Quarterlytics / Financial Services / Banks - Regional / German American Bancorp, Inc. / FY2017 Annual Report

German American Bancorp, Inc.
Annual Report 2017

GABC · NASDAQ Financial Services
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Ticker GABC
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 1020
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FY2017 Annual Report · German American Bancorp, Inc.
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FOUNDATION OF
Success

2017

Summary
Annual
Report

Strength in
Numbers

Net Income & Earnings Per Share
(dollars in thousands, except per share amounts)
Earnings Per Share*

Total Shareholders’ Equity
(dollars in millions)
Annualized Return on Equity

$40,676

$35,184

$28,344

$30,064

$1.43

$1.51

$1.57

$1.77

$25,413

$1.32

$365

$330

$252

$229

$200

13.40%

13.21%

12.47%

10.94%

11.59%

$400

$350

$300

$250

$200

$150

$100

$50

$0

12/31/13

12/31/14

12/31/15

12/31/16

12/31/17

12/31/13

12/31/14

12/31/15

12/31/16

12/31/17

*Earnings Per Share adjusted for 3-for-2 stock split completed in 2017.

Total Loans, Net of Unearned Income
(dollars in millions)
Commercial and Agriculture Loans as % of Total Loans

Total Assets
(dollars in millions)
Annualized Return on Assets

$3,500

$1,990

$2,142

$3,000

$3,144

$2,956

$1,448

$1,564

$1,382

81%

81%

82%

81%

81%

$2,164

$2,237

$2,374

1.25%

1.31%

1.33%

1.24%

1.35%

$2,500

$2,000

$1,500

$1,000

$500

$0

12/31/13

12/31/14

12/31/15

12/31/16

12/31/17

12/31/13

12/31/14

12/31/15

12/31/16

12/31/17

$45,000

$40,000

$35,000

$30,000

$25,000

$20,000

$15,000

$10,000

$5,000

$0

$2,500

$2,250

$2,000

$1,750

$1,500

$1,250

$1,000

$750

$500

$250

$0

8th

consecutive year 
German American 
has achieved 
record earnings

13th

consecutive fiscal 
year of double-digit 
return on equity

15%

increase in 
quarterly cash 
dividend

Dear Shareholders:

2017 brought an acceleration of the economic recovery our 
nation has been experiencing since the conclusion of the 
Great Recession in the U.S. in June 2009. While the recovery 
from the U.S. recession, which officially lasted from December 
2007 to June 2009, had been very slow but steady during 
the early years of the recovery, this past year we’ve seen the 
economy come back very strong. At German American, we 
have been fortunate to do business in a part of the country that 
has historically demonstrated remarkably consistent, stable 
performance in good times and bad. Just like the markets 
we serve, German American Bancorp has likewise delivered 
exceptional financial performance in both good times and bad to 
the benefit of our customers, communities and shareholders.

We were pleased in 2017 to achieve another record year in terms 
of total asset size and earnings. For the first time ever in our 
107 year history, we eclipsed the $3.0 billion mark in total assets 

Letter from Mark A. Schroeder
Chairman and CEO

and the $2.0 billon mark in total loans outstanding in 2017. We 
also reported record net income in 2017 of $40.7 million, or $1.77 
per share, which represents our 8th consecutive year of record 
earnings. Additionally, we posted an 11.59% return on equity 
in 2017, the 13th consecutive year in which we’ve delivered 
a double-digit return on shareholder equity. Clearly from a 
financial perspective, this level of performance is in keeping with 
the Foundation of Success theme of this year’s annual report.

continued...

1

continued...

For German American, however, this Foundation of Success 
is about so much more than just financial performance. It’s 
about the ongoing geographic growth we’ve experienced over 
the course of the past two decades. Starting in the 1990s with 
the expansion of German American into the heritage counties 
surrounding our home base of Jasper and Dubois County, 
Indiana, and continuing over the past decade with expansion 
into larger and economically vibrant markets in Southern 
Indiana, we have grown German American into one of the
largest Indiana-domiciled banks encompassing a geographic 
footprint throughout the lower third of the State of Indiana.  
Expansions into metro markets in the past decade include 
Bloomington, Columbus, and Evansville, Indiana, and most 
recently Clark and Floyd counties on the Indiana side of the 
Louisville, Kentucky MSA.

During 2017 we also completed the integration of River Valley 
Bancorp, acquired in March 2016, which was marked by the 
continuation of River Valley’s dominant presence in Madison, 
Indiana, as well as by the integration of the Seymour and 
North Vernon, Indiana, offices into our operations in Columbus, 
Indiana. Additionally, we’ve seen dynamic growth in 2017 within 
Clark and Floyd Counties, where we’ve built out the five-
branch network that River Valley had in those markets into its 
own business unit that has seen tremendous acceptance and 
growth within what is undoubtedly one of the fastest growing 
and economically robust markets, not only in Indiana, but 
throughout the entire Midwest.

2

Most importantly, this Foundation of Success is about 
people and our relationships with our customers, employees, 
shareholders and the communities we serve. It’s about our 
commitment to make the greatest contribution possible to the 
prosperity and quality of life of all our stakeholders. By building 
customer relationships based on the trust and integrity of our 
local financial professionals, who serve as community leaders 
in every community we serve, we’re helping our customers 
prosper and our communities thrive. This is true to our German 
American Mission that states, “We support the communities we 
serve and believe that when a community thrives, its people 
prosper.” We do these things because it’s the right thing to do 
and because it’s good for business. As a community banking 
organization, our Foundation of Success is intricately linked to 
the success of our customers and our communities.     

Just as we celebrate the successes of 2017, the past decade, and 
our entire 100+ years of existence, which has resulted in German 
American being recognized as one of the best community banks 
in the nation, we also look forward to the future and toward 
further building upon the Foundation of Success that all of 
our stakeholders – customers, communities, employees and 
shareholders – have helped us create for more than a century.

Sincerely,

Mark A. Schroeder
Chairman & CEO

3

Where We
Are

Bloomington

MONROE
COUNTY

Bedford

LAWRENCE
COUNTY

DAVIESS
COUNTY

Odon/Cannelburg

Vincennes

Washington

KNOX COUNTY

Loogootee

MARTIN
COUNTY

Petersburg

Ireland

Dubois

Jasper

DUBOIS
COUNTY

Huntingburg

Princeton

GIBSON COUNTY

Oakland
City

VANDERBURGH
VANDERBURGH
COUNTY
COUNTY

Winslow

PIKE
COUNTY

WARRICK
COUNTY

Evansville

Newburgh

Rockport

Holland

Ferdinand

SPENCER
COUNTY

PERRY
COUNTY

Tell City

4

DECATUR
COUNTY

BARTHOLOMEW
COUNTY

Greensburg

Columbus

JACKSON
COUNTY

Seymour

JENNINGS
COUNTY

North Vernon

Osgood

RIPLEY
COUNTY

Dupont

JEFFERSON
COUNTY

Madison

Hanover

Carrollton
CARROLL COUNTY,
KENTUCKY

CLARK
COUNTY

Charlestown

Sellersburg
Sellersburg

Jeffersonville
Jeffersonville

New Albany
New Albany

FLOYD
COUNTY

Floyds
Knobs

Banking

Insurance

Investments

Ag Services

New office coming
May 2018 pending close 
of German American’s 
acquisition of 
MainSource locations.

A strong foundation 
established in 1910 . . . 

On December 1st, 1910, German 

American Bank opened for 

business in Jasper, IN.  Several 

citizens in the community 

worked together to open the bank 

with $40,000 in capital stock, 

approximately sixty stockholders 

and two employees. Traits of this 

Midwestern community located 

in the heart of southwestern 

Indiana were embedded in 

German American Bank from 

the beginning, including 

people first, hard work, family, 

community,  integrity, and pride 

in the German heritage while 

celebrating new hopes and 

dreams in America.  German 

American Bank was established 

on this strong foundation, and 

the company continues to hold 

these values today.

Our
Mission

German American is dedicated to helping 
individuals, families and businesses 
achieve greater prosperity and quality of 
life. Together, our financial team builds 
lasting client relationships based on 
integrity, responsive service, innovation, 
and shared values. We support the 
communities we serve and believe that 
when a community thrives, its people 
prosper.

Our
Values

Integrity
Our reputation relies on integrity. We value honesty, open 
communication, diverse perspectives, and high ethical principles.

People
People come first at German American. We invest in our 
communities and support social and economic development.      
We value respect and courtesy for every person and believe in   
the power of positive attitudes.

Relationships
We develop relationships based on a strong foundation of trust 
and mutual respect to help create loyal customers and a loyal 
team. Our unified goal is serving individuals, families and 
businesses to achieve financial success.

Performance
Performance is vital. German American employees must possess 
the determination and drive to succeed. Our vast knowledge 
base and expertise enables us to work efficiently while providing 
customer service excellence to support strong performance.

5

“The world of banking and financial services has changed 
dramatically during the past century and the pace of change 
continues to accelerate, yet as long as we make certain that 
our culture of ‘local-people-helping-local-people succeed’ 
stays at the center of our principles, I am confident that 
German American will survive and prosper in the coming 
years, and well beyond.”

- Mark Schroeder, Chairman and CEO 

addressing the German American Bank team as they celebrated  
the 100 year anniversary of the company in 2010

People are the core foundation of our success. 

Establishing long-term relationships with our 

customers, our employees, our shareholders and 

our communities is critical as we strive to make 

the greatest contribution possible to the prosperity 

and quality of life of these key stakeholders. We 

demonstrate this commitment through financial 

performance and corporate responsibility.

People

We seek to attract, develop and retain talented local financial professionals in every community 

we serve. We empower our employees to serve our customers in exceptional ways with local, 

responsive decision-making. Our leaders are committed to being involved in the economic 

development initiatives within their local communities. We actively look for ways to partner with 

businesses, non-profits, schools, individuals and municipalities to strengthen the future of the 

communities for a better place to live and work. In addition to the full array of financial services 

we provide and the jobs and spending we bring to local economies, we also show our corporate 

citizenship through the volunteer spirit of our entire German American team. 

Local
Leadership

6

 
 
 
 
 
Customer
Centric
Relationship 
Focus

Building customer relationships based on trust and integrity from local financial professionals 

defines a community bank, and we believe no one does community banking better than 

German American. We exist to help our customers with their banking, insurance, investment 

and wealthy advisory needs through every stage of life. We combine top-rated customer 

facing technology with a talented, customer-focused team to deliver service excellence.     

The foundation to find the best financial products to help our customers achieve their dreams 

and goals is based on a strong relationship with our customers. To us, that’s success.

Our
Core 
Business

Since 1910 we’ve been serving the banking needs of our 

customers. Not only have we grown and expanded our 

footprint significantly since then, we’ve also expanded 

the products and services we offer to become a complete 

financial services resource for our customers. From 

accumulating and managing wealth, effectively managing risk, 

to the current technology for managing every day banking, 

our team builds and expands relationships to serve our 

customers’ best interests. With our eye on our future success, 

we are committed to adapting to demand and implementing 

new ideas to service our customers.

7

Report of 
Independent 
Registered 
Public
Accounting 
Firm

Board of Directors and Shareholders

German American Bancorp, Inc.
Jasper, Indiana

We have audited in accordance with the standards of the Public Company Accounting 

Oversight Board (United States) the consolidated balance sheets of German American 

Bancorp, Inc. as of December 31, 2017 and 2016, and the related consolidated statements 

of income, comprehensive income, changes in shareholders’ equity, and cash flows for 

each of the three years in the period ended December 31, 2017, appearing in the Annual 

Report on Form 10-K, not appearing herein. In our report dated March 1, 2018, also 

appearing in the Annual Report on Form 10-K, we expressed an unqualified opinion on 

those consolidated financial statements.

In our opinion, the information set forth in the consolidated balance sheets and 

consolidated statements of income presented on pages 10 and 11 is fairly stated, in all 

material respects, in relation to the consolidated financial statements from which they 

have been derived.

Crowe Horwath LLP

Indianapolis, Indiana

March 1, 2018

8

 
 
 
Five Year
Summary

Dollars in thousands, except per share data

The following selected data should be read in conjunction with the 
Company’s Annual Report on Form 10-K for 2017.

Summary of Operations:
Interest Income 

Interest Expense 

Net Interest Income 

Provision for Loan Losses 

Net Interest Income after Provision for Loan Losses 

Non-interest Income 

Non-interest Expense 
Income before Income Taxes 
Income Tax Expense 

Net Income 

Year-end Balances:
Total Assets 

2017 

2016 

2015 

2014 

2013

$  111,030  

$  103,365  

$ 

81,620  

$ 

80,386  

$ 

75,672

11,121  

99,909  

1,750  

98,159  

31,854  

77,803  

52,210  

11,534  

8,461  

94,904  

1,200  

93,704  

32,013  

76,587  

49,130  

13,946  

6,068  

75,552  

-  

75,552  

27,444  

61,326  

41,670  

11,606  

6,047  

74,339  

150  

74,189  

23,937  

57,713  

40,413  

12,069  

7,155

68,517

350

68,167

23,615

54,905

36,877

11,464

$ 

40,676  

$ 

35,184  

$ 

30,064  

$ 

28,344  

$ 

25,413

$ 3,144,360  

$ 2,955,994  

$  2,373,701  

$ 2,237,099  

$ 2,163,827

Total Loans, Net of Unearned Income 

  2,141,638  

  1,989,955  

  1,564,347  

  1,447,982  

  1,382,382

Total Deposits 

Total Long-term Debt 

Total Shareholders’ Equity 

Average Balances:
Total Assets 

  2,484,052  

  2,349,551  

  1,826,376  

  1,779,761  

  1,812,156

141,717  

364,571  

120,560  

330,267  

95,606  

252,348  

64,591  

228,824  

87,237

200,097

$ 3,002,695  

$ 2,841,096  

$  2,267,555  

$ 2,170,761  

$ 2,037,236

Total Loans, Net of Unearned Income 

  2,036,717  

  1,904,779  

  1,483,752  

  1,406,000  

  1,272,055

Total Deposits 

Total Shareholders’ Equity 

Per Share Data: (1)
Net Income(2) 

Cash Dividends 

Book Value at Year-end 

Tangible Book Value Per Share(3) 

Other Data at Year-end:
Number of Shareholders 

Number of Employees 

  2,395,146  

  2,249,892  

  1,825,913  

  1,783,348  

  1,695,796

350,913  

321,520  

241,018  

214,496  

189,689

$ 

$ 

$ 

1.77  

0.52  

15.90  

13.45  

3,459  

621  

1.57  

0.48  

14.42  

11.94  

3,513  

605  

1.51  

0.45  

12.67  

11.57  

3,343  

479  

$ 

1.43  

$ 

0.43  

11.54  

10.40  

3,398  

473  

1.32

0.40

10.13

8.92

3,444

478

Weighted Average Number of Shares(1)(2) 

 22,924,726  

 22,391,115  

  19,888,374  

 19,834,766  

 19,211,517

Selected Performance Ratios:
Return on Assets 

Return on Equity 

Equity to Assets 

Dividend Payout 

Net Charge-offs (Recoveries) to Average Loans 
Allowance for Loan Losses to Loans 

Net Interest Margin 

1.35 % 

11.59 % 

11.59 % 

29.11 % 

0.04 % 

0.73 % 

3.76 % 

1.24 % 

10.94 % 

11.17 % 

30.21 % 

0.04 % 

0.74 % 

3.75 % 

1.33 % 

12.47 % 

10.63 % 

29.97 % 

0.03 % 

0.92 % 

3.70 % 

1.31 % 

13.21 % 

10.23 % 

29.81 % 

(0.01) % 

1.03 % 

3.76 % 

1.25 %

13.40 %

9.25 %

30.18 %

0.10 %

1.05 %

3.67 %

(1) Share and Per Share Data has been adjusted to reflect a 3-for-2 stock split on April 21, 2017.
(2) Share and Per Share Data includes the dilutive effect of stock options.

9

(3) Tangible Book Value per Share is defined as Total Shareholders’ Equity less Goodwill and  
  Other Intangible Assets divided by End of Period Shares Outstanding.

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated
Balance 
Sheets

Dollars in thousands, except per share data

Assets
Cash and Due from Banks 

Federal Funds Sold and Other Short-term Investments 

Cash and Cash Equivalents 

Securities Available-for-Sale, at Fair Value 

Loans Held-for-Sale, at Fair Value 

Loans 

Less: 

Unearned Income 

Allowance for Loan Losses 

Loans, Net 

Stock in FHLB of Indianapolis and Other Restricted Stock, at Cost 

Premises, Furniture and Equipment, Net 

Other Real Estate 

Goodwill   

Intangible Assets 

Company Owned Life Insurance 

Accrued Interest Receivable and Other Assets 

TOTAL ASSETS 

Liabilities
Non-interest-bearing Demand Deposits 

Interest-bearing Demand, Savings, and Money Market Accounts 

Time Deposits 

Total Deposits 

FHLB Advances and Other Borrowings 

Accrued Interest Payable and Other Liabilities 

TOTAL LIABILITIES 

Shareholders’ Equity
Preferred Stock, no par value; 500,000 shares authorized, no shares issued 

Common Stock, no par value, $1 stated value; 45,000,000 shares authorized(1) 

Additional Paid-in Capital 

Retained Earnings 

Accumulated Other Comprehensive (Loss) Income 

TOTAL SHAREHOLDERS’ EQUITY 

TOTAL LIABILITIES AND SHAREHOLDERS’ EQUITY 

End of period shares issued and outstanding(1) 

(1) Share data has been adjusted to reflect a 3-for-2 stock split on April 21, 2017.

See Annual Report on Form 10-K.

10

December 31,

2017 

2016

$ 

58,233  

12,126  

70,359  

$ 

48,467

16,349

64,816

740,994  

709,786

6,719  

15,273

2,145,019  

  1,993,404

(3,381 ) 

(15,694 ) 

(3,449 )

(14,808 )

2,125,944  

  1,975,147

13,048  

54,246  

54  

54,058  

2,102  

46,385  

30,451  

13,048 

48,230 

242 

54,058 

2,835 

46,642 

25,917 

$ 

3,144,360  

$  2,955,994  

$ 

606,134  

$ 

571,989

1,490,033  

  1,399,381

387,885  

378,181

2,484,052  

  2,349,551

275,216  

20,521  

258,114

18,062

2,779,789  

  2,625,727

-  

22,934  

165,288  

178,969  

(2,620 ) 

-

15,261

171,744

149,666

(6,404 )

364,571  

330,267

$ 

3,144,360  

$  2,955,994

22,934,403  

  22,904,157

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated
Statements 
of Income

Dollars in thousands, except per share data

Interest Income
Interest and Fees on Loans 
Interest on Federal Funds Sold and Other Short-term Investments 
Interest and Dividends on Securities:
   Taxable 
   Non-taxable 

        TOTAL INTEREST INCOME 

Interest Expense
Interest on Deposits 
Interest on FHLB Advances and Other Borrowings 

TOTAL INTEREST EXPENSE 

NET INTEREST INCOME 
Provision for Loan Losses 
NET INTEREST INCOME AFTER PROVISION FOR LOAN LOSSES 

Non-Interest Income
Trust and Investment Product Fees 
Service Charges on Deposit Accounts 
Insurance Revenues 
Company Owned Life Insurance 
Interchange Fee Income 
Other Operating Income 
Net Gains on Sales of Loans 
Net Gains on Securities 

TOTAL NON-INTEREST INCOME 

Non-Interest Expense
Salaries and Employee Benefits 
Occupancy Expense 
Furniture and Equipment Expense 
FDIC Premiums 
Data Processing Fees 
Professional Fees 
Advertising and Promotion 
Intangible Amortization 
Other Operating Expenses 

TOTAL NON-INTEREST EXPENSE 

Income before Income Taxes 
Income Tax Expense 

Net Income 

Basic Earnings per Share(1) 
Diluted Earnings per Share(1) 
Dividends per Share(1) 

(1) Per share data has been adjusted to reflect a 3-for-2 stock split on April 21, 2017.

See Annual Report on Form 10-K.

2017 

Years Ended December 31,
2016 

2015

$ 

91,745  
134  

$ 

86,202  
74  

$ 

10,898  
8,253  

111,030  

7,094  
4,027  

11,121  

99,909  
1,750  
98,159  

5,272  
6,178  
7,979  
1,341  
4,567  
2,641  
3,280  
596  

9,638  
7,451  

103,365  

5,187  
3,274  

8,461  

94,904  
1,200  
93,704  

4,644  
5,973  
7,741  
987  
3,627  
3,703  
3,359  
1,979  

66,740
13

9,017
5,850

81,620

3,976
2,092

6,068

75,552
-
75,552

3,957
4,826
7,489
846
3,110
3,532
2,959
725

31,854  

32,013  

27,444

46,642  
6,609  
2,621  
954  
4,276  
2,817  
3,543  
942  
9,399  

77,803  

52,210  
11,534  

40,676  

1.77  
1.77  
0.52  

$ 

$ 
$ 
$ 

43,961  
6,297  
2,261  
1,151  
5,686  
3,672  
2,657  
1,062  
9,840  

76,587  

49,130  
13,946  

35,184  

1.57  
1.57  
0.48  

$ 

$ 
$ 
$ 

35,042
4,939
1,873
1,144
3,541
2,661
3,669
790
7,667

61,326

41,670
11,606

30,064

1.51
1.51
0.45

$ 

$ 
$ 
$ 

11

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Board of
Directors

Douglas A. Bawel

Lonnie D. Collins

Christina M. Ernst

Marc D. Fine

U. Butch Klem

J. David Lett

Chris A. Ramsey

M. Darren Root

Mark A. Schroeder

Thomas W. Seger

Raymond W. Snowden

Michael J. Voyles

12

Cautionary Note
Regarding
Forward-
Looking 
Statements

This Summary Annual Report, including our CEO’s letter to our Shareholders beginning 

on Page 1, includes forward-looking statements within the meaning of the Private 

Securities Litigation Reform Act of 1995, relating to our expectations concerning 

our opportunities for future growth and prosperity, and other matters. Readers are 

cautioned that actual results and performance may differ materially from those 

expectations expressed or implied by any forward-looking statement due to the inherent 

uncertainties in predicting the future, and risks affecting German American and its stock, 

including those that are described in Item 1, “Business - Forward Looking Statements and 

Associated Risks” and in Item 1A, “Risk Factors,” in our accompanying Annual Report on 

Form 10-K. You may review that document (and our other SEC filings) via the internet 

through the Investor Relations section of our website, www.germanamerican.com. This 

report speaks only as of March 1, 2018, and we do not promise anyone that it will be 

updated for changes or events after that date.

13

001CSN301F