision for impairment.

Settlement terms for trade receivables are:
	Development	housing	and	land	sales	–	 
•	
generally between 30 and 180 days
	Contract	building	(progress	billing)	–	 
generally between 7 and 30 days

•	

Collectability of trade receivables is reviewed on an 
ongoing basis. Individual debts that are known to be 
uncollectible are written-off when identified. A provision 
for impairment is recognised when there is objective 
evidence that the Consolidated Entity will not be able 
to collect the receivable. The amount of the impairment 
loss is the difference between the carrying amount of 
the receivable and the present value of estimated future 
cash flows, which are not discounted for short-term 
receivables as the effect of discounting is immaterial.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  31

The discount rate used to determine the present value 
reflects current market assessments of the time value of 
money and the risks specific to the liability. The increase 
in the provision resulting from the passage of time is 
recognised in finance costs.

r) Employee benefits

Wages, salaries, annual leave and sick leave:

Liabilities for wages and salaries, including non-monetary 
benefits and annual leave expected to be settled 
within 12 months of the reporting date, are recognised 
in respect of employees’ services up to the reporting 
date. They are measured at the amounts expected to be 
paid when the liabilities are settled. Expenses for non-
accumulating sick leave are recognised when the leave is 
taken and are measured at the rates paid or payable.

Long service leave:

The liability for long service leave is recognised and 
measured as the present value of expected future 
payments to be made in respect of services provided 
by employees up to the reporting date using the project 
unit credit method. Consideration is given to expected 
future wage and salary levels, experience of employee 
departures and periods of service. Expected future 
payments are discounted at a pre-tax rate that reflects 
the time value of money.

Superannuation contributions:

Contributions to superannuation plans are recognised 
as an expense in the Consolidated Statement of 
Comprehensive Income as they become payable.

Bonus entitlements:

A liability is recognised for bonus entitlements where 
contractually obliged or where there is a past practice 
that has created a constructive obligation.

s) Share-based payment transactions

Share-based compensation benefits are provided to 
Executives via the AVJ Deferred Employee Share Plan. 
These equity-settled transactions are measured at fair 
value at the grant date.

The original cost of equity-settled transactions is treated 
as a reduction in share capital and the underlying shares 
identified separately as treasury shares. The fair value 
determined at the grant date of the equity-settled share-
based payments is expensed on a straight-line basis over 
the vesting period and the credit taken to share-based 
payment reserve in equity.

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES (CONTINUED) 

n) Trade and other receivables (Continued)

Where a receivable is expected to be settled more than 
twelve months after the reporting date, its carrying 
amount is discounted using the effective interest rate 
method. The difference between the carrying amount 
and the present value is recorded in the Statement of 
Comprehensive Income.

o) Cash and cash equivalents

Cash and cash equivalents in the Consolidated Statement 
of Financial Position comprise cash at bank and in hand 
and short-term deposits with a maturity of three months 
or less, that are readily convertible to known amounts 
of cash, and which are subject to an insignificant risk of 
changes in value.

For the purposes of the Consolidated Statement of 
Cash Flows, cash and cash equivalents consist of cash 
and cash equivalents as defined above, net of bank 
overdrafts. Bank overdrafts are included within interest-
bearing loans and borrowings in current liabilities in the 
Consolidated Statement of Financial Position.

p) Interest-bearing loans and borrowings

All loans and borrowings are initially recognised at the 
fair value of the consideration received less directly 
attributable transaction costs. The difference between 
the proceeds (net of transaction costs) and the 
redemption amount is recognised in profit and loss over 
the period of the borrowings using the effective interest 
method. Fees paid on establishment of loan facilities 
are capitalised as a prepayment and amortised over the 
period of the facility to which it relates.

Borrowings are classified as current liabilities unless 
there is an unconditional right to defer settlement of the 
liability for at least 12 months after the reporting date.

q) Provisions

Provisions are recognised when the Consolidated Entity 
has a present legal or constructive obligation as a result 
of a past event, it is probable that an outflow of resources 
will be required to settle the obligation and the amount 
can be reliably estimated.

When the Consolidated Entity expects some or all of 
a provision to be reimbursed, for example under an 
insurance contract, the reimbursement is recognised 
as a separate asset but only when the reimbursement 
is virtually certain. The expense relating to any 
provision is presented in the Consolidated Statement of 
Comprehensive Income net of any reimbursement.

Provisions are measured at the present value of 
management’s best estimate of the expenditure required 
to settle the present obligation at the reporting date. 

32  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES (CONTINUED) 

t) Leases

Consolidated Entity as lessee:

Finance leases, which transfer to the Consolidated 
Entity substantially all the risks and benefits incidental 
to ownership of the leased item, are capitalised at the 
inception of the lease at the fair value of the leased asset 
or, if lower, at the present value of the minimum lease 
payments. Lease payments are apportioned between the 
finance charges and reduction of the lease liability so as 
to achieve a constant rate of interest on the remaining 
balance of the liability. Finance charges are recognised as 
an expense in profit or loss.

Capitalised leased assets are depreciated over the 
shorter of the estimated useful life of the asset and the 
lease term if there is no reasonable certainty that the 
Consolidated Entity will obtain ownership by the end of 
the lease term.

Operating lease payments are recognised as an expense 
in the Consolidated Statement of Comprehensive Income 
on a straight-line basis over the lease term. Operating 
lease incentives are recognised as a liability when 
received and subsequently reduced by allocating lease 
payments between rental expense and reduction of the 
liability.

Consolidated Entity as lessor:

Leases in which the Consolidated Entity retains 
substantially all the risks and benefits of ownership of 
the leased asset are classified as operating leases. Initial 
direct costs incurred in negotiating an operating lease 
are added to the carrying amount of the leased asset 
and recognised as an expense over the lease term on the 
same basis as rental income.

u) Revenue recognition

Revenue is measured at the fair value of the 
consideration received or receivable. Revenue is 
recognised for the major business activities as follows:

Development projects and land sales:

Revenue from the sale of land, houses and apartments 
is recognised when the risks and rewards have been 
transferred and the Consolidated Entity retains neither 
continuing managerial involvement to the degree 
associated with ownership, nor effective control over 
the units sold. This is usually considered to occur on 
settlement. In certain circumstances, land sales are 
recognised prior to settlement where there is a signed 
unconditional contract for sale.

Construction contracts:

Contract building relates to Home Building Agreements 
and the like, where there is a contract to build a house or 
provide other residential construction services. Contract 

revenue and expenses are recognised in accordance 
with the percentage of completion method unless the 
outcome of the contract cannot be reliably estimated. 
Where the outcome of a contract cannot be reliably 
estimated, contract costs are recognised as an expense 
as incurred, and where it is probable that the costs will be 
recovered, revenue is recognised to the extent of costs 
incurred. Where it is probable that a loss will arise from 
a construction contract, the excess of total costs over 
revenue is recognised as an expense immediately.

Interest revenue:

Revenue is recognised as interest accrues using the 
effective interest rate method.

Management fees:

Revenue is recognised upon delivery of the services.

v) Income tax

Current tax assets and liabilities for the current year are 
measured at the amount expected to be recovered from, 
or paid to, the taxation authorities based on current 
year’s taxable income. The tax rates and tax laws used 
to compute the amount are those that are enacted or 
substantively enacted at the reporting date.

Current income tax relating to items recognised 
directly in equity is recognised in equity and not in the 
Consolidated Statement of Comprehensive Income.

Deferred income tax is provided on all temporary 
differences at the reporting date between the tax bases 
of assets and liabilities and their carrying amounts for 
financial reporting purposes.

Deferred income tax assets are recognised for all 
deductible temporary differences, carry-forward of 
unused tax credits and unused tax losses, to the extent 
that it is probable that taxable profit will be available 
against which the deductible temporary differences, and 
the carry-forward of unused tax credits and unused tax 
losses can be utilised.

The carrying amount of deferred income tax assets is 
reviewed at each reporting date and reduced to the 
extent that it is no longer probable that sufficient taxable 
profit will be available to allow all or part of the deferred 
income tax asset to be utilised.

Unrecognised deferred income tax assets are reassessed 
at each reporting date and are recognised to the extent 
that it has become probable that future taxable profit will 
allow the deferred tax asset to be recovered.

Deferred income tax assets and liabilities are measured 
at the tax rates that are expected to be applied in the 
year when the asset is realised or the liability is settled, 
based on tax rates (and tax laws) that have been enacted 
or substantively enacted at the reporting date.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  33

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES (CONTINUED) 

Commitments and contingencies are disclosed net of 
the amount of GST recoverable from, or payable to, the 
taxation authority.

v) Income tax (Continued)

Deferred tax assets and deferred tax liabilities are offset 
only if a legally enforceable right exists to set-off current 
tax assets against current tax liabilities and the deferred 
tax assets and liabilities relate to the same taxable entity 
and the same taxation authority.

Tax consolidation:

AVJennings Limited and its wholly-owned controlled 
entities implemented the Tax Consolidation Legislation as 
of 1 July 2002.

The Head Entity, AVJennings Limited, has entered into an 
agreement with its wholly-owned subsidiary, AVJennings 
Properties Limited, under which AVJennings Properties 
Limited will account for the current and deferred tax 
amounts of the controlled entities in the Tax Consolidated 
Group. The Consolidated Entity has applied the group 
allocation approach in determining the appropriate 
amount of current taxes and deferred taxes to allocate to 
the members of the Tax Consolidated Group.

In addition to its own current and deferred tax amounts, 
AVJennings Properties Limited also recognises the 
current tax liabilities (or assets) and the deferred tax 
assets arising from unused tax losses and unused tax 
credits assumed from controlled entities in the Tax 
Consolidated Group.

Assets or liabilities arising under tax funding agreements 
with the tax consolidated entities are recognised as 
amounts receivable from, or payable to, other entities in 
the Group.

w) Other taxes

Revenues, expenses and assets are recognised net of the 
amount of GST except:
•	

	when	the	GST	incurred	on	purchase	of	goods	and	
services is not recoverable from the taxation authority, 
in which case the GST is recognised as part of the cost 
of acquisition of the asset or as part of the expense 
item as applicable
	receivables	and	payables,	which	are	stated	with	the	
amount of GST included.

•	

The net amount of GST recoverable from, or payable to, 
the taxation authority is included as part of receivables 
or payables in the Consolidated Statement of Financial 
Position.

Cash flows are included in the Consolidated Statement of 
Cash Flows on a gross basis and the GST component of 
cash flows arising from investing and financing activities, 
which is recoverable from, or payable to, the taxation 
authority is classified as part of operating cash flows.

x) Derivative financial instruments

The Consolidated Entity uses interest rate swaps and 
caps to hedge its risk associated with interest rate 
fluctuations. These derivatives do not qualify for hedge 
accounting and changes in fair value are recognised 
immediately as income or expenses in profit and loss.

Derivative financial instruments are initially recognised 
at fair value on the date a derivative contract is entered 
into and are subsequently remeasured to their fair value 
at the end of each reporting period. Derivative financial 
instruments are not held for trading purposes.

y) Trade and other payables

Trade and other payables represent liabilities for goods 
and services provided to the Consolidated Entity prior 
to the end of the financial year which are unpaid. The 
amounts are unsecured and are usually paid within 30 to 
60 days of recognition.

z) Earnings per share

Basic earnings per share is calculated as net profit 
attributable to members of the parent, adjusted to 
exclude any costs of servicing equity (other than 
dividends), divided by the weighted average number of 
ordinary shares, adjusted for any bonus element.

Diluted earnings per share is calculated as net profit 
attributable to members of the parent, adjusted for:
•	 costs	of	servicing	equity	(other	than	dividends);
•		 	the	after	tax	effect	of	dividends	and	interest	

•	

associated with dilutive potential ordinary shares that 
have been recognised as expenses; and
	other	non-discretionary	changes	in	revenues	or	
expenses during the period that would result from 
the dilution of potential ordinary shares, divided by 
the weighted average number of ordinary shares and 
dilutive potential ordinary shares, adjusted for any 
bonus element.

aa) Contributed equity

Ordinary shares are classified as equity. Incremental 
costs directly attributable to the issue of new shares or 
options are shown in equity as a deduction, net of tax, 
from the proceeds.

Treasury shares:

The Company’s own equity instruments, which are 
reacquired for later use in employee share-based 
payment arrangements (treasury shares), are deducted 
from equity. No gain or loss is recognised in profit or 
loss for the purchase, sale, issue or cancellation of the 
Company’s own equity instruments.

34  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

2. SUMMARY OF SIGNIFICANT ACCOUNTING 
POLICIES (CONTINUED) 

ab) Foreign currency translation

(i) Functional and presentation currency:

Both the functional and presentation currency of 
AVJennings Limited and its Australian subsidiaries 
is Australian Dollars ($). A controlled entity, AVJ 
Hobsonville Pty Limited, has a branch in New Zealand 
whose functional currency is New Zealand Dollars 
which is translated to the presentation currency for 
consolidation reporting.

(ii) Transactions and balances:

Foreign currency transactions are translated into the 
Entity’s functional currency at the rates of exchange 
prevailing at the dates of the transactions. Foreign 
exchange gains and losses resulting from the settlement 
of such transactions and from the translation at reporting 
date exchange rates of monetary assets and liabilities 
denominated in foreign currencies are recognised in 
profit and loss, except when they are deferred in equity 
as they are attributable to part of the net investment in a 
foreign operation.

Non-monetary items that are measured in terms of 
historical cost in a foreign currency are translated 
using the exchange rates as at the date of the initial 
transaction. Non-monetary items measured at fair value 
in a foreign currency are translated using the exchange 
rates at the date when the fair value was determined.

(iii)  Translation of Group Companies’ functional currency 

to presentation currency:

The results and financial position of foreign operations 
that have a functional currency different from 
the presentation currency are translated into the 
presentation currency as follows:
•	

	assets	and	liabilities	for	each	balance	sheet	presented	
are translated at the closing rate at the date of that 
balance sheet;
	income	and	expenses	for	each	statement	of	
comprehensive income are translated at average 
exchange rates;

•	

•		 	all	resulting	exchange	differences	are	recognised	in	

other comprehensive income.

On consolidation, exchange differences arising from 
the translation of any net investment in foreign entities 
are recognised in other comprehensive income. When 
a foreign investment is sold, the proportionate share of 
such exchange difference is reclassified to profit and loss 
as part of the gain or loss on sale where applicable.

ac) Comparative figures

To enable meaningful comparison, some comparatives 
have been reclassified to conform with the current year’s 
presentation.

3. FINANCIAL RISK MANAGEMENT

The Consolidated Entity’s principal financial instruments 
comprise receivables, payables, finance leases, 
derivatives, cash, bank loans and overdrafts.

Risk Management is carried out by a central treasury 
department under policies approved by the Board of 
Directors. The objective of the policies is to support the 
delivery of financial targets and manage key financial 
risks such as interest rates, foreign currency, credit and 
liquidity. The overall risk management program focuses 
on the unpredictability of financial markets and seeks 
to minimise potential adverse effects on the financial 
performance of the Consolidated Entity.

AVJennings enters into derivative transactions, 
principally interest rate cap and interest rate swap 
contracts, to hedge interest rate risk exposures. 
Derivatives are exclusively used for hedging purposes, i.e. 
not as trading or other speculative instruments.

The Consolidated Entity uses different methods to 
measure and manage different types of risks to which it 
is exposed. These methods include sensitivity analysis in 
the case of interest rates and ageing analysis for credit 
risk. Liquidity risk is managed through the development 
of future rolling cash flow forecasts and the continuity of 
funding through the facilities mentioned in notes 24(a) 
and 24(b).

Primary responsibility for identification and control of 
financial risks rests with management under the authority 
of the Board. The Board reviews and agrees on policies 
for managing each of the risks identified below.

(i) Interest rate risk

The Consolidated Entity’s exposure to market interest 
rates relates to the obligations arising from interest-
bearing loans and overdraft. The level of debt is disclosed 
in note 24.

The policy is to manage finance costs using a mix 
of fixed and variable rate debt with a target to have 
approximately 50% of forecast average borrowings 
at fixed or capped rates of interest. Forecast average 
borrowings are derived from periodic rolling cash flow 
forecasts which include an allowance for potential 
acquisitions. Please refer to the table on page 35 for the 
position at the reporting date.

To manage the mix of fixed and variable debt in a cost 
efficient manner, the Consolidated Entity enters into 
interest rate cap and floating-to-fixed interest rate swap 
contracts. It is acknowledged that fair value exposure on 
derivatives is a by product of the Consolidated Entity’s 
attempt to manage the cash flow volatility arising from 
interest rate changes.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  35

3. FINANCIAL RISK MANAGEMENT (CONTINUED)

(i) Interest rate risk (Continued)

Interest rate cap contracts are entered into for a notional principal amount by paying an upfront premium that covers 
a specific period. The strike rates for these contracts are benchmarked against the BBSY bid rate (Australian Bank 
Bill Swap Reference Rate - Average Bid Rate) on a quarterly basis. Settlement occurs quarterly, in favour of the 
Consolidated Entity, should the BBSY bid rate be above the cap strike rate (movements in the variable rate are directly 
proportional to movements in the BBSY bid rate).

By entering into interest rate swaps, the Consolidated Entity agrees to exchange, at the end of each quarter, the 
difference between fixed and variable rate interest amounts calculated by reference to an agreed-upon notional 
principal amount.

The Consolidated Entity’s interest rate derivatives do not qualify for hedge accounting treatment. Gains or losses 
arising from changes in fair value are recognised in profit or loss.

At the reporting date, the following variable rate borrowings, interest rate swap and interest rate cap contracts  
were outstanding: 

Weighted  
average  
interest rate 
%

4.04

6.72

9.16

2011

2010

Weighted 
 average  
interest rate 
%

4.04

6.98

8.33

Balance 
$’000

(24,110)

 82,000 

 226 

 58,116 

(65,000)

(65,000)

(71,884)

Balance 
$’000

(12,260)

 69,119 

 29 

 56,888 

(15,000)

(15,000)

 26,888 

Cash

Bank loans

Lease liabilities

Net financial liabilities

Interest rate caps 

Interest rate swaps 

Under/(over)-hedged borrowings

Interest rate derivative contracts are exposed to fair value movements if interest rates change. Details of these 
contracts are outlined in note 24(e).

At 30 June 2011, after taking into account the effect of interest rate swaps, approximately 17.3% of available borrowings 
are at fixed or capped rates of interest (2010: 76.0%).

The Consolidated Entity constantly analyses its interest rate exposure. Within this analysis, consideration is given to 
potential renewals of existing positions, alternative financing, alternative hedging positions and the mix of fixed and 
variable interest rates.

The following sensitivity analysis is based on the interest rate exposures in existence at the balance sheet date.

At 30 June 2011, if interest rates had moved, as illustrated in the table below, with all other variables held constant, post 
tax profit and other comprehensive income would have been affected as follows: 

 +1.00% (100 basis points)

 +0.50% (50 basis points)

  -0.50% (50 basis points)

Post Tax Profit 
Higher/(Lower)

Other Comprehensive Income 
Higher/(Lower)

2011 
$’000

 203 

 94 

(84)

2010  
$’000

 48 

 24 

(7)

2011 
$’000

 - 

 - 

 - 

2010 
$’000

 - 

 - 

 - 

36  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

3. FINANCIAL RISK MANAGEMENT (CONTINUED)

(i) Interest rate risk (Continued)

The above fluctuations in post tax profit and other comprehensive income are net of interest capitalised to inventories. 
The effect on the basis that no interest is capitalised, would be as follows: 

Post Tax Profit 
Higher/(Lower)

Other Comprehensive Income 
Higher/(Lower)

2011 
$’000

(54)

(34)

 44 

2010 
$’000

 48 

 24 

(24)

2011 
$’000

 - 

 - 

 - 

2010 
$’000

 - 

 - 

 - 

 +1.00% (100 basis points)

 +0.50% (50 basis points)

  -0.50% (50 basis points)

(ii) Foreign currency risk

AVJ Hobsonville Pty Limited is a subsidiary which has a branch in New Zealand. The entire operations of the branch, 
including purchases of inventory denominated in New Zealand Dollars, are funded by AVJennings Properties Limited 
(another subsidiary) through an intragroup account.

The Consolidated Statement of Financial Position can be affected by the exchange rate movements between New 
Zealand Dollar and Australian Dollar. This exposure is not hedged as the effects are not considered to be material.

The Consolidated Entity also has transactional exposures. Such exposure arises from sales or purchases by an 
operating entity in currencies other than the functional currency. This exposure is not material in relation to the branch 
in New Zealand.

At balance date, the Consolidated Entity had the following exposure to New Zealand Dollar foreign currency that is not 
designated in cash flow hedges:

Financial Assets

Cash and cash equivalents

Trade and other receivables

Total Financial Assets

Financial Liabilities

Trade and other payables

Total Financial Liabilities

Net exposure

2011 
NZ$’000

2010 
NZ$’000

 1,390 

 4,080 

 5,470 

(12,342)

(12,342)

(6,872)

 610 

 481 

 1,091 

(9,611)

(9,611)

(8,520)

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  37

3. FINANCIAL RISK MANAGEMENT (CONTINUED)

(ii) Foreign currency risk (Continued)

At balance date, had the Australian Dollar moved, the effect of exposure to New Zealand Dollar foreign currency that is 
not designated in cash flow hedges is illustrated in the following table: 

Post Tax Profit 
Higher/(Lower)

Other Comprehensive Income 
Higher/(Lower)

2011 
$’000

2010 
$’000

 - 

 - 

 - 

 - 

 - 

 - 

2011 
$’000

(834)

 483 

 1,019 

2010 
$’000

(706)

 409 

 863 

Consolidated

AUD/NZD +10%

AUD/NZD - 5%

AUD/NZD -10%

(iii) Price risk

The Consolidated Entity does not have commodity and 
equity securities price risk.

(iv) Credit risk

Credit risk arises from financial assets which comprise 
cash and cash equivalents, trade and other receivables, 
derivative instruments and the granting of financial 
guarantees. Exposure to credit arises from potential 
default of the counterparty, with a maximum exposure 
equal to the carrying amount of the financial assets (as 
outlined in each applicable note) as well as $15,663,000 
(2010: $871,000) in relation to financial guarantees 
granted – see note 32 for further information.

Contracts for Land, Integrated Housing and Apartments 
usually require payment in full prior to passing of title to 
customers. In the event that title is to pass without full 
payment being received, appropriate credit verification 
procedures are performed prior to executing the contract.

Derivative counterparties and cash deposits are limited 
to financial institutions approved by the Board.

The Consolidated Entity has no significant concentrations 
of credit risk and does not hold any credit derivatives to 
offset its credit exposure.

(v) Liquidity risk

Liquidity risk arises from the financial liabilities of the 
Consolidated Entity and its ability to repay them as and 
when they fall due.

The objective is to maintain a balance between  
continuity of funding and flexibility through the use 
of bank overdrafts, bank loans, finance leases and 
committed available credit facilities. Liquidity risk is 
managed by monitoring forecast cash flows on a monthly 
basis and matching the maturity profiles of financial 
assets and liabilities.

The current main banking facilities were due to mature 
on 30 September 2011. Subsequent to the year-end, the 
Consolidated Entity has received approval to extend 
these for a further 2 years to 30 September 2013. 
Documentation is in the process of being completed 
and is expected to be signed by 30 September 2011, 
as outlined in note 24(a). In addition, the Consolidated 
Entity operates certain project funding facilities which 
are discussed in note 24(b).

At 30 June 2011, 90.4% (2010: 81.7%) of the Consolidated 
Entity’s interest bearing loans and borrowings will  
mature in less than one year. Based upon the approved 
extension of the Company’s main banking facilities to  
30 September 2013, 18.1% of the Consolidated Entity’s 
debt at 30 June 2011 will mature in less than one year.

A. Non-derivative financial liabilities:

The liquidity risk disclosures on page 38 reflect all 
contractually fixed pay-offs, repayments and interest 
resulting from recognised financial liabilities and financial 
guarantees as of 30 June 2011. For the other obligations, 
the respective undiscounted cash flows for the respective 
upcoming fiscal years are presented. The timing of cash 
flows is based on the contractual terms of the  
underlying contract.

However, where the counterparty has a choice of 
when the amount is paid, the liability is allocated to the 
earliest period in which it can be required to be paid. For 
financial guarantee contracts, the maximum amount of 
the guarantee is allocated to the earliest period in which 
the guarantee can be called.

The risk implied from the values shown in the table  
on page 38, reflects a balanced view of cash inflows  
and outflows of non-derivative financial instruments.  
The Consolidated Entity ensures that sufficient liquid 
assets are available to meet all the required short-term 
cash payments. 

38  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

3. FINANCIAL RISK MANAGEMENT (CONTINUED)

(v) Liquidity risk (Continued)

A. Non-derivative financial liabilities: (Continued)

Year ended 30 June 2011

Liquid Financial Assets

Cash and cash equivalents

Trade and other receivables

Financial Liabilities

Trade and other payables

Interest-bearing loans and borrowings*

Financial Guarantees

< 6 months 
$’000

6–12 months 
$’000

> 1–5 years 
$’000

Total 
$’000

 12,260 

 17,159 

 29,419 

 27,045 

 58,805 

 15,663 

 - 

 - 

 - 

 - 

 - 

 - 

 21,440 

 5,266 

 - 

 43,400 

 7,132 

 - 

 12,260 

 17,159 

 29,419 

 91,885 

 71,203 

 15,663 

 101,513 

 26,706 

 50,532 

 178,751 

Net maturity

(72,094)

(26,706)

(50,532)

(149,332)

Year ended 30 June 2010

Liquid Financial Assets

Cash and cash equivalents

Trade and other receivables

Financial Liabilities

Trade and other payables

Interest-bearing loans and borrowings*

Financial Guarantees

< 6 months 
$’000

6–12 months 
$’000

> 1-5 years 
$’000

Total 
$’000

 24,110 

 15,409 

 39,519 

 27,233 

 66,337 

 871 

 - 

 - 

 - 

 - 

 - 

 - 

 7,055 

 3,052 

 - 

 11,650 

 17,505 

 - 

 24,110 

 15,409 

 39,519 

 45,938 

 86,894 

 871 

 94,441 

 10,107 

 29,155 

 133,703 

Net maturity

(54,922)

(10,107)

(29,155)

(94,184)

* 

 Expected settlement amounts of interest-bearing loans and borrowings include an estimate of the interest payable to the date of 
expiry of the facilities.

In addition to maintaining sufficient liquid assets to meet short-term payments, at reporting date, the Consolidated 
Entity has approximately $135 million (2010: $106 million) of unused credit facilities available for its immediate use. 
Please refer to note 24(a).

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  39

3. FINANCIAL RISK MANAGEMENT (CONTINUED)

(v) Liquidity risk (Continued)

B. Derivative financial liabilities:

The table below details the liquidity risk arising from the derivative liabilities held by the Consolidated Entity at balance date. 

Year ended 30 June 2011

Derivatives

Net settled (interest rate swaps)

Net maturity

Year ended 30 June 2010

Derivatives

Net settled (interest rate swaps)

Net maturity

(vi) Fair value

< 6 months 
$’000

6–12 months 
$’000

> 1-5 years 
$’000

Total 
$’000

 15 

 15 

 - 

 - 

 - 

 - 

< 6 months 
$’000

6–12 months 
$’000

> 1-5 years 
$’000

 273 

 273 

 - 

 - 

 - 

 - 

 15 

 15 

Total 
$’000

 273 

 273 

The methods used in estimating the fair value of a financial instrument are:

Level 1  - the fair value is calculated using quoted prices in active markets.
Level 2   -  the fair value is estimated using inputs other than quoted prices included in Level 1 that are observable for 

the asset or the liability, either directly (as prices) or indirectly (derived from prices).

Level 3  -  the fair value is estimated using inputs for the asset or liability that are not based on observable market data.

The fair value of the financial instruments as well as the methods used to estimate the fair value are summarised in the 
table below. 

Year ended 30 June 2011

Year ended 30 June 2010

Total

Quoted  
market 
price 
(Level 1)

Valuation 
technique 
- market 
observable 
inputs  
(Level 2)

Valuation 
technique - 
non market 
observable 
inputs  
(Level 3)

Quoted  
market 
price  
(Level 1)

Valuation 
technique 
- market 
observable 
inputs  
(Level 2)

Valuation 
technique - 
non market 
observable 
inputs  
(Level 3)

Total

$’000

$’000

$’000

$’000

$’000

$’000

$’000

$’000

Financial liabilities

Derivative instruments

Interest rate swaps

 - 

 - 

 68 

 68 

 - 

 - 

 68 

 68 

 - 

 - 

 509 

 509 

 - 

 - 

 509 

 509 

40  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

3. FINANCIAL RISK MANAGEMENT (CONTINUED)

(i) Critical accounting judgements

(vi) Fair value (Continued)

Quoted market price represents the fair value 
determined based on quoted prices in active markets 
as at the reporting date without any deduction of 
transaction costs. The fair value of the listed equity 
investments are based on quoted market prices.

For financial instruments not quoted in active markets, 
valuation techniques such as present value techniques, 
comparison to similar instruments for which market 
observable prices exist and other relevant models 
used by market participants are used. These valuation 
techniques use both observable and unobservable 
market inputs.

Financial instruments that use valuation techniques with 
only observable market inputs or unobservable inputs 
that are not significant to the overall valuation include 
interest rate swaps not traded on a recognised exchange.

The fair value of unlisted debt and equity securities, as 
well as other instruments that do not have an active 
market, are based on valuation techniques using market 
data that is not observable. Where the impact of credit 
risk on the fair value of a derivative is significant, and 
the inputs on credit risk (e.g. CDS spreads) are not 
observable, the derivative would be classified as based 
on non observable market inputs (Level 3).

There were no transfers between any of the categories 
during the year.

4.  SIGNIFICANT ACCOUNTING JUDGEMENTS, 

ESTIMATES AND ASSUMPTIONS

Judgements, estimates and assumptions affect 
the amounts reported in the Financial Statements. 
Management continually evaluates its judgements and 
estimates in relation to assets, liabilities, contingent 
liabilities, revenues and expenses. Judgements and 
estimates are based on historical experience and on 
other relevant factors which form the basis of the 
carrying values of assets and liabilities.

Judgements, estimates and assumptions made in the 
preparation of these Financial Statements are outlined 
in the following column. Actual results may differ from 
these estimates and may materially affect financial 
results or the financial position reported in future periods.

Further details of the nature of these assumptions and 
conditions may be found in the relevant Notes to the 
Consolidated Financial Statements.

Recovery of deferred tax assets:

Deferred tax assets are recognised for deductible 
temporary differences and tax losses as management 
considers that it is probable that future taxable profits 
will be available to utilise these.

Cost of goods sold:

Management uses judgement in determining the method 
to be used for cost apportionment. Costs may be 
apportioned based on yield, unit entitlement, percentage 
of revenue or other equitable methods. Costs include 
costs incurred to date as well as forecast costs to bring 
the inventory into a saleable state.

(ii) Critical accounting estimates and assumptions

Estimates of net realisable value of inventories:

The net realisable value is the estimated selling price 
in the ordinary course of business less the estimated 
costs of completion and costs of selling. Estimates take 
into consideration fluctuations in price or cost. The key 
assumptions used in this exercise require the use of 
management judgement and are reviewed half yearly.

Profit recognised on developments:

Profit on developments is generally recognised on 
settlement as discussed in note 2(u). The calculation of 
profit for projects that are in progress, is based on actual 
costs to date and estimates of costs to complete.

Share-based payment transactions:

The cost of equity settled securities allocated to 
employees is measured by reference to the fair value 
of the equity instruments at the date on which they 
are granted. As explained in note 35(b), the fair value 
of some equity instruments is determined using the 
Monte Carlo simulation model which includes a number 
of judgements and assumptions. These judgements 
and assumptions have no impact on the carrying value 
of assets and liabilities in the Consolidated Statement 
of Financial Position but may impact the share-based 
payment expense taken to profit and loss.

Valuation of derivatives:

Derivatives not quoted in an active market are valued 
based on certain assumptions and estimates. These 
valuations can change depending on market volatility.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  41

5. REVENUES AND EXPENSES

Profit from ordinary activities before income tax includes the following revenues and expenses:

Revenues from continuing operations

Developments

Home Improvements

Interest revenue

Management fees

Rental revenue

Royalty revenue

Sundry revenue

Total revenues

Note

2011 
$’000

2010 
$’000

 194,995 

 256,854 

 7,993 

 958 

 3,579 

 47 

 1,655 

 1,019 

 6,380 

 685 

 3,012 

 67 

 - 

 641 

 210,246 

 267,639 

Changes in inventories, finished goods and work-in-progress

Amortisation of finance costs capitalised to inventories

 6,246 

 14,319 

Depreciation and amortisation expense

Depreciation

Leasehold improvements

Plant, equipment and motor vehicles

Amortisation

Motor vehicles under lease

Brand name

Total depreciation and amortisation expense

Other expenses

Minimum operating lease payments

Finance costs

Bank loans and overdrafts

Finance charges payable under finance leases

Total finance costs

Less: Amount capitalised to inventories

Finance costs expensed

21

21

21

22

 101 

 325 

 60 

 - 

 486 

 222 

 895 

 276 

 246 

 1,639 

 3,346 

 4,267 

 10,844  

 19  

 10,863  

(9,949) 

 914  

 13,676  

 75  

 13,751  

(13,110) 

 641  

42  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

6. OPERATING SEGMENTS

Operating segments

States:

This includes activities relating to Land Development, 
Integrated Housing, Apartments Development and Home 
Improvements.

Other:

This includes corporate transactions entered into by the 
Head Office which are not state based.

Contract Building:

The customer contracts to build a home with AVJennings 
on land they have sourced themselves. This is a 
discontinued operation as discussed in note 10.

Identification of reportable segments

The Consolidated Entity has identified its operating 
segments based on the internal reports that are reviewed 
and used by the chief operating decision makers in 
assessing performance and in determining the allocation 
of resources.

The operating segments are identified by management 
based on the states in which the Consolidated Entity sells 
its products and services. Discrete financial information 
about each of these operating businesses is reported on 
a monthly basis.

Types of products and services

The Consolidated Entity operates primarily in residential 
development.

Accounting policies

The accounting policies used in reporting segments  
are the same as those contained in note 2 to the  
Financial Report.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  43

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44  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

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6

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  45

7. KEY MANAGEMENT PERSONNEL DISCLOSURES

(a) Compensation of Key Management Personnel and the five highest paid Executives

Short-term

 - Salary/Fees

 - Cash bonus

 - Other (1)

Post employment 

 - Superannuation (2)

Long-term

 - Long service leave

Share-based payment

2011 
$

2010 
$

 2,134,298   

 2,200,769   

 236,375   

 105,640   

 267,500   

 316,743   

 241,378   

 264,123   

 95,848   

 225,419   

 45,285   

 60,000   

 3,038,958   

 3,154,420   

(1)  ‘Other’ represents the value of motor vehicle benefits (2010: includes the value of motor vehicle benefits and a non-cash bonus of 

$262,500 to the Chief Executive Officer. The post-tax amount of the bonus was allocated to the existing Employee Share Plan to 
purchase AVJennings shares which vested immediately. The shares cannot be sold or transferred until 8 September 2013).
(2)  Payments to Defined Contribution Plans: consist of Superannuation Guarantee Contribution payments as well as employee 

voluntary contributions. The Consolidated Entity does not contribute to any Defined Benefit Plans.

Detailed remuneration disclosures are provided in the Remuneration Report on pages 20 and 21.

(b) Shareholdings of Key Management Personnel

The number of shares in the Company held during the financial year by each Key Management Personnel of the 
Consolidated Entity, including their personally related parties, are set out below and on page 46. Details of shares 
granted as compensation during the reporting period are given in note 7(d).

Number of shares held in AVJennings Limited

For the year ended 30 June 2011

Directors

S Cheong

E Sam

PK Summers(1)

RJ Rowley

Executives

CD Thompson

Total

For the year ended 30 June 2010

Directors

S Cheong

E Sam

PK Summers

RJ Rowley

Total

Opening 
Balance

Vested as 
Remuneration

Net Other 
Change(2)

Closing  
Balance

 137,370,023   

 149,534   

 - 

 - 

 333,333   

 608,814   

 180,000   

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 137,370,023   

 149,534   

 942,147   

 180,000   

 319,500   

 319,500   

 138,032,890   

 608,814   

 319,500   

 138,961,204   

 137,370,023   

 149,534   

 - 

 - 

 - 

 333,333   

 - 

 - 

 - 

 150,000   

 - 

 30,000   

 137,370,023   

 149,534   

 333,333   

 180,000   

 137,669,557   

 333,333   

 30,000   

 138,032,890   

(1)  Includes 333,333 shares vested during the year (refer to note 7(d)) and 275,481 shares purchased by the AVJ Deferred Employee 

Share Plan in lieu of 2010 non-cash bonus, which vested immediately.

(2) The “net other change” relates to shares acquired on market.

 
 
46  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

7. KEY MANAGEMENT PERSONNEL DISCLOSURES (CONTINUED)

(b) Shareholdings of Key Management Personnel (Continued)

No other Key Management Personnel held shares in AVJennings Limited at any time during the year.

All equity transactions with Key Management Personnel have been entered into under terms and conditions no more 
favourable than those the Company would have adopted if dealing at arm’s length.

(c) Compensation options: granted and vested during the year

No options were granted or exercised during the year. There are currently no unexercised or outstanding options. 
None of the Key Management Personnel hold any options.

(d) Equity instrument disclosures relating to Key Management Personnel

Share-based compensation benefits based on different vesting conditions are provided to certain Key Management 
Personnel via the AVJ Deferred Employee Share Plan.

Vesting subject to service condition only 
The Chief Executive Officer was granted 1,000,000 shares on 7 March 2009 which vest in equal proportions on the 
first, second and third anniversary of his appointment. The vesting dates are 19 February 2010, 19 February 2011 and 
19 February 2012. The market value of the shares at the grant date is taken to be the fair value. The service condition 
is the continuity of employment over the 3 years. The unvested shares are held by the AVJ Deferred Employee Share 
Plan Trust.

Vesting subject to both service and performance conditions 
A total of 1,375,452 shares were granted on 28 September 2010 to certain Executives. As detailed below, these include 
1,136,816 shares for KMP and 97,800 shares for executives who are amongst the five highest remunerated.  
The remaining shares were granted to executives who were neither KMP nor amongst the five highest remunerated. 

Name

Executive Committee  
Members (KMP)

PK Summers

PK Summers

M Henesey-Smith

CD Thompson

SC Orlandi

L Hunt

Other Executives (not KMP  
but in top five remunerated)

P Vlitas

G Marshall

Total

Shares Granted

Number of Shares Vested

Year 
Granted

Number

Fair Value

Unvested 
at 1 July 
2010

Vested 
during the 
year

Unvested 
at 30 June 
2011

2009

2011

2011

2011

2011

2011

2011

2011

1,000,000 

 $  180,000 

 666,667 

 333,333 

 333,334 

 691,591 

 $  312,945 

 158,344 

 $ 

71,651 

 106,183 

 $  48,048 

 102,458 

 78,240 

 $ 

 $ 

46,362 

35,404 

 691,591 

 158,344 

 106,183 

 102,458 

 78,240

 51,229 

 46,571 

 $ 

 $ 

23,181 

21,074 

 51,229 

 46,571 

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 691,591 

 158,344 

 106,183 

 102,458 

 78,240 

 51,229 

 46,571 

 2,234,616 

 $  738,665 

 1,901,283 

 333,333 

 1,567,950 

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  47

7. KEY MANAGEMENT PERSONNEL DISCLOSURES (CONTINUED)

(d) Equity instrument disclosures relating to Key Management Personnel (Continued)

Vesting subject to both service and performance conditions (Continued)

These shares are subject to both service and performance conditions and will vest to the extent that each of these 
conditions is satisfied.

The service vesting condition is the employee must still be employed by AVJennings at 30 September 2013 for the 
shares to vest, except in the event of death or permanent disablement in which case the shares vest to the estate. In 
the event that the employee is retrenched, the shares may vest subject to certain conditions. 

The performance vesting conditions include the achievement of an Earnings per Share (EPS) hurdle and a Total 
Shareholder Return (TSR) hurdle. The fair value of the EPS element of the shares is the market value at grant date. The 
Monte Carlo Model is used to fair value the TSR element. The model simulates AVJennings TSR and compares it against 
the ASX Small Industrials Retail Index. The model takes into account historic dividends, share price volatilities and the 
risk-free yield on an Australian Government Bond at the grant date matching the remaining effective life of 3 years.

Please refer to note 2(s), note 28(b) and note 35(b).

(e) Loans to Key Management Personnel

There are currently no outstanding loans receivable from Key Management Personnel. No loans were made to Key 
Management Personnel during the year.

(f) Other Transactions with Key Management Personnel

Services:

A Director, Mr. BG Hayman, is the Chairman of Chartwell Management Services Pty Limited. Chartwell Management 
Services Pty Limited provided consulting services to AVJennings Limited and its controlled entities on normal 
commercial terms and conditions in the year ended 30 June 2010. No service was provided in the year ended 30 June 
2011. The amount recognised as an expense for the year ended 30 June 2011 is $Nil (2010: $63,712).

8. AUDITOR’S REMUNERATION

Amounts received or due and receivable by Ernst & Young (Australia) for: 

An audit or review of the 30 June full-year and 31 December interim financial 
reports of the Entity and other entities in the Consolidated Group

2011 
$

2010 
$

 225,450   

 312,000   

-  Share of audit or review costs of the financial reports of the  Consolidated  

-

1,000  

Entity’s joint ventures

-  Other services in relation to the Entity and any  other entities in the  

Consolidated Group

   - non-audit related fees

Total auditor’s remuneration

 15,000   

 - 

 240,450   

 313,000   

48  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

9. INCOME TAX

Income tax expense

The major components of income tax expense are:

Current income tax

    Current income tax charge

    Adjustment for prior periods

Deferred income tax

    Current year temporary differences

    Adjustment for prior periods

Income tax expense reported in the Consolidated Statement of 
Comprehensive Income

Numerical reconciliation between aggregate tax expense recognised 
in Consolidated Statement of Comprehensive Income and tax expense 
calculated per the statutory income tax rate:

Accounting profit before income tax from continuing operations

Loss before income tax from discontinued operations

Note

2011         
$’000 

2010         
$’000 

 3,522   

 117   

 2,000   

 (9) 

 771   

 20   

 1,766   

 43   

5,630  

2,600  

10

 19,943   

 (1,420) 

 18,829   

 (6,613) 

Total accounting profit before income tax

 18,523   

 12,216   

Tax at Australian income tax rate of 30% (2010 – 30%)

Adjustment for prior periods

Equity accounted share of Joint Venture profits

Other non-deductible items and variations

Aggregate income tax expense 

Aggregate income tax expense is attributable to:

Continuing operations

Discontinued operations

 5,557   

 108   

 (520) 

 485   

 3,665   

 (559) 

 (544) 

 38   

 5,630   

 2,600   

 5,343   

 287   

 4,584   

 (1,984) 

 5,630   

 2,600   

Tax losses

The Consolidated Entity has capital tax losses of $1,013,526 (2010: $1,013,526) for which no deferred tax asset has 
been recognised. These are available indefinitely for offset against future capital gains subject to satisfaction of the 
relevant statutory tests.

Tax consolidation

AVJennings Limited and its wholly-owned resident entities have formed a tax consolidated group with effect 
from 1 July 2002 and are therefore taxed as a single entity from that date. The accounting policy in relation to tax 
consolidation is set out in note 2(v).

The Head Entity, AVJennings Limited, has entered into an agreement with its wholly-owned subsidiary, AVJennings 
Properties Limited, under which AVJennings Properties Limited will account for the current and deferred tax amounts 
of the controlled entities in the Tax Consolidated Group. The Group has applied the group allocation approach 
in determining the appropriate amount of current taxes and deferred taxes to allocate to members of the Tax 
Consolidated Group.

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  49

9. INCOME TAX (CONTINUED)

Nature of tax funding arrangements and tax sharing agreements

Entities within the Tax Consolidated Group have entered into a tax funding arrangement and a tax sharing agreement 
with the Head Entity. Under the terms of the Tax Funding Arrangement, each of the entities in the Tax Consolidated 
Group has agreed to pay or receive a tax equivalent payment to, or from, the Head Entity, based on the current tax 
liability or current tax asset of the entity. Such amounts are reflected in amounts receivable from, or payable to, other 
entities in the Tax Consolidated Group.

The Tax Sharing Agreement entered into between members of the Tax Consolidated Group provides for the 
determination of the allocation of income tax liabilities between the entities should the Head Entity default on its tax 
payment obligations or if an entity should leave the Tax Consolidated Group. The effect of the Tax Sharing Agreement 
is that each member’s liability for tax payable by the Tax Consolidated Group is limited to the amount payable to the 
Head Entity under the Tax Funding Arrangement.

Taxation of financial arrangements (TOFA)

Legislation is in place which changes the tax treatment of financial arrangements including the tax treatment of 
hedging transactions. The Consolidated Entity has assessed the potential impact of these changes on its tax position. 
No impact has been recognised and no adjustments have been made to the deferred tax and income tax balances at 
30 June 2011 (2010: $Nil).

10. DISCONTINUED OPERATIONS

During the year, total proceeds amounting to $21.3 million were received in respect of the sale of the Contract Building 
Division to Sekisui House Limited. AVJennings will retain ownership of the “AVJennings” brand and continue to use 
this brand for its developments operations. It has licensed to Sekisui House the “AVJennings” brand and associated 
trade marks for use in the contract building business in return for a cash royalty based generally on the revenue and 
cumulative profit for the business for a three year term effective 1 August 2010.

The results of the discontinued operations for the current year (the month of July 2010 only) and prior year  
(12 months) are presented below:

External sales

Other revenue

Change in inventories, finished goods and work-in-progress

Other expenses

Loss from discontinued operations before tax

Tax (expense)/benefit

 2011 
$’000

2010 
$’000

 15,503 

 203,345 

 13 

 (12,794)

 (4,142)

 (1,420)

 (287)

 172 

 (165,252)

 (44,878)

 (6,613)

 1,984 

Loss from discontinued operations after tax

 (1,707)

 (4,629)

Reconciliation to segment results

Segment results

Other revenue

Indirect expenses

Interest expense

Loss from discontinued operations before tax

Tax (expense)/benefit

Note

6

6

2011  
$’000 

(251)

13

(1,119)

(63)

 (1,420)

 (287)

2010             
$’000 

6,775

172

(13,339)

(221)

 (6,613)

 1,984 

Loss from discontinued operations after tax

 (1,707)

 (4,629)

50  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

11. DIVIDENDS

Dividends paid and recognised during the year

2010 final dividend of 1.5 cents per fully paid share,  
paid 30 September 2010. Fully franked @ 30% tax

2011 interim dividend of 1.0 cent per fully paid share,  
paid 18 April 2011. Fully franked @ 30% tax

Total dividends paid 

Dividends proposed

2010 final dividend of 1.5 cents per fully paid share,  
paid 30 September 2010. Fully franked @ 30% tax

2011 final dividend of 1.5 cents per fully paid share,  
to be paid 19 October 2011. Fully franked @ 30% tax

Total dividends proposed

Dividends proposed after the year-end have not been recognised as a liability as  
at 30 June 2011 but will be brought into account during the 2012 financial year. 
The Company’s Dividend Reinvestment Plan remains suspended.

Franking credit balance

Franking credits available for subsequent financial years  
based on a tax rate of 30%

2011 
$’000

2010 
$’000

4,119

2,746

 6,865 

-

-

 - 

-

4,119

4,119

 4,119 

-

 4,119 

23,880

23,030

The above amounts represent the balance of the franking account as at the reporting date, adjusted for franking 
credits that will arise from the payment of the amount of the provision for income tax. 

The impact on the franking account of the dividend recommended by the Directors since the end of the reporting 
period, but not recognised as a liability at the reporting date, will be a reduction in the franking account of $1,765,000 
to $22,115,000.

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  51

12. EARNINGS PER SHARE

(a) Earnings used in calculating earnings per share

For basic earnings per share:

Net profit from continuing operations attributable to  
ordinary equity holders of the parent

Loss attributable to discontinued operations

Net profit attributable to equity holders of the parent

For diluted earnings per share:

Net profit from continuing operations attributable to  
ordinary equity holders of the parent (from basic EPS)

Tax effected share-based payment expense 

- liability component

Net profit from continuing operations attributable to  
ordinary equity holders adjusted for the effect of

future share-based payment expense

Loss attributable to discontinued operations

Net profit attributable to equity holders of the parent

(b) Weighted average number of shares used as denominator

Weighted average number of ordinary shares  
(excluding treasury shares) for basic earnings per share

Effect of dilution:

Treasury shares

Weighted average number of ordinary shares for  
diluted earnings per share

2011 
$’000

2010 
$’000

 14,600   

 (1,707) 

 14,245   

 (4,629) 

 12,893   

 9,616   

 14,600   

 14,245   

 (336)   

 (69) 

 14,264   

(1,707)

 14,176   

(4,629)

12,557  

9,547  

2011  
Number

2010 
Number

 272,879,908   

 273,922,027   

 1,708,786

 666,667

 274,588,694   

 274,588,694   

There have been no transactions involving ordinary shares that would significantly change the number of ordinary 
shares outstanding between the reporting date and the date of completion of these Financial Statements.

13. CASH AND CASH EQUIVALENTS

Reconciliation to Consolidated Statement of Cash Flows 
For the purposes of Consolidated Statement of Cash Flows,  
cash and cash equivalents comprise the following at 30 June: 

Cash at bank and in hand

12,260

24,110

2011  
$’000 

2010  
$’000 

 
52  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

14. TRADE AND OTHER RECEIVABLES

Current

Amounts due under construction contracts and trade receivables

Related parties receivables

Other receivables 

Allowance for impairment of other receivables

2011          
$’000

2010          
$’000

 5,046 

 6,014 

 6,177 

 (78)

 9,065 

 4,208 

 2,304 

 (168)

Total current trade and other receivables

 17,159 

 15,409 

(a) Allowance for impairment loss

No impairment loss has been recognised by the Consolidated Entity in the current year (2010: $Nil).

At 30 June, the ageing analysis of trade receivables is a follows:

Number of days outstanding

Total 
$’000

0–30  

31–60 

$’000

$’000 

 5,046 

 3,949 

 9,065 

 8,369 

 96 

 464 

61–90  
PDNI* 
$’000

 132 

 84 

+ 91  
PDNI* 
$’000

 869   

 148   

+ 91 
CI# 
$’000 

 - 

 - 

2011

2010

* Past due not impaired (PDNI) 
# Considered impaired (CI)

With regards to receivables past due not impaired (PDNI), the relevant debtors have been directly contacted and the 
Consolidated Entity is satisfied that payment will be received in full.

Movements in provision for impairment of trade and other receivables

At the beginning of the year

Amounts recovered during the year

Amounts written-off during the year

At the end of the year

2011 
$’000

 168   

 (90) 

 - 

2010 
$’000

 334   

 - 

 (166) 

 78   

 168   

(b) Related party receivables

For terms and conditions relating to related party receivables, refer to note 34.

(c) Other receivables

Other receivables generally arise from transactions outside the usual operating activities of the Consolidated Entity. 
These receivables are not past due or impaired.

(d) Fair value and credit risk

Due to the short-term nature of these receivables, their carrying value is assumed to approximate their fair value.

The maximum exposure to credit risk is the fair value of receivables. Collateral is not held as security, nor is it the 
Consolidated Entity’s policy to transfer (on-sell) receivables to special purpose entities.

 
 
 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  53

15. INVENTORIES

Current

Home Improvements

Work-in-progress on contracts

Cost plus attributable profits

Less: progress billings

Excess progress billings on contracts

Land, Housing and Apartments Developments

Broadacres

Land to be subdivided - at cost

Borrowing and holding costs capitalised

Total Broadacres

Work-in-progress

Note

2011 
$’000

2010 
$’000

 7,677   

 (8,683) 

 3,501   

 (3,630) 

 (1,006) 

 (129) 

15(a)

 3,458   

 1,347   

 18,028   

 4,777   

 4,805   

 22,805   

Land subdivided or in the course of being subdivided - at cost

Development costs capitalised

Houses and apartments under construction - at cost

Borrowing and holding costs capitalised

15(a)

Total work-in-progress

Completed inventory

Completed houses and apartments - at cost

Completed residential land lots - at cost

Borrowing and holding costs capitalised

Total completed inventory

Total current inventories

15(a)

 34,617   

 26,688   

 18,181   

 11,929   

 17,103   

 16,680   

 11,695   

 6,663   

 91,415   

 52,141   

 23,642   

 10,902   

 1,473   

 11,643   

 12,687   

 1,424   

 36,017   

 25,754   

 131,231   

 100,571   

54  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

15. INVENTORIES (CONTINUED)

Non-current

Land, Housing and Apartments Developments

Broadacres

Land to be subdivided – at cost

Borrowing and holding costs capitalised

Total Broadacres

Work-in-progress

Land subdivided or in the course of being subdivided – at cost

Development costs capitalised

Borrowing and holding costs capitalised

Total work-in-progress

Completed inventory

Completed houses and apartments – at cost

Completed residential land lots – at cost

Borrowing and holding costs capitalised

Total completed inventory

Note

2011  
$’000

2010  
$’000

15(a)

 117,444   

 29,126   

 86,676   

 23,790   

 146,570   

 110,466   

15(a)

15(a)

 90,797   

 22,862   

 19,922   

 49,707   

 59,077   

 22,341   

 133,581   

 131,125   

 1,483   

 3,608   

 388   

 5,479   

 - 

 - 

 - 

 - 

Total non-current inventories

 285,630   

 241,591   

Total inventories

 416,861   

 342,162   

(a)  

(b) 

 Borrowing costs are recognised as part of the carrying amount of the qualifying asset. Borrowing costs include 
interest, fees and costs associated with interest rate derivatives. These costs have been capitalised at a weighted 
average rate of 13.96% (2010: 13.04%).

 Inventory with a book value of $87,772,000 (2010: $87,687,000) had been pledged as security for project 
specific borrowings (refer to note 24(b)). The Consolidated Entity’s remaining inventory has been pledged as 
security for the main banking facility (refer to note 24(a)).

(c)   No inventory write-downs were recognised during the year (2010: $Nil).

16. OTHER CURRENT ASSETS

Prepayments

Deposits

Total other current assets

2011 
$’000

 1,182   

 118   

2010 
$’000

 1,570   

 142   

 1,300   

 1,712   

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  55

17. INVESTMENTS ACCOUNTED FOR USING THE EQUITY METHOD

Investment in Associate – unincorporated 

Interest in Joint Venture Entities – unlisted 

Total equity accounted investments

Note

17(a)

17(b)

2011 
$’000

2010  
$’000

 1,484   

 39,647   

 1,614   

 39,654   

 41,131   

 41,268   

Investments in Associates are accounted for in accordance with the policy outlined in note 2(g) while Joint Venture 
Entities are accounted for in accordance with note 2(f).

(a) Investment in Associate

The Consolidated Entity has significant influence over the Associate because it is represented on the project governing 
body and its employees provide essential technical knowledge to the project. The Associate is an unincorporated 
partnership which trades in Australia. It has a 30 June year-end and its principal activity is the development and sale 
of residential lots.

Investment details

Associate name and principal activity

Epping JV – Land Development

Movements in carrying amount

At the beginning of year

Distribution received

Share of net profit

At the end of year

 Interest held 

2011

2010

10%

10%

2011 
$’000

 1,614   

 (370) 

 240   

2010 
$’000

 1,423   

 (120) 

 311   

 1,484   

 1,614   

Summarised financial information of the Associate:

The Consolidated Entity’s share of the results of the Associate and its aggregated assets and liabilities are as follows:

Assets

Liabilities

Revenues

Profit

Impairment

2011 
$’000

 1,624   

 140   

1,677

240

2010 
$’000

 1,766   

 151   

1,084

311

The Consolidated Entity’s investment in the Associate was not impaired at any time during the year.

Share of Associate’s commitments and contingent liabilities

The Associate’s commitments and contingent liabilities have been entered into on a non-recourse basis and therefore 
the Consolidated Entity has no exposure to the Associate’s commitments and contingent liabilities as at the date of 
this Report.

The share of contingent liabilities in respect to certain performance guarantees granted by the Associate in the normal 
course of business to unrelated parties, at 30 June 2011, amounted to $163,968 (2010: $98,967).

 
56  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

17. INVESTMENTS ACCOUNTED FOR USING THE EQUITY METHOD (CONTINUED)

(b) Interest in Joint Venture Entities

Investment details

Joint Venture Entity and principal activities

Meridan Plains - Land Development and Building Construction

Eastwood - Land Development and Building Construction

Sydney Olympic Park - Commercial Development and Construction 

Woodville - Land Development and Building Construction

Arlington Rise - Land Development and Building Construction

Movements in carrying amount

At the beginning of year

Contributions to the joint venture entities

Distributions received

Dividends received

Share of net profit 

At the end of year

 Interest held 

2011

2010

50%

50%

50%

50%

45%

50%

50%

50%

50%

-

2011 
$’000

2010 
$’000

 39,654   

 38,598   

 3,594   

 (4,140) 

 (1,000) 

 1,539   

 243   

 (1,000) 

 - 

 1,813   

 39,647   

 39,654   

The Consolidated Entity’s share of the Joint Venture Entities’ assets (including goodwill), liabilities, revenue and 
expenses are as follows:

Share of assets and liabilities

Current assets

Non-current assets

Total assets

Current liabilities

Non-current liabilities

Total liabilites

Net assets

Share of revenue, expenses and results

Revenues

Expenses

Profit before tax

Tax

Profit after tax

2011 
$’000

2010 
$’000

 39,511   

31,174

70,685

12,970

18,068

31,038

17,404

50,685

68,089

2,600

25,835

28,435

 39,647   

 39,654   

30,014

(28,032)

1,982

(443)

1,539

19,893

(17,172)

2,721

(908)

1,813

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  57

18. PARENT ENTITY FINANCIAL INFORMATION

(a) Summary financial information

The individual financial statements for the Parent show the following aggregate amounts:

Balance Sheet

Current assets

Total assets

Current liabilities

Total liabilities

Shareholders’ equity

Issued capital

Reserves

     Share-based payment reserve

Retained earnings

Contributed equity

Profit for the year 

Total comprehensive income

2011 
$’000

 31,382 

 194,668 

 19,118 

 19,118 

2010 
$’000

 31,382 

 194,668 

 18,751 

 18,751 

 121,835 

 122,578 

 323 

 53,392 

 81 

 53,258 

 175,550 

 175,917 

 135 

 135 

 - 

 - 

(b) Guarantees entered into by the parent entity

The parent entity has not provided any financial guarantees.

(c) Contingent liabilities of the parent entity

The parent entity did not have any contingent liabilities as at 30 June 2011 (2010: Nil).

 
58  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

19. CONTROLLED ENTITIES

(a) Investment in controlled entities

The following economic entities are the controlled entities of AVJennings Limited:

ECONOMIC ENTITY (1)

2011

2010

2011

2010

% Equity Interest

Included in Banking Cross 
Deed of Covenant (2)

Entities included in the Closed Group

A.V. Jennings Real Estate Pty Limited

AVJennings Real Estate (VIC) Pty Limited 

AVJennings Holdings Limited^

AVJennings Properties Limited^

Jennings Sinnamon Park Pty Limited

Long Corporation Limited^

Orlit Pty Limited^

Sundell Pty Limited^

AVJennings Housing Pty Limited^

AVJennings Housing VIC. Pty Limited*

AVJennings Housing N.S.W. Pty Limited*

AVJennings Housing S.A. Pty Limited*

AVJennings Housing QLD. Pty Limited*

AVJennings Home Improvements S.A. Pty Limited^

AVJennings Mackay Pty Limited^

100 

100 

100 

100 

100 

100 

100 

100 

100 

 - 

 - 

 - 

 - 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

No

No

Yes

Yes

No

Yes

Yes

Yes

Yes

N/A

N/A

N/A

N/A

Yes

Yes

No

No

Yes

Yes

No

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

(1) All entities are incorporated in Australia.
(2)  These entities, including AVJennings Limited, are included under the Banking Cross Deed of Covenant referred to in note 24(a).
^    These entities, including AVJennings Limited, are included in the Deed of Indemnity for Surety bond facility referred to in note 24(c).
*   These entities were transferred to Sekisui House Australia on 2 August 2010.

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  59

19. CONTROLLED ENTITIES (CONTINUED)

(a) Investment in controlled entities (Continued)

ECONOMIC ENTITY (1)

2011

2010

2011

2010

% Equity Interest

Included in Banking Cross 
Deed of Covenant (2)

Entities excluded from the Closed Group

Crebb No 12 Pty Limited

Dunby Pty Limited

Epping Developments Limited

Montpellier Gardens Pty Limited

Sirda Pty Limited

AVJ ODP Pty Limited

AVJennings (Cammeray) Pty Limited

AVJennings Syndicate No 2 Limited

AVJennings Syndicate No 3 Limited

AVJennings Syndicate No 4 Limited

AVJennings Syndicate No 5 Limited (3)

AVJennings Syndicate No 6 Limited (3)

AVJennings Officer Syndicate Limited

AVJennings Hindmarsh Syndicate Limited (3)

AVJennings Properties SPV No 1 Pty Limited

AVJennings Properties SPV No 2 Pty Limited

AVJennings Properties SPV No 3 Pty Limited

AVJennings Properties SPV No 4 Pty Limited

AVJennings Wollert Pty Limited

AVJ Erskineville Pty Limited

AVJ Hobsonville Pty Limited

AVJ SPV No 8 Pty Limited

AVJennings Properties SPV No 9 Pty Limited

AVJennings SPV No 10 Pty Limited

AVJennings Properties SPV No 11 Pty Limited

AVJennings Properties SPV No 12 Pty Limited (3)

AVJennings Properties SPV No 13 Pty Limited (3)

AVJennings Properties SPV No 14 Pty Limited (3)

AVJennings Properties SPV No 15 Pty Limited

AVJennings Properties SPV No 16 Pty Limited (3)

AVJennings Properties SPV No 17 Pty Limited (3)

AVJennings Properties SPV No 18 Pty Limited (3)

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

 - 

 - 

100 

 - 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

 - 

 - 

 - 

100 

 - 

 - 

 - 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

100 

Yes

Yes

No

Yes

No

No

No

No

No

Yes

No

No

Yes

No

No

No

No

No

No

No

Yes

No

No

No

No

No

No

No

No

No

No

No

Yes

Yes

No

Yes

No

No

No

No

No

Yes

No

No

Yes

No

No

No

No

No

No

No

Yes

No

No

No

No

No

No

No

No

No

No

No

(1)  All entities are incorporated in Australia. With the exception of AVJ Hobsonville Pty Limited, which has a branch in New Zealand, all 

entities operate within Australia.

(2)  These entities, including AVJennings Limited, are included under the Banking Cross Deed of Covenant referred to in note 24(a).
(3) These entities were deregistered during the year.

(b) Ultimate parent

AVJennings Limited is the ultimate Australian parent entity. SC Global Developments Limited is the ultimate parent entity.

 
60  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

19. CONTROLLED ENTITIES (CONTINUED)

(c) Deeds of cross guarantee

Certain entities within the Group are parties to deeds of cross guarantee under which each controlled entity 
guarantees the debts of the others. By entering into these deeds, the controlled entities are relieved from the 
requirement to prepare Financial Statements and Directors’ Reports under Class Order 98/1418 (as amended by Class 
Orders 98/2017, 00/321, 01/1087, 02/248, 02/1017, 04/663, 04/682, 04/1624, 05/542, 06/51, 08/11, 08/255, 08/618 
and 09/626) issued by the Australian Securities and Investments Commission (ASIC). Those entities included in the 
Closed Group are listed in note 19(a). These entities represent a “Closed Group” for the purposes of the Class Order, 
and as there are no other parties to the deeds of cross guarantee that are controlled by AVJennings Limited, they also 
represent the “Extended Closed Group”.

(d) Class order closed group

Certain controlled entities were granted relief by ASIC (under provisions of Class Orders) from the requirement to 
prepare separate audited financial statements, where deeds of indemnity have been entered into between the Parent 
Entity and the Controlled Entities to meet their liabilities as required (refer to note 19(c)).

The Extended Closed Group referred to in the Directors’ Declaration therefore comprises all of the entities within the 
Class Order. Certain entities falling outside of the Extended Closed Group are listed in note 19(a), and are therefore 
required to prepare separate annual financial statements.

The Consolidated Statement of Comprehensive Income for those controlled entities which are party to the deed is as 
follows:

Continuing operations

Revenues

Cost of sales

Other expenses

Profit from continuing operations before income tax

Income tax expense

Closed Group

2011 
$’000

2010 
$’000

 97,331   

 196,315   

 (56,139) 

 (34,684) 

 (164,131) 

 (28,278) 

 6,508   

 (5,221) 

 3,906   

 (4,415) 

Profit/(loss) from continuing operations after income tax

 1,287   

 (509) 

Discontinued operations

Loss from discontinued operations after income tax

 (1,707) 

 (4,629) 

Loss for the year

 (420) 

 (5,138) 

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  61

19. CONTROLLED ENTITIES (CONTINUED)

(d) Class order closed group (Continued)

The Consolidated Statement of Financial Position for those controlled entities which are party to the deed is as follows:

CURRENT ASSETS

Cash and cash equivalents

Trade and other receivables

Inventories

Other current assets

Assets of disposal group classified as held for sale

Total current assets

NON-CURRENT ASSETS

Inventories

Property, plant and equipment

Intangible assets

Total non-current assets

Total assets

CURRENT LIABILITIES

Trade and other payables

Derivative financial instruments

Interest-bearing loans and borrowings

Tax payable

Short-term provisions

Liabilities directly associated with the assets classified as held for sale

Total current liabilities

NON-CURRENT LIABILITIES

Trade and other payables

Interest-bearing loans and borrowings

Deferred tax liabilities

Provisions

Total non-current liabilities

Total liabilities

Net assets

EQUITY

Equity attributable to equity holders of the parent

Contributed equity

Reserves

Retained earnings

Total equity

Closed Group

2011 
$’000

2010 
$’000

 11,017   

 60,850   

 79,494   

 1,143   

 - 

 16,307   

 95,849   

 74,340   

 1,703   

 43,228   

 152,504   

 231,427   

 236,947   

 167,250   

 1,090   

 2,816   

 1,869   

 2,816   

 240,853   

 171,935   

 393,357   

 403,362   

 - 

 68   

 4,432   

 509   

 50,029   

 62,212   

 3,540   

 3,235   

 - 

 905   

 3,565   

 21,966   

 56,872   

 93,589   

 43,401   

 11,650   

 - 

 19,341   

 694   

 14   

 17,273   

 646   

 63,436   

 29,583   

 120,308   

 123,172   

 273,049   

 280,190   

 121,835   

 122,578   

 323   

 81   

 150,891   

 157,531   

 273,049   

 280,190   

62  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

19. CONTROLLED ENTITIES (CONTINUED)

(d) Class order closed group (Continued)

The Consolidated Statement of Changes in Equity for those controlled entities which are party to the deed is as follows:

Closed Group

2011 
$’000

2010 
$’000

At beginning of the year

 280,190   

 274,821   

Changes in equity due to members entering/exiting the closed group

Loss for the year

Total income and expenses for the year

Equity transactions

 - Treasury shares acquired

 - Share-based payment reserve

 - Dividends received from non closed group member

 - Dividends paid to equity holders of parent

 645   

 (420) 

 747   

 (5,138) 

 225   

 (4,391) 

 (743) 

 242   

 - 

 (6,865) 

 - 

 60   

 9,700   

 - 

 (7,141) 

 5,369   

At end of the year

 273,049   

 280,190   

20. INTEREST IN JOINT VENTURE OPERATIONS

A number of controlled entities have entered into joint venture operations. Information relating to the Joint Ventures is 
set out below:

Joint Venture name and principal activities

Cammeray Joint Venture – Apartments Development

Cheltenham Joint Venture – Land Development and Building Construction

Hobsonville Joint Venture – Land Development 

INTEREST IN OUTPUT

2011

2010

50%

50%

50%

50%

50%

50%

The Consolidated Entity’s interest in the profits and losses of the Joint Venture Operations are included in the 
Consolidated Statement of Comprehensive Income, in accordance with the accounting policy described in note 2(f), 
under the following classifications:

Revenues

Cost of sales

Other expenses

Profit / (loss) before income tax

Income tax (expense) / credit

2011 
$’000

 10,364   

 (8,783) 

 (803) 

 778   

 (233) 

2010 
$’000

 63   

 - 

 (312) 

 (249) 

 75   

Net profit / (loss) for the year

 545   

 (174) 

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  63

20. INTEREST IN JOINT VENTURE OPERATIONS (CONTINUED)

The Consolidated Entity’s interest in the assets and liabilities of Joint Venture Operations are included in the Consolidated 
Statement of Financial Position, in accordance with the policy described in note 2(f), under the following classifications:

CURRENT ASSETS

Cash and cash equivalents

Trade and other receivables

Inventories

Other current assets

Total current assets

NON-CURRENT ASSETS

Inventories

Total non-current assets

Total assets

CURRENT LIABILITIES

Trade and other payables

Total current liabilities

NON-CURRENT LIABILITIES

Trade and other payables

Total non-current liabilities

Total liabilities

Net assets

2011 
$’000

2010 
$’000

 129   

 831   

 948   

 6   

 314   

 - 

 11,000   

 83   

 1,914   

 11,397   

 39,651   

 29,024   

 39,651   

 29,024   

 41,565   

 40,421   

 127   

 127   

 7,745   

 7,745   

 12,555   

 11,650   

 12,555   

 11,650   

 12,682   

 19,395   

 28,883   

 21,026   

64  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

21. PROPERTY, PLANT AND EQUIPMENT

Leasehold improvements

At cost

Less: accumulated depreciation

Total leasehold improvements

Plant, equipment and motor vehicles

At cost

Less: accumulated depreciation

Total plant and equipment

Motor vehicles under finance lease

At cost

Less: accumulated amortisation

Total motor vehicles under finance lease

2011 
$’000

2010 
$’000

 789   

 (587) 

 202   

 1,967   

 (1,493) 

 474   

 8,222   

 (7,366) 

 11,551   

 (10,371) 

 856   

 1,180   

 45   

 (16) 

 29   

 407   

 (195) 

 212   

Total property, plant and equipment

 1,087   

 1,866   

Reconciliations

Reconciliations of the carrying amounts of each class of property, plant and equipment at the beginning and end of 
the year are set out below:

For the year ended 30 June 2010

Note

Carrying amount at 1 July 2009

Additions

Disposals

Depreciation/amortisation charge for the year

5

Depreciation on assets held for sale

 Leasehold 
improvements  
$’000

 921   

 37   

 (86) 

 (222) 

 - 

 Plant, 
equipment  
and motor 
vehicles 
$’000

 3,130   

 719   

 (359) 

 (895) 

 (15) 

Leased  
motor  
vehicles  
$’000

 1,156   

 - 

 (411) 

 (276) 

 - 

Total  
$’000

 5,207   

 756   

 (856) 

 (1,393) 

 (15) 

Assets reclassified as assets held for sale

 (176) 

 (1,400) 

 (257) 

 (1,833) 

Carrying amount at 30 June 2010

 474   

 1,180   

 212   

 1,866   

For the year ended 30 June 2011

Carrying amount at 1 July 2010

Additions

Disposals

Depreciation/amortisation charge for the year

5

 474   

 21   

 (192) 

 (101) 

 1,180   

 636   

 (635) 

 (325) 

 212   

 1,866   

 - 

 (123) 

 (60) 

 657   

 (950) 

 (486) 

Carrying amount at 30 June 2011

 202   

 856   

 29   

 1,087   

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  65

22. INTANGIBLE ASSETS

Brand name at cost

Less: accumulated amortisation

Total intangible assets

Reconciliation

Note

2011 
$’000 

 9,868   

 (7,052) 

 2,816   

2010 
$’000 

 9,868   

 (7,052) 

 2,816   

Reconciliation of the carrying amount of the intangible asset at the beginning and end of the year is set out below:

Carrying amount at beginning of year

Amortisation charge for the year

Carrying amount at end of year

5

 2,816   

 - 

 2,816   

 3,062   

 (246) 

 2,816   

The intangible asset relates to the value of the “AVJennings” brand name which was acquired as part of a business 
combination in 1995. On recognition, the asset was determined to have a finite life of 20 years and has since been 
amortised over the expected useful life. In accordance with the accounting policy discussed in note 2(k), the 
amortisation period and the amortisation method for an intangible asset are reviewed at least each financial year-end. 
A review carried out at 31 December 2009 determined that the brand name has indefinite useful life. This change in 
accounting estimate has been applied prospectively with amortisation ceasing as of 31 December 2009.

The brand name is tested for impairment annually, or more frequently if there are indicators of impairment.  
At 30 June 2011, there were no indicators of impairment.

23. TRADE AND OTHER PAYABLES

Current

Secured

Land creditors

Unsecured

Land creditors

Trade creditors

Related party payables

Other creditors and accruals

Total current payables

Non-Current

Secured

Land creditors

Unsecured

Land creditors

2011 
$’000

2010 
$’000

 5,300   

 - 

 23,235   

 10,380   

 2,300   

 7,270   

 13,959   

 8,982   

 - 

 11,347   

43,185

34,288

 48,485   

 34,288   

 5,600   

 - 

 37,800   

 11,650   

Total non-current payables

 43,400   

 11,650   

 
66  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

23. TRADE AND OTHER PAYABLES (CONTINUED)

Land creditors

The amounts due to secured land creditors are secured over the title to properties acquired by way of either 
mortgage back or bank guarantee in favour of the land vendor. These security arrangements remain in place until 
final settlement of the amounts due to the land vendor. Titles for the unsecured land creditors only transfer to the 
Consolidated Entity on full payment of the amount outstanding or upon provision of some other security.

Related party payables

For terms and conditions relating to related party payables, refer to note 34.

Fair value

Due to the short-term nature of these payables, their carrying amount is assumed to approximate their fair value.

24. INTEREST-BEARING LOANS AND BORROWINGS

Current

Secured

Bank loans  

Unsecured

Lease liabilities

Note

2011 
$’000

2010 
$’000

62,500

67,000   

31(b)

 29   

 212   

Total current interest-bearing liabilities

 62,529   

 67,212   

Non-current

Secured

Bank loans

Unsecured

Lease liabilities

 6,619   

 15,000   

31(b)

 - 

 14   

Total non-current interest-bearing liabilities

 6,619   

 15,014   

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  67

24. INTEREST-BEARING LOANS AND BORROWINGS (CONTINUED)

Financing arrangements

The Consolidated Entity has access to the following lines of credit:

30 June 2011

Main banking facilities

- bank overdraft

- bank loans

- performance bonds and other non-cash facilities (1)

Project funding

- bank loans

- performance bonds and other non-cash facilities

Surety bond facility

- performance bonds

Leasing facilities 

30 June 2010

Main banking facilities

- bank overdraft

- bank loans

- performance bonds and other non-cash facilities

Project funding

- bank loans

- performance bonds and other non-cash facilities

Note

 Available  
$’000

 Utilised  
$’000

 Unutilised  
$’000

 24(a) 

 24(b) 

  24(c) 

 2,200   

 137,800   

 31,000   

 - 

 50,000   

 16,298   

 2,200   

 87,800   

 14,702   

 171,000   

 66,298   

 104,702   

 33,500   

 23,500   

 19,119   

 17,669   

 14,381   

 5,831   

 57,000   

 36,788   

 20,212   

 10,000   

 1,139   

 8,861   

  24(d) 

 1,200   

 29   

 1,171   

 24(a) 

 24(b) 

 2,200   

 137,800   

 31,000   

 - 

 62,000   

 19,706   

 2,200   

 75,800   

 11,294   

 171,000   

 81,706   

 89,294   

 31,000   

 20,000   

 11,000   

 5,000   

 - 

 5,000   

 36,000   

 20,000   

 16,000   

Leasing facilities

 24(d) 

 1,200   

 482   

 718   

(1)  At 30 June 2011 these facilities are interchangeable up to $5 million (2010: $10 million) between the bank loans and performance 

bonds/other non-cash facilities.

Significant terms and conditions

(a) Main banking facilities

The main banking facilities are secured by a fixed and floating charge over all the assets and undertakings of the 
entities within the Consolidated Entity, other than those assets pledged as security for project funding (see note 
24(b)), and those assets pledged as security for properties acquired as detailed in note 23 (secured land creditors). 
The Parent Entity has entered into a cross deed of covenant with various controlled entities to guarantee obligations of 
those entities in relation to the main banking facilities. Details of entities included in the cross deed of covenant are set 
out in note 19. There is no overdraft utilisation at year-end and the current interest rates on the bank loans range from 
6.88% to 7.07% (2010: 7.28% to 7.30%).

The Consolidated Entity’s main banking facilities which were due to mature on 30 September 2011 have been renewed 
for a further 2 years to 30 September 2013. Documentation is in the process of being completed and is expected to 
be signed by 30 September 2011. The renewed main banking facilities will be secured by a fixed and floating charge 
over all the assets and undertakings of the entities within the Consolidated Entity as mentioned above, and by first 
registered mortgages over various real estate inventories other than those assets pledged as security for project 
funding (see note 24(b)) and secured land creditors (see note 23).

68  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

24. INTEREST-BEARING LOANS AND BORROWINGS (CONTINUED)

(a) Main banking facilities (Continued)

The renewed facilities are expected to be sufficient for the Consolidated Entity’s normal ongoing business operations. 
The renewed main banking facilities currently being documented are:

Main banking facilities

- bank overdrafts

- bank loans

- performance bonds and other non-cash facilities

Total facilities

(b) Project funding

Facilities as at 
30 June 2011 
$’000

Facilities 
Renewed 
$’000

 2,200   

 137,800   

 31,000   

5,000

134,000

33,600

 171,000   

172,600

Project funding facilities are secured by:
•	

	fixed	and	floating	charge	over	all	assets	and	undertakings	of	the	entity	involved	in	the	relevant	project,	namely,	
AVJennings Wollert Pty Limited;

•		 	first	registered	mortgage	over	the	real	estate	inventories	of	the	entity	involved	in	the	relevant	project,	namely,	

•	

•	

•	

AVJennings Wollert Pty Limited;
	fixed	and	floating	charge	over	the	assets	and	undertakings	of	a	related	company	involved	in	the	relevant	project,	
namely, St Clair JV Nominee Pty Limited;
	deed	of	mortgage	over	the	shares	held	by	the	relevant	entity,	namely,	AVJennings	Properties	SPV	No	4	Pty	Limited,	
in a related company, namely, St Clair JV Nominee Pty Limited; and
	fixed	and	floating	charge	over	the	assets	and	undertakings,	including	project	rights,	of	a	relevant	entity,	namely,	
AVJennings Properties SPV No 4 Pty Limited.

At 30 June 2011 the facilities shown are interchangeable up to $5,000,000 (2010: $5,000,000) between the bank 
loans and performance bonds/other non-cash facilities. The lines of credit shown are maximum limits which are 
available progressively as projects are developed. The expiry dates for the facilities are between February 2014 and 
March 2014. Individual projects are expected to be completed and the outstanding amounts repaid or refinanced 
prior to expiry of each facility. As at 30 June 2011, the balance outstanding on these facilities was $19,119,000 (2010: 
$20,000,000).

The carrying amounts of the pledged assets are as follows:

Wollert, Victoria

Cheltenham, South Australia

2011 
$’000

2010 
$’000

 47,211   

 41,509   

 47,663   

 40,361   

The weighted average interest rate on the project funding loans at the year-end was 6.07% (2010: 6.03%).

(c) Surety bond facility

The Consolidated Entity has entered into a Surety bond facility of $10,000,000 (2010: $Nil). The Surety bond facility 
is subject to review annually. The next review is due by 30 April 2012. The Surety bond facility is secured by a Deed of 
Indemnity between the Parent Entity and various controlled entities. Details of the controlled entities, included in the 
Deed of Indemnity are set out in note 19.

(d) Leasing facilities

No separate security has been provided by the Consolidated Entity in relation to lease liabilities. The rights to the 
leased assets revert to the lessor in the event of default. The facility was due to mature on 30 September 2011. 
A renewed facility of $1,200,000 has been approved by its bankers for a further 2 years to 30 September 2013. 
Documentation is in the process of being completed and is expected to be signed by 30 September 2011. The current 
interest rates on finance leases range from 8.95% to 9.36% (2010: 6.51% to 10.14%). The lease terms are 36 months.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  69

24. INTEREST-BEARING LOANS AND BORROWINGS (CONTINUED)

(e) Interest rate hedge instruments

The Consolidated Entity manages the cash flow effect of interest rate risk by entering into interest rate cap and 
interest rate swap contracts.

Interest rate cap contracts are entered into for a principal Australian Dollar amount by paying an upfront premium that 
covers a specific period. The strike rates for these contracts are benchmarked against the BBSY bid rate (Australian 
Bank Bill Swap Reference Rate – Average Bid Rate) on a quarterly basis. Settlement occurs quarterly, in favour of the 
Consolidated Entity, should the BBSY bid rate be above the cap strike rate (movements in the variable rate are directly 
proportional to movements in the BBSY bid rate).

Under the interest rate swaps, at the end of every quarter, the Consolidated Entity and the counterparty agree to 
exchange the difference between the interest calculated by applying the fixed contract rates and that calculated by 
applying the BBSY bid rate to the principal Australian Dollar amounts.

Details of interest rate derivative contracts are as follows:

Type of derivative

Expiry Date

14 January 2013

14 January 2013

14 January 2013

14 January 2013

1 July 2010

1 July 2010

1 July 2010

Interest rate cap

Interest rate cap

Interest rate swap

Interest rate swap

Interest rate cap

Interest rate swap

Interest rate swap

25. TAX PAYABLE

Income tax payable

26. DEFERRED TAX LIABILITIES

The provision for deferred income tax is made up as follows:

 - capitalisation of development costs

 - accrued income

 - prepayments, accruals/provisions and investments

 - brand name

 - unrealised loss on interest derivatives

Deferred tax liabilities

Strike 
Rate 
%

5.35

5.39

 - 

 - 

7.75

 - 

 - 

Fixed 
Rate 
%

 - 

 - 

5.35

5.39

 - 

7.60

7.62

Principal amount

2011 
$’000

 7,500   

 7,500   

 7,500   

 7,500   

2010 
$’000

 - 

 - 

 - 

 - 

 - 

 - 

 - 

 65,000   

 35,000   

 30,000   

2011 
$’000

2010 
$’000

 3,540   

 905   

          2011 
$’000

         2010 
$’000

 19,542   

 - 

 (850) 

 845   

 (21) 

 17,951   

 713   

 (1,958) 

 845   

 (153) 

 19,516   

 17,398   

70  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

26. DEFERRED TAX LIABILITIES (CONTINUED)

Reconciliations

Reconciliations of the carrying amount of the deferred tax liability at the beginning and end of the year are set out below:

Carrying amount at beginning of year

Arising temporary differences

Carrying amount at end of year

Tax losses

2011 
$’000

 17,398   

 2,118   

2010 
$’000

 15,651   

 1,747   

 19,516   

 17,398   

The Consolidated Entity has capital tax losses of $1,013,526 (2010: $1,013,526) which are available indefinitely for offset 
against future capital gains subject to satisfaction of the relevant statutory tests.

27. PROVISIONS

Current

Employee benefits

Other

Total current provisions

Non-current

Employee benefits 

Total non-current provisions

28. CONTRIBUTED EQUITY

Ordinary shares

Treasury shares

Share capital

          2011 
$’000

         2010 
$’000

 2,739   

 496   

 2,915   

 650   

 3,235   

 3,565   

 694   

 694   

 646   

 646   

Note

2011 
Number

2010 
Number

2011 
$’000

2010 
$’000

28(a)

 274,588,694 

274,588,694 

 122,837   

 122,837   

28(b)

(1,708,786)

(666,667)

 (1,002) 

 (259) 

 121,835   

 122,578   

(a) Movement in ordinary share capital

 Number 

 Number 

 $’000 

 $’000 

As at the beginning of the year

 274,588,694 

 274,588,694 

 122,837 

 122,837 

As at the end of the year

 274,588,694 

 274,588,694 

 122,837 

 122,837 

Fully paid ordinary shares carry one vote per share and carry the right to dividends. There are currently no unexercised 
or outstanding options. No options were exercised during the year.

 
 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  71

28. CONTRIBUTED EQUITY (CONTINUED)

(b) Movement in treasury shares

2011 
Number

2010 
Number

2011 
$’000

As at the beginning of the year

 (666,667)

 (1,000,000)

 (259)

Acquisition of shares by AVJ Deferred  
Employee Share Plan Trust

Employee share scheme issue

 (1,375,452)

 - 

 333,333 

 333,333 

 (1,042,119)

 333,333 

 (743)

 - 

 (743)

2010 
$’000

 (259)

 - 

 - 

 - 

As at the end of the year

 (1,708,786)

 (666,667)

 (1,002)

 (259)

Treasury shares are shares in AVJennings Limited that are held by the AVJ Deferred Employee Share Plan Trust for the 
purpose of issuing shares to Executives via the AVJ Deferred Employee Share Plan.

The original cost of the shares is treated as a reduction in share capital and the underlying shares identified separately 
as treasury shares.

(c) Capital risk management

When managing capital, management’s objective is to ensure that the Consolidated Entity continues as a going 
concern. Management also aims to maintain an optimal capital structure that reduces the cost of capital.

In order to maintain or adjust the capital structure, management may change the amount of dividends paid to 
shareholders, offer a dividend reinvestment plan, return capital to shareholders, issue new shares or sell assets to 
reduce debt.

During the year ended 30 June 2011, a total dividend of $6,865,000 was paid (2010: $Nil).

Management monitors the capital mix through the debt to equity ratio (net debt/total equity) and the debt to total 
assets ratio (net debt/total assets). Based on continuing operations of the Consolidated Entity, these ratios are as follows:

Interest-bearing loans and borrowings *

Less: cash and cash equivalents

Net debt

Total equity

Total assets

Net debt to equity ratio

Net debt to total assets ratio

* Excludes leased liabilities amounting to $29,000 (2010: $226,000).

2011  
$’000

2010 
$’000

 69,119 

(12,260)

 82,000 

(24,110)

 56,859 

 57,890 

 304,528 

 299,418 

 492,614 

 472,571 

18.7%

19.3%

11.5%

12.3%

 
72  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

29. RESERVES AND RETAINED EARNINGS

(a) Reserves

At 1 July 2009

Foreign currency translation

Share-based payment 

At 30 June 2010

Foreign currency translation

Share-based payment 

At 30 June 2011

(b) Nature and purpose of reserves

Foreign currency translation reserve

Foreign Currency 
Translation Reserve 
$’000

Share-based  
Payment Reserve 
$’000

 1        

 (1)      

 - 

 - 

 (417)      

 - 

 (417)      

 21        

 - 

 60        

 81        

 - 

 242        

 323        

Total 
$’000

 22        

 (1)      

 60        

 81        

 (417)      

 242        

 (94)      

The foreign currency translation reserve is used to record exchange differences arising from the translation of the 
Financial Statements of subsidiaries which have functional currency different to the Australian dollar. Refer to note 2(ab).

Share-based payment reserve

The share-based payment reserve is used to recognise the grant date fair value of shares issued to employees. Refer 
to notes 2(s) and 7(d) for further details of the plan.

(c) Retained earnings

Movements in retained earnings were as follows:

At the beginning of the year

Net profit for the year

Dividends

At the end of the year

2011 
$’000

2010 
$’000

 176,759   

 12,893   

 (6,865) 

 167,143   

 9,616   

 - 

 182,787   

 176,759   

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  73

30. CASH FLOW STATEMENT RECONCILIATION

Reconciliation of net profit after tax to net cash flows from operations

Net profit after tax

Adjustments for:

  Depreciation

  Depreciation - Discontinued operations

  Amortisation

  Net loss on disposal of property, plant   
  and equipment

  Interest income classified as investing cash flow

  Share of profits of associates and joint venture entities

  Share based payments expense

  Fair value adjustment to derivatives

Change in operating assets and liabilities:

  (Increase)/decrease in inventories

  (Increase)/decrease in trade and other receivables

  Decrease in prepayments and deposits

  Increase in deferred tax liability

  Increase in current tax liability

  Increase/(decrease) in trade and other payables

  Decrease in provisions

  Increase in net operating assets held for sale

2011 
$’000

2010 
$’000

 12,893   

 9,616   

 426   

 - 

 60   

 15   

 (907) 

 (1,779) 

 242   

 (441) 

 1,117   

 15   

 522   

 224   

 (567) 

 (2,124) 

 60   

 (2,856) 

 (70,948) 

 63,811   

 3,288   

 352   

 1,990   

 2,635   

 35,004   

 (282) 

 - 

 (180) 

 2,655   

 1,747   

 905   

 (10,347) 

 (1,467) 

 (19,685) 

Net cash flows from (used in) operating activities

 (17,452) 

 43,446   

Non-cash financing and investing activities

Property, plant and equipment held for sale

Lease liability associated with assets held for sale

 - 

 - 

 (1,833) 

 256   

74  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

31. COMMITMENTS

(a) Capital commitments

Conditional contracts for the acquisition of land which have not yet been recognised in the Financial Statements  
are as follows:

Within one year

Total expenditure commitments

2011 
$’000

 5   

 5   

2010 
$’000

 5   

 5   

(b) Finance lease commitments – Consolidated Entity as lessee

Finance leases are employed as a means of funding the acquisition of employer provided motor vehicles. Lease 
payments are generally fixed. Where leases have renewal or purchase options, they are exercisable at market prices. 
No finance lease arrangements create restrictions on other financing transactions.

Future minimum lease payments under finance leases and hire purchase contracts together with the present value of 
the net minimum lease payments are as follows:

Finance leases

Analysis of finance lease commitments

Minimum lease payments

Within one year

After one year, but not more than five years

Total minimum lease payments

Less amounts representing finance charges

Within one year

After one year, but not more than five years

Total finance charges

Present value of minimum lease payments

Present value of lease payments

Within one year

After one year, but not more than five years

Total present value of minimum lease payments

Note

2011 
$’000

2010 
$’000

 30   

 - 

 30   

 (1) 

 - 

 (1) 

 29   

 29   

 - 

 29   

 24 

 24 

 224   

 15   

 239   

 (12) 

 (1) 

 (13) 

 226   

 212   

 14   

 226   

The Consolidated Entity has no finance lease arrangements where the Consolidated Entity is the lessor. 

 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  75

31. COMMITMENTS (CONTINUED)

(c) Operating lease commitments – Consolidated Entity as lessee

Operating leases include property, display homes, computer equipment leases and leases for motor vehicles provided 
under novated leases. Certain property leases include inflation escalation and market review clauses. No renewal or 
purchase options exist in relation to operating leases, and no operating leases contain restrictions on financing or 
other leasing activities.

Future minimum rentals payable under non-cancellable operating leases as at 30 June 2011 are as follows:

Operating leases

Commitments in relation to leases contracted for at the

reporting date but not recognised as liabilities:

Within one year

After one year, but not more than five years

Total operating leases

Represented by:

Non-cancellable operating leases

Cancellable operating leases

Total operating leases

2011 
$’000

2010 
$’000

 844   

 1,082   

 1,926   

 1,926   

 - 

 1,926   

 3,126   

 1,558   

 4,684   

 3,818   

 866   

 4,684   

(d) Operating lease commitments – Consolidated Entity as lessor

Operating leases include property leases.

Future minimum rentals receivable under non-cancellable operating leases as at 30 June 2011 are as follows:

Commitments in relation to leases contracted for at the 
reporting date but not recognised as assets:

Within one year

Total operating leases

2011 
$’000

 - 

 - 

2010 
$’000

 17   

 17   

 
76  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

32. CONTINGENCIES

33.  SIGNIFICANT EVENTS AFTER THE BALANCE 

SHEET DATE

Other than matters relating to the renewal of main 
banking facilities detailed in note 24(a), no matter or 
circumstance has arisen since 30 June 2011 that has 
significantly affected, or may significantly affect:
a)  the Consolidated Entity’s operations in future financial 

years; or

b)  the results of those operations in future financial years; 

or

c)  the Consolidated Entity’s state of affairs in future 

financial years.

Unsecured

Cross guarantees

The Parent Entity has entered into deeds of cross 
guarantee in respect of the debts of certain of its 
controlled entities as described in note 19.

Banking facilities

The Parent Entity has entered into a cross deed of 
covenant with various controlled entities to guarantee 
the obligations of those entities in relation to the banking 
facilities. Details of these entities are set out in note 19.

Surety bond facility

The Parent Entity has entered into a Deed of Indemnity 
with various controlled entities to indemnify the 
obligation of those entities in relation to the Surety bond 
facility. Details of these entities are set out in note 19. 
Contingent liabilities in respect of certain performance 
bonds, granted by the Consolidated Entity’s financiers, 
in the normal course of business as at 30 June 2011, 
amounted to $1,139,000 (2010: $Nil). No liability is 
expected to arise.

Legal issues

From time to time a controlled entity defends actions 
served on it in respect of rectification of building faults 
and other issues. It is not practicable to estimate the 
amount, if any, which the entity could be liable for in this 
respect. The Directors anticipate that the resolution of 
any such matters currently outstanding will not have a 
material effect on the Consolidated Entity’s results.

Secured

Performance guarantees

Contingent liabilities in respect of certain performance 
guarantees, granted by the Consolidated Entity bankers 
in the normal course of business to unrelated parties, 
at 30 June 2011, amounted to $18,304,000 (2010: 
$18,836,000). No liability is expected to arise.

Financial guarantees

Financial guarantees granted by the Consolidated 
Entity’s bankers to unrelated parties in the normal course 
of business at 30 June 2011, amounted to $15,663,000 
(2010: $871,000). No liability is expected to arise.

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  77

34. RELATED PARTY DISCLOSURES

(a) Ultimate parent

AVJennings Limited is the ultimate Australian parent entity. SC Global Developments Limited (incorporated in 
Singapore) is the ultimate parent entity.

(b) Share and share option transactions with Directors and Director-related entities

The aggregate number of shares and options held at the reporting date either directly or indirectly or beneficially by 
the Directors or by an entity related to those Directors of AVJennings Limited are as follows:

Owned by Directors directly, or indirectly or beneficially

2011 
Number

2010 
Number

Fully paid ordinary shares

138,641,704

138,308,371

Directors and Director-related entities received normal dividends on these ordinary shares.

(c) Entity with significant influence over AVJennings Limited

137,370,023 ordinary shares equating to 50.03% of the total ordinary shares on issue (2010: 137,370,023 & 50.03% 
respectively) were held by SC Global Developments Limited and its associates in the Parent Entity at 30 June 2011. 
Certain Directors of SC Global Developments Limited are also Directors of AVJennings Limited. Details of Directors’ 
interests in the shares of the Parent Entity are set out in the Directors’ Report.

(d) Parent Entity amounts receivable from and payable to controlled entities

At 30 June 2011, the Parent Entity has not set up any provisions against debts owed by related parties as recoverability 
is considered probable (2010: $Nil). An impairment assessment is undertaken each financial year-end to determine 
whether there is objective evidence that a related party receivable is impaired. If evidence of impairment exists, the 
impairment loss is recognised immediately.

 
78  |

AVJennings limited · A bn 44 004 327 771

notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

34. RELATED PARTY DISCLOSURES (CONTINUED)

(e) Transactions with related parties

Entity with significant influence over the Consolidated Entity:

SC  Global Developments Limited

   Consultancy fee paid/payable

   Reimbursement of sundry expenses

Associate:

Epping JV

Note

2011 
$ 

2010 
$ 

 (i) 

 (ii) 

 600,000   

 9,552   

 663,712   

 7,612   

   Management fee received/receivable

 527,386   

 1,162,833   

Joint Ventures:

Meridan Plains

   Management fee received/receivable

   Accounting services fee received/receivable

Eastwood

   Management fee received/receivable

   Accounting services fee received/receivable

Arlington Rise

   Management fee received/receivable

Woodville

   Licence fees paid to access land

   Dividends received

 419,736   

 50,000   

 586,253   

 50,000   

 1,768,632   

 1,262,976   

 50,000   

 50,000   

 367,440   

 2,274,162   

 1,000,000   

 - 

 - 

 - 

(i)   Consultancy fees paid to SC Global Developments Limited of $600,000 (2010: $600,000 consultancy fees paid to SC Global 
Developments Limited and $63,712 consulting fees paid to Chartwell Management Services Pty Limited of which a Director,  
BG Hayman is the Chairman).

(ii) Overseas airfares reimbursed for HR Hochstadt and B Chin to attend meetings in Australia.

(f) Joint ventures in which related entities in the Consolidated Entity are venturers

Joint ventures in which the Consolidated Entity has an interest are set out in note 17 and note 20.

(g) Outstanding balances arising from provision of services

The following balances are outstanding at the end of the reporting period in relation to transactions with related parties.

Current receivables

Joint Ventures

(h) Loans from related party

Loan received

Joint Venture

2011 
$’000

2010 
$’000

 6,014   

 4,208   

 2,000   

 - 

(i) Terms and conditions of transactions with related parties

Transactions with related parties are made at arm’s length both at normal market prices and on normal commercial terms.
Outstanding balances at year-end are unsecured, interest free, at call and settlement occurs in cash.

 
 
notes to the consolid Ated fin AnciAl stAtements
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  79

35. SHARE-BASED PAYMENT PLANS

(a) Recognised share-based payment expenses

Total expenses arising from share-based payment transactions were recognised by AVJennings Properties Limited. 
The amount recognised as part of employee benefit expenses is shown in the table below:

Expense arising from equity-settled share-based payment transactions

Total expense arising from share-based payment transactions

2011 
$’000

 242 

 242 

2010 
$’000

 60 

 60 

Vesting subject to both service and performance conditions

A total of 1,375,452 shares were granted on 28 September 
2010 to certain executives. These shares are subject to 
both service and performance conditions and will vest to 
the extent that each of these conditions is satisfied. 

The service vesting condition is that the employee must 
still be employed by AVJennings at 30 September 2013, 
except in the event of death or permanent disablement in 
which case the shares will vest to the estate. In the event 
that the employee is retrenched, the shares may vest 
subject to certain conditions.

The performance vesting conditions include the 
achievement of an Earnings Per Share (EPS) hurdle and 
a Total Shareholder Return (TSR) hurdle. The fair value 
of the EPS element of the shares is the market value at 
grant date. The Monte Carlo Model is used to fair value 
the TSR element. The Model simulates AVJennings TSR 
and compares it against the ASX Small Industrials Retail 
Index. The Model takes into account historic dividends, 
share price volatilities and the risk-free yield on an 
Australian Government Bond at the grant date matching 
the remaining effective life of 3 years.

The share-based payment plan is described in note 35(b). 
There have been no cancellations or modifications to the 
plan during 2011.

(b) Type of share-based payment plan

AVJ Deferred Employee Share Plan

The AVJ Deferred Employee Share Plan (the Plan) was 
formed to administer the employee share scheme. The 
Plan operates schemes under which shares may be 
acquired by the Plan Trustee on behalf of employees 
for no cash consideration subject to certain vesting 
conditions being satisfied. Shares acquired under the 
Plan for employees are acquired on-market. Employees 
may elect not to participate in the scheme. Shares held 
by the Plan’s trust and not yet allocated to employees 
at the end of the reporting period are shown as treasury 
shares in the financial statements.

Share-based compensation benefits are provided to 
Executives via the Plan. These equity-settled transactions 
are measured at fair value at the grant date. The original 
cost of the shares is treated as a reduction in share capital 
and the underlying shares identified separately as treasury 
shares. The fair value determined at the grant date of the 
equity-settled share-based payments is expensed on a 
straight-line basis over the vesting period and the credit 
taken to share-based payment reserve in equity.

Vesting subject to service condition only

The Chief Executive Officer was granted 1,000,000 
shares on 7 March 2009 which vest in equal proportions 
on the first, second and third anniversary of his 
appointment. The vesting dates are 19 February 2010,  
19 February 2011 and 19 February 2012. The market 
value of the shares at the grant date is taken to be the 
fair value. The service condition is the continuity of 
employment over the 3 years. The unvested shares are 
held by the AVJ Deferred Employee Share Plan Trust.

80  |

AVJennings limited · A bn 44 004 327 771

diR ectoRs’ decl AR Ation

In accordance with a resolution of the Directors of AVJennings Limited, we state that:

1)  In the opinion of the Directors:

i)   the Financial Statements and Notes of the Consolidated Entity are in accordance with the Corporations Act 2001, 

including;

  a)  giving a true and fair view of the Consolidated Entity’s financial position as at 30 June 2011 and of their 

performance for the year ended on that date; and

  b)  complying with Australian Accounting Standards (including the Australian Accounting Interpretations) and 

Corporations Regulations 2001;

ii)   the Financial Statements and Notes also comply with International Financial Reporting Standards as disclosed in 

note 2; and

iii)  there are reasonable grounds to believe that the Company will be able to pay its debts as and when they 

become due and payable.

2)   This declaration has been made after receiving the declarations required to be made to the Directors in accordance 

with section 295A of the Corporations Act 2001 for the financial year ended 30 June 2011.

3)  In the opinion of the Directors, as at the date of this declaration, there are reasonable grounds to believe that the 

members of the Closed Consolidated Entity identified in note 19 will be able to meet any obligations or liabilities to 

which they are or may become subject, by virtue of the Deed of Cross Guarantee.

On behalf of the Board

Simon Cheong      

Director  

28 September 2011

Peter Summers 

 Director

 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
independent AuditoR’s R epoRt
to the membeRs of AVJennings limited

  AnnuAl R epoRt 2011

|  81

INDEPENDENT AUDITOR’S REPORT  
TO THE MEMBERS OF AVJENNINGS LIMITED

Report on the financial report

We have audited the accompanying financial report of 
AVJennings Limited, which comprises the consolidated 
statement of financial position as at 30 June 2011, the 
consolidated statement of comprehensive income, 
the consolidated statement of changes in equity and 
the consolidated statement of cash flows for the year 
then ended, notes comprising a summary of significant 
accounting policies and other explanatory information, 
and the directors’ declaration of the consolidated entity 
comprising the company and the entities it controlled at the 
year’s end or from time to time during the financial year.

Directors’ responsibility for the financial report

The directors of the company are responsible for the 
preparation of the financial report that gives a true and 
fair view in accordance with Australian Accounting 
Standards and the Corporations Act 2001 and for such 
internal controls as the directors determine are necessary 
to enable the preparation of the financial report that is 
free from material misstatement, whether due to fraud 
or error. In Note 2, the directors also state, in accordance 
with Accounting Standard AASB 101 Presentation of 
Financial Statements, that the financial statements 
comply with International Financial Reporting Standards.

Auditor’s responsibility

Our responsibility is to express an opinion on the  
financial report based on our audit. We conducted our 
audit in accordance with Australian Auditing Standards. 
Those standards require that we comply with relevant 
ethical requirements relating to audit engagements 
and plan and perform the audit to obtain reasonable 
assurance about whether the financial report is free from 
material misstatement.

An audit involves performing procedures to obtain 
audit evidence about the amounts and disclosures in 
the financial report. The procedures selected depend 
on the auditor’s judgment, including the assessment 
of the risks of material misstatement of the financial 
report, whether due to fraud or error. In making those 
risk assessments, the auditor considers internal controls 
relevant to the entity’s preparation and fair presentation 
of the financial report in order to design audit procedures 
that are appropriate in the circumstances, but not for the 
purpose of expressing an opinion on the effectiveness 
of the entity’s internal controls. An audit also includes 
evaluating the appropriateness of accounting policies 
used and the reasonableness of accounting estimates 
made by the directors, as well as evaluating the overall 
presentation of the financial report.

We believe that the audit evidence we have obtained  
is sufficient and appropriate to provide a basis for our 
audit opinion.

Independence

In conducting our audit we have complied with the 
independence requirements of the Corporations Act 
2001.  We have given to the directors of the company a 
written Auditor’s Independence Declaration, a copy of 
which is included in the directors’ report. 

Opinion

In our opinion:

a.   the financial report of AVJennings Limited is in 

accordance with the Corporations Act 2001, including:

i 

 giving a true and fair view of the consolidated 
entity’s financial position as at 30 June 2011 and of 
its performance for the year ended on that date; and

ii 

 complying with Australian Accounting Standards 
and the Corporations Regulations 2001; and

b.   the financial report also complies with International 

Financial Reporting Standards as disclosed in Note 2.

Report on the remuneration report

We have audited the Remuneration Report included 
in pages 16 to 21 of the directors’ report for the year 
ended 30 June 2011. The directors of the company are 
responsible for the preparation and presentation of the 
Remuneration Report in accordance with section 300A 
of the Corporations Act 2001. Our responsibility is to 
express an opinion on the Remuneration Report, based 
on our audit conducted in accordance with Australian 
Auditing Standards.

Opinion

In our opinion, the Remuneration Report of AVJennings 
Limited for the year ended 30 June 2011, complies with 
section 300A of the Corporations Act 2001. 

Ernst & Young

David Simmonds 
Partner 
Sydney 
28 September 2011

 
 
 
 
 
 
 
82  |

AVJennings limited · A bn 44 004 327 771

coRpoR Ate goVeRnAnce stAtement
foR the yeAR ended 30 June 2011

This Corporate Governance Statement indicates 
the Company’s conformance with the Australian 
Securities Exchange’s (“ASX”) Corporate Governance 
Council’s, “Corporate Governance Principles and 
Recommendations” (2nd Edition), as required by the ASX 
Listing Rules.

The AVJennings Corporate Governance Statement is 
structured with reference to the ASX recommendations. 
Areas of non compliance will be disclosed under the 
relevant principle. All corporate practices within this Report 
were in place for the entire year unless otherwise indicated.

This Statement refers to documents that support the 
Company’s Corporate Governance framework and it 
is posted in the Corporate Governance section on the 
Company’s website: www.avjennings.com.au.

Principle 1: Lay solid foundations for management and 
oversight by the Board

Recommendation 1.1 of the ASX Corporate Governance 
Principles requires the Company to establish and 
disclose the functions reserved for the Board and those 
delegated to management. The roles and responsibilities 
of the Company’s Board, Board Committees and senior 
management have been established through Board 
approved Charters, which have been operational 
throughout the period and are disclosed on the 
Company’s website at www.avjennings.com.au.

All persons who are invited and agree to act as a Director 
of the Company do so by a formal letter of consent.

To assist it in carrying out its responsibilities, the Board 
has established several standing Board Committees of its 
members. Director appointments to Board Committees 
are by formal resolutions of the Board. The Chairman of 
each Committee reports on any matters of substance 
at the next full Board Meeting. Membership of Board 
Committees and attendance at Board and Committee 
meetings is tabulated in the Director’s Report.

The Board Committees are:
•	 Audit	Committee
•	 Nominations	Committee
•	 Remuneration	Committee
Investments	Committee
•	
	Risk	Management	Committee	(incorporating	the	
•	
Occupational Health, Safety and Environment  
sub-committee)

The roles and responsibilities of the Chief Executive 
Officer and senior management are established through 
key performance objectives. They are assessed against 
those objectives on an annual basis, or more frequently 
if that is indicated. During the period, the Nominations 
Committee has reviewed the performance of Board 
members.

The Remuneration Committee monitors the performance 
of the Chief Executive Officer. It also monitors the 
performance of the Chief Financial Officer and the 
Company Secretary in consultation with the Chief 
Executive Officer. The Chief Executive Officer assesses 
the performance of senior management and these 
assessments are reviewed by the Remuneration 
Committee. The process for evaluating the performance 
of senior executives is set out in the Remuneration Report.

The Board has also approved financial delegations and 
personnel delegations which cover specific areas of 
delegated responsibility to the Managing Director and 
senior management.

During the period, the Board has considered broad 
Corporate Governance matters, including the 
continuing relevance of existing committees and its own 
performance and reaffirmed its belief that the Committee 
structures provided sound oversight of Management, by 
the Board.

Principle 2: Structure the Board to add value

Directors

The Company’s Constitution and Section 201A of the 
Corporations Act 2001 stipulate that a public company 
must have at least three Directors.

The Board has adopted guidelines concerning its 
composition. For the time being, the Board has 
determined that there shall be at least five Directors, 
increasing where additional expertise is required. 
The current Directors of the Company are listed in 
the Directors’ Report with a brief description of their 
qualifications, experience, special responsibilities and 
status as Executive, Non- Executive or Independent 
Director.

The Board includes both Executive and Non-Executive 
Directors with a majority of Non-Executive Directors. The 
Non-Executive Directors include both independent and 
non-independent Directors. There is a strong element of 
independence on the Board, with four of the six Non-
Executive Directors being independent, determined in 
accordance with the ASX guidelines on independence. 
The other two Non-Executive Directors, who represent 
SC Global Developments Limited, a substantial 
shareholder, have no involvement in the operational 
management of the Company. The Managing Director is 
an Executive Director.

coRpoR Ate goVeRnAnce stAtement
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  83

The Chairman of the Board is selected by the full Board. 
The current Chairman of the Board, Mr Simon Cheong, is 
also Chairman of the Board of a substantial shareholder, 
SC Global Developments Limited. Although there is no 
lead Independent Director as recommended by the ASX 
Principles, the Deputy Chairman, Mr Jerome Rowley, is 
an Independent Director. The roles of the Chairperson 
and Chief Executive Officer are exercised by different 
individuals.

The Board meets around seven times a year either in 
person or by teleconference. Meeting venues are planned 
to enable Directors to familiarise themselves with major 
development projects. A formal agenda is in place for 
each meeting.

New Directors are inducted individually on the 
Company’s financial, strategic, operational and risk 
management positions. Directors have access to 
Company records and information through the Company 
Secretary and other relevant senior officers. They receive 
regular detailed reports on financial and operational 
aspects of the Company’s business and may request 
elaboration or explanation of those reports at any time.

Each Director has the right to seek independent 
professional advice at the Company’s expense. Prior 
approval of the Chairman is required but this may not 
be unreasonably withheld. Any advice obtained is made 
available to the Chairman. 

Nominations Committee

The Board has a Nominations Committee,  
comprising three Independent Directors, Mr RJ Rowley, 
Mr HR Hochstadt, and Mr BG Hayman and two Non-
Executive Directors, Mr S Cheong and Mrs E Sam, who  
is also Chairperson of the Committee.

The Nominations Committee Charter sets out its role, 
responsibilities, composition, structure, membership 
requirements and guidelines and is posted on the 
Corporate Governance section of the Company’s 
website. The purpose of the Committee is to consider 
the performance of Directors and the appointment 
of new Directors. The Committee may make use of 
external consultants if that is deemed appropriate. The 
Committee meets at least annually.

Company Secretary

The Board appoints the Company Secretary and  
all Directors have access to the Company Secretary. 
Details of the Company Secretary’s experience and 
qualifications are set out in this Report.

The role of the Company Secretary is to support the 
effectiveness of the Board by monitoring and advising 
the Board on its Corporate Governance responsibilities 
by means of its charters, procedures and updates on 
legislation and regulation. The Company Secretary is 
also responsible for lodgements with relevant regulators, 
management of dividend payments and/or Dividend 
Reinvestment Plan allotments and management of the 
relationship between shareholders and the share registry.

Principle 3: Promote ethical and responsible decision 
making

Code of Conduct

The Company has a Code of Conduct which sets out 
the behaviour required of all Board members, senior 
management, employees and contractors throughout 
the period. The content of the Code is integrated into 
management practices and forms part of the terms 
of employment of all Company employees. The Code, 
which is disclosed on the Company’s website, provides a 
mechanism to employees to report breaches of the Code 
without fear of retribution. Senior management deals 
with breaches of the Code and monitors compliance. 
The Company Secretary and the Chief Executive Officer 
report to the Board and the Audit Committee on various 
aspects of Code Compliance.

Dealing in AVJennings’ shares

The Company’s Securities Trading Policy places 
restrictions on the ability of Directors, officers and 
employees to trade in the Company’s shares during 
specified restricted “black out” periods. The restrictions 
are designed to minimise the risk of actual or perceived 
insider trading.

Principle 4: Safeguard integrity in financial reporting

Audit Committee

The Company has an Audit Committee comprising 
of two Independent Directors, Mr B Chin (who is a 
Chartered Accountant and is also the Chairman of the 
Committee), Mr RJ Rowley and one Non-Executive 
Director, Mrs E Sam. The Chairman of the Committee is 
a different individual to the Chairman of the Board. The 
Audit Committee Charter sets out its role, responsibilities, 
composition, structure and membership requirements 
and is posted on the Corporate Governance section of 
Company’s website.

84  |

AVJennings limited · A bn 44 004 327 771

coRpoR Ate goVeRnAnce stAtement
foR the yeAR ended 30 June 2011

All other members of the Board are invited to attend 
Audit Committee meetings as observers and in a non 
voting capacity. Usually, all Board members attend 
all Audit Committee meetings either as members or 
observers. The Audit Committee papers, including the 
minutes of the previous Committee Meetings, are sent to 
all Board members.

The Chief Executive Officer, Chief Financial Officer, 
Company Secretary, Internal Auditor and the External 
Auditor attend Audit Committee meetings at the 
discretion of the Committee. The Committee also meets 
privately with the External Auditor at least once a year 
and usually twice per year, without management being 
present. In addition, the Internal Auditor reports directly 
to the Audit Committee and the Committee meets 
privately with the Internal Auditor at least once per year.

The Minutes of each Committee meeting are circulated 
after the meeting and the signed minutes tabled at the 
subsequent meeting of the Committee. The Chairman 
of the Committee is available to report on or answer 
questions about the Committee’s conclusions and 
recommendations to the Board. The Committee meets at 
least three times during the year.

Audit Governance

The Company has a policy on the provision of auditing 
and related services. The Committee is satisfied with the 
independence of the External Auditor.

During the reporting period, the Company had its 2010 
Annual Report and Audit Committee Charter posted on 
its website. The Annual Report has details of the Audit 
Committee’s membership and the number of meetings 
held and attended.

Financial Reporting

The Board receives regular reports about the financial 
condition and operational results of the Company 
throughout the year. In relation to the half year and 
annual Financial Statements, senior management is 
required to sign off on the systems and processes within 
their area of responsibility. This procedure supports 
the Managing Director and Chief Financial Officer in 
their certification to the Board in effect stating that the 
Company’s accounts present a true and fair view, in all 
material aspects, of the Company’s financial condition 
and operational results and accord with the relevant 
accounting standards.

Principle 5: Make timely and balanced disclosure

A continuous disclosure regime operates throughout the 
Group. Policies and Procedures are in place to ensure 
matters that a person could reasonably expect to have a 
material effect on the share price are announced to the 
ASX and Singapore Exchange (SGX) in a timely manner. 
These policies and procedures have been formally 
communicated to all relevant staff. The Company 
Secretary is the nominated Continuous Disclosure 
Officer. The Board is advised of any notifiable events. 
The Board approves, or is advised of, all releases that are 
made to the ASX and the SGX. All announcements made 
by the Company are posted on the Company’s website in 
the “Shareholder” section.

Principle 6: Respect the rights of Shareholders

The Company endeavours to keep its Shareholders fully 
informed of matters likely to be of interest to them. It 
does this through:

•	 Reports	to	the	ASX,	SGX	and	the	press;
•	 Half	and	full	year	profit	announcements;
•	 Annual	Reports;
•	

	Investor	briefings	and	information	provided	to	
analysts, (which are released to the ASX and SGX prior 
to being provided to the analysts);
	Continuous	disclosure	to	the	ASX	pursuant	to	the	ASX	
Listing Rules and notification of the same information 
to the SGX; and
	Posting	all	the	above	and	any	other	notifications	made	
by the Company to Shareholders, on its website.

•	

•	

The Company’s website – www.avjennings.com.au has a 
section titled “Shareholders” with sub sections on:

•	

•	

	The	Company’s	previous	Annual	Financial	Reports	
and Half Yearly Reports;
	The	Company’s	share	price	on	the	ASX-	provided	by	a	
link to the ASX web site;

•	 Announcements	made	to	the	ASX	and	SGX;
•	 Copies	of	investor	presentations;
•	

	Corporate	Governance	Charters	and	Policies	including	
a Shareholder Communication Policy;
	Terms	and	conditions	of	the	Company’s	Dividend	
Reinvestment Plan; and

•	

•	 Media	releases.

At the Annual General Meeting, the Chairman 
encourages questions and comments from Shareholders 
and seeks to ensure the Meeting is managed to give 
the maximum number of Shareholders an opportunity 
to participate. In the interests of clarity, questions on 
operational matters may be answered by the Chief 
Executive Officer or another appropriate member of 
senior management.

The External Auditor attends the Company’s Annual 
General Meeting and is available to respond to questions 
about the conduct of the audit and the preparation and 
content of the Independent Audit Report.

coRpoR Ate goVeRnAnce stAtement
foR the yeAR ended 30 June 2011

AnnuAl R epoRt 2011

|  85

Principle 7: Recognise and manage risk

The Board has ultimate responsibility for risk 
management, compliance and control functions 
across the Group. These functions are aligned with the 
Company’s strategy and business objectives.

The Company has in place internal controls intended 
to identify and manage significant business risks. 
These include the review of development proposals 
and the management of their ongoing performance. 
Management prepares the Risk Management Plan and 
the Board is responsible for reviewing and approving it.

The Board has established a Risk Management 
Committee, which incorporates a sub-committee 
responsible for occupational health, safety and 
environmental matters. The Committee comprises two 
Independent Directors, Mr RJ Rowley (Chairman) and 
Mr BG Hayman, and generally meets quarterly. The 
Committee is supported by the Chief Executive Officer, 
Chief Financial Officer and the Company Secretary. 
The Risk Management Committee is responsible for 
identifying and considering new risks and for monitoring 
management’s implementation of the Risk Management 
Plan, taking the Internal Auditor’s review into account.

The Company’s assets are insured under a comprehensive 
insurance program which is reviewed annually.

The Company also has an Investments Committee 
comprising one Non-Executive Director, Mr S Cheong, 
two Independent Directors, Mr BG Hayman and  
Mr RJ Rowley and one Non-Director member,  
Mr David Tsang. The Committee considers all major  
land development acquisition and disposal proposals  
that are over monetary limits delegated to management. 
It also conducts a pre-commencement review 
and ongoing project reviews during the life of all 
development projects.

The Chief Executive Officer and the Chief Financial 
Officer are required to provide the Board with a written 
statement in accordance with section 295A of the 
Corporations Act to the effect that:

•	

•	

	The	integrity	of	the	Financial	Statements	is	founded	
on a sound system of risk management and internal 
compliance and control which implements the policies 
adopted by the Board; and

	The	Company’s	risk	management	and	internal	
compliance and control system, in so far as it relates 
to financial risk, is operating efficiently and effectively 
in all material respects.

Principle 8: Remunerate fairly and responsibly

The Board has established a Remuneration  
Committee to review and determine, among other  
things, remuneration policies and packages applicable 
to any Executive Directors, the Company Secretary and 
direct reports to the CEO. It also reviews remuneration to 

senior managers of the Company and the remuneration 
policies of the Company. The Committee meets at least 
annually and usually twice per year and its Charter is 
available on the Company’s web site under the Corporate 
Governance Section.

The Committee consists of two Non-Executive  
Directors, Mrs E Sam (Chairperson) and Mr S Cheong, 
and two Independent Directors, Mr HR Hochstadt 
and Mr BG Hayman. The Board is of the view that the 
Committee, which consists entirely of Non-Executive 
Directors, albeit without an independent majority or 
Chairperson, is structured appropriately to perform its 
functions in reviewing the remuneration of Company 
executives and staff.

The Committee reviews and reports to the Board on:
•	

	Conditions	of	service	and	remuneration	of	the	Chief	
Executive Officer and his direct reports;
•	 Performance	of	the	Chief	Executive	Officer;
•	

	Remuneration	of	the	Chief	Financial	Officer	and	the	
Company Secretary;
	Remuneration	policies	for	the	Company,	which	include	
the performance review of all employees, senior 
management and Board members;

•	

•	 Proposals	for	reward	initiatives;
•	 Succession	plans	for	senior	management;	and
•	 Other	related	matters	as	directed	by	the	Board.

The Chief Executive Officer attends meetings of the 
Remuneration Committee by invitation when required to 
report on, and discuss, senior management performance 
and remuneration matters. He is excluded from 
Committee deliberations relating to his position.

The Committee is empowered to seek external professional 
advice on any matter within its terms of reference.

Senior managers of the Company receive a balance of 
fixed and variable (at risk) remuneration. The proportions 
vary at different levels within the Company, reflecting the 
capacity of the senior managers to influence the overall 
outcome of the Company’s operations and returns to 
Shareholders. The bonuses (if any) to executives are 
based on a review of individual executive performance as 
well as the Company’s overall financial performance.

Director’s fees paid to Non-Executive Directors and 
Independent Non-Executive Directors are determined by 
the Board, and are within the aggregate limits approved 
by Shareholders at a General Meeting. The Independent 
Non-Executive Directors currently receive fees paid by 
the Company. The Committee has available to it data on 
fees paid to independent directors by a wide range of 
Companies. The remaining two Non-Executive Directors 
do not receive fees, however the Company pays a 
consulting fee to the substantial Shareholder, SC Global 
Developments Limited.

86  |

AVJennings limited · A bn 44 004 327 771

shAReholdeR infoR mAtion
As At 16 septembeR 2011

1.

NUMBER OF SHAREHOLDERS AND DISTRIBUTION OF EQUITY SECURITIES

Australian  
Securities 
Exchange

Singapore  
Exchange

584

991

345

416

52

2,388

628

738

1,734

526

469

35

3,502

801

Total

1,322

2,725

871

885

87

5,890

1,429

Range of Holdings of Ordinary Shares

1 - 1,000

1,001 - 5,000

5,001 - 10,000

10,001 - 100,000

100,001 - and over

Total number of holders

Number of holders of less than a marketable parcel

2.

SUBSTANTIAL SHAREHOLDERS

As disclosed by latest notices received by the Company:

Name

SC Global Developments Ltd

Guinness Peat Group plc

Orbis Australia Group

3.

TWENTY LARGEST SHAREHOLDERS ON THE AUSTRALIAN REGISTER

Name

The Central Depository (Pte) Limited

GPG Australia Nominees Limited

Citicorp Nominees Pty Limited

National Nominees Limited

JP Morgan Nominees Australia Ltd

AVJ Employee Share Plan Managers Pty Ltd

John E Gill Trading Pty Ltd

John E Gill Operations Pty Ltd

HSBC Custody Nominees (Australia) Limited

Gillcorp Pty Limited

Allabah Pty Ltd

Avoca Equities Pty Limited

GPG Nominees Pty Ltd

Luton Pty Ltd

Ago Pty Ltd (Superannuation Fund A/c)

John E Gill Operations Pty Ltd

Di Iulio Homes Pty Ltd

D R M Gill & J M Gill (Gill Super Fund A/c)

Savoy Management Pty Ltd

Scorpio Nominees Pty Ltd (Gwenton A/c)

Ordinary Shares

%

137,370,023

20,938,920

14,133,206

50.03

7.63

5.15

Ordinary Shares

%

171,630,250

62.50

20,110,858

12,916,769

11,755,809

9,347,710

3,209,825

3,109,991

3,050,288

2,450,990

2,274,801

2,110,402

1,322,065

1,054,289

1,050,000

928,427

849,660

658,468

643,201

560,758

538,209

7.32

4.70

4.28

3.40

1.17

1.13

1.11

0.89

0.83

0.77

0.48

0.38

0.38

0.34

0.31

0.24

0.23

0.20

0.20

Total

249,572,770

90.89

AnnuAl R epoRt 2011

|  87

shAReholdeR infoR mAtion
As At 16 septembeR 2011

4.

TWENTY LARGEST SHAREHOLDERS ON THE SINGAPORE REGISTER

Name

UOB Nominees (2006) Pte Ltd

United Overseas Bank Nominees

DBS Nominees Pte Ltd

UOB Kay Hian Pte Ltd

Trimount Pte Ltd

Oei Hong Leong Foundation Pte Ltd

OCBC Nominees Singapore

Lim Chin Tiong

Tsang Sze Hang

Rowland Wong Kwok Ho

Vesmith Investments Pte Ltd

Tan Chee Jin

Pansbury Investments Pte Ltd

Ooi Kim Sew

Hexacon Construction Pte Ltd

Phillip Securities Pte Ltd

Teo Chiang Long

HSBC (Singapore) Nominees Pte Ltd

Mohamed Salleh So Kadir

Goh Choon Eng

Ordinary Shares

%

128,031,646

46.63

9,567,400

1,650,214

1,597,820

1,185,672

1,044,366

871,545

714,800

598,140

527,738

453,483

400,000

354,400

280,000

263,200

251,864

250,648

248,963

241,532

188,905

3.48

0.60

0.58

0.43

0.38

0.32

0.26

0.22

0.19

0.17

0.15

0.13

0.10

0.10

0.09

0.09

0.09

0.09

0.07

Total

148,722,336

54.16

Percentages are calculated on the total number of shares on issue.

5.

VOTING RIGHTS

Ordinary Shareholder

On a show of hands, every member present in person or by representative, proxy or attorney shall have one vote, 
and on a poll each fully paid share shall have one vote.

6.

TOTAL NUMBER OF SHARES

The total number of shares on issue and listed on the Australian Securities Exchange is 274,588,694.

SHARE REGISTRY

Australia 
Computershare Investor Services Pty Ltd 
Yarra Falls 
452 Johnston Street 
Abbotsford VIC 3067 
Telephone +61 3 9415 5000

Singapore 
The Central Depository (Pte) Ltd 
4 Shenton Way 
#02-01 SGX Centre 2 
Singapore 068807 
Telephone +65 6535 7511

ANNUAL GENERAL MEETING

The Annual General Meeting of the Company  
will be held at: 
Meeting Rooms 23.01 and 23.02 
Level 23, Ernst & Young Building 
8 Exhibition Street 
Melbourne VIC 3000 
Friday, 18 November 2011 at 10.00am

DIVIDENDS

An interim dividend of 1.00 cent per share (fully franked) 
was paid on 18 April 2011. A final dividend of 1.50 cents 
per share (fully franked) will be paid on 19 October 2011.

88  |

AVJennings limited · A bn 44 004 327 771

compAny pARticulAR s

DIRECTORS 

Mr Simon Cheong  
Mr Jerome Rowley 
Mr Herman Hochstadt 
Mrs Elizabeth Sam 
Mr Bobby Chin 
Mr Bruce Hayman  
Mr Peter Summers

COMPANY SECRETARIES 

Mr Peter Summers 
Mr Carl Thompson 
Mrs Sandra Vogiatzakis

PRINCIPAL REGISTERED  
OFFICE IN AUSTRALIA 

1 Lakeside Drive   
Burwood East VIC 3151 
Telephone +61 3 9210 9888

AUDITORS 

Ernst & Young 
680 George Street 
Sydney NSW 2000

BANKERS

Australia and New Zealand Banking Group Ltd 
BOS International (Australia) Ltd 
HSBC Bank Australia Ltd 
United Overseas Bank Limited

STOCK EXCHANGE LISTINGS 

Australia 
The Company is listed on: 
The Australian Securities Exchange 
525 Collins Street 
Melbourne VIC 3000

Singapore 
The Company’s shares are also quoted and traded on: 
The Singapore Exchange 
2 Shenton Way 
#19-00 SGX Centre 1 
Singapore 068804 
through the Central Limit Order Book System (CLOB). 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
 
 
 
 
ANNuAL   
rEporT 2011

AV JENNINGS LIMITED ABN 44 004 327 771

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