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FVCBankcorp, Inc.

fvcb · NASDAQ Financial Services
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Ticker fvcb
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 110
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FY2016 Annual Report · FVCBankcorp, Inc.
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2016 Annual Report

March 10, 2017

To Our Shareholders:

2016 was a pivotal year in FVCBankcorp, Inc.’s (the “Company”) existence, as we achieved record earnings and higher asset growth 
than the preceding year. We are excited about new opportunities in the market and our momentum as we begin the 10th year of 
operations. I am delighted to share our financial performance with you.

The Company reported consolidated earnings of $1.7 million for the fourth quarter of 2016, or $0.20 diluted earnings per share, an 
increase of $711 thousand, or 69.1%, compared with the 2015 fourth quarter net income of $1.0 million, or $0.12 diluted earnings 
per share. Net income was $6.9 million and $5.4 million for the years ended December 31, 2016, and 2015, respectively, an increase 
of $1.5 million, or 27.9%. Diluted earnings per share was $0.79 and $0.64 for the respective periods. The increase in net income 
reflects the strong loan growth funded by low-cost deposits. 

Total assets increased to $909.3 million, compared with $737.0 million as of December 31, 2016, and 2015, respectively, an increase 
of $172.5 million, or 23.4%. Loans receivable totaled $768.1 million as of December 31, 2016, compared with $623.6 million as 
of December 31, 2015, an increase of $144.5 million, or 23.2%. The Company deployed proceeds from the subordinated debt 
offering and excess liquidity to purchase investment securities. The subordinated debt offering enabled us to continue our growth 
while maintaining adequate capital without diluting our shareholders. We ended the year with our strongest quarterly loan growth to 
date; loans increased $80.4 million fueled by a robust loan pipeline and customer transactions required to close before year-end. 

Total deposits increased to $776.0 million as of December 31, 2016, compared with $626.6 million as of December 31, 2015, an 
increase of $149.4 million, or 23.8%. Noninterest-bearing deposits increased to $165.7 million from $129.1 million as of December 
31,  2016,  and  2015,  respectively,  an  increase  of  $36.6  million,  or  28.3%.  Noninterest-bearing  deposits  comprised  21.3%  and 
20.6% of total deposits at December 31, 2016, and 2015, respectively. Wholesale deposits totaled $62.2 million as of December 31, 
2016, compared with $55.4 million as of December 31, 2015, representing only 8.0% and 8.8% of total deposits for the respective 
periods.  The  increase  in  core  deposits  and,  specifically,  noninterest-bearing  deposits,  is  primarily  attributable  to  the  Company’s 
relationship banking strategy with our growing customer base.

We continue our efforts and our commitment to enhance shareholder value. Tangible book value per share increased to $9.79 from 
$8.95 as of December 31, 2016, and 2015, respectively, representing $0.84, or 9.4% for the 12-month period.

Net interest income increased to $27.2 million, compared with $22.9 million for the years ended December 31, 2016, and 2015, 
respectively, representing an increase of $4.3 million, or 18.8% for the 12-month period.  Net interest income for the year ended 
December  31, 2016, also includes a full six months of the Company’s  $25 million subordinated  debt issued on June  20,  2016.  
The Company’s net interest margin was 3.53% and 3.69% for the years ended December 31, 2016, and 2015, respectively. 

Noninterest  expenses  increased  $1.7  million,  or  11.9%  for  the  years  ended  December  31,  2016,  and  2015,  respectively.  The 
efficiency  ratio  improved  to  58.16%,  compared  with  61.46%,  for  the  years  ended  December  31,  2016,  and  2015,  respectively.  
We also improved efficiency while opening our sixth branch in Ashburn, Virginia in the fourth quarter of 2016.  

Asset quality remains strong as nonperforming assets and loans 90 days or more past due totaled only $249 thousand, or 0.03% 
of total assets. The Company recognized charge-offs totaling $1.3 million related to the disposition of five nonaccrual loans for the 
year ended December 31, 2016. We continue to diligently monitor our loan portfolio to identify early warning signs and proactively 
manage the loans.

We  are  grateful  to  our  dedicated  employees  who  consistently  strive  to  exceed  customer  expectations.    We  appreciate  the  
support of our shareholders who continue to refer new customers and maintain their own banking relationship with us.  We look 
forward to a successful 2017 as we continue to enhance earnings while growing our balance sheet with relationship driven loans 
and deposits.

Best Regards,

David W. Pijor
Chairman, President and Chief Executive Officer

DIRECTORS

David W. Pijor 
Chairman

L. Burwell Gunn 
Vice Chairman

EXECUTIVE OFFICERS

David W. Pijor 
President 
Chief Executive Officer

Patricia A. Ferrick 
Executive Vice President 
Chief Financial Officer

Scott Laughlin

Sidney G. Simmonds

Thomas L. Patterson

Daniel M. Testa

Devin Satz

Philip “Trey” R. Wills III

Lawrence W. Schwartz

William G. Byers 
Executive Vice President  
Chief Lending Officer

B. Todd Dempsey 
Executive Vice President 
Chief Operating Officer 

Michael G. Nassy 
Executive Vice President 
Chief Credit Officer

REGIONAL LENDING OFFICERS

Alissa Curry Briggs 
Senior Vice President 
Regional Lending Executive

James C. Elliott 
Senior Vice President 
Regional Lending Executive

Lance D. Nobles 
Senior Vice President 
Regional Lending Executive

Christopher O. Turley 
Senior Vice President 
Regional Lending Executive

OFFICERS

Michelle L. Buckles 
Senior Vice President 
Compliance

Terry L. Elliott 
Senior Vice President 
Lending

Terry R. Frey 
Senior Vice President 
Lending

Alberta A. Gibson 
Senior Vice President 
Human Resources

Michael Y. Huang 
Senior Vice President 
Finance

Sharon L. Jackson 
Senior Vice President 
Retail

Todd E. Lattimer 
Senior Vice President 
Lending

Brian R. Tower 
Senior Vice President 
Lending

Huong K. Van 
Senior Vice President 
Lending

Jacqueline S. Marbell-Edson 
Senior Vice President 
Loan Administration

Steffany R. Watson 
Senior Vice President 
Cash Management

Farideh Mullafiroze 
Senior Vice President 
Business Development 

Joshua F. Steele 
Senior Vice President 
Lending

 
Loan and Deposit Growth

Increasing Profitability

Selected Financial Data

For the year ended December 31, (Unaudited)

(dollars in thousands, except per share data)

2016

2015

2014

2013

2012

2011

 Selected Balances

Total assets

Total investment securities

Total loans

Allowance for loan losses

Total deposits

Subordinated notes, net of issuance costs

Other borrowings

Total shareholders’ equity

 Summary Results of Operations

Interest income

Interest expense

Net interest income

Provision for loan losses

Net interest income after provision for loan losses

Noninterest income - gains on sales of securities available-for-sale 

Noninterest income - gains on sales of loans

Noninterest income - services charges and other income

Noninterest expense

Income before taxes

Income tax expense (benefit)

Net income

 Per Share Data*

Net income, basic

Net income, diluted

Book value

Tangible Book value

Shares outstanding

 Significant Ratios

Net interest margin

Efficiency ratio

Return on average assets

Return on average equity

Total risk based capital (to risk weighted assets)

Tier 1 capital (to risk weighted assets)

Common equity tier 1 (CET1) capital (to risk weighted assets)

Tier 1 capital (to average assets)

 Asset Quality

Nonperforming assets and loans 90+ past due

Nonperforming assets and loans 90+ past due to total assets

Allowance for loan losses to loans

Allowance for loan losses to nonperforming assets

Net charge-offs (recovery)

$

$

$

$

$

$

$

 909,305 

$

 736,807 

$

 604,756 

$

 506,717 

$

 422,761 

$

 261,037 

 113,988 

 768,102 

 (6,452)

 775,991 

 24,247 

 27,000 

 79,811 

 67,795 

 623,559 

 (6,239)

 626,640 

- -   

 35,650 

 72,752 

 62,697 

 509,938 

 (5,565)

 504,220 

- -   

 32,500 

 66,815 

 56,890 

 411,040 

 (4,792)

 429,990 

- -   

 14,500 

 60,903 

 29,128 

 331,428 

 (3,757)

 378,702 

- -   

 2,500 

 39,143 

 25,830 

 213,361 

 (2,754)

 223,369 

- -   

 2,500 

 33,785 

$

 32,587 

$

 26,557 

$

 22,473 

$

 18,491 

$

 15,095 

$

 12,169 

 5,387 

 27,200 

 1,471 

 25,729 

 71 

- -   

 1,149 

 16,446 

 10,503 

 3,571 

 6,932 

 3,665 

 22,892 

 1,073 

 21,819 

 68 

- -   

 1,093 

 14,701 

 8,279 

 2,860 

 5,419 

 3,288 

 19,185 

 886 

 18,299 

 77 

 196 

 1,040 

 13,316 

 6,296 

 2,162 

 4,133 

 2,960 

 15,531 

 803 

 14,728 

 204 

- -   

 821 

 12,228 

 3,525 

 1,297 

 2,228 

 2,515 

 12,580 

 1,227 

 11,353 

 23 

- -   

 1,075 

 10,168 

 2,283 

 805 

 1,478 

 0.85 

 0.79 

 9.80 

 9.79 

$

$

$

$

 0.67 

 0.64 

 8.97 

 8.95 

$

$

$

$

 0.51 

 0.51 

 8.24 

 8.22 

$

$

$

$

 0.31 

 0.31 

 7.53 

 7.51 

$

$

$

$

 0.28 

 0.28 

 7.06 

 7.02 

$

$

$

$

 2,293 

 9,875 

 649 

 9,226 

 5 

- -   

 464 

 8,253 

 1,442 

 (558)

 2,000 

 0.45 

 0.45 

 6.61 

 6.61 

8,143,127

8,113,025

8,110,153

8,088,644

5,544,994

5,113,095

3.53%

58.16%

0.88%

8.91%

13.16%

12.37%

12.37%

11.89%

3.69%

61.46%

0.85%

7.70%

12.20%

11.25%

11.25%

10.82%

3.63%

65.21%

0.76%

6.45%

13.62%

12.53%

N/A

10.96%

3.59%

74.78%

0.50%

4.21%

15.89%

14.71%

N/A

12.58%

4.09%

74.46%

0.47%

4.11%

12.29%

11.13%

N/A

9.16%

 249 

$

 2,559 

$

 1,601 

$

 2,988 

$

 4,623 

$

0.03%

0.84%

0.35%

1.00%

0.26%

1.09%

0.59%

1.17%

2,591.16%

243.81%

347.51%

160.37%

1.09%

1.13%

81.27%

 1,257 

$

 399 

$

 113 

$

 (231)

$

 225 

$

4.15%

79.76%

0.81%

7.51%

14.27%

13.14%

N/A

12.44%

 5,902 

2.26%

1.29%

46.67%

- -   

0.00%

Net charge-offs (recovery) to average loans

0.19%

0.07%

0.03%

(0.06%)

0.07%

* Adjusted for 5-for-4 stock splits in 2016 and 2015

Consolidated Financial Report

FVCBankcorp, Inc. and Subsidiary
Fairfax, Virginia 
December 31, 2016

Contents

     Page

Independent Auditor’s Report  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

Consolidated Financial Statements

Consolidated balance sheets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

Consolidated statements of income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

Consolidated statements of comprehensive income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

Consolidated statements of cash flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

Consolidated statements of changes in shareholders’ equity  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

Notes to consolidated financial statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-36

 
 
 
 
 
 
 
 
 
 
 
 
 
Independent Auditor’s Report

To the Board of Directors and Shareholders
FVCBankcorp, Inc.
Fairfax, Virginia

Report on the Financial Statements
We  have  audited  the  accompanying  consolidated  financial  statements  of  FVCBankcorp,  Inc.  and  its  subsidiary, 
which  comprise  the  consolidated  balance  sheets  as  of  December  31,  2016  and  2015,  the  related  consolidated 
statements of income, comprehensive income, changes in shareholders’ equity and cash flows for the years then 
ended, and the related notes to the consolidated financial statements (collectively, the financial statements).

Management’s Responsibility for the Financial Statements
Management is responsible for the preparation and fair presentation of these financial statements in accordance with 
accounting principles generally accepted in the United States of America; this includes the design, implementation, 
and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are 
free from material misstatement, whether due to fraud or error.

Auditor’s Responsibility
Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our 
audits in accordance with auditing standards generally accepted in the United States of America. Those standards 
require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements 
are free from material misstatement.

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial 
statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of 
material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, 
the  auditor  considers  internal  control  relevant  to  the  entity’s  preparation  and  fair  presentation  of  the  financial 
statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose 
of  expressing  an  opinion  on  the  effectiveness  of  the  entity’s  internal  control.  Accordingly,  we  express  no  such 
opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness 
of  significant  accounting  estimates  made  by  management,  as  well  as  evaluating  the  overall  presentation  of  the 
financial statements.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit 
opinion.

Opinion
In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position 
of FVCBankcorp, Inc. and its subsidiary as of December 31, 2016 and 2015, and the results of their operations and 
their cash flows for the years then ended in accordance with accounting principles generally accepted in the United 
States of America.

Winchester, Virginia
March 10, 2017

Annual Report 2016 

1

 
Consolidated Financial Statements

 Consolidated Balance Sheets
December 31, 2016 and 2015

Assets

Cash and due from banks

Interest-bearing deposits at other financial institutions

Securities held-to-maturity (fair market value of $1,754,084 in 2016 and $2,244,390 in 2015)

Securities available-for-sale, at fair market value

Restricted stock, at cost

Loans, net of allowance for loan losses of $6,452,481 for 2016 and $6,238,606 for 2015

Premises and equipment, net

Accrued interest receivable

Prepaid expenses

Deferred tax assets, net

Core deposit intangible

Bank owned life insurance (BOLI)

Other assets

Total assets

Liabilities and Shareholders’ Equity

Liabilities
Deposits:

Noninterest-bearing

Interest-bearing checking, savings and money market

Time deposits

     Total deposits

FHLB advances

Subordinated notes, net of issuance costs

Accrued interest payable

Accrued expenses and other liabilities

Total liabilities

Commitments and Contingent Liabilities

Shareholders’ Equity

Preferred stock

$

$

 $

 $

$

2016

2015

5,174,470 

3,509,686 

1,759,763 

112,228,111 

4,431,900 

761,649,079 

1,270,742 

2,496,427 

603,182 

4,368,117 

119,000 

10,828,189 

 866,456 
909,305,122

$

$ 

5,257,136 

 23,442,934 

 2,246,992 

 65,547,520 

 4,048,000 

 617,320,037 

 1,511,900 

 1,908,487 

 648,459 

 3,684,617 

 139,400 

10,524,789 

527,148 
736,807,419

165,661,647 

 $

129,078,409 

369,281,290 

241,048,042 

775,990,979 

27,000,000 

 24,247,346

 170,367

 2,084,992

 $

$

285,622,930

211,938,452

626,639,791 

35,650,000

 - -

 132,743

 1,633,195

$

829,493,684 

$

664,055,729 

$0.01 par value, authorized 1,000,000 shares; no shares issued and outstanding in 2016 and 2015

 $

- - 

 $

- - 

Common stock

$0.01 par value, authorized 20,000,000 shares; 8,143,127 and 6,490,420 shares issued  
and outstanding in 2016 and 2015, respectively

Additional paid-in capital

Retained earnings

Accumulated other comprehensive (loss), net

Total shareholders’ equity

Total liabilities and shareholders’ equity

See Notes to Consolidated Financial Statements.

 81,431 

 63,139,580

 17,889,459

 (1,299,032)

79,811,438 
909,305,122 

 $
 $

 64,904

 62,343,894

 10,956,822

 (613,930)

72,751,690 
736,807,419 

 $
 $

2 

FVCBankcorp, Inc. 

 
 
 
 
 
 
 
 
 
 Consolidated Statements of Income
For the Years Ended December 31, 2016 and 2015

2016

2015

Interest and Dividend Income
Interest and fees on loans
Interest and dividends on securities held-to-maturity
Interest and dividends on securities available-for-sale
Dividends on restricted stock
Interest on deposits at other financial institutions
Interest on federal funds sold

Total interest and dividend income

Interest Expense 

Interest on deposits
Interest on federal funds purchased
Interest on short-term debt
Interest on long-term debt
Interest on subordinated notes
Total interest expense

Net Interest Income
Provision for loan losses

Net interest income after provision for loan losses

Noninterest Income 

Service charges on deposit accounts
Gains on sale of securities available-for-sale
BOLI income
Other fee income

Total noninterest income

Noninterest Expenses

Salaries and employee benefits
Occupancy and equipment expense
Data processing and network administration
State franchise taxes
Audit, legal and consulting fees
Loan related expenses
FDIC insurance
Marketing, business development and advertising
Director fees
Postage, courier and telephone
Internet banking
Dues, memberships & publications
Bank insurance
Printing and supplies
Bank charges
State assessments
Core deposit intangible amortization
Other operating expenses

Total noninterest expenses

Net income before income tax expense

Income tax expense

Net income 

Earnings per share, basic

Earnings per share, diluted

See Notes to Consolidated Financial Statements.

$

$

$

$

$

$

$

$

$

$

$

$

$

$

 30,595,706 
 28,435 
 1,691,363 
 170,320 
 101,396 
 4 
 32,587,224 

 4,473,459 
 475 
 39,415 
 32,251 
 841,165 
 5,386,765 

 27,200,459 
 1,471,000 
 25,729,459 

 564,005 
 71,124 
 303,400 
 281,595 
 1,220,124 

 9,803,624 
 2,097,731 
 911,497 
 747,970 
 376,116 
 363,362 
 355,856 
 349,686 
 336,600 
 206,006 
 186,058 
 114,292 
 108,736 
 107,632 
 67,127 
 56,122 
 20,400 
 237,008 
 16,445,823 

 10,503,760 

 3,571,123 

 6,932,637 

 0.85 

 0.79 

$

$

$

$

$

$

$

$

$

$

$

$

$

 25,340,584 
 40,058 
 998,877 
 145,453 
 32,081 
 - - 
 26,557,053 

 3,618,983 
 428 
 11,869 
 33,250 
 - - 
 3,664,530 

 22,892,523 
 1,072,820 
 21,819,703 

 565,963 
 67,482 
 325,437 
 202,021 
 1,160,903 

 8,807,837 
 1,950,856 
 838,663 
 680,297 
 331,540 
 138,747 
 367,168 
 256,475 
 279,128 
 195,111 
 150,471 
 109,225 
 84,826 
 102,282 
 65,025 
 100,409 
 20,400 
 223,278 
 14,701,738 

 8,278,868 

 2,859,797 

 5,419,071 

 0.67 

 0.64 

Annual Report 2016 

3

 Consolidated Statements of Comprehensive Income
 For the Years Ended December 31, 2016 and 2015

Net income

Other comprehensive (loss):

Unrealized (loss) on securities available for sale, net of tax $(345,959) and $(85,388), respectively

Reclassification adjustment for gains realized in income, net of tax $24,182 and $22,944, respectively

Total other comprehensive (loss)

Total comprehensive income

See Notes to Consolidated Financial Statements.

2016

2015

$

$
$

6,932,637 

$

5,419,071 

 (638,160)

 (46,942)

(685,102)
6,247,535 

$
$

 (165,753)

 (44,538)

(210,291)
5,208,780 

4 

FVCBankcorp, Inc. 

 Consolidated Statements of Cash Flows
 For the Years Ended December 31, 2016 and 2015

Cash Flows From Operating Activities

Reconciliation of net income to net cash provided by operating activities:

Net income
Depreciation
Provision for loan losses
Net amortization of premium of securities
Net amortization of deferred loan costs and purchase premiums
Stock-based compensation expense
BOLI income
Realized gains on securities sales
Deferred income tax (benefit)
Core deposits intangible amortization
Changes in assets and liabilities:

(Increase) in accrued interest receivable, prepaid expenses and other assets
Increase in accrued interest payable, accrued expenses and other liabilities
    Net cash provided by operating activities

Cash Flows From Investing Activities

Maturities of certificates of deposits purchased for investment
Decrease (increase) in interest-bearing deposits at other financial institutions
Purchases of securities held-to-maturity
Purchases of securities available-for-sale
Proceeds from sales of securities available-for-sale
Proceeds from maturities and calls of securities held-to-maturity
Proceeds from maturities and calls of securities available-for-sale
Proceeds from prepayments of securities available-for-sale
Net (purchase) of restricted stock
Net (increase) in loans
Proceeds from recovery of charged off loans 
(Purchases) of premises and equipment

    Net cash (used in) investing activities

Cash Flows From Financing Activities

Net increase in noninterest-bearing, interest-bearing checking, savings, and money market deposits
Net increase in time deposits
(Decrease) increase in FHLB advances
Issuance of subordinated notes, net
Cash paid in lieu of fractional shares
Common stock issuance

    Net cash provided by financing activities
    Net (decrease) increase in cash and cash equivalents

Cash and cash equivalents, beginning of year
Cash and cash equivalents, end of year

Supplemental Disclosures of Cash Flow Information

Cash payments for interest
Cash payments for income taxes

Supplemental Disclosures of Noncash Investing Activity

Unrealized (losses) on securities available-for-sale

See Notes to Consolidated Financial Statements.

2016

2015

$

$

$

$

$

$
$

$

$
$

$

 6,932,637 
 523,392 
 1,471,000 
 386,164 
 423,970 
 697,809 
 (303,400)
 (71,124)
 (313,357)
 20,400 

 (881,971)
 489,421 
 9,374,941 

 245,000 
 19,933,248 
 (1,496,475)
 (67,229,584)
 3,955,150 
 2,000,000 
 2,500,000 
 12,462,261 
 (383,900)
 (146,224,012)
 - - 
 (282,234)
 (174,520,546)

 120,241,598 
 29,109,590 
 (8,650,000)
 24,247,346 
 (5,250)
 119,654 
 165,062,938 
 (82,667)
 5,257,136
 5,174,469

 5,349,141 
 3,040,000 

 (1,055,243)

$

$

$

$

$

$
$

$

$
$

$

 5,419,071 
 563,579 
 1,072,820 
 199,397 
 170,136 
 705,000 
 (325,437)
 (67,482)
 (365,885)
 20,400 

 (595,922)
 545,397 
 7,341,074 

 1,000,000 
 (12,527,725)
 (2,246,047)
 (31,874,397)
 19,513,845 
 - - 
 913,043 
 7,145,904 
 (160,750)
 (114,201,576)
 11,534 
 (330,872)
 (132,757,041)

 109,220,424 
 13,198,999 
 3,150,000 
 - - 
 (3,348)
 26,325 
 125,592,400 
 176,433 
 5,080,703 
 5,257,136 

 3,644,211 
 2,625,000 

 (318,623)

Annual Report 2016 

5

 
 Consolidated Statements of Changes in Shareholders’ Equity
 For the Years Ended December 31, 2016 and 2015

Shares 

Common 
 Stock 

Additional
Paid-in
 Capital 

Retained 
 Earnings 

Accumulated 
Other
Comprehensive
 (Loss) 

Balance at December 31, 2014

 5,190,498 

$

 25,952,490 

$

35,728,331 

$

 5,537,751 

$

 (403,639)

$

   Net income

Other comprehensive loss

5-for-4 stock split

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 1,297,485 

 6,487,425 

 (6,490,773)

Common stock issuance for options 
exercised

Par value change from $5.00 to $0.01

Stock-based compensation expense,  
net of tax benefit of $90,526

 2,437 

 - - 

- -

 12,185 

 14,140 

 (32,387,196)

 32,387,196 

- -

 705,000 

 5,419,071 

 - - 

- -

 - -

 - - 

- -

 - - 

 (210,291)

- -

 - -

 - - 

- -

Total
66,814,933 

 5,419,071 

 (210,291)

 (3,348)

 26,325 

 - - 

 705,000 

Balance at December 31, 2015

 6,490,420 

$

64,904 

$

62,343,894 

$

10,956,822 

$

(613,930)

$

72,751,690 

   Net income

Other comprehensive loss

5-for-4 stock split

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 1,627,379 

 16,274 

 (21,524)

Common stock issuance for options 
exercised

Stock-based compensation expense,  
net of tax benefit of $91,953

 25,328 

 253 

 119,401 

- -

- -

 697,809 

 6,932,637 

 - - 

 - - 

 - - 

- -

 - - 

 (685,102)

 - - 

 - - 

- -

 6,932,637 

 (685,102)

 (5,250)

 119,654 

 697,809 

Balance at December 31, 2016

 8,143,127 

$

81,431 

$

63,139,580 

$

17,889,459 

$

(1,299,032)

$

79,811,438 

See Notes to Consolidated Financial Statements.

6 

FVCBankcorp, Inc. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Notes to Consolidated Financial Statements

Note 1. 

Organization and Summary of Significant Accounting Policies

Organization
FVCBankcorp, Inc. (the “Company”), a Virginia corporation, was formed in 2015 and is registered as a bank holding 
company  under  the  Bank  Holding  Company  Act  of  1956,  as  amended.  The  Company  is  headquartered  in  Fairfax, 
Virginia. The Company conducts its business activities through the branch offices of its wholly owned subsidiary bank, 
First Virginia Community Bank (the “Bank”). The Company exists primarily for the purposes of holding the stock of its 
subsidiary, the Bank. 

The Bank was organized under the laws of the Commonwealth of Virginia to engage in a general banking business 
serving the community in and around Fairfax, Virginia.  The Bank commenced regular operations on November 27, 
2007 and is a member of the Federal Reserve System and the Federal Deposit Insurance Corporation. It is subject 
to the regulations of the Federal Reserve System and the State Corporation Commission of Virginia. Consequently, it 
undergoes periodic examinations by these regulatory authorities.

Principles of Consolidation
The consolidated financial statements include the accounts of FVCBankcorp, Inc. and its wholly owned subsidiary. All 
material intercompany balances and transactions have been eliminated in consolidation.

Significant Accounting Policies
The accounting and reporting policies of the Company are in accordance with accounting principles generally accepted 
in the United States of America and conform to general practices within the banking industry. The more significant of 
these policies are summarized below.

Stock Split and Par Value
On  May  26,  2016,  the  Company  declared  a  five-for-four  common  stock  split.  The  earnings  per  share  for  the  years 
ended December 31, 2016 and 2015 have been retroactively adjusted for this split as if it occurred on January 1, 2015.

On March 23, 2015, the Company declared a five-for-four common stock split. The earnings per share for the year 
ended  December  31,  2015  have  been  retroactively  adjusted  for  this  split  as  if  it  occurred  on  January  1,  2015.  On 
October 30, 2015, the Company reduced the par value of its common stock from $5.00 per share to $0.01 per share.

Cash and Cash Equivalents
For purposes of the statements of cash flows, cash and cash equivalents include cash on hand, amounts due from 
banks and federal funds sold. Generally, federal funds are purchased and sold for one day periods.

Annual Report 2016 

7

Securities
Debt  securities  that  management  has  the  positive  intent  and  ability  to  hold  to  maturity  are  classified  as  “held-to-
maturity” and recorded at amortized cost. Securities not classified as held-to-maturity, including equity securities with 
readily determinable fair values, are classified as “available-for-sale” and recorded at fair value, with unrealized gains 
and losses excluded from earnings and reported in other comprehensive income.  Restricted stock, such as Federal 
Reserve Bank stock, Federal Home Loan Bank (FHLB) stock and Community Bankers’ Bank stock, is carried at cost, 
based on the redemption provisions of these correspondent banks.

Purchase  premiums  and  discounts  are  recognized  in  interest  income  using  the  interest  method  over  the  terms  of 
the securities. Declines in the fair value of available-for-sale securities below their cost that are deemed to be other 
than  temporary  are  reflected  in  earnings  as  realized  losses.  In  estimating  other-than-temporary  impairment  losses, 
management considers (1) the length of time and the extent to which the fair value has been less than cost, (2) the 
financial condition and near-term prospects of the  issuer and (3) whether the Company intends to sell the  security, 
whether it is more likely than not that the Company will be required to sell the security before recovery of its amortized 
costs basis and whether the Company expects to recover the security’s entire cost basis. Gains and losses on the sale 
of securities are recorded on the trade date and are determined using the specific identification method.

Loans
The  Company  grants  commercial  real  estate,  commercial  non-real  estate  and  consumer  loans  to  its  customers.  A 
substantial portion of the loan portfolio includes commercial loans throughout the greater Washington, D.C. metropolitan 
area,  initially  focusing  on  the  counties  of  Arlington,  Fairfax,  Loudoun  and  Prince  William,  Virginia.  The  ability  of  the 
Company’s debtors to honor their contracts is dependent upon the real estate and general economic conditions in this 
area.

The recorded investment in loans that management has the intent and ability to hold represents the customers unpaid 
principal balances, net of partial charge-offs. Interest income is accrued on the unpaid principal balance. Loan origination 
and commitment fees and certain direct costs are deferred and the net amount is amortized as an adjustment of the 
related loans’ yield. The Company is amortizing these amounts over the loans’ contractual lives.

Past due status is monitored based on customers’ contractual payment status for all loans. The accrual of interest on 
mortgage and commercial loans is discontinued at the time the loan becomes 90 days delinquent unless the credit is 
well-secured and in process of collection. Nonperforming loans are placed either on nonaccrual status pending further 
collection efforts or charged off if collection of principal or interest is considered doubtful. 

All interest accrued but not collected for loans that are placed on nonaccrual or charged off is reversed against interest 
income. The interest on loans in nonaccrual status is accounted for on the cost recovery method, until qualifying for 
return to accrual. Loans are returned to accrual status when all the principal and interest amounts contractually due 
are brought current and future payments are reasonably assured. 

Troubled Debt Restructurings
In situations where, for economic or legal reasons related to a borrower’s financial condition, the Company may grant 
a  concession  to  the  borrower  that  it  would  not  otherwise  consider,  the  related  loan  is  classified  as  a  troubled  debt 
restructuring (TDR). The Company strives to identify borrowers in financial difficulty early and work with them to modify 
their loan to more affordable terms before their loan reaches nonaccrual status. These modified terms may include rate 
reductions, principal forgiveness, payment forbearance and other actions intended to minimize the economic loss and 
to avoid foreclosure or repossession of the collateral. In cases where borrowers are granted new terms that provide for 
a reduction of either interest or principal, the Company measures any impairment on the restructuring as noted above 
for impaired loans. 

8 

FVCBankcorp, Inc. 

Allowance for Loan Losses
The allowance for loan losses is a valuation allowance for probable incurred credit losses. Loan losses are charged 
against  the  allowance  when  management  believes  the  uncollectibility  of  a  loan  balance  is  confirmed.  Subsequent 
recoveries, if any, are credited to the allowance. Management estimates the allowance balance required using past loan 
loss experience, the nature and volume of the portfolio, information about specific borrower situations and estimated 
collateral values, economic conditions, and other factors. Allocations of the allowance may be made for specific loans, 
but the entire allowance is available for any loan that, in management’s judgment, should be charged off. Charge-offs 
of loans are made by portfolio segment at the time that the collection of the full principal, in management’s judgment, 
is doubtful. This methodology for determining charge-offs is consistently applied to each segment.

The  allowance  consists  of  specific,  general  and  unallocated  reserves.  Specific  reserves  relate  to  loans  that  are 
individually classified as impaired. A loan is impaired when, based on current information and events, it is probable 
that the Company will be unable to collect all amounts due according to the contractual terms of the loan agreement. 
Measurement of impairment is based on the expected future cash flows of an impaired loan, which are to be discounted 
at the loan’s effective interest rate, or measured by reference to an observable market value, if one exists, or the fair 
value of the collateral for a collateral-dependent loan. The Company selects the measurement method on a loan-by-
loan basis except that collateral-dependent loans for which foreclosure is probable are measured at the fair value of 
the collateral. 

Larger  balance,  non-homogeneous  loans  are  individually  evaluated  for  possible  impairment.  If  a  loan  is  impaired,  a 
portion of the allowance is allocated so that the loan is reported, net, at the present value of estimated future cash flows 
using the loan’s existing rate or at the fair value of collateral if repayment is expected solely from the collateral. Smaller 
balance, homogeneous loans are collectively evaluated for impairment. 

The  Company  recognizes  interest  income  on  impaired  loans  based  on  its  existing  methods  of  recognizing  interest 
income on nonaccrual loans. Loans for which the terms have been modified resulting in a concession and for which 
the borrower is experiencing financial difficulties, are considered troubled debt restructurings and classified as impaired 
with  measurement  of  impairment  based  on  expected  future  cash  flows  discounted  using  the  loan’s  effective  rate 
immediately prior to the restructuring.

General reserves cover non-impaired loans and are based on peer group historical loss rates for each portfolio segment, 
adjusted for the effects of qualitative or environmental factors that are likely to cause estimated credit losses as of the 
evaluation date to differ from the portfolio segment’s historical loss experience. Qualitative factors include consideration 
of the following: changes in lending policies and procedures; changes in economic conditions; changes in the nature 
and volume of the portfolio; changes in the experience, ability and depth of lending management and other relevant 
staff; changes in the volume and severity of past due, nonaccrual and other adversely graded loans; changes in the 
loan review system; changes in the value of the underlying collateral for collateral-dependent loans; concentrations of 
credit and the effect of other external factors such as competition and legal and regulatory requirements.

The  unallocated  component  of  the  allowance  is  maintained  to  cover  uncertainties  that  could  affect  management’s 
estimate  of  losses  inherent  in  the  loan  portfolio.    The  unallocated  component  of  the  allowance  reflects  the  margin 
of imprecision inherent in the underlying assumptions used for estimating the specific and general losses in the loan 
portfolio.

Portfolio segments identified by the Company include commercial real estate, commercial and industrial, commercial 
construction, consumer residential, consumer nonresidential and consumer construction. Relevant risk characteristics 
for these portfolio segments generally include debt service coverage, loan-to-value ratios and financial performance on 
non-consumer loans and credit scores, debt-to-income, collateral type and loan-to-value ratios for consumer loans. 
The Company uses the same segments and classes for analyzing adequacy of general allowances.

Annual Report 2016 

9

Premises and Equipment
Leasehold improvements, computer software, furniture, fixtures and equipment are stated at cost less accumulated 
depreciation. Depreciation is computed using the straight-line method over the assets’ estimated useful lives or life of 
lease. Estimated useful lives are 10 years for leasehold improvements and 3 to 7 years for computer software, furniture, 
fixtures and equipment.

Intangible Assets
The  Company’s  intangible  assets  were  acquired  in  the  acquisition  of  1st  Commonwealth  Bank  of  Virginia  in  2012. 
ASC 350, Intangibles-Goodwill and Other (ASC 350), prescribes accounting for intangible assets subsequent to initial 
recognition. Acquired intangible assets (such as core deposit intangibles) are separately recognized if the benefit of the 
assets can be sold, transferred, licensed, rented, or exchanged, and amortized over their useful lives.  Intangible assets 
related to acquisition are amortized. The core deposit intangible asset, based on an independent valuation, is being 
amortized over its estimated life of 10 years. 

Foreclosed Properties
Assets acquired through, or in lieu of, loan foreclosure are held for sale. At the time of acquisition, these properties 
are recorded at fair value less estimated selling costs, with any write down charged to the allowance for loan losses. 
Subsequent to foreclosure, valuations of the assets are periodically performed by management. Adjustments are made 
for subsequent decline in the fair market value of the assets less selling costs. Revenue and expenses from operations 
and valuation changes are included in net expenses from foreclosed assets. The Company had no foreclosed assets 
during the years ended December 31, 2016 and 2015.

The Company had no consumer mortgage loans secured by residential real estate properties for which formal foreclosure 
proceedings were in process as of December 31, 2016 and 2015.

Bank Owned Life Insurance
The Company has purchased life insurance policies on certain key employees. Bank owned life insurance is recorded 
at the amount that can be realized under the insurance contract at the balance date, which is the cash surrender value.

Transfers of Financial Assets
Transfers of financial assets are accounted for as sales, when control over the assets has been surrendered. Control over 
transferred assets is deemed surrendered when (1) the assets have been isolated from the Company – put presumptively 
beyond reach of the transferor and its creditors, even in bankruptcy or other receivership, (2) the transferee obtains 
the right (free of conditions that constrain it from taking advantage of that right) to pledge or exchange the transferred 
assets, and (3) the Company does not maintain effective control over the transferred assets through an agreement to 
repurchase them before their maturity or the ability to unilaterally cause the holder to return specific assets.

Use of Estimates
In preparing consolidated financial statements in conformity with accounting principles generally accepted in the United 
States of America, management is required to make estimates and assumptions that affect the reported amounts of 
assets and liabilities as of the date of the balance sheet and reported amounts of revenue and expenses during the 
reporting period. Actual results could differ from those estimates. Material estimates that are particularly susceptible to 
significant change in the near term relate to the determination of the allowance for loan losses, the valuation of deferred 
tax assets, and the fair value of financial instruments.

10 

FVCBankcorp, Inc. 

Income Taxes
Deferred taxes are provided on a liability method whereby deferred tax assets and liabilities are recognized for deductible 
temporary differences. Temporary differences are the differences between the reported amounts of assets and liabilities 
and their tax basis. Deferred tax assets are reduced by a valuation allowance when, in the opinion of management, it 
is more likely than not that some portion or all of the deferred tax assets will not be realized. Deferred tax assets and 
liabilities are adjusted for the effects of changes in tax laws and rates on the date of enactment. 

Deferred income tax expense results from changes in deferred tax assets and liabilities between periods. Deferred tax 
assets are recognized if it is more likely than not, based on the technical merits, that the tax position will be realized 
or sustained upon examination. The term more likely than not means a likelihood of more than 50 percent; the terms 
examined  and  upon  examination  also  include  resolution  of  the  related  appeals  or  litigation  processes,  if  any.  A  tax 
position that meets the more-likely-than-not recognition threshold is initially and subsequently measured as the largest 
amount  of  tax  benefit  that  has  a  greater  than  50  percent  likelihood  of  being  realized  upon  settlement  with  a  taxing 
authority that has full knowledge of all relevant information. The determination of whether or not a tax position has met 
the  more-likely-than-not  recognition  threshold  considers  the  facts,  circumstances,  and  information  available  at  the 
reporting date and is subject to management’s judgment. Deferred tax assets are reduced by a valuation allowance if, 
based on the weight of evidence available, it is more likely than not that some portion or all of a deferred tax asset will 
not be realized. 

Advertising Costs
The Company follows the policy of charging all of advertising to expense as incurred.

Comprehensive Income (Loss)
Comprehensive income consists of net income and other comprehensive income. Other comprehensive income (loss) 
includes unrealized gains (losses) on securities available-for-sale, which are also recognized as separate components 
of  equity.  Items  reclassified  out  of  accumulated  other  comprehensive  income  (loss)  to  net  income  relate  solely  to 
realized gains (losses) on sales of securities available-for-sale and appear under the caption “Gains on sale of securities 
available-for-sales” in the Company’s statements of income. 

Fair Value of Financial Instruments
Fair values of financial instruments are estimated using relevant market information and other assumptions, as more 
fully disclosed in Note 15. Fair value estimates involve uncertainties and matters of significant judgment. Changes in 
assumptions or in market conditions could significantly affect the estimates. 

Stock Compensation Plans
Authoritative accounting guidance requires that the compensation cost relating to share-based payment transactions 
be  recognized  in  the  financial  statements.  That  cost  is  measured  based  on  the  fair  value  of  the  equity  or  liability 
instruments issued. The guidance covers a wide range of share-based compensation arrangements including stock 
options, restricted share plans, performance-based awards, share appreciation rights, and employee share purchase 
plans.  The  guidance  requires  entities  to  measure  the  cost  of  employee  services  recognized  in  exchange  for  stock 
options based on the grant-date fair value of the award, and to recognize the cost over the period the employee is 
required to provide services for the award. The Company uses the Black-Scholes option-pricing model to meet the fair 
value objective as outlined in the accounting literature. 

Annual Report 2016 

11

 
Retirement Plan
Employee 401(k) expense is the amount of matching contributions paid by the Company. 401(k) expense was $180,214 
and $172,095 for the years ended December 31, 2016 and 2015, respectively.

Earnings Per Share
Basic earnings per share represent income available to common shareholders divided by the weighted-average number 
of common shares outstanding during the period. Diluted earnings per share reflect additional common shares that 
would  have  been  outstanding  if  dilutive  potential  common  shares  had  been  issued,  as  well  as  any  adjustment  to 
income that would result from the assumed issuance. Potential common shares that may be issued by the Company 
consist solely of outstanding stock options, and are determined using the treasury method.

Reclassifications
Certain prior year amounts have been reclassified to conform to the current year’s method of presentation. None of 
these reclassifications were significant.

Recent Accounting Pronouncements 
In January 2016, the FASB issued ASU 2016-01, “Financial Instruments – Overall (Subtopic 825-10): Recognition and 
Measurement of Financial Assets and Financial Liabilities.” The amendments in ASU 2016-01, among other things: 1) 
Requires equity investments (except those accounted for under the equity method of accounting, or those that result 
in consolidation of the investee) to be measured at fair value with changes in fair value recognized in net income. 2) 
Requires public business entities to use the exit price notion when measuring the fair value of financial instruments 
for disclosure purposes. 3) Requires separate presentation of financial assets and financial liabilities by measurement 
category and form of financial asset (i.e., securities or loans and receivables). 4) Eliminates the requirement for public 
business entities to disclose the method(s) and significant assumptions used to estimate the fair value that is required 
to be disclosed for financial instruments measured at amortized cost. The amendments in this ASU are effective for 
public companies for fiscal years beginning after December 15, 2017, including interim periods within those fiscal years. 
The Company is currently assessing the impact that ASU 2016-01 will have on its consolidated financial statements.

In February 2016, the FASB issued ASU No. 2016-02, “Leases (Topic 842).” Among other things, in the amendments in 
ASU 2016-02, lessees will be required to recognize the following for all leases (with the exception of short-term leases) 
at the commencement date: (1) A lease liability, which is a lessee‘s obligation to make lease payments arising from a 
lease, measured on a discounted basis; and (2) A right-of-use asset, which is an asset that represents the lessee’s right 
to use, or control the use of, a specified asset for the lease term. Under the new guidance, lessor accounting is largely 
unchanged. Certain targeted improvements were made to align, where necessary, lessor accounting with the lessee 
accounting model and Topic 606, Revenue from Contracts with Customers. The amendments in this ASU are effective 
for fiscal years beginning after December 15, 2018, including interim periods within those fiscal years. Early application 
is  permitted  upon  issuance.  Lessees  (for  capital  and  operating  leases)  and  lessors  (for  sales-type,  direct  financing, 
and operating leases) must apply a modified retrospective transition approach for leases existing at, or entered into 
after, the beginning of the earliest comparative period presented in the financial statements. The modified retrospective 
approach would not require any transition accounting for leases that expired before the earliest comparative period 
presented.  Lessees  and  lessors  may  not  apply  a  full  retrospective  transition  approach.  The  Company  is  currently 
assessing the impact that ASU 2016-02 will have on its consolidated financial statements.

12 

FVCBankcorp, Inc. 

During  March  2016,  the  FASB  issued  ASU  No.  2016-09,  “Compensation  –  Stock  Compensation  (Topic  718): 
Improvements  to  Employee  Shares-Based  Payment  Accounting.”  The  amendments  in  this  ASU  simplify  several 
aspects  of  the  accounting  for  share-based  payment  award  transactions  including:  (a)  income  tax  consequences; 
(b)  classification  of  awards  as  either  equity  or  liabilities;  and  (c)  classification  on  the  statement  of  cash  flows.  The 
amendments are effective for public companies for annual periods beginning after December 15, 2016, and interim 
periods within those annual periods. The Company is currently assessing the impact that ASU 2016-09 will have on its 
consolidated financial statements.

During June 2016, the FASB issued ASU No. 2016-13, “Financial Instruments – Credit Losses (Topic 326): Measurement 
of Credit Losses on Financial Instruments.” The amendments in this ASU, among other things, require the measurement 
of  all  expected  credit  losses  for  financial  assets  held  at  the  reporting  date  based  on  historical  experience,  current 
conditions,  and  reasonable  and  supportable  forecasts.  Financial  institutions  and  other  organizations  will  now  use 
forward-looking information to better inform their credit loss estimates. Many of the loss estimation techniques applied 
today will still be permitted, although the inputs to those techniques will change to reflect the full amount of expected 
credit losses. In addition, the ASU amends the accounting for credit losses on available-for-sale debt securities and 
purchased financial assets with credit deterioration. The amendments in this ASU are effective for SEC filers for fiscal 
years, and interim periods within those fiscal years, beginning after December 15, 2019. For public companies that are 
not SEC filers, the amendments in this ASU are effective for fiscal years, and interim periods within those fiscal years, 
beginning after December 15, 2020. The Company is currently assessing the impact that ASU 2016-13 will have on its 
consolidated financial statements.

During  August  2016,  the  FASB  issued  ASU  No.  2016-15,  “Statement  of  Cash  Flows  (Topic  230):  Classification  of 
Certain Cash Receipts and Cash Payments”, to address diversity in how certain cash receipts and cash payments are 
presented and classified in the statement of cash flows. The amendments are effective for public business entities for 
fiscal years beginning after December 15, 2017, and interim periods within those fiscal years. The amendments should 
be applied using a retrospective transition method to each period presented. If retrospective application is impractical 
for some of the issues addressed by the update, the amendments for those issues would be applied prospectively as 
of the earliest date practicable. Early adoption is permitted, including adoption in an interim period. The Company does 
not expect the adoption of ASU 2016-15 to have a material impact on its consolidated financial statements.

During January 2017, the FASB issued ASU No. 2017-01, “Business Combinations (Topic 805): Clarifying the Definition 
of a Business”. The amendments in this ASU clarify the definition of a business with the objective of adding guidance to 
assist entities with evaluating whether transactions should be accounted for as acquisitions (or disposals) of assets or 
businesses. Under the current implementation guidance in Topic 805, there are three elements of a business—inputs, 
processes, and outputs. While an integrated set of assets and activities (collectively referred to as a “set”) that is a 
business usually has outputs, outputs are not required to be present. In addition, all the inputs and processes that 
a seller uses in operating a set are not required if market participants can acquire the set and continue to produce 
outputs. The amendments in this ASU provide a screen to determine when a set is not a business. If the screen is not 
met, the amendments (1) require that to be considered a business, a set must include, at a minimum, an input and a 
substantive process that together significantly contribute to the ability to create output and (2) remove the evaluation 
of whether a market participant could replace missing elements. The ASU provides a framework to assist entities in 
evaluating whether both an input and a substantive process are present. The amendments in this ASU are effective 
for  annual  periods  beginning  after  December  15,  2017,  including  interim  periods  within  those  annual  periods.  The 
amendments in this ASU should be applied prospectively on or after the effective date. No disclosures are required at 
transition. The Company does not expect the adoption of ASU 2017-01 to have a material impact on its consolidated 
financial statements.

Annual Report 2016 

13

During January 2017, the FASB issued ASU No. 2017-04, “Intangibles – Goodwill and Other (Topic 350): Simplifying 
the Test for Goodwill Impairment”. The amendments in this ASU simplify how an entity is required to test goodwill for 
impairment by eliminating Step 2 from the goodwill impairment test. Step 2 measures a goodwill impairment loss by 
comparing the implied fair value of a reporting unit’s goodwill with the carrying amount of that goodwill. Instead, under 
the amendments in this ASU, an entity should perform its annual, or interim, goodwill impairment test by comparing the 
fair value of a reporting unit with its carrying amount. An entity still has the option to perform the qualitative assessment 
for a reporting unit to determine if the quantitative impairment test is necessary. Public business entities that are U.S. 
Securities  and  Exchange  Commission  (SEC)  filers  should  adopt  the  amendments  in  this  ASU  for  annual  or  interim 
goodwill impairment tests in fiscal years beginning after December 15, 2019. Public business entities that are not SEC 
filers should adopt the amendments in this ASU for annual or interim goodwill impairment tests in fiscal years beginning 
after December 15, 2020. Early adoption is permitted for interim or annual goodwill impairment tests performed on 
testing dates after January 1, 2017. The Company does not expect the adoption of ASU 2017-04 to have a material 
impact on its consolidated financial statements.

Note 2. 

Restrictions on Cash and Amounts Due From Banks

To comply with Federal Reserve regulations, the Company is required to maintain average balances with the Federal 
Reserve  Bank.  At  December  31,  2016  and  2015,  these  reserve  balance  requirements  amounted  to  $646,000  and  
$0, respectively.

14 

FVCBankcorp, Inc. 

Note 3. 

Securities

Amortized cost and fair values of securities held-to-maturity and securities available-for-sale as of December 31, 2016 
and 2015, are as follows:

Held-to-maturity

Securities of state and local municipalities tax exempt

Securities of U.S. government and federal agencies

Total Held-to-maturity Securities

Available-for-sale

Securities of U.S. government and federal agencies

Securities of state and local municipalities tax exempt

Securities of state and local municipalities taxable

Corporate bonds

Corporate securities

Certificates of deposit

SBA pass-through securities

Mortgage-backed securities

Collateralized mortgage obligations

Total Available-for-sale Securities

Held-to-maturity

Securities of state and local municipalities tax exempt

Securities of U.S. government and federal agencies

Total Held-to-maturity Securities

Available-for-sale

Securities of U.S. government and federal agencies

Securities of state and local municipalities tax exempt

Securities of state and local municipalities taxable

Corporate bonds

Certificates of deposit

SBA pass-through securities

Mortgage-backed securities

Collateralized mortgage obligations

Total Available-for-sale Securities

2016

Amortized
Cost

$

$

$

263,285

1,496,478

1,759,763

$

$

1,000,000 

$

 3,709,473 

 2,832,466 

 7,000,000 

 466,650 

 740,000 

 317,427 

 80,787,404 

 17,360,132 

Gross
Unrealized
Gains

Gross 
Unrealized
(Losses) 

Fair
Value 

$

$

- -

 - - 

- - 

- - 

 - - 

 1,190 

 81,223 

 44,550 

 4,301 

 - - 

 - - 

 6,449 

(4,197)

 (1,482)

(5,679)

$

$

259,088

1,494,996

1,754,084 

(38,970)

$

 (91,738)

 (63,057)

 (57,330)

 - - 

 - - 

 (11,637)

 (1,362,361)

 (498,061)

961,030 

 3,617,735 

 2,770,599 

 7,023,893 

 511,200 

 744,301 

 305,790 

 79,425,043 

 16,868,520 

$

114,213,552 

$

137,713 

$

(2,123,154)

$

112,228,111 

$

$

$

2015

Amortized
Cost

Gross
Unrealized
Gains

Gross 
Unrealized
(Losses) 

Fair
Value 

 263,141 

 1,983,851 

 2,246,992 

$

$

4,048 

$

 69 

4,117 

- - 

 (6,719)

(6,719)

$

$

267,189 

 1,977,201 

2,244,390 

 1,500,000 

$

- - 

$

(16,062)

$

 1,726,350 

 1,306,314 

 2,000,000 

 985,000 

 380,583 

 37,403,209 

 21,176,262 

 2,249 

 1,686 

 - - 

 7,411 

 - - 

 17,760 

 6,905 

 (234)

 - - 

 (59,130)

 - - 

 (9,439)

 (261,189)

 (620,155)

1,483,938 

 1,728,365 

 1,308,000 

 1,940,870 

 992,411 

 371,144 

 37,159,780 

 20,563,012 

$

66,477,718 

$

36,011 

$

(966,209)

$

65,547,520 

At December 31, 2016 and 2015, securities with a market value of $807,411 and $957,951 were pledged to secure 
borrowings at the Federal Reserve Bank.

Annual Report 2016 

15

At  December  31,  2016  and  2015,  securities  with  a  market  value  of  $9,165,968  and  $5,144,064  were  pledged  to 
secure borrowings at the Federal Home Loan Bank of Atlanta.

At December 31, 2016 and 2015, securities with a market value of $92,756,879 and $41,963,694 were pledged to 
secure public deposits with the Treasury Board of Virginia at the Community Bankers’ Bank.

The following table shows fair value and gross unrealized losses, aggregated by investment category and length of 
time that individual securities have been in a continuous unrealized loss position, at December 31, 2016 and 2015, 
respectively.  The  reference  point  for  determining  when  securities  are  in  an  unrealized  loss  position  is  month-end. 
Therefore,  it  is  possible  that  a  security’s  market  value  exceeded  its  amortized  cost  on  other  days  during  the  past 
twelve-month period. Available-for-sale securities that have been in a continuous unrealized loss position are as follows:

At December 31, 2016

Less Than 12 Months

12 Months or Longer

Total

Securities of U.S. government and federal 
agencies
Securities of state and local municipalities 
tax exempt
Securities of state and local municipalities 
taxable
Corporate bonds
SBA pass-through securities
Mortgage-backed securities
Collateralized mortgage obligations
    Total

At December 31, 2015

Securities of U.S. government and federal 
agencies
Securities of state and local municipalities 
tax exempt
Corporate bonds
SBA pass-through securities
Mortgage-backed securities
Collateralized mortgage obligations
    Total

Fair 
Value

Unrealized 
Losses

Fair 
Value

Unrealized 
Losses

Fair 
Value

Unrealized 
Losses

$

 961,030 

$

 (38,970)

$

- - 

$

- -  $

961,030 

$

(38,970)

 3,617,735 

 (91,738)

 - - 

 - - 

 3,617,735 

 (91,738)

 1,979,109 
 942,670 
 305,790 
 78,598,292 
 5,958,540 
 92,363,166 

$

 (63,057)
 (57,330)
 (11,637)
 (1,344,371)
 (102,821)
 (1,709,924)

$

 - - 
 - - 
 - - 
 826,751 
 8,955,627 
9,782,378 

$

 - - 
 - - 
 - - 
 (17,990)
 (395,240)
(413,230)

$

 1,979,109 
 942,670 
 305,790 
 79,425,043 
 14,914,167 
 102,145,544 

$

 (63,057)
 (57,330)
 (11,637)
 (1,362,361)
 (498,061)
(2,123,154)

Less Than 12 Months

12 Months or Longer

Total

Fair 
Value

Unrealized 
Losses

Fair 
Value

Unrealized 
Losses

Fair 
Value

Unrealized 
Losses

- - 

$

 - -  $

1,483,938 

$

(16,062)

$

1,483,938 

$

(16,062)

 288,490 
 1,940,870 
 - - 
 33,795,118 
 9,893,597 
45,918,075 

$

 (234)
 (59,130)
 - - 
 (252,341)
 (223,514)
(535,219)

$

 - - 
 - - 
 371,144 
 1,184,231 
 8,845,178 
11,884,491 

$

 - - 
 - - 
 (9,439)
 (8,848)
 (396,641)
(430,990)

$

 288,490 
 1,940,870 
 371,144 
 34,979,349 
 18,738,775 
57,802,566 

$

 (234)
 (59,130)
 (9,439)
 (261,189)
 (620,155)
(966,209)

$

$

$

As  of  December  31,  2016  and  2015,  the  Company  had  two  and  one,  respectively,  held-to-maturity  security  in  an 
unrealized loss position of less than twelve months. The fair value of the securities was $1,754,084 and $993,281 and 
the unrealized losses were $5,679 and $6,719, respectively.

Securities  of  U.S.  government  and  federal  agencies:  The  unrealized  losses  were  caused  by  interest  rate  increases. 
The contractual terms of these investments do not permit the issuer to settle the securities at a price less than the 
amortized  cost  basis  of  the  investments.  Because  the  Company  does  not  intend  to  sell  the  investments  and  it  is 
not more likely than not that the Company will be required to sell the investments before recovery of their amortized 
cost basis, which may be maturity, the Company does not consider those investments to be other-than-temporarily 
impaired at December 31, 2016.

16 

FVCBankcorp, Inc. 

Securities of state and local municipalities: The unrealized losses on the investments in securities of state and local 
municipalities were caused by interest rate increases. The contractual terms of those investments do not permit the 
issuer to settle the securities at a price less than the amortized cost basis of the investments. Because the Company 
does not intend to sell the investments and it is not more likely than not that the Company will be required to sell the 
investments before recovery of their amortized cost basis, which may be maturity, the Company does not consider 
those  investments  to  be  other-than-temporarily  impaired  at  December  31,  2016.  Seven  of  these  nine  investments 
carries an S&P investment grade rating of AA- or above. Remaining two investments carry a Moody’s investment grade 
rating of Aa3 or above.

Corporate bonds: The unrealized losses on the investments in corporate bonds were caused by interest rate increases. 
The contractual terms of those investments do not permit the issuer to settle the securities at a price less than the 
amortized  cost  basis  of  the  investments.  Because  the  Company  does  not  intend  to  sell  the  investments  and  it  is 
not more likely than not that the Company will be required to sell the investments before recovery of their amortized 
cost basis, which may be maturity, the Company does not consider those investments to be other-than-temporarily 
impaired at December 31, 2016. One of these six investments carries an S&P investment grade rating of A. Remaining 
five investments do not carry ratings. 

SBA pass-through securities: The unrealized losses on the Company’s investment in SBA pass-through securities were 
caused by interest rate increases. Repayment of the principal on those investments is guaranteed by an agency of the 
U.S. Government. Accordingly, it is expected that the securities would not be settled at a price less than the amortized 
cost basis of the Company’s investments. Because the decline in market value is attributable to changes in interest 
rates  and  not  credit  quality,  and  because  the  Company  does  not  intend  to  sell  the  investments  and  it  is  not  more 
likely than not that the Company will be required to sell the investments before recovery of their amortized cost basis, 
which may be maturity, the Company does not consider those investments to be other-than-temporarily impaired at 
December 31, 2016.

Mortgage-backed securities: The unrealized losses on the Company’s investment in mortgage-backed securities were 
caused by interest rate increases. The contractual cash flows of those investments are guaranteed by an agency of the 
U.S. Government. Accordingly, it is expected that the securities would not be settled at a price less than the amortized 
cost basis of the Company’s investments. Because the decline in market value is attributable to changes in interest 
rates  and  not  credit  quality,  and  because  the  Company  does  not  intend  to  sell  the  investments  and  it  is  not  more 
likely than not that the Company will be required to sell the investments before recovery of their amortized cost basis, 
which may be maturity, the Company does not consider those investments to be other-than-temporarily impaired at 
December 31, 2016.

Collateralized mortgage obligations (CMOs): The unrealized loss associated with CMOs was caused by interest rate 
increases.  The  contractual  cash  flows  of  these  investments  are  guaranteed  by  an  agency  of  the  U.S.  Government. 
Accordingly, it is expected that the securities would not be settled at a price less than the amortized cost basis of the 
Company’s investments. Because the decline in market value is attributable to changes in interest rates and not credit 
quality, and because the Company does not intend to sell the investments and it is not more likely than not that the 
Company will be required to sell the investments before recovery of their amortized cost basis, which may be maturity, 
the Company does not consider those investments to be other-than-temporarily impaired at December 31, 2016.

Annual Report 2016 

17

The amortized cost and fair value of securities available-for-sale as of December 31, 2016, by contractual maturity, are 
shown below. Expected maturities may differ from contractual maturities because issuers may have the right to call or 
prepay obligations without penalties.

Less than 1 year
After 1 year through 5 years
After 5 years through 10 years
After 10 years
Total

Held-to-maturity

Available-for-sale

Amortized Cost

Fair Value

Amortized Cost

Fair Value

$

$

- - 

$

 - - 

 1,496,478 

 263,285 

- -  $

 - - 

 1,494,996 

 259,088 

716,650 

$

 4,178,006 

 22,767,949 

 86,550,947 

1,759,763 

$

1,754,084  $

114,213,552 

$

762,305 

 4,147,327 

 22,526,543 

 84,791,936 

112,228,111 

For  the  years  ended  December  31,  2016  and  2015,  proceeds  from  maturities,  calls  and  principal  repayments  of 
securities were $16,962,261 and $8,058,947, respectively. During 2016 and 2015, proceeds from sales of securities 
available-for-sale amounted to $3,955,150 and $19,513,845, gross realized gains were $71,124 and $144,215 and 
gross realized losses were $0 and $76,733, respectively.

Note 4. 

Loans and Allowance for Loan Losses

A summary of loan balances by type follows:

Commercial real estate
Commercial and industrial
Commercial construction
Consumer residential
Consumer nonresidential
Consumer construction

Less:  
    Allowance for loan losses
    Unearned income and (unamortized premiums)
        Loans, net

2016

2015

$

476,851,256 

$

376,426,381 

 112,060,996 

 53,166,871

 106,549,420 

 19,547,551 
 - - 

 89,502,318 

 49,833,719 

 84,463,861 

 19,127,221 

 3,855,706 

$

$

768,176,094 

$

623,209,206 

 6,452,481 

 74,534 

 6,238,606 

 (349,437)

761,649,079 

$

617,320,037 

18 

FVCBankcorp, Inc. 

An analysis of the allowance for loan losses for the years ended December 31, 2016 and 2015 follows:

Commercial  
Real Estate

Commercial  
and Industrial

Commercial  
Construction

Consumer  
Residential

Consumer  
Nonresidential

Consumer  
Construction

Unallocated

Total

2016 Allowance  
for credit losses:

Beginning Balance

$

4,001,842 

$

1,442,338  $

301,494 

$

281,965  $

98,612 

$

23,327  $

89,028  $

6,238,606 

Charge-offs

Recoveries

Provision

Ending Balance

$

 (512,442)

 (668,513)

 - - 

 - - 

 - - 

 - - 

 (76,170)

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 (1,257,125)

 - - 

 776,833 
4,266,233 

$

 257,996 
1,031,821  $

 73,332 
374,826 

$

 294,569 
500,364  $

 22,945 
121,557 

$

 (23,327)

- -  $

 68,652 
157,680  $

 1,471,000 
6,452,481 

Commercial  
Real Estate

Commercial  
and Industrial

Commercial  
Construction

Consumer  
Residential

Consumer  
Nonresidential

Consumer  
Construction

Unallocated

Total

2015 Allowance  
for credit losses:

Beginning Balance

$

3,721,334 

$

1,276,356  $

233,751 

$

204,790  $

66,204 

$

- -  $

62,234  $

5,564,669 

Charge-offs

Recoveries

Provision

 (98,396)

 11,534 

 367,370 

 (312,021)

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 (410,417)

 11,534 

 478,003 

 67,743 

 77,175 

 32,408 

 23,327 

 26,794 

 1,072,820 

Ending Balance

$

4,001,842 

$

1,442,338  $

301,494 

$

281,965  $

98,612 

$

23,327  $

89,028  $

6,238,606 

The following table presents the recorded investment in loans and impairment method as of December 31, 2016 and 
2015 by portfolio segment:

Commercial  
Real Estate

Commercial  
and Industrial

Commercial  
Construction

Consumer  
Residential

Consumer  
Nonresidential

Consumer  
Construction

Unallocated

Total

2016 Allowance  
for credit losses:

Ending Balance

Individually evaluated 
for impairment

$

- - 

$

- -  $

- - 

$

- -  $

- - 

$

- -  $

- -  $

- - 

Collectively evaluated 
for impairment

 4,266,233 
4,266,233 

$

 1,031,821 
1,031,821  $

 374,826 
374,826 

$

$

 500,364 
500,364  $

 121,557 
121,557 

$

 - - 
- -  $

 157,680 
157,680  $

 6,452,481 
6,452,481 

Financing receivables:

Ending Balance

Individually evaluated 
for impairment

$

Collectively evaluated 
for impairment

10,276,080 

$

1,633,583  $

- - 

$

- -  $

- - 

$

- -  $

- -  $

 $11,909,662 

 466,575,176 

110,427,413 

 53,166,871 

 106,549,420 

 19,547,551 

$

 476,851,256 

$

112,060,996  $  53,166,871 

$  106,549,420  $  19,547,551 

$

 - - 

- -  $

 - - 

 756,266,432 

- -  $

 768,176,094 

Annual Report 2016 

19

Commercial  
Real Estate

Commercial  
and Industrial

Commercial  
Construction

Consumer  
Residential

Consumer  
Nonresidential

Consumer  
Construction

Unallocated

Total

2015 Allowance  
for credit losses:

Ending Balance

Individually evaluated 
for impairment

$

686,667 

$

590,355  $

- - 

$

- -  $

- - 

$

- -  $

- -  $

1,277,022 

Collectively evaluated 
for impairment

 3,315,175 
4,001,842 

$

 851,983 
1,442,338  $

 301,494 
301,494 

$

 281,965 
281,965  $

 98,612 
98,612 

$

$

 23,327 
 23,327  $

 89,028 
89,028  $

 4,961,584 
6,238,606 

Financing receivables:

Ending Balance

Individually evaluated 
for impairment

$

Collectively evaluated 
for impairment

4,875,051 

$

4,048,385  $

- - 

$

110,262  $

- - 

$

- -  $

- -  $

9,033,698 

 371,551,330 

 85,453,933 

 49,833,719 

 84,353,599 

 19,127,221 

 3,855,706 

 - - 

 614,175,508 

$

 376,426,381 

$

 89,502,318  $  49,833,719 

$

84,463,861  $

19,127,221 

$

3,855,706  $

- -  $

 623,209,206 

Impaired loans by class as of December 31, 2016 and 2015 are summarized as follows:

2016
With an allowance recorded:

Commercial real estate
Commercial and industrial
Commercial construction
Consumer residential
Consumer nonresidential
Consumer construction

With no related allowance:
Commercial real estate
Commercial and industrial
Commercial construction
Consumer residential
Consumer nonresidential
Consumer construction

2015
With an allowance recorded:

Commercial real estate
Commercial and industrial
Commercial construction
Consumer residential
Consumer nonresidential
Consumer construction

With no related allowance:
Commercial real estate
Commercial and industrial
Commercial construction
Consumer residential
Consumer nonresidential
Consumer construction

Recorded  
Investment

Unpaid Principal 
Balance

Related Allowance

Average Recorded 
Investment

Interest Income 
Recognized

$

$

$

$

$

$

$

$

- - 
 - - 
 - - 
 - - 
 - - 
 - - 
- - 

10,276,079 
 1,633,583 
 - - 
 - - 
 - - 
 - - 
11,909,662 

Recorded  
Investment

 1,144,670 
 1,024,744 
 - - 
 - - 
 - - 
 - - 
 $2,169,414 

3,730,381 
 3,023,641 
 - - 
 110,262 
 - - 
 - - 
6,864,284 

$

$

$

$

$

$

$

$

- - 
 - - 
 - - 
 - - 
 - - 
 - - 
- - 

10,324,523 
 1,647,783 
 - - 
 - - 
 - - 
 - - 
11,972,306 

$

$

$

$

- - 
 - - 
 - - 
 - - 
 - - 
 - - 
- - 

- - 
 - - 
 - - 
 - - 
 - - 
 - - 
- - 

$

$

$

$

- - 
 - - 
 - - 
 - - 
 - - 
 - - 
- - 

10,240,475 
 1,761,146 
 - - 
 - - 
 - - 
 - - 
12,001,621 

Unpaid Principal 
Balance

Related Allowance

Average Recorded 
Investment

1,187,663 
 1,024,743 
 - - 
 - - 
 - - 
 - - 
 $2,212,406 

3,730,381 
 3,037,842 
 - - 
 116,737 
 - - 
 - - 
6,884,960 

$

$

$

$

 686,667 
 590,355 
 - - 
 - - 
 - - 
 - - 
 $1,277,022 

- - 
 - - 
 - - 
 - - 
 - - 
 - - 
- - 

$

$

$

$

 1,196,200 
 1,444,976 
 - - 
 - - 
 - - 
 - - 
 $2,641,176 

3,644,452 
 3,690,837 
 - - 
 116,737 
 - - 
 - - 
7,452,026 

$

$

$

$

$

$

$

$

- - 
 - - 
 - - 
 - - 
 - - 
 - - 
- - 

506,804 
 93,209 
 - - 
 - - 
 - - 
 - - 
600,013 

Interest Income 
Recognized

 64,722 
 58,431 
 - - 
 - - 
 - - 
 - - 
 $123,153 

188,026 
 112,221 
 - - 
 - - 
 - - 
 - - 
300,247 

20 

FVCBankcorp, Inc. 

No additional funds are committed to be advanced in connection with the impaired loans. There were no nonaccrual 
loans excluded from the impaired loan disclosure.

The Company categorizes loans into risk categories based on relevant information about the ability of borrowers to 
service  their  debt  such  as  current  financial  information,  historical  payment  experience,  collateral  adequacy,  credit 
documentation,  and  current  economic  trends,  among  other  factors.  The  Company  analyzes  loans  individually  by 
classifying the loans as to credit risk. This analysis typically includes larger, non-homogeneous loans such as commercial 
real estate and commercial and industrial loans. This analysis is performed on an ongoing basis as new information is 
obtained. The Company uses the following definitions for risk ratings:

Pass – Loans listed as pass include larger non-homogeneous loans not meeting the risk rating definitions below 

and smaller, homogeneous loans not assessed on an individual basis.

Special Mention – Loans classified as special mention have a potential weakness that deserves management’s 
close attention. If left uncorrected, these potential weaknesses may result in deterioration of the repayment prospects 
for the loan or of the institution’s credit position at some future date.

Substandard – Loans classified as substandard are inadequately protected by the current net worth and paying 

capacity of the obligor or of the collateral pledged, if any. Loans so classified have a well-defined weakness or 
weaknesses that jeopardize the liquidation of the debt. They are characterized by the enhanced possibility that the 
institution will sustain some loss if the deficiencies are not corrected. 

Doubtful – Loans classified as doubtful include those loans which have all the weaknesses inherent in those 

classified Substandard with the added characteristic that the weaknesses make collection or liquidation in full, based 
on currently known facts, conditions and values, improbable.

Loss – Loans classified as loss include those loans which are considered uncollectible and of such little value that 

their continuance as loans is not warranted. Even though partial recovery may be achieved in the future, it is neither 
practical nor desirable to defer writing off these loans.

Based  on  the  most  recent  analysis  performed,  the  risk  category  of  loans  by  class  of  loans  was  as  follows  as  of 
December 31, 2016 and 2015:

Commercial  
Real Estate

Commercial  
and Industrial

Commercial  
Construction

Consumer  
Residential

Consumer  
Nonresidential

Consumer  
Construction

Total

As of December 31, 2016

Grade:

Pass 
Special mention
Substandard
Doubtful
Loss

Total

As of December 31, 2015
Grade:

Pass 
Special mention
Substandard
Doubtful
Loss

Total

$

$

$

$

465,512,835 
 8,590,646 
 2,747,775 
 - - 
 - - 
476,851,256 

Commercial  
Real Estate

369,211,680 
 3,536,698 
 3,678,003 
 - - 
 - - 
376,426,381 

$

$

$

$

109,653,413 
 2,163,501 
 244,082 
 - - 
 - - 
112,060,996 

Commercial  
and Industrial

82,337,794 
 4,363,035 
 2,801,489 
 - - 
 - - 
89,502,318 

$

$

$

$

53,166,871 
 - - 
 - - 
 - - 
 - - 
53,166,871 

Commercial  
Construction

49,833,719 
 - - 
 - - 
 - - 
 - - 
49,833,719 

$

$

$

$

104,055,903 
 2,493,517 
 - - 
 - - 
 - - 
106,549,420 

$  19,528,306  $

 19,245 
 - - 
 - - 
 - - 

$

19,547,551  $

- - 
 - - 
 - - 
 - - 
 - - 
- - 

Consumer  
Residential

Consumer  
Nonresidential

Consumer  
Construction

84,353,599 
 - - 
 110,262 
 - - 
 - - 
84,463,861 

$

19,127,221  $

 - - 
 - - 
 - - 
 - - 

$

19,127,221  $

3,855,706 
 - - 
 - - 
 - - 
 - - 
 3,855,706 

$

$

$

$

$

751,917,328 
 13,266,909 
 2,991,857 
 - - 
 - - 
768,176,094 

Total

608,719,719 
 7,899,733 
 6,589,754 
 - - 
 - - 
623,209,206 

Annual Report 2016 

21

       Total

$

As of December 31, 2015

Commercial  
real estate

Commercial and 
industrial

Commercial 
construction

Consumer  
residential

Consumer 
nonresidential

Consumer 
construction

Commercial  
real estate

Commercial and 
industrial

Commercial 
construction

Consumer  
residential

Consumer 
nonresidential

Consumer 
construction

Past due and nonaccrual loans presented by loan class were as follows as of December 31, 2016 and 2015:

30-59 days 
past due

60-89 days 
past due

90 days or more 
past due

Total 
past due

Current

Total loans

90+ days past due 
and still accruing

Nonaccruals

As of December 31, 2016

$

906,738 

$

1,605,427  $

155,200 

$

2,667,365  $

474,183,891 

$  476,851,256  $

155,200  $

- - 

 - - 

 - - 

 1,135,961 

 211,548 

 94,082 

 305,630 

 111,755,366 

 112,060,996 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 53,166,871 

 53,166,871 

 1,135,961 

 105,413,459 

 106,549,420 

 9,986 

 19,537,565 

 19,547,551 

 - - 

 9,986 

 - - 

 - - 

 - - 

 - - 

 94,082 

 - - 

 - - 

 - - 

 - - 
2,042,699 

 - - 

$

1,826,961  $

 - - 
249,282 

 - - 

$

4,118,942  $

 - - 
764,057,152 

 - - 

$  768,176,094  $

 - - 
155,200  $

 - - 
94,082 

30-59 days 
past due

60-89 days 
past due

90 days or more 
past due

Total 
past due

Current

Total loans

90+ days past due 
and still accruing

Nonaccruals

$

445,418 

$

- -  $

- - 

$

445,418  $

375,980,963 

$  376,426,381  $

- -  $

1,144,670 

 1,791,576 

 - - 

 162,716 

 - - 

 - - 

 - - 

 - - 

 - - 

 9,860 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

- - 

 1,791,576 

 87,710,742 

 89,502,318 

 - - 

 49,833,719 

 49,833,719 

 162,716 

 84,301,145 

 84,463,861 

 9,860 

 19,117,361 

 19,127,221 

 - - 

 3,855,706 

 3,855,706 

 - - 

 - - 

 - - 

 - - 

 - - 

 1,303,841 

 - - 

 110,262 

 - - 

 - - 

$

2,409,570  $

620,799,636 

$  623,209,206  $

- -  $

2,558,773 

       Total

$

2,399,710 

$

9,860  $

There were overdrafts of $77,479 and $79,819 at December 31, 2016 and 2015 which have been reclassified from 
deposits to loans. At December 31, 2016 and 2015, loans with a carrying value of $81,107,118 and $92,764,019 were 
pledged to the Federal Home Loan Bank of Atlanta.

22 

FVCBankcorp, Inc. 

There were no troubled debt restructurings that subsequently defaulted during the year ended December 31, 2016 
and 2015. A summary of activity in troubled debt restructurings presented by loan class follows for the years ended 
December 31, 2016 and 2015:

 For the year ended December 31, 2016

Troubled Debt Restructurings 

Commercial real estate

Commercial and industrial

Commercial construction

Consumer residential

Consumer nonresidential

Consumer construction

     Total

 For the year ended December 31, 2015

Troubled Debt Restructurings 

Commercial real estate

Commercial and industrial

Commercial construction

Consumer residential

Consumer nonresidential

Consumer construction

     Total

Number of 
Contracts

Pre-Modification Outstanding 
Recorded Investment

Post-Modification Outstanding 
Recorded Investment

 1 

 2 

 - - 

 - - 

 - - 

 - - 

 3 

$

$

6,182,709 

$

 677,774 

 - - 

 - - 

 - - 

 - - 

6,182,709 

 677,774 

 - - 

 - - 

 - - 

 - - 

6,860,483 

$

6,860,483 

Number of 
Contracts

Pre-Modification Outstanding 
Recorded Investment

Post-Modification Outstanding 
Recorded Investment

 2 

 2 

 - - 

 - - 

 - - 

 - - 

 4 

$

$

3,494,920 

$

 861,288 

 - - 

 - - 

 - - 

 - - 

3,567,476 

 861,288 

 - - 

 - - 

 - - 

 - - 

4,356,208 

$

4,428,764 

As  of  December  31,  2016  and  2015,  the  Company  has  a  recorded  investment  in  troubled  debt  restructurings  of 
$11,522,972 and 5,074,007, respectively.

The concessions made in troubled debt restructurings were extensions of the maturity dates or reductions in the stated 
interest rate for the remaining life of the debt.

Note 5. 

Premises and Equipment

A summary of the cost and accumulated depreciation of premises and equipment follows:

Leasehold improvements
Furniture, fixtures and equipment
Computer software

      Less:  accumulated depreciation

2016

2015

$

$

$

2,367,030 

 3,010,721 

 323,078 

5,700,829 

 4,430,087 

1,270,742 

$

$

$

2,331,233 

 2,833,726 

 253,637 

5,418,596 

 3,906,696 

1,511,900 

For the years ended December 31, 2016 and 2015, depreciation expense was $523,392 and $563,579, respectively.

Annual Report 2016 

23

 
As of December 31, 2016, the Company has a non-cancellable lease agreement for the operating headquarters and a 
branch in Fairfax, Virginia. The lease states that if the Company holds possession of the premises after the expiration 
date, the Company shall become a tenant on a month-to-month basis. The monthly rental payment shall continue as 
provided unless notice is given. The lease expires December 31, 2017.

In  January  2008,  the  Company  entered  into  a  non-cancellable  lease  agreement  to  operate  a  branch  in  Manassas, 
Virginia. The lease expires December 31, 2017. The lease contains an option to extend for two five-year periods.

In December 2010, the Company entered into a five-year lease agreement to operate a branch in Reston, Virginia.  The 
lease, which is cancellable with penalty, expires December 31, 2020. The lease contains an option to extend for two 
five-year periods.

In October 2012, the Company assumed the remaining term of a non-cancellable 10-year lease agreement to operate 
a branch in Arlington, Virginia. The lease expires on July 31, 2018. The lease contains an option to extend for two five-
year periods. As part of the acquisition accounting, the Company recorded a liability for the terms of the lease relative 
to the market terms at the time of the acquisition. The liability is accreted against rent expense over the remaining lease 
term. 

In May 2013, the Company entered into a 10-year lease agreement to operate a branch in Springfield, Virginia.  The 
lease, which is cancellable with penalty, expires August 31, 2023. The lease contains an option to extend for two five-
year periods.

In March 2016, the Company entered into a 10-year lease agreement to operate a branch in Ashburn, Virginia.  The 
lease, which is cancellable with penalty, expires August 31, 2026.

Total  rent  expense  for  the  years  ended  December  31,  2016  and  2015  amounted  to  $1,029,109  and  $981,577, 
respectively.

The minimum base rent for the remainder of the leases are as follows:

2017
2018
2019
2020
2021
Thereafter

$

$

1,055,246 
 314,136 
 148,679 
 147,908 

 157,272 
 416,259 
2,239,500 

Note 6. 

Time Deposits

Remaining maturities on certificates of deposit are as follows:

2017
2018
2019
2020
2021

$

$

153,339,474 
 62,307,739 
 11,230,459 

 8,030,752 
 6,139,618 
241,048,042 

Total time deposits of $250,000 and greater were $75,872,386 and $50,884,076 at December 31, 2016 and 2015, 
respectively.

24 

FVCBankcorp, Inc. 

Note 7. 

Deposit Concentrations

At December 31, 2016 and 2015, the Company had four customer relationship, whose related balance on deposit 
exceeded  5%  of  outstanding  deposits.  These  customer  relationships  comprise  25%  of  outstanding  deposits  at 
December 31, 2016 and 8% of outstanding deposits at December 31, 2015.

Brokered deposits totaled $71,271,541 and $98,959,198 at December 31, 2016 and 2015, respectively.

Note 8. 

Federal Home Loan Bank (FHLB) Advances and Other Borrowings

FHLB advances at December 31, 2016 consist of the following:

Daily rate advances maturing:  2017

Fixed rate advances maturing:  2017

Total FHLB advances

Amount

Weighted 
Average Rate

$

$

 24,500,000 

 2,500,000 

 27,000,000 

0.80%

1.33%

0.85%

At  December  31,  2016,  advances  are  collateralized  by  securities  with  a  market  value  of  $9,165,968,  1-4  family 
residential loans with a book value of $2,932,460, multi-family residential loan with a book value of $7,611,973, home 
equity lines of credit with a book value of $9,726,644 and commercial real estate loans with book value of $60,836,041. 
The remaining lendable collateral value at December 31, 2016 totaled $38,784,596.

The  Company  has  unsecured  lines  of  credit  with  correspondent  banks  totaling  $37,000,000  and  $37,000,000, 
respectively, at December 31, 2016 and 2015, available for overnight borrowing. At December 31, 2016 and 2015, 
these lines of credit with correspondent banks were not drawn upon.

Note 9. 

Subordinated Notes

On June 20, 2016, the Company issued $25,000,000 in private placement of fixed-to-floating subordinated notes due 
June 30, 2026. Interest is payable at 6.00% per annum, from and including June 20, 2016 to, but excluding June 30, 
2021, payable semi-annually in arrears. From and including June 30, 2021 to the maturity date or early redemption 
date, the interest rate shall reset quarterly to an interest rate per annum equal to the then current three-month LIBOR 
rate plus 487 basis points, payable quarterly in arrears.

The Company may, at its option, beginning with the interest payment date of June 30, 2021 and on any scheduled 
interest payment date thereafter redeem the subordinated notes, in whole or in part, upon not fewer than 30 nor greater 
than 60 days’ notice to holders, at a redemption price equal to 100% of the principal amount of the subordinated notes 
to be redeemed plus accrued and unpaid interest to, but excluding, the date of redemption. Any partial redemption will 
be made pro rata among all of the holders.

The subordinated notes may be included in Tier 1 capital for the Bank (with certain limitations applicable) under current 
regulatory  guidelines  and  interpretations.  As  of  December  31,  2016,  $21,000,000  of  the  Company’s  subordinated 
notes have been included in the Bank’s Tier 1 Capital.  

Annual Report 2016 

25

Note 10. 

Related Party Transactions

Officers, directors and their affiliates had borrowings of $8,811,847 and $4,978,876 at December 31, 2016 and 2015 
with the Company. During the years ended December 31, 2016 and 2015, total principal additions were $5,235,095 
and $2,669,976 and total principal payments were $1,402,124 and $403,955, respectively.

Related party deposits amounted to $24,059,602 and $20,466,376 at December 31, 2016 and 2015, respectively.

Note 11. 

Income Taxes

The tax effects of temporary differences that give rise to significant portions of the deferred tax assets and deferred tax 
liabilities at December 31, 2016 and 2015 are presented below:

Deferred Tax Assets:

Allowance for loan losses

Net operating loss carryforward

Premises and equipment and deferred rent

Unrealized loss on securities available for sale

Directors - nonqualified stock options

Organizational and start-up expenses

Acquisition accounting adjustments

Nonaccrual loan interest

Deferred loan costs (fees)

     Net Deferred Tax Assets

2016

2015

$

2,193,844 

$

2,071,280 

 446,812 

 417,233 

 686,410 

 364,321 

 130,431 

 102,849 

 876 

 25,341 

$

4,368,117 

$

 475,031 

 391,382 

 316,267 

 272,368 

 122,554 

 111,388 

 43,154 

 (118,807)

3,684,617 

As part of the 2012 acquisition, the Company acquired approximately $1.7 million of unused net operating carryforwards.  
The  Company  may  utilize  the  carryforwards,  subject  to  certain  limitations,  through  2032.    The  income  tax  expense 
charged to operations for the years ended December 31, 2016 and 2015 consists of the following:

2016

2015

 Current tax expense

 Deferred tax benefit

$

$

3,884,480 

 (313,357)

3,571,123 

$

$

3,225,682 

 (365,885)

2,859,797 

Income tax expense differed from amounts computed by applying the U.S. federal income tax rate of 34% to income, 
before income tax expense as a result of the following:

Computed “expected” tax expense

Increase (decrease) in income taxes

resulting from:

Non-deductible expense

Tax free income

Other

2016

2015

$

3,571,278 

$

2,814,815 

 153,922 

 (135,531)

 (18,546)

$

3,571,123 

$

 157,448 

 (110,649)

 (1,817)

2,859,797 

The Company files income tax returns in the U.S. federal jurisdiction.  With few exceptions, the Company is no longer 
subject to U.S. federal examination by tax authorities for years prior to 2013.

26 

FVCBankcorp, Inc. 

Note 12. 

Financial Instruments with Off-Balance Sheet Risk

The Company is party to credit-related financial instruments with off-balance sheet risk in the normal course of business 
to meet the financing needs of its customers. These financial instruments include commitments to extend credit and 
standby letters of credit. Such commitments involve, to varying degrees, elements of credit and interest rate risk in 
excess of the amount recognized in the balance sheet.

The Company’s exposure to credit loss is represented by the contractual amount of these commitments. The Company 
follows the same credit policies in making commitments as it does for on-balance sheet instruments.

At  December  31,  2016  and  2015,  the  following  financial  instruments  were  outstanding  which  contract  amounts 
represent credit risk:

2016

2015

Commitments to grant loans

$

41,536,793 

$

6,716,250 

Unused commitments to fund loans and lines of credit

 142,566,701 

 128,093,674 

Commercial and standby letters of credit

 3,424,258 

 2,131,978 

Commitments to extend credit are agreements to lend to a customer as long as there is no violation of any condition 
established in the contract. Commitments generally have fixed expiration dates or other termination clauses and may 
require payment of a fee. The commitments for equity lines of credit may expire without being drawn upon. Therefore, the 
total commitment amounts do not necessarily represent future cash requirements. The amount of collateral obtained, 
if it is deemed necessary by the Company, is based on management’s credit evaluation of the customer.

Unfunded commitments under commercial lines of credit, revolving credit lines and overdraft protection agreements are 
commitments for possible future extensions of credit to existing customers. These lines of credit usually do not contain 
a specified maturity date and may not be drawn upon to the total extent to which the Company is committed. The 
amount of collateral obtained, if it is deemed necessary by the Company, is based on management’s credit evaluation 
of the customer.

Commercial  and  standby  letters  of  credit  are  conditional  commitments  issued  by  the  Company  to  guarantee  the 
performance of a customer to a third party. Those letters of credit are primarily issued to support public and private 
borrowing arrangements. Essentially all letters of credit issued have expiration dates within one year. The credit risk 
involved in issuing letters of credit is essentially the same as that involved in extending loan facilities to customers. The 
Company generally holds collateral supporting those commitments, if deemed necessary. 

The Company maintains its cash accounts with the Federal Reserve and correspondent banks. The total amount of 
cash on deposit in correspondent banks exceeding the federally insured limits was $108,858 and $1,235 at December 
31, 2016 and 2015, respectively.

Annual Report 2016 

27

Note 13. 

Minimum Regulatory Capital Requirements

Banks and bank holding companies are subject to various regulatory capital requirements administered by the federal 
banking  agencies.  Failure  to  meet  minimum  capital  requirements  can  initiate  certain  mandatory,  possibly  additional 
discretionary, actions by regulators that, if undertaken, could have a direct material effect on the Company’s consolidated 
financial statements. Under capital adequacy guidelines and the regulatory framework for prompt corrective action, 
financial institutions must meet specific capital guidelines that involve quantitative measures of assets, liabilities, and 
certain  off-balance-sheet  items  as  calculated  under  regulatory  accounting  practices.  A  financial  institution’s  capital 
amounts  and  classification  are  also  subject  to  qualitative  judgments  by  the  regulators  about  components,  risk 
weightings, and other factors.

The final rules implementing Basel Committee on Banking Supervision’s capital guidelines for U.S. banks (the Basel 
III rules) became effective for the Company on January 1, 2015 with full compliance with all of the requirements being 
phased in over a multi-year schedule, and fully phased in by January 1, 2019. As a part of the new requirements, the 
Common Equity Tier 1 Capital ratio is calculated and utilized in the assessment of capital for all institutions. The net 
unrealized gain or loss on available-for-sale securities is not included in computing regulatory capital. Under the Basel III 
rules, the Company must hold a capital conservation buffer above the adequately capitalized risk-based capital ratios. 
The capital conservation buffer is being phased in from 0.0% for 2015 to 2.50% by 2019. The capital conservation 
buffer for 2016 is 0.625%. Management believes as of December 31, 2016 and 2015, the Company meets all capital 
adequacy requirement to which they are subject. 

Prompt corrective action regulations provide five classifications: well capitalized, adequately capitalized, undercapitalized, 
significantly  undercapitalized,  and  critically  undercapitalized,  although  these  terms  are  not  used  to  represent 
overall  financial  condition.  If  adequately  capitalized,  regulatory  approval  is  required  to  accept  brokered  deposits.  If 
undercapitalized, capital distributions are limited, as is asset growth and expansion, and capital restoration plans are 
required. At year-end 2016 and 2015, the most recent regulatory notification categorized the Bank as well capitalized 
under the regulatory framework for prompt corrective action. There are no conditions or events since that notification 
that management believes have changed the institution’s category.

Federal and state banking regulations place certain restrictions on dividends paid by the Company. The total amount 
of dividends which may be paid at any date is generally limited to retained earnings of the Company.

The Bank’s actual capital amounts and ratios are presented in the table.

Actual

Minimum 
Capital Requirement

Well Capitalized Under 
Prompt Corrective 
Action Provisions

Amount

Ratio

Amount

Ratio

Amount

Ratio

(Amounts in Thousands)

 As of December 31, 2016:

Total Risk Based Capital (to Risk Weighted Assets)

$

108,764 

Tier 1 Capital (to Risk Weighted Assets)

$
Common Equity Tier 1 (CET1) Capital (to risk weighted assets) $
Tier 1 Capital  (to Average Assets)

$

102,312 

102,312 

102,312 

 As of December 31, 2015:

Total Risk Based Capital (to Risk Weighted Assets)

$

79,485 

Tier 1 Capital (to Risk Weighted Assets)

$
Common Equity Tier 1 (CET1) Capital (to risk weighted assets) $
Tier 1 Capital (to Average Assets)

$

73,246 

73,246 

73,246 

13.16%

12.37%

12.37%

11.89%

12.20%

11.25%

11.25%

10.82%

$

$

$

$

$

$

$

$

71,311 

54,775 

42,373 

33,072 

52,102 

39,076 

29,307 

27,083 

8.625%

6.625%

5.125%

4.000%

8.000%

6.000%

4.500%

4.000%

$

$

$

$

$

$

$

$

82,679 

10.000%

66,143 

53,741 

43,010 

8.000%

6.500%

5.000%

65,127 

10.000%

52,102 

42,333 

33,854 

8.000%

6.500%

5.000%

28 

FVCBankcorp, Inc. 

 
Note 14. 

Stock-Based Compensation Plan

The  Company’s  2008  Stock  Option  Plan  (the  Plan),  which  is  shareholder-approved,  was  adopted  to  advance  the 
interests of the Company by providing selected key employees of the Company, their affiliates, and directors with the 
opportunity to acquire shares of common stock.  The Plan granted options to purchase 4,687 shares of common stock 
to each of the 21 organizing shareholders of the Company, who had funds at risk during the Company’s organizational 
period and assumed the financial risk that the Company would not open. These shares immediately vested upon grant. 

The maximum number of shares with respect to which awards may be made is 2,023,437 shares of common stock, 
subject to adjustment for certain corporate events. On April 28, 2016, the shareholders approved an amendment to the 
Amended and Restated 2008 Stock Plan to increase the number of shares authorized for issuance under the Plan by 
312,500 shares. Option awards are generally granted with an exercise price equal to the market price of the Company’s 
stock at the date of grant, generally vest annually over three years of continuous service and have ten year contractual 
terms. At December 31, 2016, 181,506 shares were available to grant under the Plan.

The fair value of each option award is estimated on the date of grant using a Black-Scholes option-pricing model for 
determining fair value. The model employs the following assumptions:

 ® Dividend yield – calculated as the ratio of historical dividends paid per share of common stock to the stock price on 

the date of grant;

 ® Expected life (term of options) – based on the average contractual life and vesting schedule for the respective 

options;

 ® Expected volatility – based on the monthly historical volatility of the stock price of similar banks over the expected 

life of the options;

 ® Risk-free interest rate – based upon the U.S. Treasury bill rate in effect at date of grant for bonds with a maturity 

equal to the expected life of the options.

Dividend yield

Expected life (in years)

Expected volatility

Risk-free interest rate

2016

  - - 

6.5

16.70-18.70%

1.05%

2015

  - - 

6.5

25.00%

1.73%

A summary of option activity under the Plan as of December 31, 2016, and changes during the year then ended is 
presented below:

Options

Shares

Weighted-Average
Exercise Price

Weighted-Average
Remaining 
Contractual Term

Aggregate Intrinsic 
Value (1)

Outstanding at January 1, 2016

Granted

Exercised

Forfeited or expired

Outstanding at December 31, 2016

Exercisable at December 31, 2016

 1,624,764 

 279,552 

 (50,353)

 (12,032)
 1,841,931 

 1,223,986 

$

$

$

8.73 

 14.38 

 7.89 

 9.44 
9.61 

8.39 

6.82

6.40

5.30

$

$

$

8,236,569 

13,248,149 

10,291,531 

Annual Report 2016 

29

(1) The aggregate intrinsic value of stock options represents the total pre-tax intrinsic value (the amount by which the 
current market value of the underlying stock exceeds the exercise price of the option) that would have been received by 
the option holders had all option holders exercised their options on December 31, 2016. This amount changes based 
on changes in the market value of the Company’s stock.

The weighted average grant date fair value of options granted during the years ended December 31, 2016 and 2015 
was $2.85 and $3.93, respectively.

The compensation cost that has been charged to income for the plan was $697,809 and $705,000 for 2016 and 2015, 
respectively.  As  of  December  31,  2016,  there  was  unamortized  compensation  expense  of  $1,304,206  that  will  be 
amortized over 43 months. Tax benefits recognized for qualified stock options during 2016 and 2015 totaled $91,953 
and $90,526.

Stock option information has been retroactively adjusted for the five-for-four stock splits declared in May 2016 and 
March 2015.

Note 15. 

Fair Value Measurements

Determination of Fair Value
The Company uses fair value measurements to record fair value adjustments to certain assets and liabilities and to 
determine fair value disclosures. In accordance with Fair Value Measurements and Disclosures topic of FASB ASC, 
the fair value of a financial instrument is the price that would be received to sell an asset or paid to transfer a liability 
in an orderly transaction between market participants at the measurement date. Fair value is best determined based 
upon quoted market prices. However, in many instances, there are no quoted market prices for the Company’s various 
financial instruments. In cases where quoted market prices are not available, fair values are based on estimates using 
present  value  or  other  valuation  techniques.  Those  techniques  are  significantly  affected  by  the  assumptions  used, 
including the discount rate and estimates of future cash flows. Accordingly, the fair value estimates may not be realized 
in an immediate settlement of the instrument.

The fair value guidance provides a consistent definition of fair value, which focuses on exit price in an orderly transaction 
(that is, not a forced liquidation or distressed sale) between market participants at the measurement date under current 
market conditions. If there has been a significant decrease in the volume and level of activity for the asset or liability, 
a change in valuation technique or the use of multiple valuation techniques may be appropriate. In such instances, 
determining  the  price  at  which  willing  market  participants  would  transact  at  the  measurement  date  under  current 
market conditions depends on the facts and circumstances and requires the use of significant judgment. The fair value 
is a reasonable point within the range that is most representative of fair value under current market conditions.

30 

FVCBankcorp, Inc. 

Fair Value Hierarchy
In accordance with this guidance, the Company groups its financial assets and financial liabilities generally measured 
at fair value in three levels, based on the markets in which the assets and liabilities are traded and the reliability of the 
assumptions used to determine fair value.

Level 1 −   Valuation is based on quoted prices in active markets for identical assets and liabilities.

Level 2 −   Valuation is based on observable inputs including quoted prices in active markets for similar assets and 
liabilities, quoted prices for identical or similar assets and liabilities in less active markets, and model-based 
valuation techniques for which significant assumptions can be derived primarily from or corroborated by 
observable data in the market.

Level 3 −  Valuation is based on model-based techniques that use one or more significant inputs or assumptions that 

are unobservable in the market.

The following describes the valuation techniques used by the Company to measure certain financial assets and liabilities 
recorded at fair value on a recurring basis in the financial statements:

Securities  available-for-sale:  Securities  available-for-sale  are  recorded  at  fair  value  on  a  recurring  basis.  Fair  value 
measurement is based upon quoted market prices, when available (Level 1). If quoted market prices are not available, 
fair values are measured utilizing independent valuation techniques of identical or similar securities for which significant 
assumptions are derived primarily from or corroborated by observable market data. Third party vendors compile prices 
from various sources and may determine the fair value of identical or similar securities by using pricing models that 
considers observable market data (Level 2). 

The following table presents the balances of financial assets and liabilities measured at fair value on a recurring basis 
as of December 31, 2016 and 2015: 

Description

Assets
  Available-for-sale

Securities of U.S. government and federal agencies

Securities of state and local municipalities tax exempt

Securities of state and local municipalities taxable

Corporate bonds

Corporate securities

Certificates of deposit

SBA pass-through securities

Mortgage-backed securities

Collateralized mortgage obligations

Total Available-for-Sale Securities

Annual Report 2016 

Fair Value Measurements at December 31, 2016 using

Balance as of  
December 31, 
2016

Quoted Prices 
in Active Markets for 
Identical Assets

Significant Other
Observable Inputs

(Level 1)

(Level 2)

Significant 
Unobservable 
Inputs

(Level 3)

$

961,030 

$

 3,617,735 

 2,770,599 

 7,023,893 

 511,200 

 744,301 

 305,790 

 79,425,043 

 16,868,520 

$

112,228,111

$

- -

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

- - 

$

961,030 

$

 3,617,735 

 2,770,599 

 7,023,893 

 511,200 

 744,301 

 305,790 

 79,425,043 

 16,868,520 

$

112,228,111 

$

- -

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

- - 

31

Description

Assets
  Available-for-sale

Securities of U.S. government and federal agencies

Securities of state and local municipalities tax exempt

Securities of state and local municipalities taxable

Corporate bonds

Certificates of deposit

SBA pass-through securities

Mortgage-backed securities

Collateralized mortgage obligations

Total Available-for-Sale Securities

Fair Value Measurements at December 31, 2015 using

Balance as of  
December 31, 
2015

Quoted Prices 
in Active Markets for 
Identical Assets

Significant Other
Observable Inputs

(Level 1)

(Level 2)

Significant 
Unobservable 
Inputs

(Level 3)

$

 $1,483,938 

$

 1,728,365 

 1,308,000 

 1,940,870 

 992,411 

 371,144 

 37,159,780 

 20,563,012 

$

 $65,547,520 

$

- -

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

- - 

$

1,483,938 

$

 1,728,365 

 1,308,000 

 1,940,870 

 992,411 

 371,144 

 37,159,780 

 20,563,012 

$

65,547,520 

$

- -

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

- - 

Certain financial assets are measured at fair value on a nonrecurring basis in accordance with GAAP. Adjustments to 
the fair value of these assets usually result from the application of lower-of-cost-or-market accounting or write-downs 
of individual assets. 

The following describes the valuation techniques used by the Company to measure certain financial assets recorded 
at fair value on a nonrecurring basis in the financial statements:

Impaired Loans: Loans are designated as impaired when, in the judgment of management based on current information 
and events, it is probable that all amounts due according to the contractual terms of the loan agreement will not be 
collected.  The  measurement  of  loss  associated  with  impaired  loans  can  be  based  on  either  the  observable  market 
price of the loan or the fair value of the collateral. Fair value is measured based on the value of the collateral securing 
the loans. Collateral may be in the form of real estate or business assets including equipment, inventory, and accounts 
receivable. The vast majority of the collateral is real estate. The value of real estate collateral is determined utilizing a 
market  valuation  approach  based  on  an  appraisal  conducted  by  an  independent,  licensed  appraiser  outside  of  the 
Company using observable market data (Level 2). However, if the collateral is a house or building in the process of 
construction, has the value derived by discounting comparable sales due to lack of similar properties, or is discounted 
by the Company due to marketability, then the fair value is considered Level 3. The value of business equipment is 
based upon an outside appraisal if deemed significant, or the net book value on the applicable business’s financial 
statements  if  not  considered  significant  using  observable  market  data.  Likewise,  values  for  inventory  and  accounts 
receivables collateral are based on financial statement balances or aging reports (Level 3). Impaired loans allocated 
to the Allowance for Loan Losses are measured at fair value on a nonrecurring basis. Any fair value adjustments are 
recorded in the period incurred as provision for loan losses on the Statements of Income. No loans were recorded at 
fair value at December 31, 2016.

32 

FVCBankcorp, Inc. 

 
The  following  table  summarizes  the  Company’s  assets  that  were  measured  at  fair  value  on  a  nonrecurring  basis  at 
December 31, 2015: 

Assets

Description

Fair Value Measurements at December 31, 2015 using

Balance as of  
December 31, 
2015

Quoted Prices 
in Active Markets for 
Identical Assets

Significant Other
Observable Inputs

(Level 1)

(Level 2)

Significant 
Unobservable 
Inputs

(Level 3)

Impaired Loans, net of valuation allowance

$

892,392 

$

- - 

$

- -

$

892,392  

The following table displays quantitative information about Level 3 Fair Value Measurements for December 31, 2015:

Quantitative information about Level 3 Fair Value Measurements for December 31, 2015

Assets

Impaired Loans

 Fair Value 

 Valuation Technique(s) 

Unobservable input

 Range 

$

$

434,389 

Business asset value

Liquidation costs

458,003 

Discounted appraised value

Market discount 

5% - 100%

10% - 12%

The fair value of a financial instrument is the current amount that would be exchanged between willing parties, other than 
in a forced liquidation. Fair value is best determined based upon quoted market prices. However, in many instances, 
there  are  no  quoted  market  prices  for  the  Company’s  various  financial  instruments.  In  cases  where  quoted  market 
prices are not available, fair values are based on estimates using present value or other valuation techniques. Those 
techniques  are  significantly  affected  by  the  assumptions  used,  including  the  discount  rate  and  estimates  of  future 
cash flows. Accordingly, the fair value estimates may not be realized in an immediate settlement of the instrument. The 
aggregate fair value amounts presented may not necessarily represent the underlying fair value of the Company.

The following methods and assumptions were used by the Company in estimating fair values of financial instruments 
as disclosed herein:

Cash and Due from Banks and Federal Funds Sold
The carrying amounts of cash and due from banks and federal funds sold approximate their fair value.

Interest-Bearing Deposits at Other Financial Institutions
The  carrying  amounts  of  interest-bearing  deposits  at  other  financial  institutions  payable  on  demand,  consisting  of 
money market deposits, approximate fair value. Fair value of fixed-rate certificates of deposit is estimated based on 
discounted  cash  flow  analyses  using  the  remaining  maturity  of  the  underlying  accounts  and  interest  rates  currently 
offered on certificates of deposit with similar original maturities.

Securities
Fair values for securities are based on quoted market prices, where available. If quoted market prices are not available, 
fair values are based on quoted market prices of comparable instruments or third party vendor pricing models.

Restricted Stock
The carrying amount of Federal Reserve Bank stock, Federal Home Loan Bank stock and Community Bankers’ Bank 
Stock approximates fair value based on redemption provisions.

Annual Report 2016 

33

Loans Receivable
For variable-rate loans that reprice frequently and have no significant change in credit risk, fair values are based on 
carrying values. Fair values for certain mortgage loans (for example, one to four family residential), credit-card loans 
and other consumer loans are based on quoted market prices of similar loans sold in conjunction with securitization 
transactions, adjusted for differences in loan characteristics. Fair values for business real estate and business loans are 
estimated using a discounted cash flow analyses, using interest rates currently being offered for loans with similar terms 
to borrowers of similar credit quality. Fair values for impaired loans are estimated using discounted cash flow analyses 
or underlying collateral values, where applicable.

Bank Owned Life Insurance
Bank owned life insurance represents insurance policies on senior officers of the Company. The cash values of the 
policies are estimated using information provided by insurance carriers. These policies are carried at their cash surrender 
values, which approximates fair values.

Accrued Interest
The carrying amount of accrued interest approximates fair value.

Deposits
The carrying amounts of deposit liabilities payable on demand, consisting of NOW accounts, money market deposits, 
and  saving  deposits  approximate  fair  value.  Fair  value  of  fixed-rate  certificates  of  deposit  is  estimated  based  on 
discounted  cash  flow  analyses  using  the  remaining  maturity  of  the  underlying  accounts  and  interest  rates  currently 
offered on certificates of deposit with similar original maturities.

FHLB Advances
The fair value of FHLB advances is estimated based on discounted cash flow analyses using the remaining maturity of 
the underlying accounts and interest rates currently offered of advance with similar original maturities.

Subordinated Notes
The  fair  value  of  the  subordinated  notes  are  estimated  using  discounted  cash  flow  analyses  based  on  the  current 
borrowing rates for similar for similar types of borrowing arrangements.

Off-Balance Sheet Financial Instruments
At December 31, 2016 and 2015, the fair values of loan commitments and standby letters of credit are immaterial. 
Therefore, they have not been included in the following table.

34 

FVCBankcorp, Inc. 

Financial assets:

Cash and due from banks

Interest-bearing deposits at other institutions

Securities held-to-maturity

Securities available-for-sale

Restricted stock

Loans, net

Bank owned life insurance

Accrued interest receivable

Financial liabilities:

Checking, savings and money market accounts

Time deposits

FHLB advances and Subordinated notes

Accrued interest payable

Financial assets:

Cash and due from banks

Interest-bearing deposits at other institutions

Securities held-to-maturity

Securities available-for-sale

Restricted stock

Loans, net

Bank owned life insurance

Accrued interest receivable

Financial liabilities:

Checking, savings and money market accounts

Time deposits

FHLB advances

Accrued interest payable

Fair Value Measurements at December 31, 2016 using

Carrying 
Amount

Quoted Prices 
in Active Markets for 
Identical Assets

(Level 1)

Significant 
Unobservable 
Inputs

(Level 2)

Significant 
Unobservable 
Inputs

(Level 3)

$

5,174,470 

$

5,174,470 

$

 3,509,686 

 1,759,763 

 112,228,111 

 4,431,900 

 761,649,079 

 10,828,189 

 2,496,427 

$

534,942,937 

$

 241,048,042 

 51,247,346 

 170,367 

 3,509,686 
 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

- - 

 - - 

 - - 

 - - 

$

- - 

 - - 

 1,754,084 

 112,228,111 

 4,431,900 

 - - 

 10,828,189 

 2,496,427 

- - 

 - - 

 - - 

 - - 

 769,435,000 
 - - 

$

534,942,937 

$

 240,449,000 

 49,690,000 

 170,367 

Fair Value Measurements at December 31, 2015 using

Carrying 
Amount

Quoted Prices 
in Active Markets for 
Identical Assets

(Level 1)

Significant 
Unobservable 
Inputs

(Level 2)

Significant 
Unobservable 
Inputs

(Level 3)

$

5,257,136 

$

5,257,136 

$

 23,442,934 

 2,246,992 

 65,547,520 

 4,048,000 

 617,320,037 

 10,524,789 

 1,908,487 

$

414,701,339 

$

 211,938,452 

 35,650,000 

 132,743 

 23,442,934 
 - - 

 - - 

 - - 

 - - 

 - - 

 - - 

- - 

 - - 

 - - 

 - - 

$

- - 

 - - 

 2,244,390 

 65,547,520 

 4,048,000 

 - - 

 10,524,789 

 1,908,487 

$

414,701,339 

$

 211,798,000 

 35,428,000 

 132,743 

 619,338,000 
 - - 

 - - 

- - 

 - - 

 - - 

 - - 

 - - 

- - 

 - - 

 - - 

 - - 

- - 

 - - 

 - - 

 - - 

Annual Report 2016 

35

Note 16. 

Earnings Per Share

Basic earnings per share excludes dilution and is computed by dividing net income available to common shareholders 
by the weighted average number of common shares outstanding for the period. Diluted earnings per share reflects the 
potential dilution that could occur if contracts to issue common stock were exercised or converted into common stock, 
or resulted in the issuance of stock which then shared in the earnings of the Company.

Earnings per share has been retroactively adjusted for the five-for-four stock splits declared in May 2016 and March 
2015.

The following shows the weighted average number of shares used in computing earnings per share and the effect of 
weighted average number of shares of dilutive potential common stock. Dilutive potential common stock has no effect 
on income available to common shareholders. There were 273,302 and 312,046 shares, respectively, excluded from 
2016 and 2015 the calculation because their effects were anti-dilutive.

Net income

Weighted average number of shares

Options effect of dilutive securities

Weighted average diluted shares

Basic EPS
Diluted EPS

Note 17. 

Subsequent Events

2016

2015

$

$
$

6,932,637 

$

 8,135,769 

 602,208 

 8,737,977 

0.85 
0.79 

$
$

5,419,071 

 8,110,656 

 362,221 

 8,472,877 

0.67 
0.64 

In preparing the financial statements, the Company has evaluated events and transactions for potential recognition or 
disclosure through March 10, 2017, the date the financial statements were available to be issued.

36 

FVCBankcorp, Inc. 

In Memoriam

In February 2017, we lost a respected member 
of  the  FVCbank  family.  James  D.  Holter  was 
our  Senior  Vice  President  of 
Information 
Technology.  Highly  skilled  in  IT,  Jim  was 
supportive  of  his  co-workers,  good-hearted 
and well liked. We enjoyed his company each 
day  that  we  had  the  pleasure  of  working  with 
him. Jim will be missed by everyone. 

God speed to our good friend.

Headquarters
11325 Random Hills Road, Suite 240 
Fairfax, VA 22030 
Phone: 703.436.3800

Arlington Branch
2500 Wilson Boulevard, Suite 100 
Arlington, VA 22201 
Phone: 703.387.5050

Ashburn Branch
43800 Central Station Drive, Suite 150 
Ashburn, VA 20147
Phone: 571.919.6780

Fairfax Branch
11325 Random Hills Road, Suite 140 
Fairfax, VA 22030 
Phone: 703.436.3800

Manassas Branch
7900 Sudley Road 
Manassas, VA 20109 
Phone: 703.656.7300

Reston Branch
11260 Roger Bacon Drive, Suite 101 
Reston, VA 20190 
Phone: 703.436.3880

Springfield Branch
6975 Springfield Boulevard 
Springfield, VA 22150 
Phone: 703.672.2590