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National Beverage Corp.

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Industry Beverages - Non-Alcoholic
Employees 1001-5000
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FY2005 Annual Report · National Beverage Corp.
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innovation and evolution...nutrients for profound opportuni

revolut

ion,

.when better is attainable                     revolution is the staircase to innovation                         

.

                                                                        good is not enough.

a constant progressive change
ev•o•lu•tion

a radical and pervasive movement
rev•o•lu•tion

n atio n a l  b eve ra g e  co r p.

e v o l u t i o n

20 0 5  a n n u a l  re p o r t

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
2005 annual report

evolution

national beverage corp.

rev •o• l u •tio n
a radical and pervasive movement

ev •o• l u •tio n
a constant progressive change

                                                                                                                                         g o o d   i s   n o t   e n o u g h .

.

. w h e n   b e t t e r   i s   a t t a i n a b l e                          revolution is the staircase to i n n ov a t i o n                                                  

r e v o l u t

i o n ,

i n n o v a t i o n   a n d   e v o l u t i o n...nutrients for profound  o p p o r t u n i

t y

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
2005 annual report

evolution

national beverage corp.

rev •o• l u •tio n
a radical and pervasive movement

ev •o• l u •tio n
a constant progressive change

                                                                                                                                         g o o d   i s   n o t   e n o u g h .

.

. w h e n   b e t t e r   i s   a t t a i n a b l e                          revolution is the staircase to i n n ov a t i o n                                                  

r e v o l u t

i o n ,

i n n o v a t i o n   a n d   e v o l u t i o n...nutrients for profound  o p p o r t u n i

t y

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
e v o l u t i o n

i n n o v a t i n g   i n   a

      c h a n g i n g   w o r l d

        t special and rare times…a forced effort to bring about change occurs…a Revolution of sorts. 

One is underway within the soft-drink industry and, over the past two years, has had a dramatic 

effect.  What  started  this  revolution  was  the  consumers’  demand  for  flavor  variety  and  a  more 

healthy thirst quencher. The consumer revolt against the brown, sugary colas expanded further 

with the demand for more ‘kick’ and excitement. Thus, the energy beverage gave relief to those 

who  wanted  more  from  their  soft  drinks  and  got  it!  ‡  While  all  of  this  was  occurring,  a  

soft  drink  more  acceptable  for  children  was  demanded  by  moms  and  school  supervisors. 

Government reports about obesity and diabetes heightened awareness for ‘better-for-you 

thirst  relievers’.  The  revolution  was  further  fueled  by  rising  costs  of  health  care  and  the 

aging of America. And so…a full-fledged revolt by the sophisticated beverage consumer 

developed  with  a  fervor…that  has  forever  realigned  the  consumers’  demands…a  new 

tasteful  evolution  is  underway!  Full  swing—as  they  say.  ‡  As  with  any  revolution, 

there are associated risks and costs. Bitter-Sweet envelops everything during this time 

(no flavor-able remark intended). Some examples of bitter are the lowering of revenues 

as rising costs are forced upon our retail partner and, ultimately, the consumer. And, 

yes, a sweet margin increase and robust demand for our Rip It energy beverage is 

 
[

energy drinks are rising in popularity as consumers  
are demanding more ‘kick’ and excitement.

 ]

[

sugar-free, waters and juices are a dynamic segment due to 
the public’s conscious efforts at living a healthier lifestyle.

]

extremely  enlightening.  Shasta  and  Faygo  are  both  flavor-oriented  soft  drinks  that  have  loyal 

consumers  who  demand  value  and  taste  alike.  While  we  are  devoted  to  these  long-time 

dedicated  consumers,  much  effort  is  being  expended  in  developing  soft  drinks,  unique 

flavors,  fun  tastes…more  in  tune  to  the  current  health  conscious  consumer—especially  

the  vibrant,  fun-crazed  teen.  ‘OOOH  Shasta’—a  new  offering  for  the  no-calorie,  no-carb, 

good-for-you,  female  consumer  is  one  of  Shasta’s  uniquely  packaged  introductions. 

Tweaking our great flavors, while developing better-for-you beverages is quite a challenge, 

but  one  that  has  tradition  and  over  a  century  of  leadership  and  certification.  Believe 

me…when someone pops open a tab, puts it to their lips and, with no hesitation, takes 

a  big  gulp  and  swallows…that  trust  is  priceless!  ‡  We  are  capitalizing  on  these 

time-tested,  flavor  brands—Shasta  and  Faygo—and  may  soon  give  the  soft-drink 

techie something to have fun with…maybe even experiment as a wanna-be beverage 

chemist  with  creating  their  favorite  flavored  soft  drinks.  If  someone  walked  into  

one  of  our  bottling  plants  during  the  filling  process  of  Peach  Mango  Fiz…an  

exotic  mouth-watering  aroma  would  smother  their  senses.  Well,  this  same 

aromatic  stimulant  energizes  our  tantalizing  creative…and  that  is  sweet—real 

sweet!  ‡  These are a few examples relative to the climate of change within 

our  Company.  The  most  significant  change  brought  about  and  one  that  we 

had previously underutilized is…Focus! This consumer revolution has ignited a fever within us to 

further  excel  at  what  is  the  ‘best’  of  National  Beverage  Corp.  Our  ‘brilliance’  is  innovation—we 

create  and  market  new  flavors,  new  beverages,  new  packages  and  new  tastes  better  than  any 

other beverage company. The alarm went off…we are 100% focused and innovating!  ‡  What 

does the future hold? Describe the evolution! Excitement for starters. New and innovative soft 

drinks, creative packaging and the demanding variety consumer to satisfy…with the ‘best’ of 

National Beverage, is magnified right now. We have aggressive and talented management,  

a  new  focus  and  a  balance  sheet  of  ammo  to  do  anything  we  desire.  ‡  Those  bitter 

revenue reductions are reversing and new beverages are in ‘test’ market as of this writing. 

Flavor chemists are burning the midnight oil, for certain, and the strong balance sheet is 

getting stronger. Opportunity has targeted our hoard of cash…therefore, focus a watchful 

eye on us…careful not to miss a wonderful happening in our passionate evolution!

Nick A. Caporella

Chairman and Chief Executive Officer

 
 
[

variety, diversity and NEW...what our  
customers demand for the future.

]

management’s discussion and analysis of financial condition and results of operations (continued)

F i n a n c i a l s

selected financial data

(In thousands, except per share amounts)

S TAT E M E N T  O F  I N C O M E  DATA :

Net sales

Cost of sales

Gross profit

Selling, general and administrative expenses

Interest expense

Other income—net

Income before income taxes

Provision for income taxes

Net income

Net income per share(2):

  Basic

  Diluted

B A L A N C E  S H E E T  DATA :

Working capital

Property—net

Total assets

Long-term debt

Deferred income taxes—net

Shareholders’ equity(1)

Cash dividends per share(1)

Fiscal Year Ended

April 30,

2005    

May 1,
2004

May 3,
2003(3)

April 27,
2002

April 28,
2001

$ 495,572

$ 512,061

$ 500,430

$ 502,778

$ 480,415

  340,206   

343,316 

335,457 

339,041   323,743

155,366

130,037

168,745

139,058

164,973

136,902

163,737

136,925

106

1,199   

132

544 

316

706 

857

867  

156,672

131,852

 2,110

1,506

26,422

30,099

9,536   

11,408 

28,461

10,872 

26,822

24,216

10,270  

9,236

  $  16,886    $  18,691 

$  17,589 

$  16,552   $  14,980

$ 

.45

$ 

.44   

$ 

.51

.49 

.48

.46 

$ 

.45

$ 

.44  

.41

.40

$  81,962

$  64,967

$  79,785

$  70,164

$  62,444

62,879

59,535

60,432

60,658

62,215

224,587

205,378

218,195

205,685

203,868

—

—

300

15,958

14,930

14,843

10,981

12,072

24,136

10,208

  143,296   

125,376 

143,292 

125,677   108,488

  $ 

—    $ 

1.00 

$ 

— 

$ 

—   $ 

—

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(1) In April 2004, the Company paid a special “one-time” cash dividend of $1.00 per share, aggregating $38.4 million.
(2)  Basic net income per share is computed by dividing earnings applicable to common shares by the weighted average number of shares outstanding. Diluted net 
income per share includes the dilutive effect of stock options. Share amounts have been adjusted for the 100% stock dividend distributed on March 22, 2004.

(3) Fiscal 2003 consisted of 53 weeks.

 
 
 
 
 
 
 
management’s discussion and analysis of financial condition and results of operations

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O V E R V I E W

National  Beverage  Corp.  develops,  manufactures,  markets  and 

distributes  a  complete  portfolio  of  quality  beverage  products 

throughout the United States. Incorporated in Delaware in 1985, 

National Beverage Corp. is a holding company for various oper-

ating  subsidiaries.  When  used  in  this  report,  the  terms  “we,”  

“us,” “our,” “Company” and “National Beverage” mean National 

Beverage Corp. and its subsidiaries. 

Our lines of multi-flavored soft drinks, including those of our 

flagship brands, Shasta® and Faygo®, emphasize distinctive flavor 

variety. In addition, we offer an assortment of premium beverages 

geared  to  the  health-conscious  consumer,  including  Everfresh®, 

Home Juice®, and Mr. Pure® 100% juice and juice-based products; 
and  LaCroix®,  Mt.  Shasta™,  Crystal  Bay®  and  ClearFruit®  flavored 

and spring water products. We also produce specialty products, 
including Rip It™, an energy drink geared toward young consum-
ers, Ohana® fruit-flavored drinks and St. Nick’s® holiday soft drinks. 

Substantially all of our brands are produced in 14 manufacturing 

facilities that are strategically located in major metropolitan mar-

kets throughout the continental United States. To a lesser extent, 

we  develop  and  produce  soft  drinks  for  retail  grocery  chains, 

warehouse  clubs,  mass-merchandisers  and  wholesalers  (“allied 

brands”) as well as soft drinks for other beverage companies.

Our  strategy  emphasizes  the  growth  of  our  products  by 

offering  a  branded  beverage  portfolio  of  proprietary  flavors;  by 

supporting the franchise value of regional brands and expanding 

those  brands  with  new  packaging  and  broader  demographic 

emphasis;  by  developing  and  acquiring  innovative  products 

tailored toward healthy lifestyles; and by appealing to the “quality-

price” expectations of the family consumer. We believe that the 

“regional  share  dynamics”  of  our  brands  perpetuate  consumer 

loyalty  within  local  regional  markets,  resulting  in  more  retailer- 

sponsored promotional activities.

Over  the  last  several  years,  we  have  focused  on  increasing 

penetration  of  our  brands  in  the  convenience  channel  through 

Company-owned and independent distributors. The convenience 

channel  is  composed  of  convenience  stores,  gas  stations  and 

other  smaller  “up-and-down-the-street”  accounts.  Because  of 

the higher retail prices and margins that typically prevail, we have 

undertaken specific measures to expand distribution in this chan-

nel. These include development of products specifically targeted 

to this market, such as ClearFruit, Everfresh, Mr. Pure, Crystal Bay, 

and Rip It. Additionally, we have created proprietary and special-

ized  packaging  for  these  products  with  distinctive  graphics.  We 

intend to continue our focus on enhancing growth in the conve-

nience channel through both specialized packaging and innovative 

product development. 

Beverage industry sales are seasonal with the highest volume 

typically  realized  during  the  summer  months.  Additionally,  our 

operating  results  are  subject  to  numerous  factors,  including 

fluctuations  in  the  costs  of  raw  materials,  changes  in  consumer 

preference  for  beverage  products  and  competitive  pricing  in  

the marketplace. 

 
 
 
 
 
 
 
 
R E S U LT S  O F  O P E R AT I O N S

Fiscal 2005 and fiscal 2004 consisted of 52 weeks while fiscal 

Net  Sales  During  fiscal  2005,  we  initiated  a  series  of  price 
increases  to  offset  unprecedented  raw  material  cost  increases, 

especially  in  the latter part of the year  as  sustained increases  in 

2003 consisted of 53 weeks. 

Gross  Profit  Gross  profit  approximated  31.4%  of  net  sales  for 
fiscal 2005 and 33.0% for fiscal 2004. This decline was due to the 

fuel  and  resin  continued  to  rise  to  historical  new  highs.  Price 

effect of the sales decrease and higher cost of goods sold. Cost 

increases tend to have an adverse effect on case volume and the 

of goods sold per unit increased approximately 4%, primarily due 

industry generally experienced reduced case volume, especially 

to higher packaging and energy costs. 

for carbonated soft drinks. As a result, our branded case volume 

Gross profit, approximating 33.0% of net sales for both fiscal 

was  relatively  flat  for  the  year  while  net  pricing  was  up  slightly, 

2004 and 2003, increased $3.8 million in fiscal 2004. An increase 

due  to  higher  selling  prices  and  a  change  in  product  mix.  This 

in higher margin business and a reduction in certain fixed manu-

product  mix  change  included  increased  sales  of  our  alternative 

facturing  costs  were  partially  offset  by  increases  in  certain  raw 

beverages as obesity and other health issues caused consumers 

material costs.

to consume less carbonated soft drinks. Also impacting sales was 

Shipping and handling costs are included in selling, general 

a nineteen percent (19%) volume decline in allied branded prod-

and administrative expenses, the classification of which is consis-

ucts  related  to  a  retailer’s  change  in  philosophy,  which  affected 

tent with many beverage companies. However, our gross margin 

their  sales  and  our  earlier  decision  to  eliminate  certain  lower 

may not be comparable to companies that include shipping and 

margin business. Net sales included $1.8 million received from a 

handling costs in cost of sales. See  Note 1 of  Notes to Consoli-

customer  relative  to  the  recovery  of  pricing  and  promotional 

dated Financial Statements.

allowances for product shipped in a previous year. 

Net sales for fiscal 2004 increased approximately $11.6 million, 

or 2.3%, to $512.1 million. This sales growth was due primarily to 

increased volume of National Beverage’s branded soft drinks and 

favorable changes in product mix. This improvement was partially 

offset by a decline in lower margin allied branded business.

Selling,  General  and  Administrative  Expenses  Selling,  general 
and administrative expenses for fiscal 2005 were $130.0 million or 

26.2% of net sales compared to $139.1 million or 27.2% of net sales 

for fiscal 2004. The decline in expenses was due primarily to lower 

selling  and  marketing  costs  of  $3.2  million  and  $5.6  million, 

respectively, partially offset by higher energy costs.

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management’s discussion and analysis of financial condition and results of operations (continued)

Selling, general and administrative expenses for fiscal 2004 

L I Q U I D I T Y   A N D  F I N A N C I A L  C O N D I T I O N

were $139.1 million or 27.2% of net sales compared to $136.9 million 

or  27.4%  of  net  sales  for  fiscal  2003.  Due  to  the  effect  of  higher 

volume, selling, general and administrative expenses as a percent 

of sales marginally declined, partially offset by higher marketing 

costs related to new product introductions.

Interest  Expense  and  Other  Income—Net 
decreased $26,000 in fiscal 2005 and $184,000 in fiscal 2004 as a 

Interest  expense 

Capital Resources  Our current sources of capital are cash flow 
from  operations  and  borrowings  under  existing  credit  facilities. 

The  Company  maintains  unsecured  revolving  credit  facilities 

aggregating  $45  million  of  which  approximately  $42  million  

was available for future borrowings at April 30, 2005. We believe 

that  existing  capital  resources  are  sufficient  to  meet  our  capital 

requirements  and  those  of  the  parent  company  for  the  fore-

result  of  a  decline  in  outstanding  debt.  Other  income  includes 

seeable future. 

interest  income  of  $581,000  for  fiscal  2005,  $603,000  for  fiscal 

2004, and $816,000 for fiscal 2003. The decrease in interest income 

for fiscal 2005 is primarily due to a decline in average investments 

outstanding, while the decline in fiscal 2004 is related to a reduc-

tion in investment yields. In addition, other income for fiscal 2005 

includes a gain of $633,000 related to a contract settlement with 

a customer. 

Cash Flows  During fiscal 2005, cash of $32.9 million was gener-
ated from operating activities, which  was partially offset by $3.9 

million used for investing activities. Cash provided by operating 

activities for fiscal 2005 increased $11.6 million due to an increase 

in  non-cash  charges  and  favorable  changes  in  working  capital 

requirements.  Cash  used  in  investing  activities  increased  $3.8 

million primarily due to increased capital expenditures to enhance 

Income  Taxes  Our  effective  tax  rate  was  approximately  36.1% 
for  fiscal  2005,  37.9%  for  fiscal  2004,  and  38.2%  for  fiscal  2003. 

packaging  capabilities  and  improve  manufacturing  efficiencies. 

Cash provided by financing activities of $146,000 was comprised 

The difference between the effective rate and the federal statu-

of proceeds from stock options exercised. 

tory rate of 35% was primarily due to the effects of state income 

During fiscal 2004, cash of $21.3 million was generated from 

taxes, nondeductible expenses, and nontaxable interest income. 

operating  activities,  which  was  offset  by  $39.2  million  used  for 

See Note 8 of Notes to Consolidated Financial Statements.

financing activities. Cash provided by operating activities for fiscal 

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2004 decreased $14.7 million due to an increase in working capi-

tal requirements. Cash used in investing activities declined $25.6 

million  due  to  changes  in  net  marketable  securities  sold.  Cash 

 
 
 
 
used  in  financing  activities  increased  $29.5  million  due  to  cash 

In  January  1998,  the  Board  of  Directors  authorized  the  pur-

dividends paid in April 2004, which was partially offset by a reduc-

chase  of  up  to  800,000  shares  of  National  Beverage  common 

tion in net debt repayments. 

Financial  Position  During  fiscal  2005,  our  working  capital 
increased $17.0 million to $82.0 million from $65.0 million, primar-

ily due to an increase in cash balances generated from operating 

activities. Trade receivables decreased $2.6 million due primarily 

to  lower  sales.  Prepaid  and  other  assets  declined  $684,000  due 

to lower income tax refund receivables. At April 30, 2005, the cur-

rent ratio was 2.4 to 1 compared to 2.1 to 1 for the prior year.

During fiscal 2004, our working capital decreased $14.8 mil-

lion  to  $65.0  million  from  $79.8  million  primarily  due  to  the  cash 

dividend payment. The increase in trade receivables is due to the 

effect  of  higher  sales  volume  and  change  in  terms  with  certain 

customers. The increase in prepaid and other assets is due to a 

reclassification from noncurrent assets and an increase in income 

tax refund receivables. At May 1, 2004, the current ratio was 2.1  

to 1 compared to 2.4 to 1 for the prior year.

Liquidity  We  continually  evaluate  capital  projects  designed  to 
expand  capacity  and  improve  efficiency  at  our  manufacturing 

facilities. In fiscal 2005, we incurred increased capital expenditures 

to  enhance  packaging  capabilities  and  improve  manufacturing 

efficiencies.  Such  programs  are  expected  to  continue  in  fiscal 

2006;  however,  capital  expenditures  in  fiscal  2006  should  not 

exceed fiscal 2005 amounts.

stock.  In  fiscal  2004  and  2003,  we  purchased  18,000  shares  and 

18,250  shares,  respectively,  and  aggregate  shares  purchased 

since January 1998 were 502,060. There were no shares purchased 

in fiscal 2005. 

Pursuant to a management agreement, we incurred a fee to 

Corporate Management Advisors, Inc. (“CMA”) of approximately 

$5.0  million  for  fiscal  2005,  $5.1  million  for  fiscal  2004,  and  $5.0 

million for fiscal 2003. At April 30, 2005, we owed $1.2 million to 

CMA  for  unpaid  fees.  See  Note  6  of  Notes  to  Consolidated 

Financial Statements.

C O N T R AC T UA L   O B L I G AT I O N S

Long-term  contractual  obligations  at  April  30,  2005  are  payable 

as follows:

(In thousands)

Total

2006  

2007–   2009–  
2008   2010   Thereafter

Operating leases

$ 10,730

$  4,866

$  4,328

$1,311

$225

Purchase  

  commitments

50,021 

22,723 

27,298 

— 

—

Total

$ 60,751  $ 27,589  $ 31,626  $1,311 

$225

The  Company  contributes  to  certain  pension  plans  under 

collective  bargaining  agreements  based  on  hours  worked  and  

to  a  discretionary  profit  sharing  plan,  neither  of  which  have  any 

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management’s discussion and analysis of financial condition and results of operations (continued)

long-term contractual funding requirements. Contributions were 

estimates  are  based  on  management’s  knowledge  of  current 

$2.3  million  for  fiscal  2005,  $2.2  million  for  fiscal  2004,  and  $2.2 

events and actions it may undertake in the future, they may ulti-

million for fiscal 2003.

mately  differ  from  actual  results.  We  believe  that  the  critical 

We maintain self-insured and deductible programs for certain 

accounting policies described in the following paragraphs affect 

liability,  medical  and  workers’  compensation  exposures.  Other 

the  most  significant  estimates  and  assumptions  used  in  the 

long-term liabilities include known claims and estimated incurred, 

preparation  of  our  consolidated  financial  statements.  For  these  

but  not  reported,  claims  not  otherwise  covered  by  insurance, 

policies,  we  caution  that  future  events  rarely  develop  exactly  as 

based on actuarial assumptions and historical claims experience. 

estimated, and the best estimates routinely require adjustment.

Since  the  timing  and  amount  of  claims  settlement  varies  signifi-

cantly,  we  are  not  able  to  reasonably  estimate  future  payments 

for the periods indicated.

We  have  standby  letters  of  credit  aggregating  $3  million 

related to our self-insurance programs, which expire in fiscal 2006. 

We expect to renew these standby letters of credit until they are 

no longer required.

O F F - B A L A N C E  S H E E T  A R R A N G E M E N T S

We do not have any off-balance sheet arrangements that have or 

are reasonably likely to have a current or future material effect on 

our financial condition.

C R I T I C A L  AC C O U N T I N G   P O L I C I E S

The preparation of financial statements in conformity with gener-

ally accepted accounting principles requires management to make 

estimates and assumptions that affect the amounts reported in the  

financial  statements  and  accompanying  notes.  Although  these 

Credit  Risk  We  sell  products  to  a  variety  of  customers  and 
extend credit based on an evaluation of each customer’s financial 

condition,  generally  without  requiring  collateral.  Exposure  to 

losses  on  receivables  varies  by  customer  principally  due  to  the 

financial condition of each customer. We monitor our exposure to 

credit  losses  and  maintain  allowances  for  anticipated  losses 

based on specific customer circumstances, credit conditions, and 

historical write-offs and collections. 

Impairment of Long-Lived Assets  All long-lived assets, exclud-
ing  goodwill  and  intangible  assets  not  subject  to  amortization, 

are evaluated for impairment on the basis of undiscounted cash 

flows whenever events or changes in circumstances indicate that 

the  carrying  amount  of  an  asset  may  not  be  recoverable.  An 

impaired asset is written down to its estimated fair market value 

based  on  the  best  information  available.  Estimated  fair  market 

value is generally measured by discounting future cash flows. 

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Goodwill  and  intangible  assets  not  subject  to  amortization  are 

expected  amount  to  be  paid  over  the  period  of  benefit  or 

evaluated  for  impairment  annually  or  sooner  in  accordance  with 

expected  sales  volume.  The  recognition  of  expense  for  these 

SFAS  No.  142.  An  impairment  loss  is  recognized  if  the  carrying 

incentives  involves  the  use  of  judgment  related  to  performance 

amount, or for goodwill, the carrying amount of its reporting unit, 

and  sales  volume  estimates  that  are  made  based  on  historical 

is greater than its fair value.

Income  Taxes  Our effective income tax rate and the tax bases 
of assets and liabilities are based on estimates of taxes which will 

ultimately be payable. Deferred taxes are recorded to give recog-

nition to temporary differences between the tax bases of assets 

or  liabilities  and  their  reported  amounts  in  the  financial  state-

ments.  Valuation  allowances  are  established  when  it  is  deemed, 

more  likely  than  not,  that  the  benefit  of  deferred  tax  assets  will 

not be realized.

Insurance  Programs  We  maintain  self-insured  and  deductible 
programs for certain liability, medical and workers’ compensation 

exposures.  Accordingly,  we  accrue  for  known  claims  and  esti-

mated incurred but not reported claims not otherwise covered  

by  insurance,  based  on  actuarial  assumptions  and  historical 

claims experience.

experience and other factors. Sales incentives are accounted for 

as  a  reduction  of  revenues  and  actual  amounts  may  vary  from 

reported amounts. 

F O R WA R D - L O O K I N G  S TAT E M E N T S

National Beverage and its representatives may from time to time 

make written or oral statements relating to future events or results 

relative  to  our  financial,  operational  and  business  performance, 

achievements,  objectives  and  strategies.  These  statements  are 

“forward-looking”  within  the  meaning  of  the  Private  Securities 

Litigation Reform Act of 1995, and include statements contained 

in  this  Annual  Report,  filings  with  the  Securities  and  Exchange 

Commission and other reports to our stockholders. Certain state-

ments  including,  without  limitation,  statements  containing  the 

words “believes,” “anticipates,” “intends,” “expects,” and “esti-

mates”  constitute  “forward-looking  statements”  and  involve 

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Sales Incentives  We offer various sales incentive arrangements 
to  our  customers,  which  require  customer  performance  or 

known and unknown risk, uncertainties and other factors that may 

cause  the  actual  results,  performance  or  achievements  of  our 

achievement  of  certain  sales  volume  targets.  In  those  circum-

Company  to  be  materially  different  from  any  future  results,  per-

stances  when  the  incentive  is  paid  in  advance,  we  amortize  the 

formance or achievements expressed or implied by such forward-

amount  paid  over  the  period  of  benefit  or  contractual  sales 

looking statements. Such factors include, but are not limited to, 

volume.  When  the  incentive  is  paid  in  arrears,  we  accrue  the 

the following: general economic and business conditions; pricing 

management’s discussion and analysis of financial condition and results of operations (concluded)

of  competitive  products;  success  in  acquiring  other  beverage 

Q UA N T I TAT I V E   A N D  Q UA L I TAT I V E   D I S C L O S U R E S   A B O U T   

businesses;  success  of  new  product  and  flavor  introductions; 

M A R K E T  R I S K

fluctuations  in  the  costs  of  raw  materials  and  the  ability  to  pass 

along any cost increases to our customers; our ability to increase 

prices for our products; labor strikes or work stoppages or other 

interruptions or difficulties in the employment of labor; continued 

retailer support for our products; changes in consumer preferences 

and our success in creating products geared toward consumers’ 

tastes;  success  of  implementing  business  strategies;  changes  in 

business strategy or development plans; government regulations; 

unseasonably  cold  or  wet  weather  conditions;  and  other  factors 

referenced  in  this  Annual  Report.  We  disclaim  an  obligation  to 

update any such factors or to publicly announce the results of any 

revisions to any forward-looking statements contained herein to 

reflect future events or developments.

Commodities  We  purchase  various  raw  materials,  including 
aluminum cans, plastic bottles, high fructose corn syrup, and var-

ious  juice  concentrates,  the  prices  of  which  fluctuate  based  on 

commodity  market  conditions.  Our  ability  to  recover  increased 

costs  through  higher  pricing  may  be  limited  by  the  competitive 

environment in which we operate.

Interest  Rates  We  had  no  outstanding  debt  or  debt-related 
interest rate exposure during fiscal 2005.

Our investment portfolio is comprised of highly liquid securi-

ties consisting primarily of short-term money market instruments 

and  auction  rate  securities,  the  yields  of  which  fluctuate  based 

largely  on  short-term  Treasury  rates.  If  the  yield  of  these  instru-

ments had changed by 100 basis points (1%), interest income for 

fiscal 2005 would have changed by approximately $300,000.

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consolidated balance sheets
As of April 30, 2005 and May 1, 2004

(In thousands, except share amounts)

A S S E T S
Current assets:
  Cash and equivalents
  Marketable securities
  Trade receivables—net of allowances of $585 (2005) and $608 (2004)

Inventories

  Deferred income taxes—net
  Prepaid and other assets

  Total current assets
Property—net
Goodwill
Intangible assets—net
Other assets

L I A B I L I T I E S  A N D  S H A R E H O L D E R S ’  E Q U I T Y
Current liabilities:
  Accounts payable
  Accrued liabilities

Income taxes payable

  Total current liabilities
Deferred income taxes—net
Other liabilities
Shareholders’ equity:
  Preferred stock, 7% cumulative, $1 par value, aggregate liquidation preference of $15,000—

  1,000,000 shares authorized; 150,000 shares issued; no shares outstanding

  Common stock, $.01 par value—authorized 50,000,000 shares; issued 41,018,960 shares (2005) and 

  40,894,440 shares (2004); outstanding 36,986,176 shares (2005) and 36,861,656 shares (2004)

Additional paid-in capital
Retained earnings
Treasury stock—at cost:
  Preferred stock—150,000 shares
  Common stock—4,032,784 shares

Total shareholders’ equity

See accompanying Notes to Consolidated Financial Statements.

2005    

2004  

$  54,557
—
46,135
29,738
1,759
7,657   

$  25,365
9,000
48,776
29,754
1,622
8,341 

139,846
62,879
13,145
1,939
6,778   

122,858
59,535
13,145
1,948
7,892 

  $ 224,587    $ 205,378 

$  38,012
18,290

1,582   

$  37,138
18,801
1,952 

57,884
15,958
7,449

57,891
14,930
7,181

150

150

410
19,679
141,057

409
18,646
124,171

(5,100)
(12,900)  

(5,100)
(12,900)

  143,296   

125,376 

  $ 224,587    $ 205,378 

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consolidated statements of income
For the Fiscal Years Ended April 30, 2005, May 1, 2004 and May 3, 2003

(In thousands, except per share amounts)

Net sales
Cost of sales

Gross profit
Selling, general and administrative expenses
Interest expense
Other income—net

Income before income taxes
Provision for income taxes

Net income

Net income per share—
  Basic

  Diluted

Average common shares outstanding—
  Basic

  Diluted

See accompanying Notes to Consolidated Financial Statements.

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2005    

2004

2003

$ 495,572
  340,206   

$ 512,061
343,316 

$ 500,430
335,457

155,366
130,037
106
1,199   

168,745
139,058
132
544 

26,422

9,536   

30,099
11,408 

164,973
136,902
316
706

28,461
10,872

  $  16,886    $  18,691 

$  17,589

  $ 

  $ 

.45    $ 

.44    $ 

.51 

.49 

$ 

$ 

.48

.46

37,579   

36,937 

36,800

38,254   

38,166 

38,120

 
 
 
 
 
 
 
 
 
 
consolidated statements of shareholders’ equity
For the Fiscal Years Ended April 30, 2005, May 1, 2004 and May 3, 2003

(In thousands, except share amounts)

Shares

  Amount  

Shares

  Amount

Shares

  Amount  

2005

2004

2003

P R E F E R R E D  S TO C K
Beginning and end of year

C O M M O N  S TO C K
Beginning of year
Stock options exercised
100% stock dividend

End of year

A D D I T I O N A L  PA I D - I N  C A P I TA L
Beginning of year
Stock options exercised
Other

End of year

R E TA I N E D  E A R N I N G S
Beginning of year
Net income
Cash dividends paid

End of year

T R E A S U R Y  S TO C K — P R E F E R R E D
Beginning and end of year

T R E A S U R Y  S TO C K — C O M M O N
Beginning of year
Purchase of stock

End of year

150,000 

$ 

150   

150,000 

$ 

150 

150,000 

$ 

150  

40,894,440
124,520
— 

  41,018,960 

409
1
—   

410   

22,250,202
338,510
18,305,728 

40,894,440 

223
3
183 

409 

22,209,312
40,890
— 

22,250,202 

18,646
506
527   

19,679   

124,171
16,886

—   

141,057   

16,818
2,011
(183)

18,646 

143,846
18,691
(38,366)

124,171 

222 
1 
— 

223  

16,526
292
— 

16,818 

126,257
17,589
— 

143,846  

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150,000 

(5,100)  

150,000 

(5,100)

150,000 

(5,100)

4,032,784
— 

(12,900)

—   

4,014,784
18,000 

(12,645)
(255)

3,996,534
18,250 

(12,378)
(267)

  4,032,784 

(12,900)  

4,032,784 

(12,900)

4,014,784 

(12,645)

TOTA L  S H A R E H O L D E R S ’   E Q U I T Y

$ 143,296   

$ 125,376 

$ 143,292 

See accompanying Notes to Consolidated Financial Statements.

 
 
 
 
 
 
 
 
 
 
 
   
   
   
 
   
   
   
 
   
   
   
 
   
   
   
 
 
   
 
 
 
 
 
consolidated statements of cash flows
For the Fiscal Years Ended April 30, 2005, May 1, 2004 and May 3, 2003

(In thousands)

O P E R AT I N G  AC T I V I T I E S :
Net income
Adjustments to reconcile net income to net cash provided by operating activities:
  Depreciation and amortization
  Deferred income tax provision
  Loss on sale of assets
  Changes in assets and liabilities:

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  Trade receivables

Inventories

  Prepaid and other assets
  Accounts payable
  Accrued and other liabilities, net

Net cash provided by operating activities

I N V E S T I N G  AC T I V I T I E S :
Marketable securities purchased
Marketable securities sold
Property additions
Proceeds from sale of assets

Net cash used in investing activities

F I N A N C I N G  AC T I V I T I E S :
Debt repayments
Common stock cash dividend
Purchase of common stock
Proceeds from stock options exercised

Net cash provided by (used in) financing activities

N E T  I N C R E A S E  ( D E C R E A S E )  I N   C A S H  A N D  E Q U I VA L E N T S

C A S H  A N D  E Q U I VA L E N T S — B E G I N N I N G   O F   Y E A R

C A S H  A N D  E Q U I VA L E N T S — E N D   O F   Y E A R

OT H E R  C A S H  F L O W  I N F O R M AT I O N :
Interest paid
Income taxes paid

See accompanying Notes to Consolidated Financial Statements.

2005

2004

2003  

$  16,886

$  18,691

$ 17,589 

12,464
891
15

2,641
16
(1,165)
874
275   

11,394
143
59

(7,745)
(1,059)
(7,784)
2,169
5,453 

11,319 
2,709 
110 

1,924 
2,345 
(1,834)
4,150 
(2,324)

32,897   

21,321 

35,988  

(233,900)
242,900
(13,003)

152   

(3,851)  

(205,700)
213,700
(8,696)
623 

(58,000)
41,000 
(8,936)
312  

(73)

(25,624)

—
—
—
146   

(1,450)
(38,366)
(255)
854 

146   

(39,217)

(9,531)
—
(267)
122 

(9,676)

29,192

(17,969)

688

25,365   

43,334 

42,646 

  $  54,557    $  25,365 

$ 43,334 

$ 

106
6,910   

$ 

133
11,049 

$ 

336
7,863 

 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
notes to consolidated financial statements

National  Beverage  Corp.  develops,  manufactures,  markets  and 

distributes  a  complete  portfolio  of  multi-flavored  soft  drinks, 

Credit  Risk  We  sell  products  to  a  variety  of  customers  and 
extend credit based on an evaluation of each customer’s financial 

juice drinks, water and specialty beverages throughout the United 

condition,  generally  without  requiring  collateral.  Exposure  to 

States.  Incorporated  in  Delaware  in  1985,  National  Beverage 

losses  on  receivables  varies  by  customer  principally  due  to  the 

Corp.  is  a  holding  company  for  various  operating  subsidiaries. 

financial condition of each customer. We monitor our exposure to 

When used in this report, the terms “we,” “us,” “our,” “Company” 

credit  losses  and  maintain  allowances  for  anticipated  losses 

and “National Beverage” mean National Beverage Corp. and its 

based on specific customer circumstances, credit conditions, and 

subsidiaries. 

1.  S I G N I F I C A N T  AC C O U N T I N G   P O L I C I E S

Basis  of  Presentation  The  consolidated  financial  statements 
include the accounts of the Company and all subsidiaries. All sig-

nificant intercompany balances have been eliminated. Our fiscal 

year  ends  the  Saturday  closest  to  April  30th  and,  as  a  result,  a 

53rd week is added every five or six years. Fiscal 2005 and fiscal 

2004 consist of 52 weeks while fiscal 2003 consists of 53 weeks. 

Cash  and  Equivalents  Cash  and  equivalents  are  comprised  of 
cash  and  highly  liquid  securities  (consisting  primarily  of  short-

term  money-market  investments)  with  an  original  maturity  or 

redemption option of three months or less.

historical write-offs and collections. At April 30, 2005 and May 1, 

2004,  we  did  not  have  any  customer  that  comprised  more  than 

10% of trade receivables. No one customer accounted for more 

than 10% of net sales during any of the last three fiscal years. 

Fair  Value  of  Financial  Instruments  The  fair  values  of  financial 
instruments  are  estimated  based  on  market  rates.  The  carrying 

amounts of financial instruments reflected in the balance sheets 

approximate their fair values.

Impairment of Long-Lived Assets  All long-lived assets, exclud-
ing  goodwill  and  intangible  assets  not  subject  to  amortization, 

are evaluated for impairment on the basis of undiscounted cash 

flows whenever events or changes in circumstances indicate that 

the  carrying  amount  of  an  asset  may  not  be  recoverable.  An 

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Changes  in  Accounting  Standards  Management  has  reviewed 
the current changes in accounting standards and does not expect 

impaired asset is written down to its estimated fair market value 

based  on  the  best  information  available.  Estimated  fair  market 

any of these changes to have a material impact on the Company.

value  is  generally  measured  by  discounting  future  cash  flows.  

 
notes to consolidated financial statements (continued)

Goodwill  and  intangible  assets  not  subject  to  amortization  are 

evaluated  for  impairment  annually  or  sooner  in  accordance  with 

Marketing Costs  We are involved in a variety of marketing pro-
grams, including cooperative advertising programs with custom-

SFAS  No.  142.  An  impairment  loss  is  recognized  if  the  carrying 

ers,  which  advertise  and  promote  our  products  to  consumers. 

amount, or for goodwill, the carrying amount of its reporting unit, 

Marketing costs are expensed when incurred, except for prepaid 

is greater than its fair value.

Income  Taxes  Our effective income tax rate and the tax bases 
of assets and liabilities are based on estimates of taxes which will 

ultimately be payable. Deferred taxes are recorded to give recog-

advertising  and  production  costs  of  future  media  advertising. 

Marketing costs, which are included in selling, general and admin-

istrative expenses, were $35.6 million in fiscal 2005, $41.2 million 

in fiscal 2004, and $39.4 million in fiscal 2003. 

nition to temporary differences between the tax bases of assets 

or  liabilities  and  their  reported  amounts  in  the  financial  state-

Net Income Per Share  Basic net income per share is computed 
by dividing net income by the weighted average number of com-

ments.  Valuation  allowances  are  established  when  it  is  deemed,  

mon  shares  outstanding.  Included  in  average  common  shares 

more  likely  than  not,  that  the  benefit  of  deferred  tax  assets  will 

outstanding are shares of common stock that option holders have 

not be realized.

Insurance  Programs  We  maintain  self-insured  and  deductible 
programs for certain liability, medical and workers’ compensation 

exposures.  Accordingly,  we  accrue  for  known  claims  and  esti-

mated incurred but not reported claims not otherwise covered  

by  insurance,  based  on  actuarial  assumptions  and  historical 

claims experience.

Inventories 
out cost or market. Inventories at April 30, 2005 are comprised of 

Inventories  are  stated  at  the  lower  of  first-in,  first-

finished  goods  of  $17,411,000  and  raw  materials  of  $12,327,000. 

Inventories  at  May  1,  2004  are  comprised  of  finished  goods  of 

$16,349,000 and raw materials of $13,405,000.

elected to defer physical delivery following the exercise of stock 

options.  Diluted  net  income  per  share  also  includes  the  dilutive 

effect of stock options, which amounted to 675,000 shares (2005), 

1,229,000 shares (2004), and 1,320,000 shares (2003).

Property  Property is recorded at cost. Property additions, replace-
ments  and  betterments  are  capitalized,  while  maintenance  and 

repairs that do not extend the useful life of an asset are expensed 

as  incurred.  Depreciation  is  recorded  using  the  straight-line 

method over estimated useful lives of 7 to 30 years for buildings 

and  improvements,  and  3  to  15  years  for  machinery  and  equip-

ment. Leasehold improvements are amortized using the straight-

line method over the shorter of the remaining lease term or the  

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estimated useful life of the improvement. When assets are retired 

that are made based on historical experience and other factors. 

or  otherwise  disposed,  the  cost  and  accumulated  depreciation 

Sales incentives are accounted for as a reduction of revenues and 

are  removed  from  the  respective  accounts  and  any  related  gain 

actual amounts may vary from reported amounts. 

or loss is recognized. 

Reclassifications  Reclassifications have been made to prior year 
amounts  to  conform  to  the  current  year  presentation,  including 

Segment Reporting  We operate as a single operating segment 
for  purposes  of  presenting  financial  information  and  evaluating 

performance.  As  such,  the  accompanying  consolidated  financial 

reclassifying $9 million of auction rate securities from their previ-

statements present financial information in a format that is consis-

ously  reported  classification  as  cash  equivalents  to  marketable 

tent with the internal financial information used by management.

securities  at  May  1,  2004.  We  have  also  made  corresponding 

reclassifications  to  our  Consolidated  Statements  of  Cash  Flows 

for fiscal 2004 and 2003 to reflect the gross purchases and sales 

of these securities as investing activities rather than as a compo-

nent of cash and equivalents. 

Revenue Recognition  Revenue from product sales is recognized 
when title and risk of loss passes to the customer, which generally 

occurs upon delivery.

Sales Incentives  We offer various sales incentive arrangements 
to our customers, which require customer performance or achieve-

Shipping and Handling Costs  Shipping and handling costs are 
reported  in  selling,  general  and  administrative  expenses  in  the 

accompanying  statements  of  income.  Such  costs  aggregated 

$41.4 million in fiscal 2005, $41.4 million in fiscal 2004, and $40.6 

million in fiscal 2003.

Stock-Based  Compensation  We  apply  Accounting  Principles 
Board Opinion No. 25, “Accounting for Stock Issued to Employ-

ees”  (“APB  25”),  and  related  interpretations,  in  accounting  for 

stock-based  awards  to  employees.  Under  APB  25,  we  generally 

recognize no compensation expense with respect to such awards 

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ment  of  certain  sales  volume  targets.  In  those  circumstances 

unless the exercise price of options granted is less than the mar-

when  the  incentive  is  paid  in  advance,  we  amortize  the  amount 

ket price on the date of grant. 

paid over the period of benefit or contractual sales volume. When 

We  apply  Statement  of  Financial  Accounting  Standards  

the incentive is paid in arrears, we accrue the expected amount 

No. 123, “Accounting and Disclosure of Stock-Based Compensa-

to be paid over the period of benefit or expected sales volume. 

tion”  (“SFAS  123”)  for  awards  granted  to  non-employees  after 

The recognition of expense for these incentives involves the use 

December 15, 1994. The fair value of option grants was estimated 

of judgment related to performance and sales volume estimates 

using the Black-Scholes option-pricing model with the following 

notes to consolidated financial statements (continued)

assumptions: expected life of 10 years; volatility factor of 41% for 

Depreciation expense was $9,492,000 for fiscal 2005, $8,911,000 

fiscal 2005, 41% for 2004, and 42% for 2003; risk-free interest rates 

for fiscal 2004, and $8,740,000 for fiscal 2003. 

of approximately 5% for fiscal 2005, 4% for 2004, and 4% for 2003; 

and no dividend payments.

3 .  I N TA N G I B L E   A S S E T S

Had  compensation  cost  for  options  granted  to  employees 

Intangible assets as of April 30, 2005 and May 1, 2004 consisted 

been recorded using the Black-Scholes option-pricing model, net 

of the following:

income and basic and diluted earnings per share for each of the 

(In thousands)

2005  

2004  

last  three  fiscal  years  would  have  been  reduced  on  a  pro  forma 

basis by less than $200,000 and $.01 per share. 

Use  of  Estimates  The  preparation  of  financial  statements  in 
conformity with generally accepted accounting principles requires 

management to make estimates and assumptions that affect the 

amounts reported in the financial statements and accompanying 

notes.  Although  these  estimates  are  based  on  management’s 

knowledge  of  current  events  and  anticipated  future  actions, 

actual results may vary from reported amounts.

2 .  P R O P E R T Y

Property  as  of  April  30,  2005  and  May  1,  2004  consisted  of  the 

Nonamortizable trademarks

  $  1,654  

  $  1,587 

Amortizable distribution rights and other

Less accumulated amortization

Net

Total—net

882

(597)

285  

882

(521)

361 

  $  1,939     $  1,948 

Amortization expense related to intangible assets was $83,000 

for fiscal 2005, $63,000 for fiscal 2004, and $59,000 for fiscal 2003.

4 .  AC C R U E D  L I A B I L I T I E S

Accrued liabilities as of April 30, 2005 and May 1, 2004 consisted 

following:

(In thousands)

Land

Buildings and improvements

Machinery and equipment

Total

Less accumulated depreciation

of the following:

(In thousands)

2005

2004  

Accrued compensation

$  10,187

$ 10,187

Accrued promotions

38,743

37,693

119,850  

  108,989 

168,780

156,869

(105,901)

(97,334)

Other accrued liabilities

Total

Property—net

  $  62,879  

  $ 59,535 

2005  

2004  

$  5,383

$  5,539

4,971

7,936 

5,490

7,772 

  $ 18,290    $ 18,801 

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5 .  D E B T

On  April  30,  2004,  the  Company  paid  a  special  “one-time” 

A subsidiary of the Company maintains unsecured revolving credit 

cash  dividend  of  $1.00  per  share  to  shareholders  of  record  on 

facilities  aggregating  $45  million  (the  “Credit  Facilities”)  with 

March 26, 2004, including holders of deferred shares and vested 

banks. The Credit Facilities expire through May 1, 2007 and bear 

stock options. 

interest  at  ½%  below  the  banks’  reference  rate  or  ¾%  above 

In  January  1998,  the  Board  of  Directors  authorized  the  pur-

LIBOR,  at  the  subsidiary’s  election.  At  April  30,  2005,  there  was 

chase of up to 800,000 shares of National Beverage common stock. 

no  outstanding  debt  under  the  Credit  Facilities  and  approxi-

In fiscal 2004 and 2003, we purchased  18,000  shares and 18,250 

mately $42 million was available for future borrowings. 

shares, respectively, which are classified as treasury stock. There 

The Credit Facilities require the subsidiary to maintain certain 

were  no  shares  purchased  in  fiscal  2005.  Aggregate  shares  pur-

financial  ratios  and  contain  other  restrictions,  none  of  which  are 

chased since January 1998 were 502,060.

expected to have a material impact on our operations or financial 

National  Beverage  is  a  party  to  a  management  agreement 

position. Significant financial ratios and restrictions include: fixed 

with Corporate Management Advisors, Inc. (“CMA”), a corporation 

charge coverage; net worth ratio; and limitations on incurrence of 

owned by the Company’s Chairman and Chief Executive Officer. 

debt. At April 30, 2005, we were in compliance with all loan cov-

Under the agreement, the employees of CMA provide our Com-

enants  and  approximately  $25  million  of  retained  earnings  were 

pany  with  corporate  finance,  strategic  planning,  business  devel-

restricted from distribution. 

6 .   C A PITA L  S TO CK  A N D  TR A NSAC TI O NS  W ITH  R EL ATE D  PA R TIE S

On March 22, 2004, the Company distributed a 100% stock divi-

dend to shareholders of record on March 8, 2004. As a result of 

the  stock  dividend,  approximately  $183,000,  representing  the  

par  value  of  the  shares  issued,  was  reclassified  from  additional 

paid-in capital to common stock. Average shares outstanding, 

stock option data and per share data presented in these financial 

opment  and  other  management  services  for  an  annual  base  fee 

equal  to  one  percent  of  consolidated  net  sales  plus  incentive 

compensation based on certain factors to be determined by the 

Compensation Committee of our Company’s Board of Directors. 

We incurred fees to CMA of $5.0 million for fiscal 2005, $5.1 million 

for fiscal 2004, and $5.0 million for fiscal 2003. No incentive com-

pensation has been incurred or approved under the management 

agreement  since  its  inception.  Included  in  accounts  payable  at 

April  30,  2005  and  May  1,  2004  were  amounts  due  CMA  of  $1.2 

statements  have  been  adjusted  retroactively  for  the  effects  of  

million and $1.3 million, respectively.

the stock dividend.

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notes to consolidated financial statements (continued)

7.  OT H E R  I N C O M E

Other income consisted of the following:

(In thousands)

Interest income

Loss on sale of assets, net

Gain on contract settlement

  2005  

2004

2003  

$  581

$ 

603

$ 

816

(15)

633 

(59)

— 

(110)

— 

Deferred  taxes  are  recorded  to  give  recognition  to  tempo-

rary differences between the tax bases of assets or liabilities and 

their  reported  amounts  in  the  financial  statements.  Valuation 

allowances  are  established  when  it  is  deemed,  more  likely  than 

not,  that  the  benefit  of  deferred  tax  assets  will  not  be  realized.  

Our  deferred  tax  assets  and  liabilities  as  of  April  30,  2005  and 

May 1, 2004 consisted of the following:

Total

  $ 1,199 

  $ 

544 

$ 

706 

(In thousands)

8 .  I N C O M E  TA X E S

The provision for income taxes consisted of the following:

Deferred tax assets:

  Accrued expenses and other

Inventory and amortizable assets

(In thousands)

Current

Deferred

Total

  2005  

2004

2003  

  Total deferred tax assets

$ 8,645

$ 11,265

$  8,163

891 

143 

2,709 

  $ 9,536 

  $ 11,408 

$ 10,872 

Deferred tax liabilities:

  Property

Intangibles and other

  Total deferred tax liabilities

2005  

2004

$  2,280

$  3,074

279 

388

2,559

3,462

16,492

14,861

266 

1,909

16,758 

16,770

The reconciliation of the statutory federal income tax rate to 

Net deferred tax liabilities

  $ 14,199 

  $ 13,308

our effective tax rate was as follows:

Statutory federal income tax rate

State income taxes, net of federal benefit

Other differences

  2005    2004  2003

35.0% 35.0% 35.0%

3.0

(1.9)

3.0

(.1)

2.9

.3 

Effective income tax rate

  36.1%   37.9% 38.2%

Current deferred tax assets—net

  $  1,759 

  $  1,622

Noncurrent deferred tax liabilities—net

  $ 15,958 

  $ 14,930

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9.  I N C E N T I V E  A N D  R E T I R E M E N T   P L A N S

options to purchase up to 100,000 shares of common stock to be 

The 1991 Omnibus Incentive Plan (the “Omnibus Plan”) provides 

for compensatory awards consisting of (i) stock options or stock 

awards  for  up  to  4,000,000  shares  of  common  stock,  (ii)  stock 

appreciation  rights,  dividend  equivalents,  other  stock-based 

awards in amounts up to 4,000,000 shares of common stock and 

(iii)  performance  awards  consisting  of  any  combination  of  the 

above. The Omnibus Plan is designed to provide an incentive to 

the  officers  (including  those  who  are  also  directors)  and  certain 

other key employees and consultants of our Company by making 

available to them an opportunity to acquire a proprietary interest 

or to increase such interest in National Beverage. The number of 

shares or options which may be issued under stock-based awards 

to  an  individual  is  limited  to  1,400,000  during  any  year.  Awards 

may  be  granted  for  no  cash  consideration  or  such  minimal  cash 

consideration as may be required by law. Options generally vest 

over a five-year period and expire after ten years.

Pursuant to a Special Stock Option Plan, National Beverage 

has  authorized  the  issuance  of  options  to  purchase  up  to  an 

aggregate of 1,500,000 shares of common stock. Options may be 

granted  for  such  consideration  as  determined  by  the  Board  of 

Directors.  National  Beverage  also  authorized  the  issuance  of 

issued at the direction of the Chairman.

The Key  Employee Equity Partnership Program  (“KEEP Pro-

gram”) provides for the granting of stock options to purchase up 

to  200,000  shares  of  common  stock  to  key  employees,  consul-

tants,  directors  and  officers  of  the  Company.  Participants  who 

purchase  shares  of  stock  in  the  open  market  receive  grants  of 

stock  options  equal  to  50%  of  the  number  of  shares  purchased, 

up to a maximum of 12,000 shares in any two-year period. Options 

under the KEEP Program are automatically forfeited in the event 

of  the  sale  of  shares  originally  acquired  by  the  participant.  The 

options are granted at an initial exercise price of 60% of the pur-

chase price paid for the shares acquired and reduces to the par 

value of the stock at the end of the six-year vesting period. The 

difference between the exercise price and the fair market value of 

the stock on date of grant is amortized over the vesting period.

The 1991 Stock Purchase Plan provides for the purchase of up 

to 1,280,000 shares of common stock by employees who (i) have 

been employed by our Company for at least two years, (ii) are not 

part-time  employees  and  (iii)  are  not  owners  of  five  percent  or 

more of National Beverage common stock. As of April 30, 2005, 

no shares have been issued under the plan.

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notes to consolidated financial statements (continued)

The following is a summary of stock option activity:

The following is a summary of stock options outstanding as 

2005

2004

2003

of April 30, 2005:

(Shares in thousands)

  Shares  Price(1) 

  Shares  Price(1)  Shares  Price(1)

(Shares in thousands)

Options Outstanding

  Options Exercisable

Outstanding at  

  beginning of year

1,033

$2.82

1,869

$2.17

1,993

$2.30

Range of
Exercise Price

Remaining
Life(1)

  Shares  

Exercise
Price(2)

  Shares  

Exercise
Price(2)

Options granted

Options exercised

Options canceled

Outstanding at  

  year-end

Exercisable at  

  year-end

Available for grant at  

15

(56)

(16)

4.61

2.60

2.99

15

(748)

(103)

5.33

1.14

2.19

1

(82)

(43)

4.21

1.48

2.33

976

2.81

1,033

2.82

1,869

2.17

$  .01–$1.91

$2.07–$2.84

$3.20–$3.69

$4.06–$6.82

4 years

5 years

7 years

9 years

7 years

235

388

185

168

976

$  .92

2.60

3.67

4.98

2.81

212

292

142

145

791

$  .92

2.53

3.69

4.94

2.75

(1) Reflects weighted average remaining contractual life.

791

$2.75

817

$2.74

1,629

$2.03

(2) Reflects weighted average exercise price.

  year-end

2,960

2,459

2,351

Weighted average  

fair value of  

  options granted

$6.01  

$5.37  

$4.59

(1) Reflects weighted average exercise price except where noted.

During fiscal 2005, 2004 and 2003, approximately $361,000, 

$1,160,000, and $171,000, respectively, of accrued compensation 

and tax benefits related to stock options exercised was credited 

to  additional  paid-in  capital.  In  addition,  tax  benefits  related  to 

cash  dividends  paid  to  holders  of  deferred  shares  and  vested 

stock  options  aggregating  $527,000  was  credited  to  additional 

paid-in capital in fiscal 2005. 

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The  Company  contributes  to  certain  pension  plans  under 

From time to time, we are a party to various litigation matters 

collective bargaining agreements based on hours worked and to 

arising in the ordinary course of business. In our opinion, the ulti-

a discretionary profit sharing plan, neither of which have any long-

mate disposition of such matters will not have a material adverse 

term  contractual  funding  requirements.  Contributions  were  $2.3 

effect on our consolidated financial position or results of operations.

million for fiscal 2005, $2.2 million for fiscal 2004, and $2.2 million 

for fiscal 2003.

11.  S U B S E Q U E N T   E V E N T S

10 .  C O M M I T M E N T S  A N D  C O N T I N G E N C I E S

In  June  2005,  we  received  approximately  $7.7  million  from  the 

settlement of our claim in a class action lawsuit known as “In re: High 

We  lease  buildings,  machinery  and  equipment  under  various 

Fructose Corn Syrup Antitrust Litigation Master File No. 95-1477 in 

non-cancelable  operating  lease  agreements  expiring  at  various 

the United States District Court for the Central District of Illinois.” 

dates  through  2012.  Certain  of  these  leases  contain  scheduled 

The lawsuit related to purchases of high fructose corn syrup made 

rent increases and/or renewal options. Contractual rent increases 

by  the  Company  and  others.  The  settlement  amount  was  allo-

are taken into account when calculating the minimum lease pay-

cated  to  each  class  action  recipient  based  on  the  proportion  of 

ment and recognized on a straight-line basis over the lease term. 

its purchases to total purchases by all class action recipients. The 

Rent expense under operating lease agreements totaled approx-

proceeds  less  certain  offsets  and  expenses  will  be  recorded  in 

imately $9,298,000 for fiscal 2005, $8,828,000 for fiscal 2004, and 

our  first  quarter  ended  July  30,  2005.  The  amount  received  to 

$8,934,000 for fiscal 2003.

date represents approximately 90% of the expected recovery and 

Our minimum lease payments under non-cancelable operat-

payment of the remaining balance is subject to final resolution of 

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ing leases as of April 30, 2005 are as follows:

all claims. 

(In thousands)

Fiscal 2006

Fiscal 2007

Fiscal 2008

Fiscal 2009

Fiscal 2010

Thereafter

Total minimum lease payments

$  4,866

2,720

1,608

1,024

287

225

$10,730

   
 
notes to consolidated financial statements (concluded)

12 .  Q UA R T E R LY  F I N A N C I A L  DATA   ( U N AU D I T E D )

(In thousands, except per share amounts)

  First Quarter  

  Second Quarter   Third Quarter   Fourth Quarter  

Fiscal 2005

Net sales

Gross profit

Net income

Net income per share—basic

Net income per share—diluted

Fiscal 2004

Net sales

Gross profit

Net income

Net income per share—basic

Net income per share—diluted

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$146,512

$124,858

$103,511

$120,691

48,337

8,856

$        .24

$        .23

39,482

4,120

$        .11

$        .11

32,542

586

$        .02

$        .02

35,005

3,324

$        .09

$        .09

$145,665

$129,373

$107,026

$129,997

48,628

8,450

$        .23

$        .22

42,342

4,021

$        .11

$        .11

35,164

1,356

$        .04

$        .04

42,611

4,864

$        .13

$        .13

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
report of independent registered certified public accounting firm

To the Board of Directors and

Shareholders of National Beverage Corp.:

In our opinion, the accompanying consolidated balance sheets and the related consolidated statements of income, shareholders’ equity 

and cash flows present fairly, in all material respects, the financial position of National Beverage Corp. and its subsidiaries at April 30, 

2005 and May 1, 2004, and the results of their operations and their cash flows for each of the three years in the period ended April 30, 

2005, in conformity with accounting principles generally accepted in the United States of America. These financial statements are the 

responsibility of the Company’s management. Our responsibility is to express an opinion on these financial statements based on our 

audits. We conducted our audits of these statements in accordance with standards of the Public Company Accounting Oversight Board 

(United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial 

statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and dis-

closures  in  the  financial  statements,  assessing  the  accounting  principles  used  and  significant  estimates  made  by  management,  and 

evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.

PricewaterhouseCoopers LLP

Fort Lauderdale, Florida

July 29, 2005

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market for registrant’s common equity, related stockholder matters and  
issuer purchases of equity securities

The  common  stock  of  National  Beverage  Corp.,  par  value  $.01  per  share,  (“the  Common  Stock”)  is  listed  on  the  American  Stock 

Exchange (“AMEX”) under the symbol “FIZ.” The following table shows the range of high and low sale prices per share of the Common 

Stock as reported by the AMEX for the fiscal quarters indicated:

First Quarter

Second Quarter

Third Quarter

Fourth Quarter

Fiscal 2005

Fiscal 2004

  High  

  Low  

  High  

Low

$ 10.29

$  9.30

$  9.89

$7.50

$7.74

$8.06

$  7.70

$  7.69

$  8.37

$6.75

$6.98

$7.43

  $  9.20 

  $7.00 

  $ 11.60 

$8.05

Excluding beneficial owners of our Common Stock whose securities are held in the names of various dealers and/or clearing agencies, 

there were approximately 800 shareholders of record at July 15, 2005, according to records maintained by our transfer agent.

On April 30, 2004, the Company paid a special “one-time” cash dividend of $1.00 per share. Currently, the Board of Directors has 

no plans to declare additional cash dividends. See Note 5 of Notes to Consolidated Financial Statements for certain restrictions on the 

payment of dividends.

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corporate data

D I R E C T O R S

Nick A. Caporella 
Chairman of the Board 
& Chief Executive Officer 
National Beverage Corp.

Joseph G. Caporella 
President 
National Beverage Corp.

Samuel C. Hathorn, Jr.* 
President 
Trendmaker  
  Development Co.

S. Lee Kling* 
Chairman of the Board 
The Kling Company

Joseph P. Klock, Jr., Esq.* 
Senior Partner 
Steel, Hector & Davis

*Member Audit Committee

C O R P O R AT E 
M A N AG E M E N T

Nick A. Caporella 
Chairman of the Board 
& Chief Executive Officer

Joseph G. Caporella 
President

Edward F. Knecht 
Executive Vice President— 
  Procurement

George R. Bracken 
Senior Vice President— 
  Finance

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Dean A. McCoy 
Senior Vice President & 
Chief Accounting Officer

Raymond J. Notarantonio 
Executive Director—IT

John S. Bartley 
Director—Internal Audit

Paul L. Barton
Director—Human Resources

Brent R. Bott 
Director—Consumer  
  Marketing

H. Don Hatcher 
Director—Insurance

Gregory J. Kwederis 
Director—Beverage Analyst

Lawrence P. Parent 
Director—Credit  
  Management

S U B S I D I A R Y 
M A N AG E M E N T

Edward F. Knecht 
President 
Shasta Sweetener Corp. 
PACO, Inc.

William R. Phillips 
President 
National BevPak

Sanford E. Salzberg 
President 
Shasta, Inc.

Michael J. Bahr 
Executive Vice President 
Shasta West, Inc.

Alan A. Chittaro 
Executive Vice President 
Faygo Beverages, Inc.

Alan D. Domzalski 
Executive Vice President 
Everfresh Beverages, Inc.

Brian M. Gaggin 
Executive Vice President 
National Retail Brands, Inc.

Charles A. Maier 
Executive Vice President 
Foodservice 
Shasta Sales, Inc.

Victor R. Nastasia
Executive Vice President
Sundance Beverage  
  Company

Michael J. Perez 
Executive Vice President 
Shasta Midwest, Inc.

Dennis L. Thompson 
Executive Vice President 
BevCo Sales, Inc.

John F. Hlebica 
Vice President 
Shasta Beverages  
International, Inc.

Worth B. Shuman, III 
Vice President 
Military Sales

Martin J. Rose 
General Manager 
Shasta Vending

S U B S I D I A R I E S

BevCo Sales, Inc.
Beverage Corporation  
International, Inc.

Big Shot Beverages, Inc. 
Everfresh Beverages, Inc.
Faygo Beverages, Inc.
Home Juice Corp.
National Retail Brands, Inc.
NewBevCo, Inc.
PACO, Inc.
Shasta Beverages, Inc.
Shasta Beverages  
International, Inc.

Shasta, Inc.
Shasta Midwest, Inc.
Shasta Northwest, Inc.
Shasta Sales, Inc.
Shasta Sweetener Corp.
Shasta West, Inc.
Sundance Beverage  
  Company

C O R P O R AT E  O F F I C E S

One North University Drive 
Fort Lauderdale, FL 33324 
954-581-0922

A N N UA L   M E E T I N G

The Annual Meeting of 
Shareholders will be held 
on Friday, September 30, 
2005 at 2:00 p.m. local  
time at the Hyatt Regency 
Orlando International 
Airport, 9300 Airport 
Boulevard, Orlando,  
FL 32827.

F I N A N C I A L  A N D   
O T H E R  I N F O R M AT I O N

Copies of National 
Beverage Corp.’s Annual 
Report, Annual Report  
on Form 10-K and supple-
mental quarterly financial 
data are available free of 
charge on our website or 
contact our Shareholder 
Relations department at 
the Company’s corporate 
address listed above or  
at 888-4-NBCFIZ.

Earnings and other financial 
results, corporate news and 
other Company information 
are available on National 
Beverage’s website at  
www.nationalbeverage.com.

S T O C K   E X C H A N G E 
L I S T I N G

Common Stock is listed on 
the American Stock 
Exchange—symbol FIZ.

T R A N S F E R  AG E N T  A N D 
R E G I S T R A R

Mellon Investor Services LLC 
P.O. Box 3315 
South Hackensack, NJ 
07606 
877-484-5045 
www.melloninvestor.com

I N D E P E N D E N T 
A U D I T O R S

PricewaterhouseCoopers LLP  
Ft. Lauderdale, FL

 
 
 
 
 
 
 
 
 
 
management’s discussion and analysis of financial condition and results of operations (continued)

NATIONAL BEVERAGE CORP.
ONE NORTH UNIVERSITY DRIVE, FORT LAUDERDALE, FLORIDA 33324

954-581-0922   WWW.NATIONALBEVERAGE.COM

ty

innovation and evolution...nutrients for profound opportuni

revolut

ion,

.when better is attainable                     revolution is the staircase to innovation                         

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                                                                        good is not enough.

a constant progressive change
ev•o•lu•tion

a radical and pervasive movement
rev•o•lu•tion

n atio n a l  b eve ra g e  co r p.

e v o l u t i o n

20 0 5  a n n u a l  re p o r t