Locality Planning Energy
Annual Report 2019

Plain-text annual report

4 September 2019 ANNUAL REPORT Locality Planning Energy Holdings Limited (ASX: LPE) (the Company or LPE) is pleased to present to shareholders and the market the Annual Report for FY19. Ends About Locality Planning Energy Holdings Limited (LPE) LPE’s wholly owned subsidiary Locality Planning Energy Pty Ltd, holds an Australian Energy Regulator (AER) Authority to sell electricity and utility services to residential, commercial and industrial customers throughout the National Energy Market. LPE specialises in electricity sales to strata communities, both existing and new developments; generating significant savings on electricity delivered to its customers. LPE’s unique purchasing model is matched against 5 to 10-year supply contracts providing LPE with consistent recurring revenues. LPE is transforming the electricity supply industry by providing an intelligent solution to help its customers reduce high electricity costs, with no risk and no upfront cost with no risk and no upfront cost. LPE is at the forefront of innovative electricity supply with a commitment to the integration of technology to provide the highest savings and consumer advocacy to its customers. Locality Planning Energy Holdings LTD (ASX:LPE) T1.306 55 Plaza Parade, Maroochydore QLD 4558 Telephone 1800 040 168 www.localityenergy.com.au ACN 147 867 301 AER E14005 LOCALITY PLANNING ENERGY HOLDINGS LIMITED Annual Report 201(cid:266) The electricity supplier supporting communities 1 LOCALITY PLANNING ENERGY HOLDINGS LIMITED ABN 90 147 867 301 CONTENTS Corporate Directory Chairman’s Letter Message from the Joint Managing Director and CEO Why We Do What We Do Directors’ Report Remuneration Report - Audited Auditor’s Independence Declaration Shareholder Information Financial Statements Notes to the Financial Statements Directors’ Declaration Independent Auditor’s Report 3 4 5 7 8 15 19 20 23 28 52 53 Locality Planning Energy (ASX: LPE) is an electricity and utility supplier specialising in servicing strata communities throughout South-East QLD. 2 CORPORATE DIRECTORY Non-Executive Chairman Mr Andrew Pierce Non-Executive Director Mr Neale O’Connell Executive Directors Mr Damien Glanville Mr Ben Chester Chief Financial Offi cer Ms Melissa Farrell Company Secretary Mr Bill Lyne Principal & Registered Offi ce Suite 306, Tower 1, Kon-Tiki Business Centre 55 Plaza Parade, Maroochydore, QLD 4558 Phone: 1800 040 168 Auditors Bentleys Level 9, 123 Albert Street Brisbane, QLD 4000 Phone: +61 7 3222 9777 Lawyers Gadens Level 11, 111 Eagle Street Brisbane, QLD 4000 Phone: +61 7 3231 1692 Share Registrar Link Market Services Limited 10 Eagle Street Brisbane City, QLD 4000 Phone: +61 1300 554 474 Stock Exchange Listing Australian Securities Exchange Code: LPE 3 3 CHAIRMAN’S LETTER Dear Shareholders, Throughout FY19, LPE has continued to solidify its position as a leader in the energy marketplace by successfully navigating its next phase of growth, further building its executive team with new expertise and welcoming new customers who have put their trust in LPE. LPE’s strong leadership has been a key component in executing the aggressive growth plan established in FY18, with a robust team now in place to ensure that each step of our journey is taken with consideration of all factors – from financial impact to customer experience. This year, we addressed the growing demand on our current board members by introducing an independent non-executive member to offer new perspectives and contribute to our overall strategy. We filled this position with Neale O’Connell, a widely experienced senior financial executive with proven success in multinational and listed environments. Previously the Chief Financial Officer of Tatts Group Limited, Neale has vast experience navigating companies through periods of financial growth and is already proving to be a valued member of the LPE team. His contributions will help ensure that LPE stays on its path of continued growth to maximise shareholder value. To put numbers on FY19 growth compared to the previous year, LPE delivered revenue of $28.5 million, an increase of $6.5 million or 29%, and customer numbers increased by 43% to 21,555. The Company’s new solar electricity offering has seen solid market uptake from LPE’s innovative solar solutions, further demonstrating our commitment to delivering sustainable energy. As we enter the next phase of growth, LPE’s mission remains steadfast – to provide innovative energy solutions at cost-effective rates with a customer-first focus. Our commitment to customer satisfaction and providing world-class service has not wavered, and we believe this is what differentiates us from our competitors. As we head into the next year, we remain focused on innovation, outstanding service and transparency – all with the goal of increasing shareholder value. In closing, on behalf of the Board, I would like to thank our shareholders and stakeholders for their continued support and trust. We have excellent leadership and staff at LPE, all of whom are dedicated to our mission and long-term goals. It is the combined effort of the entire LPE team that is successfully driving our mission forward. Andrew Pierce Non-Executive Chairman 4 MESSAGE FROM THE JOINT MANAGING DIRECTOR AND CEO Financial year 18/19 was a difficult year with the later than anticipated finalisation of our debt facility, delaying growth in the first half. The LPE team, new and existing, responded outstandingly resulting in a huge second half of the financial year to generate strong customer growth. Summary of the Year The topic of electricity has been front-of-mind these past 12 months with media and Government both having plenty to say about how much we should be paying for electricity. Legislation has changed, effecting the operation of embedded networks moving forward, all in our favour. We have shifted away from being just an electricity provider specialising in the sale of electricity to embedded networks, to encompass a greater electricity offering to our target market of strata communities. Securing the $30 million debt facility with BlackRock was a landmark moment for LPE, demonstrating that our company is robust and can meet the rigorous due-diligence process of the world’s largest investment fund. It is a true testament of the hard work and professionalism of our team. Being LPE The energy market is a constantly changing space, as we see a shift towards sustainable energy generation (and transparency for the end customer). LPE is the leader in our target market of strata for innovation, transparency and providing exceptional customer service. LPE is clear on why we do what we do, the important things that make us stand out, and what our success will look like. LPE is defined by how the outside world sees us, which is a product of our organisational culture and the decisions we make. The ethical behaviour of our employees – from the sales team through to the executives – and the continuous focus on the customer and the communities in which we operate, are things we can be proud of. We are driven by: • Our hunger to be the best electricity provider to strata communities and the greater communities we serve; • Our desire to constantly improve on our capabilities, through the talent we attract; • Outstanding operational leadership, innovation and capital discipline; • Values that guide our behaviour, our ethical responsibilities to each other, integrity collaboration and accountability – all of which impact how we begin each day. Sustainability We have a long history of creating innovative and sustainable electricity solutions. FY20 is the year we bring this innovation to multi-tenancy living, providing all customers that live within these types of environments access to renewable energy as we strive to create energy sustainable strata communities. Investing in Growth LPE has unlimited potential. I have yet to meet a person who could not benefit from our services. The human demand and appetite for electricity grows daily as we seek to electrify our lives. Harnessing this potential can only be accomplished through continued investment in growth. The last half of FY19 has seen LPE invest a further $1 million dollars into growing our sales teams and improving systems through unique software development – ensuring we are at the forefront of this opportunity in time. 5 MESSAGE FROM THE JOINT MANAGING DIRECTOR AND CEO (CONT’D) We will continue to invest in our systems and our people as we seek to find efficiencies that enable us to keep our contact service teams on shore, as we see this as a unique selling point that our customers appreciate and expect. Growth will see us expand our direct market customer numbers as we transition away from being a specialist embedded network electricity retailer and increase our electricity service offering for all customer types within and outside of multi-tenancy living. We will also extend our focus to small business to ensure they, too, receive honest and transparent electricity service. Investment in growth will see LPE; • Continually improve on customer service for a greater customer experience • Increase our product offering past multi-tenancy living • Be the leader in delivering innovative renewable energy solutions to all customer types within strata • Be defined as the leading electricity provider for strata communities FY20 Operating Priorities In the meantime, we remain focused on our core market of embedded networks and ensuring a great customer experience while we nurture the expansion of our new product offerings. As our teams grow and with more people on the road, we are increasing our focus on road safety and driving hours. The health and safety of all our staff is paramount to our success, as we want to see all team members get home safely. With increased customer numbers comes an increased number of inbound calls, and to alleviate customer service pressures we will continue with our educational videos to help customers understand their electricity bill as we focus on creating more informative bills. Managing customers experiencing financial hardship is always difficult, and the great work and effort that goes into this delicate process from our specialised collections team doesn’t go unnoticed as we continue to improve on bad debt which sits currently less than 0.004%. As for all businesses, our number one priority for FY20 is to deliver strong financial results. While the company remains in a period of rapid growth, we firmly believe we have created the right foundation for FY20 to be the year where we reach profitability. In closing, I would like to acknowledge the hard-working staff at LPE who makes this all happen day- to-day. They are the voices and faces that our customers interact with daily and are largely responsible for the impressive reputation that LPE has established in such a short amount of time. I commend their dedication to LPE’s goals and ideals, and I look forward to the coming year with their continued support and strong work ethic. Damien Glanville Mr Damien Glanville Joint Managing Director & CEO 6 WHY WE DO WHAT WE DO LPE continues to work towards its mission to become Australia’s market leader in innovative energy solutions, while offering the lowest rates and world-class customer service. LPE remains focused on operating with an open and transparent business model and pricing structure – honest energy – with the ultimate goal being to build long-term trust with the residents we serve. What further differentiates LPE is its strong local focus – supporting local residents and SME businesses so the entire community grows and prospers together. The company’s “local first” focus goes beyond the exceptional services it offers. It also means that local jobs are prioritised – there is no outsourcing unlike the competition – therefore money is fed back into our communities for an enhanced quality of life for our customers. With our head office based on the Sunshine Coast, QLD, LPE understands the importance of communities and the role local companies play in them. The Company now provides 73 local people with employment, and continues to invest money in the local community. In FY19, the company’s aggressive growth plan included an expanded geographic area of service, now servicing NSW in addition to QLD. This expansion has not and will not disrupt LPE’s local community philosophy or its focus on honest energy. It simply means that more of Australia’s residents will benefit from our business model and philosophy. LPE sets itself apart from other energy providers with its innovative offerings for SME businesses and strata communities. The company focuses on educating businesses and Body Corporates about their energy options, how to save money for themselves and residents, and solutions for assisting under-serviced communities. The creation of an embedded network for existing strata communities has been a mainstay for the last five years, providing long-term, secure electricity at costs well below the standard direct market offer. By offering access to the direct electricity market to both SME and residential customers, LPE has positioned itself for exceptional growth with its solar products – making this a significant focus in the coming year. We remain committed to innovation, cost-savings for customers, transparency and outstanding customer service. This business model is responsible for our exceptional growth to date and will continue to position LPE as an energy leader for the communities we serve. 7 7 DIRECTORS’ REPORT Your Directors present their report on the consolidated entity consisting of Locality Planning Energy Holdings Limited and its controlled entities at the end of, or during the year ended, 30 June 2019 The Directors The following persons were directors of the company during the financial year and up to the date of this report. Mr Andrew Pierce Non-Executive Chairman and Director Mr Neale O’Connell Non-Executive Director Qualifications FCA Appointment Date 17 March 2014 Qualifications BBus, CA Appointment Date 19 March 2019 Experience Mr Pierce is an accomplished and highly regarded accountant and director, having served on the boards of Variety The Children’s Charity (NSW), Guide Dogs (NSW/ACT), Royal Guide Dogs Australia and the Centre For Eye Health Limited. He is highly skilled in the areas of financial reporting and company regulatory & governance areas. Mr Pierce is a Fellow of Chartered Accountants Australia and New Zealand, having been in private practice as a partner or principal since 1972. Mr Pierce is a member of the Audit and Risk Management Committee. In accordance with the ASX Corporate Governance Council’s definition of independence and the materiality thresholds set, the directors consider Mr Pierce to be independent. Special Responsibilities Chairman and Chairman Nominations Committee Interest in Shares and Options 400,000 fully paid ordinary shares Directorships Held in Other Listed Entities Nil 8 Experience Mr O’Connell is a widely experienced senior financial executive with a strong background in public companies. He was recently appointed as Global CFO for Corporate Travel Management (CTM). Prior to this Mr O’Connell was Group CFO at Tatts Group, where he spent 14 years before departing in 2018 following the merger with Tabcorp. He also spent six years as Group Financial Controller for Smorgon Steel. Mr O’Connell is a Chartered Accountant and he is also a member of the Australian Institute of Company Directors, and the Finance and Treasury Association. In accordance with the ASX Corporate Governance Council’s definition of independence and the materiality thresholds set, the directors consider Mr O’Connell to be independent. Special Responsibilities Chairman Audit and Risk Management Committee and Chairman Remuneration Committee Interest in Shares and Options Nil Directorships Held in Other Listed Entities Nil The Directors The following persons were directors of the company during the financial year and up to the date of this report. Mr Damien Glanville Executive Director, Co-founder and Chief Executive Officer Appointment Date 11 December 2015 Experience Mr Glanville has seventeen years experience in senior management, logistics and Executive Director roles, the last seven specifically focused in the renewable energy on-site generation and solar PV industry. Mr Glanville is a co-founder and architect of the electricity retail model that successfully enabled LPE to obtain their Australian Energy Regulator Authorisation and is also listed as the Chief Executive Officer for the management components of the Australian Energy Regulators authorisation to retail electricity. Special Responsibilities Chief Executive Officer and Joint Managing Director Interest in Shares and Options 8,500,995 fully paid ordinary shares Directorships Held in Other Listed Entities Nil Mr Ben Chester Executive Director, Co-founder and Chief Operating Officer Qualifications B. Eng Appointment Date 11 December 2015 Experience Mr Chester has nine years experience in large scale development and deployment of energy assets, along with ‘energy to market’ strategy. He spent four years in an ASX listed company specialising in renewable projects, as the principal design and projects engineer for several commercial and utility scale deployments. Mr Chester has contributed to several Australian, State and Federal Government advisory panels and with the Government of Thailand on generation, deployment strategies and network integration. Mr Chester is a co-founder and architect of the electricity retail model that successfully enabled LPE to obtain their Australian Energy Regulator Authorisation and is listed as the Chief Operating Officer for the functional and compliance components of the Australian Energy Regulator’s authorisation to retail electricity. Special Responsibilities Chief Operating Officer and Joint Managing Director Interest in Shares and Options 8,510,995 fully paid ordinary shares Directorships Held in Other Listed Entities Nil 9 Ms Melissa Farrell Chief Financial Officer Qualifications BBus, CPA, Master Finance Appointment Date 31 May 2017 Experience Melissa has twenty years experience working in accounting and finance, five of which have been in senior executive roles. She has worked in various sectors including banking and mining, both in Australia and overseas for publicly listed companies. She is highly skilled in the areas of financial control, reporting and risk management. Ms Farrell is a member of Certified Practicing Accountants and has a Masters in Applied Finance. Special Responsibilities Chief Financial Officer Interest in Shares and Options Nil Directorships Held in Other Listed Entities Nil Mr Bill Lyne Company Secretary Qualifications BCom, CA, FCIS, FGIA, FAICD, FFIN Appointment Date 31 May 2017 Experience Mr Lyne is the principal of the Australian Company Secretary Service, providing company secretarial, compliance and governance services to public companies. He is currently secretary of three other listed companies and has a wealth of experience in corporate governance principles and practice. Special Responsibilities Company Secretary Interest in Shares and Options Nil Directorships Held in Other Listed Entities Director of Jumbo Interactive Limited, appointed 30 October 2009 10 Principal Activities of the Consolidated Entity The principal activity of the consolidated entity is the sale of electricity and utility services to residential and commercial customers throughout the Australian National Electricity Market. Operating Results The net result of operations of the consolidated entity for the year ended 30 June 2019 was a loss of $2.2 million (2018 – loss of $1.1 million) which included: • Revenue and Other Income $28.5 million (2018: $22.1 million); • Costs of goods sold $22.6 million (2018: $17.5 million); • Interest expense $0.4 million (2018: $0.2 million); • Employee costs of $4.0 million for FY19, and $3.0 million for FY18; • Other expenses of $4.0 million (2018: $2.7 million). Dividends The directors do not recommend the payment of a dividend and no amount has been paid or declared by way of a dividend since 30 June 2019 and to the date of this report. Review of Activities and Business Strategies With FY19 came the appointment of Neale O’Connell as an independent non-executive member, to help alleviate increasing demand on board members. Neale brings expertise and new perspective to LPE, and he will be instrumental in navigating LPE through its next phase of growth and creation of shareholder value. He is a widely experienced senior financial executive with a proven track record in multinational and listed companies. The expected (July 2018) finalisation of the BlackRock debt facility was delayed which created some unexpected obstacles, that resulted in lower than anticipated growth in the first half of FY19. While we experienced an increase in electricity sales of 53.2% year-over-year, residential customer growth was limited to just 2,000 for the first half of the year. Now completed, the BlackRock debt facility is allowing LPE to accelerate delivery of its solar energy solution and deliver significant growth in customer numbers, resulting in 29% growth in revenue and other income FY19 to $28.5 million. To support LPE’s growth, a National General Manager of Sales and Marketing was added to the team, as well as 32 new salespeople, including a National Hot Water Manager. Collectively, these new additions to the LPE team will be responsible for delivering significant growth as we head into the next 12 months. Efforts to grow the direct market offer were strong this year, with LPE remaining focused and committed to servicing SME businesses, body corporate common areas and all customer types not suited to an embedded network. (cid:2) 11 Business Risks The Company has identified the following risks as having the potential to materially affect LPE’s ability to meet its business objectives: Regulatory policy LPE is exposed to regulatory policy change and government interventions. Changes in energy market design and climate change policies for example, have the potential to impact the financial outcomes of the Company. LPE contributes to policy process by actively participating in public policy debate, proactively engaging with policy makers and participating in public forums, industry associations and research. Competition LPE operates in a highly competitive industry which can put pressure on margins. Our strategy to mitigate this risk is to effectively build customer loyalty and trust by delivering an exceptional customer service experience based on openness and transparency, and by offering innovative energy solutions that come with longer length supply terms. Changes in demand for energy A decrease in demand for energy could possibly reduce LPE’s revenues and adversely affect the Company’s future financial performance. LPE cannot control the habits or consumption patterns of our customers, however LPE works to mitigate the impact of this risk by utilising data analytics to better predict customer demand. Technological developments/disruption Technology is allowing consumers to understand and manage their electricity usage through smart appliances, having the potential to disrupt the Company’s existing relationship with consumers. Advances in technology have the potential to create new business models and introduce new competitors. LPE actively monitors and participates in technological developments and is exploring investments in new innovative products to enhance customer experience and reduce cost to serve. Cyber security A cyber security incident could lead to disruption of critical business operations. It could also lead to a breach of privacy, and loss of and/or corruption of commercially sensitive data which could adversely affect customers. LPE regularly assesses its cyber security profile. All Employees undertake cyber awareness training, including how to identify scam emails and how to keep data safe. Climate change The ongoing decarbonisation of energy markets and the decreasing demand for fossil fuels provides both risks and opportunities for LPE. The Company is focused and committed to growth and innovation of its Solar products. 12 Outlook LPE recognises that the demand for solar electricity is growing rapidly in Australia, as our country is leading the way in renewable energy. LPE’s Solar for Small Communities commitment is the first of its kind in Australia, allowing Body Corporates to make solar available in common property areas with individual occupants choosing to opt-in if they wish. At no upfront cost to the Body Corporate or residents for installation, equipment or maintenance, this option presents a long-term solution for cost savings to strata communities while establishing low-rate, and long-term contracts for LPE. The Company continues to be open to new revenue opportunities to diversify revenue stream and customer base with approval from the AER currently pending for a retail gas authority. Significant Changes in the State of Affairs Adoption of new accounting standard AASB15, effective 1st July 2019, has resulted in the Company no longer recognising site conversion costs as intangible assets, and as such we have had to restate prior year’s financial statements. Revenue from site conversions are now treated as receivables, and the associated costs are expensed as costs of goods sold, at the point in time an embedded network goes live. This accounting standard also requires us to report separately the implied financing component of site conversions as ‘interest’ with FY19 revenue of $28.5 million effectively being split between ‘electricity sales’ $27.7 million and ‘interest’ $0.8 million. With the implied financing component of site conversion revenue now being reported separately, electricity margins are now 18.5% for FY19 (2018: 18.1% restated from 24.5%). This change in accounting treatment has also impacted the presentation of our cash flow statement, with payments for site conversions previously being recognised as cashflows from investing activities, now being recognised as cashflows from operating activities. The impact to the FY19 cashflow statement is $1.1 million (2018: $2.1 million). Events Subsequent to Balance Date There are no matters or circumstances that have arisen since the end of the year which significantly affected or could significantly affect the operations of the consolidated entity, the results of those operations or the state of affairs of the consolidated entity in future financial years. Company Health and Safety Policy It is the responsibility of all employees to act in accordance with occupational health and safety legislation, regulations and policies applicable to their respective organisations and to use security and safety equipment provided. Specifically, all employees are responsible for safety in their work area by; • following the safety and security directives of management; • advising management of areas where there is a potential problem in safety and reporting suspicious occurrences; and • minimising risks in the workplace. 13 Directors’ Meetings Director Andrew Pierce Damien Glanville Ben Chester Neale O’Connell Director Andrew Pierce Damien Glanville Ben Chester Director Andrew Pierce Damien Glanville Ben Chester Director Andrew Pierce Damien Glanville Ben Chester Meetings of Directors Held* Meetings of Directors Attended 13 13 13 3 12 13 13 3 Audit & Risk Comittee Meetings Held* Audit & Risk Committee Meetings Attended 2 2 2 2 2 2 Remuneration Committee Meetings Held* Remuneration Committee Meetings Attended 2 2 2 2 2 2 Nomination Committee Meetings Held* Nomination Committee Meetings Attended 1 1 1 1 1 1 14 14 * of which eligible to attend REMUNERATION REPORT - AUDITED Remuneration Practices The Company has established a Remuneration Committee as a Committee of the Board. The primary purpose of the Committee is to support and advise the Board in fulfilling its responsibilities to shareholders by: a) reviewing and approving the executive remuneration policy to enable the Company to attract and retain executives and Directors who will create value for shareholders; b) ensuring that the executive remuneration policy demonstrates a clear relationship between senior executive performance and remuneration; c) recommending to the Board the remuneration of executive Directors; d) fairly and responsibly rewarding executives having regard to the performance of the Company, the performance of the executive and the prevailing remuneration expectations in the market; e) reviewing the Company’s recruitment, retention and termination policies and procedures for senior management; f) reviewing and approving the remuneration of the Chief Executive Officer / Managing Director and, as appropriate other senior executives; and g) reviewing and approving any equity based plans and other incentive schemes. The Committee shall have the right to seek any information it considers necessary to fulfil its duties, which includes the right to obtain appropriate external advice at the Company’s expense. The key management personnel (KMP) of Locality Planning Energy Holdings Limited and the consolidated entity includes the directors of the Parent Entity. Remuneration Policy The Board’s policy for determining the nature and amount of remuneration for KMP of the Consolidated Group is based on the following: • The remuneration policy is to be developed by the remuneration committee and approved by the Board after professional advice is sought from independent external consultants. • All KMP receive a base salary (which is based on factors such as length of service and experience), and superannuation. • The Remuneration committee reviews KMP packages annually by reference to the Consolidated Group’s performance, executive performance and comparable information from industry sectors. The Board’s policy is to remunerate non-executive directors at market rates for time, commitment and responsibilities. The remuneration committee determines payments to the non-executive directors and reviews their remuneration annually, based on market practice, duties and accountability. Independent external advice is sought when required. Engagement of Remuneration Consultants During the financial year, Diamond Impact Pty Ltd was engaged by the remuneration committee to review elements of KMP remuneration and provide recommendations. In addition, Diamond Impact provided the followings services to the Company during the year: • Facilitation of the Board’s annual performance evaluation processes. • Expatriate advisory services. Diamond Impact was paid $18,500 for the remuneration recommendations relating to the review of the elements of KMP remuneration and $12,000 for all other services. 15 2019 Remuneration Short Term Employee Benefits Salary & Fees Post-Employment Benefits Superannuation Long Term Employment Benefits Total Directors Andrew Pierce $125,000 Damien Glanville $325,070 Ben Chester $325,070 Neale O’Connell * $15,000 Executives - $22,594 $22,594 $1,425 - $125,000 $5,145 $5,121 $352,809 $352,785 - $16,425 Melissa Farrell $171,755 $16,304 $894 $188,953 Total $961,895 $62,917 $11,160 $1,035,972 * Appointed 19 March 2019 2018 Remuneration Short Term Employee Benefits Salary & Fees Post-Employment Benefits Superannuation Long Term Employment Benefits Directors Andrew Pierce $115,000 Damien Glanville $311,185 Ben Chester $326,040 - $20,048 $20,048 - $1,485 $1,484 Executives Total $115,000 $332,718 $347,572 Melissa Farrell $167,192 $15,883 $351 $183,426 Total $919,417 $55,979 $3,320 $978,716 16 Loans from Key Management Personnel Temporary loans advanced and repaid during the year incur interest at 12% per annum. Balance at beginning of the year Loans advanced Loan repayments made Interest charged Interest paid Balance at end of the year $ 1,150,000 150,000 (1,300,000) 61,733 (61,733) - Shareholdings of Key Management Personnel Balance 1 July 2018 Consolidate Shares 50 to 1 Shares Acquired Shares Disposed Balance 30 June 2019 Directors Andrew Pierce 20,000,000 19,600,000 - Damien Glanville 421,299,756 412,873,761 75,000 Ben Chester 421,299,756 412,873,761 85,000 Neale O’Connell Executives Melissa Farrell - - - - - - - - - - - 400,000 8,500,995 8,510,995 - - 17 Environmental Whilst it was not an environmental issue for the Company, under the Renewable Energy Target, the Company is obliged to purchase and surrender an amount of large-scale generation certificates, and small-scale technology certificates, based on the volume of electricity the Company acquires each year. This administrative function is managed through the purchase of electricity. Indemnification and Insurance of Officers or Auditor Each of the Directors and the Secretary of the Company have entered into a Deed with the Company whereby the Company has provided certain contractual rights of access to books and records of the Company to those Directors and the Secretary. The Company has insured all of the Directors and Officers of Locality Planning Energy Holdings Limited. The contract of insurance prohibits the disclosure of the nature of the liabilities covered and amount of the premium paid. The Corporations Act 2001 does not require disclosure of the information in these circumstances. The Company has not indemnified or insured its auditor. Non-Audit Services The Directors are satisfied that the provision of non-audit services is consistent with the independence standard for auditors under the Corporations Act 2001. The non-audit services did not substantially impact the subject matter of the audit. Proceedings on Behalf of Company No person has applied for leave of court to bring proceedings on behalf of the Company or intervene in any proceedings to which the Company is a party for the purpose of taking responsibility on behalf of the Company for all or any part of those proceedings. The Company was not a party to any other such proceedings during the year. Auditor’s Independence Declaration The auditor’s independence declaration for the year ended 30 June 2019 has been received and forms part of this directors’ report and can be found on the following page. Andrew Pierce Non-Executive Director Dated: 04 September 2019 18 LOCALITY PLANNING ENERGY HOLDINGS LIMITED AUDITOR’S INDEPENDENCE DECLARATION UNDER SECTION 307C OF THE CORPORATIONS ACT 2001 TO THE DIRECTORS OF LOCALITY PLANNING ENERGY HOLDINGS LIMITED I declare that, to the best of my knowledge and belief, during the year ended 30 June 2019 there have been: i. no contraventions of the auditor independence requirements as set out in the Corporations Act 2001 in relation to the audit; and ii. no contraventions of any applicable code of professional conduct in relation to the audit. Bentleys Brisbane (Audit) Pty Ltd Chartered Accountants Ashley Carle Director Brisbane 04 September 2019 19 SHAREHOLDER INFORMATION Shareholder Information Additional information required by the Australian Securities Exchange (ASX) and not shown elsewhere in the Annual Report, current as at 31 July 2019, is advised hereunder. Stock Exchange Quotation The Company’s shares are quoted on the ASX under the code “LPE”. Classes of Securities The Company has the following equity securities on issue: ASX quoted: 50,210,736 ordinary shares, each fully paid, held by 1,004 shareholders. Voting Rights The voting rights attaching to ordinary shares are set out in Clause 13.13 of the Company’s Constitution and are summarised as follows: • each shareholder entitled to vote may vote in person or by proxy, attorney or representative; • on a show of hands, every person present who is a shareholder or a proxy, attorney or representative of a shareholder has one vote (even though he or she may represent more than one shareholder); and • on a poll, every person present who is a shareholder or a proxy, attorney or representative of a shareholder shall, in respect of each fully paid share held by him, or in respect of which he is appointed proxy, attorney or representative, have one vote for the share. Holders of options have no voting rights until such options are exercised. Restricted Securities 16,000,000 ordinary shares, subject to voluntary escrow until 13 March 2020. On-market Buy-backs There is no current on-market buy-back of any securities. Corporate Governance Statement The Corporate Governance Statement is available on the Company’s website at https://www.localityenergy.com.au/site/company/corporate-governance 20 Distribution of Security Holders Distribution of shares and the number of holders by size of holding are: Shareholding Range Number of Holders Number of Shares 1-1,000 1,001-5,000 5,001 - 10,000 10,001-100,000 100,001 and over Totals 335 284 117 226 42 162,199 791,965 909,024 7,163,289 41,184,259 1,004 50,210,736 Twenty Largest Security Holders Shareholder Lumber Co Pty Ltd No. of Shares % of Capital 8,510,995 16.95% Mr Damien Ian Glanville 8,388,995 16.71% Pettett Pty Ltd 7,850,000 15.63% Jarwill Pty Ltd National Nominees Limited 3,738,003 2,490,000 Defender Equities Pty Ltd 1,400,000 BNP Paribas Nominees Pty Ltd Hub 24 Custodial Serv Ltd DRP 913,976 Ginga Pty Ltd Fernsha Pty Limited 10 Woodville Super Pty Limited Woodville Super Pty Limited Mr Anthony Bracks Netwealth Investments Limited Sore Tooth Pty Limited Ems Arcadia Pty Ltd Mr Michael Charles Bowden 7.44% 4.96% 2.79% 1.82% 1.50% 1.39% 1.36% 0.85% 0.84% 0.82% 0.80% 0.60% 0.56% 0.56% 0.51% 0.48% 0.44% 753,222 700,000 683,845 427,839 420,100 410,000 400,000 300,000 256,665 239,253 221,744 Harrington Partners Fund 1 Pty Ltd 282,427 M&S Kriticos SMSF Pty Ltd 280,606 Equity Trustees Superannuation Limited Mr Rodney Patrick Callahan 20 Mr Stephen Con Kriticos Total Top 20 Holders of LPE Ordinary Fully Paid Shares 38,667,670 77.01% Total Remaining Holders 11,543,066 22.99% 21 1 2 3 4 5 6 7 8 9 11 12 13 14 15 16 17 18 19 Substantial Shareholders The names of substantial shareholders who have notified the Company in accordance with section 671B of the Corporations Act are: Name BEN CHESTER / LUMBER CO PTY LTD DAMIEN GLANVILLE FAMILY / SUPER FUND PETTETT PTY LTD JARWILL PTY LTD No of Shares 8,510,995 8,500,995 7,850,000 3,738,003 22 FINANCIAL STATEMENTS 23 23 CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME FOR THE YEAR ENDED 30 JUNE 2019 LOCALITY PLANNING ENERGY HOLDINGS LIMITED ABN 90 147 867 301 Note 2019 $ 2018 Restated* $ Revenue Electricity sales Less cost of goods sold Energy usage charges Network charges Unrealised gain/losses on derivatives Other COGS Total cost of goods sold Gain from trading Other Income Interest received Other receipts Other expenses Bad and doubtful debts Interest expense Depreciation and amortisation Employee costs Gain/(loss) on disposal of assets Other expenses Professional costs Loss from operations Loss before income taxes 5 27,722,990 21,348,695 (10,493,261) (7,854,489) 42,945 (4,300,110) (7,499,849) (5,773,809) - (4,209,178) (22,604,915) (17,482,836) 5,118,075 3,865,859 5 5 753,535 - 751,878 18,919 (122,489) (403,338) (248,589) (4,041,043) (29,771) (2,355,208) (852,862) (121,964) (156,048) (219,683) (3,038,296) (5,768) (1,366,909) (808,045) (2,181,690) (1,080,057) (2,181,690) (1,080,057) Income tax benefi t/(expense) 6 - - Net loss for the period (2,181,690) (1,080,057) Other comprehensive income Other comprehensive income net of tax - - - - Total comprehensive loss for the year (2,181,690) (1,080,057) Basic/diluted earnings/(loss) per share (dollars per share) 15 (0.0435) (0.0215) * See note 25 for details about restatements for changes in accounting policies The Consolidated Statement of Profi t or Loss and Other Comprehensive Income should be read in conjunction with the Notes to the Financial Statements. 24 CONSOLIDATED STATEMENT OF FINANCIAL POSITION AS AT 30 JUNE 2019 LOCALITY PLANNING ENERGY HOLDINGS LIMITED ABN 90 147 867 301 Current assets Cash and cash equivalents Trade and other receivables Site conversion receivables Financial assets - derivatives Other current assets Total current assets Non-current assets Site conversion receivables Plant and equipment Leasehold improvements Intangibles Total non-current assets Note 20 7 7 8 7 9 10 11 2019 $ 3,306,072 3,065,010 1,554,644 42,945 337,181 2018 Restated* $ 1,364,363 2,386,669 1,311,224 - 626,114 8,305,852 5,688,370 3,965,663 448,655 372,371 162,154 3,851,330 322,410 407,925 218,851 1 July 2017 Restated* $ 3,977,705 1,872,142 757,602 - 668,124 7,275,573 2,466,362 450,908 459,050 90,300 4,948,843 4,800,516 3,466,620 TOTAL ASSETS 13,254,695 10,488,886 10,742,193 Current liabilities Trade and other payables GST payable Employee entitlements - leave provisions 12 Borrowings 3,292,863 19,359 248,307 35,784 2,317,761 4,247 180,862 1,283,857 1,586,116 - 158,649 45,524 Total current liabilities 3,596,313 3,786,727 1,790,289 Non-current liabilities Employee entitlements - leave provisions 12 Borrowings Total non-current liabilities TOTAL LIABILITIES NET ASSETS Equity Issued capital Reserves Accumulated losses TOTAL EQUITY 44,177 5,182,725 5,226,902 21,769 67,220 88,989 - 1,258,677 1,258,677 8,823,215 3,875,716 3,048,966 4,431,480 6,613,170 7,693,227 13 14 39,064,880 39,064,880 - - (34,633,400) (32,451,710) 39,064,880 125,000 (31,496,653) 4,431,480 6,613,170 7,693,227 * See note 25 for details about restatements for changes in accounting policies The Consolidated Statement of Financial Position should be read in conjunction with the Notes to the Financial Statements. 25 CONSOLIDATED STATEMENT OF CASH FLOWS AS AT 30 JUNE 2019 LOCALITY PLANNING ENERGY HOLDINGS LIMITED ABN 90 147 867 301 Cash fl ows from operating activities Receipts from customers Payments to suppliers and employees Interest received Interest paid Net cash provided by/(used in) operating activities Cash fl ows from investing activities Payment for plant and equipment Payment for leasehold improvements Payment for intangibles Proceeds from sale of assets Note 2019 $ 26,713,354 (28,630,798) 749,638 (399,995) 2018 Restated* $ 18,921,857 (21,955,523) 761,536 (156,048) 20 (1,567,801) (2,428,178) (240,490) (25,732) (49,261) - (47,913) (8,304) (182,187) 31,364 Net cash provided by/(used in) investing activities (315,483) (207,040) Cash fl ows from fi nancing activities Financing costs paid Proceeds from loans Repayment of loans Net cash provided by/(used in) fi nancing activities (1,033,000) 6,877,710 (2,019,717) 3,824,993 (25,000) 98,181 (51,305) 21,876 Net increase/(decrease) in cash and cash equivalents 1,941,709 (2,613,342) Cash and cash equivalents opening balance Cash and cash equivalents closing balance 20 1,364,363 3,306,072 3,977,705 1,364,363 * See note 25 for details about restatements for changes in accounting policies The Consolidated Statement of Cash Flows should be read in conjunction with the Notes to the Financial Statements. 26 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY FOR THE YEAR ENDED 30 JUNE 2019 LOCALITY PLANNING ENERGY HOLDINGS LIMITED ABN 90 147 867 301 Issued Capital Options Reserve $ Accumulated Losses $ Total $ Balance at 1 July 2017 39,064,880 125,000 (31,733,100) 7,456,780 Adjustment due to AASB 15 implementation* - - 236,447 236,447 Restated total equity at 1 July 2017 39,064,880 125,000 (31,496,653) 7,693,227 Profi t/(Loss) after income tax Expired options - - - (1,080,057) (1,080,057) (125,000) 125,000 - Restated Balance at 30 June 2018 39,064,880 - (32,451,710) 6,613,170 Restated Balance at 1 July 2018 39,064,880 - (32,451,710) 6,613,170 Profi t/(Loss) after income tax - - (2,181,690) (2,181,690) Balance at 30 June 2019 39,064,880 - (34,633,400) 4,431,480 * See note 25 for details about restatements for changes in accounting policies The Consolidated Statement of Changes in Equity should be read in conjunction with the Notes to the Financial Statements. 27 NOTES TO THE FINANCIAL STATEMENTS 2828 1 REPORTING ENTITY The financial statements of Locality Planning Energy Holdings Limited (“the Company”) for the year ended 30 June 2019 covers the Consolidated Entity consisting of Locality Planning Energy Holdings Limited and the entities it controlled from time to time throughout the year (“the Group” or “Consolidated Entity”) as required by the Corporations Act 2001. Locality Planning Energy Holdings Limited is a for-profit entity for the purpose of preparing these financial statements. The financial statements are presented in Australian dollars, which is the functional currency. The address of the Group’s registered office and principal place of business is Suite 306, Tower One, 55 Plaza Parade, Maroochydore, QLD, 4558. 2 BASIS OF PREPARATION A. Statement of compliance The Financial Report has been prepared in accordance with requirements of Australian Accounting Standards, other authoritative pronouncements of the Australian Accounting Standards Board (AASB) and the Corporations Act 2001. This report is to be read in conjunction with any other public announcements made by the Group during the year in accordance with the continuous disclosure requirements of the Corporations Act 2001 Compliance with Australian Accounting Standards ensures that the financial statements and notes also comply with International Financial Reporting Standards. The accounting policies adopted are consistent with those of the previous financial year, unless stated otherwise. B. Basis of measurement The financial statements have been prepared on the historical cost basis. C. Use of estimates and judgements The preparation of financial statements in conformity with AASB’s requires management to make judgements, estimates and assumptions that effect the application of accounting policies and the reported amounts of assets, liabilities, income and expenses. Actual results may differ from these estimates. Estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimates are revised and in any future periods affected. Information about critical estimates and judgements in applying accounting policies that have the most significant effect on the amounts recognised in the financial statements are outlined below: Impairment The Group assesses impairment at the end of each reporting period by evaluating conditions specific to the Group that may be indicative of impairment triggers. Impairment of financial assets (trade receivables and financial assets) are assessed for impairment as described in Note 3G. Note 3H describes the processing for assessing impairment for non-financial assets (property, plant and equipment, intangible assets and other assets). 29 2 BASIS OF PREPARATION (Cont’d) C. Use of estimates and judgements (Cont’d) Site Conversion Revenue Site conversion revenue is recognised upon installation, however customers are able to make payment over a 5 to 10 year period. The Group has assessed that where this payment is deferred, the transaction contains a significant financing component and therefore the revenue must be adjusted for the effects of the time value of money. Judgement is therefore required to determine the amount of the consideration that relates to the site conversion revenue, and the amount relating to the financing of the purchase. See note 3K for further details. D. Going Concern The financial statements have been prepared on a going concern basis which contemplates the continuity of normal business activities and the realisation of assets and discharge of liabilities in the ordinary course of business. The Group incurred a net loss after income tax for the year ended 30 June 2019 of $2,181,690 (2018: $1,080,057) and a net cash outflow from operations of $1,567,801 (2018: $2,428,178). These factors, prima facie, indicate that there is material uncertainty on whether the Group will continue as a going concern. Notwithstanding this, the Group has prepared budgets based on its current growth plans, which indicate that the Group will become profitable in the near future. The Group also has access to a financing facility of $30 million, of which only $6.1 million has been used at 30 June 2019, which will assist with any working capital requirements in the short term. For these reasons the directors have determined the Group has access to sufficient net working capital to maintain continuity of normal business activity and pay its debts as and when they fall due, and therefore that it is appropriate to prepare the financial report on a going concern basis. 3 SIGNIFICANT ACCOUNTING POLICIES The accounting policies set out below have been applied consistently to all periods presented in these consolidated financial statements, and have been applied by all entities in the Group. A. Basis of Consolidation The consolidated financial statements comprise the financial statements of Locality Planning Energy Holdings Limited and its subsidiaries for the year ended 30 June 2019 (“the Group”). Subsidiaries are entities (including structured entities) over which the Group has control. The Group has control over an entity when the Group is exposed to, or has rights to, variable returns from its involvement with the entity, and has the ability to use its power to affect those returns. Subsidiaries are consolidated from the date on which control is transferred to the Group and are deconsolidated from the date that control ceases. All intercompany balances and transactions, including unrealised profits arising from intragroup transactions have been eliminated. Unrealised losses are also eliminated unless the transaction provides evidence of the impairment of the asset transferred. 30 3 SIGNIFICANT ACCOUNTING POLICIES (Cont’d) B. Income Tax The charge for current income tax expense is based on the profit/loss for the year adjusted for any non-assessable or disallowed items. It is calculated using tax rates that have been enacted or are substantively enacted by the balance date. Deferred tax is accounted for using the balance sheet liability method in respect of temporary differences arising between the tax bases of assets and liabilities and their carrying amounts in the financial statements. No deferred income tax will be recognised from the initial recognition of an asset or liability, excluding a business combination, where there is no effect on accounting or taxable profit or loss. Deferred tax is calculated at the tax rates that are expected to apply to the period when the asset is realised or liability is settled. Current and deferred tax is recognised in the profit or loss, except where it relates to items recognised in the other comprehensive income or directly in equity. In this case the tax is recognised in the other comprehensive income or directly in equity respectively Deferred income tax assets are recognised to the extent that it is probable that future tax profits will be available against which deductible temporary differences or tax losses can be utilised. To the extent that any rebates are received from Government taxation authorities, they are recognised in profit or loss as an income tax benefit. C. Plant and Equipment Plant and equipment are measured on the cost basis less depreciation and impairment losses Subsequent costs are included in the asset’s carrying amount or recognised as a separate asset, as appropriate, only when it is probable that future economic benefits associated with the item will flow to the consolidated entity and the cost of the item can be measured reliably. All other repairs and maintenance are charged to the profit or loss during the financial period in which they are incurred. All assets are depreciated on either a straight line basis or diminishing value basis over their useful lives to the consolidated entity commencing from the time the asset is held ready for use. The depreciation rates used for each class of depreciable assets are: Class of Fixed Asset Depreciation Rate & Method Plant and equipment 10-50% per annum straight line or diminishing value Motor Vehicles 25% per annum, diminishing value The assets’ residual values and useful lives are reviewed, and adjusted if appropriate, at each reporting date. Gains and losses on disposals are determined by comparing proceeds with the carrying amount. These gains and losses are included in the profit or loss. D. Intangible Assets Intangible assets include the cost of software and legal costs. Software has an estimated useful life of between three and ten years. It is assessed annually for impairment. 31 3 SIGNIFICANT ACCOUNTING POLICIES (Cont’d) E. Leasehold Improvements Leasehold improvements are amortised over the shorter of either the unexpired period of the lease or the estimated useful lives of the improvements. F. Trade and Other Payables Trade and other payables represent liablities for goods and services provided to the Group prior to the year end and which are unpaid. These amounts are unsecured and have 30-60 day payment terms. They are recognised initially at fair value and subsequently measured at a mortised cost using the effective interest method. G. Impairment of Financial Assets The Group applies the simplified approach to providing for expected credit losses prescribed by AASB 9, which prescribes the use of the lifetime expected loss provision for all trade receivables. To measure the expected credit losses, trade receivables have been grouped based on shared credit risk characteristics and the days past due, and a provision matrix is used. The “amounts written off” are all due to customers declaring bankruptcy, or term receivables that have now become unrecoverable. At each reporting date, the Group recognises the movement in the loss allowance as an impairment gain or loss in the Statement of Profit or Loss and Other Comprehensive Income. H. Impairment of Non-Financial Assets At each reporting date, the Consolidated Entity reviews the carrying values of its tangible and intangible assets to determine whether there is any indication that those assets have been impaired. If such an indication exists, the recoverable amount of the asset, being the higher of the asset’s fair value less costs to sell and value in use, is compared to the asset’s carrying value. Any excess of the asset’s carrying value over its recoverable amount is expensed in the profit or loss. Where it is not possible to estimate the recoverable amount of an individual asset, the Group estimates the recoverable amount of the cash-generating unit to which the asset belongs. I. Share-based Payments The Consolidated Entity may make share-based payments to directors and employees. The fair value of the equity to which employees become entitled is measured at grant date and recognised as an expense over the vesting period, with a corresponding increase to an equity account. The fair value of shares is ascertained as the market bid price. The fair value of options is ascertained using a valuation which incorporates all market vesting conditions. The number of shares and options expected to vest is reviewed and adjusted at each reporting date such that the amount recognised for services received as consideration for the equity instruments granted shall be based on the number of equity instruments that eventually vest. J. Cash and Cash Equivalents Cash and cash equivalents includes cash on hand, deposits held at call with banks, other short- term highly liquid investments with original maturities of three months or less, and bank overdrafts. Bank overdrafts are shown within short-term borrowings in current liabilities on the statement of financial position. 32 3 SIGNIFICANT ACCOUNTING POLICIES (Cont’d) K. Revenue Revenue for the Group can be categorised as follows: - Supply of electricity - Supply of embedded network infrastructure (including installation) Supply of electricity Revenue from the supply of electricity is recognised as the customer obtains a benefit from the supply, which occurs over time as the customer consumes the electricity. Consumption is determined by meter readings. Between meter readings, consumption is estimated using industry and historical customer consumption patterns, along with consumption reports from the Group’s suppliers. Costs associated with the supply of the electricity are expensed over time in line with customers’ consumption. Supply of embedded network infrastructure The Group arranges to supply and install embedded network infrastructure on customers’ premises. The performance obligation is the installation of the infrastructure, and therefore revenue is recognised at a point in time upon installation. Customers have the option to pay for this embedded network infrastructure over the life of a related electricity supply contract, ranging from 5 to 10 years. Therefore a significant financing component has been identified within these contracts. The revenue is therefore discounted to remove the financing component. Consideration receivable in respect of this revenue is recognised as ‘site conversion receivables’ in the Statement of Financial Position. The financing component has been assessed by the Group at a rate of 12% per annum, and this is recognised as interest revenue over time until the customer has paid all consideration. Costs incurred to supply and install the embedded network infrastructure are expensed when the revenue is recognised, upon installation. For costs incurred on site conversions where the embedded network has not yet been installed, and therefore no revenue yet recognised, the costs are capitalised within the inventory balance contained within ‘Other Assets’ in the Statement of Financial Position. L. Goods and Services Tax (GST) Revenues, expenses and assets are recognised net of the amount of GST, except where the amount of GST incurred is not recoverable from the Australian Tax Office. In these circumstances the GST is recognised as part of the cost of acquisition of the asset or as part of an item of expense. Receivables and payables in the Consolidated Statement of Financial Position are shown inclusive of GST. Cash flows are presented in the statement of cash flows on a gross basis, except for the GST component of investing and financing activities, which are disclosed as operating cash flows. M. Issued Capital Ordinary shares are classified as equity. Costs directly attributable to the issue of new shares or options are shown as a deduction from equity. 33 3 SIGNIFICANT ACCOUNTING POLICIES (Cont’d) N. Earnings per Share The Consolidated Entity presents basic and diluted earnings per share (EPS) data for its ordinary shares. Basic EPS is calculated by dividing the profit or loss attributable to ordinary shareholders of the Company by the weighted average number of ordinary shares outstanding during the period. Diluted EPS is determined by adjusting the profit or loss attributable to ordinary shareholders and the weighted average number of ordinary shares outstanding, adjusted for the effects of all dilutive potential ordinary shares. O. Leases Leases of property, plant and equipment, where substantially all the risks and benefits incidental to the ownership of the asset, but not legal ownership, are transferred to the Consolidated Entity are classified as finance leases. There are currently 4 motor vehicles under finance leases. Finance leases are capitalised recording an asset and a liability equal to the present value of the minimum lease payments, including any guaranteed residual value. Leased assets are amortised over the shorter of the asset’s useful life and the lease term. Lease payments are allocated between the reduction of the lease liability and the lease interest expense for the period. Lease payments under operating leases, where substantially all the risks and benefits remain with the lessor, are charged to the profit or loss on a straight line basis over the period of the lease. P. Financial Instruments Initial recognition and measurement Financial assets and financial liabilities are recognised when the Group becomes a party to the contractual provisions to the instrument. For financial assets, this is the date that the Group commits itself to either the purchase or sale of the asset (ie trade date accounting is adopted). Financial instruments (except for trade receivables) are initially measured at fair value plus transaction costs, except where the instrument is classified “at fair value through profit or loss”, in which case transaction costs are expensed to profit or loss immediately. Where available, quoted prices in an active market are used to determine fair value. In other circumstances, valuation techniques are adopted. Classification and subsequent measurement Financial Liabilities Financial liabilities are subsequently measured at: - Amortised cost; or - Fair value through profit or loss. A financial liability is measured at fair value through profit and loss if the financial liability is: - A contingent consideration of an acquirer in a business combination to which AASB 3: Business Combinations applies; - Held for trading; or - Initially designated at fair value through profit or loss. All other financial liabilities are subsequently measured at amortised cost using the effective interest method. 34 3 SIGNIFICANT ACCOUNTING POLICIES (Cont’d) P. Financial Instruments (Cont’d) The effective interest method is a method of calculating the amortised cost of a debt instrument and of allocating interest expense in profit or loss over the relevant period. The effective interest rate is the internal rate of return of the financial asset or liability. That is, it is the rate that exactly discounts the estimated future cash flows through the expected life of the instrument to the net carrying amount at initial recognition. A financial liability is held for trading if: - It is incurred for the purpose of repurchasing or repaying in the near term; - Part of a portfolio where there is an actual patter of short-term profit taking; or - A derivative financial instrument (except for a derivative that is in a financial guarantee contract or a derivative that is in an effective hedging relationship). The Group currently does not recognise any financial liabilities at fair value through profit or loss, with all financial liabilities being at amortised cost. Financial Assets Financial assets are subsequently measured at: - Amortised cost; - Fair value through other comprehensive income; or - Fair value through profit or loss. Measurement is on the basis of two primary criteria: - The contractual cash flow characteristics of the financial asset; and - The business model for managing financial assets. A financial asset that meets the following conditions is subsequently measured at amortised cost: - The financial asset is managed solely to collect contractual cashflows; and - The contractual terms within the financial asset give rise to cashflows that are solely payments of principal and interest on the principal amount outstanding on specified dates. A financial asset that meets the following conditions is subsequently measured at fair value through other comprehensive income: - The contractual terms within the financial asset give rise to cashflows that are solely payments of principal and interest on the principal amount outstanding on specified dates; - The business model for managing the financial assets comprises both contractual cashflows and the selling of the financial asset. By default, all other financial assets that do not meet the measurement conditions of amortised cost and fair value through other comprehensive income are subsequently measured at fair value through profit or loss. The Group currently has futures contracts that are recognised within financial assets in the Statement of Financial Position that are recognised at fair value through profit or loss. All other financial assets are recognised at amortised cost. 35 3 SIGNIFICANT ACCOUNTING POLICIES (Cont’d) P. Financial Instruments (Cont’d) Derecognition Derecognition refers to the removal of a previously recognised financial asset or financial liability from the statement of financial position. Derecognition of financial liabilities A liability is derecognised when it is extinguished (ie when the obligation in the contract is discharged, cancelled or expires). An exchange of an existing financial liability for a new one with substantially modified terms, or a substantial modification to the terms of a financial liability is treated as an extinguishment of the existing liability and recognition of a new financial liability. The difference between the carrying amount of the financial liability derecognised and the consideration paid and payable, including any non-cash assets transferred or liabilities assumed, is recognised in profit or loss. Derecognition of financial assets A financial asset is derecognised when the holder’s contractual rights to its cash flows expire, or the asset is transferred in such a way that all the risks and rewards of ownership are substantially transferred. All of the following criteria need to be satisfied for Derecognition of financial asset: - The right to receive cash flows from the asset has been expired or been transferred; - All risk and rewards of ownership of the asset have been substantially transferred; and - The Group no longer controls the asset. On derecognition of a financial asset measured at amortised cost, the difference between the asset’s carrying amount and the sum of the consideration received and receivable is recognised in profit or loss. Q. Employee Entitlements Provision is made for the Group’s liability for employee benefits arising from services rendered by employees to balance date. Employee benefits that are expected to be settled within one year have been measured at the amounts expected to be paid when the liability is settled. Long-term employee benefits are only recognised to the extent that it is considered probable that employees will reach the eligible service period. 36 3 SIGNIFICANT ACCOUNTING POLICIES (Cont’d) R. New Accounting Standards Issued but not yet Applicable Certain new accounting standards and interpretations have been issued that do not take effect in the current accounting period, but will impact future accounting periods. The Directors have decided against early adoption of any of these standards. The significant changes are discussed below. AASB 16 Leases This standard removes the distinction between operating and financing leases for lessees as previously defined by AASB 16 Leases. Instead, an entity recognises a ‘Right-of-use’ asset for all leases entered into, along with corresponding lease liabilities for the discounted value of future payments due under the lease, subject to various adjustments. Management expects this standard to have some impact on the financial statements as it is currently party to a number of operating leases that are not in the Statement of Financial Position. Had all of the leases in place at 30 June 2019 been accounted for in accordance with AASB 16, management believes there would have been an additional right-to-use asset and corresponding liability of approximately $277,000 in addition to the existing finance lease liability. This standard takes effect for reporting periods beginning on or after 1 January 2019. 4 SEGMENT REPORTING The Group has identified its operating segments as being the energy retail sector in Australia. Management currently identifies the energy retail sector as being the Group’s sole operating segment. There have been no changes in the operating segments during the year. Accordingly, all significant operating decisions are based upon analysis of the Group as one segment. The financial results from the segment are equivalent to the financial statements of the Group as a whole. 5 REVENUE AND OTHER INCOME Electricity sales Interest revenue Other receipts Consolidated Entity 2019 $....... 27,722,990 753,535 - Consolidated Entity 2018 Restated $....... 21,348,695 751,878 18,919 Total revenue and other income 28,476,525 22,119,492 37 6 INCOME TAX Components of tax expense/(benefit) comprise: Current tax Prior year tax Deferred tax Income Tax Expense/(Benefit) Consolidated Entity 2019 $....... Consolidated Entity 2018 Restated $....... - - - - - - - - Numerical reconciliation of income tax benefit to prima facie tax payable Loss from operations before tax for the year (2,181,690) (1,080,057) The prima facie income tax benefit on loss before income tax at a tax rate of 27.5% (2018: 27.5%) (599,965) (297,016) Tax effect amounts which are not (deductable)/taxable in calculating taxable income: 1,765 3,923 Deferred tax asset not brought to account 598,200 293,093 Total income tax benefit - - Net unrecognised deferred tax assets Net Deductable/(Assessable) temporary differences (314,709) (178,495) Unused tax losses 2,890,633 2,101,863 Net unrecognised deferred tax aset 2,575,924 1,923,368 The above potential tax benefit for tax losses has not been recognised in the statement of financial position. These tax losses can only be utilised in the future if the continuity of ownership test is passed, or failing that, the same business test is passed. The above potential tax benefit, which excludes tax losses, for deductible temporary differences has not been recognised in the statement of financial position as the recovery of this benefit is uncertain. The consolidated entity has no franking credits. 38 7 TRADE & OTHER RECEIVABLES Trade receivables Interest receivables Consolidated Entity 2019 $....... Consolidated Entity 2018 Consolidated Restated Entity 2018 $....... 3,061,113 2,386,669 3,897 - 3,065,010 2,386,669 Site conversion receivables (current) 1,554,644 1,311,224 Site conversion receivables (non-current) 3,965,663 3,851,330 8,585,317 7,549,223 Current trade receivables are interest bearing and are generally receivable within 14 days. A provision for impairment is recognised against sales where there is objective evidence that an individual trade receivable is impaired. 2019 Gross Amount Amount Past due & impaired Past due but not impaired Days (overdue) 31-45 $ <30 $ >45 $ Trade receivables 3,081,217 20,104 147,697 9,901 29,459 Interest receivable 3,897 Site conversion receivables 5,520,307 - - - - - - - - Total 2018 8,605,421 20,104 147,697 9,901 29,459 Trade receivables 2,392,095 5,426 224,605 24,385 83,771 Interest receivable - Site conversion receivables 5,162,554 - - - - - - - - Total 7,554,649 5,426 224,605 24,385 83,771 The entity does not hold any financial assets whose terms have been renegotiated, but which would otherwise be past due or impaired. The >45 day amount is subject to contractual arrangements. Collateral held as security No collateral is held as security for any of the trade and other receivable balances. Collateral pledged No collateral has been pledged for any of the trade and other receivable balances. 39 8 OTHER CURRENT ASSETS Bond paid Prepayments Employee Loans Inventory 9 PLANT & EQUIPMENT Plant & equipment at cost Accumulated depreciation Motor vehicles at cost Accumulated depreciation Consolidated Entity 2019 $....... Consolidated Entity 2018 Consolidated Restated Entity 2018 $....... 3,796 87,089 - 2,943 170,919 3,190 246,296 449,062 337,181 626,114 463,001 349,893 (194,866) (121,259) 268,135 228,634 297,907 174,036 (117,387) (80,260) 180,520 93,776 448,655 322,410 Reconciliation Reconciliations of the carrying amount of each class of plant and equipment between the beginning and the end of the financial year. Plant and equipment Balance at the beginning of the year Additions Depreciation Disposals 228,634 117,840 (73,607) (4,732) 285,897 14,170 (68,806) (2,627) Balance at the end of the year 268,135 228,634 Motor Vehicles Balance at the beginning of the year Additions Depreciation Disposals 93,776 123,871 (37,127) - 165,011 - (35,812) (35,423) Balance at the end of the year 180,520 93,776 40 10 LEASEHOLD IMPROVEMENTS Leasehold improvements at cost Accumulated depreciation Consolidated Entity 2019 $....... 507,440 (135,069) Consolidated Consolidated Entity 2018 Entity 2018 Restated $....... 481,708 (73,783) 372,371 407,925 Reconciliation Reconciliations of the carrying amount of leasehold improvements between the beginning and the end of the financial year. Leashold improvements Balance at the beginning of the year Additions Depreciation Balance at the end of the year 11 INTANGIBLES Intangibles at cost Accumulated amortisation 407,925 25,732 (61,286) 459,050 8,304 (59,429) 372,371 407,925 312,357 (150,203) 319,347 (100,496) 162,154 218,851 Reconciliation Reconciliations of the carrying amount of intangibles between the beginning and the end of the financial year. Intangibles Balance at the beginning of the year Additions Amortisation Write off intangibles 218,851 49,261 (76,569) (29,389) 90,300 182,187 (53,636) - Balance at the end of the year 162,154 218,851 12 BORROWINGS Current Site conversion loans Insurance financing Motor vehicle financing Owing to related parties Non-current Site conversion loans Motor vehicle financing Blackrock funding facility - - 35,784 - 45,524 88,333 - 1,150,000 35,784 1,283,857 - 55,448 5,127,277 5,182,725 67,220 - - 67,220 The $30 million Blackrock funding facility was drawn down by $6.1 million as at 30 June 2019. This is presented above net of borrowing costs. The remaining balance of the facility is $23.9 million. 41 13 ISSUED CAPITAL (a) Issued and paid up capital 2019 Number 2018 Number Ordinary shares fully paid no par value 50,210,736 2,510,536,387 (b) Movement in ordinary shares on issue Number $....... Balance at 30 June 2018 2,510,536,387 39,064,880 Consolidation of Shares (50:1) (2,460,325,651) - Balance at 30 June 2019 50,210,736 39,064,880 Ordinary shares Ordinary shares entitle the holder to paricipate in dividends and the proceeds on the winding up of the company in proportion to the number of and amounts paid on the shares held. On a show of hands every member present at a meeting in person or by proxy shall have one vote and upon a poll each share shall have one vote. Ordinary shares have no par value and the Company does not have a limited amount of authorised capital. Share buy-back There is no current on-market share buy-back. (c) Share options At the end end of the period, there were NIL options over unissued shares. Capital risk management The consolidated entity’s objectives when managing capital are to safeguard its ability to continue as a going concern so that it can provide returns for shareholders and benefits for other stakeholders and to maintain an optimum capital structure to reduce the cost of capital. In common with many other newly listed companies, the parent raises finance for the consolidated entity’s working capital and asset development activities. The consolidated entity is not subject to externally imposed capital requirements. 42 14 RESERVES Options reserve Opening balance Expired options Closing balance Consolidated Entity 2019 $....... Consolidated Entity 2018 $....... - - - 125,000 (125,000) - The option reserve account is to account for outstanding share options issued as a result of share based payments. 15 EARNINGS PER SHARE Weighted average number of shares used as the denominator in calculating basic and diluted earnings per share 2019 Number 2018 Restated Number 50,210,736 50,210,736* $....... $....... Net loss after tax used in calculating basic earnings per share (2,181,690) (1,080,057) Net loss after tax used in calculating diluted earnings per share (2,181,690) (1,080,057) Basic/diluted earnings/(loss) per share (dollars per share) (0.0435) (0.0215) * Due to a share consolidation occurring in the 2019 year, the weighted average number of shares used to calculate earnings per share and diluted earnings per share for 2018 has been restated for comparability purposes. Refer to Note 13 for movement in shares due to consolidation. 16 CONTROLLED ENTITIES Investment in controlled entities Country of incorporation Class of shares Locality Planning Energy Pty Ltd Australia Locality Embedded Networks Pty Ltd Australia LPE Infrastructure Pty Ltd Australia Ord Ord Ord % of % of ownership ownership 2019 100% 100% 100% 2018 100% 100% - 43 17 LEASE COMMITMENTS Total operating lease payments Within 1 year 1 to 5 years Total Total finance lease payments Within 1 year 1 to 5 years Total Less future interest charges Total Reconciliation to lease liabilities Current - Note 12 Non-current - Note 12 Total Consolidated Entity 2019 $....... Consolidated Entity 2018 $....... 176,445 200,680 123,457 299,902 299,902 500,582 39,188 57,491 96,679 (5,447) 58,930 70,031 128,961 (16,217) 91,232 112,744 35,784 55,448 45,524 67,220 91,232 112,744 18 CONTINGENT LIABILITIES AND ASSETS The Directors are not aware of any contingent liabilities or contingent assets that are likely to have a material effect on the results of the Group as disclosed in these financial statements (2018: nil). 19 RELATED PARTIES Key management personnel compensation Short term employee benefits Post-employment benefits Long-term benefits Consolidated Entity 2019 $....... Consolidated Entity 2018 $....... 961,894 62,917 11,160 919,417 55,979 3,320 1,035,971 978,716 Other related party transactions Directors loans to the Group were repaid during the year, with a total balance at 30 June 2019 of $0 as disclosed at note 12 (2018: $1,150,000). Interest paid on Directors loans during the year were at a rate of 12% per annum, totalling $61,733 (2018: $138,000). Directors loans were entered into on an arms length basis. 44 20 CASH FLOW INFORMATION Reconciliation of cash flow from operations with profit / (loss) after tax Profit / (loss) after tax Non-cash flows: Consolidated Entity 2019 $....... Consolidated Entity 2018 Consolidated Restated Entity 2018 $....... (2,181,690) (1,080,057) Depreciation and amortisation 248,589 219,683 Loss on disposal of assets Non-cash donation Unrealised (gain) / loss on derivatives 29,771 - (42,945) 5,768 363 - Expenditure classified as financing activities 45,568 57,297 (1,900,707) (796,945) Changes in operating assets and liabilities Decrease / (increase) in receivables (1,036,094) (2,453,117) Decrease / (increase) in other assets 288,933 42,010 (Decrease) / increase in creditors and payables 990,214 735,892 Increase in employee entitilements 89,853 43,982 Net cash used in operating activities (1,567,801) (2,428,178) Reconciliation of liabilities arising from financing activities Borrowings Cashflows Non-cash changes Cash and cash equivalents in the Consolidated Statement of Cash Flows include: Cash at bank Cash on deposit 1,351,077 1,304,201 3,824,993 46,876 42,439 - 5,218,509 1,351,077 2,856,072 1,344,363 450,000 20,000 3,306,072 1,364,363 45 21 FINANCIAL INSTRUMENTS Significant accounting policies Details of the significant accounting policies and methods adopted, including the criteria for recognition, the basis of measurement and the basis on which income and expense are recognised, in respect of each class of financial asset, financial liability, and equity instrument are disclosed in Note 3 to the financial statements. Financial risk management objectives The financial risks of the Consolidated Entity include price risk, interest rate risk, liquidity risk and credit risk. The consolidated entity does not hedge these risk exposures. The Consolidated Entity does not enter into or trade financial instruments, including derivative financial instruments, for speculative purposes. Price risk Price risk is the risk of changes to market prices in the supply of electricity. This risk applies to both the price at which the Company sells electricity to its customers and the price it pays for that electricity. The Company manages this risk by signing up customers and suppliers to long-term contracts where possible. Interest rate risk Interest rate risks are caused by fluctuations in interest rates which, in turn, are due to market forces. The Consolidated Entity’s main interest rate risk arises from cash and cash equivalents held to maturity investments, and borrowings. The following table demonstrates the sensitivity to a reasonably possible change in interest rates, with all other variables held constant, of the Consolidated Entity’s profit or loss before taxes through the impact on cash and cash equivalents, and borrowings with a decrease or an increase of 0.25% in interest rates. It is the policy of the Consolidated Entity to manage their risks by continuously monitoring interest rates. Consolidated Entity 2019 $....... Consolidated Entity 2018 $....... Cash and cash equivalents and other financial assets 3,306,072 1,364,363 Borrowings Sensitivity Effect on profit or loss before taxes Increase 0.25% Decrease 0.25% (5,218,509) (1,351,078) (1,912,437) 13,285 (4,781) 4,781 33 (33) 46 21 FINANCIAL INSTRUMENTS (Cont’d) Liquidity risk management Liquidity risks are caused by the inability to raise the money needed to meet payment of liabilities as and when they fall due. The Consolidated Entity manages liquidity risk by maintaining of reserves and by continually monitoring forecast and actual cash flows and cash balances. At 30 June 2019 current assets exceed current liabilities by $4,709,539 (2018: current assets exceeded current liabilities by $1,901,643). Financial liabilities comprised trade payables, accruals and other payables. All trade payables and accruals have a contractual maturity of 6 months or less. Credit risk management In relation to financial assets, credit risk arises from the potential failure of counterparties to meet their obligations under a contract or arrangements. Credit risk for the Consolidated Entity arises from cash and cash equivalents and outstanding receivables. The Consolidated Entity partially reduces credit risk by the use of direct debit facilities with its customers. In addition, the Company has the right to withhold the supply of electricity to secure payment. All cash & cash equivalents are held with Australian regulated banks. The maximum exposure to credit risk is the carrying amount of the financial assets recognised in the Consolidated Statement of Financial Position. Fair values The carrying amounts of all financial assets and liabilities primarily comprising cash and cash equivalents, trade and other receivables, trade and other payables, employee entitlements, derivatives and loans approximate their fair value. 22 AUDITORS REMUNERATION Consolidated Entity 2019 $....... Consolidated Entity 2018 $....... Amounts paid/payable for audit or review of the financial statements 90,000 Amounts paid/payable for tax and other services 4,556 75,000 4,650 94,556 79,650 23 SUBSEQUENT EVENTS There have been no other maters or circumstances that have arisen since the end of the year which significantly affected or could significantly affect the operations of the Consolidated Entity, the result of those operations or the state of affairs of the Consolidated Entity in future financial years. 47 24 PARENT ENTITY DISCLOSURES 2019.... $....... 2018.... $....... The following information has been extracted from the books and records of the legal parent entity Locality Planning Energy Holdings Limited. Results of parent entity Profit/(loss) for the year (1,270,399) (697,587) Other comprehensive income/(loss) for the year - - Total comprehensive income/(loss) before tax (1,270,399) (697,587) Income tax benefit - - Total comprehensive income before tax (1,270,399) (697,587) Financial position of parent entity at year end Current Assets Total Assets Current Liabilities Non Current Liabilities Total Liabilities 14,884,735 12,093,798 14,884,735 12,093,798 141,354 1,207,295 5,127,277 - 5,268,631 1,207,295 Net Assets 9,616,104 10,886,503 Total equity of the parent entity comprising: Issued capital Accumulated losses Total equity Contingent liabilities 39,064,880 39,064,880 (29,448,776) (28,178,377) 9,616,104 10,886,503 As at 30 June 2019, Locality Planning Energy Holdings Ltd is not aware of any contingent liabilities. Contractual commitments At 30 June 2019, contractual commitments entered into by Locality Planning Energy Holdings Ltd is $Nil (2018: $Nil). Guarantees Locality Planning Energy Holdings Ltd has not entered into any guarantees, in the current or previous financial years, in relation to debts of its subsidiaries. 48 25 CHANGES IN ACCOUNTING POLICIES (a) Revenue The Group applied AASB 15 Revenue from Contracts with Customers for the first time during the year. The Group determined that the revenue recognition in respect of the supply of electricity had not changed due to the new Standard, and this will continue to be recognised over time in line with consumption. For the supply of embedded network infrastructure, it was determined that there was a significant change to how the revenue was calculated as a result of applying AASB 15. Previously the revenue associated with the supply of the embedded network infrastructure was recognised over the life of the associated electricity supply contract. Costs to supply the embedded network infrastructure (“site conversion costs”) were capitalised within intangible assets, and amortised over the life of the contract with the customer. Under AASB 15, it was determined that the performance obligation was satisfied once the infrastructure was installed on the customer’s premises, and revenue recognised at this stage. As some of the contracts allow the customer to pay over 5 to 10 years, these contracts contain a significant financing component. The Group therefore discounts the consideration receivable to present value at the time of installation and recognises this as revenue, with the consideration remaining recognised as “site conversion receivables” in the Statement of Financial Position. These ‘site conversion receivables’ are adjusted each year to unwind the discount and recognise the interest revenue in respect of the financing component. As the revenue is now recognised upon installation of the embedded network infrastructure, the cost associated with this should be recognised at the same time. For this reason, the Group has determined it is no longer appropriate to recognise the costs within intangible assets, and these are now expensed when the revenue is recognised. For costs incurred on site conversions where the embedded network has not yet been installed, and therefore no revenue yet recognised, the costs are capitalised within the inventory balance contained within ‘Other Assets’ in the Statement of Financial Position. The Group has adopted the full retrospective approach in adopting AASB 15, and has therefore restated all comparative information as if the accounting policy had always been in place. The impact of this on both the Statement of Profit and Loss and Other Comprehensive Income and the Statement of Financial Position is presented below. (b) Software The Group previously capitalised software and included this under ‘Plant and Equipment’ in the Statement of Financial Position. Given the nature of software, it was deemed more appropriate for this to be classified as an intangible asset. This asset was reclassified from plant and equipment to intangible assets. This adjustment has been applied retrospectively, and comparative information adjusted. 49 25 CHANGES IN ACCOUNTING POLICIES (Cont’d) (c) Adjustments for Changes in Accounting Policies The below shows a reconciliation from previously reported figures to the adjusted figures now presented as comparative information in the Statement of Profit or Loss and Other Comprehensive Income and the Statement of Financial Position: Statement of Profit or Loss and Other Comprehensive Income Revenue Electricity sales Less cost of goods sold Energy usage charges Network charges Other COGS Total cost of goods sold Gain from trading Other Income Interest received Other receipts Other expenses Bad and doubtful debts Interest expense Depreciation and amortisation Employee costs Gain/(loss) on disposal of assets Other expenses Professional costs Share-based payments Loss from continuted operation Loss before income taxes 2018 Previously Reported $....... Adjustments for Revenue $....... 2018 Restated $....... 20,153,430 1,195,265 21,348,695 (7,499,849) (5,773,809) (1,935,702) (15,209,360) 4,944,070 (2,273,476) (7,499,849) (5,773,809) (4,209,178) (17,482,836) 3,865,859 8,553 18,919 743,325 751,878 18,919 686,135 (121,964) (156,048) (905,818) (3,038,296) (5,768) (1,366,909) (808,045) - (1,431,303) (1,431,303) (121,964) (156,048) (219,683) (3,038,296) (5,768) (1,366,909) (808,045) - (1,080,057) (1,080,057) - (1,080,057) - - Income tax benefit/(expense) - Net loss for the period (1,431,303) Other comprehensive income Other comprehensive income net of tax - - Total comprehensive loss for the year (1,431,303) (1,080,057) 50 25 CHANGES IN ACCOUNTING POLICIES (Cont’d) Statement of Financial Position 2017 Previously Adjustments Adjustments for Software $....... for Revenue $....... Reported $....... Current assets Cash and cash equivalents Trade and other receivables Receivables - site conversions Other current assets 3,977,705 1,872,142 - 91,862 757,602 576,262 2017 Restated $....... 3,977,705 1,872,142 757,602 668,124 Total current assets 5,941,709 1,333,864 - 7,275,573 Non-current assets Receivables - site conversions Plant and equipment Leasehold improvements Intangibles - 2,466,362 528,777 459,050 3,576,211 (77,869) (3,563,780) 77,869 2,466,362 450,908 459,050 90,300 Total non-current assets 4,564,038 (1,097,418) - 3,466,620 TOTAL ASSETS 10,505,747 236,446 - 10,742,193 Equity Issued capital Reserves Accumulated losses Total equity 39,064,880 125,000 (31,733,100) 236,446 39,064,880 125,000 (31,496,653) 7,456,780 236,446 - 7,693,227 2018 Previously Adjustments Adjustments for Software $ for Revenue $ Reported $ Current assets Cash and cash equivalents Trade and other receivables Receivables - site conversions Other current assets 1,364,363 2,386,669 - 180,390 1,311,224 445,724 2018 Restated $ 1,364,363 2,386,669 1,311,224 626,114 Total current assets 3,931,422 1,756,948 - 5,688,370 Non-current assets Receivables - site conversions Plant and equipment Leasehold improvements Intangibles - 3,851,330 534,396 407,925 5,027,448 (211,986) (5,020,583) 211,986 3,851,330 322,410 407,925 218,851 Total non-current assets 5,969,769 (1,169,253) - 4,800,516 TOTAL ASSETS 9,901,191 587,695 - 10,488,886 Equity Issued capital Reserves Accumulated losses Total equity 39,064,880 - (33,039,402) 587,695 39,064,880 - (32,451,710) 6,025,477 587,695 - 6,613,170 51 DIRECTORS’ DECLARATION The Directors of the Company declare that: The attached financial statements and notes are in accordance with the Corporations Act 2001, including: (a) complying with Australian Accounting Standards (including Australian Accounting Interpretations) and the Corporations Regulations 2001; and (b) giving a true and fair view of the financial position as at 30 June 2019 and performance for the year ended on that date of the consolidated entity. The financial statements also comply with International Financial Reporting Standards as disclosed in note 2. The Remuneration Report as set out in the Directors’ Report complies with Section 300A of The Corporations Act 2001. The Chief Executive Officer and Chief Financial Officer have declared that: (a) the financial records of the company for the financial year have been properly maintained in accordance with Section 286 of the Corporations Act 2001; (b) the financial statements and notes for the financial year comply with the Australian Accounting Standards (including Australian Accounting Interpretations); and (c) the financial statements and notes for the financial year give a true and fair view. In the Directors’ opinion there are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable. This declaration is made in accordance with a resolution of the Board of Directors. ANDREW PIERCE Director Dated: 04 September 2019 52 INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF LOCALITY PLANNING ENERGY HOLDINGS LIMITED Report on the Audit of the Financial Report Opinion We have audited the financial report of Locality Planning Energy Holdings Limited (the Company”) and its controlled entities (the “Group”), which comprises the consolidated statement of financial position as at 30 June 2019 and the consolidated statement of profit or loss and other comprehensive income, consolidated statement of changes in equity and consolidated statement of cash flows for the year then ended, notes to the financial statements comprising a summary of significant accounting policies and other explanatory information, and the director’s declaration. In our opinion the accompanying consolidated financial report of the Group is in accordance with the Corporations Act 2001, including: (i) (ii) giving a true and fair view of the Group’s financial position as at 30 June 2019 and of its performance for the year then ended; and complying with Australian Accounting Standards and Regulations 2001. the Corporations Basis for Opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Australian Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Material Uncertainty Related to Going Concern Without modifying our opinion, we draw attention to Note 2(D) in the financial report, which indicates that the Group incurred a net loss of $2,181,690 and a net cash outflow from operating activities of $1,567,801 during the year ended 30 June 2019. These conditions, along with other matters as set forth in Note 2(D), indicate the existence of a material uncertainty that may cast significant doubt on the Group’s ability to continue as a going concern. Our opinion is not modified in respect of this matter. Key Audit Matters Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters. 53 INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF LOCALITY PLANNING ENERGY HOLDINGS LIMITED Key Audit Matter How our audit addressed the key audit matter 1. Recognition and Recording Revenue We focused on this area as a key audit matter due to: Our procedures included, amongst others: (cid:120) (cid:120) (cid:120) (cid:120) The strong growth in sales in recent years resulting in the need for substantially increased human and information technology capabilities and resources to ensure accurate recording. The estimation and complexity required in determining the amount and timing of accrued but unbilled revenue. The estimation the financing component of the embedded network revenue. in determining involved The complexity of the new billing system used by the organization. (cid:120) (cid:120) (cid:120) (cid:120) (cid:120) (cid:120) Testing key controls within the sales and accounts receivable process to ensure completeness and accuracy of sales invoices recorded in the ledger. procedures unusual Analytical transactions or trends in sales data that may be indicative of material misstatement. identify to Cut-off procedures to ensure that only sales related to the 2018-2019 financial year are recorded in these financial statements. Detailed recalculation of accrued and unbilled revenue. Reviewing the reasonableness of the financing component allocated by management the embedded network revenue. to Challenging managements’ assumptions and estimates in relation to key inputs used in the calculation of unbilled revenue accruals and collectability of sales. These estimates are financial summarised statements. in Note 2(C) the to 2. Existence and Valuation of Site Conversion Receivables We focused on this area as a key audit matter due to: Our procedures included, amongst others: The site conversion receivables balance contributing towards a significant portion of total assets as at 30 June 2019. long-term Given the receivables, subject impairment. nature to a higher of these risk of (cid:120) (cid:120) (cid:120) (cid:120) Testing contracts of new embedded network customers during the 2018-2019 financial year to ensure the site conversion receivable balance recognised is appropriately valued and free from material misstatement. Testing costs incurred to complete site conversion works on new embedded network customer premises, to ensure contracted receivables are not overstated or deemed uncollectable from date of recognition. Confirming new 2018-2019 embedded network customer accounts are live and receiving energy during the period, to ensure existence of the new customers, existence of the site conversion works completed, and consequently existence of the site conversion receivables recognised in 2018-2019. embedded pre-existing network Reviewing customer accounts the customers continue to remain live, and that the corresponding to be site conversion collectable. receivable continues to ensure (cid:120) (cid:120) 54 INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF LOCALITY PLANNING ENERGY HOLDINGS LIMITED Information Other than the Financial Report and Auditor's Report Thereon The directors are responsible for the other information. The other information comprises the information included in the Group's annual report for the year ended 30 June 2019, but does not include the financial report and our auditor's report thereon. Our opinion on the financial report does not cover the other information and accordingly we do not express any form of assurance conclusion thereon. In connection with our audit of the financial report, our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in the audit or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact. We have nothing to report in this regard. Responsibilities of the Directors for the Financial Report The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. In preparing the financial report, the directors are responsible for assessing the ability of the Group to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the directors either intend to liquidate the Group or to cease operations, or has no realistic alternative but to do so. Auditor’s Responsibilities for the Audit of the Financial Report Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor's report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with the Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of this financial report. (cid:120) As part of an audit in accordance with Australian Auditing Standards, we exercise professional judgement and maintain professional scepticism throughout the audit. We also: Identify and assess the risks of material misstatement of the financial report, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. 55 INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF LOCALITY PLANNING ENERGY HOLDINGS LIMITED (cid:120) Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Group's internal control. (cid:120) Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by the directors. (cid:120) Conclude on the appropriateness of the directors' use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Group's ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor's report to the related disclosures in the financial report or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor's report. However, future events or conditions may cause the Group to cease to continue as a going concern. (cid:120) Evaluate the overall presentation, structure and content of the financial report, including the disclosures, and whether the financial report represents the underlying transactions and events in a manner that achieves fair presentation. (cid:120) Obtain sufficient appropriate audit evidence regarding the financial information of the entities or business activities within the Group to express an opinion on the financial report. We are responsible for the direction, supervision and performance of the Group audit. We remain solely responsible for our audit opinion. We communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. We also provide the directors with a statement that we have complied with relevant ethical requirements regarding independence, and to communicate with them all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, related safeguards. From the matters communicated with the directors, we determine those matters that were of most significance in the audit of the financial report of the current period and are therefore the key audit matters. We describe these matters in our auditor's report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we determine that a matter should not be communicated in our report because the adverse consequences of doing so would reasonably be expected to outweigh the public interest benefits of such communication. 56 INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF LOCALITY PLANNING ENERGY HOLDINGS LIMITED Report on the Remuneration Report Opinion on the Remuneration Report We have audited the Remuneration Report included in the directors' report for the year ended 30 June 2019. In our opinion, the Remuneration Report of Locality Planning Energy Holdings Limited, for the year ended 30 June 2019, complies with section 300A of the Corporations Act 2001. Responsibilities The directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards Bentleys Brisbane (Audit) Pty Ltd Chartered Accountants Ashley Carle Director Brisbane 04 September 2019 57 Locality Planning Energy (cid:8)(cid:43)(cid:40)(cid:32)(cid:37)(cid:42)(cid:35)(cid:47)(cid:335)(cid:12)(cid:37)(cid:41)(cid:37)(cid:48)(cid:33)(cid:32) Suite 306, Level 3, Tower 1, Kon-Tiki Business Centre(cid:335) 55 Plaza Parade, Maroochydore QLD 4558 Australia 1800 040 168 www.localityenergy.com.au 58

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