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Middlefield Banc Corp.

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Sector Financial Services
Industry Banks - Regional
Employees 51-200
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FY2018 Annual Report · Middlefield Banc Corp.
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2018 Summary Annual Report

Total Assets 
(in thousands)

Net Loans Outstanding 
(in thousands)

$
1
,
2
4
8
,
3
9
8

$
1
,
1
0
6
,
3
3
6

$
7
8
7
,
8
2
1

$
7
3
5
,
1
3
9

$
6
7
7
,
5
3
1

$
9
8
4
,
6
8
1

$
9
1
6
,
0
2
3

6
0
2
,
5
4
2

$
5
2
7
,
3
2
5

$
4
6
3
,
7
3
8

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

Basic Earnings Per Share:

$3.85

+23.4% in 2018

(Represents percentage increase over 2017 
Basic Earnings Per Share at $3.12)

Net Income 
(in thousands)

$
7
,
1
8
0

$
6
,
8
6
5

$
6
,
4
1
6

$
1
2
,
4
3
1

$
9
,
4
5
5

Book Value Per Share

$
3
9
.
5
4

$
3
7
.
2
5

$
3
4
.
1
4

$
3
3
.
1
9

$
3
1
.
1
2

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

Total Assets 

(in thousands)

Net Loans Outstanding 

(in thousands)

CHAIRMAN’S LETTER TO SHAREHOLDERS:

$

1

,

2

4

8

,

3

9

8

$

1

,

1

0

6

,

3

3

6

$

7

8

7

,

8

2

1

$

7

3

5

,

1

3

9

$

6

7

7

,

5

3

1

$

9

8

4

,

6

8

1

$

9

1

6

,

0

2

3

6

0

2

,

5

4

2

$

5

2

7

,

3

2

5

$

4

6

3

,

7

3

8

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

Basic Earnings Per Share:

$3.85

+23.4% in 2018

Net Income 

(in thousands)

$

7

,

1

8

0

$

6

,

8

6

5

$

6

,

4

1

6

$

1

2

,

4

3

1

$

9

,

4

5

5

Book Value Per Share

$

3

9

.

5

4

$

3

7

.

2

5

$

3

4

.

1

4

$

3

3

.

1

9

$

3

1

.

1

2

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

 ’14 

 ’15 

  ’16 

  ’17 

    ’18

For 2018, Middlefield Banc 
Corp. continued to make 
progress executing its growth-
oriented strategic plan and 
enhancing the Company’s 
brand throughout Northeast 
and Central Ohio.  
We achieved record financial results including record net 
income of $12.4 million, or $3.83 per diluted share and 
record book value of $39.54 per share. We also ended 
the year with record assets as a result of favorable loan 
growth, while maintaining strong asset quality.  

As a community focused bank, I am pleased with the 
Board’s decision to share the benefits of the Tax Cuts 
and Jobs Act with both our employees and shareholders.  
Early in 2018, Middlefield’s Board approved a one-time 
$1,000 bonus to all employees and a $0.05 per share 
special one-time cash dividend to our shareholders. 
The Board also approved a 3.7% increase in our regular 
quarterly cash dividend.  

Throughout the year, we provided over $50,000 
in donations to organizations within our markets.  
Middlefield also increased its employee count by 7%.  
We expanded our footprint in Central Ohio and opened 
a new office in Powell.  

For the sixth consecutive year, Middlefield made 
American Banker’s list of the Top 200 publicly traded 
community banks. This annual list examined 663 
publicly traded banks and thrifts with assets under $2 
billion and selected the top 200 based on their three-year 
return on average equity (ROAE). I am also pleased to 
report that Middlefield was the only Ohio institution to 
be included in S&P Global Market Intelligence’s annual  
list ranking community banks with assets between 

$1 billion and $10 billion on several key financial 
characteristics including before tax ROATCE, NCOs/
average loans, efficiency ratio, adjusted Texas ratio,  
net interest margin, and loan growth.  

While our 2018 results and accolades are impressive,  
we continue to monitor and respond to the world around 
us. This includes investing in modern technologies that 
not only enhance the way our customers engage with  
the Bank but also protects customers and their accounts 
from online, digital and cyber threats.  

After a period of historically low interest rates, 
Middlefield and our customers have had to adjust to a 
rising rate environment. We also experienced increased 
competition for deposits. I am encouraged by 2018’s 
improvement in deposits and how the Company managed 
its cost of funds.  

As Middlefield’s size and scale increases, it is important 
to maintain an appropriate level of risk. The continued 
decline in nonperforming loans and nonperforming assets 
reflects Middlefield’s commitment to controlling risk.

Over the years I have ended many of my annual report 
letters with: ‘Surround yourself with great people and 
you can do great things.’ In our modern, technologically 
focused world, we believe assembling a platform of 
experienced, knowledgeable, and ethical leaders is ever 
more important. We continue to enhance our leadership 
team and during the year added talented bankers 
throughout our organization. I am proud of the platform 
we have created, and I am confident we have the  
right people, infrastructure, and strategic plan in place  
to achieve many great things.  

On behalf of the Middlefield Banc Corp. Board of 
Directors and our employees, we thank  
you for your continued support.

Carolyn J. Turk, C.P.A. 
Chairman, Board of Directors

Middlefield Banc Corp.  2018 Summary Annual Report    1

 
DECADE OF PROGRESS

(Dollar amounts in thousands, except per share data) 

2009 

2010 

2011

Interest Income 

Interest Expense 

Net Interest Income 

Provision for Loan Loss 

Net Interest Income After Provision for Loan Losses 

Noninterest Income, Including Security Gains/Losses 
Noninterest Expense 

Income Before Income Taxes 

Income Taxes 

Net Income 

Total Assets 

Deposits 

Equity Capital 

Loans Outstanding, Net 

Allowance for Loan Losses 

Net Charge-offs  

Full Time Employees (Average Equivalents) 

Number of Offices 

Earnings Per Share 
Dividends Per Share 

Book Value Per Share 

Dividend Payout Ratio 

Cash Dividends Paid 

Return on Average Assets 

Return on Average Equity 

$  26,051 

$  29,094 

$  29,727

11,783 

14,268 

2,578 

11,690 

2,668 
12,650 

1,708 

10,945 

18,149 

3,580 

14,569 

2,623 
14,763 

2,429 

(73) 

(88) 

8,652

21,075

3,085

17,990

2,237
15,501

4,726

596

$    1,781 

$    2,517 

$    4,130

$558,658 

$632,197 

$654,551

487,106 

36,707 

348,660 

4,937 

1,198 

106 

10 

565,251 

38,022 

366,277 

6,221 

2,296 

108 

10 

580,962

47,253

395,061

6,819

2,487

113

10

$      1.15 
1.04 

$      1.60 
1.04 

$      2.45
1.04

23.46 

90.28% 

23.90 

65.04% 

26.81

42.71%

$    1,608 

$    1,637 

$    1,764

0.36% 

4.90% 

0.41% 

6.44% 

0.65%

10.24%

2   Middlefield Banc Corp.  2018 Summary Annual Report

2012 

2013 

2014 

2015 

 2016 

2017 

2018

$  28,746 

$  28,178 

$  27,874 

$  28,595 

$  29,994 

$      43,995 

$      50,357

6,447 

22,299 

2,168 

20,131 

3,451 
15,639 

7,943 

1,662 

5,250 

22,928 

196 

22,732 

3,145 
16,870 

9,007 

1,979 

4,070 

23,804 

370 

23,434 

3,588 
17,850 

9,172 

1,992 

3,820 

24,775 

315 

24,460 

4,044 
20,077 

8,427 

1,562 

4,190 

25,804 

570 

25,234 

3,959 
20,872 

8,321 

1,905 

6,647 

37,348 

1,045 

36,303 

4,859 
27,485 

13,677 

4,222 

9,909

40,448

840

39,608

3,728
28,743

14,593

2,162

$    6,281 

$    7,028 

$    7,180 

$    6,865 

$    6,416 

$        9,455 

$     12,431

$670,288 

$647,090 

$677,531 

$735,139 

$787,821 

$1,106,336 

$1,248,398

593,335 

55,437 

400,654 

7,779 

1,208 

120 

10 

568,836 

53,473 

428,679 

7,046 

929 

125 

10 

$      3.29 
1.04 

$      3.48 
1.04 

27.83 

31.87% 

26.31 

29.84% 

586,112 

63,867 

463,738 

6,846 

570 

139 

10 

$      3.52 
1.04 

31.12 

624,447 

62,304 

527,325 

6,385 

776 

143 

10 

$      3.41 
1.07 

33.19 

29.54%           30.90%  

629,934 

76,960 

602,542 

6,598 

357 

139 

11 

878,194 

1,016,067

119,863 

916,023 

7,190 

453 

190 

14 

128,290

984,681

7,428

602

200

15

$      3.04 
1.08 

$          3.12 
1.08 

$          3.85
1.17

34.14 

36.13% 

37.25 

35.52% 

39.54

30.40%

$    2,002 

$    2,048 

$    2,121 

$    2,153  

$    2,318 

$        3,358 

$        3,779

0.95% 
11.98% 

1.06% 
13.17% 

1.07% 
12.17% 

0.97% 
10.62%    

0.85% 
9.33% 

0.88% 
8.52% 

1.09%
9.94%

Middlefield Banc Corp.  2018 Summary Annual Report    3

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
TO OUR SHAREHOLDERS AND FRIENDS:

Middlefield achieved multiple 
financial and operating records 
during 2018 including record 
assets, deposits, net income, 
and book value per share.   
These accomplishments are a 
direct result of the continued 
performance of our strategic 
plan, our commitment to 
community banking values, 
positive economic and 
demographic trends within 
our markets, and the daily 
contribution of our 187 
associates. 
As we have discussed in the past, our values are defined 
by our desire to profitably serve our communities 
through the Company’s dedication to quality, safety 
and soundness, while maximizing value for our 
shareholders. We remain committed to these core 
values and they are the foundation of our future success.  

For 2018, total assets increased 12.8% to a record  
$1.25 billion, compared to $1.11 billion last year. This 
growth was primarily due to a 7.5% improvement in  

4   Middlefield Banc Corp.  2018 Summary Annual Report

the Company’s loan portfolio, as a result of growth in real 
estate construction loans, commercial mortgage loans,  
and residential mortgage loans. The Company’s growing 
asset base helped Middlefield increase total interest income 
for 2018 by 14.5% to a record $50.4 million.

Asset quality continues to improve, driven by our 
prudent lending practices and stable local economies. 
At December 31, 2018, nonperforming loans declined 
21.2%. This drove a 38-basis point reduction in 
nonperforming loans to total loans, which ended the year 
at 1.07% and is at the lowest level in over six years. In 
addition, nonperforming assets to total assets declined 
36-basis points to 0.87% at December 31, 2018.  

Middlefield will not pursue aggressive growth or near-
term profits by increasing the potential for long-term 
risk. As a result, profitability was impacted throughout 
2018 by our decision to end our student loan program 
during the 2018 first quarter due to our former 
partner changing the structure of the program, which 
we believe increased our risk. This was the primary 
reason behind the $1.1 million or 23.3% reduction in 
noninterest income during 2018. We are focused on 
improving the level of noninterest income in a safe, 
sound and efficient manner during 2019 and beyond.  

Throughout 2018 we focused on driving deposit growth 
and during the year deposits increased 15.7% to $1.02 
billion. Our success growing deposits helped reduce 
our loan-to-deposit ratio 750 basis points to 97.6% 
at December 31, 2018. Throughout 2018, the U.S. 
Federal Reserve increased rates four times which caused 
Middlefield’s cost of funds to rise 27 basis points. We 
successfully offset the majority of this increase and 
our net interest margin declined only 5 basis points to 
3.77% at December 31, 2018.   

Despite the impacts from lower noninterest income  
and higher cost of funds, Middlefield achieved record 
net income as a result of record net interest income, 
strong asset quality, successful expense management, 
and the benefit of the Tax Cuts and Jobs Act. For 2018, 
net income increased 31.5% to a record $12.4 million, 

or $3.83 per diluted share. Our tangible book value(1)  
per share increased 7.7% to a record $34.16 per 
share. In addition, I am encouraged by the continued 
expansion of returns on average assets, equity, and 
tangible common equity we have been achieving. For 
the 2018 fourth quarter compared to the same period 
last year, our return on average equity increased  
280 basis points to 10.52%, our return on average 
tangible common equity(1) increased 312 basis points  
to 12.17%, and our return on average assets increased 
29 basis points to 1.15%.  

I am extremely optimistic about the direction we 
are headed and the opportunities we have in both 
of our compelling Ohio markets. This starts with 
our leadership team and over the past several years, 
Middlefield has attracted experienced and talented 
bankers that want to be part of a growing and successful 
community bank. I remain encouraged with the 
talented team we have assembled and our ability to 
attract proven leaders. 

Our consistent and stable growth across our Northeast 
Ohio and Central Ohio markets demonstrates that our 
community-oriented culture and talented associates are 
expanding our market share. In September 2018, we 
announced the opening of our 15th location in Powell, 
Ohio. Over the past two years we have added two new 
locations in Central Ohio, which has contributed to a 
27% increase in deposits and 49% growth in loans in 
this region. Middlefield’s opportunity in Central Ohio 
is supported by the region’s compelling economic and 
demographic trends. In addition, at June 30, 2018, five 
of the 33 banks in Franklin and Delaware Counties 
controlled over 86% of total deposits, which createsa 
significant opportunity for Middlefield to attract 
customers looking for the community-oriented financial 
products and services we provide.  

1) This letter includes disclosure of Middlefield Banc Corp.’s tangible book value per share and 
return on average tangible equity, which are financial measures not prepared in accordance 
with generally accepted accounting principles in the United States (GAAP). A non-GAAP 
financial measure is a numerical measure of historical or future financial performance, financial 
position or cash flows that excludes or includes amounts that are required to be disclosed by 
GAAP. Middlefield Banc Corp. believes that these non-GAAP financial measures provide both 
management and investors a more complete understanding of the underlying operational results 
and trends and Middlefield Banc Corp.’s marketplace performance. The presentation of this 
additional information is not meant to be considered in isolation or as a substitute for the 
numbers prepared in accordance with GAAP.

With 11 locations and strong market share in our 
core Northeast Ohio markets, we have exciting 
opportunities to expand our presence in Cuyahoga  
and Summit counties. Similar to our approach in 
Central Ohio, Cuyahoga and Summit counties are 
dominated by large national and regional banks. We 
believe our differentiated financial offerings based 
on a high level of personal service, quick decision 
process, and local presence provides an attractive 
alternative to big banking culture. As both of our Ohio 
markets benefit from a strong economic base, low 
unemployment, and compelling growth characteristics, 
we are optimistic in the long-term opportunities to 
increase our market share.    

Looking ahead, as our new Powell and Sunbury 
locations mature, and we focus on controlled growth, 
operating leverage and improved profitability, we 
believe we can continue to generate an annual 
efficiency ratio in the low 60% range during 2019. 
We are optimistic 2019 will be another year of solid 
performance for your company and we are excited by 
the opportunities Middlefield has to create value for our 
shareholders, employees, customers, and communities.  

On behalf of everyone at the Middlefield Banc Corp., 
I appreciate your continued support. We look forward 
to reporting on our progress throughout 2019 and we 
sincerely appreciate the dedication of our associates, 
the loyalty of our customers and the commitment and 
interest of our shareholders. Thank you.  

Sincerely,

Thomas G. Caldwell
Thomas G. Caldwell
President and  
Chief Executive Officer

Middlefield Banc Corp.  2018 Summary Annual Report    5

CONSOLIDATED BALANCE SHEET

(Dollar amounts in thousands, except shares)

ASSETS

Cash and cash equivalents
Equity securities, at fair value
Investment securities available for sale, at fair value
Loans held for sale
Loans 
Less allowance for loan and lease losses

Net loans

Premises and equipment, net
Goodwill
Core deposit intangibles
Bank-owned life insurance
Accrued interest receivable and other assets

TOTAL ASSETS

LIABILITIES

Deposits:

Noninterest-bearing demand  
Interest-bearing demand
Money market
Savings
Time

Total deposits
Short-term borrowings:

Federal funds purchased and repurchase agreements
Federal Home Loan Bank advances
Total short-term borrowings

Other borrowings
Accrued interest payable and other liabilities

TOTAL LIABILITIES

STOCKHOLDERS’ EQUITY

Common stock, no par value; 10,000,000 shares authorized,
3,630,497 and 3,603,881 shares issued; 3,244,332 and 
3,217,716 shares outstanding 

Retained earnings
Accumulated other comprehensive (loss) income
Treasury stock, at cost; 386,165 shares

TOTAL STOCKHOLDERS’ EQUITY

TOTAL LIABILITIES AND STOCKHOLDERS’ EQUITY

See accompanying notes to the consolidated financial statements.

6   Middlefield Banc Corp.  2018 Summary Annual Report

2018 

2017 

$   107,933  
616  
98,322  
597 
992,109 
 7,428 
 984,681 
 13,003 
 15,071 
2,397 
16,080 
 9,698 

$1,248,398 

$   178,386 
 117,128 
 196,685 
222,954 
300,914 
1,016,067 

398 
90,000 
90,398 
8,803 
 4,840 

 1,120,108 

85,925 
56,037 
(154)
(13,518)

128,290 

$1,248,398 

$     39,886 
 — 
 95,283 
 463 
 923,213 
 7,190 
 916,023 
 11,853 
 15,071 
 2,749 
 15,652 
 9,356 

1,106,336 

$   164,424 
 112,004 
 150,277 
 208,502 
 242,987 
 878,194 

 4,707 
 70,000 
 74,707 
 29,065 
 4,507 

 986,473 

 84,859 
 47,431 
 1,091 
 (13,518)

 119,863 
$1,106,336 

 
 
 
 
 
 
 
 
 
 
 
 
CONSOLIDATED STATEMENT OF INCOME

(Dollar amounts in thousands, except per share data)

INTEREST AND DIVIDEND INCOME

Interest and fees on loans
Interest-earning deposits in other institutions

  Federal funds sold

Investment securities:
  Taxable interest
  Tax-exempt interest

  Dividends on stock

  Total interest and dividend income

INTEREST EXPENSE
  Deposits
  Short-term borrowings
  Other borrowings

  Total interest expense
NET INTEREST INCOME
Provision for loan losses
NET INTEREST INCOME AFTER PROVISION FOR LOAN LOSSES
NONINTEREST INCOME
  Service charges on deposit accounts

Investment securities gains on sale, net

  Loss on equity securities
  Earnings on bank-owned life insurance
  Gain on sale of loans
  Other income

  Total noninterest income

NONINTEREST EXPENSE
  Salaries and employee benefits
  Occupancy expense
  Equipment expense
  Data processing costs
  Ohio state franchise tax
  Federal deposit insurance expense
  Professional fees
  Advertising expense
  Software amortization expense
  Core deposit intangible amortization
  Merger expense
  Other expense

  Total noninterest expense
Income before income taxes
Income taxes
NET INCOME
EARNINGS PER SHARE

  Basic
  Diluted

DIVIDENDS DECLARED PER SHARE

See accompanying notes to the consolidated financial statements.

2018 

$46,576 
558 
 46 

688 
 2,262 
 227 
 50,357 

8,631 
 842 
 436 
 9,909 
40,448 
840 
39,608 

1,914 
—   
 (9)
 428 
 231 
 1,164 
 3,728 

15,749 
 1,933 
 969 
 1,806 
 823 
 550 
 1,482 
 921 
 605 
 352 
 —   
 3,553 
 28,743 
14,593 
 2,162 
$12,431 

$3.85 
 3.83 
$    1.17

2017 

 $40,235 
328 
 15 

 762 
 2,406 
 249 
 43,995 

5,350 
 753 
 544 
 6,647 
37,348 
1,045 
36,303 

1,875 
 886 
 —   
 431 
 826 
 841 
 4,859 

13,758 
 1,846 
 1,050 
 1,792 
 744 
 533 
 1,752 
 821 
 414 
 374 
 1,060 
 3,341 
 27,485 
13,677 
 4,222 
$  9,455 

$    3.12 
 3.10 
$    1.08 

Middlefield Banc Corp.  2018 Summary Annual Report    7

 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
MIDDLEFIELD BANC CORP. BOARD OF DIRECTORS

Carolyn J. Turk, C.P.A.  2004
Chairman, Board of Directors
Middlefield Banc Corp.
The Middlefield Banking Company
Senior Internal Auditor
Molded Fiber Glass Companies

William J. Skidmore  2007
Northeast Ohio Senior  
District Manager
Waste Management  
of Ohio, Inc.

Darryl E. Mast  2013
Retired: Hattie Larlham Care Group and  
Hattie Larlham Foundation

Thomas G. Caldwell  1997
President and Chief Executive Officer
Middlefield Banc Corp.
The Middlefield Banking Company

Kenneth E. Jones  2008
Retired Financial Executive

Clayton W. Rose, III, C.P.A.  2014
Retired: Executive Principal 
Rea & Associates, Inc.

James R. Heslop, II  2001
Executive Vice President
Chief Operating Officer
Middlefield Banc Corp.
The Middlefield Banking Company

Robert W. Toth  2009
Retired: Gold Key Processing, Ltd

Thomas Bevan  2017
Chief Executive Officer
Bevan & Associates, LPA, Inc.

James J. McCaskey  2004
President
McCaskey Landscape and Design, LLC

Eric W. Hummel  2011
President
Hummel Construction

William A. Valerian  2017
Retired: Chairman, President and  
Chief Executive Officer 
Liberty Bank N.A.

Central Ohio Region Advisory Board: Jeffrey A. Gongwer; George J. Kontogiannis, AIA; Timothy C. Long; Michael J. Moran

8   Middlefield Banc Corp.  2018 Summary Annual Report

COMMUNITY INVOLVEMENT

The Middlefield Banking Company takes great pride in 
being a partner, advocate, and leader for the communities 
and people we serve.

We are dedicated to strengthening and improving these 
communities through partnering with local charities 
and volunteering along with providing needed financial 
services and education.

The Middlefield Banking Company expanded  
charitable partnerships into new geographic and services 
areas in 2018. 

Our partners are groups and organizations that serve the 
local communities where we do business. By supporting 
these local groups we can aid them in reaching their 
goals and growing services and programs. 

Our officers and employees are in leadership roles with 
more than 20 organizations ranging from non-profits, 
direct services, healthcare, and education. 

Below is a list of some of those organizations: 

• Ashtabula Community Foundation 
• Children’s Advocacy Center (Portage)
• Children’s Hospital (Columbus)
• Crossroads/Beacon Health (Cuyahoga) 
• Financial Empowerment (Portage & Trumbull)  
• Geauga Community Improvement Corporation
• Geauga County Fair Housing 
• Geauga Growth Partnership 
•  Hattie Larlham Center for Children with  

Disabilities

•  Junior Achievement (Mahoning, Trumbull,  

Ashtabula) 

•  Next Step (Geauga & Portage) 
•  Safer Futures (Portage) 
•  United Way (Delaware, Geauga, Lake, Trumbull)

In 2018, we also implemented our first Youth Philanthropy 
program offered to Warren G. Harding High School  
in Trumbull County. The premise of the program is  
to provide upper class high school students with an 
opportunity to form a mock community foundation 
board. The students will participate in the planning, 
budgeting, evaluations, and ultimately the funding 
decisions to award money to local nonprofits. There is also 
a scholarship opportunity attached to the program. 

Middlefield Banc Corp.  2018 Summary Annual Report    9   
Middlefield Banc Corp.  2018 Summary Annual Report    9

Thomas G. Caldwell 1986
President and Chief Executive Officer

James R. Heslop, II 1996
Executive Vice President
Chief Operating Officer

Donald L. Stacy 1999
Executive Vice President
Chief Financial Officer

Charles O. Moore 2016 
President, Central Ohio Region

Teresa M. Hetrick 1996
Executive Vice President
Deposit Services

Eric P. Hollinger 2013
Executive Vice President
Senior Lender 

Michael L. Allen 2018
Executive Vice President
Chief Banking Officer 

John D. Lane 2018
Executive Vice President
Chief Credit & Risk Officer

Jay W. Valerian 2004 
Senior Vice President
Residential Lending

10   Middlefield Banc Corp.  2018 Summary Annual Report

Matthew E. Bellin 2006
Senior Vice President
Commercial Lending Team Leader

Adam T. Cook 2006
Senior Vice President
Loan Administration

Felicia M. Hough 2009 
Senior Vice President
Branch Administration

Courtney M. Erminio 2010
Senior Vice President
Risk Officer

Craig E. Reay 2011
Senior Vice President
Credit Administration

Robert J. Dawson 2015
Senior Vice President
Commercial Lending Team Leader

Carole L. Shaull 2015
Senior Vice President
Human Resources

J Todd Price 2016
Senior Vice President
Commercial Lending Team Leader

Shalini Singhal 2016 
Senior Vice President
Chief Information Officer

Michael C. Ranttila 2017 
Senior Vice President
Finance

Thomas R. Neikirk 1994
Vice President
Commercial Lending Team Leader

Alfred F. Thompson, Jr. 1996
Vice President
Credit Administration

David Kucera 2004
Vice President
Controller

Laura E. Neale 2010
Vice President
Commercial Lender

Richard R. Parkin 2011
Vice President
Commercial Lender

Lori A. Graham 2013
Vice President
Compliance/CRA Officer

Daniel B. Plant 2014
Vice President
Mortgage Lending

 
 
 
 
 
THE MIDDLEFIELD BANKING COMPANY OFFICERS

John Solich 2015
Vice President
Commercial Lender

Robert Naegele 2017
Vice President
Commercial Lender

Ashley Rispinto 2017
Vice President
Commercial Lender

Stanley Gregorin, Jr. 2018
Vice President
Commercial Lender  

Karen D. Branham 1983
Assistant Vice President
Deposit Operations Manager

Kathleen M. Vanek 1998
Assistant Vice President
Mantua Branch Manager 

Marlin J. Moschell 2000
Assistant Vice President
Orwell Lending Officer

Kevin J. Mitchell 2007 
Assistant Vice President
Lender II

Jean M. Carter 2009
Assistant Vice President
Chardon Branch Manager

Dale L. Moore 2009    
Assistant Vice President
Project Coordinator

James C. Foster 2011 
Assistant Vice President
Orwell Branch Manager

Stephen J. Lebold 2012
Assistant Vice President
Westerville Branch Manager

Lisabeth A. Muldowney 2012 
Assistant Vice President
Garrettsville Branch Manager

Kristie Bond 2014
Assistant Vice President
BSA/Security Officer

Linda M. Zak 2014
Assistant Vice President
Mortgage Loan Operations

Rachel Gordon 2015 
Assistant Vice President
Financial Reporting Manager

Tyler Henkle 2015
Assistant Vice President
Commercial Lender  

Warren R. Cox, II 2016
Assistant Vice President
Sunbury Branch Manager

Thomas W. Parker 2016
Assistant Vice President
Commercial Lender

Lisa A. Sanborn 2000
Banking Officer 
E Banking Support Manager

Brett A. Richey 2010
Banking Officer
Special Assets Manager

Michelle L. Bahleda 2014
Banking Officer
Lender

Christopher N. Pratt 2014
Banking Officer
Support Center Manager

Middlefield Banc Corp.  2018 Summary Annual Report    11

 
MENTOR

LAKE

CHARDON

ASHTABULA

ORWELL

BEACHWOOD

NEWBURY

SOLON

TWINSBURG

GEAUGA

MIDDLEFIELD

CORTLAND

MANTUA

GARRETTSVILLE

TRUMBULL

PORTAGE

THE MIDDLEFIELD BANKING COMPANY  
LOCATIONS 

CLEVELAND

Administrative Offices 
15200 Madison Road  
P.O. Box 35 
Middlefield, Ohio 44062 
888.801.1666 

Beachwood  
25201 Chagrin Boulevard 
Suite 120 
Beachwood, Ohio 44122 
216.359.5580 

Chardon  
348 Center Street 
P.O. Box 1078 
Chardon, Ohio 44024 
440.286.1222

Cortland  
3450 Niles-Cortland Road 
Cortland, Ohio 44410 
330.637.3208

Dublin  
6215 Perimeter Drive 
Dublin, Ohio 43017 
614.793.4631

12   Middlefield Banc Corp.  2018 Summary Annual Report
12   Middlefield Banc Corp.  2018 Summary Annual Report

DELAWARE
POWELL

SUNBURY

WESTERVILLE

DUBLIN

FRANKLIN

COLUMBUS

DELA AREWAREW
DELAW
DELAW

FRANKLIN

COLUMBUS

Garrettsville   
8058 State Street 
Garrettsville, Ohio 44231 
330.527.2121

Lake County Loan  
Production Office  
8373 Mentor Avenue 
Mentor, Ohio 44060 
440.632.8140 

CLEVELAND

ASHT
ASHT
ASHTABULA
ASHTABULA

MENTOR

PORT E
PORTAG
PORTAG

LAKE
TRUMBULL

CHARDON

ASHTABULA
ORWELL

BEACHWOOD

NEWBURY

SOLON

MIDDLEFIELD

TWINSBURG

GEAUGA

CORTLAND

MANTUA

GARRETTSVILLE

TRUMBULL

PORTAGE

Mantua   
10519 Main Street 
P.O. Box 648 
Mantua, Ohio 44255 
330.274.0881

Middlefield Main  
15985 East High Street 
P.O. Box 35 
Middlefield, Ohio 44062 
440.632.8115

Middlefield West   
15545 West High Street 
P.O. Box 35 
Middlefield, Ohio 44062 
440.632.8113

DELAWARE

SUNBURY

POWELL

WESTERVILLE

DUBLIN

FRANKLIN

COLUMBUS

Newbury   
11110 Kinsman Road 
Suite 1 
P.O. Box 208 
Newbury, Ohio 44065 
440.564.7000

Orwell   
30 South Maple Street 
P.O. Box 66 
Orwell, Ohio 44076 
440.437.7200

Powell   
10628 Sawmill Parkway 
Powell, Ohio, 43065 
614.392.5702 

Solon   
6134 Kruse Drive 
Solon, Ohio 44139 
440.542.3789 

Sunbury   
492 West Cherry Street 
Sunbury, Ohio 43074 
740.913.0632 

Twinsburg   
2351 Edison Boulevard 
P.O. Box 560 
Twinsburg, Ohio 44087 
330.425.3033

Westerville   
17 North State Street 
Westerville, Ohio 43081 
614.890.7832

Middlefield Banc Corp.  2018 Summary Annual Report    13
Middlefield Banc Corp.  2018 Summary Annual Report    13

118 YEARS AND GROWING
Our core values have endured for 118 years and have enabled the Bank to grow and  
help the communities we serve.

1900-1919

1920-1939

1940-1969

1970-1989

1920
Joe E. Johnson, 
President.

1929
The national stock 
market crashes  
and the Great 
Depression begins.

1933
The Bank closes its 
doors temporarily, as 
directed by President 
Franklin Roosevelt 
who declares a 
National “Bank 
Holiday” to stabilize 
the banking system. 

1901
The Middlefield 
Banking Company 
opened its doors 
on September 16th 
with an authorized 
working capital  
of $25,000. 
Alfonso W. 
Belden, President. 
Certificates of 
Deposit feature 
4% interest rate. 
Deposits are $14,208. 

1902
J.J. Rose, President. 
Deposits are at 
$91,659.

1914
The First World War 
Begins.

1941 
Attack on U.S. Naval 
Base at Pearl Harbor. 
United States enters 
the Second World 
War.

1943
Total assets break the 
million mark  
at $1,320,821.

1950 
Total assets of  
$3.0 million

1963 
Dale McClurg is 
President.  
First of several 
expansions begins.

1981 
Robert E. Stewart  
is President.

1985 
West Branch of 
Middlefield Bank 
opens. Total assets 
are $50 million.

1986 
Joseph P. Robb 
is President. 
Garrettsville  
Branch of  
Middlefield Bank  
is opened.

1988
Formation of 
Middlefield Banc 
Corp.

14   Middlefield Banc Corp.  2018 Summary Annual Report

1990-1999

2000-2005

2006-2015

2016-present

2000 
The Bank introduces 
EasyLine for  
telephone banking.

2001 
Middlefield Banc 
Corp. becomes 
an SEC reporting 
company. Chardon 
Branch opens.  
Bank introduces 
EasyLink,  
its online  
banking system.

2003 
Orwell Branch 
opens.

1993
Construction of 
Middlefield Village 
Center and new  
flagship branch.  
Bank assets total  
$100 million.

1994 
First offering of MAC 
ATM cards.

1995 
Thomas G. Caldwell  
is President.

1998 
Mantua Branch 
Opens. Data Systems 
Conversion. $150 
million in assets.

1999 
Garrettsville Branch 
relocated to a newly 
constructed facility. 

2016 
Middlefield Bank 
opens a branch in 
Sunbury, Ohio, 
the third branch in 
central Ohio.

2017 
Middlefield Banc 
Corp. purchases 
Liberty Bank N.A. 
and its offices in 
Beachwood, Solon, 
and Twinsburg.

2018 
The Powell Branch 
opens in a newly 
constructed building 
in central Ohio.

2006
Newbury Branch 
opens

2007 
Middlefield Banc 
Corp. acquires 
Emerald Bank and its 
Dublin, Ohio branch 
in central Ohio.

2008 
Emerald Bank opens 
a second office  
in Westerville, Ohio. 
Cortland Branch 
opens.

2014 
Emerald Bank is 
consolidated by 
The Middlefield 
Banking Company. 
Middlefield Bank 
now operates in two 
distinct  
Ohio markets.

Middlefield Banc Corp.  2018 Summary Annual Report    15

OUR CORE VALUES

CUSTOMER SERVICE: 
We will treat all customers in a manner  
that is both personal and caring. We will show 
genuine concern and respect for  
them as individuals.

HONESTY AND INTEGRITY:  
It is imperative that our customers trust  
us to do business in an ethical manner.  
We will always honor our commitments,  
keep our promises, and do the right thing.

EFFICIENCY:  
In order to be successful and to remain 
competitive, we must keep our costs 
at a reasonable level, strive to improve 
productivity, and continue to become more 
efficient in the way we conduct our business. 

TEAM FOCUS:  
Believing that our people are key to our 
success, we are dedicated to a well-educated 
and highly skilled workforce. We are one  
team sharing one focus. 

16   Middlefield Banc Corp.  2018 Summary Annual Report

COMMUNITY COMMITMENT:  
Actively participating and investing in our communities 
is at the foundation of our organization. It is important 
to provide leadership within our communities and to 
offer our time, talent, and dollars. 

PROACTIVE APPROACH:  
In order to be responsive to our customers’ needs,  
we approach banking in a proactive, flexible, and  
positive manner. We strive to be creative in solutions  
to problems, recognizing them as improvement  
opportunities.

SHAREHOLDER COMMITMENT:  
Our shareholders have expressed their belief in us  
and it is our duty to be responsible stewards of  
their investments. Prudent and fiscally responsible  
management will provide both short-term and  
long-term value to our shareholders.

SHAREHOLDER INFORMATION

CORPORATE HEADQUARTERS 
Middlefield Banc Corp. 
15985 East High Street 
P.O. Box 35 
Middlefield, Ohio 44062 
888.801.1666 • 440.632.1666 
fax: 440.632.1700

FORM 10-K AND 10-Q AVAILABILITY 
A copy of Middlefield Banc Corp.’s Annual Report on 
Form 10-K and Quarterly Reports on 10-Q filed with the 
Securities and Exchange Commission will be furnished to any 
shareholder, free of charge, upon written or e-mail request to:

Donald L. Stacy 
Senior Vice President,  
Treasurer and CFO 
Middlefield Banc Corp. 
P.O. Box 35 
Middlefield, Ohio 44062 
or dstacy@middlefieldbank.com

MARKET MAKERS 
The symbol for Middlefield Banc Corp. common stock is 
MBCN and the CUSIP is 596304204.

Sweney Cartwright & Co. 
800.334.7481 
www.swencart.com

Boenning & Scattergood, Inc. 
866.326.8113 
www.boenninginc.com

Keefe, Bruyette & Woods 
800.342.5529 
www.kbw.com

NOTICE OF ANNUAL MEETING 
The Annual Meeting of Shareholders of Middlefield Banc Corp. 
will be held at 1:00 p.m. on Wednesday, May 15, 2019, at: 
Sun Valley Banquet and Party Center 
10000 Edwards Lane 
Aurora, Ohio 44202

TRANSFER AGENT AND REGISTRAR 
American Stock Transfer & Trust Company 
59 Maiden Lane 
Plaza Level 
New York, New York 10038 
800.937.5449

INDEPENDENT AUDITORS 
S.R. Snodgrass, P.C. 
2009 Mackenzie Way, Suite 340 
Cranberry Township, Pennsylvania 16066 
724.934.0344

INTERNET INFORMATION 
Information on the Company and its subsidiary bank is  
available on the Internet at www.middlefieldbank.bank.

DIVIDEND PAYMENT DATES 
Subject to action by the Board of Directors, Middlefield  
Banc Corp. will pay dividends in March, June, September,  
and December.

DIVIDEND REINVESTMENT AND  
STOCK PURCHASE PLAN 
Shareholders may elect to reinvest their dividends in additional 
shares of Middlefield Banc Corp.’s common stock through the 
Company’s Dividend Reinvestment Plan. To arrange automatic 
purchase of shares with quarterly dividend proceeds, please call 
888.801.1666.

DIRECT DEPOSIT OF DIVIDENDS 
The direct deposit program, which is offered at no charge, 
provides for automatic deposit of quarterly dividends directly 
to a checking or savings account with The Middlefield Banking 
Company. For information regarding this program, please call 
888.801.1666.

MARKET FOR COMMON EQUITY AND  
RELATED STOCKHOLDER MATTERS 
Middlefield Banc Corp. had approximately 1,035 shareholders 
of record as of February 11, 2019. Our common stock trades on 
the NASDAQ Capital Market under the ticker symbol MBCN. 
The following table shows the high and low bid prices of and 
cash dividends paid on the Company’s common stock during the 
periods indicated. The high and low bid prices are compiled from 
data available through NASDAQ. This information does not 
reflect retail mark-up, markdowns or commissions, and does 
not necessarily represent actual transactions.

High  
Bid

Low  
Bid

Cash  
Dividends
per share

$51.25
$54.90
$52.35
$48.45

$46.00
$54.60
$50.75
$50.50

$46.25
$48.00
$46.10
$38.50 

$38.40
$43.60
$42.10
$42.95 

$ 0.33
$ 0.28
$ 0.28
$ 0.28

$ 0.27
$ 0.27
$ 0.27
$ 0.27

2018
First Quarter
Second Quarter
Third Quarter
Fourth Quarter

2017
First Quarter
Second Quarter
Third Quarter
Fourth Quarter

 
 
Middlefield Banc Corp.   
15985 East High Street, Middlefield, Ohio 44062  
888.801.1666 • www.middlefieldbank.bank