Gowest Gold Ltd.
Annual Report 2017

Plain-text annual report

G W A G R O U P A N N U A L R E P O R T 2 0 1 7 2017 ANNUAL REPORT FY17 PERFORMANCE HIGHLIGHTS REVENUE  $446.3 million Revenue  2% to $446.3 million ahead of market growth with margin expansion delivering solid net profit and earnings growth  Bathrooms & Kitchens revenue  3%  Door & Access Systems revenue  2% EARNINGS Earnings Before Interest, Tax, Depreciation and Amortisation (EBITDA)  2% to $86.2 million Earnings Before Interest and Tax (EBIT)  3% to $80.6 million  Bathrooms & Kitchens EBIT  4%  Door & Access Systems EBIT  14% Earnings per share  7% to 20.3 cents per share Note: All references are to continuing operations which excludes Gliderol which was sold on 31 July 2015. All comparisons are to the year ended 30 June 2016 (FY16) unless otherwise stated. NET PROFIT  $53.7 million Net Profit After Tax (NPAT)  3% to $53.7 million FINANCIAL POSITION Strong financial position with net debt  10% and credit metrics continue to improve supporting growth plans RETURN Return on Funds Employed (ROFE)  0.9pp to 20.2% STRATEGY Continued progress on strategy to deliver stronger platform to manage through the market cycle FINAL DIVIDEND Fully-franked final dividend of 9 cents per share, bringing the FY17 full year dividend to 16.5 cents per share fully-franked  10% CONTENTS Five Year Financial Summary Company Profile Strategic Summary Chairman’s Review Managing Director’s Review of Operations Health and Safety GWA Bathrooms & Kitchens 1 2 3 4 7 10 11 GWA Door & Access Systems Board of Directors Directors’ Report Financial Report Other Statutory Information Shareholder Information 12 13 15 32 77 78 4 | GWA GROUP LIMITED | 2017 ANNUAL REPORT FIVE YEAR FINANCIAL SUMMARY Continuing operations Revenue from continuing operations Earnings before interest, tax, depreciation, amortisation (EBITDA) and significant items(3) EBITDA margin (%) Depreciation and amortisation Earnings before interest, tax (EBIT) and significant items(3) EBIT margin (%) Interest (net) Normalised profit before tax(3) (%) Tax expense Effective tax rate (%) Normalised profit after tax(3) Significant items after tax Net profit after tax from continuing operations Profit / (loss) from discontinued operations (net of income tax) Net profit / (loss) after tax for the period Net cash from operating activities Capital expenditure Net debt(4) Shareholders' equity Other Ratios and Statistics Interest cover (times)(7) Gearing: net debt / (net debt + equity) (%)(4) Return on shareholders' equity (%) Dividend payout ratio (%)(6) Dividend per share (cents)(8) Franking (%) Capital return (cents)(5) Share price (30 June) ($) Dividend yield at 30 June share price (%) Number of employees Basic earnings per share (cents) – Group Basic earnings per share (cents) – Continuing Normalised earnings per share (cents) – Continuing(2) 2012/13(1) $’000 565,365 2013/14(1) $’000 399,394 2014/15(1) $’000 426,218 2015/16(1) $’000 439,666 2016/17 $’000 446,332 86,156 19.3 (5,562) 80,594 18.1 (5,338) 75,256 16.9 (21,585) 28.7 53,671 – 53,671 – 53,671 57,171 5,281 79,756 87,168 15.4 76,819 19.2 (20,398) (12,328) 66,770 11.8 (13,324) 53,446 9.5 64,491 16.1 (11,201) 53,290 13.3 81,734 19.2 (8,970) 72,764 17.1 (7,329) 65,435 15.4 84,250 19.2 (5,985) 78,265 17.8 (6,508) 71,757 16.3 (14,115) (15,452) (20,278) (19,837) 26.4 39,331 (6,941) 32,390 – 32,390 63,349 14,703 162,243 426,742 6.5 27.5 7.6 113.2 12.0 100 – 2.40 5.0 1,680 10.6 10.6 12.9 29.0 37,838 (6,664) 31,174 (12,578) 18,596 33,898 5,570 149,385 425,989 8.5 26.1 4.4 90.3 5.5 100 – 2.63 2.1 1,681 6.1 10.2 12.4 31.0 45,157 (34,796) 10,361 (26,544) (16,183) 43,505 5,062 94,763 27.6 51,920 – 51,920 1,761 53,681 54,924 3,628 88,420 305,894 307,698 320,603 12.8 23.7 (5.3) – 6.0 76.7 22.8 2.28 2.6 1,183 (5.3) 3.4 14.8 14.3 22.3 17.4 81.4 16.0 100 – 2.09 7.7 876 19.7 19.0 19.0 17.1 19.9 16.7 81.1 16.5 100 - 3.15 5.2 760 20.3 20.3 20.3 (1) (2) (3) (4) (5) (6) (7) (8) During the year ended 30 June 2016, the Gliderol business was sold with an effective date of 31 July 2015. During the year ended 30 June 2015, the Dux Hot Water Business was sold with an effective date of 19 December 2014 and the Brivis heating & Cooling business was sold with an effective date of 2 February 2015. Accordingly, the operating activities of Gliderol, Dux and Brivis were classified as discontinued operations in FY16 and FY15 and presented separately from the results of continuing operations. The FY14 results have been re-presented to be comparable with FY16 and FY15. FY13 has not been re-presented and includes the operating activities of Gliderol, Dux and Brivis as part of continuing operations. Excludes significant items. Normalised profit before significant items is a non-IFRS financial measure reported to provide a greater understanding of the underlying business performance of the Group. The disclosures are extracted or derived from the FY13-FY15 financial reports and have not been subject to review or audit. The non-IFRS financial measures included in this table exclude significant items that are detailed in the FY13-FY15 financial reports. Net debt reflects the Group’s borrowings and bank guarantees less cash (including cash classified within assets held for sale at 30 June 15). A capital return of 22.8 cents per share and a special dividend of 6.0 cents per share from the Brivis and Dux net sale proceeds were paid to shareholders on 15 June 2015. Dividend payout ratio is calculated as the Dividend per share (cents) divided by the Basic EPS for the Group (cents). Basic EPS is calculated using the weighted average number of ordinary shares at 30 June. Interest cover (times) is calculated using EBITDA excluding non-recurring other significant items divided by net interest expense. Dividend per share includes ordinary and special dividends. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 1 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 1 COMPANY PROFILE GWA Group Limited (GWA) listed on the Australian Securities Exchange in May 1993 and is a leading Australian supplier of building fixtures and fittings to households and commercial premises. The Group has sales and distribution facilities located across Australia and a branch office in New Zealand. GWA is a member of the ASX 200 index of listed Australian companies. GWA operates a central-led business with corporate functions supporting two business divisions focused on customers in their target market segments. GWA’s business divisions currently comprise: GWA Bathrooms & Kitchens is Australia’s foremost designer, importer and distributor of iconic brands and products, servicing and enhancing residential and commercial bathrooms and kitchens across Australia and New Zealand. The product range is distributed under Australian brands including Caroma, Clark, Dorf, Fowler, Stylus and international brands including Schell, EMCO, Virtu and Sanitron. GWA Door & Access Systems is a leading Australian designer, manufacturer, importer and distributor of a comprehensive range of access and security systems and door hardware for use in residential and commercial premises. The product range is distributed under Australian brands including Gainsborough, Trilock, TradePro, Austral Lock and international brands including Salto, Lorient and Eco Schulte. GWA Door & Access Systems was expanded in 2012 to include API Locksmiths which is an Australian supplier of security and access control systems and locksmithing services to major commercial enterprises. GWA has grown since listing as a result of the strong performance of the core building fixtures and fittings businesses and through successful acquisitions. The Group remains committed to growing shareholder wealth through organic growth initiatives in target market segments and acquisitions that add value to its core businesses by supporting expansion into new markets or providing access to new products and solutions. 2 | GWA GROUP LIMITED | 2017 ANNUAL REPORT 2 | GWA GROUP LIMITED | 2017 ANNUAL REPORT STRATEGIC SUMMARY OUR MISSION To build GWA as the most trusted and respected company in the building sector  OUR PURPOSE Making life better  with simple, superior water solutions Bathrooms & Kitchens  with a superior range of access and security systems Door & Access Systems GWA OPERATIONAL MEASURES Market share, NSV, EBIT, ROFE, DIFOT, NPS, Safety, Engagement CORPORATE PRIORITIES Leverage and build on core assets & brands to drive revenue and market share growth Add value to customers through improved insights, analytics and processes Build “fit for future” culture, engagement and capability Build an advantaged Supply Chain to deliver superior NPD, Quality and Service at best cost Drive cost out in SG&A and Supply Chain to improve profitability and allow selective reinvestment MAXIMISE SHAREHOLDER VALUE CREATION Key Financial Measures – NPAT Growth, TSR, ROFE OUR CULTURAL PILLARS We are empowered to make a difference We strive to be the best We collaborate to achieve goals We are customer focused and consumer driven We care for each other GWA GROUP LIMITED | 2017 ANNUAL REPORT | 3 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 3 CHAIRMAN’S REVIEW GWA continued to deliver improved financial results in FY17 with increased revenue and disciplined cost management driving higher earnings and profitability. As a result, earnings per share and ordinary dividends to shareholders increased on the prior year with the company continuing to maintain a strong financial position. GWA continues to make good progress on its strategy and your Board believes the company remains well positioned to capitalise on our market-leading position in our core markets to continue to deliver value for shareholders. FINANCIAL OVERVIEW¹ GWA’s revenue growth was ahead of the market with net sales increasing by 2 per cent to $446.3 million on the prior year. Earnings Before Interest and Tax (EBIT), increased by 3 per cent to $80.6 million from improved earnings in the Bathrooms & Kitchens’ division and a reduction in costs, partially offset by the decline in earnings from the Door & Access Systems division. Net profit after tax increased by 3 per cent to $53.7 million. Earnings per share of 20.3 cents increased by 7 per cent, driven by improved profitability and also due to the reduced weighted average number of shares on issue following the completion of the on-market share buyback program in the prior year. Our continued focus on effective use of capital across the business was reflected in an improvement in Return on Funds Employed of 0.9 percentage points to 20.2 per cent. DIVIDENDS / CAPITAL MANAGEMENT Your Board maintains a policy to pay 65-85 per cent of net profit after tax as ordinary dividends. Consistent with this policy, the Board resolved to pay a final ordinary dividend of 9 cents per share, fully-franked. This brings the full-year ordinary dividend to 16.5 cents per share, fully-franked compared to 15 cents for the prior year.2 The record date for entitlement to receive the final dividend will be 25 August 2017 with the dividend being paid on 5 September 2017. The Dividend Reinvestment Plan will not be offered to shareholders for the final ordinary dividend. GWA’s financial position remains strong which provides the company with ongoing financial flexibility to implement its strategic growth agenda through the market cycle. Net debt at 30 June 2017, was $79.8 million, compared to $88.4 million in the previous year. GWA’s financial metrics, comprising leverage, gearing, and interest cover ratios continued to strengthen on the prior year and remain consistent with investment grade. STRATEGY GWA has a clearly defined strategy to build its competitive position in its core markets to maximise returns for shareholders. Our strategy has evolved from a focus on manufacturing products to a focus on developing solutions for customers and consumers to create “pull” for our brands. The Group is focused on growing revenue and profitable market share through customer and consumer initiatives targeting specific segments where we have significant opportunities to grow. We are also driving further efficiencies in overhead costs and supply chain to enable reinvestment in the business and maintain margins through the cycle. Importantly, our strategy requires us to build our internal capability, engagement and culture to deliver sustainable results. The Group has made significant progress in implementing this strategy in FY17 which is detailed in the Managing Director’s Review of Operations. BOARD RENEWAL The Board was pleased to welcome the appointments of Jane McKellar and Stephen Goddard as Non-Executive Directors at the conclusion of the 2016 Annual General Meeting. Jane and Stephen bring significant experience to the Board, specifically within retail and customer-focused businesses, which is a strong complement to our strategy. 1 Unless specified, all amounts and comparisons are based on results in respect of Continuing Operations which exclude the Gliderol Garage Doors business which was divested on 31 July 2015 2 Excluding the FY16 fully-franked special dividend of 1 cent per share paid in September 2016 4 | GWA GROUP LIMITED | 2017 ANNUAL REPORT Robert Anderson retired from the Board at the conclusion of the 2016 Annual General Meeting. Bill Bartlett will retire at the conclusion of the 2017 Annual General Meeting. Both Robert and Bill have made valuable contributions to the Board over many years and we wish them both well in their future endeavours. DIVERSITY GWA is committed to promoting diversity through the implementation of targeted employment policies and initiatives to achieve a diverse workforce. The Board understands the significant benefits that arise from increasing the pool of diverse employees. In line with GWA’s approach to embedding diversity in the organisation, the company’s Diversity Policy has been refreshed and renamed the Diversity and Inclusion Policy and is available on the Group’s website. A number of measurable objectives have been approved by the Board to promote and encourage diversity, particularly the improvement of female representation within our workforce. These objectives are assessed annually and are reported in the Corporate Governance Statement which is also available on the Group’s website. During the year, the Group conducted a detailed review of its recruitment practices leading to the implementation of a new simplified process which continues to encourage the promotion of equal opportunity and diversity. GWA also completed a detailed review of employment policies and practices during the year to ensure that, among other things, flexibility is offered to attract and retain female talent. Together with this review, the Group introduced a new policy enabling victims of domestic violence to take an additional five days paid leave per year. The Board supports the recommendations of the ASX Corporate Governance Council on diversity and has provided the required diversity disclosures in its Corporate Governance Statement. The Group lodged its Workplace Gender Equality Report with the Workplace Gender Equality Agency in May 2017 and the report is available on the Group’s website under Gender Equality Reporting. EXECUTIVE REMUNERATION GWA’s remuneration policies continue to be assessed with the independent advice of Guerdon Associates who were engaged by the Board for the FY18 executive remuneration review. We aim to provide remuneration to executives which is fair and which is designed to attract and retain a high quality management team with the requisite experience, knowledge, skills and judgement required for the business. Normalised EBIT from continuing operations $m 16/17 15/16 14/15 13/14 12/13 0 20 40 60 80 Group EBIT improved by 3 per cent to $80.6 million. Group EBIT in the second half of FY17 increased by 5 per cent compared to the first half, in line with market guidance provided at the half year result in February 2017. Net Debt $m 16/17 15/16 14/15 13/14 12/13 0 50 100 150 200 GWA remains in a solid financial position with financial flexibility to support strategic growth initiatives and manage through the market cycle. Net debt at 30 June 2017 was $79.8 million compared to $88.4 million in the prior year. Dividend per share cents 16/17 15/16 14/15 13/14 12/13 0 5 10 15 20 The Board resolved to pay a final dividend of 9 cents per share fully-franked, bringing the full-year FY17 dividend to 16.5 cents per share fully-franked compared with 16 cents for the full-year FY16 which includes the special dividend of 1 cent per share paid in September 2016. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 5 In order to achieve this objective, the key principle is that fixed remuneration for executives varies between the median and third quartiles relative to companies of comparable size and scope. The remuneration package for the Managing Director, Tim Salt, was determined by the Board in FY16 following the provision of market data from Guerdon Associates and was aligned with the market median in relation to a group of comparable companies to GWA. The Board continued the freeze on executive fixed remuneration for FY17. This is the second consecutive year executive fixed remuneration has been frozen. The short term incentive payments for the Managing Director and other executives for FY17 reflect the improved group performance and profitability driven by sales growth in the Bathrooms & Kitchens business exceeding market growth for the period. This growth enabled the Board to increase dividend payments to shareholders for FY17 and resulted in higher shareholder returns. SAFETY GWA continues to focus on providing a safe workplace for employees, contractors, visitors and customers, while driving a positive safety culture and actively reducing and mitigating risk. In FY17, GWA introduced a Safety Interaction Program to develop and drive safety behaviour engagement between employees and business ‘safety’ leaders. The intent is to acknowledge and celebrate ‘safe’ behaviour, while addressing ‘at-risk’ behaviour. We measure a range of safety performance indicators. ‘Lead’ indicators such as the number of safety interactions conducted, hazards reported and actions closed were measured in FY17. GWA also measures key ‘lag’ indicators which measure lost time and medically treated injuries, hours lost due to injury and total injuries which represents a combination of lost time and medically treated injuries. Our safety performance in respect of lag indicators in FY17 was below our expectation and the Group did not achieve its key lag indicator targets. Actions are being implemented to address this issue and the Board and management remain focused on initiatives to improve the Group’s safety performance and culture with the aim of an injury-free workplace. CARBON EMISSIONS The Board is committed to reducing energy, carbon emissions, water and waste across the GWA Group operations. GWA has deregistered from reporting the Group’s carbon emissions under the Federal Government’s National Greenhouse and Energy Reporting (NGER) scheme as its energy and emissions are below the reporting thresholds from FY15. GWA is a low emissions intensity entity and continues to report its carbon emissions on the GWA website www.gwagroup.com.au under Carbon Reporting. For FY17 total carbon emissions from GWA’s controlled facilities are expected to be approximately 7,300 tonnes CO2e, representing a 15 per cent reduction on the prior year. This reduction is due to a combination of factors including the closure of the Norwood plastics factory and the implementation of energy efficiency measures across the group. CONCLUSION GWA delivered improved financial performance in FY17 while continuing to build a stronger business for the future. On behalf of the Board, I acknowledge and thank Tim Salt, his executive team and our people across GWA for their contribution over the past year in delivering this result. GWA remains in a strong financial position and we have a clear strategy and focus to build our platform further to maximise returns to shareholders. 6 | GWA GROUP LIMITED | 2017 ANNUAL REPORT MANAGING DIRECTOR’S REVIEW OF OPERATIONS I am pleased to report that GWA delivered a solid financial result for the year ended 30 June 2017. We continued to make significant progress on our strategy to build a stronger platform for future growth across our business. During the year, we maintained our focus on building profitable market share in the core segments of Renovations and Replacements, Commercial and Detached Housing which has assisted GWA in achieving continued growth at both the top line and bottom line and also margin improvement. Meanwhile, we continued to progress our strategic priorities. Our strategy is focused on improving engagement with our major customers, leveraging our strong brands and assets to drive revenue and market share growth and simplifying our business by continuing to address our cost base and improving our supply chain. As a result, GWA has strengthened its competitive position over the past year. While we still have considerable work to do to deliver our strategic goals, I am pleased with the progress we’re continuing to make in creating a stronger platform to deliver growth through the market cycle. MARKET CONDITIONS1 In total GWA estimates that the increase in market activity weighted across its end markets was approximately 1.3 per cent for the year ended 30 June 2017. • Market activity for home Renovations and Replacements, (approximately 52% of GWA revenue) is forecast to have decreased by 0.2 per cent (MAT). • Detached House completions (representing approximately 22 per cent of GWA revenue) decreased by 5.9 per cent. • Medium and high-density dwelling completions (approximately 11 per cent of GWA revenue) increased by 29.3 per cent. • On a value of work done basis, Commercial building activity (approximately 15% of GWA revenue) is forecast to have declined by 2.8 per cent (MAT). GROUP RESULTS OVERVIEW2 A$ million Sales Revenue EBITDA EBIT FY16 439.7 84.3 78.3 FY17 % change 446.3 86.2 80.6 +2% +2% +3% EBIT margin (%) 17.8% 18.1% +0.3ppts NPAT 51.9 53.7 +3% GWA’s revenue continues to grow ahead of the market. Group net sales increased by 2 per cent to $446.3 million, reflecting an improvement in Bathrooms & Kitchens’ sales of 3 per cent; partially offset by a 2 per cent decline in sales from Door & Access Systems compared to the prior year. Group EBITDA increased by 2 per cent to $86.2 million while Group EBIT improved by 3 per cent to $80.6 million. Group EBIT in the second half of FY17 increased by 5 per cent compared to the first half, in line with market guidance provided at the half year result in February 2017. Continued focus on cost containment and margin led to a further reduction in corporate costs of 2 per cent which assisted in improved earnings and also an increase in Group EBIT margin to 18.1 per cent from 17.8 per cent in the prior year. Further information on division earnings is provided on the following page. Net profit after tax increased by 3 per cent to $53.7 million, reflecting the increase in EBIT together with lower interest expense compared to the prior year due to lower average borrowings and lower interest rates in FY17. The effective tax rate for the year was 28.7 per cent compared to the prior year’s rate of 27.6 per cent. GWA’s earnings per share of 20.3 cents improved by 7 per cent on the prior year from increased profitability and the reduced weighted average number of shares on issue in FY17 following the completion of the accretive on-market share buyback program on 20 June 2016. GWA continues to generate strong cashflow with cashflow from operations of $88.8 million in FY17 compared to $91.7 million in the prior year. Cash conversion remains strong with operating cashflow 103 per cent of EBITDA. Cash restructuring costs of $11.5 million relate primarily to the closure of the Norwood factory. As disclosed previously, these costs were provided for in previous accounts and the cash outflow did not impact GWA’s net profit in FY17. 1 2 Source: BIS Shrapnel, GWA estimates (B&K FY17) Unless specified, all amounts and comparisons are based on results for Continuing Operations which exclude the Gliderol Garage Doors business which was divested on 31 July 2015 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 7 Capital expenditure of $4.9 million was $1.4 million higher than the prior year and included investments in new products, tooling and information technology. Sales growth in the second half was impacted by the timing of public holidays in April and fewer trading days compared to the prior corresponding period. GWA continues its focus on generating strong returns on capital employed in the business with Return on Funds Employed up 0.9 percentage points on the prior year to 20.2 per cent. FINANCIAL POSITION AND CAPITAL MANAGEMENT GWA remains in a solid financial position with financial flexibility to support strategic growth initiatives and manage through the market cycle. Net debt at 30 June 2017 was $79.8 million compared to $88.4 million in the prior year. GWA’s credit metrics remain consistent with investment grade with the company’s gearing ratio (net debt/net debt plus equity) of 20 per cent compared to 22 per cent at 30 June 2016 and leverage ratio (net debt/ EBITDA) of 0.9 times compared to 1.1 times for the prior year. Revenue growth was strong across the eastern states with net sales in NSW up 11 per cent, Victoria up 5 per cent and QLD up 3 per cent. While construction markets in WA continued to remain weak, the rate of decline in sales from WA in FY17 slowed from the previous year. Sales of sanitaryware increased by 6 per cent on the prior year, assisted by the launch of the new Caroma Cleanflush range of rimless toilets where market response has been very positive. GWA has recorded strong sales of Cleanflush since launch and built market share through launching and extending new products in tapware, showers, basins and toilets in FY17. GWA continues to focus on selling higher value products, particularly in the Renovations and Replacements and Commercial segments which resulted in improved mix compared to the prior year. The Caroma brand continues to resonate positively in the market with net sales from the Caroma brand increasing strongly on the prior year. Meanwhile, GWA’s strong financial position continues to be reflected in the improved interest cover ratio (EBITDA/net interest) which at 30 June 2017 was 17.1 times compared to 14.3 times last year. Cost savings across the division also assisted to recover the impact of higher product costs resulting from the impact of the lower Australian dollar compared to the prior year. GWA maintains significant headroom within its three-year revolving $225 million facility which matures in October 2019, providing ongoing financial flexibility. DIVIDEND The Board resolved to pay a final dividend of 9 cents per share fully- franked, bringing the full-year dividend to 16.5 cents per share fully- franked compared with 15 cents for the full-year FY163 – a 10 per cent increase on the prior year. This represents a full-year FY17 dividend payout ratio of 81 per cent which is in line with the company’s dividend policy to pay out as ordinary dividends 65-85 per cent of net profit after tax. The record date for entitlement to receive the final dividend will be 25 August 2017 with the dividend being paid on 5 September 2017. The Dividend Reinvestment Plan will not be offered to shareholders for the final ordinary dividend. DIVISION RESULTS The average A$/US$ exchange rate for FY17 was 3 per cent lower than the prior year. EBIT of $87.6 million was 4 per cent higher than the prior year’s earnings of $84.6 million. Ongoing cost discipline and focus on higher margin product categories resulted in an increase in EBIT margin of 0.3 percentage points to 25.0 per cent compared to 24.7 per cent for FY16. Meanwhile, Return on Funds Employed of 25.2 per cent was 1.1 percentage points higher than the prior year. DOOR & ACCESS SYSTEMS Earnings in Door & Access Systems improved 52 per cent on the first half following the implementation of initiatives to refocus the business to address short-term performance and strengthen for the medium term. However, ongoing weak construction markets in WA, where GWA has a strong relative market position, impacted earnings with full-year EBIT 14 per cent lower than the prior year. BATHROOMS & KITCHENS The Bathrooms & Kitchens’ division continued to deliver growth at both the top line and bottom line, from increased market share in core segments, together with an improvement in margin from a focus on profitable product mix and continued cost control. A$ million Sales Revenue EBIT EBIT Margin FY16 FY17 % change 97.7 7.3 95.9 6.3 (2%) (14%) 7.5% 6.6% (0.9ppts) A$ million Sales Revenue EBIT EBIT Margin FY16 FY17 % change 342.0 84.6 350.4 87.6 +3% +4% 24.7% 25.0% +0.3ppts Return on Funds Employed (ROFE) 24.1% 25.2% +1.1ppts Revenue in the Bathrooms & Kitchens division increased by 3 per cent. Net sales continue to grow ahead of the market as GWA continues to build profitable market share in its core focus segments of Renovations and Replacements, Commercial and Detached Housing. Revenue growth also reflected improved product mix and pricing. Return on Funds Employed (ROFE) 13.7% 12.3% (1.4ppts) Revenue in Door & Access Systems declined by 2 per cent to $95.9 million. Sales were generally stronger in the eastern states, with Victoria and QLD up 2 per cent and NSW in line with the prior year. However, the weak construction markets in Western Australia, where GWA has a strong relative market position, resulted in revenue from WA declining by 27 per cent. EBIT of $6.3 million was 14 per cent lower than the prior year’s earnings of $7.3 million. However, earnings in the second half of $3.8 million were significantly ahead of the first half of $2.5 million following initiatives implemented to address short term performance and strengthen and refocus the business for the medium term. 3 Excluding the FY16 fully-franked special dividend of 1 cent per share paid in September 2016. 8 | GWA GROUP LIMITED | 2017 ANNUAL REPORT These include refocusing the sales team to better target the core builder segment, a simplified structure to improve customer service and rationalisation of the API branch network in Victoria. Return on Funds Employed of 12.3 per cent was 1.4 percentage points lower than the prior year of 13.7 per cent with 2H17 ahead of 1H17. STRATEGY Over the course of FY17, GWA continued to make significant progress on its key strategic objectives: • Leverage and build on core assets and brands to drive revenue and market share growth; • Add value to customers through improved insights, analytics and processes; • Build a “fit for future” culture, engagement and capability; • Build an advantaged supply chain to deliver superior new product development, quality and service at best cost; and • Drive cost out in SG&A and supply chain to improve profitability and allow selective reinvestment. As a result, the group continues to build a stronger platform to compete more effectively through the cycle to maximise value creation for shareholders. Leverage and build on core assets and brands to drive revenue and market share growth GWA remains focused on building profitable market share in the core categories of Renovations & Replacements, Commercial and Detached Housing which are accretive to earnings, while competing selectively in the Multi-Residential segment. We continued to build market share in FY17 through initiatives such as an expansion of the Caroma Cleanflush range, having recently launched two further variants of Cleanflush for the Commercial segment. Our new product development pipeline continues to strengthen with new products launching this year with a specific focus on the Renovations & Replacements and Commercial segments. During FY18, GWA will also open two new concept centres in Adelaide and Sydney, supported by further investment in our core brands as part of our strategy to further enhance the profile of our portfolio of market leading brands. Add value to customers through improved insights, analytics and processes GWA continues to build engagement with key customers and has commenced joint business planning with major merchants to agree mutual targets and growth agendas. We have specific plans in place with each major customer in relation to product ranging and also increased visibility and presence in our customers’ showrooms. We are also continuing to work collaboratively on building a deeper understanding of our customers’ business and their shoppers/customers to better support their growth. Build a “fit for future” culture, engagement and capability Our focus continues on our internal capability to drive greater accountability and agility across the organisation. A critical component of this strategic priority is to ensure all our people understand GWA’s purpose of “making life better” and demonstrate the values and behaviours to drive our business. To further our ambitions we have embarked on leadership development initiatives for the top 60 leaders in the business. In addition we have rolled out functional capability training in both Marketing and Sales. Build an advantaged supply chain to deliver superior new product development, quality and service at best cost GWA continues to strengthen its supply network. We continue to progress the integrated business planning initiative to better align demand and supply to improve customer service. The new international sea freight partnership is delivering improvements in container yield and we have established our first consolidation centre in Asia to further reduce freight costs and enable cross category shipping of our product direct to capital cities across Australia. Drive cost out in SG&A and supply chain to improve profitability and allow selective reinvestment GWA is currently tracking ahead of its target to achieve $13-15 million in cost savings progressively by FY19 through a combination of SG&A and supply chain efficiencies. These savings are being used to reinvest in growth initiatives as well as providing margin resilience and to offset cost inflation through the market cycle. In summary, GWA has made substantial progress over the past year. While we still have a lot of work to do, I remain confident that we are continuing to create a strong foundation to achieve our strategic goals and maximise value creation for shareholders over the medium term. PROSPECTS AND RISKS GWA expects the Renovation and Replacements segment, the largest segment accounting for just over half of GWA’s revenue, to remain relatively stable in FY18. Residential construction activity is expected to slow, however the pipeline of building work yet to be completed remains reasonably strong, supporting continued demand for GWA’s brands into FY18. GWA’s forward order book remains solid with several major Commercial projects secured, primarily across the eastern states. GWA monitors foreign exchange rates closely and adopts appropriate mitigation strategies as appropriate. Approximately 79 per cent of foreign exchange exposure is hedged for FY18. The company continues to pursue initiatives to improve revenue and market share across its core product categories and segments through the launch of new products and services, working collaboratively with key customers and engaging with end consumers as part of our brand “pull” strategy. In the meantime, we remain focused on continuing to address the company’s cost base through SG&A and supply chain savings. The company’s financial position remains robust with the ability to generate strong operating cashflow across the business. The risks to this outlook include: • a significant deterioration in the Renovations and Replacements market and dwelling completions activity impacting sales growth and margins; • a significant movement in the Australian dollar impacting the price of imported products leading to changes in market pricing in order to maintain margins and competitiveness; and • unforeseen disruptions impacting product supply from offshore suppliers leading to reputational damage, lower sales and loss of market share. GWA expects to provide a further update at the company’s Annual General Meeting on 27 October 2017. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 9 HEALTH & SAFETY GWA continues to ensure that it provides a safe workplace for employees, contractors, visitors and customers, whilst driving a positive safety culture and actively reducing and mitigating risk. GWA’s objective remains to ensure everyone is safe... every day. GWA is committed to “Caring for Each Other”, as central to the newly developed Cultural Pillars. Sydney and Adelaide, which the Safety Team are centrally involved with planning and execution. Driver Safety is another item on the safety agenda to improve risk management in this space. GWA recently re-launched the SafetyOne online site to enhance the internal experience including simpler navigation, ease of reporting and recording and ensuring the information required is easily accessible. For FY18 the new online Safety reporting system, Myosh, will be implemented. This is set to change the way in which we report and record safety events, hazards, create and complete actions, manage visitors and contractors, training and other important features. The GWA management structure for Workplace Health and Safety (WHS) follows a central-led approach with a National WHS Manager and Regional Safety Specialists (Northern and Southern). The National WHS Manager addresses the Board and Executive Leadership Team (ELT) on a regular basis to discuss all matters relating to WHS. This provides an opportunity for updates, scope discussions and to monitor progress of the WHS strategy and performance. SAFETY PERFORMANCE INDICATORS GWA measures a range of balanced safety performance indicators. Proactive ‘LEAD’ indicators such as number of Safety Interactions conducted, hazards reported and actions closed were measured in FY17. GWA also measures key ‘LAG’ indicators that measure lost time and medically treated injuries, hours lost due to injury and total injuries which represents a combination of lost time and medically treated injuries. The ELT members each continue to sponsor key risk areas aligned with our business risk profile. These include Chain of Responsibility, Health and Wellbeing, Environmental and Waste. As a new safety initiative for FY17, GWA introduced a Safety Interactions Program which is a program to develop and drive safety behaviour engagement between employees and business ‘safety’ leaders. The intent is to acknowledge and celebrate safe demonstrated behaviour, whilst engaging and addressing at-risk behaviour. A Due Diligence and Awareness training program was introduced in FY17 which was delivered at the inaugural Senior Leadership Team Summit by the National Safety Manager in September 2016. This program provided the GWA business ‘safety’ leaders with the tools and knowledge needed to drive the safety focus throughout the business. In FY17 GWA rolled out the new Move 4 Life manual handling program into the Supply Chain Division. Included in the plan for FY18 is a tailored program for the remainder of the business. To accompany this initiative, and similar to the Safety Interactions initiative, GWA has introduced Move Interactions to address physical and movement behaviour. Daily routines have been introduced at most sites called the ‘60 Seconds Investment’ to prevent workplace injuries. In FY18 GWA will continue to drive its WHS strategy with commencement of initiatives such as Environmental and Waste Management with zero waste being the aim. Also within the next 12 months a new Distribution Centre will be established in Sydney and two new Concept Centres in 10 | GWA GROUP LIMITED | 2017 ANNUAL REPORT In FY17 GWA did not achieve its key LAG indicator targets, with a final Total Injuries (TI) result of 14 against a target of 9. This comprised of 7 Lost Time Injuries (LTI) and 7 Medically Treated Injuries (MTI) against targets of 5 LTIs and 4 MTIs respectively. Despite not achieving the TI LAG target for FY17, substantial progress was made to improve the Group’s safety culture with a number of safety initiatives implemented, and ownership and accountability for safety existing at all levels in the business. The Board and management remain focussed on initiatives to improve the Group’s safety performance and culture with the aim of an injury free workplace. GWA Total Injury Frequency Rate (TIFR) 24 18 12 6 0 07/08 08/09 09/10 10/11 11/12 12/13 13/14 14/15 15/16 16/17 GWA Injury Severity Rate (ISR) 4,000 3,000 2,000 1,000 0 10/11 11/12 12/13 13/14 14/15 15/16 16/17 SEGMENT PERFORMANCE FY16 Continuing Operations A$M FY17 % Change Revenue EBITDA EBIT EBIT Margin % 342.0 350.4 86.6 84.6 24.7% 89.4 87.6 25.0% 25.2% 2.5% 3.2% 3.5% 0.3pp 1.1pp Return on Funds Employed % 24.1% BUSINESS DESCRIPTION GWA Bathrooms and Kitchens is Australia’s foremost designer, importer and distributor of iconic brands and products, servicing and enhancing residential and commercial bathrooms and kitchens across Australia and New Zealand. With a strong Australian heritage and a commitment to local design and engineering, GWA Bathrooms & Kitchens is at the forefront of delivering brilliantly designed and innovative market leading solutions to meet our customer needs. GWA Bathrooms & Kitchens is at the forefront of product innovation incorporating water saving technology and is the market leader in water efficient sanitaryware, showers and tapware. MAIN PRODUCTS AND SERVICES • Vitreous china toilet suites, plastic cisterns, seats, urinals and basins • Acrylic, pressed steel and solid surface baths • Tapware, showers, accessories and thermostatic mixing valves • Stainless steel sinks and laundry tubs • Solutions for aged care and commercial applications MAJOR BRANDS Owned: Caroma, Clark, Dorf, Fowler, Stylus Distributed: Schell, EMCO, Virtu, Sanitron OPERATING LOCATIONS Australia, New Zealand, export markets MAJOR MARKETS • Renovation and replacement • New residential builds • New and refurbished commercial projects • New multi residential developments STRATEGIC DIRECTION With innovation at its core, GWA Bathrooms & Kitchens will drive category leadership by providing market leading solutions that create long term value for customers across the commercial, residential, renovation and replacement segments. GWA Bathroom & Kitchens will continue to invest in its strong portfolio of brands and deliver innovative and high quality products incorporating advanced water saving technology, supported by an outstanding level of service to enhance the experience of our customers. GWA Bathrooms & Kitchens are committed to continuous process improvement in its Australian supply chain operations. HEAD OFFICE LOCATION GWA BATHROOMS & KITCHENS Caroma Industries Limited Level 1, 7-9 Irvine Place Bella Vista NSW 2153 AUSTRALIA Telephone 61 2 8825 4400 Facsimile 61 2 8825 4567 www.caroma.com.au www.caroma.co.nz specify.caroma.com.au www.dorf.com.au www.stylus.com.au www.clark.com.au www.fowler.com.au GWA GROUP LIMITED | 2017 ANNUAL REPORT | 11 SEGMENT PERFORMANCE FY16 Continuing Operations A$M Revenue EBITDA EBIT EBIT Margin % 97.7 8.7 7.3 7.5% Return on Funds Employed % 13.7% FY17 % Change 95.9 7.7 6.3 6.6% 12.3% (1.8%) (11.5%) (13.7%) (0.9pp) (1.4pp) OPERATING LOCATIONS Australia, export markets MAJOR MARKETS • Residential new home builders • Renovation and replacement • Commercial and multi-residential developments • Commercial locksmithing services STRATEGIC DIRECTION GWA Door & Access Systems’ strategic direction encompasses the development of new and innovative door hardware and access system solutions to suit residential buildings and commercial projects. GWA Door & Access Systems will continue to focus on its key customer relationships through the supply of market leading product innovation and design, and high levels of customer service. Its key strategic growth drivers include specific innovation in electronic access products for the residential and commercial markets as well as a continued push into project opportunities in commercial building and multi-residential developments. HEAD OFFICE LOCATIONS GWA DOOR & ACCESS SYSTEMS Gainsborough Hardware Industries Limited 31-33 Alfred Street Blackburn VIC 3130 AUSTRALIA API Services and Solutions Pty Limited 248 Normanby Road South Melbourne VIC 3205 AUSTRALIA Telephone 61 3 9877 1555 Facsimile 61 3 9894 1599 Telephone 131KEY(539) Facsimile 61 3 9644 5882 www.gainsboroughhardware.com.au www.ausloc.com www.apisec.com.au BUSINESS DESCRIPTION GWA Door & Access Systems is a leading Australian designer, manufacturer, importer and distributor of a comprehensive range of access and security systems and door hardware for use in residential and commercial premises. The division comprises two business units including the following: • Gainsborough Hardware has achieved a superlative position in the Australian market for more than 40 years, supplying first class door furniture and developing a succession of innovative products. Gainsborough Hardware is a leading Australian designer, manufacturer, importer and distributor of a comprehensive range of residential and commercial door hardware and fittings, including security products and electronic access solutions • API has long been Australia’s pre-eminent national locksmith providing installation and service of electronic and mechanical locking systems to major corporations, governments, educational and infrastructure facilities. They have recently made significant inroads in the architectural hardware supply segment focusing on multi residential and commercial developments and in the electronic home services segments MAIN PRODUCTS AND SERVICES • A comprehensive range of door hardware and access systems comprising door handles (knobs and levers), door closers, hinges and other door accessories Commercial locksmithing services for security systems and safes Supply and installation of electronic access control systems and associated products including CCTV, alarms and intercoms • • MAJOR BRANDS Owned: Gainsborough, Trilock, TradePro, Austral Lock, API Locksmiths Distributed: Salto, Lorient, Eco Schulte 12 | GWA GROUP LIMITED | 2017 ANNUAL REPORT BOARD OF DIRECTORS DARRYL McDONOUGH BBUS (ACTY), LLB (HONS), SJD, FCPA, FAICD INDEPENDENT CHAIRMAN AND NON-EXECUTIVE DIRECTOR • Expertise: Experienced public company director and corporate lawyer • Special Responsibilities: Chairman of Board and member of BILL BARTLETT FCA, CPA, FCMA, CA (SA), FAICD INDEPENDENT NON-EXECUTIVE DIRECTOR • Expertise: Chartered Accountant, actuarial, insurance and financial services • Special Responsibilities: Chairman of Audit and Risk Committee Nomination and Remuneration and Audit and Risk Committees and member of Nomination and Remuneration Committee Mr McDonough was appointed Deputy Chairman and Non-Executive Director of GWA Group Limited in 2009 and Chairman effective 31 October 2013. He has over 30 years of corporate experience as a director and corporate lawyer. He has served as a director of a number of public companies in the past, including Bank of Queensland Limited and Super Retail Group Limited, is currently Chairman of unlisted QInsure Limited and independent chair of WICET companies being Wiggins Island Coal Export Terminal Pty Ltd and WICET Holdings Pty Ltd. He is a Past-President of The Australian Institute of Company Directors, Queensland Division. Mr Bartlett was appointed a Non-Executive Director of GWA Group Limited in 2007 and Chairman of the Audit and Risk Committee in October 2009. He is a Fellow of the Institute of Chartered Accountants and was a partner at Ernst & Young in Australia for 23 years, retiring on 30 June 2003. He is Chairman of the Cerebral Palsy Council of Governors and a former director and honorary treasurer of the Bradman Museum and Foundation. During the past three years, Mr Bartlett has served as a director of the following other listed companies, and the period in which the directorships have been held: JOHN MULCAHY PHD (CIVIL ENGINEERING), FIE AUST INDEPENDENT DEPUTY CHAIRMAN AND NON-EXECUTIVE DIRECTOR • Expertise: Engineer, banker and experienced public company director • Special Responsibilities: Deputy Chairman of Board and Chairman of Nomination and Remuneration Committee Mr Mulcahy was appointed a Non-Executive Director of GWA Group Limited in 2010 and Deputy Chairman effective 1 November 2013. He is a Fellow of the Institute of Engineers and is Chairman of Mirvac Group Limited and a Non-Executive Director of ALS Limited, Zurich Australian Insurance Limited and Zurich Financial Services Australia Limited. He is the former Managing Director and Chief Executive Officer of Suncorp Group Limited (“Suncorp”). Prior to joining Suncorp, he held a number of senior executive roles at the Commonwealth Bank and Lend Lease Corporation. During the past three years, Mr Mulcahy has served as a director of the following other listed companies, and the period in which the directorships have been held: • Mirvac Group Limited since 2009* • ALS Limited since 2012* • Coffey International Limited 2009 to 2016 *denotes current directorship • Suncorp Group Limited since 2003* • Reinsurance Group of America Inc (NYSE) since 2004* • Abacus Property Group since 2007* *denotes current directorship PETER BIRTLES BSC, ACA INDEPENDENT NON-EXECUTIVE DIRECTOR • Expertise: Chartered Accountant, retail, financial and operational • Special Responsibilities: Member of Audit and Risk Committee Mr Birtles was appointed a Non-Executive Director of GWA Group Limited in November 2010. He is a Chartered Accountant and is the current Managing Director and Chief Executive Officer of Super Retail Group Limited (“Super Retail”). He was formerly the Chief Financial Officer of Super Retail. Prior to joining Super Retail, he held a variety of finance, operational and information technology roles with The Boots Company in the United Kingdom and Australia and worked for Coopers & Lybrand. During the past three years, Mr Birtles has served as a director of the following other listed company, and the period in which the directorship has been held: • Super Retail Group Limited since 2006* *denotes current directorship GWA GROUP LIMITED | 2017 ANNUAL REPORT | 13 TIM SALT BSC JANE McKELLAR BA, MA (HONS), GAICD MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER • Expertise: Extensive global experience in managing market leading branded portfolios Mr Salt was appointed Managing Director and Chief Executive Officer of GWA Group Limited on 1 July 2016. He was appointed Executive General Manager of GWA Bathrooms & Kitchens in September 2015 and Chief Executive Officer of GWA Group Limited on 1 January 2016. Originally from the UK, Mr Salt was appointed Managing Director at Diageo Australasia in July 2008. As Managing Director for Diageo Australasia, he was responsible for all aspects of Diageo’s business in Australia, New Zealand and the South Pacific Islands, including product supply, marketing, sales, innovation and company reputation. After commencing at Unilever, Mr Salt spent much of his career in beverage companies including Tetley Tea in the UK, Pepsi in Australia and USA, and brewer Lion Nathan in Australia. In March 2004 he joined Campbell Arnott’s and was General Manager Arnott’s Australasia prior to his move to Diageo in 2008. INDEPENDENT NON-EXECUTIVE DIRECTOR Ms McKellar was appointed a Non-Executive Director of GWA Group Limited on 28 October 2016. She is an experienced Non-Executive Director in both public and private companies in Australia and the USA, with key contributions in customer-focused business transformation, harnessing digital technology, and brand and marketing strategies to enhance business performance. Her executive experience includes senior roles with Unilever, NineMSN, Microsoft, Elizabeth Arden and Stila Corp. She is presently a Non-Executive Director at ASX listed McPherson’s Limited and Automotive Holdings Group Limited, and is also on the Board of Terry White Chemmart. During the past three years, Ms McKellar has served as a director of the following other listed companies, and the period in which the directorships have been held: • • Automotive Holdings Group Limited since 2015* McPherson’s Limited since 2015* *denotes current directorship RICHARD THORNTON CA, BCOM, LLB (HONS), LLM STEPHEN GODDARD BSC (HONS), MSC EXECUTIVE DIRECTOR AND COMPANY SECRETARY • Expertise: Chartered Accountant, taxation and finance Mr Thornton was appointed an Executive Director of GWA Group Limited in May 2009. He joined GWA Group Limited in 2002 as Group Taxation Manager and Treasurer and was appointed Company Secretary in 2003. He is a Chartered Accountant and is experienced in accounting, taxation and finance through positions at Coopers & Lybrand, Citibank and Ernst & Young in Australia and overseas. Mr Thornton continued in his role as Company Secretary following his appointment as an Executive Director in 2009. He is a Non-Executive Director of Great Western Corporation Pty Ltd. INDEPENDENT NON-EXECUTIVE DIRECTOR Mr Goddard was appointed a Non-Executive Director of GWA Group Limited on 28 October 2016. He has more than 30 years’ retail experience having held senior executive positions with some of Australia’s major retailers. His executive experience includes Finance Director and Operations Director for David Jones, founding Managing Director of Officeworks, and various senior management roles with Myer. He is a Non-Executive Director of JB Hi-Fi Limited. Stephen is a former Non-Executive Director and Chairman of the Audit and Risk Committees of Pacific Brands Limited and Surfstitch Group Limited. During the past three years, Mr Goddard has served as a director of the following other listed companies, and the period in which the directorships have been held: • • • JB Hi-Fi Limited since 2016* Pacific Brands Limited 2013 to 2016 Surfstitch Group Limited 2014 to 2016 *denotes current directorship 14 | GWA GROUP LIMITED | 2017 ANNUAL REPORT DIRECTORS’ REPORT AS AT 30 JUNE 2017 Your directors present their report on the consolidated entity of GWA Group Limited (the Group) and the entities it controlled during FY17. DIRECTORS The following persons were directors of the Group during the financial year and up to the date of this report unless otherwise stated. COMPANY SECRETARY Mr R J Thornton was appointed Company Secretary of GWA Group Limited in 2003. Mr Thornton continued in his role as Company Secretary following his appointment as Executive Director in May 2009. Details of Mr Thornton’s qualifications and experience are outlined in the director profiles in the Annual Report. D D McDonough, Chairman and Non-Executive Director J F Mulcahy, Deputy Chairman and Non-Executive Director T R Salt, Managing Director and Chief Executive Officer (appointed 1 July 2016) W J Bartlett, Non-Executive Director P A Birtles, Non-Executive Director R J Thornton, Executive Director J M McKellar, Non-Executive Director (appointed 28 October 2016) S T Goddard, Non-Executive Director (appointed 28 October 2016) R M Anderson, Non-Executive Director (retired 28 October 2016) On 14 July 2016, the Chairman announced the retirement of W J Bartlett from the Board at the 2017 Annual General Meeting on 27 October 2017. Details of the directors’ qualifications, experience and special responsibilities are outlined in the director profiles in the Annual Report. Details of the directorships of other listed companies held by each director in the three years prior to the end of FY17, and the period for which each directorship has been held, are outlined in the director profiles in the Annual Report. DIRECTORS’ INTERESTS The relevant interest of each director in the share capital of the Group as notified by the directors to the Australian Securities Exchange in accordance with Section 205G(1) of the Corporations Act 2001 as at the date of this report is: Director D D McDonough J F Mulcahy T R Salt* W J Bartlett P A Birtles R J Thornton* J M McKellar S T Goddard Total** Notes: Ordinary Shares 130,000 40,950 29,760 30,207 13,650 100,102 - 10,000 354,669 * ** The executive directors, Mr T R Salt and Mr R J Thornton, are holders of Performance Rights under the GWA Group Limited Long Term Incentive Plan. For details of the Performance Rights held, please refer to section 5.2.1 of the Remuneration Report. Section 5.3.3 of the Remuneration Report sets out the number of shares held directly, indirectly or beneficially by key management personnel or their related entities at balance date as prescribed in Accounting Standard AASB 124, this being 359,669 shares (2016: 16,732,241 shares). GWA GROUP LIMITED | 2017 ANNUAL REPORT | 15 DIRECTORS’ MEETINGS The number of meetings of directors (including meetings of Committees of directors) held during FY17 and the number of meetings attended by each director is outlined in the following table: Director Board Audit and Risk Committee Nomination and Remuneration Committee D D McDonough J F Mulcahy T R Salt W J Bartlett P A Birtles R J Thornton(1) J M McKellar(2) S T Goddard(2) R M Anderson(3) Notes: A 9 9 9 9 9 9 5 5 4 B 9 9 9 9 9 9 5 5 4 A 4 – – 4 4 – – – – B 4 – – 3 4 – – – – A 3 3 – 3 – – – – – B 3 3 – 3 – – – – – A – Number of meetings held during the time the director held office during the year B – Number of meetings attended (1) R J Thornton attends Committee meetings as Company Secretary (2) J M McKellar and S T Goddard were appointed Non-Executive Directors on 28 October 2016 (3) R M Anderson retired as Non-Executive Director on 28 October 2016 DECLARED AFTER END OF FY17 After the balance date the following dividend was approved by the directors. The dividend has not been provided and there are no income tax consequences at 30 June 2017. Cents per share Total Amount $’000 9.0 23,755 Franked Fully Franked Date of Payment 5 September 2017 Dividend Final 2016/17 Ordinary The financial effect of the final dividend has not been brought to account in the financial statements for the year ended 30 June 2017 and will be recognised in subsequent financial reports. The record date for the final dividend is 25 August 2017 and the dividend payment date is 5 September 2017. The Dividend Reinvestment Plan will not be offered to shareholders for the final dividend. EVENTS SUBSEQUENT TO REPORTING DATE There has not arisen in the interval between the end of the financial year and the date of this report any item, transaction or event of a material and unusual nature likely, in the opinion of the directors of the Group, to affect significantly the operations of the consolidated entity, the results of those operations, or the state of affairs of the consolidated entity, in future financial years. PRINCIPAL ACTIVITIES The principal activities during the year of the consolidated entity were the research, design, manufacture, import and marketing of building fixtures and fittings to residential and commercial premises and the distribution of these various products through a range of distribution channels in Australia, New Zealand and selected international markets. There have been no significant changes in the nature of the activities of the consolidated entity during the year. OPERATING AND FINANCIAL REVIEW The Operating and Financial Review for the consolidated entity during the financial year ended 30 June 2017 is provided in the Managing Director’s Review of Operations, and forms part of this Directors’ Report. DIVIDENDS Dividends paid or declared by the Group to shareholders since the end of the previous financial year were: DECLARED AND PAID DURING FY17 Dividends Final 2015/16 Ordinary Special 2015/16 Interim 2016/17 Ordinary Cents per share Total Amount $’000 8.0 21,116 1.0 2,639 7.5 19,796 Franked Fully Franked Fully Franked Fully Franked Date of Payment 16 September 2016 16 September 2016 7 March 2017 Franked dividends declared and paid during the year were franked at the corporate tax rate of 30%. 16 | GWA GROUP LIMITED | 2017 ANNUAL REPORT LIKELY DEVELOPMENTS Likely developments and expected results of the operations of the consolidated entity are provided in the Managing Director’s Review of Operations. NON-AUDIT SERVICES During the year KPMG, the consolidated entity’s auditor, has performed certain other services in addition to the audit and review of the financial statements. Further information on likely developments and expected results of the operations of the consolidated entity have not been included in this report because the directors believe it would be likely to result in unreasonable prejudice to the consolidated entity. ENVIRONMENTAL REGULATION ENVIRONMENTAL LICENSES The consolidated entity holds licenses issued by environmental protection and water authorities that specify limits for discharges to the environment, which arise from the operations of entities that it controls. These licenses regulate the management of discharge to air, storm water run-off, removal and transport of waste associated with the manufacturing operations in Australia. Where appropriate, an independent review of the consolidated entity’s compliance with license conditions is made by external advisers. The consolidated entity, in conjunction with external advisers, monitors storage and treatment of hazardous materials within particular operations. Prior to any discharge to sewers, effluent is treated and monitored to ensure strict observance with license conditions. The directors are not aware of any breaches of the consolidated entity’s license conditions during FY17. INDEMNIFICATION AND INSURANCE OF DIRECTORS AND OFFICERS INDEMNIFICATION The Group’s constitution provides that, to the extent permitted by the law, every current (and former) director or secretary of the Group shall be indemnified out of the assets of the Group against all costs, expenses and liabilities which results directly or indirectly from facts or circumstances relating to the person serving (or having served) in their capacity as director or secretary of the Group, but excluding any liability arising out of conduct involving a lack of good faith or conduct known to the person to be wrongful or any liability to the Group or related body corporate. INSURANCE PREMIUMS The Group has paid premiums in respect of insurance contracts which provide cover against certain liabilities of every current (and former) director and officer of the Group and its controlled entities. The contracts of insurance prohibit disclosure of the total amount of the premiums paid, or the nature of the liabilities covered under the policies. Premiums were paid in respect of every current (and former) director and officer of the Group and controlled entities, including the directors named in the Directors’ Report, the Chief Financial Officer and all persons concerned or taking part in the management of the Group and its controlled entities. The Board has considered the non-audit services provided during the year by the auditor and in accordance with written advice provided by resolution of the Audit and Risk Committee, is satisfied that the provision of those non-audit services during the year by the auditor is compatible with, and did not compromise, the auditor independence requirements of the Corporations Act 2001 for the following reasons: • • all non-audit services were subject to the corporate governance procedures adopted by the consolidated entity and have been reviewed by the Audit and Risk Committee to ensure they do not impact the integrity and objectivity of the auditor; and the non-audit services provided do not undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants, as they did not involve reviewing or auditing the auditor’s own work, acting in a management or decision-making capacity for the Group, acting as an advocate for the Group or jointly sharing risks and rewards. Details of the amounts paid to the auditor of the consolidated entity, KPMG, and its network firms for audit and non-audit services provided during the year are outlined in Note 21 of the financial statements. LEAD AUDITOR’S INDEPENDENCE DECLARATION The Lead Auditor’s Independence Declaration is set out in the Annual Report and forms part of the Directors’ Report for FY17. ROUNDING The Group is of a kind referred to in ASIC Corporations (Rounding in Financial/Directors’ Reports) Instrument 2016/191 relating to the rounding of amounts in the Directors’ Report. Amounts in the Directors’ Report have been rounded in accordance with that Instrument to the nearest thousand dollars, unless otherwise stated. REMUNERATION REPORT – AUDITED INTRODUCTION This report covers the following matters for FY17: 1. Board role in setting remuneration strategy and principles; 2. Relationship between remuneration policy and Group performance; 3. Description of non-executive director remuneration; 4. Description of executive remuneration; 5. Details of director and executive remuneration; and 6. Key terms of employment contracts. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 17 1. BOARD ROLE IN SETTING REMUNERATION STRATEGY AND PRINCIPLES The Board reviews, approves and monitors GWA’s remuneration strategy. The strategy is designed to provide remuneration that is fair and which is designed to attract and retain management and directors with the experience, knowledge, skills and judgement required for success. The Board also engages with all stakeholders to continuously refine and improve executive and director remuneration policies and practices. The Board delegates some aspects of the review and monitoring process to the Nomination and Remuneration Committee. The Committee’s role and responsibilities include: • Review of Board size and composition; • Assessment of the necessary and desirable skills and competencies of Board members; • Review of Board, Managing Director and other executive succession plans; • Evaluation of the performance and contributions of Board members; • Recommendations for the appointment and removal of directors; • Review of the remuneration framework for non-executive directors; • Review of the Group’s executive remuneration and incentive policies and schemes; • Review of Managing Director and other executives remuneration packages; • Review of Managing Director and other executives performance objectives; • Evaluation of Managing Director performance against objectives; • Review of Managing Director and other executive development plans; • Review of the Group’s recruitment, retention and termination policies and procedures; • Review of the Group’s superannuation arrangements; • Review of the Group’s overall remuneration budget; • Review of the annual Remuneration Report for inclusion in the Directors’ Report; • Approval of engagement of external remuneration consultants; • Review of Diversity Policy and assessing progress against measurable objectives; and • Reporting to the Board on the Committee’s role and responsibilities covering all the functions in its charter. The charter for the Nomination and Remuneration Committee is available on the Company’s website at www.gwagroup.com.au under Corporate Governance Policies. During the reporting period, the Nomination and Remuneration Committee obtained market data from Guerdon Associates for the FY18 executive remuneration review. Guerdon Associates does not provide other services to the Group and is otherwise independent. No remuneration recommendations as defined under Division 1, Part 1.2.98 (1) of the Corporations Act 2001, were made by Guerdon Associates. 1.1 MANAGING DIRECTOR SUCCESSION Mr Tim Salt joined the Group on 7 September 2015 as Executive General Manager of GWA’s Bathrooms & Kitchens business and transitioned to the roles of Chief Executive Officer and Managing Director from 1 January 2016 and 1 July 2016 respectively. The remuneration arrangements for Mr Salt as Chief Executive Officer were determined by the Nomination and Remuneration Committee in FY16 following the provision of market data from Guerdon Associates. Based on the benchmark data, Mr Salt’s total remuneration was aligned with the market median in relation to a group of 16 companies of comparable operational scope and size to GWA. The remuneration arrangements for Mr Salt were advised to the market on 27 November 2015 and did not change following the appointment of Mr Salt as Managing Director from 1 July 2016. The following is a summary of Mr Salt’s remuneration package: • Total Fixed Remuneration (TFR) comprising salary, superannuation and all other benefits other than incentive plans of $1,000,000; • Participation in GWA’s Short Term Incentive (STI) Plan: » STI opportunity of 40% of TFR based on Mr Salt meeting Board approved Key Performance Indicator (KPI) objectives, with provision for a maximum 50% of TFR for outperformance against these KPIs. • Participation in GWA’s Long Term Incentive (LTI) Plan: » LTI opportunity of 60% of TFR over a three year performance period and subject to achievement of performance hurdles in respect of growth in Return on Funds Employed (ROFE) and Total Shareholder Return (TSR). For the FY18 executive remuneration review, the benchmark data and analysis provided by Guerdon Associates confirmed that the Managing Director’s remuneration remains aligned with peer company CEO remuneration levels and market practice. 1.2 FY17 AND FY18 DIRECTOR AND EXECUTIVE REMUNERATION As outlined in the 2016 Remuneration Report, the Board determined that the fixed remuneration for the Managing Director and other executives was to be frozen for FY17. This is the second consecutive year that fixed remuneration for the Managing Director and other executives has been frozen. See section 4.2 for further details. This position is reflected in the Remuneration Tables included in the 2017 Remuneration Report. The Board has also determined that the fixed remuneration for the Managing Director and other executives will remain frozen for FY18 with the exception of one executive who received a 4% increase in fixed remuneration. Following the Board’s approval of a 16% reduction in non-executive director remuneration in FY16, non-executive director remuneration remained frozen in FY17. See section 3.1 for further details. This position is reflected in the Remuneration Tables included in the 2017 Remuneration Report. The Board has also determined that non- executive director remuneration will remain frozen for FY18. 1.3 LONG TERM INCENTIVE PLAN – FY18 CHANGES The Board has approved important changes to the LTI Plan for FY18 which will apply to any grant of Performance Rights to the Managing Director and other executives. The changes relate to the Return on Funds Employed (ROFE) hurdle, which is the second performance measure under the LTI Plan. The performance requirements under the ROFE hurdle have been increased to require a higher level of performance over the three year performance period before vesting will occur and at all vesting thresholds. 18 | GWA GROUP LIMITED | 2017 ANNUAL REPORT The Board has changed the ROFE performance requirements for FY18 after taking into consideration the following: • • • • the Company’s strong ROFE performance in FY16 and FY17 of 19.3% and 20.2% respectively; the need to sustain an appropriate level of performance through the market cycle which is forecast to decline over the next 3 years; the increasing investment required to support the Group’s strategic growth initiatives in marketing, research and development, customer delivery and information technology; and shareholder feedback in relation to the ROFE hurdle. GWA measures performance on the following key corporate measures: • Earnings before interest and tax (EBIT); • Return on funds employed (ROFE); and • Total shareholder return (TSR). The Board has the discretion to normalise the EBIT and ROFE measures where they are unduly distorted by significant or abnormal events, and in order to ensure that the measures reflect underlying trading performance. Examples include the impact of restructuring costs or other non-recurring expenses to ensure management is not discouraged from undertaking initiatives in the long term interests of shareholders. The changes are reflected in the ROFE table in section 4.4.3.1. There are no changes to the Total Shareholder Return (TSR) hurdle under the LTI Plan. Any adjustments to normalise the EBIT and ROFE measures, and the reasons for any adjustments, will be disclosed. There were no adjustments to normalise the EBIT and ROFE measures for FY17. For the FY18 LTI grant the disposal restriction period for ordinary shares issued under the LTI Plan upon the achievement of performance hurdles will be reduced to seven years from the grant date as the previous disposal restriction period of fifteen years was considered excessive. The reduction in the disposal restriction period will still ensure that executives retain the ordinary shares for a reasonable period. 2. RELATIONSHIP BETWEEN REMUNERATION POLICY AND GROUP PERFORMANCE Remuneration is linked to performance by: • Applying challenging financial and non-financial measures to assess performance; and • Ensuring that these measures focus management on operational and strategic business objectives that create shareholder value. 3 Year Rolling Total Shareholder Returns (TSR)* Remuneration for all executives varies with performance on these key measures together with achievement of KPI objectives, which underpin delivery of the financial outcomes, and are linked to the consolidated entity’s performance review process. The following graph shows the Group’s relative performance over a rolling 3 year period to 30 June 2017 compared to the peer group companies used for the FY17 grant of Performance Rights to executives, being James Hardie Industries PLC, Fletcher Building Ltd, Boral Ltd, Adelaide Brighton Ltd, DuluxGroup Ltd, Brickworks Ltd, Super Retail Group Ltd, CSR Ltd, ARB Corp Ltd, Bapcor Ltd, Breville Group Ltd, Asaleo Care Ltd, GUD Holdings Ltd, Cedar Woods Properties Ltd, Villa World Ltd, Decmil Group Ltd, Simonds Group Ltd, Hills Ltd and Fleetwood Corp Ltd. 100% 80% 60% 40% 20% 0% – 20% 30 Jun 2014 31 Dec 2014 30 Jun 2015 31 Dec 2015 30 Jun 2016 31 Dec 2016 30 Jun 2017 GWA 3 YEAR ROLLING TSR PEER GROUP 3 YEAR ROLLING TSR 50TH PERCENTILE (*) Assuming 36 months in each rolling year GWA GROUP LIMITED | 2017 ANNUAL REPORT | 19 The following is a summary of key statistics for the Group over the last five years: Normalised EBIT(a) ($m) 66.8 64.5 72.8 78.3 80.6 Financial Year 2012/13(d) 2013/14(c) 2014/15(b) 2015/16(b) 2016/17 Notes: (a) excludes significant items Normalised EPS(a) (cents) Total DPS (cents)(f) Capital Return(e) (cents) 12.9 12.4 14.8 19.0 20.3 12.0 5.5 6.0 16.0 16.5 – – 22.8 – – Share Price (30 June) ($) Market Capitalisation (30 June) ($m) 2.40 2.63 2.28 2.09 3.15 735.7 806.2 636.0 551.7 831.4 (b) excludes the discontinued operations of Gliderol, Dux and Brivis (c) FY14 performance has been re-presented to exclude the discontinued operations in FY15 and FY16 (d) FY13 performance has not been re-presented and includes the discontinued operations in FY15 and FY16 (e) a capital return of 22.8 cents per share and a special dividend of 6 cents per share from the Brivis and Dux net sale proceeds was paid to shareholders on 15 June 2015 (f) includes ordinary and special dividends The remuneration and incentive framework focuses executives on sustaining short term operating performance coupled with moderate long term strategic growth. The Group delivered another improved profit performance in FY17 driven by sales growth in the core Bathrooms & Kitchens business exceeding market growth for the period. This enabled the Board to increase dividend payments to shareholders for FY17 with the dividend pay-out ratio towards the high end of the Group’s dividend policy. The improved performance for FY17 was reflected in the higher GWA share price and resulted in higher shareholder returns. The Group has continued its progress against the strategic objectives in FY17 to enhance the operating performance of the business and to maximise returns to shareholders over time. The progress against the strategic objectives is outlined in the Managing Director’s Review of Operations. The successful execution of the Group’s strategic objectives were included as performance goals and reflected in the financial performance targets for the executives under the STI Plan for FY17; refer Section 4.3 Short Term Incentive. The remuneration and incentive framework has allowed the Group to respond to the high levels of dwelling construction activity in FY17. STI payments related to performance improvement and strategy execution has encouraged management to respond quickly and make long term decisions to sustain competitiveness and improve profitability. This has enabled the Group to take advantage of the upswing in market activity over recent years while ensuring that the Group is well placed to maximise returns through the market cycle. 3. DESCRIPTION OF NON-EXECUTIVE DIRECTOR REMUNERATION Fees for non-executive directors are fixed and are not linked to the financial performance of the Group to ensure non-executive directors maintain their independence. At the 2004 Annual General Meeting, shareholders approved non- executive director fees up to an annual maximum aggregate amount of $1.095 million including statutory superannuation. The actual fees paid to the non-executive directors are outlined in the Remuneration Tables in section 5.1. 20 | GWA GROUP LIMITED | 2017 ANNUAL REPORT Non-executive director remuneration consists of base fees and statutory superannuation, plus an additional fee for chairing a Board committee. The payment of committee fees recognises the additional time commitment required by a chair of a Board committee. Non-executive directors are not able to participate in the executive incentive schemes. The Nomination and Remuneration Committee obtains market benchmarking data from an external remuneration adviser to ensure that the level and allocation of non-executive director remuneration is market based and fairly represents the responsibilities and time spent by the directors on Group matters. Retirement benefits other than statutory superannuation are not available for non-executive directors. GWA does not require its non-executive directors to hold GWA shares, however the holding of shares is actively encouraged. 3.1 NON-EXECUTIVE DIRECTOR REMUNERATION CHANGES The Board approved a reduction in non-executive director remuneration effective from FY16 as follows: • The Chairman’s remuneration was reduced to $280,000 (including statutory superannuation); • For all other non-executive directors, remuneration was reduced to $120,000 (including statutory superannuation); and • Committee membership fees are no longer paid apart from a fee of $10,000 for the Chair of a Committee. The changes brought non-executive director remuneration in line with the peer group median based on the market benchmarking data provided by Guerdon Associates for the FY16 remuneration review. Following the changes, total non-executive director remuneration for FY16 reduced by 16% from the prior year. Non-executive director remuneration has remained frozen in FY17 as reflected in the Remuneration Tables included in the 2017 Remuneration Report. The Board has also determined that non-executive director remuneration will remain frozen for FY18. 4. DESCRIPTION OF EXECUTIVE REMUNERATION The FY17 STI components for the Managing Director are provided in the following table: 4.1 EXECUTIVE REMUNERATION STRUCTURE Executive remuneration has a fixed component and a component that varies with performance. The variable component comprises a short term incentive (STI) which provides rewards for performance over a 1 year period, and a long term incentive (LTI) which provides rewards for performance over a 3 year period. The maximum total remuneration that can be provided to an executive is capped, with incentive payments expressed as a percentage of total fixed remuneration. Total fixed remuneration for the purposes of incentives includes superannuation and non-monetary benefits. The remuneration structure implemented for the executives, including the Managing Director, recognises the short term challenges posed by operating in the cyclical Australian building industry, ability to sustain competitiveness, deliver value and growth in mature markets and maintain operating cash flows for dividends. 4.1.1 Managing Director remuneration structure Financial Targets as maximum % of fixed remuneration Personal Goals as maximum % of fixed remuneration Maximum STI as % of fixed remuneration 30 20 50 Managing Director FY17 4.1.2 Other Executives’ remuneration structure The FY17 incentives structure for other executives is provided in the following table: Maximum STI as % of fixed remuneration Maximum LTI as % of fixed remuneration (grant date fair value) Maximum total performance pay as % of fixed remuneration 50 30 80 Other Executives FY17 The FY17 incentives structure for the Managing Director is provided in the following table: The FY17 STI components for the other executives are provided in the following table: Maximum LTI as % of fixed remuneration (grant date fair value) Maximum total performance pay as % of fixed remuneration Other Executives FY17 Maximum STI as % of fixed remuneration 50 60 110 Managing Director FY17 Financial Targets as maximum % of fixed remuneration Personal Goals as maximum % of fixed remuneration Maximum STI as % of fixed remuneration 30 20 50 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 21 4.1.3 Actual remuneration received by executives for FY17 The following table sets out the actual value of remuneration received by the executives for FY17, derived from the various components of their remuneration during FY17. This table differs from the more detailed statutory remuneration disclosures in the Remuneration Tables in section 5.1 due to the exclusion of LTI amounts not vested or reversal of accounting expenses associated with LTI grants. Executives FY17 T Salt, Managing Director(d) R Thornton, Executive Director P Gibson, Group Chief Financial Officer S Mitchell, Group General Manager – Supply Chain S Ralphsmith, Executive General Manager – GWA Door & Access Systems C Norwell, General Manager Sales – GWA Bathrooms & Kitchens K Veitch, Group General Manager – People, Culture & Communications(e) Total Fixed Remuneration $(a) 1,001,247 415,060 752,453 399,808 Short Term Incentive $(b) 500,000 204,770 375,000 173,040 399,999 – 399,999 200,000 Long Term Incentive (Earned) $(c) – 56,470 – – – – Termination Benefits $ – – – – – – Total $ 1,501,247 676,300 1,127,453 572,848 399,999 599,999 208,045 60,000 – 3,576,611 1,512,810 56,470 100,000 100,000 368,045 5,245,891 (a) Fixed remuneration represents amounts actually paid to the executives during FY17 and includes base salary, non-monetary benefits and superannuation. (b) Represents the STI payments awarded for FY17 inclusive of deferred amounts. These amounts, exclusive of the deferred amounts, will be paid in FY18. (c) The performance hurdles for the 2014 LTI grant were tested in FY17 and partially achieved; refer section 5.2.1 Performance Rights. Excludes the value of any unvested LTI grants expensed or reversed during FY17. (d) Mr Tim Salt was appointed Managing Director effective 1 July 2016. He was previously Executive General Manager of GWA’s Bathrooms & Kitchens business from 7 September 2015 and Chief Executive Officer from 1 January 2016. For details of Mr Salt’s remuneration arrangements as Managing Director refer to section 1.1. (e) Ms Kay Veitch ceased employment on 31 December 2016. 4.2 FIXED REMUNERATION Fixed remuneration is the sum of salary and the direct cost of providing employee benefits, including superannuation, motor vehicles, car parking and fringe benefits tax. The level of fixed remuneration is set: • • • to retain proven performers who possess difficult to source experience; to attract external recruits with depth and breadth of expertise usually acquired while working with larger companies; and in recognition of the short term challenges posed by cyclical factors and the focus on conserving market leadership, cash flow and dividends where opportunities for outperformance and subsequent incentive payments are more limited. The Board targets the setting of fixed remuneration for executives between the median and third quartiles or higher if warranted by superior performance and relative to companies of comparable size and operational scope to GWA. The comparator companies are primarily from the Consumer Discretionary, Industrial and Material sectors. Based on an independent survey by Guerdon Associates for the FY18 executive remuneration review, the fixed remuneration for the executive positions at GWA are close to or above market benchmark median levels for companies of comparable operational scope and size to GWA, having regard to market capitalisation, EBITDA, total assets and revenue. The 15 listed companies included in the survey provided reliable and robust statistical remuneration benchmarking and shared some common attributes with GWA, but few direct competitors and good position matches exist for precise remuneration positioning. The Nomination and Remuneration Committee therefore exercised judgement in determining appropriate remuneration levels, having regard to the background and experience of the individuals. 22 | GWA GROUP LIMITED | 2017 ANNUAL REPORT While market levels of remuneration are monitored on a regular basis, there is no contractual requirement that pay will be adjusted each year. Where these levels are above the 75th percentile, fixed remuneration will either be frozen or increases will be below market levels. For FY16 and FY17, the Board froze the fixed remuneration for the Managing Director and other executives. This is reflected in the Remuneration Tables in section 5.1. The Board has also determined that fixed remuneration for the Managing Director and other executives will remain frozen for FY18 with the exception of one executive who received a 4% increase in fixed remuneration. 4.3 SHORT-TERM INCENTIVE (STI) 4.3.1 STI overview The STI plan provides for an annual payment that varies with performance measured over the Group’s financial year to 30 June 2017. The STI is aligned to shareholder interests as executives will only become entitled to the majority of payments if profitability improves (allowing for the building cycle), with maximum incentive payments above the reasonably achievable level linked directly to shareholder wealth creation. As noted in section 4.1, the maximum STI that can be earned is capped to minimise excessive risk taking. The STI payment is made in cash after finalisation of the annual audited financial statements. As outlined in the Remuneration Tables in section 5.1, 50% of the financial target component of the STI is deferred for the executives that achieved their STI financial targets for FY17. The deferred component is subject to further testing by the Board to confirm the integrity of the achievement of the STI financial targets following finalisation of the FY18 audited financial statements. If the Board is satisfied the deferred component will be paid to the executives in September 2018 together with interest at market rates. However, if the Board is not satisfied the deferred component will be subject to forfeiture. 4.3.2 STI performance requirements 4.3.2.1 Financial Performance Targets For FY17, STI financial performance targets are based on Earnings Before Interest and Tax (EBIT) and Return On Funds Employed (ROFE) targets as determined by the Nomination and Remuneration Committee. The use of EBIT and ROFE as the basis of STI financial targets is aimed at ensuring executives are accountable for delivering both profit and return on funds improvements. The Board is of the view that a combination of EBIT and ROFE targets are an effective basis for STI targets as they are currently key metrics used in the business. The EBIT and ROFE targets are weighted equally and assessed separately and on an aggregated basis for divisional and corporate executives. Under the STI framework, a divisional executive may receive an STI payment if divisional financial targets are achieved, although the overall corporate financial targets may not have been achieved, and vice versa. The ‘reasonably achievable’ and ‘stretch’ STI financial targets are determined by the Nomination and Remuneration Committee at the beginning of the financial year following approval of the divisional and corporate budgets by the Board. The budget performance levels are taken into consideration in setting the financial targets but different targets may be set (either higher or lower than budget) that ensure management is motivated while reflecting the degree of difficulty in achieving the budget. Performance between the ‘reasonably achievable’ and ‘stretch’ levels is rewarded on a pro rata basis. The Board retains the right to vary from policy in exceptional circumstances. However, any variation from policy and the reasons for it will be disclosed. 4.3.2.1.1 FY17 STI Financial Performance Outcomes For FY17, Bathrooms & Kitchens achieved their EBIT and ROFE STI financial targets at the ‘stretch’ level reflecting the strong performance of the business and gains in market share during the period. GWA Corporate almost achieved their EBIT and ROFE STI financial targets at the ‘stretch’ level for FY17, however the Board exercised its discretion to award STI achievement for GWA Corporate executives at the ‘stretch’ level. This decision was aligned with shareholders interests as the Group’s profit performance for FY17 was strong and above market expectations, generated higher returns to shareholders for the period both from the ability to pay higher dividends to shareholders and a significant improvement in GWA’s share price. Door & Access Systems did not achieve their STI financial targets for FY17. Accordingly, no STI payments were awarded to Door & Access Systems executives for FY17. In accordance with the STI Plan rules, 50% of the STI incentive payment relating to financial targets has been deferred for GWA Corporate and Bathrooms & Kitchens’ executives and will be subject to further testing and potential clawback in August 2018 under the STI Plan rules. The full amount of the STI cash bonuses (including the deferred component) is reflected in the Remuneration Tables in section 5.1. The deferred component of the STI incentive payment for FY16 for GWA Corporate and Bathrooms & Kitchens’ executives was tested by the Board in August 2017 to confirm the integrity of the achievement of the STI financial targets in FY16. Following satisfaction with the testing, the Board approved the payment of the deferred component to GWA Corporate and Bathrooms & Kitchens’ executives together with interest at market rates. 4.3.2.2 Personal Goals The personal goals set for each executive includes achievement of key milestones to improve or consolidate the Group or business unit’s strategic position; the goals vary with the individual’s role, risks and opportunities. The achievement of personal goals reinforces the Group’s leadership model for improved performance management through achieving measurable personal goals established during the performance review process at the beginning of the financial year. Strict criteria have been established by the Nomination and Remuneration Committee for the setting of personal goals in order for them to be approved. The goals can be drawn from a number of areas specific to individual roles but must be specific, measurable, aligned, realistic and time based. Weightings are allocated to the personal goals based on their importance to the individual’s role and the Group. Personal goals include both measurable financial and business improvement goals. The measurable financial goals are financial outcomes which the individual aims to achieve through their effort and that of their team. Examples may include achieving working capital reductions, sales/margin targets or cost reduction targets. The measurable business improvement goals are outcomes which drive business improvement and which may or may not have an immediate financial outcome but will improve the business in the short to medium term. Examples may include improved safety and environmental performance, delivering a major project on time and budget, market share and productivity improvements or implementing a change or strategic initiative. Assessment of the personal goals STI component for FY17 has been determined following a formal performance review process conducted for the executives. The performance reviews for the executives are conducted semi-annually by the Managing Director with the outcomes reviewed and approved by the Nomination and Remuneration Committee. The personal goals of the executives for FY18 were established at the performance reviews. The Managing Director’s performance review is conducted semi- annually by the Chairman following input from the Board and with the outcomes reviewed and approved by the Nomination and Remuneration Committee. An assessment of the Managing Director’s key performance goals subject to STI incentive payments for FY17 is provided in section 4.3.2.2.1. GWA Corporate and Bathrooms & Kitchens’ executives were awarded STI payments for FY17 based on achievement of personal goals following their performance reviews. However, Door & Access Systems’ executives did not achieve the minimum level of financial performance for FY17 to enable the payment of any personal goal STI component. This is reflected in the Remuneration Tables in section 5.1. The inclusion of personal goals in the remuneration structure ensures that executives can be recognised for good business performance, including periods where troughs in the building industry cycle mean financial performance is consequently weaker. The Group operates in the cyclical building industry so fluctuations in profitability can occur through the cycle which is out of the control of the executives. The reward for achievement of personal goals provides specific focus on responding to changes in the economic cycle, as well as on continuous performance improvement. Hence the personal goals are a key part of the Group’s performance management process. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 23 4.3.2.2.1 Managing Director’s key performance goals and outcomes An assessment of the Managing Director’s key performance goals and financial targets subject to STI incentive payments for FY17 is provided in the following table. FY17 Goals Personal Objectives Results Assessment Achieve leading safety performance with the aim of an injury free workplace Progress key FY17 strategic growth objectives and ensure resourced and prioritised Build employee engagement and culture to deliver the strategy Develop group growth strategy and formulate plans to deliver Financial targets STI financial performance targets Performance for FY17 is primarily assessed on ‘leading’ safety indicators that include proactive measures to improve safety, rather than ‘lagging’ indicators. Substantial progress was made to improve the Group’s safety culture with a number of safety initiatives implemented, despite not achieving the Total Injury ‘lag’ target for FY17. Ownership and accountability for safety exists at all levels in the business with “Caring For Each Other” central to the newly developed cultural pillars. Substantial progress has been made with each of the strategic growth objectives in FY17 as outlined in the Managing Director’s Review of Operations. Performance is assessed on the basis of the improvement in the Group’s sales and profitability, principally driven by the strong performance of Bathrooms & Kitchens in FY17, which achieved ‘stretch’ targets, and through successful execution of growth initiatives in target market segments leading to gains in market share. Improvement plans have been implemented in Door & Access Systems during FY17 to lift returns and address the underperformance. The Group has undergone significant cultural transformation to enable delivery of the strategy. Cultural pillars and social contract have been established outlining the values and behaviours expected of employees in the business and to improve delivery and accountability for performance at all levels. Performance has been assessed via engagement surveys as well as other factors. Employee engagement has risen strongly with improved agility, customer and consumer focus, accountability and collaboration. This has assisted the improvement in Group financial performance during FY17. Long term growth plans have been developed for the Group in order to accelerate growth and improve shareholder returns. The plans outline growth initiatives to extend and defend the core businesses, build emerging businesses and create growth options into the future as part of the transformation of the business in line with the strategy. A strategic planning cycle with management and the Board has been implemented in FY17 to speed up strategy development and execution, with work plans in place for each of the strategic growth initiatives. For FY17, GWA Corporate and Bathrooms & Kitchens achieved their EBIT and ROFE financial performance targets at the ‘stretch’ level reflecting the strong trading performance and gains in market share during the period. Door & Access Systems did not achieve their STI financial performance targets for FY17, although the impact on the Group’s financial results relative to ‘stretch’ levels was negligible. This is reflected in the Remuneration Tables in section 5.1. Fully achieved Partially achieved Not achieved 24 | GWA GROUP LIMITED | 2017 ANNUAL REPORT 4.4 LONG-TERM INCENTIVE (LTI) 4.4.1 LTI overview Executives participate in a LTI Plan. This is an equity based plan that provides for a reward that varies with Group performance over three year periods. Three years is considered to be the maximum time period over which financial projections and detailed business plans can reasonably be made, and reflects what the Board considers is a reasonable period to require and test the sustainability of earnings accretion from investments and working capital improvement given the nature of the business. The LTI is provided as Performance Rights, with each right entitling the holder to an ordinary share in the Group (or in limited cases to a cash payment), subject to meeting financial performance hurdles and the holder remaining in employment with the Group until the nominated vesting date. If the vesting conditions and performance hurdles are achieved, ordinary shares will be issued to the participants at no cost. Until that time, the participants have no right to dividends or voting rights on unvested Performance Rights. If the performance hurdles are not met then the Performance Rights are cancelled. The LTI Plan rules do not allow for re-testing of the performance hurdles after the initial performance period. The performance hurdles for the LTI are selected by the Nomination and Remuneration Committee. The basis of the grants of Performance Rights to executives is as follows: • 50% of the Performance Rights are subject to a Total Shareholder Return (TSR) hurdle (which is a relative performance requirement); and • 50% of the Performance Rights are subject to a Return On Funds Employed (ROFE) hurdle (which is an absolute performance requirement). Both TSR and ROFE are key measures on which the Group’s strategic plan is focused. Therefore ensuring LTI rewards are contingent on these measures is consistent with the Board approved strategy. The ROFE performance hurdle is calculated by reference to the Group’s audited accounts. Threshold performance is required to be above the Group’s Weighted Average Cost of Capital (WACC), which takes into account the minimum return required by investors given the perceived risk of the investment. For the FY17 LTI grant, a participant may not dispose of the ordinary shares issued under the LTI until the fifteenth anniversary of the grant date and the shares are subject to a holding lock upon issue. This was to ensure that executives retain a suitable shareholding in the Group. There are limited circumstances where a participant may dispose of the shares before the end of the fifteen year period, including cessation of employment with the Group or where the Board grants approval. In considering an application from a participant to dispose of the shares, the Board will consider whether the sale is in the best interests of the Group, relevant policies and regulations, the extent of the executives Group shareholdings as a multiple of fixed remuneration, and such other factors as it considers relevant to the application. In accordance with the rules of the LTI Plan, the executives are prohibited from entering into hedging transactions or arrangements which reduce or limit the economic risk of holding unvested Performance Rights. In the event of a change of control, the Board will determine in its discretion the extent to which outstanding Performance Rights granted to executives will vest and be exercised into ordinary shares. In exercising its discretion the Board will consider whether the vesting conditions are unlikely to be satisfied and the outstanding Performance Rights cancelled. If the Board makes the decision that not all outstanding Performance Rights will vest on a change of control, then all remaining Performance Rights will be cancelled. For the FY17 LTI grant, the proportion of Performance Rights that can vest will be calculated and the shares will vest in August 2019 subject to achieving the performance hurdles. If the performance hurdles are not met the Performance Rights are cancelled. All unvested rights will be forfeited if the Board determines that an executive has committed an act of fraud, defalcation or gross misconduct or in other circumstances specified by the Board. The maximum number of outstanding Performance Rights granted to executives must not exceed 5% of the total number of shares on issue by the Group. The total number of outstanding Performance Rights granted to executives at 30 June 2017 was 1,823,500 which represents 0.7% of the Group’s total issued shares. 4.4.2 LTI performance requirements For the FY17 LTI grant, the performance hurdles continue to provide for vesting scales graduated with performance and demanding performance hurdles. 4.4.2.1 TSR Hurdle The performance hurdles and vesting proportions for the TSR performance measure that applied to the FY17 LTI grant is outlined in the following table: TSR of GWA Group Limited relative to TSRs of Comparator Companies Proportion of Performance Rights to Vest if TSR hurdle is met Less than the 50th percentile 0% 50th percentile 12.5% Between the 50th percentile and 75th percentile Straight line vesting between 12.5% and 50% 75th percentile or higher 50% (i.e. 50% of total grant) The group of comparator companies for the TSR hurdle includes 19 domestic ASX listed companies exposed to similar economic, market, and/or financial factors, including: James Hardie Industries PLC, Fletcher Building Ltd, Boral Ltd, Adelaide Brighton Ltd, DuluxGroup Ltd, Brickworks Ltd, Super Retail Group Ltd, CSR Ltd, ARB Corp Ltd, Bapcor Ltd, Breville Group Ltd, Asaleo Care Ltd, GUD Holdings Ltd, Cedar Woods Properties Ltd, Villa World Ltd, Decmil Group Ltd, Simonds Group Ltd, Hills Ltd, Fleetwood Corp Ltd. The Board has discretion to adjust the comparator group to take into account events including, but not limited to, takeovers, mergers, de-mergers and similar transactions that might occur over the performance period. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 25 4.4.2.2 ROFE Hurdle The performance hurdles and vesting proportions for the ROFE performance measure that applied to the FY17 LTI grant is outlined in the following table: GWA Group Limited ROFE over three year performance period Proportion of Performance Rights to Vest if ROFE hurdle is met ROFE less than 15% per annum 0% ROFE equal to 15% per annum 12.5% ROFE between 15% and 18% per annum Straight line vesting between 12.5% and 50% ROFE equal to 18% or higher per annum 50% (i.e. 50% of total grant) The ROFE hurdle is calculated as earnings before interest and tax (EBIT) divided by funds employed. Funds employed is calculated as net assets minus cash plus borrowings. 4.4.3 LTI performance requirements – FY18 changes As outlined in section 1.3, the Board has approved important changes to the LTI Plan for FY18 which will apply to any grant of Performance Rights to the Managing Director and other executives. The changes relate to the ROFE hurdle which is the second performance measure under the LTI Plan. The performance requirements under the ROFE hurdle have been increased to require a higher level of performance over the three year performance period before vesting will occur and at all vesting thresholds. The changes are reflected in the ROFE table in section 4.4.3.1. There are no changes to the TSR hurdle. For the FY18 LTI grant the disposal restriction period for ordinary shares issued under the LTI Plan upon the achievement of performance hurdles will be reduced to seven years from the grant date as the previous disposal restriction period of fifteen years was considered excessive. The reduction in the disposal restriction period will still ensure that executives retain the ordinary shares for a reasonable period. 4.4.3.1 ROFE hurdle – FY18 changes The performance hurdles and vesting proportions for the ROFE performance measure that will apply to the FY18 LTI grant to the Managing Director and other executives is outlined in the following table: GWA Group Limited ROFE over three year performance period Proportion of Performance Rights to Vest if ROFE hurdle is met ROFE less than 16% per annum 0% ROFE equal to 16% per annum 12.5% ROFE between 16% and 19% per annum Straight line vesting between 12.5% and 50% ROFE equal to 19% or higher per annum 50% (i.e. 50% of total grant) 5. DETAILS OF DIRECTOR AND EXECUTIVE REMUNERATION 5.1 REMUNERATION TABLES Details of the nature and amount of each element of remuneration for each director of the Group and other key management personnel (KMP) for the year ended 30 June 2017 are provided in the following Remuneration Tables. 26 | GWA GROUP LIMITED | 2017 ANNUAL REPORT Short-term Long-term Post-employment s e e F & y r a l a S $(a) 260,423 254,800 117,649 117,649 118,149 117,649 108,600 108,599 81,450 – 70,950 – 37,184 109,589 794,405 708,286 s u n o B h s a C I T S y r a t e n o M - n o N $(b) $(c) - e r a h S f o e u l a V s d r a w A d e s a B $(d) e c i v r e S g n o L $ e v a e L – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – 976,330 500,000 1,248 257,070 1,062,845 100,000 – 135,760 – – – – – – – – – – – – – – – – – – 376,785 204,770 393,152 81,908 5,521 2,014 93,094 22,160 6,320 6,343 n o i t a u n n a r e p u S $ s t fi e n e B 19,615 25,199 12,350 12,350 12,350 12,350 11,400 11,400 8,550 – 19,050 – 3,470 10,410 86,785 71,709 35,000 16,089 19,615 19,307 s t fi e n e B n o i t a n i m r e T $ d e s a b e c n a m r o f r e p f o n o i t r o p o r P n o i t a r e n u m e r s u n o B h s a C I T S r a e y n i d e t s e v s u n o B h s a C I T S r a e y n i d e t i e f r o f % % % – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – l a t o T $ 280,038 279,999 129,999 129,999 130,499 129,999 120,000 119,999 90,000 – 90,000 – 40,654 119,999 881,190 779,995 1,769,648 42.8 100 1,314,694 17.9 50 706,105 42.2 100 524,884 19.8 40 – 50 – 60 – – – – – – – – – – – – – – – – – – – – Non-Executive Directors(i) D McDonough, Chairman J Mulcahy, Deputy Chairman W Bartlett, Non-Executive Director P Birtles, Non-Executive Director J McKellar, Non-Executive Director (Appointed 28 October 2016) S Goddard, Non-Executive Director (Appointed 28 October 2016) R Anderson, Non-Executive Director (Retired 28 October 2016) Total – Non-Executive Directors Executive Directors(j) T Salt, Managing Director (Appointed 1 July 2016)(e) R Thornton, Executive Director 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 Total – Directors Remuneration 2017 2,147,520 704,770 6,769 350,164 6,320 141,400 – 3,356,943 2016 2,164,283 181,908 2,014 157,920 6,343 107,105 – 2,619,573 Executives(j) P Gibson Group Chief Financial Officer S Mitchell, Group General Manager – Supply Chain(f) S Ralphsmith, Executive General Manager – GWA Door & Access Systems(g) C Norwell, General Manager Sales – GWA Bathrooms & Kitchens (Appointed 7 April 2016) K Veitch, Group General Manager – People, Culture & Communications (Ceased employment 31 December 2016)(h) 2017 2016 2017 2016 2017 2016 2017 2016 2017 2016 729,423 375,000 2,454 107,189 738,076 150,000 – 61,662 356,653 173,040 624 86,608 351,623 80,000 382,223 – 375,928 16,000 368,461 200,000 92,400 88,235 – – – – – 61,724 86,608 61,724 57,529 32,645 185,596 60,000 1,872 30,862 349,161 76,000 – 61,724 – – – – – – – – – – 34,999 34,999 35,000 30,000 30,000 38,000 30,000 7,500 – – – – – – – – 1,249,065 38.6 100 – 984,737 651,925 523,347 498,831 21.5 39.8 27.1 17.4 40 84 40 60 16 60 – 100 491,652 15.8 12 655,990 39.3 100 220,779 54.8 100 17,500 100,000 395,830 34,000 – 520,886 23.0 26.4 60 38 88 – – 40 62 Total – Executives Remuneration 2017 2,022,356 808,040 4,950 368,796 – 147,499 100,000 3,451,641 Total – Directors and Executives Remuneration(k) 2016 1,907,189 410,235 – 279,479 – 144,499 – 2,741,402 2017 4,169,876 1,512,810 11,719 718,960 6,320 288,899 100,000 6,808,584 2016 4,071,472 592,143 2,014 437,399 6,343 251,604 – 5,360,975 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 27 (g) Mr Sean Ralphsmith is ceasing employment on 31 August 2017. As part of his termination arrangements, Mr Ralphsmith will receive a payment equal to 3 months salary in lieu of providing notice in line with his employment agreement, 3 months severance payment and statutory entitlements ($200,000 excluding statutory entitlements). Mr Ralphsmith participated in the FY17 STI Plan subject to achieving the STI financial performance targets. For the outstanding Performance Rights held by Mr Ralphsmith under the LTI Plan, the rights will continue to be tested in the normal manner with any shares issued on a pro rata basis subject to achieving the LTI performance hurdles. (h) Ms Kay Veitch ceased employment on 31 December 2016. As part of her termination arrangements, Ms Veitch received a payment equal to 3 months salary in lieu of providing notice in line with her employment agreement, and statutory entitlements. Ms Veitch continued to participate in the FY17 STI Plan on a pro rata basis subject to achieving the STI financial performance targets. For the outstanding Performance Rights held by Ms Veitch under the LTI Plan, the rights will continue to be tested in the normal manner with any shares issued on a pro rata basis subject to achieving the LTI performance hurdles. (i) Non-executive director remuneration was frozen by the Board for FY17. The total non-executive director remuneration is within the annual aggregate maximum amount approved by shareholders. For details of non-executive director remuneration changes in FY16 please refer to section 3.1. (j) The fixed remuneration for the Managing Director and other executives was frozen by the Board for FY16 and FY17; refer section 4.2. For the actual remuneration received by the executives for FY17 please refer to the table in section 4.1.3. (k) Totals in FY17 are higher than FY16 mainly due to the higher STI payments for GWA Corporate and Bathrooms & Kitchens’ executives following the strong trading performance for FY17. This is aligned with shareholders interests as the Group’s profit performance for FY17 was above market expectations, generating higher returns to shareholders for the period both from the improvement in GWA’s share price and higher dividend payments to shareholders. Notes to the Remuneration Tables (a) Salary and fees represents base salary and includes the movement in annual leave provision. The fixed remuneration for the Managing Director and other executives was frozen by the Board for FY16 and FY17; refer section 4.2. (b) The Short Term Incentive (STI) Plan cash bonuses include the deferred component and relates to performance during FY17 based on the achievement of personal goals and financial performance targets. GWA Corporate and Bathrooms & Kitchens achieved their STI financial performance targets in FY17 and in accordance with the STI Plan rules, 50% of the amount has been deferred and will be subject to further testing in August 2018. Door & Access Systems did not achieve their STI financial performance targets in FY17. The FY17 STI cash bonuses for GWA Corporate and Bathrooms & Kitchens’ executives will be paid in FY18, excluding the deferred component. The amounts have been determined following individual performance reviews and have been approved by the Nomination and Remuneration Committee. (c) The short term non-monetary benefits include insurance and other minor benefits including any applicable fringe benefits tax. (d) The Long Term Incentive (LTI) Plan was approved by shareholders at the 2008 Annual General Meeting. The outstanding Performance Rights at 30 June 2017 were granted to executives in each of the years 30 June 2015, 2016 and 2017 (as applicable) and are subject to vesting conditions and the achievement of specified performance hurdles over the three year performance periods. During FY17, 50% of the Performance Rights in respect of the 2014 LTI grant lapsed as the TSR hurdle was not achieved and 50% of the Performance Rights vested as the EPS hurdle was fully achieved. The fair value of the Performance Rights granted in 30 June 2015, 2016 and 2017 were calculated using Black Scholes Model (ROFE and EPS hurdles) and Monte Carlo Simulation (TSR hurdle) valuation methodologies and allocated to each financial year evenly over the three year performance period. If the specified performance hurdles are not achieved, then no benefits will be received by the executives under the LTI Plan and the Performance Rights are cancelled. (e) Mr Tim Salt was appointed Managing Director effective 1 July 2016. He was previously Executive General Manager of GWA’s Bathrooms & Kitchens business from 7 September 2015 and Chief Executive Officer from 1 January 2016. For details of Mr Salt’s remuneration arrangements as Managing Director please refer to section 1.1 Managing Director Succession. (f) Mr Sean Mitchell is ceasing employment on 31 August 2017. As part of his termination arrangements, Mr Mitchell will receive a payment equal to 3 months salary in lieu of providing notice in line with his employment agreement, 3 months severance payment and statutory entitlements ($206,000 excluding statutory entitlements). Mr Mitchell participated in the FY17 STI Plan subject to achieving the STI financial performance targets. For the outstanding Performance Rights held by Mr Mitchell under the LTI Plan, the rights will continue to be tested in the normal manner with any shares issued on a pro rata basis subject to achieving the LTI performance hurdles. 28 | GWA GROUP LIMITED | 2017 ANNUAL REPORT 5.2 SHARE BASED PAYMENTS 5.2.1 Performance Rights The following table shows details of the Performance Rights granted to key management personnel during the year ended 30 June 2017 and in prior years that affects compensation in this or future reporting periods. Year of grant Number of rights granted % vested in year % forfeit in year Grant date* Fair value of rights at grant date $* Issue price used to determine number of rights granted Executive Directors T Salt, Managing Director (Appointed 1 July 2016) R Thornton, Executive Director 2017 214,500 24 February 2017 2016 262,000 23 March 2016 – – – – 44,000 24 February 2017 65,000 23 March 2016 45,000 25 February 2015 2015 2014 2017 2016 2015 2014 – – – – – – – – – – – – – – 40,000 24 February 2014 50 50 Executives P Gibson, Group Chief Financial Officer 2017 80,500 24 February 2017 2016 119,000 23 March 2016 S Mitchell, Group General Manager – Supply Chain S Ralphsmith, Executive General Manager – GWA Door & Access Systems C Norwell, General Manager Sales – GWA Bathrooms & Kitchens (Appointed 7 April 2016) K Veitch, Group General Manager – People, Culture & Communications (Ceased employment 31 December 2016) 2015 2014 2017 2016 2015 2014 2017 2016 2015 2014 2017 2016 2015 2014 2017 2016 2015 2014 – – – – 44,000 24 February 2017 63,000 23 March 2016 44,000 25 February 2015 – – 44,000 24 February 2017 63,000 23 March 2016 44,000 25 February 2015 – – 44,000 24 February 2017 63,000 23 March 2016 – – – – – – 63,000 23 March 2016 44,000 25 February 2015 – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – 50 17 – 363,931 407,279 – – 74,653 115,408 89,222 74,400 136,580 184,986 – – 74,653 97,934 87,239 – 74,653 97,934 87,239 – 74,653 97,934 – – – 97,934 87,239 – 2.80 2.29 – – 2.80 1.89 2.72 3.12 2.80 1.89 – – 2.80 1.89 2.72 – 2.80 1.89 2.72 – 2.80 1.89 – – – 1.89 2.72 – Note: * The issue price used to determine the number of Performance Rights offered to key management personnel during FY17 was $2.80 being the volume weighted average price of the Group’s shares calculated over the 20 trading days after the Group’s Annual General Meeting on 28 October 2016. The grant dates and corresponding fair values per right in the table have been determined in accordance with Australian Accounting Standards. Fair values have been calculated using the Black Scholes Model valuation methodology for the ROFE hurdle and Monte Carlo simulation for the TSR hurdle. The fair value of rights issued during the year under the ROFE hurdle was $2.11 per right and TSR hurdle was $1.28 per right. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 29 All of the rights carry an exercise price of nil. The rights granted on 25 February 2015, 23 March 2016 and 24 February 2017 will vest on the date of the release to the Australian Securities Exchange of the Group’s annual audited financial statements for the years 30 June 2017, 2018 and 2019 respectively, subject to the achievement of the performance hurdles. The rights granted to Mr Thornton were approved by shareholders at the 2014, 2015 and 2016 Annual General Meetings in accordance with ASX Listing Rule 10.14. The rights granted to Mr Salt in FY16 did not require shareholder approval as he was not a director of the Company at the time of the grant. The rights granted to Mr Salt in FY17 were approved by shareholders at the 2016 Annual General Meeting in accordance with ASX Listing Rule 10.14. Rights were forfeited where an employee ceased employment with the Group during the year in accordance with the rules of the LTI Plan. For the rights granted to key management personnel on 24 February 2014, the Group did not achieve the TSR hurdle and fully achieved the EPS hurdle for the performance period of 1 July 2013 to 30 June 2016. The rights subject to the TSR hurdle lapsed in FY17 resulting in the forfeiture of 20,000 rights with a grant date fair value of $27,200 for current key management personnel. The rights subject to the EPS hurdle fully vested in FY17 resulting in the exercise of 18,200 shares (adjusted for the share consolidation effective on 9 June 2015) with a grant date fair value of $47,200 for current key management personnel. The number of rights outstanding at 30 June 2017 represents the balance yet to be tested. 5.3 KEY MANAGEMENT PERSONNEL TRANSACTIONS 5.3.1 Loans to key management personnel and their related parties No loans were made to key management personnel or their related parties during the year ended 30 June 2017 (2016: nil). 5.3.2 Other key management personnel transactions with the Group or its controlled entities There were no other key management personnel transactions with the Group or its controlled entities during the year ended 30 June 2017 (2016: nil). From time to time, key management personnel of the Group or its controlled entities, or their related entities, may purchase goods from the consolidated entity. These purchases are on the same terms and conditions as those entered into by other consolidated entity employees or customers and are trivial or domestic in nature. 5.3.3 Movements in shares The movement during the reporting period in the number of ordinary shares in GWA Group Limited held, directly, indirectly or beneficially, by each key management person, including their related parties, is as follows: Non-Executive Directors D McDonough J Mulcahy W Bartlett P Birtles J McKellar (Appointed 28 October 2016) S Goddard (Appointed 28 October 2016) R Anderson (Retired 28 October 2016) Executive Directors T Salt (Appointed 1 July 2016) R Thornton Executives P Gibson S Mitchell S Ralphsmith C Norwell (Appointed 7 April 2016) K Veitch (Ceased employment 31 December 2016) Held at 1 July 2016 Granted as compensation Purchases Sales Held at 30 June 2017 118,300 40,950 30,207 13,650 n/a n/a 16,435,332 11,900 81,902 – – – – – – – – – – – – – 18,200 – – – – – 11,700 – – – – 10,000 – 17,860 – 5,000 – – – – – – – – – – – – – – – – – – 130,000 40,950 30,207 13,650 – 10,000 n/a 29,760 100,102 5,000 – – – n/a 30 | GWA GROUP LIMITED | 2017 ANNUAL REPORT Non-Executive Directors D McDonough J Mulcahy R Anderson W Bartlett P Birtles Executive Directors T Salt (Appointed 1 July 2016) R Thornton P Crowley (Retired 31 December 2015) Executives P Gibson S Mitchell S Ralphsmith K Veitch C Norwell (Appointed 7 April 2016) Held at 1 July 2015 Granted as compensation Purchases Sales Held at 30 June 2016 118,300 40,950 16,435,332 30,207 13,650 n/a 65,975 459,550 – – – – n/a – – – – – – 15,927 84,532 – – – – – – – – – – 11,900 – – – – – – – – – – – – – – – – – – – – 118,300 40,950 16,435,332 30,207 13,650 11,900 81,902 n/a – – – – – The termination arrangements for the executives are specified in their employment contracts and any other termination payments require approval of the Nomination and Remuneration Committee. Shareholder approval is required for termination payments in excess of twelve months salary. Unless the Board determines otherwise, executives will not be eligible for an STI payment and Performance Rights held by executives under the LTI Plan will lapse upon cessation of employment with the Group. The Directors’ Report is made out in accordance with a resolution of the directors: Darryl D McDonough Chairman Tim R Salt Managing Director Sydney, 21 August 2017 The relevant interest of each director in the share capital of the Group as notified by the directors to the Australian Securities Exchange in accordance with Section 205G(1) of the Corporations Act 2001 as at 30 June 2017 is listed in the Directors’ Report under Directors’ Interests. During the FY17 reporting period, there were 18,200 shares granted to key management personnel as compensation (2016: 100,459). The aggregate number of shares held by key management personnel or their related parties at 30 June 2017 was 359,669 (2016: 16,732,241). 6. KEY TERMS OF EMPLOYMENT CONTRACTS 6.1 NOTICE AND TERMINATION PAYMENTS The specified executives in the Directors’ Report including the Managing Director, Mr Tim Salt, are on open-ended contracts. The employment contract for Mr Salt provides that if either the Group or Mr Salt wishes to terminate employment for any reason, no less than one year’s written notice of termination is required. The Group retains the right to immediately terminate the employment contract of Mr Salt by making payment equal to twelve months salary in lieu of providing notice. For the other specified executives, the Group or the executives are required to give no less than three months notice of termination of employment for any reason. The Group retains the right to immediately terminate the employment contracts of the executives by making payment equal to three months salary in lieu of providing notice. The executives are also entitled to receive on termination of employment their statutory entitlements of accrued annual and long service leave, together with any superannuation benefits. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 31 GWA GROUP LIMITED FINANCIAL REPORT GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES ABN 15 055 964 380 CONTENTS Consolidated statement of profit or loss and other comprehensive income Consolidated statement of financial position Consolidated statement of cash flows Consolidated statement of changes in equity NOTE 1 Significant accounting policies 2 Operating segments 3 Revenue and other income 4 5 6 Expenses Income tax expenses Earnings per share 7 Cash and cash equivalents 8 9 Trade and other receivables Inventories 10 Deferred tax assets and liabilities 11 Property, plant and equipment 12 Intangible assets 13 Trade and other payables 14 Employee benefits 15 Provisions Directors’ Declaration 37 40 42 42 44 46 47 48 48 48 50 52 54 54 55 16 Loans and borrowings 17 Capital and reserves 18 Financial instruments and financial risk management 19 Share-based payments 20 Related parties 21 Auditor’s remuneration 22 Operating lease commitments 23 Capital commitments 24 Consolidated entities 25 Deed of cross guarantee 26 Parent entity disclosures 27 Discontinued operations 28 Subsequent events Independent Auditor’s Report to the members of GWA Group Limited Lead Auditor’s Independence Declaration under Section 307C of the Corporations Act 2001 33 34 35 36 56 57 58 64 66 66 66 67 67 68 70 71 71 72 73 76 32 | GWA GROUP LIMITED | 2017 ANNUAL REPORT GWA GROUP LIMITED | 2017 ANNUAL REPORTDirectors’ report continuedAs at 30 june 2016 CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME For the period ended 30 June In thousands of AUD CONTINUING OPERATIONS Sales revenue Cost of sales Gross profit Other income Selling expenses Administrative expenses Other expenses Operating profit Finance income Finance expenses Net financing costs Profit before tax Income tax expense Profit from continuing operations DISCONTINUED OPERATIONS Profit from discontinued operations, net of income tax Profit for the period OTHER COMPREHENSIVE INCOME Items that may be reclassified subsequently to profit or loss: Exchange differences on translation of foreign subsidiaries, net of tax Cashflow hedges, net of tax Other comprehensive income / (loss), net of tax Total comprehensive income for the period EARNINGS PER SHARE (CENTS) Total – Basic – Diluted Continuing operations – Basic – Diluted Note 2017 2016 3a 4a 3b 4b 4d 5 27 6 6 6 6 446,332 (260,361) 185,971 428 (63,736) (41,420) (649) 80,594 575 (5,913) (5,338) 75,256 (21,585) 53,671 439,666 (259,924) 179,742 779 (60,939) (41,288) (29) 78,265 500 (7,008) (6,508) 71,757 (19,837) 51,920 – 53,671 1,761 53,681 79 2,146 2,225 55,896 20.33 20.22 20.33 20.22 78 (2,850) (2,772) 50,909 19.66 19.58 19.02 18.94 The consolidated statement of profit or loss and other comprehensive income is to be read in conjunction with the accompanying notes. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 33 GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES CONSOLIDATED STATEMENT OF FINANCIAL POSITION As at 30 June In thousands of AUD CURRENT ASSETS Cash and cash equivalents Trade and other receivables Inventories Other Total current assets NON-CURRENT ASSETS Deferred tax assets Property, plant and equipment Intangible assets Other Total non-current assets Total assets CURRENT LIABILITIES Trade and other payables Employee benefits Income tax payable Provisions Total current liabilities NON-CURRENT LIABILITIES Trade and other payables Loans and borrowings Employee benefits Provisions Total non-current liabilities Total liabilities Net assets EQUITY Issued capital Reserves Retained earnings Total equity Note 2017 2016 7a 8 9 10 11 12 13 14 5 15 13 16 14 15 17 17 36,360 65,862 72,319 2,679 35,696 51,983 76,361 2,267 177,220 166,307 16,023 10,493 314,242 286 341,044 518,264 50,783 6,528 7,346 10,594 75,251 827 112,000 7,316 2,267 122,410 197,661 320,603 307,838 (334) 13,099 320,603 18,189 11,281 314,894 188 344,552 510,859 40,510 6,889 1,851 22,430 71,680 432 120,000 8,447 2,602 131,481 203,161 307,698 307,877 (3,356) 3,177 307,698 The consolidated statement of financial position should be read in conjunction with the accompanying notes. 34 | GWA GROUP LIMITED | 2017 ANNUAL REPORT GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES CONSOLIDATED STATEMENT OF CASH FLOWS For the year ended 30 June In thousands of AUD CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers Payments to suppliers and employees Cash generated from operations Interest and facility fees paid Interest received Income taxes paid Net cash from operating activities CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from sale of property, plant and equipment Acquisition of property, plant and equipment Acquisition of intangible assets Proceeds from business disposals, net of transaction costs Net cash (used in) / from investing activities CASH FLOWS FROM FINANCING ACTIVITIES Proceeds from borrowings Repayment of borrowings Dividends paid Capital return to holders of LTI grants Payment for on-market share buy-back Net cash used in financing activities Net increase in cash and cash equivalents Cash and cash equivalents at the beginning of the year Effect of exchange rate changes Cash within assets held for sale Cash and cash equivalents at 30 June 2017 2016 483,652 (406,387) 77,265 (5,881) 575 (14,788) 57,171 370 (3,681) (1,600) – (4,911) 27,000 (35,000) (43,551) (39) – (51,590) 670 35,696 (6) – 36,360 502,464 (421,842) 80,622 (6,662) 500 (19,536) 54,924 70 (2,708) (920) 3,570 12 20,000 (25,000) (18,718) (44) (30,029) (53,791) 1,145 33,043 181 1,327 35,696 The consolidated statement of cash flows is to be read in conjunction with the accompanying notes. The cash flows of the Gliderol business are included in the consolidated statement of cash flows for the year ended 30 June 2016 only for the part of the year that they were owned by GWA Group Limited and its controlled entities. Accordingly, the consolidated statement of cash flows for the years ended 30 June 2017 and 30 June 2016 are not comparable (Refer Note 27). GWA GROUP LIMITED | 2017 ANNUAL REPORT | 35 GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES CONSOLIDATED STATEMENT OF CHANGES IN EQUITY For the period ended 30 June 2017 In thousands of AUD Balance as at 1 July 2016 Total comprehensive income for the period Profit for the year Other comprehensive income Exchange differences on translation of foreign subsidiaries, net of tax Cash flow hedges, net of tax Total other comprehensive income Total comprehensive income Transaction with owners, recorded directly in equity Share-based payments, net of tax Dividends paid Total transactions with owners Balance at 30 June 2017 For the period ended 30 June 2016 In thousands of AUD Balance at 1 July 2015 Total comprehensive income for the period Profit for the period Other comprehensive income Exchange differences on translation of foreign subsidiaries, net of tax Cash flow hedges, net of tax Total other comprehensive income Total comprehensive income Transaction with owners, recorded directly in equity Share-based payments, net of tax On-market share buy-back, net of tax Dividends paid Total transactions with owners Balance at 30 June 2016 Share capital Translation reserve Hedging reserve Equity compensation reserve Retained earnings Total 307,877 (1,072) (3,931) 1,647 3,177 307,698 – – – – – (39) – (39) – 79 – 79 79 – – – – – 2,146 2,146 2,146 – – – – – – – – 53,671 53,671 – – – 79 2,146 2,225 53,671 55,896 797 – 797 (198) ( 43,551) (43,749) 560 (43,551) (42,991) 307,838 (993) (1,785) 2,444 13,099 320,603 Share capital Translation reserve Hedging reserve Equity compensation reserve (Accumulated losses) / retained earnings Total 337,942 (1,150) (1,081) 2,180 (31,997) 305,894 – – – – – (44) (30,021) – (30,065) 307,877 – 78 – 78 78 – – – – – – (2,850) (2,850) (2,850) – – – – (1,072) (3,931) – – – – – (533) – – (533) 1,647 53,681 53,681 – – – 53,681 211 – (18,718) (18,507) 78 (2,850) (2,772) 50,909 (366) (30,021) (18,718) (49,105) 3,177 307,698 The consolidated statement of changes in equity is to be read in conjunction with the accompanying notes. 36 | GWA GROUP LIMITED | 2017 ANNUAL REPORT GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION I: OVERVIEW 1. SIGNIFICANT ACCOUNTING POLICIES GWA Group Limited (the ‘Company’) is a for-profit company domiciled in Australia. The consolidated financial report of the Company for the financial year ended 30 June 2017 comprises the Company and its subsidiaries (together referred to as the ‘consolidated entity’). The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised if the revision affects only that period, or in the period of the revision and future periods if the revision affects both current and future periods. The principal activities during the year of the consolidated entity were the research, design, manufacture, import, and marketing of building fixtures and fittings to residential and commercial premises and the distribution of these various products through a range of distribution channels in Australia, New Zealand and selected international markets. The financial report was authorised for issue by the directors on 21 August 2017. (a) Statement of compliance The financial report is a general purpose financial report which has been prepared in accordance with Australian Accounting Standards (‘AASB’) adopted by the Australian Accounting Standards Board (‘AASB’) and the Corporations Act 2001. The consolidated entity’s financial report complies with International Financial Reporting Standards (‘IFRS’) adopted by the International Accounting Standards Board (‘IASB’). (b) Basis of preparation The financial report is presented in Australian dollars which is the Company’s functional currency and the functional currency of the majority of the consolidated entity. The financial report is prepared on the historical cost basis except for derivative financial instruments that are measured at fair value. The Company is of a kind referred to in ASIC Corporations (Rounding in Financial/Directors’ Report) Instrument 2016/191 dated 24 March 2016 and in accordance with that Instrument, amounts in the financial report and Directors’ Report have been rounded off to the nearest thousand dollars, unless otherwise stated. The preparation of a financial report requires management to make judgements, estimates and assumptions that affect the application of accounting policies and the reported amounts of assets, liabilities, income and expenses. The estimates and associated assumptions are based on historical experience and various other factors that are believed to be reasonable under the circumstances, the results of which form the basis of making the judgements about carrying values of assets and liabilities that are not readily apparent from other sources. Actual results may differ from these estimates. In particular, information about significant areas of estimation uncertainty and critical judgements in applying accounting policies that have the most significant effect on the amount recognised in the financial statements are described in the following notes: • • Note 12 – measurement of the recoverable amounts of intangible assets Note 18 – valuation of financial instruments The accounting policies set out in this consolidated financial report have been applied consistently to all periods presented. The accounting policies have been applied consistently by all entities in the consolidated entity. The entity has elected not to early adopt any accounting standards or amendments. Certain comparative information included in note disclosures have been amended in these financial statements to conform to the current year presentation. (c) Changes in accounting policies, disclosures, standards and interpretations (i) Standards and Interpretations affecting amounts reported in the current period The following new and revised Standards and Interpretations have been adopted by the consolidated entity for the first time for the year ended 30 June 2017: • • • • AASB 2014-4 Amendments to Australian Accounting Standards – Clarification of Acceptable Methods of Depreciation and Amortisation AASB 2015-1 Amendments to Australian Accounting Standards – Annual Improvements to Australian Accounting Standards 2012-2014 Cycle AASB 2015-2 Amendments to Australian Accounting Standards – Disclosure Initiative: Amendments to AASB 101 Presentation of Financial Statements AASB 1057 Application of Australian Accounting Standards and AASB 2015-9 Amendments to Australian Accounting Standards – Scope and Application Paragraphs The initial adoption of the above revisions have not had a material impact on the amounts reported or disclosed in the consolidated annual financial statements. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 37 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION I: OVERVIEW CONTINUED 1. SIGNIFICANT ACCOUNTING POLICIES CONTINUED (c) Changes in accounting policies, disclosures, standards and interpretations continued (ii) Standards and Interpretations issued but not yet effective At the date of authorisation of the consolidated financial statements, the following Standards and Interpretations were issued but not yet effective. Standard / Interpretation AASB 2016-1 Amendments to Australian Accounting Standards – Recognition of Deferred Tax Assets for Unrealised Losses AASB 2016-2 Amendments to Australian Accounting Standards – Disclosure Initiative: Amendments to AASB 107 Statement of Cash Flows AASB 9 Financial Instruments(1) AASB 15 Revenue from Contracts with Customers(2) AASB 2016-5 Amendments to Australian Accounting Standards – Classification and Measurement of Share-based Payment Transactions AASB 16 Leases(3) IFRIC 23 Uncertainty over Income Tax Treatments Effective for the annual reporting period beginning on Expected to be initially applied in the period ending 1 January 2017 30 June 2018 1 January 2017 30 June 2018 1 January 2018 1 January 2018 1 January 2018 30 June 2019 30 June 2019 30 June 2019 1 January 2019 1 January 2019 30 June 2020 30 June 2020 (1) AASB 9 will be first applicable for the year commencing 1 July 2018. Based on a preliminary assessment of financial instruments currently held, the impact of this standard is not expected to be material to the results and balances of the consolidated entity. (2) AASB 15 will be first applicable for the year commencing 1 July 2018. Based on a preliminary assessment of current revenue streams and customer contracts, the impact of this standard is not expected to be material to the results and balances of the consolidated entity. (3) AASB 16 will be first applicable for the year commencing 1 July 2019. Based on a preliminary assessment of current lease arrangements, the impact of this standard is expected to be material to the results and balances of the consolidated entity with the recognition of Right of Use Assets and Lease Liabilities, and corresponding depreciation and interest expense for the majority of operating leases. However, until a detailed review is undertaken, it is not practicable to provide a reasonable estimate of the effect of this standard. These assessments will be updated by the consolidated entity closer to their adoption dates. For all other Standards and Interpretations issued but not yet effective listed above, the consolidated entity is assessing the potential impact on its consolidated financial statements. (d) Basis of consolidation (i) Business combinations The consolidated entity accounts for business combinations using the acquisition method when control is transferred to the consolidated entity. The consideration transferred in the acquisition is generally measured at fair value, as are the identifiable net assets acquired. Any goodwill that arises is tested annually for impairment. Transaction costs are expensed as incurred. (ii) Subsidiaries Subsidiaries are entities controlled by the consolidated entity. The consolidated entity controls an entity when it is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power over the entity. The financial results and balances of subsidiaries are included in the consolidated financial statements from the date on which control commences until the date on which control ceases. (iii) Transaction eliminated on consolidation Intra-group balances and transactions, and unrealised income and expense arising from intra-group transactions, are eliminated. 38 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION I: OVERVIEW CONTINUED 1. SIGNIFICANT ACCOUNTING POLICIES CONTINUED (f) Current vs non-current classifications (e) Foreign currency (i) Foreign currency transactions Transactions in foreign currencies are translated at the foreign exchange rate ruling at the date of the transaction. Monetary assets and liabilities denominated in foreign currencies at the reporting date are retranslated to Australian dollars at the foreign exchange rate ruling at that date. Foreign exchange differences arising on translation are recognised in profit or loss. Non-monetary assets and liabilities that are measured in terms of historical cost in a foreign currency are retranslated to Australian dollars using the exchange rate at the date of the transaction. Non- monetary assets and liabilities denominated in foreign currencies that are stated at fair value are translated to Australian dollars at foreign exchange rates ruling at the dates the fair value was determined. The consolidated entity presents assets and liabilities in the consolidated statement of financial position based on current/non-current classification. An asset is current when it is: • • • • Expected to be realised or intended to be sold or consumed in the normal operating cycle; Expected to be realised within twelve months after the reporting period; Held primarily for trading; or Cash and cash equivalent unless restricted from being exchanged or used to settle a liability for at least twelve months after the reporting period. (ii) Financial statements of foreign operations All other assets are classified as non-current. A liability is current when: • • • • It is expected to be settled in the normal operating cycle; It is due to be settled within twelve months after the reporting period; Held primarily for trading; or There is no unconditional right to defer the settlement of the liability for at least twelve months after the reporting period. All other liabilities are classified as non-current. Deferred tax assets and liabilities are classified as non-current assets and liabilities. The assets and liabilities of foreign operations, including goodwill and fair value adjustments arising on acquisition, are translated to Australian dollars at foreign exchange rates ruling at the reporting date. The revenues and expenses of foreign operations are translated to Australian dollars at rates approximating the foreign exchange rates ruling at the dates of the transactions. Foreign exchange differences arising on retranslation at balance date are recognised in other comprehensive income, and presented in the foreign currency translation reserve (FCTR) in equity. When a foreign operation is disposed such that control, significant influence or joint control is lost, the cumulative amount in the translation reserve related to that foreign operation is reclassified to profit or loss as part of the gain or loss on disposal. (iii) Net investment in foreign operations Foreign exchange differences arising from the retranslation of the net investment in foreign operations (including monetary items neither planned to be settled nor likely to be settled in the foreseeable future), and of related hedges are recognised in the FCTR to the extent that the hedge is effective. They are released into profit or loss as part of the gain or loss on disposal. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 39 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR 2. OPERATING SEGMENTS The consolidated entity has two continuing reportable segments, as described below. The segments are managed separately because they operate in different markets and require different marketing strategies. For each segment the CEO reviews internal management reports on a monthly basis. The following describes the operations in each of the consolidated entity’s reportable segments: • • Bathrooms & Kitchens – This segment includes the sale of vitreous china toilet suites, basins, plastic cisterns, tapware, baths, kitchen sinks, laundry tubs and bathroom accessories. Door & Access Systems – This segment includes the sale of door locks and levers and supply and maintenance of commercial door systems. Information regarding the results of each reportable segment is included below. Performance is measured based on segment profit before interest and income tax as included in the management reports that are reviewed by the CEO. Segment profit is used to measure performance as management believes that such information is the most relevant in evaluating the results of the segments relative to other entities that operate in these industries. Segment results include items that are directly attributable to a segment as well as those that can be allocated on a reasonable basis. Unallocated items comprise mainly corporate assets, head office expenses, loans and borrowings, treasury financial instruments and income tax assets and liabilities. Discontinued operations in the prior period includes the sale of Gliderol Garage Doors. Refer to Note 27 for further information regarding discontinued operations. In thousands of AUD 2017 2016 2017 2016 2017 2016 2017 2016 Bathrooms & Kitchens Door & Access Systems Discontinued Total Sales revenue 350,437 341,953 95,895 97,713 – 4,798 446,332 444,464 Segment profit / (loss) before significant items and tax 87,603 84,582 6,293 7,318 Brivis product defect issues – – – – Segment profit / (loss) before income tax 87,603 84,582 6,293 7,318 Depreciation Amortisation Capital expenditure 1,842 1,983 1,034 – – 3,017 1,896 406 662 935 406 758 Reportable segment assets 400,532 389,947 60,153 61,157 Reportable segment liabilities 49,214 49,673 9,711 9,816 – – – – – – – – (605) 93,896 91,295 2,805 – 2,805 2,200 93,896 94,100 103 2,876 3,021 41 44 – – 406 447 3,679 2,698 460,685 451,104 58,925 59,489 40 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR CONTINUED 2. OPERATING SEGMENTS CONTINUED Reconciliations of reportable segment revenues, profit or loss, assets and liabilities In thousands of AUD Revenues Total revenue for reportable segments Elimination of discontinued operations Consolidated revenue – continuing operations Profit Total profit for reportable segments Elimination of discontinued operations Unallocated amounts: corporate expenses Profit from operating activities Net financing costs Consolidated profit before tax – continuing operations Assets Total assets for reportable segments Unallocated amounts: corporate assets* Consolidated total assets Liabilities Total liabilities for reportable segments Unallocated amounts: corporate liabilities** Consolidated total liabilities Reconciliations of other material items Depreciation Total depreciation for reportable segments Elimination of discontinued operations Unallocated amounts: depreciation on corporate assets Consolidated depreciation – continuing operations Amortisation Total amortisation for reportable segments Elimination of discontinued operations Unallocated amounts: amortisation on corporate assets Consolidated amortisation – continuing operations Capital expenditure Total capital expenditure for reportable segments Elimination of discontinued operations Unallocated amounts: corporate capital expenditure Consolidated capital expenditure – continuing operations 2017 2016 446,332 – 446,332 93,896 – (13,302) 80,594 (5,338) 75,256 460,685 57,579 518,264 58,925 138,736 197,661 2,876 – 487 3,363 406 – 1,793 2,199 3,679 – 1,602 5,281 444,464 (4,798) 439,666 94,100 (2,200) (13,635) 78,265 (6,508) 71,757 451,104 59,755 510,859 59,489 143,672 203,161 3,021 (103) 470 3,388 447 (41) 2,191 2,597 2,698 (44) 930 3,584 * Corporate assets include cash and cash equivalents, tax assets and treasury financial instruments at fair value. ** Corporate liabilities include loans and borrowings, tax liabilities and treasury financial instruments at fair value. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 41 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR CONTINUED 2. OPERATING SEGMENTS CONTINUED Geographical Segments The business segments are managed on a worldwide basis, but operate mainly in one geographical area being Australia. A sales office is also operated in New Zealand. Sales revenue from geographical areas outside Australia comprised only 6% of the consolidated entity’s total sales revenue for the current year (2016: 6%). In presenting information on the basis of geographical segments, segment revenue is based on the geographical location of customers. Segment assets are based on the geographical location of the assets. In thousands of AUD External sales revenue Non-current assets* Australia New Zealand Consolidated 2017 421,443 319,784 2016 415,336 321,107 2017 24,889 5,237 2016 24,330 5,256 2017 446,332 325,021 2016 439,666 326,363 * Non-current assets exclude financial instruments and deferred tax assets. Major customers The consolidated entity conducts business with 3 customers where the net revenue generated from each customer exceeds 10% of the consolidated entity’s net revenue. Net revenue from these customers represent $72,682,000 (2016: $71,365,000), $65,065,000 (2016: $56,073,000) and $60,440,000 (2016: $63,426,000) respectively of the consolidated entity’s total net revenues for the current year of $446,332,000 (2016: $439,666,000). The revenues from these customers are reported in the Bathrooms & Kitchens and Door & Access Systems segments. 3. REVENUE AND OTHER INCOME (a) Sales revenue In thousands of AUD Sales revenue 2017 2016 446,332 439,666 446,332 439,666 Sales revenue Sales revenue is measured at the fair value of the consideration received or receivable, net of returns, discounts and rebates. Revenue is recognised when the significant risks and rewards of ownership have been transferred to the buyer which is typically when goods are delivered to the customer, recovery of the consideration is probable, the associated costs and possible return of goods can be estimated reliably, there is no continuing management involvement with the goods and the amount of revenue can be measured reliably. (b) Other income In thousands of AUD Foreign currency gains Other – scrap income, royalties 4. EXPENSES (a) Cost of sales In thousands of AUD Cost of sales 2017 2016 130 298 428 334 445 779 2017 260,361 260,361 2016 259,924 259,924 Cost of sales Cost of sales comprises the cost of manufacturing and purchase of goods including supply chain costs such as freight and warehousing. 42 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR CONTINUED 4. EXPENSES CONTINUED (b) Other expenses In thousands of AUD Foreign currency losses Other (c) Personnel expenses In thousands of AUD Wages and salaries – including superannuation contributions, annual leave and long service leave Equity-settled share-based payment transactions 2017 2016 433 216 649 29 – 29 2017 2016 85,105 1,028 86,133 87,851 99 87,950 Defined contribution superannuation funds The consolidated entity makes contributions to defined contribution superannuation funds. A defined contribution superannuation fund is a post- employment benefit plan under which an entity pays fixed contributions into a separate entity and will have no legal or constructive obligation to pay further amounts. Obligations for contributions to defined contribution superannuation funds are recognised as an employee benefit expense in profit or loss in the periods during which the services are rendered by employees. The amount recognised as an expense was $5,866,000 for the financial year ended 30 June 2017 (2016: $6,430,000). (d) Net financing costs In thousands of AUD Finance income Interest income on call deposits Other Finance expense Interest expense on financial liabilities Interest expense on swaps Fees on financial liabilities including amortisation Net financing costs 2017 2016 470 105 575 4,623 976 314 5,913 5,338 447 53 500 5,034 1,241 733 7,008 6,508 Net financing costs Net financing costs comprise interest payable on borrowings calculated using the effective interest method, interest receivable on funds invested and gains and losses on hedging instruments that are recognised in profit or loss. Borrowing costs are expensed as incurred unless they relate to qualifying assets. Interest income is recognised in profit or loss as it accrues, using the effective interest method. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 43 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR CONTINUED 5. INCOME TAX EXPENSES Recognised in profit or loss In thousands of AUD Current tax expense Current year Adjustments for prior years Deferred tax expense / (benefit) Origination and reversal of temporary differences Tax expense from continuing operations Tax expense / (benefit) from discontinued operations Total tax expense Numerical reconciliation between tax expense and pre-tax profit In thousands of AUD Profit from continuing operations before tax Profit from discontinued operations before tax Profit before tax Tax expense using the domestic rate of 30% (2016: 30%) Tax expense / (benefit) due to: Non-deductible expenses Non-assessable accounting gain on disposal of CGT assets Rebateable research and development Other items (Over) / under provided in prior years Income tax expense on pre-tax profit Deferred tax recognised directly in equity In thousands of AUD Derivatives Share buy-back and capital return costs Income tax payable In thousands of AUD Current tax liability 44 | GWA GROUP LIMITED | 2017 ANNUAL REPORT 2017 2016 21,431 (1,068) 20,363 1,222 21,585 – 21,585 75,256 – 75,256 22,577 135 – (217) 158 22,653 (1,068) 21,585 919 25 944 15,497 (780) 14,717 5,120 19,837 439 20,276 71,757 2,200 73,957 22,187 94 (629) (207) (168) 21,277 (1,001) 20,276 (1,222) 16 (1,206) 7,346 1,851 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR CONTINUED 5. INCOME TAX EXPENSES CONTINUED Income tax Tax expense comprises current and deferred tax. Current and deferred taxes are recognised in profit or loss except to the extent that it relates to a business combination, or items recognised directly in equity or in other comprehensive income. Current tax is the expected tax payable or receivable on the taxable income or loss for the year, using tax rates enacted or substantively enacted at the reporting date, and any adjustment to tax payable in respect of previous years. Current tax payable also includes any tax liability arising from the declaration of dividends. Deferred tax is recognised in respect of temporary differences between the carrying amounts of assets and liabilities for financial reporting purposes and the amounts used for taxation purposes. Deferred tax is not recognised for: • • • temporary differences on the initial recognition of assets or liabilities in a transaction that is not a business combination and that affects neither accounting nor taxable profit or loss. temporary differences related to investments in subsidiaries and associates and jointly controlled entities to the extent that it is probable that they will not reverse in the foreseeable future. taxable temporary differences arising on the initial recognition of goodwill. Deferred tax is measured at the tax rates that are expected to be applied to temporary differences when they reverse, using tax rates enacted or substantively enacted at the reporting date. In determining the amount of current and deferred tax, the consolidated entity takes into account the impact of uncertain tax positions and whether additional taxes and interest may be due. The consolidated entity believes that its accruals for tax liabilities are adequate for all open tax years based on its assessment of many factors, including interpretations of tax law and prior experience. This assessment relies on estimates and assumptions and may involve a series of judgements about future events. New information may become available that causes the consolidated entity to change its judgement regarding the adequacy of existing tax liabilities; such changes to tax liabilities will impact tax expense in the period that such a determination is made. Deferred tax assets and liabilities are offset if there is a legally enforceable right to offset current tax liabilities and assets, and they relate to income taxes levied by the same tax authority on the same taxable entity, or on different tax entities, but they intend to settle current tax liabilities and assets on a net basis or their tax assets and liabilities will be realised simultaneously. A deferred tax asset is recognised for unused tax losses, tax credits and deductible temporary differences, to the extent that it is probable that future taxable profits will be available against which they can be utilised. Deferred tax assets are reviewed at each reporting date and are reduced to the extent that it is no longer probable that the related tax benefit will be realised. The Company and its wholly-Australian resident entities are part of a tax-consolidated group. As a consequence, all members of the tax-consolidated group are taxed as a single entity. The head entity within the tax-consolidated group is GWA Group Limited. The current tax liability for the consolidated entity represents the amount of income taxes payable. In accordance with tax consolidation legislation, the Company as the head entity of the Australian tax-consolidated group has assumed the current tax liability initially recognised by the members in the tax-consolidated group. Goods and Services Tax Revenue, expenses and assets are recognised net of the amount of goods and services tax (GST), except where the amount of GST incurred is not recoverable from the taxation authority. In these circumstances, the GST is recognised as part of the cost of acquisition of the asset or as part of the expense. Receivables and payables are stated with the amount of GST included. The net amount of GST recoverable from, or payable to, the ATO is included as a current asset or liability in the statement of financial position. Cash flows are included in the statement of cash flows on a gross basis. The GST components of cash flows arising from investing and financing activities which are recoverable from, or payable to, the ATO are classified as operating cash flows. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 45 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR CONTINUED 6. EARNINGS PER SHARE In cents Total – Basic – Diluted – Basic (excluding significant items) – Diluted (excluding significant items) Continuing operations – Basic – Diluted – Basic (excluding significant items) – Diluted (excluding significant items) 2017 20.33 20.22 20.33 20.22 20.33 20.22 20.33 20.22 2016 19.66 19.58 18.94 18.86 19.02 18.94 19.02 18.94 Basic earnings per share (EPS) is calculated by dividing the profit or loss attributable to ordinary shareholders of the Company by the weighted average number of ordinary shares outstanding during the period. Diluted EPS is determined by adjusting the profit or loss attributable to ordinary shareholders and the weighted average number of ordinary shares outstanding for the effects of all dilutive potential ordinary shares. The calculation of basic and diluted EPS has been based on the following profit attributable to ordinary shareholders. Profit attributable to ordinary shareholders – basic / diluted In thousands of AUD Continuing operations Profit before significant items Net significant items Profit for the year from continuing operations Discontinued operations (Loss) / profit before significant items Net significant items Profit / (loss) for the year from discontinued operations Profit / (loss) for the year 2017 2016 53,671 – 53,671 – – – 53,671 51,920 – 51,920 (202) 1,963 1,761 53,681 2016 278,948 (5,923) 273,025 The calculation of basic earnings per share has been based on the following weighted average number of shares outstanding. Weighted average number of ordinary shares (basic) In thousands of shares Issued ordinary shares at 1 July Effect of on-market share buy-back* Weighted average number of ordinary shares at 30 June 2017 263,948 – 263,948 * On 16 November 2015, GWA announced an on-market share buy-back program as part of its ongoing capital management initiatives. The share buy-back was completed on 17 June 2016. As at 30 June 2016, 15,000,356 shares were purchased on-market and subsequently cancelled (refer to note 17 for further details). This reduction is reflected in the calculation of the weighted average number of ordinary shares at 30 June 2016. 46 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION II: RESULTS FOR THE YEAR CONTINUED 6. EARNINGS PER SHARE CONTINUED The calculation of diluted earnings per share has been based on the following weighted average number of ordinary shares outstanding adjusted for the effects of all dilutive potential ordinary shares. Weighted average number of ordinary shares (diluted) In thousands of shares Weighted average number of ordinary shares (basic) Effect of performance rights on issue Weighted average number of ordinary shares (diluted) SECTION III: ASSETS AND LIABILITIES 7. CASH AND CASH EQUIVALENTS (a) Balances In thousands of AUD Bank balances Call deposits Cash and cash equivalents in the statement of cash flows 2017 263,948 1,512 265,460 2017 12,872 23,488 36,360 2016 273,025 1,162 274,187 2016 21,150 14,546 35,696 Cash and cash equivalents comprise cash balances and call deposits with an original maturity date of three months or less. Bank overdrafts that are repayable on demand and form an integral part of the consolidated entity’s cash management are included as a component of cash and cash equivalents for the purpose of the statement of cash flows. The consolidated entity’s exposure to interest rate risk and a sensitivity analysis for financial assets and liabilities are disclosed in Note 18. (b) Reconciliation of cash flows from operating activities to net profit In thousands of AUD Profit / (loss) for the year Adjustments for: Depreciation Amortisation Share-based payments – non cash component Foreign exchange (gain) / loss – unrealised (Gain) / loss on sale of PP&E and intangible assets Write down of inventories Other non cash movements Changes in assets and liabilities: Decrease / (increase) in trade and other receivables Decrease / (increase) in inventories Decrease / (increase) in prepayments (Decrease) / increase in trade payables and accrued expenses (Decrease) / increase in taxes payable and deferred taxes (Decrease) / increase in provisions and employee benefits Net cash flows from / (used in) operating activities 2017 53,671 3,363 2,199 587 65 (142) 3,583 (474) (13,879) 4,042 (510) 10,668 7,661 (13,663) 57,171 2016 53,681 3,491 2,638 (322) (292) (58) 1,713 (23) 11,046 3,365 369 (10,573) 740 (10,851) 54,924 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 47 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 8. TRADE AND OTHER RECEIVABLES In thousands of AUD Net trade receivables Other 2017 65,124 738 65,862 2016 50,502 1,481 51,983 Trade and other receivables are initially measured at fair value and subsequently at their amortised cost less impairment losses. For financial assets carried at amortised cost, the consolidated entity first assesses whether objective evidence of impairment exists individually for financial assets that are individually significant, or collectively for financial assets that are not individually significant. If the consolidated entity determines that no objective evidence of impairment exists for an individually assessed financial asset, whether significant or not, it includes the asset in a group of financial assets with similar credit risk characteristics and collectively assesses them for impairment. An impairment loss in respect of a financial asset measured at amortised cost is calculated as the difference between its carrying amount and the present value of the estimated future cash flows discounted at the asset’s original effective interest rate. Losses are recognised in profit or loss and reflected in an allowance account against receivables. Interest on the impaired asset continues to be recognised through the unwinding of the discount. When an event occurring after the impairment was recognised causes the amount of impairment loss to decrease, the decrease in impairment loss is reversed through profit or loss. The consolidated entity’s exposure to credit and currency risk and impairment loss related to trade and other receivables are disclosed in Note 18. 9. INVENTORIES In thousands of AUD Raw materials and consumables Work in progress Finished goods 2017 3,655 357 68,307 72,319 2016 4,078 149 72,134 76,361 Inventories are measured at the lower of cost and net realisable value. The cost of inventories is based on the first-in first-out principle and includes expenditure incurred in acquiring the inventories, production or conversion costs and other costs incurred in bringing them to their existing location and condition. In the case of manufactured inventories and work in progress, cost includes an appropriate share of production overheads based on normal operating capacity. Net realisable value is the estimated selling price in the ordinary course of business, less the estimated costs of completion and selling expenses. The future estimated recoverability of inventory was determined with consideration of excess inventory volumes, discontinued product lines and risk weightings applied by management with reference to their assessment of recovery rates. 10. DEFERRED TAX ASSETS AND LIABILITIES Recognised deferred tax assets and liabilities Deferred tax assets and liabilities are attributable to the following: In thousands of AUD Property, plant and equipment Intangible assets Inventories Employee benefits Provisions Other items Tax assets / (liabilities) Set off of tax Net tax assets / (liabilities) Assets Liabilities Net 2017 – 1,582 3,893 4,152 4,452 2,645 16,724 (701) 16,023 2016 – 1,710 2,578 4,599 7,486 3,108 19,481 (1,292) 18,189 2017 (15) (479) – – – (207) (701) 701 – 2016 (741) (517) – – – (34) (1,292) 1,292 2017 (15) 1,103 3,893 4,152 4,452 2,438 16,023 – 2016 (741) 1,193 2,578 4,599 7,486 3,074 18,189 – – 16,023 18,189 48 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 10. DEFERRED TAX ASSETS AND LIABILITIES CONTINUED Movement in temporary differences during the year In thousands of AUD Property, plant and equipment Intangible assets Inventories Employee benefits Provisions Other items In thousands of AUD Property, plant and equipment Intangible assets Inventories Employee benefits Provisions Other items Balance 1 July 16 Recognised in income Recognised in equity Balance 30 June 17 (741) 1,193 2,578 4,599 7,486 3,074 18,189 726 (90) 1,315 (447) (3,034) 308 (1,222) – – – – – (944) (944) (15) 1,103 3,893 4,152 4,452 2,438 16,023 Balance 1 July 15 Recognised in income Recognised in equity Balance 30 June 16 (632) 1,043 2,090 4,834 11,856 2,912 22,103 (109) 150 488 (235) (4,370) (1,044) (5,120) – – – – – 1,206 1,206 2017 71,352 104 (741) 1,193 2,578 4,599 7,486 3,074 18,189 2016 67,346 212 Unrecognised deferred tax assets Deferred tax assets have not been recognised in respect of the following items: In thousands of AUD Capital losses Revenue losses from foreign jurisdictions The deductible capital losses accumulated at balance date do not expire under current tax legislation. Refer to Note 5 for the consolidated entity’s accounting policy on deferred tax. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 49 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 11. PROPERTY, PLANT AND EQUIPMENT In thousands of AUD Cost Balance at 1 July 2016 Additions Disposals transferred to restructuring provision Disposals Transfers Exchange rate movements Balance at 30 June 2017 Balance at 1 July 2015 Additions Disposals of discontinued operations Disposals transferred to restructuring provision Other disposals Exchange rate movements Balance at 30 June 2016 Depreciation and impairment losses Balance at 1 July 2016 Depreciation Depreciation charged to restructuring provision Disposal transferred to restructuring provision Disposals Exchange rate movements Balance at 30 June 2017 Balance at 1 July 2015 Depreciation Depreciation charged to restructuring provision Disposal of discontinued operations Disposal transferred to restructuring provision Other disposals Exchange rate movements Balance at 30 June 2016 Carrying amounts As at 30 June 2017 As at 30 June 2016 50 | GWA GROUP LIMITED | 2017 ANNUAL REPORT Plant and equipment Work in progress 71,817 3,804 (27,168) (5,557) 187 (3) 43,080 127,472 1,386 (9,573) (1,540) (46,002) 74 71,817 (62,944) (3,363) (102) 26,155 5,383 3 (34,868) 2,408 62 – – (187) (2) 2,281 804 1,781 (177) – – – 2,408 – – – – – – – Total 74,225 3,866 (27,168) (5,557) – (5) 45,361 128,276 3,167 (9,750) (1,540) (46,002) 74 74,225 (62,944) (3,363) (102) 26,155 5,383 3 (34,868) (114,162) (177) (114,339) (3,491) (1,677) 9,573 916 45,965 (68) (62,944) – – 177 – – – – (3,491) (1,677) 9,750 916 45,965 (68) (62,944) 8,212 8,873 2,281 2,408 10,493 11,281 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 11. PROPERTY, PLANT AND EQUIPMENT CONTINUED Recognition and Measurement Items of property, plant and equipment are measured at cost less accumulated depreciation and impairment losses. Cost includes expenditure that is directly attributable to the acquisition of the asset. The cost of self-constructed assets includes the cost of materials, direct labour, the initial estimate, where relevant, of the costs of dismantling and removing the items and restoring the site on which they are located, and an appropriate proportion of production overheads. Purchased software that is integral to the functionality of the related equipment is capitalised as part of that equipment. When parts of an item of property, plant and equipment have different useful lives, they are accounted for as separate items of property, plant and equipment. The consolidated entity recognises in the carrying amount of an item of property, plant and equipment the cost of replacing part of such an item when that cost is incurred if it is probable that the future economic benefits embodied within the item will flow to the consolidated entity and the cost of the item can be measured reliably. The carrying amount of the replaced part is derecognised. All other costs are recognised in profit or loss as an expense as incurred. Gains and losses on disposal of an item of property, plant and equipment are determined by comparing proceeds from disposal with the carrying amount of property, plant and equipment and are recognised net within ‘other income’ or ‘other expenses’ in profit or loss. Depreciation Depreciation is recognised in profit or loss as incurred on a straight-line basis over the estimated useful lives of each part of an item of property, plant and equipment. The estimated useful lives in the current and comparative periods are as follows: • plant and equipment 3-15 years The residual value, the useful life and the depreciation method applied to an asset are reassessed annually. Impairment The carrying values of property, plant and equipment are reviewed for impairment at each reporting date, with the recoverable amount being estimated when events or changes in circumstances indicate that the carrying value may be impaired. The recoverable amount of property, plant and equipment is the higher of fair value less costs to sell and value in use. In assessing value in use, the estimated future cash flows are discounted to their present value using a pre-tax discount rate that reflects current market assessments of the time value of money and the risks specific to the asset. For an asset that does not generate largely independent cash inflows, recoverable amount is determined for the cash-generating unit to which the asset belongs, unless the asset's value in use can be estimated to be close to its fair value. An impairment exists when the carrying value of an asset or cash-generating unit exceeds its estimated recoverable amount. The asset or cash- generating unit is then written down to its recoverable amount. Impairment losses are recognised in profit or loss. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 51 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 12. INTANGIBLE ASSETS In thousands of AUD Cost Balance at 1 July 2016 Additions Disposals Exchange rate movements Balance at 30 June 2017 Balance at 1 July 2015 Additions Disposals of discontinued operations Other disposals Exchange rate movements Balance at 30 June 2016 Amortisation and impairment losses Balance at 1 July 2016 Amortisation Disposals Balance at 30 June 2017 Balance at 1 July 2015 Amortisation Disposal of discontinued operations Other disposals Balance at 30 June 2016 Carrying amounts As at 30 June 2017 As at 30 June 2016 Software Brand names Trade names, designs, patents and customer relationships Goodwill Total 28,337 1,600 (295) – 302,800 5,580 6,006 342,723 – – – – – – – – – 1,600 (295) – 29,642 302,800 5,580 6,006 344,028 35,099 302,767 909 (475) (7,196) – – – – 33 12,897 – (7,317) – – 30,080 380,843 – (24,074) – – 909 (31,866) (7,196) 33 28,337 302,800 5,580 6,006 342,723 (25,155) (1,793) 242 (26,706) (30,635) (2,201) 485 7,196 (25,155) – – – – – – – – – (2,674) (406) – (3,080) (9,585) (437) 7,348 – (2,674) – – – – (24,074) – 24,074 – – (27,829) (2,199) 242 (29,786) (64,294) (2,638) 31,907 7,196 (27,829) 2,936 3,182 302,800 302,800 2,500 2,906 6,006 6,006 314,242 314,894 Recognition and measurement Intangible assets acquired separately are measured on initial recognition at cost. Following initial recognition, intangible assets are carried at cost less any accumulated amortisation and any accumulated impairment losses. The cost of an intangible asset acquired in a business combination is its fair value as at the date of acquisition. Goodwill acquired in business combinations is initially measured at cost being the excess of the cost of the business combination over the consolidated entity’s interest in the net fair value of the acquiree’s identifiable assets, liabilities and contingent liabilities. Subsequent expenditure on capitalised intangible assets is capitalised only when it increases the future economic benefits embodied in the specific assets to which it relates. All other expenditure is expensed as incurred. 52 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 12. INTANGIBLE ASSETS CONTINUED Expenditure on development activities, whereby research findings are applied to a plan or design for the production of new or substantially improved products and processes, is capitalised only if the product or process is technically and commercially feasible and the consolidated entity has sufficient resources to complete development. Expenditure on research activities, undertaken with the prospect of gaining new scientific or technical knowledge and understanding, is recognised in the profit or loss as incurred. Expenditure incurred in developing, maintaining or enhancing brand names is recognised in the Income Statement in the year in which it is incurred. Amortisation Amortisation is recognised in the Income Statement on a straight-line basis over the estimated useful lives of intangible assets unless such lives are indefinite. Intangible assets are amortised from the date they are available for use. The estimated useful lives in the current and comparative periods are as follows: • • • • • • • goodwill brand names software trade names designs patents indefinite indefinite 4 years 10-20 years 15 years 3-19 years (based on patent term) customer relationships 8 years Brand names are not amortised as the directors believe that they have an indefinite useful life. Impairment Intangible assets with finite lives are assessed for impairment whenever there is an indication that the intangible asset may be impaired. Intangible assets with an indefinite useful life are tested for impairment annually, or more frequently if events or changes in circumstances indicate that the carrying value is impaired. An impairment loss is recognised if the carrying amount of an asset or its related cash-generating unit (CGU) exceeds its recoverable amount. The recoverable amount of an asset or CGU is the greater of its own value in use and its fair value less costs to sell. In assessing value in use, the estimated future cash flows are discounted to their present value using a pre-tax discount rate that reflects current market assessments of the time value of money and the risks specific to the asset. For the purpose of impairment testing, assets that cannot be tested individually are grouped together into the smallest group of assets that generates cash inflows from continuing use that are largely independent of the cash inflows of other assets of CGU’s. Subject to an operating segment ceiling test, CGU’s to which goodwill has been allocated are aggregated so that the level at which impairment is tested reflects the lowest level at which goodwill is monitored for internal reporting purposes. Goodwill acquired in a business combination is allocated to groups of CGU’s that are expected to benefit from the synergies of the combination. Impairment losses are recognised in profit or loss. Impairment losses recognised in respect of CGU’s are allocated first to reduce the carrying amount of any goodwill allocated to the CGU (or group of CGU’s), and then to reduce the carrying amounts of the other assets in the CGU (or group of CGU’s) on a pro rata basis. An impairment loss in respect of goodwill is not reversed. For other assets, an impairment loss is reversed only to the extent that the asset’s carrying amount does not exceed the carrying amount that would have been determined, net of depreciation or amortisation, if no impairment loss had been recognised. Carrying value of brand names and goodwill for each cash generating unit and segment In thousands of AUD Bathroom and Kitchens Door & Access Systems 2017 284,198 24,608 308,806 2016 284,198 24,608 308,806 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 53 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 12. INTANGIBLE ASSETS CONTINUED Impairment testing for brand names and goodwill The recoverable amounts of all brand names and goodwill were assessed as at 30 June 2017 based on internal value in use calculations and no impairment was identified for any cash generating units (2016: nil). Value in use was determined by discounting the future cash flows to be generated from the continuing use of the business unit and to which the brand or goodwill is attached and was based on the following assumptions: • Cash flows were projected based on actual operating results and business plans of the units approved by the Board, with projected cash flows to five years before a terminal value was calculated. Maintainable earnings were adjusted for an allocation of corporate overheads. • Management used a constant growth rate of 2.8% (2016: 2.5%) in calculating terminal values of the units, which does not exceed the long-term average growth rate for the industry. • Pre-tax discount rates between 12.5% – 14.1% were used (2016: 12.5% – 13.0%). The key assumptions relate to dwelling completions, economic activity and market share. The values assigned to the key assumptions represent management’s assessment of future trends in the Bathrooms & Kitchens and Door & Access Systems industries and are based on both external sources and internal sources (historical data). The recoverable amount of the cash generating units exceeds their carrying values at 30 June 2017 and there are no reasonably possible changes in any of the key assumptions that would cause the cash generating units’ carrying amounts to exceed their recoverable amount. 13. TRADE AND OTHER PAYABLES In thousands of AUD Current Trade payables and accrued expenses Forward exchange contracts used for hedging (net) Interest rate swaps used for hedging (net) Non-current Trade payables and accrued expenses 2017 2016 48,232 2,188 363 50,783 34,861 3,944 1,705 40,510 827 432 Trade and other payables are initially measured at fair value and subsequently at their amortised cost. The consolidated entity’s exposure to currency risk and liquidity risk related to trade and other payables are disclosed in Note 18. Refer to Note 18 for details on forward exchange contracts and interest rate swaps. 14. EMPLOYEE BENEFITS In thousands of AUD Current Liability for annual leave Liability for long service leave Non-current Liability for long service leave 2017 2016 4,756 1,772 6,528 5,398 1,491 6,889 7,316 8,447 54 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION III: ASSETS AND LIABILITIES CONTINUED 14. EMPLOYEE BENEFITS CONTINUED Short-term employee benefits Short-term employee benefits are expensed as the related service is provided. A liability is recognised for the amount expected to be paid if the consolidated entity has a present legal or constructive obligation to pay this amount as a result of past service provided by the employee and the obligation can be estimated reliably. Long-term employee benefits The consolidated entity’s net obligation in respect of long-term employee benefits is the amount of future benefit that employees have earned in return for their service in the current and prior periods. The benefit is calculated using expected future increases in wage and salary rates including related on-costs and expected settlement dates, and is discounted to present value using market yields at the reporting date on corporate bonds with terms to maturity that match, as closely as possible, the estimated future cash outflows. 15. PROVISIONS In thousands of AUD Balance at 1 July 2016 Additional provisions made Provisions used Balance at 30 June 2017 Current Non-current Warranties Restructuring Site restoration 2,609 605 (616) 2,598 2,554 44 2,598 19,235 – (12,242) 6,993 6,912 81 6,993 1,758 326 (100) 1,984 444 1,540 1,984 Other 1,430 261 (405) 1,286 684 602 1,286 Total 25,032 1,192 (13,363) 12,861 10,594 2,267 12,861 Recognition and Measurement A provision is recognised when the consolidated entity has a present legal or constructive obligation as a result of a past event that can be estimated reliably, and it is probable that an outflow of economic benefits will be required to settle the obligation. Provisions are determined by discounting the expected future cash flows at a pre-tax rate that reflects current market assessments of the time value of money and, where appropriate, the risks specific to the liability. Warranties The provision for warranties relates to future warranty expense on products sold during the current and previous financial years. A provision for warranties is recognised when the underlying products or services are sold. The provision is based on estimates made from historical warranty data associated and a weighting of all possible outcomes against their associated probabilities. Restructuring The restructuring provision relates to the estimated costs of redundancies, site closures and product rationalisation related to business restructuring. A provision for restructuring is recognised when the consolidated entity has approved a detailed and formal restructuring plan, and the restructuring has either commenced or has been announced publicly. Future operating costs are not provided for. Site restoration A provision for restoration in respect of owned and leased premises is recognised when the obligation to restore arises. The provision is the best estimate of the present value of the expenditure required to settle the restoration obligation at the reporting date. Future restoration obligations are reviewed annually and any changes are reflected in the present value of the provision at the end of the reporting period. The unwinding of the effect of discounting on the provision is recognised as a finance cost. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 55 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT 16. LOANS AND BORROWINGS This note provides information about the contractual terms of the consolidated entity’s loans and borrowings, which are measured at amortised cost. For more information about the consolidated entity’s exposure to interest rate and foreign currency risk, see note 18. Non-current liabilties In thousands of AUD Unsecured cash advance facilities Financing facilities Facilities available Standby letters of credit Bank guarantees Unsecured cash advance facilities Facilities utilised at reporting date Standby letters of credit Bank guarantees Unsecured cash advance facilities Facilities not utilised at reporting date Standby letters of credit Bank guarantees Unsecured cash advance facilities 2017 112,000 2016 120,000 2,000 7,000 225,000 234,000 – 4,116 112,000 116,116 2,000 2,884 113,000 117,884 2,000 7,000 225,000 234,000 – 4,116 120,000 124,116 2,000 2,884 105,000 109,884 Recognition and Measurement Interest-bearing borrowings are recognised initially at fair value less attributable transaction costs. Subsequent to initial recognition, interest-bearing borrowings are measured at amortised cost with any difference between cost and redemption value being recognised in profit or loss over the period of the borrowings on an effective interest basis. Unsecured cash advance facility On 19 October 2016, GWA successfully completed the extension of its syndicated banking facility. The facility comprises a single revolving facility of $225,000,000 which matures in October 2019. Prior to 19 October 2016 and as at 30 June 2016, the facility matured in October 2018. The loan bears interest at market rates and interest is typically payable every 30 to 90 days. The consolidated entity partially hedges its exposure to variable interest rates through interest rate swap transactions. Letter of credit The letter of credit facilities are committed facilities available to be drawn down under the facility agreements. The limits are specified in the facility agreement. Bank guarantees The bank guarantees are committed facilities available to be drawn down under the facility agreement. The limits are specified in the facility agreement. 56 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 17. CAPITAL AND RESERVES Share capital In thousands of AUD On issue at 1 July – fully paid On-market buy-back shares acquired and cancelled, net of tax Capital return to holders of FY14 LTI grant On issue at 30 June – fully paid Ordinary shares AUD 2017 263,948 – – 2016 278,948 (15,000) – 2017 307,877 – (39) 2016 337,942 (30,021) (44) 263,948 263,948 307,838 307,877 Ordinary Shares Ordinary shares are classified as equity. Incremental costs (transaction costs) directly attributable to the issue of ordinary shares are recognised as a deduction from equity, net of any tax effects. Transaction costs of an equity transaction are accounted for as a deduction from equity, net of any related income tax benefit. The Company does not have authorised capital or par value in respect of its issued shares. The holders of ordinary shares are entitled to receive dividends as declared from time to time and are entitled to one vote per share at meetings of the Company. All shares rank equally with regard to the Company’s residual assets. On-market share buy-back On 16 November 2015, GWA announced its intention to commence an on-market share buy-back program as part of its ongoing capital management initiatives. The share buy-back commenced on 1 December 2015 and completed on 17 June 2016. As at 30 June 2016, 15,000,356 shares, representing 5.4% of GWA’s issued share capital, were purchased on-market and subsequently cancelled. The ordinary shares were bought back at an average price of $2.00 per share for a total cost of $30,021,000 (including $21,000 of associated transaction costs, net of income tax). Translation reserve The translation reserve comprises all foreign exchange differences arising from the retranslation of the financial statements of foreign operations where their functional currency is different from the presentation currency of the reporting entity, as well as from the retranslation of liabilities that hedge the Company’s net investment in a foreign subsidiary. Hedging reserve The hedging reserve comprises the effective portion of the cumulative net change in the fair value of cash flow hedging instruments related to hedged transactions that have not yet occurred. Equity compensation reserve The equity compensation reserve represents the fair value of the cumulative net charges of performance rights granted (refer Note 19). GWA GROUP LIMITED | 2017 ANNUAL REPORT | 57 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 17. CAPITAL AND RESERVES CONTINUED Dividends Dividends recognised in the current year are: 2017 Interim 2017 ordinary Final 2016 ordinary Special 2016 Total amount 2016 Interim 2016 ordinary Total amount Costs per share (In cents) Total amount (In thousands of AUD) Franked Date of Payment 7.5 8.0 1.0 16.5 7.0 7.0 19,796 21,116 2,639 43,551 18,718 18,718 100% 7th March 2017 100% 16th September 2016 100% 16th September 2016 100% 5th April 2016 Dividends are recognised as a liability in the period in which they are declared. Franked dividends declared or paid during the year were franked at the tax rate of 30%. After the balance date the following dividends were approved by the directors. These will be paid out of the parent entity’s current year profit at the time in accordance with the Corporations Act 2001. The dividends have not been provided for. The declaration and subsequent payment of the dividend has no income tax consequences. Final 2017 ordinary 9.0 23,755 100% 5th September 2017 Costs per share (In cents) Total amount (In thousands of AUD) Franked Date of Payment The financial effect of these dividends has not been brought to account in the financial statements for the financial year ended 30 June 2017 and will be recognised in subsequent financial reports. Dividend franking account In thousands of AUD 30 per cent franking credits available to shareholders of GWA Group Limited for subsequent financial years The above available amounts are based on the balance of the dividend franking account at year-end adjusted for: (a) franking credits/debits that will arise from the payment/settlement of the current tax liabilities/assets; and (b) franking debits that will arise from the payment of dividends recognised as a liability at year-end. 18. FINANCIAL INSTRUMENTS AND FINANCIAL RISK MANAGEMENT (a) Policies The Company 2017 14,770 2016 13,689 Exposure to credit, interest rate and currency risks arises in the normal course of the consolidated entity’s business. Derivative financial instruments are used to hedge exposure to fluctuations in foreign exchange rates and interest rates. Risk management policy The Board has overall responsibility for the establishment and oversight of the risk management framework. The Board has established the Finance Risk Committee, which is responsible for developing and monitoring risk management policies. The Finance Risk Committee is required to report regularly to the Board on its activities. Risk management policies are established to identify and analyse the risk faced by the consolidated entity, to set appropriate risk limits and controls, and to monitor risks and adherence to limits. Risk management policies and systems are reviewed regularly to reflect changes in market conditions and the consolidated entity’s activities. 58 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 18. FINANCIAL INSTRUMENTS AND FINANCIAL RISK MANAGEMENT CONTINUED The Audit and Risk Committee oversees how management monitors compliance with the risk management policies and procedures and reviews the adequacy of the risk management framework in relation to the risks faced by the consolidated entity. The Audit and Risk Committee is assisted in its oversight role by the Internal Audit function. The Internal Audit function conducts both regular and ad hoc reviews of risk management controls and procedures. The results of the reviews are reported to the Audit and Risk Committee. Capital management policy The Board’s policy is to maintain a strong capital base and grow shareholder wealth. The Board monitors debt levels, cash flows and financial forecasts to establish appropriate levels of dividends and funds available to reinvest in the businesses or invest in growth opportunities. The Board focuses on growing shareholder wealth by monitoring the performance of the consolidated entity by reference to the return on funds employed. The Board defines return on funds employed as trading earnings before interest and tax divided by net assets after adding back net debt. There were no changes to the Board’s approach to capital management during the year. Derivative financial instruments The consolidated entity uses derivative financial instruments to hedge its exposure to foreign exchange and interest rate risks arising from operating, financing and investing activities. In accordance with its treasury policy, the consolidated entity does not hold or issue derivative financial instruments for trading purposes. Derivative financial instruments are recognised initially at fair value. Subsequent to initial recognition, derivative financial instruments are stated at fair value. The gain or loss on re-measurement to fair value is recognised in profit or loss, unless the derivative qualifies for hedge accounting, in which case the recognition of any resultant gain or loss depends on the nature of the item being hedged. The fair value of interest rate swaps is the estimated amount that the consolidated entity would receive or pay to terminate the swap at the reporting date, taking into account current interest rates and the current creditworthiness of the swap counterparties. The fair value of forward exchange contracts is their quoted market price at the reporting date, being the present value of the quoted forward price. Hedging The consolidated entity holds derivative financial instruments to hedge its foreign currency and interest rate risk exposures. Embedded derivatives are separated from the host contract and accounted for separately if the economic characteristics and risks of the host contract and the embedded derivative are not closely related, a separate instrument with the same terms as the embedded derivative would meet the definition of a derivative, and the combined instrument is not measured at fair value through profit or loss. On initial designation of the derivative as the hedging instrument, the consolidated entity formally documents the relationship between the hedging instrument and hedged item, including the risk management objectives and strategy in undertaking the hedge transaction and the hedged risk, together with the methods that will be used to assess the effectiveness of the hedging relationship. The consolidated entity makes an assessment, both at the inception of the hedge relationship as well as on an ongoing basis, whether the hedging instruments are expected to be highly effective in offsetting the changes in the fair value or cash flows of the respective hedged items attributable to hedge risk, and whether the actual results of each hedge are within a range of 80-125 percent. For a cash flow hedge of a forecast transaction, the transaction should be highly probable to occur and should present an exposure to variation in cash flows that could ultimately affect reported profit or loss. Derivatives are recognised initially at fair value and attributable transaction costs are recognised in profit or loss as incurred. Subsequent to initial recognition, derivatives are measured at fair value and changes therein are accounted for as described below. When a derivative is designated as the hedging instrument in a hedge of the variability in cash flows attributable to a particular risk associated with a recognised asset or liability or a highly probable forecast transaction that could affect profit or loss, the effective portion of changes in the fair value of the derivative is recognised in other comprehensive income and presented in the hedging reserve in equity. Any ineffective portion of changes in the fair value of the derivative is recognised immediately in profit or loss. When the hedged item is a non-financial asset, the amount recognised in equity is included in the carrying amount of the asset when the asset is recognised. In other cases the amount accumulated in equity is reclassified to profit or loss in the same period as the hedged item affects profit or loss. If the hedging instrument no longer meets the criteria for hedge accounting, expires or is sold, terminated or exercised, or the designation is revoked, then hedge accounting is discontinued prospectively. If the forecast transaction is no longer expected to occur, then the balance in equity is reclassified to profit or loss. Changes in the fair value of separable embedded derivatives are recognised immediately in profit or loss. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 59 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 18. FINANCIAL INSTRUMENTS AND FINANCIAL RISK MANAGEMENT CONTINUED When a derivative financial instrument is not designated in a hedge relationship that qualifies for hedge accounting, all changes in its fair value are recognised immediately in profit or loss. Where a derivative financial instrument is used to hedge economically the foreign exchange exposure of a recognised monetary asset or liability, no hedge accounting is applied and any gain or loss on the hedging instrument is recognised in profit or loss. (b) Credit risk Credit risk is the risk of financial loss to the consolidated entity if a customer or other counterparty to a financial instrument fails to discharge their obligations. Management has a credit policy in place and the exposure to credit risk is monitored on an ongoing basis. A risk assessment process is used for customers requiring credit and credit insurance is utilised. Goods are sold subject to retention of title clauses in most circumstances. The consolidated entity does not require collateral in respect of financial assets. The consolidated entity maintains an allowance for impairment that represents its estimate of incurred losses in respect of trade receivables. Transactions involving derivative financial instruments are with counterparties with sound credit ratings. Given their sound credit ratings, management does not expect any counterparty to fail to meet its obligations. The consolidated entity has three major customers which comprise 57% of the trade receivables carrying amount at 30 June 2017 (2016: 39%). The carrying amount of financial assets represents the maximum credit exposure of the consolidated entity. The maximum exposure to credit risk at balance date was: In thousands of AUD Cash and cash equivalents Net trade receivables Other receivables The ageing of trade receivables for the consolidated entity at balance date was as follows: 2017 36,360 65,124 738 102,222 2016 35,696 50,502 1,481 87,679 2017 Receivable 2017 Impairment 2016 Receivable 2016 Impairment In thousands of AUD Not yet due Past due 0-30 days Past due 31-60 days Past due 61-120 days Past due 120+ days Less accrued rebates and credit claims There were no trade receivables with re-negotiated terms. 55,206 26,065 611 40 73 (16,851) 65,144 – – (7) (4) (9) – (20) 51,357 15,193 678 164 84 (16,889) 50,587 The movement in the allowance for impairment in respect of trade receivables during the year for the consolidated entity was as follows: In thousands of AUD Balance at 1 July Impairment losses (recognised) / written back Provisions used during the year Balance at 30 June 2017 (85) (14) 79 (20) 60 | GWA GROUP LIMITED | 2017 ANNUAL REPORT – – (2) (8) (75) – (85) 2016 (223) 109 29 (85) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 18. FINANCIAL INSTRUMENTS AND FINANCIAL RISK MANAGEMENT CONTINUED (c) Liquidity risk Liquidity risk is the risk that the consolidated entity will not be able to meet its financial obligations as they fall due. The consolidated entity prepares cash flow forecasts and maintains financing facilities with a number of institutions to ensure sufficient funds will be available to meet obligations without incurring excessive costs. The cash flows of the consolidated entity are controlled by management and reported monthly to the Board who is ultimately responsible for maintaining liquidity. The contractual maturities of financial liabilities and derivatives that are cash flow hedges of the consolidated entity, including estimated interest payments are as follows: Maturity analysis In thousands of AUD 2017 Non-derivative financial liabilities Carrying amount Contractual cash flows 0-6 months 6-12 months 1-2 years 2-5 years 5+ years Unsecured cash advance facilities (112,000) (121,942) (2,169) (2,169) (4,338) (113,266) – Trade and other payables Derivative financial liabilities (51,610) (52,114) (51,061) – (117) (351) (585) Interest rate swaps used for hedging (net) (363) (363) (189) (64) (82) (28) Forward exchange contracts used for hedging (net) (2,188) (2,188) (1,053) (1,135) – – – – Total at 30 June 2017 (166,161) (176,607) (54,472) (3,368) (4,537) (113,645) (585) 2016 Non-derivatives financial liabilities Unsecured cash advance facilities (120,000) (129,391) (2,012) (2,012) (4,025) (121,342) – Trade and other payables Derivative financial liabilities (35,293) (35,293) (34,861) – (96) (144) (192) Interest rate swaps used for hedging (net) (1,705) (926) (438) (362) (96) (30) Forward exchange contracts used for hedging (net) (3,944) (3,944) (2,744) (1,198) (2) – – – Total at 30 June 2016 (160,942) (169,554) (40,055) (3,572) (4,219) (121,516) (192) (d) Market risk Market risk is the risk that changes in market prices such as interest rates and foreign exchange rates will affect the consolidated entity’s income or value of holdings of financial instruments. The objective of market risk management is to manage and control market risk exposures within acceptable parameters. The consolidated entity enters into derivatives in order to manage market risks. All transactions are carried out within the guidelines set by the Finance Risk Committee. (i) Interest rate risk Interest rate risk is the risk that changes in interest rates will affect the consolidated entity’s income. The consolidated entity’s variable rate borrowings are exposed to a risk of change in cash flows due to changes in interest rates. The consolidated entity adopts a policy of ensuring that its exposure to changes in interest rates on borrowings is reduced. Interest rate swaps, denominated in Australian dollars, have been entered into to achieve an appropriate mix of fixed and floating rate exposure. As at 30 June 2017, the consolidated entity had interest rate swaps in operation with a notional contract amount of $75,000,000 (2016: $75,000,000). These swaps have fixed rates ranging from 2.14% to 3.42% (2016: 3.11% to 3.49%) and mature over the next year. The consolidated entity also has replacement interest rate swaps effective in the following financial year with a notional contract amount of $50,000,000 (2016: $75,000.000). These swaps have fixed rates ranging from 2.20% to 2.30% and mature over the next two to three years. The consolidated entity classifies interest rate swaps as cash flow hedges and states them at fair value. The net fair value of swaps as at 30 June 2017 of $363,000 was recognised as a fair value derivative liability (2016: $1,705,000). GWA GROUP LIMITED | 2017 ANNUAL REPORT | 61 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 18. FINANCIAL INSTRUMENTS AND FINANCIAL RISK MANAGEMENT CONTINUED (d) Market risk continued Profile At balance date the consolidated entity’s interest bearing financial instruments were: In thousands of AUD Variable rate financial instruments Unsecured cash advance facilities Bank balances Call deposits Fixed rate financial instruments Interest rate swap derivatives 2017 Notional value 2017 Carrying amount 2016 Notional value 2016 Carrying amount (112,000) (112,000) (120,000) (120,000) 12,872 23,488 (75,640) 12,872 23,488 (75,640) 21,150 14,546 (84,304) 21,150 14,546 (84,304) 125,000 (363) 150,000 (1,705) Total 49,360 (76,003) 65,696 (86,009) Sensitivity analysis The following table demonstrates the sensitivity to a reasonably possible change in interest rates on that portion of loans and borrowings affected, after the impact of hedge accounting, with all other variables held constant. The impact on the consolidated entity’s profit is affected through the impact on floating rate borrowings and derivatives. The impact on the consolidated entity’s other comprehensive income (‘OCI’) is due to changes in the fair value of interest rate swap contracts designated as cash flow hedges. The assumed movement in basis points for the interest rate sensitivity analysis is considered reasonably possible given the market forecasts available at the reporting date and the current economic environment in which the consolidated entity operates. In thousands of AUD - Higher/(Lower) Increase of 100 basis points (2016: 100 basis points) Post Tax Profit OCI (cash flow hedges, net of tax) Decrease of 50 basis points (2016: 100 basis points) Post Tax Profit OCI (cash flow hedges, net of tax) (ii) Foreign currency risk 2017 (340) 1,035 170 (517) 2016 (356) 2,219 881 (2,223) The consolidated entity is exposed to foreign currency risk on sales, purchases and asset and liability holdings that are denominated in a currency other than the respective functional currencies of its subsidiaries. The consolidated entity is also exposed to foreign currency risk on retranslation of the financial statements of foreign subsidiaries. The currencies giving rise to this risk are primarily USD, RMB and NZD. The consolidated entity hedges its foreign currency exposure in respect of forecasted sales and purchases by entering into forward exchange contracts. The forward exchange contracts have maturities of up to 12 months after the balance date. As at 30 June 2017, the consolidated entity had forward exchange contracts covering 82% of its expected USD net transaction exposure (2016: 86%), 80% of its expected RMB net transaction exposure (2016: 88%), and 80% of its expected NZD net transaction exposure (2016: 55%) for the 12 month period after the balance date. The consolidated entity classifies forward exchange contracts as cash flow hedges and states them at fair value. The net fair value of contracts as at 30 June 2017 of $2,188,000 was recognised as a fair value derivative liability (2016: $3,944,000). 62 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 18. FINANCIAL INSTRUMENTS AND FINANCIAL RISK MANAGEMENT CONTINUED Sensitivity analysis The following table demonstrates the impact of reasonably possible exchange rate movements with all other variables held constant. However, the impact of exchange rate movements on profit is subject to other variables including competitor exchange rate positions and movement in market prices. The impact on the consolidated entity’s other comprehensive income (‘OCI’) is due to changes in the fair value of forward exchange contracts designated as cash flow hedges. The assumed movement in exchange rates for the sensitivity analysis is considered reasonably possible given the market forecasts available at the reporting date and the current economic environment in which the consolidated entity operates. The impact on foreign currency translation and monetary assets and liabilities not designated as cash flow hedges are not material. In thousands of AUD - Higher/(Lower) USD 10% increase in USD:AUD – OCI (cash flow hedges, net of tax) 10% decrease in USD:AUD – OCI (cash flow hedges, net of tax) RMB 10% increase in RMB:AUD – OCI (cash flow hedges, net of tax) 10% decrease in RMB:AUD – OCI (cash flow hedges, net of tax) NZD 10% increase in NZD:AUD – OCI (cash flow hedges, net of tax) 10% decrease in NZD:AUD – OCI (cash flow hedges, net of tax) (e) Fair values 2017 2016 6,700 (5,482) 1,581 (1,293) (1,015) 835 5,599 (4,581) 1,417 (1,160) (740) 605 The fair value of financial assets and liabilities, together with the carrying amounts shown in the statement of financial position is as follows: In thousands of AUD Cash and cash equivalents Trade and other receivables Interest rate swaps used for hedging Forward contracts used for hedging Unsecured cash advance facilities Trade and other payables Carrying amount 2017 Fair value 2017 Carrying amount 2016 Fair value 2016 36,360 65,862 (363) (2,188) 36,360 65,862 (363) (2,188) 35,696 51,983 (1,705) (3,944) 35,696 51,983 (1,705) (3,944) (112,000) (112,000) (120,000) (120,000) (49,059) (61,388) (49,059) (61,388) (35,293) (73,263) (35,293) (73,263) The fair value of financial instruments were estimated using the following methods and assumptions. (i) Derivatives Forward exchange contracts are marked to market by discounting the contractual forward price and deducting the current spot rate. For interest rate swaps broker quotes are obtained. These quotes are back tested using discounted cash flow techniques. Where discounted cash flow techniques are used, estimated future cash flows are based on management’s best estimates and the discount rate is a market related rate for a similar instrument at the balance sheet date. Where other pricing models are used, inputs are based on market related data at the balance sheet date. (ii) Loans and borrowings Interest-bearing loans bear interest at market rates. Accordingly, the notional amount of the interest-bearing loans is deemed to reflect the fair value. (iii) Trade and other receivables / payables All current receivables / payables are either repayable within twelve months or repayable on demand. Non-current payables relate to a supplier contractual obligation. Accordingly, the notional amount is deemed to reflect the fair value. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 63 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION IV. FUNDING AND RISK MANAGEMENT CONTINUED 18. FINANCIAL INSTRUMENTS AND FINANCIAL RISK MANAGEMENT CONTINUED (e) Fair values continued (iv) Interest rates used for determining fair value The consolidated entity uses the government yield curve as of 30 June 2017 plus an adequate constant credit spread to discount financial instruments. The interest rates used are as follows: Derivatives Loans and borrowings (v) Fair value hierarchy 2017 1.7% - 2.2% 3.2% - 3.7% 2016 1.8% - 2.0% 3.0% - 3.3% The consolidated entity recognises the fair value of its financial instruments using the level 2 valuation method. The different levels have been defined as follows: • • • Level 1: quoted prices (unadjusted) in active markets for identical assets or liabilities Level 2: inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly (i.e. as prices) or indirectly (i.e. derived from prices) Level 3: inputs for the asset or liability that are not based on observable market data (unobservable inputs) In thousands of AUD 30 June 2017 Forward contracts used for hedging Interest rate swaps used for hedging 30 June 2016 Forward contracts used for hedging Interest rate swaps used for hedging SECTION V. OTHER INFORMATION 19. SHARE-BASED PAYMENTS Level 1 – – – – – – Level 2 (2,188) (363) (2,551) (3,944) (1,705) (5,649) Level 3 – – – – – – Total (2,188) (363) (2,551) (3,944) (1,705) (5,649) The Long Term Incentive (Equity) Plan was approved by shareholders at the 2008 Annual General Meeting. Under the plan, the Board may offer performance rights to participants which entitle the holder to ordinary shares in the Company (or in limited cases cash payments), subject to meeting certain financial performance hurdles and the holder remaining in employment with the Company until the nominated vesting date. The performance hurdles in relation to performance rights granted to executives in the 2016/17 year and 2015/16 year are subject to financial performance conditions which measure growth in Return on Funds Employed (ROFE) and Total Shareholder Return (TSR) compared to a peer group of companies. The performance hurdles are challenging but achievable and focus executives on sustained long term growth consistent with shareholder wealth creation. The Plan runs over a three year performance period and the rights will only vest if the performance hurdles are achieved based on a 50% allocation of each grant to the two performance hurdles. If the vesting conditions and performance hurdles are achieved, ordinary shares will be issued to the participants at no cost. If the performance hurdles are not met, then the rights are cancelled. 64 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION V. OTHER INFORMATION CONTINUED 19. SHARE-BASED PAYMENTS CONTINUED For performance rights granted to executives in the 2016/17 year and 2015/16 year, the performance hurdles and vesting proportions for the ROFE performance measure and TSR performance measure are outlined in the tables below. GWA Group Limited ROFE over three year performance period Proportion of Performance Rights to Vest if ROFE hurdle is met ROFE less than 15% per annum ROFE equal to 15% per annum ROFE between 15% and 18% per annum ROFE equal to 18% or higher per annum 0% 12.5% Straight line vesting between 12.5% and 50% 50% (i.e. 50% of total grant) TSR of GWA Group Limited relative to TSRs of Comparator Companies Proportion of Performance Rights to Vest if TSR hurdle is met Less than the 50th percentile 50th percentile 0% 12.5% Between the 50th percentile and 75th percentile Straight line vesting between 12.5% and 50% 75th percentile or higher 50% (i.e. 50% of total grant) Recognition and Measurement The grant date fair value of performance rights granted to employees is recognised as a personnel expense, with a corresponding increase in equity, evenly over the specified three year period that the performance rights vest to employees. The amount recognised as an expense is adjusted to reflect the actual number of performance rights for which the related service and non-market vesting hurdles are met, such that the amount ultimately recognised as an expense is based on the number of awards that meet the related service and non-market performance conditions at the vesting date. For share-based payment awards with non-vesting conditions, the grant date fair value of the share-based payment is measured to reflect such conditions and there is no true-up for differences between expected and actual outcomes. Fair Value During the year 581,500 performance rights were granted to employees (2016: 850,500) at a weighted average fair value of $1.28 (TSR) and $2.11 (ROFE) (2016: $1.33 (TSR) and $1.78 (ROFE)). The fair value of the performance rights granted subject to the ROFE hurdle was determined by using a Black Scholes Model. The fair value of the performance rights granted subject to the TSR hurdle for vesting was determined by using a Monte Carlo simulation. When determining the fair values it was assumed the Company would have a dividend yield of 5.61%, the risk free rate was 1.96% and annualised share price volatility was 35% for the Company and its comparator companies listed for the TSR hurdle. The amount recognised as personnel expenses (Note 4) in the current financial year was $1,028,000 (2016: $99,000). For further details of the Long Term Incentive (Equity) Plan, refer to the Remuneration Report section of the Directors’ Report. In number of performance rights 2017 2016 Grant date Expiry date 24/02/2014 30/06/2016 25/02/2015 30/06/2017 23/03/2016 30/06/2018 24/02/2017 30/06/2019 25/02/2013 30/06/2015 24/02/2014 30/06/2016 25/02/2015 30/06/2017 23/03/2016 30/06/2018 – 850,500 Balance at beginning of the year Granted during the year Vested during the year Forfeited during the year Balance at end of the year 340,000 430,333 850,500 – 1,620,833 726,000 340,000 507,000 – – – 581,500 581,500 – – – (170,000) (170,000) – – – – (7,333) 423,000 (31,500) 819,000 – 581,500 (170,000) (208,833) 1,823,500 (195,476) (530,524) – – – – – 340,000 (76,667) 430,333 – 850,500 1,573,000 850,500 (195,476) (607,191) 1,620,833 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 65 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION V. OTHER INFORMATION CONTINUED 20. RELATED PARTIES Key management personnel compensation The key management personnel compensation included in personnel expenses (Note 4) are as follows: In AUD Short-term employee benefits Post-employment benefits Termination benefits Share-based payments Other long term employee benefits 2017 5,694,405 288,899 100,000 718,960 6,320 6,808,584 2016 5,837,153 276,604 780,000 236,017 (316,697) 6,813,077 Individual directors and executives compensation disclosures Information regarding individual and executives compensation is provided in the Remuneration Report section of the Directors’ Report. 21. AUDITOR’S REMUNERATION In AUD Audit services Auditor of the Company KPMG Australia: Audit and review of financial reports Other regulatory services Overseas KPMG Firms: Audit and review of financial reports Other services Auditors of the Company KPMG Australia: Other services Overseas KPMG Firms: Taxation services 22. OPERATING LEASE COMMITMENTS Non-cancellable operating lease rentals are payable as follows: In thousands of AUD Less than one year Between one and five years More than 5 years 2017 2016 405,000 396,300 – 17,000 34,186 16,000 422,000 446,486 61,592 34,576 96,168 2017 14,884 34,517 22,728 72,129 – 52,112 52,112 2016 14,089 18,836 441 33,366 The consolidated entity leases various plant and equipment, property and motor vehicles under operating leases. These leases typically run for a period of 2 to 8 years, with an option to renew the lease after that date. None of these leases include contingent rentals. Payments made under operating leases are recognised in profit or loss on a straight-line basis over the term of the lease. Lease incentives received are recognised as an integral part of the total lease expense and spread over the lease term. During the financial year ended 30 June 2017, $15,276,000 (2016: $16,189,000) was recognised as an expense in profit or loss in respect of operating leases. 66 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION V. OTHER INFORMATION CONTINUED 23. CAPITAL COMMITMENTS Capital expenditure commitments for plant and equipment purchases contracted but not provided for are payable as follows: In thousands of AUD Within one year Between one and five years 24. CONSOLIDATED ENTITIES Parent entity GWA Group Limited Subsidiaries API Services and Solutions Pty Limited Austral Lock Pty Ltd Canereb Pty Ltd Caroma Holdings Limited Caroma Industries Limited Caroma Industries (NZ) Limited Caroma International Pty Ltd Corille Limited Dorf Clark Industries Dorf Industries (NZ) Ltd G Subs Pty Ltd Gainsborough Hardware Industries Limited GWA Finance Pty Limited GWA Group Holdings Limited GWAIL (NZ) Ltd GWA Taps Manufacturing Limited GWA Trading (Shanghai) Co Ltd Industrial Mowers (Australia) Limited McIlwraith Davey Pty Ltd Sebel Furniture Holdings Pty Ltd Starion Tapware Pty Ltd Stylus Pty Ltd 2017 4,522 – 4,522 2016 3,954 1,688 5,642 Parties to cross guarantee Country of incorporation Ownership Interest 2017 2016 Y Y Y N Y Y N Y Y Y N Y Y Y Y N Y N Y Y Y Y Y Australia Australia Australia Australia Australia Australia New Zealand Australia Australia Australia New Zealand Australia Australia Australia Australia New Zealand Australia China Australia Australia Australia Australia Australia 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% GWA GROUP LIMITED | 2017 ANNUAL REPORT | 67 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION V. OTHER INFORMATION CONTINUED 25. DEED OF CROSS GUARANTEE Pursuant to ASIC Class Order 98/1418 (as amended) dated 13 August 1998, the wholly-owned subsidiaries as listed in Note 24 are relieved from the Corporations Act 2001 requirements for preparation, audit and lodgement of financial reports, and Directors’ reports. It is a condition of the Class Order that the Company and each of the subsidiaries enter into a Deed of Cross Guarantee. The effect of the Deed is that the Company guarantees to each creditor payment in full of any debt in the event of winding up of any of the subsidiaries under certain provisions of the Corporations Act 2001. If a winding up occurs under other provisions of the Act, the Company will only be liable in the event that after six months any creditor has not been paid in full. The subsidiaries have also given similar guarantees in the event that the Company is wound up. A consolidated statement of profit or loss and other comprehensive income and consolidated statement of financial position, comprising the Company and controlled entities which are a party to the Deed, after eliminating all transactions between parties to the Deed of Cross Guarantee, at 30 June 2017, is set out in the table below. Summarised statement of profit or loss and other comprehensive income and retained profits In thousands of AUD Sales revenue Cost of sales Gross profit Operating expenses Finance income Finance expenses Profit before tax Tax expense Profit from continuing operations Profit / (loss) from discontinued operations, net of tax Net profit / (loss) Total comprehensive income / (loss), net of tax (Accumulated losses) / retained earnings at beginning of the year Dividends recognised during the year Share-based payments, net of tax Retained earnings / (accumulated losses) at end of the year 2017 425,783 (246,185) 179,598 (101,222) 571 (5,913) 73,034 (20,959) 52,075 – 52,075 52,075 (3,161) (43,551) (198) 5,165 2016 420,169 (250,235) 169,934 (94,218) 495 (7,008) 69,203 (19,130) 50,073 1,761 51,834 51,834 (36,488) (18,718) 211 (3,161) 68 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION V. OTHER INFORMATION CONTINUED 25. DEED OF CROSS GUARANTEE CONTINUED Statement of financial position In thousands of AUD Assets Cash and cash equivalents Trade and other receivables Inventories Other Total current assets Investments Deferred tax assets Property, plant and equipment Intangible assets Other Total non-current assets Total assets Liabilities Trade and other payables Employee benefits Income tax payable Provisions Total current liabilities Trade and other payables Intercompany payables Loans and borrowings Employee benefits Provisions Total non-current liabilities Total liabilities Net assets Equity Issued capital Reserves Retained earnings / (accumulated losses) Total equity 2017 2016 33,437 62,900 69,238 2,626 168,201 11,113 15,846 9,993 310,167 286 347,405 515,606 48,997 6,458 7,222 10,594 73,271 667 6,431 112,000 7,308 2,267 128,673 201,944 313,662 307,838 659 5,165 313,662 33,225 48,400 74,116 2,253 157,994 11,113 18,004 10,763 310,819 188 350,887 508,881 39,300 6,820 1,862 22,430 70,412 432 4,603 120,000 8,442 2,602 136,079 206,491 302,390 307,877 (2,326) (3,161) 302,390 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 69 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION V. OTHER INFORMATION CONTINUED 26. PARENT ENTITY DISCLOSURES As at, and throughout, the financial year ended 30 June 2017 the parent company of the consolidated entity was GWA Group Limited. In thousands of AUD Results of the parent entity Profit for the year Other comprehensive income Total comprehensive income for the year Financial position of the parent entity Current assets Total assets Current liabilities Total liabilities Equity of the parent entity Share Capital Equity compensation reserve Retained earnings Total equity Parent entity contingencies The Company 2017 2016 82,292 – 82,292 – 745,407 137 394,675 307,838 2,444 40,450 350,732 19,038 – 19,038 – 662,268 19 350,836 307,877 1,647 1,908 311,432 The directors are of the opinion that provisions are not required in respect of these matters, as it is not probable that a future sacrifice of economic benefits will be required or the amount is not capable of reliable measurement. Contingent liabilities The directors are not aware of any contingent liabilities of the parent entity as at reporting date (2016: $nil). Capital expenditure commitments The parent entity has not entered into contractual commitments on behalf of wholly-owned subsidiaries for the acquisition of property, plant or equipment as at reporting date (2016: $nil). Parent entity guarantees The parent entity in the ordinary course of business has guaranteed the performance of certain contractual commitments entered into by its subsidiaries. The parent entity has entered into a Deed of Cross Guarantee with the effect that the parent entity has guaranteed the repayment of all current and future creditors in the event any of the entities party to the Deed is wound up. Further details of the Deed of Cross Guarantee and the subsidiaries subject to the Deed are disclosed in Notes 24 and 25. 70 | GWA GROUP LIMITED | 2017 ANNUAL REPORT NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SECTION V. OTHER INFORMATION CONTINUED 27. DISCONTINUED OPERATIONS During the year ended 30 June 2016, the Gliderol business was sold with an effective date of 31 July 2015. The operating activities of the Gliderol business was classified as discontinued in the prior year. (a) Results of discontinued operations For the year ended 30 June In thousands of AUD Revenue Expenses (Loss) / profit from operating activities Tax benefit / (expense) on operating activities (Loss) / profit from operating activities, net of tax Product defect issues settlement – Brivis Tax expense on product defect issues settlement Profit / (loss) for the year Basic profit / (loss) per share (cents per share) Diluted profit / (loss) per share (cents per share) (b) Cash flows from discontinued operations For the year ended 30 June In thousands of AUD Net cash (used in) / from operating activities Net cash from investing activities Net cash from discontinued operations (c) Effect of disposal of Gliderol on the financial position of the consolidated entity As at 30 June In thousands of AUD Trade and other receivables Inventories Net deferred tax assets Other liabilities Trade and other payables Provisions Employee benefits Net assets and liabilities Disposal costs Consideration proceeds Cash and cash equivalents disposed of Net cash inflow 2016 4,798 (5,403) (605) 403 (202) 2,805 (842) 1,761 0.64 0.64 2016 (682) 4,779 4,097 2016 (5,685) (5,095) (982) 12 4,239 383 1,718 (5,410) (1,360) (6,770) 6,900 (130) 6,770 A discontinued operation is a component of the consolidated entity’s business that represents a separate line of business operations that has been disposed of or is held for sale. Classification as a discontinued operation occurs upon disposal or when the operation meets the criteria to be classified as held for sale if earlier. When an operation is classified as a discontinued operation, the comparative statement of profit or loss and other comprehensive income is re-presented as if the operation had been discontinued from the start of the period. 28. SUBSEQUENT EVENTS To the Directors’ best knowledge, there are no events that have arisen subsequent to 30 June 2017 that will, or may, significantly affect the operation or results of the consolidated entity. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 71 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTSGWA GROUP LIMITED AND ITS CONTROLLED ENTITIES DIRECTORS’ DECLARATION In the opinion of the directors of GWA Group Limited (the Company): 1. The consolidated financial statements and notes, and the Remuneration Report in the Directors’ Report, are in accordance with the Corporations Act 2001 including: a) giving a true and fair view of the financial position of the consolidated entity as at 30 June 2017 and of its performance for the year ended on that date; and b) complying with Australian Accounting Standards and the Corporations Regulations 2001; 2. 3. 4. 5. There are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable; There are reasonable grounds to believe that the Company and the group entities identified in Note 25 will be able to meet any obligations or liabilities to which they are or may become subject to by virtue of the Deed of Cross Guarantee between the Company and those group entities pursuant to ASIC Class Order 98/1418; The directors have been given the declarations required by Section 295A of the Corporations Act 2001 from the Managing Director and the Chief Financial Officer for the financial year ended 30 June 2017; and The directors draw attention to Note 1(a) to the consolidated financial statements which includes a statement of compliance with International Financial Reporting Standards (IFRS). Dated at Sydney on 21 August 2017. Signed in accordance with a resolution of the directors: Darryl D McDonough Director Tim R Salt Director 72 | GWA GROUP LIMITED | 2017 ANNUAL REPORT GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES INDEPENDENT AUDITOR’S REPORT TO THE SHAREHOLDERS OF GWA GROUP LIMITED REPORT ON THE AUDIT OF THE FINANCIAL REPORT OPINION We have audited the Financial Report of GWA Group Limited (the Company). In our opinion, the accompanying Financial Report of the Company is in accordance with the Corporations Act 2001, including: • giving a true and fair view of the Group’s financial position as at 3 June 2017 and of its financial performance for the year ended on that date; and • complying with Australian Accounting Standards and the Corporations Regulations 2001. BASIS FOR OPINION The Financial Report comprises: • Consolidated Statement of financial position as at 30 June 2017; • Consolidated Income Statement, Consolidated Statement of Comprehensive Income, Consolidated Statement of Changes in Equity, and Consolidated Statement of Cash Flows for the year then ended; • Notes including a summary of significant accounting policies; and • Directors’ Declaration. The Group consists of the Company and the entities it controlled at the year-end or from time to time during the financial year. We conducted our audit in accordance with Australian Auditing Standards. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Our responsibilities under those standards are further described in the Auditor’s responsibilities for the audit of the Financial Report section of our report. We are independent of the Group in accordance with the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to our audit of the Financial Report in Australia. We have fulfilled our other ethical responsibilities in accordance with the Code. KEY AUDIT MATTERS The Key Audit Matters we identified are: • Valuation of Inventory • Valuation of Brand Names and Goodwill VALUATION OF INVENTORY $72M Refer to Note 9 to the Financial Report Key Audit Matters are those matters that, in our professional judgement, were of most significance in our audit of the Financial Report of the current period. These matters were addressed in the context of our audit of the Financial Report as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters. The key audit matter How the matter was addressed in our audit The valuation of inventory is a key audit matter as inventory is a significant asset in the financial report and the net realisable value is impacted by building industry cycles and changes in consumer preferences. This necessitated an additional focus on excess and discontinued inventory SKU’s (stock keeping unit) and judgemental valuation assumptions. We focused on the following elements of the Group’s estimation of the valuation of inventory: • Criteria for categorisation of inventory SKU’s by risk, such as discontinued, excess or current range, as they attribute different values; • Evaluations of volume of inventory, as this may influence categorisation and therefore attribute different values. This included excess inventory volumes, determined by the Group with reference to inventory volumes greater than the last 12 months sales; • Expected selling prices, and judgements associated to the forward-looking estimation. This included assessing the impact of inventory sold in the current year below cost. Our procedures included: • We tested the completeness and accuracy of inventory identified as discontinued or excess as follows: » We obtained sales data for the last 12 months by inventory SKU and compared this to the calculations performed by the Group to determine excess inventory volumes; and » We compared inventory SKU’s approved to be discontinued to the discontinued inventory categorisation report used in calculating the recoverable value of inventory. • We independently developed an expected inventory valuation range by considering the following: » Inventory turnover rate by inventory SKU; » Recovery rates achieved historically when selling excess or discontinued inventory. We considered the historical quantum recovered compared to the original cost; and » Overall recoveries achieved for sales recorded below original cost. We performed a sensitivity analysis by flexing the forecasted expected selling prices applied to each category, and assessed the impact on the valuation of inventory. We compared our estimated inventory valuation range to that recorded by the Group. KPMG, an Australian partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. Liability limited by a scheme approved under Professional Standards Legislation. GWA GROUP LIMITED | 2017 ANNUAL REPORT | 73 GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES INDEPENDENT AUDITOR’S REPORT TO THE SHAREHOLDERS OF GWA GROUP LIMITED CONTINUED VALUATION OF BRAND NAMES AND GOODWILL $309M Refer to Note 12 to the financial report The key audit matter How the matter was addressed in our audit The valuation of Brand Names and Goodwill is a key audit matter due to the complexity in auditing, the inherent uncertainty associated with forecasting and discounting future cash flows (EBIT), especially where recent strategic initiatives have been implemented. The annual assessment of the carrying value of Brand Names and Goodwill requires the Group to apply significant judgements when determining the forecasted cash flows to be applied in the valuation models of each Cash Generating Unit (“CGU”). The judgements made include revenue growth based on forecast dwelling completions and new customer contracts, forecast earnings before interest and tax (EBIT), terminal growth rates, corporate cost allocations and discount rates. Our procedures included: • We evaluated the Group’s judgements applied in the valuation models. Our testing focused on the following assumptions: » Revenue growth – we compared this to external industry data, adjusted for specific Group initiatives and new customer contracts; » Forecast EBIT – we assessed this assumption against historical performance and consideration of the recent strategic initiatives (including new customer contracts) and their impact to future performance; » Discount rates – our valuation specialist independently developed an estimated range of each CGU’s discount rate based on their industry knowledge, publicly available information for comparable entities and the risk in forecasted cash flows. We then compared this to the discount rate applied in the valuation model; » Corporate costs – we considered the reasonableness of the basis used to allocate corporate costs to each CGU with reference to the nature of the costs, their relevance to the cash flows generated by the CGUs and the criteria in the accounting standards. » Terminal growth rate – we compared the rate applied to external industry reports. • We considered the financial forecasting accuracy of the Group by comparing previous EBIT and revenue forecasts to actual results achieved. We considered the results of this procedure and the level of risk embedded in the underlying forecast cash flows in our consideration of the discount rate applied. • Performed sensitivity analysis in relation to the following assumptions, forecast EBIT, revenue and terminal growth rates, and the discount rate, and considered the impact of this on the valuation. OTHER INFORMATION Other Information is financial and non-financial information in GWA Group’s annual reporting which is provided in addition to the Financial Report and the Auditor’s Report. The Directors are responsible for the Other Information. Our opinion on the Financial Report does not cover the Other Information and, accordingly, we do not express an audit opinion or any form of assurance conclusion thereon, with the exception of the Remuneration Report. In connection with our audit of the Financial Report, our responsibility is to read the Other Information. In doing so, we consider whether the Other Information is materially inconsistent with the Financial Report or our knowledge obtained in the audit, or otherwise appears to be materially misstated. We are required to report if we conclude that there is a material misstatement of this Other Information, and based on the work we have performed on the Other Information that we obtained prior to the date of this Auditor’s Report we have nothing to report. RESPONSIBILITIES OF THE DIRECTORS FOR THE FINANCIAL REPORT The Directors are responsible for: • • • preparing the Financial Report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 implementing necessary internal control to enable the preparation of a Financial Report that gives a true and fair view and is free from material misstatement, whether due to fraud or error assessing the Group’s ability to continue as a going concern. This includes disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless they either intend to liquidate the Group or to cease operations, or have no realistic alternative but to do so. 74 | GWA GROUP LIMITED | 2017 ANNUAL REPORT GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES INDEPENDENT AUDITOR’S REPORT TO THE SHAREHOLDERS OF GWA GROUP LIMITED CONTINUED AUDITOR’S RESPONSIBILITIES FOR THE AUDIT OF THE FINANCIAL REPORT Our objective is: • • to obtain reasonable assurance about whether the Financial Report as a whole is free from material misstatement, whether due to fraud or error; and to issue an Auditor’s Report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error. They are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of this Financial Report. A further description of our responsibilities for the audit of the Financial Report is located at the Auditing and Assurance Standards Board website at: http://www.auasb.gov.au/auditors_files/2.pdf. This description forms part of our Auditor’s Report. REPORT ON THE REMUNERATION REPORT Opinion Directors’ responsibilities In our opinion, the Remuneration Report of GWA Group Limited for the year ended 30 June 2017, complies with Section 300A of the Corporations Act 2001. The Directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with Section 300A of the Corporations Act 2001. Our responsibilities We have audited the Remuneration Report included in the Director’s report for the year ended 30 June 2017. Our responsibility is to express an opinion on the Remuneration Report, based on our Audit conducted in accordance with Australian Auditing Standards. KPMG Julie Cleary Partner, Sydney 21 August 2017 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 75 GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES LEAD AUDITOR’S INDEPENDENCE DECLARATION UNDER SECTION 307C OF THE CORPORATIONS ACT 2001 To the Directors of GWA Group Limited I declare that, to the best of my knowledge and belief, in relation to the audit of GWA Group Limited for the financial year ended 30 June 2017 there have been: i. no contraventions of the auditor independence requirements as set out in the Corporations Act 2001 in relation to the audit; and ii. no contraventions of any applicable code of professional conduct in relation to the audit. KPMG 21 August 2017 Julie Cleary KPMG, an Australian partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. Liability limited by a scheme approved under Professional Standards Legislation. 76 | GWA GROUP LIMITED | 2017 ANNUAL REPORT GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES OTHER STATUTORY INFORMATION AS AT 18 AUGUST 2017 STATEMENT OF SHAREHOLDING In accordance with the Australian Securities Exchange Listing Rules, the directors state that, as at 18 August 2017, the share capital in the Company was held as follows: Range 1 – 1,000 1,001 – 5,000 5,001 – 10,000 10,001 – 100,000 100,001 and over Total Ordinary Shareholders Ordinary Shares 1,539 3,410 1,386 994 72 7,401 673,172 9,343,839 10,058,885 20,891,450 222,980,284 263,947,630 % 0.26 3.54 3.81 7.91 84.48 100.00 The number of shareholders with less than a marketable parcel of 159 shares is 482. VOTING RIGHTS The voting rights attached to shares are as set out in clause 9.20 of the Company’s Constitution. Subject to that clause, at General Meetings of the Company: 1. On a show of hands, every person present as a member, proxy, attorney or representative of a member has one vote; and 2. On a poll, every person present as a member, proxy, attorney or representative of a member, has one vote for each fully paid share. SUBSTANTIAL SHAREHOLDERS The following information is extracted from the Company’s Register of Substantial Shareholders as at 18 August 2017: Shareholder Ellerston Capital Limited Investors Mutual Limited 20 LARGEST SHAREHOLDERS AS AT 18 August 2017 Shareholder HSBC Custody Nominees (Australia) Limited J P Morgan Nominees Australia Limited Citicorp Nominees Pty Limited HGT Investments Pty Ltd KFA Investments Pty Ltd Erand Pty Ltd JMB Investments Pty Ltd Ashberg Pty Ltd BNP Paribas Nominees Pty Ltd Theme (No 3) Pty Ltd National Nominees Limited Mr Peter Zinn ITA Investments Pty Ltd BNP Paribas Noms Pty Ltd Dabary Investments Pty Ltd CJZ Investments Pty Ltd Eidde Pty Ltd Mr Michael John McFadyen Citicorp Nominees Pty Limited AMP Life Limited Total Number of Shares % Shares on Issue 15,737,943 19,201,100 5.96% 7.27% Number of Shares % Shares on Issue 53,949,454 36,090,611 28,337,295 11,740,000 9,200,684 9,007,389 7,334,655 6,387,783 6,057,119 6,000,000 5,994,849 5,898,176 4,688,628 3,525,963 3,208,986 2,841,565 2,019,940 1,975,734 1,946,334 1,609,037 20.44 13.67 10.74 4.45 3.49 3.41 2.78 2.42 2.29 2.27 2.27 2.23 1.78 1.34 1.22 1.08 0.77 0.75 0.74 0.61 207,814,202 78.73 GWA GROUP LIMITED | 2017 ANNUAL REPORT | 77 GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES SHAREHOLDER INFORMATION Annual General Meeting Direct Credit of Dividends The Annual General Meeting of GWA Group Limited will be held on Level 5, at the Hilton Hotel, 190 Elizabeth Street, Brisbane on Friday 27 October 2017 commencing at 10:30am (Brisbane time). Shareholders will be mailed their Notice of Annual General Meeting and Proxy Form during September 2017. Shareholder Enquiries Shareholders with enquiries about their shareholding or dividend payments should contact the Company’s share registry, Computershare Investor Services Pty Limited, on 1300 850 505 or write to GPO Box 2975 Melbourne Victoria Australia 3001. Alternatively, you can view details of your holding or make changes to your personal information online at www.investorcentre.com. Change of Address Shareholders who have changed their address should immediately notify the Company’s share registry in writing or update your details online at www.investorcentre.com. If you are a CHESS sponsored holder and wish to change your address, please contact your broker. Consolidation of Shareholdings Shareholders who wish to consolidate their separate shareholdings into one holding should complete a Request to Consolidate Holdings Form which can be downloaded at www.investorcentre.com. If you are a CHESS sponsored holder and wish to consolidate your holdings, please contact your broker. Annual Reports Annual Reports are made available to shareholders on the Company’s website at www.gwagroup.com.au. Shareholders wishing to be mailed a copy of the Annual Report should notify the Company’s share registry in writing or update your communication preferences online at www.investorcentre.com. Shareholders who have elected to receive the Notice of Annual General Meeting and Proxy Form via post will include details on accessing the online Annual Report. Dividends Dividends are determined by the Board having regard to the financial circumstances of the Company. Dividends are normally paid in March and September each year following the release of the Company’s half and full year financial results to the market. The latest dividend details can be found on the Company’s website at www.gwagroup.com.au. To minimise cost and ensure fast and efficient payment of dividends to shareholders, the Company mandates direct credit for payment of dividends. Dividends may be paid directly to a bank, building society or credit union account in Australia. Payments are electronically credited on the dividend payment date and confirmed by an advice mailed to shareholders on that date, or emailed where shareholders have requested this form of communication. Direct credit application forms can be obtained by contacting the Company’s share registry or can be updated online at www.investorcentre.com. Dividend Reinvestment Plan The Dividend Reinvestment Plan was suspended by the Board in 2013. At the present time the Company has access to sufficient capital to meet its funding requirements. The Board keeps this position under review. Securities Exchange Listing The Company’s shares are listed on the Australian Securities Exchange under the ASX code: GWA. Details of the trading activity of the Company’s shares are published in most daily newspapers, generally under the abbreviation GWA Grp. Shareholder Timetable 2017 30 June Financial year end 21 August FY17 full year results and final dividend announcement 24 August Ex dividend date for final dividend 25 August Record date for determining final dividend entitlement 5 September Final dividend paid 22 September Notice of Annual General Meeting and Proxy Form mailed to shareholders 25 October Proxy returns close 10:30am Brisbane time 27 October Annual General Meeting 31 December Half year end 78 | GWA GROUP LIMITED | 2017 ANNUAL REPORT GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES HEAD OFFICE LOCATIONS GWA GROUP LIMITED GWA BATHROOMS & KITCHENS GWA DOOR & ACCESS SYSTEMS Gainsborough Hardware Industries Limited 31-33 Alfred Street Blackburn VIC 3130 AUSTRALIA Telephone 61 3 9877 1555 Facsimile 61 3 9894 1599 www.gainsboroughhardware.com.au www.ausloc.com API Services and Solutions Pty Limited 248 Normanby Road South Melbourne VIC 3205 AUSTRALIA Telephone 131KEY(539) Facsimile 61 3 9644 5882 www.apisec.com.au Group Bankers Commonwealth Bank of Australia Australia and New Zealand Banking Group HSBC Bank Australia 7 Eagleview Place Eagle Farm QLD 4009 AUSTRALIA Telephone 61 7 3109 6000 Facsimile 61 7 3852 2201 www.gwagroup.com.au Caroma Industries Limited Level 1, 7-9 Irvine Place Bella Vista NSW 2153 AUSTRALIA Telephone 61 2 8825 4400 Facsimile 61 2 8825 4567 www.caroma.com.au www.caroma.co.nz specify.caroma.com.au www.dorf.com.au www.stylus.com.au www.clark.com.au www.fowler.com.au CORPORATE DIRECTORY Directors D D McDonough, Chairman J F Mulcahy, Deputy Chairman T R Salt, Managing Director W J Bartlett, Non-Executive Director P A Birtles, Non-Executive Director J M McKellar, Non-Executive Director S T Goddard, Non-Executive Director R J Thornton, Executive Director Auditor KPMG Level 38, Tower Three International Towers Sydney 300 Barangaroo Avenue Sydney NSW 2000 AUSTRALIA Telephone 61 2 9335 7000 Facsimile 61 2 9335 7001 Share Registry Computershare Investor Services Pty Limited Chief Financial Officer P A Gibson, BA, FCMA, FAICD, FGIA Company Secretary R J Thornton, CA, BCom (Acc), LLB (Hons), LLM 117 Victoria Street West End QLD 4101 AUSTRALIA GPO Box 2975 Melbourne VIC 3001 AUSTRALIA (within Australia) 1300 850 505 (outside Australia) 61 3 9415 4000 www.computershare.com.au Registered Office 7 Eagleview Place Eagle Farm QLD 4009 AUSTRALIA Telephone 61 7 3109 6000 Facsimile 61 7 3852 2201 www.gwagroup.com.au ASX code: GWA GWA GROUP LIMITED | 2017 ANNUAL REPORT | 79 GWA GROUP LIMITED AND ITS CONTROLLED ENTITIES THIS PAGE HAS BEEN LEFT INTENTIONALLY BLANK. G W A G R O U P A N N U A L R E P O R T 2 0 1 7 7 Eagleview Place Eagle Farm, QLD 4009 AUSTRALIA Telephone: 61 7 3109 6000 Facsimile: 61 7 3852 2201 Website: www.gwagroup.com.au

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