Quarterlytics / Financial Services / Asset Management / General American Investors Company, Inc.

General American Investors Company, Inc.

gam · NYSE Financial Services
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Industry Asset Management
Employees 11-50
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FY2014 Annual Report · General American Investors Company, Inc.
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General American Investors Company, Inc.
100 Park Avenue, New York, NY  10017
(212) 916-8400   (800) 436-8401
E-mail: InvestorRelations@gainv.com
www.generalamericaninvestors.com

G E N E R A L
A M E R I C A N 
I N V E S T O R S

2 0 1 4
A N N U A L
R E P O R T

GENERAL AMERICAN INVESTORS COMPANY, INC.

Established in 1927, the Company is a closed-end investment company listed on the 

New York Stock Exchange. Its objective is long-term capital appreciation through

investment in companies with above average growth potential.

FINANCIAL SUMMARY (unaudited)

Net assets applicable to Common Stock - 
   December 31 
Net investment income 
Net realized gain 
Net increase (decrease) in unrealized appreciation 
Distributions to Preferred Stockholders 

Per Common Share-December 31
   Net asset value 
   Market price 
Discount from net asset value 

Common Shares outstanding-Dec. 31 
Market price range* (high-low) 
Market volume-shares 

*Unadjusted for dividend payments.

2014 

2013

$1,227,899,705 
9,735,291 
102,101,749 
(27,988,358) 
(11,311,972) 

$1,229,469,746
5,228,019
69,657,472
243,076,683
(11,311,972)

$39.77 
$35.00 
-12.0% 

$41.07
$35.20
-14.3%

30,871,844 
$38.27-$32.31 
9,864,111 

29,939,568
$36.04-$28.55
6,984,029

DIVIDEND SUMMARY (per share) (unaudited)

Record Date 

Payment Date 

Ordinary 
Income 

Long-Term  
Capital Gain 

Total

Common Stock

Nov. 17, 2014 
   Total from 2014 earnings 

Dec. 30, 2014 

Nov. 18, 2013 
   Total from 2013 earnings 

Dec. 30, 2013 

$0.574766 (a) 

$2.925234 

 $3.500000

$0.184190 

$1.915810 

 $2.100000

 (a) Includes short-term gains in the amount of $.253614.

Preferred Stock

Mar. 7, 2014 
Jun. 9, 2014 
Sept. 8, 2014 
Dec. 8, 2014 
   Total for 2014 

Mar. 7, 2013 
Jun. 7, 2013 
Sept. 9, 2013 
Dec. 9, 2013 
   Total for 2013 

Mar. 24, 2014 
Jun. 24, 2014 
Sept. 24, 2014 
Dec. 24, 2014 

Mar. 25, 2013 
Jun. 24, 2013 
Sept. 24, 2013 
Dec. 24, 2013 

$.061069 
.061069 
.061069 
.061069 
$.244276 (b) 

$.032617 
.032617 
.032617 
.032617 
$.130468 

$.310806 
.310806 
.310806 
.310806 
$1.243224 

$.339258 
.339258 
.339258 
.339258 
$1.357032 

 $.371875
.371875
.371875
.371875
 $1.487500

 $.371875
.371875
.371875
.371875
 $1.487500

(b) Includes short-term gains in the amount of $.107786 per share ($.0269465 per quarter).

General American Investors Company, Inc.
100 Park Avenue, New York, NY 10017
(212) 916-8400       (800) 436-8401
E-mail: InvestorRelations@gainv.com
www.generalamericaninvestors.com

T O   T H E   S T O C K H O L D E R S

G e n e r a l   A m e r i c a n   I n v e s t o r s

 
 
 
 
 
 
 
 
 
 
1

T O   T H E   S T O C K H O L D E R S

G e n e r a l   A m e r i c a n   I n v e s t o r s

General American Investors’ net asset value (NAV) per 

Common Share (assuming reinvestment of all dividends) 

increased 6.5% for the year ended December 31, 2014.  The 
U.S. stock market was up 13.7% for the year, as measured by 
our benchmark, the Standard & Poor’s 500 Stock Index (in-
cluding income).  The return to our Common Stockholders 
increased by 9.3% and the discount at which our shares traded 
to their NAV continued to fluctuate and on December 31, 
2014, it was 12.0%.

The table that follows provides a comprehensive presentation 
of our performance and compares our returns on an annual-
ized basis with the S&P 500.  

Years 

Stockholder Return
(Market Value) 

NAV Return 

S&P 500

  3 

  5 

  10 

  20 

  30 

  40 

  50 

20.7% 

18.5% 

14.1 

7.4 

12.0 

12.5 

14.8 

11.8 

13.3 

7.1 

11.6 

12.9 

14.5 

12.0 

20.4%

15.5

7.6

9.8

11.3

12.2

9.9

U.S. equity markets enjoyed a sixth year of positive returns, 
though with more dispersion in performance among capital-
izations than in prior years.  The S&P 500 recorded a double 
digit total return, while the Russell 2000 Small Capitalization 
Index returned less than half as much, due in part to relative-
ly higher starting valuations among smaller company shares.  
Most international equity markets recorded modest returns 
in local currency, with the exception of a few emerging mar-
kets which had negative returns.  In U.S. dollar terms, those 
gains were reduced to losses in most cases.

Much of our commentary during 2014 focused on the persis-
tent divergence between the U.S. financial economy’s strong 
performance and our real economy’s continued modest 
growth rate.  We also noted slowing economic growth in our 
trading partners, with Europe and Japan now teetering on the 
brink of recession and deflation while Asia is experiencing 
moderating gains, particularly in China.  The property boom 
in China appears to be unwinding as recent data suggest 66 of 
68 regional markets have recorded median property price de-
clines year over year.  Most developed nations have some form 
of monetary or fiscal stimulus policies ongoing.  Bank deposit 
rates in many European countries are at zero interest rate or 
worse, negative interest rates.  In other words, depositors are 
charged interest for deposits in their bank accounts.  In con-
junction with very low local sovereign bond yields, depositors 
have been pushed to seek returns elsewhere which has led to 
the U.S. Dollar’s significant increase in value relative to the 
currencies of our trading partners and likewise led those and 
other investors to purchase U.S. Treasuries, reducing yields to 
their lowest level in decades. 

The European central bank is broadly anticipated to adopt a 
more aggressive form of intervention at its next meeting in 
January.  Its recent efforts have been less than effective due to 
the structure of debt markets in Europe and limitations on the 
types of debt that could be purchased.

In contrast to Europe, the U.S. experienced an improving 
GDP growth rate in 2014.  Our labor market continues to im-
prove with December’s monthly employment data yielding 
242,000 jobs and unemployment at 5.6%.  The economy has 

recaptured all jobs lost during the financial crisis, though 
the number is not truly comparable as the labor participa-
tion rate remains at a historically depressed level.  Weekly 
hours worked have improved year over year and though 
wage gains continue to be muted, they have approximated 
the inflation rate.  The significant decline in energy prices 
and resulting reductions in oil field operations may depress 
both wages and job growth over the near term as companies 
in the oil service and supply industries adjust capacity and 
production with cost cutting measures.  Capital expendi-
tures may decline as a significant amount of new equipment 
spending over the past few years was derived from the en-
ergy industry.  Much of these near term losses may be offset 
by increases in employment in those industries that benefit 
from lower energy and commodity costs.  Consumers stand 
to benefit substantively from lower fuel costs, the rising pur-
chasing power of the U.S. Dollar and low interest rates.

On a valuation basis, the U.S. equity market continues to be 
relatively attractive when compared to bonds.  The S&P 500 
dividend yield is higher than the U.S. Treasury 10 year note 
and the median dividend payout ratio is only 35%.  Large 
capitalized equities still have a valuation edge to small caps, 
but with more foreign revenue and earnings those advan-
tages appear smaller.  Cash flow and earnings quality have 
been relatively strong.

In sum, low interest rates, moderate economic growth, 
muted labor costs and, more recently, lower raw material 
costs have coalesced to provide U.S. companies with his-
torically high operating margins despite modest revenue 
growth.  Managements have been able to employ low cost 
debt and free cash flow to benefit shareholders through 
share repurchases, dividend increases and acquisitions.  It 
seems reasonable to assume that companies will continue 
this strategy to enhance shareholder value provided the U.S. 
continues on its current economic trajectory.  Despite in-
creased short-term volatility, we remain positive on the long 
term prospects for U.S. equities. 

As part of an ongoing effort to maximize shareholder value, 
over 1% of the Company’s shares were repurchased in 2014 
at an average discount to NAV of 14.4%.  The Board of 
Directors has authorized repurchases of Common Shares 
when they are trading at a discount to NAV of at least 8%. 

In December 2014, the Board of Directors renewed author-
ity originally granted in 2008 to repurchase up to 1 million 
outstanding shares of its 5.95% Cumulative Preferred Stock 
when the shares are trading at a market price below the liq-
uidation preference of $25.00 per share.

The Company is pleased to report that on January 1, 2015, 
Anang Majmudar, an employee of the Company since 2012, 
was appointed Vice-President.

Information about the Company, including our investment 
objectives, operating policies and procedures, investment 
results, record of dividend payments, financial reports and 
press releases, etc., is available on our website, which can be 
accessed at www.generalamericaninvestors.com. 

By Order of the Board of Directors,
Jeffrey W. Priest
President and Chief Executive Officer

January 21, 2015

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
2

T H E   C O M P A N Y

G e n e r a l   A m e r i c a n   I n v e s t o r s

Corporate 
Overview 

General American Investors, 
established in 1927, is one 
of the nation’s oldest closed-
end investment companies. 
It is an independent organiza-

tion that is internally managed. For regula-
tory purposes, the Company is classified 
as a diversified, closed-end management 
investment company; it is registered under 
and subject to the Investment Company Act 
of 1940 and Sub-Chapter M of the Internal 
Revenue Code.

Investment
Policy

The primary objective of 
the Company is long-term 
capital appreciation.  Lesser 
emphasis is placed on cur-
rent income.  In seeking to 
achieve its primary objective, the Company 
invests principally in common stocks 
believed by its management to have better 
than average growth potential.

The Company’s investment approach 
focuses on the selection of individual stocks, 
each of which is expected to meet a clearly 
defined portfolio objective.  A continu-
ous investment research program, which 
stresses fundamental security analysis, is 
carried on by the officers and staff of the 
Company under the oversight of the Board 
of Directors.  The Directors have a broad 
range of experience in business and financial 
affairs.  

Portfolio 
Manager

Mr. Jeffrey W. Priest, has 
been President of the 
Company since February 1, 
2012 and has been respon-
sible for the management of 
the Company since January 

1, 2014 when he was appointed Chief 
Executive Officer and Portfolio Manager.  
Mr. Priest joined the Company in 2010 as a 
senior investment analyst and has spent his 
entire 29-year business career on Wall Street.  
Mr. Priest succeeds  Mr. Spencer Davidson 
who served as Chief Executive Officer and 
Portfolio Manager from 1995 through 2012.  
Mr. Davidson remains closely involved in 
the Company as its Chairman of the Board 
of Directors. Common Stock

“GAM” 
Common
Stock 

As a closed-end investment 
company, the Company does 
not offer its shares continu-
ously.  The Common Stock is 
listed on The New York Stock 
Exchange (symbol, GAM) and 
can be bought or sold in the same manner as 
all listed stocks.  Net asset value is computed 
and published on the Company’s website daily 
(on an unaudited basis) and is also furnished 
upon request.  It is also available on most 
electronic quotation services using the symbol 
“XGAMX.”  Net asset value per share (NAV), 
market price, and the discount or premium 
from NAV as of the close of each week, is pub-
lished in Barron’s and The Wall Street Journal, 
Monday edition.

While shares of the Company usually sell at 
a discount to NAV, as do the shares of most 
other domestic equity closed-end invest-
ment companies, they occasionally sell at a 
premium over NAV.  During 2014, the stock 
sold at discounts to NAV which ranged from 
12.0% (December 31) to 15.7% (June 9).   At 
December 31, the price of the stock was at a 
discount of 12.0%.

Since March 1995, the Board of Directors has 
authorized the repurchase of Common Stock 
in the open market when the shares trade at a 
discount to net asset value of at least 8%.

“GAM Pr B” 
Preferred
Stock

On September 24, 2003, the 
Company issued and sold 
in an underwritten offering 
8,000,000 shares of its 5.95% 
Cumulative Preferred Stock, 
Series B with a liquidation 

preference of $25 per share ($200,000,000 in 
the aggregate).  The Preferred Shares are rated 
“A1” by Moody’s Investors Service, Inc. and 
are listed and traded on The New York Stock 
Exchange (symbol, GAM Pr B).  The Preferred 
Shares are available to leverage the investment 
performance of the Common Stockholders; 
higher market volatility for the Common 
Stockholders may result.

The Board of Directors has authorized the re-
purchase of up to 1 million Preferred Shares 
in the open market at prices below $25 per 
share.  To date, 395,313 shares have been re-
purchased.

3

T H E   C O M P A N Y

G e n e r a l   A m e r i c a n   I n v e s t o r s

Dividend
and 
Distribution 
Policy

The Company’s dividend and 
distribution policy is to dis-
tribute to stockholders before 
year-end substantially all or-
dinary income estimated for 
the full year and capital gains 

realized during the ten-month period ended 
October 31 of that year.  If any additional capi-
tal gains are realized and available or ordinary 
income is earned during the last two months 
of the year, a “spill-over” distribution of these 
amounts may be paid.  Dividends and distri-
butions on shares of Preferred Stock are paid 
quarterly.  Distributions from capital gains and 
dividends from ordinary income are allocated 
proportionately among holders of shares of 
Common Stock and Preferred Stock.  

Dividends from income have been paid con-
tinuously on the Common Stock since 1939 
and capital gain distributions in varying 
amounts have been paid for each of the years 
1943-2014 (except for the year 1974).  (A table 
listing dividends and distributions paid during 
the 20-year period 1995-2014 is shown at the 
bottom of page 4.)  To the extent that shares 
can be issued, dividends and distributions are 
paid to Common Stockholders in additional 
shares of Common Stock unless the stockhold-
er specifically requests payment in cash.  

Proxy Voting 
Policies, 
Procedures  
and Record

The policies and procedures 
used by the Company to de-
termine how to vote proxies 
relating to portfolio securities 
and the Company’s proxy 
voting record for the 12-
month period ended June 
30, 2014 are available: (1) without charge, 
upon request, by calling the Company at its 
toll-free number (1-800-436-8401), (2) on the 
Company’s website at www.generalamerican-
investors.com and (3) on the Securities and 
Exchange Commission’s website at www.sec.
gov.

Direct 
Registration

The Company makes avail-
able direct registration for 
its Common Shareholders.  
Direct registration, which is an 

element of the Investors Choice Plan admin-
istered by our transfer agent, is a system that 
allows for book-entry ownership and electronic 
transfer of our Common Shares.  Accordingly, 
when Common Shareholders, who hold their 
shares directly, receive new shares resulting 
from a purchase, transfer or dividend pay-
ment, they will receive a statement showing 
the credit of the new shares as well as their 
Plan account and certificated share balances.  
A brochure which describes the features and 
benefits of the Investors Choice Plan, includ-
ing the ability of shareholders to deposit 
certificates with our transfer agent, can be 
obtained by calling American Stock Transfer 
& Trust Company at 1-800-413-5499, calling 
the Company at 1-800-436-8401 or visiting 
our website:  www.generalamericaninvestors.
com - click on Distribution & Reports, then Report 
Downloads.

Privacy  
Policy and 
Practices

The Company collects non-
public personal information 
about its customers (stock-
holders) with respect to their 
transactions in shares of the 
Company’s securities but 
only for those stockholders 
whose shares are registered in their names.  
This information includes the stockholder’s 
address, tax identification or Social Security 
number and dividend elections. We do not 
have knowledge of, nor do we collect personal 
information about, stockholders who hold the 
Company’s securities at financial institutions 
in “street name” registration.

We do not disclose any nonpublic personal 
information about our current or former stock-
holders to anyone, except as permitted by law.  
We also restrict access to nonpublic personal 
information about our stockholders to those 
few employees who need to know that infor-
mation to perform their responsibilities.  We 
maintain safeguards that comply with federal 
standards to guard our stockholders’ personal 
information.

4

I N V E S T M E N T   R E S U L T S     ( U N A U D I T E D )

G e n e r a l   A m e r i c a n   I n v e s t o r s

Total return on $10,000 
investment for 20 years 
ended December 31, 2014

T he investment return for a Common Stockholder of General American Investors (GAM) 

over the 20 years ended December 31, 2014 is shown in the table below and in the 
accompa ny ing chart. The return based on GAM’s net asset value (NAV) per Common 

Share in comparison to the change in the Standard & Poor’s 500 Stock Index (S&P 500) is also 
displayed. Each illustration assumes an investment of $10,000 at the beginning of 1995.

Stockholder Return is the return a Common Stock holder of GAM would have achieved assum-
ing reinvestment of all dividends and distributions at the actual reinvestment price and of all 
cash dividends at the average (mean between high and low) market price on the ex-dividend 
date.

Net Asset Value (NAV) Return is the return on shares of the Company’s Common Stock based 
on the NAV per share, including the reinvestment of all dividends and distributions at the rein-
vestment prices indicated above.

Standard & Poor’s 500 Return is the time-weighted total rate of return on this widely-recog-
nized, unmanaged index which is a measure of general stock market performance, including 
dividend income.

Past performance may not be indicative of future results.

The following tables and graph do not reflect the deduction of taxes that a stockholder would pay 
on Company distributions or the sale of Company shares.

GENERAL AMERICAN INVESTORS 

STANDARD & POOR’S 500

STOCKHOLDER RETURN 

NET ASSET VALUE RETURN 

RETURN

CUMULATIVE 
INVESTMENT 

$12,122 

ANNUAL 
RETURN 

CUMULATIVE 
INVESTMENT 

ANNUAL 
RETURN 

CUMULATIVE 
 INVESTMENT 

ANNUAL
RETURN

21.22% 

$12,358 

23.58% 

$13,750 

37.50%

14,483 

20,650 

27,116 

37,751 

44,961 

46,908 

34,144 

43,367 

47,179 

55,388 

64,682 

70,322 

36,427 

49,854 

57,950 

54,885 

65,735 

88,243 

96,467 

19.48 

42.58 

31.31 

39.22 

19.10 

4.33 

-27.21 

27.01 

8.79 

17.40 

16.78 

8.72 

-48.20 

36.86 

16.24 

-5.29 

19.77 

34.24 

9.32 

14,826 

19,578 

26,457 

36,088 

42,453 

41,944 

32,288 

41,136 

45,401 

52,756 

59,214 

63,957 

36,442 

48,133 

55,502 

53,910 

63,241 

84,320 

89,767 

19.97 

32.05 

35.14 

36.40 

17.64 

-1.20 

-23.02 

27.40 

10.37 

16.20 

12.24 

8.01 

-43.02 

32.08 

15.31 

-2.87 

17.31 

33.33 

6.46 

16,900 

22,533 

28,966 

35,037 

31,852 

28,065 

21,852 

28,092 

31,124 

32,627 

37,736 

39,778 

25,032 

31,653 

36,420 

37,196 

43,143 

57,126 

64,947 

22.91

33.33

28.55

20.96

-9.09

-11.89

-22.14

28.56

10.79

4.83

15.66

5.41

-37.07

26.45

15.06

2.13

15.99

32.41

13.69

1995 

1996 

1997 

1998 

1999 

2000 

2001 

2002 

2003 

2004 

2005 

2006 

2007 

2008 

2009 

2010 

2011 

2012 

2013 

2014 

D I V I D E N D S   A N D   D I S T R I B U T I O N S   P E R   C O M M O N   S H A R E   ( 1 9 9 5 - 2 0 1 4 )     ( U N A U D I T E D )

This table shows divi-
dends and distributions on 
the Company’s Common 
Stock for the prior 
20-year period. Amounts 
shown are based upon the 
year in which the income 
was earned, not the year 
paid.  Spill-over payments 
made after year-end are 
attributable to income and 
gains  earned in the prior 
year.

EARNINGS SOURCE

SHORT-TERM 

LONG-TERM  RETURN OF

YEAR     INCOME   CAPITAL GAINS  CAPITAL GAINS  CAPITAL

EARNINGS SOURCE
SHORT-TERM 

LONG-TERM  RETURN OF

      YEAR     INCOME   CAPITAL GAINS   CAPITAL GAINS  CAPITAL

  1995  $.100 
.200 
  1996 
.210 
  1997 
.470 
  1998 
.420 
  1999 
.480 
  2000 
  2001 
.370 
  2002 
.030 
.020 
  2003 
.217 
  2004 

$.030 
.050 
— 
— 
.620 
1.550 
.640 
— 
— 
— 

—
$2.770 
—
2.710 
—
2.950 
—
4.400 
—
4.050 
6.160 
—
1.370          —
—
—
—

.330 
.590 
.957 

  2005  $.547 
.334 
  2006 
.706 
  2007 
.186 
  2008 
.103 
  2009 
.081 
  2010 
.147 
  2011 
.215 
  2012 
.184 
  2013 
.321 
  2014 

$.041 
— 
.009 
— 
.051 
.033 
.011 
.015 
— 
.254 

$1.398 
2.666 
5.250 
.254 
.186 
.316 
.342 
1.770 
1.916 
2.925 

—
—
—
—
$.010
—
—
—
—
—

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
5

I N V E S T M E N T   R E S U L T S     ( U N A U D I T E D )

G e n e r a l   A m e r i c a n   I n v e s t o r s

20-YEAR INVESTMENT RESULTS

ASSUMING AN INITIAL  

INVESTMENT OF $10,000 

CUMULATIVE VALUE

OF INVESTMENT  

COMPARATIVE ANNUALIZED INVESTMENT RESULTS

YEARS ENDED 
 DECEMBER 31, 2014 

STOCKHOLDER 
RETURN 

GAM NET 
ASSET VALUE 

S&P 500
STOCK INDEX

1 year 

9.3% 

6.5% 

13.7%

5 years 

14.1 

13.3 

15.5

  10 years 

  15 years 

7.4 

6.5 

7.1 

6.3 

  20 years 

12.0 

11.6 

7.6

4.2

9.8

$100000

$75000

$50000

$25000

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

GAM Stockholder Return

GAM Net Asset Value

S&P 500 Stock Index

$0

 
 
 
 
 
6

M A J O R   S T O C K   C H A N G E S ( a ) :   T H R E E   M O N T H S   E N D E D   D E C E M B E R   3 1 ,   2 0 1 4   ( U N A U D I T E D )

G e n e r a l   A m e r i c a n   I n v e s t o r s

INCREASES

NET SHARES TRANSACTED

SHARES HELD

ADDITIONS

Anadarko Petroleum Corporation 
Ensco plc - Class A 
Gilead Sciences, Inc. 
Occidental Petroleum Corporation 
Owens Corning 
Repros Therapeutics Inc. 
Towers Watson & Co. Class A 

DECREASES

REDUCTIONS

American Express Company 
Apache Corporation 
Apple Inc. 
Costco Wholesale Corporation 
Everest Re Group, Ltd. 
JPMorgan Chase & Co. 
Kohl's Corporation 
Platinum Underwriters Holdings, Ltd. 
Target Corporation 

25,000  
15,000 
15,000 
10,000 
15,000 
58,900 
18,000 

10,000 
30,000 
15,000 
86,700 
10,000 
10,000 
25,000 
10,000 
88,700 

140,000
355,000
413,600
155,000
375,000
508,375
273,798

245,000
301,478
414,000
307,800
135,000
370,000
259,050
325,000
371,300

(a)  Common shares unless otherwise noted; excludes transactions in Common Stocks - Miscellaneous - Other.

P O R T F O L I O   D I V E R S I F I C A T I O N   ( U N A U D I T E D )

G e n e r a l   A m e r i c a n   I n v e s t o r s

COST(000) 

VALUE(000) 

PERCENT COMMON NET ASSETS*

DECEMBER 31, 2014

The diversification of the 
Company’s net assets 
applicable to its Common 
Stock by industry group as 
of December 31, 2014 is 
shown in the table.

INDUSTRY CATEGORY 
Financials
  Banks 
  Diversified Financials 
  Insurance 

Information Technology
  Semiconductors & Semiconductor Equipment 
  Software & Services 
  Technology Hardware & Equipment 

Consumer Staples 
  Food, Beverage & Tobacco 
  Food & Staples Retailing 

Consumer Discretionary 
  Automobiles & Components 
  Consumer Services 
  Retailing 

Industrials 
  Capital Goods 
  Commercial & Professional Services 
  Transportation 

$13,662 
27,337 
56,136 
97,135 

24,320 
27,810 
67,797 
119,927 

70,473 
9,322 
79,795 

16,175 
7,979 
37,092 
61,246 

54,010 
32,629 
1,569 
88,208 

Health Care 
  Pharmaceuticals, Biotechnology & Life Sciences  62,843 
121,762 
Energy 
41,178 
Telecommunication Services 
33,313 
Miscellaneous** 
10,566 
Materials 
715,973 
104,227 
$820,200 

Short-Term Securities 
  Total Investments 
Other Assets and Liabilities - Net 
Preferred Stock 
Net Assets Applicable to Common Stock 

*   Net assets applicable to the Company’s Common Stock.

**  Securities which have been held for less than one year, not previously disclosed and not restricted.

(see notes to financial statements)

$32,211 
70,273 
192,715 
295,199 

57,951 
45,794 
131,762 
235,507 

120,469 
43,631 
164,100 

19,593 
11,903 
129,429 
160,925 

71,051 
72,729 
1,808 
145,588 

122,474 
116,323 
40,390 
24,548 
15,339 
1,320,393 
104,227 
1,424,620 
(6,603) 
(190,117) 
$1,227,900 

2.6%
5.7
15.7
24.0

4.7
3.8
10.7
19.2

9.8
3.6
13.4

1.6
1.0
10.5
13.1

5.8
5.9
0.1
11.8

10.0
9.5
3.3
2.0
1.2
107.5
8.5
116.0
(0.5)
(15.5)
100.0%

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
7

 T E N   L A R G E S T   I N V E S T M E N T   H O L D I N G S   ( U N A U D I T E D )

G e n e r a l   A m e r i c a n   I n v e s t o r s

The statement of 
investments as of 
December 31, 2014, 
shown on pages 8 and 9 
includes 58 security
issues.  Listed here are the 
ten largest holdings on 
that date.

THE TJX COMPANIES, INC. 
Through its T.J. Maxx and Marshalls divisions, TJX is the leading
off-price retailer. The continued growth of these divisions in the
U.S. and Europe, along with expansion of related U.S. and foreign
off-price formats, provide ongoing growth opportunities.

APPLE INC. 
Apple designs, manufactures and markets mobile communications
and media devices, personal computers and portable digital music
players.  It also sells device related software, services, peripherals and
third-party content and applications.  The company’s growth pro-
spects look favorable as the shift to mobile computing expands globally
and as more products and services are added to the Apple ecosystem.

ARCH CAPITAL GROUP LTD. 
Arch Capital, a Bermuda-based insurer/reinsurer, generates premiums
of approximately $4.5 billion and has a high quality, well-reserved
A+ rated balance sheet.  This company has a strong management team
that exercises prudent underwriting discipline, efficient expense
control, and steady capital management resulting in above-average 
earnings and book value growth. 

COSTCO WHOLESALE CORPORATION 
Costco is the world’s largest wholesale club with a record of steady
growth in sales and profits as it continues to gain share of the
consumer dollar in the U.S. and overseas. 

REPUBLIC SERVICES, INC. 
Republic Services is a leading provider of non-hazardous, solid
waste collection and disposal services in the U.S.  The efficient
operation of its routes and facilities combined with appropriate
pricing enables Republic Services to generate significant free cash flow.

QUALCOMM INCORPORATED 
QUALCOMM is a leading developer of intellectual property and
semiconductors for the mobile communications industry.  The
company has benefited greatly from the global adoption of 
mobile data applications.

GILEAD SCIENCES, INC. 
Gilead Sciences is a U.S. based biotechnology company that discovers,
develops and commercializes therapeutics. Originally founded to focus
predominantly on antiviral drugs to treat patients with HIV, Hepatitis B,
CMV, influenza and, most recently Hepatitis C, the company has expanded
its reach into cardiopulmonary medicine and oncology.

UNITED TECHNOLOGIES CORPORATION 
United Technologies provides products and services to the global
aerospace and building industries.  The company holds a leading
position in many of the markets it serves which augments its
ability to generate favorable long-term shareholder value via growth,
dividends and share repurchases.

NESTLÉ S.A. 
Nestlé is a well-managed geographically diversified global food
company with a favorably-positioned product portfolio and an
excellent AA-rated balance sheet.  Solid volume growth, strong
pricing power, expense control and steady capital management
yield durable above-average long-term total return potential.

MICROSOFT CORPORATION 
Microsoft is a leading global provider of software services and
hardware devices.  The company produces the Windows operating
system, Office productivity suite, Azure public cloud service, and Xbox
gaming console.

*Net assets applicable to the Company’s Common Stock.

SHARES 

VALUE 

% COMMON
NET ASSETS*

1,244,668 

$85,359,331 

6.9%

414,000 

45,697,320 

3.7

750,000 

44,325,000 

3.6

307,800 

43,630,650 

3.6

1,037,100 

41,743,275 

3.4

536,200 

39,855,746 

3.2

413,600 

38,985,936 

3.2

300,000 

34,500,000 

2.8

450,000 

33,019,011 

2.7

680,686 

31,617,865 

2.6

$438,734,134 

35.7%

 
 
 
8

S T A T E M E N T   O F   I N V E S T M E N T S   D E C E M B E R   3 1 ,   2 0 1 4

G e n e r a l   A m e r i c a n   I n v e s t o r s

CONSUMER 
DISCRETIONARY
(13.1%)

SHARES 

COMMON STOCKS 

AUTOMOBILES AND COMPONENTS (1.6%)
1,264,063  Ford Motor Company 

CONSUMER SERVICES (1.0%)

VALUE (NOTE 1a)

(COST $16,174,723) 

$19,592,977

690,000  International Game Technology 

(COST $7,978,541) 

11,902,500

CONSUMER  STAPLES       
(13.4%)

ENERGY
(9.5%)

 RETAILING (10.5%)

259,050  Kohl’s Corporation 
371,300  Target Corporation 

1,244,668  The TJX Companies, Inc. 

FOOD, BEVERAGE AND TOBACCO (9.8%)

196,039  Danone 
237,400  Diageo plc ADR 
450,000  Nestlé S.A. 
195,000  PepsiCo, Inc. 
734,620  Unilever N.V. 

FOOD AND STAPLES RETAILING (3.6%)

307,800  Costco Wholesale Corporation 

  2,133,269  Alpha Natural Resources, Inc. (a) 
140,000  Anadarko Petroleum Corporation 
301,478  Apache Corporation 
1,232,344  Cameco Corporation 
355,000  Ensco plc - Class A 
585,000  Halliburton Company 
155,000  Occidental Petroleum Corporation 
803,803  Ultra Petroleum Corp. (a) 
470,000  Weatherford International plc (a) 

FINANCIALS                        
(24.0%)

BANKS (2.6%) 

670,000  FCB Financial Holdings, Inc. (a) 
125,000  M&T Bank Corporation 

DIVERSIFIED FINANCIALS (5.7%)

245,000  American Express Company 
370,000  JPMorgan Chase & Co. 
525,000  Nelnet,  Inc. 

INSURANCE (15.7%)

293,492  Aon plc 
750,000  Arch Capital Group Ltd. (a) 

110  Berkshire Hathaway Inc. Class A (a) 

135,000  Everest Re Group, Ltd. 
365,000  MetLife, Inc. 
255,000  PartnerRe Ltd. 
325,000  Platinum Underwriters Holdings, Ltd. 

HEALTH CARE                         
(10.0%)

PHARMACEUTICALS, BIOTECHNOLOGY AND LIFE SCIENCES 

  1,200,000   Ariad Pharmaceuticals, Inc. (a) 

200,000   Celgene Corporation (a) 
413,600   Gilead Sciences, Inc. (a) 
427,191   Merck & Co., Inc. 
755,808   Pfizer Inc. 
508,375   Repros Therapeutics Inc. (a) 

(COST $36,741,888) 
(COST $60,895,152) 

(COST $70,472,922) 

(COST $9,322,526) 
(COST $79,795,448) 

(COST $121,761,691) 

(COST $13,662,263) 

(COST $27,336,503) 

(COST $56,136,033) 
(COST $97,134,799) 

(COST $62,843,407) 

15,812,412
28,185,383
85,359,331
129,357,126
160,852,603

12,914,865
27,084,966
33,019,011
18,439,200
29,010,981
120,469,023

43,630,650
164,099,673

3,562,559
11,550,000
18,893,626
20,222,765
10,632,250
23,008,050
12,494,550
10,578,047
5,381,500
116,323,347

16,508,800
15,702,500
32,211,300

22,794,800 
23,154,600
24,323,250
70,272,650

27,831,846
44,325,000
24,860,000
22,990,500
19,742,850
29,103,150
23,861,500
192,714,846
295,198,796

8,244,000 
22,372,000
38,985,936
24,260,177
23,543,419
5,068,499
122,474,031

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
9

S T A T E M E N T   O F   I N V E S T M E N T S   D E C E M B E R   3 1 ,   2 0 1 4   -   c o n t i n u e d

G e n e r a l   A m e r i c a n   I n v e s t o r s

SHARES 

COMMON STOCKS (Continued) 

VALUE (NOTE 1a)

INDUSTRIALS                
(11.8%)

 CAPITAL GOODS  (5.8%)

915,000   General Electric Company 
375,000   Owens Corning 
300,000   United Technologies Corporation 

COMMERCIAL AND PROFESSIONAL SERVICES (5.9%)
  1,037,100  Republic Services, Inc. 

273,798  Towers Watson & Co. Class A 

TRANSPORTATION (0.1%)

72,500  Hertz Global Holdings, Inc. (a) 

INFORMATION
TECHNOLOGY
(19.2%)

SEMICONDUCTORS AND SEMICONDUCTOR EQUIPMENT (4.7%)

256,850  ASML Holding N.V. 
833,700 

Intel Corporation 

SOFTWARE AND SERVICES (3.8%) 

680,686  Microsoft Corporation  
338,654 

Synchronoss Technologies, Inc. (a) 

TECHNOLOGY HARDWARE AND EQUIPMENT (10.7%) 

414,000  Apple Inc. 

  1,000,000  Cisco Systems, Inc. 

615,000  EMC Corporation 
536,200  QUALCOMM Incorporated 

(COST $54,009,596) 

(COST $32,629,367) 

$23,122,050
13,428,750
34,500,000
71,050,800

41,743,275
30,985,720
72,728,995

(COST $1,569,031) 
(COST $88,207,994) 

1,808,150
145,587,945

(COST $24,319,428) 

(COST $27,810,203) 

(COST $67,731,344) 
(COST $119,860,975) 

27,696,136
30,254,973
57,951,109

31,617,865
14,176,056
45,793,921

45,697,320
27,815,000
18,290,100
39,855,746
131,658,166
235,403,196

MATERIALS                
(1.2%)
MISCELLANEOUS                
(2.0%)

TELECOMMUNICATION 
SERVICES (3.3%)

336,300  The Dow Chemical Company 

(COST $10,566,260) 

15,338,643

  Other (b) 

(COST $33,312,853) 

24,548,381

459,702  Verizon Communications Inc. 
552,688  Vodafone Group plc ADR 

(COST $41,177,835) 

21,504,860
18,885,349
40,390,209

TOTAL COMMON STOCKS (107.5%) 

(COST $715,556,414) 

1,320,216,824

PUT OPTIONS       (100 SHARES EACH)   COMMON STOCK/EXPIRATION DATE/EXERCISE PRICE

CONTRACTS

CONSUMER DISCRETIONARY
   RETAILING 
INFORMATION TECHNOLOGY
 TECHNOLOGY HARDWARE

    AND EQUIPMENT 

 1,900 

   Target Corporation/January 17,    2015/$72.50 

(COST $350,577) 

72,200

200 

Apple Inc./January 17, 2015/$115 

(COST $65,875) 
(COST $416,452) 

104,000
176,200

SHARES 

SHORT-TERM SECURITIES AND OTHER ASSETS

   104,226,944 

       SSgA U.S. Treasury Money Market Fund (a) (8.5%)  

(COST $104,226,944) 

104,226,944

 TOTAL INVESTMENTS (c) (116.0%) 
      Liabilities in excess of receivables and other assets (-0.5%) 

(COST $820,199,810) 

PREFERRED STOCK (-15.5%) 
NET ASSETS APPLICABLE TO COMMON STOCK (100%) 

1,424,619,968
(6,603,088)
1,418,016,880
(190,117,175)
$1,227,899,705

 ADR - American Depository Receipt 
 (a) Non-income producing security.
 (b) Securities which have been held for less than one year, not previously disclosed, and not restricted.
 (c) At December 31, 2014, the cost of investments for Federal income tax purposes was $820,199,810; aggregate gross unrealized appreciation was 

$649,068,915; aggregate gross unrealized depreciation was $44,648,757; and net unrealized appreciation was $604,420,158.

(see notes to financial statements)

  
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
       
 
 
 
 
 
 
 
 
 
1 0

S T A T E M E N T   O F   A S S E T S   A N D   L I A B I L I T I E S

G e n e r a l   A m e r i c a n   I n v e s t o r s

ASSETS 

INVESTMENTS, AT VALUE (NOTE 1a)

Common stocks (cost $715,556,414) 
Purchased Options (cost $416,452) 
Money market fund (cost $104,226,944) 
Total investments (cost $820,199,810) 

RECEIVABLES AND OTHER ASSETS

Cash 
Receivable for securities sold 
Dividends, interest and other receivables 
Qualified pension plan asset, net excess funded (note 7) 
Prepaid expenses, fixed assets and other assets 

TOTAL ASSETS 

LIABILITIES

Payable for securities purchased 
Accrued compensation payable to officers and employees 
Accrued preferred stock dividend not yet declared 
Outstanding options written, at value (premiums received $245,504) 
Accrued supplemental pension plan liability (note 7) 
Accrued supplemental thrift plan liability (note 7) 
Accrued expenses and other liabilities 

TOTAL LIABILITIES 

5.95% CUMULATIVE PREFERRED STOCK, SERIES B -
  7,604,687 at a liquidation value of $25 per share (note 5) 
NET ASSETS APPLICABLE TO COMMON STOCK -  30,871,844 (note 5) 

NET ASSET VALUE PER COMMON SHARE 

NET ASSETS APPLICABLE TO COMMON STOCK  
  Common Stock, 30,871,844 shares at par value (note 5) 
  Additional paid-in capital (note 5) 
  Undistributed realized gain on securities sold 
   Over distributed net investment income (note 5) 
  Accumulated other comprehensive loss (note 7) 
  Unallocated distributions on Preferred Stock 
  Unrealized appreciation on investments, options written and other 

NET ASSETS APPLICABLE TO COMMON STOCK 

DECEMBER 31, 2014

$1,320,216,824
176,200
104,226,944
1,424,619,968

892
3,395,845
3,345,568
2,588,326
1,192,581

1,435,143,180

3,588,329
3,559,000
219,955
370,300
5,997,210
2,793,532
597,974
17,126,300

190,117,175
$1,227,899,705

$39.77

$30,871,844
596,606,977
1,775,541
(857,611)
(5,786,254)
(219,955)
605,509,163

$1,227,899,705

S T A T E M E N T   O F   O P T I O N S   W R I T T E N

CONTRACTS

CALL OPTIONS     (100 SHARES EACH)  COMMON STOCK/EXPIRATION DATE/EXERCISE PRICE                                 VALUE (NOTE 1a)

CONSUMER DISCRETIONARY
   RETAILING 
INFORMATION TECHNOLOGY
  TECHNOLOGY HARDWARE
   AND EQUIPMENT 

 1,900 

   Target Corporation/January 17,    2015/$75 

$366,700

200 

Apple Inc./January 17, 2015/$120 

(PREMIUMS RECEIVED $245,504) 

3,600
$370,300

(see notes to financial statements)

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 1

S T A T E M E N T   O F   O P E R A T I O N S

G e n e r a l   A m e r i c a n   I n v e s t o r s

INCOME

Dividends (net of foreign withholding taxes of $691,354) 

TOTAL INCOME 

EXPENSES

Investment research 
Administration and operations 
Office space and general 
Auditing and legal fees 
Directors’ fees and expenses 
Transfer agent, custodian and registrar fees and expenses 
State and local taxes 
Stockholders’ meeting and reports 

TOTAL EXPENSES 

NET INVESTMENT INCOME 

       YEAR ENDED   

DECEMBER 31, 2014

$23,349,033

23,349,033

7,175,363
3,726,365
1,696,033
326,349
239,928
174,539
165,344
109,821

13,613,742

9,735,291

Realized Gain And Change In Unrealized Appreciation On Investments (Notes 1, 3 and 4)

Net realized gain on investments:
    Securities transactions 
    Written options transactions (notes 1b and 4) 

     Net decrease in unrealized appreciation 

NET INVESTMENT INCOME, GAINS AND APPRECIATION ON INVESTMENTS  

DISTRIBUTIONS TO PREFERRED STOCKHOLDERS    

INCREASE IN NET ASSETS RESULTING FROM OPERATIONS 

101,444,827
656,922
102,101,749

(27,988,358)

83,848,682

(11,311,972)

$72,536,710

(see notes to financial statements)

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 2

S T A T E M E N T   O F   C H A N G E S   I N   N E T   A S S E T S

G e n e r a l   A m e r i c a n   I n v e s t o r s

OPERATIONS

Net investment income 
Net realized gain on investments 
Net increase (decrease) in unrealized appreciation 

Distributions to Preferred Stockholders: 
  From net investment income 
  From net capital gains  
  Decrease in net assets from Preferred distributions 

INCREASE IN NET ASSETS RESULTING FROM OPERATIONS 
OTHER COMPREHENSIVE INCOME (LOSS)

Funded status of defined benefit plans (note 7) 

DISTRIBUTIONS TO COMMON STOCKHOLDERS

YEAR ENDED DECEMBER 31,

2014

2013

$9,735,291 
102,101,749 
(27,988,358) 
83,848,682 

$5,228,019
69,657,472
243,076,683
317,962,174

(1,037,961) 
(10,274,011) 
(11,311,972) 

(992,168)
(10,319,804)
(11,311,972)

72,536,710 

306,650,202

(3,962,010) 

5,948,555

From net investment income 
From net capital gains 

(9,462,665) 
(93,663,921) 

(5,382,759)
(55,987,513)

DECREASE IN NET ASSETS FROM COMMON DISTRIBUTIONS 

(103,126,586) 

(61,370,272)

CAPITAL SHARE TRANSACTIONS (NOTE 5)

Value of Common Shares issued in payment of dividends 
   and distributions  
Cost of Common Shares purchased 

INCREASE IN NET ASSETS - CAPITAL TRANSACTIONS 

NET INCREASE (DECREASE) IN NET ASSETS 

NET ASSETS APPLICABLE TO COMMON STOCK

51,886,970 
(18,905,125) 

35,871,304
(13,047,704)

32,981,845 

22,823,600

(1,570,041) 

274,052,085

BEGINNING OF YEAR 

1,229,469,746 

955,417,661

END OF YEAR (including over distributed net investment
income of ($857,611) and ($191,539), respectively) 

$1,227,899,705  $1,229,469,746

(see notes to financial statements)

 
 
 
 
 
 
  
1 3

F I N A N C I A L   H I G H L I G H T S

G e n e r a l   A m e r i c a n   I n v e s t o r s

The table shows per share 
operating performance 
data, total investment 
return, ratios and supple-
mental data for each year 
in the five-year period 
ended December 31, 2014. 
This information has 
been derived from infor-
mation contained in the 
financial statements and 
market price data for the 
Company’s shares.

PER SHARE OPERATING PERFORMANCE
  Net asset value, beginning of year 
   Net investment income 
  Net gain (loss) on securities - realized

        and unrealized 

     Other comprehensive income (loss) 

  Distributions on Preferred Stock:

        Dividends from net investment income 
        Distributions from net capital gains 

  Total from investment operations 

  Distributions on Common Stock:

       Dividends from net investment income 
       Distributions from net capital gains 

2014 

2013 

2012 

2011 

2010

$41.07 
.32 

$32.68 
.17 

$29.78 
.24 

$31.26 
.18 

$27.50
.19

2.39 
(.13) 
2.58 

(.04) 
(.34) 
(.38) 
2.20 

(.32) 
(3.18) 
(3.50) 

10.51 
.20 
10.88 

(.04) 
(.35) 
(.39) 
10.49 

(.18) 
(1.92) 
(2.10) 

5.05 
— 
5.29 

(.04)   
(.35)   
(.39)   
4.90 

(.21)   
(1.79)   
(2.00)   

(.68) 
(.10) 
(.60) 

(.11) 
(.27) 
(.38) 
(.98) 

(.15) 
(.35) 
(.50) 

4.37
—
4.56

(.07)
(.30)
(.37)
4.19

(.08)
(.35)
(.43)

  Net asset value, end of year 
  Per share market value, end of year 

$39.77 
$35.00 

$41.07 
$35.20 

$32.68   
$27.82   

$29.78 
$24.91 

$31.26 
$26.82 

TOTAL INVESTMENT RETURN - Stockholder
  Return, based on market price per share 

RATIOS AND SUPPLEMENTAL DATA
  Net assets applicable to Common Stock,

9.32% 

34.24% 

19.77% 

(5.29%) 

16.24%

   end of year (000’s omitted) 

$1,227,900  $1,229,470 

$955,418 

$886,537  $950,941

  Ratio of expenses to average net assets  

   applicable to Common Stock 

 1.10% 

1.27% 

1.67% 

1.39% 

1.54%

  Ratio of net income to average net assets

   applicable to Common Stock    

  Portfolio turnover rate    

0.78% 
14.98% 

0.47% 
17.12% 

0.74% 
9.56% 

0.56% 
11.17% 

0.66%
18.09%

  PREFERRED STOCK

  Liquidation value, end of year

   (000’s omitted) 

  Asset coverage 
  Liquidation preference per share 
  Market value per share 

(see notes to financial statements)

$190,117 
746% 

$190,117 
747% 

$190,117 
603% 

$190,117  $190,117
600%

566% 

$25.00 
$26.01 

$25.00 
$25.30 

$25.00 
$25.54 

$25.00 
$25.47 

$25.00
$24.95

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
     
 
 
 
 
         
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 4

N O T E S   T O   F I N A N C I A L   S T A T E M E N T S

G e n e r a l   A m e r i c a n   I n v e s t o r s

1.  SIGNIFICANT ACCOUNTING POLICIES
  General American Investors Company,   Inc. (the “Company”),   established in 1927,   is registered under the Investment Company 
Act of 1940 as a closed-end,   diversified management investment company. It is internally managed by its officers under the 
direction of the Board of Directors.

     The accompanying financial statements have been prepared in accordance with United States generally accepted account-
ing principles (“U.S. GAAP”) pursuant to the requirements for reporting in Accounting Standards Codification 946, Financial 
Services - Investment Companies (“ASC 946"), and Articles 6 and 10 of Regulation S-X.

   The preparation of financial statements in accordance with U.S. GAAP requires management to make estimates and assump-
tions that affect the reported amounts of assets and liabilities at the date of the financial statements and the reported amounts 
of income, expenses and gains and losses during the reported period.  Changes in the economic environment, financial mar-
kets, and any other parameters used in determining these estimates could cause actual results to differ, and these differences 
could be material.

  a. SECURITY VALUATION  Equity securities traded on a national securities exchange are valued at the last reported sales price on 
the last business day of the period. Equity securities reported on the NASDAQ national market are valued at the official closing 
price on that day. Listed and NASDAQ equity securities for which no sales are reported on that day and other securities traded 
in the over-the-counter market are valued at the last bid price (asked price for options written) on the valuation date. Equity 
securities traded primarily in foreign markets are valued at the closing price of such securities on their respective exchanges or 
markets.  Corporate debt securities,   domestic and foreign,   are generally traded in the over-the-counter market rather than on a 
securities exchange.  The Company utilizes the latest bid prices provided by independent dealers and information with respect 
to transactions in such securities to determine current market value.  If,   after the close of foreign markets,   conditions change 
significantly,   the price of certain foreign securities may be adjusted to reflect fair value as of the time of the valuation of the 
portfolio. Investments in money market funds are valued at their net asset value.  Special holdings (restricted securities) and 
other securities for which quotations are not readily available are valued at fair value determined in good faith pursuant to spe-
cific procedures appropriate to each security as established by and under the general supervision of the Board of Directors.  The 
determination of fair value involves subjective judgments.  As a result,   using fair value to price a security may result in a price 
materially different from the price used by other investors or the price that may be realized upon the actual sale of the security.
  b. OPTIONS  The Company may purchase and write (sell) put and call options.  The Company typically purchases put options or 
writes call options to hedge the value of portfolio investments while it typically purchases call options and writes put options 
to obtain equity market exposure under specified circumstances. The risk associated with purchasing an option is that the 
Company pays a premium whether or not the option is exercised. Additionally,   the Company bears the risk of loss of the pre-
mium and a change in market value should the counterparty not perform under the contract.  Put and call options purchased 
are accounted for in the same manner as portfolio securities. Premiums received from writing options are reported as a liability 
on the Statement of Assets and Liabilities. Those that expire unexercised are treated by the Company on the expiration date 
as realized gains on written option transactions in the Statement of Operations. The difference between the premium received 
and the amount paid on effecting a closing purchase transaction,   including brokerage commissions,   is also treated as a realized 
gain,   or,   if the premium is less than the amount paid for the closing purchase transaction,   as a realized loss on written option 
transactions in the Statement of Operations. If a call option is exercised,   the premium is added to the proceeds from the sale of 
the underlying security in determining whether the Company has realized a gain or loss on investments in the Statement of 
Operations. If a put option is exercised,   the premium reduces the cost basis for the securities purchased by the Company and 
is parenthetically disclosed under cost of investments on the Statement of Assets and Liabilities. The Company as writer of an 
option bears the market risk of an unfavorable change in the price of the security underlying the written option.  See Note 4 for 
written option activity.

  c. SECURITIES TRANSACTIONS AND INVESTMENT INCOME    Securities transactions are recorded as of the trade date. Dividend income 
and distributions to stockholders are recorded as of the ex-dividend dates. Interest income,     adjusted for amortization of dis-
count and premium on investments,     is earned from settlement date and is recognized on the accrual basis. Cost of short-term 
investments represents amortized cost.
  d. FOREIGN CURRENCY TRANSLATION AND TRANSACTIONS  Portfolio securities and other assets and liabilities denominated in foreign 
currencies are translated into U.S. dollars based on the exchange rate of such currencies versus U.S. dollars on the date of valu-
ation.  Purchases and sales of securities,   income and expense items denominated in foreign currencies are translated into U.S. 
dollars at the exchange rate in effect on the transaction date.  Events may impact the availability or reliability of foreign ex-
change rates used to convert the U.S. dollar equivalent value.  If such an event occurs,   the foreign exchange rate will be valued 
at fair value using procedures established and approved by the Company’s Board of Directors.  The Company does not sepa-
rately report the effect of changes in foreign exchange rates from changes in market prices on securities held.  Such changes are 
included in net realized and unrealized gain or loss from investments on the Statement of Operations.

      Realized foreign exchange gains or losses arise from sales of foreign currencies,   currency gains or losses realized between the 
trade and settlement dates on securities transactions and the difference between the recorded amounts of dividends,   interest, 
  and foreign withholding taxes and the U.S. dollar equivalent of the amounts actually received or paid.  Net unrealized foreign 
exchange gains and losses arise from changes in foreign exchange rates on foreign denominated assets and liabilities other than 
investments in securities held at the end of the reporting period.

      Foreign security and currency transactions may involve certain considerations and risks not typically associated with those of 
U.S. companies as a result of,   among other factors,   the possibility of political or economic instability or the level of governmen-
tal supervision and regulation of foreign securities markets.

  e. DIVIDENDS AND DISTRIBUTIONS  The Company expects to pay dividends of net investment income and distributions of net real-
ized capital and currency gains,   if any,   annually to common shareholders and quarterly to preferred shareholders.  Dividends 
and distributions to common and preferred shareholders,   which are determined in accordance with Federal income tax regula-
tions are recorded on the ex-dividend date.  Permanent book/tax differences relating to income and gains are reclassified to 
paid-in capital as they arise.

    
1 5

N O T E S   T O   F I N A N C I A L   S T A T E M E N T S   -   c o n t i n u e d

G e n e r a l   A m e r i c a n   I n v e s t o r s

1.  SIGNIFICANT ACCOUNTING POLICIES - (Continued from previous page.)
f. FEDERAL INCOME TAXES  The Company’s policy is to fulfill the requirements of the Internal Revenue Code applicable to regu-
lated investment companies and to distribute substantially all taxable income to its stockholders. Accordingly,     no provision for 
Federal income taxes is required. In accordance with U.S. GAAP requirements regarding accounting for uncertainties in income 
taxes,     management has analyzed the Company’s tax positions taken or expected to be taken on federal and state income tax 
returns for all open tax years (the current and the prior three tax years) and has concluded that no provision for income tax is 
required in the Company’s financial statements.
g. CONTINGENT LIABILITIES  Amounts related to contingent liabilities are accrued if it is probable that a liability has been 
incurred and an amount is reasonably estimable.  Management evaluates whether there are incremental legal or other costs 
directly associated with the ultimate resolution of a matter that are reasonably estimable and, if so, they are included in the 
accrual.

 h. INDEMNIFICATIONS  In the ordinary course of business, the Company enters into contracts that contain a variety of indem-
nifications. The Company’s maximum exposure under these arrangements is unknown. However, the Company has not 
had prior claims or losses pursuant to these indemnification provisions and expects the risk of loss thereunder to be remote.

2.  FAIR VALUE MEASUREMENTS 
Various data inputs are used in determining the value of the Company’s investments. These inputs are summarized in a 
hierarchy consisting of the three broad levels listed below:

Level 1 - quoted prices in active markets for identical securities (including money market funds which are valued using am-
ortized cost and which transact at net asset value, typically $1 per share),

Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, credit risk, etc.), and

Level 3 - significant unobservable inputs (including the Company’s own assumptions in determining the fair value of in-
vestments).

   The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with invest-
ing in those securities. The following is a summary of the inputs used to value the Company’s net assets as of December 31, 
2014:

     Assets 
     Common stocks 
     Purchased options 
     Money market fund 
       Total 

   Liabilities
  Options written 

Level 1 
$1,320,216,824 
176,200 
104,226,944 
$1,424,619,968 

($370,300) 

Level 2 
— 
— 
— 
— 

Level 3 
— 
—  
—  
— 

Total

$1,320,216,824
176,200
104,226,944
$1,424,619,968

($370,300)

The aggregate value of Level 3 portfolio investments changed during the year ended December 31, 2014 as follows:

   Change in portfolio valuations using significant unobservable inputs: 

Fair value at December 31, 2013 
Realized gain 
Net change in unrealized appreciation 
Proceeds from sale 
Transfer to Level 1 
Fair value at December 31, 2014 

Level 3

$32,637,795
9,328,522
(4,181,595)
(24,076,522)
(13,708,200)
$0

   Transfers are reported as of the actual date of reclassification.  Transfers from Level 3 to Level 1 occurred during the year 
ended December 31, 2014 upon Forethought Financial Group being acquired by a third party and FCB Financial Holdings, 
Inc. completing its initial public offering.

3.  PURCHASES AND SALES OF SECURITIES
  Purchases and sales of securities (other than short-term securities and options) during 2014 amounted to $197,165,910 and 
$271,368,849,   on long transactions,   respectively.

4.  WRITTEN OPTIONS
The level of activity in written options varies from year to year based upon market conditions.  Transactions in written call 
options and collateralized put options during the year ended December 31, 2014 were as follows: 

      Options outstanding,       December 31,       2013 

  Options written 
  Options exercised 
  Options expired 
  Options terminated in closing purchase transaction 
  Options outstanding, December 31, 2014 

CONTRACTS 
1,200 
5,100 
(250) 
(523) 
(3,427) 
2,100 

PREMIUMS 

$229,628 
487,478 
(161,738) 
(37,375) 
(272,489) 
$245,504 

CONTRACTS 

0 
5,800 
(1,500) 
(2,500) 
(1,800) 
0 

PREMIUMS
                  $0
  818,553
(147,489)
(57,940)
(613,124)
$0 

COVERED CALLS 

COLLATERALIZED PUTS

5.  CAPITAL STOCK AND DIVIDEND DISTRIBUTIONS 
  The authorized capital stock of the Company consists of 50,  000,  000 shares of Common Stock,   $1.00 par value,   and 
10,  000,  000 shares of Preferred Stock,   $1.00 par value.  With respect to the Common Stock,   30,871,844 shares were issued 
and outstanding;   8,  000,  000 Preferred Shares were originally issued and 7,  604,  687 were outstanding on December 31,   2014.

     On September 24,   2003,   the Company issued and sold 8,  000,  000 shares of its 5.95% Cumulative Preferred Stock,   Series 
B  in an underwritten offering.  The Preferred Shares were noncallable for the 5 year period ended September 24,   2008 and 
have a liquidation preference of $25.00 per share plus accumulated and unpaid dividends to the date of redemption.  

 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
     
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N O T E S   T O   F I N A N C I A L   S T A T E M E N T S   -   c o n t i n u e d

G e n e r a l   A m e r i c a n   I n v e s t o r s

5.  CAPITAL STOCK AND DIVIDEND DISTRIBUTIONS  -  (Continued from previous page.)
On December 10,   2008,   the Board of Directors authorized the repurchase of up to 1 million Preferred Shares in the open market at 
prices below $25.00 per share.  To date, 395,313 shares have been repurchased.
   The Company allocates distributions from net capital gains and other types of income  proportionately among holders of shares of 
Common Stock and Preferred Stock. To the extent that dividends on the shares of Preferred Stock are not paid from net capital gains, 
  they will be paid from investment company taxable income, or will represent a return of capital.    
   Under the Investment Company Act of 1940,  the Company is required to maintain an asset coverage of at least 200% of the Preferred 
Stock. In addition,  pursuant to Moody’s Investor Service,  Inc. Rating Agency Guidelines,  the Company is required to maintain a certain 
discounted asset coverage for its portfolio that equals or exceeds a Basic Maintenance Amount.  If the Company fails to meet these 
requirements in the future and does not cure such failure,  the Company may be required to redeem,  in whole or in part,  shares of 
Preferred Stock at a redemption price of $25.00 per share plus accumulated and unpaid dividends.  In addition,  failure to meet the fore-
going asset coverage requirements could restrict the Company’s ability to pay dividends on shares of Common Stock and could lead to 
sales of portfolio securities at inopportune times.

    The holders of Preferred Stock have voting rights equivalent to those of the holders of Common Stock (one vote per share) and,  gen-
erally,  vote together with the holders of Common Stock as a single class.

    Holders of Preferred Stock will elect two members to the Company’s Board of Directors and the holders of Preferred and Common 
Stock,  voting as a single class,  will elect the remaining directors. If the Company fails to pay dividends on the Preferred Stock in an 
amount equal to two full years’ dividends,  the holders of Preferred Stock will have the right to elect a majority of the directors. In addi-
tion,  the Investment Company Act of 1940 requires that approval of the holders of a majority of any outstanding Preferred Shares,  vot-
ing separately as a class,  would be required to (a) adopt any plan of reorganization that would adversely affect the Preferred Stock and 
(b) take any action requiring a vote of security holders,  including,  among other things,  changes in the Company’s subclassification as a 
closed-end investment company or changes in its fundamental investment policies.

    The Company presents its Preferred Stock,  for which its redemption is outside of the Company’s control,  outside of the net assets 
applicable to Common Stock in the Statement of Assets and Liabilities.

   Transactions in Common Stock during 2014 and 2013 were as follows:

SHARES 

AMOUNT

2014 

2013 

2014 

2013

Shares issued in payment of dividends and
   distributions (includes 1,473,643 and
   1,090,772 shares issued from treasury,
   respectively) 
Increase in paid-in capital 
   Total increase   
Shares purchased (at an average
   discount from net asset value of
   14.4% and 14.3%, respectively) 
Decrease in paid-in capital 

Total decrease 
Net increase (decrease) 

1,473,643 

1,090,772 

$1,473,643 
50,413,327 
      51,886,970 

$1,090,772
34,780,532
35,871,304

(541,367) 

(385,176) 

932,276 

705,596 

(541,367) 
(18,363,758) 
(18,905,125) 
$32,981,845 

(385,176)
(12,662,528)
(13,047,704)
$22,823,600

    At December 31,  2014,  the Company held in its treasury 1,109,028 shares of Common Stock with an aggregate cost of $37,307,527.

    The tax basis distribution during the year ended December 31, 2014 is as follows: ordinary distributions of $18,792,969 and net capital 
gains distributions of $95,645,589.  As of December 31,  2014,  distributable earnings on a tax basis included $2,028,405 from undistrib-
uted net capital gains and $605,509,163 from net unrealized appreciation on investments if realized in future years.  Reclassifications 
arising from permanent “book/tax” differences reflect non-tax deductible expenses and redesignation of dividends during the year ended 
December 31,  2014.  As a result,  additional paid-in capital was decreased by $724, accumulated net realized gain on investment transac-
tions was decreased by $98,539 and net investment increased by $99,263.  As of December 31, 2014 the Company had straddle loss defer-
rals of $252,864.  Net assets were not affected by this reclassification.
6.  OFFICERS’ COMPENSATION
The aggregate compensation accrued and paid by the Company during the year ended December 31,  2014 to its officers (identified on 
page 20) amounted to $6,905,000 of which $3,162,500 was payable as of year end.

7.  BENEFIT PLANS
The Company has funded (Qualified) and unfunded (Supplemental) defined contribution thrift plans that are available to its employ-
ees.  The aggregate cost of such plans for 2014 was $696,191.  The qualified thrift plan acquired 64,687 shares and sold 11,100 shares of 
the Company’s Common Stock during the year ended December 31,  2014.  It held 538,588 shares of the Company’s Common Stock at 
December 31,  2014.  

   The Company also has both funded (Qualified) and unfunded (Supplemental) noncontributory defined benefit pension plans that cover 
its employees.  The pension plan provides a defined benefit based on years of service and final average salary with an offset for a portion 
of Social Security covered compensation.  The investment policy of the pension plan is to invest not less than 80% of its assets, under 
ordinary conditions, in equity securities and the balance in fixed income securities.  The investment strategy is to invest in a portfolio 
of diversified registered investment funds (open-end and exchange traded) and an unregistered partnership.  Open-end funds and the 
unregistered partnership are valued at net asset value based upon the fair market value of the underlying investment portfolios.  Exchange 
traded funds are valued based upon their closing market price.

    The Company recognizes the overfunded or underfunded status of a defined benefit postretirement plan as an asset or liability in the 
Statement of Assets and Liabilities and recognizes changes in funded status in the year in which the changes occur through other com-
prehensive income.

 
 
 
 
 
 
 
 
 
 
 
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N O T E S   T O   F I N A N C I A L   S T A T E M E N T S   -   c o n t i n u e d

G e n e r a l   A m e r i c a n   I n v e s t o r s

7.  BENEFIT PLANS - (Continued from previous page.)  
OBLIGATIONS AND FUNDED STATUS OF DEFINED BENEFIT PLANS: 

CHANGE IN BENEFIT OBLIGATION:

Benefit obligation at beginning of year 
Service cost 
Interest cost 
Benefits paid 
Actuarial loss 
Projected benefit obligation at end of year 

CHANGE IN PLAN ASSETS:

Fair value of plan assets at beginning of year 
Actual return on plan assets 
Employer contributions 
Benefits paid 
Fair value of plan assets at end of year 

FUNDED STATUS AT END OF YEAR 

DECEMBER 31, 2014 (MEASUREMENT DATE)
QUALIFIED  SUPPLEMENTAL                               

PLAN 

PLAN 

TOTAL

$13,509,556 
333,984 
646,681 
(752,944) 
3,141,624 
16,878,901 

19,087,748 
1,132,423 
— 
(752,944) 
19,467,227 
$2,588,326 

$4,627,182 
132,217 
228,336 
(308,234) 
1,317,709 
5,997,210 

— 
— 
308,234 
(308,234) 
— 
($5,997,210) 

$18,136,738
466,201
875,017
(1,061,178)
4,459,333
22,876,111

19,087,748
1,132,423
308,234
(1,061,178)
19,467,227
($3,408,884)

Accumulated benefit obligation at end of year 

$15,582,709 

$5,351,862 

$20,934,571

WEIGHTED-AVERAGE ASSUMPTIONS USED TO DETERMINE OBLIGATION AT YEAR END:
  Discount rate 

Salary scale assumption 

CHANGE IN FUNDED STATUS: 
  Noncurrent benefit asset - qualified plan 

LIABILITIES:
  Current benefit liability - supplemental plan 
  Noncurrent benefit liability - supplemental plan 

3.90% 
4.25% 

3.90%
4.25%

BEFORE 
$5,578,192 

ADJUSTMENTS 
($2,989,866) 

AFTER
$2,588,326

($298,120) 
(4,329,060) 

($7,850) 
(1,362,180) 

($305,970)
(5,691,240)

AMOUNTS RECOGNIZED IN ACCUMULATED OTHER COMPREHENSIVE INCOME CONSIST OF:
  Net actuarial loss 
Prior service cost 

ACCUMULATED OTHER COMPREHENSIVE INCOME 

$1,717,067 
107,177 
$1,824,244 

$4,008,595 
(46,585) 
$3,962,010 

$5,725,662
60,592
$5,786,254

   WEIGHTED-AVERAGE ASSUMPTIONS TO DETERMINE NET PERIODIC BENEFIT COST DURING YEAR:
  Discount rate 

Expected return on plan assets* 
Salary scale assumption 

4.70% 
7.50% 
4.25% 

4.70% 
N/A 
4.25% 

  *Determined based upon a discount to the long-term average historical performance of the plan.

COMPONENTS OF NET PERIODIC BENEFIT COST:

Service cost 
Interest cost 
Expected return on plan assets 
Amortization of:
  Prior service cost 
  Recognized net actuarial loss 

  Net periodic benefit cost 

$333,984 
646,681 
(1,129,587) 

45,828 
414,349 
$311,255 

$132,217 
228,336 
— 

757 
33,553 
$394,863 

$466,201
875,017
(1,129,587)

46,585
447,902
$706,118

PLAN ASSETS
The Company’s qualified pension plan asset allocation by asset class at December 31, 2014, is as follows:

ASSET CATEGORY 

  Equity securities 
  Money market fund 
Total 

LEVEL 1 

$15,548,867 
1,030,782 
$16,579,649 

LEVEL 2 

$2,887,578 
— 
$2,887,578 

LEVEL 3 

— 
— 
— 

TOTAL

$18,436,445
1,030,782
$19,467,227

EXPECTED CASH FLOWS 

QUALIFIED PLAN 

SUPPLEMENTAL PLAN 

Expected Company contributions for 2015 
Expected benefit payments:
  2015 
  2016 
  2017 
  2018 
  2019 
  2020-2024 

— 

$815,698 
839,857 
853,541 
869,545 
884,478 
4,664,102 

$305,970 

$305,970 
305,563 
297,255 
293,518 
289,297 
1,394,316 

TOTAL

$305,970

$1,121,668
1,145,420
1,150,796
1,163,063
1,173,775
6,058,418

  The estimated amount that will be amortized from accumulated other comprehensive income into net periodic benefit cost in 2015 is $683,094.

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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N O T E S   T O   F I N A N C I A L   S T A T E M E N T S   -   c o n t i n u e d

G e n e r a l   A m e r i c a n   I n v e s t o r s

8.  OPERATING LEASE COMMITMENT
 In September 2007,  the Company entered into an operating lease agreement for office space which expires in February 2018 and 
provided for aggregate rental payments of approximately $10, 755, 000,  net of construction credits. The lease agreement con-
tains clauses whereby the Company receives free rent for a specified number of months and credit towards construction of office 
improvements,  and incurs escalations annually relating to operating costs and real property taxes and to annual rent charges begin-
ning in February 2013. The Company has the option to renew the lease after February 2018 for five years at market rates. Rental 
expense approximated $1, 116,600 for the year ended December 31,  2014. Minimum rental commitments under the operating lease 
are approximately  $1, 183, 000 per annum in 2015 through 2017,  and $99, 000 in 2018.

1 9

R E P O R T   O F   I N D E P E N D E N T   R E G I S T E R E D   P U B L I C   A C C O U N T I N G   F I R M

G e n e r a l   A m e r i c a n   I n v e s t o r s

TO THE BOARD OF DIRECTORS AND STOCKHOLDERS OF 
GENERAL AMERICAN INVESTORS COMPANY, INC.

We have audited the accompanying statement 
of assets and liabilities, including the state-
ments of investments and options written, of 
General American Investors Company, Inc. (the 
“Company”) as of December 31, 2014, and the 
related statement of operations for the year then 
ended, the statement of changes in net assets for 
each of the two years in the period then ended, 
and financial highlights for each of the five years 
in the period then ended.  These financial state-
ments and financial highlights are the respon-
sibility of the Company’s management.  Our 
responsibility is to express an opinion on these 
financial state ments and financial highlights 
based on our audits.

We conducted our audits in accordance with the 
standards of the Public Company Accounting 
Oversight Board (United States). Those standards 
require that we plan and perform the audit to 
obtain reasonable assurance about whether the 
financial statements and financial highlights 
are free of material misstatement.  We were not 
engaged to perform an audit of the Company’s 
internal control over financial reporting.  Our 
audits included consideration of internal control 
over financial reporting as a basis for design-
ing audit procedures that are appropriate in 
the circumstances, but not for the purpose of 

expressing an opinion on the effectiveness of 
the Company’s internal control over financial 
reporting.  Accordingly, we express no such 
opinion.  An audit includes examining, on a 
test basis, evi dence supporting the amounts 
and disclosures in the financial statements. Our 
procedures included confirmation of securities 
owned as of December 31, 2014, by correspon-
dence with the custodian and brokers. An audit 
also includes assessing the accounting principles 
used and significant estimates made by manage-
ment, as well as evaluating the overall financial 
statement presentation. We believe that our 
audits provide a reasonable basis for our opin-
ion.

In our opinion, the financial statements and 
financial highlights referred to above present 
fairly, in all material respects, the financial posi-
tion of General American Investors Company, 
Inc. at December 31, 2014, the results of its oper-
ations for the year then ended, the changes in its 
net assets for each of the two years in the period 
then ended, and the financial highlights for each 
of the five years in the period then ended, in con-
formity with U.S.  generally accepted accounting 
principles.

New York, New York
February 6, 2015

2 0

O F F I C E R S

G e n e r a l   A m e r i c a n   I n v e s t o r s

NAME (AGE) 
  EMPLOYEE SINCE 

PRINCIPAL OCCUPATION 
  DURING PAST 5 YEARS 

NAME (AGE) 
    EMPLOYEE SINCE 

PRINCIPAL OCCUPATION
  DURING PAST 5 YEARS 

Jeffrey W. Priest (52) 
   2010 

Anang Majmudar (40) 

President of the Company  
   since 2012 and Chief Executive     2012 
   Officer since 2014, 
   Managing Member and 
   President, Amajac Capital 
   Management, LLC 
   (1999-2010) 

Michael Robinson (42) 
   2006 

Andrew V. Vindigni (55) 
   1988 

Senior Vice-President of the 
   Company since 2006,
   Vice-President 1995-2006 
   securities analyst (financial 
   services and consumer 
   non-durables industries) 

Diane G. Radosti (62) 
   1980 

Vice-President of the   
   Company effective 2015, 
   securities analyst (general     
   industries)

Vice-President of the  
   Company since 2010,
   securities analyst (general
   industries)

Treasurer of the Company
   since 1990, 
   Principal Accounting
   Officer since 2003

Eugene S. Stark (56)  
   2005 

Craig A. Grassi (46) 
   1991 

Sally A. Lynch, Ph.D. (55) 
   1997 

Vice-President, Administration  Maureen E. LoBello (64) 
   of the Company and 
   Principal Financial Officer 
   since 2005, Chief Compliance 
   Officer since 2006 

   1992 

Corporate Secretary of the
   Company since 2013,
   Assistant Corporate
   Secretary 2005-2012
   benefits administration

Linda J. Genid (56) 
   1983 

Assistant Corporate Secretary of  
   Company since 2014,
   network administrator

Vice-President of the Company 
   since 2013, Assistant Vice- 
   President 2005-2012 
   securities analyst and 
   information technology 

Vice-President of the  
   Company since 2006, 
   securities analyst 
   (biotechnology industry) 

All officers serve for a term of one year and are elected by the Board of Directors at the time of its annual organization
meeting in April.  The address for each officer is the Company’s office.  All information is as of February 7, 2015.

    S E R V I C E   O R G A N I Z A T I O N S  

  COUNSEL
  Sullivan & Cromwell LLP

INDEPENDENT AUDITORS

  Ernst & Young LLP

  CUSTODIAN
  State Street Bank and Trust  
  Company

TRANSFER AGENT AND REGISTRAR
American Stock Transfer & Trust Company, LLC
6201 15th Avenue
Brooklyn, NY  11219
1-800-413-5499
www.amstock.com

Previous purchases of the Company’s Common and Preferred Stock are set forth in Note 5,  on pages 15 and 16.  Prospective pur-
chases of Common and Preferred Stock may be made at such times,  at such prices,  in such amounts and in such manner as the 
Board of Directors may deem advisable. 

 The policies and procedures used by the Company to determine how to vote proxies relating to portfolio securities and the 
Company’s proxy voting record for the twelve-month period ended June 30,  2014 are available: (1) without charge,  upon request, 
 by calling us at our toll-free telephone number (1-800-436-8401),  (2) on the Company’s website at www.generalamericaninves-
tors.com and (3) on the Securities and Exchange Commission’s website at www.sec.gov. 

 In  addition  to  distributing  financial  statements  as  of  the  end  of  each  quarter,   General  American  Investors  files  a  Quarterly 
Schedule of Portfolio Holdings (Form N-Q) with the Securities and Exchange Commission (“SEC”) as of the end of the first 
and third calendar quarters.  The Company’s Forms N-Q are available at www.generalamericaninvestors.com and on the SEC’s 
website: www.sec.gov.  Also,  Forms N-Q may be reviewed and copied at the SEC’s Public Reference Room in Washington,  DC.  
Information on the operation of the SEC’s Public Reference Room may be obtained by calling 1-800-SEC-0330.  A copy of the 
Company’s Form N-Q may be obtained by calling us at 1-800-436-8401.

 On May 16,  2014,  the Company submitted a CEO annual certification to the New York Stock Exchange (“NYSE”) on which the 
Company’s principal executive officer certified that he was not aware,  as of that date,  of any violation by the Company of the 
NYSE’s Corporate Governance listing standards.  In addition,  as required by Section 302 of the Sarbanes-Oxley Act of 2002 and re-
lated SEC rules,  the Company’s principal executive and principal financial officer made quarterly certifications,  included in filings 
with the SEC on Forms N-CSR and N-Q relating to,  among other things,  the Company’s disclosure controls and procedures and 
internal control over financial reporting,  as applicable.

 
 
 
   
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
D I R E C T O R S
G e n e r a l   A m e r i c a n   I n v e s t o r s  

  NAME (AGE) 
  DIRECTOR SINCE 

INDEPENDENT DIRECTORS
  Arthur G. Altschul, Jr. (50) 

1995 

Rodney B. Berens (69) 
2007 

PRINCIPAL OCCUPATION 
DURING PAST 5 YEARS 

Co-Founder and Chairman 
Kolltan Pharmaceuticals, Inc. 

Managing Member 
Diaz & Altschul Capital 
  Management, LLC 
(private investment company)   

Chairman
Overbrook Management Corporation
(investment advisory firm)

Founding Partner 
Berens Capital Management, LLC 
(investment management) 

Lewis B. Cullman (96) 
1961 

Philanthropist 

Spencer Davidson (72) 
1995 

John D. Gordan, III (69) 
1986 

Chairman of the Board 
General American Investors 
 Company, Inc. 
  President and Chief Executive
  Officer (1995-2012)

Attorney
Beazley USA Services, Inc. (2014)
(insurance)

Senior Counsel (2010-2011)
Partner (1994-2010) (Retired)
Morgan, Lewis & Bockius LLP

Betsy F. Gotbaum (76) 
2010 

Consultant 

CURRENT DIRECTORSHIPS AND AFFILIATIONS

Child Mind Institute, Director
Delta Opportunity Fund, Ltd., Director
Neurosciences Research Foundation, Trustee

Alfred P. Sloan Foundation, Member of Investment Committee
Svarog Capital Advisers, Member of Investment Committee 
The Morgan Library and Museum, Trustee, Chairman of Investment
  Sub-Committee, and Member of Finance, Compensation and 
  Nomination Committees
The Woods Hole Oceanographic Institute, Trustee and Member of
  Investment Committee

Chess-in-the-Schools, Chairman
Metropolitan Museum of Art, Honorary Trustee
Museum of Modern Art, Vice Chairman, International Council and
  Honorary Trustee
The New York Botanical Garden, Senior Vice Chairman, Board of Managers
The New York Public Library, Trustee

Neurosciences Research Foundation, Trustee

Chess-in-the-Schools, Trustee
Community Service Society, Trustee
Coro Leadership, Trustee
Fisher Center for Alzheimer’s Research Foundation, Trustee
Learning Leaders, Trustee
Visiting Nurse Association of New York, Trustee 

Sidney R. Knafel (84) 
1994

Lead Independent Director 

IGENE Biotechnology, Inc., Director

Managing Partner 
SRK Management Company 
(private investment company) 

  Daniel M. Neidich (65) 

2007 

Chief Executive Officer 
Dune Real Estate Partners LP 

Child Mind Institute, Director
Prep for Prep, Director 
Real Estate Roundtable, Director (formerly Chairman)

Raymond S. Troubh (88) 
1989 

Financial Consultant 

Diamond Offshore Drilling, Inc., Director
Gentiva Health Services, Inc., Director

      INTERESTED DIRECTOR               

Jeffrey W. Priest (52) 
2013 

President of the Company 
  since 2012 and Chief Executive Officer
  since 2013

The Company is a stand-alone fund.  All Directors serve for a term of one year and are elected by Stockholders at the time of the annual meeting.  The address
for each Director is the Company’s office.  All information is as of February 6, 2015.