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National Beverage Corp.

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FY2015 Annual Report · National Beverage Corp.
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NATIONAL BEVERAGE CORP.
2015 ANNUAL REPORT

“Imaginat ion is t he beginning 

of creat ion. You imagine 

what you desire, you will 

     what you imagine and, 

         at last, you create 

           what you will.”

                  George Bernard Shaw

“Those whose imagination . . . hastened the 
NATURALLY CREATIVE, DYNAMICALLY   
future, named      our civilization.”
INNOVATIVE AND . . . MINDSET!

FUELING MOMENTUM . . .

Each time I come to this breeding place of 
creativity, with its seagulls, rising tides and 
aromas of seaweed and brine, time passage 
seems to ease the mind into peaceful reflections.  
But, the truth be told, no one in challenge 
mode ever masterfully succeeds unless both 
adrenaline glands are in high gear!  Certainly, 
that is as absolute as the spirit from which all 
things are passionately ignited – here at 
National Beverage. 

Our Company is in a stage of metamorphic 
transition, evolving while creating momentum.  
This particular report will reflect and portray 
some of that evolution showcasing brand 
transformation.  Ultimately, this evolution will 
generate our true value while significantly 
improving the health of our society!  What a 
gratifying bouquet of goodness for everyone . . . 
Team National, our healthy consumers and 
healthy shareholders.

From the beginning of time, public companies 
were judged by their ability to make money; 
today that is changing.  We at National 
Beverage began to write in our earnings 
releases, eons ago, that we wanted to be 
judged differently, but quarterly earnings’ 
protocol – leveraged sounder strategies.  It 
takes years to research and develop; with costs 
having to be reflected immediately.  Some of 
these regulations must advance . . . as well.  

“Imaginat ion is t he beginning 

of creat ion. You imagine 

what you desire, you will 

Today our Company has more aggressively taken 
the position to positively affect our consumer, 
our industry, the health of our society and, yes, 
certainly our devoted shareholders.  If every 
reader was thoroughly informed, our size would 
be viewed as a superior advantage at this time 
in our industry.  Why?  Because opportunity 
does not use a timepiece – its control is oriented 
to conditions and circumstances.  So, vision  
and gut instincts far surpass the clock for us 
opportunity seekers.  There is an atom at the 
core of this Company; its essence and function  
is creativity – all forms!  What neons that 
difference is – that atom has been confirmed 
by the culmination of distinctive innovation.  
Operationally, we are on course to effectuate  
a change in our industry as no other company 
can . . . and our ‘new mindset’ more than 
amplifies our ability to profoundly change the 
health of America!  What an incredible side 
effect!  National Beverage and that beautiful 
butterfly on this cover have a more exciting life 
as a result of this evolution . . . 

     what you imagine and, 

         at last, you create 

           what you will.”

                  George Bernard Shaw

FY2016 is our ‘break-out’ year.  Each and every 
month, momentum is fueled through innovation, 
magnifying distribution, controlled launching of 
theme extensions, healthier beverages and the 
luring into our fold . . . ‘cola converts’ – an 
immeasurable segment of the soft-drink industry.

Quite paradoxically and extremely advantageous, 
there are several conditions aligning!  America 
is aging and that is giving rise to health costs.  
This is provoking our society to seek better 
lifestyles and become more health conscious, 
thus driving the demand for healthier beverages.  

Our Company, with its healthier brands, has  
a timing advantage plus a creative and 
innovative edge.  The large beverage and 
snack food companies are so labored with  
their unyielding, bureaucratic calories that  
our agility and speed to market with LaCroix, 
Shasta sparkling waters and Everfresh juice 
products – give National Beverage an 
additional advantage.  

As a Company, we are reminded of our 
‘mindset’ and the accompanying abilities 
necessary to fulfill our leadership role in the 
health and wellness segment.  LaCroix, with  
its theme concept and Shasta’s famous flavors 
(now in 0-calorie, 0-sweetener, 0-sodium and 
wholesome-as-ever tasting sparkling waters)  
are dynamically stimulating the marketplace.  
We have worked extremely hard to create  
this place of segment leadership.  

Just believe . . . if we, who produce for 
‘stomachs’, are conscious enough while 
conscience-guided to use our billboards and 
factories to give wholesome choices . . . isn’t  
that our patriotic purpose?  I know so . . .

“Operationally sound; Strategically near 
perfect,” our major shareholder was quoted 
speaking to an industry reporter recently.  “Is  
it true” he was asked “that within National is  
a billion-dollar brand?”  Professional as ever,  
he was heard to say: “As a well-seasoned 
corporate operator, covering nearly a half 
century and respecting the unspoken code 
within which public companies are governed . . .  

“Imaginat ion is t he beginning 

I recently read a couple of articles about 
National Beverage Corp., one by Bloomberg 
and the other by Seeking Alpha.  Both articles 
were clearly well written; they express the 
authors’ opinions on value that I should not –  
and I suggest you read them,” he responded.

of creat ion. You imagine 

what you desire, you will 

The last stage of a butterfly’s metamorphosis is 
to fly those beautiful wings.  As you can see by 
our cover . . . we are in sync with that all-natural 
butterfly.

     what you imagine and, 

So, thank you dear friend; first for your trust and, 
next – certainly a big hug for these joyous 
feelings of loyalty that your gracious purchase  
or investment conveys . . .

         at last, you create 

           what you will.”

Nick A. Caporella 
Chairman and Chief Executive Officer

                  George Bernard Shaw

P.S. 

 There is one other mystery to our 
creativity that no one will ever be  
able to duplicate – the ability to insert  
into our packaging a command . . .

 ‘Jump into the cart or hands of the  
first consumer you see!’

 
“Those whose imagination . . . hastened the 
future, named      our civilization.”

Evolution . . .

‘Innocent’
No More Ordinary . . .

  0-Calorie
  0-Sweetener

  0-Sodium
. . . Tomorrow Is Now!

6

NATIONAL BEVERAGE CORP.

‘Sparkling  Collectibles’
Galler y  of  FIZZ

2015 ANNUAL REPORT

7

A Unique Mind Lives Here . . .
  Gloriously Inventive Too!

Joy – Fun – Novel

  Rich in Flavor Always

Tender – Refreshing, YES!

Full of Laughter and Oh So Good

. . . Taste Our Smiles!

8

NATIONAL BEVERAGE CORP.

 
 
 
 
 
 
 
Imagination’s  Vision  .  .  .
Then  Ar t  Happens!

2015 ANNUAL REPORT

9

 
Courage To 

Innovate . . .

Cúrate Means . . .

‘Cure yourself’ 

  with its Beauty.  

Treat yourself 

  with its Joy. 

Cherish your health 
  with its – Innocence!

. . . Taste The Promise!

10 NATIONAL BEVERAGE CORP.

 
The  Ar t  of  Work  .  .  .

  A  Work  of  Ar t!

‘THE ORIGINAL CÚRATE FAMILY’

2015 ANNUAL REPORT

11

 
12 NATIONAL BEVERAGE CORP.

Precious Transparency

Petitions Respect . . .

“ To develop a complete mind: 

Study the science of art; 

Study the art of science. 

Learn how to see. 

Realize that everything connects – 

to everything else.

”

Leonardo da Vinci

 
 
SELECTED FINANCIAL DATA

(In thousands, except per share and footnote amounts)

SUMMARY OF OPERATIONS:
Net sales
Cost of sales

Gross profit
Selling, general and administrative expenses
Interest expense
Other (income) expense—net

Income before income taxes
Provision for income taxes

Net income

PER SHARE DATA:
Basic earnings per common share(1)
Diluted earnings per common share(1)
Closing stock price
Dividends paid on common stock(2)

BALANCE SHEET DATA:
Cash and equivalents(2)
Working capital(2)
Property, plant and equipment—net
Total assets(2)
Long-term debt
Deferred income tax liability
Shareholders’ equity(2)
Dividends paid on common stock(2)

Fiscal Year Ended

May 2, 
2015

May 3, 
2014(3)

April 27, 
2013

April 28, 
2012

April 30, 
2011

$ 645,825
426,685

$ 641,135
423,480

$ 662,007
444,757

$ 628,886
415,629

$ 600,193
381,539

219,140
145,157
371
(1,101)

74,713
25,402

217,655
153,220
660
666

63,109
19,474

217,250
146,223
403
173

70,451
23,531

213,257
146,169
107
85

66,896
22,903

218,654
155,885
99
20

62,650
21,896

$  49,311

$  43,635

$  46,920

$  43,993

$  40,754

$ 

1.06
1.05
22.42
—

$ 

.93
.92
19.21
—

$ 

1.01
1.01
14.57
2.55

$ 

.95
.95
14.68
—

$ 

.88
.88
13.92
2.30

$  52,456
101,478
60,182
247,750
10,000
15,245
147,782
—

$  29,932
78,618
59,494
222,841
30,000
13,873
106,201

$  18,267
67,504
57,307
208,642
50,000
14,327
70,316
— 118,139

$  35,626
69,818
56,729
222,988
—
14,214
121,636

$  7,372
30,930
55,337
182,810
—
14,548
80,336
— 106,314

(1)  Basic earnings per common share is computed by dividing earnings available to common shareholders by the weighted average number 

of common shares outstanding. Diluted earnings per common share includes the dilutive effect of stock options.

(2)  The  Company  paid  special  cash  dividends  on  Common  Stock  of  $118.1  million  ($2.55  per  share)  on  December  27,  2012  and  $106.3 

million ($2.30 per share) on February 14, 2011.

(3)  Fiscal 2014 consisted of 53 weeks.

14 NATIONAL BEVERAGE CORP.

MANAGEMENT’S DISCUSSION AND ANALYSIS OF   
FINANCIAL CONDITION AND RESULTS OF OPERATIONS

OVERVIEW

We  consider  ourselves  to  be  a  leader  in  the 

National Beverage Corp. is an acknowledged leader in 

development  and  sale  of  flavored  beverage  products. 

the  development,  manufacturing,  marketing  and  sale 

The National Beverage Corp. brand portfolio contains 

of  a  diverse  portfolio  of  flavored  beverage  products. 

a wide variety of beverages to meet consumer needs 

Our primary market focus is the United States, but our 

in  a  multitude  of  market  segments.  Our  portfolio  of 

products  are  also  distributed  in  Canada,  Mexico,  the 

Power+  Brands  is  targeted  to  consumers  seeking 

Caribbean,  Latin  America,  the  Pacific  Rim,  Asia  and 

healthier  and  functional  alternatives  to  complement 

Europe.  A  holding  company  for  various  operating 

their  active  lifestyles,  and  includes  LaCroix®,  LaCroix 

subsidiaries, National Beverage Corp. was incorporated 

Cúrate™  and  LaCroix  NiCola™  sparkling  water 

in  Delaware  in  1985  and  began  trading  as  a  public 

products;  Rip  It®  energy  drinks  and  shots;  and 

company on the NASDAQ Stock Market in 1991. In this 

Everfresh®  and  Everfresh  Premier  Varietals™,  100% 

report,  the  terms  “we,”  “us,”  “our,”  “Company”  and 

juice  and  juice-based  products.  Our  carbonated  

“National  Beverage”  mean  National  Beverage  Corp. 

soft  drink  flavor  development  spans  more  than  125 

and its subsidiaries unless indicated otherwise.

years  originating  with  our  flagship  brands,  Shasta®  

Our brands consist of (i) beverages geared toward 

and Faygo®.

the  active  and  health-conscious  consumer  (“Power+ 

Our  strategy  emphasizes  the  growth  of  our 

Brands”), including sparkling waters, energy drinks and 

products  by  (i)  expanding  our  focus  on  healthier  and 

shots,  juices,  and  enhanced  beverages,  and  (ii) 

functional  beverages  tailored  toward  healthy,  active 

Carbonated Soft Drinks in a variety of flavors including 

lifestyles, (ii) offering a beverage portfolio of proprietary 

regular,  sugar-free  and  reduced-calorie  options.  In 

flavors  with  distinctive  packaging  and  broad 

addition,  we  produce  soft  drinks  for  certain  retailers 

demographic  appeal,  (iii)  supporting  the  franchise 

(“Allied  Brands”)  that  endorse  the  “Strategic  Alliance” 

value of regional brands, (iv) appealing to the “quality-

concept  of  having  our  brands  and  Allied  Brands 

value”  expectations  of  the  family  consumer,  and  (v) 

marketed  to  effectuate  enhanced  growth  of  both.  

responding  to  demographic  trends  by  developing 

We  employ  a  philosophy  that  emphasizes  vertical 

innovative products designed to expand distribution.

integration;  our  manufacturing  model  integrates  the 

The  majority  of  our  sales  are  seasonal  with  the 

procurement  of  raw  materials  and  production  of 

highest  volume  typically  realized  during  the  summer 

concentrates with the manufacture of finished products 

months.  As  a  result,  our  operating  results  from  one 

in  our  twelve  manufacturing  facilities.  To  service  a 

fiscal  quarter  to  the  next  may  not  be  comparable. 

diverse customer base that includes numerous national 

Additionally,  our  operating  results  are  affected  by 

retailers  as  well  as  thousands  of  smaller  “up-and-

numerous  factors,  including  fluctuations  in  the  costs  

down-the-street”  accounts,  we  have  developed  a 

of  raw  materials,  changes  in  consumer  preference  

hybrid  distribution  system  that  promotes  and  utilizes 

for  beverage  products,  competitive  pricing  in  the 

customer warehouse distribution facilities and our own 

marketplace and weather conditions.

direct-store  delivery  fleet  plus  the  direct-store  delivery 

systems of independent distributors and wholesalers.

2015 ANNUAL REPORT

15

MANAGEMENT’S DISCUSSION AND ANALYSIS OF   
FINANCIAL CONDITION AND RESULTS OF OPERATIONS  (CONTINUED)

RESULTS OF OPERATIONS

Net  Sales  Net  sales  for  the  fiscal  year  ended  May  2, 

2015 (“Fiscal 2015”) increased .7% to $645.8 million as 

compared  to  $641.1  million  for  the  fiscal  year  ended 

May 3, 2014 (“Fiscal 2014”). The higher sales resulted 

from a 1.1% increase in case volume partially offset by 

a  .4%  decline  in  average  selling  price  per  unit.  The 

Shipping and handling costs are included in selling, 

general and administrative expenses, the classification 

of which is consistent with many beverage companies. 

However, our gross margin may not be comparable to 

companies that include shipping and handling costs in 

cost  of  sales.  See  Note  1  of  Notes  to  Consolidated 

Financial Statements.

increase  in  case  volume  reflects  a  2.9%  increase  

Selling,  General  and  Administrative  Expenses 

in  branded  volume,  including  a  15.3%  case  volume 

Selling,  general  and  administrative  expenses  were 

growth  for  our  Power+  Brands,  partially  offset  by  a 

$145.2  million  or  22.5%  of  net  sales  for  Fiscal  2015 

decline in Allied Brands. The decline in selling price per 

compared  to  $153.2  million  or  23.9%  of  net  sales  for 

unit is related to changes in product mix.

Fiscal 2014. Fiscal 2015 expenses reflect lower selling 

Net  sales  for  the  fiscal  year  ended  May  3,  2014 

and marketing costs.

decreased  3.2%  to  $641.1  million  as  compared  to 

Selling, general and administrative expenses were 

$662.0  million  for  the  fiscal  year  ended  April  27,  2013 

$153.2  million  or  23.9%  of  net  sales  for  Fiscal  2014 

(“Fiscal  2013”).  The  lower  sales  resulted  from  a  7.5% 

compared  to  $146.2  million  or  22.1%  of  net  sales  for 

volume  decline  in  Carbonated  Soft  Drinks,  principally 

Fiscal 2013. Fiscal 2014 expenses reflect higher selling 

due  to  extended  periods  of  unfavorable  weather 

and  marketing  costs,  primarily  due  to  increased 

conditions  and  industry-wide  consumption  decline. 

advertising expenses.

This volume decline was partially offset by case volume 

growth  of  8.2%  for  our  Power+  Brands.  Average  net 

selling price per case was approximately the same for 

both years.

Interest  Expense  and  Other  (Income)  Expense—

Net  Interest  expense  is  comprised  of  interest  on 

borrowings  and  fees  related  to  maintaining  lines  of 

credit.  The  Company  paid  a  special  cash  dividend  of 

Gross  Profit  Gross  profit  approximated  33.9%  of  net 

$118.1 million ($2.55 per common share) on December 

sales  for  Fiscal  2015  and  Fiscal  2014.  Cost  of  sales  

27, 2012 from available cash and borrowings under our 

per  unit  declined  .3%  primarily  due  to  product  mix 

credit  facilities.  Due  to  repayments  on  borrowings, 

changes.

interest expense decreased to $371,000 in Fiscal 2015 

Gross  profit  was  33.9%  of  net  sales  for  Fiscal 

from  $660,000  in  Fiscal  2014  and  $403,000  in  Fiscal 

2014,  which  represents  a  1.1%  margin  improvement 

2013.  Other  expense  is  net  of  interest  income  of 

compared  to  Fiscal  2013.  The  gross  margin 

$30,000  for  Fiscal  2015,  $15,000  for  Fiscal  2014  and 

improvement is primarily due to favorable product mix 

$37,000 for Fiscal 2013. The change in interest income 

changes  and  lower  raw  material  costs.  Cost  of  sales 

for  Fiscal  2015,  Fiscal  2014  and  Fiscal  2013  is  due  to 

decreased 1.7% on a per case basis.

changes  in  average  invested  balances.  Other  income 

for  Fiscal  2015  includes  a  $1.3  million  gain  on  sale  

of property.

16 NATIONAL BEVERAGE CORP.

Income Taxes Our effective tax rate was approximately 

Preferred, representing 50% of the amount outstanding, 

34%  for  Fiscal  2015,  30.9%  for  Fiscal  2014  and  

for  an  aggregate  price  of  $6  million.  See  Note  5  of 

33.4%  for  Fiscal  2013.  The  difference  between  the 

Notes to Consolidated Financial Statements.

effective rate and the federal statutory rate of 35% was 

The  Company  paid  special  cash  dividends  on 

primarily  due  to  the  effects  of  state  income  taxes,  

common  stock  of  $118.1  million  ($2.55  per  share)  on 

the  manufacturing  deduction  and,  for  Fiscal  2014, 

December 27, 2012.

adjustment of unrecognized tax benefits related to the 

Pursuant to a management agreement, we incurred 

resolution  of  certain  open  tax  years.  See  Note  7  of 

a fee to Corporate Management Advisors, Inc. (“CMA”) 

Notes to Consolidated Financial Statements.

of  $6.5  million  for  Fiscal  2015,  $6.4  million  for  Fiscal 

2014  and  $6.6  million  for  Fiscal  2013.  At  May  2,  

LIQUIDIT Y AND FINANCIAL CONDITION

2015,  management  fees  payable  to  CMA  were  $1.6 

Liquidity  and  Capital  Resources  Our  principal 

source  of  funds  is  cash  generated  from  operations  

million. See Note 5 of Notes to Consolidated Financial 

Statements.

and borrowings available under our credit facilities. At 

Cash  Flows  During  Fiscal  2015,  $58.0  million  was 

May  2,  2015,  we  maintained  $100  million  unsecured 

provided by operating activities, $9.7 million was used 

revolving  credit  facilities,  of  which  $10  million  of 

in  investing  activities  and  $25.8  million  was  used  in 

borrowings  were  outstanding  and  $2.2  million  were 

financing  activities.  Cash  provided  by  operating 

reserved  for  standby  letters  of  credit.  We  believe  that 

activities  increased  $5.6  million  primarily  due  to 

existing  capital  resources  will  be  sufficient  to  meet  

increased  earnings.  Cash  used  in  investing  activities 

our  liquidity  and  capital  requirements  for  the  next 

decreased  $2.3  million  reflecting  lower  capital 

twelve  months.  See  Note  4  of  Notes  to  Consolidated 

expenditures  and  proceeds  of  $1.9  million  from  the 

Financial Statements.

sale of property. Cash used in financing activities was 

We continually evaluate capital projects to expand 

$25.8 million which included a $6 million redemption of 

our production capacity, enhance packaging capabilities 

preferred stock and $20 million in principal repayments 

or  improve  efficiencies  at  our  manufacturing  facilities. 

under credit facilities.

Expenditures  for  property,  plant  and  equipment 

During Fiscal 2014, $52.4 million was provided by 

amounted to $11.6 million for Fiscal 2015. There were 

operating activities, $12.1 million was used in investing 

no  material  capital  expenditure  commitments  at  

activities  and  $28.7  million  was  used  in  financing 

May 2, 2015.

activities.  Cash  provided  by  operating  activities 

On January 25, 2013, the Company sold 400,000 

increased  $12.1  million  primarily  due  to  changes  in 

shares of Special Series D Preferred Stock (“Series D 

working  capital.  Cash  used  in  investing  activities 

Preferred”),  par  value  $1  per  share  for  an  aggregate 

increased  $2.4  million  reflecting  higher  capital 

purchase  price  of  $20  million.  On  May  2,  2014,  the 

expenditures  in  Fiscal  2014.  Cash  used  in  financing 

Company  redeemed  160,000  shares  of  Series  D 

activities  was  $28.7  million  reflecting  an  $8  million 

Preferred, representing 40% of the amount outstanding, 

redemption  of  preferred  stock  and  $20  million  in 

for an aggregate price of $8 million. On August 1, 2014, 

principal repayments under credit facilities.

The  Company  redeemed  120,000  shares  of  Series  D 

2015 ANNUAL REPORT

17

MANAGEMENT’S DISCUSSION AND ANALYSIS OF   
FINANCIAL CONDITION AND RESULTS OF OPERATIONS  (CONTINUED)

Financial  Position  During  Fiscal  2015,  our  working 

During  Fiscal  2014,  our  working  capital  increased 

capital  increased  $22.9  million  to  $101.5  million 

$11.1  million  to  $78.6  million  primarily  due  to  cash 

primarily  due  to  cash  generated  from  operating 

generated  from  operating  activities.  Trade  receivables 

activities. Trade receivables increased $1.7 million due 

decreased $5.9 million due to lower sales activity and 

to  higher  sales  activity  and  days  sales  outstanding 

days  sales  outstanding  remain  unchanged  at  34.7 

improved  from  34.7  days  to  33.1  days.  Inventories 

days.  Inventories  increased  $4.7  million  primarily  due 

decreased  $1.0  million  and  annual  inventory  turns 

to  higher  quantities  related  to  new  products  and  to 

improved from 9.4 to 10.2 times. At  May 2, 2015, the 

support  more  frequent  customer  promotions.  At  May 

current ratio was 2.5 to 1 as compared to 2.2 to 1 at 

3,  2014,  the  current  ratio  was  2.2  to  1  as  compared  

May 3, 2014.

to 2.1 to 1 at April 27, 2013.

CONTRACTUAL OBLIGATIONS

Contractual obligations at May 2, 2015 are payable as follows:

(In thousands)

Long-term debt
Operating leases
Purchase commitments

Total

Total

$10,000
22,194
53,990

Less Than  
1 Year

1 to 3 
Years

3 to 5 
Years

More Than 
5 Years

$         — $10,000
8,409
—

5,399
53,990

$  —
5,980
—

$       —
2,406
—

$86,184

$59,389

$18,409

$ 5,980

$2,406

As  of  May  2,  2015,  we  guaranteed  the  residual 

claims  and  estimated  incurred  but  not  reported  

value  of  certain  leased  equipment  in  the  amount  of 

claims not otherwise covered by insurance, based on 

$4.9  million.  If  the  proceeds  from  the  sale  of  such 

actuarial assumptions and historical claims experience. 

equipment  are  less  than  the  balance  required  by  the 

Since  the  timing  and  amount  of  claim  payments  vary 

lease when the lease terminates on August 1, 2017, the 

significantly,  we  are  not  able  to  reasonably  estimate 

Company shall be required to pay the difference up to 

future  payments  for  specific  periods  and  therefore 

such  guaranteed  amount.  The  Company  expects  to 

have  not  been  included  in  the  table  above.  Standby 

have no loss on such guarantee.

letters  of  credit  aggregating  $2.2  million  have  been 

We  contribute  to  certain  pension  plans  under 

issued in connection with our self-insurance programs. 

collective bargaining agreements and to a discretionary 

These  standby  letters  of  credit  expire  through  March 

profit sharing plan. Total contributions were $2.7 million 

2016 and are expected to be renewed.

for  Fiscal  2015,  $2.7  million  for  Fiscal  2014  and  $2.6 

million  for  Fiscal  2013.  See  Note  9  of  Notes  to 

OFF-BALANCE SHEET ARRANGEMENTS

Consolidated Financial Statements.

We  do  not  have  any  off-balance  sheet  arrangements 

We maintain self-insured and deductible programs 

that have, or are reasonably likely to have, a current or 

for certain liability, medical and workers’ compensation 

future material effect on our financial condition.

exposures.  Other  long-term  liabilities  include  known  

18 NATIONAL BEVERAGE CORP.

CRITICAL ACCOUNTING POLICIES

impairment  annually  or  sooner  if  we  believe  such 

The  preparation  of  financial  statements  in  conformity 

assets  may  be  impaired.  An  impairment  loss  is 

with generally accepted accounting principles requires 

recognized if the carrying amount or, for goodwill, the 

management to make estimates and assumptions that 

carrying amount of its reporting unit, is greater than its 

affect the amounts reported in the financial statements 

fair value.

and  accompanying  notes.  Although  these  estimates 

are  based  on  management’s  knowledge  of  current 

events and actions it may undertake in the future, they 

may  ultimately  differ  from  actual  results.  We  believe 

that  the  critical  accounting  policies  described  in  the 

following  paragraphs  comprise  the  most  significant 

estimates and assumptions used in the preparation of 

our  consolidated  financial  statements.  For  these 

policies,  we  caution  that  future  events  rarely  develop 

exactly  as  estimated  and  the  best  estimates  routinely 

require adjustment.

Credit Risk We sell products to a variety of customers 

and  extend  credit  based  on  an  evaluation  of  each 

customer’s  financial  condition,  generally  without 

requiring collateral. Exposure to credit losses varies by 

customer  principally  due  to  the  financial  condition  of 

each  customer.  We  monitor  our  exposure  to  credit 

Income Taxes Our effective income tax rate is based 

on estimates of taxes which will ultimately be payable. 

Deferred  taxes  are  recorded  to  give  recognition  to 

temporary differences between the tax bases of assets 

or liabilities and their reported amounts in the financial 

statements.  Valuation  allowances  are  established  to 

reduce  the  carrying  amounts  of  deferred  tax  assets 

when it is deemed, more likely than not, that the benefit 

of deferred tax assets will not be realized.

Insurance  Programs  We  maintain  self-insured  and 

deductible  programs  for  certain  liability,  medical  and 

workers’  compensation  exposures.  Accordingly,  we 

accrue  for  known  claims  and  estimated  incurred  but 

not reported claims not otherwise covered by insurance 

based  on  actuarial  assumptions  and  historical  claims 

experience.

losses and maintain allowances for anticipated losses 

Sales  Incentives  We  offer  various  sales  incentive 

based  on  specific  customer  circumstances,  credit 

arrangements to our customers that require customer 

conditions and historical write-offs.

Impairment  of  Long-Lived  Assets  All  long-lived 

assets,  excluding  goodwill  and  intangible  assets  not 

subject  to  amortization,  are  evaluated  for  impairment 

on  the  basis  of  undiscounted  cash  flows  whenever 

events  or  changes  in  circumstances  indicate  that  the 

carrying  amount  of  an  asset  may  not  be  recoverable. 

An impaired asset is written down to its estimated fair 

market  value  based  on  the  best  information  available. 

Estimated  fair  market  value  is  generally  measured  by 

discounting future cash flows. Goodwill and intangible 

assets  not  subject  to  amortization  are  evaluated  for 

performance  or  achievement  of  certain  sales  volume 

targets.  When  the  incentive  is  paid  in  advance,  we 

amortize the amount paid over the period of benefit or 

contractual  sales  volume;  otherwise,  we  accrue  the 

expected amount to be paid over the period of benefit 

or  expected  sales  volume.  The  recognition  of  these 

incentives  involves  the  use  of  judgment  related  to 

performance  and  sales  volume  estimates  that  are 

made based on historical experience and other factors. 

Sales  incentives  are  accounted  for  as  a  reduction  of 

sales and actual amounts ultimately realized may vary 

from accrued amounts.

2015 ANNUAL REPORT

19

MANAGEMENT’S DISCUSSION AND ANALYSIS OF   
FINANCIAL CONDITION AND RESULTS OF OPERATIONS  (CONTINUED)

FORWARD-LOOKING STATEMENTS

and other reports to our stockholders. We disclaim an 

National  Beverage  and  its  representatives  may  make 

obligation  to  update  any  such  factors  or  to  publicly 

written  or  oral  statements  relating  to  future  events  or 

announce  the  results  of  any  revisions  to  any  forward-

results  relative  to  our  financial,  operational  and 

looking  statements  contained  herein  to  reflect  future 

business  performance,  achievements,  objectives  and 

events or developments.

strategies.  These  statements  are  “forward-looking” 

within  the  meaning  of  the  Private  Securities  Litigation 

Reform Act of 1995 and include statements contained 

in  this  report  and  other  filings  with  the  Securities  

and  Exchange  Commission  and  in  reports  to  our 

stockholders.  Certain  statements  including,  without 

limitation,  statements  containing  the  words  “believes,” 

“anticipates,”  “intends,”  “plans,”  “expects,”  and 

“estimates”  constitute  “forward-looking  statements” 

and  involve  known  and  unknown  risk,  uncertainties 

and  other  factors  that  may  cause  the  actual  results, 

performance  or  achievements  of  our  Company  to  be 

materially different from any future results, performance 

or  achievements  expressed  or  implied  by  such 

forward-looking statements. Such factors include, but 

are not limited to, the following: general economic and 

business  conditions,  pricing  of  competitive  products, 

QUANTITATIVE AND QUALITATIVE 
DISCLOSURES ABOUT MARKET RISK

Commodities  We  purchase  various  raw  materials, 

including  aluminum  cans,  plastic  bottles,  high  

fructose  corn  syrup,  corrugated  packaging  and  juice 

concentrates,  the  prices  of  which  fluctuate  based  on 

commodity  market  conditions.  Our  ability  to  recover 

increased costs through higher pricing may be limited 

by  the  competitive  environment  in  which  we  operate. 

At times, we manage our exposure to this risk through 

the  use  of  supplier  pricing  agreements  that  enable  

us  to  establish  the  purchase  prices  for  certain 

commodities.  Additionally,  we  use  derivative  financial 

instruments  to  partially  mitigate  our  exposure  to 

changes in certain raw material costs.

success  in  acquiring  other  beverage  businesses, 

Interest Rates At May 2, 2015, the Company had $10 

success  of  new  product  and  flavor  introductions, 

million  in  borrowings  outstanding  under  its  credit 

fluctuations  in  the  costs  of  raw  materials  and  

facilities with a weighted average interest rate of 1.0%. 

packaging supplies, ability to pass along cost increases 

Interest  rate  hedging  products  are  not  currently  used 

to  our  customers,  labor  strikes  or  work  stoppages  or 

to mitigate risk from interest fluctuations. If the interest 

other  interruptions  in  the  employment  of  labor, 

rate on our debt changed by 100 basis points (1%), our 

continued retailer support for our products, changes in 

interest  expense  for  Fiscal  2015  would  have  changed 

consumer  preferences  and  our  success  in  creating 

by approximately $200,000.

products  geared  toward  consumers’  tastes,  success 

in  implementing  business  strategies,  changes  in 

business  strategy  or  development  plans,  government 

regulations,  taxes  or  fees  imposed  on  the  sale  of  our 

products,  unseasonably  cold,  wet  weather  conditions 

or droughts and other factors referenced in this report, 

filings  with  the  Securities  and  Exchange  Commission 

20 NATIONAL BEVERAGE CORP.

CONSOLIDATED BALANCE SHEETS

(In thousands, except share data)

ASSETS
Current assets:
  Cash and equivalents
  Trade receivables—net

Inventories

  Deferred income taxes—net
  Prepaid and other assets

  Total current assets
Property, plant and equipment—net
Goodwill
Intangible assets
Other assets

Total assets

LIABILITIES AND SHAREHOLDERS’ EQUITY
Current liabilities:
  Accounts payable
  Accrued liabilities

Income taxes payable

  Total current liabilities
Long-term debt
Deferred income taxes—net
Other liabilities
Shareholders’ equity:
  Preferred stock, $1 par value—1,000,000 shares authorized

  Series C—150,000 shares issued

 Series D—120,000 shares (2015) and 240,000 shares (2014) issued, 
  aggregate liquidation preference of $6,000 (2015) and $12,000 (2014)

  Common stock, $.01 par value—75,000,000 shares authorized;
  50,418,019 shares (2015) and 50,367,799 shares (2014) issued

Additional paid-in capital
Retained earnings
Accumulated other comprehensive loss
Treasury stock—at cost:

  Series C preferred stock—150,000 shares
  Common stock—4,032,784 shares

  Total shareholders’ equity

Total liabilities and shareholders’ equity

See accompanying Notes to Consolidated Financial Statements.

May 2, 
2015

May 3, 
2014

$  52,456
59,951
42,924
4,348
8,050

167,729
60,182
13,145
1,615
5,079

$  29,932
58,205
43,914
2,685
8,405

143,141
59,494
13,145
1,615
5,446

$ 247,750

$ 222,841

$  44,896
21,257
98

$  45,606
18,873
44

66,251
10,000
15,245
8,472

64,523
30,000
13,873
8,244

150

120

150

240

504
37,759
129,773
(2,524)

504
42,775
80,737
(205)

(5,100)
(12,900)

(5,100)
(12,900)

147,782

106,201

$ 247,750

$ 222,841

2015 ANNUAL REPORT

21

 
 
 
 
 
 
 
 
CONSOLIDATED STATEMENTS OF INCOME

(In thousands, except per share amounts)

Net sales
Cost of sales

Gross profit
Selling, general and administrative expenses
Interest expense
Other (income) expense—net

Income before income taxes
Provision for income taxes

Net income
Less preferred dividends and accretion

Fiscal Year Ended

May 2, 
2015

May 3, 
2014

April 27, 
2013

$ 645,825
426,685

$ 641,135
423,480

$ 662,007
444,757

219,140
145,157
371
(1,101)

74,713
25,402

49,311
(275)

217,655
153,220
660
666

63,109
19,474

43,635
(726)

217,250
146,223
403
173

70,451
23,531

46,920
(153)

Earnings available to common shareholders

$  49,036

$  42,909

$  46,767

Earnings per common share:
  Basic
  Diluted

Weighted average common shares outstanding:
  Basic
  Diluted

See accompanying Notes to Consolidated Financial Statements.

$ 
$ 

1.06
1.05

$ 
$ 

.93
.92

$ 
$ 

1.01
1.01

46,353
46,559

46,331
46,519

46,310
46,482

22 NATIONAL BEVERAGE CORP.

CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME

(In thousands)

Net income
Other comprehensive income (loss), net of tax:
  Cash flow hedges
  Other

  Total

Comprehensive income

See accompanying Notes to Consolidated Financial Statements.

Fiscal Year Ended

May 2, 
2015

May 3, 
2014

April 27, 
2013

$49,311

$43,635

$46,920

(2,350)
31

(2,319)

610
149

759

(295)
(27)

(322)

$46,992

$44,394

$46,598

2015 ANNUAL REPORT 23

CONSOLIDATED STATEMENTS OF SHAREHOLDERS’ EQUIT Y

(In thousands)

Shares

Amount

Shares

Amount

Shares

Amount

Fiscal Year Ended

May 2, 2015

May 3, 2014

April 27, 2013

SERIES C PREFERRED STOCK
Beginning and end of year

SERIES D PREFERRED STOCK
Beginning of year
Series D preferred (redeemed) issued

End of year

COMMON STOCK
Beginning of year
Stock options exercised

End of year

ADDITIONAL PAID-IN CAPITAL
Beginning of year
Series D preferred (redeemed) issued
Stock options exercised
Stock-based compensation
Other

End of year

RETAINED EARNINGS
Beginning of year
Net income
Common stock dividends
Preferred stock dividends & accretion

End of year

ACCUMULATED OTHER  
  COMPREHENSIVE LOSS
Beginning of year
Cash flow hedges
Other

End of year

150

$ 

150

150

$ 

150

150

$ 

150

240
(120)

120

50,368
50

50,418

240
(120)

120

400
(160)

240

400
(160)

240

—
400

400

504
—

50,362
6

504
—

50,322
40

504

50,368

504

50,362

42,775
(5,791)
228
307
240

37,759

80,737
49,311
—
(275)

129,773

(205)
(2,350)
31

(2,524)

50,398
(7,722)
47
95
(43)

42,775

37,828
43,635
—
(726)

80,737

(964)
610
149

(205)

—
400

400

503
1

504

30,425
19,304
238
230
201

50,398

109,200
46,920
(118,139)
(153)

37,828

(642)
(295)
(27)

(964)

TREASURY STOCK—SERIES C PREFERRED
Beginning and end of year

TREASURY STOCK—COMMON
Beginning and end of year

150

(5,100)

150

(5,100)

150

(5,100)

4,033

(12,900)

4,033

(12,900)

4,033

(12,900)

TOTAL SHAREHOLDERS’ EQUITY

$ 147,782

$ 106,201

$  70,316

See accompanying Notes to Consolidated Financial Statements.

24 NATIONAL BEVERAGE CORP.

CONSOLIDATED STATEMENTS OF CASH FLOWS

(In thousands)

OPERATING ACTIVITIES:
Net income
Adjustments to reconcile net income to net cash
 provided by (used in) operating activities:
  Depreciation and amortization
  Deferred income tax provision

(Gain) loss on disposal of property, net

  Stock-based compensation
  Changes in assets and liabilities:

  Trade receivables

Inventories

  Prepaid and other assets
  Accounts payable
  Accrued and other liabilities

Fiscal Year Ended

May 2, 
2015

May 3, 
2014

April 27, 
2013

$ 49,311

$ 43,635

$  46,920

11,580
1,076
(1,188)
307

(1,746)
990
(605)
(710)
(995)

11,708
79
51
95

5,864
(4,680)
(2,548)
1,345
(3,167)

11,002
172
63
230

(2,478)
1,628
(2,466)
(10,614)
(4,193)

Net cash provided by operating activities

58,020

52,382

40,264

INVESTING ACTIVITIES:
Additions to property, plant and equipment
Proceeds from sale of property, plant and equipment

Net cash used in investing activities

FINANCING ACTIVITIES:
Dividends paid on common stock
Dividends paid on preferred stock
(Repayments) borrowings under credit facilities, net
(Redemption) issuance of preferred stock
Proceeds from stock options exercised
Other

Net cash used in financing activities

NET INCREASE (DECREASE) IN CASH AND EQUIVALENTS
CASH AND EQUIVALENTS—BEGINNING OF YEAR

(11,630)
1,905

(12,124)
62

(9,725)

(12,062)

(9,693)
77

(9,616)

—
(239)
(20,000)
(6,000)
228
240

— (118,139)
(12)
50,000
19,704
239
201

(659)
(20,000)
(8,000)
47
(43)

(25,771)

(28,655)

(48,007)

22,524
29,932

11,665
18,267

(17,359)
35,626

CASH AND EQUIVALENTS—END OF YEAR

$ 52,456

$ 29,932

$  18,267

OTHER CASH FLOW INFORMATION:
Interest paid

Income taxes paid

See accompanying Notes to Consolidated Financial Statements.

$ 

380

$ 

723

$ 

341

$ 24,745

$ 23,079

$  24,327

2015 ANNUAL REPORT 25

 
 
 
 
 
 
 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS

National  Beverage  Corp.  develops,  manufactures, 

Consolidated Balance Sheets. We do not use derivative  

markets  and  sells  a  diverse  portfolio  of  flavored 

financial  instruments  for  trading  or  speculative 

beverage  products  primarily  in  North  America. 

purposes.  Credit  risk  related  to  derivative  financial 

Incorporated  in  Delaware  in  1985,  National  Beverage 

instruments  is  managed  by  requiring  high  credit  

Corp.  is  a  holding  company  for  various  operating 

standards  for  counterparties  and  frequent  cash 

subsidiaries. When used in this report, the terms “we,” 

settlements. See Note 6.

“us,” “our,” “Company” and “National Beverage” mean 

National Beverage Corp. and its subsidiaries.

1. SIGNIFICANT ACCOUNTING POLICIES

Earnings  Per  Common  Share  Basic  earnings  per 

common  share  is  computed  by  dividing  earnings 

available  to  common  shareholders  by  the  weighted 

average number of common shares outstanding during 

Basis  of  Presentation  The  consolidated  financial 

the  period.  Diluted  earnings  per  common  share  is 

statements  have  been  prepared  in  accordance  with 

calculated in a similar manner, but includes the dilutive 

United States generally accepted accounting principles 

effect of stock options amounting to 206,000 shares in 

(“GAAP”)  and  rules  and  regulations  of  the  Securities 

Fiscal 2015, 188,000 shares in Fiscal 2014 and 172,000 

and Exchange Commission. The consolidated financial 

shares in Fiscal 2013.

statements include the accounts of National Beverage 

Corp. and all subsidiaries. All significant intercompany 

transactions  and  accounts  have  been  eliminated.  Our 

fiscal  year  ends  the  Saturday  closest  to  April  30  and, 

as  a  result,  an  additional  week  is  added  every  five  or 

six  years.  Fiscal  2015  and  Fiscal  2013  consisted  of  

52 weeks while Fiscal 2014 consisted of 53 weeks.

Fair Value The fair value of long-term debt approximates 

its  carrying  value  due  to  its  variable  interest  rate  and 

lack  of  prepayment  penalty.  The  estimated  fair  values 

of derivative financial instruments are calculated based 

on market rates to settle the instruments. These values 

represent  the  estimated  amounts  we  would  receive 

upon  sale,  taking  into  consideration  current  market 

Cash  and  Equivalents  Cash  and  equivalents  are 

prices and credit worthiness. See Note 6.

comprised  of  cash  and  highly  liquid  securities 

(consisting  primarily  of  short-term  money-market 

investments) with an original maturity of three months 

or less.

Impairment  of  Long-Lived  Assets  All  long-lived 

assets,  excluding  goodwill  and  intangible  assets  not 

subject  to  amortization,  are  evaluated  for  impairment 

on  the  basis  of  undiscounted  cash  flows  whenever 

Derivative  Financial  Instruments  We  use  derivative 

events  or  changes  in  circumstances  indicate  that  the 

financial instruments to partially mitigate our exposure 

carrying  amount  of  an  asset  may  not  be  recoverable. 

to changes in raw material costs. All derivative financial 

An  impaired  asset  is  written  down  to  its  estimated  

instruments  are  recorded  at  fair  value  in  our  

fair  value  based  on  the  best  information  available.  

26 NATIONAL BEVERAGE CORP.

Estimated  fair  value  is  generally  measured  by 

Inventories  Inventories  are  stated  at  the  lower  of 

discounting future cash flows. Goodwill and intangible  

first-in,  first-out  cost  or  market.  Inventories  at  May  2, 

assets  not  subject  to  amortization  are  evaluated  for 

2015  were  comprised  of  finished  goods  of  $24.9  

impairment  annually  or  sooner  if  we  believe  such 

million and raw materials of $18.0 million. Inventories at 

assets  may  be  impaired.  An  impairment  loss  is 

May  3,  2014  were  comprised  of  finished  goods  of 

recognized  if  the  carrying  amount  or,  for  goodwill,  

$27.2 million and raw materials of $16.7 million.

the carrying amount of its reporting unit, is greater than 

its fair value.

Marketing  Costs  We  are  involved  in  a  variety  of 

marketing programs, including cooperative advertising 

Income Taxes Our effective income tax rate is based 

programs  with  customers,  to  advertise  and  promote 

on estimates of taxes which will ultimately be payable. 

our  products  to  consumers.  Marketing  costs  are 

Deferred  taxes  are  recorded  to  give  recognition  to 

expensed when incurred, except for prepaid advertising 

temporary differences between the tax bases of assets 

and  production  costs  which  are  expensed  when  the 

or liabilities and their reported amounts in the financial 

advertising  takes  place.  Marketing  costs,  which  are 

statements.  Valuation  allowances  are  established  to 

included  in  selling,  general  and  administrative 

reduce  the  carrying  amounts  of  deferred  tax  assets 

expenses,  totaled  $42.4  million  in  Fiscal  2015,  $50.2 

when it is deemed, more likely than not, that the benefit 

million in Fiscal 2014 and $44.6 million in Fiscal 2013.

of deferred tax assets will not be realized.

New  Accounting  Pronouncement  In  May  2014,  the 

Insurance  Programs  We  maintain  self-insured  and 

FASB issued Accounting Standards Update No. 2014-

deductible  programs  for  certain  liability,  medical  and 

09,  “Revenue  from  Contracts  with  Customers  (Topic 

workers’  compensation  exposures.  Accordingly,  we 

606)” (“ASU 2014-09”). ASU 2014-09 requires an entity 

accrue  for  known  claims  and  estimated  incurred  but 

to  recognize  revenue  in  an  amount  that  reflects  the 

not reported claims not otherwise covered by insurance 

consideration to which the entity expects to receive in 

based  on  actuarial  assumptions  and  historical  claims 

exchange  for  goods  or  services.  ASU  2014-09  is 

experience.  At  May  2,  2015  and  May  3,  2014,  other 

effective  for  our  fiscal  year  beginning  April  30,  2017. 

liabilities  included  accruals  of  $5.9  million  and  $6.1 

We  are  currently  evaluating  the  potential  impact  of 

million,  respectively,  for  estimated  non-current  risk 

adopting  this  guidance  on  our  consolidated  financial 

retention  exposures,  of  which  $4.7  million  and  $5.1 

statements.

million were covered by insurance.

Intangible  Assets  Intangible  assets  as  of  May  2,  

2015  and  May  3,  2014  consisted  of  non-amortizable 

trademarks.

2015 ANNUAL REPORT 27

NOTES TO CONSOLIDATED FINANCIAL STATEMENTS  (CONTINUED)

Property,  Plant  and  Equipment  Property,  plant  

or  expected  sales  volume.  The  recognition  of  these  

and  equipment  are  recorded  at  cost.  Additions, 

incentives  involves  the  use  of  judgment  related  to  

replacements  and  betterments  are  capitalized,  while 

performance  and  sales  volume  estimates  that  are 

maintenance and repairs that do not extend the useful 

made based on historical experience and other factors. 

life of an asset are expensed as incurred. Depreciation 

Sales  incentives  are  accounted  for  as  a  reduction  of 

is  recorded  using  the  straight-line  method  over 

sales and actual amounts ultimately realized may vary 

estimated useful lives of 7 to 30 years for buildings and 

from accrued amounts.

improvements  and  3  to  15  years  for  machinery  and 

equipment.  Leasehold  improvements  are  amortized 

using  the  straight-line  method  over  the  shorter  of  the 

remaining lease term or the estimated useful life of the 

improvement.  When  assets  are  retired  or  otherwise 

disposed,  the  cost  and  accumulated  depreciation  are 

removed from the respective accounts and any related 

gain or loss is recognized.

Segment Reporting We operate as a single operating 

segment  for  purposes  of  presenting  financial 

information and evaluating performance. As such, the 

accompanying  consolidated  financial  statements 

present  financial  information  in  a  format  that  is 

consistent  with  the  internal  financial  information  used 

by  management.  We  do  not  accumulate  revenues  by 

product classification and, therefore, it is impractical to 

Revenue Recognition Revenue from product sales is 

present such information.

recognized  when  title  and  risk  of  loss  pass  to  the 

customer,  which  generally  occurs  upon  delivery.  Our 

policy is not to allow the return of products once they 

have  been  accepted  by  the  customer.  However,  on 

occasion, we have accepted returns or issued credit to 

customers, primarily for damaged goods. The amounts 

have  been  immaterial  and,  accordingly,  we  do  not 

provide a specific valuation allowance for sales returns.

Shipping and Handling Costs Shipping and handling 

costs are reported in selling, general and administrative 

expenses  in  the  accompanying  consolidated 

statements  of  income.  Such  costs  aggregated  $44.4 

million in Fiscal 2015 and Fiscal 2014 and $44.2 million 

in Fiscal 2013. Although our classification is consistent 

with many beverage companies, our gross margin may 

not be comparable to companies that include shipping 

Sales  Incentives  We  offer  various  sales  incentive 

and handling costs in cost of sales.

arrangements to our customers that require customer 

performance  or  achievement  of  certain  sales  volume 

targets.  When  the  incentive  is  paid  in  advance,  we 

amortize the amount paid over the period of benefit or 

contractual  sales  volume;  otherwise,  we  accrue  the 

expected amount to be paid over the period of benefit  

Stock-Based Compensation Compensation expense 

for  stock-based  compensation  awards  is  recognized 

over  the  vesting  period  based  on  the  grant-date  fair 

value  estimated  using  the  Black-Scholes  model.  See 

Note 8.

28 NATIONAL BEVERAGE CORP.

Trade  Receivables  We  record  trade  receivables  at  

2. PROPERT Y, PLANT AND EQUIPMENT

net  realizable  value,  which  includes  an  appropriate 

Property, plant and equipment as of May 2, 2015 and 

allowance  for  doubtful  accounts.  We  extend  credit 

May 3, 2014 consisted of the following:

based  on  an  evaluation  of  each  customer’s  financial  

condition,  generally  without  requiring  collateral. 

Exposure to credit losses varies by customer principally 

due  to  the  financial  condition  of  each  customer.  We 

monitor  our  exposure  to  credit  losses  and  maintain 

allowances  for  anticipated  losses  based  on  specific 

customer  circumstances,  credit  conditions  and 

historical  write-offs.  Activity  in  the  allowance  for 

doubtful accounts was as follows:

(In thousands)

Balance at beginning of year
Net charge to expense
Net charge-off

Fiscal 
2015

Fiscal 
2014

Fiscal 
2013

$ 399
117
(186)

$ 454
95
(150)

$399
96
(41)

(In thousands)

Land
Buildings and improvements
Machinery and equipment

2015

2014

$ 

9,500
50,405
156,702

$  9,779
51,494
148,699

Total
Less accumulated depreciation

216,607
(156,425)

209,972
(150,478)

Property, plant and  
  equipment—net

$  60,182

$  59,494

Depreciation  expense  was  $10.2  million  for  Fiscal 

2015,  $9.8  million  for  Fiscal  2014  and  $9.0  million  for 

Fiscal 2013.

3. ACCRUED LIABILITIES

Balance at end of year

$ 330

$ 399

$454

Accrued liabilities as of May 2, 2015 and May 3, 2014 

consisted of the following:

As  of  May  2,  2015  and  May  3,  2014,  we  did  not 

(In thousands)

have any customer that comprised more than 10% of 

trade  receivables.  No  one  customer  accounted  for 

more  than  10%  of  net  sales  during  any  of  the  last  

three fiscal years.

Accrued compensation
Accrued promotions
Accrued insurance
Other

Total

4. DEBT

Use  of  Estimates  The  preparation  of  financial 

statements  in  conformity  with  United  States  generally 

accepted accounting principles requires management 

to  make  estimates  and  assumptions  that  affect  the 

amounts  reported  in  the  financial  statements  and 

accompanying  notes.  Although  these  estimates  are 

based on management’s knowledge of current events 

and anticipated future actions, actual results may vary 

from reported amounts.

2015

2014

$  7,473
3,801
1,651
8,332

$  7,049
3,812
2,238
5,774

$ 21,257

$ 18,873

At  May  2,  2015,  a  subsidiar y  of  the  Company 

maintained  unsecured  revolving  credit  facilities  with 

banks  aggregating  $100  million  (the  “Credit  Facilities”). 

The  Credit  Facilities  expire  from  October  10,  2017  to 

June 18, 2018 and current borrowings bear interest at 

.9%  above  one-month  LIBOR  (1.0%  at  May  2,  2015).  

2015 ANNUAL REPORT 29

NOTES TO CONSOLIDATED FINANCIAL STATEMENTS  (CONTINUED)

Borrowings  outstanding  under  the  Credit  Facilities 

On May 2, 2014, the Company redeemed 160,000 

were $10 million at May 2, 2015 and $30 million at May 

shares of Series D Preferred, representing 40% of the 

3,  2014.  At  May  2,  2015,  $2.2  million  of  the  Credit 

amount  outstanding,  for  an  aggregate  price  of  $8 

Facilities  were  reserved  for  standby  letters  of  credit 

million plus accrued dividends. In connection therewith, 

and $87.8 million were available for borrowings.

the  Company  accreted  and  charged  to  retained 

The  Credit  Facilities  require  the  subsidiary  to 

earnings  $118,000  of  original  issuance  costs,  which 

maintain certain financial ratios, principally debt to net 

was  deducted  from  income  available  to  common 

worth  and  debt  to  EBITDA  (as  defined  in  the  Credit 

shareholders  for  earnings  per  share  calculation.  In 

Facilities), and contain other restrictions, none of which 

conjunction  with  the  partial  redemption,  the  annual 

are expected to have a material effect on our operations 

dividend  rate  on  the  outstanding  Series  D  Preferred 

or  financial  position.  At  May  2,  2015,  we  were  in 

was  reduced  to  2.5%  for  the  twelve  month  period 

compliance with all loan covenants.

beginning  May  1,  2014.  In  evaluating  the  impact  of  

5. CAPITAL STOCK AND TRANSACTIONS 
WITH RELATED PARTIES

the  rate  change,  the  Company  determined  that  the 

related  fair  value  change  was  immaterial  and  that  no 

adjustment was required.

The Company paid special cash dividends on common 

On  August  1,  2014,  the  Company  redeemed 

stock of $118.1 million ($2.55 per share) on December 

120,000  shares  of  Series  D  Preferred,  representing 

27, 2012.

50% of the amount outstanding, for an aggregate price 

On January 25, 2013, the Company sold 400,000 

of  $6  million  plus  accrued  dividends.  In  connection 

shares of Special Series D Preferred Stock, par value 

therewith,  the  Company  accreted  and  charged  to 

$1  per  share  (“Series  D  Preferred”)  for  an  aggregate 

retained  earnings  $89,000  of  original  issuance  costs, 

purchase price of $20 million. Series D Preferred has a 

which was deducted from income available to common 

liquidation  preference  of  $50  per  share  and  accrues 

shareholders for earnings per share calculation.

dividends  on  this  amount  at  an  annual  rate  of  3% 

On May 1, 2015, the Company and the holders of 

through  April  30,  2014  and,  thereafter,  at  an  annual 

the  Series  D  Preferred  agreed  to  extend  the  2.5% 

rate  equal  to  370  basis  points  above  the  3-Month 

annual  dividend  rate  on  the  outstanding  Series  D 

LIBOR. Dividends are cumulative and payable quarterly. 

Preferred  through  April  30,  2016.  In  evaluating  the 

Accrued  dividends  at  May  2,  2015  and  May  3,  2014 

impact  of  the  rate  change,  the  Company  determined 

were $37,000 and $90,000, respectively. The Series D 

that  the  related  fair  value  change  was  immaterial  and 

Preferred is nonvoting and redeemable at the option of 

that no adjustment was required.

the Company beginning May 1, 2014 at $50 per share. 

In April 2012, the Board of Directors authorized an 

The net proceeds of $19.7 million were used to repay 

increase  in  the  Company’s  Stock  Buyback  Program 

borrowings under the Credit Facilities. In addition, the 

from  800,000  to  1.6  million  shares  of  common  stock. 

Company  has  150,000  shares  of  Series  C  Preferred 

As  of  May  2,  2015,  502,060  shares  were  purchased 

Stock,  par  value  $1  per  share,  which  are  held  as 

under the program and 1,097,940 shares were available 

treasury  stock  and,  therefore,  such  shares  have  no 

for purchase. There were no shares purchased during 

liquidation value.

the last three fiscal years.

30 NATIONAL BEVERAGE CORP.

The  Company  is  a  par ty  to  a  management 

agreement, no incentive compensation has been paid. 

agreement with Corporate Management Advisors, Inc. 

We incurred management fees to CMA of $6.5 million 

(“CMA”),  a  corporation  owned  by  our  Chairman  and 

for  Fiscal  2015,  $6.4  million  for  Fiscal  2014  and  $6.6 

Chief Executive Officer. This agreement was originated 

million  for  Fiscal  2013.  Included  in  accounts  payable 

in  1991  for  the  efficient  use  of  management  of  two 

were amounts due CMA of $1.6 million at May 2, 2015 

public  companies  at  the  time.  In  1994,  one  of  those  

and at May 3, 2014.

public  entities,  through  a  merger,  no  longer  was 

managed  in  this  manner.  Under  the  terms  of  the 

6. DERIVATIVE FINANCIAL INSTRUMENTS

agreement, CMA provides, subject to the direction and 

From  time  to  time,  we  enter  into  aluminum  swap 

supervision of the Board of Directors of the Company, 

contracts to partially mitigate our exposure to changes 

(i)  senior  corporate  functions  (including  supervision  of 

in  the  cost  of  aluminum  cans.  Such  financial 

the  Company’s  financial,  legal,  executive  recruitment, 

instruments  are  designated  and  accounted  for  as  a 

internal  audit  and  management  information  systems 

cash  flow  hedge.  Accordingly,  gains  or  losses 

departments)  as  well  as  the  services  of  a  Chief 

attributable  to  the  effective  portion  of  the  cash  

Executive  Officer  and  Chief  Financial  Officer,  and  

flow  hedge  are  reported  in  Accumulated  Other 

(ii) services in connection with acquisitions, dispositions 

Comprehensive Income (Loss) (“AOCI”) and reclassified 

and  financings  by  the  Company,  including  identifying 

into  earnings  through  cost  of  sales  in  the  period  in 

and  profiling  acquisition  candidates,  negotiating  

which  the  hedged  transaction  affects  earnings.  The 

and  structuring  potential  transactions  and  arranging 

ineffective  portion  of  the  change  in  fair  value  of  

financing  for  any  such  transaction.  CMA,  through  its 

our  cash  flow  hedge  was  immaterial.  The  following 

personnel,  also  provides,  to  the  extent  possible,  the 

summarizes  the  gains  (losses)  recognized  in  the 

stimulus  and  creativity  to  develop  an  innovative  and 

Consolidated Statements of Income and AOCI relative 

dynamic  persona  for  the  Company,  its  products  

to  the  cash  flow  hedge  for  Fiscal  2015,  Fiscal  2014  

and  corporate  image.  In  order  to  fulfill  its  obligations 

and Fiscal 2013:

under  the  management  agreement,  CMA  employs 

numerous  individuals,  who,  acting  as  a  unit,  provide 

(In thousands)

Fiscal 
2015

Fiscal 
2014

Fiscal 
2013

management, administrative and creative functions for 

the  Company.  The  management  agreement  provides 

that  the  Company  will  pay  CMA  an  annual  base  fee 

equal  to  one  percent  of  the  consolidated  net  sales  

of  the  Company,  and  fur ther  provides  that  the 

Compensation  and  Stock  Option  Committee  and  the 

Board  of  Directors  may  from  time  to  time  award 

additional incentive compensation to CMA. The Board 

of  Directors  on  numerous  occasions  contemplated 

incentive  compensation  and,  while  shareholder  value 

has increased over 2,000% since the inception of this  

Recognized in AOCI:
  Loss before income taxes
  Less income tax benefit

$ (3,488) $ (1,059) $ (2,521)
(935)

(1,294)

(393)

  Net

(2,194)

(666)

(1,586)

Reclassified from AOCI to  
  cost of sales:

 Gain (loss) before  
income taxes
 Less income tax  
  provision (benefit)

  Net

248

(2,028)

(2,060)

92

(752)

(769)

156

(1,276)

(1,291)

Net change to AOCI

$ (2,350) $  610 $ 

(295)

2015 ANNUAL REPORT

31

 
 
 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS  (CONTINUED)

As  of  May  2,  2015,  the  notional  amount  of  our 

of deferred tax assets will not be realized. Deferred tax 

outstanding  aluminum  swap  contracts  was  $38.0 

assets  and  liabilities  as  of  May  2,  2015  and  May  3, 

million  and,  assuming  no  change  in  the  commodity 

2014 consisted of the following:

prices,  $3.0  million  of  unrealized  loss  before  tax  will  

(In thousands)

be reclassified from AOCI  and recognized in earnings 

over the next 12 months. See Note 1.

Deferred tax assets:
  Accrued expenses and other

As  of  May  2,  2015,  the  fair  value  of  the  derivative 

Inventory and amortizable assets

2015

2014

$  5,281
417

$  4,126
400

liability  and  derivative  long-term  liability  was  $3.0  

  Total deferred tax assets

5,698

4,526

million  and  $751,000,  which  was  included  in  accrued 

liabilities and other liabilities, respectively. As of May 3, 

2014, the fair value of the derivative asset was $5,000, 

Deferred tax liabilities:
  Property

Intangibles and other

16,497
98

15,616
98

which was included in prepaid and other assets. Such 

  Total deferred tax liabilities

16,595

15,714

valuation  does  not  entail  a  significant  amount  of 

Net deferred tax liabilities

$ 10,897

$ 11,188

judgment and the inputs that are significant to the fair 

Current deferred tax assets—net

$  4,348

$  2,685

value  measurement  are  Level  2  as  defined  by  the  fair 

Noncurrent deferred tax liabilities—net

$ 15,245

$ 13,873

value  hierarchy  as  they  are  observable  market  based 

inputs or unobservable inputs that are corroborated by 

The  reconciliation  of  the  statutory  federal  income 

market data.

7. INCOME TAXES

tax rate to our effective tax rate is as follows:

Fiscal 
2015

Fiscal 
2014

Fiscal 
2013

The  provision  for  income  taxes  consisted  of  the 

Statutory federal income  

following:

(In thousands)

Current
Deferred

Total

Fiscal 
2015

Fiscal 
2014

Fiscal 
2013

$24,326
1,076

$19,395
79

$23,359
172

$25,402

$19,474

$23,531

Deferred taxes are recorded to give recognition to 

temporary differences between the tax bases of assets 

tax rate

35.0% 35.0% 35.0%

State income taxes,  
  net of federal benefit
Manufacturing deduction  
  benefit
Adjustment of unrecognized  

tax benefit
Other differences

2.3

2.3

1.6

(3.0)

(3.0)

(3.1)

(.2)
(.1)

(3.3)
(.1)

(.2)
.1

Effective income tax rate

34.0% 30.9% 33.4%

or liabilities and their reported amounts in the financial 

During  April  2014,  the  Company  reached  an 

statements.  Valuation  allowances  are  established  to 

agreement  with  the  Internal  Revenue  Service  with 

reduce  the  carrying  amounts  of  deferred  tax  assets 

respect to its review of the Company’s federal income 

when it is deemed more likely than not that the benefit  

tax  returns  for  the  three  years  ended  April  2013.  No  

32 NATIONAL BEVERAGE CORP.

 
 
 
 
material adjustments were proposed and, accordingly, 

is resolved. While it is often difficult to predict the final 

the  Company  adjusted  the  related  unrecognized  tax 

outcome  or  the  timing  of  resolution  of  any  particular 

benefits during the fourth quarter of Fiscal 2014.

uncertain tax position, we believe that our unrecognized 

As  of  May  2,  2015,  the  gross  amount  of 

tax  benefits  reflect  the  most  probable  outcome.  

unrecognized  tax  benefits  was  $1.8  million  and 

We  adjust  these  unrecognized  tax  benefits,  as  well  

$191,000  was  recognized  as  a  tax  benefit  in  Fiscal 

as  the  related  interest,  in  light  of  changing  facts  

2015. If we were to prevail on all uncertain tax positions, 

and  circumstances.  The  resolution  of  any  particular 

the net effect would be to reduce our tax expense by 

uncertain  tax  position  could  require  the  use  of  cash 

approximately  $1.2  million.  A  reconciliation  of  the 

and  an  adjustment  to  our  provision  for  income  taxes  

changes  in  the  gross  amount  of  unrecognized  tax 

in the period of resolution. Federal income tax returns 

benefits, which amounts are included in other liabilities 

for  fiscal  years  subsequent  to  2013  are  subject  to 

in  the  accompanying  consolidated  balance  sheets,  is 

examination. Generally, the income tax returns for the 

as follows:

(In thousands)

Beginning balance
Increases due to current  
  period tax positions
Decreases due to lapse of  
 statute of limitations and 
audit resolutions

Fiscal 
2015

Fiscal 
2014

Fiscal 
2013

$ 2,123

$ 4,349

$ 4,548

122

268

415

various  state  jurisdictions  are  subject  to  examination 

for fiscal years ending after fiscal 2010.

8. STOCK-BASED COMPENSATION

Our  stock-based  compensation  program  is  a  broad-

based  program  designed  to  attract  and  retain 

employees  while  also  aligning  employees’  interests 

(444)

(2,494)*

(614)

with the interests of the shareholders.

Ending balance

$ 1,801

$ 2,123

$ 4,349

The  1991  Omnibus  Incentive  Plan  (the  “Omnibus 

* Includes  $1,907  related  to  the  Internal  Revenue  Service  review  of  the 
Company’s federal income tax returns for the three years ended April 2013 
noted above.

Plan”) provides for compensatory awards consisting of 

(i)  stock  options  or  stock  awards  for  up  to  4,800,000 

We  recognize  accrued  interest  and  penalties 

related  to  unrecognized  tax  benefits  in  income  tax 

expense. As of May 2, 2015, unrecognized tax benefits 

included  accrued  interest  of  $269,000,  of  which 

approximately  $82,000  was  recognized  as  a  tax  

benefit in Fiscal 2015.

We  file  annual  income  tax  returns  in  the  United 

States  and  in  various  state  and  local  jurisdictions.  A 

number  of  years  may  elapse  before  an  uncertain  tax 

position, for which we have unrecognized tax benefits,  

shares of common stock, (ii) stock appreciation rights, 

dividend  equivalents,  other  stock-based  awards  in 

amounts  up  to  4,800,000  shares  of  common  stock 

and  (iii)  performance  awards  consisting  of  any 

combination  of  the  above.  The  Omnibus  Plan  is 

designed to provide an incentive to officers and certain 

other  key  employees  and  consultants  by  making 

available to them an opportunity to acquire a proprietary 

interest  or  to  increase  such  interest  in  National 

Beverage. The number of shares or options which may 

be  issued  under  stock-based  awards  to  an  individual  

2015 ANNUAL REPORT 33

 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS  (CONTINUED)

is limited to 1,680,000 during any year. Awards may be 

grant.  The  fair  value  of  stock  options  is  amortized  to  

granted  for  no  cash  consideration  or  such  minimal 

expense over the vesting period. Stock options granted 

cash consideration as may be required by law. Options 

were  276,800  shares  in  Fiscal  2015,  5,245  shares  in 

generally have an exercise price equal to the fair market 

Fiscal  2014  and  2,000  shares  in  Fiscal  2013.  The 

value of our common stock on the date of grant, vest 

weighted average Black-Scholes fair value assumptions 

over a five-year period and expire after ten years.

for  stock  options  granted  are  as  follows:  weighted 

The  Special  Stock  Option  Plan  provides  for  the 

average  expected  life  of  7.4  years  for  Fiscal  2015,  8 

issuance  of  stock  options  to  purchase  up  to  an 

years  for  Fiscal  2014  and  8  years  for  Fiscal  2013; 

aggregate  of  1,800,000  shares  of  common  stock. 

weighted average expected volatility of 32.8% for Fiscal 

Options  may  be  granted  for  such  consideration  as 

2015, 35.8% for Fiscal 2014 and 38.1% for Fiscal 2013; 

determined  by  the  Board  of  Directors.  The  vesting 

weighted  average  risk  free  interest  rates  of  2.2%  for 

schedule  and  exercise  price  of  these  options  are  tied 

Fiscal  2015,  1.9%  for  Fiscal  2014  and  1.6%  for  Fiscal 

to  the  recipient’s  ownership  level  of  common  stock 

2013;  and  expected  dividend  yield  of  4.6%  for  Fiscal 

and  the  terms  generally  allow  for  the  reduction  in 

2015,  4.6%  for  Fiscal  2014  and  5.0%  for  Fiscal  2013. 

exercise  price  upon  each  vesting  period.  Also,  the 

The  expected  life  of  stock  options  was  estimated 

Board of Directors authorized the issuance of options 

based on historical experience. The expected volatility 

to purchase up to 50,000 shares of common stock to 

was  estimated  based  on  historical  stock  prices  for  a 

be issued at the direction of the Chairman.

period  consistent  with  the  expected  life  of  stock 

The  Key  Employee  Equity  Partnership  Program 

options.  The  risk  free  interest  rate  was  based  on  the 

(“KEEP  Program”)  provides  for  the  granting  of  stock 

U.S.  Treasury  constant  maturity  interest  rate  whose 

options to purchase up to 240,000 shares of common 

term  is  consistent  with  the  expected  life  of  stock 

stock  to  key  employees,  consultants,  directors  and 

options. Forfeitures were estimated based on historical 

officers. Participants who purchase shares of stock in 

experience  and  ranged  from  0%  to  16%  for  Fiscal 

the open market receive grants of stock options equal 

2015, Fiscal 2014 and Fiscal 2013.

to  50%  of  the  number  of  shares  purchased,  up  to  a 

The following is a summary of stock option activity 

maximum  of  6,000  shares  in  any  two-year  period. 

for Fiscal 2015:

Options  under  the  KEEP  Program  are  forfeited  in  the 

event  of  the  sale  of  shares  used  to  acquire  such 

options. Options are granted at an initial exercise price 

of  60%  of  the  purchase  price  paid  for  the  shares 

acquired  and  the  exercise  price  reduces  to  the  stock 

par value at the end of the six-year vesting period.

We account for stock options under the fair value 

method of accounting using a Black-Scholes valuation 

model to estimate the stock option fair value at date of  

Number 
of Shares Price(a)

Options outstanding, beginning of year
Granted
Exercised
Cancelled

404,355
276,800
(50,220)
(17,800)

$  6.67
17.84
4.55
16.26

Options outstanding, end of year

613,135

$ 11.23

Options exercisable, end of year

265,437

$  5.93

(a) Weighted average exercise price.

34 NATIONAL BEVERAGE CORP.

Stock-based compensation expense was $307,000 

We have a stock purchase plan which provides for 

for Fiscal 2015, $95,000 for Fiscal 2014 and $230,000 

the  purchase  of  up  to  1,536,000  shares  of  common 

for  Fiscal  2013.  The  total  fair  value  of  shares  vested 

stock by employees who (i) have been employed for at 

was $371,000 for Fiscal 2015, $90,000 for Fiscal 2014 

least  two  years,  (ii)  are  not  part-time  employees  and  

and $453,000 for Fiscal 2013. The total intrinsic value 

(iii)  are  not  owners  of  five  percent  or  more  of  our 

for  stock  options  exercised  was  $917,000  for  Fiscal 

common  stock.  As  of  May  2,  2015,  no  shares  have 

2015, $76,000 for Fiscal 2014 and $406,000 for Fiscal 

been issued under the plan.

2013.  Net  cash  proceeds  from  the  exercise  of  stock 

options  were  $228,000  for  Fiscal  2015,  $47,000  for 

9. PENSION PLANS

Fiscal 2014 and $239,000 for Fiscal 2013. Stock based 

The  Company  contributes  to  certain  pension  plans 

income  tax  benefits  aggregated  $240,000  for  Fiscal 

under  collective  bargaining  agreements  and  to  a 

2015, $17,000 for Fiscal 2014 and $201,000 for Fiscal 

discretionary  profit  sharing  plan.  Total  contributions 

2013. The weighted average fair value for stock options 

(including  contributions  to  multi-employer  plans 

granted  was  $8.30  for  Fiscal  2015,  $12.50  for  Fiscal 

reflected below) were $2.7 million for Fiscal 2015, $2.7 

2014 and $8.76 for Fiscal 2013.

million for Fiscal 2014 and $2.6 million for Fiscal 2013.

As  of  May  2,  2015,  unrecognized  compensation 

The  Company  participates  in  various  multi-

expense  related  to  the  unvested  portion  of  our  stock 

employer  defined  benefit  pension  plans  covering 

options  was  $872,000,  which  is  expected  to  be 

certain  employees  whose  employment  is  covered 

recognized  over  a  weighted  average  period  of  5.7 

under  collective  bargaining  agreements.  If  the 

years.  The  weighted  average  remaining  contractual 

Company  chooses  to  stop  participating  in  the  multi-

term  and  the  aggregate  intrinsic  value  for  options 

employer plan or if other employers choose to withdraw 

outstanding as of May 2, 2015 was 4.3 years and $6.9 

to  the  extent  that  a  mass  withdrawal  occurs,  the 

million,  respectively.  The  weighted  average  remaining 

Company  could  be  required  to  pay  the  plan  a 

contractual  term  and  the  aggregate  intrinsic  value  for 

withdrawal  liability  based  on  the  underfunded  status  

options  exercisable  as  of  May  2,  2015  was  2.7  years 

of the plan.

and $4.4 million, respectively.

Summarized below is certain information regarding the Company’s participation in significant multi-employer 

pension plans including the financial improvement plan or rehabilitation plan status (“FIP/RP Status”) and the zone 

status  under  the  Pension  Protection  Act  (“PPA”).  The  most  recent  PPA  zone  status  available  in  Fiscal  2015  and 

Fiscal 2014 is for the plans’ years ending December 31, 2013 and 2012, respectively.

Pension Fund

PPA Zone Status

Fiscal 
2015

Fiscal 
2014

FIP/RP Status

Surcharge 
Imposed

Central States, Southeast and Southwest Areas Pension Plan  

(EIN no. 36-6044243) (the “CSSS Fund”)

Red

Red

Implemented

Western Conference of Teamsters Pension Trust Fund  

(EIN no. 91-6145047) (the “WCT Fund”)

Green

Green

Not applicable

No

No

2015 ANNUAL REPORT 35

 
 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS  (CONTINUED)

For the plan years ended December 31, 2013 and 

payment  and  recognized  on  a  straight-line  basis  over 

December 31, 2012, the Company was not listed in the 

the  lease  term.  Rent  expense  under  operating  lease 

Form  5500  Annual  Returns  as  providing  more  than  

agreements  totaled  approximately  $8.2  million  for 

5% of the total contributions for the above plans. The 

Fiscal 2015, $7.9 million for Fiscal 2014 and $8.9 million 

collective  bargaining  agreements  expire  on  October 

for Fiscal 2013.

18, 2016 for the CSSS Fund and May 14, 2016 for the 

Our  minimum  lease  payments  under  non-

WCT Fund.

cancelable  operating  leases  as  of  May  2,  2015  were  

The Company’s contributions for all multi-employer 

as follows:

pension  plans  for  the  last  three  fiscal  years  are  

$  5,399
4,620
3,789
3,341
2,639
2,406

$ 22,194

as follow:

(In thousands)
Pension Fund

CSSS Fund
WCT Fund
Other multi-employer  
  pension funds

Fiscal 
2015

$1,103
637

Fiscal 
2014

Fiscal 
2013

$1,079
476

$1,051
471

(In thousands)

Fiscal 2016
Fiscal 2017
Fiscal 2018
Fiscal 2019
Fiscal 2020
Thereafter

306

295

262

Total minimum lease payments

Total

$2,046

$1,850

$1,784

The trustees of one of the multi-employer pension 

plans  that  is  not  considered  individually  significant 

have notified a subsidiary of the Company that a mass 

withdrawal  has  occurred  and  have  provided  the 

subsidiary  with  a  notice  of  withdrawal  liability.  The 

Company  disputes  various  aspects  of  the  withdrawal 

As  of  May  2,  2015,  we  guaranteed  the  residual 

value  of  certain  leased  equipment  in  the  amount  of 

$4.9  million.  If  the  proceeds  from  the  sale  of  such 

equipment  are  less  than  the  balance  required  by  the 

lease when the lease terminates on August 1, 2017, the 

Company shall be required to pay the difference up to 

such  guaranteed  amount.  The  Company  expects  to 

liability  calculations  and  intends  to  challenge  them  

have no loss on such guarantee.

in  accordance  with  applicable  Federal  laws.  The 

Company  anticipates  that  the  amount  of  its  liability,  if 

any,  will  not  have  a  material  effect  on  its  financial 

position or results of operations.

We  enter  into  various  agreements  with  suppliers 

for  the  purchase  of  raw  materials,  the  terms  of  which 

may  include  variable  or  fixed  pricing  and  minimum 

purchase  quantities.  As  of  May  2,  2015,  we  had 

purchase  commitments  for  raw  materials  of  $54.0 

10. COMMITMENTS AND CONTINGENCIES

million for Fiscal 2016.

We  lease  buildings,  machinery  and  equipment  under 

various  non-cancelable  operating  lease  agreements 

expiring  at  various  dates  through  2023.  Certain  of 

these leases contain scheduled rent increases  and/or 

renewal  options.  Contractual  rent  increases  are  taken 

From  time  to  time,  we  are  a  party  to  various 

litigation  matters  and  claims  arising  in  the  ordinary 

course  of  business.  We  do  not  expect  the  ultimate 

disposition of such matters to have a material adverse 

effect on our consolidated financial position or results 

into  account  when  calculating  the  minimum  lease  

of operations.

36 NATIONAL BEVERAGE CORP.

11. QUARTERLY FINANCIAL DATA (UNAUDITED)

(In thousands, except per share amounts)

FISCAL 2015
Net sales
Gross profit
Net income
Earnings per common share—basic
Earnings per common share—diluted

FISCAL 2014(1)
Net sales
Gross profit
Net income
Earnings per common share—basic
Earnings per common share—diluted

First 
Quarter

Second 
Quarter

Third 
Quarter

Fourth 
Quarter

$ 174,637
59,842
15,363
.33
.33

$ 
$ 

$ 163,575
57,732
12,958
.28
.28

$ 
$ 

$ 143,021
46,090
8,808
.19
.19

$ 
$ 

$ 164,592
55,476
12,182
.26
.26

$ 
$ 

$ 172,353
58,749
12,070
.26
.26

$ 
$ 

$ 167,666
58,830
12,497
.27
.27

$ 
$ 

$ 136,774
44,688
7,136
.15
.15

$ 
$ 

$ 164,342
55,388
11,932
.25
.25

$ 
$ 

(1) The fourth quarter of Fiscal 2014 consisted of 14 weeks while other quarters consisted of 13 weeks.

2015 ANNUAL REPORT 37

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Board of Directors and Shareholders of
National Beverage Corp.

We  have  audited  the  accompanying  consolidated 
balance sheets of National Beverage Corp. as of May 
2, 2015 and May 3, 2014 and the related consolidated 
statements  of  income,  comprehensive  income, 
shareholders’  equity  and  cash  flows  for  each  of  the 
years  in  the  three-year  period  ended  May  2,  2015.  
We  also  have  audited  National  Beverage  Corp.’s 
internal  control  over  financial  reporting  as  of  May  
2,  2015,  based  on  criteria  established  in  Internal 
Control—Integrated  Framework  issued  by  the 
Committee  of  Sponsoring  Organizations  of  the 
Treadway  Commission  (COSO)  in  2013.  National 
Beverage Corp.’s management is responsible for these 
financial  statements,  for  maintaining  effective  internal 
control over financial reporting and for its assessment 
of  the  effectiveness  of  internal  control  over  financial 
reporting included in the accompanying Management’s 
Report  on  Internal  Control  over  Financial  Reporting. 
Our  responsibility  is  to  express  an  opinion  on  these 
financial statements and an opinion on the Company’s 
internal  control  over  financial  reporting  based  on  
our audits.

We  conducted  our  audits  in  accordance  with  
the  standards  of  the  Public  Company  Accounting 
Oversight  Board  (United  States).  Those  standards 
require  that  we  plan  and  perform  the  audits  to  obtain 
reasonable  assurance  about  whether  the  financial 
statements  are  free  of  material  misstatement  and 
whether  effective  internal  control  over  financial 
reporting was maintained in all material respects. Our 
audits  of  the  financial  statements  included  examining, 
on a test basis, evidence supporting the amounts and 
disclosures  in  the  financial  statements,  assessing  the 
accounting  principles  used  and  significant  estimates 
made  by  management  and  evaluating  the  overall 
financial  statement  presentation.  Our  audit  of  internal 
control  over  financial  reporting  included  obtaining  
an  understanding  of  internal  control  over  financial 
reporting, assessing the risk that a material weakness 
exists  and  testing  and  evaluating  the  design  and 
operating effectiveness of internal control based on the 
assessed  risk.  Our  audits  also  included  performing 
such other procedures as we considered necessary in 
the circumstances. We believe that our audits provide 
a reasonable basis for our opinions.

38 NATIONAL BEVERAGE CORP.

A  company’s  internal  control  over  financial 
reporting is a process designed to provide reasonable 
assurance regarding the reliability of financial reporting 
and the preparation of financial statements for external 
purposes  in  accordance  with  generally  accepted 
accounting  principles.  A  company’s  internal  control 
over  financial  reporting  includes  those  policies  and 
procedures  that  (1)  pertain  to  the  maintenance  of 
records that, in reasonable detail, accurately and fairly 
reflect  the  transactions  and  dispositions  of  the  assets 
of the company; (2) provide reasonable assurance that 
transactions  are  recorded  as  necessary  to  permit 
preparation of financial statements in accordance with 
generally  accepted  accounting  principles  and  that 
receipts  and  expenditures  of  the  company  are  being 
made  only  in  accordance  with  authorizations  of 
management  and  directors  of  the  company;  and  
(3) provide reasonable assurance regarding prevention 
or timely detection of unauthorized acquisition, use, or 
disposition of the company’s assets that could have a 
material effect on the financial statements.

Because of its inherent limitations, internal control 
over  financial  reporting  may  not  prevent  or  detect 
misstatements.  Also,  projections  of  any  evaluation  of 
effectiveness  to  future  periods  are  subject  to  the  risk 
that  controls  may  become  inadequate  because  of 
changes in conditions, or that the degree of compliance 
with the policies or procedures may deteriorate.

In our opinion, the consolidated financial statements 
referred to above present fairly, in all material respects, 
the financial position of National Beverage Corp. as of 
May 2, 2015 and May 3, 2014 and the results of their 
operations and their cash flows for each of the years in 
the three-year period ended May 2, 2015, in conformity 
with  accounting  principles  generally  accepted  in  the 
United States of America. Also in our opinion, National 
Beverage  Corp.  maintained,  in  all  material  respects, 
effective  internal  control  over  financial  reporting  as  of 
May  2,  2015,  based  on  criteria  established  in  Internal 
Control—Integrated  Framework 
issued  by  the 
Committee  of  Sponsoring  Organizations  of  the 
Treadway Commission (COSO) in 2013.

McGladrey LLP
West Palm Beach, Florida
July 16, 2015

MARKET FOR REGISTRANT’S COMMON EQUIT Y, RELATED STOCKHOLDER 
MATTERS AND ISSUER PURCHASES OF EQUIT Y SECURITIES

The  common  stock  of  National  Beverage  Corp.,  par 

dividends  on  this  amount  at  an  annual  rate  of  3%  

value  $.01  per  share,  (“Common  Stock”)  is  listed  on 

through  April  30,  2014  and,  thereafter,  at  an  annual 

The NASDAQ Global Select Market under the symbol 

rate  equal  to  370  basis  points  above  the  3-Month 

“FIZZ”.  The  following  table  shows  the  range  of  high 

LIBOR. Dividends are cumulative and payable quarterly. 

and low prices per share of the Common Stock for the 

The Series D Preferred is nonvoting and redeemable at 

fiscal quarters indicated:

Fiscal Year Ended

May 2, 2015
Low
High

May 3, 2014
Low

High

First Quarter
Second Quarter
Third Quarter
Fourth Quarter

$19.97
$25.50
$27.32
$25.00

$15.42
$17.58
$21.00
$21.00

$18.66
$18.96
$21.71
$22.26

$14.48
$15.63
$18.06
$18.58

the  option  of  the  Company  since  May  1,  2014  at  $50 

per share. Upon a change of control, as such term is 

defined in the Certificate of Designation of the Special 

Series  D  Preferred  Stock,  the  holder  shall  have  the 

right  to  convert  the  Series  D  Preferred  into  shares  of 

Common  Stock  at  a  conversion  price  equal  to  the 

tender  price  per  share  offered  to  the  holders  of  the 

Common  Stock.  The  net  proceeds  of  $19.7  million 

At  July  6,  2015,  there  were  approximately  8,000 

were  used  to  repay  borrowings  under  the  Credit 

holders  of  our  Common  Stock,  the  majority  of  which 

Facilities.  The  Series  D  Preferred  was  issued  by  the 

hold their shares in the names of various dealers and/

Company pursuant to the exemption from registration 

or clearing agencies.

provided by Section 4(2) of the Securities Act of 1933.

The  Company  paid  special  cash  dividends  on 

On May 2, 2014, the Company redeemed 160,000 

Common  Stock  of  $118.1  million  ($2.55  per  share)  on 

shares of Series D Preferred, representing 40% of the 

December 27, 2012.

amount  outstanding,  for  an  aggregate  price  of  $8 

In April 2012, the Board of Directors authorized an 

million plus accrued dividends. In conjunction with the 

increase  in  the  Company’s  Stock  Buyback  Program 

partial  redemption,  the  annual  dividend  rate  on  the 

from 800,000 to 1.6 million shares of Common Stock. 

outstanding  Series  D  Preferred  was  reduced  to  2.5% 

As  of  May  2,  2015,  502,060  shares  were  purchased 

for  the  twelve-month  period  beginning  May  1,  2014. 

under the program and 1,097,940 shares were available 

On May 1, 2015, the Company and the holders of the 

for purchase. There were no shares of Common Stock 

Series  D  Preferred  agreed  to  extend  the  2.5%  annual 

purchased during the last three fiscal years.

dividend  rate  on  the  outstanding  Series  D  Preferred 

On January 25, 2013, the Company sold 400,000 

through April 30, 2016.

shares of Special Series D Preferred Stock, par value 

On  August  1,  2014,  the  Company  redeemed 

$1  per  share  (“Series  D  Preferred”)  for  an  aggregate 

120,000  shares  of  Series  D  Preferred,  representing 

purchase price of $20 million. Series D Preferred has a 

50% of the amount outstanding, for an aggregate price 

liquidation  preference  of  $50  per  share  and  accrues  

of $6 million plus accrued dividends.

2015 ANNUAL REPORT 39

PERFORMANCE GRAPH

The following graph shows a comparison of the five-year cumulative returns of an investment of $100 cash on May 

1, 2010, assuming reinvestment of dividends, in (i) Common Stock, (ii) the NASDAQ Composite Index and (iii) a 

Company-constructed peer group consisting of Coca-Cola Bottling Company Consolidated and Cott Corporation. 

Based  on  the  cumulative  total  return  below,  an  investment  in  our  Common  Stock  on  May  1,  2010  provided  a 

compounded annual return of approximately 21.5% as of May 2, 2015.

Comparison of 5-Year Cumulative Total Return
among National Beverage Corp., the NASDAQ Composite Index, and a Peer Group

$280
$260
$240
$220
$200
$180
$160
$140
$120
$100
$80
$60
$40
$20
0
5/1/10

4/30/11

4/28/12

4/27/13

5/3/14

5/2/15

National Beverage

NASDAQ Composite

Peer Group

National Beverage Corp.
NASDAQ Composite
Peer Group

5/1/10

4/30/11

4/28/12

4/27/13

5/3/14

5/2/15

$100.00
100.00
100.00

$140.51
117.84
116.43

$148.18
127.17
95.35

$172.25
137.74
128.54

$227.11
175.48
125.48

$265.06
215.51
155.57

280
260
240
220
200
180
160
140
120
100
80
60
40
20
0

5/01/10

4/30/11

4/28/12

4/27/13

5/03/14

5/21/15

40 NATIONAL BEVERAGE CORP.

CORPORATE DATA

D I R E C T O R S

S U B S I D I A R Y  M A N AG E M E N T

Michael J. Bahr
Executive Vice President
Shasta West

James C.T. Bolton
Executive Vice President
PACO, Inc.

Alan A. Chittaro
Executive Vice President
Faygo Beverages, Inc.

Alan D. Domzalski
Executive Vice President
Sundance Beverage  
  Company

James H. Erwin III
Executive Vice  
  President–Sales
Shasta Beverages, Inc.

Stephen E. Flis
Executive Vice President
Shasta Sweetener, Inc.

Arthur D. Hanrehan
Executive Vice President
National BevPak

James M. Jones
Executive Vice President
Shasta Foodservice

John F. Hlebica
Vice President
Shasta Beverages  

International

Chad M. Palma
Vice President
BevCo Sales

Worth B. Shuman III
Vice President
Military Sales

Nick A. Caporella
Chairman of the Board &  
  Chief Executive Officer
National Beverage Corp.

Joseph G. Caporella
President
National Beverage Corp.

Cecil D. Conlee*
Founding Partner
CGR Advisors

Samuel C. Hathorn, Jr.*
Retired Chief  
  Executive Officer
Trendmaker Development Co.

Stanley M. Sheridan*
Retired President
Faygo Beverages, Inc.

*Member Audit Committee

CO R P O R AT E  M A N AG E M E N T

Nick A. Caporella
Chairman of the Board &  
  Chief Executive Officer

Joseph G. Caporella
President

George R. Bracken
Executive Vice  
  President–Finance

Gregory P. Cook
Vice President–Controller &  
  Chief Accounting Officer

Brent R. Bott
Executive Director– 
  Consumer Marketing

Gregory J. Kwederis
Executive Director– 
  Beverage Analyst

Timothy C. Barker
Senior Director–Strategic IT

Vanessa C. Walker
Senior Director–Strategic  
  Brand Management

Dominic H. Angelina
Director–Internal Audit

Richard S. Berkes
Director–Risk Management

Glenn G. Bryan
Director–Tax

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S U B S I D I A R I E S
BevCo Sales, Inc.
Beverage Corporation  

Intl., Inc.

Big Shot Beverages, Inc.
Everfresh Beverages, Inc.
Faygo Beverages, Inc.
Home Juice Corp.
National Beverage  
  Vending Company
National Retail Brands, Inc.
NewBevCo, Inc.
NutraFizz Products Corp.
PACO, Inc.
Shasta Beverages, Inc.
Shasta Beverages Intl., Inc.
Shasta Sales, Inc.
Shasta Sweetener Corp.
Shasta West, Inc.
Sundance Beverage  
  Company

CO R P O R AT E   O F F I C E S
8100 Southwest Tenth Street
Fort Lauderdale, FL 33324
954-581-0922

A N N UA L  M E E T I N G
The Annual Meeting of 
Shareholders will be held on 
Friday, October 2, 2015 at 
2:00 p.m. local time at the 
Hyatt Regency Orlando 
International Airport, 9300 
Jeff Fuqua Boulevard,
Orlando, FL 32827.

F I N A N C I A L   A N D   O T H E R 
I N F O R M AT I O N
Copies of National Beverage 
Corp.’s Annual Report, Annual 
Report on Form 10-K and 
supplemental quarterly 
financial data are available 
free of charge on our website 
or by contacting our 
Shareholder Relations 
department at the 
Company’s corporate 
address or 877-NBC-FIZZ 
(877-622-3499).

Earnings and other financial 
results, corporate news and 
other Company information 
are available on National 
Beverage’s website at  
www.nationalbeverage.com.

S T O CK   E XCH A N G E  L I S T I N G
Common Stock is listed on 
The NASDAQ Global Select  
  Market–symbol FIZZ.

T R A N S F E R  AG E N T  A N D 
R E G I S T R A R
Computershare
250 Royall Street
Canton, MA 02021
888-313-1476
www.computershare.com/
investor

I N D E P E N D E N T  R E G I S T E R E D 
P U B L I C  ACCO U N T I N G  F I R M
McGladrey LLP
West Palm Beach, FL

 
 
 
 
 
 
 
 
 
 
 
National Beverage Corp., 8100 Southwest Tenth Street, Fort Lauderdale, Florida 33324
954.581.0922    www.nationalbeverage.com