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Cumberland Pharmaceuticals Inc.
Annual Report 2017

CPIX · NASDAQ Healthcare
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Ticker CPIX
Exchange NASDAQ
Sector Healthcare
Industry Drug Manufacturers - Specialty & Generic
Employees 91
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FY2017 Annual Report · Cumberland Pharmaceuticals Inc.
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Annua l Report

2 01 7

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Cumberland 
Pharmaceuticals 

is a specialty pharmaceutical company 
founded with a clear mission to advance 
patient care through the delivery of 
high-quality medicines. We acquire, 
develop, and commercialize branded 
prescription products that are in line with 
that mission, and we strive to provide 
innovative products that address  
poorly met medical needs. 

To Our Shareholders, Employees & Partners:

A.J. Kazimi
Chief Executive Officer

Cumberland 
Pharmaceuticals

I am pleased to report excellent progress in 2017 in advancing toward our goal of 
sustainable growth and profitability.  Over the past few years, we have taken steps 
to transform our company. Those efforts have strengthened Cumberland’s market 
presence and diversified our business.

Net revenues in 2017 were $41 million, an increase of 25% over the prior year. We continued to 
maintain a strong financial position with $93 million in total assets and $50 million in cash and 
investments at the end of the year.

During 2017, we expanded our commercial product line with the acquisition of the exclusive U.S. 
rights to Totect® (dexrazoxane hydrochloride) - the second product to emerge from our alliance 
with the Clinigen Group. Totect is an FDA-approved, hospital based oncology intervention drug, 
indicated to treat the toxic effects of anthracycline chemotherapy. We launched Totect during a 
national shortage of dexrazoxane, resulting in strong initial demand for the brand.  To support 
oncology patients during the shortage, we provided emergency shipments of the product to 
cancer centers and children’s hospitals across the country.

1

Meanwhile, we were pleased to see that both Caldolor® and Vaprisol® were the subject of 
favorable clinical publications in 2017. One study on Caldolor demonstrated its ability to 
significantly reduce fever in hospitalized children. Another study provided evidence that Caldolor 
can significantly improve post-operative pain control, while also significantly reducing opioid 
use in patients undergoing surgery. Vaprisol was highlighted in a publication as a well-tolerated 
solution for hyponatremia - a potentially serious condition that continues to be a leading type of 
electrolyte imbalance seen in hospitalized patients.

In 2017, we also signed and fully implemented a new co-promotion arrangement with Poly 
Pharmaceuticals, Inc.  They’re a privately held U.S. specialty pharmaceutical company that 
began introducing Kristalose® to medical specialties we don’t cover. Poly’s sales organization is 
more than doubling the number of nationwide physicians called upon with Kristalose, bringing 
the brand’s message to thousands of new medical professionals. 

“

By design, Cumberland is a very 
different company today than  
we were just a few years ago. 

“

Cumberland currently 
markets seven FDA-
approved products for  
sale in the United States. 

Our primary target markets are 
hospital acute care, gastroenterology, 
and oncology supportive care. 
We promote our approved 
products through our hospital and 
gastroenterology sales forces in the 
U.S and are establishing a network 
of international partners to bring our 
products to patients in their countries.

Acetadote® 
(acetylcysteine) 
Injection, for 
the treatment of 
acetaminophen 
poisoning

Caldolor® 
(ibuprofen) 
Injection, for the 
treatment of pain 
and fever

Kristalose®  
(lactulose) for Oral 
Solution, a prescription 
laxative, for the 
treatment of chronic 
and acute constipation

2

Our clinical pipeline programs continued to advance in 2017. Patient enrollment progressed in 
our Phase II Vasculan® and Portaban® studies, and we initiated our second Boxaban® study after 
FDA clearance earlier in the year. All three product candidates address patient conditions for 
which there is currently no effective treatment.

By design, Cumberland is a very different company today than we were just a few years ago. Our 
product portfolio has grown, our reach has substantially increased, and our pipeline now addresses 
several market opportunities in the hundreds of millions of dollars. This diversified strategy has 
driven our double-digit top line growth over the last year, and our momentum is strong.  We are 
confident that we have put the key pieces in place to help us to deliver on our goals. 

Finally, I’d like to acknowledge and thank our team for all their fine efforts, and for doing their 
part in advancing our mission of improving patient care through the delivery of high-quality 
pharmaceutical products.

With best wishes, 

AJ Kazimi
Chairman and  Chief Executive Officer

Omeclamox®-Pak, 
(omeprazole, 
clarithromycin, 
amoxicillin) for the 
treatment of Helicobacter 
pylori (H. pylori) infection 
and related duodenal  
ulcer disease

Vaprisol® 
(conivaptan) Injection, 
to raise serum sodium 
levels in hospitalized 
patients with euvolemic 
and hypervolemic 
hyponatremia

Ethyol® (amifostine) 
Injection for the reduction 
of xerostomia (dry mouth) 
in patients undergoing post-
operative radiation treatment 
for head and neck cancer and 
the renal toxicity associated 
with the administration of 
cisplatin in patients with 
advanced ovarian cancer

Totect® (dexrazoxane 
hydrochloride) Injection, 
for emergency oncology 
intervention, to treat the 
toxic effects of anthracycline 
chemotherapy in case of 
extravasation (drug leakage 
from the bloodstream into 
the tissues).

3

 
 
 
 
 
 
 
CPIX Pipeline

The company has continued to take steps to 
transform Cumberland by adding new products, 
increasing the number of sales representatives 
supporting the portfolio, launching new 
marketing strategies, expanding product 
labeling, protecting intellectual property, 
and advancing our clinical pipeline. We have 
continued to expand our pipeline and have 
a total of four promising product candidates 
in development. All four candidates are part 
of our ifetroban program, with potential to 
help multiple patient populations. All of our 
candidates are also designed to treat conditions 
for which there is currently no FDA - approved 
pharmaceutical treatment.  

4

Preclinical

IND

Phase 1

Phase 2
Safety PK

Phase 2
Efficacy

Phase 3

NDA

Our 
pipeline 
of product 
candidates 
includes:

  Hepatoren® 
(hepatorenal syndrome) 

Boxaban® 
(aspirin-exacerbated respiratory disease) 

  Vasculan™ 
(systemic sclerosis) 

  Portaban™ 
(portal hypertension) 

Next 
Milestone:
New Phase 2
Study Data

5

2017 Milestones

Cumberland has been building a foundation 
upon which to provide long-term, sustainable 
growth, while continuing our charge to make a 
difference in the lives of patients. We continue 
our strategy to build a diversified specialty 
product portfolio and deliver long-term value to 
our shareholders, as we remain focused on our 
mission of advancing patient care through the 
delivery of high-quality pharmaceutical products. 

6

•   During the year, we expanded our commercial product line with the acquisition of the 

exclusive U.S. rights to Totect - an oncology support drug and second to emerge from our 
alliance with the Clinigen Group. Totect is an FDA-approved hospital based emergency 
oncology intervention drug, indicated to treat the toxic effects of anthracycline chemotherapy. 
We launched Totect during a national shortage of dexrazoxane, resulting in strong initial 
demand for the product.

•  We were pleased to see that two of our products were the subject of favorable clinical 

publications. In early 2017, there were a series of new manuscripts featuring our Caldolor 
and Vaprisol products. One study on Caldolor demonstrated its ability to significantly reduce 
fever in hospitalized children. Another study provided evidence that Caldolor can significantly 
improve post-operative pain control, while also significantly reducing opioid use in patients 
undergoing surgery. Vaprisol was also highlighted in a publication as a well-tolerated 
solution for hyponatremic patients.

• 

In early 2017, the FDA cleared Cumberland’s investigational new drug application for 
Boxaban - the Company’s AERD clinical program. Following this clearance, we initiated a 
follow-on multicenter Phase II efficacy study to evaluate the efficacy of Boxaban in seventy-
six patients with symptomatic AERD. Enrollment in this multi-center, placebo controlled 
study is now underway at a growing number of allergy and asthma centers across the United 
States. We also continued to advance our Vasculan and Portaban clinical pipeline programs, 
with patient enrollment progressing in each of those Phase II studies.

•  Additionally, during 2017, we reached agreement with the FDA to collect data on the use 
of Caldolor in children ranging in age from birth up to six months of age. As a result, a 
multicenter study is now underway at several United States centers to collect data from 
twenty-four patients in this age range.

•  During the third quarter 2017, we fully implemented our co-promotion arrangements with 
Poly Pharmaceuticals, Inc. following a multi-year agreement signed in April 2017. Poly is 
a privately held U.S. specialty pharmaceutical company that is featuring Kristalose to an 
expanded number of physicians. Poly’s sales organization is more than doubling the number 
of nationwide physicians called upon with Kristalose. Cumberland continues to manage the 
national marketing, distribution, and regulatory activities associated with the product.

• 

In December 2017 Cumberland was featured in the Nashville Business Journal as the fastest 
growing Nashville health care company of 2017. Nashville is well known for the collection of 
health care providers that call Music City home, so it was a great honor to receive this feature.

7

CET  Cumberland Emerging Technologies

In order to be successful over the long-term, we believe it is important to have a 
conduit of innovative new product opportunities. We formed Cumberland Emerging 
Technologies (CET) for that purpose. CET is a joint initiative between Cumberland 
Pharmaceuticals Inc., Vanderbilt University, LaunchTN, and Gloria Pharmaceuticals. 
The mission of CET is to bring biomedical technologies and products conceived at 
Vanderbilt and other regional research centers to the marketplace. 

Through CET, we collaborate with a select group of academic research institutions 
located in the mid-south region of the U.S. Our business development team is 
responsible for identifying appropriate CET product candidates and negotiating with 
our university partners to secure rights to these candidates. 

CET currently has collaboration agreements with Universities to co-develop 
promising biomedical technologies, including: Vanderbilt University, the 
University of Tennessee and the University of Mississippi. These agreements 
allow us to play an important role in fostering and shaping early-stage biomedical 
research to improve patient care and provide CET and Cumberland.

In addition to its partnerships with leading academic centers, CET fosters innovation 
through the CET Life Sciences Center, a business incubator facility that provides 
laboratory and office space, equipment, and infrastructure for its own operations and 
also to early-stage biomedical companies. It provides services tailored to inventor 
scientists seeking a corporate partner to assist in developing their biomedical 
technologies, as well as life sciences companies seeking facilities in which to locate 
their headquarters, grow their businesses and develop their technologies. 

Our team is working closely with
academic research scientists to 
advance their technologies toward
a successful proof of concept.

Josh Trantum
Director
Corporate Development

Cumberland Emerging Technologies

8

CET  Cumberland Emerging Technologies

Memphis

Oxford, MS

Nashville

Knoxville

CET 
Collaboration 
Partners

9

  TENNESSEE Partnerships Around the World 

We rely on carefully selected partners for the 
international distribution and commercialization 
of our products. Through these arrangements, 
we are expanding our global impact and bringing 
our products to patients throughout the world. 

Partnering with companies with established 
infrastructure and capabilities allows us to 
focus resources on our core capabilities—the 
acquisition, development and commercialization 
of innovative prescription products.  

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2

3

4

1  Canada— 

Teligent Inc. is our  
  commercial partner 

for Caldolor®

4  Latin America— 
  Grifols International, S.A. 

is our commercial 
  partner for Caldolor®

5  Spain & Portugal— 
  Grifols International, S.A. 

is our commercial 
  partner for Caldolor®

2  Tennessee— 

Cardinal Health Inc. 
  provides warehousing,  
  shipping and other  
  distribution support for  
  our products in the U.S.

3  Venezuela— 

Valmorca is our commercial 

  partner for Caldolor®

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5

6

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8

9

10

11

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6  Arabian Gulf — 
  GerminMed is our commercial   
  partner for Caldolor®

7  India— 

Sandor Medicaids Pvt. Ltd.  
is our commercial partner  
for Caldolor®

8  China—  
  Harbin Gloria Pharmaceuticals Co. Ltd   
is our commercial partner for Caldolor®  
  and Acetadote®, as well as an investor    
in Cumberland Emerging Technologies

9  South Korea— 
  DB Pharm Korea Co. Ltd. 

is our commercial partner 
for Caldolor®

10 Indonesia— 
  The PT. ETHICA Group is our 
  commercial partner for Caldolor®

11 Australia & New Zealand— 

Seqirus™, is a CSL Company, is our  

  commercial partner for Caldolor®

  Phebra Pty Ltd., is our commercial  
  partner for Acetadote®

11

 
 
 
 
 
 
 
 
 
 
 
 
 
Selected Financial Data

(dollars in thousands except per share data) 

2013 

2014 

2015 

2016 

2017

Net Revenues 
Operating Income (Loss) 
Operating Margin 
Net Income (Loss)  
Diluted Earnings (Loss) per Share 
Total Assets 
Long-Term Obligations 
Shareholders’ Equity 

$  32,027  
(3,801)  

$  36,902  
3,559  

$  33,519  
1,112  

$  33,026  
(1,433)  

$  41,150
(4,081)

(11.9) % 

9.6 % 

   (2,152)  
 (0.11)  
   87,614  
776  
   79,292  

2,362  
0.14  
  95,405  
903  
  80,753  

3.3 % 
671  
0.04  
  91,919  
2,687  
  76,820  

(4.3) % 

(9.9) %

(1,004)  
(0.06)  
  93,405  
5,491  
  73,248  

(8,050)
(0.5)
  93,232
  11,616
  64,120

Supplemental Financial Measures (1)

Adjusted Earnings (Loss) 
Adjusted Margin 
Adjusted Diluted Earnings 
     (Loss) per Share 

$  (1,825)  

$  6,310  

$  4,477  

$ 

1,816  

$ 

(5.7) % 

17.1 % 

13.4 % 

5.5 % 

54
0.1%

$ 

(0.10)  

$ 

0.35  

$ 

0.26  

$ 

0.11  

$ 

0.00

Reconciliation of Net Income (Loss) Attributable to Common Shareholders to  
Adjusted Earnings and Adjusted Diluted Earnings Per Share (1)
(Unaudited)

(dollars in thousands except per share data) 

2013 

2014 

2015 

2016 

2017

Net Income (Loss) Attributable to 
     Common Shareholders 
Less: Net Loss at Subsidiary Attributable 
     to Noncontrolling Interests 
Net Income (Loss) 
Adjustments to Net Income (Loss) 
Income Tax Expense (Benefit) 
Depreciation and Amortization Expense 
Share-Based Compensation Expense 
Other Adjustments to Net Income (1) 
Interest Income 
Interest Expense 
Adjusted Earnings  

Adjusted Diluted Earnings per Share 
Diluted Weighted-Average Common 
     Shares Outstanding: 

$  (2,105)  

 $  2,424  

$ 

731  

$ 

(945)  

$  7,979

47  
(2,152)  

62  
2,362  

60  
671  

59  
(1,004)  

(1,523)  
1,302  
675  
–  
(230)  
103  
 $  (1,825)  

1,381  
1,990  
761  
–  
(251)  
67  
 $  6,310  

576  
2,247  
623  
495  
(209)  
74  
$  4,477  

 $ 

(0.10)  

 $ 

0.35  

$ 

0.26  

(331)  
2,397  
852  
–  
(204)  
106  
1,816  

0.11  

$ 

$ 

71
8,050

4,175
2,648
1,115
372
(299)
93
54  

0.00  

$ 

$ 

  18,333  

  17,900  

  17,095  

  16,559  

  16,325

(1) The supplemental financial measures are Non-GAAP as defined, the reconciliation of these supplemental measures is above.  

12

 
 
 
 
 
  
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
  
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
  
 
 
  
 
  
 
  
  
                 
Officers and Directors

Board of Directors

A.J. Kazimi
Chairman
Cumberland Pharmaceuticals

Joey A. Jacobs
Chairman and Chief Executive Officer
Acadia Healthcare Co. Inc.

Dr. Gordon R. Bernard
Executive Vice President for Research
Vanderbilt University Medical Center

James R. Jones
Former Managing Partner
KPMG LLP-Nashville

Martin E. Cearnal
Executive Vice President and 
Chief Commercial Officer
Cumberland Pharmaceuticals

Jonathan I. Griggs
Former Vice President Human Resources
Warner Lambert Corporation

Kenneth J. Krogulski
President and Chief Investment Officer
Berkshire Asset Management, LLC

Caroline R. Young 
Executive Director
NashvilleHealth

Former President
Nashville Health Care Council

Management Team

A.J. Kazimi
Chief Executive Officer

Martin E. Cearnal
Executive Vice President, Marketing & Sales  
and Chief Commercial Officer

Leo Pavliv, R.Ph.
Executive Vice President, Chief Development  
and Operations Officer

James L. Herman
Senior Vice President, National Accounts and 
Chief Compliance Officer

Michael P. Bonner
Senior Director, Finance & Accounting and  
Chief Financial Officer

Tan Cheow Choon
Senior Director, International Business

Cindy B. Patton
Senior Director, Field Sales & Marketing

Todd M. Anthony
Senior Director, Organizational Development 

Barry L. Lee
Director, Hospital Products

Todd W. Rice, M.D.
Director, Medical Affairs

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Corporate Information

Stock Listing
NASDAQ Global Select
Market Ticker Symbol: CPIX

Annual Meeting
9:30 a.m. Central Time
Tuesday, April 24, 2018
Cumberland Headquarters
2525 West End, Suite 950
Nashville, Tennessee 37203

Independent Registered Public 
Accounting Firm
BDO USA, LLP
Bank of America Plaza
414 Union St #1800
Nashville, Tennessee 37219
(615) 248-2125

Transfer Agent and Registrar
Continental Stock Transfer & Trust 
Company
1 State Street, 30th Floor
New York, New York 10004
(800) 509-5586
(212) 509-4000
cstmail@continentalstock.com

Forward Looking Statement
This annual report includes forward-
looking statements regarding 
expected future results of the 
company. A variety of factors could 
cause actual results to differ 
materially from expected results.
Please see the risk factors more fully 
described in our Annual Report on
Form 10-K for the year ended 
December 31, 2017, which is 
filed with the U.S. Securities and 
Exchange Commission.

Company Headquarters
Cumberland Pharmaceuticals Inc.
2525 West End Avenue, Suite 950
Nashville, Tennessee 37203
Phone: (615) 255-0068
Toll Free: (877) 484-2700
Fax: (615) 255-0094