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Community West Bancshares

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FY2017 Annual Report · Community West Bancshares
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Communit y West Bancshares

Cornerstone
of Your Community

ANNUAL REPOR T 2017

The Cornerstone 
of Your Community

The organic office expansion in our market along California’s 
Central Coast and the resulting loan and deposit growth 
was a highlight of our 2017 results.

The Cornerstone 

of Your Community

The strength of the economy in our marketplace continues to sustain and build 

our community banking franchise with strong on-going demand for our high-
service approach to lending, deposit and cash management programs. While 

2017 capped another year of growth and profitability for Community West Bancshares, 
it also brought significant challenges to the communities of Ventura and Santa 
Barbara, with the Thomas Fire breaking out on December 4, and growing to become 
the largest wildfire in California history. This fire, followed by mudslides a month later, 
destroyed homes and businesses, and caused tragic loss of life. 

Long after the flames have been extinguished, the Thomas Fire and subsequent 
flooding will leave scars on the lives of our neighbors and friends, as well as on the 
local economies we serve. Community West Bank has many employees and customers 
who live and work in the communities affected by the fire, and we thank the brave 
men and women – from all across California and from outside of our great state – who 
came together to fight the fire. The Thomas Fire Fund was established to help those 
directly affected by the fire, and Community West Bank made a $25,000 contribution 
to the fund.

Among several bank performance highlights in 2017, total assets surpassed $800 
million for the first time in Community West’s history, increasing 17.3% to $833.3 
million, from $710.6 million the previous year. Total deposits grew 14.3% to $699.7 
million, up from $612.2 million a year earlier, and non-interest bearing deposits 
increased 8.1% to $108.5 million at December 31, 2017. 

Total loans reached $734.6 million, up 16.4% from $630.8 million at the end of 2016, 
and nonaccrual loans were $4.5 million, or 0.61% of total loans at year end 2017. We 
have maintained a net interest margin above 4%, due to our above industry-average 
loan yields and loan interest recoveries.

Over the last four years, the communities we serve have witnessed a collapse in the 
number of community banks, with 10 of 14 locally owned and managed community 
banks being swept up in acquisitions and consolidation. We see this presenting a 
great opportunity for Community West Bank to fulfill its original mission: To serve our 
community like no one else. Because it’s our home, and we take care of our own. 

Back in 1989, our bank was established as Goleta National Bank, and our founders 
envisioned it as a cornerstone in Goleta’s effort to establish itself as a stand-alone city. 
The goal was to be the bank that provided needed capital and financial services to a 
community in ways which were not being provided by larger, non-local banks. 

Today, Goleta National Bank has become Community West Bank, the largest publicly 
traded and only community bank headquartered and serving California’s Central 
Coast communities in Ventura, Santa Barbara and San Luis Obispo counties. Our loan 
production office established in Paso Robles last year will move to a new full-service 
branch office that is currently under construction and scheduled to open later this 
year. This expands our service area to eight distinct communities, from Westlake 
Village in the south to Paso Robles in the north.

Our time has come. We have the opportunity, as well as the responsibility, to serve our 
communities like no other bank. Now, more than ever, we are well positioned to meet 
that goal of being the “cornerstone bank” envisioned by our founders – to serve our 
communities’ needs and to serve them well. We appreciate the continued support  
from you, our shareholders, as we pursue our growth opportunities.

William R. Peeples                                           
Chairman of the Board

Martin E. Plourd                                           
President/Chief Executive Officer

New Community West Bank full-service branch offices opened 
in Oxnard, San Luis Obispo and Santa Maria in 2017 to better serve those communities, and a Paso 
Robles business loan production office also opened. A full-service branch office currently under 
construction in downtown Paso Robles will open before year end. We are committed to being the bank 
of choice in all of the communities we serve, from Westlake Village to Paso Robles.  

Our clients count on experienced Community West Bank relationship managers, community banking 
managers and staff to provide personal service and local market knowledge to assist them with the 
financing, cash management and deposit services they require. We believe that local deposits should 
be put to work locally, and our employees are committed to supporting the communities in which they 
live and work, donating their time and talents to numerous nonprofit and community organizations. 

As the largest publicly traded bank headquartered and serving California’s Central Coast communities 
in Ventura, Santa Barbara and San Luis Obispo counties, Community West Bank is large enough to 
accommodate sophisticated business financing needs while maintaining the flexibility of a responsive, 
locally owned and managed community bank. Check us out at www.CommunityWestBank.com.

Relationship Banking

Commercial Lending

Our bank’s motto is “Let’s Work Together” and it 
accurately summarizes the way Community West 
Bank chooses to do business. As true community 
bankers, our outstanding team of professionals are 
committed to working with clients to help them 
prosper. We’re proud to offer exceptional service 
throughout our community – to individuals, families, 
businesses, nonprofit organizations and public 
entities. 

We offer the complete range of services and 
capabilities that you would expect from a full-service 
financial institution, provided with the personal 
care that sets us apart from larger, non-local banks. 
Community West Bank provides a wide variety of 
deposit accounts and loans, and the convenience of 
electronic cash management services. It’s the way 
our bankers deliver those services, every day, with an 
uncommon level of care and attention to detail, that 
builds trust and close banking relationships with our 
clients. 

You have many choices when selecting the bank 
that’s right for you – we want to be your best choice. 
Let’s work together!

We first opened our doors in 1989 as a small local 
business, Goleta National Bank. From those humble 
roots, Community West Bank has developed a 
first-hand understanding and appreciation for the 
specific needs of our business clients, and therefore 
we are better able to make well guided local lending 
decisions based on knowledge of the communities 
we serve. From revolving lines of credit, term loans 
and commercial real estate financing, to agribusiness 
financing, equipment loans and SBA loans, we offer 
the right financing solutions for local businesses. 

Among the many business cash management 
services we provide are remote deposit capture, 
online banking and bill pay, mobile banking, ACH 
processing, positive pay, merchant card processing, 
domestic and international wire transfers and 
business credit cards. Our clients tell us that 
immediate access to trusted advisors, flexible 
financing and rapid turnaround are among the 
most important considerations when choosing 
to do business with Community West Bank. Our 
background and experience in tailoring financing  
to fit business goals is what sets us apart.

Agricultural Lending

Community West Bank supports agricultural and 
agribusiness clients, whether it’s an agricultural mortgage 
loan for land acquisition, refinancing existing debt or 
financing capital improvements. We understand that the 
challenges faced by agricultural businesses are different 
from our other business clients, and require expertise, 
dedication and experience from their banker. 

We are an approved lender for Farmer Mac, offering long 
term fixed rates, and have been the predominant USDA 
Farm Service Agency lender under the Farm Ownership 
Program for the past 5 years in a row. Community West 
Bank has dedicated staff and resources focusing on the 
opportunities afforded by these programs to serve the 
agricultural sector throughout California.

Government Guaranteed Lending

Manufactured Home Lending 

Since Community West Bank started providing government 
guaranteed lending, our business clients have received 
over $700 million in funding for commercial space, 
expansion and capital improvements. Our bank has earned 
the designation of “Preferred Lender” by the U.S. Small 
Business Administration (SBA), which allows us to expedite 
the processing of SBA loan applications with in-house 
approvals and rapid loan closings.  For more than two 
decades, Community West Bank has offered SBA loan 
programs, as well as the U.S. Department of Agriculture 
(USDA) Business & Industry and California Coastal Rural 
Development loan programs for businesses in rural areas.  

For the past 17 years, Community West Bank has become 
the premier manufactured home lender in Santa Barbara 
County and we are increasing our market share in Ventura 
and San Luis Obispo counties.  We lend in coastal California 
communities from San Diego to San Francisco, and have 
strong relationships with the top four largest manufactured 
home dealers in California in order to focus on the new home 
market. Manufactured home loans are retained in the bank’s 
portfolio and currently have a delinquency rate of less than 
1%.   At the end of 2017, Community West Bank held more 
than 1,800 manufactured home loans in over 300 mobile 
home parks.  

Community Involvement
Community West Bank, and our employees, proudly support non-profit 
and community organizations throughout Ventura, Santa Barbara 
and San Luis Obispo counties.

American Heart Association
Arthritis Foundation
Blanche Reynolds Elementary School
Boys & Girls Club of Greater Oxnard  

and Port Hueneme

Boys & Girls Club of North SLO County
Boys & Girls Club of Ventura
Buena Girls Soccer
California Society of CPAs
California Women for Agriculture
Central Coast Alliance United for 

Sustainable Economy

Central Coast Economic Forecast
Central Coast Veterans Helping Veterans
Children’s Creative Project
Chumash Education Center
Clinicas del Camino Real
Court Appointed Special Advocates  

of SLO County

Dog Adoption and Welfare Group
Dos Pueblos Little League
Economic Vitality Corporation  

of SLO County
Festivals for a Cause
Fiestas Patrias
Food Bank Coalition of SLO County
French Hospital Foundation
GenSpan Foundation
Goleta Valley Chamber of Commerce
Goleta Valley Cottage Hospital Foundation
Goleta Valley Historical Society

Grower-Shipper Association  

of Central California

Greater Conejo Valley Chamber  

of Commerce

Habitat for Humanity of Southern  

Santa Barbara County

Housing Authority of SLO County
Inferno Youth Sports
Kellogg Elementary School
Legal Aid Foundation of SB County
Lifewater International 
Meals That Connect
Montessori Center School
Neal Taylor Nature Center
North County Rape Crisis and  
Child Protection Center

Northern Santa Barbara County United Way
Oakheart Country Music Festival
Old Spanish Days
Oxnard Ambassadors
Oxnard Chamber of Commerce
Page Youth Center
Paso Robles Chamber of Commerce
People’s Self-Help Housing
Rebozo Festival
Rio Mesa Athletic Booster Club
Rotary Club of Goleta
Rotary Club of Westlake Village
San Luis Obispo Chamber of Commerce
Santa Barbara Association of Realtors
Santa Barbara Chamber of Commerce

Santa Barbara Community Housing 

Corporation

Santa Barbara County Fair
Santa Barbara Elks Lodge
Santa Barbara Family YMCA
Santa Barbara Foresters
Santa Barbara Zoological Foundation
Santa Maria Chamber of Commerce
Santa Maria Elks Club Rodeo
Santa Maria Police Council
Santa Maria Valley Contractors Association
Scholarship Foundation of Santa Barbara
Science and Engineering Council  

of Santa Barbara

Sheridan Way Elementary School
UCSB Economic Forecast Project
United Boys & Girls Clubs of Santa Barbara 

County

United Way of Santa Barbara
United Way of Ventura County  

Thomas Fire Fund

Unity Shoppe
Ventura Chamber of Commerce
Ventura County Contractors Association
Ventura County Medical Resource 

Foundation 

Ventura Unified School District
Westmont College Foundation
Women’s Shelter Program of SLO County
YMCA

2017 Financials Snapshot

 Results of Operations: 

 Interest income 

 Interest expense 

 Net interest income 

 Provision (credit) for loan losses 

 Net interest income after provision for loan losses 

 Non-interest income 

 Non-interest expenses 

 Income before income taxes 

 Provision (benefit) for income taxes 

    Net income  

 Dividends and accretion on preferred stock 

 Discount on partial redemption of preferred stock 

 Year Ended December 31,

 2017 

 2016 

 2015 

 2014 

 2013 

(in thousands, except per share amounts)

 $37,391 

 $32,216 

 $30,222 

 $28,004 

 $27,866 

 4,729 

 3,127 

 32,662 

 29,089 

 411 

 32,251 

 2,950 

 24,738 

 10,463 

 5,548 

 4,915 

 -   

 -   

 (48)

 29,137 

 2,253 

 22,548 

 8,842 

 3,613 

 5,229 

 -   

 -   

 2,516 

 27,706 

 (2,274)

 29,980 

 2,309 

 27,281 

 5,008 

 2,138 

 2,870 

 445 

 (129)

 3,275 

 24,729 

 (5,135)

 29,864 

 2,197 

 20,081 

 11,980 

 4,934 

 7,046 

 937 

 (159)

 4,332 

 23,534 

 (1,944)

 25,478 

 2,831 

 22,135 

 6,174 

 (2,812)

 8,986 

 1,039 

 -   

 Net income available to common stockholders 

 $4,915 

 $5,229 

 $2,554 

 $6,268 

 $7,947 

 Per Share Data: 

 Income per common share - basic 

 Weighted average shares outstanding - basic 

 Income per common share - diluted 

 Weighted average shares outstanding - diluted 

 Book value per common share 

 Selected Balance Sheet Data: 

 Net loans 

 Total assets 

 Total deposits 

 Total liabilities 

 $0.60 

 8,146 

 $0.57 

 8,589 

 $8.55 

 $0.64 

 8,114 

 $0.62 

 8,444 

 $8.07 

 $0.31 

 8,203 

 $0.30 

 8,491 

 $7.55 

 $0.77 

 8,141 

 $0.75 

 8,505 

 $7.31 

 $1.13 

 7,017 

 $0.98 

 8,390 

 $6.60 

 726,189 

 623,355 

 536,546 

 487,256 

 462,005 

 833,315 

 710,572 

 621,213 

 557,318 

 539,000 

 699,684 

 612,236 

 544,338 

 477,084 

 436,135 

 763,245 

 645,236 

 559,269 

 490,311 

 471,444 

 Total stockholders' equity 

 70,070 

 65,336 

 61,944 

 67,007 

 67,556 

 Selected Financial and Liquidity Ratios: 

 Return on average stockholders' equity 

 Return on average assets 

 Equity to assets ratio 

 Tier 1 leverage ratio 

 Common Equity Tier 1 ratio 

 Tier 1 risk-based capital ratio 

 Total risk-based capital ratio 

7.16%

0.64%

8.96%

8.72%

9.96%

9.96%

11.17%

8.19%

0.81%

9.91%

9.64%

10.57%

10.57%

11.80%

4.34%

0.49%

11.23%

10.11%

12.12%

12.12%

13.37%

10.42%

1.25%

12.02%

11.86%

 -   

14.94%

16.19%

15.15%

1.69%

11.16%

12.68%

 -   

15.65%

17.26%

Locations & Corporate Information

Goleta Branch

Oxnard Branch

Corporate Headquarters

Paso Robles Branch (Opening Summer 2018) 

San Luis Obispo Branch

Santa Barbara Branch

Santa Maria Branch

Investor Relations Contact
Martin E. Plourd

Annual Meeting
The Annual Meeting of Shareholders of 
Community West Bancshares will be held on 
May 24, 2018 at 6:30 pm PDT at the La Cumbre 
Country Club, 4015 Via Laguna, Santa Barbara, CA

Transfer Agent & Registrar
Computershare Trust Co., NA
250 Royall Street
Canton, MA 02021

Independent Auditors
RSM US LLP
300 South Fourth Street
Las Vegas, NV 89101

Corporate Counsel
Duane Morris LLP
865 S. Figueroa Street, Suite 3100
Los Angeles, CA 90017-5450

Ventura Branch

Westlake Village Branch

Corporate Headquarters
445 Pine Avenue, Goleta, CA 93117   
(805) 692-5821 
www.communitywest.com

Goleta
5827 Hollister Avenue
Goleta, CA 93117
(805) 683-4944

Oxnard
300 E. Esplanade Drive
Oxnard, CA 93036
(805) 597-4140

Paso Robles (Opening Summer 2018)
541 Spring Street
Paso Robles, CA 93446
(805) 597-7778

San Luis Obispo
4464 Broad Street
San Luis Obispo, CA 93401
(805) 597-3655 

Santa Barbara
1501 State Street
Santa Barbara, CA 93101
(805) 962-7420

Santa Maria
122 E. Betteravia Road
Santa Maria, CA 93454
(805) 938-1690

Ventura
1463 S. Victoria Avenue
Ventura, CA 93003
(805) 650-1901

Westlake Village
951 S. Westlake Boulevard
Westlake Village, CA 91361
(805) 494-5172

  
Board of Directors

William R. Peeples
Chairman of the Board,
Community West Bancshares
Private Investor

Martin E. Plourd
President and 
Chief Executive Officer

Robert H. Bartlein
Chairman of the Board,
Community West Bank
President and CEO, Bartlein & Co.

Jean W. Blois
Independent Consultant
Former Mayor, City of Goleta

Dana L. Boutain
Certified Public Accountant
Managing Director, CBIZ

Tom L. Dobyns
Retired Bank CEO

John D. Illgen
Modeling and Simulation 
Consultant

James W. Lokey
Retired Bank
Chairman and CEO

Shereef Moharram 
Attorney
Partner, Price, Postel 
& Parma LLP

Kirk B. Stovesand
Certified Public Accountant
Partner, Walpole & Co.

Executive  
Management Team

Senior  
Management Team

Martin E. Plourd 
President and CEO
Maureen C. Clark 
Executive Vice President 
Chief Operating Officer  
and Chief Information Officer
William F. Filippin 
Executive Vice President 
Chief Banking Officer
Kristine D. Price 
Executive Vice President 
Chief Credit Officer
Susan C. Thompson 
Executive Vice President 
Chief Financial Officer

Jonathan Apilado 
Senior Vice President 
Controller
Jason Bietz 
Regional President
Clay Dickens 
Senior Vice President 
Senior Loan Consultant
Luis Garcia-Moreira 
Senior Vice President 
Cash Management Manager
James D. Gray 
Senior Vice President 
Manufactured Home  
Division Manager

Seth Harvey 
Senior Vice President 
Credit Administrator and  
Commercial Underwriting Manager

Cynthia M. Hooper 
Senior Vice President 
Loan Servicing Department Manager
Chris Lem 
Senior Vice President 
Compliance Manager
Laura Maffei 
Senior Vice President 
Regional Agriculture Loan Manager
Janie Marlborough 
Senior Vice President 
Credit Administration Policy and 
Project Manager

Kevin W. Moon 
Senior Vice President 
Director of Marketing  
and Product Development

Jennifer Ofner 
Senior Vice President 
Director of Human Resources
Brian Schwabecher 
Regional President
Thomas Wetzel 
Senior Vice President 
Chief Risk Officer

Michael Will 
Senior Vice President 
Staff Attorney

Corporate Headquarters

445 Pine Avenue
Goleta, CA 93117
(805) 692-5821
Fax (805) 692-5835
www.communitywest.com