Cazaly Resources
Annual Report 2013

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Cazaly Resources Limited ABN: 23 101 049 334 and Controlled Entities Annual Report For the Year Ended 30 June 2013 CONTENTS Cazaly Resources Limited Annual Report 2013 Corporate Directory Directors’ Report Auditor’s Independence Declaration Consolidated Statement of Profit or Loss and Other Comprehensive Income Consolidated Statement of Financial Position Consolidated Statement of Changes in Equity Consolidated Cash Flow Statement Notes to the Financial Statements Directors’ Declaration Independent Auditor’s Report Additional Shareholder Information Corporate Governance 1 2 25 26 27 28 29 30 59 60 62 65 CORPORATE DIRECTORY Cazaly Resources Limited Annual Report 2013 MANAGING DIRECTOR Nathan McMahon MANAGING DIRECTOR Clive Jones NON-EXECUTIVE DIRECTOR Kent Hunter COMPANY SECRETARY Mike Robbins PRINCIPAL & REGISTERED OFFICE Level 2, 38 Richardson Street WEST PERTH WA 6005 Telephone: (08) 9322 6283 Facsimile: (08) 9322 6398 AUDITORS Bentleys Level 1, 12 Kings Park Road WEST PERTH WA 6005 SHARE REGISTRAR Advanced Share Registry Services 150 Stirling Highway NEDLANDS WA 6009 Telephone: (08) 9389 8033 Facsimile: (08) 9389 7871 STOCK EXCHANGE LISTING Australian Securities Exchange (Home Exchange: Perth, Western Australia) Code: CAZ BANKERS National Australia Bank 50 St Georges Terrace PERTH WA 6000 1 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Your directors present their report, together with the financial statements of Cazaly Resources Limited (the Company) and its controlled entities (“Consolidated Group”) for the financial year ended 30 June 2013. 1. DIRECTORS AND COMPANY SECRETARY Directors The names of directors in office at any time during or since the end of the year are: Nathan McMahon Clive Jones Kent Hunter Directors have been in office since the start of the financial year to the date of this report unless otherwise stated. Company Secretary Julie Hill held the position of company secretary until her resignation on 26 July 2013. Mike Robbins was appointed Company Secretary on 26 July 2013 and holds that position at the date of this report. Mr Robbins has over 20 years resource industry experience gathered at both operational and corporate levels, both within Australia and overseas. During that time, he has held numerous project level management positions as well as CFO and Company Secretarial roles with Hodges Resources Ltd, Bannerman Resources Ltd, Moto Gold Mines Ltd and Asian Mineral Resources Limited. 2. PRINCIPAL ACTIVITIES The principal activity of the Consolidated Group during the financial period was mineral exploration. There were no significant changes in the nature of the Consolidated Group’s principal activities during the financial period. 3. OPERATING RESULTS & FINANCIAL POSITION The loss after tax for the year was $1,262,416 (2012:$1,875,229). The Company’s net assets at the end of the year are $23,596,905 (2012: $23,772,151). Cash and cash equivalents as at year end were $598,083 (2012 - $2,847,346). At year end the Company had trade receivables of $1,051,899 (2012 - $666,012). Included in trade receivables is the Phoenix Gold Limited royalty for the March and June 2013 quarters of $531,732. These were subsequently both paid on 28 August 2013. Exploration expenditure for the year was $3,284,321 (2012 - $3,027,119). The majority of this expenditure was on the Halls Creek and Parker Range projects. Exploration expenditure written off for the year was $781,956 compared to $1,411,634 in the previous financial year. Net administration expenses and employee benefits for the year totalled $1,179,601 (2012 - $1,341,615). During the next financial year the Company intends to continue to develop its core projects (Parker Range and Halls Creek) and explore new mining opportunities both in Australia and overseas. These opportunities are being explored by the Board and corporate consultants who operate on a success fee basis only. 2 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 4. RISKS There are specific risks associated with the activities of the Company and general risks which are largely beyond the control of the Company and the Directors. The risks identified below, or other risk factors, may have a material impact on the future financial performance of the Company and the market price of the Company’s shares. All mining ventures are exposed to risks and the Board continues to monitor risks associated with current projects whilst also analysing the risks associated with any new mining opportunities. These risks may cover such areas as:  Title Risk This may specifically cover mining tenure whereby country specific mining laws and legislation apply. Any opportunity in Australia and overseas will be subject to particular risks associated with operating in Australia or the respective foreign country. These risks may include economic, social or political instability or change, hyperinflation, currency non-convertibility or instability and changes of law affecting foreign ownership, exchange control, exploration licensing, export duties, investment into a foreign country and repatriation of income or return of capital, environmental protection, land access and environmental regulation, mine safety, labour relations as well as government control over mineral properties or government regulations that require the employment of local staff or contractors or require other benefits be provided to local residents.  Exploration Risk The Board realises that mineral exploration and development are high risk undertakings due to the high level of inherent uncertainty. There can be no assurance that exploration of the Group’s tenements, or of any other tenements that may be acquired by the Group in the future, will result in the discovery of economic mineralisation. Even if economic mineralisation is discovered there is no guarantee that it can be commercially exploited. Any future exploration activities of the Group may be affected by a range of factors including geological conditions, limitations on activities due to seasonal weather patterns, unanticipated operational and technical difficulties, industrial and environmental accidents, native title process, changing government regulations and many other factors beyond the control of the Group.  Resource Estimates The Company’s main projects contain JORC Code compliant resources. There is no guarantee that a JORC Code compliant resource will be discovered on any of the Company’s other tenements. Resource estimates are expressions of judgement based on knowledge, experience and industry practice. Estimates which were valid when originally calculated may alter significantly when new information or techniques become available. In addition, by their very nature, resource estimates are imprecise and depend to some extent on interpretations which may prove to be inaccurate. As further information becomes available through additional fieldwork and analysis the estimates are likely to change. This may result in alterations to development and mining plans which may, in turn, adversely affect the Company’s operations and the value of the Company’s Listed Shares. 3 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013  Access Risks – Cultural Heritage and Native Title The Group must comply with various country specific cultural heritage and native title legislation including access agreements which require various commitments, such as base studies and compliant survey work, to be undertaken ahead of the commencement of mining operations. It is possible that some areas of those tenements may not be available for exploration due to cultural heritage and native title legislation or invalid access agreements. The Group may need to obtain the consent of the holders of such interests before commencing activities on affected areas of the tenements. These consents may be delayed or may be given on conditions which are not satisfactory to the Group.  JV and Contractual Risk The Group has and may have additional options where it can increase its holding in the selective assets by achieving or undertaking selected milestones. The Group’s ability to achieve its objectives and earn or maintain an interest in these projects is dependent upon it and the registered holders of those tenements complying with their respective contractual obligations under joint venture agreements in respect of those tenements, and the registered holders complying with the terms and conditions of the tenements and any other relevant legislation.  Economic General economic conditions, introduction of tax reform, new legislation, the general level of activity within the resources industry, movements in interest and inflation rates and currency exchange rates may have an adverse effect on the Company’s exploration, development and possible production activities, as well as on its ability to fund those activities.  Market conditions Share market conditions may affect the value of the Company’s quoted securities regardless of the Company’s operating performance. Share market conditions are affected by many factors such as: introduction of tax reform or other new legislation; interest rates and inflation rates; - general economic outlook; - - - changes in investor sentiment toward particular market sectors; - - the demand for, and supply of, capital; and terrorism or other hostilities. The market price of securities can fall as well as rise and may be subject to varied and unpredictable influences on the market for equities in general and resource exploration stocks in particular. Neither the Company nor the Directors warrant the future performance of the Company or any return on an investment in the Company. 4 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013  Volatility in Global Credit and Investment Markets Global credit, commodity and investment markets have recently experienced a high degree of uncertainty and volatility. The factors which have led to this situation have been outside the control of the Company and may continue for some time resulting in continued volatility and uncertainty in world stock markets (including the ASX). This may impact the price at which the Listed Options and Shares trade regardless of operating performance and affect the Company’s ability to raise additional equity and/or debt to achieve its objectives, if required.  Commodity Price Volatility and Exchange Rates Risks If the Company achieves success leading to mineral production, the revenue it will derive through the sale of coal or any other minerals it may discover exposes the potential income of the Company to commodity price and exchange rate risks. Commodity prices fluctuate and are affected by many factors beyond the control of the Company. Such factors include supply and demand fluctuations for commodities and metals, technological advancements, forward selling activities and other macro-economic factors such as inflation expectations, interest rates and general global economic conditions. Furthermore, international prices of various commodities are denominated in United States dollars whereas the income and expenditure of the Company are and will be taken into account in Australian currency. This exposes the Company to the fluctuations and volatility of the rate of exchange between the United States dollar and the Australian dollar as determined in international markets. If the price of commodities declines this could have an adverse effect on the Company’s exploration, development and possible production activities, and its ability to fund these activities, which may no longer be profitable.  Environmental Risks The operations and proposed activities of the Company are subject to each project’s jurisdiction, laws and regulations concerning the environment. As with most exploration projects and mining operations, the Company’s activities are expected to have an impact on the environment, particularly if advanced exploration or mine development proceeds. Future legislation and regulations governing exploration, development and possible production may impose significant environmental obligations on the Company. The cost and complexity of complying with the applicable environmental laws and regulations may prevent the Company from being able to develop potential economically viable mineral deposits. The Company may require approval from the relevant authorities before it can undertake activities that are likely to impact the environment. Failure to obtain such approvals or to obtain them on terms acceptable to the Company may prevent the Company from undertaking its desired activities. The Company is unable to predict the effect of additional environmental laws and regulations, which may be adopted in the future, including whether any such laws or regulations would materially increase the Company’s cost of doing business or affect its operations in any area. There can be no assurances that new environmental laws, regulations or stricter enforcement policies, once implemented, will not oblige the Company to incur significant expenses and undertake significant investments in such respect which could have a material adverse effect on the Company’s business, financial condition and results of operations. 5 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 The above risks are not exhaustive but are the minimum exposure areas observed by the Group. Outside of the above, the Group is continually assessing Industry type risk (covering resources, commercial, commodity prices & volatility, insurance and environmental) and general type risk (economic, share markets, government & legal and global volatility). 5. DIVIDENDS PAID OR RECOMMENDED The directors do not recommend the payment of a dividend and no amount has been paid or declared by way of a dividend to the date of this report. 6. REVIEW OF OPERATIONS Corporate Under a sale agreement, the Company is entitled to receive quarterly payments of $250,000 from Phoenix Gold Limited (‘Phoenix’) for a total of eight (8) quarters (totalling $2,000,000) from the start of the March quarter. These payments are a part of the deferred consideration resulting from the sale of tenements to Phoenix. In addition, a further gold production royalty stream from the Catherwood gold project is due from Phoenix commencing in the March 2014 quarter. The royalty is $40/ounce to the Company and is capped at $3,000,000. Projects Halls Creek Copper Project (CAZ earning 75%) Mount Angelo North The Company is in agreement with 3D Resources Limited to earn up to a 75% interest in the Halls Creek Copper Project, located in the Kimberley region of Western Australia. The Halls Creek Project comprises a large package of six tenements covering an area of approximately 298 km², near the township of Halls Creek covering part of the Halls Creek Mobile Zone which is highly prospective for a range of commodities including base metals, gold, diamonds and nickel. Initial work will concentrate on mineralisation previously discovered at the Mt Angelo North Cu-Ag-Zn and the Mt Angelo Porphyry prospects. The two prospects occur in association with the Angelo Microdiorite, a 5km by 1km long elongate intrusive occurring along the boundary, and the Koongie Park and Olympio Formations. The Koongie Park Formation is widely considered to have potential regionally for the development of stratabound base metals. In an ASX announcement on 26 August 2013, Cazaly announced results from their pre-collar RC drilling completed at the Mt Angelo North copper deposit. Since taking on the project the Company has conducted four drilling programmes for a total of 48 RC and 14 diamond core holes totalling 4,423m RC and 1,021m diamond core. The majority of this drilling has occurred at the Mount Angelo North copper deposit and has delineated a significant, shallow body of volcanogenic massive sulphide (VMS) hosted copper-zinc-silver mineralisation. Furthermore the company discovered a linking ‘Feeder’ zone below the deposit which has the potential to positively impact upon the future economics of the deposit. 6 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Figure 1 – Halls Creek Copper Project, Mt Angelo North Drill Hole Plan Better intercepts from the drilling are summarised below in table 1. Table 1 - Significant Drill Intercepts from RC Holes at Mt Angelo North East North Hole Depth GDA Az m Dip From To Length Cu (%) Pb (%) Zn (%) Ag (ppm) Au (ppm) Cu Eq (%) Intercept Prospect Mt Angelo Nth Hole ID HCRC0 001 Mt Angelo Nth HCRC0 002 340,454 7,960,585 90 106 -60 Includes 340,473 7,960,658 110 90 -60 Includes Includes Mt Angelo Nth HCRC0 003 340,495 7,960,636 90 0 -90 46 48 12 14 27 45 53 63 17 15 55 53 20 19 60 49 56 69 27 19 9 5 8 5 4.59 0.14 1.11 28.45 0.12 5.33 6.80 0.16 1.51 37.76 0.10 7.74 3.40 0.59 0.40 16.36 0.07 3.91 4.72 0.41 0.21 22.36 0.06 5.20 33 1.45 0.11 1.23 9.50 0.06 1.94 4 3 6 10 4 0.72 0.12 3.75 9.17 <0.01 1.79 3.46 0.02 0.56 17.07 0.19 3.94 4.20 0.02 0.39 20.89 0.25 4.72 0.67 0.96 0.20 71.49 0.94 2.49 0.65 0.34 0.96 9.60 0.12 1.18 7 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Includes Mt Angelo Nth HCRC0 005 340,433 7,960,590 100 94 -60 Includes Mt Angelo Nth HCRC0 006 340,445 7,960,564 114 0 -90 Includes Mt Angelo Nth HCRC0 007 Mt Angelo Nth HCRC0 010 340,424 7,960,527 144 0 -90 340,485 7,960,621 66 0 -90 Includes Includes Mt Angelo Nth HCRC0 011 340,498 7,960,670 84 116 -75 Includes 26 26 28 38 24 25 53 61 77 28 28 46 45 56 8 14 39 42 8 23 48 28 36 44 74 32 56 76 86 66 41 56 49 61 32 16 52 49 30 26 38 41 47 52 55 57 Mt Angelo Nth HCRC0 012 340,397 7,960,569 120 227 -60 47 49 91 93 22 1.85 0.04 0.97 9.41 0.05 2.25 2 8 6 3.43 0.06 0.56 10.11 0.05 3.74 0.76 0.04 1.85 5.21 0.03 1.31 3.23 0.05 0.76 17.49 0.05 3.68 50 2.49 0.12 2.73 17.63 0.04 3.44 7 3 15 9 38 13 10 4 5 24 2 13 7 22 3 3 5 2 2 2 6.30 0.25 1.73 48.50 0.09 7.44 1.32 0.18 5.06 13.60 <0.01 2.78 1.71 0.17 6.00 16.78 0.03 3.46 2.68 0.03 1.92 10.68 0.08 3.35 2.65 0.36 3.62 17.38 0.03 3.87 1.16 0.69 6.74 15.55 0.00 3.20 6.00 0.33 2.62 31.65 0.01 7.13 0.28 0.40 3.02 6.63 <0.01 1.22 1.51 0.05 0.98 7.51 0.05 1.89 0.77 2.60 2.01 47.88 0.59 2.97 2.26 4.06 6.20 54.72 0.18 5.71 2.19 0.19 1.24 22.31 0.27 3.00 3.35 0.28 1.73 33.96 0.39 4.53 1.64 0.14 0.55 9.81 0.11 2.01 5.43 0.60 0.38 9.74 0.11 5.88 6.32 0.20 2.17 43.50 0.65 7.88 2.58 0.84 0.55 20.61 0.38 3.46 0.92 0.05 0.13 7.70 0.15 1.16 0.56 0.63 3.88 22.03 <0.01 1.96 0.87 <0.1 0.05 9.89 <0.01 1.00 340,455 7,960,550 102 0 -90 72 86 14 1.21 0.16 1.28 8.89 0.13 1.77 Mt Angelo Nth HCRC0 013 Mt Angelo Nth HCRC0 014 Mt Angelo Nth HCRC0 015 Includes 340,428 7,960,577 78 0 -90 340,498 7,960,684 102 200 -50 Includes Includes Mt Angelo Nth HCRC0 016 340,424 7,960,547 100 0 -90 Includes 77 84 31 38 14 20 30 38 46 55 55 67 24 36 36 79 85 35 42 52 24 35 42 48 77 58 74 31 52 51 2 1 4 4 2.93 0.15 3.07 18.68 0.22 4.10 2.71 0.02 0.15 11.08 0.28 3.08 0.25 0.10 3.00 1.82 <0.01 1.04 1.14 0.02 2.14 4.80 0.08 1.79 38 3.42 0.08 1.10 13.97 0.23 4.04 4 5 4 2 6.27 0.08 1.91 23.79 0.14 7.15 6.78 0.04 0.54 25.12 0.72 7.72 7.91 0.01 0.11 15.18 0.34 8.36 1.31 0.30 4.45 11.71 0.08 2.69 22 1.80 0.05 1.34 10.64 0.16 2.38 3 7 7 16 15 0.80 0.15 4.27 11.71 0.08 2.09 3.27 0.05 1.02 18.07 0.23 3.91 1.29 0.07 2.32 7.48 0.02 1.99 1.73 0.24 2.29 14.5 0.09 2.60 1.79 0.26 2.4 15.22 0.09 2.70 8 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 21 1.15 0.23 2.97 11.02 0.04 2.11 0.94 <0.1 0.24 3.33 0.02 1.05 0.97 0.02 0.21 4.79 0.03 1.11 0.34 0.45 2.87 16.43 <0.01 1.37 0.41 0.62 3.99 21.61 <0.1 1.83 Includes Mt Angelo Nth Mt Angelo Nth HCRC0 017 HCRC0 018 340,389 7,960,520 120 340,406 7,960,535 100 0 0 -90 -90 Mt Angelo Nth HCRC0 019 340,441 7,960,537 90 0 -90 Includes Mt Angelo Nth HCRC0 020 Mt Angelo Nth HCRC0 024 Mt Angelo Nth HCRC0 025 Mt Angelo Nth HCRC0 029 Mt Angelo Nth HCRC0 030 Mt Angelo Nth Mt Angelo Nth HCRC0 031 HCRC0 032 Mt Angelo Nth HCRC0 033 Mt Angelo Nth HCRC0 034 Mt Angelo Nth Mt Angelo Nth HCRC0 035 HCRC0 036 Includes Includes 340,451 7,960,532 120 0 -90 340,489 7,960,672 66 0 -90 Includes 340,378 7,960,480 90 0 -90 340,492 7,960,615 66 0 -90 Includes Includes 340,502 7,960,610 60 0 -90 340,469 7,960,668 340,471 7,960,646 54 60 0 0 -90 -90 Includes 340,450 7,960,623 66 0 -90 340,440 7,960,600 60 0 -90 Includes 340,427 7,960,607 340,467 7,960,588 50 96 0 0 -90 -90 Includes Mt Angelo Nth HCRC0 037 340,434 7,960,556 84 0 -90 Includes Includes 24 20 32 71 71 51 53 69 72 72 79 8 9 15 9 26 6 8 31 37 17 32 10 11 23 23 37 11 24 18 24 34 25 39 65 72 22 23 31 43 61 61 45 29 38 74 73 58 57 76 74 74 92 28 11 18 14 28 26 10 44 42 29 34 18 17 43 26 43 17 51 53 39 40 60 60 67 87 57 26 37 48 64 63 9 6 3 2 7 4 7 2 2 13 20 2 3 5 2 20 2 13 5 12 2 8 6 0.77 0.20 4.47 1.05 0.30 4.81 1.65 0.01 0.78 3.28 0.03 2.09 0.16 0.18 2.45 1.03 0.02 0.28 2.46 0.09 0.86 4.52 0.20 1.67 8.53 0.06 1.10 1.11 0.00 0.08 1.14 0.01 0.18 0.28 1.40 1.13 0.25 6.86 0.92 0.61 0.51 3.36 1.04 0.57 4.60 0.53 0.36 2.04 0.08 0.84 4.42 0.82 0.18 1.82 0.25 0.99 0.71 20 1.63 0.09 2.52 3 6 6 27 35 15 6 35 21 2 15 35 3 6 5 3 2 3.09 0.07 1.15 3.32 0.05 3.16 0.37 0.86 0.95 0.60 0.19 2.08 2.84 0.32 0.87 4.77 0.06 0.86 0.52 0.05 1.58 1.41 0.26 4.14 2.18 0.24 5.12 0.97 0.08 0.18 3.17 0.02 0.50 1.37 0.31 2.23 2.47 0.73 4.62 2.02 0.57 3.42 3.09 0.37 2.77 2.85 0.00 0.29 3.83 0.00 0.35 5 8 7 15 22 6 8 24 17 3 4 27 34 17 29 22 22 8 30 9 3 20 85 10 27 33 7 16 23 12 18 12 25 23 21 6 8 0.00 1.99 0.00 2.41 0.04 1.93 0.00 3.98 0.01 1.08 0.06 1.17 0.14 2.80 0.00 5.27 0.00 9.03 0.06 1.16 0.02 1.24 0.11 1.27 0.00 2.80 0.02 1.78 0.00 2.69 0.08 1.39 0.01 1.66 0.07 1.41 0.87 1.06 0.01 2.38 0.00 3.43 0.00 4.36 0.57 1.86 0.02 1.28 0.09 3.47 0.00 5.40 0.03 1.00 0.02 2.70 0.00 3.78 0.39 1.18 0.16 3.52 0.01 2.15 0.00 4.11 0.00 3.30 0.00 4.13 0.00 2.99 0.00 4.01 9 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Table2 - Significant Drill Intercepts from Diamond Core Holes at Mt Angelo North Hole ID East North Dip/Azi Intercept From Length Cu Pb Zn Ag Au Cu Eq Depth(m) (m) (m) HCDD0001 340,486 7,960,661 -60/120 60 Includes Includes HCDD0002 340,436 7,960,602 -90/0 55 Includes Includes Includes Includes Includes Includes Includes Includes HCDD0003 340,444 7,960,566 -90/0 75.5 HCDD0004 340,464 7,960,594 -90/0 90 Includes Includes Includes Includes Includes Includes HCDD0005 340,484 7,960,621 -90/0 60 Includes Includes Includes Includes HCRD0043 340,518 7,960,555 -60/300 101.5 HCRC0045 340,516 7,960,605 -90 50 Includes Includes HCRD0044 340,488 7,960,540 -70/300 114.1 Includes Includes HCRD0047 340,471 7,960,631 -80/120 54.6 Includes Includes HCRD0048 340,475 7,960,496 -75/300 150.1 HCRD0050 340,530 7,960,536 -65/300 120 Includes Includes HCRD0051 340,504 7,960,529 -75/300 137.6 Includes Includes 5 6 32 32 20 24 32 40 46 48 25 26 22 36 83 84 11 41 52 50 65 20 36 74 76 85 13 19 26 93 104 63 66 76 79 18 13 16 4 32 4 2 3 6 2 37 30.8 36 21 5.7 5.0 47.0 8.0 5.0 23.0 2.0 4.0 13.0 21.0 3.0 8.0 9.0 2.0 27.0 5.0 2.0 18.0 2.0 9.0 3.0 (%) 2.53 3.27 5.91 9.75 1.25 3.13 2.41 2.12 0.97 1.44 2.63 3.02 1.22 1.87 3.22 3.48 1.11 1.43 4.76 0.60 1.31 0.98 0.52 1.11 0.77 1.71 0.30 0.15 2.60 0.57 1.12 0.88 0.49 1.12 1.88 (%) (%) (ppm) (ppm) (%) 0.23 1.16 0.18 1.24 0.12 1.61 0.34 2.62 0.31 0.92 0.04 0.95 0.01 1.58 0.02 0.17 0.01 2.39 0.00 3.09 0.52 6.05 0.62 7.11 0.15 3.91 0.12 4.47 0.06 0.43 0.07 0.45 0.87 2.00 1.45 5.10 0.07 2.42 0.17 1.97 0.39 5.98 0.11 1.21 2.03 3.29 5.27 0.14 3.43 2.38 2.23 22 29 24 19 44 35 12 12 5 5 21 25 10 13 23 26 24 28 21 9 21 16 7 11 5 20 87 4.92 7.17 170 0.94 0.21 2.11 0.18 1.63 0.19 2.69 7.72 0.25 2.42 0.30 3.29 15 18 14 16 9 17 23 0.22 0.25 0.38 2.89 3.63 6.35 0.24 10.49 0.64 0.84 0.10 0.11 0.03 0.05 0.28 0.33 0.18 0.24 0.31 0.34 0.17 0.05 0.12 0.13 0.18 0.13 0.11 0.11 0.17 0.58 0.56 0.30 0.14 0.09 0.20 0.36 0.25 0.35 1.58 3.38 2.80 2.17 1.56 2.20 4.28 4.96 2.22 3.01 3.35 3.61 1.85 3.10 5.38 1.13 2.90 1.31 1.03 1.95 2.09 2.59 1.53 3.31 2.86 1.15 1.58 1.60 2.42 1.79 2.78 Note: Cu, Pb, Zn and Ag analysed by 4 acid digest and ICP-MS finish. Au analysed by Fire Assay and AAS finish. CuEq intercepts calculated using a 0.5% lower cut, minimum 2 metres interval with two internal waste intervals of 3 metres allowable. All holes located on a GDA94-Zone52 *Copper Equivalent Calculation Copper Equivalent (CuEq) represents the total metal value for each metal, multiplied by the conversion factor, summed and expressed as equivalent copper percentage. These results are exploration results and no allowance is made for recovery losses should mining eventually occur. However, the company is of the opinion that the elements considered here have reasonable potential to be recovered based upon preliminary metallurgical test work. Copper Equivalent Formula (CuEq): (7,500(Cu ppm/10,000)) + (1,850(Zn ppm/10,000)) + (2,100(Pb ppm/10,000)) + (25(Ag ppm/31.1024)) + (1,500(Au ppm/31.1024)) = Ore Value Ore Value/7,500 = CuEq (%). Price Assumptions Cu (US$7,500/t), Zn (US$1,850/t), Pb (US$2,100/t), Ag (US$25/oz), Au (US$1,500/oz) 10 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 The massive sulphide mineralisation in the upper blanket zone has been extended by up to 50m to the east for 100m of strike and remains open. The results have confirmed the geological model and show that the massive sulphide blanket extends further than historic drilling on the eastern flank. In this area, results indicate copper/zinc ratios grade into more distal zinc-copper ore. The discovery of the feeder zone is highly encouraging for the discovery of further high grade mineralisation at Mount Angelo North. The zone is characterised by chalcopyrite bearing breccia/stringer zone in a sub-vertical system linking into the more massive overlying chalcocite/chalcopyrite ore body above (figure 2). Figure 2 – Halls Creek Copper Project, Mt Angelo North (Cross Section 8580N) Multi-element data and structural information collected from recent drilling will assist Cazaly targeting other massive sulphide lenses as well as extensions to the blanket and feeder mineralisation defined to date at the Mt Angelo North copper deposit. 11 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Gossan Gossan Oxide Zone Massive Sulphide Zone FEEDER Zone Hole Data, current programme Sulphides (assayed: mass/diss.) Sulphides (assays pending) Figure 3- Schematic section showing drilling & predicted extent of Feeder Zone relative to overlying VMS & oxide mineralisation, Mt Angelo North deposit The Company will collate all data and await final assays ahead of planning further drilling targeting the extensions of the Feeder and Blanket mineralisation. This work will lead into a maiden resource for the deposit aimed for release later in 2013. Mount Angelo Porphyry The company completed first pass drilling at the Mt Angelo Porphyry located 2.5km to the south west of the Mt Angelo North copper deposit (Figure 4). A total of 5 reverse circulation (RC) holes for 862 metres were drilled within the quartz porphyry intrusive. Previous RC and Diamond core drilling returned intercepts up to 117m @ 0.32% Cu and 150m @ 0.30% Cu. The porphyry system is large with extensive intercepts of disseminated and occasional semi- massive sulphides and it appears that the entire intrusive is mineralised. The higher grade intercepts of mineralisation included 23m @ 1.00% Cu and 7m @ 1.26% Cu, indicating potential for the delineation of higher grade zones in the system (Table 3). 12 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Table 3 - Significant Drill Intercepts, Mount Angelo Porphyry Prospect Hole ID East North GDA Grid Hole Depth GDA Azm Dip Intercept From To Length Cu (%) HCRC0038 338347 7958367 MGA94_52 180 290 -60 HCRC0039 HCRC0040 HCRC0041 338313 337955 338315 7958423 MGA94_52 7958775 MGA94_52 7958581 MGA94_52 200 182 150 290 290 290 -65 -65 -60 includes includes 338535 HCRC0042 Note: Significant Intersections RC Drilling, > 0.2% Cu, high-grade > 0.5% Cu. All elements analysed by aqua regia digest and ICPMS finish 7958669 MGA94_52 150 290 -60 0 141 6 0 45 112 142 0 170 164 184 92 52 116 146 136 170 23 178 NSA 92 7 4 4 136 0.4 1 0.3 0.36 1.26 0.32 0.58 0.31 Figure 4 - Drillhole plan showing extent of mineralised quartz porphyry, Mt Angelo Porphyry prospect Helitem Results Processing and Interpretation of a helicopter borne electromagnetic (EM) survey flown by the company in February this year was completed. The survey covered 1,049 line kilometres over 140 square kilometres of the Halls Creek Copper Project. A total of 36 EM conductor targets have been identified that may represent undiscovered sulphide mineralisation of a similar nature as the Mount Angelo North VHMS deposit. These anomalies are currently being prioritised and plans for follow-up work in the field are underway. 13 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Webb Project - (CAZ 100%) Site works were recently completed over the main Iron Oxide Copper Gold (‘IOCG’) target at the Webb Project located within the West Arunta region of WA and is ready for drilling. Proposed drilling is aimed at identifying the source of a pronounced 3 km × 3 km magnetic anomaly (amplitude 1100 nT) which is coincident with a 4 mgal gravity anomaly (Figure 5). This anomaly compares favourably with other known IOCG mineral deposits with coincident or near-coincident magnetic and gravity anomalies resulting from magnetite and hematite alteration. The amplitudes lie within the Carrapateena – Olympic Dam range, with the Carrapateena Deposits having coincident 200 nT magnetic and 2mgal gravity anomalies and Olympic Dam having a 1600 nT anomaly and an anomalous gravity response of 17 mgal associated with the hematitie mineralisation/alteration. Figure 5 – Coincident magnetic and gravity anomaly at Webb Project Parker Range Iron Ore Project (CAZ 100%) The Parker Range Iron Ore Project (“PRIOP”) is effectively a ‘mine ready’ development project. The project has a Definitive Feasibility Study fully completed and has all key regulatory approvals in place. Access to a reliable export port facility however has stalled development of the project. Significant progress however has been made in the development of a new iron ore export facility at the Port of Esperance as the State Government continues to advance the interests of the planned producers in the Yilgarn iron ore province. It is expected that the expansion will commence in 2014 with a view towards the export facilities being ready for operation in 2015. The Company has a signed Capacity Reservation Deed in place with the port for 5Mtpa. The Company continues to engage with potential partners, including potential third party port constructors and operators for the project. Hamersley Iron Ore Project (Cazaly 49% interest and Winmar Resources Ltd 51% interest) In November 2012, the Company’s joint venture partner, Winmar Resources Limited (ASX: WFE) completed its earn-in requirements (expenditure of $6 million) under the Farm-in and Joint Venture Agreement and earned its 51% participating interest. 14 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 During May 2013 Winmar announced a maiden Indicated Mineral Resource at the Hamersley Iron Joint Venture Project which is located 50km north-northeast of Tom Price in the Pilbara region of Western Australia. The total current Resource is 343.2Mt @ 54.5% Fe (57.9% Ca Fe) which comprises an Indicated Resource of 42.6 Mt @ 55.2% Fe (57.3% Ca Fe) and an Inferred Resource of 300.6 Mt @ 54.5% Fe (57.9% Ca Fe) and remains open in several areas. The upgrade of the Mineral Resource to Indicated category provides the Joint Venture with the opportunity to commence a range of studies including scoping studies, mine economic studies, environmental studies and Native Title negotiations as part of prefeasibility studies. These studies will examine the potential for the early development of Direct Shipping Ore (DSO) from the Channel iron Deposit (CID) material to the southwest of the project area. Joint Venture Projects Musgrave JV (Cazaly diluting to 10% - Traka Resources Ltd (ASX: TKLK) acquiring 90%) Cazaly notes the recent publicity regarding the exploration success of BHP Billiton on the adjacent tenement. Forthcoming work planned comprises; a systematic MLEM survey, particularly within the area north and south of BHP Billiton’s Prospects called Gilboa, Succoth, Salem, Esagila and Goshem. Aeromagnetic, gravity and geological mapping indicates that the whole of this area, both within BHP Billiton’s tenements and also the JV areas, is underlain by one or more of the prospective mafic and ultramafic intrusives that comprise part of the Giles Intrusive Complex. Massive, stringer and disseminated copper and nickel sulphide mineralisation within feeder zones or in structures peripheral to or within the intrusive rocks constitute the target style. Recent reports (April 11th 2013) have indicated that recent drilling by BHP Billiton at its Succoth prospect had “returned broad intersections of copper mineralisation at relatively high grades…including a return of about 200m of mineralisation at a grade of about 1.3% copper”. As is the case for the Babel Nebo resource, the massive and/or stringer sulphide zones are often directly associated with peripheral disseminated sulphide zones. A systematic MLEM survey in the priority area could lead to follow up drilling fairly quickly on any of the targets that may be highlighted. For further detailed (www.trakaresources.com.au). information please consult the Traka Resources Limited website Huckitta JV (Cazaly 20% - Mithril Resources Ltd (ASX: MTH) 80%) The East Arunta Project Area is highly prospective for the discovery of economic copper mineralisation within both the Iron Oxide Copper Gold (IOCG). The Illogwa IOCG JV Area lies within the Huckitta Project and is located on two tenements (ELs 25643 and 25653) subject to a joint venture between MTH (80%) and a wholly owned subsidiary of the Company, Sammy Resources Pty Ltd (20%). The parties are now funding the project pro-rata and MTH is the operator of the joint venture. Targets have been advanced to “drill-ready” stage (in the Mini Me West and El Gordo areas) with drilling anticipated to commence in September 2013. Prospectivity of the targets has been further reinforced by the identification of further surface copper mineralisation at Mini Me West and EM geophysical anomalies at El Gordo. Additional targets have been prioritised for further geophysical surveying and geological mapping in order to also advance them to a “drill ready” stage 15 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Mini Me West (Cazaly 20% - MTH 80%) Mini Me West is located within the eastern half of Illogwa and comprises an 800 - metre long coincident EM and IP geophysical anomaly. Portions of this anomaly lie beneath outcropping disseminated copper mineralisation (2012 rock chip results up to 1.9% copper) and modeling suggests that the geophysical anomalies are two parallel steeply north east – dipping bodies which may be attributable to sulphide mineralisation. The target’s prospectivity was further reinforced with the identification of more outcropping quartz – haematite alteration and copper mineralisation directly above the IP anomaly. All statutory approvals have now been received for Mini Me West and the target is being drilled in the September 2013 quarter. El Gordo (Cazaly 20% - MTH 80%) El Gordo is located immediately south of Mini Me West, and comprises a zone of sporadically outcropping copper (malachite – azurite) mineralisation and associated quartz – haematite alteration which has been mapped over 800 metres strike length with widths ranging from 2 to 10 metres. 2012 rock chip sampling of the mineralisation returned values ranging from 0.7% to 12.6% copper, 0.1g/t to 1.0g/t gold and 1.6g/t to 12.5g/t silver. Three shallow reconnaissance drill holes completed by Mithril in late 2012 at the eastern end of El Gordo, successfully intersected copper mineralisation, with one hole (MIRC-008) returning 14m @ 0.34% copper, 0.04g/t gold from 18 metres including 2m @ 1.15% copper, 0.23g/t gold. The intersection remains open in all directions and will be tested by further tested by drilling in the upcoming program. A review of MTH’s 2012 VTEM survey data over the area has also identified three weak EM geophysical anomalies at El Gordo. The features have not been drill tested and their significance is currently being assessed given that they coincide with, and lie directly along strike from, known copper mineralisation. All statutory approvals have now been received for the target. Earaheedy JV (Anglo American earning 75%, CAZ/VEC 25%) Cazaly and Vector Resources Limited (ASX:VEC) (collectively the Earaheedy Joint Venture, “EJV”) have a farm-in agreement with Anglo American (“Anglo”), the global diversified mining house, covering a large part of the Earaheedy East Iron project in the Wiluna region of Western Australia (Figure 6). Anglo can earn a 75% interest via staged payments of up to $51m and the completion of a BFS. Initial work undertaken by Anglo appears to confirm extensive outcropping iron formations. A 5,000m RC drilling campaign is expected to commence in the last quarter of 2013. 16 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 WESTERN EARAHEEDY JV EASTERN EARAHEEDY ANGLO JV Figure 6: Location map of Earaheedy JV’s The Cazaly-Vector JV covers the Earaheedy West iron Project where manganese potential has been confirmed at the Blue Cliffs and Blue Nugget prospects. 6. FUTURE DEVELOPMENTS, PROSPECTS AND BUSINESS STRATEGIES The Consolidated Group will continue its mineral exploration activity at and around its exploration projects with the object of identifying commercial resources. identifying new mineral exploration The Consolidated Group will also continue to opportunities within Australia and the rest of the world for further potential acquisitions which may offer value enhancing opportunities for shareholders. 7. SIGNIFICANT CHANGES IN STATE OF AFFAIRS The following significant changes in the state of affairs of the Consolidated Group occurred during the financial period:     On 22 August 2012 the Consolidated Group acquired 80% of the issued capital in Discovery Minerals Pty Ltd (“Discovery”). Discovery, via its fully owned European subsidiary, has several tenement applications in Europe targeting potential uranium mineralisation. During the December quarter, Cazaly received 2,500,000 shares in Zeus Resources Ltd (ASX: ZEU) as consideration for the vending in of the Discovery uranium tenements. During The December quarter, the Company received 2,058,824 shares in McPherson’s Reward Ltd (ASX: MRP) as the full payment for the Boorara project. The Company retains a 1% net smelter royalty capped at $2,000,000. On 8 November 2012, the Company issued 1,250,000 ordinary shares to 3D Resources as part consideration for the farm-in agreement to earn up to 75% in the Halls Creek Copper Project. On 29 January 2013, the Company issued 600,000 ordinary shares to Sulphide Resources Pty Ltd as consideration for a 1.5% net smelter royalty for M80/247 (tenement included within Mount Angelo North copper deposit area). 17 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013  From the start of the June quarter, the first of eight quarterly payments of $250,000 were received from Phoenix Gold Limited. The payments commenced after first production from royalty tenements with production now commenced by Phoenix Gold Limited. In addition, a royalty stream commenced with the first payment received in the June quarter (for production in the March quarter) from Phoenix Gold Limited who have commenced processing gold from the Catherwood gold project. The royalty is initially worth $40/ounce.  On 16 April 2013, a placement was successfully completed of 5,000,000 ordinary shares at an issue price of $0.16 to raise $800,000. 8. AFTER BALANCE DATE EVENTS The 1:12 non-renounceable entitlement issue (as outlined above) closed on 5 July 2013. 1,037,996 new ordinary shares were issued on 12 July 2013 to the participants in the entitlement issue which raised $166,079 (before costs). 9. ENVIRONMENTAL ISSUES The Consolidated Group is aware of its environmental obligations with regards to its exploration activities and ensures that it complies with all regulations when carrying out any exploration work. The directors have considered the enacted National Greenhouse and Energy Reporting Act 2007 (the NGER Act) which introduces a single national reporting framework for the reporting and dissemination of information about the greenhouse gas emissions, greenhouse gas projects, and energy use and production of corporations. At the current stage of development, the directors have determined that the NGER Act will have no effect on the Group for the current or subsequent financial year. The directors will reassess this position as and when the need arises. 10. INFORMATION ON DIRECTORS Nathan McMahon Managing Director (Corporate and Administration) Qualifications B.Com Experience Mr McMahon has provided tenement management advice to the mining industry for approximately 16 years to in excess of 20 public listed mining companies. Mr McMahon has specialised in native title negotiations, joint venture negotiations and project acquisition due diligence. Mr McMahon is a Director of several listed companies. Interest in Shares Fully Paid Ordinary Shares 17,190,939 Clive Jones Managing Director (Technical) Qualifications B.App.Sc(Geol), M.AusIMM. Experience Mr Jones has been involved in mineral exploration for over 25 years and has worked on the exploration for a range of commodities including gold, base metals, mineral sands, uranium and iron ore. Mr Jones is a Director of several ASX listed companies. He is Chairman of Unity Mining Ltd, joint Managing Director of Cazaly Resources Ltd, Chairman of Corazon Mining Ltd and a Director of Bannerman Resources Ltd. 18 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Interest in Shares Fully Paid Ordinary Shares 10,075,114 Kent Hunter Non-Executive Director Qualifications B.Bus, CA. Experience Mr Hunter is a Chartered Accountant with over 16 years’ corporate and company secretarial experience. He has been involved in the listing of over 20 exploration companies on ASX in the past 9 years. He has experience in capital raisings, ASX compliance and regulatory requirements and is currently a director of Cazaly Resources Limited and is company secretary of two other ASX Listed entities. Interest in Shares Fully Paid Ordinary Shares 2,052,103 Directorships of other listed companies Directorships of other listed companies held by directors in the three years immediately before the end of the financial year are as follows: Name Company Period of directorship Nathan McMahon Hodges Resources Limited Whitestar Resources Limited Winmar Resources Limited Dempsey Minerals Limited Since May 2008 From December 2009 to April 2012 From October 2010 to May 2011 Since February 2011 Clive Jones Kent Hunter Corazon Mining Limited Cortona Resources Limited Bannerman Resources Limited Unity Mining Limited Since February 2005 From January 2006 to January 2013 Since January 2007 Since January 2013 Red Emperor Resources NL Cauldron Energy Limited Krakatoa Resources Limited Stratum Metals Limited Western Manganese Limited Carbon Conscious Limited From April 2007 to August 2010 From November 2002 to March 2011 From January 2012 Since December 2010 Since June 2010 Since November 2010 11. REMUNERATION REPORT (Audited) This report details the nature and amount of remuneration for each director of Cazaly Resources Limited. Remuneration Policy The remuneration policy of Cazaly Resources Limited has been designed to align director objectives with shareholder and business objectives by providing a fixed remuneration component which is assessed on an annual basis in line with market rates. The board of Cazaly Resources Limited believes the remuneration policy to be appropriate and effective in its ability to attract and retain the best directors to run and manage the company, as well as create goal congruence between directors and shareholders. The board’s policy for determining the nature and amount of remuneration for board members is set out below. 19 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 The remuneration policy, setting the terms and conditions for the executive directors and other senior staff members, was developed by the managing directors and approved by the board after seeking professional advice from independent external consultants. In determining competitive remuneration rates, the Board seeks independent advice on local and international trends among comparative companies and industry generally. It examines terms and conditions for employee incentive schemes benefit plans and share plans. Independent advice is obtained to confirm that executive remuneration is in line with market practice and is reasonable in the context of Australian executive reward practices. All executives receive a base salary (which is based on factors such as length of service and experience), superannuation and fringe benefits. The Consolidated Group is an exploration entity, and therefore speculative in terms of performance. Consistent with attracting and retaining talented executives, directors and senior executives are paid market rates associated with individuals in similar positions, within the same industry. The Board acquired and were issued shares as part of the terms of the Initial Public Offer in 2003. Board members have retained these securities which assist in aligning their objectives with overall shareholder value. Options have been issued to Board members to provide a mechanism to participate in the future development of the Company and an incentive for their future involvement with and commitment to the Company. Options and performance incentives will be issued in the event that the entity moves from an exploration entity to a producing entity, and key performance indicators such as profits and growth can be used as measurements for assessing Board performance. 12. REMUNERATION REPORT (Cont’d) All remuneration paid to directors is valued at the cost to the Company and expensed or carried forward on the balance sheet for time that is attributable to exploration and evaluation. Shares given to directors and executives are valued as the difference between the market price of those shares and the amount paid by the director or executive. Options are valued using the Black-Scholes methodology. The board policy is to remunerate non-executive directors at market rates for comparable companies for time, commitment and responsibilities. The managing directors in consultation with independent advisors determine payments to the non-executive directors and review their remuneration annually, based on market practice, duties and accountability. The maximum aggregate amount of fees that can be paid to non-executive directors is subject to approval by shareholders at the Annual General Meeting. Fees for non-executive directors are not linked to the performance of the Company. However, to align directors’ interests with shareholder interests, all directors are encouraged to hold shares in the company. Company Performance, Shareholder Wealth and Directors’ and Executives’ Remuneration The remuneration policy has been tailored to increase goal congruence between shareholders and directors and executives. This has been achieved by the issue of shares to the majority of the directors and executives to encourage the alignment of personal and shareholder interest. 20 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Details of Remuneration for Year Ended 30 June 2013 The remuneration for key management personnel of the company during the year was as follows: Short-term Benefits Cash, salary & commiss -ions Cash profit share Non-cash Other benefit Post- Employ- ment Benefits Super- annuation Other Long-term Benefits Share based Payment Total Performance Related Other Equity Options $ $ $ $ $ $ $ Nathan McMahon – Managing Director (ii) 2013 180,000 2012 180,000 - - Clive Jones – Managing Director (iii) 2013 180,000 2012 180,000 - - - - - - Kent Hunter – Non Executive Director 2013 2012 27,250 27,250 - - - - Lisa Wynne – Company Secretary (iv) 2013 2012 - - - - Julie Hill – Company Secretary (v) 2013 2012 - - Total Remuneration 2013 387,250 2012 387,250 - - - - - - - - - - - - - - - - - 37,409 50,000 41,667 50,000 79,076 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (i) $ - - - - - - - - $ % 180,000 180,000 180,000 180,000 27,250 27,250 - 37,409 50,000 - - - - - - - - - 11,396 53,063 21% - 437,250 11,396 477,722 - 2% The fair value of the Options is calculated at the date of grant using a Black-Scholes model. i) ii) An aggregate amount of $180,000 (2012:$ 180,000) was paid, or was due and payable to Kingsreef Pty Ltd, a company controlled by Mr Nathan McMahon, for the provision of corporate and tenement management services to the Company. iii) An aggregate amount of $180,000 (2012:$ 180,000) was paid, or was due and payable to Widerange Corporation Pty Ltd, a company controlled by Mr Clive Jones, for the provision of geological services to the Company. iv) In 2012 fees of $2,409 were paid to Sila Consulting Pty Ltd for the provision of company secretarial services. Ms Wynne is a Director of Sila Consulting Pty Ltd. Fees of $35,000 were paid to Blue Horse Corporate Pty Ltd for the provision of company secretarial services to the Company. Ms Wynne is a director and shareholder of Blue Horse Corporate Pty Ltd. Ms Wynne resigned as Company Secretary on 7 September 2011. v) Fees of $50,000 (2012: $41,667) were paid the DZB Pty Ltd, a company controlled by Ms Hill, for the provision of company secretarial services to the company. Ms Hill was appointed Company Secretary on 7 September 2011. Options issued as part of remuneration for the year ended 30 June 2013 No Options were issued to directors or executives as part of their remuneration for the year ended 30 June 2013. The following Options were issued to executives as part of their remuneration for the year ended 30 June 2012. No cash consideration was paid by the recipients. 21 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 Number Granted Number Vested Grant Date Expiry Date Exercise Price $ Fair Value at Grant Date $ J Hill 100,000 100,000 14.09.2011 14.09.2013 $0.40 0.114 Employment Contracts of Directors and Senior Executives The employment conditions of the joint Managing Directors, Nathan McMahon and Clive Jones, are each formalised in contracts of employment. These contracts commenced on 31 October 2011 and have terms of 3 years. The contracts provide Messrs.’ McMahon and Jones with annual salaries of $180,000 each. The company may terminate these agreements at any time and without prior notice if serious misconduct has occurred. In this event only the fixed proportion of the remuneration is payable and only up until the date of the termination. There is no formal contract finalized at the completion of the 30 June 2013 financial year for the non-executive director. The non-executive director was paid under terms agreed to by a directors’ resolution at $27,250 per year. The employment contracts stipulate a range of one to three-month resignation periods. The Consolidated Group may terminate an employment contract without cause by providing one to three months written notice or making payment in lieu of notice, based on the individual’s annual salary component. Termination payments are not payable on resignation or under the circumstances of unsatisfactory performance. End of remuneration report. 12. MEETINGS OF DIRECTORS The number of directors' meetings and/or circular resolutions held and/or conducted during the financial year, each director held office during the financial year and the number of meetings and/or circular resolutions attended and/or signed off by each director is: Director N McMahon C Jones K Hunter Directors Meetings/Resolutions Number Eligible to Attend 10 10 10 Meetings Attended 10 10 10 The Consolidated Group does not have a formally constituted audit committee as the board considers that the company’s size and type of operation do not warrant such a committee. 13. INDEMNIFYING OFFICERS OR DIRECTORS In accordance with the constitution, except as may be prohibited by the Corporations Act 2001 every Officer, or agent of the Company shall be indemnified out of the property of the Company against any liability incurred by him in his capacity as Officer or agent of the Company or any related corporation in respect of any act or omission whatsoever and howsoever occurring or in defending any proceedings, whether civil or criminal. The Company has insurance policies in place for Directors and Officers insurance. The premium paid on this policy was $15,540. 22 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 14. OPTIONS Unissued Shares under Option At the date of this report unissued ordinary shares of the Company under option are: Expiry Date Exercise Price Number Under Option 15/12/2013 18/03/2014 18/03/2014 11/01/2015 04/02/2015 31/07/2015 31/07/2016 $0.280 $0.520 $0.520 $0.330 $0.490 $0.100 $0.107 250,000 300,000 200,000 925,000 100,000 100,000 100,000 Grant Date 15/12/2011 18/03/2011 15/04/2011 12/01/2010 05/02/2010 01/08/2013 01/08/2013 Option holders do not have any rights to participate in any issue of shares or other interests in the Company or any other entity. There have been no unissued shares or interest under option of any controlled entity within the Consolidated Group during or since the reporting date. For details of options issued to directors and executives as remuneration, refer to the Remuneration Report. During the year ended 30 June 2013, no ordinary shares of Cazaly Resources Ltd were issued on the exercise of options granted. 15. PROCEEDINGS ON BEHALF OF COMPANY No person has applied for leave of Court to bring proceedings on behalf of the Company or intervene in any proceedings to which the company is a party for the purpose of taking responsibility on behalf of the company for all or any part of those proceedings. The Consolidated Group was not a party to any such proceedings during the year. 16. AUDITORS INDEPENDENCE DECLARATION The lead auditor’s independence declaration for the year ended 30 June 2013 has been received and can be found on page 25 of the directors’ report. 17. NON AUDIT SERVICES The board of directors is satisfied that the provision of non-audit services performed during the year by the Group’s auditors is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. No other fees were paid or payable to the auditors for non-audit services performed during the year ended 30 June 2013. 23 DIRECTORS’ REPORT Cazaly Resources Limited Annual Report 2013 This report of the Directors, incorporating the Remuneration Report, is signed in accordance with a resolution of the Board of Directors. Nathan McMahon Managing Director 24 September 2013 Competent Persons Statement The relevant information contained in the report that relates to Exploration Results, Mineral Resources or Ore Reserves is based on information compiled or reviewed by Mr Clive Jones and Mr Don Horn, who are employees of the Company. Mr Jones is a Member of the Australian Institute of Mining and Metallurgy and Mr Horn is a Member of the Australian Institute of Geoscientists. Mr Jones and Mr Horn have sufficient experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity which they are undertaking to qualify as a Competent Person as defined in the 2004 Edition of the ‘Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves’. Mr Jones and Mr Horn consent to the inclusion of their names in the matters based on the information in the form and context in which it appears. 24 To The Board of Directors As lead audit director for the audit of the financial statements of Cazaly Resource Limited and its controlled entities for the financial year ended 30 June 2013, I declare that to the best of my knowledge and belief, there have been no contraventions of: the auditor independence requirements of the Corporations Act 2001 in relation to the audit; and any applicable code of professional conduct in relation to the audit. Yours faithfully BENTLEYS Chartered Accountants MARK DELAURENTIS CA Director DATED at PERTH this 24th day of September 2013 CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME For Year Ended 30 June 2013 Cazaly Resources Limited Annual Report 2013 Note 2013 $ 2012 $ 2 2 3 6 Revenue from continuing operations Other Income Employee benefits Depreciation Administrative expenses Compliance and regulatory expenses Occupancy expenses Written-off exploration expenditure Loss on disposal of shares Impairment of financial assets Loss before income tax Income tax (expense)/ benefit Loss for the year Other comprehensive income Total comprehensive income for the year Loss for the year attributable to: Members of the parent entity Non-controlling interest Total comprehensive income attributable to: Members of the parent entity Non-controlling interest 665,445 730,459 2,448,156 1,738,608 (446,950) (53,649) (690,503) (288,701) (299,305) (1,027,153) - (1,331,026) (474,445) (68,379) (867,170) (393,478) (292,304) (1,411,634) (57,274) (996,190) (1,023,686) (238,730) (1,262,416) - (1,262,416) (2,091,807) 216,578 (1,875,229) - (1,875,229) (1,255,476) (6,940) (1,262,416) (1,875,229) - (1,875,229) (1,255,476) (6,940) (1,262,416) (1,875,229) - (1,875,229) Earnings/(loss) per share from continuing and discontinued operations Basic earnings/ (loss) per share Diluted earnings per share 18 18 Cents (1.01) (1.01) Cents (1.53) (1.53) The accompanying notes form part of these financial statements. 26 CONSOLIDATED STATEMENT OF FINANCIAL POSITION As at 30 June 2013 Cazaly Resources Limited Annual Report 2013 Note 2013 $ 2012 $ CURRENT ASSETS Cash and cash equivalents Trade and other receivables Other assets 7 8 598,083 1,051,899 16,438 2,847,346 666,012 18,466 TOTAL CURRENT ASSETS 1,666,420 3,531,824 NON CURRENT ASSETS Trade and other receivables Financial assets Property, plant and equipment Exploration and evaluation assets Deferred tax assets Other assets 8 9 10 11 6 165,800 975,640 114,080 21,860,178 5,758,330 - 164,650 1,852,157 146,403 19,072,479 5,274,863 36,719 TOTAL NON CURRENT ASSETS 28,874,028 26,547,271 TOTAL ASSETS 30,540,448 30,079,095 CURRENT LIABILITIES Trade and other payables Provisions 12 13 392,528 66,409 468,764 82,432 TOTAL CURRENT LIABILITIES 458,937 551,196 NON CURRENT LIABILITIES Deferred tax liabilities 6 6,484,606 5,755,748 TOTAL NON CURRENT LIABILITIES 6,484,606 5,755,748 TOTAL LIABILITIES 6,943,543 6,306,944 NET ASSETS EQUITY Issued capital Reserves Accumulated losses Controlling entity interest Non-controlling interest 23,596,905 23,772,151 14 15 16 24,800,080 358,325 (1,553,497) 23,604,908 (8,003) 23,711,847 861,913 (801,609) 23,772,151 - TOTAL EQUITY 23,596,905 23,772,151 The accompanying notes form part of these financial statements. 27 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY For the year ended 30 June 2013 Cazaly Resources Limited Annual Report 2013 Balance at 1 July 2011 23,145,290 867,585 1,210,019 Issued Capital (Accumulated Losses) And Retained Earnings $ $ Option Reserve Non- Controlling Interest Total $ - - - - - - - - - - - - - (1,875,229) - (1,875,229) 425,000 - - 172,611 - - 206,035 - - (348,106) - (31,054) 23,711,847 - (801,609) - 861,913 - - - (1,255,476) - (1,255,476) - - - - $ - - - - - - - - - - - $ 25,222,894 (1,875,229) - (1,875,229) 425,000 - - 30,540 - (31,054) 23,772,151 (6,940) (1,262,416) - - (6,940) (1,262,416) 1,142,000 25,279 - - (72,384) - 503,588 - - (503,588) - (1,063) - - 1,142,000 25,279 (1,063) - (72,384) (6,662) 24,800,080 - (1,553,497) - 358,325 - (8,003) (6,662) 23,596,905 Loss for the year Other comprehensive income for the year Total comprehensive income for the year Transactions with owners, in their capacity as owners, and other transfers: Shares issued during the year Shares to be issued Non-controlling interest on acquisition Option reserve Transaction costs Tax effect of equity raising cost Balance at 30 June 2012 Loss for the year Other comprehensive income for the year Total comprehensive income/(loss) for the year Transactions with owners, in their capacity as owners, and other transfers: Shares issued during the year Shares to be issued Non-controlling interest on acquisition Option reserve Transaction costs Tax effect of equity raising cost Balance at 30 June 2013 The accompanying notes form part of these financial statements. 28 CONSOLIDATED CASH FLOW STATEMENT For the year ended 30 June 2013 Cazaly Resources Limited Annual Report 2013 Note 2013 2012 $ $ Cash Flows from Operating Activities Payments to suppliers and employees Interest received Other revenue Proceeds from gold sale Payments for exploration and evaluation (1,435,873) 99,130 677,655 233,392 (3,355,980) (1,491,499) 157,614 525,201 - (3,146,196) Net cash used in operating activities 19 (3,781,676) (3,949,880) Cash Flows From Investing Activities Proceeds from sale of exploration assets Proceeds from sale of equity investments Purchase of plant and equipment Purchase of equity investments Recoupment of exploration expenditure from Joint Venture operations Purchase of tenement Proceeds for Joint Venture Management 504,670 918,322 (21,348) (146,398) 11,078 (496,411) 8,089 994,956 1,723,909 (83,902) (668,068) 456,016 - 645 Net cash provided by investing activities 778,002 2,423,556 Cash Flows from Financing Activities Proceeds from issue of securities Payment for costs of issue of securities 814,411 (60,000) 425,000 - Net cash provided by financing activities 754,411 425,000 Net increase/(decrease) in cash held (2,249,263) (1,101,324) Cash and cash equivalents at beginning of the financial year 2,847,346 3,948,670 Cash and cash equivalents at end of the financial year 7 598,083 2,847,346 The accompanying notes form part of these financial statements. 29 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 1. STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES These consolidated financial statements and notes represent those of Cazaly Resources Limited and Controlled Entities (the “consolidated group” or “group”). Cazaly Resources Limited is a listed public company, incorporated and domiciled in Australia. The financial statements were authorised for issue on 24 September 2013 by the directors of the company. Basis of Preparation The financial report is a general purpose financial report that has been prepared in accordance with Australian Accounting Standards, Australian Accounting Interpretations, other authoritative pronouncements of the Australian Accounting Standards Board and the Corporations Act 2001. The Group is a for-profit entity for financial reporting purposes under Australian Accounting Standards. result in financial statements containing Australian Accounting Standards set out in accounting policies that the AASB has concluded would reliable information about transactions, events and conditions. Compliance with Australian Accounting Standards ensures that the financial statements and notes also comply with International Financial Reporting Standards as issued by the IASB. Material accounting policies adopted in the preparation of these financial statements are presented below and have been consistently applied unless otherwise stated. relevant and These financial statements have been prepared on an accruals basis and are based on historical costs, modified, where applicable, by the measurement at fair value of selected non-current assets, financial assets and financial liabilities. Going Concern The financial report has been prepared on a going concern basis, which contemplates the continuity of normal business activity and the realisation of assets and the settlement of liabilities in the ordinary course of business. The Group incurred a loss after tax for the year of $1,262,416 (2012: Loss of $1,875,229) and net cash outflows from operating activities of $3,781,676 (2012: $3,949,880). Working capital has decreased by $1,773,145 from $2,980,628 at 30 June 2012 to $1,207,483 at 30 June 2013. A 1:12 non-renounceable entitlement issue closed on 5 July 2013 and raised $166,079 (before costs). Subsequent to year end, the Group received $531,732 of the contingent payments from previous sale of tenements and related royalty payments. Pending the outcome of various applications, the Group could have lease and exploration commitments of $ 6,397,199 (2012: $2,634,676) due within the next twelve months. The directors have prepared a cash flow forecast, which indicates that the Group will have sufficient cash flows to meet all commitments and working capital requirements for the 12 month period from the date of signing this financial report. Based on the cash flow forecasts and other factors referred to above, the directors are satisfied that the going concern basis of preparation is appropriate because: 30 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) - the Directors have an appropriate plan to raise additional funds as and when it is required. In light of the Group’s current exploration projects, the Directors believe that the additional capital required can be raised in the market; and - the Directors have an appropriate plan to contain certain operating and exploration expenditure if appropriate funding is unavailable; and - the Directors expect to received contingent payments from the previous sale of tenements and related royalty payments from these tenements as set out in note 28. Should the Group not achieve the matters set out above, there is material uncertainty whether the Group will continue as a going concern and therefore whether it will realise its assets and extinguish its liabilities in the normal course of business and at the amounts stated in the financial report. The financial report does not contain any adjustments relating to the recoverability and classification of recorded assets or to the amounts or classification of recorded assets or liabilities that might be necessary should the Group not be able to continue as going concern. (a) Principles of Consolidation The consolidated financial statements incorporate the assets, liabilities and results of entities controlled by the Company at the end of the reporting period. A controlled entity is any entity over which the Company has the power to govern the financial and operating policies so as to obtain benefits from the entity’s activities. Control will generally exist when the parent owns, directly or indirectly through subsidiaries, more than half of the voting power of an entity. In assessing the power to govern, the existence and effect of holdings of actual and potential voting rights are also considered. Where controlled entities have entered or left the Group during the year, the financial performance of those entities are included only for the period of the year that they were controlled. A list of controlled entities is contained in Note 21 to the financial statements. In preparing the consolidated financial statements, all inter-group balances and transactions between entities in the Group have been eliminated on consolidation. Accounting policies of subsidiaries have been changed where necessary to ensure consistency with those adopted by the Company. Non-controlling interests, being the equity in a subsidiary not attributable, directly or indirectly, to a parent, are shown separately within the Equity section of the consolidated Statement of Financial Position and Statement of Profit or Loss and other Comprehensive Income. The non-controlling interest in the net assets comprises their interests at the date of the original business combination and their share of changes in equity since that date. Business Combinations Business combinations occur where an acquirer obtains control over one or more businesses and results in the consolidation of its assets and liabilities. A business combination is accounted for by applying the acquisition method, unless it is a combination involving entities or businesses under common control. The acquisition method requires that for each business combination on of the combining entities must be identified as the acquirer i.e. parent entity). The business combination will be accounted for as at the acquisition date, which is the date that control over the acquiree is obtained by the parent entity. At this date, the parent shall recognise, in the consolidated accounts, and subject to certain limited exceptions, the fair value of the identifiable assets acquired and liabilities assumed. In addition, contingent liabilities of the acquiree will be recognised where a present obligation has been incurred and its fair value can be reliably measured. 31 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) The acquisition may result in the recognition of goodwill or a gain from a bargain purchase. The method adopted for the measurement of goodwill will impact on the measurement of a non-controlling interest to be recognised in the acquiree where less than 100% ownership inters is held in the acquiree. The acquisition date fair value of the consideration transferred for a business combination plus the acquisition date fair value of any previously held equity interest shall form the cost of the investment in the separate financial statements. Consideration may comprise the sum of the assets transferred by the acquirer, liabilities incurred by the acquirer to the former owners of the acquiree and the equity interests issued by the acquirer. Fair value uplifts in the value of pre-existing equity holdings are taken to the Statement of Profit or Loss and other Comprehensive Income. Where changes in the value of such equity holdings had previously been recognised in other comprehensive income, such amounts are recycled to profit or loss. Included in the measurement of consideration transferred is any asset or liability resulting from a contingent consideration arrangement. Any obligation incurred relating to contingent consideration is classified as either a financial liability or equity instrument, depending upon the nature of the arrangement. Rights to refunds of consideration previously paid are recognised as a receivable. Subsequent to initial recognition, contingent consideration classified as equity is not remeasured and its subsequent settlement is accounted for within equity. Contingent consideration classified as an asset or a liability is remeasured each reporting period to fair value through the Statement of Profit or Loss and other Comprehensive Income unless the change in value can be identified as existing at acquisition date. All transaction costs incurred in relation to the business combination are expensed to the Statement of Profit or Loss and other Comprehensive Income. (b) Plant and Equipment Plant and equipment are stated at cost less accumulated depreciation and impairment. The carrying amount of plant and equipment is reviewed annually by directors to ensure it is not in excess of the recoverable amount from these assets. The recoverable amount is assessed on the basis of the expected net cash flows that will be received from the asset’s employment and subsequent disposal. The expected net cash flows have been discounted to their present values in determining recoverable amounts. (c) Depreciation Depreciation is provided on plant and equipment. Depreciation is calculated on a straight line basis so as to write off the net cost or other revalued amount of each asset over its expected useful life to its estimated residual value. The depreciation rates used for each class of depreciable assets are: Class of Fixed Asset Plant and equipment Office furniture and equipment Motor vehicle Leasehold improvements Depreciation Rate 40.0% 18.0% 22.5% Term of Lease The assets’ residual values and useful lives are reviewed, and adjusted if appropriate, at the end of each reporting period. An asset’s carrying amount is written down immediately to its recoverable amount if the asset’s carrying amount is greater than its estimated recoverable amount. 32 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) Gains and losses on disposals are determined by comparing proceeds with the carrying amount. These gains and losses are included in the Statement of Profit or Loss and other Comprehensive Income. When revalued assets are sold, amounts included in the revaluation reserve relating to that asset are transferred to retained earnings. (d) Exploration, Evaluation and Development Expenditure Costs incurred during exploration and evaluations relating to an area of interest are accumulated. Costs are carried forward to the extent they are expected to be recouped through successful development, or by sale, or where exploration and evaluation activities have not yet reached a stage to allow a reasonable assessment regarding the existence of economically recoverable reserves. In these instances the entity must have rights of tenure to the area of interest and must be continuing to undertake exploration operations in the area. Accumulated costs carried forward in respect of an area of interest that is abandoned are written off in full against profit in the year in which the decision to abandon the area is made. When production commences, the accumulated costs for the relevant area of interest will be amortised over the life of the area according to the rate of depletion of the economically recoverable reserves. A regular review is undertaken of each area of interest to determine the appropriateness of continuing to capitalise costs in relation to that area of interest. Costs of site restoration are provided over the life of the project from when exploration commences and are included in the costs of that stage. Site restoration costs include the dismantling and removal of mining plant, equipment and building structures, waste removal, and rehabilitation of the site in accordance with clauses of the mining permits. Such costs have been estimated of future costs, current legal requirements and technology on an undiscounted basis. (e) Leases Leases of fixed assets where substantially all the risks and benefits incidental to the ownership of the asset, but not the legal ownership, are transferred to entities in the consolidated group are classified as finance leases. Finance leases are capitalised by recording an asset and a liability equal to the present value of the minimum lease payments, including any guaranteed residual values. Leased assets are depreciated on a straight-line basis over the shorter of their estimated useful lives or the lease term. Lease payments for operating leases, where substantially all the risks and benefits remain with the lessor, are charged as expenses in the periods in which they are incurred. (f) Financial Instruments Initial Recognition and Measurement Financial instruments, incorporating financial assets and financial liabilities, are recognised when the entity becomes a party to the contractual provisions of the instrument. Trade date accounting is adopted for financial assets that are delivered within timeframes established by marketplace convention. Financial instruments are initially measured at fair value plus transactions costs, except where the instrument is classified as “at fair value through profit or loss”, in which case transaction costs are expensed to profit or loss immediately. 33 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) Classification and Subsequent Measurement Finance instruments are subsequently measured at either of fair value, amortised cost using the effective interest rate method, or cost. Fair value is determined based on current bid prices for all quoted investments. Valuation techniques are applied to determine the fair value for all unlisted securities, including recent arm’s length transactions, reference to similar instruments and option pricing models. Amortised cost is the amount at which the financial asset or financial liability is measured at initial recognition less principal repayments and any reduction for impairment, and adjusted for any cumulative amortisation of the difference between that initial amounts calculated using the effective interest method. The effective interest method is used to allocate interest income or interest expense over the relevant period and is equivalent to the rate that exactly discounts estimated future cash payments or receipts (including fees, transaction costs and other premiums or discounts) through the expected life (or when this cannot be reliably predicted, the contractual term) of the financial instrument to the net carrying amount of the financial asset or financial liability. Revisions to expected future net cash flows will necessitate an adjustment to the carrying value with a consequential recognition of an income or expense in profit or loss. The Group does not designate any interests in subsidiaries, associates or joint venture entities as being subject to the requirements of accounting standards specifically applicable to financial instruments. (i) Financial assets at fair value through profit or loss Financial assets classified as held for trading are included in the category ‘financial assets at fair value through profit or loss’. Financial assets are classified as held for trading if they are acquired for the purpose of selling in the near term. Derivatives are also classified as held for trading unless they are designated as effective hedging instruments. Gains or losses on investments held for trading are recognised in profit or loss. (ii) Held-to-maturity investments Non-derivative financial assets with fixed or determinable payments and fixed maturity are classified as held-to-maturity when the Group has the positive intention and ability to hold to maturity. Investments that are intended to be held-to-maturity, such as bonds, are subsequently measured at amortised cost. Held-to-maturity investments are included in non-current assets, except for those which are expected to mature within 12 months after the end of the reporting period. (All other investments are classified as current assets.) (iii) Loans and receivables Loans and receivables are non-derivative financial assets with fixed or determinable payments that are not quoted in an active market. Such assets are carried at amortised cost using the effective interest method. Gains and losses are recognised in profit or loss when the loans and receivables are derecognised or impaired, as well as through the amortisation process. Loans and receivables are included in current assets, except for those which are not expected to mature within 12 months after the end of the reporting period. (All other loans and receivables are classified as non-current assets). 34 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) (iv) Available-for-sale investments Available-for-sale that are designated as available-for-sale or are not classified as any of the three preceding categories. They comprise investments in the equity of other entities where there is neither a fixed maturity nor fixed or determinable payments. those non-derivative investments are financial assets They are subsequently measured at fair value with gains or losses being recognised in other comprehensive income (except for impairment losses). When the financial asset is derecognised, the cumulative gain or loss pertaining to that asset previously recognised in other comprehensive income is reclassified into profit or loss. Available-for-sale financial assets are included in non-current assets where they are expected to be sold within 12 months after the end of the reporting period. All other financial assets are classified as current assets. (v) Financial liabilities Non-derivative financial liabilities (excluding financial guarantees) are subsequently measured at amortised cost. Impairment At the end of each reporting period, the Group assesses whether there is objective evidence that a financial instrument has been impaired. In the case of available-for-sale financial instruments, a prolonged decline in the value of the instrument is considered to determine whether impairment has arisen. Impairment losses are recognised in profit or loss. Also, any cumulative decline in other fair value previously comprehensive income is reclassified to profit or loss at this point. recognised in Financial guarantees Where material, financial guarantees issued, which require the issuer to make specified payments to reimburse the holder for a loss it incurs because a specified debtor fails to make payment when due, are recognised as a financial liability at fair value on initial recognition. The Group has no such financial guarantees. De-recognition Financial assets are de-recognised where the contractual rights to receipt of cash flows expires or the asset is transferred to another party whereby the entity no longer has any significant continuing involvement in the risks and benefits associated with the asset. Financial liabilities are de-recognised where the related obligations are discharged, cancelled or expired. The difference between the carrying value of the financial liability extinguished or transferred to another party and the fair value of consideration paid, including the transfer of non-cash assets or liabilities assumed, is recognised in profit or loss. (g) Cash and Cash Equivalents Cash and cash equivalents includes cash on hand, deposits held at call with banks, other short-term highly liquid investments with original maturities of three months or less, and bank overdrafts. Bank overdrafts are shown within short-term borrowings in current liabilities on the statement of financial position. (h) Trade and Other Receivables Trade receivables, which generally have 30-90 day terms, are recognised and carried at original invoice amount less an allowance for any uncollectible amounts. An allowance for doubtful debts is made when there is objective evidence that the entity will not be able to collect the debts. Bad debts are written off when identified. 35 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) (i) Revenue and Other Income Revenue from the sale of goods is recognised upon the delivery of goods to customers. Interest revenue is recognised on a proportional basis taking into account the interest rates applicable to the financial assets. Revenue from the rendering of a service is recognised upon the delivery of the service to the customers. All revenue is stated net of the amount of goods and services tax (GST). (j) Impairment of Assets At the end of each reporting period, the Group assesses whether there is any indication that an asset may be impaired. The assessment will include the consideration of external and internal sources of information including dividends received from subsidiaries, associates or jointly controlled entities deemed to be out of pre-acquisition profits. If such an indication exists, an impairment test is carried out on the asset by comparing the recoverable amount of the asset, being the higher of the asset’s fair value less costs to sell and value in use, to the asset’s carrying value. Any excess of the asset’s carrying value over its recoverable amount is recognised immediately in profit or loss, unless the asset is carried at a revalued amount in accordance with another standard (eg in accordance with the revaluation model in AASB 116). Any impairment loss of a revalued asset is treated as a revaluation decrease in accordance with that other standard. Where it is not possible to estimate the recoverable amount of an individual asset, the Group estimates the recoverable amount of the cash-generating unit to which the asset belongs. Impairment testing is performed annually for goodwill and intangible assets with indefinite lives. (k) Goods and Services Tax (GST) Revenues, expenses and assets are recognised net of the amount of GST, except where the amount of GST incurred is not recoverable from the Australian Tax Office (“ATO”). In these circumstances the GST is recognised as part of the cost of acquisition of the asset or as part of an item of the expense. Receivables and payables in the statement of financial position are shown inclusive of GST. The net amount of GST recoverable from, or payable to, the ATO is included as a current asset or liability in the statement of financial position. Cash flows are included in the cash flow statement on a gross basis. The GST components of cash flows arising from investing and financing activities which are recoverable from, or payable to, the ATO are classified as operating cash flows. (l) Taxation The income tax expense (revenue) for the year comprises current income tax expense (income) and deferred tax expense (income). Current income tax expense charged to the profit or loss is the tax payable on taxable income calculated using applicable income tax rates enacted, or substantially enacted, as at reporting date. Current tax liabilities (assets) are therefore measured at the amounts expected to be paid to (recovered from) the relevant taxation authority. Deferred income tax expense reflects movements in deferred tax asset and deferred tax liability balances during the year as well unused tax losses. Current and deferred income tax expense (income) is charged or credited directly to equity instead of the profit or loss when the tax relates to items that are credited or charged directly to equity. 36 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) Deferred tax assets and liabilities are ascertained based on temporary differences arising between the tax bases of assets and liabilities and their carrying amounts in the financial statements. Deferred tax assets also result where amounts have been fully expensed but future tax deductions are available. No deferred income tax will be recognised from the initial recognition of an asset or liability, excluding a business combination, where there is no effect on accounting or taxable profit or loss. Deferred tax assets and liabilities are calculated at the tax rates that are expected to apply to the period when the asset is realised or the liability is settled, based on tax rates enacted or substantively enacted at reporting date. Their measurement also reflects the manner in which management expects to recover or settle the carrying amount of the related asset or liability. Deferred tax assets relating to temporary differences and unused tax losses are recognised only to the extent that it is probable that future taxable profit will be available against which the benefits of the deferred tax asset can be utilised. Where temporary differences exist in relation to investments in subsidiaries, branches, associates, and joint ventures, deferred tax assets and liabilities are not recognised where the timing of the reversal of the temporary difference can be controlled and it is not probable that the reversal will occur in the foreseeable future. Current tax assets and liabilities are offset where a legally enforceable right of set-off exists and it is intended that net settlement or simultaneous realisation and settlement of the respective asset and liability will occur. Deferred tax assets and liabilities are offset where a legally enforceable right of set-off exists, the deferred tax assets and liabilities relate to income taxes levied by the same taxation authority on either the same taxable entity or different taxable entities where it is intended that net settlement or simultaneous realisation and settlement of the respective asset and liability will occur in future periods in which significant amounts of deferred tax assets or liabilities are expected to be recovered or settled. Tax Consolidation Cazaly Resources Limited and its wholly-owned Australian subsidiaries have formed an income tax consolidated group under tax consolidation legislation. Each entity in the group recognises its own current and deferred tax assets and liabilities. Such taxes are measured using the ‘stand-alone taxpayer’ approach to allocation. Current tax liabilities (assets) and deferred tax assets arising from unused tax losses and tax credits in the subsidiaries are immediately transferred to the head entity. The group notified the Australian Tax Office that it had formed an income tax consolidated group to apply from 1 July 2004. (m) Trade and Other Payables Trade payables and other payables are carried at amortised costs and represent liabilities for goods and services provided to the company prior to the end of the financial year that are unpaid and arise when the company becomes obliged to make future payments in respect of the purchase of these goods and services. (n) Provisions Provisions are recognised when the Group has a legal or constructive obligation, as a result of past events, for which it is probable that an outflow of economic benefits will result and that outflow can be reliably measured. 37 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) The amount recognised as a provision is the best estimate of the consideration required to settle the present obligation at reporting date, taking into account the risks and uncertainties surrounding the obligation. Where a provision is measured using the cash flows estimated to settle the present obligation, its carrying amount is the present value of those cash flows. (o) Share Based Payments The Group operates equity-settled share-based payment employee share and option schemes. The fair value of the equity to which employees become entitled is measured at grant date and recognised as an expense over the vesting period, with a corresponding increase to an equity account. Share-based payments to non-employees are measured at the fair value of goods or services received or the fair value of the equity instruments issued, if it is determined the fair value of the good or services cannot be reliably measured, and are recorded at the date the goods or services are received. The corresponding amount is shown in the option reserve. The fair value of shares is ascertained as the market bid price. The fair value of options is ascertained using a Black–Scholes pricing model which incorporates all market vesting conditions. The number of shares and options expected to vest is reviewed and adjusted at the end of each reporting period such that the amount recognised for services received as consideration for the equity instruments granted shall be based on the number of equity instruments that eventually vest. (p) Issued Capital Issued and paid up capital is recognised at the fair value of the consideration received by the Company. Any transaction costs arising on the issue of ordinary shares are recognised directly in equity as a reduction of the share proceeds received. (q) Earnings Per Share Basic earnings per share is calculated as net earnings attributable to members, adjusted to exclude costs of servicing equity (other than dividends) and preference share dividends, divided by the weighted average number of ordinary shares, adjusted for an bonus element. Diluted earnings per share is calculated as net earnings attributable to members, adjusted for: costs of servicing equity (other than dividends) and preference share dividends; the after tax effect of dividends and interest associated with dilutive potential ordinary shares that would have been recognised as expenses; and other non-discretionary changes in revenues or expenses during the period that would result from the dilution of potential ordinary shares; divided by the weighted average number of ordinary shares and dilutive potential ordinary shares, adjusted for any bonus element. (r) Employee Benefits Provision is made for the company’s liability for employee benefits arising from services rendered by employees to the end of the reporting period. Employee benefits that are expected to be settled within one year have been measured at the amounts expected to be paid when the liability is settled, plus related on-costs. Employee benefits payable later than one year have been measured at the present value of the estimated future cash outflows to be made for those benefits. 38 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Cont’d) (s) Royalty Assets Royalty assets are valued in the accounts at cost of acquisition and are amortised over the period in which their benefits are expected to be realised. The balances are reviewed annually and any balance representing future benefits for which the realisation is considered to be no longer probable are written off. (t) Critical Accounting Estimates and Judgements The preparation of financial statements requires management to make judgements, estimates and assumptions that affect the application of accounting policies and the reported amounts of assets, liabilities, income and expenses. Actual results may differ from these estimates. Estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised and in any future periods affected. The directors evaluate estimates and judgments incorporated into the financial report based on historical knowledge and best available current information. Estimates assume a reasonable expectation of future events and are based on current trends and economic data, obtained both externally and within the group. Key Judgements –Exploration and evaluation expenditure Exploration and evaluation costs are carried forward where right of tenure of the area of interest is current. These costs are carried forward in respect of an area that has not at balance sheet date reached a stage that permits reasonable assessment of the existence of economically recoverable reserves, refer to the accounting policy stated in note 1(d). Key Judgements Share based payment transactions The Company measures the cost of equity-settled transactions with employees by reference to the fair value of the equity instruments at the date at which they are granted. The fair value is determined by an internal valuation using a Black-Scholes option pricing model, using the assumptions detailed in note 26. Key Judgments – Environmental Issues Balances disclosed in the financial statements and notes thereto are not adjusted for any pending or enacted environmental legislation, and the directors understanding thereof. At the current stage of the company’s development and its current environmental impact the directors believe such treatment is reasonable and appropriate. Key Estimate – Taxation Balances disclosed in the financial statements and the notes thereto, related to taxation, are based on the best estimates of directors. These estimates take into account both the financial performance and position of the company as they pertain to current income taxation legislation, and the directors understanding thereof. No adjustment has been made for pending or future taxation legislation. The current income tax position represents that directors’ best estimate, pending an assessment by the Australian Taxation Office. 39 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 2. 2. REVENUE & OTHER INCOME interest received Revenue - - option fees - management fees - - profit on sale of shares - other revenue recoupment of office costs on-charged Other Income - proceeds on sale of tenement - - contingent payment received on sale of royalty received subsidiary in prior year research & development tax refund - 3. PROFIT (LOSS) FOR THE YEAR Profit (loss) before income tax from continuing operations Includes the following specific expenses: Expenses Administrative expenses Consulting advertising, printing and stationery travel and accommodation Insurance Memberships Other Compliance and regulatory expenses ASX, ASIC, registry and secretarial Legal Employee Benefits Superannuation Employee equity settled benefits 4. KEY MANAGEMENT PERSONNEL 2013 $ 2012 $ 68,478 4,670 21,935 384,284 26,433 159,645 665,445 1,200,000 466,786 500,000 281,370 2,448,156 183,972 137,501 645 408,341 - - 730,459 457,455 - 400,000 881,153 1,738,608 318,478 73,298 58,846 37,340 25,725 176,816 690,503 221,090 67,611 288,701 22,149 - 311,491 118,817 91,480 35,108 25,084 271,952 867,194 242,194 151,284 393,478 19,345 30,527 a) Interests of Key Management Personnel (“KMP”) Refer to the remuneration report contained in the directors’ report for details of the remuneration paid or payable to each member of the Group’s key management personnel for the year ended 30 June 2013. The totals of remuneration paid to key management personnel of the Company during the year are as follows: 40 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 4. KEY MANAGEMENT PERSONNEL (Cont’d) Short-term employee benefits Post-employment benefits Other long-term benefits Share based payments 2013 $ 437,250 - - - 437,250 2012 $ 466,326 - - 11,396 477,722 No compensation was paid in respect to termination benefits b) KMP Shareholdings The number of ordinary shares in Cazaly Limited held by each KMP of the Group during the financial year is as follows: 30 June 2013 Balance 1 July 2012 Granted as Remuneration Options Exercised Net Change Other Balance 30 June 2013 N McMahon C Jones K Hunter J Hill 16,212,939 9,563,862 2,052,103 - 27,828,904 - - - - - - - - - - 978,000 511,252 - - 1,489,252 17,190,939 10,075,114 2,052,103 - 29,318,156 30 June 2012 Balance 1 July 2011 Granted as Remuneration Options Exercised Net Change Other N McMahon C Jones K Hunter L Wynne (i) J Hill 14,463,530 8,563,862 2,052,103 - - 25,079,495 - - - - - - - 1,000,000 - - - 1,000,000 1,749,409 - - - - 1,749,409 (i) Ms Wynne resigned as Company Secretary on 7 September 2011. c) KMP Option and Rights Holdings Balance 30 June 2012 16,212,939 9,563,862 2,052,103 - - 27,828,904 The number of options over ordinary shares held by each KMP of the Group during the financial year is as follows. Number Options held by Directors and Executives: N McMahon C Jones K Hunter J Hill Balance 01-07-12 700,000 100,000 - 100,000 900,000 Issued Exercised Lapsed Balance 30-06-13 Vested during the year Vested and exercisable - - - - - - - - - - (700,000) (100,000) - - (800,000) - - - 100,000 100,000 - - - - - - - - 100,000 100,000 41 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 4. KEY MANAGEMENT PERSONNEL (Cont’d) N McMahon C Jones K Hunter L Wynne (i) J Hill Balance 01-07-11 700,000 1,100,00 0 250,000 325,000 - 2,375,00 0 Issued Exercised Lapsed Balance 30-06-12 Vested during the year Vested and exercisable - - - - 100,000 100,000 - - (1,000,000 - ) - (250,000) - - - - (1,000,000 ) 700,000 100,000 - 325,000 100,000 (250,000) 1,225,000 - - - - 100,000 100,000 700,000 100,000 - 325,000 100,000 1,225,000 (i) Ms Wynne resigned as Company Secretary on 7 September 2011. 5. AUDITORS REMUNERATION Remuneration of the auditor for: - Auditing or reviewing the financial report 6. INCOME TAX EXPENSE The components of the tax expense/(income) comprise: Current tax Deferred tax 2013 $ 2012 $ 58,245 58,245 65,965 65,965 - 238,730 238,730 - (216,578) (216,578) (a)Numerical reconciliation of income tax expense to prima facie tax payable: Profit from continuing operations (1,023,686) (2,091,807) Prima facie tax benefit on activities before income tax at 30% (2012: 30%) loss from ordinary (307,106) (627,542) Add: Tax effect of: Current year capital losses not recognised Movement in unrecognised temporary differences Current year capital losses not recognised Under provision in prior year Other non-allowable items 105 - 391,273 - 147,325 123,082 355,090 - 284,398 65,809 Less: Tax effect of: Tax benefit of deductible equity raising costs Non-assessable income Income (tax benefit)/loss attributable to entity (28,377) (87,572) 238,730 (31,054) (263,279) (216,578) 42 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 6. INCOME TAX EXPENSE (Cont’d) (b) Deferred tax assets at 30% (2012: 30%) comprise the following 2013 $ 2012 $ Carry forward revenue losses Carry forward capital losses Unrealised Fair Value Adjustment Capital raising and future black hole deductions Provisions and accruals Other Deferred tax liabilities at 30% (2012: 30%) comprise the following Exploration expenditure Investments Other (c) Deferred tax recognised directly in equity: Relating to equity raising costs Other (d) Unrecognised deferred tax assets at 30% (2012: 30%) comprise the following: Deferred tax assets have not been recognized in respect to the following as they are not considered to have met the recognition criteria: Investments Capital losses 7. CASH AND CASH EQUIVALENTS Cash at bank Petty cash Deposits at call (i) 5,151,218 - - 44,093 485,604 77,415 5,758,330 4,824,131 - - 104,937 265,701 80,094 5,274,863 6,483,865 - 741 6,484,606 5,746,113 - 9,635 5,755,748 (6,662) - (6,662) (31,054) - (31,054) 746,363 105 746,468 355,090 - 355,090 597,588 495 - 598,083 313,432 495 2,533,419 2,847,346 (i) The effective interest rate on short-term bank deposits was 4.26% (2012:5.67%). 8. TRADE AND OTHER RECEIVABLES Current Trade receivables (i) Other debtors Non-Current Bonds (ii) (i) Trade receivables have 30 to 90 day terms. (ii) Bonds are term deposits, held by way of bank guarantee. 673,862 378,037 1,051,899 67,082 598,930 666,012 165,800 165,800 164,650 164,650 43 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 9. FINANCIAL ASSETS Current Financial assets, at fair value through profit or loss: Held-for-trading Australian listed shares 10. PROPERTY, PLANT AND EQUIPMENT 2013 $ 2012 $ 975,640 975,640 1,852,157 1,852,157 Land & Property at Cost 5,000 5,000 Plant and Equipment At cost Accumulated depreciation Office Furniture and Equipment At cost Accumulated depreciation Motor Vehicle At cost Accumulated depreciation Leasehold Improvement At cost Accumulated amortisation 315,122 (251,444) 63,678 293,796 (212,626) 81,170 42,703 (28,853) 13,850 68,287 (36,736) 31,551 5,344 (5,344) - 114,080 42,703 (23,149) 19,554 68,287 (27,608) 40,679 5,344 (5,344) - 146,403 Movement in the carrying amounts for each class of plant and equipment between the beginning and end of the current financial year. Land & Property $ Plant and Equipment $ 2013 Office Furniture $ Motor Vehicles $ Total $ Balance at the beginning of the year 5,000  Additions  Disposals  Depreciation expense Carrying amount at the end of the year - - - 5,000 81,170 21,326 - (38,817) 63,679 19,554 - - (5,704) 13,850 40,679 - - (9,128) 146,403 21,326 - (53,649) 31,551 114,080 Land & Property $ Plant and Equipment $ 2012 Office Furniture $ Motor Vehicles $ Total $ Balance at the beginning of the year  Additions  Disposals  Depreciation expense Carrying amount at the end of the year - 5,000 - - 5,000 62,085 71,786 (7,065) (45,636) 81,170 16,306 7,117 - (3,869) 19,554 52,489 - - (11,810 130,880 83,903 (7,065) (61,315) 40,679 146,403 44 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 11. EXPLORATION AND EVALUATION ASSETS Non-Current Costs carried forward in respect of areas of interest in: Exploration and evaluation phases at cost Movement – exploration and evaluation Brought forward Exploration expenditure capitalised during the year Acquisitions Recoupment of exploration expenditure from joint venture partners Exploration expenditure written off 2013 $ 2012 $ 21,860,178 19,072,479 19,072,479 17,477,365 3,284,321 541,608 3,027,119 - (11,077) (1,027,153) (20,371) (1,411,634) 21,860,178 19,072,479 The value of the Consolidated Group interest in exploration expenditure is dependent upon: - - - the continuance of the Consolidated group rights to tenure of the areas of interest; the results of future exploration; and the recoupment of costs through successful development and exploitation of the areas of interest, or alternatively, by their sale. The Consolidated group exploration properties may be subjected to claim(s) under native title, or contain sacred sites, or sites of significance to Aboriginal people. As a result, exploration properties or areas within the tenements may be subject to exploration restrictions, mining restrictions and/or claims for compensation. At this time, it is not possible to quantify whether such claims exist, or the quantum of such claims. 12. TRADE AND OTHER PAYABLES Current Trade creditors Other creditors and accrued expenses Creditors are non-interest bearing and settled at 30 day terms. 324,464 68,064 344,460 124,304 392,528 468,764 45 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 13. PROVISIONS Current Provision for annual leave Provision for long service leave 14. ISSUED CAPITAL 2013 $ 2012 $ 45,761 20,648 66,409 48,571 33,861 82,432 129,597,118 fully paid ordinary shares (2012: 122,589,125) with no par value 24,800,080 23,711,847 a. Movements in Ordinary Shares Number of shares Issue price $ Opening balance at 1 July 2012 Notes 122,589,125 23,711,847 Issue of shares – 3D Resources Issue of shares – Sulphide Resources Issue of shares Tax effect of equity raising costs Transaction costs Shares to be issued Sub Total (i) (ii) (iii) (iv) (v) 1,250,000 600,000 5,000,000 $0.19 $0.17 $0.16 129,439,125 157,993 $0.16 240,000 102,000 800,000 (6,662) (72,384) 24,774,801 25,279 Closing balance 30 June 2013 129,597,118 24,800,080 (i) (ii) (iii) (iv) (v) On 8 November 2012, the Company issued 1,250,000 ordinary shares to 3D Resources as part consideration for the farm-in agreement to earn up to 75% in the Halls Creek Copper Project. On 29 January 2013, the Company issued 600,000 ordinary shares to Sulphide Resources Pty Ltd as consideration for a 1.5% net smelter royalty which covers M80/247, which includes the Mount Angelo North copper deposit. On 16 April 2013, a placement was successfully completed of 5,000,000 ordinary shares at an issue price of $0.16 to raise $800,000 (before costs). Deferred tax recognised directly in equity relating to equity raising costs. Funds of $25,279 were received by the Company during May 2013. These funds represented proceeds for 157,993 shares that were issued on 12 July 2013 as per the terms and conditions of the Company Non-Renounceable Entitlement Issue which closed on 5 July 2013. The entitlement was based on the issue of 1 new share for every 12 shares held, at an issue price of $0.16 per new share. A total of 1,037,996 shares were issued under the entitlement issue. Ordinary shares participate in dividends and the proceeds on winding up of the Company in proportion to the number of shares held and in proportion to the amount paid up on the shares held. At shareholders meetings each ordinary share is entitled to one vote in proportion to the paid up amount of the share when a poll is called, otherwise each shareholder has one vote on a show of hands. 46 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 14. ISSUED CAPITAL (Cont’d) b. Capital risk management Management controls the capital of the Group when managing capital their intentions are to safeguard their ability to continue as a going concern, so that they may continue to provide returns for shareholders and benefits for other stakeholders. Due to the nature of the Group’s activities, being mineral exploration, the Group does not have ready access to credit facilities, with the primary source of funding being equity raisings. Therefore, the focus of the Group’s capital risk management is the current working capital position against the requirements of the Group to meet exploration programmes and corporate overheads. Management’s strategy is to ensure appropriate liquidity is maintained to meet anticipated operating requirements, with a view to initiating appropriate capital raisings as required. The working capital position of the Group at 30 June 2013 and 30 June 2012 are as follows: Pare Cash and cash equivalents Trade and other receivables Financial assets Trade and other payables Working capital position 15. OPTION RESERVE Opening balance Transfers to accumulated losses Closing balance 2013 $ 598,083 1,051,899 975,640 (392,528) 2,233,094 2012 $ 2,847,346 666,012 1,852,157 (468,764) 4,896,751 861,913 (503,588) 358,325 1,210,019 (348,106) 861,913 This reserve is used to record the value of equity benefits provided to the employees and directors as part of their remuneration. 16. ACCUMULATED LOSSES Opening balance Net loss attributable to members Transfers from option reserve Closing balance 17. FINANCIAL RISK MANAGEMENT (801,609) (1,255,476) 503,588 (1,553,497) 867,585 (1,875,229) 206,035 (801,609) The Group’s principal financial instruments comprise receivables, payables, held-for-trading investments, cash and short-term deposits. The Board of Directors has overall responsibility for the oversight and management of the Group’s exposure to a variety of financial risks (including fair value interest rate risk, credit risk, liquidity risk and cash flow interest rate risk). The Group’s overall risk management program focuses on the unpredictability of financial markets and seeks to minimise potential adverse effects on the financial performance of the Group. Interest rate risks The Group’s exposure to market interest rates relates to cash deposits held at variable rates. The Board constantly analyses its interest rate exposure. Within this analysis consideration is given to potential renewals of existing positions. 47 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 17. FINANCIAL RISK MANAGEMENT (Cont’d) Credit risk The maximum exposure to credit risk at balance date is the carrying amount (net of provision of doubtful debts) of those assets as disclosed in the Statement of Financial Position and notes to the financial statements. The Consolidated group has adopted a policy of only dealing with creditworthy counterparties and obtaining sufficient collateral where appropriate, as a means of mitigating the risk of financial loss from defaults. The Group’s exposure and the credit ratings of its counterparties are continuously monitored and the aggregate value of transactions concluded is spread amongst approved counterparties. Credit risk related to balances with banks and other financial institutions is managed by the board. The board’s policy requires that surplus funds are only invested with counterparties with a Standard & Poor’s rating of at least A+. All of the Group’s surplus funds are invested with AA and A+ Rated financial institutions, the amount is $598,083 (2012: $2,847,346). Liquidity risk The responsibility for liquidity risk management rests with the Board of Directors. The Consolidated group manages liquidity risk by maintaining sufficient cash or credit facilities to meet the operating requirements of the business and investing excess funds in highly liquid short term investments. Market risk Market risk is the risk that changes in market prices, such as foreign exchange rates, interest rates and equity prices will affect the Group’s income or the value of its holdings of financial instruments. The objective of market risk management is to manage and control market risk exposures within acceptable parameters, while optimising the return. Maturity profile of financial instruments The following table details the Group’s exposure to interest rate risk as at 30 June 2013: 2013 Floating Interest Rate $ Fixed Interest maturing in 1 year or less $ Fixed Interest maturing over 1 to 5 years $ Financial assets Cash and cash equivalents Trade and other receivables Financial assets – held for trading Weighted average Interest rate Financial Liabilities Trade and other payables 597,588 - - - 165,800 - 597,588 165,800 - - 3.06% - - - - - - - Non- interest bearing 2013 Total $ $ 495 598,083 1,051,899 1,217,699 975,640 975,640 2,028,034 2,791,422 392,528 392,528 392,528 392,528 48 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 17. FINANCIAL RISK MANAGEMENT (Cont’d) The following table details the Group’s exposure to interest rate risk as at 30 June 2012: 2012 Floating Interest Rate $ Fixed Interest maturing in 1 year or less $ Fixed Interest maturing over 1 to 5 years $ Financial assets Cash and cash equivalents Trade and other receivables Financial assets – held for trading Weighted average Interest rate Financial Liabilities Trade and other payables 313,432 2,533,419 - - 164,650 - 313,432 2,698,069 - - 5.57% - - - - - - - Non- interest bearing 2012 Total $ $ 495 2,847,346 666,012 830,662 1,852,157 1,852,157 2,518,664 5,530,165 468,764 468,764 468,764 468,764 Net Fair Values The carrying value and net fair values of financial assets and liabilities at balance date are: Financial assets Cash and deposits Receivables Investment held for trading Financial liabilities Payables 2013 2012 Carrying Amount $ 598,083 1,217,699 975,640 2,791,422 392,528 392,528 Net fair Value $ 598,083 1,217,699 975,640 2,791,422 392,528 392,528 Carrying Amount $ 2,847,346 830,662 1,852,157 5,530,165 468,764 468,764 Net fair Value $ 2,847,346 830,662 1,852,157 5,530,165 468,764 468,764 The financial instruments recognised at fair value in the statement of financial position have been analysed and classified using a fair value hierarchy reflecting the significance of the inputs used in making the measurements. All financial instruments measured at fair value are level one, meaning fair value is determined from quoted prices in active markets for identical assets. Sensitivity Analysis Interest Rate Risk The Company has performed sensitivity analysis relating to its exposure to interest rate risk at balance date. This sensitivity analysis demonstrates the effect on the current year results and equity which could result from a change in these risks. 49 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 17. FINANCIAL RISK MANAGEMENT (Cont’d) Interest Rate Sensitivity Analysis At 30 June 2013, the effect on loss as a result of changes in the interest rate, with all other variables remaining constant would be as follows: Change in loss Increase in interest rate by 100 basis points — — Decrease in interest rate by 100 basis points Change in equity — Increase in interest rate by 100 basis points — Decrease in interest rate by 100 basis points 218. EARNINGS PER SHARE a) Reconciliation of earnings to profit or loss: 2013 $ 5,963 (5,963) 5,963 (5,963) 2012 $ 28,474 (28,474) 28,474 (28,474) Loss for the year Loss used to calculate basic and diluted EPS (1,262,416) (1,262,416) (1,875,229) (1,875,229) b) Weighted average number of ordinary shares outstanding during the period used in the calculation of basic EPS No. of Shares No. of Shares 124,667,756 122,402,825 Weighted average number of dilutive options outstanding - 8,621 Weighted average number of ordinary shares outstanding during the year used in calculating dilutive EPS 124,667,756 122,411,446 50 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 19. CASH FLOW INFORMATION (i) Reconciliation of cash flows from operating activities with profit/(loss) after income tax Profit/(Loss) after income tax Non-operating cash flows in loss for the year: Depreciation Net Loss on sale of shares Net Profit on sale of exploration assets Employee & Consultant equity settled transactions Fair value adjustment to investments Exploration write-off Management fees received Income tax expense recognised in profit or loss Changes in assets and liabilities: Decrease/(increase) in trade receivables and prepayments Increase/(decrease) in trade payables, accruals and employee entitlements Increase/(decrease) in provisions Decrease/(increase) in exploration 2013 $ 2012 $ (1,262,416) (1,875,229) 53,649 (26,433) (2,171,431) - 1,331,026 1,017,612 (21,935) 68,379 57,274 (994,956) 30,527 996,190 1,411,634 (645) 238,730 (216,577) (481,812) 101,525 386,853 (2,845,519) (464,174) - (3,063,838) Cash outflow from operations (3,781,676) (3,949,890) (ii) Non-cash financing and investing activities - - Share based payments (note 28) 20. COMMITMENTS On 25 February 2010, the Group entered into a lease agreement with CB Richard Ellis (C) Pty Ltd for the premises at Level 2, 38 Richardson Street, West Perth, Western Australia. The initial term, was for a three (3) years expiring on 1 April 2013, this has been extended for a further term which expires on 31 May 2016 in consideration for a rental fee of $225,350 per annum. In order to maintain rights of tenure to mining tenements, the Group would have the following discretionary exploration expenditure requirements up until expiry of leases. These obligations, which are subject to renegotiation upon expiry of the leases, are not provided for in the financial statements and are payable: No longer than one year Longer than one year, but not longer than five years Longer than five years 2013 $ 6,397,199 10,455,527 - 16,852,727 2012 $ 2,417,872 5,443,424 - 7,861,296 At the moment the Group has commitments in excess of cash, however the Board believes it will be able to raise the additional funds to satisfy the commitments for the future. 51 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 If the Group decides to relinquish certain leases and/or does not meet these obligations, assets recognised in the statement of financial position may require review to determine the appropriateness of carrying values. The sale, transfer or farm-out of exploration rights to third parties will reduce or extinguish these obligations. 21. CONTROLLED ENTITIES Parent Entity Country of Incorporation Percentage Owned 2013 2012 Cazaly Resources Limited Australia Controlled Entities Cazaly Iron Pty Ltd Sammy Resources Pty Ltd Cazroy Pty Ltd Baker Fe Pty Ltd Baldock Fe Pty Ltd Lockett Fe Pty Ltd Hase Fe Pty Ltd Caz Yilgarn Pty Ltd Discovery Minerals Pty Ltd 22. OPERATING SEGMENTS Australia Australia Australia Australia Australia Australia Australia Australia Australia 100% 100% 100% 100% 100% 100% 100% 100% 80% 100% 100% 100% 100% 100% 100% 100% 100% - The Group has identified its operating segments based on the internal reports that are reviewed and used by the Board of Directors in assessing performance and determining the allocation of resources. The Group is managed primarily on the basis of its exploration and corporate activities. Operating segments are therefore determined on the same basis. Exploration Segment assets, including acquisition cost of exploration licenses, all expenses related to the tenements and profit on sale of tenements are reported on in this segment. Segment assets Where an asset is used across multiple segments, the asset is allocated to the segment that receives the majority of economic value from the asset. In the majority of instances, segment assets are clearly identifiable on the basis of their nature and physical location. Unless indicated otherwise in the segment assets note, deferred tax assets and intangible assets have not been allocated to operating segments. Segment liabilities Liabilities are allocated to segments where there is direct nexus between the incurrence of the liability and the operations of the segment. Borrowings and tax liabilities are generally considered to relate to the Group as a whole and are not allocated. Segment liabilities include trade and other payables. Unallocated items The following items of revenue, expense, assets and liabilities are not allocated to operating segments as they are not considered part of the core operations of any segment:   non-recurring items of revenue or expense; deferred tax assets and liabilities. 52 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 22. OPERATING SEGMENTS (Cont’d) 2013 Revenue Interest received Other Total segment revenue Segment net operating profit (loss) before tax Depreciation Impairment of exploration assets Share based payments Segment assets Exploration expenditure Capital expenditure Other assets Segment liabilities 2012 Revenue Interest received Other Total segment revenue Segment net operating profit (loss) before tax Depreciation Impairment of exploration assets Share based payments Segment assets Exploration expenditure Capital expenditure Other assets Segment liabilities Exploration $ Unallocated $ Total $ - 2,448,156 2,448,156 (781,956) - 781,956 - 21,860,178 - - - 68,478 596,967 665,445 68,478 3,045,123 3,113,601 (241,730) 53,649 (1,023,686) 53,649 - - 781,956 - - 114,080 - 6,943,543 21,860,178 114,080 - 6,943,543 Exploration $ Unallocated $ Total $ - 1,738,608 1,738,608 183,792 546,667 730,459 183,792 2,285,275 2,469,067 (1,411,634) - (680,173) 68,379 (2,091,807) 68,379 1,411,634 - 19,072,479 - 36,719 - - 30,527 1,411,634 30,527 - 146,403 - 6,306,944 19,072,479 146,403 36,719 6,306,944 23. EVENTS SUBSEQUENT TO REPORTING DATE On 17 April 2013, a Prospectus was lodged with ASIC and ASX for a 1 for 12 non-renounceable entitlement issue of up to 10,786,594 ordinary shares at an issue price of $0.16 to raise $1,725,855 (before costs). The closing date of the entitlement issue was 5 July 2013. On 12 July 2013, the Company issued 1,037,996 new ordinary shares to the participants in the entitlement issue which raised $166,079 (before costs). 53 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 24. PARENT ENTITY DISCLOSURES (a) Statement of financial position Assets Current assets Non-current assets Total assets Liabilities Current liabilities Non-current liabilities Total liabilities Equity Issued capital Reserves: Equity settled employee benefits Retained profits Total Equity (b) Statement of Profit or Loss and Other Comprehensive Income 2013 $ 2012 $ 1,633,823 9,048,571 3,345,207 7,092,567 10,682,394 10,437,774 458,935 560,090 551,197 140,115 1,019,025 691,312 24,800,080 23,711,848 358,325 (15,495,036) 861,938 (14,827,324) 9,663,369 9,746,462 Total profit/ (loss) (1,171,325) (3,261,045) Total comprehensive income (1,171,325) (3,261,045) Loans to Controlled Entities Loans are provided by the Parent Entity to its controlled entities for their respective operating activities. Amounts receivable from controlled entities are non-interest bearing with no fixed term of repayment. The eventual recovery of the loan will be dependent upon the successful commercial application of these projects or the sale to third parties. 25. RELATED PARTY INFORMATION Transactions between related parties are on commercial terms and conditions, no more favourable than those available to other parties unless otherwise stated. Transactions with related entities: (i) Director related Entities Remuneration (excluding the reimbursement of costs) received or receivable by the directors of the Group and aggregate amounts paid to superannuation plans in connection with the retirement of directors are disclosed in Note 4 to the accounts. Mr McMahon was at any time during the financial years ended 30 June 2013 and 30 June 2012, a director and shareholder of Hodges Resources Limited (“Hodges”), Dempsey Minerals Limited (“Dempsey”). Hodges and Dempsey have an agreement based on normal commercial terms and conditions to reimburse Cazaly for office rental and administration and overheads. Aggregate amounts of each of the above types of other transaction with related parties of Cazaly Resources Limited: 54 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 Sales Rent, administrative and office overheads:  Hodges Resources Limited  Dempsey Minerals Limited 26. SHARE BASED PAYMENTS 2013 $ 2012 $ 132,768 49,395 182,163 119,719 80,767 200,486 Options are issued to vendors as part of purchase consideration and also to directors and employees as part of their remuneration as disclosed in Note 4. The options issued may be subject to performance criteria, and are issued to directors and employees of Cazaly Resources Limited to increase goal congruence between executives, directors and shareholders. The following table illustrates the number and weighted average exercise prices of and movements in share options issued under the Employee Incentive Plan during the year: 2013 2012 Number of Options Weighted Average Exercise Price $ Number of Options Weighted Average Exercise Price $ 5,075,000 0.47 9,775,000 0.43 - - 350,000 - - (3,200,000) 1,875,000 - - 0.51 0.39 - (1,500,000) (4,550,000) 5,075,000 0.31 - 0.28 0.42 0.47 1,875,000 5,075,000 At beginning of reporting period Granted during the period Employee & consultants options Director remuneration Exercised during the period Expired during the period Balance the end of reporting period Exercisable at end of reporting period (i) (ii) The compensation options outstanding at 30 June 2013 had a weighted average remaining life of 1.105 years (2012 – 0.98 years). The weighted average fair value of the options outstanding at 30 June 2013 was $0.1597 (2012 - $0.0872). No share options were granted or exercised during the year ended 30 June 2013. The fair value of the options granted is determined by using the Black-Scholes methodology. The following table lists the inputs to the models used for period ended 30 June 2012: Allottees Consultant Employee Fair Value at Grant Date $0.1140 $0.0765 Estimated Volatility 73% 73% Life of Option (yrs) 2.00 2.00 Exercise Price Share Price Risk Free Interest Rate $0.40 $0.28 $0.32 $0.22 4.75% 4.25% The expected volatility is based on the historical volatility (based on remaining life of the options), adjusted for any expected changes to future volatility based on publicly available information. 55 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 26. SHARE BASED PAYMENTS (Cont’d) The following share-based payment arrangements were in existence during the current and prior reporting periods: Options series Number Grant date Expiry date Employee Employees Employee Employees Employee Bridging Facility Bridging Facility Bridging Facility Employees & Consultants Employees & Consultants Consultant Consultant Consultant Employee 75,000 225,000 100,000 925,000 100,000 1,600,000 100,000 850,000 250,000 300,000 200,000 1,000,000 100,000 250,000 14/6/2007 26/10/2007 22/5/2008 12/1/2010 5/2/2010 18/10/2010 4/11/2010 6/12/2010 14/12/2010 18/3/2011 15/4/2011 15/4/2011 14/9/2011 15/12/2011 14/9/2012 26/10/2012 22/5/2013 11/1/2015 4/2/2015 18/10/2012 18/10/2012 18/10/2012 18/10/2012 18/3/2014 18/3/2014 30/6/2012 14/9/2013 15/12/2013 Exercise price $0.39 $0.45 $0.36 $0.33 $0.49 $0.53 $0.53 $0.53 $0.53 $0.52 $0.52 $0.55 $0.40 $0.28 Fair value at grant date $0.2666 $0.3812 $0.3812 $0.1928 $0.175 $0.1755 $0.1435 $0.1331 $0.1258 $0.1345 $0.1641 $0.0834 $0.1140 $0.0765 27. CONTINGENT LIABILITIES AND CONTINGENT ASSETS Except as referred below, there are no other contingent liabilities or contingent assets outstanding at the end of the year: Contingent Asset As per the binding West Kalgoorlie Tenements sale to Phoenix Gold Pty Ltd (‘Phoenix’), the Company is due $2,000,000 in cash, to be paid in eight equal instalments of $250,000 each, with the first instalment due to be paid three months after the first gold produced by Phoenix from the West Kalgoorlie tenements. The remaining instalments are to be paid at three monthly intervals thereafter. The Company also has a production royalty of A$40 per ounce of gold recovered by Phoenix from the West Kalgoorlie Tenements up to 75,000 ounces and a once off payment of A$3,000,000 on Phoenix having recovered 140,000 ounces from the royalty tenements. The contingent assets disclosed above are dependent upon the liquidity of Phoenix Gold Pty Ltd and the production profile from the West Kalgoorlie Tenements. Contingent Liability As announced to the ASX on 30 October 2012, the Company signed an agreement with 3D Resources Ltd to earn up to a 75% interest in the Halls Creek Copper Project, located in the Kimberley region of Western Australia. In order to earn up to 75% in the project, under the terms of the Tenement Sale, Farm-In and Joint Venture Agreement, the Company is required to:  Make a payment of a further $100,000 cash, issue 1,250,000 fully paid Cazaly shares and incur expenditures of $500,000 within 24 months to earn a total of 51%  Complete a pre-feasibility study within 36 months to earn a 75% interest If the pre-feasibility is positive, or Cazaly transacts on the project, then a further payment of $500,000 in shares is payable to 3D Resources Ltd. 56 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 28. NEW ACCOUNTING STANDARDS FOR APPLICATION IN FUTURE YEARS New Accounting Standards Affecting Amounts Reported in the Current Period The following new and revised Standards and Interpretations have been adopted in the current year and have affected the amounts reported in these financial statements. Standards affecting presentation and disclosure Amendments to AASB 101 ‘Presentation of Financial Statements’ in for into Income’ The amendment (part of AASB 2011-9 ‘Amendments to Australian Accounting Standards - Presentation of Items of Other Comprehensive introduce new terminology the Statement of Comprehensive Income and income statement. Under the amendments to AASB 101, the Statement of Comprehensive Income is renamed as a Statement of Profit or Loss and other Comprehensive Income. The amendments to AASB 101 require items of other comprehensive income to be the other two categories grouped comprehensive income section: (a) items that will not be reclassified subsequently to profit or loss and (b) items that may be reclassified subsequently to profit or loss when specific conditions are met. Income tax on items of other comprehensive income is required to be allocated on the same basis – the amendments do not change items of other comprehensive income either before tax or net of tax. The amendments have been applied retrospectively, and hence items of other comprehensive income has been modified to reflect the above mentioned the changes. Other presentation changes, the amendments to AASB 101 does not result in any impact on profit or loss, other comprehensive income and total comprehensive income. the application of the presentation of the option to present than Standards and Interpretations affecting the reported results or financial position Amendments to AASB 112 ‘Income Taxes’ The Company is not affected by the adoption of this standard as the Company does not hold investment property. New Accounting Standards for Application in Future Periods At the date of authorisation of the financial statements, the Standards and Interpretations listed below were in issue but not yet effective. Standard/Interpretation AASB 9 ‘Financial Instruments’, and the relevant amending standards Effective for annual reporting periods beginning on or after 1 January 2015 30 June Expected to be initially applied in the financial year ending 2016 AASB 10 ‘Consolidated Financial Statements’ and AASB 2011-7 ‘Amendments to Australian Accounting Standards arising from 1 January 2013 30 June 2014 Directors’ assessment of potential effect of adoption The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian 57 NOTES TO THE FINANCIAL STATEMENTS Cazaly Resources Limited Annual Report 2013 the consolidation and Joint Arrangements standards’ AASB 11 ‘Joint Arrangements’ and AASB 2011-7 ‘Amendments to Australian Accounting Standards arising from the consolidation and Joint Arrangements standards’ AASB 12 ‘Disclosure of Interests in Other Entities’ and AASB 2011-7 ‘Amendments to Australian Accounting Standards arising from the consolidation and Joint Arrangements standards’ AASB 127 ‘Separate Financial Statements’(2011) and AASB 2011-7 ‘Amendments to Australian Accounting Standards arising from the consolidation and Joint Arrangements standards’ AASB 128 ‘Investments in Associates and Joint Ventures’ (2011) and AASB 2011-7 ‘Amendments to Australian Accounting Standards arising from the consolidation and Joint Arrangements standards’ AASB 13 ‘Fair Value Measurement’ and AASB 2011-8 ‘Amendments to Australian Accounting Standards arising from AASB 13’ AASB 119 ‘Employee Benefits’ (2011) and AASB 2011-10 ‘Amendments to Australian Accounting Standards arising from AASB 119 (2011)’ AASB 2011-4 ‘Amendments to Australian Accounting Standards to Remove Individual Key Management Personnel Disclosure Requirements’ AASB 2012-2 ‘Amendments to Australian Accounting Standards – Disclosures – Offsetting Financial Assets and Financial Liabilities’ AASB 2012-3 ‘Amendments to Australian Accounting Standards – Offsetting Financial Assets and Financial Liabilities’ AASB 2012-5 ‘Amendments to Australian Accounting Standards arising from Annual Improvements 2009–2011 Cycle’ AASB 2012-10 ‘Amendments to Australian Accounting Standards – Transition Guidance and Other Amendments’ 1 January 2013 30 June 2014 1 January 2013 30 June 2014 1 January 2013 30 June 2014 1 January 2013 30 June 2014 1 January 2013 30 June 2014 1 January 2013 30 June 2014 1 July 2013 30 June 2014 1 January 2013 30 June 2014 1 January 2014 30 June 2015 1 January 2013 30 June 2014 1 January 2013 30 June 2014 Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. The Company does not anticipate a material effect from the adoption of this Australian Accounting Standard. 58 DIRECTORS’ DECLARATION Cazaly Resources Limited Annual Report 2013 In accordance with a resolution of the directors of Cazaly Resources Limited, the directors of the company declare that: 1. the financial statements and notes, as set out, are in accordance with the Corporations Act 2001 and: a. b. comply with Australian Accounting Standards, which, as stated in accounting policy Note 1 to the financial statements, constitutes compliance with International Financial Reporting Standards (IFRS); and give a true and fair view of the financial position as at 30 June 2013 and of the performance for the year ended on that date of the consolidated group; 2. 3. in the directors’ opinion there are reasonable grounds to believe that the company will be able to pay its debts as and when they become due and payable; and the directors have been given the declarations required by s 295A of the Corporations Act 2001 from the Chief Executive Officer and Chief Financial Officer. On behalf of the Directors Nathan McMahon Managing Director Perth, 24 September 2013 59 We have audited the accompanying financial report of Cazaly Resources Limited (“the Company”) and Controlled Entities (“the Consolidated Entity”), which comprises the consolidated statement of financial position as at 30 June 2013, and the consolidated statement of profit or loss and other comprehensive income, consolidated statement of changes in equity and consolidated statement of cash flows for the year then ended, notes comprising a summary of significant accounting policies and other explanatory information, and the directors’ declaration of the Consolidated Entity, comprising the Company and the entities it controlled at the year’s end or from time to time during the financial year. The directors of the Company are responsible for the preparation and fair presentation of the financial report in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that is free from material misstatement, whether due to fraud or error. In Note 1, the directors also state, in accordance with Accounting Standards AASB 101: Presentation of Financial Statements, that the financial statements comply with International Financial Reporting Standards. Our responsibility is to express an opinion on the financial report based on our audit. We conducted our audit in accordance with Australian Auditing Standards. These Auditing Standards require that we comply with relevant ethical requirements relating to audit engagements and plan and perform the audit to obtain reasonable assurance whether the financial report is free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial report. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial report, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial report in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by the directors, as well as evaluating the overall presentation of the financial report. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Independent Auditor’s Report To the Members of Cazaly Resources Limited (Continued) Independence In conducting our audit, we followed applicable independence requirements of Australian professional ethical pronouncements and the Corporations Act 2001. Auditor's Opinion In our opinion: a. The financial report of Cazaly Resources Limited and Controlled Entities is in accordance with the Corporations Act 2001, including: i. giving a true and fair view of the Consolidated Entity’s financial position as at 30 June 2013 and of its performance for the year ended on that date; and ii. complying with Australian Accounting Standards and the Corporations Regulations 2001; b. The financial report also complies with International Financial Reporting Standards as disclosed in Note 1. Emphasis of Matter – Going Concern Without qualifying our opinion, we draw attention to Note 1 in the financial report which indicates that the Consolidated Entity incurred a loss of $1,262,416 during the year ended 30 June 2013. This condition, along with other matters as set forth in Note 1, indicate the existence of a material uncertainty which may cast significant doubt about the ability of the Consolidated Entity to continue as a going concern and whether it will realise its assets and extinguish its liabilities in the normal course of business and at the amounts stated in the financial report. Report on the Remuneration Report We have audited the Remuneration Report included in directors’ report of the year ended 30 June 2013. The directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards. Auditor’s Opinion In our opinion, the Remuneration Report of Cazaly Resources Limited for the year ended 30 June 2013, complies with section 300A of the Corporations Act 2001. BENTLEYS Chartered Accountants MARK DELAURENTIS CA Director DATED at PERTH this 24th day of September 2013 ADDITIONAL SHAREHOLDER INFORMATION Cazaly Resources Limited Annual Report 2013 _______________________________________________________________________________________________________________ Additional information required by Australian Securities Exchange Limited and not shown elsewhere in this Annual Report is as follows. The information is made up to 17 September 2013. DETAILS OF HOLDERS OF EQUITY SECURITIES ORDINARY SHAREHOLDERS There are 130,477,122 fully paid ordinary shares on issue, held by 2,626 individual shareholders. Each member entitled to vote may vote in person or by proxy or by attorney and on a show of hands every person who is a member or a representative or a proxy of a member shall have one vote and on a poll every member present in person or by proxy or attorney or other authorised representative shall have one vote for each share held. TWENTY LARGEST SHAREHOLDERS (AS AT 17 SEPTEMBER 2013) Ordinary Shareholders NATHAN MCMAHON, KINGSREEF PTY LTD & KINGSREEF PTY LTD (GROUPED) NEW PAGE INVESTMENTS LIMITED CLIVE BRUCE JONES CLIVE BRUCE JONES (THE ALYSE INVESTMENT A/C) GGDT DEVELOPMENTS PTY LTD CITICORP NOMINEES PTY LTD MRS DEBRA LEE MCMAHON HSBC CUSTODY NOMINEEES (AUSTRALIA) LTD MR PETER ANASTASIOU & MRS KRISTINE ANASTASIOU MR KENT MICHAEL HUNTER MR GERALD WELLS FUSION RESPURCES PTY LTD PERIZIA INVESTMENTS PTY LTD APOLLINAX INC MR MICHAEL JOHN HAMILL WIDERANGE CORPORATION PTY LTD UBS WEALTH MANAGEMENT MR ANTHONY ROBERT RAMAGE SAINTER NOMINEES PTY LTD (GROUPED) KOUTA BAY PTY LTD Fully Paid Ordinary Number Percentage 16,191,690 8,000,000 6,646,256 2,500,001 2,500,000 1,643,870 1,552,595 1,525,781 1,509,770 1,311,352 1,100,000 1,000,000 1,000,000 1,000,000 1,000,000 913,856 875,000 800,000 766,846 703,250 12.41% 6.13% 5.09% 1.92% 1.92% 1.26% 1.19% 1.17% 1.16% 1.00% 0.84% 0.77% 0.77% 0.77% 0.77% 0.70% 0.67% 0.61% 0.59% 0.54% 52,540,267 40.27% VOTING RIGHTS Subject to any rights or restrictions for the time being attached to any class or classes (at present there are none) at general meetings of shareholders or classes of shareholders: (a) each shareholder entitled to vote, may vote in person or by proxy, attorney or representative; (b) on a show of hands, every person present who is a shareholder or a proxy, attorney or representative of a shareholder has one vote; and 62 ADDITIONAL SHAREHOLDER INFORMATION Cazaly Resources Limited Annual Report 2013 _______________________________________________________________________________________________________________ (c) on a poll, every person present who is a shareholder or a proxy, attorney or representative of a shareholder shall, in respect of each fully paid share held, or in respect of which he/she has appointed a proxy, attorney or representative, have one vote for the share, but in respect of partly paid shares shall have a fraction of a vote equivalent to the proportion which the amount paid up bears to the total issue price for the share. HOLDERS OF NON-MARKETABLE PARCELS There are 936 shareholders who hold less than a marketable parcel of shares. STOCK EXCHANGE INFORMATION DISTRIBUTION OF SHARE HOLDERS (AS AT 17 SEPTEMBER 2013) 1 to 1,001 to 5,001 to 1,000 5,000 10,000 10,001 to 100,000 100,001 and over SUBSTANTIAL SHAREHOLDERS Ordinary Shares 303 832 463 823 205 2,626 As at report date, the shareholders are recorded in the Register as Substantial Shareholders: Substantial Shareholder Ordinary Shares held % Held Nathan McMahon Clive Jones New Page Investments Ltd SHARE BUY-BACKS 17,190,939 10,075,114 8,000,000 13.18% 7.72% 6.13% There is no current on-market buy-back scheme. OTHER INFORMATION Cazaly Resources Limited, incorporated and domiciled in Australia, is a public listed Company limited by Shares. 63 ADDITIONAL SHAREHOLDER INFORMATION Cazaly Resources Limited Annual Report 2013 _______________________________________________________________________________________________________________ INTEREST IN MINING TENEMENTS AS AT 17 SEPTEMBER 2013 Tenement Interest 1 EL, 1 ELA's 1 EL Project Name ALICE DOWNS AU-7 MILE HILL Tenement Interest 1 EL 1 EL, 1 ELA's 14 PL's 11 EL's, 1 ELA, 1 PL's 3 EL's, 1 PL 3 EL's, 1 ELA 5 EL's 1 ELA 10 PL's 1 EL's 1 ELA 1 EL 3 ELA's 10 EL's, 1 ELA's, 1 PL 1 EL, 1 ELA 1 EL, 1 ELA 1 ELA 1 EL 2 PL's, 1 MLA 1 EL 1 EL 1 ELA 1 EL 2 EL's 9 EL's, 3 L's, 5 ML's, 7 PL's AU-BALAGUNDI AU-CAROSUE AU-JILLEWARRA AU-MT WELD AU-RANDALS AU-RUBY WELL BARDOC BIG BEN-ALICE HILL BOOLALOO COSMO NEWBERRY EDJUDINA FE-EARAHEEDY FE-ETHEL CREEK FE-HAMERSLEY FE-HIGH RANGE FE-HILLSIDE FE-KANGEENARINA FE-MARILLANA FE-MOORINE ROCKS FE-MT GOULD FE-MT WALKINS FE-MT. STUART FE-PARKER RANGE 1 EL 1 EL 1 ELA 1 PL 1 EL, 1 ELA 1 ELA 9 PL's 1 EL 1 EL, 1 ELA 2 EL's 1 EL 1 EL 1 MLA, 7 PL's 1 ELA 3 PL’s 1 EL 1 EL 2 EL's 2 PL’s 1 ELA 1 EL Project Name FE-PINARRA WELL FE-ROCKLEA FE-STRAWBERRY ROCKS FE-TOODYAY FE-YALLEEN GOLDEN RIDGE IOCG-WEBB JUNCTION KALGOORLIE KOOLYANOBBING MAGELLEN NEBO NT-ACACIA BORE NT-MT ISABEL QUARTZ CIRCLE SOUTHERN CROSS TEN MILE WELL UR-HINKLER WELL UR-JAILOR BORE U-YEELIRRIE VETTERSBURG YAMARNA FE-TOODYAY Notes: EL = Granted Exploration Licence MLA = Mining Lease Application M = Granted Mining Lease ELA = Exploration Licence Application P = Granted Prospecting Licence PLA = Prospecting Licence Application 64 CORPORATE GOVERNANCE _______________________________________________________________________________________________________________ Cazaly Resources Limited Annual Report 2013 CORPORATE GOVERNANCE The Company is committed to implementing the highest standards of corporate governance. In determining what those high standards should involve the Company has turned to the ASX Corporate Governance Council’s Corporate Governance Principles and Recommendations, 2nd Edition. The Company is pleased to advise that the Company’s practices are largely consistent with those ASX guidelines. As consistency with the guidelines has been a gradual process, where the Company did not have certain policies or committees recommended by the ASX Corporate Governance Council (the Council) in place during the reporting period, we have identified such policies or committees. The Board of Directors of Cazaly Resources Limited is responsible for corporate governance of the Company. The Board guides and monitors the business and affairs of Cazaly Resources Limited on behalf of the shareholders by whom they are elected and to whom they are accountable. Where the Company’s corporate governance practices do not correlate with the practices recommended by the Council, the Company is working towards compliance however it does not consider that all the practices are appropriate for the Company due to the size and scale of Company operations. For further information on corporate governance policies adopted by Cazaly Resources Limited, refer to our website: www.cazalyresources.com.au. The Company reports below on how it has followed (or otherwise departed from) each of the Principles & Recommendations during the 2012/2013 financial year (Reporting Period). Board Roles and responsibilities of the Board and Senior Executives (Recommendations: 1.1, 1.3) The Company has established the functions reserved to the Board, and those delegated to senior executives and has set out these functions in its Board Charter. The Board is collectively responsible for promoting the success of the Company through its key functions of overseeing the management of the Company, providing overall corporate governance of the Company, monitoring the Company, engaging appropriate management commensurate with the Company's structure and objectives, involvement in the development of corporate strategy and performance objectives, and reviewing, ratifying and monitoring systems of risk management and internal control, codes of conduct and legal compliance. financial performance of the Senior executives are responsible for supporting the two Managing Directors and assisting the Managing Directors in implementing the running of the general operations and financial business of the Company in accordance with the delegated authority of the Board. Senior executives are responsible for reporting all matters which fall within the Company's materiality thresholds at first instance to the Managing Directors or, if the matter concerns one of the Managing Director, directly to other Managing Director or the lead independent director, as appropriate. The Company's Board Charter is available on the Company's website. Skills, experience, expertise and period of office of each Director (Recommendation: 2.6) A profile of each Director setting out their skills, experience, expertise and period of office is set out in the Directors' Report. Director independence (Recommendations: 2.1, 2.2, 2.3, 2.6) The Board does not have a majority of Directors who are independent. 65 CORPORATE GOVERNANCE _______________________________________________________________________________________________________________ Cazaly Resources Limited Annual Report 2013 Mr Hunter is a Non-Executive Director and is considered to be Independent. Mr Hunter is independent as he is a non-executive director who is not a member of management and is free of any business or other relationship that could materially interfere with, or could reasonably be perceived to materially interfere with, the independent exercise of his judgement. The Board considers the independence of directors having regard to the relationships listed in Box 2.1 of the Principles & Recommendations and the Company's materiality thresholds. Mr McMahon is an Executive Director of the Company and does not meet the Company’s criteria for independence. Mr McMahon’s experience and knowledge of the Company make his contribution to the Board such that it is appropriate for him to remain on the Board. Mr Jones is an Executive Director of the Company and does not meet the Company’s criteria for independence. Mr Jones experience and knowledge of the Company make his contribution to the Board such that it is appropriate for him to remain on the Board. Given the size of the company and the industry in which it operates, the current Board structure is considered to best serve the Company in meeting its objectives, given its small capitalisation, limited resources and existing operations. The composition of the Board is reviewed on an annual basis to ensure that the Board has the appropriate mix of expertise and experience. The Board has agreed on the following guidelines, as set out in the Company's Board Charter, for assessing the materiality of matters:     Balance sheet items are material if they have a value of more than 10% of pro-forma net asset. Profit and loss items are material if they will have an impact on the current year operating result of 10% or more. Items are also material if they impact on the reputation of the Company, involve a breach of legislation, are outside the ordinary course of business, could affect the Company’s rights to its assets, if accumulated would trigger the quantitative tests, involve a contingent liability that would have a probable effect of 10% or more on balance sheet or profit and loss items, or will have an effect on operations which is likely to result in an increase or decrease in net income or dividend distribution of more than 10%. Contracts will be considered material if they are outside the ordinary course of business, contain exceptionally onerous provisions in the opinion of the Board, impact on income or distribution in excess of the quantitative tests, there is a likelihood that either party will default and the default may trigger any of the quantitative or qualitative tests, are essential to the activities of the Company and cannot be replaced or cannot be replaced without an increase in cost which triggers any of the quantitative tests, contain or trigger change of control provisions, are between or for the benefit of related parties, or otherwise trigger the quantitative tests. Independent professional advice (Recommendation: 2.6) To assist directors with independent judgement, it is the Board's policy that if a director considers it necessary to obtain independent professional advice to properly discharge the responsibility of their office as a director then, provided the director first obtains approval from the Chair for incurring such expense, the Company will pay the reasonable expenses associated with obtaining such advice. Selection and (Re)appointment of Directors (Recommendation: 2.6) In determining candidates for the Board, the Nomination Committee (or equivalent) follows a prescribed process whereby it evaluates the mix of skills, experience and expertise of the existing Board. In particular, the Nomination Committee (or equivalent) is to identify the particular skills that will best increase the Board's effectiveness. Consideration is also given to the balance of independent directors. Potential candidates are identified and, if relevant, the Nomination Committee (or equivalent) recommends an appropriate candidate for appointment to the Board. Any appointment made by the Board is subject to ratification by shareholders at the next general meeting. 66 CORPORATE GOVERNANCE _______________________________________________________________________________________________________________ Cazaly Resources Limited Annual Report 2013 The Board recognises that Board renewal is critical to performance and the impact of Board tenure on succession planning. Each director other than the Managing Director, must not hold office (without re- election) past the third annual general meeting of the Company following the director's appointment or three years following that director's last election or appointment (whichever is the longer). However, a director appointed to fill a casual vacancy or as an addition to the Board must not hold office (without re-election) past the next annual general meeting of the Company. At each annual general meeting a minimum of one director or one third of the total number of directors must resign. A director who retires at an annual general meeting is eligible for re-election at that meeting and re-appointment of directors is not automatic. Board committees Nomination Committee (Recommendations: 2.4, 2.6) The Board has not established a separate Nomination Committee. Given the current size and composition of the Board, the Board believes that there would be no efficiencies gained by establishing a separate Nomination Committee. Accordingly, the Board performs the role of the Nomination Committee. Items that are usually required to be discussed by a nomination committee are marked as separate agenda items at Board meetings when required. When the Board convenes as the Nomination Committee it carries out those functions which are delegated to it in the Company’s Nomination Committee Charter. The Board deals with any conflicts of interest that may occur when convening in the capacity of the Nomination Committee by ensuring that the director with conflicting interests is not party to the relevant discussions. To assist the Board to fulfil its function as the Nomination Committee, it has adopted a Nomination Committee Charter which describes the role, composition, functions and responsibilities of the Nomination Committee. Audit Committee (Recommendations: 4.1, 4.2, 4.3, 4.4) The Board has not established a separate Audit Committee, and therefore it is not structured in accordance with Recommendation 4.2. Given the current size and composition of the Board, the Board believes that there would be no efficiencies gained by establishing a separate Audit Committee. Accordingly, the Board performs the role of Audit Committee. Items that are usually required to be discussed by an Audit Committee are marked as separate agenda items at Board meetings when required. When the Board convenes as the Audit Committee it carries out those functions which are delegated to it in the Company’s Audit Committee Charter. The Board deals with any conflicts of interest that may occur when convening in the capacity of the Audit Committee by ensuring that the director with conflicting interests is not party to the relevant discussions. The full Board, in its capacity as the Audit Committee, held one meeting during the Reporting Period. To assist the Board to fulfil its function as the Audit Committee, the Company has adopted an Audit Committee Charter which describes the role, composition, functions and responsibilities of the Audit Committee. All of the directors consider themselves to be financially literate and possess relevant industry experience. Details of each of the director's qualifications are set out in the Directors' Report. The Company has established procedures for the selection, appointment and rotation of its external auditor. The Board is responsible for the initial appointment of the external auditor and the appointment of a new external auditor when any vacancy arises, as recommended by the Audit Committee (or its equivalent). Candidates for the position of external auditor must demonstrate complete independence from the Company through the engagement period. The Board may otherwise select an external auditor based on criteria relevant to the Company's business and circumstances. The performance of the external auditor is reviewed on an annual basis by the Audit Committee (or its equivalent) and any recommendations are made to the Board. 67 CORPORATE GOVERNANCE _______________________________________________________________________________________________________________ Cazaly Resources Limited Annual Report 2013 Remuneration Committee (Recommendations: 8.1, 8.2, 8.3) The Board has not established a separate Remuneration Committee. Given the current size and composition of the Company, the Board believes that there would be no efficiencies gained by establishing a separate Remuneration Committee. Accordingly, the Board performs the role of Remuneration Committee. Items that are usually required to be discussed by a Remuneration Committee are marked as separate agenda items at Board meetings when required. When the Board convenes as the Remuneration Committee it carries out those functions which are delegated to it in the Company’s Remuneration Committee Charter. The Board deals with any conflicts of interest that may occur when convening in the capacity of the Remuneration Committee by ensuring that the director with conflicting interests is not party to the relevant discussions. To assist the Board to fulfil its function as the Remuneration Committee, it has adopted a Remuneration Committee Charter which describes the role, composition, functions and responsibilities of the Remuneration Committee. Details of remuneration, including the Company’s policy on remuneration, are contained in the “Remuneration Report” which forms of part of the Directors’ Report. The remuneration of non-executive directors is set by reference to payments made by other companies of similar size and industry, and by reference to the director’s skills and experience. Given the Company is at its early stage of development and the financial restrictions placed on it, the Company may consider it appropriate to issue unlisted options to non-executive directors, subject to obtaining the relevant approvals. The Remuneration Policy is subject to annual review. All of the directors’ option holdings are fully disclosed. Executive Pay and rewards consists of a base salary and performance incentives. Long term performance incentives may include options granted at the discretion of the Board and subject to obtaining the relevant approvals. The grant of options is designed to recognise and reward efforts as well as to provide additional incentive and may be subject to the successful completion of performance hurdles. Executives are offered a competitive level of base pay at market rates (for comparable companies) and are reviewed annually to ensure market competitiveness. Executives are prohibited from entering into transactions or arrangements which limit the economic risk of participating in unvested entitlements. Performance evaluation Senior executives (Recommendations: 1.2, 1.3) The Managing Directors are responsible for evaluating the performance of senior executives. The evaluation of senior executives is undertaken via an informal interview process which occurs annually or more frequently as required and otherwise takes place as part of the annual salary review under the senior executives’ employment contract. During the Reporting Period an evaluation of senior executives took place in accordance with the process disclosed above. Board, its committees and individual directors (Recommendations: 2.5, 2.6) The Chair is responsible for evaluating the performance of the Board and, when appropriate, Board committees and individual directors deemed. The Board is responsible for evaluating the Managing Directors. The evaluations of the Board, and any applicable Board committees and individual directors are undertaken via informal discussions on an on-going basis with the Chair. The evaluation of the Managing Directors is undertaken via an informal interview process which occurs annually or more frequently, at the Board’s discretion. 68 CORPORATE GOVERNANCE _______________________________________________________________________________________________________________ Cazaly Resources Limited Annual Report 2013 Ethical and responsible decision making Code of Conduct (Recommendations: 3.1, 3.3) The Company has established a Code of Conduct as to the practices necessary to maintain confidence in the Company's integrity, the practices necessary to take into account its legal obligations and the reasonable expectations of its stakeholders, and the responsibility and accountability of individuals for reporting and investigating reports of unethical practices. Diversity Policy (Recommendations: 3.2, 3.3, 3.4 & 3.5) Diversity includes, but is not limited to, gender, age, ethnicity and cultural background. The company is committed to diversity and recognises the benefits arising from employee and board diversity and the importance of benefiting from all available talent. The Company has established a Diversity Policy, which includes requirements for the Board to establish measurable objectives for achieving gender diversity and for the Board to assess annually both the objectives and progress in achieving them. During the Reporting Period the Company developed and the Board adopted a Diversity Strategy which details the Company’s measurable objectives for achieving gender diversity in accordance with the Diversity Policy. In doing this, and assigning the responsibility for the Diversity Policy and its administration, monitoring and review, the Company has achieved its structural and procedural measurable objectives set for [2012/13]. The Diversity Strategy includes a number of concepts including contribution to enhance local workforce and provision of opportunities for career development. Initiation of programs and schemes to achieve these goals were achieved during the Reporting Period. The Board has also adopted a policy to address harassment and discrimination in the Company, which it believes will facilitate an environment that encourages a diverse workforce. A summary of the Company’s Diversity Policy is available on the Company’s website. The proportions of, women in senior executive positions and women on Board as at 30 June 2013 are set out below: Women on the Board Women in senior management roles Continuous Disclosure (Recommendations: 5.1, 5.2) 2013 No. 0 1 % 0 25 The Company has established written policies and procedures designed to ensure compliance with ASX Listing Rule disclosure requirements and accountability at a senior executive level for that compliance. A summary of the Company's Policy on Continuous Disclosure is available on the Company's website. Shareholder Communication (Recommendations: 6.1, 6.2) The Company has designed a communications policy for promoting effective communication with shareholders and encouraging shareholder participation at general meetings. A copy of the Company's Shareholder Communication Policy is available on the Company's website. Risk Management Recommendations: 7.1, 7.2, 7.3, 7.4) The Board has adopted a Risk Management Policy, which sets out the Company's risk profile. Under the policy, the Board is responsible for approving the Company's policies on risk oversight and management and satisfying itself that management has developed and implemented a sound system of risk management and internal control. 69 CORPORATE GOVERNANCE _______________________________________________________________________________________________________________ Cazaly Resources Limited Annual Report 2013 Under the policy, the Board delegates day-to-day management of risk to the Managing Directors, who are responsible for identifying, assessing, monitoring and managing risks. The Managing Directors are also responsible for updating the Company's material business risks to reflect any material changes, with the approval of the Board. In fulfilling the duties of risk management, the Managing Directors may have unrestricted access to Company employees, contractors and records and may obtain independent expert advice on any matter they believe appropriate, with the prior approval of the Board. In addition, the following risk management measures have been adopted by the Board to manage the Company's material business risks:    the Board has established authority limits for management, which, if proposed to be exceeded, requires prior Board approval; the Board has adopted a compliance procedure for the purpose of ensuring compliance with the Company's continuous disclosure obligations; and the Board has adopted a corporate governance manual which contains other policies to assist the Company to establish and maintain its governance practices. During the Reporting Period, management regularly reported to the Board on the following categories of risks affecting the Company as part of the Company’s systems and processes for managing material business risks: operational, financial reporting, sovereignty and market-related risks. The Managing Director and the Chief Financial Officer have provided a declaration to the Board in accordance with section 295A of the Corporations Act and have assured the Board that such declaration is founded on a sound system of risk management and internal control and that the system is operating effectively in all material respects in relation to financial reporting risks. A summary of the Company's Risk Management Policy is available on the Company's website (www.cazalyresources.com.au). 70

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