Quarterlytics / Financial Services / Banks - Regional / National Bankshares, Inc.

National Bankshares, Inc.

nksh · NASDAQ Financial Services
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Ticker nksh
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 245
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FY2012 Annual Report · National Bankshares, Inc.
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focus

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attention

Strength &
stability

A future you can bank on
2012 Annual Report

National Bankshares

Financial  
Highlights

In 2012, National Bankshares increased net income, 
total assets and net loans in what remains a challenging 
economic environment.

By executing our core philosophy of providing excellent customer service, making 
prudent loans and serving the needs of our communities, we were able to continue 
our tradition of rewarding shareholders with an increased dividend.

2012 

2011 

2010 

2009 

2008

Net income 

$   17,747 

$   17,638   

$   15,569  

$   14,319 

$   13,593 

Basic net income per share 

Diluted net income per share 

Cash dividends per share 

Book value per share 

Loans, net 

Total securities 

Total assets 

Total deposits 

Stockholders’ equity 

2.56 

2.55 

1.10 

21.60 

583,813 

352,043 

2.54 

2.54 

1.00 

20.36 

580,402 

318,913 

2.25 

2.24 

0.91 

18.63 

568,779 

315,907 

1,104,361 

1,067,102 

1,022,238 

946,766 

150,109 

919,333 

141,299 

884,583 

129,187 

2.07 

2.06 

0.84 

17.61 

583,021 

297,417 

982,367 

852,112 

122,076 

1.96

1.96

0.80

15.89

569,699

264,999

935,374

817,848

110,108

Net Income  
($ in millions)

Cash Dividends Per Share  
($)

Book Value Per Share  
($)

6
.
7
1

7
.
7
1

6
.
5
1

.

3
4
1

6
.
3
1

20

15

10

5

0

0
1
.
1

0
0
.
1

1
9
.
0

4
8
.
0

0
8
.
0

1.2

1.0

0.8

0.6

0.4

0.2

0.0

25

20

15

10

5

0

0
6
.
1
2

6
3
.
0
2

3
6
.
8
1

1
6
.
7
1

9
8
.
5
1

2008 2009 2010 2011 2012

2008 2009 2010 2011 2012

2008 2009 2010 2011 2012

Loans, Net  
($ in millions)

Total Assets 
($ in millions)

7
.
9
6
5

0
.
3
8
5

8
.
8
6
5

4
.
0
8
5

8
.
3
8
5

600

500

400

300

200

100

0

4
.
2
8
9

2
.
2
2
0
,
1

4
.
5
3
9

4
.
4
0
1
,
1

1
.
7
6
0
,
1

1200

1000

800

600

400

200

0

2008 2009 2010 2011 2012

2008 2009 2010 2011 2012

 
To Our 
Shareholders

We are pleased to provide you with National Bankshares’ 2012 financial results. 
During our 121st year of community banking, we are proud to report to you that 
we have again achieved record earnings even with the continued economic and 
regulatory challenges that we are facing and will continue to face.

Increased Earnings in 2012 

to work to maximize our net interest margins, control 

In 2012, Bankshares earned close to $17.75 million, a 

our costs and explore new ways to enhance our revenue 

slight increase over the $17.64 million earned in 2011. 

streams.

This resulted in a return on average assets of 1.64% and 

a return on average equity of 12.01%. In spite of the 

Growth in Other Key Areas  

fact that interest rates remain at historically low levels 

causing our net interest margin to decrease from 4.59% 

to 4.38%, this increase in earnings resulted primarily from 

a small increase in our net interest income from $40.76 

million in 2011 to $40.78 million in 2012 and from a nice 

By the end of 2012, your Company has grown to total 

assets of $1.10 billion, an increase of 3.49% from 

$1.07 billion at December 31, 2011. Our good earnings 

mentioned above and our increase in total assets has 

allowed our basic earnings per share to increase to $2.56 

improvement in our noninterest income from $8.41 

from the $2.54 reported last year.

million in 2011 to $8.74 million in 2012. We will continue 

>>>

National Bankshares Executive Officers (from left): F. Brad Denardo, Executive Vice President/Chief Operating Officer; 
James G. Rakes, Chairman, President & Chief Executive Officer; David K. Skeens, Senior Vice President/Operations & Risk 
Management, Treasurer & Chief Financial Officer.

1

 
 
 
 
 
 
To Our 
Shareholders

Bankshares continues to perform well, and in return for 
that performance we were pleased to be able to increase 
the dividends paid to our stockholders to $1.10 per share 
from the total dividend of $1.00 paid in 2011.

Loan Portfolio Offers Challenges 

Delivering Dividends 

We continue to have challenges in our loan portfolio. 

The challenges mentioned above notwithstanding, 

Our total nonperforming loans increased to $5.62 million 

Bankshares continues to perform well, and in return for 

at the end of 2012 from $5.20 million in 2011. Although 

that performance we were pleased to be able to increase 

these numbers compare very favorably with our peer 

the dividends paid to our stockholders to $1.10 per share 

institutions, we are devoting a great deal of attention 

from the total dividend of $1.00 paid in 2011. This resulted 

to them. To further compensate for this increase, 

in an increase in the dividend payout ratio to 43.04% in 

our allowance for loan losses at the end of 2012 was 

2012 from the ratio of 39.34% in 2011.

increased to $8.35 million, or 1.41% of outstanding loans, 

an increase from $8.07 million, or 1.37% of outstanding 

Thank You 

loans, at December 31, 2011.  

As always, we are extremely grateful to the Directors 

and Advisory Directors of National Bankshares and the 

Regulations Continue to Increase 

National Bank for the time, energy, talents and dedication 

Bankshares and National Bank continue to be subjected 

they continue to give to us. I also want to thank our 

to additional regulatory burdens imposed by laws that 

employees whose efforts continue to prove the value of 

emanated from the economic downturn. These new 

a community banking model that emphasizes superior 

regulations limit our ability to realize revenue in certain 

customer service and the development of strong 

areas of our Company and they certainly add to our 

business relationships. And lastly, I want to thank you, our 

compliance costs. Since there appears to be no end 

stockholders, for your continued support and trust. 

in sight to the new regulations, we will continue to 

devote the resources necessary to comply with all new 

requirements while at the same time trying to minimize 

the impact on our loyal customers.

Creating a Better Customer Experience 

We continue to invest in technology that improves our 

customers’ banking experience. In 2012 we introduced 

an improved version of our Internet Banking that is more 

user-friendly and now includes paperless eStatements 

for our customers. Early in 2013 we introduced Mobile 

Banking. This new product will allow our many customers 

to manage their accounts anytime and from anywhere 

through their mobile devices.

2

James G. Rakes
Chairman, President &  
Chief Executive Officer

National 
Bankshares, 
Inc. Board of 
Directors

National Bankshares recognizes the importance of an 
active, accountable and representative board of directors 
in the leadership of our Company.

We are fortunate to work with leaders from public and private institutions that 
represent some of the key economic sectors in our region. Their experience, 
vision and high ethical standards contribute greatly to the success of our 
Company and we are proud to have them as part of our team.

Glenn P. Reynolds 
President 
Reynolds Architects, Inc.

Dr. James M. Shuler 
Delegate 
Virginia House of Delegates, Retired

Lawrence J. Ball 
President 
Moog Components Group

John E. Dooley 
Chief Executive Officer 
Virginia Tech Foundation, Inc.

Charles E. Green, III 
Financial Planner 
AXA Advisors, L.L.C.

Dr. Jack M. Lewis 
President 
New River Community College

William A. Peery 
President 
Cargo Oil Co., Inc.

Dr. Mary G. Miller 
President  
Interactive Design and 
Development, Inc.

James G. Rakes 
Chairman, President and Chief 
Executive Officer 
National Bankshares, Inc. 
Chairman, President and Chief 
Executive Officer 
National Bank 
Chairman, President and Chief 
Executive Officer 
National Bankshares Financial 
Services, Inc.

Standing, from left: Glenn P. Reynolds, Lawrence J. Ball, William A. Peery, John E. Dooley. 

Seated, from left: Charles E. Green, III, Dr. Mary G. Miller, Dr. James M. Shuler, Dr. Jack M. Lewis, James G. Rakes.

3

Consolidated
Balance 
Sheets

Assets

December 31, 2012)

December 31, 2011)

Cash and due from banks
Interest-bearing deposits
Securities available for sale, at fair value
Securities held to maturity (fair value approximates $170,846 at 
December 31, 2012 and $151,429 at December 31, 2011)

Total securities

Mortgage loans held for sale
Loans:

Real estate construction loans
Consumer real estate loans
Commercial real estate loans
Commercial non-real estate loans
Public sector and IDA
Consumer non real estate loans

Total loans

Less unearned income and deferred fees
Loans, net of unearned income and deferred fees
Less allowance for loan losses

Loans, net
Premises and equipment, net
Accrued interest receivable
Other real estate owned, net
Intangible assets and goodwill
Bank-owned life insurance
Other assets

Total assets

Liabilities and Stockholders’ Equity

Noninterest-bearing demand deposits
Interest-bearing demand deposits
Savings deposits
Time deposits

Total deposits

Accrued interest payable
Other liabilities

Total liabilities
Commitments and contingencies
Stockholders’ equity:

Preferred stock, no par value, 5,000,000 shares authorized; none 

issued and outstanding

Common stock of $1.25 par value. Authorized 10,000,000 shares; 

issued and outstanding, 6,947,974 shares in 2012 and 6,939,974 
shares in 2011

Retained earnings
Accumulated other comprehensive (loss), net
Total stockholders’ equity
Total liabilities and stockholders’ equity

4

$ 

$ 

$ 

$ 

14,783)
96,597)
191,504)

160,539)
352,043)
2,796)

50,313)
143,262)
304,308)
37,349)
26,169)
31,714)
593,115)
(953)
592,162)
(8,349)
  583,813)
10,401)
6,247)
1,435)
9,377)
20,523)
6,346)
1,104,361)

144,252)
455,713)
69,063)
277,738)
946,766)
139)
7,347)
954,252)
---)

$ 

$ 

$ 

11,897)
98,355)
174,918)

143,995)
 318,913)
2,623)

48,531)
150,224)
303,192)
38,832)
15,571)
33,072)
589,422)
(952)
588,470)
(8,068)
  580,402)
 10,393)
6,304)
1,489)
     10,460)
19,812)
6,454)
1,067,102)

142,163)
404,801)
61,298)
311,071)
919,333)
206)
6,264)
925,803)
---)

---)

---)

8,685)
144,162)
(2,738)     
150,109)
1,104,361)

8,675)
133,945)
(1,321)     
141,299)
1,067,102)

$ 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated
Statements of 
Income

Interest Income

Interest and fees on loans
Interest on interest-bearing deposits
Interest on securities – taxable
Interest on securities – nontaxable

Total interest income

Interest Expense

Interest on time deposits of $100,000 or more
Interest on other deposits
Total interest expense
Net interest income
Provision for loan losses

Net interest income after provision for loan losses

Noninterest Income

Service charges on deposit accounts
Other service charges and fees
Credit card fees
Trust income
BOLI income
Other income
Realized securities gains (losses), net

Total noninterest income

Noninterest Expense

Salaries and employee benefits
Occupancy and furniture and fixtures
Data processing and ATM
FDIC assessment
Credit card processing
Intangible assets amortization 
Net costs of other real estate owned
Franchise taxes
Other operating expenses

Total noninterest expense
Income before income tax expense
Income tax expense
Net income

Basic net income per common share

Fully diluted net income per common share

Years ended December 31,

2011)

36,514)
155)
6,745)
6,532)
49,946)

2,019)
7,165)
9,184)
40,762)
2,949)
 37,813)

2,617)
287)
3,197)
1,087)
762)
449)
11)
8,410)

11,357)
1,599)
1,701)
677)
2,485)
1,083)
518)
780)
3,138)
23,338)
22,885)
5,247)
17,638)

2.54)

2.54)

$ 

$ 

$ 

$ 

2010)

36,919)
128)
5,588)
6,504)
49,139)

3,439)
7,719)
11,158)
37,981)
3,409)
 34,572)

2,858)
317)
2,954)
1,118)
760)
354)
(14)
8,347)

10,963)
1,875)
1,499)
1,080)
2,300)
1,083)
214)
963)
3,150)
23,127)
19,792)
4,223)
15,569)

2.25)

2.24)

$ 

$ 

$ 

$ 

2012)

35,354)
240)
6,613)
6,463)
48,670)

1,491)
6,396)
7,887)
40,783)
3,134)
 37,649)

2,594)
243)
3,278)
1,313)
814)
472)
25)
8,739)

12,005)
1,589)
1,593)
475)
2,442)
1,083)
208)
901)
3,100)
23,396)
22,992)
5,245)
17,747)

2.56)

2.55)

$ 

$ 

$ 

$ 

5

 
 
 
 
 
 
 
 
 
 
 
National Bank  
Board of 
Directors

Standing, from left: Michael E. Dye, Pharmacist/Owner, New Graham Pharmacy; Dr. J. 

Lewis Webb, Jr., Retired Dentist; James C. Thompson, Chairman, Thompson & Litton, Inc.

Seated from left: Dr. James M. Shuler, Delegate, Virginia House of Delegates, Retired; 

Mildred R. Johnson, Director of Undergraduate Admissions, Virginia Polytechnic Institute 

and State University; F. Brad Denardo, Executive Vice President, National Bankshares, 

Inc., Executive Vice President/Chief Operating Officer, National Bank, Treasurer, National 

Bankshares Financial Services, Inc.; James G. Rakes, Chairman, President and Chief 

Executive Officer, National Bankshares, Inc., Chairman, President and Chief Executive 

Officer, National Bank, Chairman, President and Chief Executive Officer, National Bankshares 

Financial Services, Inc.

National Bank  
Advisory 
Boards

Montgomery County 
Dan A. Dodson, Kathryn S. Oddo, James J. Owen, Arlene A. Saari, James C. Stewart, Marc A. 
Verniel, T. Cooper Via

Giles County 
Dr. Terry E. Arbogast, Lisa W. Epperly, Dr. Robert C. McCracken, James E. Tyler

Galax 
Thomas L. McChesney, Dr. James A. Williams, Jr., David F. Wilson

Christiansburg/Radford/Pulaski County 
Charles R. Beller, III, William K. Cunningham, Gerard W. Higgins, Dr. Kenneth E. Jones, Dr. Peter 
J. McDonald, L. Scott Wade

Richlands 
Thurmon T. Hackworth, Dr. Marvin D. Harman, Peter M. Mulkey, John M. Warner

6

About National Bankshares

Headquartered in Blacksburg, Virginia, National Bankshares, Inc. is committed 

to  providing  comprehensive  and  personalized  financial  service  solutions 

for  individuals,  businesses  and  institutions  in  communities  throughout  

Southwest  Virginia. We offer a complete line of banking products and services 

through  our  primary  subsidiary,  National  Bank,  a  121  year-old  community 

bank with 25 branch offices. We also offer a full spectrum of insurance and 

investment  solutions  through  our  financial  services  subsidiary,  National 

Bankshares Financial Services, Inc.  

For more information, visit the National Bankshares website at: 

www.nationalbankshares.com

7

Corporate 
Information

National Bankshares, Inc. 
Executive Officers

James G. Rakes 
Chairman, President and Chief 
Executive Officer 

F. Brad Denardo 
Executive Vice President 

David K. Skeens 
Treasurer and Chief Financial Officer

Annual Meeting

The Annual Meeting of Stockholders 
will be held on Tuesday, April 9, 2013 
at 3:00 p.m. at Custom Catering 
Center, 902 Patrick Henry Drive, 
Blacksburg, Virginia.

Corporate Stock

National Bankshares, Inc. common 
stock trades on the Nasdaq Capital 
Market under the symbol “NKSH”.

A copy of National Bankshares, Inc.’s 
annual report to the Securities and 
Exchange Commission on Form 10-K 
will be furnished without charge to 
any stockholder upon written request. 
The Form 10-K and other corporate 
publications are also available at 
www.nationalbankshares.com. Proxy 
materials for the Annual Meeting of 
Stockholders are available at www.
nationalbanksharesproxy.com.

Corporate Office

National Bankshares, Inc. 
101 Hubbard Street 
Blacksburg, Virginia 24060 
P.O. Box 90002 
Blacksburg, Virginia 24062-9002 
www.nationalbankshares.com 
(540) 951-6300 or (800) 552-4123 

Financial Information

Investors and analysts seeking 
financial information about National 
Bankshares, Inc. should contact:

James G. Rakes, Chairman, President 
and Chief Executive Officer 
(540) 951-6300 or (800) 552-4123 
jrakes@nbbank.com

Written requests may be directed to:  
National Bankshares, Inc.  
P.O. Box 90002, Blacksburg, VA 24062-
9002

Stockholder Services and Stock 
Transfer Agent

Stockholders seeking information 
about stock transfer requirements, 
lost certificates, dividends and other 
stockholder matters should contact:

Bryson J. Hunter   
Secretary and Counsel 
(540) 951-6300 or (800) 552-4123 
bhunter@nbbank.com

or

Transfer Agent 
Registrar and Transfer Company 
10 Commerce Drive 
Cranford, NJ  07016-3572 
(800) 368-5948 
info@rtco.com

8

 
 
National Bankshares
101 Hubbard Street  P.O. Box 90002
Blacksburg, Virginia 24062-9002
www.nationalbankshares.com