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Britvic

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Employees 1001-5000
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FY2011 Annual Report · Britvic
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annual report 2011

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Britvic plc
Britvic House
Broomfield Road
Chelmsford
Essex
CM1 1TU

Tel: +44 (0)1245 261871

www.britvic.com

 
 
 
 
 
 
 
 
 
 
 
Britvic at a glance

Britvic is one of the leading branded soft drinks 
businesses in Europe. 

The company leverages its own leading brand portfolio 
including Robinsons, Tango, drench, J2O and Fruit Shoot  
as well as PepsiCo brands such as Pepsi, 7UP and  
Mountain Dew Energy which Britvic produces and sells  
in GB and Ireland under exclusive PepsiCo agreements. 

Britvic is the largest supplier of branded still soft drinks  
in Great Britain (GB) and the number two supplier of 
branded carbonated soft drinks in GB. 

Britvic is an industry leader in the island of Ireland with 
brands such as MiWadi and Ballygowan, and in France  
with brands such as Teisseire and Fruité. Britvic is also 
growing its reach into other territories through export, 
licensing and franchising. 

Britvic’s management team has successfully developed  
the business through a clear strategy of organic growth  
and international expansion based on creating and building 
scale brands. Britvic is listed on the London Stock Exchange 
under the code BVIC.

Its market capitalisation at 2 October 2011 was £760m.

Contents

 Overview
01   Our performance
02   Where we operate
03   Our brand portfolio
04   Our people
07   Strategy for growth

Business review
10   Chairman’s statement
13   Chief executive’s review
19   Financial review
28   Corporate responsibility
29   Business resources
30   Risks and uncertainties

Governance
34   Board of directors
36   Directors’ report
40   Corporate governance report
45   Directors’ remuneration report

Financial statements
54    Independent auditors’ report  
  to the members of Britvic plc
55   Consolidated income statement
56    Consolidated statement of  
  comprehensive income
57   Consolidated balance sheet
58    Consolidated statement  

  of cash flows

  59   Consolidated statement  
of changes in equity
  60     Notes to the consolidated  

   financial statements

103     Independent auditors’ report 
  to the members of Britvic plc

104   Company balance sheet
105    Notes to the company  
    financial statements

Shareholder information
112     Shareholder profile  
    and information
 ibc    Cautionary statement

 Cautionary note regarding forward-looking statements

 This announcement includes statements that are forward-looking in nature.  
Forward-looking statements involve known and unknown risks, uncertainties  
and other factors which may cause the actual results, performance or achievements  
of the company to be materially different from any future results, performance  
or achievements expressed or implied by such forward-looking statements.  
Except as required by the Listing Rules and applicable law, Britvic undertakes  
no obligation to update or change any forward-looking statements to reflect  
events occurring after the date such statements are published.

Definitions
1. 

 All numbers and comparisons are quoted on a 52 week basis, constant currency and before exceptional 
and other items unless otherwise stated. 2010 was a 53 week reporting period. 2010, 52 week 
comparatives have been derived by removing the impact of the 53 week of trading. 2011 Volume  
and ARP (average realised price) are adjusted for the impact of double concentrate on Robinsons  
and MiWadi to provide a meaningful comparison. Further information, including numbers not  
adjusted for double concentrate and last year 53 week numbers are available at the Investor Centre  
‘Results and Presentations’ section on the Britvic Investor Relations website at www.britvic.com 

2.   Constant currency growth removes the impact of exchange rate movements during the period  
by retranslating prior year foreign currency denominated results of the group at current period  
exchange rates to aid comparability.

3.    France is included for the full twelve months this year versus only four months in the prior  

period Britvic France was acquired on 28 May 2010.

4.   EBITA is defined as operating profit before exceptional and other items and amortisation.  

Only amortisation attributable to intangibles on acquisition is added back, in the period this  
is £3.1m (2010: £2.2m). EBITA margin is the EBITA number as a proportion of group revenues. 

5.   Adjusted earnings per share amounts are calculated by dividing adjusted earnings by the average 
number of shares during the period. Adjusted earnings is defined as the profit/(loss) attributable  
to ordinary equity shareholders before exceptional and other items adjusted for the adding back  
of acquisition related amortisation. Average number of shares during the period is defined as the 
weighted average number of ordinary shares outstanding during the period excluding any own  
shares held by Britvic that are used to satisfy various employee share-based incentive programmes.  
The weighted average number of ordinary shares in issue for adjusted earnings per share for the  
period was 240.4m (2010: 224.9m). 2010 adjusted earnings per share is a 53 week number.

6.   Underlying free cash flow is defined as net cash flow excluding movements in borrowings,  

dividend payments, exceptional and other items.

7. 

 Group adjusted net debt is defined as group net debt, adding back the impact of derivatives  
hedging the balance sheet debt.

8.   Underlying return on invested capital (ROIC) - ROIC is defined as operating profit after applying the  

tax rate for the period, stated before exceptional and other items, as a percentage of invested capital. 
Invested capital is defined as non-current assets plus current assets less current liabilities, excluding  
all balances relating to interest bearing liabilities and all other assets or liabilities associated with the 
financing and capital structure of the group and excluding any deferred tax balances and effective 
hedges relating to interest-bearing liabilities. The measure excludes the reduction in the asset base 
following the impairments of intangible assets in Ireland in 2010 to reflect capital initially invested  
and subsequent returns. To aid comparability year on year the results and asset base of Britvic France 
have been excluded as 2010 would include only 4 months returns versus 12 months in 2011.

All numbers in this announcement other than where stated or included within the financial statements  
are disclosed before exceptional and other items.

The auditors have reported on the 2010 and 2009 accounts. Their reports for both years were unqualified 
and did not contain statements under section 498 (2) or (3) of the Companies Act 2006.

Britvic takes care of the environment by choosing pureprint ® environmental 
print technology. All the electricity used in the production of this report was 
generated from renewable sources and vegetable oil based inks were used 
throughout. The printer is a CarbonNeutral ® company and certificated to 
Environmental Management System, ISO 14001 and registered to EMAS,  
the Eco Management and Audit Scheme.

The paper used in this production is made from 50% recycled waste  
and 50% virgin fibre product with FSC certification.

Designed by sg design [sg-design.co.uk]

Photography by ben fisher [benfisherphotography.com]

 
 
overview

our performance at a glance

group revenue

group ebita

group ebita margin

2010

2011

£1,121.1m

£1,290.4m

2010

2011

£131.8m

£138.1m

2010

2011

11.8%

10.7%

+14.6%

+4.3%

(110)bps

underlying roic

adjusted earnings per share

dividend per share

2010

2011

22.4%

21.9%

2010

2011

36.5p

33.7p

2010

2011

16.7p

17.7p

(50)bps

(8.2)%

+6.0%

All numbers and comparisons are quoted on a 52 week basis, constant currency and before exceptional  
and other items unless otherwise stated, with the exception of EPS and DPS, which are 53 week numbers.

Britvic plc Annual Report 2011

1

 overview

someone, somewhere...

Britvic GB

Britvic Ireland

Britvic France

Distribution via Britvic International

Britvic-owned brand agreements

I R E L A N D

G R E A T
B R I T A IN

F R A N C E

2

Britvic plc Annual Report 2011

...is enjoying a Britvic brand

Britvic plc Annual Report 2011

3

overview

our people

Employees
Our people are critical to Britvic’s 
success and we are fully committed to 
making Britvic a great place to work. 
Our emphasis is increasingly on 
developing our own talent, combined 
with proactive external recruitment 
when we need to introduce new skills 
or create positions that support our 
growth plans. To maximise the 
potential of our employees we 
continue to strengthen our focus on 
performance management and provide 
multiple learning and development 
programmes in GB and Ireland that 
cover leadership, management skills 
and functional excellence. We are early 
in the integration process of Britvic 
France, but we retain the same high 
level of commitment to keeping our 
new colleagues well informed and 
engaged about Britvic’s future vision 
and current group performance as this 
is fundamental to our joint success.

We are extremely proud of the high 
employee engagement scores we 
achieve within Britvic and we conduct 
an annual survey where we regularly 
out-perform other external benchmark 
companies. Overall employee 
engagement across GB and Ireland for 
2011 is 73, based on an extremely high 
response rate from our employees.

Employee wellbeing
Throughout the past year, we have 
focused in GB on making improvements 
to work-life balance, improving our 
safety record and supporting a healthier 
workforce. We have continued to invest 
in tools and systems that give our 
employees the tools they need to do 
their roles and provided technology 
that supports more mobile ways of 
working. This enables us to improve 
communication and engagement and 
gives employees the opportunity and 
control to work flexibly in terms of both 
location and hours. Additionally, to 
further our commitment to providing  
a safe working environment, we 
established an on-line training 
campaign targeting driver safety.

To support the health of employees 
and their families we also provide  
a benefits package which includes the 
provision of private healthcare and  
an employee assistance programme. 
Other wellbeing benefits include 
discounted gym membership and  
a cycle to work scheme, which was 
requested by employees and has seen  
a good level of success so far. Our 
employee wellbeing programme has 
been successfully launched in 2011, 
with a focus on healthy eating, exercise 
and general health education.

4

Britvic plc Annual Report 2011

09:48 Kitchen, Glasgow

5

11:25 City Quay, Dublin

6

overview

strategy for growth

Britvic has a strategy for growth through both  
organic growth in its operating territories and 
international expansion.

GB
Will continue to deliver growth by  
four key building blocks

France
Will deliver growth through

•  Delivery of the acquisition-case  

•  Market volume growth on average  

€17m synergies

of 2-3% each year

•  Innovation adding 1-2% revenue to  
the top line in a full average year

• Driving on-the-go distribution

•  Average Realised Price (ARP) 

improvement of at least 1% in  
an average year

Ireland
Has been restructured to take advantage 
of the growth opportunities when market 
conditions improve by

•  Leveraging the new customer 

engagement model

•  Innovation adding 1-2% revenue to  
the top line in a full average year

• Driving on-the-go distribution

•  Revenue management improving ARP

•  Innovation adding 1-2% revenue to  
the top line in a full average year

• Launching into new sub-categories

• Leveraging group brands and capability

International expansion
By focusing on three key drivers

•  Core operations growth in our mature 

export and 3rd party distributor business

•  European expansion by acquisition of 

assets be it PepsiCo bottlers or primarily 
stills drink businesses

•  Non-European expansion by securing 

distribution and franchising agreements 
with local partners to extend the reach 
of Britvic-owned brands in scale markets

Britvic plc Annual Report 2011

7

 
 
8

10:28 Molière, France

9

business review overview

 chairman’s statement

2011 was a challenging year for Britvic following, as it did, 
several years of strong profit growth. Indeed our operating  
profit has increased by over eighty per cent in the six years  
since we floated and became a public company.

In Ireland, trading conditions have continued 
to be very difficult, although we did deliver 
a number of operational successes. We 
restructured the go-to-market model 
which has reduced costs and positively 
changed the way that we interact with 
our customers. For the first time since 
the acquisition in 2007, we launched new 
brands in Juicy drench and Mountain 
Dew, both of which have been successful; 
additionally, we executed a price increase. 
However the very tough macro trading 
conditions have resulted in a 9.6% 
revenue decline.

Sixteen months on since the acquisition, 
and in its first full financial year, Britvic 
France has delivered a very encouraging 
high single digit revenue growth. Our key 
syrup brands of Teisseire and Moulin de 
Valdonne have both taken market share  
and we have successfully introduced  
Fruit Shoot into the market under the 
Teisseire brand. 

Our fourth operating division, Britvic 
International, continued to grow. With 
revenue up 12.8%, both the core business 
and the more recent international franchise 
agreements have performed well. The new 
developments in our franchising activities, 
particularly in the USA, are important steps 
in leveraging the strong group-owned 
brands to drive future revenue and 
earnings growth.

Given the backdrop of rising raw material 
costs we took action to cancel or defer 
discretionary spend. As a result profit after 
tax was up 0.9% but adjusted earnings  
per share was down, due to the increased 
number of shares resulting from the 
equity-raising last year for the acquisition 
of Britvic France. 

Despite the raw material headwinds and 
the difficult trading conditions we have 
delivered a solid set of results. With  
the board confident in the future cash 
generation prospects of the business  
we propose a final dividend of 12.6 pence  
per share, leading to a full year increase of 
6.0% on last year’s dividend. This will be 
payable on 10 February 2012 to shareholders 
on the register on 9 December 2011.

2012 looks likely to be another difficult  
year in each of our operating territories. 
Consumer confidence will continue to  
be fragile as disposable incomes fall and 
unemployment continues to rise. Our plans 
are to take continued action on costs and 
improve execution. We can do nothing to 
change the general environment, but we 
can and will continue to improve the 
things we can control. 

Our pricing growth ambition remains 
unchanged as we look to mitigate the 
impact of continued rises in raw materials. 
Innovation remains a key part of our plans 
and 2012 will see new innovation in all of 
our operating territories as well as a focus 
on continuing the momentum of last year’s 
new launches. The international franchise 
and distribution opportunities continue  
to go from strength to strength and  
offer significant growth prospects in the 
medium-term.

Regardless of the uncertainty in our 
markets, I believe that our great brands, 
strong market positions, experienced 
people and good record on innovation and 
cost management will stand us in good 
stead for the coming year. The business 
is now more geographically spread and 
the recent acquisition in France is going 
well. The board would like to thank both 
the management team and all of the 
employees of Britvic for their commitment 
to the business and their hard work at  
this difficult time.

Gerald Corbett 
Non-Executive Chairman

The financial year has seen both volume 
and revenue growth in our GB, International 
and French operating territories, with 
overall group revenue growth combined 
with cost control leading to group EBITA 
up 4.3% to £138.1 million.

In total our group revenue was up 14.6% 
year on year to just under £1.3 billion. 
Underlying revenue was up 0.8%, 
excluding the results from Britvic France 
which we acquired in May 2010. This 
performance was achieved against the 
background of unprecedented increases 
in raw material costs, an unhelpful summer 
across Western Europe and the weaker 
consumer environment.

GB revenue was up 2.7% in 2011 and over 
the past two years has grown by 11.3%. 
A strong carbonates performance saw 
revenue growth of 7.3%, resulting in Britvic 
growing its market value share against a 
backdrop of increased competitor activity. 
Our strategy of growing distribution in  
the on-the-go channels and continued 
innovation, whilst improving our supply 
chain and business efficiency, is one 
reason for our continued success in  
this market.

10 Britvic plc Annual Report 2011

 
14:30 Heaton Park, Manchester

11

17:45 The King’s Road, London

12

business review overview

 chief executive’s review

In spite of the challenging economic backdrop, Britvic  
has increased group revenues by 14.6% and 0.8% 
excluding France. Group EBITA of £138.1m was 4.3% 
higher than last year.

The 2011 financial year was a challenging 
period for the soft drinks markets. We 
saw accelerated cost inflation in February, 
which resulted in the company increasing 
its raw material guidance from 5-6% to 
9-11%. The timing of our GB pricing and 
business plan negotiations was aligned 
with the VAT increase in January and 
consequently we were unable to offset 
the increased costs in February. The 
summer weather disappointed and 
impacted soft drinks sales in each of  
our markets. Furthermore the growing 
economic challenges have altered the 
spending power and behaviour of 
consumers. 

Nonetheless our GB, France and 
International business units have all 
delivered positive volume and revenue 
growth. Britvic has benefited from the 
diverse nature of its portfolio of great 
brands and in GB saw strong growth  
in carbonates which more than offset 
declines in stills. 

Our GB business delivered pricing growth, 
with average realised price (ARP) up 1.9%, 
reflecting our price discipline in the market. 
We have also grown volumes by 0.8% in 
the full year. 

GB carbonates performance was strong 
with revenue up 7.3% as we increased 
our ARP by 4.2% and also increased 
volumes by 3.0%. Our value share of the 
GB carbonates market, as measured by 
Nielsen, has increased by 20 basis points, 
the result of our successful innovation, 
including products such as Mountain Dew 
Energy, execution of the on-the-go strategy 
and holding our value share in the 
competitive cola market place.

GB stills was impacted by consumers 
choosing more affordable products given 
the economic challenges that they face. 
The poor summer impacted the number 
of outdoor occasions, such as barbecues 
and picnics at which drinks including  
J20 and Fruit Shoot could be enjoyed.  
Our stills performance was also impacted 
by the transition from single to double 
concentrate on the Robinsons brand.  
We have great market leading stills 
brands, all well positioned to take 
advantage when the macro-economic 
situation improves.

The economic challenges in Ireland, 
combined with a poor summer, continued 
to impact the Irish soft drinks market which 
declined in volume and value, constraining 
Britvic Ireland’s delivery at both revenue 
and profit level. In the second half we 
saw clear benefits from the significant 
restructuring we have delivered in the Irish 
business and we continue to review the 
business. We remain fully committed to 
the Irish business and firmly believe the 
strength of our portfolio will deliver growth 
when market recovery begins.

We have seen a strong year of performance 
in Britvic France, delivering high single  
digit revenue growth against a strong 
comparative in the previous year which 
benefited from stronger sales in the syrups 
category during the hot summer. During 
2011 we have seen the launch of Teisseire 
Fruit Shoot and we are very encouraged 
by its progress to date.

Britvic International saw double digit 
revenue growth as we refocused our 
resources behind the growing franchise 
opportunities and away from the slower 
growing Nordic region. We have seen 
exciting results in our existing US and 
Australian Fruit Shoot agreements and  
we have announced further material 
developments for the Fruit Shoot brand  
in the US.

Britvic plc Annual Report 2011

13

business review
chief executive’s review continued

The soft drinks market 
Nielsen data reveals 2011 GB take-home 
volume growth slowing down to 0.8% 
versus its medium term average of 2-3%. 
The soft drinks category was impacted  
by poor weather across the summer, 
lower spending and changing consumer 
shopping decisions based on affordability, 
which impacted the stills categories more 
than carbonates. Despite this, the soft 
drinks market remained resilient with 
volume growing, whilst price went up. 
The GB take-home soft drinks market 
value increased by 5.8%, bolstered by  
the increased VAT rate from 17.5% to 
20.0% alongside manufacturers’ price 
increases to offset increasing raw 
material costs. All soft drinks categories 
delivered value growth this year with the 
exception of dairy and juice drinks. 

Carbonates continued to grow ahead  
of stills in both volume and value. 
Carbonates volume growth was 3.6% 
while value grew by an impressive 8.9%. 
Within carbonates, cola which represents 
50% of the category by volume, grew 
volume by 3.4% and value by 6.9%.  
The strongest performance was from  
the glucose and stimulant category where 
volume grew by an impressive 15.1% and 
value by 15.9%, albeit it represents around 
10% of the overall carbonates category 
volume but more than double in value.

Stills volume declined by 1.8% and value 
grew by 3.1%. Plain water, which is the 
largest category, showed volume growth 
of 1.0%, but the next three scale categories 
all showed volume decline; pure juice down 
5.1%, squash down 6.0% (impacted by 
the move to double concentrate on the 
number one squash brand Robinsons)  
and juice drinks down 2.7%. These four 
categories together make up over 80%  
of the volume of the category and around 
75% of the value.

Once again it was branded soft drinks 
that drove GB market growth in 2011  
and apart from June and July, soft  
drinks have consistently been the best 
performing major impulse category.

The GB pub and club soft drinks market, 
as expected, continued to decline during 
2011, with volume down 2.2% but value  
up 1.3% (MAT to August). Managed pub 
operators grew volume in soft drinks by 
2.2% whilst the independent, leased and 
tenanted pubs declined. In the latest 
quarter to August, with the impact of  
the poor summer, the GB pub and club 
soft drinks market decline accelerated 
with volume down 10.3% and value  
down 6.3%.

In France market volume grew by 2.6% 
and value grew by 4.3%. Britvic France 
currently materially operates only in the 
syrup and pure juice categories, which 
were up by 2.0% and 4.9% in value 
respectively. The fruit drinks category, 
which we have just entered with Teisseire 
Fruit Shoot, grew value by 9.5%.

Unsurprisingly given the difficult macro 
economic background Irish consumers 
continue to seek value and rein in overall 
spending. The soft drinks market has 
continued to decline with take-home 
market volume down by 2.2% although 
the value performance was slightly better 
but down 1.6%. The pub and club channel 
has been severely impacted with volume 
down 8.7% and value down 9.5%.

Britvic’s strategy execution
Management has continued its focus  
on developing the business in five  
main areas:

1. Supporting and growing  
our core GB brands
Brand creation and development are at 
the heart of what we do at Britvic. Britvic 
GB’s six core brands are Pepsi, 7UP, 
Robinsons, Tango, Fruit Shoot and J2O. 
They are the key profit drivers of our GB 
business and therefore the brands to which 
we allocate greatest resource. We continue 
to invest in our strong portfolio of brands 
through both innovation and marketing, to 
ensure that they are preferred by consumers. 
Examples of our successful core GB brand 
performances are shown below:

Pepsi held its value share in the growing 
cola category this year, building on  
share gains in previous years; a strong 
performance given the previously 
documented competitive environment. 
Pepsi Max has taken more share than  
any sub brand within the cola category  
in volume and value1. Our successful 
marketing programmes continue to focus 
on the Pepsi Max brand. This year we 
successfully executed the ultimate test  
of friendship – ‘are you the worlds best 
mate?’ across a quarter of a billion packs. 
Every hour consumers had the chance  
to win either cash for themselves, or the 
ultimate live music VIP experience for 
them and their friends. 

We continue to build on Pepsi’s long 
heritage with music with the exclusive 
three year partnership between Pepsi  
and the world’s largest live music 
promoter, Live Nation. In 2011 Pepsi 
consumers enjoyed the chance to have 
unrivalled access to the UK’s biggest 
music festivals.

1 Source: Nielsen MAT value to October 2011

14 Britvic plc Annual Report 2011

Our on-the-go strategy continues to build 
momentum as we leverage the strength 
of Britvic’s broad carbonates and stills 
portfolio, combined with strong consumer 
engagement programmes such as 
‘Reward Your Thirst’. These programmes 
have proved to be especially successful 
with both our impulse and foodservice 
customers and entries into the on-pack 
promotion have been 40% higher than 
the next best campaign we have run.

Robinsons maintained its position as the 
number one squash brand. Once again 
we used the Wimbledon tennis association 
with a major on-pack promotion giving 
families street tennis kits to experience 
the fun and excitement of Wimbledon in 
the back garden or the local park. 

The Fruit Shoot brand remains the number 
one children’s drink brand1, with a choice 
of variants and pack sizes to meet all 
occasions. This year we launched Fruit 
Shoot Hydro, designed to appeal to older 
children. With a cooler image, a bigger 
350ml bottle and a new formulation,  
Hydro broadens the appeal of Fruit Shoot 
beyond the younger age demographic. 
The launch was supported by TV 
advertising, a consumer engagement 
programme called ‘champions of the 
playground’ and great visibility in-store.

J2O was back on TV this year with the 
‘Smile Tastebuds!’ campaign. Within the 
take-home market, J2O continues to grow 
volume share and hold value share but in 
the current environment the premium juice 
drinks category has been under pressure. 
The heart of the brand is in the pub and 
club channel, where despite the brand’s 
premium price position and the consumer 
looking for value, J2O remains the clear 
number one juice drinks brand. 

2. Innovation and product launches 
2011 saw the introduction of new brands, 
brand extensions and new pack formats 
designed to deliver revenue and margin 
accretion.

The North American brand Mountain  
Dew was introduced in 2010 with a  
new energy formulation, initially available 
in 500ml for the on-the-go occasion.  
Early success led us to launch new pack 
formats in 2011 such as multi-pack PET 
and a 440ml can, to allow the brand to  
be available in new channels and meet 
consumer demand. Mountain Dew 
Energy has received numerous  
accolades this year such as Product 
Launch of the Year at the prestigious 
Retail Industry Awards.

In 2010 across the low and no sugar 
carbonates brands we introduced a bigger 
600ml bottle offering better value across 
Pepsi Max, Diet Pepsi, Tango and 7UP 
Free. The momentum has continued into 
2011 and has successfully contributed  
in driving our carbonates ARP and 
revenue growth. In September this year 
we launched a major carbonates pack 
initative with the launch of multipack cans 
in a 250ml format, available in grocery 
stores. Pepsi, Diet Pepsi and Pepsi Max 
are available now and 7UP Free and 
Tango will be available next spring. 

Robinsons squash large packs went 
through a substantial development by 
moving from single to double concentrate. 
This was supported by the ‘a lot from a 
drop’ campaign on TV and digital media 
across the summer. Our consistent 
objective is to focus on driving value  
and developing added value format 
innovation that differentiates our  
premium positioning. The Robinsons 
brand continues to command a clear 
number one position in the squash 
market and for the third consecutive  
year it was voted a ‘superbrand of the 
year’ by the British public based on 
quality, reliability and distinction.

We took the recently launched brand  
of Lipton Ice Tea into new channels  
with the introduction of a 250ml glass 
bottle for the food service channel, 
supplementing the 500ml on-the-go PET 
bottle and 1.5 litre PET bottle for at-home 
consumption. In take-home Lipton Ice Tea 
has grown its market volume by 26.8% 
versus a year ago and has a category 
share of 64.5%.1

On the back of Mountain Dew Energy’s 
success in the glucose category, we  
have this year launched SoBe Pure Rush 
which plays to the stimulant section  
of the energy category. It is available in  
an on-the-go 250ml can with two great 
tasting flavours and contains no artificial 
colours, flavours or preservatives. This 
has driven SoBe Pure Rush to be an  
early success in the forecourts and  
high street channels.

To maximise the SoBe brand equity  
to the full, we repositioned the PepsiCo 
brand V Water to become part of the 
SoBe family. The packaging has been 
redesigned to improve visibility. New 
flavours have been introduced and 
reformulated to broaden its consumer 
appeal with its focus on low-calorie 
content. SoBe V Water has been the 
fastest growing functional water this  
year and has taken substantial share.

Finally in 2011 we pushed the  
boundaries of soft drinks innovation  
with Turbo Tango, the worlds first use  
of a nitro-fuelled bottle, which provided 
real fun and enjoyment for consumers 
across the summer.

1 Source: Nielsen MAT value to October 2011

Britvic plc Annual Report 2011

15

business review
chief executive’s review continued

3. Britvic International
Britvic International is embarking on a 
three-pronged growth strategy across  
its core export and travel business, 
European expansion through acquisition, 
licensing and franchising.

In Australia Fruit Shoot was launched 
with a concentrate model in November 
2010. Under the agreement Bickford’s 
manufacture, market and sell the brand, 
with Britvic supplying key juice and 
flavour ingredients. Specific formulations 
and packaging solutions have been 
designed for the Australian market 
following extensive market research.  
In its first year we have seen Fruit Shoot 
achieve 17% market share1, making it the 
number two children’s drink. As a measure 
of its success and the confidence that both 
Britvic and Bickford’s have in the brand 
we are discussing how we may expand 
the Fruit Shoot brand footprint in Australia. 

In the US, Britvic began distributing  
Fruit Shoot in 2008 with Buffalo Rock,  
the fourth largest Pepsi bottler in the 
States with an operational footprint in 
Alabama. In 2009 Britvic signed a long 
term distribution agreement with Buffalo 
Rock to formalise the partnership and 
capitalise on the early success of the 
brand with US consumers. In our third 
year in Alabama our growth is an 
impressive 32%.

During 2011 Britvic commenced trials  
with other US Pepsi bottlers and has  
now concluded three further substantial 
and material agreements for Fruit Shoot 
in the US:

Gross & Jarson
We have signed an agreement with 
Gross & Jarson, the third largest Pepsi 
bottler in the US, to distribute Fruit Shoot 
in Kentucky. Gross and Jarson currently 
has the rights to distribute Pepsi as well 
as Lipton, SoBe, Dole and the Starbucks-
branded iced coffee.

Pepsi Bottling Ventures (PBV)
We have signed a long-term agreement 
for both the distribution and manufacture 
of Fruit Shoot with PBV. The distribution 
agreement cements the agreement  
to distribute in both North and South 
Carolina. The agreement to manufacture 
in the US is an important next step in our 
US development. During the second half 
of 2012 Britvic will supply a proprietary 
compound (concentrate) from our 
facilities in Dublin. As well as producing 
for the PBV territory it will also allow 
Britvic to supply other US Fruit Shoot 
bottlers, allowing us to move away from 
shipping finished goods from the UK. 

Pepsi Beverages Company (PBC)
We have reached agreement with Pepsi 
Beverages Company (PBC) to distribute 
Fruit Shoot in its Florida and Georgia 
territories. PBC is the wholly-owned 
manufacturing, sales and distribution 
operating unit of PepsiCo and accounts 
for approximately 75% of PepsiCo’s 
North America volume.

We have also invested in our manufacturing 
capability in Ireland to be able to supply 
concentrate from a newly created company 
in Ireland called Britvic Worldwide Brands 
(BWB).

In the context of larger opportunities  
that we believe exist within franchising 
representing better utilisation of our 
resources, we took the decision to 
withdraw the Robinsons range from  
the Nordics region during the period.

These new Fruit Shoot agreements, 
coupled with the ongoing growth of our 
existing agreements, represent a major 
step forward in the development of our 
international growth strategy. They build 
on the success Fruit Shoot has achieved 
in the UK where, since inception over  
10 years ago, it has become a top-selling 
children’s brand.1

4. Britvic Ireland
The economic challenges facing the  
Irish consumer are well documented  
and continue to have a negative impact 
on the performance of Britvic Ireland. 
Both volume and revenue have come 
under pressure as the soft drinks market 
has declined further. Despite these 
challenges the business has stayed 
focused. Firstly we implemented a 
successful price increase for the first  
time since acquisition. Secondly we 
carried out the previously announced 
restructuring, materially changing our 
go-to-market model and enhancing our 
execution efficiency. Lastly the business 
launched innovation successfully. 
Mountain Dew Energy and Juicy drench 
were two new brands launched into the 
Irish market with both delivering ahead  
of expectations. MiWadi successfully 
transitioned to double concentrate and 
with our single serve pack innovation  
on Pepsi we have moved our on-the-go 
share in cola to its highest ever level.

5. Britvic France
Sixteen months on from the acquisition 
of Britvic France, we are pleased with  
the first full year of high single digit 
revenue growth. The strong syrup brands 
of Teisseire and Moulin de Valdonne have 
both taken share gains this year as a 
result of strong through the line execution 
and innovation launched this year. Our 
large private label juice business has also 
performed well.

Teisseire Fruit Shoot was launched 
successfully and supported by media and 
sampling resulting in good distribution 
levels and surpassing our expectations  
in the first few months since launch.  
The way in which the business has taken 
Teisseire Fruit Shoot to market, combined 
with the growing group capability, has 
demonstrated we can develop our 
business with new product introductions.

Paul Moody
Chief Executive

1 Nielsen grocery September 2011

16 Britvic plc Annual Report 2011

 
 
09:23 Cours Saleya, Nice

17

21:27 Bridge Street, Cardiff

18

business review

financial review

The following discussion is based on Britvic’s results 
for the 52 weeks ended 2 October 2011, with all numbers 
and comparisons quoted on a 52 week basis, before 
exceptional and other items and on a constant 
exchange rate basis. 

Volumes and ARP are adjusted for the 
impact of double concentrate on Robinsons 
and MiWadi to provide meaningful 
comparisons. France is included for the  
full 12 month this year versus only four 
months in the prior year.

Key performance indicators
The principal key performance indicators 
that management use to assess the 
performance of the group are as follows:

•  Volume growth – increase in number  
of litres sold by the group relative to  
prior period.

•  Average Realised Price (ARP) –  
average revenue per litre sold.

•  Revenue growth – increase in sales 
achieved by the group relative to  
prior period.

•  Brand contribution margin – revenue 

less material costs and all other marginal 
costs that management considers to  
be directly attributable to the sale of a 
given product, divided by revenue. Such 
costs include brand specific advertising  
and promotion costs, raw materials,  
and marginal production and distribution 
costs. Management uses the brand 
contribution margin to analyse Britvic’s 
financial performance, because it provides 
a measure of contribution at brand level.

•  Operating profit margin – as previously 
reported, from 2011, the group focuses 
on EBITA (earnings before interest,  
tax and acquisition related amortisation) 
before exceptional and other items  
as the key operating profit measure. 
Margin is calculated by dividing this 
number by revenue. Each business 
unit’s performance is reported down  
to the brand contribution level.

•  Underlying free cash flow – is defined 

as net cash flow excluding movements 
in borrowings, dividend payments, 
exceptional and other items.

•  Underlying return on invested capital 
(ROIC) – ROIC is defined as operating 
profit after applying the tax rate for the 
period, stated before exceptional and 
other items, as a percentage of invested 
capital. Invested capital is defined as 
non-current assets plus current assets 
less current liabilities, excluding all 
balances relating to interest bearing 
liabilities and all other assets or liabilities 
associated with the financing and capital 
structure of the group and excluding any 
deferred tax balances and effective 
hedges relating to interest-bearing 
liabilities. The measure excludes the 
reduction in the asset base following 
the impairments of intangible assets in 
Ireland in 2010 to reflect capital initially 
invested and subsequent returns. To aid 
comparability year on year the results 
and asset base of Britvic France have 
been excluded as 2010 would include 
only four months returns versus 12 
months in 2011. 

Overview 
Britvic sold 2.1bn litres of soft drinks  
in 2011 and grew revenues to almost 
£1.3bn, 14.6% ahead of the previous 
year. Underlying revenues excluding 
France increased by 0.8% to over £1.0bn 
and ARP was up by 1.9%. France had  
a strong full year with revenues growing 
in the high single digit.

Operating profit (EBITA) before exceptional 
and other items for the period was up 
4.3% to £138.1m. Adjusted EPS declined 
by 8.2% versus last year’s 53 week 
comparison with the weighted average 
number of shares increase of 6.9% as  
a result of the equity raised to fund the 
acquisition of Britvic France in May 2010.

Britvic plc Annual Report 2011

19

business review
financial review continued

GB stills

Volume (million litres)

ARP per litre

Revenue

Brand contribution

Brand contribution margin

GB stills full year revenue declined by 
3.2% to £351.2m with volumes down  
by 4.1% and ARP up by 1.0%. During  
the course of the year we experienced 
volume and revenue loss as a result of:

i)  The move from single to double 

concentrate on the Robinsons brand 
which saw some transitional volume 
loss as a result of our execution in  
some retailers, and from our decision 
ahead of the switch to reduce 
promotional activity on the scale  
one litre single concentrate pack.

52 weeks ended
2 Oct 2011
£m

52 weeks ended
26 Sep 2010
£m

% change 
actual
exchange rate

493.5

71.2p

351.2

150.1

42.7%

514.4

70.5p

362.7

169.0

46.6%

(4.1)

1.0

(3.2)

(11.2)

(390)bps

The impact of the higher raw material 
inflation on stills, compared to carbonates, 
combined with negative channel mix saw 
brand contribution margin reduce by 390bps. 

We have a powerful portfolio of brands  
in the stills segment such as Robinsons, 
the number one squash brand; J20, the 
leading adult soft drink; and Fruit Shoot, 
the number one children’s brand. This 
means we are well positioned with our 
portfolio to benefit when economic 
conditions improve.

ii)  The poor summer weather and in 

particular the month of June where the 
total soft drinks market as measured by 
Nielsen contracted by 8.2%. This is  
a key period for the Robinsons brand 
given its strong association with the 
Wimbledon tennis event, but also for 
the other stills brands which typically 
benefit from outdoor social events 
associated with hot summer weather.

iii)  The decline of the stills category as  
a result of the weaker economy on 
consumers both in take-home and in 
the pub and club channel where the 
latest quarter market data to August 
shows soft drinks were down by  
10.3% in volume. Britvic continues  
to outperform in the pub and club 
channel, but with carbonates taking 
share from stills.

GB carbonates

Volume (million litres)

ARP per litre

Revenue

Brand contribution

Brand contribution margin

52 weeks ended
2 Oct 2011
£m

52 weeks ended
26 Sep 2010
£m

% change
actual
exchange rate

1,130.5

44.5p

502.6

189.1

37.6%

1,097.4

42.7p

468.4

183.5

39.2%

3.0

4.2

7.3

3.1

(160)bps

We delivered full year volume growth  
of 3.0% against a very strong comparative 
of 10.2% in the previous year. This year’s 
performance is especially pleasing given 
the strong ARP growth of 4.2%, reflecting 
our price discipline against the backdrop 
of a competitive market place. Revenue 
grew by 7.3% taking the GB carbonates 
segment to over £0.5bn revenue for the 
first time.

Brand contribution of £189.1m 
represented growth of 3.1% on the 
previous year. Brand contribution margin 
declined by 160bps as a result of the 
increased raw materials cost, although we 
have offset some of the impact through 
the success of our innovation such as 
Mountain Dew Energy and continued 
growth in our on-the-go strategy. 

Mountain Dew Energy is now the fastest 
growing brand in the glucose category, 
Pepsi Max continues to lead growth in 
the cola segment and our overall share of 
the on-the-go market has grown. We have 
grown our take home value share of the 
carbonates segment by 20bps and held 
our value share in cola.

20 Britvic plc Annual Report 2011

52 weeks ended
2 Oct 2011
£m

52 weeks ended
26 Sep 2010
£m

% change 
actual
exchange rate

37.8

77.0p

29.1

10.9

37.5%

35.0

73.7p

25.8

9.0

34.9%

8.0

4.5

12.8

21.1

260bps

Fruit Shoot volume in Alabama, working 
with our partner Buffalo Rock, has grown 
by 32% in the latest year through rate  
of sales improvements. In Australia,  
our partner Bickford’s has made Fruit 
Shoot the number two children’s drink 
with a 17% market share1. More recently, 
PBV (Pepsi Bottling Ventures) has been 
distributing Fruit Shoot in the North and 
South Carolinas where they have now 
reached 2,200 outlets, up 30% since  
May 2011. 

The new announcements of agreements 
with Gross & Jarson to distribute in 
Kentucky, long term distribution and 
importantly in-market production with 
PBV and the distribution agreement  
for Florida and Georgia with PBC (Pepsi 
Beverage Company) will accelerate the 
growth of our international plans over  
the medium term.

1 Nielsen grocery September 2011

International

Volume (million litres)

ARP per litre

Revenue

Brand contribution

Brand contribution margin

2011 was another year of double-digit 
revenue growth for Britvic International 
with volumes and ARP all performing 
strongly. Its performance in the year 
enjoyed continued growth of Fruit Shoot 
in the Netherlands, positive growth in  
our scale travel business despite all the 
challenges that this sector faces and good 
growth in export. Additionally we launched 
Fruit Shoot in Belgium towards the end of 
our financial year. We made a strategic 
investment decision to withdraw Robinsons 
from the Nordics region which we entered 
in 2006, as we reallocated resources to 
the bigger opportunity in franchising. The 
impact of this decision in the full year was 
offset by the growth of existing franchise 
and distribution agreements for Fruit Shoot. 

Ireland

Volume (million litres)

ARP per litre

Revenue

Brand contribution

Brand contribution margin

52 weeks ended
30 Sep 2011
£m

52 weeks ended
30 Sep 2010
£m

% change 
actual
exchange rate

% change
constant
exchange rate

210.8

58.7p

162.8

57.8

35.5%

229.1

58.4p

179.0

64.1

35.8%

(8.0)

0.5

(9.1)

(9.8)

(8.0)

0.0

(9.6)

(9.8)

(30)bps

(10bps)

Note: Volumes and ARP include own-brand soft drinks sales and do not include third party drink sales included within total revenue and brand contribution.

Britvic Ireland continues to face very 
challenging macro economic conditions 
and this, combined with disappointing 
weather, has led to the total soft  
drinks market continuing to decline.  
As measured by Nielsen, the take-home 
market performed better than pub and 
clubs but nevertheless is in decline.  
Soft drinks volume in the pub and club 
channel has declined in the latest market 
data by 8.7%. 

Britvic Ireland revenues in the period were 
down by 9.6% on a constant exchange 
rate basis with volumes down by 8.0%. 
ARP was flat, despite successful delivery 
of the price increase and margin accretive 
innovation launched this year, due to 
negative channel mix. Mountain Dew  
and Juicy drench were both launched  
this year and have delivered ahead of our 
expectations. MiWadi, Ireland’s number 
one squash brand, transitioned from 
single to double concentrate successfully 
and has exceeded our expectations. 

We have also successfully driven our 
share of the cola on-the-go market with 
single serve innovation launched on  
Pepsi this year. The restructuring and new 
go-to-market model has been embedded 
well and in part has been a vehicle of 
success for our innovation launches.

Despite these successes the market 
challenges have meant that Britvic 
Ireland’s performance has declined  
year on year.

Britvic plc Annual Report 2011

21

business review
financial review continued

France

Volume (million litres)

ARP per litre

Revenue

Brand contribution

Brand contribution margin

This year is the first full financial year 
incorporation of results from Britvic 
France versus last year’s four months 
inclusion from when we acquired the 
business on 28 May 2010. 

52 weeks ended
30 Sep 2011
£m

28 May 2010 to
30 Sep 2010
£m

286.0

85.6p

244.7

62.0

25.3%

104.5

81.5p

85.2

24.1

28.3%

Teisseire Fruit Shoot was successfully 
launched this year and is performing 
ahead of our expectations in both the 
distribution and the rate of sale we  
have achieved to date. The launch was 
supported by a comprehensive through 
the line marketing plan.

Britvic France had a strong year with full 
year revenue showing high single digit 
growth. This year’s brand contribution 
margin of 25.3% is in line with expectation 
and reflects the higher input cost inflation 
that the business unit incurred compared 
to the GB and Irish businesses, primarily 
due to its greater exposure to ingredients 
such as sugar and juice. Furthermore last 
year’s margin was unusually high due to 
the growth of syrups, which benefited 
from the very hot summer in 2010. Both 
Teisseire and Moulin de Valdonne have 
gained market share year on year. 

22 Britvic plc Annual Report 2011

52 weeks ended
2 Oct 2011
£m

52 weeks ended
26 Sep 2010
£m

% change
actual
exchange rate

8.0

111.1

121.7

94.1

334.9

62.8

5.0%

10.4

94.9

116.2

98.6

320.1

56.7

5.3%

23.1

(17.1)

(4.7)

4.6

(4.6)

(10.8)

(30)bps

Management took strong action to cancel 
or defer discretionary expenditure where 
it was appropriate to mitigate an element 
of the raw material cost increase. Within 
overheads and other there is a reduction 
in the cost of performance incentives as  
a result of the lower performance outturn 
versus scheme targets.

The group A&P as a percentage of sales 
has fallen by 30bps, however in absolute 
spend we increased expenditure by 10.8%. 
The first time full year inclusion of Britvic 
France, which has a material proportion  
of private label revenues has resulted in 
the lower percentage. The GB A&P as  
a percentage of sales was unchanged 
versus last year.

Fixed costs

Non-brand A&P

Fixed supply chain

Selling costs

Overheads and other

Total

Total A&P investment

A&P as a % of net revenue* 
(*excludes 3rd party revenue)

Fixed costs increased by 4.6% in the 
period wholly down to first time inclusion 
of France. Without France the underlying 
fixed costs were lower than last year. 

We have continued to invest in  
below-the-line costs to support the 
medium term growth in the top line and 
margin. This year we have continued to 
invest in customer management resource 
and point-of-purchase spend to drive our 
execution excellence. Additionally, as 
previously communicated, we continued 
to invest to build group capability in areas 
such as franchising.

13:26 The Esplanade, Southend

23

business review
financial review continued

Exceptional and other items 
In the period Britvic has accounted for  
net £25.2m of pre-tax (£19.5m post tax) 
exceptional and other costs, with cash 
exceptional items comprising £18.2m. 

These include:

•  A curtailment gain of £17.7m arising 
due to the closure to future accrual  
of the GB defined benefit pension 
scheme. Offsetting the gain is a one  
off transitional payment of 10% of final 
salary to pension members of £2.9m 
and consultancy costs of £1.6m. 
Therefore the net gain is £13.2m. 

•  Total restructuring costs of £25.0m, 

relating to:
–  Britvic Ireland restructuring costs, 

principally redundancy costs. 

–  Redundancy and restructuring costs 

relating to the separation of functional 
support structures between group  
and the GB business unit. 

–  Outsourcing of the group data centre 
involving dual running and temporary 
infrastructure costs. 

–  Costs of outsourcing our GB full 
service vending operation. This 
includes exit and redundancy costs 
and a write down of the asset values 
held on the balance sheet. 

•  Costs associated with the relocation  
of the Britvic head office of £1.3m.

•  Following the successful refinancing  

of the group’s committed bank facility  
in March 2011, the write off of £1.5m  
of unamortised 2009 refinancing fees. 
This is included within exceptional  
and other finance costs. 

•  Within exceptional and other items  
we include the fair value movement  
of financial instruments where hedge 
accounting cannot be applied. This  
is principally made up of a number  
of share swaps to satisfy employee 
incentive share schemes and an 
interest-rate swap. The value of the  
non cash net movement is a loss of 
£10.6m (£2.9m at interim 2011).The  
fair value movement of the interest  
rate swap is included within  
exceptional and other finance costs. 

The full year exceptional and other costs 
are higher than the interim due to the 
new exceptional items of the relocation  
of the Britvic head office, separation of 
functional support structures between 
group and the GB business unit and the 
increased non cash movement on financial 
instruments, specifically the share hedge.

Interest 
The net finance charge before exceptional 
and other items for the 52 week period 
for the group was £29.9m compared with 
£25.0m in the same period in the prior 
year. The higher interest charge is reflective 
of the financing of the debt element of 
the group’s acquisition of Britvic France 
for a full year and higher commitment 
fees reflecting the increased headroom 
generated by the private placement 
proceeds raised in December 2010 and 
the completion of a larger £400m bank 
facility in March 2011.

Taxation 
The 52 week tax charge of £27.2m before 
exceptional and other items represents an 
effective tax rate of 25.9%, a decrease on 
last year 52 week actual of 0.7% primarily 
due to the lower current tax rate in the UK 
and reduced future tax rate for deferred 
tax purposes. 

Earnings per share
Basic EPS (after exceptional and other 
items) as defined by IFRS for the period  
is 24.3p compared with the actual (21.4)p 
for the 53 week period last year.

Adjusted earnings per share for the period, 
before exceptional and other items and 
adding back acquisition related amortisation, 
was 33.7p, down 8.2% versus 36.7p for 
2010 on a 53 week constant currency basis.

16:30 Cathedral Lanes, Coventry

24

Capital employed
Non-current assets remained broadly  
flat in the period, £680.3m compared  
to £680.1m in the prior period.

Depreciation increased in the period by 
£2.7m to £35.6m. Current assets also 
increased from £366.6m to £384.4m 
driven principally by an increase in trade 
and other receivables. Current liabilities 
have increased from £366.8m to £390.0m 
driven principally by an increase in trade 
and other payables. Note some prior year 
asset numbers have been restated 
following the finalisation of the fair value 
allocation of Britvic France.

Underlying ROIC has decreased to  
21.9% from 22.4% and excludes the 
impact of Britvic France as the business 
was acquired part way through the year  
in 2010. The measure will be rebased on 
lapping a full year of returns in 2012. 

Dividends
The board is recommending a final 
dividend for 2011 of 12.6p per share. 
Together with the interim dividend of  
5.1p per share paid on 8 July 2011,  
this gives a total dividend for the year  
of 17.7p per share, an increase of 6.0% 
on the dividend paid last year. Subject  
to approval at the AGM, the total cash 
outflow of the dividend for the financial 
year is estimated to be £41.9m and the 
final dividend will be paid on 10 February 
2012 to shareholders on record as at  
9 December 2011.

Cash flow and net debt
Underlying free cash flow, defined above, 
was £59.3m in 2011 and £67.8m in 2010. 
2010 was a 53 week trading year 
compared to 52 week for 2011. 

The difference in year on year cash flow 
is due to an increased interest cost with 
the first full year inclusion of debt used  
to part finance the acquisition of Britvic 
France, fees associated to the US private 
placement and the new bank facility 
arranged during the year. Additionally 
capital expenditure has increased in  
the period. 

At 2 October 2011, the group’s non-
adjusted net debt was £530.2m compared 
to £515.9m at 3 October 2010. The adjusted 
net debt (taking into account the foreign 
exchange movements on the derivatives 
hedging our US private placement debt) 
at 2 October 2011 is £452.0m.

Treasury management
The financial risks faced by the group  
are identified and managed by a central 
treasury department. The activities of  
the treasury department are carried  
out in accordance with board approved 
policies and are subject to regular Audit 
and Treasury Committee reviews. The 
department does not operate as a  
profit centre.

Key financial risks faced by the group  
that are managed by treasury include 
exposures to movements in interest  
rates and foreign exchange. The treasury 
department is responsible for the 
management of the group’s debt and 
liquidity, currency risk, interest rate risk 
and cash management. 

The group uses financial instruments to 
hedge against interest rate and foreign 
currency exposures in line with policies 
set by the treasury department and 
approved by the board of directors. No 
derivative is entered into for trading or 
speculative purposes. The group has  
a number of derivatives which are 
economically effective, however do not 
meet the requirements of IAS39 for hedge 
accounting and movements in the fair 
value of these derivatives are therefore 
recorded in the profit and loss account.

At 2nd October 2011, the group’s 
non-adjusted net debt of £530.2m 
(excluding derivative hedges) consisted  
of £2.2m drawn under the group’s 
committed bank facilities, £574.4m of 
private placement notes and £1.2m of 
finance leases. This was netted off with 
around £43.0m of surplus cash and  
£4.6m of issue costs of loans.

Britvic plc Annual Report 2011

25

The BPP is a partner in Britvic SLP and  
is entitled to a share of the profits of the 
partnership over the next 15 years. At the 
end of this period, the partnership capital 
allocated to the BPP will be changed to an 
amount equal to any funding deficit of the 
BPP at that time, up to a maximum value 
of £25m. At that point the group may be 
required to transfer this amount in cash  
to the BPP. 

Both Britvic SLP and Britvic PP are 
consolidated by the group. The investment 
held by the BPP in Britvic SLP does not 
represent a plan asset for accounting 
purposes and is therefore not included  
in the fair value of plan assets. The share 
of profits of Britvic SLP received by the 
BPP will be accounted for by the group as 
contributions when paid. The properties 
transferred to Britvic PP continue to be 
included within the group’s property, plant 
and equipment on the balance sheet and 
the group retains operational flexibility 
over the transferred properties, including 
the ability to substitute the properties 
held by Britvic PP.

In addition to the expected partnership 
income of at least £5m per annum, the 
group will make payments to the BPP  
of £5m by 31 December 2011, £7.5m by  
31 December 2012 and £15m per annum 
by 31 December of each year from 2013 
to 2017. In the event that further tranches 
of the proposal do not proceed, the BPP 
will instead receive total contributions of 
£10m by 31 December 2011, £12.5m by  
31 December 2012 and £20m per annum 
by 31 December of each year from 2013 
to 2022 inclusive.

The amount recognised as an expense  
in relation to the BPP defined contribution 
scheme in the income statement for 2011 
was £5.8m (2010: £3.6m).

In Northern Ireland, the Britvic Northern 
Ireland Pension Plan (BNIPP) was closed 
to new members on 28 February 2006, 
and since this date new employees have 
been eligible to join a stakeholder plan with 
Legal & General. Employees of C&C group 
transferred out of BNIPP on 30 June 2008 
with the bulk transfer of assets for the C&C 
employees taking place in December 2009. 
The latest formal actuarial valuation for 
contribution purposes was carried out as 
at 31 December 2008 and as a result 
shortfall correction additional contributions 
of £90,000 per month until 31 December 
2010, and £125,000 per month from  
1 January 2011 to 31 December 2019  
are being paid in accordance with the 
recovery plan dated December 2009.

In the Republic of Ireland, employees 
continued to participate in a number of 
C&C Group pension schemes following 
the acquisition until transferring into two 
newly formed pension plans called the 
Britvic Ireland Defined Contribution 
Pension Plan and the Britvic Ireland 
Defined Benefit Pension Plan (BIPP) on  
1 September 2008. Since 1 March 2006 
new employees have been offered 
membership of the defined contribution 
plan in the first instance, with the ability 
to transfer into the defined benefit plan 
for future service benefits after a period 
of five years. The first formal actuarial 
valuation was carried out at 31 December 
2009 and is still being finalised.

The amount recognised as an expense  
in relation to the Irish defined contribution 
schemes in the income statement for 2011 
was £0.6m (2010: £0.4m).

business review
financial review continued

Pensions
The group principal pension scheme for 
GB employees, the Britvic Pension Plan 
(BPP), has both a defined benefit and  
a defined contribution section. The defined 
benefit section of the BPP was closed  
to new members on 1 August 2002  
and, following consultation with GB 
employees, was closed to future accrual 
for active members with effect from  
10 April 2011, with members moving  
into the defined contribution section for 
future service benefits. 

Contributions are paid into the plan in 
accordance with the recommendations  
of an independent actuary and as outlined 
in the schedule of contributions. The latest 
formal actuarial valuation for contribution 
purposes was carried out as at 31 March 
2010. Following the conclusion of the 
previous triennial valuation, the final annual 
payment of £10m contributions in respect 
of the funding shortfall, outlined in the 
recovery plan, was made by 31 
December 2010. As a result of the latest 
formal valuation, a proposal was set out 
under which a monetary contribution or 
contributions will be made to enable the 
Trustee of the BPP to acquire an interest 
in a limited partnership. This partnership 
interest is intended to provide the Trustee 
with an income of at least £5m per annum 
in each year over a 15 year period together 
with a final payment of up to a maximum 
of £105m to the extent required under 
funding conditions to be agreed to  
the satisfaction of the Trustee and the 
company, at the end of the 15 year period. 

A first tranche of this proposal was 
completed prior to the period end. Britvic 
Scottish Limited Partnership (Britvic SLP) 
and Britvic Property Partnership (Britvic PP) 
were established by the group and 
properties with a market value of £28.6m 
were then transferred to Britvic PP and 
leased back to Britvic Soft Drinks Limited. 
Britvic SLP holds an investment in Britvic PP. 

26 Britvic plc Annual Report 2011

14:59 Back garden, Bath

27

business review

corporate responsibility

Corporate Responsibility (CR) remains an important  
part of the way that we do business at Britvic. 

The past year has been focused on 
embedding our new strategic vision:  
‘to be a progressive, sustainable, 
responsible company’. The table opposite 
shows a snapshot of our performance 
against the targets that we set ourselves 
last year. While these targets were 
specific to the GB business unit, we  
are now focused on embedding CR 
across the Britvic group.

A comprehensive overview of our  
CR achievements 2010-2011 will be 
published in our 2011 Corporate 
Responsibility Report which will be 
available in January 2012 from the 
company or on our website:  
www.britvic.com.

Progressive
We are committed to harnessing the 
power of our brands to help address 
relevant social and environmental issues. 

Health remains high on the national agenda 
and in the UK, we pledged our support to 
the government’s Responsibility Deal which 
was launched in March, signing up to a 
number of collective pledges. As a result 
of this, we launched an employee health 
and wellbeing programme ‘wellness@
work’ this year, reviewed our catering 
provision to encourage healthier choices, 
and ran a series of physical activity 
challenges for our employees. 

We also continued to support the 
government’s Change4Life programme,  
in particular its Great Swapathon and 
Really Big Summer Adventure, and 
continued to promote healthy and active 
lifestyles through our own marketing 
programmes, including Robinson’s Street 
Tennis and Fruit Shoot Champion of the 
Playground. In line with our targets, we 
also launched two new low sugar products 
– Mountain Dew Sugar Free and Fruit Shoot 
Hydro for children. 

28 Britvic plc Annual Report 2011

We recognise that packaging waste  
is a social and environmental issue and 
while we were unable to deliver the  
pilot recycling scheme we had planned, 
we are actively exploring other options.

Sustainable 
In order to ensure a sustainable future  
for our business we need to invest and 
innovate to minimise our impacts. This 
year we put in place a new sustainability 
committee to look at longer term targets 
and programmes. In 2011 we continued 
to make good progress and achieved 
reductions in our GB water use of 4% 
absolute and in CO2 emissions of 2.5%, 
although we narrowly missed our liquid 
effluent waste ratio target. Two more of 
our GB factories achieved zero waste to 
landfill and we also contributed to WRAP’s 
targets around ‘reduce, reuse and recycle’.

Responsible
As a responsible employer we are 
committed to having a positive impact  
on both our employees and our 
communities. In the past year we have 
grown our employee volunteering 
participation by 5% and will continue  
to support this important activity. Our 
‘enterprise training days’ for teachers  
are now running across Britvic Learning 
Zones at three of our factory sites – 
Beckton, Leeds and Norwich - and  
we were awarded a prestigious IEBE 
(Institute for Education Business 
Excellence) award for the scheme. 
Additionally, by promoting payroll giving  
as an effective tax free way to support 
charities and communities, we increased 
our donations in this way and were 
awarded the National Payroll Giving  
Silver Mark award.

Introduce at least two new low sugar 
products as part of a balanced portfolio

Promote healthier behaviours by 
launching at least two marketing 
initiatives encouraging active lifestyles

Work with the Department of Health 
to participate in a large scale 
Change4Life initiative

Support the delivery of the PepsiCo 
health and wellbeing manifesto pledges 
relating to Britvic’s PepsiCo portfolio

Contribute to WRAP’s Courtauld II 
industry wide targets to reduce, reuse, 
recycle by end 2012 versus 2009

Commit to two more factories 
sending zero to landfill

Continue to roll out our new  
more efficient chiller equipment

Continue to support our charitable 
partners on relevant health,  
social and environmental issues

Launch an employee health and 
wellbeing programme, improving 
work/life balance throughout  
the business

Encourage personal growth through 
continued support for employee 
volunteering by increasing the 
number of those who participate

Support disadvantaged children  
by increasing our fundraising  
for Barnardo’s

Work with the AIM-Progress group 
to ethically audit our suppliers and 
create appropriate action plans

Contribute to an absolute target to 
reduce water use by 20% by 2020 
compared to 2007, with water ratio 
reduction of 4% targeted versus 09/10

Aim to reduce CO2 emissions by 
30% by 2020 compared to 1990 
per tonne of product, with a 2.5% 
reduction targeted versus 09/10

Deliver at least 18 teacher, school 
and NEETs programmes across  
our three Britvic Learning Zones

Reduce liquid (effluent) waste  
ratio by 2.5% versus 09/10

Encourage on-the-go recycling  
by piloting a branded reverse 
vending machine project

business review

business resources

•  A strong customer base. For example,  
in the GB take-home market, Britvic’s 
customers include the “Big 4” 
supermarkets (Tesco, J Sainsbury’s, 
Asda and Wm Morrisons) together with 
a number of other important grocery 
retailers. The group has significant supply 
arrangements with a number of key 
players in the GB pubs and clubs sector 
and leisure and catering channels. 
Through Britvic International, the group 
has built on the success of the Robinsons 
and Fruit Shoot brands by introducing 
these products into markets outside GB.

•  Britvic also has a well-invested and 
flexible group production capability  
and distribution network that enables  
its soft drinks to be made available  
to consumers across all of its operating 
territories.

The main resources the group uses to 
achieve its results are:

•  An extensive portfolio of stills and 

carbonates brands, including Robinsons, 
Pepsi, 7UP,  Tango, J2O and Fruit Shoot. 
The breadth and depth of Britvic’s portfolio 
enables it to target consumer demand 
across a wide range of consumption 
occasions, in all the major soft drinks 
categories and across all relevant routes 
to market. Britvic Ireland owns a number 
of leading brands in the Republic of Ireland 
and Northern Ireland, including Club, 
Ballygowan and MiWadi as well as the 
rights to the Pepsi, 7UP and Mountain 
Dew brands. In France the portfolio 
includes the leading syrup brand Teisseire 
as well as Moulin de Valdonne, Pressade 
and Fruit Shoot.

•  A successful long-standing relationship 

with PepsiCo that resulted in the exclusive 
bottling agreement (EBA) being renewed 
in Great Britain in 2003 for a further 15 
years, with an extension to 2023 on 
admission to the London Stock Exchange. 
The EBA for Ireland lasts until 2015. This 
relationship gives Britvic the exclusive 
right to distribute the Pepsi and 7UP 
brands in Great Britain and Ireland, access 
to all new carbonated drinks developed 
by PepsiCo for distribution in Great Britain 
and Ireland and, to support the 
development of its carbonates offering, 
access to PepsiCo’s consumer and 
customer insight, competitor intelligence, 
marketing best practice, brand and product 
development expertise and technological 
know-how. Britvic has added to its portfolio 
with Mountain Dew Energy in GB and 
Ireland and has also been appointed in 
recent years as the exclusive GB bottler 
of Gatorade, Lipton Ice Tea and SoBe.

Britvic plc Annual Report 2011

29

business review

risks and uncertainties

Risk management process
Britvic’s risk management process has 
been adapted to support its growth 
strategy, focusing on growing the business 
through both acquisition and organic growth 
opportunities. Risk is an inherent part of 
doing business. The intention of the risk 
management process is not to avoid all 
risk, as success comes from managing 
risk through the assessment of the balance 
of risk versus reward set against Britvic’s 
risk appetite. The system of internal 
controls and risk management used to 
identify and manage the principal risks the 
group faces is described in the Corporate 
Governance Report. In assessing risk both 
the financial and reputational impact are 
considered, as Britvic is a brand-led 
business. The principal risks and 
corresponding mitigation set out here 
represent the principal uncertainties that 
may impact on our ability to effectively 
deliver our strategy in the future.

A) Risks relating to the group

1.  An over-reliance on any specific
customer or brand.

Risk – A major retailer, in the take-home 
or pubs and clubs channel, may decide to 
remove our products from its range and 
stock alternative products instead.

Mitigation – Britvic sells its products 
through a wide-range of channels and 
retailers. This broad mix of customers 
reduces our dependency on any one of 
these relationships. Likewise our portfolio 
and innovation launches further diversify 
our range thereby reducing the dependency 
on any one brand.

2.  A termination or variation of the
bottling and distribution arrangements 
with PepsiCo or an adverse development 
in the PepsiCo relationship.

Risk – At the end of the bottling 
agreements or earlier in specific 
circumstances PepsiCo may terminate 
our right to sell their brands.

Mitigation – Britvic reduces this risk  
in two ways. Firstly, the majority of its 
revenues are generated by its wholly-
owned brands. Its brand marketing focus 
and innovation pipeline are balanced 
between its wholly-owned brands and  
the PepsiCo franchised brands. Secondly, 
Britvic places significant emphasis on 
developing its relationship with PepsiCo 
through both extending bottling agreements 
and maintaining an appropriate level of 
communication between the two 
businesses to deal with on-going 
operational issues.

3. Increasing commodity prices.

Risk – Prices for commodities used in the 
production of our products may fluctuate 
widely and have increased significantly 
over the last year mainly due to poor 
crops and scarcity. Therefore the risk is 
two-fold, one of not being able to source 
enough, and one of having to pay more 
than expected.

11:40 The Golden Mile, Blackpool

30

Mitigation – Britvic sources much of its 
planned requirements through forward 
contracts and hedging arrangements and 
is developing new sources of supply. 
Through this process it aims to minimise 
the impact of price fluctuations. 

 4.  Inability to protect the intellectual
property rights associated with its 
current and future brands.

Risk – Failure to maintain these rights 
could result in the value of our brands 
being eroded by copycat products.

Mitigation – Through our legal team we 
proactively look to protect these rights by 
registering the relevant trademarks and 
enforcing these in court when a resolution 
cannot be reached with other parties.

5.  Increase in the group’s funding
needs or obligations in respect of  
its pension scheme. 

Risk – The required revaluations of the 
pension schemes may highlight a 
worsening deficit position that requires 
the company to provide additional cash 
contributions to meet future needs.

Mitigation – The group pensions function 
works closely with the pension Trustees 
to ensure an appropriate portfolio is in 
place to fund pension requirements and 
spread risk as well as possible. New 
employees of the company are enrolled 
into a defined contribution scheme that 
limits future liabilities. The GB defined 
benefit scheme for existing members 
was closed to future accrual in April 2011.

6.  Inadequate IT disaster recovery plans.

Risk – As Britvic has grown, both through 
acquisition and organically, so has its 
reliance on IT systems to function,  
a failure of which could halt production or 
the ability to deliver goods.

Mitigation – Britvic has out-sourced the 
management of its data centre to  
a professional provider with both robust 
disaster recovery and business continuity 
plans capable of meeting both its current 
and future needs.

7.   Failure to deliver the proposed
synergies in France.

Risk – Failure to deliver the cost and 
revenue synergies from the acquisition  
of Britvic France.

Mitigation – An integration plan has  
been adopted with dedicated resources 
to oversee the integration, reporting 
regularly to the board.

8. Restrictions on business as a result 
of the increased Olympic legislation 
for the London 2012 games.

Risk – Restricted ability to advertise Britvic 
products in designated Olympic zones.

Mitigation – The group has undertaken  
a comprehensive exercise to fully 
understand the restrictions in place and 
has developed plans to maximise the 
opportunities available, whilst complying 
with the legislative restrictions in place.

B) Risks relating to the market

1.  A change in consumer preferences
and spending on soft drinks.

Risk – Consumers may decide to switch 
or spend less on soft drinks. 

Mitigation – By offering a range of 
everyday value to premium products 
across a range of sub-categories, Britvic  
is not dependant on any single brand.  
The range has been developed to offer 
consumers choice in terms of flavour, 
cost and formulation.

2.  Potential impact of regulatory
developments.

Risk – Legislation may impact our ability 
to market or sell certain products or engage 
with specific consumers.

Mitigation – Britvic proactively engages 
with the relevant authorities through  
a number of organisations such as the 
British Soft Drinks Association (BSDA) 
and the Food and Drink Federation (FDF) 
in the UK, to ensure it can fully participate 
in the future development of legislation.

3.  Potential impact of taxation changes

Risk – Potential legislation to introduce  
a tax on manufacturers of soft drinks.

Mitigation – Britvic will look to remain 
commercially competitive whilst offsetting 
as much of the cost as possible through 
increasing prices to customers.

C) Risks relating to the ordinary 
shares

There are risks arising out of an investment 
in ordinary shares because of:

1. Actions by the group’s competitors.

Risk – Competitors outperform Britvic in 
the market and so grow their business at 
the expense of Britvic.

Mitigation – Britvic benchmarks its 
operations and processes against 
recognised best practice and invests  
in its people resources, processes and 
assets to maximise performance.

2. US holders potentially not being 
able to exercise pre-emptive rights.

Risk – Under certain circumstances US 
shareholders may not be able to take part 
in equity rights issues.

Mitigation – Britvic Investor Relations 
actively markets the Britvic investment 
case across both European and North 
American markets in order to promote 
diversification of where shares are held, 
thereby reducing the concentration in  
any one country. 

Britvic plc Annual Report 2011

31

 
10:29

11:35

12:48

16:09

14:37

08:32

13:30

32 Britvic plc Annual Report 2011

14:36

18:28

22:28

15:25

13:30

12:07

        every minute 
every hour, every day...

10:27

Britvic plc Annual Report 2011

33

governance

board of directors

2

5

3

6

1

4

7

34 Britvic plc Annual Report 2011

1  Gerald Corbett 

3  John Gibney 

6  Michael Shallow 

Independent Non-Executive Director 
Michael Shallow was appointed a 
Non-Executive Director on 24 November 
2005 and chairs the Audit Committee.

He is also a member of the Nomination 
and Remuneration Committees. In 
addition, he is a Non-Executive Director 
of Domino’s Pizza UK & IRL plc and 
served as Non-Executive Director of 
Spice plc from 2006 until its acquisition 
by Cinven in December 2010. Michael 
was Finance Director of Greene King plc 
from 1991 to 2005 and, prior to that, he 
was an associate partner with Accenture.

7  Bob Ivell 

Senior Independent  
 Non-Executive Director 
Bob Ivell was appointed a Non-Executive 
Director on 24 November 2005 and is the 
company’s Senior Independent Director.

 He chairs the Remuneration Committee 
and is a member of the Audit and 
Nomination Committees. He is also 
currently the Chairman of David Lloyd 
Leisure and Executive Chairman  
of Mitchells and Butlers plc.

 During the 1980s, Bob was the 
Managing Director of Beefeater and 
was also on the board of Scottish & 
Newcastle plc as Chairman of the Retail 
Division between 1999 and 2004 and 
was Executive Chairman of Regent Inns 
PLC between 2004 and 2008.

Group Finance Director 
John Gibney was appointed Finance 
Director in 1999 and is responsible for 
finance, legal, estates, risk management 
and business transformation.

Prior to joining Britvic, he was Senior 
Corporate Finance & Planning Manager 
for Bass PLC, and prior to that role, 
Finance Director and subsequently 
Deputy Managing Director of Gala Clubs.

4  Ben Gordon  

Independent Non-Executive Director 
Ben Gordon was appointed a Non-
Executive Director on 15 April 2008.

He is also a member of the Audit, 
Nomination and Remuneration 
Committees. He is the former Chief 
Executive of Mothercare plc and former 
Senior Vice President and Managing 
Director, Disney Store, Europe and  
Asia Pacific. Ben has also held senior 
management positions with WHSmith 
group in the UK and the USA and L’Oreal 
S.A. in France and the UK. He has  
an MBA from INSEAD.

5  Joanne Averiss 

Non-Executive Director 
Joanne Averiss was appointed a 
Non-Executive Director on 18 November 
2005 and is the PepsiCo Nominee Director.

 She has been a member of the PepsiCo 
legal department since 1990, holding  
a series of positions in the UK and the 
US and most recently acting as the Head 
of Legal (UK and Europe) for PepsiCo 
International’s food and snack beverages 
division. Joanne is also a Trustee and 
Chair of the Mesen Educational Trust.

Independent Non-Executive Chairman 
Gerald Corbett has been Non-Executive 
Chairman of the company since  
24 November 2005. He chairs the 
Nomination Committee and is a member 
of the Remuneration Committee. Gerald 
is also Chairman of Moneysupermarket.
com and of the Royal National Institute  
of the Deaf. He is also a Non-Executive 
Director of the investment and stock 
broking business, Numis Securities and of 
Towry Holdings Limited.

 Gerald was a Non-Executive Director  
of Greencore Group plc from 2004 until 
February 2010, the Chairman of SSL 
International plc from 2005 until October 
2010 and of the Woolworths Group plc 
from 2001 to 2007, Chief Executive of 
Railtrack plc from 1997 to 2000, Group 
Finance Director of Grand Metropolitan 
plc from 1994 to 1997 and Group 
Finance Director of Redland plc between 
1987 and 1994. He was a Non-Executive 
Director of the property group MEPC plc 
from 1995 to 1998 and Burmah Castrol 
plc from 1998 to 2000 and the High 
Sheriff of Hertfordshire between April 
2010-11.

2  Paul Moody 

Chief Executive 
Paul Moody became Chief Executive 
upon the company’s flotation in 
December 2005 and is responsible  
for the day-to-day running of the business.

 Prior to that he had held a number of 
senior roles including Managing Director 
and Chief Operating Officer. He joined 
Britvic in 1996 as Director of Sales for 
grocery multiples (supermarkets) having 
previously worked for Golden Wonder 
and Pedigree Pet Foods. Paul is also 
currently a Non-Executive Director of 
Johnson Service Group PLC, Chairman  
of business4Life, and Immediate Past 
President and a Director of The British 
Soft Drinks Association Limited.

Britvic plc Annual Report 2011

35

governance
directors’ report

For the 52 weeks ended 2 October 2011 

The directors are pleased to present their report and the consolidated financial statements of the company and its subsidiaries  
for the 52 weeks ended 2 October 2011.

Principal activities 
The group trades principally as a manufacturer and distributor of soft drinks.

Business review 
A detailed review of the group’s activities and of future plans is contained within the Chairman’s Statement on page 10 and the  
Chief Executive’s Review and Business Review on pages 13 to 31. The information contained in those sections fulfils the requirements  
of the Business Review, as required by Section 417 of the Companies Act 2006 and should be treated as forming part of this report.

Results and dividends 
The group’s profit for the 52 weeks ended 2 October 2011 before taxation attributable to the equity shareholders amounted  
to £79.9 million (2010: loss of £28.8 million) and the profit after taxation amounted to £58.4 million (2010: loss of £48.2 million).

An interim dividend of 5.1 pence (2010: 4.7 pence) per ordinary share was paid on 8 July 2011. 

The directors are proposing a final dividend for the 52 weeks ended 2 October 2011 of 12.6 pence (2010: 12.0 pence) per ordinary share. 
This will be paid on 10 February 2012 to shareholders on the register at close of business on 9 December 2011, subject to shareholder 
approval. 

Directors 
The following were directors of the company during the 52 weeks ended 2 October 2011: Gerald Corbett, Paul Moody, Joanne Averiss, 
John Gibney, Ben Gordon, Bob Ivell and Michael Shallow. 

Subject to company law and the company’s articles of association (the ‘articles’), the directors may exercise all of the powers of the 
company and may delegate their power and discretion to committees. The Executive Committee is responsible for the day-to-day 
management of the group.

The articles give the directors power to appoint and replace directors. Under the terms of reference of the Nomination Committee,  
any appointment must be recommended by the Nomination Committee for approval by the board. The articles also require directors  
to retire and submit themselves for election to the first annual general meeting following appointment and to retire at the annual  
general meeting held in the third calendar year after election or last re-election, but to comply with provision B.7.1 of the UK Corporate 
Governance Code published by the FRC in June 2010 all of the directors will submit themselves for re-election at the forthcoming  
annual general meeting (AGM). Their biographical details are set out on page 35 of this report.

Directors’ interests 
The directors’ interests in ordinary shares of the company are shown within the Directors’ Remuneration Report on pages 45 to 53.  
No director has any other interest in any shares or loan stock of any group company.

Other than Joanne Averiss, who is a director of a number of PepsiCo’s subsidiaries, no director was or is materially interested in  
any contract other than his service contract, subsisting during or existing at the end of the 52 weeks ended 2 October 2011, which  
was significant in relation to the group’s business. Further details of Joanne Averiss’ appointment are set out on page 40 in the  
Corporate Governance section of the Annual Report.

Directors’ liabilities
As at the date of this report, indemnities are in force under which the company has agreed, to the extent permitted by law  
and the company’s articles, to indemnify:

•		The	directors,	in	respect	of	all	losses	arising	out	of,	or	in	connection	with,	the	execution	of	their	powers,	duties	and	responsibilities	 

as directors of the company or any of its subsidiaries; and 

•		Directors	of	companies	which	are	corporate	trustees	of	the	group’s	pension	schemes	against	liability	incurred	in	connection	 

with those companies’ activities as trustees of such schemes.

Directors’ remuneration
The Remuneration Committee, on behalf of the board, has adopted a policy that aims to attract and retain the directors needed  
to run the group successfully. The directors’ remuneration report is shown on pages 45 to 53. 

Annual general meeting 
Details of the company’s forthcoming AGM are set out in a separate circular which has been sent to all shareholders with this report.

36 Britvic plc Annual Report 2011

 
Employee involvement 
The group uses a number of ways to engage employees on matters that impact them and the performance of the group. These  
include annual roadshows at key sites by members of the Executive Committee, regular team meetings, the publication of a  
bi-monthly internal newsletter, ‘Britvic Life’, together with the ‘b.link+’ intranet site providing easy access to the latest company 
information as well as company policies and vacancies. The company organises quarterly formal business performance updates for 
employees, which are cascaded by line managers. An Employee Involvement Forum was established in 2004 through which nominated 
representatives ensure that employees’ views are taken into account regarding issues that are likely to affect them. In addition, where 
the group has entered into a recognition agreement with a trade union, it fulfils its obligations to consult and negotiate accordingly.  
The group approaches these relationships from a partnership perspective. A robust employee opinion survey process is also in place  
to ensure that employees are given a voice in the organisation and that the group can take action based on employee feedback. This 
covers a variety of topics including leadership and line management, employee wellbeing, career development, training, communications 
and corporate responsibility commitments.

All eligible employees are able to participate in the Britvic Share Incentive Plan which gives them the opportunity to purchase ordinary 
shares in the company using money deducted from their pre-tax salary, and to receive matching shares from the company, up to a 
maximum of £75 per four week pay period until 8 December 2011 and £50 per four week pay period from 9 December 2011.

Equal opportunities
The group is committed to providing equality of opportunity to all employees without discrimination and applies fair and equitable 
employment policies which ensure entry into and progression within the group. Appointments are determined solely by application  
of job criteria and competency.

Disabled persons
Disabled persons, whether registered or not, are accorded equal opportunities when applying for vacancies, with due regard to their 
aptitudes and abilities. In addition to complying with legislative requirements, procedures ensure that disabled employees are fairly 
treated in respect of training and career development. For those employees who become disabled during the course of their employment, 
the group is supportive, whether through retraining or redeployment, so as to provide an opportunity for them to remain with the group, 
wherever reasonably practicable. 

In the opinion of the directors, all employee policies are deemed to be effective and in accordance with their intended aims.

Supplier payment policy
It is group policy to agree terms and conditions for its business transactions with all suppliers. Payment is made in accordance  
with these terms provided the supplier meets its obligations. The average number of days of payments outstanding for the group  
at 2 October 2011 was 48 (2010: 48). 

Political contributions
During the 52 weeks ended 2 October 2011, the group and its subsidiaries made no political contributions (2010: Nil).

Charitable donations 
During the 52 weeks ended 2 October 2011, the group and its subsidiaries donated £581,297 for charitable purposes (2010: £310,421). 
This included cash and product donations directly to charitable organisations and other investment in support of community 
programmes (employee volunteering).

Major shareholders 
At 29 November 2011 the company has been notified, pursuant to DTR5 of the Financial Services Authority’s Disclosure and 
Transparency Rules, of the following notifiable voting rights in its ordinary share capital:

Black Rock Investment Management (UK) Limited1
Route One Investment Company, LLP
PepsiCo, Inc.
Legal & General Group Plc

Number of 
ordinary shares

Percentage  

of voting rights

18,736,229
15,082,580
10,739,120
  8,633,246

7.79%
6.25%
4.97%
3.99%

Nature of  
holding

Indirect
Direct
Direct
Direct

1    Holding includes 15,042,586 ordinary shares (representing 6.26% of the 7.79% of total voting rights shown in the above table) which would be held by Black Rock 

Investment Management (UK) Limited, if all financial instruments notifiable under DTR 5.3.1(1)(b) were triggered in full.

Britvic plc Annual Report 2011

37

 
 
governance
directors’ report continued

Share capital
As at 2 October 2011, the company’s issued share capital comprised a single class of shares referred to as ordinary shares.  
1,284,343 ordinary shares were allotted and issued to the Trustee of the Britvic Share Incentive Plan at par value during the 52 weeks 
ended 2 October 2011 to enable the Trustee to meet its obligations under the Britvic Share Incentive Plan. Full details of the ordinary 
share capital can be found in note 13 to the parent company financial statements which should be treated as forming part of this report.

On a show of hands at a general meeting of the company every holder of ordinary shares present in person and entitled to vote shall 
have one vote and on a poll, every member present in person or by proxy and entitled to vote shall have one vote for every ordinary 
share held. The Notice of AGM specifies deadlines for exercising voting rights and appointing a proxy or proxies to vote in relation to 
resolutions to be passed at the AGM. All proxy votes are counted and the numbers for, against or withheld in relation to each resolution 
are announced at the AGM and published on the company’s website after the meeting. 

There are no restrictions on the transfer of ordinary shares in the company other than:

•		Certain	restrictions	may	from	time	to	time	be	imposed	by	laws	and	regulations	(for	example,	insider	trading	laws).

•	 Pursuant to the Listing Rules of the Financial Services Authority whereby certain employees of the company require the approval  

of the company to deal in its ordinary shares.

Resolution 16, which will be proposed as a Special Resolution at the 2012 annual general meeting, will give the company authority  
to use its available cash resources to acquire up to 24,140,000 of its own shares in the market for either cancellation or to hold them  
as treasury shares. The directors will only use this power after careful consideration, taking into account market conditions prevailing  
at the time, other investment opportunities, appropriate gearing levels, and the overall position of the company. The directors will only 
purchase such shares after taking into account the effects on earnings per share and the benefits for shareholders.

IFG Trust (Jersey) Limited, as trustee of the Britvic Employee Benefit Trust (the ‘Trustee’), holds 0.005% of the issued share capital of 
the company, as at 29 November 2011, on trust for the benefit of the executive directors, senior executives and managers of the group.  
A dividend waiver is in place in respect of the Trustee’s holding. The Trustee is not permitted to vote on any unvested shares held in the 
trust unless expressly directed to do so by the company.

Under the rules of the Plan eligible employees are entitled to acquire shares in the company. Plan shares are held in trust for participants 
by Equiniti Share Plan Trustees Limited (the ‘Trustees’). Voting rights are exercised by the Trustees on receipt of participants’ instructions. 
If a participant does not submit an instruction to the Trustees no vote is registered. In addition, the Trustees do not vote on any unawarded 
shares held under the Plan as surplus assets. As at 29 November 2011, Trustees held 0.43% of the issued share capital of the company.

The company is not aware of any agreements between shareholders that may result in restrictions on the transfer of securities and / or 
voting rights.

There are no agreements between the company and its directors or employees providing for compensation for loss of office or 
employment (whether through resignation, purported redundancy or otherwise) that occurs because of a takeover bid. The company’s 
banking arrangements are terminable upon a change of control of the company. Certain other indebtedness becomes repayable if a 
change of control leads to a downgrade in the credit rating of the company. The company’s agreements with PepsiCo are terminable 
upon a change of control.

The company’s articles may only be amended by a special resolution at a general meeting of shareholders. No amendments are 
proposed to be made to the existing articles at the 2012 AGM.

Financial risk management
It is the group’s objective to manage its financial risk so as to minimise the adverse fluctuations in the financial markets on the group’s 
reported profitability and cash flows. The specific policies for managing each of the group’s main financial risk areas are detailed in the 
Treasury Management section of the Business Review on page 25.

38 Britvic plc Annual Report 2011

Directors’ statement as to disclosure of information to auditors
So far as each director is aware, there is no relevant audit information (as defined by the Companies Act 2006) of which the auditors  
are unaware. Each director has taken all steps that ought to be taken by a director to make himself aware of and to establish that the 
auditors are aware of any relevant audit information.

A copy of the financial statements is placed on the company’s website. The maintenance and integrity of this website is the responsibility of 
the directors. The work carried out by the auditors does not involve consideration of these matters and accordingly, the auditors accept 
no responsibility for any changes that may have occurred to the financial statements since they were initially presented on the website.

Legislation in the United Kingdom governing the preparation and dissemination of financial statements may differ from legislation in 
other jurisdictions.

Going concern 
In presenting the financial statements on a going concern basis, the directors have considered both the business activities and principal 
risks and uncertainties as set out in the Business Overview and Business Review on pages 1 to 31. In addition, the directors have 
considered the following factors: the group’s ability to generate cash flows, the financial resources available to it, headroom under bank 
covenants, and exposure to credit risk. Based on the group’s cash flow forecasts and projections, the board is satisfied that the group 
will be able to operate within the level of its facilities for the foreseeable future. For this reason the group continues to apply the going 
concern basis in preparing its financial statements. 

Auditors
Ernst & Young LLP have indicated their willingness to accept reappointment as auditors of the company and a resolution proposing  
their reappointment is contained in the Notice of AGM and will be put to the shareholders at the AGM.

By order of the board

Emma Thomas  
Company Secretary 
29 November 2011

Britvic plc Annual Report 2011

39

governance
corporate governance report

UK corporate governance code compliance
The company is committed to high standards of corporate governance and supports the principles laid down in the UK Corporate 
Governance Code published by the FRC in June 2010 (the ‘Code’). This statement describes how the principles of the Code are  
applied and reports on the company’s compliance with the Code’s provisions. 

The directors consider that the company has been in compliance with the provisions of the Code throughout the 52 weeks ended  
2 October 2011. 

The board
The board of directors (‘the board’) currently has seven members, comprising the Non-Executive Chairman, Chief Executive, Finance 
Director, three further independent Non-Executive Directors and the PepsiCo nominated Non-Executive Director. All of the directors  
bring strong judgement to the board’s deliberations. The board is of sufficient size and diversity that the balance of skills and experience 
is considered to be appropriate for the requirements of the business. With the exception of the PepsiCo nominated Non-Executive 
Director, Joanne Averiss, the Non-Executive Directors are all independent of management and free from any business or other 
relationship, including those relationships and circumstances referred to in provision B.1.1 of the Code that could materially interfere 
with the exercise of independent and objective judgement. In addition to her fiduciary obligations to act in the best interests of  
the company, Joanne Averiss is required under her letter of appointment to discharge her duties in the interests of the company  
notwithstanding her connection with PepsiCo. The company considers that, on appointment, the Chairman was independent for the 
purposes of provision A.3.1 of the Code. The Non-Executive Directors were all appointed for an initial three-year term and, thereafter, 
subject to satisfactory performance, may serve one or two additional three-year terms, with a thorough review of their continued 
independence and suitability to continue as directors if they are to remain on the board for more than six years.

The Chairman and Chief Executive
The different roles of the Chairman and Chief Executive are acknowledged. A responsibility statement for each of those roles has been 
agreed with the Chairman and Chief Executive, respectively, and adopted by the board. The Chairman is primarily responsible for the 
workings of the board and ensuring that its strategic and supervisory role is achieved and for ensuring effective communication with 
shareholders. The board has delegated appropriate responsibilities to the Executive Committee (which comprises in addition to the 
Executive Directors, the Marketing Director, Customer Management Director, Supply Chain Director, Strategy Director, Human Resources 
Director, and the Managing Director of Britvic GB) who are responsible for the day-to-day running of the business, carrying out agreed 
strategy and implementing specific board decisions relating to the operation of the group. 

Senior Independent Non-Executive Director
The Senior Independent Non-Executive Director, Bob Ivell, is available to shareholders if they have concerns which are not resolved 
through the normal channels of Chairman, Chief Executive or Finance Director; or for which such contact is inappropriate. 

The directors
The biographical details of the board members are set out on page 35. The directors have all occupied, or occupy, senior positions in  
UK and/or non-UK listed companies and have substantial experience in business. The Non-Executive Directors do not participate in any 
of the group’s pension schemes or in any of the group’s bonus, share option or other incentive schemes. At all times there has been  
a majority of Non-Executive Independent Directors on the board, in compliance with Code provision B.1.2. The company’s articles of 
association (the ‘articles’) provide that all directors will stand for re-election at least every three years but to comply with provision B.7.1  
of the Code, all of the directors now submit themselves for re-election at each AGM of the company.

Role of the board
The board is collectively responsible for the proper management of the company. The board normally meets ten times each financial year 
and has a formal schedule of matters reserved to it for decision making, including responsibility for the overall management and 
performance of the group and the approval of its long-term objectives and commercial strategy, approval of annual and interim results, 
annual budgets, material acquisitions and disposals, material agreements and major capital commitments, approval of treasury policies, 
and assessment of its going concern position.

Board members are given appropriate documentation in advance of each board or committee meeting. This normally includes a detailed 
report on current trading and comprehensive briefing papers on matters where the board will be required to reach a decision. Senior 
executives below board level attend board meetings where appropriate to present business updates. 

There is an established procedure for the preparation and review, at least annually, by the board of medium-term plans and the annual 
budget. The business reports monthly on its performance against its agreed budget. The board receives a monthly update on performance 
and reviews any significant variances at each of its meetings. All major investment decisions are subject to post-completion reviews.  
At least one of the board’s regular meetings every year is devoted to reviewing and agreeing the company’s long-term strategy.

The Company Secretary maintains a record of attendance at board meetings and committee meetings, further details of which are set 
out on page 42. During the year the Chairman met with the Non-Executive Directors without the Executive Directors present and the 
Non-Executive Directors met without the Chairman present, to evaluate his performance. 

Directors’ and officers’ insurance cover is provided by the company in line with normal market practice, for the benefit of directors in 
respect of claims arising in the performance of their duties. 

40 Britvic plc Annual Report 2011

Board performance evaluation
The formal annual evaluation of the performance of the board, its committees and individual directors was undertaken during the year. 
This consisted of an internally run exercise led by the Chairman with the assistance of the Company Secretary. The appraisal questionnaire 
used in connection with the process was wide-ranging and based on questions outlined in the Code, covering both board and committee 
performance. The board considered that an internally run exercise was most appropriate in the current year but agreed annually to give 
consideration to whether an externally facilitated evaluation may be appropriate.

The appraisal output is used to identify strengths and development areas and confirmed that the board and its committees were 
operating effectively. Individual performance was also appraised, based on one-to-one interviews with the Chairman, or in the case  
of the Chairman, with the Senior Independent Director following consultation with each of the other directors. 

Independent professional advice
The board has approved a procedure for directors to take independent professional advice at the company’s expense if necessary.  
No such advice was sought by any director during the year. In addition, the directors have direct access to the advice and services  
of the Company Secretary, who is responsible for ensuring that board procedures are followed.

Training and development
The Company Secretary is responsible for preparing and co-ordinating an induction programme for newly appointed directors, including 
presentations from senior management on different aspects of the business, as well as guidance on their duties, responsibilities and 
liabilities as a director of a listed company. Business familiarisation involves directors visiting sites in the UK, Ireland and France. The 
Non-Executive Directors are encouraged to visit group manufacturing sites to enable them to gain a greater understanding of the group’s 
activities and to meet senior managers throughout the business. Every director has access to appropriate training as required 
subsequent to his appointment and is encouraged to develop his understanding of the company.

Conflicts of interest 
The company’s articles were amended at the 2008 AGM, in line with the Companies Act 2006, to allow the board to authorise potential 
conflicts of interest that may arise and to impose limits or conditions, as appropriate. Any decision of the board to authorise a conflict  
of interest is only effective if it is agreed without the participation of the conflicted directors, and in making such a decision, as always, 
the directors must act in a way they consider in good faith will be most likely to promote the success of the company. The company  
has established a procedure whereby actual or potential conflicts of interest are regularly reviewed and for the appropriate authorisation 
to be sought prior to the appointment of any new director or if a new conflict arises. During the year under review this procedure was 
adhered to and operated effectively. 

Board committees 
There are a number of standing committees of the board to which various matters are delegated. Each has formal terms of reference 
that have been approved by the board which are available on the group’s website (www.britvic.com). Details are set out below:

The Nomination Committee 
The Nomination Committee comprises Ben Gordon, Bob Ivell, Michael Shallow and Gerald Corbett, who acts as its Chairman. The 
committee meets as necessary and is responsible for considering and recommending to the board persons who are appropriate for 
appointment as Executive and Non-Executive Directors. There is a formal, rigorous and transparent procedure for the appointment  
of new directors to the board under which the Nomination Committee interviews suitable candidates who are proposed either by 
existing board members or by an external search firm. Careful consideration is given to ensure proposed appointees have enough time 
available to devote to the role and that the balance of skills, knowledge and experience on the board is maintained. When dealing with 
the appointment of a successor to the Chairman, the Senior Independent Director will chair the committee instead of the Chairman. 
When the committee has found a suitable candidate, the Chairman of the committee will make a proposal to the whole board, which 
has retained responsibility for all such appointments. During the year, the Nomination Committee met to consider matters relating to 
succession planning and to consider the continued independence of the Non-Executive Directors prior to their reappointment. The 
Chairman reports the outcome of its meetings to the board.

The Remuneration Committee 
The Remuneration Committee comprises Gerald Corbett, Ben Gordon, Michael Shallow and Bob Ivell, who acts as its Chairman. It is 
responsible for: (i) making recommendations to the board on the group’s policy on the remuneration of the company’s Chief Executive, 
Chairman, the Executive Directors, the Company Secretary and other members of the Executive Committee; (ii) the determination,  
within agreed terms of reference, of the remuneration of the Chairman and of specific remuneration packages for each of the Executive 
Directors and other members of the Executive Committee, including pension rights, any compensation payments and benefits; and  
(iii) the determination of awards under the company’s employee share plans to the Executive Directors, the Company Secretary and  
other members of the Executive Committee. It meets at least three times a year and during the year met four times. Full details of  
its activities and of directors’ remuneration are set out in the Directors’ Remuneration Report on pages 45 to 53. Those pages detail 
compliance with the legal requirements with regard to remuneration matters. The Chairman of the Committee reports the outcome  
of its meetings to the board. 

Britvic plc Annual Report 2011

41

governance
corporate governance report continued

The Audit Committee 
The Audit Committee comprises Ben Gordon, Bob Ivell and Michael Shallow, who acts as its Chairman. The board is satisfied that 
Michael Shallow, who is a chartered accountant and was formerly Finance Director of Greene King plc, has recent and relevant financial 
experience as required by the Code. 

The role of the Audit Committee is to monitor the financial reporting process, the integrity of the group’s interim and annual financial 
statements prior to their submission to the board and the statutory audit of the annual and consolidated accounts. It is also responsible 
for reviewing the group’s internal financial control and risk management systems, advising the board on the appointment of external 
auditors, overseeing the relationship with the external auditors, approving auditor remuneration, reviewing the group’s whistle-blowing 
procedures, reviewing accounting policies, compliance and monitoring and reviewing the effectiveness of the group’s internal audit function.

The committee met three times during the year, including immediately prior to the publication of the company’s interim and preliminary 
results statements. On each occasion the Group Finance Director, the Head of Internal Audit and Risk and the company’s external 
auditors attended by invitation. Other senior executives of the company are invited to attend by the committee as appropriate.

Significant areas of review during the year included the continued embedding of Britvic’s real-time risk management solution across the 
group. The committee also reviewed the group’s refreshed business continuity plans, which are managed on-line and were the subject  
of a number of workshops. The committee also received comprehensive reports from the Head of Internal Audit and Risk on the outputs 
and progress of the internal audit plan. 

The Audit Committee regularly monitors the relationship with the auditors and assesses their performance, cost-effectiveness, objectivity 
and independence. It agrees the scope of the audit work and discusses the results of the full year audit and interim review each year.  
At each Audit Committee meeting the external auditors meet with the committee without management being present.

The Audit Committee is responsible for ensuring that an appropriate relationship is maintained between the group and its auditors. The 
group has a policy of controlling the provision of non-audit services by the external auditors in order to maintain their independence and 
ensure that their objectivity and independence are safeguarded. This control is exercised by ensuring non-audit projects, where fees are 
expected to exceed £50,000, are subject to the prior approval of the Chairman of the Audit Committee and the Group Finance Director. 
If non-audit project fees are expected to exceed £150,000 the prior approval of the Audit Committee is required. The committee has 
scrutinised the internal procedures of the company’s auditors, Ernst & Young LLP, and satisfied itself that the independence and objectivity 
of the auditors are not affected by the non-audit work undertaken.

Attendance at meetings
The attendance of directors at board and committee meetings during the 52 weeks ended 2 October 2011 was as follows:

Gerald Corbett
Paul Moody 
Joanne Averiss
John Gibney
Bob Ivell
Michael Shallow 
Ben Gordon 

Total number of meetings 

Board

Nomination  
Committee

Remuneration  
Committee

Audit  

Committee

10
10
10
10
9
10
9

10

1
-
-
-
1
1
1

1

4
-
-
-
4
4
4

4

-
-
-
-
3
3
3

3

42 Britvic plc Annual Report 2011

 
Shareholder relations 
The company is committed to maintaining good communications with shareholders. Senior executives, including the Chairman,  
Chief Executive and Group Finance Director, have dialogue with individual institutional shareholders in order to develop an understanding  
of their views which is discussed with the board. All directors are offered the opportunity to meet with major shareholders to listen to 
their views and, in addition to a monthly report prepared by the Group Finance Director, receive regular reports prepared by an independent 
capital markets advisory firm which provides comprehensive information relating to the company’s major shareholders.

Presentations are made to analysts, investors and prospective investors covering the annual and interim results and the company  
seeks to maintain a dialogue with the various bodies which monitor the company’s governance policies and procedures. The Business 
Review set out on pages 10 to 31 details the financial performance of the company as well as setting out the risks it faces and plans  
for the future. The Company Secretary generally deals with questions from individual shareholders. All shareholders will have the 
opportunity to ask questions at the company’s AGM on 25 January 2012. At the AGM, the Chairman will give a statement on current 
trading conditions and the chairmen of the Nomination, Remuneration and Audit Committees will be available to answer questions.  
The Chairman will advise shareholders on proxy voting details. In addition, the group’s website containing published information  
and press releases can be found at www.britvic.com

Internal control
The board has overall responsibility for the group’s system of internal control and risk management and for reviewing its effectiveness. 
In discharging that responsibility, the board confirms that it has established the procedures necessary to apply the Code, including clear 
operating procedures, lines of responsibility and delegated authority. These procedures have been in place since the company listed  
and are regularly reviewed by the board. 

Business performance is managed closely and the board and the Executive Committee have established processes, as part of the 
normal good management of the business, to monitor:

•		Strategic	plan	achievement,	through	a	regular	review	of	progress	towards	strategic	objectives;

•		Financial	performance,	within	a	comprehensive	financial	planning	and	accounting	framework,	including	budgeting	and	forecasting,	

financial reporting, analysing variances against plan and taking appropriate management action;

•		Capital	investment	and	asset	management	performance,	with	detailed	appraisal,	authorisation	and	post	investment	reviews;	and

•		Principal	risks	and	risk	management	processes,	which	accords	with	the	Turnbull	guidance	published	by	the	FRC	in	October	2005	 

and is supported by reports from the Head of Internal Audit and Risk that the significant risks faced by the group are being identified, 
evaluated and appropriately managed, having regard to the balance of risk, cost and opportunity. The board has delegated the 
management of risk to the Group Risk Committee, chaired by the Company Secretary, which reviews the group risk register on  
a quarterly basis, and reports to the Audit Committee at least twice a year.

Management, with the assistance of the finance function, is responsible for ensuring the appropriate maintenance of financial records 
and processes that ensure all financial information is relevant, reliable, in accordance with the applicable laws and regulations, and 
distributed both internally and externally in a timely manner. A review of the consolidation and financial statements is completed by 
management to ensure that the financial position and results of the group are appropriately recorded, circulated to members of the 
board and published where appropriate. All financial information published by the group is subject to the approval of the board, on the 
recommendation of the Audit Committee.

Risk management process
There is in place an ongoing process for identifying, evaluating and managing the significant risks faced by the group, which has 
operated throughout the year. This process involves a quarterly assessment of functional and business unit risk registers, which is 
reviewed and signed off by the Group Risk Committee. The group’s risk management framework is designed to support this process  
and is the responsibility of the Group Risk Committee, chaired by the Company Secretary. The risk framework governs the management 
and control of both financial and non-financial risks. The adoption of this policy throughout the group enables a consistent approach to 
the management of risk at both regional and business unit level. The internal audit function holds regular workshops across the group  
to ensure a consistent deployment of the framework and test compliance with the policy.

In addition, during the year, the Audit Committee received:

•		Reports	from	the	Head	of	Internal	Audit	and	Risk	on	the	work	carried	out	under	the	annual	internal	audit	plan;	

•		Risk	management	reports,	including	the	status	of	actions	to	mitigate	major	risks	and	the	quantification	of	selected	risks;	and,

•	Reports	from	the	external	auditors.

Through the monitoring processes set out above, the board has conducted a review of the effectiveness of the system of internal 
control during the year. The system of internal control is designed to manage, rather than eliminate, the risk of failure to achieve 
business objectives and it must be recognised that it can only provide reasonable and not absolute assurance against material 
misstatement or loss. In that context, the review, in the opinion of the board, did not indicate that the system was ineffective or 
unsatisfactory and the board is not aware of any change to this status up to the date of approval of this report. 

Britvic plc Annual Report 2011

43

governance
corporate governance report continued

Statement of directors’ responsibilities in relation to the financial statements
The directors have prepared the financial statements for the group in accordance with International Financial Reporting Standards 
(‘IFRS’) as adopted by the European Union, and for the company in accordance with United Kingdom Generally Accepted Accounting 
Practice (‘UK GAAP’).

In the case of UK GAAP financial statements, under English company law it is the directors’ responsibility to prepare financial statements 
for each financial period, which give a true and fair view of the state of affairs of the company as at the end of the financial period and  
of the profit or loss of the company for that period. In preparing those financial statements, the directors are required to:

•		Select	suitable	accounting	policies	and	then	apply	them	consistently;

•		Make	judgements	and	estimates	that	are	reasonable;

•		State	whether	applicable	accounting	standards	have	been	followed;	and

•		Prepare	the	financial	statements	on	a	going	concern	basis	unless	it	is	inappropriate	to	presume	that	the	company	will	continue	in	business.

In the case of IFRS financial statements, IAS1 requires that the financial statements present fairly for each financial period the group’s 
financial position, financial performance and cash flows. This requires the faithful representation of the effects of transactions, other 
events and conditions in accordance with the definitions and recognition criteria for assets, liabilities, income and expenses set out in 
the International Accounting Standards Board’s ‘framework for the preparation and presentation of financial statements’. In virtually  
all circumstances, a fair presentation will be achieved by compliance with all applicable IFRS. Directors are also required to:

•		Properly	select	and	apply	accounting	policies	consistently;

•		Present	information,	including	accounting	policies,	in	a	manner	that	provides	relevant,	reliable,	comparable	and	understandable	

information; 

•		Provide	additional	disclosures	when	compliance	with	the	specific	requirements	in	IFRS	is	insufficient	to	enable	users	to	understand	
the impact of particular transactions, other events and conditions on the group’s financial position and financial performance; and

•		State	that	the	group	has	complied	with	IFRS.

The directors are responsible for keeping proper accounting records which disclose with reasonable accuracy at any time the financial 
position of the group and to enable them to ensure that the financial statements comply with the Companies Act and Article 4 of the 
IAS Regulation. They are also responsible for the system of internal controls, for safeguarding the assets of the group and hence for 
taking reasonable steps for the prevention and detection of fraud and other irregularities.

Disclosure and transparency rules
The directors confirm that, to the best of their knowledge: 

(a)  The financial statements, which are prepared in accordance with IFRS as adopted by the European Union, give a true and fair view  
of the assets, liabilities, financial position and profit or loss of the company and the undertakings included in the consolidation as a 
whole; and 

(b)  The business review includes a fair review of the development and performance of the business and the position of the company 

and the undertakings included in the consolidation taken as a whole, together with a description of the principal risks and uncertainties 
that they face. 

Neither the company nor the directors accept any liability to any person in relation to the annual report and financial statements except 
to the extent that such liability could arise under English law. Accordingly, any liability to a person who has demonstrated reliance on any 
untrue or misleading statement or omission shall be determined in accordance with section 90A of the Financial Services and Markets 
Act 2000.

44 Britvic plc Annual Report 2011

governance
directors’ remuneration report

For the 52 weeks ended 2 October 2011 

The following is a report by the Remuneration Committee (the ‘committee’), which has been approved by the board of Britvic plc for 
submission to shareholders. This report has been prepared in accordance with the Companies Act 2006 and Schedule 8 of The Large 
and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008. In addition, the committee has followed the 
principles of good governance set out in the UK Corporate Governance Code (the ‘Code’) and has complied with the requirements  
of the UKLA Listing Rules. It provides the company’s statement of how it has applied the principles of good governance relating to 
directors’ remuneration and is intended to communicate the company’s policies and practices on executive remuneration.

In accordance with the Companies Act 2006, a resolution will be submitted to the AGM to approve the Directors’ Remuneration Report.

Membership of Remuneration Committee 
During the year, the committee consisted wholly of independent Non-Executive Directors:

Bob Ivell (Chairman) 
Michael Shallow 
Ben Gordon  
Gerald Corbett

At the invitation of the Chairman of the Committee, the Chief Executive and Human Resources Director attend the meetings of the 
committee except when their own remuneration is under consideration. Details of the attendance by committee members at committee 
meetings are shown in the Corporate Governance Report on page 42.

Composition and terms of reference 
The committee’s composition and terms of reference are in line with the Code and are available on the company’s website or on 
request from the Company Secretary. While the Chairman of the board is a member of the committee, he is not present when his own 
remuneration is under discussion.

The committee meets not less than three times a year and has responsibility for:

•		Looking	at	executives’	remuneration	in	terms	of	the	pay	policy	of	the	company	as	a	whole,	pay	and	conditions	elsewhere	in	the	group,	

and the overall cost to the shareholders;

•		Making	recommendations	to	the	board	on	the	group’s	policy	on	the	remuneration	of	the	company’s	Chief	Executive,	Chairman,	 

the Executive Directors and other members of the Executive Committee; 

•		Determining,	within	agreed	terms	of	reference,	and	taking	into	account	corporate	performance	on	environmental,	social	and	

governance issues, the remuneration of the Chairman and specific remuneration packages for each of the Executive Directors  
and other members of the Executive Committee, including pension rights, any compensation payments and benefits; 

•		Determining	the	level	and	extent	to	which	awards	should	be	made	to	the	Executive	Directors	and	other	members	of	the	Executive	
Committee under the company’s employee share plans. The committee also ensures compliance with the Code in this respect and 
takes into consideration the wider pay and employment conditions of the employees across the company. 

Advisors 
The committee has appointed an external consultant, Towers Watson, to provide advice on executive compensation issues  
and performance-related remuneration. The company is also advised by Towers Watson on other remuneration-related issues.  
The following individuals also provided material advice or services to the committee during the year:

Paul Moody (Chief Executive);  
John Gibney (Group Finance Director); 
Doug Frost (Group Human Resources Director); and 
Julie Withnall (Group Head of Reward) 

Remuneration objectives  
The principal objective of the remuneration policy is to provide market competitive levels of remuneration for the company’s senior 
executives, including incentive arrangements that will reward successful execution of the company’s short- and long-term strategy.  
The committee believes that this requires: 

•		The	provision	of	mid-market	base	salaries	and	incentive	levels	for	the	sector,	with	appropriate	leverage	to	reward	sustained	

exceptional performance and support the future growth plans of the company; 

•		A	reward	structure	that	places	appropriate	emphasis	on	short-term	operating	performance	and	sustained	longer-term	performance;	and	

•		Competitive	incentive	arrangements	that	are	underpinned	by	a	balance	of	operational	and	long-term	performance	metrics	to	provide	

both a focus on business performance and alignment with returns to the company’s shareholders. 

Britvic plc Annual Report 2011

45

governance
directors’ remuneration report continued

Remuneration policy and components of remuneration 
The remuneration policy has been designed to provide market competitive remuneration relative to appropriate peer groups for  
base salary and incentive opportunity. The table below outlines the purpose for and performance measures attaching to each  
element of the package.

Base salary 

Short-term  
incentive plan

Executive share  
option plan 

Purpose  

•	 Positions the role and the individual fairly within  
a competitive market range derived from a peer 
group of similar-sized UK-listed companies.

Performance Measure 

•	Individual	contribution.

•	Sustained	value	in	the	business.

•	 Provides focus on the delivery of the financial 

•	Profit	Before	Tax	(PBT)	(50%).

targets set out in the annual budget.

•	Net	revenue	(25%).

•	Free	cash	flow	(25%).

•	 Provides focus on longer-term share price growth.

•		EPS	growth	during	the	three	year	 

•	Reflects	sustained	delivery	of	earnings	growth.

•	Alignment	to	shareholder	interests.

performance period.

Performance  
share plan 

•	 Provides focus on sustained growth and  

•		Relative	TSR	positioning	against	a	peer	group	 

long-term returns to shareholders.

of similar sector companies (50%).

•		Average	Return	on	Invested	Capital	(‘ROIC’)	 

during the three year performance period (50%).

The committee believes that the remuneration of Executive Directors should be appropriately balanced between base salary  
and performance-related pay elements with the predominant proportion of potential reward being linked to performance. 

The table below shows the current pay mix in place for Executive Directors under both target and maximum performance scenarios.

Executive Director reward elements

Chief 
Executive

Maximum

Target

Maximum

Target

Group 
Finance 
Director

0  

10  

20  

30 

40 

50 

60 

70 

80 

90 

100 

Percentage of total

Base       Bonus       ESOP       PSP

46 Britvic plc Annual Report 2011

The committee regularly reviews the remuneration policy to ensure that it is sufficiently flexible to take account of future changes  
in the company’s business operations and environment, provides alignment to shareholder interests and that it recognises key 
developments in remuneration practice. The committee believes the remuneration policy described above remains appropriate and that  
the incentive structure does not raise environmental, social or governance risks by inadvertently motivating irresponsible behaviour.

Remuneration in practice 

Base salary 
Salaries are reviewed annually to take account of:

•	The	individual	performance	and	contribution	of	each	Executive	Director;

•	The	annual	salary	review	budget	for	the	rest	of	the	group;

•	Business	performance;

•	Mid-market	data	for	a	peer	group	of	UK-listed	companies	of	similar	revenue	size	and	scope	to	the	company;	and

•	Mid-market	data	for	the	few	relevant	companies	in	the	UK	food	and	beverage	sector.

When determining directors’ remuneration, the committee considers market data provided by Towers Watson in June 2011  
and the overall GB salary review budget which was 2% in 2011/12 with increases of 2.5% for on target performance.

Taking into account the above factors, the committee has decided that salaries will increase as shown in the table below.

Chief Executive
Group Finance Director

Base salary as at  
31 January 2011

£500,000
£318,990

Base salary as at  
31 January 2012

£510,000
£325,370

% increase

2%
2%

Incentive plans 
In setting incentive levels, the committee considers mid-market data on short- and long-term incentive opportunity from a peer group  
of consumer goods and retail sector companies. 

The committee seeks to ensure that variable pay is determined by relevant and stretching measures of performance that are consistent 
with the strategic objectives and risk profile of the company, in order to appropriately align directors’ interests with those of shareholders 
and to engender appropriate risk-based behaviour.

Short-term incentive plan 
In 2010/11, targets were approved by the committee at the beginning of the year and were aligned to internal targets and strategic 
business objectives. 

  Target

Maximum

Performance metrics

Chief Executive 

70% 

140% 

Group Finance Director 

60% 

120% 

Target bonus is payable for achievement of target PBT, net revenue growth 
and free cash flow performance.

Maximum bonus is payable for the achievement of exceptional performance 
targets.

For 2010/11, a bonus of 0% of salary for the Chief Executive and 0% of salary for the Group Finance Director was earned for below 
threshold performance against our stretching internal targets. 

The committee has decided to maintain the same target and maximum bonus opportunity for executive directors in 2011/12 as  
applied in 2010/11.

The committee has also decided that the key short-term operational drivers of the business for 2011/12 remain appropriate and therefore 
the same bonus structure as applied in 2010/11 should continue. Therefore bonuses will be paid for achievement of performance targets 
based on PBT, net revenue growth and free cash flow and will be set at appropriately stretching levels. 

Britvic plc Annual Report 2011

47

17

 
governance
directors’ remuneration report continued

Long-term incentives – executive share option plan 
Annual grants of options are made to senior executives, at the discretion of the board, over shares in Britvic plc at the market price  
at date of grant. The level of option grant and the performance conditions are determined and reviewed by the committee annually. 
Options are normally exercisable between three and ten years from the date of grant to the extent that the performance conditions 
have been satisfied. 

For 2011/12, the committee has decided to maintain the same focus on long-term EPS growth as applied in 2010/11 and believes the 
performance range remains sufficiently stretching in the context of the current business outlook and growth strategy of the company. 

Face  
value1

300%
250%

Chief Executive
Group Finance 
Director

1   Based on market price at grant

Performance conditions  
in 2011/12 

EPS growth over the three-year performance period
Threshold vesting 
25% of the grant vests for EPS growth equivalent to RPI +3% per annum. No awards will vest below
this level of performance. 

Maximum vesting
100% of the grant vests for EPS growth equivalent to RPI +7% per annum.
Vesting is on a straight line between threshold and maximum. Options lapse to the extent that the 
performance condition is not achieved. 

Long-term incentives – performance share plan 
Annual grants of performance shares are made at the discretion of the board to senior executives and managers. The awards normally 
vest at the end of the three-year performance period, to the extent that the performance conditions are achieved.  

Face  
value1

Performance conditions  
in 2011/12  

Chief Executive  100% 

50% of the award was subject to a performance condition of TSR relative to a peer group of  
20 companies2.

Group Finance 
Director

100%

Threshold vesting 
25% of the TSR element of the award vests at median performance.
Maximum vesting
100% of the TSR element of the award vests at upper quartile.
Vesting is on a straight line between threshold and maximum.
50% of the award was subject to a ROIC performance condition.
Threshold vesting
25% of the ROIC element of the award vests at three-year average ROIC of 21.5%.
Maximum vesting
For the ROIC element of the award to vest in full, three-year average ROIC of 22.3%  
must be achieved or exceeded.
Vesting is on a straight line between threshold and maximum.

1  Based on market price at grant

2    The comparator companies are: AG BARR, Associated British Foods, C&C Group, Dairy Crest, Diageo, Fuller Smith & Turner, Glanbia, Greencore, Greene King, 

Marston’s, Nichols, Northern Foods, Origin Enterprises, Premier Foods, Reckitt Benckiser, SABMiller, Smith & Nephew, Tate and Lyle, Uniq, Wetherspoon. 

48 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
Other share plans
Executive Directors participate in the Britvic Share Incentive Plan (the ‘SIP’), which is an all-employee tax approved share scheme  
open to employees based in Great Britain. The SIP has three parts, all of which the directors participate in:

•		Free	share	awards	are	made	annually	at	the	discretion	of	the	committee.	The	value	of	the	award	is	discretionary	and	the	maximum	 
is 3% of reckonable earnings, capped at £3,000. In light of our 2010/11 performance against internal targets, the committee has 
determined that no award of free shares will be made in April 2012.

•	Partnership	shares	are	purchased	by	employees	through	payroll	deductions	between	£5	and	£115	per	pay	period.

•		Matching	shares	are	provided	by	the	employer	to	individual	purchasing	partnership	shares	on	a	one	for	one	basis	up	to	a	maximum	 

of £50 per pay period from 9 December 2011 onwards (previously £75 per pay period).

Share ownership guidelines 
To align the interests of Executive Directors and shareholders, share ownership guidelines are in place that require Executive Directors  
to acquire a shareholding equal to their annual salary within five years from IPO (calculated at the IPO share price) or from the point of 
joining Britvic (calculated at the share price on the date of joining). Until this holding is acquired, the Executive Directors may not sell any 
shares other than to finance the cost of exercising options and any tax liabilities arising from the vesting of long-term incentive plans, 
unless approved by the committee, for example, in cases of financial hardship.

Retirement benefits 
The Executive Directors ceased participation in the defined benefit section of the Britvic Pension Plan (the ‘Plan’) on 10 April 2011 
following the closure of the Plan to future accrual. Both Executive Directors now receive a cash allowance in replacement of pension. 

The cash allowance payable:

•		Reflects	contributions	Britvic	would	have	made	to	the	defined	contribution	section	of	the	Plan	had	these	individuals	elected	to	join,	

less a deduction to ensure the cash allowance is cost neutral to the company from a National Insurance perspective. 

•	Is	paid	at	a	rate	of	24.6%	of	pensionable	pay	to	the	Chief	Executive	and	22.0%	of	pensionable	pay	to	the	Group	Finance	Director.

Both Executive Directors continue to have a deferred pension in the defined benefit section of the Plan and also the Britvic executive 
top-up scheme (the ‘Scheme’), the company’s unfunded retirement benefits scheme which also closed to future accrual on 10 April 
2011. The normal retirement age for Executive Directors is 60. 

Other benefits 
Executive Directors receive an annual car benefit or allowance and membership of the company’s private medical healthcare plan.

Service contracts 
The current policy is for the notice period in the Executive Directors’ service contracts to be normally no longer than 12 months.  
The service contracts of the current Executive Directors include the following terms:

Effective date  
of contract

Unexpired term  
(approx. months)

Notice period from 
director (months)

Notice period from 
company (months) 

Paul Moody 
John Gibney

14 December 2005
14 December 2005

121
121

6
6

12
12

1   Executive Directors are appointed on 12-month rolling contracts.

There are no special provisions for Executive or Non-Executive Directors with regard to compensation in the event of loss of office.  
In the event of the employment of an Executive Director being terminated, the committee would pay due regard to best practice  
and take account of the individual’s duty to mitigate their loss.

Britvic plc Annual Report 2011

49

 
governance
directors’ remuneration report continued

Other appointments 
The Executive Directors are not permitted to have any engagement with any other company during the term of their appointment 
without the prior written consent of the board. 

The Chief Executive’s current external appointments are:

•	Non-Executive	Director	of	Johnson	Service	Group	plc
•	Director	of	The	British	Soft	Drinks	Association	Limited
•	Chairman	of	business4Life

The Group Finance Director has no such external appointments.

Chairman’s letter of appointment and benefits 
Under his letter of appointment, Gerald Corbett was appointed Chairman of the company for an initial three-year term to 14 December 
2008. This has been extended until 14 December 2014 subject to annual re-election by the company’s shareholders in accordance with 
the Code.

The Chairman’s fees were adjusted from £183,750 to £223,750 in January 2011 to reflect the fact that Britvic no longer provides the 
Chairman with a chauffeur. On the chauffeur’s appointment, the Chairman’s fees were reduced by £40,000. The increase made in 2011 
was the same amount. 

Following a review of market data for Chairman’s fees and taking into account the Chairman’s workload, as well as increases elsewhere 
in Britvic, the Chairman’s fee from January 2012 will be increased by 2% to £228,225 per annum.

Non-Executive Directors 
The Non-Executive Directors do not have service contracts but instead have Letters of Appointment for a three-year term, subject to 
annual re-election by the company’s shareholders in accordance with the Code.

Effective date  
of contract

Unexpired term  
(approx. months)

Notice period from 
director (months)

Notice period from 
company (months) 

Non-Executive Directors: 
Gerald Corbett
Joanne Averiss
Ben Gordon
Bob Ivell
Michael Shallow

14 December 20111
14 December 20111
15 April 20111
14 December 20111
14 December 20111

36
36
28
36
36

  12
  3
  3
  3
  3

12
  3
  3
  3
  3

1     The Non-Executive Directors’ letters of appointment have been extended for a further three-year term to 14 December 2014 with the exception of Ben 

Gordon whose letter of appointment has been extended for a further three-year term to 14 April 2014.

Remuneration of Non-Executive Directors consists solely of fees. Non-Executive Directors’ fees are reviewed by the board annually and 
they do not participate in any of the group’s pension schemes or in any of the group’s bonus, share option or other incentive schemes. 

The basic fee for Non-Executive Directors from 1 January 2012 will be increased by 2% to £48,960 per annum. The additional fees of 
£8,000 per annum payable to the Senior Independent Director and to the Chairmen of the board committees will remain unchanged for 2012. 

50 Britvic plc Annual Report 2011

 
Performance graph – total shareholder return 
The committee considers the FTSE 250 excluding Investment Trusts Index is a relevant index for total shareholder return  
and comparison disclosure as it represents a broad equity market index in which the company is a constituent member. 

Historical TSR performance
Growth in the value of a hypothetical £100 holding over five years 

FTSE 250 excluding Investment Trusts comparison based on spot values

250

200

150

100

50

0

FSTE 250 Excluding Investment Trusts             Britvic

1 Oct 2006  

30 Sept 2007  

28 Sept 2008  

27 Sept 2009  

3 Oct 2010  

30 Sept 2011

Audited information 

Directors’ remuneration 

Executive Directors: 
Paul Moody

John Gibney

Non-Executive Directors: 
Gerald Corbett
Joanne Averiss
Ben Gordon
Bob Ivell
Michael Shallow

Basic Salary  
and Fees 
£’000

Taxable  
Benefits1 
£’000

Performance  
Related Bonuses2 
£’000

Total  
2010/11 
£’000

495

316

212
47
47
63
55

22

23

60
-
-
-
-

0

0

-
-
-
-
-

517 

339

272
47
47
63
55

Total  
2009/10 
£’000

1,150

692

263
46
46
62
54

1 

 Benefits for Paul Moody and John Gibney incorporate all taxable benefits and expense allowances arising from employment, which relate mainly to  
the provision of an annual car benefit or allowance and membership of the company’s private medical healthcare plan. Benefits for Gerald Corbett relate  
to the provision of a chauffeur assigned to him until January 2011; the figure shown being the total gross amount before mitigation for business use.

2  For 2010/11 no bonus is payable for either Executive Director.

Britvic plc Annual Report 2011

51

 
governance
directors’ remuneration report continued

Directors’ interests in share options 
The Executive Directors participate in the Britvic Executive Share Option Plan (on the terms and subject to the EPS growth performance 
condition as described on page 98). 

Date of  
grant

At start of 
year/date of 
appointment

Granted  

during year

Exercised 
during year

Lapsed  

during year

At end of 
year/date of 
cessation

Option   
exercise  

price (pence)

Date  
from which 
exerciseable

Expiry  
date

Paul Moody

Total

John Gibney

15/12/051
06/12/061
05/12/071
05/12/082
07/12/092
07/12/102

15/12/051
06/12/061
05/12/071
05/12/082
07/12/092
07/12/102

273,005
338,776
246,369
615,068
372,326
-

1,845,544

124,366
162,245
119,135
330,486
200,065
-

-
-
-
-
-
310,111

310,111

- 
-
-
-
-
166,634

Total 

936,297

166,634

-
-
-
-
-
-

-

- 
-
-
-
-
-

-

-
-
-
-
-
-

-

-
-
-
-
-
-

-

273,005
338,776
246,369
615,068
372,326
310,111

2,155,655

124,366
162,245
119,135
330,486
200,065
166,634

1,102,931

245.0
245.0
347.0
221.0
387.0
465.0

245.0
245.0
347.0
221.0
387.0
465.0

15/12/08
06/12/09
05/12/10
05/12/11
07/12/12
07/12/13

15/12/08
06/12/09
05/12/10
05/12/11
07/12/12
07/12/13

15/12/15
06/12/16
05/12/17
05/12/18
07/12/19
07/12/20

15/12/15
06/12/16
05/12/17
05/12/18
07/12/19
07/12/20

1     Awards of share options from 2005 to 2007 vested at 40% threshold (EPS growth equal to RPI + 3% compound over three years) and 100% at maximum  

(EPS growth equal to RPI + 7% compound over three years).

2   Awards of share options from 2008 onwards vest 25% at threshold with the EPS performance condition calibrated as detailed above.

The market price of the company’s shares on 2 October 2011 was 315.0p and the range of closing prices during the year was  
289.9p to 503.5p.

Directors’ interests in the performance share plan 

The Executive Directors participate in the Britvic Performance Share Plan (as described on page 99).

  Date of award

At start of 
year/date of 
appointment

Awarded  
during year 

Vested  

Lapsed  

during year

during year

At end of 
year/date of 
cessation

Market price 
at date of 
award (pence)

05/12/071
05/12/082
05/12/093
07/12/104

05/12/071
05/12/082
05/12/093
07/12/104

61,592
205,024
124,110
-

390,726

39,712
132,196
80,026
-

251,934

-
-
-
103,370

103,370

-
-
-
66,654

66,654

61,592
-
-
-

61,592

39,712
-
-
-

39,712

-
-
-
-

-

-
-
-
-

-

-
205,024
124,110
103,370

432,504

-
132,196
80,026
66,654

278,876

339.0
224.0
380.1
475.4

339.0
224.0
380.1
475.4

Vesting  
date

05/12/10
05/12/11
07/12/12
07/12/13

05/12/10
05/12/11
07/12/12
07/12/13

Paul Moody

Total 

John Gibney

Total 

1     Awards of performance shares in 2006 and 2007 vest 40% at threshold (TSR performance at median of comparator group of similar companies)  

and 100% at maximum (TSR at upper quartile of comparator group). 

2     Awards of performance shares in 2008 vest 25% at threshold and 100% at maximum (with 50% of the award subject to the TSR performance condition  

detailed above and 50% of the award subject to threshold ROIC of 16.5% and maximum ROIC condition of 17.8%).

3    Awards of performance shares in 2009 vest 25% at threshold and 100% at maximum (with 50% of the award subject to the TSR performance condition 

detailed above and 50% of the award subject to threshold ROIC of 20.7% and maximum ROIC condition of 21.5%).

4     Awards of performance shares in 2010 vest 25% at threshold and 100% at maximum (with 50% of the award subject to the TSR performance condition 

detailed above and 50% of the award subject to threshold ROIC of 21.9% and maximum ROIC condition of 22.7%).

52 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Directors’ interests in shares  

Britvic plc ordinary shares of 20p each

Executive Directors:
Paul Moody
John Gibney

Non-Executive Directors:
Gerald Corbett
Joanne Averiss
Ben Gordon
Bob Ivell
Michael Shallow

2 October 2011
354,846
315,051

3 October 2010 
323,294
294,220

103,695
8,696
11,393
10,870
21,739

103,695
8,696
11,393
10,870
21,739

The above shareholdings are all beneficial interests and include shares held on behalf of the Executive Directors by the Trustee of the 
Britvic Share Incentive Plan which is detailed on page 97. 

In the period 2 October 2011 to 30 November 2011 there has been no change in the directors’ interests, other than through the monthly 
purchases in October and November of partnership and matching shares under the share incentive plan, resulting in an increase in the 
interests held by Paul Moody and John Gibney of 113 shares each. 

Pensions 
The table below shows, amongst other items, as at the year end, the accrued pension should the director leave employment; the 
increase in the accrued pension during the year; the increase excluding inflation and member contributions; the transfer value of  
accrued pension; and any increase / (decrease) in this value assessed on the transfer value basis as under the Britvic Pension Plan  
(the ‘Plan’). This disclosure is in compliance with both the London Stock Exchange Listing Rules and the Companies Act 2006. 

Directors’ disclosures as at 2 October 2011

Age (last 
birthday) at 
02/10/11

Accrued 
pension at 
02/10/11 p.a.

Increase 
in accrued 
pension1 p.a.

Increase 
in accrued 
pension2,4 p.a.

Transfer  
value of 
increase 
in accrued 
pension3,4           

Transfer  
value of accrued 
benefits - 
02/10/11 

Transfer  
value of accrued 
benefits - 
03/10/10 

Increase in 
transfer value 
over accounting 
period less 
directors’ 
contributions4

54
51

£210,100 
£186,100 

£12,300 
£9,000 

£1,200 
£-900 

£7,400 
£-21,000 

£3,528,100 
£2,641,000 

£3,355,500 
£2,652,200 

£159,800 
£-19,400 

Name of Director

Paul Moody
John Gibney

1   Absolute increase during accounting period.

2  

Increase in accrued pension during the accounting period, net of inflation (measured using the Retail Prices Index).

3   Net of inflation (measured using the Retail Prices Index) and contributions.

4     The figures for John Gibney are negative because the impact of changes in market conditions on the transfer value calculations outweighs the nominal 

increase in accrued pension over the year.

The defined benefit section of the Plan and the Britvic Executive Top-Up Scheme (the ‘Scheme’) were closed to future accrual on 10 
April 2011. Most active members transferred to the defined contribution section of the Plan, but the two directors listed above opted to 
cease tax-relievable pension provision at the point of closure and instead now receive a cash sum in lieu of pension contributions. The 
cash sum received by Paul Moody equates to 24.6% of basic salary and that received by John Gibney equates to 22% of basic salary. 
The accrued pensions and transfer values listed above are calculated on the basis of entitlements accrued to 10 April 2011, but 
calculated where relevant in line with market conditions at 2 October 2011. The entitlements shown also include increases to accrued 
pensions for deferred members which are required under the rules of the Plan and the Scheme, the aim of which is to increase the 
benefits in line with price inflation between the date of leaving pensionable service in the Plan and the Scheme and the date when 
benefits are drawn.

On behalf of the board

Bob Ivell 
Chairman of the Remuneration Committee 
29 November 2011

Britvic plc Annual Report 2011

53

17

 
 
 
 
 
 
financial statements
independent auditors’ report  
to the members of Britvic plc

We have audited the group financial statements of Britvic plc for the 52 week period ended 2 October 2011, which comprise the 
consolidated income statement, the consolidated statement of comprehensive income, the consolidated balance sheet, the consolidated 
statement of cash flows, the consolidated statement of changes in equity and the related notes 1 to 33. The financial reporting framework 
that has been applied in their preparation is applicable law and International Financial Reporting Standards (IFRSs) as adopted by the 
European Union.

This report is made solely to the company’s members, as a body, in accordance with Chapter 3 of Part 16 of the Companies Act 2006.   
Our audit work has been undertaken so that we might state to the company’s members those matters we are required to state to them  
in an auditor’s report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume responsibility to anyone 
other than the company and the company’s members as a body, for our audit work, for this report, or for the opinions we have formed.  

Respective responsibilities of directors and auditor
As explained more fully in the Statement of Directors’ Responsibilities in relation to the financial statements set out on page 44, the directors 
are responsible for the preparation of the group financial statements and for being satisfied that they give a true and fair view. Our responsibility 
is to audit and express an opinion on the group financial statements in accordance with applicable law and International Standards on Auditing 
(UK and Ireland). Those standards require us to comply with the Auditing Practices Board’s Ethical Standards for Auditors.

Scope of the audit of the financial statements
An audit involves obtaining evidence about the amounts and disclosures in the financial statements sufficient to give reasonable 
assurance that the financial statements are free from material misstatement, whether caused by fraud or error. This includes an 
assessment of: whether the accounting policies are appropriate to the group’s circumstances and have been consistently applied  
and adequately disclosed; the reasonableness of significant accounting estimates made by the directors; and the overall presentation  
of the financial statements. In addition, we read all the financial and non-financial information in the annual report to identify material 
inconsistencies with the audited financial statements. If we become aware of any apparent material misstatements or inconsistencies 
we consider the implications for our report.

Opinion on financial statements
In our opinion the group financial statements:

•		Give	a	true	and	fair	view	of	the	state	of	the	group’s	affairs	as	at	2	October	2011	and	of	its	profit	for	the	period	then	ended;

•	Have	been	properly	prepared	in	accordance	with	IFRSs	as	adopted	by	the	European	Union;	and	

•		Have	been	prepared	in	accordance	with	the	requirements	of	the	Companies	Act	2006	and	Article	4	of	the	IAS	Regulation.

Opinion on other matters prescribed by The Companies Act 2006 
In our opinion:

•		The	information	given	in	the	Directors’	Report	for	the	financial	year	for	which	the	financial	statements	are	prepared	is	consistent	 

with the financial statements; and

•		The	information	given	in	the	Corporate	Governance	Statement	set	out	on	pages	40	to	44	with	respect	to	internal	control	and	risk	management	

systems in relation to financial reporting processes and about share capital structures is consistent with the financial statements.

Matters on which we are required to report by exception
We have nothing to report in respect of the following:

Under the Companies Act 2006 we are required to report to you if, in our opinion:

•		Certain	disclosures	of	directors’	remuneration	specified	by	law	are	not	made;	or

•		We	have	not	received	all	the	information	and	explanations	we	require	for	our	audit;	or

•		A	Corporate	Governance	Statement	has	not	been	prepared	by	the	company.

Under the Listing Rules we are required to review:

•		The	Directors’	Statement,	set	out	on	page	39,	in	relation	to	going	concern;	and

•		The	part	of	the	Corporate	Governance	Statement	relating	to	the	company’s	compliance	with	the	nine	provisions	of	the	UK	Corporate	

Governance Code specified for our review; and

•		Certain	elements	of	the	report	to	shareholders	by	the	board	on	directors’	remuneration.

Other matter
We have reported separately on the parent company financial statements of Britvic plc for the 52 week period ended 2 October 2011 
and on the information in the directors’ remuneration report that is described as having been audited.

Nigel Meredith  
Senior statutory auditor
for and on behalf of Ernst & Young LLP,  
Statutory Auditor
Birmingham
29 November 2011

54 Britvic plc Annual Report 2011

 
financial statements
consolidated income statement

For the 52 weeks ended 2 October 2011

52 weeks ended 2 October 2011

53 weeks ended 3 October 2010

Before  
exceptional & 
other items 
£m

Exceptional  
& other  
items* 
£m

Note

1,290.4
(627.3)

663.1

(371.4)
(156.7)

135.0
(29.9)

105.1
(27.2)

-
-

-

-
(23.1)

(23.1)
(2.1)

(25.2)
5.7

Before  
exceptional & 
other items 
£m

Exceptional  
& other  
items* 
£m

1,138.6
(509.2)

629.4

(338.2)
(156.6)

134.6
(25.5)

109.1
(29.1)

-
(2.4)

(2.4)

-
(134.7)

(137.1)
(0.8)

(137.9)
9.7

Total 
£m

1,290.4
(627.3)

663.1

(371.4)
(179.8)

111.9
(32.0)

79.9
(21.5)

Total 
£m

1,138.6
(511.6)

627.0

(338.2)
(291.3)

(2.5)
(26.3)

(28.8)
(19.4)

77.9

(19.5)

58.4

80.0

(128.2)

(48.2)

24.3p
23.7p

33.7p

32.9p

(21.4p)
(21.4p)

36.5p

35.5p

Revenue
Cost of sales

Gross profit
Selling and distribution 
costs
Administration expenses

Operating profit / (loss)
Finance costs

Profit / (loss) before tax
Taxation

Profit / (loss) for the 
period attributable to the 
equity shareholders

Earnings per share
Basic earnings per share
Diluted earnings per share
Adjusted basic earnings per 
share**
Adjusted diluted earnings 
per share**

*    See note 5.

6
9

10

11
11

11

11

** 

 Adjusted basic and diluted earnings per share measures have been adjusted by adding back exceptional & other items (see note 5) and amortisation relating 
to acquired intangible assets (see note 14). This reconciliation is shown in note 11.

All activities relate to continuing operations

Britvic plc Annual Report 2011

55

 
 
 
 
 
 
 
 
 
financial statements
consolidated statement of 
comprehensive income

For the 52 weeks ended 2 October 2011

52 weeks ended  
2 October 2011 
£m

53 weeks ended  
3 October 2010 
£m

Note

Profit / (loss) for the period attributable to the equity shareholders

Actuarial gains / (losses) on defined benefit pension schemes
Deferred tax on actuarial (gains) / losses on defined benefit pension schemes
Current tax on additional pension contributions
Gains in the period in respect of cash flow hedges
Amounts reclassified to the income statement in respect of cash flow hedges
Deferred tax in respect of cash flow hedges accounted for in the hedging reserve
Exchange differences on translation of foreign operations
Tax on exchange differences accounted for in the translation reserve

Other comprehensive income for the period net of tax 

24

27
27

27

Total comprehensive income for the period attributable to the equity shareholders

58.4

45.1
(16.7)
4.3
5.8
(3.7)
(0.5)
(1.6)
1.5

34.2

92.6

(48.2)

(49.0)
8.3
2.8
4.5
(3.0)
(0.3)
(13.7)
1.9

(48.5)

(96.7)

56 Britvic plc Annual Report 2011

 
 
 
 
fi nancial statements
 consolidated balance sheet

As at 2 October 2011

Assets
Non-current assets
Property, plant and equipment
Intangible assets
Other receivables
Other fi nancial assets
Deferred tax assets

Current assets
Inventories
Trade and other receivables
Other fi nancial assets
Cash and cash equivalents

Non-current assets held for sale

Total assets

Current liabilities
Trade and other payables
Other fi nancial liabilities
Current income tax payable

Non-current liabilities
Interest-bearing loans and borrowings
Deferred tax liabilities
Pension liability
Other fi nancial liabilities
Other non-current liabilities

Total liabilities

Net assets / (liabilities)

Capital and reserves
Issued share capital
Share premium account
Own shares reserve
Share scheme reserve
Hedging reserve
Translation reserve
Merger reserve
Retained losses

Total equity

Note

13
14
17
27
10e

18
19
27
20

21

25
27

23
10e
24
27
28

22

2011

£m

243.8
337.9
5.6
93.0
-

680.3

88.5
250.0
2.9
43.0

384.4

2010
Restated*
£m

247.7
342.5
2.3
81.4
6.2

680.1

83.6
228.0
1.0
54.0

366.6

0.7

1,065.4

-

1,046.7

(370.1)
(4.3)
(15.6)

(390.0)

(573.2)
(23.0)
(45.1)
(9.7)
(1.9)

(652.9)

(348.4)
(1.4)
(17.0)

(366.8)

(569.9)
(14.3)
(118.3)
(3.9)
(4.2)

(710.6)

(1,042.9)

22.5

(1,077.4)

(30.7)

48.3
15.0
(1.0)
7.8
9.0
22.4
87.3
(166.3)

22.5

48.0
10.6
(1.9)
9.7
7.4
22.5
87.3
(214.3)

(30.7)

*  Restated following the fi nalisation of the fair value allocation of Britvic France, acquired on 28 May 2010 (see note 15).

The fi nancial statements were approved by the board of directors and authorised for issue on 29 November 2011. 
They were signed on its behalf by:

Paul Moody 
Chief Executive 

John Gibney
Finance Director

Britvic plc Annual Report 2011

57

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
financial statements
consolidated statement of cash flows

For the 52 weeks ended 2 October 2011

Cash flows from operating activities
Profit / (loss) before tax
Finance costs
Other financial instruments
Impairment of property, plant and equipment and intangible assets
Depreciation
Amortisation
Share-based payments
Net pension charge less contributions
(Increase) / decrease in inventory
(Increase) / decrease in trade and other receivables
Increase / (decrease) in trade and other payables
Loss on disposal of tangible and intangible assets
Income tax paid

Net cash flows from operating activities

Cash flows from investing activities
Proceeds from sale of property, plant and equipment
Purchases of property, plant and equipment
Purchases of intangible assets
Acquisition of subsidiary net of cash acquired

Net cash flows used in investing activities

Cash flows from financing activities
Finance costs
Interest paid
Issue of US$ notes
Interest- bearing loans repaid
Issue of shares
Purchase of own shares
Dividends paid to equity shareholders 

Net cash flows (used) / from financing activities

Net (decrease) / increase in cash and cash equivalents
Cash and cash equivalents at beginning of period
Exchange rate differences

Cash and cash equivalents at the end of the period

Note

9

13
14

24

15

12

20

2011 
£m

79.9
32.0
10.2
0.5
35.6
12.9
3.8
(27.9)
(4.4)
(24.1)
22.8
4.6
(20.9)

125.0

0.6
(37.7)
(11.9)
(4.5)

(53.5)

(3.9)
(27.2)
113.9
(123.4)
2.3
(3.3)
(40.3)

(81.9)

(10.4)
54.0
(0.6)

43.0

2010 
£m

(28.8)
26.3
1.5
116.7
32.9
9.5
7.8
(16.0)
1.3
10.4
(16.6)
1.3
(21.8)

124.5

4.7
(40.2)
(9.8)
(151.9)

(197.2)

(1.8)
(23.1)
149.8
(95.0)
93.4
(0.9)
(34.9)

87.5

14.8
39.7
(0.5)

54.0

58 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
financial statements
consolidated statement of changes in equity

For the 52 weeks ended 2 October 2011

Issued 
share 
capital 
£m

Share 
premium 
account 
£m

Own 
shares 
reserve 
£m

Share 
scheme 
reserve 
£m

Hedging 
reserve 
£m

Translation 
reserve 
£m

Merger 
reserve 
£m

Retained 
losses 
£m

At 27 September 2009

43.4

5.0

(4.6)

7.3

6.2

34.3

(94.1)

Loss for the period
Other comprehensive income

Issue of shares
Transaction costs relating to placement of ordinary shares
Own shares purchased for share schemes
Own shares utilised for share schemes
Movement in share-based schemes
Current tax on share-based payments
Deferred tax on share-based payments
Payment of dividend

-
-

-

4.6
-
-
-
-
-
-
-

-
-

-

5.6
-
-
-
-
-
-
-

At 3 October 2010

48.0

10.6

Profit for the period
Other comprehensive income

Issue of shares
Own shares purchased for share schemes
Own shares utilised for share schemes
Movement in share-based schemes
Current tax on share-based payments
Deferred tax on share-based payments
Payment of dividend

-
-

-

0.3
-
-
-
-
-
-

-
-

-

4.4
-
-
-
-
-
-

At 2 October 2011

48.3

15.0

-
-

-

(4.1)
-
(0.9)
7.7
-
-
-
-

(1.9)

-
-

-

(4.1)
(3.3)
8.3
-
-
-
-

(1.0)

-
-

-

-
-
-
(5.3)
7.7
-
-
-

9.7

-
-

-

-
-
(5.6)
3.7
-
-
-

7.8

-
1.2

1.2

-
(11.8)

(11.8)

Total 
£m

(2.5)

(48.2)
(37.9)

(48.2)
(48.5)

(86.1)

(96.7)

-
-
-
(2.4)
-
1.0
2.2
(34.9)

95.4
(2.0)
(0.9)
-
7.7
1.0
2.2
(34.9)

-

-
-

-

89.3
(2.0)
-
-
-
-
-
-

-
-
-
-
-
-
-
-

22.5

87.3 (214.3)

(30.7)

-
(0.1)

(0.1)

-
-
-
-
-
-
-

-
-

-

-
-
-
-
-
-
-

58.4
32.7

91.1

-
-
(1.0)
-
0.7
(2.5)
(40.3)

58.4
34.2

92.6

0.6
(3.3)
1.7
3.7
0.7
(2.5)
(40.3)

-
-
-
-
-
-
-
-

7.4

-
1.6

1.6

-
-
-
-
-
-
-

9.0

22.4

87.3 (166.3)

22.5

Britvic plc Annual Report 2011

59

 
 
 
financial statements
financial statements
notes to the consolidated  
financial statements

1. General information

Britvic plc (the ‘company’) is a company incorporated in the United Kingdom under the Companies Act 2006. It is a public limited 
company domiciled in England and Wales and its ordinary shares are traded on the London Stock Exchange. Britvic plc and its 
subsidiaries (together the ‘group’) operate in the soft drinks manufacturing and distribution industry, principally in the United 
Kingdom, Republic of Ireland and France.

The operating companies of the group are disclosed within note 32.

The financial statements were authorised for issue by the board of directors on 29 November 2011.

2. Statement of compliance 

The financial information has been prepared on the basis of applicable International Financial Reporting Standards as adopted by the 
European Union (IFRS), as they apply to the financial statements of the group. 

3. Accounting policies

Basis of preparation
The financial statements have been prepared on a going concern basis. For further detail, please refer to note 33.

The consolidated financial statements have been prepared on a historical cost basis except where measurement of balances at fair 
value is required as explained below. The consolidated financial statements of the group are presented in pounds sterling, which is 
also the functional currency of the company, and all values are rounded to the nearest 0.1 million except where otherwise indicated.

Basis of consolidation 
The consolidated financial statements of the group incorporate the financial information of the company and the entities controlled 
by the company (its subsidiaries) in accordance with IAS 27 ‘Consolidated and Separate Financial Statements’. The financial 
statements of subsidiaries are prepared for the same reporting period as the company, using consistent accounting policies.  
All intra-group transactions, balances, income and expenses are eliminated on consolidation. The results of subsidiary undertakings 
acquired or disposed of in the year are included in the Consolidated Income Statement from the date the group gains control or  
up to the date control ceases respectively. Control comprises the power to govern the financial and operating policies of the investee 
so as to obtain benefit from its activities and is achieved through direct or indirect ownership of voting rights; currently exercisable  
or convertible potential voting rights; or by way of contractual agreement. 

While the original acquisition of Britannia Soft Drinks Limited was accounted for under the merger method, in subsequent financial 
periods the acquisition method of accounting has been used. Under the acquisition method, the assets, liabilities and contingent 
liabilities of a subsidiary are measured at their fair values at the date of acquisition. Any excess of the cost of acquisition over the fair 
values of the identifiable net assets acquired is recognised as goodwill. Any deficiency of the cost of acquisition below the fair values 
of the identifiable net assets acquired (discount on acquisition) is credited to the income statement in the period of acquisition.

Revenue recognition
Revenue is the value of sales, excluding transactions with or between subsidiaries, and after deduction of sales related discounts 
and rebates, value added tax and other sales related taxes. Revenue is recognised when the significant risks and rewards of 
ownership of the goods have passed to the buyer and the amount can be measured reliably.

Sales-related discounts are calculated based on the expected amounts necessary to meet claims by the group’s customers  
in respect of these discounts and rebates. 

Property, plant and equipment
Property, plant and equipment are stated at cost less accumulated depreciation and any impairment losses. Cost comprises the 
aggregate amount paid and the fair value of any other consideration given to acquire the asset and includes costs directly attributable 
to making the asset capable of operating as intended. Depreciation is calculated so as to write off the cost of an asset, less its 
estimated residual value, on a straight-line basis, over the useful economic life of that asset as follows:

Plant and machinery 
Vehicles (included in plant and machinery) 
Equipment in retail outlets (included in fixtures, fittings, tools and equipment) 
Other fixtures and fittings (included in fixtures, fittings, tools and equipment) 

3 to 20 years 
5 to 7 years 
5 to 10 years 
3 to 10 years

Land is not depreciated.

Freehold properties are depreciated over 50 years.

Leasehold properties are depreciated over 50 years, or over the unexpired lease term when this is less than 50 years.

An item of property, plant and equipment is derecognised upon disposal or when no future economic benefits are expected to arise 
from the continued use of the asset. Gains and losses on disposals are determined by comparing proceeds with carrying amount, 
and are included in the income statement in the period of derecognition.

60 Britvic plc Annual Report 2011

 
3. Accounting policies continued

Property, plant and equipment continued 
The carrying values of property, plant and equipment are reviewed for impairment when events or changes in circumstances indicate 
the carrying value may not be recoverable and are written down immediately to their recoverable amount. Useful lives and residual 
amounts are reviewed annually and where adjustments are required these are made prospectively.

Goodwill 
Business combinations on or after 4 October 2004 have been accounted for under IFRS 3 ‘Business Combinations’ using the 
acquisition method. On acquisition, the assets, liabilities and contingent liabilities of a subsidiary are measured at their fair values at 
the date of acquisition. Any excess of the cost of acquisition over the fair values of the identifiable net assets acquired is recognised 
as goodwill. Any deficiency of the cost of acquisition below the fair values of the identifiable net assets acquired (discount on 
acquisition) is credited to the income statement in the period of acquisition.

Following initial recognition, goodwill is measured at cost less accumulated impairment losses. Goodwill is not amortised.

Goodwill is reviewed for impairment at least annually and whenever events or changes in circumstances indicate that the carrying 
value may be impaired. As at the acquisition date, any goodwill acquired is allocated to the group of cash-generating units expected 
to benefit from the combination’s synergies by management. Impairment is determined by assessing the recoverable amount of the 
group of cash-generating units to which the goodwill relates. Where the recoverable amount of the cash-generating unit is less than 
the carrying amount, an impairment loss is recognised immediately in the income statement. 

On disposal of a subsidiary the attributable amount of goodwill is included in the determination of the profit or loss on disposal.

Intangible assets

Trademarks, franchise rights and customer lists
Intangible assets acquired separately are measured on initial recognition at the fair value of consideration paid. Following initial 
recognition, intangible assets are carried at cost less any accumulated amortisation or impairment losses. An intangible asset 
acquired as part of a business combination is recognised outside goodwill, at fair value at the date of acquisition, if the asset is 
separable or arises from contractual or other legal rights and its fair value can be measured reliably.

The useful lives of intangible assets are assessed to be either finite or indefinite. Amortisation is charged on assets with finite lives 
on a straight-line basis over a period appropriate to the asset’s useful life. 

The carrying values of intangible assets with finite and indefinite lives are reviewed for impairment when events or changes in 
circumstances indicate that the carrying value may not be recoverable.

Intangible assets with indefinite useful lives are also tested for impairment annually either individually or, if the intangible asset does 
not generate cash flows that are largely independent of those from other assets or groups of assets, as part of the cash generating 
unit to which it belongs. Such intangibles are not amortised. The useful life of an intangible asset with an indefinite life is reviewed 
annually to determine whether indefinite life assessment continues to be supportable. If not, the change in the useful life 
assessment from indefinite to finite is made on a prospective basis.

Software Costs
Software expenditure is recognised as an intangible asset only after its technical feasibility and commercial viability can be 
demonstrated. Acquired computer software licences and software developed in-house are capitalised on the basis of the costs 
incurred to acquire and bring to use the specific software. These costs are amortised over their estimated useful lives of three to 
seven years.

Impairment of assets
The group assesses at each reporting date whether there is an indication that an asset may be impaired. If any such indication 
exists, or when annual impairment testing for an asset is required, the group makes an estimate of the asset’s recoverable amount. 
An asset’s recoverable amount is the higher of an asset’s fair value less costs to sell and its value in use and is determined for an 
individual asset, unless the asset does not generate cash inflows that are largely independent of those from other assets or groups 
of assets. Where the carrying amount of an asset exceeds its recoverable amount, the asset is considered impaired and is written 
down to its recoverable amount. In assessing value in use, the estimated future cash flows are discounted to their present value 
using a pre-tax discount rate that reflects senior management’s estimate of the cost of capital. Impairment losses of continuing 
operations are recognised in the income statement in those expense categories consistent with the function of the impaired asset.

An assessment is made at each reporting date as to whether there is any indication that previously recognised impairment losses 
may no longer exist or may have decreased. If such an indication exists, the recoverable amount is estimated. A previously 
recognised impairment loss is reversed only if there has been a change in the estimates used to determine the asset’s recoverable 
amount since the last impairment loss was recognised. If that is the case the carrying amount of the asset is increased to its 
recoverable amount. That increased amount cannot exceed the carrying amount that would have been determined, net of 
depreciation, had no impairment loss been recognised for the asset in prior years. Goodwill impairment losses cannot subsequently 
be reversed.

Britvic plc Annual Report 2011

61

financial statements
notes to the consolidated financial statements continued

3. Accounting policies continued

Inventories and work in progress
Inventories are stated at the lower of cost and net realisable value. Cost comprises direct materials and, where applicable, direct 
labour costs and those overheads that have been incurred in bringing inventories to their present location and condition. Cost is 
determined using the weighted average cost method. Net realisable value represents the estimated selling price less all estimated 
costs of completion and costs to be incurred in marketing, selling and distribution.

Financial assets 
The group determines the classification of its financial assets at initial recognition. When financial assets are recognised initially,  
they are measured at fair value, which is normally the transaction price, plus directly attributable transaction costs for those financial 
assets not subsequently measured at fair value through profit or loss. The group assesses at each balance sheet date whether a 
financial asset or group of financial assets is impaired.

Loans and receivables
The group has financial assets that are classified as loans and receivables. Loans and receivables are non-derivative financial assets 
with fixed or determinable payments that are not quoted in an active market, do not qualify as trading assets and have not been 
designated as either fair value through profit or loss or available for sale. Such assets are carried at amortised cost using the effective 
interest method if the time value of money is significant. Gains and losses are recognised in the income statement when loans and 
receivables are derecognised or impaired, as well as through the amortisation process.

Derivative financial instruments and hedging
The group uses derivative financial instruments such as forward currency contracts and interest rate swaps to hedge its risks 
associated with foreign currency and interest rate fluctuations. All derivative financial instruments are initially recognised and 
subsequently re-measured at fair value. Derivatives are carried as assets when the fair value is positive and as liabilities when  
the fair value is negative.

The fair value of forward currency contracts is calculated by reference to current forward exchange rates for contracts with similar 
maturity profiles. The fair value of interest rate swap contracts is determined by reference to market values for similar instruments.

For those derivatives designated as hedges and for which hedge accounting is appropriate, the hedging relationship is documented  
at its inception. This documentation identifies the hedging instrument, the hedged item or transaction, the nature of the risk being 
hedged and how effectiveness will be measured throughout its duration. Such hedges are expected at inception to be highly effective.

Any gains or losses arising from changes in the fair value of derivatives that do not qualify for hedge accounting are taken to the 
income statement. The treatment of gains and losses arising from revaluing derivatives designated as hedging instruments depends 
on the nature of the hedging relationship, as follows:

Cash flow hedges
Hedges are classified as cash flow hedges when hedging exposure to variability in cash flows that is either attributable to a  
particular risk associated with a recognised asset or liability or a highly probable forecast transaction. For cash flow hedges, the 
effective portion of the gain or loss on the hedging instrument is recognised in other comprehensive income, while the ineffective 
portion is recognised in the income statement. Amounts previously recognised in other comprehensive income are transferred to  
the income statement in the period in which the hedged item affects profit or loss, such as when a forecast sale occurs. However, 
when the forecast transaction results in the recognition of a non-financial asset or liability, the amounts previously recognised in 
other comprehensive income are included in the initial carrying amount of the asset or liability.

If a forecast transaction is no longer expected to occur, amounts previously recognised in other comprehensive income are 
transferred to the income statement. If the hedging instrument expires or is sold, terminated or exercised without replacement or 
rollover, or if its designation as a hedge is revoked, amounts previously recognised in other comprehensive income remain in equity 
until the forecast transaction occurs and are then transferred to the income statement or included in the initial carrying amount of  
a non-financial asset or liability as above. 

Net investment hedges
Financial instruments are classified as net investment hedges when they hedge the group’s net investment in foreign operations. 
Some of the group’s foreign currency borrowings qualify as hedging instruments that hedge foreign currency net investment 
balances. The effective portion of gains or losses on translation of borrowings designated as net investment hedges is recognised  
in other comprehensive income. Any ineffective portion is recognised immediately in the income statement. Upon disposal of the 
associated investment in foreign operations any cumulative gain or loss previously recognised in other comprehensive income is 
recycled through the income statement.

Fair value hedges
Hedges of the change in fair value of recognised assets or liabilities are classified as fair value hedges. For fair value hedges, the  
gain or loss on the fair value of the hedging instrument is recognised in the income statement. The gain or loss on the hedged item 
attributable to the hedged risk adjusts the carrying amount of the hedged item and is also recognised in the income statement.  
If the hedge relationship no longer meets the criteria for hedge accounting, the hedged item would no longer be adjusted and the 
cumulative adjustment to its carrying amount would be amortised to the income statement based on a recalculated effective interest 
rate. The fair value gain or loss on the hedging instrument would continue to be recorded in the income statement.

62 Britvic plc Annual Report 2011

 
 
3. Accounting policies continued

Derecognition of financial instruments
The derecognition of a financial asset takes place when the contractual rights to the cash flows expire, or when the contractual  
rights to the cash flows have either been transferred or an obligation has been assumed to pass them through to a third party  
and the group does not retain substantially all the risks and rewards of the asset. 

Financial liabilities are only derecognised when they are extinguished, that is, when the obligation is discharged or cancelled or expires.

Share-based payments
The cost of equity-settled transactions with employees is measured by reference to the fair value at the date at which they are 
granted. Fair value is determined by an external valuer using an appropriate pricing model. In valuing equity-settled transactions,  
no account is taken of any performance conditions, other than conditions linked to the price of the shares (‘market conditions’).

The cost of equity-settled transactions is recognised, together with a corresponding increase in equity, over the period in which  
the performance conditions are fulfilled, ending on the date on which the relevant employees become fully entitled to the award 
(‘vesting date’). The cumulative expense recognised for equity-settled transactions at each reporting date until the vesting date 
reflects the extent to which the vesting period has expired and the number of equity instruments that, in the opinion of the  
directors and based on the best available estimate at that date, will ultimately vest (or in the case of an instrument subject to a 
market condition, be treated as vesting as described below). The income statement charge or credit for a period represents the 
movement in cumulative expense recognised as at the beginning and end of that period.

No expense is recognised for awards that do not ultimately vest, except for awards where vesting is conditional upon a market 
condition, which are treated as vesting irrespective of whether or not the market condition is satisfied, provided that all other 
performance conditions are satisfied.

Taxation
The current income tax expense is based on taxable profits for the period, after any adjustments in respect of prior periods.  
It is calculated using taxation rates enacted or substantively enacted by the balance sheet date and is measured at the amount 
expected to be recovered from or paid to the taxation authorities.

Provision is made for deferred tax liabilities, or credit taken for deferred tax assets, on all material temporary differences between  
the tax base of assets and liabilities and their carrying values in the consolidated financial statements.

The principal temporary differences arise from accelerated capital allowances, provisions for pensions and other post-retirement 
benefits, provisions for share-based payments and employee profit share schemes.

Deferred tax assets are recognised to the extent that it is regarded as probable that future taxable profits will be available against 
which the temporary differences can be utilised.

Deferred tax is calculated at the tax rates that are expected to apply in the periods in which the asset or liability will be settled  
based on the tax rates enacted or substantively enacted by the balance sheet date.

Pensions and post-retirement benefits
The group operates a number of pension schemes. These include both defined benefit and defined contribution plans.

Defined benefit plans
The defined benefit pension liability or asset in the balance sheet comprises the total for each plan of the present value of the 
defined benefit obligation less any past service cost not yet recognised and less the fair value of plan assets out of which the 
obligations are to be settled directly. Plan assets are measured at fair value based on market price information and in the case of 
quoted securities, the published bid price. Plan liabilities are measured on an actuarial basis, using the projected unit credit method 
and discounted at an interest rate equivalent to the current rate of return on a high quality corporate bond of equivalent currency  
and term to the plan liabilities.

The movement in the defined benefit pension asset or liability in the balance sheet consists of four main elements.

•		The	service	cost	of	providing	pension	benefits	to	employees	for	the	period	which	is	recognised	in	the	income	statement.	

•		A	charge	representing	the	unwinding	of	the	discount	on	the	plan	liabilities	during	the	year	which	is	included	within	administrative	

expenses.

•		A	credit	representing	the	expected	return	on	the	plan	assets	during	the	year	which	is	included	within	administrative	expenses.	 

This credit is based on the market value of the plan assets, and expected rates of return, at the beginning of the period.

•		Actuarial	gains	and	losses.	These	may	result	from:	differences	between	the	expected	return	and	the	actual	return	on	plan	assets;	
differences between the actuarial assumptions underlying the plan liabilities and actual experience during the year; or changes in 
the actuarial assumptions used in the valuation of the plan liabilities. Actuarial gains and losses, and taxation thereon, are 
recognised immediately in other comprehensive income.

Britvic plc Annual Report 2011

63

financial statements
notes to the consolidated financial statements continued

3. Accounting policies continued

Pensions and post retirement benefits continued  
Changes to benefits under a defined benefit plan are accounted for as follows:

•		Past	service	cost	is	the	increase	in	the	present	value	of	the	defined	benefit	obligation	for	employee	service	in	prior	periods,	 
resulting from changes to post-employment benefits. Past service costs are recognised in profit or loss on a straight-line  
basis over the vesting period or immediately if the benefits have vested. 

•		When	a	settlement	(eliminating	all	obligations	for	part	or	all	of	the	benefits	already	accrued)	or	a	curtailment	(reducing	future	

obligations as a result of a material reduction in the scheme membership or a reduction in future entitlement) occurs the obligation 
and related plan assets are re-measured using current actuarial assumptions and the resultant gain or loss is recognised in the 
income statement during the period in which the settlement or curtailment occurs.

Defined contribution plans
Under defined contribution plans, contributions payable for the period are charged to the income statement as an operating expense.

Employee benefits
Wages, salaries, bonuses and paid annual leave are accrued in the period in which the associated services are rendered by the employees of the group.

Leases
Leases in which substantially all the risks and rewards of ownership of the leased asset are retained by the lessor are classified as 
operating leases by the group. Leases in which the group assumes substantially all the risks and rewards of ownership are classified 
as finance leases.

Rentals payable under operating leases are charged to income on a straight-line basis over the term of the relevant lease. Any lease 
incentives received are credited to the income statement on a straight-line basis over the term of the leases to which they relate.

Cash and cash equivalents
Cash and cash equivalents includes cash in hand, deposits held at call with banks and other short-term highly liquid investments  
with original maturities of three months or less, which are readily convertible into known amounts of cash and subject to insignificant 
risk of changes in value. For the purposes of the statement of cash flows, bank overdrafts repayable on demand are a component of 
cash and cash equivalents.

Trade and other receivables
Trade receivables, which generally have 30–90 day terms, are recognised at the lower of their original invoiced value and recoverable amount.

Provision is made when collection of the full amount is no longer considered probable. Balances are written off when the probability  
of recovery is assessed as being remote. 

Interest-bearing loans and borrowings
Interest-bearing loans and borrowings are initially recognised in the balance sheet at fair value less directly attributable transaction 
costs and are subsequently measured at amortised cost using the effective interest rate method.

Gains and losses arising on the repurchase, settlement or otherwise cancellation of liabilities are recognised respectively in finance 
income and finance cost.

Foreign currencies
Functional and presentation currency
The consolidated financial statements of the group are presented in pounds sterling. The presentation currency of the consolidated 
financial statements is the same as the functional currency of the company.

Transactions and balances
Transactions in foreign currencies are recorded at the rate ruling at the date of the transaction. Monetary assets and liabilities denominated  
in foreign currencies are translated at the rate of exchange ruling at the balance sheet date. All differences are taken to the income  
statement other than those differences relating to financial instruments designated as part of a net investment hedge. These are  
recognised in other comprehensive income until the disposal of the net investment, at which time they are recognised in profit and loss.

Foreign operations
The income statement and statement of cash flows of foreign operations are translated at the average rate of exchange during the 
period. The balance sheet is translated at the rate ruling at the reporting date. Exchange differences arising on opening net assets and 
arising on the translation of results at an average rate compared to a closing rate are both recognised in other comprehensive income. 
On disposal of a foreign operation, the accumulated exchange differences previously recognised in other comprehensive income are 
included in the consolidated income statement. 

Segmental reporting
Operating segments are reported in a manner consistent with the internal reporting provided to the chief operating decision-maker. 
The chief operating decision-maker, who is responsible for allocating resources and assessing performance of the operating segments, 
has been identified as the board of directors of the company.

64 Britvic plc Annual Report 2011

 
3. Accounting policies continued

Issued share capital
Ordinary shares are classified as equity.

Incremental costs directly attributable to the issue of new shares or options are shown in equity as a deduction, net of tax,  
from the proceeds.

Nature and purpose of other reserves
Share premium account
The share premium account is used to record the excess of proceeds over the nominal value on the issue of shares.

Own shares reserve
The own shares reserve is used to record purchases by the group of its own shares, which will be distributed to employees  
as and when share awards made under the Britvic employee share plans vest.

Share scheme reserve
The share scheme reserve is used to record the movements in equity corresponding to the cost recognised in respect of  
equity-settled share-based payment transactions. Amounts recognised in the share scheme reserve are transferred to retained 
losses upon subsequent settlement of any awards that vest either by issue or purchase of the group’s shares, or when awards lapse.

Hedging reserve
The hedging reserve records the effective portion of movements in the fair value of forward exchange contracts, interest rate and 
cross currency swaps that have been designated as hedging instruments in cash flow hedges.

Translation reserve
The translation reserve includes cumulative net exchange differences on translation into the presentational currency (sterling) of items 
recorded in group entities with a non-sterling functional currency net of amounts recognised in respect of net investment hedges.

Merger reserve
The movement on the merger reserve during the period ended 3 October 2010 was the result of the non pre-emptive share 
placement which took place on 21 May 2010. It was executed using a structure which created a merger reserve under Section 612-3 
of the Companies Act 2006. 

Own shares
The cost of own shares held in employee share trusts and in treasury is deducted from shareholders’ equity until the shares are 
cancelled, reissued or disposed. Where such shares are subsequently sold or reissued, the fair value of any consideration received  
is also included in shareholders’ equity.

Exceptional and other items
The group presents items as exceptional and other items on the face of the income statement to allow shareholders to understand 
better the elements of financial performance in the year, so as to facilitate comparison with prior periods and to assess trends in 
financial performance more readily. 

•		‘Exceptional’	items	include	those	significant	items	of	income	and	expense	which,	because	of	the	nature	and	infrequency	of	the	

events giving rise to them, merit separate presentation.

•		‘Other’	items	include	fair	value	movements	on	financial	instruments	where	hedge	accounting	cannot	be	applied.	These	items	have	been	

included within ‘exceptional and other items’ because they are non-cash and do not form part of how management assesses performance.

Key judgements and sources of estimation uncertainty
The preparation of financial statements requires management to make judgements, estimates and assumptions that affect the 
amounts reported for assets and liabilities as at the balance sheet date and the amounts reported for revenues and expenses during 
the year. However, the nature of estimation means that the actual outcomes could differ from those estimates. In the process of 
applying the group’s accounting policies, management has made the following judgements which have the most significant effect  
on the amounts recognised in the financial statements.

Post-retirement benefits
The determination of the pension and other post retirement benefits cost and obligation is based on assumptions determined with 
independent actuarial advice. The assumptions include discount rate, inflation, pension and salary increases, expected return on 
scheme assets, mortality and other demographic assumptions. These key assumptions are disclosed in note 24.

Impairment of goodwill and intangible assets with indefinite lives
Determining whether goodwill and intangible assets with indefinite lives are impaired requires an estimation of the value in use of 
the cash generating units to which the goodwill / intangible asset has been allocated. The value in use calculation requires an 
estimate of the future cash flows expected to arise from the cash-generating unit and a suitable discount rate in order to calculate 
present value. Further details are given in note 16.

Deferred tax
Deferred tax assets and liabilities require management’s judgement in determining the amounts to be recognised. In particular, 
significant judgement is used when assessing the extent to which deferred tax assets should be recognised which is dependent  
on the generation of sufficient future taxable profits. The group recognises deferred tax assets to the extent it is probable that the 
benefit will be realised. Further details are given in note 10.

Britvic plc Annual Report 2011

65

financial statements
notes to the consolidated financial statements continued

3. Accounting policies continued

Key judgements and sources of estimation uncertainty continued 
Cross currency interest rate swaps
The group measures cross currency interest rate swaps at fair value at each balance sheet date. The fair value represents the net 
present value of the difference between the projected cash flows at the swap contract rate and the relevant exchange / interest rate 
for the period from the balance sheet date to the contracted expiry date. The calculation therefore uses estimates of present value, 
future foreign exchange rates and interest rates. Information regarding cross currency interest rate swaps is provided in notes 23 and 27.

Other
The group also makes estimations and judgements in the valuation of share-based payments. However, the value of this item is 
such that any variation in the estimates used is unlikely to have a significant effect on the amounts recognised in the financial 
statements. Further details are given in note 29.

New standards adopted in the current period
During the period, the group adopted a number of interpretations and amendments to standards which had an immaterial impact  
on the consolidated financial statements of the group.

New standards and interpretations not applied
The group has not applied the following IFRSs, which may be applicable to the group, that have been issued but are not yet 
effective:

Effective date – periods  
commencing on or after

1 July 2011
1 January 2013
1 January 2013
1 January 2013
1 January 2013
1 January 2013

1 July 2012
1 January 2012
1 January 2013
1 January 2011

1 January 2013
1 January 2013

1 January 2011
1 January 2013

International Financial Reporting Standards (IFRS)

IFRS 7 
IFRS 9
IFRS 10
IFRS 11
IFRS 12
IFRS 13

Amendment to IFRS 7 – Disclosures – Transfers of financial assets
Financial Instruments – Classification and measurement
Consolidated financial statements
Joint arrangements
Disclosures of interests in other entities
Fair value measurement

International Accounting Standards (IAS)

IAS 1
IAS 12 
IAS 19 
IAS 24

IAS 27
IAS 28 

Amendment to IAS 1 – Presentation of financial statements
Amendment to IAS 12 – Income taxes
IAS 19 (revised 2011) – Employee benefits
Amendment to IAS 24 – Disclosure requirements for government related 
entities and definition of a related party
IAS 27 (revised 2011) – Separate financial statements
IAS 28 (revised 2011) – Investments in associates and joint ventures

IFRS Interpretations Committee (IFRIC)

Amendment – Prepayments of a minimum funding requirement
Stripping costs in the production phase of a surface mine

IFRIC 14
IFRIC 20

Other

Annual  
improvements

Annual improvements 2010

1 January 2011

The directors do not anticipate that the adoption of these standards will have a material impact on the group’s reported income or 
net assets in the period, with the exception of IAS 19 revised which is not anticipated to have a material impact on net assets, but 
the impact on the reported income of the group is not possible to determine as it will depend on conditions at the time of adoption. 

The most significant change for Britvic under IAS 19 revised is the replacement of interest cost and expected return on plan assets 
with a finance cost component which is determined by applying the same discount rate used to measure the defined benefit 
obligation to the net defined benefit liability or asset. The difference between the actual return on plan assets and the discount  
rate will be presented in other comprehensive income. The effect at the date of adoption will depend on market interest rates,  
rates of return and the actual mix of scheme assets at that time. Following consultation with GB employees, the group principal 
pension scheme, the Britvic Pension Plan (BPP), was closed to future accrual for active members with effect from 10 April 2011  
and the intention of the Trustees is to change the asset allocation over time to reduce the risk of volatility within the asset portfolio.  
Changes to the mix of scheme assets to reduce risk may also reduce the impact of IAS 19 revised.

66 Britvic plc Annual Report 2011

 
 
 
4. Segmental reporting

For management purposes, the group is organised into business units and has five reportable segments as follows:

•	GB	Stills	–	United	Kingdom	excluding	Northern	Ireland

•	GB	Carbs	–	United	Kingdom	excluding	Northern	Ireland

•	International

•	Ireland

•	France

These business units sell soft drinks into their respective markets.

Management monitors the operating results of its business units separately for the purpose of making decisions about resource 
allocation and performance assessment. Segment performance is evaluated based on brand contribution. This is defined as revenue 
less material costs and all other marginal costs that management considers to be directly attributable to the sale of a given product. 
Such costs include brand specific advertising and promotion costs, raw materials and marginal production and distribution costs. 
However, group financing (including finance costs) and income taxes are managed on a group basis and are not allocated to 
reportable segments.

Transfer prices between reportable segments are on an arm’s length basis in a manner similar to transactions with third parties.

52 weeks ended 2 October 2011

Revenue
- External
- Inter-segment***

Brand contribution
Non-brand advertising & promotion *
Fixed supply chain**
Selling costs**
Overheads and other costs*
Operating profit before exceptional  
& other items
Finance costs before exceptional  
& other items
Exceptional & other items

Profit before tax 

53 weeks ended 3 October 2010

Revenue
- External
- Inter-segment***

Brand contribution
Non-brand advertising & promotion *
Fixed supply chain**
Selling costs**
Overheads and other costs*
Operating profit before exceptional 
& other items
Finance costs before exceptional & 
other items
Exceptional & other items

Loss before tax 

GB Stills 
£m

GB Carbs 
£m

International 
£m

Total GB & 
International 
£m

Ireland 
£m

France 
£m

Adjustments 
£m

Total 
£m

351.2
13.8

365.0

150.1

502.6
10.1

512.7

189.1

29.1
-

29.1

10.9

882.9
23.9

906.8

350.1

162.8
8.4

171.2

57.8

244.7
0.6

245.3

62.0

-
(32.9)

1,290.4
-

(32.9)

1,290.4

-

469.9
(8.0)
(111.1)
(121.7)
(94.1)

135.0

(29.9)
(25.2)

79.9

GB Stills 
£m

GB Carbs 
£m

International 
£m

Total GB & 
International 
£m

Ireland 
£m

France 
£m

Adjustments 
£m

Total 
£m

369.2
12.2

381.4

172.5

477.6
8.2

485.8

187.1

27.6
-

27.6

9.9

874.4
20.4

894.8

369.5

179.0
5.6

184.6

64.1

85.2
-

85.2

24.1

-
(26.0)

1,138.6
-

(26.0)

1,138.6

-

457.7
(10.4)
(94.9)
(117.2)
(100.6)

134.6

(25.5)
(137.9)

(28.8)

*   

 Included within ‘Administration expenses’ in the Consolidated Income Statement. Costs included within ‘Overheads and other costs’ relate to central costs 
including salaries, IT maintenance, depreciation and amortisation.

** 

 Included within ‘Selling and distribution costs’ in the Consolidated Income Statement.

*** Inter-segment revenues are eliminated on consolidation.

Britvic plc Annual Report 2011

67

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

4. Segmental reporting continued

Geographic information
Revenues from external customers
The analysis below is based on the location where the sale originated.

United Kingdom
Other

Total revenue 

Non-current assets

United Kingdom
Republic of Ireland
France

Total

2011 
£m

913.4
377.0

2010 
£m

899.9
238.7

1,290.4

1,138.6

2011 

£m

262.6
128.7
196.0

587.3

2010 
Restated* 
£m

260.1
131.5
200.9

592.5

*  Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

Non-current assets for this purpose consist of property, plant and equipment, intangible assets and other receivables.

5. Exceptional and other items

Net pension gain*
Asset impairments*
Costs in relation to the purchase of Britvic France*
Restructuring costs*
Head office relocation*
Onerous leases*
Write off of unamortised financing fees**
Other fair value movements***

Total exceptional and other items before tax

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

2011 
£m

13.2
-
-
(25.0)
(1.3)
-
(1.5)
(10.6)

(25.2)

2010 
£m

-
(116.1)
(8.5)
(5.7)
-
(3.1)
-
(4.5)

(137.9)

*   

Included within administration expenses in the consolidated income statement

** 

Included within finance costs in the consolidated income statement

***  For 2011, £nil (2010: £2.4m) included within cost of sales, £10m (2010: £1.3m) within administration expenses and £0.6m (2010: £0.8m) included within  

finance costs in the consolidated income statement.

a)   This includes a pension curtailment gain of £17.7m arising due to the closure to future accrual of the defined benefit section of  

the Britvic Pension Plan. Offsetting the gain is a one off transitional payment of 10% of final salary to pension members of £2.9m 
and consultancy costs of £1.6m.

b)   In 2010, asset impairments can be analysed as follows:

•	Impairments	of	goodwill	in	the	GB	segment	(Red	Devil	£5.0m,	Orchid	£6.4m)	

•	Impairments	of	intangible	assets	in	the	Ireland	segment	(£89.6m)	

•	Impairments	of	land	and	buildings	in	the	Ireland	segment	(£14.6m,	£0.5m	relates	to	assets	previously	held	for	sale)

•	Impairments	of	plant	and	equipment	in	the	GB	segment	(£0.5m)	

In respect of tangible fixed assets, all impairments were calculated based on fair value less costs to sell, where the fair value is 
determined by reference to an active market.

c)  In 2010, costs relating to the purchase and integration of Britvic France were primarily Advisors’ fees.

d)   Restructuring costs includes the costs of major restructuring programmes undertaken. 

The 2011 costs principally relate to:

•	Redundancy	costs	arising	in	the	Ireland	segment;	

•	Redundancy	and	restructuring	costs	relating	to	the	separation	of	functional	support	structures	between	group	and	the	GB	business	unit;	

•	Costs	relating	to	the	outsourcing	of	the	group	data	centre	involving	dual	running	and	temporary	infrastructure	cost;	and

•	The	outsourcing	of	our	GB	full	service	vending	operation.	This	includes	exit	and	redundancy	costs	and	a	write	down	of	the	associated	assets.

68 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
	
	
	
	
	
	
	
	
 
5. Exceptional and other items continued

The 2010 costs related to:

•	Redundancy	costs	arising	in	the	Ireland	segment;	and

•	Costs	in	relation	to	the	Business	Transformation	project	in	the	Ireland	segment.

e)  Head office relocation relates to costs associated with the transfer of the Britvic head office from Chelmsford to Hemel 

Hempstead which is proposed to take place in 2012. The 2011 cost principally relates to a dilapidations provision and lease break 
fee in respect of the existing office in Chelmsford.

f)   In 2010, the onerous leases related to two sites within the Ireland business segment where, in addition to accruals made in 

previous years, incremental future lease commitments were accrued for based on our experience of the deterioration in the Irish 
property market during 2009/10. 

g)   Following the successful refinancing of the group’s committed bank facility in March 2011 (see note 23), the unamortised 2009 

refinancing fees of £1.5m have been written off to finance costs in the consolidated income statement.

h)   Other fair value movements relate to the fair value movement of derivative financial instruments where hedge accounting cannot be applied.

Details of the tax implications of exceptional items are given in note 10a.

6. Operating profit / (loss)

This is stated after charging:

Cost of inventories recognised as an expense
Write-down of inventories to net realisable value
Research and development expenditure written off
Net foreign currency differences
Depreciation of property, plant and equipment
Amortisation of intangible assets
Operating lease payments – minimum lease payments

7. Auditors’ remuneration

Auditors’ remuneration – audit of the group financial statements 

Other fees to auditors
Local statutory audits for subsidiaries
Other services

2011 
£m

627.3
2.3
0.6
(0.1)
35.6
12.9
16.6

2011 
£m

0.3

0.1
0.6

2010 
£m

509.2
2.9
1.7
4.0
32.9
9.5
14.9

2010 
£m

0.4

0.1
0.2

In the current period, fees in the other services category comprise £0.1m for tax services, £0.1m for corporate finance services and £0.4m for 
other services. The fees in the other services category in the prior period comprise £0.15m of audit related fees and £0.05m of tax related fees.

8. Staff costs 

Wages and salaries*
Social security costs
Pension costs (note 24)
Expense of share-based compensation (note 29)

2011 
£m

147.3
19.8
(6.4)**
4.7

165.4

*     £13.3m (2010: £2.6m) of this is included within ‘restructuring costs’ in exceptional and other items (note 5).

**   Includes curtailment gain of £17.7m arising in relation to the Britvic Pension Plan which is in exceptional and other items (note 5).

Directors’ emoluments which are included above are detailed in the Directors’ Remuneration Report.

The average monthly number of employees during the period was made up as follows:

Distribution
Production
Sales and marketing
Administration

2011

407
1,516
1,114
495

3,532

2010 
£m

123.9
14.1
12.3
9.4

159.7

2010

395
1,244
983
435

3,057

Britvic plc Annual Report 2011

69

	
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

9. Finance costs

Bank loans, overdrafts and loan notes
Fair value movement on interest rate swap (see note 27)

Total finance costs

10. Taxation

a)  Tax on loss on ordinary activities

Income statement
Current income tax

Current income tax (charge) / credit
Amounts overprovided / (underprovided) in previous years

Total current income tax (charge) / credit

Deferred income tax
  Origination and reversal of temporary differences

Amounts (underprovided) / overprovided in previous years

Total deferred tax credit

Total tax (charge) / credit in the income statement

Statement of comprehensive income
Current tax on additional pension contributions
Deferred tax on actuarial losses on defined benefit pension schemes
Deferred tax in respect of cash flow hedges accounted for in the hedging reserve
Tax on exchange differences accounted for in the translation reserve

Total tax charge in the statement of comprehensive income

Statement of changes in equity
Current tax on share options exercised
Deferred tax on share options granted to employees

Total tax charge in the statement of changes in equity

2011 
£m

31.4
0.6

32.0

Before 
exceptional  
& other 
items 
£m

Exceptional  
& other 
items 
£m

(31.3)
1.1

(30.2)

3.3
(0.3)

3.0

(27.2)

4.3
(0.3)

4.0

1.5
0.2

1.7

5.7

2010 
£m

25.5
0.8

26.3

2011

Total 
£m

(27.0)
0.8

(26.2)

4.8
(0.1)

4.7

(21.5)

4.3
(16.7)
(0.5)
1.5

(11.4)

0.7
(2.5)

(1.8)

70 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
10. Taxation continued

a)  Tax on loss on ordinary activities (continued)

Income statement
Current income tax

Current income tax (charge) / credit
Amounts overprovided in previous years

Total current income tax (charge) / credit

Deferred income tax
  Origination and reversal of temporary differences

Amounts underprovided in previous years

Total deferred tax credit

Total tax (charge) / credit in the income statement

Statement of comprehensive income
Current tax on additional pension contributions
Deferred tax on actuarial losses on defined benefit pension schemes
Deferred tax in respect of cash flow hedges accounted for in the hedging reserve
Tax on exchange differences accounted for in the translation reserve

Total tax credit in the statement of comprehensive income

Statement of changes in equity
Current tax on share options exercised
Deferred tax on share options granted to employees

Total tax credit in the statement of changes in equity

Before 
exceptional  
& other 
items 
£m

Exceptional  
& other 
items 
£m

(33.2)
1.6

(31.6)

2.6
(0.1)

2.5

(29.1)

2.0
0.8

2.8

6.9
-

6.9

9.7

2010

Total 
£m

(31.2)
2.4

(28.8)

9.5
(0.1)

9.4

(19.4)

2.8
8.3
(0.3)
1.9

12.7

1.0
2.2

3.2

Britvic plc Annual Report 2011

71

 
 
 
 
 
 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

10. Taxation continued

b)   Reconciliation of the total tax charge

 The tax expense in the income statement is lower (2010: higher) than the standard rate of corporation tax in the UK of 27%  
(2010: 28%). The differences are reconciled below:

Profit / (loss) before tax

Profit / (loss) multiplied by the UK average rate of corporation tax of 27%
Permanent differences
Impact of change in UK tax rate on deferred tax liability
Tax overprovided in previous years
Overseas tax rates

Effective income tax rate 

Profit / (loss) before tax

Profit / (loss) multiplied by the UK average rate of corporation tax of 28%
Permanent differences
Tax relief on share-based payments
Tax overprovided in previous years
Overseas tax rates

Effective income tax rate 

c)  Unrecognised tax items

Before 
exceptional  
& other 
items 
£m

Exceptional  
& other 
items 
£m

105.1

(25.2)

(28.4)
(0.2)
1.1
0.8
(0.5)

(27.2)

25.9%

6.8
0.1
0.1
(0.1)
(1.2)

5.7

Before 
exceptional  
& other 
items 
£m

Exceptional  
& other 
items 
£m

109.1

(137.9)

(30.5)
(0.5)
0.1
1.5
0.3

(29.1)

26.7%

38.6
(12.4)
-
0.8
(17.3)

9.7

2011

Total 
£m

79.9

(21.6)
(0.1)
1.2
0.7
(1.7)

(21.5)

26.9%

2010

Total 
£m

(28.8)

8.1
(12.9)
0.1
2.3
(17.0)

(19.4)

(67.4%)

 The temporary differences associated with investments in subsidiaries for which a deferred tax liability has not been recognised 
total £13m (2010: £11.6m). No deferred tax has been provided in respect of these differences, since the timing of the reversals  
can be controlled and it is probable that the temporary differences will not reverse in the future.

 The group expects that future remittances of earnings from its overseas subsidiaries will be covered by the UK dividend 
exemption and so the un-remitted earnings of these subsidiaries are not disclosed above.

 A deferred tax asset of £0.2m (2010: £nil) has not been recognised in respect of tax losses. The tax losses do not expire under 
current tax legislation. Deferred tax assets have not been recognised as it is not probable that future taxable profits will be 
available against which the group can utilise the benefits therefrom. 

72 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
10. Taxation continued

d)  Impact of rate change

   The main rate of UK Corporation tax was reduced to 26% from 1 April 2011. The Finance Act 2011 further reduced the main rate 
of UK Corporation tax to 25% from 1 April 2012. The effect of the new rate is to reduce the deferred tax provision by a net 
£0.4m, comprising a credit of £1.2m to the Consolidated Income Statement and a charge of £0.8m to the Consolidated 
Statement of Comprehensive Income.

   Additional changes to the main rate of UK Corporation Tax are proposed, to reduce the rate by 1% per annum to 23% by 1 April 
2014. These changes had not been substantively enacted at the balance sheet date and consequently are not included in these 
financial statements. The effect of these proposed reductions would be to reduce the UK net deferred tax liability by £0.6m.

   On 7 November 2011, the French government announced a proposal to apply a temporary two year 5% surcharge to the 
corporate tax liabilities of French companies whose turnover exceeds €250m. This change was only announced after the period 
end and consequently has not been included in these financial statements. The effect of this proposed increase would be to 
increase the Britvic France net deferred tax liability by £0.6m.

e)  Deferred tax

  The deferred tax included in the balance sheet is as follows:

Deferred tax liability

Accelerated capital allowances 
Acquisition fair value adjustments

  Other temporary differences
Employee incentive plan

  Deferred tax liability

Deferred tax asset

Employee incentive plan
Post employment benefits
 Other temporary differences

 Deferred tax asset

Net deferred tax liability

2011 

£m

(17.5)
(20.2)
(0.1)
-

(37.8)

3.7
7.4
3.7

14.8

2010 
Restated* 
£m

(19.7)
(21.5)
(3.1)
-

(44.3)

6.7
27.5
2.0

36.2

(23.0)

(8.1)

Certain deferred tax assets and liabilities have been offset. The following is the analysis of the deferred tax balances (after offset) for 
financial reporting purposes:

Net deferred tax assets 
Net deferred tax liabilities 

The deferred tax included in the income statement is as follows:

Employee incentive plan
Accelerated capital allowances
Post-employment benefits
Acquisition fair value adjustments
Other temporary differences

Deferred tax credit 

£1.7m of the deferred tax credit in the current period relates to exceptional items (2010: £6.9m).

*  Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

2011 

£m

-
(23.0)

(23.0)

2011 
£m

(0.5)
2.2
(3.4)
0.9
5.5

4.7

2010 
Restated* 
£m

6.2
(14.3)

(8.1)

2010 
£m

0.7
1.0
(0.4)
6.3
1.8

9.4

Britvic plc Annual Report 2011

73

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

11. Earnings per share 

Basic earnings per share amounts are calculated by dividing the net profit / (loss) for the period attributable to ordinary equity holders 
of the parent by the weighted average number of ordinary shares outstanding during the period.

Diluted earnings per share amounts are calculated by dividing the net profit attributable to ordinary equity holders of the parent by 
the weighted average number of ordinary shares outstanding during the period plus the weighted average number of ordinary shares 
that would be issued on the conversion of all the dilutive potential ordinary shares into ordinary shares. 

The following table reflects the income and share data used in the basic and diluted earnings per share computations:

Basic earnings per share 
Profit / (loss) for the period attributable to equity shareholders

Weighted average number of ordinary shares in issue for basic earnings per share 

Basic earnings per share

Diluted earnings per share 
Profit / (loss) for the period attributable to equity shareholders

Weighted average number of ordinary shares in issue for diluted earnings per share

Diluted earnings per share 

2011 
£m

58.4

240.4

2010 
£m

(48.2)

224.9

24.3p

(21.4p)

58.4

246.4

(48.2)

231.8

23.7p

(21.4p)*

*   The diluted earnings per share is unchanged from the basic earnings per share, as the inclusion of the dilutive ordinary shares would reduce the loss per share 

and is therefore not dilutive in accordance with IAS 33 ‘Earnings per Share’.

The group presents as exceptional and other items on the face of the Income Statement, those significant items of income and 
expense which, because of the nature and infrequency of the events giving rise to them, merit separate presentation to allow 
shareholders to understand better the elements of financial performance in the period, so as to facilitate comparison with prior 
periods and to assess better trends in financial performance more readily. 

To this end, basic and diluted earnings per share are also presented on this basis with the amortisation of acquisition related 
intangible assets also added back using the weighted average number of ordinary shares for both basic and diluted amounts  
as per the table below: 

Adjusted basic earnings per share 
Profit / (loss) for the period attributable to equity shareholders
Add: Net impact of exceptional and other items
Add: Intangible assets amortisation (acquisition related)

Weighted average number of ordinary shares in issue for basic earnings per share

2011 

£m

58.4
19.5
3.1

81.0

240.4

2010 
Restated* 
£m

(48.2)
128.2
2.2

82.2

224.9

Adjusted basic earnings per share 

33.7p

36.5p

Adjusted diluted earnings per share 
Profit for the period attributable to equity shareholders before exceptional items and  
other items and acquisition related intangible assets amortisation

Weighted average number of ordinary shares in issue for diluted earnings per share

Adjusted diluted earnings per share

81.0

246.4

82.2

231.8

32.9p

35.5p

*   The add back of amortisation of intangible assets was previously stated on a total basis. In order to better reflect the ongoing underlying earnings, only 

acquisition related amortisation is now adjusted and comparatives have been restated accordingly.

74 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
12. Dividends paid and proposed

Declared and paid during the period
Equity dividends on ordinary shares

Final dividend for 2010: 12.0p per share (2009: 10.9p per share)
Interim dividend for 2011: 5.1p per share (2010: 4.7p per share)

Dividends paid

Proposed for approval by the shareholders at the AGM

Final dividend for 2011: 12.6p per share (2010: 12.0p per share)

13. Property, plant and equipment

2011 
£m

28.3
12.0

40.3

29.9

Freehold  
land and  
buildings 
£m

Leasehold  
land and 
buildings  

£m

Plant and  
machinery 
£m

Fixtures,  
fittings,  
tools and  
equipment 
£m

At 27 September 2009, net of accumulated  
 depreciation and impairment
Exchange differences 
Acquisitions
Additions
Disposals at cost 
Depreciation eliminated on disposals
Assets transferred which were previously  
 held for sale
Depreciation charge for the year
Impairment
At 3 October 2010, net of accumulated  
 depreciation and impairment
Exchange differences 
Reclassifications
Acquisitions
Additions
Disposals at cost 
Depreciation eliminated on disposals
Assets transferred to held for sale
Depreciation charge for the year
Impairment

At 2 October 2011, net of accumulated 
depreciation and impairment

At 2 October 2011
Cost (gross carrying amount)
Accumulated depreciation and impairment

Net carrying amount

At 3 October 2010
Cost (gross carrying amount)
Accumulated depreciation and impairment

Net carrying amount

48.0
(0.5)
18.0
1.6
-
-

4.7
(1.3)
(8.8)

61.7
(0.3)
(0.3)
0.5
1.4
(1.2)
0.7
(0.7)
(1.9)
-

59.9

78.6
(18.7)

59.9

79.2
(17.5)

61.7

35.0
(0.6)
-
1.0
-
-

-
(0.7)
(5.8)

28.9
(0.1)
-
-
0.5
(0.1)
-
-
(0.5)
-

28.7

40.6
(11.9)

28.7

40.3
(11.4)

28.9

86.6
(0.7)
17.4* 
18.0
(12.0)
7.2

-
(14.7)
(1.1)

100.7
(0.5)
0.3
0.1
23.7
(24.5)
23.8
-
(18.0)
(0.5)

105.1

256.1
(151.0)

105.1

257.0
(156.3)

100.7*

56.5
(0.7)
0.6
17.4
(14.4)
13.2

-
(16.2)
-

56.4
(0.1)
-
-
12.6
(36.8)
33.2
-
(15.2)
-

50.1

161.4
(111.3)

50.1

185.7
(129.3)

56.4

2010 
£m

23.6
11.3

34.9

28.7

Total 
£m

226.1
(2.5)
36.0
38.0
(26.4)
20.4

4.7
(32.9)
(15.7)

247.7
(1.0)
-
0.6
38.2
(62.6)
57.7
(0.7)
(35.6)
(0.5)

243.8

536.7
(292.9)

243.8

562.2
(314.5)

247.7

*  Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

During the period, properties with a net book value of £26.6m, comprising freehold land and buildings of £21.4m and leasehold land 
and buildings of £5.2m, were transferred to Britvic Property Partnership (see note 24). These secure the future income stream to the 
pension plan.

Finance leases
The net book value of freehold land and buildings and plant and machinery includes £0.3m and £0.5m respectively (2010: £0.5m and 
£0.9m respectively) in respect of assets held under finance leases. The assets are pledged as security for the finance lease liabilities.

Britvic plc Annual Report 2011

75

 
 
 
financial statements
notes to the consolidated financial statements continued

14. Intangible assets

Cost as at 27 September 2009,  
 net of accumulated amortisation
Exchange differences 
Acquisitions
Additions
Disposals at cost
Amortisation eliminated on disposals
Amortisation charge for the period
Impairment 
Cost as at 3 October 2010,  
 net of accumulated amortisation
Exchange differences 
Acquisitions
Additions
Disposals at cost
Amortisation eliminated on disposals
Amortisation charge for the period

At 2 October 2011

At 2 October 2011
Cost (gross carrying amount)
Accumulated amortisation  
 and impairment

Net carrying amount

At 3 October 2010
Cost (gross carrying amount)
Accumulated amortisation  
 and impairment

Net carrying amount

 Trademarks 
£m

Franchise  
rights 
£m

Customer  
lists 
£m

Software costs 
£m

Goodwill  

£m

73.3
(4.3)
62.4
-
-
-
-
(29.8)

101.6
(1.7)
-
-
-
-
-

99.9

129.8

(29.9)

99.9

131.5

(29.9)

101.6

25.6
(1.3)
-
-
-
-
(0.8)
-

23.5
(0.2)
-
-
-
-
(0.7)

22.6

25.5

(2.9)

22.6

25.7

(2.2)

23.5

15.1
(0.6)
35.2
-
-
-
(1.4)
(5.1)

43.2
(0.5)
-
-
-
-
(2.4)

40.3

51.0

(10.7)

40.3

51.5

(8.3)

43.2

27.0
0.2
1.2
9.6
(0.6)
0.6
(7.3)
-

30.7
(0.2)
-
11.9
(24.6)
24.3
(9.8)

32.3

51.8

(19.5)

32.3

64.7

(34.0)

30.7

Total 
£m

293.1
(11.4)
161.7
9.6
(0.6)
0.6
(9.5)
(101.0)

342.5
(3.7)
0.4
11.9
(24.6)
24.3
(12.9)

337.9

467.0

(129.1)

337.9

152.1
(5.4)
62.9*
-
-
-
-
(66.1)

143.5
(1.1)
0.4
-
-
-
-

142.8

208.9

(66.1)

142.8

209.6

483.0

(66.1)

143.5*

(140.5)

342.5

* Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

Trademarks
Britvic Ireland and Britvic France
Trademarks represent those trade names acquired which the group plans to maintain. All trademarks have been allocated an 
indefinite life by management. A list of the trademarks held in respect of the Britvic Ireland and Britvic France segments is shown 
in note 16.

It is expected, and in line with existing well-established trademarks within the group, that the trademarks with indefinite lives in 
respect of Britvic France and Britvic Ireland will be held and supported for an indefinite period of time and are expected to generate 
economic benefits. The group is committed to supporting its trademarks by investing in significant consumer marketing 
promotional spend.

Franchise rights 
Franchise rights represent the franchise agreements acquired as part of the Britvic Ireland business combination which provide 
the long-term right to distribute certain soft drinks. These agreements have been allocated a 35 year useful economic life. As at  
2 October 2011 these intangible assets have a remaining useful life of 31 years. The franchise agreement itself has a contract life  
less than the useful economic life. The useful economic life has been determined on the basis that the renewal of the contract is 
highly probable.

76 Britvic plc Annual Report 2011

 
14. Intangible assets continued

Customer lists

Britvic France
Customer lists recognised on the acquisition of Britvic France relate to those customer relationships acquired. These intangible 
assets have been allocated useful economic lives of 20 years. At 2 October 2011 these intangible assets have a remaining useful  
life of 19 years.

Britvic Ireland
Customer lists represent those customer relationships acquired which are valued in respect of the grocery and wholesale 
businesses. These customer lists have been allocated useful economic lives of between 10 and 20 years. At 2 October 2011  
these intangible assets have a remaining useful life of between 6 and 16 years. 

Software costs
Software is capitalised at cost. These intangible assets have been assessed as having finite lives and are amortised using the 
straight-line method over a period of 3 to 7 years. These assets are tested for impairment where an indicator of impairment arises. 
As at 2 October 2011 these intangible assets have a remaining useful life of up to 6 years.

Goodwill
Goodwill is not amortised. Instead it is subject to an impairment review at each reporting date in accordance with IAS 36  
‘Impairment of Assets’. Further detail is provided in note 16.

Intangible assets recognised on the acquisition of Britvic Ireland and Britvic France are valued in euros and translated to sterling  
at the reporting date.

15. Business combinations

There were no material acquisitions during the period.

Acquisition of Britvic France
On 28 May 2010, the group acquired Britvic France for a cash consideration of €186.4m (translated at £160.5m at the time of 
acquisition). 

The initial fair value / acquisition accounting for Britvic France was determined provisionally in the financial statements for the 53 
weeks ended 3 October 2010. The fair value adjustments have now been finalised and are shown in the table below. The overall 
impact of the changes made result in an increase to goodwill of £1.0m. The comparatives for the 53 weeks ended 3 October 2010 
have been adjusted in these financial statements to reflect these updated fair values accordingly. 

The difference between the fair value of the consideration paid and the fair value of the identifiable net assets acquired is recognised 
as goodwill. Included in goodwill are certain intangible assets that cannot be separated and reliably measured due to their nature. 
These items include the favourable market presence which Britvic France enjoys, an assembled workforce and anticipated future 
operating synergies from the combination. 

The sterling carrying value of the net assets acquired shown in the table below has been calculated using the exchange rate on the 
date of acquisition which was £1: €1.1611

Book value 
€m

Fair value  
adjustments 
€m

Fair value 
€m

Fair value 
£m

Intangible assets
Property, plant and equipment
Other financial assets
Inventories
Trade and other receivables
Cash and cash equivalents
Trade and other payables
Pension liability
Interest-bearing loans and borrowings
Other non-current liabilities
Other financial liabilities
Deferred tax liability
Current income tax payable

Net assets acquired

Purchased goodwill

Cost of investment satisfied by cash consideration

81.4
27.2
2.3
35.7
73.2
10.0
(86.2)
(1.2)
(53.4)
(3.8)
(0.9)
-
(1.8)

82.5

33.3
14.7
-
2.1
-
-
-
-
-
-
-
(17.7)
(1.5)

30.9

114.7
41.9
2.3
37.8
73.2
10.0
(86.2)
(1.2)
(53.4)
(3.8)
(0.9)
(17.7)
(3.3)

113.4

73.0

186.4

98.8
36.0
2.0
32.6
63.0
8.6
(74.2)
(1.0)
(46.0)
(3.3)
(0.8)
(15.3)
(2.8)

97.6

62.9

 160.5

Britvic plc Annual Report 2011

77

 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

16. Impairment testing of intangible assets

Goodwill
Goodwill acquired through business combinations has been allocated by senior management to seven individual cash-generating 
units for impairment testing as follows:

•	Orchid

•	Tango

•	Robinsons

•	Britvic	Soft	Drinks	business	(‘BSD’)

•	Water	Business

•	Britvic	Ireland

•	Britvic	France

With the exception of Britvic Ireland and Britvic France, all other goodwill amounts were recognised on acquisitions made within 
Britvic GB.

Carrying amount of goodwill 

At 2 October 2011

At 3 October 2010

Orchid 
£m

6.0

6.0

Tango 
£m

8.9

8.9

Robinsons 
£m

38.6

38.6

BSD 
£m

7.8

7.8

Water 
£m

1.7

1.7

Britvic 
Ireland  
£m

17.0

16.8

Britvic  
France 
Restated 
£m

62.8

63.7*

Total
£m

142.8

143.5

* Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

The Britvic Ireland and Britvic France goodwill is valued in euros and translated at the reporting date.

Apart from a £0.4m increase in goodwill in Ireland relating to the non-material acquisition of Quinn’s of Cookstown, there are no 
movements from the prior year other than translation movements.

Trademarks with indefinite lives

Carrying amount of trademarks with indefinite lives in the Ireland segment
As part of the fair value exercise regarding the 2007 acquisition of Britvic Ireland, certain trademarks with indefinite lives were 
recognised. These trademarks have been allocated by senior management to five individual cash-generating units for impairment 
testing as follows:

At 2 October 2011

At 3 October 2010

Britvic 
£m

6.4

6.5

Cidona 
£m

5.7

5.8

Mi Wadi 
£m

Ballygowan 
£m

8.8

8.9

2.4

2.5

Club 
£m

14.6

14.8

The trademarks are valued in euros and translated at the reporting date. The movements in the carrying amount from the prior year 
relate only to translation movements. 

Carrying amount of trademarks with indefinite lives in the France segment
Additional trademarks with indefinite lives were recognised as part of the fair value exercise on the 2010 acquisition of Britvic 
France. These trademarks have been allocated by senior management to four individual cash-generating units for impairment testing 
as follows:

At 2 October 2011

At 3 October 2010

Teisseire 
£m

49.1

49.9

Moulin de 
Valdonne 
£m

4.0

4.1

Pressade 
£m

4.6

4.7

Fruité 
£m

4.3

4.4

The trademarks are valued in euros and translated at the reporting date. The movements in the carrying amount from the prior year 
only relate to translation movements.

78 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
16. Impairment testing of intangible assets continued

Method of impairment testing
The recoverable amount of the goodwill and intangible assets allocated to the cash-generating units detailed above has been 
determined based on a value in use calculation. To calculate this, 20 year cash flow projections are based on financial budgets 
prepared by senior management and approved by the board of directors. A 20 year cash flow period has been used reflecting  
the current economic uncertainty in the markets in which we operate.

The group has considered the impact of the current economic climate in determining the appropriate discount rate to use in 
impairment testing. The pre-tax discount rate applied to pre-tax cash flow projections is 11% (2010: 11 per cent) for goodwill  
relating to Britvic GB. A pre-tax discount rate of 11% (2010: 10 per cent) was applied for the Britvic Ireland goodwill and trademarks 
recognised on the acquisition of Britvic Ireland. A pre-tax discount rate of 12% was applied for the Britvic France goodwill  
and trademarks recognised on the acquisition of Britvic France.

Cash flows beyond a one year period are extrapolated based on senior management forecasts for the following four years and 
beyond that based on growth and inflationary assumptions as described below. No growth besides inflationary growth increases  
is assumed beyond five years given the current economic uncertainty. Senior management expectations are formed in line with 
performance to date and experience, as well as available external market data.

Key assumptions used in value in use calculation
The following describes each key assumption on which management has based its cash flow projections to undertake impairment 
testing of goodwill.

Growth rates – reflect senior management expectations of volume growth based on growth achieved to date, current strategy and expected 
market trends. No growth besides inflationary growth increases is assumed beyond five years given the current economic uncertainty.

Discount rates – reflect senior management’s estimate of the pre-tax cost of capital adjusted where necessary to reflect the different 
risks of different countries in which the group operates. The estimated pre-tax cost of capital is the benchmark used by management 
to assess operating performance and to evaluate future capital investment proposals.

Marginal contribution – being revenue less material costs and all other marginal costs that management considers to be directly 
attributable to the sale of a given product. Marginal contribution is based on financial budgets approved by the Britvic plc board.  
Key assumptions are made within these budgets about pricing, discounts and costs based on historical data, current strategy and 
expected market trends.

Advertising and promotional spend – financial budgets approved by senior management are used to determine the value assigned  
to advertising and promotional spend. This is based on the planned spend for year one and strategic intent thereafter.

Raw materials price, production and distribution costs, selling costs and other overhead inflation – the basis used to determine the 
value assigned to inflation is the forecast increase in consumer price indices in the relevant market. This has been used in all value  
in use calculations performed.

Conclusions
In 2010, impairment losses were recognised in respect of Red Devil goodwill (£5.0m), Orchid goodwill (£6.4m), Britvic Ireland 
goodwill (£54.7m), Britvic Ireland indefinite life trademarks (£29.7m) and Britvic Ireland finite life trademarks (£0.1m). No further 
impairments have been identified during 2011 and for all cash-generating units, with the exception of Orchid, there are no reasonably 
possible changes in key assumptions other than a further, currently unforecast, material decline in the prospects for the economies  
in which the group operates, which would cause the value of the goodwill or any of the intangible assets with indefinite lives to 
materially fall short of their carrying value. For the Orchid cash generating unit, no growth has been assumed in the cash flow 
projections. Based on this assumption, the recoverable amount exceeds the carrying amount by approximately £0.7m. A decline  
in volumes of 2% per annum in the five year forecasts used would reduce this to £nil.

Intangible assets with finite lives

Franchise rights
Franchise rights represent the franchise agreements acquired, as a result of the acquisition of Britvic Ireland, which provide  
the long-term right to distribute certain soft drinks. Management have reviewed the performance of those products since acquisition 
and no indicators of impairment have been identified.

Customer lists
As part of the fair value exercise regarding the acquisitions of Britvic Ireland in 2007 and Britvic France in 2010, customer list assets 
with finite lives were recognised. Management have reviewed trading levels with those customers since acquisition and in the prior 
year identified a number of material reductions which have been directly attributed to the difficult trading conditions experienced in 
Ireland due to the sustained economic downturn. As a result an impairment loss of £5.1m was recognised in 2010. 

No indicators of impairment have been identified in the current year and accordingly no further impairments have been recognised  
in respect of customer lists.

Recognition of impairment losses
In 2010, impairment losses, in respect of intangible assets as detailed above, totalling £101.0m were recognised in the income 
statement within exceptional administration expenses. £11.4m related to the GB carbs business segment and £89.6m related  
to the Britvic Ireland business segment.

Britvic plc Annual Report 2011

79

financial statements
notes to the consolidated financial statements continued

17. Other receivables (non-current)

Operating lease premiums
Prepayments
Other

Total other receivables (non-current)

2011 
£m

2.3
3.1
0.2

5.6

Operating lease premiums relates to the un-amortised element of lease premiums paid on inception of operating leases.

18. Inventories 

Raw materials
Finished goods
Consumable stores
Returnable packaging

Total inventories at lower of cost and net realisable value

* Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

19. Trade and other receivables (current)  

Trade receivables
Other receivables
Prepayments

2011 
£m

28.6
49.2
6.1
4.6

88.5

2011 
£m

209.1
10.8
30.1

250.0

2010 
£m

2.3
-
-

2.3

2010  
Restated* 
£m

22.9
50.8
6.0
3.9

83.6

2010 
£m

184.4
8.8
34.8

228.0

Trade receivables are non-interest bearing and are generally on credit terms usual for the markets in which the group operates. As at 
2 October 2011, trade receivables at nominal value of £1.2m (2010: £1.2m) were impaired and fully provided against. Movements in 
the provision for impairment of receivables were as follows:

At 27 September 2009
Acquisition
Charge for period
Utilised
Unused amounts reversed

At 3 October 2010
Charge for period
Utilised
Unused amounts reversed

At 2 October 2011

Total 
£m

1.3
0.5
0.8
(0.6)
(0.8)

1.2
1.0
(0.5)
(0.5)

1.2

The group takes the following factors into account when considering whether a provision for impairment should be made for trade receivables:

•	Payment	performance	history;	and	

•	External	information	available	regarding	credit	ratings.

As at 2 October 2011, the ageing analysis of trade receivables is as follows:

2011
2010

Total 
£m

209.1
184.4

Neither past due 
nor impaired 
£m

<30 days 
£m

30 – 60 days 
£m

60 – 90 days 
£m

90 – 120 days 
£m

> 120 days 
£m

194.1
172.2

12.0
7.5

0.8
2.1

0.5
1.7

0.5
0.9

1.2
-

Past due but not impaired

The credit quality of trade receivables that are neither past due nor impaired is considered good. Refer to note 26 for details of the group’s 
credit risk policy. The group does however monitor the credit quality of trade receivables by reference to credit ratings available externally.

80 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
20. Cash and cash equivalents 

Cash at bank and in hand

2011 
£m

43.0

2010 
£m

54.0

During the year short-term deposits are made for varying periods of between one day and one month depending on the immediate 
cash requirements of the group, and earn interest at the respective short-term deposit rates. The fair value of cash and cash 
equivalents is equal to the book value.

At 2 October 2011, the group had available £400.0m (2010: £213.0m) of un-drawn committed borrowing facilities in respect of  
which all conditions precedent had been met. 

Where available, the group operates cash pooling arrangements whereby the net cash position across a number of accounts is 
recognised for interest purposes.

21. Non-current assets held for sale

Net transfer from property, plant and equipment

2011 
£m

0.7

2010 
£m

-

The current period transfer relates to a property held for sale in Britvic France. The sale of the property completed on 10 November 
2011. There was no gain or loss on transfer from property, plant and equipment to non-current assets held for sale.

22. Issued share capital

The issued share capital as at 2 October 2011 comprised 241,400,052 ordinary shares of £0.20 each (2010: 239,906,178 ordinary 
shares), totalling £48,280,010 (2010: £47,981,236). 

The ordinary shares carry voting rights of one vote per share. There are no restrictions placed on the distribution of dividends, or the 
return of capital on a winding up or otherwise.

Authorised
327,500,000 ordinary shares of £0.20 each

Called up, issued and fully paid ordinary shares
241,400,052 (2010: 239,906,178) ordinary shares of £0.20 each

Share issues in the current and prior periods relating to incentive schemes for employees are detailed below:

2011 
£m

65.5

2010 
£m

65.5

48.3

48.0

52 weeks ended 2 October 2011

2 December 2010
15 December 2010
23 December 2010
4 February 2011
1 April 2011
8 April 2011
12 May 2011
27 June 2011

No of shares  

issued

12,244
122,449
21,974
300,000
32,013
484,343
20,851
500,000

1,493,874

Nominal  
Value 
£

2,449
24,490
4,395
60,000
6,402
96,868
4,170
100,000

298,774

Britvic plc Annual Report 2011

81

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

22. Issued share capital continued

53 weeks ended 3 October 2010

25 November 2009
30 November 2009
7 December 2009
14 January 2010
28 January 2010
22 February 2010
5 March 2010
29 March 2010
9 April 2010
1 June 2010
19 August 2010
1 October 2010

No of shares  

issued

103,102
134,684
34,837
57,749
131,140
57,789
50,039
46,118
406,083
12,244
300,000
12,244

Nominal  
Value 
£

20,620
26,937
6,967
11,550
26,228
11,558
10,008
9,224
81,217
2,449
60,000
2,449

1,346,029

269,207

Of the issued and fully paid ordinary shares, 258,683 shares (2010: 466,343 shares) are treasury shares. This equates to £51,737 (2010: 
£93,269) at £0.20 par value of each ordinary share. These shares are held for the purpose of satisfying the share schemes detailed in note 29.

An explanation of the group’s capital management process and objectives is set out in note 26.

23. Interest-bearing loans and borrowings

Non-current
Finance leases
Unsecured bank loans
Private placement notes
Less unamortised issue costs

Total non-current

The table below provides an analysis of amounts included within interest-bearing loans and borrowings:

Finance leases
2007 Notes
2009 Notes
2010 Notes
Accrued interest
Unsecured bank loans
Capitalised issue costs

Analysis of changes in interest-bearing loans and borrowings

At the beginning of the period (non-current liabilities)
Acquisition of Britvic France
Net loans repaid
Issue of 2010 / 2009 Notes
Issue costs 
Amortisation and write off of issue costs
Net translation loss / fair value adjustment
Accrued interest

At the end of the period (non-current liabilities)
Derivatives hedging balance sheet debt*

Debt translated at contracted rate

2011 
£m

(1.2)
(2.2)
(574.4)
4.6

(573.2)

2011 
£m

(1.2)
(278.6)
(174.3)
(116.5)
(5.0)
(2.2)
4.6

(573.2)

2011 
£m

(569.9)
-
123.4
(113.9)
3.9
(2.9)
(12.6)
(1.2)

(573.2)
78.2

(495.0)

2010 
£m

(1.5)
(126.3)
(445.7)
3.6

(569.9)

2010 
£m

(1.5)
(275.0)
(167.9)
-
(3.8)
(125.3)
3.6

(569.9)

2010 
£m

(450.7)
(46.0)
95.0
(149.8)
1.2
(1.7)
(17.1)
(0.8)

(569.9)
64.7

(505.2)

*  Represents the element of the fair value of interest rate currency swaps hedging the balance sheet value of the Notes. This amount has been disclosed 

separately to demonstrate the impact of foreign exchange movements which are included in interest-bearing loans and borrowings.

82 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
23. Interest-bearing loans and borrowings continued

Bank loans
In March 2011, the group reached agreement with its banks to refinance £333m of existing bank facilities which were due to mature 
in May 2012. The previous 3 year facility has been replaced with a new six-bank £400m revolving multi-currency 5 year facility which 
will mature in March 2016.

The unsecured bank loans classified as non-current are repayable in December 2012 and 2018 (2010: May 2012).

Loans outstanding at 2 October 2011 attract interest at an average rate of 5.09% for euro denominated loans (2010: 3.04%). There 
were no sterling denominated loans outstanding at 2 October 2011 (2010: Nil). 

Private placement notes
2007 Notes
On 20 February 2007, Britvic plc issued US$375m and £38m of Senior Notes (‘the 2007 Notes’) in the United States Private 
Placement market. The proceeds of the issue were used to repay and cancel a £150m term loan, with the remainder being used to 
repay the amounts drawn on the group’s revolving credit facility. The amount, maturity and interest terms of the Notes are shown in 
the table below:

Series

A
B
C
D
E
F

Tranche

7 year
7 year
7 year
10 year
12 year
12 year

Maturity date

20 February 2014
20 February 2014
20 February 2014
20 February 2017
20 February 2019
20 February 2019

Amount

US$87m
US$15m
£25m
US$147m
US$126m
£13m 

Interest terms

Swap interest

US$ fixed at 5.80%
US$ LIBOR + 0.5%
UK£ fixed at 6.11%
US$ fixed at 5.90%
US$ fixed at 6.00%
UK£ fixed at 5.94%

UK£ fixed at 6.10%
UK£ fixed at 6.07%
n/a
UK£ fixed at 5.98%
UK£ fixed at 5.98%
n/a

Britvic plc makes quarterly and semi-annual interest payments in the currency of issue. The Notes are unsecured and rank pari passu 
in right of repayment with other senior unsecured indebtedness of the company. In order to manage the risk of foreign currency and 
interest rate fluctuations, the group has entered into currency interest rate swaps whereby fixed / floating US dollar interest is 
swapped for fixed sterling interest. The swap contracts have the same duration and other critical terms as the borrowings which 
they hedge and are designated as part of effective hedge relationships (see note 27).

Covenants on these Notes include a term which states that Britvic plc must offer to repay the Notes should a change in control  
of the group occur which results in a downwards movement in the credit rating as defined in the Note purchase agreement.

2009 Notes
On 17 December 2009, Britvic plc issued US$250m of Senior Notes in the United States Private Placement market (‘the 2009 
Notes’). The 2009 Notes are additional borrowings to the 2007 Notes. The proceeds from the 2009 Notes were principally used to 
repay amounts drawn on the group’s existing borrowings, including the repayment of €100m of the revolving credit facility. 

Britvic plc makes semi-annual interest payments in US dollars, with the first payment being made on 17 June 2010. The 2009 Notes 
are unsecured and rank pari passu in right of repayment with other senior unsecured indebtedness of the group.

In order to manage foreign exchange risk, interest rate risk and to ensure an appropriate mix of sterling and euro funding, the group 
has entered into a number of new cross currency interest rate swaps. The 2009 Notes were swapped into floating rate sterling and 
euro liabilities through a series of US dollar to sterling and sterling to euro swap instruments. These cross currency interest rate 
swap contracts have the same duration and other critical terms as the relevant borrowings they hedge and are designated as part of 
effective hedge relationships (see note 27).

The amount, maturity and interest terms of the 2009 Notes are shown in the table below:

Series

A
B
C
D

Tranche

5 year
7 year
8 year
10 year

Maturity date

17 December 2014
17 December 2016
17 December 2017
17 December 2019

Amount

US$30m
US$75m 
US$25m
US$120m

Interest terms

Swap interest

US$ fixed at 4.07%
US$ fixed at 4.77%
US$ fixed at 4.94%
US$ fixed at 5.24%

UK£ LIBOR + 1.44%
EURIBOR + 1.69%
EURIBOR + 1.70%
EURIBOR + 1.75%

As detailed in the table above, the 2009 USPP cross currency swaps converted an amount of US dollar borrowings into a €147.0m 
floating rate euro liability. To mitigate exposure to changes in euro interest rates on this liability, €75.0m of interest rate swaps were 
transacted. These swaps do not form part of an effective hedge relationship.

Britvic plc Annual Report 2011

83

financial statements
notes to the consolidated financial statements continued

23. Interest-bearing loans and borrowings continued

2010 Notes
On 17 December 2010, Britvic plc issued US$163m and £7.5m of Senior Notes in the United States Private Placement market  
(‘the 2010 Notes’). The 2010 Notes are additional borrowings to the 2007 and 2009 Notes. The proceeds from the 2010 Notes were 
principally used to repay amounts drawn on the group’s existing borrowings. Issue costs incurred in the period relate to the issue  
of the 2010 Notes and the refinancing of the group’s bank facilities.

Britvic plc makes semi-annual interest payments in US dollars with the first payment being made on 17 June 2011. The 2010 Notes 
are unsecured and rank pari passu in right of repayment with other senior unsecured indebtedness of the group.

In order to manage foreign exchange risk, interest rate risk and to ensure an appropriate mix of sterling and euro funding, the group 
has entered into a number of cross currency interest rate swaps. The 2010 Notes were swapped into a mix of fixed and floating rate 
sterling and euro liabilities through a series of US dollar to sterling and sterling to euro swap instruments. These cross currency 
interest rate swap contracts have the same duration and other critical terms as the relevant borrowings they hedge and are 
designated as part of effective hedge relationships (see note 27).

The amount, maturity and interest terms of the 2010 Notes are shown in the table below:

Series

A
B

C

D

Tranche

7 year
7 year

Maturity date

17 December 2017
17 December 2017

10 year

17 December 2020

12 year

17 December 2022

Amount

£7.5m
US$25m 
US$25m
US$37m
US$23m
US$10m
US$18m
US$25m

Interest terms

Swap interest

UK£ fixed at 3.74% 
US$ fixed at 3.45%
US$ fixed at 3.45%
US$ fixed at 4.04%
US$ fixed at 4.04%
US$ fixed at 4.04%
US$ fixed at 4.14%
US$ fixed at 4.14%

N/A
UK£ fixed 3.85%
€ fixed 3.34%
UK£ LIBOR +1.24%
€ fixed 3.85%
UK£ fixed 4.49%
UK£ LIBOR +1.18%
€ fixed 3.97%

As detailed in the table above, the 2010 USPP cross currency swaps converted an amount of US dollar borrowings into a £35.6m 
floating rate sterling liability. To mitigate exposure in a proportion of this liability, £20m of 3-year interest rate swaps were transacted 
with an effective date of December 2011.

24. Pensions 

The group principal pension scheme for GB employees, the Britvic Pension Plan (BPP), has both a defined benefit and a defined 
contribution section. The defined benefit section of the BPP was closed to new members on 1 August 2002, and following 
consultation with GB employees was closed to future accrual for active members with effect from 10 April 2011, with members 
moving into the defined contribution section for future service benefits. 

Contributions are paid into the Plan in accordance with the recommendations of an independent actuary and as outlined in the 
Schedule of Contributions. The latest formal actuarial valuation for contribution purposes was carried out as at 31 March 2010. 
Following the conclusion of the previous triennial valuation, the final annual payment of £10m contributions in respect of the funding 
shortfall, outlined in the recovery plan, was made by 31 December 2010. As a result of the latest formal valuation, a proposal was  
set out under which a monetary contribution or contributions will be made to enable the Trustee of the BPP to acquire an interest  
in a limited partnership. This partnership interest is intended to provide the Trustee with an income of at least £5m per annum in  
each year over a 15 year period together with a final payment of up to a maximum of £105m to the extent required under funding 
conditions to be agreed to the satisfaction of the Trustee and the company, at the end of the 15 year period. 

A first tranche of this proposal was completed prior to the period end. Britvic Scottish Limited Partnership (Britvic SLP) and Britvic 
Property Partnership (Britvic PP) were established by the group and properties with a market value of £28.6m were then transferred 
to Britvic PP and leased back to Britvic Soft Drinks Limited. Britvic SLP holds an investment in Britvic PP. 

The BPP is a partner in Britvic SLP and is entitled to a share of the profits of the partnership over the next 15 years. At the end of  
this period, the partnership capital allocated to the BPP will be changed to an amount equal to any funding deficit of the BPP at  
that time, up to a maximum value of £25m. At that point the group may be required to transfer this amount in cash to the BPP. 

Both Britvic SLP and Britvic PP are consolidated by the group. The investment held by the BPP in Britvic SLP does not represent a 
plan asset for accounting purposes and is therefore not included in the fair value of plan assets. The share of profits of Britvic SLP 
received by the BPP will be accounted for by the group as contributions when paid. The properties transferred to Britvic PP continue 
to be included within the group’s property, plant and equipment on the balance sheet and the group retains operational flexibility over 
the transferred properties, including the ability to substitute the properties held by Britvic PP.

In addition to the expected partnership income of at least £5m per annum, the group will make payments to the BPP of £5m by 31 
December 2011, £7.5m by 31 December 2012 and £15m per annum by 31 December of each year from 2013 to 2017. In the event 
that further tranches of the proposal do not proceed, the BPP will instead receive total contributions of £10m by 31 December 2011, 
£12.5m by 31 December 2012 and £20m per annum by 31 December of each year from 2013 to 2022 inclusive.

The amount recognised as an expense in relation to the BPP defined contribution scheme in the income statement for 2011 was 
£5.8m (2010: £3.6m).

84 Britvic plc Annual Report 2011

 
 
 
 
24. Pensions continued

In Northern Ireland, the Britvic Northern Ireland Pension Plan (BNIPP) was closed to new members on 28 February 2006, and since 
this date new employees have been eligible to join a Stakeholder plan with Legal & General. Employees of C&C Group transferred 
out of BNIPP on 30 June 2008 with the bulk transfer of assets for the C&C employees taking place in December 2009. The latest 
formal actuarial valuation for contribution purposes was carried out as at 31 December 2008 and as a result shortfall correction 
additional contributions of £90,000 per month until 31 December 2010, and £125,000 per month from 1 January 2011 to 31 
December 2019 are being paid in accordance with the Recovery Plan dated December 2009.

In the Republic of Ireland, employees continued to participate in a number of C&C Group pension schemes following the acquisition 
until transferring into two newly formed pension plans called the Britvic Ireland Defined Contribution Pension Plan and the Britvic 
Ireland Defined Benefit Pension Plan (BIPP) on 1 September 2008. Since 1 March 2006 new employees have been offered 
membership of the defined contribution plan in the first instance, with the ability to transfer into the defined benefit plan for  
future service benefits after a period of 5 years. The first formal actuarial valuation was carried out at 31 December 2009 and is  
still being finalised.

The amount recognised as an expense in relation to the Irish defined contribution schemes in the Income Statement for 2011  
was £0.6m (2010: £0.4m).

All group pension schemes are administered by trustees who are independent of the group’s finances. 

The assets and liabilities of the pension schemes were valued on an IAS 19 basis at 2 October 2011 by Towers Watson (BPP) and 
Mercer (BIPP and BNIPP).

Included within the pension liability on the consolidated balance sheet is an accrual of £1.4m (2010: £1.1m) for retirement indemnities 
in respect of Britvic France. This liability is considered to be immaterial and no further disclosure is included within  
this note. 

Principal Assumptions 
Financial Assumptions

Discount rate
Rate of compensation increase
Expected long term return on plan assets
Pension increases 
Inflation assumption

2011 
% 
ROI

5.35
3.00
5.90
3.00
2.00

2011 
% 
NI

5.20
4.00
6.71
3.00
3.00

2011 
% 
GB

5.60
n/a
5.83
2.30-3.40
3.50

2010 
% 
ROI

4.90
3.00
6.00
3.00
2.00

2010 
% 
NI

5.00
4.50
6.65
2.30-3.40
3.50

2010 
% 
GB

5.05
4.50
5.82
2.30-3.40
3.50

To develop the expected long term rate of return on assets assumption, the group considered the level of expected returns on risk 
free investments (primarily government bonds), the historical level of the risk premium associated with the other asset classes in 
which the portfolio is invested and the expectations for future returns of each asset class. The expected return for each asset class 
was then weighted based on the target asset allocation to develop the expected long term rate on assets assumption for the 
portfolio.

Demographic assumptions
The most significant non-financial assumption is the assumed rate of longevity. This is based on standard actuarial tables, which for 
the BPP are known as SAPS Series 1. An allowance for future improvements in longevity has also been included. The following life 
expectancy assumptions have been used:

Current pensioners (at age 65) – males
Current pensioners (at age 65) – females
Future pensioners currently aged 45 
(at age 65) – males
Future pensioners currently aged 45 
(at age 65) – females

2011 
years 
ROI

22.7
24.4

25.6

26.7

2011 
years 
NI

20.9
23.7

22.7

25.2

2011 
years 
GB

22.0
24.5

24.2

26.9

2010 
years 
ROI

22.7
24.4

25.6

26.7

2010 
years 
NI

20.9
23.7

22.6

25.1

2010 
years 
GB

21.9
24.2

24.1

26.6

The mortality assumptions used to calculate the GB pension obligation were revised in 2010 following a mortality analysis carried out 
as part of the actuarial valuation of the Britvic Pension Plan at 31 March 2010.

Britvic plc Annual Report 2011

85

 
 
financial statements
notes to the consolidated financial statements continued

24. Pensions continued

Sensitivities
The value of plan assets is sensitive to market conditions, particularly equity values. Changes in assumptions used for determining 
retirement benefit costs and obligations may have a material impact on the income statement and balance sheet. The main 
assumptions are the discount rate, the rate of inflation and the assumed mortality rate. The following table provides an estimate  
of the potential impact of each of these variables on the principal pension plans.

Assumption

Change in assumption

Impact on ROI plan liabilities

Impact on NI plan liabilities

Impact on GB plan liabilities

Discount rate Increase/Decrease by 0.1% Decrease/Increase by £1.7m Decrease/Increase by £0.5m Decrease/Increase by £9.5m

Inflation rate

Increase/Decrease by 0.1% Increase/Decrease by £0.9m Increase/Decrease by £0.2m Increase/Decrease by £6.8m

Mortality rate  Increase in life expectancy  
by one year

Net benefit income / (expense)

Current service cost
Interest cost on benefit obligation
Expected return on plan assets
Curtailment gain

Net income / (expense)

Current service cost
Interest cost on benefit obligation
Expected return on plan assets
Curtailment gain

Net expense

Increase by £1.4m 

Increase by £0.6m 

Increase by £12.9m 

ROI 
£m

(2.4)
(3.6)
2.8
1.2

(2.0)

ROI 
£m

(2.0)
(3.0)
2.6
0.8

(1.6)

NI 
£m

(0.3)
(1.3)
1.3
-

(0.3)

NI 
£m

(0.3)
(1.3)
1.1
0.2

(0.3)

GB 
£m

(2.6)
(27.0)
27.0
17.7

15.1

GB 
£m

(4.2)
(26.3)
24.1
-

(6.4)

2011 
Total 
£m

(5.3)
(31.9)
31.1
18.9

12.8

2010 
Total 
£m

(6.5)
(30.6)
27.8
1.0

(8.3)

The net income detailed above is all recognised in arriving at net profit from continuing operations before tax and finance costs / 
income, and is included within cost of sales, selling and distribution costs and administration expenses.

The ROI curtailment gain in the year was triggered by the redundancies of employees resulting in a significant number of members 
moving from active to deferred status in the period, thereby no longer accruing future entitlement. The GB curtailment gain in the 
year arose due to the closure to future accrual of the defined benefit section of the GB plan. 

Taken to the statement of comprehensive income

Actual return on scheme assets
Less: Expected return on scheme assets

Other actuarial gains

Actuarial gains taken to the statement of comprehensive income

Actual return on scheme assets
Less: Expected return on scheme assets

Other actuarial losses 

Actuarial losses taken to the statement of comprehensive income

86 Britvic plc Annual Report 2011

ROI 
£m

(2.2)
(2.8)

(5.0)
8.8

3.8

ROI 
£m

4.3
(2.6)

1.7
(15.3)

(13.6)

NI 
£m

0.7
(1.3)

(0.6)
2.2

1.6

NI 
£m

1.5
(1.1)

0.4
(2.4)

(2.0)

GB 
£m

5.9
(27.0)

(21.1)
60.8

39.7

GB 
£m

49.2
(24.1)

25.1
(58.5)

(33.4)

2011 
Total 
£m

4.4
(31.1)

(26.7)
71.8

45.1

2010 
Total 
£m

55.0
(27.8)

27.2
(76.2)

(49.0)

 
 
 
 
 
24. Pensions continued

Net liability

Present value of benefit obligation
Fair value of plan assets

Net liability

Present value of benefit obligation
Fair value of plan assets

Net liability

Movements in the present value of benefit obligation are as follows:

At 3 October 2010
Exchange differences
Curtailment gain
Current service cost
Member contributions 
Interest cost on benefit obligation
Benefits paid
Actuarial gains

At 2 October 2011

At 27 September 2009
Exchange differences
Curtailment gain
Current service cost
Member contributions 
Interest cost on benefit obligation
Benefits paid
Actuarial losses

At 3 October 2010

ROI 
£m

(64.4)
44.5

(19.9)

ROI 
£m

(69.6)
45.7

(23.9)

ROI 
£m

(69.6)
0.8
1.2
(2.4)
(0.5)
(3.6)
0.9
8.8

(64.4)

ROI 
£m

(52.4)
2.6
0.8
(2.0)
(0.6)
(3.0)
0.3
(15.3)

(69.6)

NI 
£m

(25.4)
20.3

(5.1)

NI 
£m

(26.8)
18.8

(8.0)

NI 
£m

(26.8)
-
-
(0.3)
-
(1.3)
0.8
2.2

(25.4)

NI 
£m

(23.8)
-
0.2
(0.3)
-
(1.3)
0.8
(2.4)

(26.8)

GB 
£m

(481.2)
462.5

(18.7)

GB 
£m

(544.6)
459.3

(85.3)

GB 
£m

(544.6)
-
17.7
(2.6)
(0.8)
(27.0)
15.3
60.8

(481.2)

GB 
£m

(470.8)
-
-
(4.2)
(1.5)
(26.3)
16.7
(58.5)

(544.6)

2011 
Total 
£m

(571.0)
527.3

(43.7)

2010 
Total 
£m

(641.0)
523.8

(117.2)

2011 
Total 
£m

(641.0)
0.8
18.9
(5.3)
(1.3)
(31.9)
17.0
71.8

(571.0)

2010 
Total 
£m

(547.0)
2.6
1.0
(6.5)
(2.1)
(30.6)
17.8
(76.2)

(641.0)

Britvic plc Annual Report 2011

87

 
 
 
 
financial statements
notes to the consolidated financial statements continued

24. Pensions continued

Movements in the fair value of plan assets are as follows:

At 3 October 2010
Exchange differences
Expected return on plan assets
Actuarial losses
Employer contributions
Member contributions 
Benefits paid

At 2 October 2011

At 27 September 2009
Exchange differences
Expected return on plan assets
Actuarial gains
Employer contributions
Member contributions 
Benefits paid

At 3 October 2010

ROI 
£m

45.7
(0.6)
2.8
(5.0)
2.0
0.5
(0.9)

44.5

ROI 
£m

34.0
(1.7)
2.6
1.7
8.8
0.6
(0.3)

45.7

Categories of scheme assets as a percentage of the fair value of total scheme assets

Equities & real estate
Bonds and gilts
Cash

Total

Equities & real estate
Bonds and gilts
Cash

Total

ROI 
£m

28.0
16.5
-

44.5

ROI 
£m

30.6
14.6
0.5

45.7

Analysis of expected return on assets by categories of scheme assets

Equities & real estate
Bonds and gilts
Cash

Total

Equities & real estate
Bonds and gilts
Cash

Total

88 Britvic plc Annual Report 2011

ROI 
£m

2.3
0.5
-

2.8

ROI 
£m

2.2
0.4
-

2.6

NI 
£m

9.5
10.2
0.6

20.3

NI 
£m

15.4
1.9
1.5

18.8

NI 
£m

1.2
0.1
-

1.3

NI 
£m

1.0
0.1
-

1.1

NI 
£m

18.8
-
1.3
(0.6)
1.6
-
(0.8)

20.3

NI 
£m

16.2
-
1.1
0.4
1.9
-
(0.8)

18.8

GB 
£m

243.5
214.0
5.0

462.5

GB 
£m

260.2
194.7
4.4

459.3

GB 
£m

18.5
8.3
0.2

27.0

GB 
£m

16.6
7.5
-

24.1

GB 
£m

459.3
-
27.0
(21.1)
11.8
0.8
(15.3)

462.5

GB 
£m

411.7
-
24.1
25.1
13.6
1.5
(16.7)

459.3

2011 
Total 
£m

281.0
240.7
5.6

527.3

2010 
Total 
£m

306.2
211.2
6.4

523.8

2011 
Total 
£m

22.0
8.9
0.2

31.1

2010 
Total 
£m

19.8
8.0
-

27.8

2011 
Total 
£m

523.8
(0.6)
31.1
(26.7)
15.4
1.3
(17.0)

527.3

2010 
Total 
£m

461.9
(1.7)
27.8
27.2
24.3
2.1
(17.8)

523.8

2011 
Total 
%

53
46
1

100

2010 
Total 
%

59
40
1

100

2011 
Total 
%

71
29
-

100

2010 
Total 
%

71
29
-

100

 
 
 
 
 
 
 
24. Pensions continued

History of experience gains and losses

Fair value of schemes assets
Present value of defined benefit obligations

Deficit in the schemes
Experience adjustments arising on plan 
liabilities
Experience adjustments arising on plan assets

2011 
£m

527.3
(571.0)

(43.7)

1.5
(26.7)

2010  
£m

523.8
(641.0)

(117.2)

36.7
27.2

2009 
£m

461.9
(547.0)

(85.1)

2.0
(2.7)

2008 
£m

424.5
(448.4)

(23.9)

3.3
(98.9)

2007 
£m

479.3
(484.9)

(5.6)

(17.2)
13.6

The cumulative amount of actuarial gains and losses recognised since 4 October 2004 in the group statement of comprehensive 
income is an overall loss of £58.4m (2010: loss of £103.5m). The directors are unable to determine how much of the pension scheme 
deficit recognised on transition to IFRS and taken direct to equity of £1.3m is attributable to actuarial gains and losses since the 
inception of those pension schemes. Consequently, the directors are unable to determine the amount of actuarial gains and losses 
that would have been recognised in the group statement of comprehensive income before 4 October 2004.

Normal contributions of £2.0m and additional contributions of £11.5m are expected to be paid into the pension schemes during  
the 2012 financial year.

25. Trade and other payables (current)

Trade payables
Other payables
Accruals and deferred income
Other taxes and social security

2011 

£m

235.9
8.7
89.0
36.5

370.1

2010 
Restated* 
£m

231.9
11.3
74.8
30.4

348.4

*Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

Trade payables are non-interest bearing and are normally settled on 60–90 day terms.

26. Financial risk management objectives and policies

Overview
The group’s principal financial instruments comprise derivatives, borrowings and overdrafts, cash and cash equivalents. These 
financial instruments are used to manage interest rate and currency exposures, funding and liquidity requirements and share price 
exposure arising under the group’s employee incentive schemes. Other financial instruments which arise directly from the group’s 
operations include trade receivables and payables (see notes 19 and 25 respectively).

It is, and has always been, the group’s policy that no derivative is entered into for trading or speculative purposes.

The main risks arising from the group’s financial instruments are interest rate risk, foreign currency risk, credit risk and liquidity risk. 
Additionally, the group is exposed to commodity price risk and share price risk. The board of directors review and agree policies for 
managing these risks as summarised below. 

Interest rate risk
The group’s exposure to the risk of changes in market interest rates relates primarily to the group’s long-term debt obligations with 
floating interest rates.

The group’s policy is to manage its interest cost by maintaining a mix of fixed and variable rate debt. The group’s policy is to have an 
average over the next three years of between 25% and 80% of its borrowings at fixed rates of interest. To manage this, the group 
enters into interest rate swaps, cross currency swaps and forward rate agreements which are designated to hedge underlying debt 
obligations. At 2 October 2011, after taking into account the effect of these instruments, approximately 82% of the group’s 
borrowings are at a fixed rate of interest (2010: 63%).

Britvic plc Annual Report 2011

89

 
 
 
 
financial statements
notes to the consolidated financial statements continued

26. Financial risk management objectives and policies continued

Interest rate risk table
The following table demonstrates the sensitivity to a reasonably possible change in interest rates, with all other variables held constant, 
of the group’s profit before tax (through the impact on floating rate borrowings) and equity for changes in the fair values of applicable 
derivative instruments. 

2011
Sterling

Euro

2010
Sterling

Euro

Foreign currency risk

 Increase / 
(decrease) in 
basis points

Effect on  
profit / (loss)  
before tax 
£m

Effect on  
equity 
£m

200
(200)
200
(200)

200
(200)
200
(200)

0.4
(0.1)
3.5
(2.3)

(0.9)
0.9
2.3
(3.1)

28.9
(32.8)
6.8
(8.2)

26.4
(30.4)
8.5
(10.5)

Foreign currency risk is primarily in respect of exposure to fluctuations to the sterling-euro, sterling-US dollar and euro-US dollar rates 
of exchange. The group has operations in euro-denominated countries and finances these partly through the use of foreign currency 
borrowings and cross currency swaps which hedge the translation risk of net investments in foreign operations. Additionally cash 
generation from euro-denominated operations can be utilised to meet euro payment obligations in sterling denominated companies, 
providing a natural hedge.

The group also has transactional exposures arising from purchases of prime materials, capital expenditure and interest costs in 
currencies other than the functional currency of the individual group entities. Non functional currency purchases and interest costs 
are made in the currencies of US dollars and euros. As at 2 October 2011, the group has hedged 67% (2010: 68%) of forecast net 
exposures 12 months in advance using forward foreign exchange contracts. 

Where funding is raised in a currency other than the currency ultimately required by the group, cross currency interest rate swaps 
are used to convert the cash flows to the required currency. These swaps have the same duration and other critical terms as the 
underlying borrowing.

The following table demonstrates the sensitivity to a reasonably possible change in the US dollar and euro exchange rates, with all 
other variables held constant, of the group’s profit before tax (due to changes in the fair value of monetary assets and liabilities) and 
the group’s equity (due to changes in fair value of forward exchange contracts).

Increase /  
(decrease) in  
currency rate 
%

Effect on  
profit before  
tax 
£m

Effect on  
equity 
£m

10
(10)
10
(10)
10
(10)

10
(10)
10
(10)
10
(10)

(0.4)
0.4
-
-
-
-

(0.1)
0.1
(0.1)
0.1
-
-

5.0
(5.0)
1.2
(1.2)
1.7
(1.7)

3.5
(3.5)
0.7
(0.7)
1.4
(1.4)

2011
Sterling / euro

Sterling / US dollar

Euro / US dollar

2010
Sterling / euro

Sterling / US dollar

Euro / US dollar

90 Britvic plc Annual Report 2011

 
  
 
 
 
 
 
 
26. Financial risk management objectives and policies continued

Credit risk
The group trades only with recognised creditworthy third parties. It is the group’s policy that all customers who wish to trade on 
credit terms are subject to credit verification procedures. In addition, receivable balances are monitored on an ongoing basis with the 
result that the group’s exposure to bad debts is not significant. The maximum exposure is the carrying amount disclosed in note 19. 
For transactions that do not occur in the country of the relevant operating unit, the group does not offer credit terms without the 
approval of the Head of Finance Shared Services. There are no significant concentrations of credit risk within the group.

The group maintains a policy on counterparty credit exposures with banks and financial institutions arising from the use of derivatives 
and financial instruments. This policy restricts the investment of surplus funds and entering into derivatives to counterparties with a 
minimum credit rating maintained by either Moody’s, Standard & Poors or Fitch. The level of exposure with counterparties at various 
ratings levels is also restricted under this policy. The level of exposure and the credit worthiness of the group’s banking 
counterparties is reviewed regularly to ensure compliance with this policy.

Commodity price risk
The main commodity price risk arises in the purchases of prime materials, being PET, sugar, steel and frozen concentrated orange 
juice. Where it is considered commercially advantageous, the group enters into fixed price contracts with suppliers to hedge against 
unfavourable commodity price changes.

Share schemes equity price risk
The group operates several employee incentive share schemes. It has an exposure to the share price for the schemes in which 
shares are purchased in the market to satisfy the requirements of the plan. To hedge this risk the group has entered into a number  
of total return share swaps against schemes maturing in 2011, 2012 and 2013.

The following table demonstrates the sensitivity to a reasonably possible change in the Britvic plc share price, with all other variables 
held constant, of the group’s profit before tax (due to changes in the fair value of the share swaps).

2011

2010

Increase /  
(decrease) in  
share price 
%

Effect on  
profit before  
tax 
£m

10
(10)

10
(10)

1.9
(1.9)

2.2
(2.2)

Liquidity risk
The group monitors its risk of a shortage of funds using rolling cash flow forecasts. These forecasts consider the maturity of both its 
financial investments and financial assets (e.g. accounts receivable, other financial assets) and projected cash flows from operations. 
The objective of the group’s liquidity policy is to maintain a balance between continuity of funds and flexibility through the use of 
bank loans and overdrafts and long-term private placement issuance. The bank loans entered into by the group are unsecured.  
At 2 October 2011, none of the group’s debt will mature in less than one year (2010: none).

The table below summarises the maturity profile of the group’s financial liabilities at 2 October 2011 based on contractual 
undiscounted payments:

2011 

Unsecured bank loans

Private placement notes
Derivatives hedging private placement notes - payments
Derivatives hedging private placement notes - receipts

Interest rate swap - payments
Interest rate swap - receipts

Trade and other payables
Finance leases
Other financial liabilities

Less than 1  
year 
£m

0.1

27.9
19.8
(25.3)

22.4

1.7
(1.4)

0.3

333.6
-
4.3

360.7

1 to 5  
years 
£m

2.7

206.8
140.6
(161.7)

185.7

5.5
(4.3)

1.2

-
1.2
-

> 5 years 
£m

-

486.7
413.2
(425.0)

474.9

-
-

-

-
-
-

Total 
£m

2.8

721.4
573.6
(612.0)

683.0

7.2
(5.7)

1.5

333.6
1.2
4.3

190.8

474.9

1,026.4

Britvic plc Annual Report 2011

91

 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

26. Financial risk management objectives and policies continued
Less than 1  
year 
£m

2010 

Unsecured bank loans

Private placement notes
Derivatives hedging private placement notes - payments
Derivatives hedging private placement notes - receipts

Interest rate swap - payments
Interest rate swap - receipts

Trade and other payables
Finance leases
Other financial liabilities

3.8

23.6
16.7
(23.3)

17.0

0.7
(0.4)

0.3

318.0*
-
1.4

340.5

1 to 5  
years 
£m

128.1

195.3
139.6
(179.4)

155.5

5.9
(3.1)

2.8

-
0.7
-

287.1

> 5 years 
£m

-

375.4
431.9
(483.7)

323.6

0.7
(0.4)

0.3

-
0.8
-

324.7

Total 
£m

131.9

594.3
588.2
(686.4)

496.1

7.3
(3.9)

3.4

318.0
1.5
1.4

952.3

* Restated following the finalisation of the fair value allocation of Britvic France, acquired on 28 May 2010.

In respect of the private placement notes, the periods when the cash flows are expected to occur (as shown by the tables above) 
and when they are expected to affect the income statement are the same.

Details with regard to derivative contracts are included in note 27.

Fair value hierarchy
The group uses the following valuation hierarchy to determine the carrying value of financial instruments that are measured at fair value:

Level 1: quoted (unadjusted) prices in active markets for identical assets or liabilities.

Level 2: other techniques for which all inputs which have a significant effect on the recorded fair value are observable, either directly 
or indirectly.

Level 3: techniques which use inputs which have a significant effect on the recorded fair value that are not based on observable 
market data.

2011 

Level 1

Level 2
- Derivatives used for hedging
- Financial instruments at fair value through profit or loss

Level 3

Total

2010

Level 1

Level 2
- Derivatives used for hedging
- Financial instruments at fair value through profit or loss

Level 3

Total

92 Britvic plc Annual Report 2011

 Assets  

 Liabilities  

£m

-

95.9
-

-

95.9

£m

-

(2.7)
(11.3)

-

(14.0)

 Assets  

 Liabilities  

£m

-

82.0
0.1

-

82.1

£m

-

(4.3)
(0.9)

-

(5.2)

 
 
 
 
26. Financial risk management objectives and policies continued

Capital management
The group defines ‘capital’ as being net debt plus equity.

The group’s objectives when managing capital are to safeguard the group’s ability to continue as a going concern and maintain an appropriate 
capital structure to balance the needs of the group to grow, whilst operating with sufficient headroom within its bank covenants.

The group manages its capital structure and makes adjustments to it, in light of changes in economic conditions. To maintain or 
adjust the capital structure, the group has a number of options available to it including modifying dividend payments to shareholders, 
returning capital to shareholders or issuing new shares. In this way, the group balances returns to shareholders between long-term 
growth and current returns whilst maintaining capital discipline in relation to investing activities and taking any necessary action on 
costs to respond to the current environment.

The group monitors capital on the basis of the adjusted net debt / EBITDA ratio. Adjusted net debt is calculated as being the net of cash and 
cash equivalents, interest-bearing loans and borrowings and the element of the fair value of interest rate currency swaps hedging the balance 
sheet value of the US private placement Notes. Adjusted net debt is shown in note 30. The adjusted net debt / EBITDA ratio enables the 
group to plan its capital requirements in the medium term. The group uses this measure to provide useful information to financial institutions 
and investors. The group believes that an adjusted net debt / EBITDA ratio in the range of 2.0 – 3.0 provides an efficient capital structure and 
an appropriate level of financial flexibility. At 2 October 2011 the adjusted net debt / EBITDA ratio was 2.4 (2010: 2.4).

27. Derivatives and hedge relationships 

Fair values of financial assets and financial liabilities
Set out below is a comparison by category of carrying amounts and fair values of all of the group’s financial instruments,  
except trade and other receivables and payables.

Financial assets 
Cash
Cross currency interest rate swaps*
Share swaps*
Favourable contracts recognised on the acquisition of Britvic 
France**
Forward currency contracts**
Foreign exchange swaps**

Financial liabilities
Interest-bearing loans and borrowings  
(bank loans and private placement notes):

Fixed rate borrowings
Floating rate borrowings

Finance leases
Forward currency contracts***
Unfavourable contracts recognised on the acquisition  
of Britvic France***
Cross currency interest rate swaps****
Interest rate swaps****
Forward rate agreements***
Share swaps***
Share swaps****

 Book value 
 2011 
 £m

 Fair value 
 2011 
 £m

 Book value 
 2010 
 £m

 Fair value 
 2010 
 £m

43.0
93.0
-

-
1.8
1.1

43.0
93.0
-

-
1.8
1.1

54.0
81.3
0.1

0.3
0.7
-

54.0
81.3
0.1

0.3
0.7
-

138.9

138.9

136.4

136.4

(563.4)
(8.6)
(1.2)
(0.3)

-
(2.4)
(1.4)
(0.1)
(3.9)
(5.9)

(616.7)
(8.6)
(1.2)
(0.3)

-
(2.4)
(1.4)
(0.1)
(3.9)
(5.9)

(433.5)
(134.9)
(1.5)
(1.3)

(0.1)
(3.0)
(0.9)
-
-
-

(481.2)
(134.9)
(1.5)
(1.3)

(0.1)
(3.0)
(0.9)
-
-
-

(587.2)

(640.5)

(575.2)

(622.9)

* Included within ‘Non-current assets: Other financial assets’ on the consolidated balance sheet

** Included within ‘Current assets: Other financial assets’ on the consolidated balance sheet

*** Included within ‘Current liabilities: Other financial liabilities’ on the consolidated balance sheet

**** Included within ‘Non-current liabilities: Other financial liabilities’ on the consolidated balance sheet

Non-derivative financial assets are categorised as loans and receivables as defined in IAS 39 ‘Financial instruments –  
recognition and measurement’. Non-derivative financial liabilities are all carried at amortised cost.

The fair value of derivatives, which are quoted at market price, has been calculated by discounting the expected future cash flows at 
prevailing interest rates. 

The fair value of the current trade and other receivables and payables approximate to book value.

The fair value of fixed rate borrowings has been derived from the sum of future cash flows to maturity discounted back to present  
values at a market rate.

Britvic plc Annual Report 2011

93

 
 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

27. Derivatives and hedge relationships continued

Derivatives not designated as part of hedge relationships

Interest rate swaps
The 2009 USPP cross currency swaps converted an amount of US dollar borrowings into a €147.0m floating rate euro liability.  
To mitigate exposure to changes in euro interest rates on this liability, €75.0m of interest rate swaps were transacted. These 5-year 
fixed rate swaps had an effective start date of December 2010.

From the 2010 USPP issuance an amount of $55m was swapped into £35.6m of floating rate sterling liability. To mitigate exposure 
for a proportion of this liability, £20m of 3-year interest rate swaps were transacted with an effective date of December 2011.

Forward rate agreement
To mitigate exposure to floating interest rates at the next interest rate fixing on the remaining €72m of 2009 floating rate euro 
liability, a series of forward rate agreements with a notional totalling €70m were transacted with an effective date of December 2011.

Share swaps
The group operates several employee incentive share schemes. It has an exposure to the share price for the schemes in which 
shares are purchased in the market to satisfy the requirements of the plan. To hedge this risk the group has entered into a number  
of total return share swaps against schemes maturing in 2011, 2012 and 2013.

Foreign exchange swaps
As part of operational cash management €108m of euro / sterling FX swaps were in existence at 2 October 2011. 

Hedging activities
The group has a number of derivative contracts which are designated as part of effective hedge relationships. These are included in 
other financial assets and liabilities as follows:

Consolidated balance sheet

Non-current assets: Other financial assets
Fair value of the 2007 cross currency interest rate swaps¹
Fair value of the 2009 USD GBP cross currency interest rate swaps³
Fair value of the 2009 GBP euro cross currency interest rate swaps²
Fair value of the 2010 USD GBP cross currency floating interest rate swaps³

Current assets: Other financial assets
Fair value of forward currency contracts¹

Current liabilities: Other financial liabilities
Fair value of forward currency contracts¹

Non-current liabilities: Other financial liabilities
Fair value of the 2009 GBP euro cross currency interest rate swaps²
Fair value of the 2010 GBP euro cross currency interest rate swaps²
Fair value of the 2010 USD GBP cross currency floating interest rate swaps³
Fair value of the 2010 USD GBP cross currency fixed interest rate swaps¹

¹ Instruments designated as part of a cash flow hedge relationship 

² Instruments designated as part of a net investment hedge relationship 

³ Instruments designated as part of a fair value hedge relationship 

 2011 
 £m

61.6
29.6
0.6
1.2

1.8

(0.3)

-
(1.1)
-
(1.3)

 2010 
 £m

58.0
23.3
-
-

0.7

(1.3)

(0.4)
(1.2)
(0.7)
(0.7)

94 Britvic plc Annual Report 2011

 
 
 
 
 
 
27. Derivatives and hedge relationships continued

As at the 2 October 2011 these hedging relationships are categorised as follows:

Cash flow hedges

Forward currency contracts
At 2 October 2011, the group held 72 (2010: 60) US dollar and 51 (2010: 30) euro forward exchange contracts (the ‘forward currency 
contracts’) designated as hedges of expected future purchases from suppliers in US dollars and euros which the group believe to  
be highly probable transactions. The forward currency contracts are being used to hedge the foreign currency risk of these highly 
probable transactions. 

The forward currency contracts hedge the expected future purchases in the period to 30 September 2012 and have been assessed 
as part of effective cash flow hedge relationships. At the period end there is a net unrealised gain of £1.5m (2010: net unrealised 
loss of £0.6m), with a related deferred tax liability of £0.4m (2009: related deferred tax asset of £0.1m), which has been included in 
equity in respect of these contacts.

The terms of these forward contracts are detailed in the table below.

Forward contracts to hedge expected future purchases

Maturity range

2011
£ / US$19.4m
£ / € 57.5m
€ / US$26.8m

2010
£ / US$10.3m
£ / €40.2m 
€ / US$21.3m

Oct 11 to Jul 12
Oct 11 to Aug 12
Oct 11 to Sept 12

Oct 10 to Sept 11
Oct 10 to Jul 11
Oct 10 to Sept 11

Average  

exchange rate

£ / US$1.62
£ / €1.16
€ / US$1.43

£ / US$1.54
£ / €1.15
€ / US$1.31

Cross currency interest rate swaps 

2007 Notes / 2007 cross currency interest rate swaps
The group continues to have a number of cross currency interest rate swaps relating to the 2007 Notes. These cross currency 
interest rate swaps (the ‘2007 cross currency interest rate swaps’) have the effect of fixing the borrowings into sterling and the rate 
of interest payable on the 2007 Notes. The 2007 cross currency interest rate swap instruments have the same duration and other 
critical terms as the 2007 Notes and continue to be designated as part of a cash flow hedge relationship with the 2007 Notes. This 
has been assessed to be a highly effective relationship as at 2 October 2011. The fair value of the 2007 cross currency interest rate 
swap instruments at 2 October 2011, included within ‘Non-current assets: Other financial assets’ on the balance sheet, was £61.6m 
(2010: £58.0m). The movement in the fair value has been taken to Consolidated Statement of Comprehensive Income. A total of 
£3.6m (2010: £1.9m) has been recycled to the Consolidated Income Statement to match the foreign exchange movement on the 
2007 Notes. Within equity there is a net unrealised gain of £11.4m (2010: net unrealised gain of £11.4m) with a related deferred tax 
liability of £2.9m (2010: deferred tax liability of £3.1m) in respect of the 2007 cross currency interest rate swap instruments. 

2010 Notes / 2010 USD GBP cross currency fixed interest rate swaps
The group continues to have a number of cross currency interest rate swaps relating to the 2010 Notes. These instruments swap 
the principal and interest from US dollar into sterling (the ‘2010 USD GBP cross currency fixed interest rate swaps’). The 2010 USD 
GBP cross currency interest rate swaps which swap interest from fixed US dollar to fixed sterling are designated as part of a cash 
flow hedge relationship with the future cash flows associated with the 2010 Notes. This has been assessed to be a highly effective 
relationship as at 2 October 2011. The fair value of these instruments at 2 October 2011, included within ‘Non-current liabilities:  
Other financial liabilities’ on the balance sheet, was £1.3m (3 October 2010: £0.7m) with a related deferred tax asset of £0.2m  
(3 October 2010: deferred tax asset of £0.2m). The movement in fair value has been taken to equity. A total of £0.7m (3 October 
2010: £nil) has been recycled to the Consolidated Income Statement to match the foreign exchange movement on the 2010 Notes. 
Within equity there is a net unrealised loss of £0.7m (3 October 2010: net unrealised loss of £0.7m) with a related deferred tax asset 
of £0.2m (3 October 2010: deferred tax asset of £0.2m) in respect of the 2010 cross currency interest rate swap instruments. 

Britvic plc Annual Report 2011

95

financial statements
notes to the consolidated financial statements continued

27. Derivatives and hedge relationships continued

Fair value hedges

2009 Notes / 2009 USD GBP cross currency interest rate swaps
The group continues to have a number of cross currency interest rate swaps in respect of the 2009 Notes. These instruments swap 
the principal and interest from fixed US dollar into floating sterling (the ‘2009 USD GBP cross currency interest rate swaps’). The 
2009 USD GBP cross currency interest rate swaps are designated as part of a fair value hedge relationship with the 2009 Notes.  
The fair value movements on the 2009 USD GBP cross currency interest rate instruments are recorded in the Consolidated Income 
Statement, as is the fair value movement in the 2009 Notes. The 2009 USD GBP cross currency interest rate swap contracts have 
the same duration and other critical terms as the 2009 Notes they hedge. The 2009 USD GBP cross currency interest rate swaps 
have been assessed as part of a highly effective hedge relationship as at 2 October 2011. The fair value of the swap instruments at  
2 October 2011, included within ‘Non-current assets: Other financial assets’ on the Consolidated Balance Sheet, was £29.6m  
(3 October 2010: £23.3m).

2010 Notes / 2010 USD GBP cross currency floating interest rate swaps
The group has entered into swap instruments which swap the principal and fixed rate interest of the 2010 Notes to floating sterling 
(‘2010 USD GBP cross currency floating interest rate swaps’). These instruments are designated as part of a fair value hedge 
relationship with the 2010 Notes. The fair value movements on the 2010 USD GBP cross currency floating interest rate swaps are 
recorded in the Consolidated Income Statement, as is the fair value movement of the hedged item. The swap contracts have the 
same duration and other critical terms as the 2010 Notes they hedge. The 2010 USD GBP cross currency floating interest rate 
swaps have been assessed as part of a highly effective hedge relationship as at 2 October 2011. The fair value of the swap 
instruments at 2 October 2011, included within ‘Non-current assets: Other financial assets’ on the Consolidated Balance Sheet,  
was £1.2m (3 October 2010: Non-current liabilities: Other financial liabilities £0.7m).

Net investment hedges

2009 GBP euro cross currency interest rate swaps
These instruments swap floating sterling liabilities into floating euro liabilities. They have been designated as part of an effective 
hedge of the net investment in Britvic Ireland. The 2009 GBP euro cross currency interest rate swaps, along with the underlying loan 
instruments, are being used to hedge the group’s exposure to foreign exchange risk on this euro investment. Movements in the fair 
value of the 2009 GBP euro cross currency interest rate swaps are taken to equity where they offset foreign exchange movements 
on the translation of the net investment in Britvic Ireland. The fair value of the 2009 GBP euro cross currency interest rate swaps at  
2 October 2011, is an asset of £0.6m (3 October 2010: liability of £0.4m) included within ‘Non-current assets: Other financial assets’ 
on the Consolidated Balance Sheet (2010: included within ‘Non-current liabilities: Other financial liabilities’).

2010 GBP euro cross currency interest rate swaps
These instruments swap fixed sterling liabilities into fixed euro liabilities and have been designated as part of an effective hedge  
of the net investment in Britvic France. The 2010 GBP euro cross currency interest rate swaps, along with the underlying loan 
instruments, are being used to hedge the group’s exposure to foreign exchange risk on this euro investment. Movements in the fair 
value of the 2010 GBP euro cross currency interest rate swaps are taken to equity where they offset foreign exchange movements 
on the translation of the net investment in Britvic France. The fair value of the 2010 GBP euro cross currency interest rate swaps at  
2 October 2011, is a liability of £1.1m (3 October 2010: liability of £1.2m) included within ‘Non-current liabilities: Other financial 
liabilities’ on the Consolidated Balance Sheet.

96 Britvic plc Annual Report 2011

 
27. Derivatives and hedge relationships continued

The impact on the consolidated statement of comprehensive income of the derivatives and hedge relationships described above is 
summarised in the table below.

 2011 
 £m

 2010 
 £m

Consolidated statement of comprehensive income

Amounts recycled to the income statement in respect of cash flow hedges
Forward currency contracts*
2007 cross currency interest rate swaps**
2010 cross currency interest rate swaps**

Gains / (losses) in the period in respect of cash flow hedges
Forward currency contracts
2007 cross currency interest rate swaps
2010 cross currency interest rate swaps

Exchange differences on translation of foreign operations
Movement on 2009 GBP euro cross currency interest rate swaps
Movement on 2010 GBP euro cross currency interest rate swaps
Exchange movements on translation of the euro net investment

* Offsetting amounts recorded in cost of sales

** Offsetting amounts recorded in finance costs 

28. Other non-current liabilities

Firm Commitment

(0.7)
(3.6)
0.6

(3.7)

2.8
3.6
(0.6)

5.8

1.0
0.1
(2.7)

(1.6)

 2011 
 £m

1.9

(1.1)
(1.9)
-

(3.0)

(0.9)
6.1
(0.7)

4.5

(0.4)
(1.2)
(12.1)

(13.7)

 2010 
 £m

4.2

A firm commitment exists in respect of the receipt of the 2009 and 2010 Notes.

29. Share-based payments

The expense recognised for share-based payments in respect of employee services received during the 52 weeks ended 2 October 
2011, including national insurance of £0.5m (2010: £0.9m) and dividend equivalents of £0.4m (2010: £0.7m), is £4.7m (2010: £9.4m). 
All of that expense arises from transactions which are expected to be equity-settled share-based payment transactions. 

The Britvic Share Incentive Plan (‘SIP’)
The SIP is an all-employee plan approved by HMRC. The plan allows for annual awards of free ordinary shares with a value of 3%  
of salary (subject to HMRC maximum limits) together with an offer of matching shares on the basis of one free matching share  
for each ordinary share purchased with a participant’s savings, up to a maximum of £75 per four week pay period. Employees are 
entitled to receive the annual free share award provided they are employed by the company on the last day of each financial year  
and on the award date. There are no cash settlement alternatives. 

Awards made during the period are shown in the table below. The fair value of these awards is equivalent to the intrinsic value of the shares.

Annual free shares award
Matching shares award – 1 free share for every ordinary share purchased

 2011

484,343
346,267

 No of shares

 2010

406,083
287,132

Britvic plc Annual Report 2011

97

 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

29. Share-based payments continued

The Britvic Executive Share Option Plan (‘Option Plan’)
The Option Plan allows for options to buy ordinary shares to be granted to selected employees. The option price is the average 
market price of Britvic plc’s shares on the three business days before the date of grant. Options become exercisable on the 
satisfaction of the performance condition and remain exercisable until ten years after the date of grant. 

The performance condition requires average growth in EPS of 7% per annum over a three year period in excess of the average 
growth in RPI over the same period for the options to vest in full. If EPS growth averages 3% per annum in excess of RPI growth, 
25% (2010: 25%) of the options will vest. Straight-line apportionment will be applied between these two levels to determine the 
number of options that vest and no options will vest if average EPS growth is below the lower threshold. 

In some circumstances, at the discretion of the company, an option holder who exercises his / her option may receive a cash 
payment rather than the Ordinary shares under option. The cash payment would be equal to the amount by which the market value 
of the ordinary shares under option exceeds the option price. However, it is expected that this plan will be equity-settled and as a 
consequence has been accounted for as such.

The following table illustrates the movements in the number of share options during the period.

Outstanding as at 27 September 2009
Granted during the period
Exercised during the period
Forfeited during the period

Outstanding as at 3 October 2010
Granted during the period
Exercised during the period
Forfeited during the period

Outstanding at 2 October 2011

Exercisable at 2 October 2011

Number  
of share  
options

 Weighted average 
exercise price 
(pence)

6,564,530
1,785,576
(639,946)
(162,077)

7,548,083
1,566,418
(209,531)
(140,584)

8,764,386

2,923,260

251.8
387.0
245.0
285.1

283.7
464.6
265.8
392.4

314.8

281.1

The weighted average share price at the date of exercise for share options exercised during the period was 459.3p (2010: 412.7p).

The share options outstanding as at 2 October 2011 had a weighted average remaining contractual life of 7.1 years (2010: 7.6 years) 
and the range of exercise prices was 221.0p – 464.6p (2010: 221.0p – 387.0p). 

The weighted average fair value of options granted during the period was 82.8p (2010: 81.6p). 

The fair value of equity-settled share options granted is estimated as at the date of grant using a binomial model, taking account of 
the terms and conditions upon which the options were granted.

The following table lists the inputs to the model used in respect of the award granted during the 52 weeks ended 2 October 2011. 
The comparative shows the inputs to the model used in respect of the award granted during the 53 weeks ended 3 October 2010.

Dividend yield (%)
Expected volatility (%)
Risk-free interest rate (%)
Expected life of option (years)
Share price at date of grant (pence)
Exercise price (pence)

 2011

4.8
27.5
1.9
5.0
475.0
464.6

 2010

4.2
32.3
2.5
5.0
380.0
387.0

The expected volatility reflects the assumption that the historical volatility is indicative of future trends, which may also not 
necessarily be the actual outcome.

98 Britvic plc Annual Report 2011

 
 
 
29. Share-based payments continued

The Britvic Performance Share Plan (‘PSP’)
The PSP allows for awards of ordinary shares or nil cost options to be made to selected employees with vesting subject to the 
satisfaction of a performance condition. Different performance conditions apply to different groups of employees. Awards up to and 
including 2008 were made in respect of ordinary shares. Awards granted in 2009 and 2010 were made in respect of nil cost options. 
Nil cost options become exercisable on the satisfaction of the performance conditions and remain exercisable until 10 years / 7 years 
after the date of grant for employees based in the UK / Ireland respectively.

The performance condition applying to the total number of awards granted to members of the senior leadership team during the 
current period is divided equally between the total shareholder return (‘TSR’) and return on invested capital (‘ROIC’) performance 
conditions described below. 

The TSR condition measures the company’s TSR relative to a comparator group (consisting of 22 companies) over a three year 
performance period. The awards will not vest unless the company’s position in the comparator group is at least median. At median 
25% (2010: 25%) will vest, rising on a straight-line basis to 100% vesting at upper quartile.

For the award granted during the 52 weeks ended 2 October 2011, the ROIC performance condition requires the company’s ROIC to 
be at least 22.7% (2010: for the award granted during the 53 weeks ended 3 October 2010, 23.2%) over the three year performance 
period for the award to vest in full. If ROIC is 21.9% (2010: 21.9%) over the performance period, 25% (2010: 25%) of the award will 
vest. Straight-line apportionment will be applied between these two levels to determine the percentage of awards that vest and no 
awards will vest if ROIC is below the lower threshold.

Awards granted to members of the senior management team vest subject to a performance condition which requires average 
growth in EPS of 7% pa over a three year period in excess of the growth in RPI over the same period for the awards to vest in full.  
If EPS growth averages 3% pa in excess of RPI growth, 25% (2010: 25%) of the awards will vest. Straight-line apportionment will  
be applied between these two levels to determine the number of awards that vest and no awards will vest if average EPS growth  
is below the lower threshold.

In some circumstances, at the discretion of the company, vested awards may be satisfied by a cash payment rather than a transfer of 
ordinary shares. However, it is expected that this plan will be equity-settled and as a consequence has been accounted for as such.

The following tables illustrate the movements in the number of shares and nil cost options during the period.

Outstanding as at 27 September 2009
Vested during the period*
Lapsed during the period

Outstanding as at 3 October 2010
Granted during the period
Vested during the period*
Lapsed during the period

Outstanding at 2 October 2011

* The share price on the date of vesting was 462.0p (2010: 370.6p).

Outstanding as at 27 September 2009
Granted during the period
Forfeited during the period

Outstanding at 3 October 2010
Granted during the period
Forfeited during the period

Outstanding at 2 October 2011

 Number of shares 
subject to  
TSR condition 

 Number of shares 
subject to  
EPS condition 

 Number of shares 
subject to  
ROIC condition 

1,716,624
(625,594)
(38,041)

1,052,989
-
(460,963)
(7,245)

584,781

2,336,861
(489,791)
(191,019)

1,656,051
10,575
(463,228)
(107,970)

1,095,428

620,591
-
(28,919)

591,672
-
-
(6,893)

584,779

 Number of nil cost 
options subject to 
TSR condition 

 Number of nil cost 
options subject to 
EPS condition 

 Number of nil cost 
options subject to 
ROIC condition 

-
396,578
-

396,578
353,423
(50,723)

699,278

-
816,207
(69,349)

746,858
749,543
(154,376)

1,342,025

-
396,578
-

396,578
353,423
(50,723)

699,278

There were no nil cost options exercisable at 2 October 2011 (2010: Nil).

The nil cost options outstanding as at 2 October 2011 had a weighted average remaining contracted life of 8.5 years (TSR condition) 
(2010: 9.0 years), 8.4 years (EPS condition) (2010: 8.7 years) and 8.5 years (ROIC condition) (2010: 9.0 years). 

The weighted average fair value of nil cost options granted during the period was 258.6p (TSR condition) (2010: 208.5p), 413.0p  
(EPS condition) (2010: 336.3p) and 413.0p (ROIC condition) (2010: 336.3p).

The fair value of equity-settled shares and nil cost options granted is estimated as at the date of grant using separate models as 
detailed below, taking account of the terms and conditions upon which the shares and nil cost options were granted.

Britvic plc Annual Report 2011

99

 
 
financial statements
notes to the consolidated financial statements continued

29. Share-based payments continued

The following table lists the inputs to the models used in respect of the award granted during the 52 weeks ended 2 October 2011.

Valuation model used

Dividend yield (%)
Expected volatility (%)
Share price at date of grant (pence)

Nil cost options 
subject to  

TSR condition

Monte Carlo 
simulation

4.8
27.5
475.0

Nil cost options  
subject to 
EPS condition

 Nil cost options  
subject to  
ROIC condition 

Share price at date of grant 
adjusted for dividends not 
received during vesting period

Share price at date of grant 
adjusted for dividends not 
received during vesting period

4.8
N/A
475.0

4.8
N/A
475.0

The following table lists the inputs to the models used in respect of the award granted during the 53 weeks ended 3 October 2010.

Nil cost options  
subject to 
EPS condition

Nil cost options  
subject to  

ROIC condition

Share price at date of grant 
adjusted for dividends not 
received during vesting period

Share price at date of grant 
adjusted for dividends not 
received during vesting period

Valuation model used

Dividend yield (%)
Expected volatility (%)
Share price at date of grant (pence)

Nil cost options 
subject to 
TSR condition

Monte Carlo 
simulation

4.2
32.3
380.0

30. Notes to the consolidated cash flow statement

Analysis of net debt 

Cash at bank and in hand

Debt due after more than one year

Derivatives hedging the balance sheet debt*

Adjusted net debt

Cash at bank and in hand

Debt due after more than one year

Derivatives hedging the balance sheet debt*

Adjusted net debt

 2010 
£m

54.0

(569.9)

64.7

(451.2)

 2009 
£m

39.7

(450.7)

44.6

(366.4)

 Cash flows 
£m

(10.4)

13.4

**

-

3.0

 Cash flows 
£m

14.8

(53.6)

**

-

(38.8)

(0.6)

(12.6)

13.5

0.3

 Exchange  
differences 
£m

(0.5)

(17.1)

20.1

2.5

4.2
N/A
380.0

 Exchange  
differences 
£m

 Other  
movement 
£m

-

(4.1)

-

(4.1)

 Other  
movement 
£m

-

4.2
N/A
380.0

 2011 
£m

43.0

(573.2)

78.2

(452.0)

 2010 
£m

54.0

(48.5) 

***

(569.9)

-

(48.5)

64.7

(451.2)

*    

 Represents the element of the fair value of interest rate currency swaps hedging the balance sheet value of the Notes. This amount has been disclosed 
separately to demonstrate the impact of foreign exchange movements which are included in debt due after more than one year.

**    This includes issue costs paid on new loans / facilities received during the period of £3.9m (2010: £1.2m). This has been included in the ‘Finance costs’  

in the Consolidated Statement of Cash Flows.

*** This includes debt assumed on the acquisition of Britvic France of £46.0m. 

100 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
31. Commitments and contingencies 

Operating lease commitments
Future minimum lease payments under non-cancellable operating leases are as follows:

Within one year
After one year but not more than five years
More than five years

Within one year
After one year but not more than five years
More than five years

Land and  
buildings 
£m

4.1
13.5
42.0

59.6

Land and  
buildings* 
£m

4.4
14.8
45.3

64.5

* Restated to include two properties within Britvic Ireland that were not previously included in the prior year disclosure.

Finance lease commitments
Future minimum lease payments under finance leases are as follows:

Within one year
After one year but not more than five years
More than five years

Other 
£m

9.2
15.4
1.1

25.7

Other 
£m

8.9
18.5
2.2

29.6

2011 
£m

-
1.2
-

1.2

2011

Total 
£m

13.3
28.9
43.1

85.3

2010

Total 
£m

13.3
33.3
47.5

94.1

2010 
£m

-
0.7
0.8

1.5

Due to the timing of the expiry of the finance lease commitments, there is no material difference between the total future minimum 
lease payments and their fair value.

Capital commitments
At 2 October 2011, the group has commitments of £16.9m (2010: £12.6m) relating to the acquisition of new plant and machinery. 

Contingent liabilities 
The group had no material contingent liabilities at 2 October 2011 (2010: none).

Britvic plc Annual Report 2011

101

 
 
 
 
 
 
 
 
 
financial statements
notes to the consolidated financial statements continued

32. Related party disclosures 

The consolidated financial statements include the financial statements of Britvic plc and the subsidiaries listed in the table below. 
Particulars of dormant and non-trading subsidiaries which do not materially affect the group results have been excluded.

Name 

Directly held
Britannia Soft Drinks Limited
Britvic Finance No 2 Limited

Indirectly held
Britvic Finance Limited
Britvic Holdings Limited
Britvic Overseas Limited
Britvic International Limited
Britvic Soft Drinks Limited
Robinsons Soft Drinks Limited
Orchid Drinks Limited
Red Devil Energy Drinks Limited
Britvic Irish Holdings Limited
Robinsons (Finance) Limited
Robinsons (Finance) No 2 Limited
Britvic Ireland Limited
Britvic Northern Ireland Limited
Aquaporte Limited
Britvic Worldwide Brands Limited
Britvic France SNC
Fruité Entreprises SA
Fruité SAS
Bricfruit SAS
Unisource SAS
Teisseire SAS
Teisseire Benelux SA

Principal activity

Country of  

incorporation

% equity  
interest

Holding company
Financing company

England and Wales
Jersey

Financing company
 Holding company
Holding company
Marketing and distribution of soft drinks
Manufacture and sale of soft drinks
Non-trading
Non-trading
Non-trading
Holding company
Financing company
Financing company
Manufacture and marketing of soft drinks
Marketing and distribution of soft drinks
Supply of water-coolers and bottled water
Marketing and distribution of soft drinks
Holding company
Holding company
Manufacture and sale of soft drinks
Manufacture and sale of soft drinks
Manufacture and sale of soft drinks
Manufacture and sale of soft drinks
Marketing and distribution of soft drinks

Jersey
England and Wales
England and Wales
England and Wales
England and Wales
England and Wales
England and Wales
England and Wales
Republic of Ireland
Republic of Ireland
England and Wales
Republic of Ireland
Republic of Ireland
Republic of Ireland
Republic of Ireland
France
France
France
France
France
France
France

100
100

100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100

The group has an interest in two partnerships, Britvic Scottish Limited Partnership and Britvic Property Partnership, both of which are 
consolidated by the group. The group has taken advantage of the exemption conferred by Regulation 7 of the Partnership (Accounts) 
Regulations 2008 and has therefore not appended the accounts of these qualifying partnerships to these accounts. Separate 
accounts for these partnerships are not required to be, and have not been, filed at Companies House.

Key management personnel are deemed to be the Executive and Non-Executive Directors of the company and members of the 
Executive Committee. The compensation payable to key management in the period is detailed below.

Short-term employee benefits
Post-employment benefits
Share-based payment

2011 
£m

2.8
0.5
1.1

4.4

2010 
£m

5.1
0.6
2.0

7.7

There were no other related party transactions requiring disclosure in these financial statements.

33. Going concern

The directors are confident that it is appropriate for the going concern basis to be adopted in preparing the financial statements.  
As at 2 October 2011, the Consolidated Balance Sheet is showing a net assets position of £22.5m (3 October 2010: net liabilities of £30.7m).

Group reserves are low due to the capital restructuring undertaken at the time of flotation. This does not impact on Britvic plc’s 
ability to make dividend payments.

The liquidity of the group remains strong in particular in light of the refinancing of the group’s committed facility as well as the 
December 2010 issue of US$163m and £7.5m Senior Notes in the US private placement market. Details are provided in note 23. 

102 Britvic plc Annual Report 2011

 
 
 
financial statements
financial statements
independent auditors’ report  
to the members of Britvic plc

We have audited the parent company financial statements of Britvic plc for the 52 week period ended 2 October 2011 which 
comprise the company balance sheet and the related notes 1 to 17. The financial reporting framework that has been applied in their 
preparation is applicable law and United Kingdom Accounting Standards (United Kingdom Generally Accepted Accounting Practice).

This report is made solely to the company’s members, as a body, in accordance with Chapter 3 of Part 16 of the Companies Act 
2006. Our audit work has been undertaken so that we might state to the company’s members those matters we are required to 
state to them in an auditor’s report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume 
responsibility to anyone other than the company and the company’s members as a body, for our audit work, for this report, or for the 
opinions we have formed. 

Respective responsibilities of directors and auditor
As explained more fully in the statement of directors’ responsibilities in relation to the financial statements set out on page 44,  
the directors are responsible for the preparation of the parent company financial statements and for being satisfied that they give a 
true and fair view. Our responsibility is to audit and express an opinion on the parent company financial statements in accordance 
with applicable law and International Standards on Auditing (UK and Ireland). Those standards require us to comply with the auditing 
practices board’s ethical standards for auditors.

Scope of the audit of the financial statements
An audit involves obtaining evidence about the amounts and disclosures in the financial statements sufficient to give reasonable 
assurance that the financial statements are free from material misstatement, whether caused by fraud or error. This includes an 
assessment of: whether the accounting policies are appropriate to the parent company’s circumstances and have been consistently 
applied and adequately disclosed; the reasonableness of significant accounting estimates made by the directors; and the overall 
presentation of the financial statements. In addition, we read all the financial and non-financial information in the annual report to 
identify material inconsistencies with the audited financial statements. If we become aware of any apparent material misstatements  
or inconsistencies we consider the implications for our report.

Opinion on financial statements
In our opinion the parent company financial statements:

•		Give	a	true	and	fair	view	of	the	state	of	the	company’s	affairs	as	at	2	October	2011;

•		Have	been	properly	prepared	in	accordance	with	United	Kingdom	Generally	Accepted	Accounting	Practice;	and

•		Have	been	prepared	in	accordance	with	the	requirements	of	the	Companies	Act	2006.

Opinion on other matters prescribed by The Companies Act 2006

In our opinion:

•		The	part	of	the	directors’	remuneration	report	to	be	audited	has	been	properly	prepared	in	accordance	with	the	Companies	Act	

2006; and

•		The	information	given	in	the	directors’	report	for	the	financial	year	for	which	the	financial	statements	are	prepared	is	consistent	

with the parent company financial statements.

Matters on which we are required to report by exception
We have nothing to report in respect of the following matters where the Companies Act 2006 requires us to report to you if, in our 
opinion:

•		Adequate	accounting	records	have	not	been	kept	by	the	parent	company,	or	returns	adequate	for	our	audit	have	not	been	received	

from branches not visited by us; or

•		The	parent	company	financial	statements	and	the	part	of	the	Directors’	Remuneration	Report	to	be	audited	are	not	in	agreement	 

with the accounting records and returns; or

•		Certain	disclosures	of	directors’	remuneration	specified	by	law	are	not	made;	or

•		We	have	not	received	all	the	information	and	explanations	we	require	for	our	audit.

Other matter
We have reported separately on the group financial statements of Britvic plc for the 52 week period ended 2 October 2011.

Nigel Meredith  
Senior statutory auditor 
for and on behalf of Ernst & Young LLP,  
Statutory Auditor 
Birmingham 
29 November 2011

Britvic plc Annual Report 2011

103

fi nancial statements
 company balance sheet

As at 2 October 2011

Non-current assets
Investments in group undertakings
Other fi nancial assets

Current assets
Trade and other receivables
Deferred tax asset
Cash in hand and at bank

Current liabilities
Trade and other payables
Interest-bearing loans and borrowings
Other fi nancial liabilities

Net current assets / (liabilities)

Total assets less current liabilities

Non-current liabilities
Interest-bearing loans and borrowings
Other fi nancial liabilities
Other non-current liabilities

Net assets

Capital and reserves
Issued share capital
Share premium account
Own shares reserve
Share scheme reserve
Hedging reserve
Merger reserve
Retained earnings

Equity shareholders’ funds

Note

6
11

8
7

9
10
11

10
11
12

13
14
14
14
14
14
14

2011
£m

739.5
93.0

832.5

50.7
1.4
8.0

60.1

(8.0)
-
(0.1)

(8.1)

52.0

884.5

(569.8)
(3.8)
(1.9)

(575.5)

2010
£m

734.8
81.3

816.1

10.5
2.5
-

13.0

(17.4)
(4.9)
-

(22.3)

(9.3)

806.8

(442.4)
(3.9)
(4.2)

(450.5)

309.0

356.3

48.3
15.0
(1.0)
7.8
10.8
87.3
140.8

309.0

48.0
10.6
(1.9)
9.7
10.9
87.3
191.7

356.3

The fi nancial statements were approved by the board of directors and authorised for issue on 29 November 2011. They were signed 
on its behalf by:

Paul Moody 
Chief Executive 

 John Gibney 
 Finance Director

104 Britvic plc Annual Report 2011

 
 
 
 
 
 
 
 
 
 
 
financial statements
notes to the company  
financial statements

1. Parent undertaking

The financial statements are prepared under the historical cost convention except for the measurement of derivative instruments at 
fair value. They have been drawn up to comply with applicable accounting standards in accordance with the Companies Act 2006. 

These accounts present information about the company as an individual undertaking, under UK Generally Accepted Accounting 
Principles, and not about its group.

The company has taken advantage of the exemption permitted by section 408 of the Companies Act 2006 not to publish its 
individual profit and loss account and related notes. 

The company is exempt from the requirements of Financial Reporting Standard No.1 (Revised) ‘Cash Flow Statements’.

2. Accounting policies

Investments
The company recognises its investments in subsidiaries at cost less any provisions made for impairment.

In respect of FRS 20 ‘Share-based payment’, the company records an increase in its investment in subsidiaries to reflect the 
share-based compensation expense recorded by its subsidiaries. This reflects current best practice following the issue of UITF 44.

Interest-bearing loans and borrowings
Interest-bearing loans and borrowings are initially recognised at fair value less directly attributable transaction costs and are 
subsequently measured at amortised cost using the effective interest rate method.

Finance costs arising from the outstanding loan balance and finance charges are charged to the profit and loss account using an 
effective interest rate method.

Foreign currencies
Transactions in foreign currencies are recorded at the rate ruling at the date of the transaction. Monetary assets and liabilities 
denominated in foreign currencies are translated at the rate of exchange ruling at the balance sheet date. All differences are taken  
to the profit and loss account.

Issued share capital
Ordinary shares are classified as equity.

Incremental costs directly attributable to the issue of new shares or options are shown in equity as a deduction, net of tax,  
from the proceeds.

Dividends
Dividend income is recognised when the company’s right to receive payment is established.

Final dividends are recorded in the financial statements in the period in which they are approved by the company’s shareholders. 
Interim dividends are recorded in the period in which they are approved and paid.

Deferred taxation
Deferred tax assets and liabilities are recognised, subject to certain exceptions, in respect of all material timing differences between 
the recognition of gains and losses in the financial statements and for tax purposes. Those timing differences recognised include 
accelerated capital allowances, unrelieved tax losses and short-term timing differences. Timing differences not recognised include 
those relating to the revaluation of fixed assets in the absence of a commitment to sell the assets, the gain on sale of assets rolled 
into replacement assets and the distribution of profits from overseas subsidiaries in the absence of any commitment by the 
subsidiary to make the distribution.

Deferred tax assets are recognised to the extent that it is regarded as more likely than not that they will be recovered and to the 
extent that it is regarded as probable that future taxable profits will be available against which temporary differences can be utilised.

Deferred tax is measured on a non-discounted basis at the tax rates that are expected to apply in the periods in which timing 
differences reverse, based on tax rates and laws enacted or substantially enacted at the balance sheet date. 

Britvic plc Annual Report 2011

105

financial statements
notes to the company financial statements continued

2. Accounting policies continued

Derivative financial instruments and hedging 
The company uses interest rate swaps to hedge its risks associated with foreign currency and interest rate fluctuations classified as 
cash flow hedges (when hedging exposure to variability in cash flows that is either attributable to a particular risk associated with a 
recognised asset or liability or a highly probable forecast transaction). All derivative financial instruments are initially recognised and 
subsequently re-measured at fair value. Derivatives are carried as assets when the fair value is positive and as liabilities when the fair 
value is negative. 

For those derivatives designated as hedges and for which hedge accounting is desired, the hedging relationship is documented at its 
inception. This documentation identifies the hedging instrument, the hedged item or transaction, the nature of the risk being hedged 
and how effectiveness will be measured throughout its duration. Such hedges are expected at inception to be highly effective. 

Any gains or losses arising from changes in the fair value of derivatives that do not qualify for hedge accounting are taken to the 
profit and loss account. The treatment of gains and losses arising from revaluing interest rate swaps designated as hedging 
instruments is as follows: 

For cash flow hedges, the effective portion of the gain or loss on the hedging instrument is recognised directly in equity, while the 
ineffective portion is recognised in the profit and loss account. Amounts taken to equity are transferred to the profit and loss account 
when the hedged transaction affects profit or loss, such as when a forecast sale or purchase occurs.

If a forecast transaction is no longer expected to occur, amounts previously recognised in equity are transferred to the profit and loss 
account. If the hedging instrument expires or is sold, terminated or exercised without replacement or rollover, or if its designation  
as a hedge is revoked, amounts previously recognised in equity remain in equity until the forecast transaction occurs and are 
transferred to the profit and loss account. If the related transaction is not expected to occur, the amount is taken to the profit and 
loss account. 

For fair value hedges, the gain or loss on the fair value of the hedging instrument is recognised in the profit and loss account.  
The gain or loss on the hedged item attributable to the hedged risk shall adjust the carrying amount of the hedged item and be 
recognised in the profit and loss account. If the hedge relationship was ineffective the hedged item would no longer be adjusted  
and the fair value gain or loss on the hedging instrument would continue to be recorded in the profit and loss account. 

3. Auditors’ remuneration

Auditors’ remuneration has been borne by another group undertaking. For further details, refer to note 7 to the consolidated financial 
statements.

4. Profit of the company

The company made a loss of £9.6m in the period (2010: loss £21.7m).

5. Directors’ remuneration

The remuneration of the directors of the company is borne by another group company. 

Directors’ emoluments are disclosed in the directors’ remuneration report on pages 45 to 53 of the consolidated financial statements.

6. Investments in group undertakings

Cost and net book value at the beginning of the period
Acquisitions
Capital contribution

Cost and net book value at the end of the period

2011 
£m

734.8
-
4.7

739.5

2010 
£m

633.8
91.6
9.4

734.8

On 17 May 2010, the company subscribed for 100 ordinary shares (of nil par value) and 100 fixed rate redeemable preference shares 
(of nil par value) in Britvic Finance No 2 Limited for a consideration of £91.6m.

106 Britvic plc Annual Report 2011

 
 
6. Investments in group undertakings continued

The following is a list of the principal subsidiary undertakings of which Britvic plc is, either directly or through subsidiary companies, 
the beneficial owner of the whole of the equity share capital.

Name 

Directly held
Britannia Soft Drinks Limited
Britvic Finance No 2 Limited

Indirectly held
Britvic Finance Limited
Britvic Holdings Limited
Britvic Overseas Limited
Britvic International Limited
Britvic Soft Drinks Limited
Robinsons Soft Drinks Limited
Orchid Drinks Limited
Red Devil Energy Drinks Limited
Britvic Irish Holdings Limited
Robinsons (Finance) Limited
Robinsons (Finance) No 2 Limited
Britvic Ireland Limited
Britvic Northern Ireland Limited
Aquaporte Limited
Britvic Worldwide Brands Limited
Britvic France SNC
Fruité Entreprises SA
Fruité SAS
Bricfruit SAS
Unisource SAS
Teisseire SAS
Teisseire Benelux SA

7. Deferred tax

Opening balance
Profit and loss account

Closing balance

Principal activity

Country of  

incorporation

% equity  
interest

Holding company
Financing company

England and Wales
Jersey

Financing company
 Holding company
Holding company
Marketing and distribution of soft drinks
Manufacture and sale of soft drinks
Non-trading
Non-trading
Non-trading
Holding company
Financing company
Financing company
Manufacture and marketing of soft drinks
Marketing and distribution of soft drinks
Supply of water-coolers and bottled water
Marketing and distribution of soft drinks
Holding company
Holding company
Manufacture and sale of soft drinks
Manufacture and sale of soft drinks
Manufacture and sale of soft drinks
Manufacture and sale of soft drinks
Marketing and distribution of soft drinks

Jersey
England and Wales
England and Wales
England and Wales
England and Wales
England and Wales
England and Wales
England and Wales
Republic of Ireland
Republic of Ireland
England and Wales
Republic of Ireland
Republic of Ireland
Republic of Ireland
Republic of Ireland
France
France
France
France
France
France
France

2011 
£m

2.5
(1.1)

1.4

100
100

100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
100

2010 
£m

-
2.5

2.5

Analysed as tax on timing differences related to:
Other

8. Trade and other receivables

Amounts due from subsidiary undertakings
Other receivables

9. Trade and other payables

Amounts due to subsidiary undertakings
Accruals and deferred income

1.4

2.5

2011 
£m

50.6
0.1

50.7

2011 
£m

7.0
1.0

8.0

2010 
£m

10.5
-

10.5

2010 
£m

15.5
1.9

17.4

Britvic plc Annual Report 2011

107

 
 
 
 
 
 
 
financial statements
notes to the company financial statements continued

10. Interest-bearing loans and borrowings

Current
Bank overdrafts

Non-current
Private placement notes
Less unamortised issue costs

Total non-current

Private placement notes

2011 
£m

-

(574.4)
4.6

(569.8)

2010 
£m

(4.9)

(445.7)
3.3

(442.4)

2007 Notes
On 20 February 2007, Britvic plc issued US$375m and £38m of Senior Notes (‘the 2007 Notes’) in the United States Private 
Placement market. The proceeds of the issue were used to repay and cancel a £150m term loan, with the remainder being used  
to repay the amounts drawn on the group’s revolving credit facility. The amount, maturity and interest terms of the Notes are shown 
in the table below:

Series

A
B
C
D
E
F

Tranche

7 year
7 year
7 year
10 year
12 year
12 year

Maturity date

20 February 2014
20 February 2014
20 February 2014
20 February 2017
20 February 2019
20 February 2019

Amount

US$87m
US$15m
£25m
US$147m
US$126m
£13m 

Interest terms

Swap terms

US$ fixed at 5.80%
US$ LIBOR + 0.5%
UK£ fixed at 6.11%
US$ fixed at 5.90%
US$ fixed at 6.00%
UK£ fixed at 5.94%

UK£ fixed at 6.10%
UK£ fixed at 6.07%
n/a
UK£ fixed at 5.98%
UK£ fixed at 5.98%
n/a

Britvic plc makes quarterly and semi-annual interest payments in the currency of issue. The Notes are unsecured and rank pari passu 
in right of repayment with other senior unsecured indebtedness of the company. In order to manage the risk of foreign currency and 
interest rate fluctuations, the company has entered into cross currency interest rate swaps whereby fixed / floating US dollar interest 
is swapped for fixed sterling interest. The swap contracts have the same duration and other critical terms as the borrowings which 
they hedge and are considered to be effective.

Covenants on these Notes include a term which states that Britvic plc must offer to repay the Notes should a change in control of 
the group occur which results in a downwards movement in the credit rating as defined in the Note purchase agreement.

2009 Notes
On 17 December 2009, Britvic plc issued US$250m of Senior Notes in the United States Private Placement market (‘the 2009 
Notes’). The 2009 Notes are additional borrowings to the 2007 Notes. The proceeds from the 2009 Notes were principally used to 
repay amounts drawn on the group’s existing borrowings, including the repayment of €100m of the revolving credit facility. 

Britvic plc makes semi-annual interest payments in US dollars, with the first payment made on 17 June 2010. The 2009 Notes are 
unsecured and rank pari passu in right of repayment with other senior unsecured indebtedness of the group.

In order to manage foreign exchange risk, interest rate risk and to ensure an appropriate mix of sterling and euro funding, the 
company has entered into a number of new cross currency interest rate swaps. The 2009 Notes were swapped into floating rate 
sterling and euro liabilities through a series of US dollar to sterling and sterling to euro swap instruments. The US dollar to sterling 
cross currency interest rate swap contracts have the same duration and other critical terms as the relevant borrowings they hedge 
and are designated as part of effective hedge relationships.

The amount, maturity and interest terms of the 2009 Notes are shown in the table below:

Series

A
B
C
D

Tranche

5 year
7 year
8 year
10 year

Maturity date

17 December 2014
17 December 2016
17 December 2017
17 December 2019

Amount

US$30m
US$75m 
US$25m
US$120m

Interest terms

Swap terms

US$ fixed at 4.07%
US$ fixed at 4.77%
US$ fixed at 4.94%
US$ fixed at 5.24%

UK£ LIBOR + 1.44%
EURIBOR + 1.69%
EURIBOR + 1.70%
EURIBOR + 1.75%

As detailed in the table above, the 2009 USPP cross currency swaps converted an amount of US dollar borrowings into a €147.0m 
floating rate euro liability. To mitigate exposure to changes in euro interest rates on this liability, €75.0m of interest rate swaps were 
transacted. These 5-year fixed rate swaps had an effective start date in December 2010. These swaps do not form part of an 
effective hedge relationship.

108 Britvic plc Annual Report 2011

 
 
10. Interest-bearing loans and borrowings continued

2010 Notes
On 17 December 2010, the company issued US$163m and £7.5m of Senior Notes in the United States Private Placement market 
(‘the 2010 Notes’). The 2010 Notes are additional borrowings to the 2007 US$375m and £38m United States Private Placement 
Notes (‘the 2007 Notes’) and the 2009 US$250m Notes (‘the 2009 Notes’). The proceeds from the 2010 Notes were principally used 
to repay amounts drawn on the group’s existing borrowings. Issue costs incurred in the period relate to the issue of the 2010 Notes 
and the refinancing of the group’s bank facilities. 

Britvic plc makes semi-annual interest payments in US dollars, with the first payment made on 17 June 2011. The 2010 Notes are 
unsecured and rank pari passu in right of repayment with other senior unsecured indebtedness of the group.

In order to manage foreign exchange risk, interest rate risk and to ensure an appropriate mix of sterling and euro funding, the 
company has entered into a number of cross currency interest rate swaps. The 2010 Notes were swapped into a mix of fixed and 
floating rate sterling and euro liabilities through a series of US dollar to sterling and sterling to euro swap instruments. These cross 
currency swap contracts have the same duration and other critical terms as the relevant borrowings they hedge and are designated 
as part of effective hedge relationships.

The amount, maturity and interest terms of the 2010 Notes are shown in the table below:

Series

A
B

C

D

Tranche

7 year
7 year

Maturity date

17 December 2017
17 December 2017

10 year

17 December 2020

12 year

17 December 2022

Amount

£7.5m
US$25m 
US$25m
US$37m
US$23m
US$10m
US$18m
US$25m

Interest terms

Swap terms

UK£ fixed at 3.74%
US$ fixed at 3.45%
US$ fixed at 3.45%
US$ fixed at 4.04%
US$ fixed at 4.04%
US$ fixed at 4.04%
US$ fixed at 4.14%
US$ fixed at 4.14%

N/A
UK£ fixed 3.85%
€ fixed 3.34%
UK£ LIBOR +1.24%
€ fixed 3.85%
UK£ fixed 4.49%
UK£ LIBOR +1.18%
€ fixed 3.97%

11. Other financial asset and financial liabilities

Other financial assets 
Cross currency interest rate swaps relating to the 2007 Notes
Cross currency interest rate swaps relating to the 2009 Notes
Cross currency interest rate swaps relating to the 2010 Notes

Other financial liabilities: Current
Forward rate agreements

Other financial liabilities: Non-current
Cross currency interest rate swaps relating to the 2009 Notes
Cross currency interest rate swaps relating to the 2010 Notes
Interest rate swap

12. Other non-current liabilities

Firm commitment

2011 
£m

61.6
30.2
1.2

93.0

(0.1)

-
(2.4)
(1.4)

(3.8)

2011 
£m

1.9

2010 
£m

58.0
23.3
-

81.3

-

(0.4)
(2.6)
(0.9)

(3.9)

2010 
£m

4.2

Britvic plc Annual Report 2011

109

 
 
 
 
 
 
 
 
 
 
financial statements
notes to the company financial statements continued

13. Issued share capital
The issued share capital as at 2 October 2011 comprised 241,400,052 ordinary shares of £0.20 each (2010: 239,906,178 ordinary 
shares), totalling £48,280,010 (2010: £47,981,236). 

The ordinary shares carry voting rights of one vote per share. There are no restrictions placed on the distribution of dividends,  
or the return of capital on a winding up or otherwise.

Authorised
327,500,000 ordinary shares of £0.20 each

Issued, called up and fully paid ordinary shares
241,400,052 (2010: 239,906,178) ordinary shares of £0.20 each

Share issues in the current and prior periods relating to incentive schemes for employees are detailed below:

2011 
£m

65.5

48.3

52 weeks ended 2 October 2011

2 December 2010
15 December 2010
23 December 2010
4 February 2011
1 April 2011
8 April 2011
12 May 2011
27 June 2011

53 weeks ended 3 October 2010 

25 November 2009
30 November 2009
7 December 2009
14 January 2010
28 January 2010
22 February 2010
5 March 2010
29 March 2010
9 April 2010
1 June 2010
19 August 2010
1 October 2010

No of shares  

issued

12,244
122,449
21,974
300,000
32,013
484,343
20,851
500,000

1,493,874

No of shares  

issued

103,102
134,684
34,837
57,749
131,140
57,789
50,039
46,118
406,083
12,244
300,000
12,244

2010 
£m

65.5

48.0

Value  

£

2,449
24,490
4,395
60,000
6,402
96,868
4,170
100,000

298,774

Value  

£

20,620
26,937
6,967
11,550
26,228
11,558
10,008
9,224
81,217
2,449
60,000
2,449

Shares were also issued under a non pre-emptive placing as follows:

21 May 2010

1,346,029

269,207

No of shares 
issued

Par value 
 £

21,780,153

4,356,031

Consideration received from the non pre-emptive placing, net of costs incurred, was £91,647,000 which was used in the acquisition 
of Britvic France. 

Of the issued and fully paid ordinary shares, 258,683 shares (2010: 466,343 shares) are treasury shares. This equates to £51,737 
(2010: £93,269) at £0.20 par value of each ordinary share. These shares are held for the purpose of satisfying the share schemes 
detailed in note 29 of the consolidated financial statements.

110 Britvic plc Annual Report 2011

 
 
 
 
 
14. Reconciliation of movement in equity shareholders’ funds

Own 
shares 
reserve 
£m

Share 
scheme 
reserve 
£m

Hedging 
reserve 
£m

Merger 
reserve 
£m

Retained 
earnings 
£m

(1.9)
-
(4.1)

8.3

(3.3)
-
-
-

(1.0)

9.7
-
-

(5.6)

-
3.7
-
-

7.8

10.9
-
-

-

-
-
(0.1)
-

10.8

At 3 October 2010
Loss for the year
Issue of shares
Own shares utilised for share 
schemes
Own shares purchased for share 
schemes
Movement in share-based schemes
Movement in cash flow hedges
Payment of dividend

Issued 
share 
capital 
£m

48.0
-
0.3

Share 
premium 
account 
£m

10.6
-
4.4

-

-
-
-
-

-

-
-
-
-

At 2 October 2011

48.3

15.0

15. Dividends paid and proposed

Declared and paid during the period
Equity dividends on ordinary shares

Final dividend for 2010: 12.0p per share (2009: 10.9p per share)
Interim dividend for 2011: 5.1p per share (2010: 4.7p per share)

Dividends paid

Proposed for approval by the shareholders at the AGM

Final dividend for 2011: 12.6p per share (2010: 12.0p per share)

87.3
-
-

-

-
-
-
-

191.7
(9.6)
-

(1.0)

-
-
-
(40.3)

Total 
£m

356.3
(9.6)
0.6

1.7

(3.3)
3.7
(0.1)
(40.3)

87.3

140.8

309.0

2011 
£m

28.3
12.0

40.3

29.9

2010 
£m

23.6
11.3

34.9

28.7

16. Contingent liabilities

The company is co-guarantor of the group’s bank loan and overdraft facilities.

17. Related party transactions

The company has taken advantage of the exemption under FRS 8 available to a parent company not to disclose transactions with  
its wholly owned subsidiaries within its financial statements.

Britvic plc Annual Report 2011

111

 
 
 
 
 
financial statements
financial statements
shareholder information

Range of holdings

1 - 199
200 - 499
500 - 999
1,000 - 4,999
5,000 - 9,999
10,000 - 49,999
50,000 - 99,999
100,000 - 499,999
500,000 - 999,999
1,000,000 Plus

Category

Private individuals
Nominee companies
Limited and public limited companies
Other corporate bodies
Pension funds, insurance companies and banks

Number of  

shareholders

Percentage  
of total  

Ordinary  

shareholders

shares (million)

Percentage  
of issued share 
capital

163
256
359
948
173
162
54
116
29
52

7.05%
11.07%
15.53%
41.00%
7.48%
7.01%
2.34%
5.02%
1.25%
2.25%

11,388
84,595
249,306
1,986,814
1,089,382
3,693,655
3,875,942
24,598,264
21,322,632
184,488,074

0.00%
0.04%
0.10%
0.82%
0.45%
1.53%
1.61%
10.19%
8.83%
76.42%

2,312

100.00%

241,400,052

100.00%

Number of  

shareholders

Percentage  
of total  

Ordinary  

shareholders

shares (million)

Percentage  
of issued share 
capital

1,452
743
27
85
5

2,312

62.80%
32.13%
1.17%
3.68%
0.22%

4,789,606
207,999,252
12,966,714
15,557,236
87,244

1.98%
86.16%
5.37%
6.45%
0.04%

100.00%

241,400,052

100.00%

Dividend mandates
Shareholders who wish dividends to  
be paid directly into a bank or building 
society account should contact the 
Registrar for a dividend mandate form  
or the form can be downloaded from the 
company’s website http://ir.britvic.com/
shareholder-centre/dividends.aspx 

This method of payment removes the  
risk of delay or loss of dividend cheques 
in the post and ensures that your  
account is credited on the due date.

Dividend reinvestment plan (DRIP)
Shareholders can now choose to reinvest 
dividends received to purchase further 
shares in the company through a DRIP.  
A DRIP application form is available via 
the registrar or for download from the 
company’s website http://ir.britvic.com/
shareholder-centre/dividends.aspx 

Share dealing services
The company’s Registrar, Equiniti 
Financial Services Limited, offer a 
telephone and internet dealing service, 
Shareview, which provides a simple  
and convenient way of buying and  
selling shares. For telephone dealings  
call 08456 037 037 between 8.00am  
and 4.30pm, Monday to Friday, and  
for internet dealings log onto www.
shareview.co.uk/dealing

Individual savings accounts (ISAs)
ISAs in Britvic plc ordinary shares are 
available through Equiniti Financial 
Services Limited. Further information  
may be obtained through their ISA 
Helpline, telephone 0845 300 0430.

Financial calendar 
Ex-dividend date 

  7 December 2011

Record date 

  9 December 2011 

Annual general meeting   25 January 2012

Payment of final dividend   10 February 2012 

Interim results announcement   May 2012

Electronic communications
Shareholders can elect to receive 
shareholder documents electronically  
by registering with Shareview at  
www.shareview.co.uk. This will save  
on printing and distribution costs,  
creating environmental benefits. When 
you register, you will be sent an email 
notification to say when shareholder 
documents are available on our website 
and you will be provided with a link to  
that information. When registering,  
you will need your shareholder reference 
number which can be found on your share 
certificate or proxy form. Please contact 
Equiniti if you require any assistance or 
further information.

Contacts
The Company Secretary  
is Emma Thomas. 

The registered office is: 
Britvic House, Broomfield Road, 
Chelmsford CM1 1TU.  
Tel: 01245 261871  Fax: 01245 504386, 
website www.britvic.com

This report is available to download  
via the company’s website:  
http://ir.britvic.com/results-and-
presentations/results-and-
presentations/2011.aspx

If you do not have access to the internet 
and would like a printed copy of any of our 
reports, please call our consumer care team  
on 0800 0321 767 or write to Consumer 
Care Department, Drayton House, 
Drayton Road, Shirley, Solihull B90 4NA.

The company’s registrar is:  
Equiniti, Aspect House, Spencer Road, 
Lancing, West Sussex BN99 6DA  
Tel: 0871 384 2550* (UK callers),  
+44 121 415 7018 (non-UK callers).

*For those with hearing difficulties, a textphone  
is available on 0870 600 3950 for UK callers  
with compatible equipment. 

Calls to 0871 numbers are charged at  
8p per minute from a BT landline.  
Other telephony provider costs may vary.

112 Britvic plc Annual Report 2011

 
 
 
 
 
Britvic at a glance

Britvic is one of the leading branded soft drinks 
businesses in Europe. 

The company leverages its own leading brand portfolio 
including Robinsons, Tango, drench, J2O and Fruit Shoot  
as well as PepsiCo brands such as Pepsi, 7UP and  
Mountain Dew Energy which Britvic produces and sells  
in GB and Ireland under exclusive PepsiCo agreements. 

Britvic is the largest supplier of branded still soft drinks  
in Great Britain (GB) and the number two supplier of 
branded carbonated soft drinks in GB. 

Britvic is an industry leader in the island of Ireland with 
brands such as MiWadi and Ballygowan, and in France  
with brands such as Teisseire and Fruité. Britvic is also 
growing its reach into other territories through export, 
licensing and franchising. 

Britvic’s management team has successfully developed  
the business through a clear strategy of organic growth  
and international expansion based on creating and building 
scale brands. Britvic is listed on the London Stock Exchange 
under the code BVIC.

Its market capitalisation at 2 October 2011 was £760m.

Contents

 Overview
01   Our performance
02   Where we operate
03   Our brand portfolio
04   Our people
07   Strategy for growth

Business review
10   Chairman’s statement
13   Chief executive’s review
19   Financial review
28   Corporate responsibility
29   Business resources
30   Risks and uncertainties

Governance
34   Board of directors
36   Directors’ report
40   Corporate governance report
45   Directors’ remuneration report

Financial statements
54    Independent auditors’ report  
  to the members of Britvic plc
55   Consolidated income statement
56    Consolidated statement of  
  comprehensive income
57   Consolidated balance sheet
58    Consolidated statement  

  of cash flows

  59   Consolidated statement  
of changes in equity
  60     Notes to the consolidated  

   financial statements

103     Independent auditors’ report 
  to the members of Britvic plc

104   Company balance sheet
105    Notes to the company  
    financial statements

Shareholder information
112     Shareholder profile  
    and information
 ibc    Cautionary statement

 Cautionary note regarding forward-looking statements

 This announcement includes statements that are forward-looking in nature.  
Forward-looking statements involve known and unknown risks, uncertainties  
and other factors which may cause the actual results, performance or achievements  
of the company to be materially different from any future results, performance  
or achievements expressed or implied by such forward-looking statements.  
Except as required by the Listing Rules and applicable law, Britvic undertakes  
no obligation to update or change any forward-looking statements to reflect  
events occurring after the date such statements are published.

Definitions
1. 

 All numbers and comparisons are quoted on a 52 week basis, constant currency and before exceptional 
and other items unless otherwise stated. 2010 was a 53 week reporting period. 2010, 52 week 
comparatives have been derived by removing the impact of the 53 week of trading. 2011 Volume  
and ARP (average realised price) are adjusted for the impact of double concentrate on Robinsons  
and MiWadi to provide a meaningful comparison. Further information, including numbers not  
adjusted for double concentrate and last year 53 week numbers are available at the Investor Centre  
‘Results and Presentations’ section on the Britvic Investor Relations website at www.britvic.com 

2.   Constant currency growth removes the impact of exchange rate movements during the period  
by retranslating prior year foreign currency denominated results of the group at current period  
exchange rates to aid comparability.

3.    France is included for the full twelve months this year versus only four months in the prior  

period Britvic France was acquired on 28 May 2010.

4.   EBITA is defined as operating profit before exceptional and other items and amortisation.  

Only amortisation attributable to intangibles on acquisition is added back, in the period this  
is £3.1m (2010: £2.2m). EBITA margin is the EBITA number as a proportion of group revenues. 

5.   Adjusted earnings per share amounts are calculated by dividing adjusted earnings by the average 
number of shares during the period. Adjusted earnings is defined as the profit/(loss) attributable  
to ordinary equity shareholders before exceptional and other items adjusted for the adding back  
of acquisition related amortisation. Average number of shares during the period is defined as the 
weighted average number of ordinary shares outstanding during the period excluding any own  
shares held by Britvic that are used to satisfy various employee share-based incentive programmes.  
The weighted average number of ordinary shares in issue for adjusted earnings per share for the  
period was 240.4m (2010: 224.9m). 2010 adjusted earnings per share is a 53 week number.

6.   Underlying free cash flow is defined as net cash flow excluding movements in borrowings,  

dividend payments, exceptional and other items.

7. 

 Group adjusted net debt is defined as group net debt, adding back the impact of derivatives  
hedging the balance sheet debt.

8.   Underlying return on invested capital (ROIC) - ROIC is defined as operating profit after applying the  

tax rate for the period, stated before exceptional and other items, as a percentage of invested capital. 
Invested capital is defined as non-current assets plus current assets less current liabilities, excluding  
all balances relating to interest bearing liabilities and all other assets or liabilities associated with the 
financing and capital structure of the group and excluding any deferred tax balances and effective 
hedges relating to interest-bearing liabilities. The measure excludes the reduction in the asset base 
following the impairments of intangible assets in Ireland in 2010 to reflect capital initially invested  
and subsequent returns. To aid comparability year on year the results and asset base of Britvic France 
have been excluded as 2010 would include only 4 months returns versus 12 months in 2011.

All numbers in this announcement other than where stated or included within the financial statements  
are disclosed before exceptional and other items.

The auditors have reported on the 2010 and 2009 accounts. Their reports for both years were unqualified 
and did not contain statements under section 498 (2) or (3) of the Companies Act 2006.

Britvic takes care of the environment by choosing pureprint ® environmental 
print technology. All the electricity used in the production of this report was 
generated from renewable sources and vegetable oil based inks were used 
throughout. The printer is a CarbonNeutral ® company and certificated to 
Environmental Management System, ISO 14001 and registered to EMAS,  
the Eco Management and Audit Scheme.

The paper used in this production is made from 50% recycled waste  
and 50% virgin fibre product with FSC certification.

Designed by sg design [sg-design.co.uk]

Photography by ben fisher [benfisherphotography.com]

 
 
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Britvic plc
Britvic House
Broomfield Road
Chelmsford
Essex
CM1 1TU

Tel: +44 (0)1245 261871

www.britvic.com