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Horace Mann Educators Corporation

hmn · NYSE Financial Services
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Ticker hmn
Exchange NYSE
Sector Financial Services
Industry Insurance - Property & Casualty
Employees 1750
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FY2012 Annual Report · Horace Mann Educators Corporation
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Horace Mann Educators Corporation
2012 Annual Report and 10-K

Financial Highlights
(Dollars in millions, except per share data)

Year Ended December 31, 

                              2012 

         2011 (A)                     2010 (A)

Operations
Insurance premiums written and  
   contract deposits (B)                                  $    1,067.7 
                                                      103.9 
Net income 
                                           86.3 
Operating income (B) 
Return on equity (C) 
                                             9.0% 
Property & casualty   
   combined loss and expense ratio 

                  98.3% 

Per share 
                                $          2.51 
Net income-diluted 
Operating income (B)-diluted 
                    $          2.08  
Dividends paid                                               $          0.55  
                                             $       31.65 
Book value   
Book value excluding the fair   

     $   1,078.4 
               70.5 
               46.1   
                 7.5% 

              $    1,052.0
             80.1
            64.7
               9.8%

             106.6% 

           100.9%

     $ 
     $ 
     $ 
     $ 

1.95
   1.70                $ 
1.58
   1.11                $ 
   0.46                $ 
0.35
 26.53                $       21.36

   value adjustment for investments (B) 

       $       21.93 

     $ 

 19.79                $       18.55

Financial position
Total assets 
                                             $    8,167.7 
Short-term debt                                                         38.0 
Long-term debt                                                       199.8 
                          1,245.8 
Total shareholders’ equity 

     $   7,435.2 
              $    6,945.7
               38.0                            38.0
                       199.7
             199.7 
           847.1
          1,055.4 

(A)   Reflects the retrospective adoption on January 1, 2012 of new accounting guidance for deferred policy  
acquisition costs.  For additional explanation, see the Company’s consolidated financial statements.

(B)  For a definition of this non-GAAP measure, see the Company’s SEC filings.

(C)  Based on 12-month net income and average quarter-end shareholders’ equity.

Forward-looking information 
It is important to note that the Company’s actual results could differ materially from those projected in  
forward-looking statements.  Additional information concerning factors that could cause actual results  
to differ materially from those in the forward-looking statements is contained from time to time in the  
Company’s SEC filings.  Copies of these filings may be obtained by contacting the Company or the SEC.

The Horace Mann Value Proposition
At Horace Mann, we strive to provide lifelong financial well-being for educators and their families  
through personalized service, advice and a full range of tailored insurance and financial products.

 Horace Mann Educators Corporation  •  2012 Annual Report

 
                   
 
Letter to Shareholders

2012 financial results reflect our  
core strengths
Shareholders were rewarded in 2012, as Horace 
Mann continued to demonstrate the value of 
its multiline business model by producing solid 
underlying earnings across all three segments 
of our insurance platform while maintaining 
focus on serving our educator customers.  
Successful execution of the key performance 
priorities established for 2012 helped us 
achieve operating income* of $2.08 per share, 
an increase of $0.97 compared to prior year.  

Our financial performance, coupled with 
our strong capital position and conservative 
risk management philosophy, once again 
contributed to a consistent track record of 
shareholder value creation.  Book value per 
share excluding the fair value adjustment for 
investments increased 11 percent in 2012, 
to end the year at $21.93.  Strong stock price 
performance culminated in a year-end share 
price of $19.96, which generated a total 
shareholder return (stock price appreciation 
plus dividends) of 50 percent in 2012.  

Indicative of Horace Mann’s strong capital 
position and sustainable earnings power, a 
dividend increase of 23 percent was declared 
in December of 2012.  This was followed in 
March of 2013 by another 22 percent increase, 
as the Board of Directors transitioned its 
dividend and capital management review 
process from the fourth to the first quarter.  
Shareholder dividends have now increased  
86 percent compared to the level preceding the 
2008 financial crisis.

In 2012, we utilized $16 million to buy back 
shares of Horace Mann stock, bringing 
the total amount repurchased under the 
current $50 million authorization to nearly 
$18 million.  We plan to remain active, but 
opportunistic, in our share buy-back activities 

to at least mitigate some or all of the dilutive 
impact of our equity incentive programs.  
However, given the current stock price to book 
value relationship, we anticipate our level of 
repurchases to moderate in 2013.    

Delivering on our key priorities for 2012
Our solid financial performance in 2012 was 
driven by the contributions of everyone at 
Horace Mann toward delivering on the five 
key performance priorities established at the 
beginning of the year.  At the top of our list 
was increasing agency productivity levels 
while also growing the size of our agency 
force.  Horace Mann Exclusive Agencies 
and employee agents rose to the challenge, 
producing double-digit sales increases across 
all product lines, while agency count increased 
for the fourth consecutive year.  

Second, we reversed the negative growth 
trends in our auto line through state-specific 
pricing, underwriting and marketing 
programs, as new business increased  
20 percent and policy retention improved  
1.7 percentage points.  

We also made progress toward a third key 
priority – improving the profitability of 
our property line.  A 2 percentage point 
improvement in the property underlying 
combined ratio** in 2012 reflected the  
benefits of our pricing, underwriting and 
claims initiatives.  

Fourth, we wanted to build on the positive 
results we had achieved in our annuity 
business over the past few years.  We recorded 
our fourth consecutive year of record sales 
in 2012, in no small part due to the dramatic 
increase in the number of state teacher 
retirement seminars conducted by our agents, 
while annuity segment net income increased 
significantly compared to the prior year.  

  *  Net income before realized investment gains and 

losses, a non-GAAP measure.

**  Combined ratio excluding catastrophe costs and prior 
years’ reserve development, a non-GAAP measure.

Horace Mann Educators Corporation  •  2012 Annual Report 

 1

And fifth, we were pleased to have achieved 
a 40 percent increase in sales of Horace 
Mann life products, as we initiated a long-
term, multi-faceted strategy to grow our 
underwritten, mortality-based business.  

Auto, property growth and profitability 
trend positively
Looking more closely at the property and 
casualty segment, auto results rebounded in 
2012 in response to growth and profitability 
strategies initiated in the prior year.  The 
double-digit increase in true new auto 
sales units, coupled with the significant 
improvement in our auto retention ratio, 
resulted in a stabilization of our auto policies 
in force.  We expect policy growth to emerge 
by the end of 2013 and rate actions in 2012 
and 2013 to drive further improvement in auto 
underlying profit margins. 

To help temper the impact of rate actions on 
our customers, agent-level communications 
have focused on promoting available discounts, 
including discounts for having multiple 
Horace Mann products, as well as a review of 
coverage options as part of an annual policy 
review process.  In addition, we expect our 
policyholder retention and service strategies 
to contribute to ongoing improvements in 
the quality of our total property and casualty 
book of business.  Regular email campaigns 
throughout the year promoted the convenience 
and advantages of our eDelivery and automatic 
payment plan options to our customers.   
We also continue to achieve growth in the 
number of schools utilizing our payroll 
deduction programs.  

For our property business in particular, our 
focus remains on achieving and maintaining 
acceptable levels of profitability.  Following 
our 9,600 policy non-renewal program in 
Florida which was completed in 2011, we 
have continued to further mitigate our coastal 

**  Combined ratio excluding catastrophe costs and prior 
years’ reserve development, a non-GAAP measure.

property risk exposure.  For 2012, the property 
underlying combined ratio** was 76 percent, 
two points below prior year, reflecting progress 
from our ongoing underwriting and rate 
actions, which will continue in 2013.  We also 
achieved a modest level of premium growth 
in our property business, as the impact of 
continued rate actions on average premium 
offset a lower level of policies in force.   

Catastrophe losses in 2012 were significantly 
lower than the industry-wide near record level 
in 2011 and, compared to most companies 
in the industry, the impact of Hurricane 
Sandy was minimal for Horace Mann, as we 
benefitted from not writing property and 
casualty business in New York or New Jersey.  
In addition, we continued to see reserves for 
prior accident years develop favorably during 
the year.  Full-year 2012 net income for the 
property and casualty segment was $37.1 
million, compared to $5.9 million in the prior 
year, with an underlying combined ratio** of 
93.5 percent for 2012.

Annuity and Life growth  
momentum continues
While the interest rate environment continues 
to be challenging, earnings in our annuity 
segment were well ahead of prior year and 
exceeded our expectations in 2012, buoyed by 
the strong performance of our conservative 
investment portfolio and new business spreads 
above our pricing targets.  

On the growth side, we achieved a fourth 
consecutive record year of annuity sales.  A 
14 percent increase in Horace Mann agency 
sales more than offset a decline in single 
premium deposits from the independent 
agency channel, which in part reflected 
company-initiated reductions.  Assets under 
management increased 10 percent in 2012 
and were positively impacted by the improved 
performance of the financial markets.   

2 

Horace Mann Educators Corporation  •  2012 Annual Report

Our life business segment delivered a solid 
year overall, led by double-digit growth in 
sales of Horace Mann-manufactured life 
products.  Strong earnings were driven largely 
by favorable mortality experience, and life 
persistency improved approximately one 
percentage point to 96 percent.  As we strive 
to build on the growth momentum established 
in our life business, we introduced a new cash 
value term product in the first quarter of 2013, 
with positive feedback from the agency force. 

Combined annuity and life segment net 
income exceeded $60 million in 2012, 
increasing 24 percent over prior year.    

Strengthening the customer relationship  
at all levels
We believe one of the most powerful 
advantages we have is the Horace Mann brand 
and how we differentiate ourselves from the 
competition.  To that end, we centered much of 
our marketing strategy in 2012 on continuous 
service improvements and emphasizing the 
customer experience we offer to our niche 
market, at both the individual customer and 
school district levels.  We will continue to use 
both internal and J.D. Power survey results 
to guide us in achieving improved customer 
experience levels in 2013 and beyond.  

The strength of our agency distribution 
channel is at the heart of the Horace Mann 
customer experience.  In 2012, we achieved 
our fourth consecutive year of agency force 
growth, with 760 agencies at the end of the year.  

Our agents are helping more customers 
to see both the monetary advantages and 
convenience of bundling their insurance 
products with Horace Mann, which in turn 
helps improve policy retention.  Approximately 
75-80 percent of our auto and property policies 
are cross-sold, over 20 percent of our property 
and casualty policies earn a tri-line discount 

– a fairly unique offering in our industry, and 
nearly one in five Horace Mann customers has 
both a life or annuity product and a property 
and casualty product, which exceeds the 
multiline industry average. 

We continue to use our partnerships and 
educator recognition and support programs 
to further strengthen and raise awareness of 
the Horace Mann brand.  In 2012, our agency 
force conducted nearly 8,000 state teacher 
retirement seminars, compared to only 400 
two years ago, along with our new Financial 
Success seminars which are designed to  
help younger educators plan their budgets.   
In addition, our DonorsChoose.org 
sponsorship continues to reach and benefit 
a significant portion of the education 
community.  Since 2011, more than 72,000 
projects have been funded at schools served by 
Horace Mann agencies, reaching more than  
6.5 million students.     

Agents continue to gain market access by 
focusing on establishing solid business 
relationships at the school district level.  In 
2012, our agency force expanded its use of  
our Employer Benefits Review Service – an 
annual review of the products and services 
the district provides its employees – as well 
as marketing Section 125 flexible benefits 
programs to school districts.  Further, we 
redesigned our school district website for 
administrators and school business officials, 
and we continued to strengthen our alliance 
with the Association of School Business 
Officials International.  With these collective 
efforts, Horace Mann has at least one approved 
payroll slot (annuity, auto or life insurance) 
in more than 40 percent of the nation’s 13,600 
public school districts.  

Additionally, we have launched an extensive 
social media strategy, which we anticipate will 
attract a larger portion of the young educator 

Horace Mann Educators Corporation  •  2012 Annual Report 

3

market.  We’ve significantly increased 
our presence on Twitter and Facebook, 
substantially growing our number of “likes” in 
2012 and building a strong and loyal “social” 
educator community.  Horace Mann Mobile 
– our first mobile web app – has been well 
received since its launch in early 2012.  

Our outlook for 2013
To build on the momentum established in 
2012, we have established five key priorities for 
2013 to further improve growth, profitability, 
and the customer experience.  

Our first priority is to maintain the high levels 
of sales achieved in 2012 for auto and annuity 
while further increasing property and casualty 
retention ratios.  As we continue the state-
specific auto growth initiatives begun in 2012, 
we’re launching additional customer contact 
programs in 2013 designed to further increase 
cross-sales and customer retention. 

At the same time, we will strive to further 
improve the total property and casualty 
combined ratio in 2013 through additional 
targeted underwriting and rate actions in both 
auto and property.   

Our next two priorities are focused on 
maintaining the growth momentum 
established in our annuity and life segments.  
We intend to continue growing and effectively 
managing our retirement annuity business 
in a challenging interest rate environment, 
while maintaining new business spreads at 
acceptable levels.  At the same time, we expect 
to maintain a double-digit sales growth rate in 
2013 for our Horace Mann-manufactured life 
insurance products.  

In addition to our growth and profitability 
initiatives, we are making significant 
investments to further improve the Horace 
Mann customer experience through a series 
of service and infrastructure enhancements.  

We are expanding our annual policy review 
initiative countrywide and providing 
customers more service options to meet their 
varying needs.  We have already expanded 
both staffing levels and service hours in 
our Customer Care Center to increase our 
availability for our educator customers.  We 
also are enhancing our auto billing processes 
to help improve the customer experience.    

With the pending retirement of President 
and Chief Executive Officer Pete Heckman, 
our succession plan will help ensure business 
continuity in 2013 and beyond.  We continue 
to operate with the same senior management 
team and same core strategies that have proven 
successful and have driven our strong business 
results in recent years, and remain focused  
on executing against all of our key 
performance priorities.   

Our long-term goals and strategic mission 
remain unchanged – profitable growth, 
conservative investment management and 
world-class service focused on our educator 
customers – all designed to reward our 
shareholders and continue to establish  
Horace Mann as the premier insurance and 
financial services provider focusing on the 
educator market.   

Gabriel L. Shaheen 
Chairman of the Board of Directors

Peter H. Heckman 
President & Chief Executive Officer

4 

Horace Mann Educators Corporation  •  2012 Annual Report

Directors 

Gabriel L. Shaheen
Chairman of the Board of Directors
Horace Mann Educators Corporation
President and Chief Executive Officer (retired)
Lincoln National Life Insurance Company

Peter H. Heckman
President & Chief Executive Officer
Horace Mann Educators Corporation

Dr. Mary H. Futrell
Co-Director, Center for Curriculum,
   Standards and Technology
Professor, Department of Education Leadership
The George Washington University

Stephen J. Hasenmiller*
Senior Vice President (retired) 
The Hartford Financial Services Group, Inc.

Ronald J. Helow
Managing Director 
New Course Advisors

Roger J. Steinbecker*
Managing Partner (retired)
PricewaterhouseCoopers LLP

Robert Stricker*
Senior Vice President and Principal (retired)
Shenkman Capital Management, Inc.

Charles R. Wright
Senior Executive Vice President and 
   Chief Agency and Marketing Officer (retired)
State Farm Insurance

*  Member of the Audit Committee, each an independent director.

Officers 

Peter H. Heckman
President & Chief Executive Officer

Dwayne D. Hallman
Executive Vice President 
Chief Financial Officer

Stephen P. Cardinal
Executive Vice President
Chief Marketing Officer

Matthew P. Sharpe
Executive Vice President
Annuity & Life

Thomas C. Wilkinson
Executive Vice President
Property & Casualty

Paul D. Andrews
Senior Vice President
Human Resources &
   Administrative Services

Bret A. Conklin
Senior Vice President 
Controller

Ann M. Caparrós
General Counsel & Chief
   Compliance Officer
Corporate Secretary

Angela S. Christian
Vice President & Treasurer

 Horace Mann Educators Corporation  •  2012 Annual Report

In November 1991, Horace Mann Educators Corporation completed an initial public offering of its common stock 
at a price of $9 per share.  The Company’s common stock is traded on the New York Stock Exchange under the 
symbol HMN.  The following table sets forth the high and low sales prices and the cash dividends paid per share 
during the periods indicated.

                                              Market Price

Fiscal Period                           High                                      Low                                     Dividend Paid

2012
Fourth Quarter 

Third Quarter 

Second Quarter 

First Quarter 

2011
Fourth Quarter 

Third Quarter 

Second Quarter 

First Quarter 

$ 19.99 

18.88 

18.36 

18.23 

$ 14.31 

16.11 

18.22 

18.43 

Corporate Data

Corporate Office
1 Horace Mann Plaza
Springfield, IL 62715-0001
Telephone: 217-789-2500
website: horacemann.com

Annual Meeting
May 22, 2013
9:00 a.m.
Abraham Lincoln Presidential Library
112 North Sixth Street
Springfield, IL 62701

Independent Accountants
KPMG LLP
200 East Randolph Street
Chicago, IL 60601

$ 17.44 

16.90 

16.16 

13.80 

$ 10.51 

10.70 

14.46 

15.95 

$ 0.16

0.13

0.13

0.13 

$ 0.13

0.11

0.11

0.11

Common Stock
HMEC Stock is traded 
  on the NYSE (HMN)

Transfer Agent
American Stock Transfer 
  & Trust Company, LLC
59 Maiden Lane
New York, NY 10038 

Senior Notes
HMEC senior notes are traded 
in the open market (HMN 6.05 
and HMN 6.85)

Additional Information
Additional financial data 
on HMEC and its subsidiaries 
is included in Form 10-K filed 
with the Securities and Exchange 
Commission.  Electronic copies 
of HMEC’s SEC filings are 
available at horacemann.com.  
Printed copies of SEC filings 
are available upon written 
request from:

Investor Relations
Horace Mann 
  Educators Corporation
1 Horace Mann Plaza, C-120
Springfield, IL 62715-0001

Horace Mann Educators Corporation  •  2012 Annual Report

We believe:  
Educators are taking care of  
our children’s future, and we need  
to take care of their future. 

Peace of mind should be available  
to every educator. 

In respect – we treat others  
as we would like to be treated.

We can help advise and educate the educators. 

We are here to help educators through  
a lifetime of changing needs.  

We are uniquely qualified to do all this because 
we were Founded by Educators for Educators ®.

HA-C00370 (Mar. 13)