Genesis Minerals Limited
Annual Report 2023

Plain-text annual report

2023 ANNUAL REPORT ACN 124 772 041 Acknowledgement of Country Genesis would like to acknowledge and pay our respects to the Traditional Owners of the land on which we work. Darlot Kakarra Part A Marlinyu Ghoorlie Nyalpa Pirniku Whadjuk Noongar We recognise the continuing connection to lands, waters and communities. We pay our respect to Aboriginal cultures and to Elders past and present. Corporate Directory Directors Anthony Kiernan Raleigh Finlayson Michael Bowen Gerard Kaczmarek Jacqueline Murray Michael Wilkes Independent Non-Executive Chair Managing Director Non-Executive Director Non-Executive Director Non-Executive Director Non-Executive Director Company Secretary Geoff James Registered Office and Principal Place of Business Level 7, 40 The Esplanade Perth WA 6000 Australia Telephone: Website: Email: +61 8 6323 9050 www.genesisminerals.com.au info@genesisminerals.com.au Auditor Hall Chadwick WA Audit Pty Ltd 238 Rokeby Road SUBIACO WA 6008 Share Registry Computershare Investor Services Level 17, 221 St Georges Terrace Perth WA 6000 Stock Exchange Listing The Company's shares are quoted on the Australian Securities Exchange ASX Code GMD ACN 124 772 041 3 Contents FY23 Highlights Our Vision and Values Chair's Report Our Board of Directors Workplace Health and Safety Review of Operations Dacian Gold Operations Summary Development Projects - Admiral and Ulysses Genesis Mining Services Exploration Environment, Social and Governance Outlook Mineral Resources and Ore Reserves Statement Directors Report Auditor's Independence Statement Annual Financial Statements Directors' Declaration Audit Report Additional Information 4 5 6 7 8 10 12 14 16 17 18 26 28 29 34 58 59 92 93 99 FY23 Highlights Nil LTIs for FY23 Acquisition of majority control of Dacian Completed acquisition of St Barbara's Leonora assets Strengthened Board with addition of Chair Tony Kiernan and Non-Executive Directors Mick Wilkes and Jacqui Murray Completion of Ulysses West cutback in preparation for Ulysses Underground development. Establishment and ramp up of Genesis Mining Services Maiden Ore Reserve Estimate including Admiral and Ulysses 5 Our Core Values and Strategy Our Purpose: The Australian gold company most respected for our people, partnerships and performance Our Strategy: To build a premium Australian gold business with sustainable, high quality, +300,000 ounces per annum production. Our core values drive our culture and leadership 6 5 Chair's Report Dear Shareholders I am very pleased to introduce Genesis Minerals’ 2023 Annual Report following what has been a transitional and formative year for our Company. This has included making significant progress towards our declared strategy of building a premium Australian gold business with sustainable, high quality, +300,000 ounces per annum production. This strategy was unveiled in April 2022. A key step was taken on 30th June 2023 when we completed the acquisition of St Barbara’s Leonora assets. This portfolio includes the high-grade Gwalia underground mine and 1.4Mtpa Leonora mill, and a wealth of growth opportunities including the Tower Hill and Zoroastrian projects adding to the already existing Genesis projects. As a result of this acquisition, Genesis enters financial year 2024 as a new and growing gold producer with a dominant position in Western Australia’s prolific Leonora District. I would like to acknowledge and thank the Genesis team for their hard work, focus and commitment in driving the transition from gold explorer to gold producer in a relatively short space of time. We are now focused on completing a strategic review of Gwalia in the December half of 2023 with a view of providing a five-year outlook to the market in the March quarter of 2024. The outlook will be corner stoned by a long life, sustainable ‘margin over ounces’ Leonora business plan with a production target of +300,000 ounces per annum. We remain committed to progressive ESG and look forward to developing industry-leading sustainability initiatives, engagement and reporting as we consolidate our status as a new gold producer and continue our growth trajectory. Genesis ends the financial year with A$156 million cash* and no corporate bank debt. We have a first class team and as a company are well resourced to appropriately invest in Leonora and deliver the long-term benefits of safely delivering more production at lower cost and lower risk. Finally, I would like to acknowledge our shareholders for their ongoing support and reiterate my thanks to the entire Genesis team and contract partners for their ongoing contributions. Team Genesis is growing but remains ambitious, energetic and dedicated to the delivery of sustainable returns for all our stakeholders. I look forward to updating you as we implement the next steps of our growth strategy. Anthony (Tony) Kiernan AM Chair, Genesis Minerals Limited *Excludes Dacian cash 7 Our Board of Directors From left to right: Jacqui Murray, Michael Bowen, Tony Kiernan, Gerry Kaczmarek, Mick Wilkes, Raleigh Finlayson Anthony Kiernan AM LLB Non-Executive Chair – appointed 1 October 2022 Mr Kiernan is a former solicitor with extensive experience gained over 35 years in the management and operation of listed public companies. As both a lawyer and general consultant, he has practiced and advised extensively in the fields of resources and business generally. He is a Member of the Order of Australia. He is currently Non-Executive Chair of ASX50 lithium company Pilbara Minerals Limited (ASX: PLS), and Chair of the Fiona Wood Foundation which focuses on research into burns injuries. Mr Kiernan has served as a Director of the following listed companies in the three years immediately before the end of the 2023 financial year: Pilbara Minerals Limited (ASX:PLS) - July 2016 to present NT Minerals Limited (ASX:NTM) - April 2021 to March 2023 Dacian Gold Limited (ASX:DCN) - September 2022 to March 2023 Venturex Resources Limited (ASX:DVP) - July 2010 - March 2021 Northern Star Resources (ASX:NST) - February 2021 to November 2021 Saracen Mineral Holdings Limited (ASX:SAR) - September 2018 to February 2021 Raleigh Finlayson AdMineSurvey, BSc (Mine & Eng Surveying), GradDipMinEng, GradCertAppFin Managing Director – appointed 21 February 2022 Raleigh Finlayson is a Mining Engineer with over 20 years' of technical and operational experience in multiple disciplines including both underground and open pit operations. He was previously the Managing Director of Saracen Mineral Holdings and Northern Star Resources. During his 14 year tenure at Saracen, Mr Finlayson was initially the Chief Operating Officer responsible for the feasibility study and development of Saracen’s first operating gold mine, the Carosue Dam Operations. He was promoted to the role of Managing Director in 2013 and responsible for the acquisition and subsequent feasibility study and development of Saracen’s second operating gold mine, Thunderbox, and subsequently the purchase of 50% of the KCGM Superpit from Barrick Gold. Saracen grew from a market cap of $53m in 2008 to $6.0bn in 2021 before merging with Northern Star. Mr Finlayson has previously served as a Director of the following listed companies in the three years immediately before the end of the 2023 financial year: Northern Star Resources (ASX:NST) - February 2021 to July 2021 Saracen Mineral Holdings Limited (ASX:SAR) - April 2013 to February 2021 8 Michael Bowen LLB, BJuris, BCom, CPA Non-Executive Director – appointed 19 November 2021 Mr Bowen has been practicing corporate law for 35 years and has deep knowledge of the Australian resources sector and the regulatory regimes around mine development and operation. Mr Bowen is highly regarded for his advisory expertise on a broad range of domestic and cross-border transactions including mergers and acquisitions, capital raisings, re-constructions, risk management, due diligence and general commercial and corporate law. He is currently Non-Executive Chairman of Lotus Resources Limited (ASX:LOT) and Non-Executive Director of Emerald Resources NL (ASX:EMR). Mr Bowen has served as a Director of the following listed companies in the three years immediately before the end of the 2023 financial year: Lotus Resources Limited (ASX:LOT) - February 2021 to present Emerald Resources NL (ASX:EMR) - September 2022 to present Omni Bridgeway Limited (ASX:OBL) - 2001 to November 2022 Gerard Kaczmarek B.Ec (Acc), CPA, AICD Non-Executive Director – appointed 20 March 2018 Mr Kaczmarek has almost 40 years’ experience predominantly in the resource sector, specialising in finance and company management with several emerging and leading mid-tier Australian gold companies. Mr Kaczmarek was Chief Financial Officer and Company Secretary for Saracen Mineral Holdings (ASX:SAR) from 2012 to 2016. He served as Chief Financial Officer and Company Secretary at Troy Resources (ASX:TRY) from 1998 to 2008 and from 2017 to 2019. Earlier in his career, he held a range of positions with the CRA / Rio Tinto group and was Chief Financial Officer and Company Secretary for a number of other mid-tier and junior mining companies. Mr Kaczmarek has served as a Director of the following listed companies in the three years immediately before the end of the 2023 financial year: Dacian Gold Limited (ASX: DCN) - 28 February 2023 to present Jacqueline Murray B.Eng (Geological), MBA Non-Executive Director – appointed 1 July 2023 Ms Murray is a Partner at Resource Capital Funds (RCF), a mining-focused, global alternative investment firm, and has worked within the mining industry for over 20 years. She has experience in mining M&A and financing project development in various jurisdictions and commodities. Ms Murray joined RCF in 2012 after working in business analysis and improvement roles with BHP Billiton. Prior to this she spent the early years of her career in geotechnical engineering roles in underground and open pit operations within BHP Billiton and WMC Resources. Ms Murray has served as a Director of the following listed companies in the three years immediately before the end of the 2023 financial year: Technology Metals Australia (ASX:TMT) - October 2021 to February 2023 Michael Wilkes B.Eng (Mining), MBA Non-Executive Director - appointed 1 October 2022 Mr Wilkes is a mining professional with 35 years’ experience, mainly in gold and base metals specialising in project development, construction, and operations. In the past 20 years he has been responsible for the successful greenfield development of 4 major gold and copper mines, each creating substantial value for shareholders, local communities and Governments with aggregate annual production of over 600koz of gold and 200kt of copper. He is currently Non-Executive Chair of Kingston Resources Limited (ASX:KSN) and Andromeda Metals Limited (ASX:ADN). Most recently he was President and CEO of Canadian and Australian listed OceanaGold Corporation (ASX:OGC). He was recently a member of the Board Administration Committee for the World Gold Council and is currently a member of the Advisory Board for the Sustainable Minerals Institute at the University of Queensland. Mr Wilkes has served as a Director of the following listed companies in the three years immediately before the end of the 2023 financial year: Kingston Resources Limited (ASX:KSN) - July 2018 to present Andromeda Metals Limited (ASX:ADN) - April 2022 to present Dacian Gold Limited (ASX:DCN) - September 2021 to September 2022 9 Workplace Health and Safety 10 Warehouse, Gwalia Operations Safety is the encompassing core value of Genesis. Protecting the heath and safety of our workforce and the communities in which we operate is always our number one priority. Genesis is committed to developing, promoting and continuously improving our safety management system, work environment and culture with the aim to prevent injury or illness, both physical or mental, for our people, including contractors and visitors. Initiatives include: Developing a health and safety culture that is built on visible leadership, consultation and engagement Implementing and maintaining a safety management system with participation from employees and contractors to manage and minimise risks in the workplace with consideration to the communities in which we operate Providing all workers with the information, instruction, training, and supervision to enable safe work Providing training in hazard identification, risk assessment and management, including management of critical risks so all personnel can work collaboratively to provide a safe working environment Providing, using and maintaining Personal Protective Equipment, facilities, structures, plant and equipment to facilitate a safe and healthy work environment Reporting and investigating identified incidents to implement appropriate control measures to prevent recurrence Education, awareness, and support in mental health symptoms, causes and risk factors Measurement and monitoring of safety performance, seeking opportunities for improvement and innovation for our health and safety systems and culture Complying with all applicable legislation, regulations, and codes of practice FY23 saw significant development in Genesis’ safety management systems, reflecting the rapid transition from gold explorer to gold producer. Throughout this transition, Genesis pleasingly delivered a strong safety performance with zero Lost Time Injuries (LTIs). FY24 will be similarly transformative as we integrate the safety management systems at our acquired Leonora Operations, seek opportunity for improvement and innovation of our systems, and enhance a clear and passionate culture towards our commitment to a safe place of work. 11 Review of Operations 12 Our first cohort of operators and maintenance crew at Admiral - ‘A Crew’ During FY24, Genesis transitioned from gold explorer to gold producer following two transformational transactions. On 21st September 2022, Genesis announced it had acquired a relevant interest in a majority of the shares in Dacian. Post obtaining control, Genesis progressively increased its interest in Dacian to hold a relevant interest of 80.1% when the Offer closed on 20th February 2023. Dacian is an ASX-listed Australian gold company focused on the Mt Morgans Gold Project located near Laverton, Western Australia. Mt Morgans comprises a portfolio of open pit and underground Mineral Resources, a 2.9Mtpa conventional carbon-in-leach processing plant and highly prospective exploration tenure. The Mt Morgans processing plant and associated infrastructure are currently on Care and Maintenance, being kept in excellent condition to ensure a short lead time when production resumes in the future. On 30th June 2023 Genesis completed the acquisition of St Barbara’s Leonora assets, including: Gwalia underground mine 1.4Mtpa Leonora mill Tower Hill project Zoroastrian project Aphrodite project Harbour Lights project Highly prospective Leonora exploration tenure In connection with the St Barbara transaction, Genesis raised A$470 million (before costs) at a price of A$1.15 per share via a two-tranche placement of fully paid ordinary shares to professional and sophisticated investors. Genesis paid St Barbara A$370m cash (funded by the A$470 million equity raising) plus 205m Genesis shares. As part of our 5-year strategy and on the back of the St Barbara transaction, Genesis articulated a long life, 300koz per annum base case “margin > ounces” plan, 100% from the Leonora District. In addition to the above business development activities, in FY23 Genesis continued to rapidly advance its Admiral and Ulysses projects towards development and production (refer P16 - Development Projects - Admiral and Ulysses). 13 Review of Dacian Gold's Operations Mt Morgans Gold Operation Dacian Gold Limited’s (Dacian) Mt Morgans Gold Operation (MMGO) is located 25km west of Laverton and approximately 750km north-east of Perth in Western Australia. On 17 June 2022 the Company announced a review of the operating strategy. This strategy was executed and culminated with the announcement in January 2023 that the processing plant would be placed into Care and Maintenance during H2 of FY23. Below is the summary of activities during FY23: Underground operations were suspended in Q1 Processing of existing stockpiles continued until the end of Q3 where the processing plant was placed in Care and Maintenance Drill testing at Jupiter to continue following encouraging results Exploration activities. Table 1: Gold Recovery and Sales Unit SQ DQ MQ JQ FY2023 Gold Recovered Gold Sales oz oz Realised Average Price A$/oz Gold Revenue Gold on Hand A$M oz 21,525 12,040 22,224 12,889 2,561 56.9 1,854 2,667 34.4 1,170 9,197 9,727 2,763 26.9 959 0 42,761 2,039 46,879 2,990 6.1 0 2,651 124.3 0 Full year production for the 2023 financial year totalled 42,761 ounces (2022: 90,809 ounces) at an AISC of $2,032/oz (2022: $1,955/oz). Mining Open Pit Nil activities. Underground The Westralia complex produced 48kt at 4.65g/t Au containing 7,158 ounces. The processing plant continued to perform consistently above nameplate capacity of 2.5Mtpa, milling a total throughput of 2.07 million tonnes of ore for FY2023 (2022: 2.91Mt), producing 42,761 ounces (2022: 90,809 ounces) at a recovery of 87.5% (2022: 91.7%). Gold sales totalling 46,879 ounces (2022: 91,495 ounces) realised gold revenue of $124.3 million for the year (2022: $223 million). 14 *Figures are for the full FY23. Note that GMD assumed control from 21 September 2023. The decision to place the processing plant into Care and Maintenance resulted in a program of works to preserve the plant in an suitable condition. This included: Termination of supply and services contracts Preservation of all mechanical and electrical equipment in an operational ready state Securing all remote infrastructure Securing of all administration and non-essential facilities Redundancy package for the impacted workforce Care and Maintenance team appointed to provide ongoing works at the site Dacian Gold's Processing Plant at Mt Morgans 15 Development Projects - Admiral and Ulysses Genesis is immediately focused on unlocking the significant unique synergies available by pairing the new, shallow Admiral and Ulysses mine development projects with the recently acquired Gwalia mine to fill the 1.4Mtpa Gwalia mill. The Admiral open pit is located ~40km trucking distance from the Leonora mill and is the maiden assignment for Genesis Mining Services (GMS, Genesis’ in-house open pit mining arm). The open pit has been fast-tracked and right sized to fill the 1.4Mtpa Leonora mill over the next two years, when combined with high grade ore from the Gwalia underground mine. Approximately 1.5Mt of ore is scheduled from Admiral over this period. The project is on track for delivery of first ore in the second half of CY23. Following significant preparatory work in FY23 (including intensive grade control drilling), Ulysses is approaching readiness for underground development. The ability of Admiral to fill the Leonora mill over the next two years affords Genesis the flexibility to optimally match Ulysses underground development with the equipment and labour requirements of the Gwalia underground mine. The Gwalia mill has been under-utilised since 2015. The addition of near-surface Admiral and Ulysses ore will lower the processing costs (better utilisation of high fixed cost mill) and ultimately enable a lower cost “quality over quantity” mining strategy at Gwalia. 16 Ulysses West Open Pit, Leonora Genesis Mining Services During FY23, Genesis established a fully owned subsidiary, Genesis Mining Services (GMS).  GMS will be the vehicle to execute Genesis’ open pit owner-operator model. GMS has taken delivery of a new open pit fleet, now active at the Admiral open pit. This fleet is comprised of 2 excavators, 5 dump trucks, 1 grader, 1 dozer, purchased from various suppliers using asset finance as well as a fleet of support equipment. GMS is also in preliminary discussions with Dacian in relation to the potential future re-start of Dacian’s Jupiter open pit alongside the Mt Morgans mill and other open pit opportunities in the Dacian portfolio.   17   Exploration 18 Grade control rig at Admiral LEONORA GOLD PROJECT (GENESIS 100%) The Leonora Gold Project is located within the prolific Leonora District of the northern goldfields, Western Australia (Figure 1). Significant growth opportunities remain at the Leonora Gold Project through the extension of known Resources and new discoveries with Resources remaining open, along strike and at depth. Figure 1: Central player in the tier-one Leonora district Ulysses The Ulysses mine is approaching readiness for underground development following significant surface work including infill and grade control drilling, dewatering and the completion of the Ulysses West cutback. Grade control drilling at Ulysses has confirmed the Resource as a high-grade strategic asset in the Leonora region. Results include 7.9m @ 8.2g/t from 170m, 7.5m @ 7.6g/t from 126m, 5m @ 10.2g/t from 316m, 14m @ 4.7g/t from 128m, 8m @ 7.4g/t from 78m. Extensional drill testing ~300m below the surface strongly supports the continuation of the Ulysses shear at depth. Results include 6.3m @ 7.7g/t from 345m, 5m @ 10.2g/t from 316m, 5m @ 7.3g/t from 294m. 19 Figure 2: Ulysses long section Admiral Group Development of the Admiral open pit was fast-tracked to fill the 1.4Mtpa Leonora mill in FY24. The establishment of surface infrastructure is well advanced. Infill drilling to further de-risk the asset returned results 15m @ 1.4g/t for 30m, 2m @ 39.5g/t from 83m. Extensional drilling below outside of the current pit design returned 4m @ 4.3g/t from 119m and 10m @ 1.4g/t from 34m. Figure 3: Admiral long section Genesis exploration drilling at the Admiral Group area has continued to successfully extend known structures previously mined from the historical open pits. Drill programs were completed at Butterfly North, Clark, King, Danluce and Redlake. 20 Puzzle Infill drilling at Puzzle North was completed to upgrade Inferred portions of the March 2022 Resource. Results included 40m @ 1.6g/t from 34m, 64m @ 0.9g/t from 35m, 33m @ 1.3g/t from 14m, 39m @ 1.0g/t from 36m. Figure 4: Puzzle North long section DESDEMONA SOUTH JV GOLD PROJECT, WA (GENESIS: RTE 80%) Upon acquiring majority control of Dacian Gold Limited in September 2022, Genesis formally withdrew from the Desdemona South farm-in and joint venture agreement with Kin Mining. There were no material exploration activities conducted during FY23. BARIMAIA JV GOLD PROJECT, WA (GENESIS: 65%) The Barimaia Gold Project is located in the Murchison District of Western Australia, 10km south-east of the 6Moz Mt Magnet Gold Mine, operated by ASX-listed Ramelius Resources Limited*. There were no material exploration activities conducted during FY23. SBM LEONORA ASSETS (GENESIS: 100%) St Barbara’s Leonora assets were acquired on 30 June 2023 so no there is no exploration activity for Genesis to report. *Refer Ram elius Resources’ ASX Announcement dated 22 February 2017. 21 22 Aircore drilling at Southern tenements MT MORGANS (GENESIS 80.1%) During the year, the Group's growth and exploration program was dually focused on defining future base load exploration targets and testing and expanding upon current resources. Exploration systems applied have included the use of geophysical surveys, geochemical soil sampling, structural studies, target profiling, selected geochronological analysis, petrography and exploration and resource definition drilling. Jupiter Extension Project Phase 2 of the Jupiter Extension Project continued as the primary strategic growth and exploration focus until it was completed in early Q3 FY23. The target complex consists of an extensive syenite system, intruded into a well-defined structural setting, within basaltic country rock. The Jupiter complex spans approximately 2km with variable widths ranging between 50m and 300m, with several identified syenite pipes and linking dykes within the extensive structural zone between the Heffernans, Doublejay and Ganymede syenite stocks and open pits. The Jupiter syenite intrusive system is interpreted to be associated with the main Kurnalpi gold mineralisation event in published literature. Phase 1, completed in FY22, demonstrated Dacian’s syenite systems are suitable hosts for deposits of significant scale. FY23 saw the next two stages of target development completed: Phase 2: Drilling program to target potential bulk extractable mineralisation to approximately 400m from surface across the entire length of the Jupiter complex. Phase 3: Mineral Resource estimation and conceptual mining studies for potential expansion of large-scale mining operations. Phase 2 drilling results confirmed the mineralisation of significant width and scale associated with the syenite intrusive system over the strike extent of approximately 2km and to a depth of approximately 400m below surface, continuing to 650m below surface and remaining open at depth, though the mineralisation of the syenites is weaker with depth. 23 Figure 5: Plan view of the syenite complex with the new hole collars (excluding RC intercepts) and final pit design. 24 Figure 6: Long section view facing west of the Jupiter syenite complex with the current final pit design. Jupiter Mineral Resource Definition and Extension Exploration designed and completed an RC drill program to infill the resource beneath the DoubleJay pit before dewatering ceased. Drilling targeted the Jenny and Joanne syenites where they would otherwise be unable to be drilled outside of the pit, infilling the drill spacing to 20x20m to enable the definition and extension of the indicated mineral resource. Results from the drilling demonstrated continuity of mineralisation from the existing Jupiter Mineral Resource (released 27 July 22), through to the Jupiter Exploration Target. Southern Tenements Exploration in E39/2002 continued this year, with a broader exploration focus across the tenement leading to the addition of several new targets. Geochemical soil sampling was completed in target zones requiring closer spaced data, in particular surrounding the Habibi target. Geomechanical modelling was utilised to interpret areas of potential failure and fluid flow within the tenement which resulted in a number of new structural targets, several of which were included in the regional aircore drilling program completed across the tenement during the year. Drilling provided improved geological and structural understanding of the prospects. The RC stratigraphic drilling program from FY22 was concluded at the start of FY23. Mt Marven Resource definition drilling was completed at the Mt Marven deposit, aimed at providing improved geological control on the mineralised lodes within the existing Mineral Resource estimate. Any gaps in the resource were infilled to 20x20m spacing and drilling was added at the base of the modelled pit design to increase confidence in the resource model where required. Figure 7: Oblique view –30° to NE showing the Mt Marven July 2022 EOM pit (gold), RPEEE pit shell (dark grey), mineralisation blocks coloured by estimated by gold grade, and drillholes by gold grades. 25 Environment, Social and Governance 26 Heritage Survey with Darlot People ENVIRONMENT We embrace our responsibility for environmental stewardship and will implement robust management systems, policies and standards to manage environmental impacts and risks. We believe in transparency and actively share environmental information with relevant stakeholder groups. To ensure we remain on track, our environmental performance undergoes regular external audits. PEOPLE We value diversity and promote inclusivity in our workforce. As we expand our operations, we endeavour to bridge the gender employment gap by appointing more women in our workforce and taking steps to eliminate any bias (in age, race, religion, nationality, sexual orientation and gender) in the evaluation process and promotion opportunities. COMMUNITY Genesis is committed to establishing and maintaining positive, long-term relationships with communities in the areas in which we operate to create positive economic and social outcomes. We will look to engage local people through a range of opportunities including employment, business development, cultural awareness and heritage protection. We acknowledge and respect the Traditional Owners associated with the land upon which we operate and recognise their connection to the land on which we live and work. Our ongoing engagement and consultation with the relevant Aboriginal Knowledge Holders ensures protection and management of their Cultural Heritage. Our significant sponsorships include the Stephen Michaels Foundation, Shooting Stars, and Leonora High School, all of which share the common objective of enhancing educational outcomes for children within the region. CORPORATE GOVERNANCE The Board has adopted and endorses The ASX Corporate Governance Council Principles and Recommendations (ASX Recommendations) and has adopted the ASX Recommendations that are considered appropriate for the Company given its size and the scope of its activities. (4th Edition) as amended from time time to Genesis was pleased to be admitted to the ASX200 in September 2023. We strive for continued improvement in our governance standards to meet or exceed stakeholder expectations of companies in the ASX200. In FY24, we will form a separate Risk and Sustainability Committee. 27 Outlook for FY24 Genesis enters FY24 as a new and growing gold producer with a dominant position in Western Australia’s prolific Leonora District. The Company offers medium term growth with a long life, +300,000 ounces per annum base case “margin > ounces” plan. Future production is underpinned by Group Ore Reserves of 3.9Moz and Group Mineral Resources of 15.0Moz as at 30th June 2023. Current production is approximately 120-130,000 ounces per annum from the Gwalia mine on a stand-alone basis i.e. pre-Admiral ore. A strategic review of the Gwalia mine is currently underway including a re-build of the Mineral Resources, Ore Reserves, and life of mine plan. In the March quarter 2024 Genesis will release a detailed five-year outlook to the market including production, costs, people and culture initiatives, sustainability initiatives and exploration. 28 Mineral Resources and Ore Reserves Statement Group Resources and Reserves Genesis released its annual update of Mineral Resources and Ore Reserve estimates in the Company’s ASX Announcement dated 3 July 2023 titled “Leonora acquisition complete, Group Reserves grow to 3.9Moz”. Mineral Resources On 3 July 2023 Genesis reported an updated Group Mineral Resources Estimate of 15Moz following the completion of the acquisition of the Leonora assets from St Barbara. Mineral Resources for the Leonora Gold Project (LGP) consisting of Ulysses, Admiral, Orient Well and Puzzle totalled 41.0Mt @ 1.6g/t for 2.0Moz; compared to the previous estimate of 39.3Mt @ 1.6g/t for 2.0Moz at 29th March 2022. The update reflects additional conversion drilling completed by Genesis during 2022 and 2023 with global resource ounces remain unchanged but re-interpretation and re-modelling of the individual resources have resulted in localised updates. The acquisition of Dacian Gold Limited (Dacian) during the year contributed 2.7Moz to Group Resources for the first time. The contribution of Gwalia, Harbour Lights, Tower Hill and Bardoc acquired from St Barbara to Group Mineral Resources is 10.4Moz. The Group Mineral Resources Estimate as at 30 June 2023 is shown below: 29 Ore Reserves During the year Genesis reported an inaugural Group Ore Reserves Estimate of 3.9Moz consisting of a maiden Ore Reserve for LGP and contributions to Ore Reserves reported for the first time from Dacian and the Leonora assets acquired from St Barbara. On 3 July 2023 Genesis announced a maiden LGP Ore Reserve of 9.8Mt @ 2.0g/t for 630koz. Feasibility level studies have been conducted for Ulysses, Admiral, and Orient Well, whilst a Pre-Feasibility level study has been conducted for Puzzle. The LGP Ore Reserves includes two new development projects, Admiral open pit and Ulysses underground, that will be paired with the Gwalia mine to fill the underutilised Gwalia mill acquired from St Barbara. Following the acquisition of Dacian during the year, the contribution of Dacian to Group Ore Reserves is 270koz. On 30 June 2023 Genesis completed the acquisition of the Leonora assets from St Barbara. The contribution of Gwalia, Aphrodite, Zoroastrian and Tower Hill to Group Ore Reserves is 3Moz. The Group Ore Reserve Estimate for the Group as at 30 June 2023 is shown below. The Company confirms that it is not aware of any new information or data that materially affects the information included in that original market announcement dated 3 July 2023 and the Company confirms that all material assumptions and technical parameters underpinning the Mineral Resource estimates in that market announcement continue to apply and have not materially changed. The Company confirms that the form and context in which the Competent Persons’ findings are presented have not materially changed from the original market announcement. Mineral Resource estimates in this report are reported inclusive of Ore Reserve estimates. As at the date of this report, Genesis owns 80.08% of the shares in Dacian and accordingly controls Dacian. Unless otherwise indicated, all financial information and information relating to Mineral Resources and Ore Reserves of the Genesis group comprising Genesis and Dacian (and their respective controlled entities), in this report is presented on a 100% consolidated basis without adjustment for any minority interests in Dacian. Dacian Mineral Resources and Ore Reserves Mineral Resources and Ore Reserves for Dacian are extracted from the Dacian ASX release dated 3rd July 2023 “2023 Mineral Resources and Ore Reserves update". The Company confirms that it is not aware of any new information or data that materially affects the information included in that announcement and, in relation to the estimates of Mineral Resources and Ore Reserves in that announcement, confirms that all material assumptions and 30 technical parameters underpinning the estimates in that announcement continue to apply and have not materially changed. Leonora Assets Acquired from St Barbara – Mineral Resources and Ore Reserves Mineral Resources and Ore Reserves for the Leonora assets acquired from St Barbara are extracted from the Genesis ASX release dated 17th April 2023 “Reporting on St Barbara Leonora Projects” and from the Genesis ASX release dated 20th April 2023 “Revised: Reporting on St Barbara's Leonora projects”. The Company confirms that it is not aware of any new information or data that materially affects the information included in those announcements and, in relation to the estimates of Mineral Resources and Ore Reserves in those announcements, confirms that all material assumptions and technical parameters underpinning the estimates in those announcements continue to apply and have not materially changed. Estimation Governance Statement The Company ensures that all Mineral Resource and Ore Reserve calculations are subject to appropriate levels of governance and internal controls.Exploration Results are collected and managed by competent qualified geologists and overseen by the Company’s Exploration Manager. All data collection activities are conducted to industry standards based on a framework of quality assurance and quality control protocols covering all aspects of sample collection, topographical and geophysical surveys, drilling, sample preparation, physical and chemical analysis and data and sample management. Mineral Resource and Ore Reserve estimates are prepared by qualified Competent Persons and are subject to internal and external review as appropriate. COMPETENT PERSONS STATEMENTS The information in this report that relates to Exploration Results is based on information compiled by Mr Andrew De Joux who is a full-time employee of the Company, a shareholder of Genesis Minerals Limited and is a member of the Australasian Institute of Geoscience. Mr De Joux has sufficient experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity being undertaken to qualify as a Competent Person as defined in the 2012 Edition of the ‘Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves’. Mr De Joux consents to the inclusion in the report of the matters based on his information in the form and context in which it appears. The information in this report that relates to Mineral Resources at Ulysses, Admiral, Orient Well, Laterite and Puzzle Deposits and for estimated Stockpiles are based on information, and fairly represents, information and supporting documentation compiled by Mr. David Price who is a Member of the Australasian Institute of Mining and Metallurgy. David Price was a contract employee of Genesis Minerals Limited and has sufficient experience relevant to the style of mineralisation and type of deposit under consideration and to the activity which he is undertaking to qualify as a Competent Person as defined in the 2012 Edition of the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves”. David Price consents to the inclusion in the statement of the matters based on his information in the form and context in which it appears. The information in this report that relates to Mineral Resources for Dacian Gold is based on information compiled by Mr Alex Whishaw, a Competent Person who is a member of the Australasian Institute of Mining and Metallurgy. Mr Whishaw was a full-time employee of Dacian Gold Ltd. Mr Whishaw has sufficient experience that is relevant to the style of mineralisation and type of deposit under consideration and to the activity being undertaken to qualify as a Competent Person as defined in the 2012 edition of the Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves (JORC Code 2012). Mr Whishaw consents to the inclusion in the report of the matters based on his information in the form and context in which it appears. Where the company refers to the Mineral Resources in this report (referencing previous releases made to the ASX including Morgans North – Phoenix 31 Ridge, Craic, McKenzie Well, Jupiter open pit (Doublejay, Heffernans, Ganymede), Maxwells, GTS, Bindy, Kelly, Nambi, Redcliffe deposit, and Mesa – Westlode), it confirms that it is not aware of any new information or data that materiallaffects the information included in that announcement and all material assumptions and technical parameters underpinning the Mineral Resource estimates with that announcement continue to apply and have not materially changed. The Company confirms that the form and context in which the Competent Persons findings are presented have not materially changed from the original announcement. The information in this report that relates to Ore Reserves at Admiral, Ulysses, Orient Well and Puzzle Open Pits is based on information, and fairly represents, information and supporting documentation compiled by Mr. Christopher Burton who is a Member of the Australasian Institute of Mining and Metallurgy. Christopher Burton is a full-time employee of Genesis Minerals Limited and has sufficient experience relevant to the style of mineralisation and type of deposit under consideration and to the activity which he is undertaking to qualify as a Competent Person as defined in the 2012 Edition of the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves”. Christopher Burton consents to the inclusion in the statement of the matters based on his information in the form and context in which it appears. The information in this report that relates to Ore Reserves at Ulysses Underground is based on information, and fairly represents, information and supporting documentation compiled by Mr Jonathan Wall who is a Member of the Australasian Institute of Mining and Metallurgy. Jonathan Wall is a full-time employee of Genesis Minerals Limited and has sufficient experience relevant to the style of mineralisation and type of deposit under consideration and to the activity which he is undertaking to qualify as a Competent Person as defined in the 2012 Edition of the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves”. Jonathan Wall consents to the inclusion in the statement of the matters based on his information in the form and context in which it appears. The information in this report that relates to the Jupiter open pit Ore Reserve is based on information compiled or reviewed by Mr Ross Cheyne. Mr Cheyne has confirmed that he has read and understood the requirements of the 2012 Edition of the Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves (JORC Code 2012 Edition). He is a Competent Persons as defined by the JORC Code 2012 Edition, having more than five years’ experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity for which they are accepting responsibility. Mr Cheyne is a Fellow of the Australasian Institute of Mining and Metallurgy and an employee of Orelogy Consulting Pty Ltd. He consents to the inclusion in the report of the matters based on their information in the form and context in which it appears. The information in this report that relates to the Redcliffe open pit Ore Reserve is based on information compiled or reviewed by Mr Hemal Patel. Mr Patel has confirmed that he has read and understood the requirements of the 2012 Edition of the Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves (JORC Code 2012 Edition). He is a Competent Person as defined by the JORC Code 2012 Edition, having more than five years’ experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity for which they are accepting responsibility. Mr Patel is a Member of the Australasian Institute of Mining and Metallurgy and an employee of Genesis Minerals Limited. He consents to the inclusion in the report of the matters based on their information in the form and context in which it appears. 32 Annual Financial Report For the year ended 30 June 2023 Contents Directors Report Remuneration Report Auditor's Independence Declaration Consolidated Statement of Profit or Loss and Other Comprehensive Income Consolidated Statement of Financial Position Consolidated Statement of Changes in Equity Consolidated Statement of Cash Flows Notes to the Consolidated Financial Statements Directors' Declaration Independent Auditor's Report 34 43 58 59 60 61 62 63 92 93 33 DIRECTORS’ REPORT The Directors present the financial statements of Genesis Minerals Limited (Genesis) and its controlled subsidiaries for the year ended 30 June 2023. These financial statements incorporate 100% of the results for Dacian Gold Limited (Dacian) as from the date of acquisition of control on 21 September 2022. Directors The names of the Company’s Directors in office during the year and until the date of this report are set out below. Directors were in office for this entire period unless otherwise stated. Anthony Kiernan Raleigh Finlayson Gerard Kaczmarek Michael Bowen Michael Wilkes Jacqueline Murray (Non-Executive Chairman) - Appointed 1 October 2022 (Managing Director) (Non-Executive Director) (Non-Executive Director) (Non-Executive Director) – Appointed 1 October 2022 (Non-Executive Director) – Appointed 1 July 2023 Tommy McKeith Neville Power (Non-Executive Chairman) – Resigned 30th September 2022 (Non-Executive Director) – Resigned 30th September 2022 Company Secretary Geoff James Directors' Meetings The number of meetings of the Company’s Board of Directors and each Board Committee held during the year ended 30 June 2023, and the number of meetings attended by each Director were as follows: Director Board Meetings Remuneration & Nomination Committee Audit, Risk and Sustainability Committee Anthony Kiernan1 Raleigh Finlayson Gerry Kaczmarek Michael Bowen Michael Wilkes2 Tommy McKeith3 Neville Power4 A 19 24 24 24 19 5 5 B 17 23 24 24 19 4 4 A 1 - 1 2 - 1 1 B - - 1 2 - 1 1 A - - 3 2 2 1 1 B - - 3 2 2 1 1 1 Anthony Kiernan appointed as Non-Executive Chairman on 1 October 2022. 2 Michael Wilkes appointed as Non-Executive Director on 1 October 2022. 3 Tommy McKeith resigned as Non-Executive Chairman on 30 September 2022. 4 Neville Power resigned as Non-Executive Director on 30 September 2022. A = the number of meetings the Director was entitled to attend B = the number of meetings the Director attended 34 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT Directors’ interests The following relevant interests of each Director in the share capital of the Company and its related body corporates as at the date of this report are shown below: Director Options @ $1.00 Expiring 25/11/23 Options @ $1.14 Expiring 10/12/23 Options @ $1.00 Expiring 17/12/23 Options @ $1.05 Expiring 25/11/24 Options @ $1.22 Expiring 10/12/24 Options @ $1.05 Expiring 25/11/25 Ordinary Shares Anthony Kiernan Raleigh Finlayson Gerry Kaczmarek Michael Bowen Michael Wilkes Jacqueline Murray1 - - 58,334 - - - 1 Jacqueline Murray appointed as Non-Executive Director on 1 July 2023. She is an employee of Resource Capital Funds Management Pty Ltd., which is a subsidiary of the entity that manages Resource Capital Fund VII L.P. (“RCF VII”). RCF VII beneficially owns 78,260,870 ordinary shares in Genesis Minerals Limited. - 12,250,000 - 1,500,000 - - - 12,250,000 - - - - 267,987 15,885,432 430,468 944,099 168,067 - - 5,833,334 - 416,667 - - - 194,445 6,275 13,889 - - - - 58,334 - - - Shares Under Option At the date of this report there are 40,351,529 unissued ordinary shares in respect of which options are outstanding. A reconciliation of the movement in options during the year is as follows: Balance at the beginning of the year Movements of share options during the year Exercise of Options: Exercised at $1.00 Exercised at $1.06 Total number of options outstanding as at 30 June 2023 Exercise of Options Exercised at $1.00 Total number of options outstanding at the date of this report The balance is comprised of the following: Expiry date 25 November 2023 10 December 2023 17 December 2023 25 November 2024 10 December 2024 25 November 2025 11 April 2026 27 May 2026 Total Number of options 44,956,850 (2,754,800) (155,001) 42,047,049 (1,695,520) 40,351,529 Exercise price Number of options $1.00 $1.14 $1.00 $1.05 $1.22 $1.05 $2.24 $2.24 9,297,263 213,335 1,557,596 12,250,000 213,335 15,250,000 1,420,000 150,000 40,351,529 At the date of this report there are no unissued ordinary shares in respect of which performance rights are outstanding. A reconciliation of the movement in performance rights during the year is as follows: Balance at the beginning of the year Movement of performance rights during the year Issue of performance rights Exercise of performance rights Cancellation of performance rights due to cessation of employment Total number of performance rights outstanding as at 30 June 2023 Exercise of performance rights Total number of performance rights outstanding at the date of this report Genesis Minerals Limited – Annual Financial Report Number of performance rights 10,825,000 - (3,608,331) (125,001) 7,091,668 (7,091,668) Nil 35 DIRECTORS’ REPORT Dividends No dividend was declared or paid during the current or previous year. Business Development Strategy Genesis has outlined a strategy to build a premium Australian gold miner marked by sustainable, high-quality production of +300,000 ounces per annum. A re-invigorated Board and management team, outstanding exploration upside, and balance sheet strength ($181.5 million consolidated cash (Dacian, $25.4m) at 30 June 2023) ensures Genesis is well positioned to achieve this vision. As part of this strategy, Genesis completed two transformational transactions during the year. On 21st September 2022, Genesis announced it had acquired a relevant interest in a majority of the shares in Dacian via a unanimously recommended off-market takeover bid (Offer). Post obtaining control, Genesis progressively increased its interest in Dacian to hold a relevant interest of 80.08% when the Offer closed on 20th February 2023. Dacian is an ASX-listed Australian gold company focused on the Mt Morgans Gold Project located near Laverton, Western Australia. Mt Morgans comprises a portfolio of open pit and underground Mineral Resources, a 2.9Mtpa conventional carbon-in-leach processing plant and highly prospective exploration tenure. On the 30th of June 2023 Genesis completed the acquisition of St Barbara’s Leonora operations including the high-grade Gwalia underground mine, 1.4Mtpa Leonora mill and growth opportunities including the Tower Hill and Zoroastrian projects. Operating and Financial Review The principal activities of the Group during the period were gold mining and processing at Mt Morgans, exploration of its 100% owned tenement packages at Laverton and Leonora and pre-development activities at the Ulysses and Admiral Gold Projects. This financial report incorporates the results for Dacian as from the date of acquisition of control on 21 September 2022. The consolidated net loss after tax for the year was $117.2 million (2022: Net loss $46.3 million). A summary of the operating result for the Group is set out below. Key Financial Result Financial Performance Sales revenue1 Cost of sales (excluding D&A)1,2 Exploration and growth Corporate, admin and other costs Adjusted EBITDA2 Impairment losses on assets Depreciation and amortisation (D&A) Net interest (expense)/income Loss before tax Income tax (expense) Reported (loss) after tax Financial Position Cashflow used in operating activities Cashflow used in investing activities Cashflow from financing activities Cash and cash equivalents3 Net assets Basic earnings per share (cents per share) 30 June 23 $’000 30 June 22 $’000 Change $’000 Change % 76,963 (67,600) (25,991) (76,177) (92,805) (1,580) (24,093) 1,247 (117,231) - (117,231) (37,576) (360,303) 563,298 181,538 851,825 (29.56) - - (14,524) (31,774) (46,298) - (76) 20 (46,354) - (46,354) (16,845) (1,068) 23,066 16,119 28,638 (18.38) 76,963 (67,600) (11,467) (44,403) (46,507) (1,580) (24,017) 1,227 (70,877) - (70,877) (20,731) (359,235) 540,232 165,419 823,187 (11.18) - - 79 140 100 - 31,601 6,135 153 - 153 123 33,636 2,342 1,026 2,874 61 1 Sales revenue and Cost of sales are reported for the first time for the inclusion of Dacian Gold Limited as from 21 September 2022. 2 Adjusted EBITDA is a measure of earnings before interest, losses on derivative financial instruments, taxes, depreciation and amortisation. Cost of sales (excluding D&A) and EBITDA are non-IFRS financial information and are not subject to audit. These measures are included to assist investors to better understand the performance of the business. 36 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT 3 Cash balance includes $25,381,000 of cash held by Dacian. Genesis owns 80.08% of Dacian and the cash held by Dacian is not available for use by Genesis, subject to acquiring 100% of Dacian. Cash balance excluding Dacian is $156,157,000. Mt Morgans Gold Operation For the period from 21 September 2022 to 30 June 2023 the Mt Morgans Gold Operation produced 22,378 ounces of gold at an All in Sustaining Cost (AISC) of $2,338 per ounce (30 June 2022: nil). Gold sales revenue (from 21 September 2022) of $76.7 million (2021: nil) was generated from the sale of 29,738 ounces at an average gold price of $2,706 oz (2022: nil). Total cost of goods sold inclusive of amortisation and depreciation was $91.1 million (2022: $nil). Ore feed to the processing plant was sourced from run of mine stockpiles and low-grade stockpiles. In March 2023 Dacian announced completion of the transition from operations to explorer/developer with the processing plant and surrounding infrastructure placed on care and maintenance. The following table summarises the production results for the period from 21 September 2022 to 30 June 2023: Processing Ore Milled Head Grade Recovery Gold produced Gold Sold Discovery & Growth 30 June 23 30 June 22 1,389 0.60 83.7 22,378 29,738 - - - - - kt g/t % oz oz Development Projects – Admiral and Ulysses Genesis has continued to rapidly advance its Admiral and Ulysses projects towards production. Development works are underway at the Admiral open pit with first ore currently expected to be delivered in the December 2023 quarter to the Gwalia mill. Following completion of the Ulysses West cutback and an intensive grade control drilling program, Ulysses is approaching readiness for underground development. Mt Morgans (Genesis 80.1%) Dacian’s main exploration focus was completing the extension drilling program at the Jupiter mining complex, which continued to intersect significant mineralisation within the syenite intrusive. With the 2.9 Mtpa Mt Morgans processing plant currently on care and maintenance, Dacian remains focused on developing a low risk, sustainable mine plan to enable the resumption of production. Mining Services During the year, Genesis established a fully owned subsidiary, Genesis Mining Services (GMS). GMS will be the vehicle to execute Genesis’ open pit owner-operator model. GMS has taken delivery of a new open pit fleet to commence the development of the Admiral Project. GMS is also in preliminary discussions with Dacian in relation to the potential future re-start of Dacian’s Jupiter open pit alongside the Mt Morgans mill and other open pit opportunities in the Dacian portfolio. Financial Position Total cash at 30 June 2023 was $181.5 million (30 June 2022: $16.1 million), which includes $25.4 million held by Dacian. The Group’s working capital position improved to $143 million (30 June 2022: $13 million) and the net asset position increased from $28.6 million at 30 June 2022 to $851.8 million at 30 June 2023. During the year Genesis increased its issued share capital by $911.4 million through the issue of shares for the takeover of Dacian Gold Limited, acquiring the Leonora operations from St Barbara Limited and undertaking share placements. Risk Management The Board is responsible for ensuring that risks and also opportunities, are identified on a timely basis and that activities are aligned with the risks and opportunities identified by the Board. Genesis Minerals Limited – Annual Financial Report 37 DIRECTORS’ REPORT The Board has a number of mechanisms in place to ensure that management’s objectives and activities are aligned with the risks identified by the Board. These include the following: • • Board approval of a strategic plan, which encompasses strategy statements designed to meet stakeholders needs and manage business risk; and Implementation of board approved operating plans and budgets and board monitoring of progress against these budgets. Material Business Risk This section outlines the key risks and uncertainties that could impact the Company and its ability to achieve its operating and financial objectives. Genesis Group Exploration While the Board is of the view that the Company’s projects have the potential to provide significant mineralisation capable of supporting future large-scale mining operations, there is no guarantee that further significant mineralisation will be identified and even if identified, that such mineralisation can be successfully developed and economically mined. Exploration and drilling programs are designed to discover new exploration targets for development, as well as improve confidence in existing targets throughout the development stages of exploration projects to feasibility study level. Exploration results that include drill results on wide spacings may not be indicative of the occurrence of a mineral deposit. Such results do not provide assurance that further work will establish sufficient grade, continuity, metallurgical characteristics, and economic potential to be classed as a category of mineral resource. The potential quantities and grades of drilling targets are conceptual in nature and, there has been insufficient exploration to define a mineral resource, and it is uncertain if further exploration will result in the targets being delineated as mineral resources. Development In the event significant mineralisation is identified, and proceeds to mineral development, the Company’s financial performance will substantially depend on the accuracy of the cost estimates for the proposed development, other current and future expansion, development, and infrastructure plans, working capital requirements, the duration of relevant works program, government approvals, heritage approvals and clearances and personnel and equipment availability. The cost and time forecast estimates are based on assumptions including those in relation to study costs, scope and duration, the approvals process and timeline estimated, and operational issues, which are subject to uncertainty. Any increase in capital/operating costs, study or development timelines, delays in obtaining any necessary approvals, supply chain disruptions, sourcing of equipment and personnel could have an adverse impact on the Company’s performance. The Company intends to develop a new operating regime for any future return to production at Mt Morgans, which reduces costs and maximises future cash flows, however, there can be no guarantee that it will be successful in doing so and escalating costs and other factors such as technical difficulties, geological conditions, adverse changes in government policy or legislation, or lack of access to sufficient funding may mean that identified resources are not economically recoverable or may otherwise preclude the Company from successfully exploiting the resources. Mining Risk and Mineral Resources and Ore Reserve Estimates When compared with many industrial and commercial operations, mining and mineral processing projects are relatively high risk. Each orebody is unique. The nature of mineralisation, the occurrence and grade of the ore, as well as its behaviour during mining and processing can never be wholly predicted. Estimations of the tonnes, grade and overall mineral content of a deposit are not precise calculations but are based on interpretation of samples from drilling, which even at close drill hole spacing, represent a very small sample of the entire orebody. Ore reserve and mineral resource estimates are therefore expressions of judgement based on knowledge, experience and industry practice. Though the estimates may be accurate global approximations of gold content, localised grade variability may exist, which could result in short term deviations from production expectations. By their very nature, ore reserve and mineral resource estimates are imprecise and depend to some extent on interpretations, which may prove to be inaccurate. Reported estimates, which were valid when originally estimated, may alter significantly when new information or techniques become available. As the Company obtains new information through additional drilling and analysis, ore reserve and mineral resource estimates are likely to change. This may result in alterations to the exploration, development and production plans of the Company which may, in turn, positively or negatively affect the operations and financial position of the Company. Whilst the Company intends to undertake exploration activities with the aim of defining new mineral resources, no assurances can be given that exploration will result in the determination of a new resource. Even if a mineral resource is identified, no assurance can be provided that this can be economically extracted. 38 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT Production, cost & capital estimates The Company prepares estimates of future production, operating costs and capital expenditure relating to production at its operations. The ability of the Company to achieve production targets or meet operating and capital expenditure estimates on a timely basis cannot be assured. The assets of the Company are subject to uncertainty with regards to ore tonnes, grade, metallurgical recovery, ground conditions, operational environment, funding for development, regulatory changes, accidents and other unforeseen circumstances such as unplanned mechanical failure of plant and equipment. Failure to achieve production, cost or capital estimates, or material increases to costs, could have an adverse impact on the Company's future cash flows, profitability and financial condition. The development of estimates is managed by the Company using a rigorous budgeting and forecasting process. Actual results are compared with budgets and forecasts on a regular basis to identify drivers behind discrepancies that may result in updates to future estimates. Operational Risks The existing and future operations of the Company, as with any other exploration, development or mining operations, are subject to a number of uncertainties, including in relation to ore tonnes, grade, metallurgical recovery, actual realised values and grades of stockpiles (which are also estimated), ground conditions, operational environment, funding for development, regulatory changes, weather (including flooding in the event of heavy rainfall), accidents, difficulties in operating plan and equipment and other unforeseen circumstances such as unplanned mechanical failure of plant or equipment. The Company is also considering a revised strategic mine plan for the Gwalia mine to optimise operational performance. The ability to undertake, and the costs of, business operations for the Company may be affected by a variety of factors, including changing waste- to-ore ratios, geotechnical issues, unforeseen difficulties associated with power supply, water supply and infrastructure, ore grade, metallurgy, labour costs, changes to applicable laws and regulations, general inflationary pressures and currency exchange rates. Unforeseen cost increases could result in the Company not realising its operational or development plans or in such plans costing more than expected or taking longer to realise than expected. Any of these outcomes could have an adverse effect on the Company's operational or financial performance. Failure of the Company to achieve production or cost estimates could have an adverse impact on the future cash flows, profitability, results of operations and financial condition of the Company. Native Title In areas where native title exists or may exist, the ability of the Company to acquire a valid mining lease may also be subject to compliance with the ‘right to negotiate’ process under the Native Title Act. Compliance with this process can cause delays in obtaining the grant of a mining lease and does not ultimately guarantee that a mining lease will be granted. Attaining a negotiated agreement with native title claimants or holders to facilitate the grant of a valid mining lease can add significantly to the costs of any development or mining operation. Aboriginal Heritage The ability of the Company to conduct activities on exploration or mining tenements is subject to compliance with laws protecting Aboriginal heritage. Conduct of site surveys to ensure compliance can be expensive and subject to delays. If any Aboriginal sites are located within areas of proposed exploration, mining or other activities, the Company’s ability to conduct those activities may be dependent on obtaining further regulatory consents or approvals. Tenement obligations Tenements in Western Australia are governed by the Mining Act 1978 (WA). Each licence or lease is for a specific term and carries with it annual expenditure and reporting commitments, as well as other conditions requiring compliance. Failure to meet these expenditure, work and reporting commitments may render the tenements subject to forfeiture or result in the tenement holders being liable for penalties or fees. Further, if any contractual obligations are not complied with when due, in addition to any other remedies that may be available to other parties, this could result in dilution or forfeiture of Genesis’ interest in the projects. Climate change and social risks There are a number of climate-related factors that may affect the Company’s operations and proposed activities, including: • the emergence of new or expanded regulations associated with the transitioning to a lower-carbon economy and market changes related to climate change mitigation. The Company may be impacted by changes to local or international compliance regulations related to climate change mitigation efforts, or by specific taxation or penalties for carbon emissions or environmental damage. These examples sit amongst an array of possible restraints on industry that may further impact the Company and its profitability. While Genesis will endeavour to manage these risks and limit any consequential impacts, there can be no guarantee that the Company will not be impacted by these occurrences; and climate change may cause certain physical and environmental risks that cannot be predicted, including events such as increased severity of weather patterns and incidence of extreme weather events and longer-term physical risks such as shifting climate patterns. All these risks associated with climate change may significantly change the industry in which the Company operates. • Genesis Minerals Limited – Annual Financial Report 39 DIRECTORS’ REPORT Establishment of strong relationships with the community and other stakeholders is fundamental to the long term success of the business. Although the Company endeavours to conduct its business in a manner which respects those communities and ensures mutually beneficial outcomes, its activities may have or be perceived to have an adverse impact on local communities, cultural heritage, the environment, or other matters which may result in community concern, adverse publicity, activism, litigation or other adverse actions taken by community, environmental or other action groups. Failure to maintain and build strong relationships and such adverse actions could affect the Company’s social licence to operate, its reputation and lead to delays and increase costs which may adversely impact on operations, financial position and/or performance and the market price of its Shares. Access and third-party interests The Company may be required to obtain the consent from the holders of third-party interests which overlay areas within its tenements, prior to accessing or commencing any exploration or mining activities on the affected areas. No assurance can be given that necessary access will be obtained when required or on acceptable terms. Environmental liabilities and Occupational Health and Safety risk The Company’s activities are subject to potential risks and liabilities associated with the potential pollution of the environment and the necessary disposal of mining waste products resulting from mineral exploration. Insurance against environmental risk (including potential liability for pollution or other hazards as a result of the disposal of waste products occurring from exploration) is not generally available to Genesis (or to other companies in the minerals industry) at a reasonable price. To the extent that the Company becomes subject to environmental liabilities, the satisfaction of any such liabilities would reduce funds otherwise available and could have a material adverse effect on the Company. Laws and regulations intended to ensure the protection of the environment are constantly changing and are generally becoming more restrictive. The mining industry has become subject to increasing occupational health and safety responsibility and liability. The potential for liability is a constant risk. If the Company fails to comply with necessary OH&S legislative requirements, it could result in fines, penalties and compensation for damages as well as reputational damage. Safety legislation may also change in a manner that may include requirements, in addition to those now in effect, and a heightened degree of responsibility for companies and their Directors and employees. Gold Price The potential revenue of the Company is exposed to fluctuations in the gold price. Volatility in the gold price creates revenue uncertainty and a fall in the spot gold price could adversely impact on the financial performance, financial position and prospects of the Company. The risks associated with such fluctuations and volatility may be reduced by gold price hedging that the Company may undertake. A declining gold price can also impact operations by requiring a reassessment of the feasibility of mine plans and certain projects and initiatives. The development of new ore bodies, commencement of development projects and the ongoing commitment to exploration projects can all potentially be impacted by a decline in the prevailing gold price. Even if a project is ultimately determined to be economically viable, the need to conduct such a reassessment could potentially cause substantial delays and/or may interrupt operations, which may have a material adverse effect on the results of operations and the financial condition of the Company. Economic risks The operating and financial performance of the Company will be influenced by a variety of general economic and business conditions, including levels of consumer spending, oil prices, inflation, interest rates and exchange rates, supply and demand, industrial disruption, access to debt and capital markets and government fiscal, monetary and regulatory policies. More generally, changes in general economic conditions may result from many factors including government policy, international economic conditions, significant acts of terrorism, hostilities, war, pandemics or natural disasters. A prolonged deterioration in general economic conditions, including an increase in interest rates or a decrease in consumer and business demand, could be expected to have an adverse impact on the Company’s operating and financial performance and financial position. Cyber risks As with all organisations, the Company is reliant on information technology for the effective operation of its business. Any failure, unauthorised or erroneous use of the Company’s information and/or information systems may result in financial loss, disruption or damage to its reputation. Dacian specific Water Supply and Management Dacian’s water supply is sourced from a borefield managed under the tenement conditions imposed by DMIRS. Due to the presence of stygofauna in the borefield used for Mt Morgans’, trigger and action limits were imposed on the borefield which, if reached, necessitate the implementation of the stygofauna action plan which requires supplementary water sources, reduced borefield drawdown, and active exploration for a replacement borefield, which will require significant additional capital funding. Adequate alternate water of a suitable quality is required to underpin future 40 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT processing and there is no guarantee that such alternate water supply will be found. Trigger and action levels have been reached at the borefield, with the appropriate measures being undertaken to source alternative water of suitable quality. Tailings storage facility (TSF) Dacian’s current TSF design at Mt Morgans’ requires lifts on a 15-to-18-month basis using dried tails as the construction material, with the size of the cells resulting in a very tight turnaround time between construction and deposition commencement. Any delays with commitment of capital and to construction may put production from the Mt Morgans’ Processing Facility at risk. A new TSF site is likely to be required within 2 to 3 years which will require a suitable site to be identified, approvals, capital funding and development. Any delays in development of a new TSF when required may lead to delays or cessation of production from the Mt Morgans’ Processing Facility. Significant Changes in the State of Affairs Genesis completed two transformational transactions during the year including the takeover transaction with Dacian and the acquisition of the Leonora operations from St Barbara Limited. The Company undertook capital raisings totalling $570 million associated with the Dacian and St Barbara transactions. Dacian is an ASX listed Australian gold company focused on the Mt Morgans Gold Project located near Laverton, Western Australia. Mt Morgans comprises a portfolio of open pit and underground Mineral Resources, a 2.9Mtpa conventional carbon-in-leach processing plant, and highly prospective exploration tenure. Open pit mining at Mt Morgans was suspended during the year ended 30 June 2022 and underground mining at Mt Morgans ceased in the September 2022 quarter. In March 2023 Dacian announced completion of the transition from operations to explorer/developer with the processing plant and surrounding infrastructure placed on care and maintenance. This financial report incorporates 100% of the results for Dacian as from the date of acquisition of control on 21 September 2022. On the 30th of June 2023 Genesis completed the acquisition of St Barbara’s Leonora operations including the high-grade Gwalia underground mine, 1.4Mtpa Leonora mill and growth opportunities including the Tower Hill and Zoroastrian projects. Genesis paid St Barbara $370 million in cash plus 205 million Genesis shares. Events Subsequent to the Reporting Date There has not arisen in the interval between the end of the reporting period and the date of this report, any item, transaction or event of a material and unusual nature likely, in the opinion of the Directors of the Company, to affect substantially the operations of the Group, the results of those operations or the state of affairs of the Group in subsequent financial years. Likely Developments and Expected Results All information regarding likely developments and expected results is contained in the “Operating and Financial Review” section in this report. Environmental Regulation and Performance The Group’s mining and exploration activities are subject to significant conditions and environmental regulations under the Commonwealth and Western Australia State Governments. So far as the Directors are aware, all activities have been undertaken in compliance with all relevant environmental regulations. Officer’s Indemnities and Insurance During the year the Company has paid an insurance premium to insure certain officers including those of the Company. The officers of the Company covered by the insurance policy include the Directors named in this report. The Directors and Officers Liability insurance provides cover against all costs and expenses that may be incurred in defending civil or criminal proceedings that fall within the scope of the indemnity and that may be brought against the officers in their capacity as officers of the Company. The insurance policy does not contain details of the premium paid in respect of individual officers of the Company. Disclosure of the nature of the liability cover and the amount of the premium is subject to a confidentiality clause under the insurance policy. The Company has not provided any insurance for an auditor of the Company. Proceedings on Behalf of The Company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the Company, or to intervene in any proceedings to which the Group is a party, for the purpose of taking responsibility on behalf of the Group for all or part of those proceedings. No proceedings have been brought or intervened in on behalf of the Group with leave of the Court under section 237 of the Corporations Act 2001. Genesis Minerals Limited – Annual Financial Report 41 DIRECTORS’ REPORT Non-Audit Services During the year the Company’s auditor, Hall Chadwick, provided no non-audit services. Where non-audit services are sought from the auditor the directors seek assurance that the provision of non-audit services is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. Related Parties On 21 September 2022, Genesis Minerals Limited secured a controlling interest in Dacian Gold Limited (“Dacian”) and appointed three representative directors to the Dacian Board. As announced on 15 November 2022, the two companies entered into a secondment agreement and a management services agreement designed to leverage off each other’s resources to secure synergies across the group. Any proposed arrangements with Dacian are completed on an “arm’s length basis” and on reasonable commercial terms with protocols in place to manage conflicts of interest. Rounding off The Company is of a kind referred to in ASIC Instrument 2016/191 dated 24 March 2016 and in accordance with that instrument, amounts in the Financial Statements and Directors’ Report have been rounded to the nearest thousand dollars, unless otherwise stated. Auditor’s Independence Declaration A copy of the Auditor’s Independence Declaration as required under Section 307C of the Corporations Act is set out on Page 58. Corporate Governance A copy of Genesis’ 2023 Corporate Governance Statement, which provides detailed information about governance, and a copy of Genesis’ Appendix 4G which sets out the Company’s compliance with the recommendations in the fourth edition of the ASX Corporate Governance Council’s Principles and Recommendations the Company’s website at https://genesisminerals.com.au/corporate-governance . the corporate governance section of is available on 42 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT REMUNERATION REPORT (AUDITED) The information provided in this remuneration report has been audited as required by section 308(3C) of the Corporations Act 2001. REMUNERATION POLICY A review of the remuneration policy for Genesis was undertaken for FY24 to reflect the expanded business following the takeover of Dacian Gold Limited and the acquisition of the Leonora operations from St Barbara Limited during the FY23 year. The revised remuneration policy of Genesis Minerals Limited is designed to align executive objectives with shareholder and business objectives by providing fixed and variable remuneration which may include specific long-term incentives based on key performance areas. The Board of Genesis Minerals Limited believes the remuneration policy to be appropriate and effective in its ability to attract and retain the best executives and directors to run and manage the Group. The remuneration policy sets the terms and conditions for the Managing Director and other senior executives. All executives receive a base salary (which is based on factors such as skills, experience and market relativities) and superannuation. The Board reviews executive packages annually by reference to the Group's performance, executive performance and comparable information from industry sectors and other listed companies in similar industries. As previously reported, for FY23 the Board implemented an innovative and unique remuneration structure for the employment of the Managing Director and certain key executives who were employed on a low, below market base salary with remuneration significantly weighted towards at- risk performance-based components, ensuring the interests of the management team were strongly aligned with those of shareholders. These performance-based incentives were set with growth-driven KPI’s. This approach was effective and appropriate given the position of the Group at the time. Now that Genesis has entered the ASX 200 and transitioned to being a gold producer, the Board have approved a remuneration structure that is commensurate with industry peers, and still includes a heavier weighting towards at risk performance-based components. The policy is designed to attract the highest calibre of executives and reward them for results in long-term growth in shareholder wealth. Refer to the section below titled “Looking Ahead to FY24” for further details. The Board may exercise discretion in relation to approving incentives, bonuses, options and performance rights and “clawback provisions” may apply. Directors and executives receive a superannuation guarantee contribution as required by the government, which for the year ended 30 June 2023 was 10.5% (unless otherwise stated), and do not receive any other retirement benefits. The superannuation guarantee contribution increased to 11% effective 1 July 2023. Payments of superannuation are capped at the superannuation contribution limit of $27,500. All remuneration paid to directors and executives is valued at the cost to the Group and expensed. Options are valued using the Black-Scholes methodology. Performance rights are valued by using the Company’s 5-day volume weighted average share price prior to the grant date. For each performance hurdle with non-market conditions, a probability factor is assigned based on the Company’s estimate of the likelihood of the performance hurdle being met. For the performance hurdles that have a market-based performance hurdle, a Monte Carlo Simulation technique is utilised. The Board policy is to remunerate Non-Executive directors at market rates for time, commitment and responsibilities. The Board determines payments to the Non-Executive directors and reviews their remuneration annually, based on market practice, duties and accountability. Independent external advice is sought when required. The maximum aggregate amount of fees that can be paid to Non-Executive directors is subject to approval by shareholders at the Annual General Meeting (currently, $500,000 p.a). PERFORMANCE BASED REMUNERATION Directors and executives have previously been issued with options and performance rights (as applicable). Options were issued at a premium to the Company’s share price and performance rights (issued to executives only) will only vest into fully paid ordinary shares if performance hurdles are met (which may include ongoing employment requirements). GROUP PERFORMANCE, SHAREHOLDER WEALTH AND DIRECTORS' AND EXECUTIVES' REMUNERATION The remuneration policy has been tailored to increase the direct positive relationship between shareholders' investment objectives and executive's performance. The Group will facilitate this process by executives (including the Managing Director) participating in incentive schemes to encourage the alignment of personal and shareholder interests. The Group believes this policy will be effective in increasing shareholder wealth. For FY24, the remuneration for Non-Executive directors will be reviewed and where required may be increased to appropriately reflect the size and complexity of the Company’s operations. Prior to 2023, the Group’s activities have primarily been involved with mineral exploration and pre-development activities. Shareholder wealth is dependent upon exploration success and has fluctuated accordingly in addition to being influenced by broader market factors. In 2023 the Group Genesis Minerals Limited – Annual Financial Report 43 DIRECTORS’ REPORT transitioned to a gold producer following the takeover of Dacian Gold Limited and the acquisition of the Leonora operations from St Barbara Limited. The table below sets out the performance of the Group and the movement in the share price: Net Loss Share Price at Start of Year Share Price at End of Year 2023 $’000 (117,231) $1.265 $1.305 2022 $’000 2021 $’000 2020 $’000 2019 $’000 (46,354) (16,350) $0.681 $1.265 $0.521 $0.681 (5,851) $0.231 $0.521 70,614 (7,037) $0.431 $0.231 25,055 Undiluted Market Capitalisation at End of Year 1,342,587 319,078 144,591 1 A 10:1 share consolidation was completed on 10 January 2022. This reduced the number of shares on issue and the Company’s share price increased approximately 10 times its pre-consolidation share price. The comparative share prices have been restated to reflect the share consolidation for comparison purposes. USE OF REMUNERATION CONSULTANTS The Group did not employ the direct services of any remuneration consultants during the financial year ended 30 June 2023. VOTING AND COMMENT MADE ON THE GROUP'S 2022 ANNUAL GENERAL MEETING The Company received 97.41% of “yes” votes on its remuneration report for the 2022 financial year. The Company did not receive any specific feedback at the AGM or throughout the year on its remuneration practices. DETAILS OF REMUNERATION Details of the remuneration of the directors and the key management personnel of the Group are set out in the following table. Short-term benefits Post-employment benefits Share-based payments 2023 $ 1,304,871 128,210 9,209,751 10,642,832 Short-Term Salary, Fees & Bonus $ Post Employment Superannuation $ Share-Based Payments Options and Performance Rights $ Total $ Proportion of Remuneration Represented by Share-Based Payments % 272,727 126,127 112,150 - Directors Anthony Kiernan (Non-Executive Chairman)1 2023 2022 Raleigh Finlayson (Managing Director)2 2023 2022 Gerard Kaczmarek (Non-Executive Director)3 76,005 2023 2022 32,877 Michael Bowen (Non-Executive Director)4 62,518 2023 2022 20,175 Michael Wilkes (Non-Executive Director)5 97,500 2023 2022 - Tommy McKeith (Former Non-Executive Chairman)6 2023 2022 Michael Fowler (Former Managing Director)7 13,699 54,795 11,776 - 27,273 12,613 7,980 3,288 6,564 2,017 3,750 - 1,438 5,479 - - 123,926 - 4,957,705 23,963,140 5,257,705 24,101,880 3,656 15,368 582,978 915,522 - - 6,058 25,468 87,641 51,533 652,060 937,714 101,250 - 21,195 85,742 -% -% 94.29% 99.42% 4.17% 29.82% 89.41% 97.63% -% -% 28.58% 29.70% 2022 $ 1,081,499 76,172 27,751,524 28,909,195 Proportion of Remuneration Performance Based % -% -% 94.29% 0.97% -% -% -% -% -% -% -% -% 44 Genesis Minerals Limited – Annual Financial Report Short-Term Salary, Fees & Bonus $ Post Employment Superannuation $ Share-Based Payments Options and Performance Rights $ 9,041 10,548 - 13,938 - 13,938 - 556,351 2023 2022 Neville Power (Former Non-Executive Director)8 2023 2022 Craig Bradshaw (Former Non-Executive Director)9 2023 2022 Nicholas Earner (Former Non-Executive Director)10 2023 2022 Key Management Personnel Morgan Ball (Chief Financial Officer)11 2023 2022 Troy Irvin (Corporate Development Officer)12 2023 2022 Lee Stephens (General Manager Laverton/GMS)13 2023 2022 Geoff James (Company Secretary)14 2023 2022 2023 2022 - 60,500 1,304,871 1,081,499 206,666 102,000 230,462 65,250 224,103 25,000 - 27,500 - - - - - - 24,198 6,525 21,700 10,200 23,531 2,500 - 6,050 128,210 76,172 - 63,336 582,978 915,522 - 15,368 - - 1,153,641 686,629 1,153,641 686,629 769,094 327,912 - 136,630 9,209,751 27,751,524 DIRECTORS’ REPORT Proportion of Remuneration Represented by Share-Based Payments % -% 9.79% 98.47% 98.86% -% 52.44% -% -% 81.92% 90.54% 83.48% 85.95% 75.64% 92.26% -% 67.25% Proportion of Remuneration Performance Based % -% 9.79% -% -% -% -% -% -% 81.92% 13.49% 83.48% 12.81% 75.64% 19.20% -% 13.99% Total $ - 647,187 592,019 926,070 - 29,306 - 13,938 1,408,301 758,404 1,382,007 798,829 1,016,728 355,412 - 203,180 10,642,832 28,909,195 1 Anthony Kiernan appointed as Non-Executive Chairman on 1 October 2022. Short-Term remuneration includes $17,128 received from Dacian Gold Limited for the period he was appointed as Non-Executive Director from 28 September 2022 to 28 February 2023. 2 Raleigh Finlayson - refer to Page 47 for details of the valuation of options and performance rights. 3 Gerard Kaczmarek: Short-Term remuneration includes $13,487 received from Dacian Gold Limited for the period he was appointed as Non-Executive Director from 28 February 2023 to 30 June 2023. 4 Michael Bowen - refer to Page 47 for details of the valuation of options. 5 Michael Wilkes appointed as Non-Executive Director on 1 October 2022. Short-Term remuneration includes $37,500 received from Dacian Gold Limited for the period he was appointed as Non-Executive Chairman from 1 July 2022 to 28 September 2022. 6 Tommy McKeith resigned as Non-Executive Chairman on 30 September 2022. 7 Michael Fowler resigned as Managing Director on 21 February 2022. Short-Term remuneration for the 2022 financial year included termination benefit of 12 months’ salary of $302,500 as approved by shareholders and unused annual leave and long service leave entitlements of $85,986. 8 Neville Power resigned as Non-Executive Director on 30 September 2022. Refer to Page 47 for details of the valuation of options. 9 Craig Bradshaw resigned as Non-Executive Director on 19 November 2021. 10 Nicholas Earner resigned as Non-Executive director on 19 November 2021. 11 Morgan Ball: Short-Term remuneration includes the following: $30,462 received from Dacian Gold Limited for the period he was appointed as Non-Executive Director from 28 September 2022 to 30 June 2023; and $100,000 Business Development bonus for execution of Leonora consolidation strategy involving Dacian Gold and St Barbara. 12 Troy Irvin: Short-Term remuneration includes the following: $6,666 received from Dacian Gold Limited for the period he was appointed as Non-Executive Director from 2 May 2023 to 30 June 2023; and $100,000 Business Development bonus for execution of Leonora consolidation strategy involving Dacian Gold and St Barbara. 13 Lee Stephens: Short-Term remuneration includes the following: $24,103 received from Dacian Gold Limited for the period he was appointed as Non-Executive Director from 28 September 2022 to 2 May 2023; and $100,000 Business Development bonus for execution of Leonora consolidation strategy involving Dacian Gold and St Barbara. 14 Geoff James – ceased designation as key management person effective from 1 July 2022. Directors and Key Management Personnel of the Group Service agreements Non-Executive Directors On appointment to the Board, all Non-Executive directors enter into a service agreement with the Group in the form of a letter of appointment. The letter summarises the Board policies and terms, including compensation, relevant to the office of director. Effective from 1 October 2022, the Non- Genesis Minerals Limited – Annual Financial Report 45 DIRECTORS’ REPORT Executive Chairman receives a fee of $140,000 per annum, inclusive of statutory superannuation, and Non-Executive Directors receive a fee of $80,000 per annum, inclusive of statutory superannuation. Executive Directors Raleigh Finlayson has entered into an executive service agreement with the Company. He is engaged to provide services in the capacity of Managing Director and CEO. Effective from 21 February 2022, Mr Finlayson’s salary was set at $300,000 inclusive of statutory superannuation. Mr Finlayson is eligible to participate in short-term and long-term incentive arrangements offered by the Company from time to time. For FY23 there were no short-term incentives set. In regard to long-term incentives, Mr Finlayson was previously issued with 3,000,000 performance rights, with a five-year term, to vest in three tranches: • • • 1/3rd on Genesis announcing that it or its subsidiaries (GMD Group) have delineated a JORC Code 2012 Mineral Resource of a minimum of 2,500,000oz of gold; 1/3rd on Genesis announcing that the GMD Group has delineated a JORC Code 2012 Ore Reserve of a minimum of 1,000,000oz of gold; and 1/3rd on the first production of gold by the GMD Group. Mr Finlayson is entitled to a minimum notice period of six months from the Company and the Company is entitled to a minimum notice period of three months. Mr Finlayson may terminate his agreement if the Company seeks to materially downgrade employment conditions. On the occurrence of certain events, Mr Finlayson is entitled to a severance payment for past services rendered equal to the maximum sum payable in accordance with the formula specified in section 200G of the Corporations Act and subject to ASX Listing Rules. Executives In relation to FY23, the Company entered into executive service agreements with the following executives: Name Morgan Ball Troy Irvin Role Chief Commercial Officer (now CFO) Corporate Development Officer Lee Stephens General Manager Projects and Operations Long-Term Performance Based Incentives Base Salary (excluding superannuation) Number of Performance Rights $100,000 $100,000 $100,000 1,800,000 1,800,000 1,200,000 Number of Options 540,000 540,000 240,000 With the Group transitioning to a gold producer, for FY24 a remuneration review for executives against relative peers and market trends was conducted with fixed remuneration for executive KMP increased accordingly. Executives are eligible to participate in short-term and long-term incentive arrangements offered by the Company from time to time. Refer to Looking Ahead to FY24 for more information regarding KMP remuneration for FY24. The above executives have previously been issued with performance rights under the Company’s Incentive Performance Rights Plan, with a five year term, to vest in three tranches: • • • 1/3rd on Genesis announcing that it or its subsidiaries (GMD Group) have delineated a JORC Code 2012 Mineral Resource of a minimum of 2,500,000oz of gold; 1/3rd on Genesis announcing that the GMD Group has delineated a JORC Code 2012 Ore Reserve of a minimum of 1,000,000oz of gold; and 1/3rd on the first production of gold by the GMD Group. In addition, the executives have agreed to a 3-year escrow period to be applied from the date of issue of the performance rights for any shares issued under the Company’s Incentive Performance Rights Plan and the executives are required to remain employed with the Company for this period to benefit from the above performance rights. The executives have been issued with options under the Company’s Incentive Option Plan. The options were issued with an exercise price of $2.24, which was a 45% premium to a 20-trading day VWAP of the Company’s shares. The options vested on issue and expire four years after the issue date. None of these options have been exercised at the date of this report. The executives are entitled to a minimum notice period of three months from the Company and the Company is entitled to a minimum notice period of two months. The executives may terminate their agreement if the Company seeks to downgrade their employment conditions. On the occurrence of certain events, the executives are entitled to a severance payment for past services rendered equal to six months base salary, and if required, the severance payment will be reduced in accordance with the formula specified in section 200G of the Corporations Act and subject 46 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT to ASX Listing Rules. Options and Performance Rights Issued to Directors – September ’21: Strategic Funding and Board Restructure Initiative On 22 September 2021, the Company announced a strategic funding and Board restructure initiative aimed at delivering the Company extensive financial and management strength to grow into a mid-tier Australian gold company. The initiative was led by highly regarded gold mining executive Mr Raleigh Finlayson, which saw him appointed as Managing Director and become a significant shareholder. Mr Finlayson is the former Managing Director of Saracen Mineral Holdings (ASX: SAR) and Northern Star Resources (ASX: NST). Mr Finlayson entered into a part-time consulting agreement with Genesis and shareholders approved the issue of 24.5 million unlisted options at an exercise price of $1.05 with expiry dates of either three or four years. Shareholders approved for Mr Finlayson to be issued with 3 million performance rights following his appointment as Managing Director, which have vesting hurdles tied to the Company’s aims to grow into a mid-tier Australian gold company. Shareholders approved for former FMG Managing Director and CEO Mr Neville Power and highly experienced corporate lawyer Mr Michael Bowen to join the Board as Non-Executive Directors and each were issued with 1.5 million options at an exercise price of $1.05 with a four-year expiry. Options The fair value of the options issued to Mr Finlayson, Mr Power and Mr Bowen as compensation has been determined as at 19 November 2021 using a Black-Scholes option pricing model and the following inputs were used for the valuation: Raleigh Finlayson Options Neville Power Options Michael Bowen Options Option Tranche Number of options Valuation date Valuation date fair value Valuation date share price Exercise price Expected volatility Option life Risk-free interest rate Fair value of options Fair value of options (using share price at date of agreement)2 Tranche A Tranche B 12,250,0001 19/11/21 $0.938 $1.521 $1.051 82.50% 3 years 0.95% $11,490,500 12,250,0001 19/11/21 $0.999 $1.521 $1.051 78.80% 4 years 1.40% $12,237,750 1,500,0001 19/11/21 $0.999 $1.521 $1.051 78.80% 4 years 1.40% $1,498,500 1,500,0001 19/11/21 $0.999 $1.521 $1.051 78.80% 4 years 1.40% $1,498,500 $3,981,250 $4,483,500 $549,000 $549,000 1 Balances have been restated for the consolidation of capital (10 to 1 basis) completed on 10 January 2022 2 As at 21 September 2021, being the date of agreement for the funding initiative, the Company’s share price was $0.73. As at the date of valuation of 19 November 2021 for determining the value of share based payments, the Company’s share price had increased to $1.52. The increase in the Company’s share price during this period of over 100% has led to a significant increase in the calculation of the fair value of the options compared to when the Company entered into the agreement. Pursuant to Australian Accounting Standards, share based payments are required to be valued at grant date (being the date of shareholder approval). The fair value of options as at the date the Company entered into the agreement with the parties has been determined using a share price of $0.73 with all other inputs of the valuation remaining unchanged. Performance Rights The fair value of the 3 million performance rights issued to Mr Finlayson as compensation has been determined by using the Company’s 5-day volume weighted average share price as at the date he commenced as Managing Director on 21 February 2022 of $1.73 per share. For each performance hurdle a probability factor was assigned based on the Company’s estimate of the performance hurdle being met. The value of the performance rights of $5,192,595 is allocated to the Statement of Profit or Loss over the vesting period. As at the date of valuation of 21 February 2022 for the performance rights, the Company’s 5 day volume weighted average share price was $1.73 compared to the Company’s share price of $0.73 as at the date of agreement for the funding initiative of 21 September 2021. The increase in the Company’s share price during this period of over 100% has led to a significant increase in the calculation of the fair value of the performance rights compared to when the Company entered into the agreement. Equity instrument disclosures relating to directors and key management personnel Options and performance rights provided as remuneration and shares issued on exercise/conversion of such options and performance rights Options 28,920,000 options were issued during the previous financial year valued at $27,095,744. 155,001 options were exercised during the year (2022: 918,333), nil options lapsed during the year (2022: nil) and nil options expired (2022: nil). Genesis Minerals Limited – Annual Financial Report 47 DIRECTORS’ REPORT Details of the vesting profiles of the options granted as remuneration to directors and key management personnel of the Group are detailed below: Number of Options Issued Grant Date Expiry Date Exercise Price in Fair Value Per Option at Grant Date Year Which Grant Vests % Vested During 2023 % Forfeited During 2023 % Exercised During 2023 Directors of Genesis Minerals Limited Raleigh Finlayson Tranche A Tranche B Gerard Kaczmarek Tranche 2 Tranche 3 Michael Bowen 12,250,000 25/11/2021 25/11/2024 12,250,000 25/11/2021 25/11/2025 58,334 10/12/2020 10/12/2023 58,334 10/12/2020 10/12/2024 $1.050 $1.050 $1.140 $1.220 $0.938 $0.999 $0.270 $0.305 2022 2022 2022 2023 -% -% -% 100% Tranche 1 1,500,000 25/11/2021 25/11/2025 $1.050 $0.999 2023 100% Tommy McKeith Tranche 2 Tranche 3 Michael Fowler Tranche 3 Neville Power Tranche 1 Craig Bradshaw Tranche 2 Tranche 3 96,667 10/12/2020 10/12/2023 96,667 10/12/2020 10/12/2024 $1.140 $1.220 $0.270 $0.305 2022 2023 -% 100% 360,000 13/12/2017 13/12/2021 $0.450 $1.520 2020 -% 1,500,000 25/11/2021 25/11/2025 $1.050 $0.999 2023 100% 58,334 10/12/2020 10/12/2023 58,334 10/12/2020 10/12/2024 $1.140 $1.220 $0.270 $0.305 2022 2023 -% 100% Key Management Personnel Morgan Ball Tranche 1 Troy Irvin Tranche 1 Lee Stephens Tranche 1 540,000 11/4/2022 11/4/2026 $2.240 $1.082 2022 540,000 11/4/2022 11/4/2026 $2.240 $1.082 2022 240,000 11/4/2022 11/4/2026 $2.240 $1.082 2022 -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% -% All balances, exercise prices and fair values in the above table have been restated as required for the consolidation of capital (10 to 1 basis) completed on 10 January 2022. Share Holdings The number of shares in the Company held during the financial year by each director of Genesis Minerals Limited and other key management personnel of the Group, including their personally related parties, are set out below. 2023 Directors of Genesis Minerals Limited Ordinary Shares Anthony Kiernan1 Raleigh Finlayson2 Gerard Kaczmarek3 Michael Bowen4 Michael Wilkes5 Tommy McKeith6 Neville Power7 Key Management Personnel Ordinary Shares12 Morgan Ball8 Troy Irvin9 Lee Stephens10 Geoff James11 Balance at start of the year Received during the year on the exercise of options Received during the year on the exercise of performance rights Other changes Balance at end of the year - 12,055,556 388,974 861,112 - 1,352,004 1,990,343 602,779 602,778 138,550 96,446 18,088,542 - - - - - - - - - - - - - 1,000,000 - - - - - 600,000 600,000 400,000 - 2,600,000 192,987 829,876 41,494 82,987 - 82,988 290,458 145,228 207,469 124,481 - 1,997,968 192,987 13,885,432 430,468 944,099 - 1,434,992 2,280,801 1,348,007 1,410,247 663,031 96,446 22,686,510 48 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT 1 Anthony Kiernan appointed as Non-Executive Chairman on 1 October 2022. “Other changes” consists of 82,987 shares held as at date of appointment as a director and 110,000 shares purchased on-market during the year. 2 Raleigh Finlayson – “Other changes” consist of shares acquired via a share placement. 3 Gerard Kaczmarek – “Other changes” consist of shares acquired via a share placement. 4 Michael Bowen – “Other changes” consist of shares acquired via a share placement. 5 Michael Wilkes appointed as Non-Executive Director on 1 October 2022. 6 Tommy McKeith – “Other changes” consist of shares acquired via a share placement. “Balance at end of the year” represents the balance on resignation date on 30 September 2022. 7 Neville Power – “Other changes” consist of shares acquired via a share placement. “Balance at end of the year” represents the balance on resignation date on 30 September 2022. 8 Morgan Ball – “Other changes” consist of shares acquired via a share placement. 9 Troy Irvin – “Other changes” consist of shares acquired via a share placement. 10 Lee Stephens – “Other changes” consist of shares acquired via a share placement. 11 Geoff James – “Balance at end of the year” represents the balance on 1 July 2022 when ceased designation as a key management person. 12 Ordinary shares received on the exercise of performance rights are subject to an ongoing 3-year escrow period. 2022 Directors of Genesis Minerals Limited Ordinary Shares Tommy McKeith2 Raleigh Finlayson3 Gerard Kaczmarek4 Neville Power5 Michael Bowen6 Michael Fowler7 Craig Bradshaw8 Nicholas Earner9 Key Management Personnel Ordinary Shares Morgan Ball10 Troy Irvin11 Lee Stephens12 Geoff James13 Balance at start of the year1 Received during the year on the exercise of options1 Received during the year on the exercise of performance rights1 Other changes1 Balance at end of the year 633,391 - 118,093 - - 1,496,102 200,000 - - - - - 2,447,586 300,000 - 258,333 - - 360,000 - - - - - - 918,333 - - - - - 400,000 - - - - - - 400,000 418,613 12,055,556 12,548 1,990,343 861,112 63,205 - - 602,779 602,778 138,550 96,446 16,841,930 1,352,004 12,055,556 388,974 1,990,343 861,112 2,319,307 200,000 - 602,779 602,778 138,550 96,446 20,607,849 1 Balances have been restated for the consolidation of capital (10 to 1 basis) completed on 10 January 2022 with applicable rounding applied. 2 Tommy McKeith – “Other changes” consist of shares acquired via a share placement and entitlement offer. 3 Raleigh Finlayson appointed as a part-time consultant on 21 September 2021 and appointed as Managing Director on 21 February 2022. The balance in “Other changes” consists of shares held as at date of appointment as Managing Director which includes shares acquired via a share placement and entitlement offer. 4 Gerard Kaczmarek – “Other changes” consists of shares acquired via an entitlement offer. 5 Neville Power appointed as Non-Executive Director on 19 November 2021. The balance in “Other changes” consists of shares held as at date of appointment as a director which includes shares acquired via a share placement and entitlement offer. 6 Michael Bowen appointed as Non-Executive Director on 19 November 2021. “Other changes” consist of shares acquired via a share placement and entitlement offer. 7 Michael Fowler – “Balance at end of year” represents the balance on resignation date on 21 February 2022. 8 Craig Bradshaw – “Balance at end of year” represents the balance on resignation on 19 November 2021, restated for the consolidation of capital (10 to 1 basis) completed on 10 January 2022. 9 Nicholas Earner – “Balance at end of year” represents the balance on resignation on 19 November 2021. 10 Morgan Ball appointed as part-time consultant on 31 January 2022 and appointed as Chief Commercial Officer on 1 April 2022. The balance in “Other changes” consists of shares held as at 1 April 2022 which includes shares acquired via a share placement and entitlement offer. 11 Troy Irvin commenced as part-time consultant on 28 October 2021 and appointed as Corporate Development Officer on 1 April 2022. The balance in “Other changes” consists of shares held as at 1 April 2022 which includes shares acquired via a share placement and entitlement offer. 12 Lee Stephens appointed as General Manager Projects and Operations on 1 April 2022. The balance in “Other changes” consists of shares held as at 1 April 2022 which includes shares acquired via an entitlement offer. 13 Geoff James, CFO and Company Secretary, has been designated as a key management person effective from 4 April 2022 as per the ASX announcement of the same date titled “Open For Business – Corporate Presentation”. The balance in “Other changes” consists of shares held as at 4 April 2022 which includes shares acquired via a share placement and entitlement offer. Option Holdings The number of options over ordinary shares in the Company held during the financial year by each director of Genesis Minerals Limited and other key management personnel of the Group, including their personally related parties, are set out below: Genesis Minerals Limited – Annual Financial Report 49 DIRECTORS’ REPORT Balance at start of the year 2023 Directors of Genesis Minerals Limited Options Anthony Kiernan Raleigh Finlayson Gerard Kaczmarek Michael Bowen Michael Wilkes1 Tommy McKeith2 Neville Power3 Key Management Personnel Options Morgan Ball Troy Irvin Lee Stephens Geoff James4 - 30,527,779 122,943 1,930,556 - 499,309 2,365,437 841,390 841,390 242,235 118,223 37,489,262 Granted as compensation Exercised Other changes Balance at end of the year Vested and exercisable - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 30,527,779 122,943 1,930,556 - 499,309 2,365,437 841,390 841,390 242,235 118,223 37,489,262 - 30,527,779 122,943 1,930,556 - 499,309 2,365,437 841,390 841,390 242,235 118,223 37,489,262 1 Michael Wilkes appointed as Non-Executive Director on 1 October 2022. 2 Tommy McKeith – “Balance at end of the year” and “Vested and exercisable” represents the balance on resignation date on 30 September 2022. 3 Neville Power – “Balance at end of the year” and “Vested and exercisable” represents the balance on resignation date on 30 September 2022. 4 Geoff James – “Balance at end of the year” and “Vested and exercisable” represents the balance on 1 July 2022 when ceased designation as a key management person. 2022 Balance at start of the year1 Granted as compensation1 Exercised1 Other changes1,2 Balance at end of the year Vested and exercisable Directors of Genesis Minerals Limited Options Tommy McKeith Raleigh Finlayson3 Gerard Kaczmarek Neville Power4 Michael Bowen5 Michael Fowler6 Craig Bradshaw7 Nicholas Earner8 Key Management Personnel Options Morgan Ball9 Troy Irvin10 Lee Stephens11 Geoff James12 590,001 - 375,001 - - 360,000 175,001 - - - - - 1,500,003 - 24,500,000 - 1,500,000 1,500,000 - - - 540,000 540,000 240,000 100,000 28,920,000 (300,000) - (258,333) - - (360,000) - - - - - - (918,333) 209,308 6,027,779 6,275 865,437 430,556 - - - 301,390 301,390 2,235 18,223 8,162,593 499,309 30,527,779 122,943 2,365,437 1,930,556 - 175,001 - 841,390 841,390 242,235 118,223 37,664,263 402,642 30,527,779 64,609 865,437 430,556 - 116,668 - 841,390 841,390 242,235 118,223 34,450,929 1 Balances have been restated for the consolidation of capital (10 to 1 basis) completed on 10 January 2022 with applicable rounding applied. 2 “Other changes” consists of the issue of free attaching options for participation in a share placement and entitlement offer. 3 Raleigh Finlayson appointed as a part-time consultant on 21 September 2021 and appointed as Managing Director on 21 February 2022. 4 Neville Power appointed as Non-Executive Director on 19 November 2021. 5 Michael Bowen appointed as Non-Executive Director on 19 November 2021. 6 Michael Fowler – "Balance at end of the year” and “Vested and exercisable” represents the balance on resignation date on 21 February 2022. 7 Craig Bradshaw – "Balance at end of the year” and “Vested and exercisable” represents the balance on resignation date on 19 November 2021. 8 Nicholas Earner – "Balance at end of the year” and “Vested and exercisable” represents the balance on resignation date on 19 November 2021. 9 Morgan Ball appointed as part-time consultant on 31 January 2022 and appointed as Chief Commercial Officer on 1 April 2022. 10 Troy Irvin commenced as part-time consultant on 28 October 2021 and appointed as Corporate Development Officer on 1 April 2022. 11 Lee Stephens appointed as General Manager Projects and Operations on 1 April 2022. 12 Geoff James, CFO and Company Secretary, has been designated as a key management person effective from 4 April 2022 as per the ASX announcement of the same date titled “Open For Business – Corporate Presentation”. 50 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT Performance Rights 10,825,000 Performance rights were issued during the previous financial year to the Managing Director, Key Management Personnel and employees under the Company’s Incentive Performance Rights Plan. The amount expensed during the year to the Statement of Profit or Loss was $10,078,134 (2022: $536,240). 3,608,331 performance rights vested and were exercised into shares during the year (2022: 1,065,000) and 125,001 performance rights were cancelled or lapsed during the year (2022: 285,000). The performance rights that were issued during the previous financial year had their valuation measured by using the Company’s 5 day volume weighted average share price at the date of issue. For each performance hurdle a probability factor was assigned based on the Company’s estimate of the performance hurdle being met. The value of the performance rights is allocated to the Statement of Profit or Loss over the vesting period. The performance rights will only vest into fully paid ordinary shares if the following relevant performance hurdles are met prior to the expiry date: Performance Hurdles Tranche 1 Performance Rights will each vest and convert into one fully paid ordinary share in the Company (Share) upon the public announcement by the Company that the group of companies comprising the Company and its subsidiaries from time to time (GMD Group) has delineated a JORC Code 2012 Mineral Resource of a minimum of 2,500,000oz of gold Tranche 2 Performance Rights will each vest and convert into one Share upon the public announcement by the Company that the GMD Group has delineated a JORC Code 2012 Ore Reserve of a minimum of 1,000,000 oz of gold Tranche 3 Performance Rights will each vest and convert into one Share upon the first production of gold by the GMD Group The performance hurdles for all three tranches of performance rights issued in 2022 were met during the year following the takeover of Dacian Gold Limited and the acquisition of the Leonora operations from St Barbara Limited. Shares were issued for the vested tranche 1 performance rights during the year with the shares for the vested tranche 2 and tranche 3 performance rights issued in July 2023. Performance Rights Holdings The number of performance rights held during the financial year by each director of Genesis Minerals Limited and other key management personnel of the Group, including their personally related parties, are set out below: Year Ended 30 June 2023 Balance at start of the year Granted as compensation Exercised Lapsed / Expired Other Changes Balance at end of the year Vested and exercisable - (1,000,000) - - 2,000,000 3,000,000 Directors of Genesis Minerals Limited Performance Rights Raleigh Finlayson Key Management Personnel Performance Rights Morgan Ball Troy Irvin Lee Stephens Geoff James1 (600,000) (600,000) (400,000) - (2,600,000) 1 Geoff James - "Balance at end of the year” and “Vested and exercisable” represents the balance on 1 July 2022 when ceased designation as a key management person. 1,800,000 1,800,000 1,200,000 500,000 8,300,000 1,200,000 1,200,000 800,000 500,000 5,700,000 - - - - - - - - - - - - - - - - - - - - - Genesis Minerals Limited – Annual Financial Report 51 DIRECTORS’ REPORT Year Ended 30 June 2022 Balance at start of the year1 Granted as compensation Exercised Lapsed / Expired Other Changes Balance at end of the year Vested and exercisable - 500,000 Directors of Genesis Minerals Limited Performance Rights Raleigh Finlayson2 Michael Fowler Key Management Personnel Performance Rights Morgan Ball3 Troy Irvin4 Lee Stephens5 Geoff James6 - - - - 500,000 3,000,000 - - (400,000) - (100,000) 1,800,000 1,800,000 1,200,000 500,000 8,300,000 - - - - (400,000) - - - - (100,000) - - - - - - - 3,000,000 - 1,800,000 1,800,000 1,200,000 500,000 8,300,000 - - - - - - - 1 Balances have been restated for the consolidation of capital (10 to 1 basis) completed on 10 January 2022 with applicable rounding applied. 2 Raleigh Finlayson appointed as a part-time consultant on 21 September 2021 and appointed as Managing Director on 21 February 2022. 3 Morgan Ball appointed as part-time consultant on 31 January 2022 and appointed as Chief Commercial Officer on 1 April 2022. 4 Troy Irvin commenced as part-time consultant on 28 October 2021 and appointed as Corporate Development Officer on 1 April 2022. 5 Lee Stephens appointed as General Manager Projects and Operations on 1 April 2022. 6 Geoff James, CFO and Company Secretary, has been designated as a key management person effective from 4 April 2022 as per the ASX announcement of the same date titled “Open For Business – Corporate Presentation”. Performance rights received prior to this date is not included in the above table. Loans to directors or key management personnel There were no loans to directors or key management personnel during the year. (2022: nil). Other key management personnel transactions with Directors and Director-related entities Key management personnel, or their related parties, hold positions in other entities that result in them having control or significant influence over the financial or operating policies of these entities. Two of these entities transacted with the Group in the reporting period. The terms and conditions of the transactions with key management personnel and their related parties were no more favourable than those available, or which might reasonably be expected to be available, on similar transactions to non-key management personnel related entities on an arm’s length basis. The aggregate value of transactions and outstanding balances relating to key management personnel and entities over which they have control or significant influence were as follows: Key Management Person Transaction Transaction Value Balance Outstanding as at 2023 $ 2022 $ 30 June 2023 $ 30 June 2022 $ Michael Bowen1 Neville Power2 Legal Fees 1,103,772 Consulting Fees - 36,288 18,875 3,699 - 91,530 - 1 Payable to Thomson Geer, a firm in which Michael Bowen is a partner. Balance outstanding represents the amount of work performed but not invoiced until after the end of the financial year. 2 Payable to Omnia Pty Ltd, a company in which Neville Power is a director and shareholder. LOOKING AHEAD TO FY24 With the transition to a gold producer for FY24, the Group carried out a review of their executive remuneration arrangements with relative peers and market trends in order to remain externally competitive and protect shareholder interests (both short and long term). The Group aims to attract, retain and reward high calibre and high performing executives who are vital to delivering a sustainable business and achieve its strategic objectives and maximise shareholder value. Non-Executive Director remuneration will be determined via an appropriate benchmarking process with Non-Executive Directors encouraged to invest in the Company’s shares. Executive remuneration comprises of both fixed and ‘at risk’ components to ensure an appropriate amount of remuneration is linked to the performance and success of the Group and thereby align the interests of executives and shareholders. 52 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT Short term and long term incentives are integral to a competitive total remuneration package and ensures a significant portion of executive remuneration is ‘at risk’ based on challenging performance measures. Managing Director Mr Finlayson’s fixed remuneration will increase from 1 July 2023, to $900,000 per annum exclusive of superannuation. This will be reduced to $750,000 per annum, exclusive of superannuation if shareholder approval is received for the one-off, long dated strategic & growth retention rights at the November 2023 Annual General Meeting. Mr Finlayson will be eligible to participate in short-term, long-term, and other incentive arrangements offered by the Company from time to time with the following arrangements proposed for FY24 subject to shareholder approval where applicable: Short Term Incentive (STI) Up to 100% of Total Fixed Remuneration (TFR) Long Term Incentive (LTI)* Up to 150% of Total Fixed Remuneration (TFR) *Subject to Shareholder approvals at November 2023 AGM Strategic & Growth Retention Rights (RR)* (One-off issue) Target of 200% of Total Fixed Remuneration (TFR) per Tranche assessed against agreed performance measures Tranche 1 – 4 year performance period (1 July 2023 to 30 June 2027) Tranche 2 – 5 year performance period (1 July 2023 to 30 June 2028) *Subject to Shareholder approvals at November 2023 AGM Other KMP executives fixed remuneration will increase from 1 July 2023 as follows: Name Role Morgan Ball Chief Financial Officer Base Salary (excluding superannuation) $550,000 Long Term Incentive (LTI)* Strategic & Growth Retention Rights (RR) (one-off issue) Up to 100% of Total Fixed Remuneration (TFR) Target of 200% of Total Fixed Remuneration (TFR) per Tranche assessed against agreed performance measures. • Tranche 1 - 4 year performance period (1 July 2023 to 30 June 2027) Tranche 2 - 5 year performance period (1 July 2023 to 30 June 2028) • Troy Irvin Corporate Development Officer $325,000 Up to 100% of Total Fixed Remuneration (TFR) Target of 200% of Total Fixed Remuneration (TFR) per Tranche assessed against agreed performance measures. • Tranche 1 - 4 year performance period (1 July 2023 to 30 June 2027) Tranche 2 - 5 year performance period (1 July 2023 to 30 June 2028) • Short Term Incentives (STI) for FY24 For FY24 the Group will implement a short-term incentive plan aligned with the growth of the business. Group measures, based on exceeding the Company’s FY24 Budget targets, have been set and are detailed below. The performance is measured relative to the budget with threshold, target, and stretch cases considered. For any STI to be paid, the gateway of ‘no fatalities’ within the Group must be passed. The STIs are payable at the absolute discretion of the Board. There are several modifiers considered by the Board which may result in a downward reduction in the STIs paid. KPI License to Operate Safety – 50% Weighting 25% Performance Measures For this STI to be considered for payment there must be: • No catastrophic or major environmental event effecting the Groups licence to operate. Genesis Minerals Limited – Annual Financial Report 53 DIRECTORS’ REPORT KPI Environment – 50% Weighting Performance Measures • There is a downward trend / reduction to the rolling Total Recordable Injury Gold Production 25% AISC 25% Rate (TRIFR) – for the Performance Period. • TRIFR decreases by up to 10% = 50% of target • TRIFR decreases by >10-15% = 80% of target • TRIFR decreases by >15% or more = 100% of target • There are no serious Environmental regulatory non-compliances recorded or reputational damage over the Performance Period. • Any recorded incident is managed, does not result in actions taken by regulatory bodies, or result in reputational damage = 70% of target • Compliance with license conditions and there is no reputational damage = 100% of target • Gold Production for the Performance Period meets or exceeds budget. • Gold Production measured by total gold recovered as reconciled at the end of the Performance Period. • Production above budget by 10% = 100% of target • Production above budget by between 5% and 10% = 80% of target • Production above budget by less than 5% = 70% of target • Production equal to budget = 50% of target Production below budget = 0% of target • AISC for the Performance Period is at or below budget. • Costs below budget by >10% = 100% of Target • Costs below budget by between 5% and 10% = 80% of Target • Costs below budget by < 5% = 70% of Target • Costs at budget = 50% of target Costs above budget = 0% of Target Cash Balance 25% • Improve balance sheet strength by exceeding budgeted closing cash1 balance as of 30 June 2024. • Exceed budgeted cash balance by 20% = 100% of Target • Exceed budgeted cash balance by 15% = 75% of target • Exceed budgeted cash balance by 10% = 50% of Target • At budgeted cash balance or exceed by up to 10% = 25% of target Below budgeted cash balance = 0% of target 1 Subject to Board determination in relation to material unbudgeted items and normalised accounting practices. Long Term Incentives for FY24 Performance rights to be granted to KMP in respect of the 2024 financial year (FY24 Performance rights) will be offered pursuant to the Genesis Equity Incentive Plan Rules approved by the Board, and the performance conditions set out below. The performance measurement period is 1 July 2023 to 30 June 2026 with measures detailed below. Measures Share Price Growth (SPG) Relative Total Shareholder Return (TSR) Environmental Social Governance (ESG) Return on Capital Employed (ROCE) Weighting 20% 20% 30% 30% The LTI opportunity for Executives or the vesting schedule for SPG, relative TSR, ESG and the ROCE measure will be assessed by the Board at the end of the performance period. 54 Genesis Minerals Limited – Annual Financial Report Measure Share Price Growth (SPG) Weighting 20% Vesting Conditions: The proportion of the FY24 Performance rights that vest will be influenced by the Company’s SPG over the three-year vesting period commencing 1 July 2023 and ending on 30 June 2026 as outlined below: DIRECTORS’ REPORT • Below 20% increase - 0% vest • • • >20% to 40% increase - 0% to 50% vest pro-rata >40% to 75% increase - 50% to 100% vest pro-rata >75% increase - 100% vest Relative Total Shareholder Return (TSR) 20% The proportion of the FY24 Performance rights that vest will be influenced by the Company’s TSR relative to the comparator group over the three-year vesting period commencing 1 July 2023 and ending on 30 June 2026 as outlined below: Relative Total Shareholder Return Vesting Conditions: • Below 50th percentile TSR – Nil vest • At 50th percentile TSR – 50% vest • • Above 75th percentile TSR – 100% vest 50th – 75th percentile TSR – pro-rata vest The Peer Group comprises 12 companies that are of a similar size and complexity, with operations and geographic footprint similar to Genesis Minerals Ltd. FY24 Peer Companies for the Relative TSR measure: Company Bellevue Calidus Capricorn De Grey Evolution Gold Road 1 2 3 4 5 6 ASX Code BGL CAI CMM DEG EVN GOR Company Ora Banda Ramelius Red 5 Regis Silver Lake Westgold 7 8 9 10 11 12 ASX Code OBM RMS RED RRL SLR WGX Environmental Social Governance (ESG) 30% ESG Vesting Conditions • Development and material implementation of the Groups inaugural Vesting % 40% sustainability report. • Group Stakeholder engagement plan. • Plan developed • Plan implemented • Group Aboriginal Heritage and Native Title engagement plan. • Plan developed • Plan implemented • Set and deliver the Groups diversity measures including: • • Increasing female representation Increasing aboriginal employment in the overall workforce through the implementation of training and development programs. ROCE Vesting Conditions • Less than or equal to the average annual weighted average cost of capital (WACC) over the three-year period commencing on 1 July 2023 • WACC (calculated as above) + 2.5% • WACC (calculated as above) + between 2.5% and 6% • WACC (calculated as above) + 6% 10% 10% 10% 10% 10% 10% Vesting % 0% 50% Pro-rata from 50% to 100% 100% Return on Capital Employed (ROCE) 30% Genesis Minerals Limited – Annual Financial Report 55 DIRECTORS’ REPORT One-off issue of Strategic & Growth Retention Rights (Refer ASX Announcement dated 26 June 2023) To ensure the Group retains key executives required to deliver results and shareholder returns over a longer-term period, a once off retention scheme in FY24 will be implemented, which is subject to shareholder approval in relation to Mr Finlayson. Retention rights to be granted to KMP in respect of the 2024 financial year (FY24 Retention Rights) will be offered pursuant to the Genesis Equity Incentive Plan Rules approved by the Board and the performance conditions set out below. The performance measurement period is 1 July 2023 to 30 June 2027 for Tranche 1 and 1 July 2023 to 30 June 2028 for Tranche 2, being 4 and 5 years, with performance measures detailed below. Tranche 1: 4-year performance period Category Share Price Growth Relative TSR Growth1 Reserve Growth Production Growth Tranche 2: 5-year performance period Category Share Price Growth Relative TSR Growth1 Reserve Growth Production Growth Split 25% 25% 25% 25% Split 25% 25% 25% 25% Vesting parameters • • • • • • • • • • • • • • • Below 20% increase - 0% vest >20% to 40% increase - 0% to 50% vest pro rata >40% to 75% increase - 50% to 100% vest pro rata >75% increase - 100% vest Below 50th percentile - 0% vest 50th to 75th percentile - 50% to 75% vest pro rata >75th percentile - 100% vest Negative growth - 0% vest Depletion replaced - 50% vest Depletion replaced to a 20% increase - 50 to 100% vest pro rata >20% increase - 100% vest Production increase <75% - 0% vest Production increase 75% to 100% - 0% to 50% vest pro rata Production increase 100% to 150% - 50% to 100% vest pro rata Production increase >150% - 100% vest Vesting parameters • • • • • • • • • • • • • • • Below 20% increase - 0% vest >20% to 40% increase - 0% to 50% vest pro rata >40% to 75% increase - 50% to 100% vest pro rata >75% increase - 100% vest Below 50th percentile - 0% vest 50th to 75th percentile - 50% to 75% vest pro rata >75th percentile - 100% vest Negative growth - 0% vest Depletion replaced - 50% vest Depletion replaced to a 20% increase - 50 to 100% vest pro rata >20% increase - 100% vest Production increase <75% - 0% vest Production increase 75% to 100% - 0% to 50% vest pro rata Production increase 100% to 150% - 50% to 100% vest pro rata Production increase >150% - 100% vest 1 Peer companies as set out on page 55 Non-Executive Director Remuneration A review of Non-Executive Director remuneration will be carried out in FY24. As current fees are inclusive of superannuation, changes to the superannuation guarantee to 11% from 1 July 2023 will not have any impact on overall fees paid. 56 Genesis Minerals Limited – Annual Financial Report DIRECTORS’ REPORT END OF REMUNERATION REPORT This report is made in accordance with a resolution of the Directors. DATED at Perth this 15 day of September 2023 Raleigh Finlayson Managing Director Genesis Minerals Limited – Annual Financial Report 57 To the Board of Directors AUDITOR’S INDEPENDENCE DECLARATION UNDER SECTION 307C OF THE CORPORATIONS ACT 2001 As lead audit director for the audit of the financial statements Genesis Minerals Limited for the financial year ended 30 June 2023, I declare that to the best of my knowledge and belief, there have been no contraventions of: • the auditor independence requirements of the Corporations Act 2001 in relation to the audit; and • any applicable code of professional conduct in relation to the audit. Yours Faithfully HALL CHADWICK WA AUDIT PTY LTD D M BELL CA Director Dated this 15th day of September 2023 Perth, Western Australia CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME FOR THE YEAR ENDED 30 JUNE 2023 Consolidated 30 June 2023 $’000 Note 30 June 2022 $’000 2 3 3 21 3 13 3 3 4 Revenue Cost of goods sold Gross (loss) Corporate employee expenses Share-based employee expense Borrowing and finance costs Interest income Exploration and growth Other expenses Loss on revaluation of investment in subsidiary (Loss) before income tax Income tax (expense) / benefit Net (loss) for the period attributable to the members of the parent entity Other comprehensive income for the period, net of tax Total comprehensive (loss) for the period attributable to the members of the parent entity Attributable to: Equity holders of the parent Non-controlling interests (Loss) per share 76,963 (91,065) (14,102) (5,066) (11,257) (1,531) 2,741 (25,991) (51,965) (10,060) (117,231) - (117,231) - (117,231) (111,769) (5,462) (117,231) - - - (1,498) (28,009) (14) 33 (14,524) (2,342) - (46,354) - (46,354) - (46,354) (46,354) - (46,354) Basic and diluted earnings per share attributable to ordinary equity holders (18.38) of the parent (cents per share) The above consolidated statement of profit or loss and other comprehensive income should be read in conjunction with the accompanying notes (29.56) 5 Genesis Minerals Limited 2023 Annual Report 59 CONSOLIDATED STATEMENT OF FINANCIAL POSITION AS AT 30 JUNE 2023 Consolidated 30 June 2023 $’000 Note 30 June 2022 $’000 Current assets Cash and cash equivalents Receivables Inventories Total current assets Non-current assets Property, plant and equipment Right-of-use assets Exploration and evaluation assets Mine properties Total non-current assets Total assets Current liabilities Trade and other payables Provisions Borrowings Total current liabilities Non-current liabilities Provisions Borrowings Total non-current liabilities Total liabilities Net assets Equity Issued capital Reserves Accumulated losses Equity attributable to equity holders of the parent Non-controlling interests Total equity 8 9 10 11 12 13 14 15 16 17 16 17 20 20 181,538 4,021 31,949 217,508 190,314 8,908 195,320 404,446 798,988 1,016,496 66,358 3,814 4,364 74,536 83,148 6,987 90,135 164,671 851,825 1,011,428 40,051 (213,243) 838,236 13,589 851,825 16,119 243 - 16,362 359 - 22,017 - 22,376 38,738 3,208 198 - 3,406 6,694 - 6,694 10,100 28,638 100,045 30,067 (101,474) 28,638 - 28,638 The above consolidated statement of financial position should be read in conjunction with the accompanying notes 60 Genesis Minerals Limited – Annual Financial Report CONSOLIDATED STATEMENT OF CHANGES IN EQUITY FOR THE YEAR ENDED 30 JUNE 2023 Consolidated Issued capital $’000 Share-based payments Reserve $’000 Note Transactions with non- controlling interests reserve $’000 Accumulated losses $’000 Total $’000 Non- controlling interests $’000 Total equity $’000 Balance at 1 July 2021 76,971 2,058 Loss for the year Other comprehensive income Total comprehensive loss for the year Shares issued Share issue costs Share-based payments expense Balance at 30 June 2022 20 20 21 - - - 23,868 (794) - 100,045 - - - - - 28,009 30,067 Balance at 1 July 2022 100,045 30,067 Loss for the year Other comprehensive income Total comprehensive loss for the year Shares issued Share issue costs Share-based payments expense Non-controlling interests arising on a business combination Acquisition of non-controlling interests 20 20 21 7 7 - - - 921,832 (10,449) - - - - - - - - 11,257 - - - - - - - - - - - - - - - - - - - (1,273) (55,120) 23,909 (46,354) (46,354) - (46,354) - (46,354) - - - (101,474) 23,868 (794) 28,009 28,638 (101,474) 28,638 - - - - - - - - - 23,909 (46,354) - (46,354) 23,868 (794) 28,009 28,638 28,638 (111,769) (111,769) (5,462) (117,231) - (111,769) - (111,769) - (5,462) - (117,231) - - - - - 921,832 (10,449) 11,257 - - - 921,832 (10,449) 11,257 - 41,846 41,846 (1,273) (22,795) (24,068) Balance at 30 June 2023 1,011,428 41,324 (1,273) (213,243) 838,236 13,589 851,825 The above consolidated statement of changes in equity should be read in conjunction with the accompanying notes Genesis Minerals Limited – Annual Financial Report 61 CONSOLIDATED STATEMENT OF CASH FLOWS FOR THE YEAR ENDED 30 JUNE 2023 Consolidated 30 June 2023 $’000 Note 30 June 2022 $’000 Cash flows from operating activities Gold sales Interest received Other income Interest paid Payments for exploration and growth Payments to suppliers and employees Net cash (outflow) from operating activities 8 Cash flows from investing activities Payments for exploration and evaluation assets Payments for mine properties expenditure Payments for plant and equipment Proceeds from disposal of assets Acquisition of subsidiary, net of cash acquired Payment for acquisition of Leonora operations from St Barbara Limited Net cash (outflow) from investing activities Cash flows from financing activities Proceeds from issue of share capital Share issue transaction costs Repayment of borrowings Proceeds from borrowings Transaction costs associated with borrowings Repayment of lease liabilities Net cash inflow from financing activities Net increase/(decrease) in cash and cash equivalents Cash and cash equivalents at the beginning of the period Cash and cash equivalents at the end of the period 8 8 80,374 2,442 414 (50) (28,103) (92,653) (37,576) (4,519) (6,182) (4,618) 9 26,665 (371,658) (360,303) 566,328 (580) (200) - (8) (2,242) 563,298 165,419 16,119 181,538 - 33 130 - (13,544) (3,464) (16,845) (877) - (191) - - - (1,068) 23,418 (352) - - - - 23,066 5,153 10,966 16,119 The cash flows and cash balances for the year ended 30 June 2023 includes 100% of Dacian from the date of acquisition of control on 21 September 2022. The cash held by Dacian at 30 June 2023 of $25,381,000 is not available for use by Genesis, subject to acquiring 100% of Dacian. The above consolidated statement of cash flows should be read in conjunction with the accompanying notes 62 Genesis Minerals Limited 2023 Annual Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Basis of Preparation Genesis Minerals Limited (“Genesis” or the “Company”) is a company limited by shares, incorporated and domiciled in Australia, whose shares are publicly traded on the Australian Securities Exchange. A description of the nature of operations and principal activities of Genesis and its subsidiaries (collectively, the “Group”) is included in the Directors’ Report, which is not part of these financial statements. The financial statements were authorised for issue in accordance with a resolution of the Directors on 15 September 2023. The principal accounting policies adopted in the preparation of the financial statements are set out in the notes below. These policies have been consistently applied to all the years presented, except as referred to below. These general-purpose financial statements have been prepared in accordance with Australian Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (“AASB”) and the Corporations Act 2001, as appropriate for for-profit oriented entities. These financial statements also comply with International Financial Reporting Standards as issued by the International Accounting Standards Board (“IASB”). Historical cost convention These financial statements have been prepared under the historical cost convention, except for, where applicable, the revaluation of financial assets and liabilities at fair value through profit or loss, financial assets at fair value through other comprehensive income, investment properties, certain classes of property, plant and equipment and derivative financial instruments. Critical accounting estimates The preparation of these financial statements requires the use of certain critical accounting estimates. It also requires management to exercise its judgement in the process of applying the consolidated entity's accounting policies. The areas involving a higher degree of judgement or complexity, or areas where assumptions and estimates are significant to the financial statements, are disclosed in notes. Currency The financial statements are presented in Australian dollars, which is Genesis’ functional and presentation currency. Rounding of Amounts The Company is of a kind referred to in Corporations Instrument 2016/191, issued by the Australian Securities and Investments Commission, relating to 'rounding-off'. Amounts in this report have been rounded off in accordance with that Corporations Instrument to the nearest thousand dollars ($’000) unless otherwise stated. Goods and Services Tax (“GST”) and other similar taxes Revenues, expenses and assets are recognised net of the amount of associated GST, unless the GST incurred is not recoverable from the tax authority. In this case it is recognised as part of the cost of the acquisition of the asset or as part of the expense. Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable from, or payable to, the tax authority is included in other receivables or other payables in the statement of financial position. Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities which are recoverable from, or payable to the tax authority, are presented as operating cash flows. Commitments and contingencies are disclosed net of the amount of GST recoverable from, or payable to, the tax authority. New and amended accounting standards and policies adopted by the Group Pursuant to Genesis Minerals Limited acquiring Dacian Gold Limited (refer to Note 7) the Group has adopted a number of new accounting policies including dealing with gold sales, gold forward contracts delivery, costs of production, depreciation and amortisation, borrowing and finance costs, inventories, leases and mine properties. Details of these policies are set out in the notes to the financial statements. Apart from the above, the accounting policies and methods of computation adopted in the preparation of these financial statements are consistent with those adopted and disclosed in the company’s annual financial report for the financial year ended 30 June 2022. Comparatives are reclassified by the adoption of policies now relevant to the Group, however, there has been no financial effect from adoption of these policies on the comparatives. These accounting policies are consistent with Australian Accounting Standards and with International Financial Reporting Standards. 63 Genesis Minerals Limited 2023 Annual Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 The Group has adopted all of the new or amended Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (‘AASB’) that are mandatory for the current period. Any new or amended Accounting Standards or Interpretations that are not yet mandatory have not been early adopted. Principles of Consolidation The consolidated financial statements comprise the financial statements of the Group. A list of controlled entities (subsidiaries) at year end is contained in Note 23. The financial statements of subsidiaries are prepared for the same reporting period as the parent company, using consistent accounting policies. Adjustments are made to bring into line any dissimilar accounting policies that may exist. In preparing the consolidated financial statements, all intercompany balances and transactions, income and expenses and profits and losses resulting from intra-group transactions have been eliminated. Subsidiaries are consolidated from the date on which control is obtained to the date on which control is disposed. The acquisition of subsidiaries is accounted for using the acquisition method of accounting. Acquisition of Dacian 100% of the results of Dacian have been consolidated from the date of acquisition of control on 21 September 2022. Other Accounting Policies Significant and other accounting policies that summarise the measurement basis used and are relevant to an understanding of the financial statements, are provided throughout the notes to the financial statements. Where possible, wording has been simplified to provide clearer commentary on the financial report of the Group. Accounting policies determined non-significant are not included in the financial statements. The Notes to the Financial Statements The notes include information which is required to understand the financial statements and is material and relevant to the operations and the financial position and performance of the Group. Information is considered relevant and material if, for example: the amount is significant due to its size or nature; the amount is important for understanding the results of the Group; it helps to explain the impact of significant changes in the Group’s business; or it relates to an aspect of the Group’s operations that is important to its future performance. The notes are organised into the following sections: • • • • • • Performance for the year; • Operating assets and liabilities; • Capital structure and risk. Other disclosures. A brief explanation is included under each section. Performance for the Year This section of the notes provides further information on key line items relevant to the financial performance of the Group. It includes profitability, the resultant return to shareholders via earnings per share and dividends. Note 1 Segment Information The Group has identified its operating segments based on the internal reports that are reviewed and used by the Board of Directors in assessing performance and determining the allocation of resources. Reportable segments disclosed are based on one operating segment. The Group’s sole activity is mineral production, exploration and development of mineral interests in the Leonora region, wholly within Australia, therefore it has aggregated all operating segments into the one reportable segment being mineral production, exploration and development. 64 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Note 2 Revenue Accounting Policies Gold Sales Under AASB 15, revenue is recognised when a customer obtains control of the goods or services. Determining the timing of the transfer of control requires judgement. With the sale of gold bullion, this occurs when physical bullion, from a contracted sale, is transferred from the Company’s account into the account of the buyer. Revenue from contracts with customers Gold Sales Silver Sales 30 June 2023 $’000 76,752 211 76,963 30 June 2022 $’000 - - - Gold forward contracts delivery commitments During the financial year, Dacian policy allowed it to enter into gold forward sale contracts and put options to manage the gold price of a proportion of gold sales. At 30 June 2023 there were no put options in place. The treatment of forward sale contracts is discussed further below. The forward sale contracts are settled by the physical delivery of gold as per the contract terms. The gold forward sale contracts are accounted for as gold sales contracts with revenue recognised once the gold has been delivered to the counterparties. Consistent with the gold sales revenue recognition policy, the physical gold delivery contracts are considered to sell a non-financial item and therefore do not fall within the scope of AASB 9: Financial Instruments. At 30 June 2023 there were no forward sale contracts in place. Note 3 Expenses Accounting Policies Costs of production Cash costs of production is a component of cost of goods sold and includes direct costs incurred for mining, processing and mine site administration, net of costs capitalised to mine properties, pre-strip and production stripping assets. This category also includes movements in the cost of inventory. Cost of goods sold Costs of production Royalties Depreciation of mine plant and equipment Amortisation of mine properties 30 June 2023 $’000 30 June 2022 $’000 65,974 1,626 21,585 1,880 91,065 - - - - - Depreciation & Amortisation Depreciation is calculated on units of production, straight-line or written down value basis over the estimated useful life of the assets as follows: Class of Fixed Asset Useful Life Office equipment and fixtures Computer equipment & software Motor Vehicles Plant and equipment 3 - 4 years 2 - 4 years 3 years 3 - 10 years / units of production Depreciation methods, useful lives and residual values are reviewed at each reporting date. Mine properties are amortised on a unit-of-production basis over the reserve of the relevant mining area. The unit of account is tonnes of ore mined. Genesis Minerals Limited – Annual Financial Report 65 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Note 3 Expenses (continued) Depreciation and Amortisation Depreciation expense – recognised in cost of goods sold Depreciation expense – other Amortisation expense Borrowing and finance costs Unwind of rehabilitation and restoration provision discount Bank charges Interest expense on borrowings Employee expenses Corporate Employee expenses Salaries and wages Director fees and consulting expenses Superannuation Other employment expenses Other expenses Other expenses Costs associated with Dacian takeover and acquisition of Leonora operations from St Barbara1 Administration & corporate Non-production depreciation 1 Costs include ~$32 million for estimated stamp duty on the acquisition of the Leonora operations. Loss on revaluation of investment in subsidiary Loss on remeasurement of the carrying value of the pre-control interest held in Dacian Gold Limited using the closing share price of Genesis Minerals at the date of control on 21 September 2022 of $0.965 30 June 2023 $’000 30 June 2022 $’000 21,585 628 1,880 24,093 1,213 37 281 1,531 3,309 432 493 832 5,066 43,307 8,030 628 51,965 10,060 10,060 - 76 - 76 13 1 - 14 768 156 322 252 1,498 882 1,384 76 2,342 - - Key estimates and assumptions Unit-of-production method of depreciation/amortisation The Group uses the unit-of-production basis when depreciating / amortising life-of-mine specific assets which results in a depreciation / amortisation charge proportionate to the depletion of the anticipated remaining life-of-mine production. Each item’s economic life, which is assessed annually, has due regard for both its physical life limitations and to present assessments of the available reserve of the mine property at which it is located. Borrowings and finance costs General and specific borrowing costs that are directly attributable to the acquisition, construction or production of a qualifying asset are capitalised during the period of time that is required to complete and prepare the asset for its intended use or sale. Qualifying assets are assets that necessarily take a substantial period of time to get ready for their use or sale. Other borrowing costs are expensed in the period in which they are incurred. 66 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Income tax Note 4 Accounting Policy Current tax is the expected tax payable on the taxable income for the year, using tax rates enacted or substantially enacted at the reporting date, and any adjustment to tax payable in respect of previous years. Tax Expense Current tax expense Deferred tax expense Total income tax expense as per income statement Numerical Reconciliation Between Tax Expense and Pre-Tax Net Profit of (Loss) Net (loss) before tax Corporate tax rate applicable Income tax expense/(benefit) on above at applicable corporate rate Increase/(decrease) in income tax due to tax effect of: Share based payments Non-deductible expenses Current year tax losses not recognised Derecognition of previously recognised tax losses Non-assessable income Movement in unrecognised temporary differences Deductible equity raising costs Income tax expense / (benefit) reported in Profit or Loss and Other Comprehensive Income 30 June 2023 $’000 30 June 2022 $’000 - - - (117,231) 30% (35,169) 3,377 3,057 15,462 289 - 13,629 (645) - - - - (46,354) 25% (11,589) 7,003 230 4,839 - (24) (459) - - Note 5 Earnings per Share Accounting Policy Earnings per share (“EPS”) is the amount of post-tax profit attributable to each share. The Group presents basic and diluted EPS data for ordinary shares. Basic EPS is calculated by dividing the profit or loss attributable to ordinary shareholders of the Company by the weighted average number of ordinary shares outstanding during the period. Diluted EPS takes into account the dilutive effect of all potential ordinary shares, being unlisted employee share options and performance rights on issue. a) Basic earnings per share b) Diluted earnings per share c) (Loss) used in calculation of basic and diluted loss per share (Loss) after tax from continuing operations 30 June 2023 30 June 2022 Cents (29.56) Cents (29.56) $’000 (111,769) Cents (18.38) Cents (18.38) $’000 (46,354) d) Weighted average number of shares Weighted average number of ordinary shares used as the denominator in calculating basic and diluted loss per share No. No. 378,135,183 235,531,324 Genesis Minerals Limited – Annual Financial Report 67 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Note 6 Dividends No dividends were paid or proposed during the financial year ended 30 June 2023 (30 June 2022: nil). Operating Assets and Liabilities This section of the notes shows cash generation, the assets used to generate the Group’s trading performance and the liabilities incurred as a result. Liabilities relating to the Group’s financing activities are addressed in the Capital Structure, Financial Instruments and Risk section (refer to Note 17). Note 7 Business combination and acquisition of non-controlling interests Accounting Policy The acquisition method of accounting is used to account for all business combinations, regardless of whether equity instruments or other assets are acquired. The consideration transferred for the acquisition of a subsidiary comprises the: fair values of the assets transferred; liabilities incurred to the former owners of the acquired business; equity interests issued by the Group; fair value of any asset or liability resulting from a contingent consideration arrangement; and fair value of any pre-existing equity interest in the subsidiary. Identifiable assets acquired and liabilities and contingent liabilities assumed in a business combination are, with limited exceptions, measured initially at their fair values at the acquisition date. The application of acquisition accounting requires significant judgement and estimates to be made, which are discussed below. The Group engages independent third parties to assist with the determination of the fair value of assets acquired, liabilities assumed, non-controlling interest, if any, and goodwill, based on recognised business valuation methodologies. The income valuation method represents the present value of future cash flows over the life of the asset using: • • • • financial forecasts, which rely on managements estimates of reserve quantities and exploration potential, costs to produce and develop reserves, revenues, and operating expenses; long-term growth rates; appropriate discount rates; and expected future capital requirements. The market valuation method uses prices paid for a similar asset by other purchasers in the market, normalised for any differences between the assets. The cost valuation method is based on the replacement cost of a comparable asset at the time of the acquisition adjusted for depreciation and economic and functional obsolescence of the asset and estimates of residual values. The Group recognises any non-controlling interest in the acquired entity on an acquisition-by-acquisition basis either at fair value or at the non- controlling interest’s proportionate share of the acquired entity’s net identifiable assets. Acquisition-related costs are expensed as incurred. The excess of the consideration transferred and the amount of any non-controlling interest in the acquiree over the acquisition date fair value of the net identifiable assets acquired is recorded as goodwill. If those amounts are less than the fair value of the net identifiable assets of the subsidiary acquired and the measurement of all amounts has been reviewed, the difference is recognised directly in profit or loss as a bargain purchase. If the initial accounting for the business combination is not complete by the end of the reporting period in which the acquisition occurs, an estimate will be recorded. Subsequent to the acquisition date, but not later than one year from the acquisition date, the Group will record any material adjustments to the initial estimate based on new information obtained that would have existed as of the date of the acquisition. Acquisition of Dacian Gold Limited On 5 July 2022, Genesis Minerals Limited (Genesis or GMD) announced its intention to acquire Dacian Gold Limited (Dacian or DCN) by way of a unanimously recommended off-market takeover bid by Genesis for all of the fully paid ordinary shares in Dacian (Dacian Shares) (Offer). Under the Offer, subject to the satisfaction or waiver of various conditions, Dacian Shareholders were entitled to receive 0.0843 fully paid ordinary shares in Genesis (Genesis Shares) for every 1 Dacian Share held (Offer Consideration). On 21 September 2022, Genesis announced it had acquired a relevant interest in a majority of the voting shares in Dacian. Accordingly, with the Offer being unconditional, Genesis had acquired control of Dacian effective on 21 September 2022 with a relevant interest of 57.73%. Since 68 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 obtaining control, Genesis progressively increased its interest in Dacian to hold a relevant interest of 80.08% as at the Offer close date of 20 February 2023. Genesis measured the non-controlling interest in Dacian at the proportionate share of its interest in Dacian’s identifiable net assets. The fair value of the identifiable assets and liabilities of Dacian as at the date of acquisition of 21 September 2022 were as follows: Cash and cash equivalents Receivables Inventories Property, plant and equipment Right-of-use assets Exploration and evaluation assets Mine properties Deferred hedging assets Total assets Trade and other payables Provisions – employee leave liabilities Provisions - rehabilitation Borrowings Total liabilities Total identifiable net assets at fair value Non-controlling interest Purchase consideration transferred Net cash acquired with the subsidiary Cash paid on initial placement in Dacian Net cash flow on acquisition Fair value recognised on acquisition $’000 39,254 2,201 21,659 83,503 9,311 17,258 7,215 1,260 181,661 33,680 1,723 37,449 9,805 82,657 99,004 41,846 57,158 Cash flow on acquisition $’000 39,254 (12,589) 26,665 The net assets recognised in the 30 June 2023 financial statements have been based on a provisional assessment of their fair value in accordance with AASB 3. Genesis has 12 months from the date of acquisition to finalise the fair values of the net assets acquired. From 21 September 2022 to 20 February 2023, Genesis acquired an additional 22.35% interest in Dacian, increasing its ownership interest to 80.08%. The additional interest acquired in Dacian is as follows: Purchase consideration transferred Carrying value of additional investment in Dacian Difference recognised in transactions with non-controlling interests reserve $’000 22,794 (24,067) (1,273) The financial results of Dacian have been consolidated into the Genesis group for the first time as from 21 September 2022. The acquisition of Dacian contributed revenue of $76.9 million and a net loss of $24.8 million for the relevant period. Acquisition of Leonora Operations from St Barbara Limited Genesis announced on 17 April 2023 (and subsequently amended on 15 May 2023), that it had entered into a binding agreement with St Barbara Limited (ASX:SBM) (St Barbara) to acquire St Barbara's Leonora operations in Western Australia (Leonora Acquisition). The Leonora Acquisition included the acquisition of 100% of St Barbara’s shareholding in Bardoc Gold Pty Ltd. Genesis Minerals Limited – Annual Financial Report 69 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 The Leonora Acquisition replaced the previously announced scheme of arrangement with St Barbara and the scheme implementation deed between the parties was terminated. The consideration for the Leonora Acquisition consisted of cash of $370 million (plus adjustments for agreed working capital position) and the issue of 205 million Genesis shares. In connection with the Leonora Acquisition, Genesis announced a capital raising of A$470 million (before costs) at a price of A$1.15 per share via a two-tranche placement of fully paid ordinary shares (Shares) to professional and sophisticated investors (Placement). All necessary shareholder approvals for the Leonora Acquisition and Placement were received on 20 June 2023 and the Leonora Acquisition was completed on 30 June 2023. Of the 205 million shares issued to St Barbara, 203,421,818 shares were subsequently transferred to shareholders of St Barbara Limited on 11 July 2023 pursuant to a pro rata in-specie distribution. The consideration payable and the fair value of the identifiable assets and liabilities for the Leonora Acquisition as at the date of acquisition of 30 June 2023 were as follows: Cash Estimated working capital adjustment Shares – 205 million valued at the closing price of Genesis on 30 June 2023 of $1.305 Total consideration Receivables Inventories Property, plant and equipment Right-of-use assets Exploration and evaluation assets Mine properties Total assets Provisions – employee leave liabilities Provisions - rehabilitation Provisions - royalty Borrowings Total liabilities Total identifiable net assets at fair value Cash paid on acquisition1 1 Cash paid to 30 June 2023 includes $1,658,000 for estimated working capital adjustment. Consideration $’000 370,000 16,102 267,525 653,627 Fair value recognised on acquisition $’000 1,419 31,814 110,069 1,380 156,902 389,978 691,562 4,817 30,215 1,523 1,380 37,935 653,627 Cash flow on acquisition $’000 371,658 The net assets recognised in the 30 June 2023 financial statements have been based on a provisional assessment of their fair value in accordance with AASB 3. Genesis has 12 months from the date of acquisition to finalise the fair values of the net assets acquired. 70 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Note 8 Cash and Cash Equivalents Accounting Policy Cash and short-term deposits in the statement of financial position comprise cash at bank and in hand. Cash equivalents are short-term, highly liquid investments that are readily convertible to known amounts of cash and which are subject to an insignificant risk of changes in value. Cash at bank earns interest at floating rates based on daily deposit rates. Cash at bank1 Short-term deposits 30 June 2023 $’000 128,767 52,771 181,538 30 June 2022 $’000 16,099 20 16,119 1 Cash balance includes $25,381,000 of cash held by Dacian. Genesis owns 80.08% of Dacian and the cash held by Dacian is not available for use by Genesis, subject to acquiring 100% of Dacian. Cash balance excluding Dacian is $156,157,000. At 30 June 2023, $4,000,000 (30 June 2022: nil) was reserved on deposit as Restricted Cash with Westpac Banking Corporation in respect of a cash backed guarantee for a Leonora operations supplier agreement. At 30 June 2023, $199,888 (30 June 2022: nil) was reserved on deposit as Restricted Cash by Dacian with Australia and New Zealand Banking Group Limited in respect of a cash backed bank guarantee. There were no other amounts included in cash and cash equivalents that are held in reserve as at 30 June 2023. Reconciliation of (loss) after tax to net cash (outflow) from operating activities: (Loss) from ordinary activities after income tax Depreciation and amortisation Net loss on sale of assets Impairment losses on assets Loss on revaluation of investment in subsidiary Share-based payments expense Unwind of rehabilitation interest Movement in assets and liabilities: (Increase)/decrease in receivables (Increase)/decrease in inventories Increase/(decrease) in employee leave provisions Increase/(decrease) in trade and other payables Net cash (outflow) from operating activities 30 June 2023 $’000 30 June 2022 $’000 (117,231) 24,093 53 1,580 10,060 11,257 1,213 (3,778) (31,949) 3,311 63,815 (37,576) (46,354) 76 - - - 28,009 - - (138) - (35) 1,597 (16,845) Non-Cash investing and financing activities During the year Genesis issued 205 million shares valued at $267.52 million (refer Note 7) as part of the consideration to acquire the Leonora operations from St Barbara Limited. 1.7 million shares valued at $2 million were issued as part of the consideration to purchase the vendor royalty for the Ulysses Gold Project (refer Note 13). Broker fees of $6.17 million for capital raisings completed during the year were deducted from the funds raised with only the net proceeds remitted to Genesis. Note 9 Receivables Accounting Policy Receivables are initially recognised at fair value and subsequently at the amounts considered receivable (financial assets at amortised cost). Balances within receivables do not contain impaired assets, are not past due and are expected to be received when due. Genesis Minerals Limited – Annual Financial Report 71 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 The Group does not have trade receivables in relation to gold sales. Prepayments relate to annual insurance payments. The only material receivables at year end are for GST and fuel tax credits receivable from the Australian Taxation Office and therefore, the Group is not generally exposed to credit risk in relation to its receivables. Due to the short-term nature of these receivables, their carrying value is assumed to approximate fair value. GST receivable Prepayments Other receivables 30 June 2023 $’000 30 June 2022 $’000 1,418 2,123 480 4,021 76 117 50 243 Note 10 Inventories Accounting Policy Gold bullion, gold-in-circuit and ore stockpiles are physically measured or estimated and valued at the lower of cost and net realisable value. Cost is determined by the weighted average method and comprises direct costs and an appropriate portion of fixed and variable overhead costs, including depreciation and amortisation, incurred in converting ore into gold bullion. Net realisable value (“NRV”) is the estimated selling price in the ordinary course of business (including delivery into scheduled hedges), less estimated costs of completion, depreciation, amortisation and the costs of selling the final product, including royalties. Consumable stores are valued at the lower of cost and net realisable value. The cost of consumable stores is measured on a first-in first-out basis. Inventories expected to be sold (or consumed in the case of stores) within 12 months after reporting date are classified as current assets, all other inventories are classified as non-current. Ore Stockpiles(i) Gold in circuit(i) Mine spares and stores – cost Provision for obsolescence(ii) 30 June 2023 $’000 30 June 2022 $’000 4,210 15,378 13,603 (1,242) 31,949 - - - - - (i) Carried at net realisable value. (ii) A provision for obsolescence for low value consumables maintained in the stores area was raised at 30 June 2023. Key Estimates and Assumptions Inventories Net realisable value tests are performed at each reporting date and represent the estimated future sales price of the product based on the lower of the prevailing spot metals price or anticipated gold price realised from delivery into forward gold sales contracts at the reporting date, less estimated costs to complete production and bring the product to sale, including depreciation and amortisation. Stockpiles are measured by estimating the number of tonnes added and removed from the stockpile, the number of contained gold ounces based on assay data, and the estimated recovery percentage. Stockpile tonnages are verified by periodic surveys. Note 11 Property, Plant and Equipment Accounting Policy The value of property, plant and equipment is measured as the cost of the asset, less accumulated depreciation and impairment. The cost of the asset also includes the cost of replacing parts that are eligible for capitalisation, the cost of major inspections and an initial estimate of the cost of dismantling and removing the item from site at the end of its useful life (rehabilitation provisions). Changes in the rehabilitation provisions resulting from changes in the size or timing of the cost or from changes in the discount rate are also recognised as part of the asset cost. 72 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Derecognition and disposal An item is derecognised when it is sold or otherwise disposed of, or when its use is expected to bring no further economic benefits. Any gain or loss from derecognising the asset (the difference between the proceeds on disposal and the carrying amount of the asset) is included in the income statement in the period the item is derecognised. Impairment The carrying values are reviewed for impairment at each reporting date, with recoverable amount being estimated when events or changes in circumstances indicate that the carrying value may be impaired. Office Equip & Fixtures $’000 Computer Equip. & Software $’000 Motor Vehicles $’000 Plant & Equipment $’000 Buildings $’000 Capital WIP $’000 Total $’000 Year ended 30 June 2023 Cost Accumulated depreciation Net Book Value Movements Opening net book value Acquisition of subsidiary – Dacian Gold Limited Acquisition of Leonora operations from St Barbara Limited Additions Disposals Transfers Transfers from stores Depreciation expense Closing net book value Year ended 30 June 2022 Cost Accumulated depreciation Net Book Value Movements Opening net book value Additions Disposals Transfers Depreciation expense Closing net book value 714 (36) 678 2 126 583 2 - - - (35) 678 3 (1) 2 1 2 - - (1) 2 1,822 (294) 1,528 57 709 936 41 (11) 58 - (262) 1,528 95 (38) 57 17 55 - - (15) 57 1,785 (292) 1,493 51 801 808 117 (79) - - (205) 1,493 58 (7) 51 - 58 - - (7) 51 176,912 (17,129) 159,783 158 78,441 4,217 (59) 4,158 91 - 22,674 - 22,674 - 3,426 208,124 (17,810) 190,314 359 83,503 93,644 4,064 10,034 110,069 31 (222) 3,171 4,320 (19,760) 159,783 217 (59) 158 151 42 - - (35) 158 35 - - - (32) 4,158 118 (27) 91 75 34 - - (18) 91 12,538 (95) (3,229) - - 22,674 - - - - - - - - - 12,764 (407) - 4,320 (20,294) 190,314 491 (132) 359 244 191 - - (76) 359 Note 12 Right-of-Use Assets Accounting Policy The Group assesses at contract inception whether a contract is, or contains, a lease. That is, if the contract conveys the right to control the use of an identified asset for a period of time in exchange for consideration. The Group applies a single recognition and measurement approach for all leases, except for short-term leases and leases of low-value assets. The Group recognises lease liabilities to make lease payments and right-of-use assets representing the right to use the underlying assets. Genesis Minerals Limited – Annual Financial Report 73 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 The Group recognises right-of-use assets at the commencement date of the lease (i.e., the date the underlying asset is available for use). Right- of-use assets are measured at cost, less any accumulated depreciation and impairment losses, and adjusted for any remeasurement of lease liabilities. The cost of right-of-use assets includes the amount of lease liabilities recognised, initial direct costs incurred, and lease payments made at or before the commencement date less any lease incentives received. Right-of-use assets are depreciated on a straight-line basis over the shorter of the lease term and the estimated useful lives of the assets. If ownership of the leased asset transfers to the Group at the end of the lease term or the cost reflects the exercise of a purchase option, depreciation is calculated using the estimated useful life of the asset. The right-of-use assets are also subject to impairment. The Group has lease contracts for various items of water treatment equipment and power infrastructure used in its operations as well as the corporate head office premises. These leases have lease terms up to 5 years. The net book value of leased assets at 30 June 2023 is $8.9 million (30 June 2022: $nil). The Group also has certain leases of assets with lease terms of 12 months or less for equipment for which the assets are of low value and applies the short-term lease and lease of low-value assets recognition exemptions. Cost Accumulated depreciation Net book value Movements: Opening net book value Acquisition of subsidiary – Dacian Gold Limited Acquisition of Leonora operations from St Barbara Limited Additions Depreciation expense Closing net book value 30 June 2023 $’000 30 June 2022 $’000 10,827 (1,919) 8,908 - 9,311 1,380 136 (1,919) 8,908 - - - - - - - - - Note 13 Exploration and Evaluation Assets Accounting Policy Exploration and evaluation costs are expensed in the year they are incurred, apart from acquisition. Capitalised exploration and evaluation expenditures in relation to specific areas of interest continue to be recognised as an exploration and evaluation asset where the following conditions are satisfied: (i) (ii) the rights to tenure of the area of interest are current; and at least one of the following conditions is also met: (a) the exploration and evaluation expenditures are expected to be recouped through successful development and exploration of the area of interest, or alternatively, by its sale; or (b) exploration and evaluation activities in the area of interest have not at the reporting date reached a stage which permits a reasonable assessment of the existence or otherwise of economically recoverable reserves, and active and significant operations in, or in relation to, the area of interest are continuing. Exploration and evaluation costs include acquisition of rights to explore, studies, exploratory drilling, trenching and sampling and associated activities and an allocation of depreciation and amortisation of assets used in exploration and evaluation activities. General and administrative costs are only included in the measurement of exploration and evaluation costs where they are related directly to operational activities in a particular area of interest. 74 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 30 June 2023 $’000 30 June 2022 $’000 22,017 17,258 156,902 9 6,500 (7,312) (54) - 23,353 - - 129 - - - (1,419) Opening carrying amount Acquisition of subsidiary – Dacian Gold Limited Acquisition of Leonora operations from St Barbara Limited Additions – acquisition of mineral tenements Acquisition of vendor royalty1 Transfer to mine development – Admiral Project Disposal of mineral tenements Adjustments to rehabilitation liability recorded at acquisition – unused amount reversed (see Note 16) Disposals Closing net book value (46) 22,017 1 Purchase of vendor royalty on the Ulysses Gold Project for consideration of $4.5 million cash plus 1.7 million new fully paid ordinary shares in Genesis valued at $2 million. - 195,320 Impairment Exploration and evaluation assets are assessed for impairment when facts and circumstances suggest that the carrying amount of an exploration and evaluation asset may exceed its recoverable amount. The recoverable amount of the exploration and evaluation asset (or the cash generating unit(s) to which it has been allocated being no larger than the relevant area of interest) is estimated to determine the extent of the impairment loss (if any). Where an impairment loss subsequently reverses, the carrying amount of the asset is increased to the revised estimate of its recoverable amount, but only to the extent that the increased carrying amount does not exceed the carrying amount that would have been determined had no impairment loss been recognised for the asset in previous years. Where a decision has been made to proceed with development in respect of a particular area of interest, the relevant exploration and evaluation asset is tested for impairment and the balance is then reclassified to mine properties in development. Key Estimates and Assumptions Impairment of exploration and evaluation assets The future recoverability of capitalised exploration and evaluation expenditure is dependent upon a number of factors, including whether the Group decides to exploit the related lease itself or, if not, whether it successfully recovers the related exploration and evaluation asset through sale. Factors that could impact future recoverability include the level of reserves and resources, future technological changes which could impact the cost of mining, future legal changes (including changes to environmental restoration obligations) and changes to commodity prices. To the extent that capitalised exploration and evaluation expenditure is determined not to be recoverable in the future, profits and net assets will be reduced in the period in which the determination is made. Exploration commitments The Group has certain obligations for payment of tenement rent, shire rates and to perform minimum exploration work on mineral leases held. These obligations may vary over time, depending on the Group’s exploration programmes and priorities. Note 14 Mine properties Accounting Policies Mine Properties Under Development Mine properties under development represents the costs incurred in preparing mines for production and includes plant and equipment under construction and operating costs incurred before normal production commences. These costs are capitalised to the extent they are expected to be recouped through the successful exploitation of the related mining leases. Once production commences, these costs are transferred to property, plant and equipment and mine properties, as relevant, and are depreciated and amortised using the units-of-production method based on the estimated economically recoverable reserve to which they relate or are written off if the mine property is abandoned. Genesis Minerals Limited – Annual Financial Report 75 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Mine Properties in Production Other mine properties represent expenditure in respect of exploration, evaluation, feasibility and pre-production operating costs incurred by the Group previously accumulated and carried forward in mine properties under development in relation to areas of interest in which mining has now commenced. Other mine properties are stated at cost, less accumulated amortisation and accumulated impairment losses. Other mine properties are amortised on a unit-of-production basis over the economically recoverable reserve of the mine concerned. The unit of account is tonnes of ore mined. Deferred Stripping Stripping activity costs incurred in the development phase of an open pit mine are capitalised as part of the cost of constructing the mine and subsequently amortised over the life of the mine on a units-of-production basis. Stripping activity incurred during the production phase of a mine is assessed as to whether the benefit accruing from that activity is to provide access to ore that can be used to produce ore inventory, or whether it in addition provides improved access to ore that will be mined in future periods. To the extent that the benefit from the stripping activity is realised in the form of inventory produced, the Group accounts for those stripping activity costs in accordance with AASB 102 Inventories. A stripping activity asset is brought to account if it is probable that future economic benefits (improved access to that ore body) will flow to the Group, the component of the ore body for which access has been improved can be identified and costs relating to the stripping activity can be measured reliably. The amount of stripping activity costs that are capitalised is determined based on a comparison of the stripping ratio in the relevant period with the life-of-mine stripping ratio. To the extent that there is a period of sustained stripping that exceeds the average life-of-mine stripping ratio, mine waste stripping costs are capitalised to the stripping activity asset. Such capitalised costs are amortised over the life of that component on a units- of-production basis. Changes to the life-of-mine are accounted for prospectively. Impairment The Group assesses at each reporting date whether there is an indication that an asset may be impaired. If any such indication exists, the Group makes an estimate of the asset’s recoverable amount. An asset’s recoverable amount is the higher of its fair value less costs of disposal and its value in use and is determined for an individual asset, unless the asset does not generate cash inflows that are largely independent of those from other assets or groups of assets and the asset's value in use cannot be estimated to be close to its fair value. In such cases the asset is tested for impairment as part of the cash-generating unit to which it belongs. When the carrying amount of an asset or cash-generating unit exceeds its recoverable amount, the asset or cash-generating unit is considered impaired and is written down to its recoverable amount. In assessing the fair value less cost of disposal, the estimated future cash flows are discounted to their present value using a pre-tax discount rate that reflects current market assessments of the time value of money and the risks specific to the cash generating unit. It is reasonably possible that the underlying metal price assumption may change which may then impact the estimated life of mine determinant and may then require a material adjustment to the carrying value of mining plant and equipment, mining infrastructure and mining development assets. Furthermore, the expected future cash flows used to determine the fair value less cost of disposal of these assets are inherently uncertain and could materially change over time. They are significantly affected by a number of factors including reserves and production estimates, together with economic factors such as metal spot prices, discount rates, estimates of costs to produce reserves and future capital expenditure. An assessment is also made at each reporting date as to whether there is any indication that previously recognised impairment losses may no longer exist or may have decreased. If such indication exists, the recoverable amount is estimated. A previously recognised impairment loss is reversed only if there has been a change in the estimates used to determine the asset’s recoverable amount since the last impairment loss was recognised. If that is the case the carrying amount of the asset is increased to its recoverable amount. That increased amount cannot exceed the carrying amount that would have been determined, net of depreciation, had no impairment loss been recognised for the asset in prior years. Such reversal is recognised in profit or loss unless the asset is carried at the re-valued amount, in which case the reversal is treated as a re-valuation increase. After such a reversal, the depreciation charge is adjusted in future periods to allocate the asset’s revised carrying amount, less any residual value, on a systematic basis over its remaining useful life. 76 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 30 June 2023 $’000 30 June 2022 $’000 406,326 (1,880) 404,446 - 7,215 389,978 1,821 7,312 (1,580) 1,580 (1,880) 404,446 - - - - - - - - - - - - Cost Accumulated amortisation Net book value Movements: Opening carrying amount Acquisition of subsidiary – Dacian Gold Limited Acquisition of Leonora operations from St Barbara Limited Capital Work in Progress Transfer from exploration – Admiral Project Impairment Change in rehabilitation provision Amortisation expense Closing net book value Key Estimates and Assumptions Production Stripping Costs The Group defers advanced stripping costs incurred during the production stage of its operations. This calculation requires the use of judgements and estimates, such as estimates of tonnes of waste to be removed over the life of the mining area and economically recoverable reserves extracted as a result. Changes in a mine’s life and design may result in changes to the expected stripping ratio (waste to mineral reserves ratio) and amortisation which is calculated on a units of production basis. Any resulting changes are accounted for prospectively. Determination of mineral resources and reserves The Group uses the concept of life-of-mine as an accounting value to determine the amortisation of mine properties in production and deferred stripping costs. In determining life-of-mine, the Group prepares ore resource and reserve estimates in accordance with JORC Code 2012, guidelines prepared by the Joint Ore Reserves Committee of the Australasian Institute of Mining and Metallurgy, Australian Institute of Geoscientists and Minerals Council of Australia. The estimate of these resources and ore reserves, by their very nature, require judgements, estimates and assumptions. There are numerous uncertainties inherent in estimating mineral resources and ore reserves, and assumptions that are valid at the time of estimation may change significantly when new information becomes available. Changes in the forecast prices of commodities, exchange rates, production costs or recovery rates may change the economic status of reserves and may ultimately result in reserves being restated. Note 15 Trade and other payables Accounting Policy Trade and other payables are initially recognised at the value of the invoice received from a supplier and subsequently measured at amortised cost. They represent liabilities for goods and services provided to the Group prior to the end of the financial year that are unpaid and arise when the Group becomes obliged to make future payments in respect of the purchase of these goods and services. The amounts are unsecured and generally paid within 30 days of recognition. Trade and other payables Accrued expenses Genesis Minerals Limited – Annual Financial Report 30 June 2023 $’000 30 June 2022 $’000 2,387 63,971 66,358 2,235 973 3,208 77 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Note 16 Provisions Accounting Policy Rehabilitation and Restoration Long-term environmental obligations are based on the Group’s environmental management plans, in compliance with current environmental and regulatory requirements. Full provision is made based on the net present value of the estimated cost of restoring the environmental disturbance that has occurred up to the reporting date. To the extent that future economic benefits are expected to arise, these costs are capitalised and amortised over the remaining lives of mines. Annual increases in the provision relating to the change in the net present value of the provision are recognised as finance costs. The estimated costs of rehabilitation are reviewed annually and adjusted as appropriate for changes in legislation, technology or other circumstances. Cost estimates are not reduced by the potential proceeds from the sale of assets or from plant clear-up closure. Employee Benefits The provision for employee benefits represents annual leave and long service leave entitlements accrued by employees. Short-term obligations Liabilities for wages and salaries, including non-monetary benefits and accumulating sick leave that are expected to be settled wholly within 12 months after the end of the period in which the employees render the related service are recognised in respect of the employees’ services up to the end of the reporting period and are measured at the amounts expected to be paid when the liabilities are settled. Long service leave The Group’s net obligation in respect of long-term employee benefits is the amount of future benefit that employees have earned in return for their service up to reporting date, plus related on costs. The benefit is discounted to determine its present value and the discount rate is the yield at the reporting date on high-quality corporate bonds that have maturity dates approximating the terms of the Group’s obligations. Current: Employee leave liabilities Royalty provision Rehabilitation provision Non-current: Employee leave liabilities Royalty provision Rehabilitation provision Provision for rehabilitation (current and non-current) Balance at the start of the financial year Acquisition of subsidiary – Dacian Gold Limited Acquisition of Leonora operations from St Barbara Limited Unused amounts reversed during period (see Note 13) Provisions recognised during the year Unwinding of discount Balance at the end of the financial year 30 June 2023 $’000 30 June 2022 $’000 3,459 305 50 3,814 2,586 1,219 79,343 83,148 6,744 37,449 30,215 - 3,772 1,213 79,393 148 - 50 198 - - 6,694 6,694 8,150 - (1,419) - 13 6,744 Key Estimates and Assumptions Rehabilitation Obligations The provision for rehabilitation and restoration costs is based on the net present value of the estimated cost of restoring the environmental disturbance that has occurred up to the reporting date. Significant estimates and assumptions are made in determining the provision for mine 78 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 rehabilitation as there are numerous factors that will affect the ultimate liability payable. These factors include an estimate of the extent and costs of rehabilitation activities, technological changes, regulatory changes, cost increases as compared to the inflation rates and changes in discount rates. These uncertainties may result in future actual expenditure differing from the amounts currently provided. The provision at reporting date represents management’s best estimate of the present value of the future rehabilitation costs required. Capital Structure, Financial Instruments and Risk This section provides further information about the Group’s contributed equity, financial liabilities, related financing costs and its exposure to various financial risks. It explains how these risks affect the Group’s financial position and performance and what the Group does to manage these risks. Note 17 Borrowings and Finance Costs Accounting Policies Borrowings Borrowings are initially recognised at fair value, net of transaction costs incurred. Borrowings are subsequently measured at amortised cost. Any difference between the proceeds (net of transaction costs) and the redemption amount is recognised in profit or loss over the period of borrowings using the effective interest rate method. Fees paid on establishment of loan facilities are recognised as transaction costs of the loan to the extent that it is probable that some or all of the facility will be drawn down. In this case, the fee is deferred until the drawdown occurs and amortised over the period of the remaining facility. Finance Leases The Group assesses at contract inception whether a contract is, or contains, a lease. That is, if the contract conveys the right to control the use of an identified asset for a period of time in exchange for consideration. The Group applies a single recognition and measurement approach for all leases, except for short-term leases and leases of low-value assets. The Group recognises lease liabilities to make lease payments and right-of-use assets representing the right to use the underlying assets. At the commencement date of the lease, the Group recognises lease liabilities measured at the present value of lease payments to be made over the lease term. The lease payments include fixed payments (including in-substance fixed payments) less any lease incentives receivable, variable lease payments that depend on an index or a rate, and amounts expected to be paid under residual value guarantees. The lease payments also include the exercise price of a purchase option reasonably certain to be exercised by the Group and payments of penalties for terminating the lease, if the lease term reflects the Group exercising the option to terminate. Variable lease payments that do not depend on an index or a rate are recognised as expenses (unless they are incurred to produce inventories) in the period in which the event or condition that triggers the payment occurs. In calculating the present value of lease payments, the Group uses its incremental borrowing rate at the lease commencement date because the interest rate implicit in the lease is not readily determinable. After the commencement date, the amount of lease liabilities is increased to reflect the accretion of interest and reduced for the lease payments made. In addition, the carrying amount of lease liabilities is remeasured if there is a modification, a change in the lease term, a change in the lease payments (e.g., changes to future payments resulting from a change in an index or rate used to determine such lease payments) or a change in the assessment of an option to purchase the underlying asset. The Group applies the short-term lease recognition exemption to its short-term leases of equipment (i.e., those leases that have a lease term of 12 months or less from the commencement date and do not contain a purchase option). It also applies the lease of low-value assets recognition exemption to leases of office equipment that are considered to be low value. Lease payments on short-term leases and leases of low-value assets are recognised as expense on a straight-line basis over the lease term. Unwinding of discount on provisions The unwinding of discount on provisions represents the cost associated with the passage of time. Rehabilitation provisions are recognised at the discounted value of the present obligation to restore, dismantle and rehabilitate each mine site with the increase in the provision due to the passage of time being recognised as a finance cost in accordance with the policy described in Note 16. Genesis Minerals Limited – Annual Financial Report 79 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Current: Asset finance facility Lease liabilities Non-Current: Asset finance facility Lease liabilities 30 June 2023 $’000 30 June 2022 $’000 366 3,998 4,364 2,250 4,737 6,987 - - - - - - Asset finance facility During the year Genesis Mining Services Pty Ltd and Genesis Mining Services (SPV 1) Pty Ltd, both 100% subsidiaries of Genesis Minerals Limited, entered into asset finance lease facilities with Global Credit Investments Pty Ltd ($25M) and Caterpillar Financial Australia Limited ($10M) to finance the purchase of mining fleet equipment. Both facilities have a 5 year term expiring June 2028 with a combined average interest rate of 9.34%. The interest rates are a combination of fixed and BBSY + margin. The facilities contain typical financial covenants and are secured over the assets acquired and are supported by a parent company guarantee issued by Genesis Minerals Limited. The unused facility available at 30 June 2023 was $32.38 million. Bank loan During the year the debt facility held with Australia and New Zealand Banking Group Limited by Dacian Gold Limited was fully repaid and the security released. Note 18 Financial Instruments The Group has exposure to a variety of risks arising from its use of financial instruments. This note presents information about the Group’s exposure to the specific risks, and the policies and processes for measuring and managing those risks. The Board of Directors has the overall responsibility for the risk management framework and has adopted a Risk Management Policy. Credit risk Credit risk is the risk of financial loss to the Group if a customer or counterparty to a financial instrument fails to meet its contractual obligations, and arises principally from transactions with customers and investments. Gold Bullion Sales Credit risk arises from the sale of gold bullion to the Group’s customers and the risk is considered to be low. Trade and other receivables The nature of the business activity of the Group does not result in material trading receivables. The receivables that the Group does experience through its normal course of business are short-term and the risk of non-recovery of receivables is considered to be low. Other In respect of derivative financial instruments, the Group’s exposure to credit risk arises from potential default of the counterparty, with a maximum exposure equal to the mark-to-market of these instruments. The Group does not hold any credit derivatives to offset its credit exposure. The Directors do not consider that the Group’s financial assets are subject to anything more than a negligible level of credit risk, and as such, no disclosures are made. Liquidity risk Liquidity risk is the risk that the Group will not be able to meet its financial obligations as they fall due. The Group’s approach to managing liquidity is to ensure, as far as possible, that it will always have sufficient liquidity to meet its liabilities when due, under both normal and stressed conditions, without incurring unacceptable losses or risking damage to the Company’s reputation. Liquidity risk is managed by monitoring its cash reserves and forecast spending. Management is cognisant of the future demands for liquid finance resources to finance the Group’s current and future operations, and consideration is given to the liquid assets available to the Group before commitment is made to future expenditure or investment. 80 Genesis Minerals Limited – Annual Financial Report The following are the contractual maturities of financial liabilities, including estimated interest payments and excluding the impact of netting agreements: NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Carrying amount $’000 Contractual cash flows $’000 6 months or less $’000 6-12 months $’000 1-2 years $’000 2-5years $’000 2,387 63,970 2,616 8,735 77,708 2,235 973 3,208 2,387 63,970 3,181 9,146 78,684 2,235 973 3,208 2,387 31,281 267 2,125 36,060 2,235 973 3,208 - 32,689 267 2,121 35,077 - - - - - 535 4,900 5,435 - - - - - 2,112 - 2,112 - - - 2023 Trade & other payables Accrued expenses Asset finance facilities Lease liabilities 2022 Trade & other payables Accrued expenses Note 18 Financial Instruments Market risk Market risk is the risk that changes in market prices, such as foreign exchange rates, interest rates, commodity prices and equity prices will affect the Group’s income or the value of its holdings of financial instruments. The objective of market risk management is to manage and control market risk exposures within acceptable parameters, while optimising any return. Commodity Price Risk The Group’s exposure to commodity price risk arises largely from Australian dollar gold price fluctuations. The Group’s exposure to movements in the gold price is managed from time-to-time through the use of Australian dollar gold forward contracts. The gold forward sale contracts do not meet the criteria of financial instruments for accounting purposes on the basis that they meet the normal purchase/sale exemption because physical gold will be delivered into the contract. Further information relating to these forward sale contracts is included in Note 2. No sensitivity analysis is provided for these contracts as they are outside the scope of AASB 9 Financial Instruments. Interest rate risk The Group’s exposure to interest rate risk mainly arises from cash holdings and borrowings which are held at variable rates. At the reporting date, the Group had the following exposure to interest rate risk on financial instruments. Variable rate instruments Cash and cash equivalents Borrowings Carrying amount ($) 30 June 2023 $’000 30 June 2022 $’000 181,538 - 181,538 16,119 - 16,119 Foreign Currency/Equity risk The Group does not have any direct contact with foreign exchange or equity risks other than their effect on the general economy. Cash flow sensitivity analysis for variable rate instruments A change of 100 basis points in interest rates at the reporting date would have increased/(decreased) profit or loss before tax by the amounts shown below. This analysis assumes that all other variables remain constant. Genesis Minerals Limited – Annual Financial Report 81 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Interest Revenue Increase 1.0% Decrease 1.0% Interest Expense Increase 1.0% Decrease 1.0% 30 June 2023 $’000 30 June 2022 $’000 1,815 (1,815) - - 161 (161) - - Fair values Fair values versus carrying amounts The carrying amounts and estimated fair values of all the Group’s financial instruments recognised in the financial statements are materially the same. The methods and assumptions used to estimate the fair value of financial instruments are disclosed in the respective notes. Note 19 Deferred Tax Assets and Liabilities Deferred tax assets and liabilities are recognised for temporary timing differences at the tax rates expected to apply when the assets are recovered or liabilities are settled, based on those tax rates which are enacted or substantially enacted for each jurisdiction. The relevant tax rates are applied to the cumulative amounts of deductible and taxable temporary differences to measure the deferred tax asset or liability. An exception is made for certain temporary differences arising from the initial recognition of an asset or a liability. No deferred tax asset or liability is recognised in relation to those timing differences if they arose in a transaction, other than a business combination, that at the time of the transaction did not affect either accounting profit or taxable profit or loss. Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. Deferred tax liabilities and assets are not recognised for temporary differences between the carrying amount and tax bases of investments in controlled entities where the parent is able to control the timing of the reversal of the temporary differences and it is probable that the differences will not reverse in the foreseeable future. Deferred tax assets and liabilities are offset when there is a legally enforceable right to offset current tax assets and liabilities and when the deferred tax balances relate to the same taxation authority. Current tax assets and liabilities are offset where the entity has a legally enforceable right to offset and intends either to settle on a net basis, or to realise the asset and settle the liability simultaneously. Current and deferred tax balances attributable to amounts recognised directly in equity are also recognised directly in equity. Tax consolidation The Company and its 100% owned controlled entities (except for the Bardoc Gold group of companies acquired from St Barbara Limited on 30 June 2023) have formed a tax consolidated group. The head entity of the tax consolidated group is Genesis Minerals Limited. 82 Genesis Minerals Limited – Annual Financial Report Recognised deferred tax assets and liabilities Deferred tax assets and liabilities are attributable to the following: NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 30 June 2023 $’000 30 June 2022 $’000 Corporate tax rate applicable Deferred tax assets Employee provisions Other provisions & accruals Borrowings Rehabilitation liabilities Exploration & development Blackhole Tax losses Other Gross deferred tax assets Set-off of deferred tax liabilities Net deferred tax assets Deferred tax liabilities Plant & equipment Exploration Mine development Unearned income Other Gross deferred tax liabilities Set-off of deferred tax assets Net deferred tax liabilities 30% 676 70 382 6,196 5,423 545 - 19 13,311 (13,311) - (6,341) (3,039) (3,737) (90) (104) (13,311) 13,311 - Unused Tax Losses and Temporary Differences for which no Deferred Tax Asset Has Been Recognised Deferred tax assets have not been recognised in respect of the following using corporate tax rates of: Deductible temporary differences Tax revenue losses Tax capital losses Total Unrecognised Deferred Tax Assets 30% 27,591 59,903 280 87,774 25% 37 11 - 1,509 - 41 241 - 1,839 (1,839) - - (1,839) - - - (1,839) 1,839 - 25% 596 14,952 121 15,669 The corporate tax rates on both recognised and unrecognised deferred tax assets and deferred tax liabilities have been calculated with respect to the tax rate that is expected to apply in the year the deferred tax asset is realised or the liability is settled. Utilisation of tax losses will be subject to relevant tax legislation associated with recoupment including the same business test and continuity of ownership test. The Group is yet to complete its assessment of the ability and extent to which the Group may utilise the losses. Key Estimates and Assumptions Recognition of deferred tax assets The extent to which deferred tax assets can be recognised is based on an assessment of the probability of the Group’s future taxable income against which the deferred tax assets can be utilised. In addition, significant judgement is required in assessing the impact of any legal or economic limits or uncertainties in various tax jurisdictions. To the extent that future cash flows and taxable income differ significantly from estimates, the ability of the Group to realise the net deferred tax assets recorded at the reporting date could be impacted. Additionally, future changes in the tax laws in Australia could limit the ability of the Group to obtain tax deductions in future periods. Genesis Minerals Limited – Annual Financial Report 83 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Note 20 Issued capital and reserves Issued Capital Issued share capital Share movements during the year Balance at the start of the year Takeover consideration Acquire Leonora operations from St Barbara Limited Share issues Exercise of options Exercise of performance rights Share Consolidation 1:10 – 10 January 2021 (Total Pre-Consol) Share Consolidation 1:10 – 10 January 2021 (Total Post-Consol) Less share issue costs 30 June 2023 No. 1,028,802,175 30 June 2022 No. 252,235,487 30 June 2023 $’000 1,011,428 30 June 2022 $’000 100,045 252,235,487 71,698,683 205,000,000 493,383,206 2,909,801 3,574,998 - - - 2,126,337,840 - - 354,515,729 18,562,189 10,650,000 (2,508,701,120) 100,045 79,388 267,525 572,000 2,919 - - 76,971 - 21,271 2,597 - - 250,870,849 - - - (10,449) 1,011,428 (794) 100,045 Balance at the end of the year 1,028,802,175 252,235,487 As at 30 June 2023, the Company had issued 2,466,665 shares to employees that are subject to escrow requirements. These shares had been issued pursuant to the exercise of vested performance rights. Employees are required to remain employed for 3 years to be eligible to retain the shares (subject to Board discretion). The shares are subject to escrow requirements until April and May 2025. Reserves Nature and purpose of reserves Share-based payments reserve The share-based payments reserve is used to recognise the fair value of options and performance rights issued. The movement in the reserve is reconciled as follows: Balance at the start of the year Recognition of share-based payments for options and performance rights Balance at the end of the year 30 June 2023 $’000 30,067 11,257 41,324 30 June 2022 $’000 2,058 28,009 30,067 Transactions with non-controlling interests reserve Transactions with non-controlling interests reserve is used to recognise transactions with non-controlling interests that do not result in a loss of control. A change in ownership interest results in an adjustment between the carrying amounts of the controlling and non-controlling interests to reflect their relative interests in the subsidiary. Any difference between the amount of the adjustment to non-controlling interests and the consideration paid or received is recognised in the reserve. The movement in the reserve is reconciled as follows: Balance at the start of the year Recognition of adjustment on acquisition of ownership interest in Dacian Gold Limited (refer Note 7) Balance at the end of the year 30 June 2023 $’000 30 June 2022 $’000 - (1,273) (1,273) - - - 84 Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Other Disclosures This section provides information on items which require disclosure to comply with Australian Accounting Standards and other regulatory pronouncements. Note 21 Share-Based Payments Accounting Policy The Group has provided benefits to employees (including senior executives) of the Group in the form of share-based incentives, whereby employees render services in exchange for options and shares (equity-settled transactions). There is currently a plan in place to provide these benefits, the Genesis Minerals Incentive Option and Performance Rights Plans, which provides benefits to Executive Directors and other employees. The cost of these equity-settled transactions with employees is measured by reference to the fair value of the equity instruments at the date at which they are granted. The fair value is determined by using an appropriate valuation model. The fair value of options is determined by using a Black Scholes option pricing model. The valuation relies on the use of certain assumptions. If the assumptions were to change, there may by an impact on the amounts reported. For ordinary shares which are traded on the stock exchange, the fair value is determined by reference to the closing price of the security on the measurement date. The value of the options is allocated to the Statement of Profit or Loss over the vesting period. The fair value of performance rights is measured using the Company’s 5 day volume weighted average share price prior to grant date. For each performance hurdle a probability factor is assigned based on the Company’s estimate of the performance hurdle being met. For performance hurdles that have a market-based performance hurdle, the probability factor is determined by using a Monte Carlo Simulation technique which relies on certain assumptions. If the assumptions were to change, there may by an impact on the amounts reported. The value of the performance rights is allocated to the Statement of Profit or Loss over the vesting period. Non-market vesting conditions are taken into account when considering the number of performance rights and options expected to vest. At the end of each reporting period, the Group revises its estimate of the number of performance rights or options which are expected to vest based on the non-market vesting conditions. Revisions to the prior period estimate are recognised in profit or loss and equity. In valuing equity-settled transactions, no account is taken of any performance conditions, other than conditions linked to the price of the underlying Shares to which the equity instrument relates (market and non-vesting conditions) if applicable. The cost of equity-settled transactions is recognised, together with a corresponding increase in equity, over the period in which the performance and/or service conditions are fulfilled, ending on the date on which the relevant employees become fully entitled to the award (the vesting period). The cumulative expense recognised for equity-settled transactions at each reporting date until vesting date reflects: • • the extent to which the vesting period has expired; and the Group’s best estimate of the number of equity instruments that will ultimately vest. No adjustment is made for the likelihood of market performance conditions being met as the effect of these conditions is included in the determination of fair value at grant date. The statement of profit or loss charge or credit for a period represents the movement in cumulative expense recognised as at the beginning and end of that period. No expense is recognised for share-based incentives that do not ultimately vest, except for incentives where vesting is only conditional upon market and non-vesting conditions. If the terms of a share-based incentive are modified, as a minimum, an expense is recognised as if the terms had not been modified. In addition, an expense is recognised for any modification that increases the total fair value of the incentive, or is otherwise beneficial to the employee, as measured at the date of modification. If a share-based incentive is cancelled, it is treated as if it had vested on the date of cancellation, and any expense not yet recognised for the award is recognised immediately. However, if a new award is substituted for the cancelled incentive and designated as a replacement award on the date that it is granted, the cancelled incentive and new awards are treated as if they were a modification of the incentive, as described in the previous paragraph. The Group provides benefits to employees (including Executive Directors) of the Group through share-based incentives. Information relating to these schemes is set out below. Genesis Minerals Limited – Annual Financial Report 85 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Recognised share-based payments expense Share based payment expense – options and performance rights Total share-based payments expense 30 June 2023 $’000 30 June 2022 $’000 11,257 11,257 28,009 28,009 Genesis Minerals Limited Employee Incentive Option and Performance Rights Plans The Genesis Minerals Limited Incentive Option Plan (“Option Plan”) and Incentive Performance Rights Plan (“Performance Rights Plan”) (“the Plans”) were last approved by a resolution of the shareholders of the Company on 4 September 2020. At the discretion of the Board, eligible Directors, executive officers and employees of Genesis and its subsidiaries may be issued with options or performance rights. Each option or performance right issued converts into one ordinary share of Genesis Minerals Limited on exercise. No amounts are paid or payable by the recipient on receipt of the option or performance right. Options and performance rights neither carry rights to dividends nor voting rights. Options may be exercised at any time from the date of vesting to the date of their expiry by paying the exercise price. Performance rights may be exercised at any time once the relative performance hurdle has been satisfied prior to expiry date. Nil options were issued during the year (2022: 29,070,000), valued at $nil (2022: $27,196,967). 155,001 options were exercised during the year (2022: 1,038,334), nil options lapsed during the year (2022: nil) and nil options expired (2022: nil). Details of the options on issue during the current and previous year are set out below: Grant Date Expiry Date Fair Value at Valuation Date Exercise Price Number 30 June 2022 10/12/20 10/12/20 10/12/20 25/11/21 25/11/21 25/11/21 11/04/22 09/05/22 Total 10/12/22 10/12/23 10/12/24 25/11/24 25/11/25 25/11/25 11/04/26 09/05/26 $0.219 $0.270 $0.305 $0.938 $0.999 $0.999 $1.082 $0.675 $1.060 $1.140 $1.220 $1.050 $1.050 $1.050 $2.240 $2.240 155,001 213,335 213,335 12,250,000 12,250,000 3,000,000 1,420,000 150,000 29,651,671 Number Vested and Exercisable at 30 June 2022 155,001 213,335 - 12,250,000 12,250,000 - 1,420,000 150,000 26,438,336 Number 30 June 2023 - 213,335 213,335 12,250,000 12,250,000 3,000,000 1,420,000 150,000 29,496,670 Number Vested and Exercisable at 30 June 2023 - 213,335 213,335 12,250,000 12,250,000 3,000,000 1,420,000 150,000 29,496,670 The movement in options on issue during the current and previous year is reconciled as follows: Options outstanding at 30 June 2021 Issued during the year Exercised during the year Expired during the year Lapsed during the year Options outstanding at 30 June 2022 Issued during the year Exercised during the year Expired during the year Lapsed during the year Options outstanding at 30 June 2023 Number of Options 1,620,005 29,070,000 (1,038,334) - - 29,651,671 - (155,001) - - 29,496,670 Weighted Average Exercise Price $0.752 $1.114 $0.530 - - $1.115 - $1.060 - - $1.115 Weighted Average Fair Value Weighted Average Contractual Life (days) - $0.975 - - - - - - - - - 510 - - - - 1,087 - - - - 727 86 Genesis Minerals Limited – Annual Financial Report The movement in performance rights on issue during the current and previous year is reconciled as follows: NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Performance rights outstanding at the start of the year Issued Vested and exercised Expired Cancelled on cessation of employment Performance rights outstanding at the end of the year1 30 June 2023 No. 30 June 2022 No. 10,825,000 - (3,608,331) - (125,001) 7,091,668 1,350,000 10,825,000 1,065,000 (285,000) - 10,825,000 1 The balance of performance rights outstanding at 30 June 2023 subsequently vested and were exercised into shares after the reporting date. Details of the performance rights on issue as at 30 June 2023 are set out below. Performance Hurdle Performance Rights will each vest and convert into one Share upon the public announcement by the Company that the GMD Group has delineated a JORC Code 2012 Ore Reserve of a minimum of 1,000,000 oz of gold Performance Rights will each vest and convert into one Share upon the first production of gold by the GMD Group Total Details of the performance rights that vested and were exercised into shares during the year are set out below. Performance Hurdle Performance Rights will each vest and convert into one fully paid ordinary share in the Company (Share) upon the public announcement by the Company that the group of companies comprising the Company and its subsidiaries from time to time (GMD Group) has delineated a JORC Code 2012 Mineral Resource of a minimum of 2,500,000oz of gold Total1 1 These options vested pursuant to acquiring a controlling interest in Dacian during the year. Number of Performance Rights 3,574,999 3,516,669 7,091,668 Number of Performance Rights 3,608,331 3,608,331 The value of the performance rights allocated to the Statement of Profit or Loss during the current year had their valuation measured by using the Company’s 5 day volume weighted average share price as at the grant date of the performance rights. For each non-market performance hurdle, a probability factor was assigned based on the Company’s estimate of the likelihood of the performance hurdle being met. The value of the performance rights is allocated to the Statement of Profit or Loss over the vesting period. For the 2023 year, a probability factor of 100% was applied and the value of the performance rights were fully expensed at 30 June 2023. The valuation was calculated using the following inputs: Tranche No. Tranche 1 Tranche 2 Tranche 3 2022 Performance Hurdles Performance Rights will each vest and convert into one fully paid ordinary share in the Company (Share) upon the public announcement by the Company that the group of companies comprising the Company and its subsidiaries from time to time (GMD Group) has delineated a JORC Code 2012 Mineral Resource of a minimum of 2,500,000oz of gold Performance Rights will each vest and convert into one Share upon the public announcement by the Company that the GMD Group has delineated a JORC Code 2012 Ore Reserve of a minimum of 1,000,000 oz of gold Performance Rights will each vest and convert into one Share upon the first production of gold by the GMD Group Probability 4/3/22 11/4/22 9/5/22 27/5/22 Value per Right at Issue Date 100% $1.73 $1.85 $1.38 $1.44 100% $1.73 $1.85 $1.38 $1.44 100% $1.73 $1.85 $1.38 $1.44 Genesis Minerals Limited – Annual Financial Report 87 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Key Estimates and Assumptions Share-Based Payments The Group measures the cost of equity settled transactions with employees by reference to the fair value of the equity instruments at the date at which they are granted. The fair value is determined using an appropriate valuation model. The valuation basis and related assumptions are detailed above. The accounting estimates and assumptions relating to the equity settled transactions would have no impact on the carrying value of assets and liabilities within the next annual reporting period but may impact expenses and equity. Note 22 Commitments & contingencies The Group has certain commitments to meet minimum expenditure requirements on the mineral exploration assets it has an interest in. Outstanding exploration commitments are as follows: Within one year Greater than one year but less than five years 30 June 2023 $’000 10,432 41,728 52,160 30 June 2022 $’000 1,568 3,831 5,399 The commitments above include the tenements held by Dacian Gold Limited and the tenements acquired from St Barbara. As part of the terms of the acquisition of the Ulysses Gold Project, the Group agreed to the following terms: • Deferred consideration of $10.00 per dry metric tonne of ore product from the tenements which is treated through a toll treatment plant for the first 200,000 DMT of ore processed, to a maximum of $2 million. 52,653 dry metric tonnes of ore product from the Ulysses Gold Project has been processed to date; and 1.2% of the Net Smelter Return generated from the sale of any product from the tenement area, after 200,000 of dry metric tonnes of ore product from the tenements has been treated through a toll treatment plant. • During the year, Genesis purchased the deferred consideration and royalty for consideration of $4.5 million cash plus 1.7 million new fully paid ordinary shares in Genesis valued at $2 million. The total value of the purchase of the royalty of $6.5 million has been capitalised to exploration & evaluation assets. 88 Genesis Minerals Limited – Annual Financial Report Note 23 Related Party Disclosures Controlled Entities (a) Parent Entity Genesis Minerals Limited Subsidiaries Dacian Gold Limited (ASX: DCN) Genesis Minerals (Leonora) Pty Ltd Genesis Mining Services Pty Ltd Metallo Resources Pty Ltd Ulysses Mining Pty Ltd Wholly-Owned Subsidiaries of Dacian Gold Limited Dacian Gold Mining Pty Ltd Mt Morgans WA Mining Pty Ltd Redcliffe Project Pty Ltd (formerly NTM Gold Limited) Wholly-Owned Subsidiaries of Genesis Mining Services Pty Ltd Genesis Mining Services (SPV 1) Pty Ltd Wholly-Owned Subsidiaries of Genesis Minerals (Leonora) Pty Ltd Bardoc Gold Pty Ltd Wholly-Owned Subsidiaries of Bardoc Gold Pty Ltd Admiral Gold Pty Ltd Excelsior Gold Pty Ltd Spitfire Global Pty Ltd Starpart Holdings Pty Ltd Wholly-Owned Subsidiaries of Excelsior Gold Pty Ltd Aphrodite Gold Pty Ltd GPM Resources Pty Ltd NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Ownership Interest 30 June 2023 % 30 June 2022 % 80.08 100 100 100 100 80.08 80.08 80.08 100 100 100 100 100 100 100 100 - - - 100 100 - - - - - - - - - - - Genesis Minerals Limited – Annual Financial Report 89 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Parent Entity (b) Financial statements and notes for Genesis Minerals Limited, the legal parent entity, are provided below: Financial position Current assets Non-current assets Total assets Current liabilities Non-current liabilities Total liabilities Shareholders’ equity Issued capital Reserves Accumulated losses Total equity Financial performance Loss for the year Other comprehensive (loss) / income Total comprehensive loss Parent 30 June 2023 $’000 30 June 2022 $’000 154,015 755,292 909,307 57,368 114 57,482 1,011,428 41,324 (200,927) 851,825 (99,453) - (99,453) 16,361 15,633 31,994 3,356 - 3,356 100,045 30,067 (101,474) 28,638 (47,108) - (47,108) Commitments (c) The parent company has issued various parent company guarantees for key supplier agreements. Guarantees entered into by companies within the Group in relation to the debts of its subsidiaries. (d) Pursuant to ASIC Corporations (Wholly owned Companies) Instrument 2016/785, Dacian Gold Limited (Dacian) and its wholly owned subsidiaries entered into a deed of cross guarantee on 23 May 2022 (the Guarantee). The effect of the Guarantee is that Dacian has guaranteed to pay any deficiency in the event of winding up of any controlled entity which is a party to the Guarantee or if they do not meet their obligations under the terms of any debt subject to the Guarantee. The controlled entities which are parties to the Guarantee have given a similar guarantee in the event that Dacian is wound up or if it does not meet its obligations under the terms of any debt subject to the Guarantee. Genesis Minerals Limited is not a party to the deed of cross guarantee. Transactions with related parties (e) In September 2022 Genesis secured a controlling interest in Dacian and appointed three representative directors on the Dacian Board. As announced on 15 November 2022 the two companies entered a secondment agreement and a management services agreement designed to leverage off each other’s resources to secure synergies from the group. During the year ended 30 June 2023 Dacian invoiced Genesis $1,514,000 under these arrangements and Genesis invoiced Dacian $454,000 under these arrangements. In addition, during April 2023 Dacian completed closure of the Westralia underground operations and engaged an independent valuer/auctioneer to complete an inventory of surplus Westralia underground assets. This independent party was engaged to negotiate the sale of these surplus assets for fair value to Genesis realising $2.1 million. Note 24 Key Management Personnel (a) The following persons were Directors or Key Management Personnel of the Company during the current and prior financial year: Directors and Key Management Personnel Anthony Kiernan Raleigh Finlayson Gerry Kaczmarek Michael Bowen Michael Wilkes Tommy McKeith Neville Power Michael Fowler Craig Bradshaw 90 Non-Executive Chairman (appointed 1 October 2022) Managing Director Non-Executive Director Non-Executive Director Non-Executive Director (appointed 1 October 2022) Non-Executive Chairman (resigned 30 September 2022) Non-Executive Director (resigned 30 September 2022) Managing Director (resigned 21 February 2022) Non-Executive Director (resigned 19 November 2021) Genesis Minerals Limited – Annual Financial Report NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 Nicholas Earner Morgan Ball Troy Irvin Lee Stephens Geoff James Non-Executive Director (resigned 19 November 2021) Chief Financial Officer Corporate Development Officer General Manager Projects and Operations (ceased designation as key management person effective 1 July 23) Company Secretary (ceased designation as key management person effective 1 July 2022) There were no other persons employed by, or contracted to, the Company during the financial year, having responsibility for planning, directing and controlling the activities of the Company, either directly or indirectly. Key management personnel compensation (b) Details of Key Management Personnel remuneration are contained in the Audited Remuneration Report in the Directors’ Report. A summary of total compensation paid to Key Management Personnel during the year is as follows: Short-term benefits Post-employment benefits Share-based payments Total Key Management Personnel remuneration 30 June 2023 $ 1,304,871 128,210 9,209,751 10,642,832 30 June 2022 $ 1,081,499 76,172 27,751,524 28,909,195 Other key management personnel transactions with Directors and Director-related entities (c) Key management personnel, or their related parties, hold positions in other entities that result in them having control or significant influence over the financial or operating policies of these entities. Two of these entities transacted with the Group in the reporting period. The terms and conditions of the transactions with key management personnel and their related parties were no more favourable than those available, or which might reasonably be expected to be available, on similar transactions to non-key management personnel related entities on an arm’s length basis. The aggregate value of transactions and outstanding balances relating to key management personnel and entities over which they have control or significant influence were as follows: Key Management Person Transaction Michael Bowen1 Neville Power2 Legal Fees Consulting Fees Transaction Value Balance Outstanding as at 2023 $ 1,103,772 - 2022 $ 30 June 2023 $ 30 June 2022 $ 36,288 18,875 3,699 - 91,530 - 1 Payable to Thomson Geer, a firm in which Michael Bowen is a partner. Balance outstanding represents the amount of work performed but not invoiced until after the end of the financial year. 2 Payable to Omnia Pty Ltd, a company in which Neville Power is a director and shareholder. Note 25 Auditor’s Remuneration Hall Chadwick WA Audit Pty Ltd Audit and review of financial statements Total 186,100 186,100 39,435 39,435 Note 26 Events subsequent to the reporting date There has not arisen in the interval between the end of the reporting period and the date of this report, any item, transaction or event of a material and unusual nature likely, in the opinion of the Directors of the Company to affect substantially the operations of the Group, the results of those operations or the state of affairs of the Group in subsequent financial years. Genesis Minerals Limited – Annual Financial Report 91 DIRECTORS’ DECLARATION In the opinion of the Directors of Genesis Minerals Limited: (a) the financial statements and notes set out on Pages 59 to 91 are in accordance with the Corporations Act 2001, including: (i) (ii) complying with Accounting Standards, the Corporations Regulations 2001 and other mandatory professional reporting requirements; and giving a true and fair view of the Group’s financial position as at 30 June 2023 and of its performance for the financial year ended on that date; (b) (c) there are reasonable grounds to believe that the Group will be able to pay its debts as and when they become due and payable; and a statement that the attached financial statements are in compliance with International Financial Reporting Standards has been included in the notes to the financial statements. The directors have been given the declarations by the Chief Executive Officer and Chief Financial Officer required by section 295A of the Corporations Act 2001. This declaration is made in accordance with a resolution of the directors. DATED at Perth this 15 day of September 2023 Raleigh Finlayson Managing Director 92 Genesis Minerals Limited 2023 Annual Report INDEPENDENT AUDITOR'S REPORT TO THE MEMBERS OF GENESIS MINERALS LIMITED Report on the Audit of the Financial Report Opinion We have audited the financial report of Genesis Minerals Limited (“the Company”) and its subsidiaries (“the Group”), which comprises the consolidated statement of financial position as at 30 June 2023, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial statements, including a summary of significant accounting policies, and the directors’ declaration. In our opinion: a. the accompanying financial report of the Group is in accordance with the Corporations Act 2001, including: (i) giving a true and fair view of the Group’s financial position as at 30 June 2023 and of its financial performance for the year then ended; and (ii) complying with Australian Accounting Standards and the Corporations Regulations 2001. b. the financial report also complies with International Financial Reporting Standards as disclosed in the notes to the financial statements. Basis for Opinion We conducted our audit in accordance with Australian Auditing Standards. Those standards require that we comply with relevant ethical requirements relating to audit engagements and plan and perform the audit to obtain reasonable assurance about whether the financial report is free from material misstatement. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Key Audit Matters Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters. Key Audit Matter How our audit addressed the Key Audit Matter Business Combinations the As disclosed financial in Note 7 of statements during the year, the Group acquired Dacian Gold Limited as well as the Leonora Operations from St Barbara Limited. The acquisitions constituted business combinations in accordance with AASB 3 Business Combinations. for business Accounting combinations constituted a key audit matter due to the size and scope of the the acquisitions, and complexities inherent in such transactions. Provision for Rehabilitation in in note 16 As disclosed financial statements as at 30 June 2023 the Group for rehabilitation of recorded a provision $79.393 million. the Accounting for the provision for rehabilitation constituted a key audit matter due to: • The significance of the balance; and • The complexities inherent with estimating rehabilitation provisions. Our audit procedures included, but were not limited to: • Reviewing the acquisition agreements to understand the key terms and conditions of the transactions; • Assessing the fair value of the consideration transferred with reference to the terms of the acquisition agreements; • Verifying the acquisition date assets and to underlying supporting liabilities acquired documentation; • Assessing the basis for the provisional purchase inputs and including key price allocation, assumptions; and • Assessing the appropriateness of the disclosures included in Note 7 of the financial report. Our audit procedures included, but were not limited to: • Assessing with reference to internal and external the data management’s assessment of rehabilitation provision and related calculations; • Assessing the independence, competence and objectivity of experts used by management; • Assessing the accuracy of the calculations used to determine the rehabilitation provision including the discount rate and inflation rates applied; and • Assessing the appropriateness of the disclosures included in Note 16 of the financial report. Other Information The directors are responsible for the other information. The other information comprises the information included in the Group’s annual report for the year ended 30 June 2023, but does not include the financial report and our auditor’s report thereon. Our opinion on the financial report does not cover the other information and accordingly we do not express any form of assurance conclusion thereon. In connection with our audit of the financial report, our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in the audit or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact. We have nothing to report in this regard. Responsibilities of the Directors for the Financial Report The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. In the notes to the financial statements the directors also state in accordance with Australian Accounting Standard AASB 101 Presentation of Financial Statements, that the financial report complies with International Financial Reporting Standards. In preparing the financial report, the directors are responsible for assessing the Group’s ability to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the directors either intend to liquidate the Group or to cease operations, or has no realistic alternative but to do so. Auditor’s Responsibilities for the Audit of the Financial Report Our responsibility is to express an opinion on the financial report based on our audit. Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with the Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of this financial report. As part of an audit in accordance with the Australian Auditing Standards, we exercise professional judgement and maintain professional scepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the financial report, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Group’s internal control. • Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by the directors. • Conclude on the appropriateness of the directors’ use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Group’s ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor’s report to the related disclosures in the financial report or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor’s report. However, future events or conditions may cause the Group to cease to continue as a going concern. • Evaluate the overall presentation, structure and content of the financial report, including the disclosures, and whether the financial report represents the underlying transactions and events in a manner that achieves fair presentation. • Obtain sufficient appropriate audit evidence regarding the financial information of the entities or business activities within the Group to express an opinion on the financial report. We are responsible for the direction, supervision and performance of the Group audit. We remain solely responsible for our audit opinion. We communicate with the directors regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. We also provide the directors with a statement that we have complied with relevant ethical requirements regarding independence, and to communicate with them all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, related safeguards. From the matters communicated with the directors, we determine those matters that were of most significance in the audit of the financial report of the current period and are therefore the key audit matters. We describe these matters in our auditor’s report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we determine that a matter should not be communicated in our report because the adverse consequences of doing so would reasonably be expected to outweigh the public interest benefits of such communication. Report on the Remuneration Report We have audited the Remuneration Report included in the directors’ report for the year ended 30 June 2023. The directors of the Company are responsible for the preparation and presentation of the remuneration report in accordance with s 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the remuneration report, based on our audit conducted in accordance with Australian Auditing Standards. Auditor’s Opinion In our opinion, the Remuneration Report of the Company, for the year ended 30 June 2023, complies with section 300A of the Corporations Act 2001. HALL CHADWICK WA AUDIT PTY LTD D M BELL CA Director Dated this 15th day of September 2023 Perth, Western Australia Additional Information As at 13 September 2023 Twenty Largest Shareholders Shareholder Name Number of Shares % of Shares JP MORGAN NOMINEES AUSTRALIA PTY LIMITED CITICORP NOMINEES PTY LIMITED HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED NATIONAL NOMINEES LIMITED BNP PARIBAS NOMS PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED WROXBY PTY LTD BNP PARIBAS NOMINEES PTY LTD MSH GROUP PTY LTD BOTSIS HOLDINGS PTY LTD UBS NOMINEES PTY LTD STEFEAD INVESTMENTS PTY LTD BNP PARIBAS NOMINEES PTY LTD MR KENNETH JOSEPH HALL WYLLIE GROUP PTY LTD MR KENNETH JOSEPH HALL NEWECONOMY COM AU NOMINEES PTY LIMITED <900 ACCOUNT> MSH GROUP PTY LTD POWER INVEST PTY LTD MSH GROUP PTY LTD 263,425,653 246,443,669 115,613,234 52,516,953 41,632,307 22,468,166 21,488,231 21,217,423 12,055,556 11,218,000 10,515,122 8,080,738 5,257,195 4,149,377 2,378,334 2,340,401 2,203,910 2,000,000 1,849,929 1,829,876 25.39 23.75 11.14 5.06 4.01 2.17 2.07 2.04 1.16 1.08 1.01 0.78 0.51 0.40 0.23 0.23 0.21 0.19 0.18 0.18 Substantial Shareholders An extract of the Company's Register of Substantial Shareholders (who hold 5% or more of the issued capital) is set TOTAL 848,684,074 81.79 out below: Shareholder Name Number of Shares % of Shares AUSTRALIANSUPER PTY LTD 195,516,419 18.87% RESOURCE CAPITAL FUND VII LP 78,260,870 7.61% PARADICE INVESTMENT MANAGEMENT 64,325,403 6.25% 99 Additional Information Distribution of Shareholders Analysis of numbers of shareholders by size of holding: Distribution Number of Shareholders Shares Held 1-1,000 1,001-5,000 5,001 - 10,000 10,001 - 100,000 More than 100,000 TOTALS 13,294 7,326 1,857 2,042 297 24,816 There are 6,662 shareholders holding less than a marketable parcel of ordinary shares. Unquoted Securities Unlisted Options Distribution Number of Shareholders Shares Held 1-1,000 1,001-5,000 5,001 - 10,000 10,001 - 100,000 More than 100,000 TOTALS 690 116 26 49 20 901 4,847,542 16,654,500 13,008,425 55,006,635 948,072,261 1,037,589,363 170,246 249,573 189,820 1,444,124 38,297,766 40,351,529 Voting Rights In accordance with the Company's Constitution, voting rights in respect of ordinary shares are on a show of hands whereby each member present in person or by proxy shall have one vote and upon a poll, each share will have one vote. Unlisted options and performance rights to not have voting rights. Restricted Securities The Company has no restricted securities. On-Market Buy Back There is no current on-market buy-back in place. 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) ULYSSES PROJECT Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia E40/229 E40/263 E40/291 E40/295 E40/306 E40/312 E40/333 E40/346 E40/347 E40/359 E40/371 E40/404 E40/410 E40/424 E40/435 E40/439 G40/4 G40/5 G40/6 G40/7 L31/86 L40/7 L40/10 L40/11 L40/12 L40/15 L40/17 L40/18 L40/19 L40/20 L40/21 100 100 100 100 100 100 100 100 100 100 100 Pending Grant 100 100 100 Pending Grant 100 100 100 100 Pending Grant 100 100 100 100 100 100 100 100 100 100 101 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora 102 Location Tenement ID Interest at End of Quarter (%) Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia L40/22 L40/30 L40/31 L40/32 L40/33 L40/34 L40/35 L40/36 L40/43 M40/3 M40/20 M40/94 M40/101 M40/107 M40/110 M40/120 M40/136 M40/137 M40/148 M40/151 M40/163 M40/164 M40/166 M40/174 M40/196 M40/209 M40/288 M40/289 M40/290 M40/291 M40/292 M40/293 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 97 100 100 100 100 100 100 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Leonora Location Tenement ID Interest at End of Quarter (%) Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia M40/339 M40/340 M40/343 M40/345 P37/9140 P37/9141 P37/9142 P40/1373 P40/1396 P40/1425 P40/1426 P40/1427 P40/1433 P40/1434 P40/1435 P40/1436 P40/1434 P40/1435 P40/1436 P40/1439 P40/1440 P40/1441 P40/1445 P40/1449 P40/1454 P40/1457 P40/1465 P40/1476 P40/1477 P40/1479 P40/1523 P40/1524 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 103 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Leonora Leonora Leonora Leonora Leonora Leonora Leonora MT MAGNET PROJECT Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia Barimaia LEONORA PROJECT Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia 104 Location Tenement ID Interest at End of Quarter (%) Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia P40/1529 P40/1537 P40/1541 P40/1542 P40/1543 P40/1544 P40/1545 E58/574 M58/361 P58/1687 P58/1688 P58/1689 P58/1690 P58/1691 P58/1692 P58/1751 P58/1752 P58/1762 P58/1763 P58/1764 P58/1765 P58/1859 Western Australia E37/916 Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia G37/10 G37/11 G37/12 G37/13 G37/14 G37/15 G37/16 100 100 100 100 100 100 100 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 Note 1 100 100 100 100 100 100 100 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia G37/17 G37/18 G37/21 G37/25 G37/26 G37/27 G37/28 G37/29 G37/30 G37/31 G37/32 G37/33 G37/34 G37/35 G37/6 G37/8 G37/9 L37/150 L37/151 L37/152 L37/153 L37/154 L37/155 L37/156 L37/157 L37/158 L37/159 L37/161 L37/164 L37/176 L37/212 L37/213 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 105 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia 106 Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia L37/220 L37/23 L37/24 L37/263 L37/28 L37/29 L37/30 L37/33 L37/34 L37/35 L37/36 L37/41 L37/43 L37/50 L37/51 L37/56 L37/58 L37/66 L37/70 L37/74 L37/76 L37/79 L37/80 L37/83 L37/89 M37/1026 M37/1027 M37/1030 M37/1064 M37/1128 M37/1150 M37/1185 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia M37/137 M37/158 M37/159 M37/163 M37/164 M37/165 M37/17 M37/170 M37/172 M37/200 M37/204 M37/212 M37/247 M37/25 M37/251 M37/333 M37/338 M37/391 M37/398 M37/399 M37/400 M37/454 M37/458 M37/459 M37/460 M37/478 M37/485 M37/531 M37/532 M37/55 M37/565 M37/58 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 51 (Note 2) 51 (Note 2) 51 (Note 2) 100 100 100 107 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia Gwalia BARDOC PROJECT Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc 108 Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia M37/586 M37/587 M37/598 M37/599 M37/600 M37/601 M37/602 M37/622 M37/626 M37/689 M37/763 M37/849 M37/903 M37/975 P37/8734 P37/8777 P37/8778 P37/9005 P37/9006 P37/9007 P37/9467 E24/231 L24/148 L24/202 L24/203 L24/204 L24/209 L24/223 L24/225 L24/226 L24/227 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Pending Grant 100 100 100 100 100 100 100 100 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia L24/243 L24/244 L24/245 L27/64 L29/114 L29/115 M24/11 M24/121 M24/122 M24/133 M24/134 M24/135 M24/146 M24/244 M24/326 M24/348 M24/364 M24/395 M24/400 M24/405 M24/420 M24/429 M24/43 M24/469 M24/471 M24/487 M24/491 M24/498 M24/510 M24/512 M24/532 M24/649 100 Pending Grant Pending Grant 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 109 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc 110 Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia M24/662 M24/681 M24/720 M24/779 M24/83 M24/854 M24/869 M24/870 M24/871 M24/886 M24/887 M24/888 M24/889 M24/890 M24/891 M24/892 M24/942 M24/943 M24/950 M24/951 M24/952 M24/955 M24/956 M24/96 M24/985 M24/988 M24/989 M24/99 M24/995 M27/102 M27/140 M27/145 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 95 100 100 100 100 100 100 100 Pending Grant Pending Grant Pending Grant 100 Pending Grant 100 100 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia M30/119 M30/145 P24/4512 P24/4587 P24/4628 P24/5003 P24/5004 P24/5005 P24/5006 P24/5007 P24/5008 P24/5009 P24/5014 P24/5015 P24/5021 P24/5023 P24/5024 P24/5025 P24/5026 P24/5027 P24/5028 P24/5029 P24/5030 P24/5031 P24/5032 P24/5033 P24/5034 P24/5035 P24/5060 P24/5061 P24/5082 P24/5083 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 111 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Bardoc Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia P24/5084 P24/5085 P24/5086 P24/5089 P24/5090 P24/5091 P24/5092 P24/5093 P24/5103 P24/5104 P24/5105 P24/5109 P24/5178 P24/5252 P24/5253 P24/5254 P24/5261 P24/5262 P24/5263 P24/5264 P24/5285 P24/5286 P24/5323 P24/5324 P24/5337 P24/5351 P24/5460 P27/2369 P27/2370 P27/2371 P27/2386 112 Notes: 1: The Company has earned a 65 per cent interest in the Barimaia Gold Project (the Mt Magnet JV). 2: The Company has earned a 51 per cent interest in the Sandy Soak Joint Venture 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) DACIAN GOLD LIMITED (80.1% attributable to Genesis) Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Dacian Dacian Dacian Dacian Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Mt Morgans Western Australia Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Redcliffe Western Australia Mt Morgans Mt Morgans Western Australia Western Australia Dacian Western Australia E37/1205 E37/1252 E37/1259 E37/1270 E37/1284 E37/1285 E37/1288 E37/1289 E37/1356 E37/1451 E37/1471 E37/1473 E38/2951 E38/3211 E38/3272 E38/3649 E38/3684 E39/1310 E39/1713 E39/1787 E39/1950 E39/1951 E39/1967 E39/2002 E39/2004 E39/2017 E39/2020 L37/255 L39/244 L39/246 L39/286 100 100 100 100 100 100 100 100 100 100 Pending Grant Pending Grant 100 Note 1 Note 1 100 Pending Grant 100 100 100 100 100 100 100 100 100 100 100 100 100 100 113 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Location Tenement ID Interest at End of Quarter (%) Project Redcliffe Mt Morgans Mt Morgans Mt Morgans Western Australia Western Australia Western Australia Western Australia Mt Morgans Western Australia Redcliffe Redcliffe Redcliffe Redcliffe Redcliffe Dacian Dacian Dacian Dacian Dacian Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Mt Morgans Western Australia Dacian Dacian Dacian Dacian Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia 114 L39/317 L39/342 L39/349 L39/350 L39/57 M37/1276 M37/1285 M37/1286 M37/1295 M37/1348 M38/395 M38/396 M38/548 M38/595 M38/848 M39/1107 M39/1120 M39/1122 M39/1129 M39/1137 M39/18 M39/208 M39/228 M39/236 M39/240 M39/248 M39/250 M39/261 M39/264 M39/272 M39/273 100 Pending Grant Pending Grant Pending Grant 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Mt Morgans Western Australia Dacian Dacian Western Australia Western Australia Mt Morgans Western Australia Mt Morgans Western Australia Dacian Dacian Western Australia Western Australia Mt Morgans Western Australia Dacian Western Australia Mt Morgans Western Australia Dacian Dacian Dacian Dacian Mt Morgans Mt Morgans Mt Morgans Mt Morgans Dacian Dacian Dacian Dacian Dacian Dacian Mt Morgans Mt Morgans Mt Morgans Dacian Dacian Dacian Dacian Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia M39/287 M39/291 M39/295 M39/304 M39/305 M39/306 M39/333 M39/36 M39/380 M39/390 M39/391 M39/392 M39/393 M39/394 M39/395 M39/403 M39/441 M39/442 M39/443 M39/444 M39/497 M39/501 M39/502 M39/503 M39/504 M39/513 M39/745 M39/746 M39/747 M39/799 M39/937 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 115 Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Location Tenement ID Interest at End of Quarter (%) Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Dacian Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans Mt Morgans 116 Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia Western Australia M39/938 M39/993 P38/4466 P38/4486 P39/5469 P39/5498 P39/5823 P39/5825 P39/5826 P39/5827 P39/5828 P39/5829 P39/5830 P39/5865 P39/6060 P39/6121 P39/6122 P39/6123 P39/6241 P39/6242 P39/6290 P39/6291 P39/6292 P39/6293 P39/6294 P39/6359 P39/6360 P39/6361 P39/6362 P39/6363 P39/6364 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Pending Grant Pending Grant Pending Grant Pending Grant Pending Grant Pending Grant Additional Information Schedule of Exploration Tenements held as at 8 September 2023 GENESIS MINERALS LIMITED Project Mt Morgans Mt Morgans Mt Morgans Location Tenement ID Interest at End of Quarter (%) Western Australia Western Australia Western Australia P39/6365 P39/6406 P39/6407 Pending Grant Pending Grant Pending Grant Notes: 1: The Company has earned a 90 per cent interest in the New Bore Joint Venture 117 Follow us on Social Media @ GenesisMinerals 118

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