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North European Oil Royalty Trust

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FY2016 Annual Report · North European Oil Royalty Trust
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Annual Report 2016

North 
European
Oil
Royalty
Trust

ATTENTION: 
PLEASE RETAIN
CRITICAL TAX INFORMATION ENCLOSED

NORTH EUROPEAN OIL ROYALTY TRUST 

The Annual Meeting of Unit Owners will be held on February 16, 2017, at 10:00 A.M., 
in Room A, Seventh Floor, at The University Club, 
1 West 54th Street, New York City (northwest corner of 5th Avenue; entrance on 54th Street). 
All unit owners are cordially invited to attend. 

If you plan to attend the meeting, please note that The University Club has a dress code. 
Men are required to wear a jacket and women are required to wear business attire. 
The University Club does not make exceptions. 

Table of Contents 

Report to Unit Owners ....................................................................................... 1-4 
Ten Year History of Net Gas Sales ....................................................................... 5 
Net Proved Producing Gas Reserves (Est.) 
and Volume of Net Gas Sales ..............................................................................  6 
Selected Financial Data .......................................................................................  7 
Gross Gas Sale Volumes .....................................................................................  8 
Description of Trust Assets ............................................................................  9-10 
Management’s Discussion and Analysis ......................................................  11-18 
Critical Accounting Policies ..............................................................................  19 
Distributions and Trading ..................................................................................  20 
Comparison of Five Year Returns ................................................................  21-22 
Dollar Royalties Western and Eastern Oldenburg .............................................  23 
Report of Independent Registered Public Accounting Firm ..............................  24 
Financial Statements .....................................................................................  25-28 
Notes to Financial Statements ......................................................................  29-31 
Disclosure Controls and Procedures ..................................................................  33 
Internal Control over Financial Reporting ....................................................  33-34 
2016 Tax Letter (Removable) .......................................................................  36-39 

IMPORTANT TAX INFORMATION 

For your convenience, the information necessary to prepare 
your 2016 tax return is included in the removable 
“2016 Tax Letter” on Pages 36 through 39. 
Please note that there will be no separate mailing of the tax letter 

 
NORTH EUROPEAN OIL ROYALTY TRUST 

Report to Unit Owners: 

FOURTH QUARTER 2016 

Net  income  for  the  Trust  for  the  fourth  quarter  of  fiscal  2016  was  $1,078,292,  a  decrease  of 
48.58% from net income of $2,096,955 for the fourth quarter of fiscal 2015. The Trust receives nearly 
all  of  its  royalties  under  two  royalty  agreements.  The  Mobil  Agreement,  the  higher  royalty  rate 
agreement, covers gas sales from the western half of the Oldenburg concession. The OEG Agreement, 
the lower royalty rate agreement, covers gas sales from the entire Oldenburg concession. Gas royalties 
under the Mobil Agreement for the fourth quarter of fiscal 2016 were reduced by negative adjustments 
of  $357,874,  as  compared  to  negative  adjustments  totaling  $378,697  for  the  fourth  quarter  of  fiscal 
2015.  Total  royalties  under  the  Mobil  Agreement  in  the  fourth  quarter  of  fiscal  2015  were  further 
reduced by a negative adjustment of $213,103, correcting the overpayment of sulfur royalties in 2013 
and  2014.  There  were  no  negative  sulfur  adjustments  during  the  fourth  quarter  of  fiscal  2016.  Gas 
royalties  under  the  OEG  Agreement  for  the  fourth  quarter  of  fiscal  2016  were  reduced  by  a 
combination  of  negative  and  positive  adjustments  totaling  $147,857,  as  compared  to  negative 
adjustments totaling $104,277 for the fourth quarter of fiscal 2015. Net income in the fourth quarter of 
2016 was lower than the fourth quarter of 2015 due to lower gas prices and lower average exchange 
rates. The relevant details for the fourth quarters of fiscal 2016 and 2015 for gas sales under the Mobil 
and OEG Agreements are shown in the table below.  

Factors Determining Gas Royalties Payable 

3rd Calendar Quarter 
Ended 9/30/2016 

3rd Calendar Quarter 
Ended 9/30/2015 

Percentage 
Change 

Mobil Agreement: 
Gas Sales (Bcf1) 
Gas Prices2 (Ecents/Kwh3) 
Average Exchange Rate4 
Gas Royalties 

OEG Agreement: 
Gas Sales (Bcf) 
Gas Prices (Ecents/Kwh) 
Average Exchange Rate 
Gas Royalties 

6.688 
1.3753 
1.1047 
$1,116,681 

18.752 
1.4025 
1.1068 
$ 406,887 

5.829 
2.1662 
1.1301 
$1,636,070 

18.728 
2.2187 
1.1309 
$ 714,479 

+   14.74% 
-    36.51% 
-      2.25% 
-    31.75% 

+    0.13% 
-   36.79% 
-     2.13% 
-   43.05% 

1 Billion cubic feet 
3 Euro cents per Kilowatt hour 

2 Gas prices derived from May-July period  
4 Based on average exchange rates of royalty transfers 

1 

  
 
 
 
 
 
 
 
 
 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

FISCAL 2016 REPORT 

For  fiscal  2016,  the  Trust’s  gross  royalty  income  decreased  43.82%  to  $6,960,961  from 
$12,390,575 in fiscal 2015 continuing to reflect the disruption in the energy market and the uncertainty 
of the world economy. The decrease in royalty income is due to declines in gas sales, gas prices and 
average  exchange  rates  under  both  royalty  agreements.  As  in  prior  years,  the  Trust  receives 
information concerning adjustments from the operating companies based on their final calculations of 
royalties payable during the previous periods as well as other required adjustments. During fiscal 2016, 
the  combination  of  positive  and  negative  adjustments,  including  a  net  negative  adjustment  under  the 
Mobil sulfur royalty, reduced royalty income by $433,462, the equivalent of $0.0472 per unit. During 
fiscal 2015, the combination of positive and negative adjustments, including a net negative adjustment 
under the Mobil Sulfur Royalty, reduced total royalty income by $807,974, the equivalent of $0.0879 
per unit. Further details relating to the changes in gas sales, gas prices and average exchange rates for 
fiscal 2016 and 2015 are presented on pages 13 through 15.  

The  decrease  in  the  amount  of  royalty  income  resulted  in  the  lower  distributions.  The  total 

distribution for fiscal 2016 was $0.67 per unit compared to $1.27 per unit for fiscal 2015.  

The  Trust’s  German  consultant  periodically  contacts  the  representatives  of  the  operating 
companies to inquire about their planned and proposed drilling and geophysical work and other general 
matters.  The  following  represents  a  summary  of  the  most  recent  information  the  Trust’s  German 
consultant  received  from  representatives  of  the  operating  companies’  unified  exploration  and 
production venture, ExxonMobil Production Deutschland GmbH (“EMPG”). The Trust is not able to 
confirm the accuracy of any of the information supplied by the operating companies. In addition, the 
operating companies are not required to take any of the actions outlined and, if they change their plans 
with respect to any such actions, they are not obligated to inform the Trust.  

After having suspended all drilling activities for 2015 and 2016 and with 
the  continuing  difficulties  caused  by  low  energy  prices  worldwide, 
EMPG has slowed the pace of its future drilling program. As recently as 
last  spring,  EMPG’s  drilling  program  provided  for  four  wells  to  be 
drilled  in  2017  followed  by  one  well  and  one  work-over  in  2018,  two 
wells in 2019 and one well in 2020. The new program calls for one well 
and one work-over in 2017, three wells in 2018, two wells in 2019 and 
one  well  in  2020.  Despite  the  lifting  of  the  moratorium  on  hydraulic 
fracturing  (“fracking”)  as  of  July  8,  2016,  there  is  no  indication  that 
fracking will be used in the near future. Historically, fracking had been 
used  within  the  Oldenburg  concession  almost  exclusively  in  wells 
accessing the Carboniferous zone and EMPG has no Carboniferous wells 
listed in the drilling program through 2020. 

During 2016, EMPG performed work-overs of five eastern wells and one 
western well: Neerstedt Z-3, Doetlingen Z-12, Goldenstedt Z-13 and Z-
20,  Hengstlage  T-14  and  Kneheim  Z-3  (western).  Workovers  are 
conducted  on  older  wells  that  for  various  reasons  have  experienced  a 
drop in production due to a decline in pressure and can possibly benefit 
from  further  developmental  efforts.  These  reasons  can  include  the 
presence  of  formation  debris,  bacterial  infestation  and  formation  water 
influx.  

2 

NORTH EUROPEAN OIL ROYALTY TRUST 

The  work-over  scheduled  for  2017  will  be  on  Visbek  Z-16a,  a  western 
Zechstein  well.  Visbek  Z-16a  suffered  a  severe  casing  collapse  six 
months  after  it  began  production  and  was  shut  down  in  October  2013. 
While originally it was planned to drill a new coiled tubing sidetrack, the 
continuing low gas prices have made this choice uneconomical. Instead, 
this work-over will involve an attempt to repair the original casing. The 
new  well  listed  for  2017  is  Hemmelte  NW  T-1  which  is  planned  to 
develop a new area of the sweet gas Bunter zone in western Oldenburg. 
This  well  was  initially  planned  as  a  dual  purpose  well  tapping  both  the 
Bunter and  the deeper  Zechstein  zones but, due to technical difficulties, 
was  scaled  back.  A  second  well  to  access  the  Zechstein  zone  at  a  later 
date  was  initially  mentioned  but  no  further  information  has  been 
forthcoming.  

The three new wells listed for 2018 are Brettorf Z-2b, Goldenstedt Z-12a 
M1 and Goldenstedt Z-25a M1. All these wells are multilateral wells, are 
located  in  eastern  Oldenburg  and  are  sour  gas  infill  wells.  Multilateral 
wells  take  advantage  of  a  single  master  well  to  draw  from  multiple 
sidetracks.  The  primary  advantage  is  the  cost  saving  in  using  a  single 
borehole for more than one sidetrack.  

The  two  new  wells  listed  for  2019  are  Doetlingen  Z-3A  and  Jeddeloh  
Z-1.  Doetlingen  Z-3A  is  intended  to  develop  the  Zechstein  zone  in 
eastern  Oldenburg.  Jeddeloh  Z-1  is  the  first  well  being  drilled  in  the 
Oldenburg concession with Vermilion as the lead developer. The well is 
an exploration well tentatively located in the western portion of the area 
designated as Oldenburg-Land, the southernmost area of the three areas 
within  the  concession  subject  to  Vermilion’s  Farm-In  Agreement. 
Vermilion’s well is intended to develop the Rotliegend (Red Sandstone) 
formation,  a  previously  undeveloped  productive  zone  within  the 
concession.  Oldenburg-Land  is  a  relatively  undeveloped  area  of  the 
concession  compared 
southern  area  of  Müensterland-
Cloppenburg-Vechta where the majority of the wells operated by EMPG 
are located. 

the 

to 

The single new well listed for 2020 is Alhorn Z-3, another sour gas well. 
Alhorn  Z-3  is  intended  to  reopen  the  old  Alhorn  field,  which  had  been 
plugged and abandoned in 1997.  

No firm dates have been announced for any of the wells described above. 
Information on wells that are not  named or are in  preliminary  planning 
stages is not divulged by EMPG. 

3 

NORTH EUROPEAN OIL ROYALTY TRUST 

Based  on  the  limited  information  available,  Ralph  E.  Davis  Associates,  LLC,  the  Trust’s 
petroleum  consultant  (“Davis  Associates”),  has  prepared  and  submitted  their  report  on  the  cost 
depletion  percentage  applicable  to  Trust  unit  owners  for  calendar  2016.  The  2016  cost  depletion 
percentage of 10.2769% and related tax information is contained in the removable "2016 Tax Letter" 
on  Pages  36  through  39  of  this  report.  The  calculation  of  the  cost  depletion  percentage  is  based  on 
Davis  Associates’  estimate  of  remaining  net  proved  producing  reserves  as  of  October  1,  2016.  (The 
complete text of the report is available in the Trust’s 2016 Report on Form 10-K as exhibit 99.1.) The 
application  of  the  Trust’s  two  royalty  rates  to  gross  remaining  proved  producing  gas  reserves  or  to 
gross gas sales for both eastern and western Oldenburg yields the net gas reserves or sales attributable 
to  the  Trust,  as  referenced  in  the  charts  on  pages  5  and  6.  The  report  indicates  that  net  Trust  gas 
reserves decreased 15.18% to 12.214 Bcf from 14.400 Bcf on net sales for 2016 of 1.392 Bcf and a 
negative reserve adjustment of 0.794 Bcf. As shown in the chart on page 6, the absence of drilling by 
the operating companies contributed to the failure to offset current gas sales with additions to proved 
producing reserves.  

Respectfully submitted, 

John R. Van Kirk 
Managing Director  

December 30, 2016 

4 

 
5

5

4

3

2

1

0

T
E
E
F
C
I
B
U
C
N
O
I
L
L
I
B

NORTH EUROPEAN OIL ROYALTY TRUST

TEN YEAR HISTORY OF NET GAS SALE VOLUMES

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

Adjusted for Effective Royalty Rates Applicable to Western and Eastern Oldenburg

WESTERN OLDENBURG

EASTERN OLDENBURG

 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST

NET PROVED PRODUCING GAS RESERVES (EST.) 
AND VOLUME OF NET GAS SALES

T
E
E
F
C
I
B
U
C
N
O
I
L
L
I
B

45
40

35
30

25
20

15
10

5

0

2007 2008 2009 2010 2011 2012 2013 2014 2015 2016

6

NET PROVED PRODUCING RESERVES (EST.)

ANNUAL NET SALES

As of October 1st

 
 
 
 
 
7

NORTH EUROPEAN OIL ROYALTY TRUST 

North European Oil Royalty Trust 
Selected Financial Data (Cash Basis) 
For Fiscal Years Ended October 31 

Gas, sulfur and oil royalties 
received 

2016 

2015 

2014 

2013 

2012 

$ 6,960,961   

$12,390,575  

$18,927,005  

$21,546,298  

$23,672,808  

Interest income 

 4,548   

9,439   

18,724   

25,363   

40,156   

Trust expenses 

(     824,368)  

( 819,341) 

( 901,150) 

( 936,355) 

( 1,103,003) 

Net income 

 $ 6,141,141  

$11,580,673  

$18,044,579  

$20,635,306  

$22,609,961  

Net income per unit  

      $ 0.67       

      $ 1.26       

      $ 1.96       

      $ 2.25       

      $ 2.46       

   Distributions per unit paid 
      or to be paid to unit owners 

      $ 0.67       

      $ 1.27       

      $ 1.95       

      $ 2.25       

      $ 2.46       

Units outstanding end of period 

9,190,590 

9,190,590 

9,190,590 

9,190,590 

9,190,590 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST

GROSS GAS SALE VOLUMES

T
E
E
F
C
I
B
U
C
N
O
I
L
L
I
B

180

160

140

120

100

80

60

40

20

0

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

WESTERN OLDENBURG

EASTERN OLDENBURG

8

 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

Description of Trust Assets 

The properties of the Trust, which the Trust and Trustees hold pursuant to the Trust Agreement 
on behalf of the unit owners, are overriding royalty rights on sales of gas, sulfur and oil under certain 
concessions or leases in the Federal Republic of Germany. The actual leases or concessions are held 
either  by  Mobil  Erdgas-Erdol  GmbH  ("Mobil  Erdgas"),  a  German  operating  subsidiary  of 
ExxonMobil,  or  by  Oldenburgische  Erdolgesellschaft  ("OEG").  As  a  result  of  direct  and  indirect 
ownership,  ExxonMobil  owns  two-thirds  of  OEG  and  the  Royal  Dutch/Shell  Group  of  Companies 
owns  one-third  of  OEG.  The  Oldenburg  concession  (1,386,000  acres),  covering  virtually  the  entire 
former Grand Duchy of Oldenburg and located in the German federal state of Lower Saxony, provides 
100% of the royalties received by the Trust. BEB Erdgas und Erdol GmbH (“BEB”), a joint venture in 
which ExxonMobil and the Royal Dutch/Shell Group each own 50%, administers the concession held 
by  OEG.  In  2002,  Mobil  Erdgas  and  BEB  formed  EMPG  to  carry  out  all  exploration,  drilling  and 
production activities. All sales activities are still handled by either Mobil Erdgas or BEB. 

Vermilion  Energy  Inc.  (“Vermilion”),  a  Canadian  based  international  oil  and  gas  producer, 
entered into a Farm-In Agreement (the “Farm-In Agreement”) with Mobil Erdgas and BEB. The Farm-
In Agreement specifies that Vermilion has acquired an interest in various portions of a concession or 
areas owned by Mobil Erdgas and BEB. Three of these licenses cover the three northernmost areas of 
the Oldenburg concession. The Farm-In Agreement commits Vermilion to financial participation at a 
50% level in 11 gross exploratory wells over the next five years. If Vermilion conducts any successful 
drilling within the confines of the Oldenburg concession, sales of that gas or oil would be subject to the 
relevant  royalty  contract.  The  Trust’s  German  consultant  has  confirmed  for  the  Trust  that  Vermilion 
will lead the development of its first well within the Oldenburg concession with a possible start time in 
2019. The well is tentatively located in the western portion of the area designated Oldenburg-Land, the 
southernmost area of the three areas within the concession subject to Vermilion’s Farm-In Agreement. 
Vermilion’s  well  is  intended  to  develop  the  Rotliegend  (Red  Sandstone)  formation,  a  previously 
undeveloped productive zone within the concession. 

Under  the  Mobil  Agreement  covering  the  western  part  of  the  Oldenburg  concession 
(approximately 662,000 acres), the Trust receives a royalty payment of 4% on gross receipts from sales 
by Mobil Erdgas of gas well gas, oil well gas, crude oil and condensate. Under the Mobil Agreement 
there is no deduction of costs prior to the calculation of royalties from gas well gas and oil well gas, 
which together account for approximately 99% of all the royalties under said agreement. Historically, 
the Trust has received significantly greater royalty payments under the Mobil Agreement (as compared 
to the OEG Agreement described below) due to the higher royalty rate specified by that agreement.  

The Trust is also entitled under the Mobil Sulfur Agreement to receive a 2% royalty on gross 
receipts  of  sales  of  sulfur  obtained  as  a  by-product  of  sour  gas  produced  from  the  western  part  of 
Oldenburg. The payment of the sulfur royalty is conditioned upon sales of sulfur by Mobil Erdgas at a 
selling  price  above  an  agreed  upon  base  price.  This  base  price  is  adjusted  annually  by  an  inflation 
index. When the average quarterly selling price falls below the indexed base price, no sulfur royalties 
are paid by Mobil Erdgas. Sulfur royalties under the Mobil Agreement totaled ($51,576), $78,094 and 
$375,614  during  fiscal  2016,  2015  and  2014,  respectively.  The  2016  figure  includes  negative 
adjustments from 2015, 2013, 2012 and 2011 of $36,336, $43,087, $186,045 and $56,225, which more 
than  offset  sulfur  royalties  payable.  The  2015  figure  includes  negative  adjustments  from  2014  and 
2013  of  $80,516  and  $134,832,  respectively.  The  operating  companies  had  improperly  allocated 
eastern sulfur sales to the Mobil Agreement during 2015, 2014, 2013, 2012 and 2011 resulting in the 
overpayment of sulfur royalties.  

9 

NORTH EUROPEAN OIL ROYALTY TRUST 

Under  the  OEG  Agreement  covering  the  entire  Oldenburg  concession,  the  Trust  receives 
royalties  at  the  rate  of  0.6667%  on  gross  receipts  from  sales  by  BEB  of  gas  well  gas,  oil  well  gas, 
crude  oil,  condensate  and  sulfur  (removed  during  the  processing  of  sour  gas)  less  a  certain  allowed 
deduction  of  costs.  Under  the  OEG  Agreement,  50%  of  the  field  handling  and  treatment  costs  as 
reported for state royalty purposes are deducted from the gross sales receipts prior to the calculation of 
the royalty to be paid to the Trust.  

On  August  26,  2016,  the  Trust  executed  amendments  to  its  existing  royalty  agreements  with 
OEG  and  Mobil  establishing  a  new  base  for  the  determination  of  gas  prices  upon  which  the  Trust’s 
royalties are determined.  As a result, neither the contractual price nor the spot market price will be a 
determining factor in the calculation of royalties payable to the Trust.  As specified in the amendments, 
the  Trust’s  new  pricing  procedure  now  matches  the  German  State  royalty  calculation  basis  which  is 
codified in the pertinent German State Royalty Code (Niedersächsische Verordnung über die Feldes- 
und die Förderabgabe).  As this pricing procedure is currently configured, the state assessment base for 
natural gas is the average German Border Import gas Price (the “GBIP”).  In the royalty calculations 
for the Trust, the GBIP for the period corresponding to the respective calendar quarter (adjusted by a 
percentage factor) will be the price used in the relevant calculation of quarterly royalties payable.  For 
simplification purposes, we will use “GBIP” when referring to the current state assessment base. 

The  change  to  the  GBIP  is  intended  to  be  revenue  neutral  for  the  Trust.  Additionally,  this 
change  should  reduce  the  scope  and  cost  of  the  accounting  examination,  eliminate  ongoing  disputes 
with  OEG  and  Mobil  regarding  sales  to  related  parties,  and  reduce  prior  year  adjustments  to  the 
normally  scheduled  year-end  reconciliation.  The  new  pricing  basis  will  also  eliminate  certain  costs 
(transportation and plant  gas  storage) that were previously deductible prior to the royalty calculation 
under the agreement with OEG.  

Actual gas sales from the prior calendar quarter will be multiplied by the average GBIP for a 
period starting two months earlier and will provide the basis for royalty payments to the Trust during 
its fiscal quarter. The average GBIP for the corresponding period of actual sales is not available due to 
the delay in its calculation. In the final calculation of royalties payable for calendar 2015, the average 
GBIP under the Mobil and OEG Royalty Agreements was increased by 2% and 5%, respectively. For 
calendar 2016 and forward, the average GBIP under the Mobil and OEG Royalty Agreements will be 
increased by 1% and 3%, respectively.  In March of the following calendar year, an average GBIP for 
the  prior  calendar  year  (weighted  on  a  monthly  basis  by  the  respective  volume  of  imported  gas)  is 
published. In September of the following calendar year, EMPG will make a final reconciliation based 
upon  the  published  yearly  average  GBIP  increased  by  the  respective  percentage  factor  and  the  total 
volume of gas sold under the royalty agreements during the prior calendar year. 

The new basis for oil prices would be the published price from the State Authority for Mining, 
Energy  and  Geology.  There  are  no  percentage  adjustments  factored  into  the  oil  royalty  calculation. 
There was no change in the previous methodology used with regard to the determination of royalties 
attributable to sales of sulfur. 

In addition to the Oldenburg area, the Trust also holds overriding royalties at various rates on a 
number  of  currently  non-producing  leases  of  various  sizes  in  other  areas  of  Germany.  One  of  these 
leases, Grosses Meer, was formerly active but provided no royalties during fiscal 2016, 2015 and 2014. 

10 

NORTH EUROPEAN OIL ROYALTY TRUST 

Management’s Discussion and Analysis of Financial Condition and Results of Operations 

Executive Summary 

The  Trust  is  a  passive  fixed  investment  trust  which  holds  overriding  royalty  rights,  receives 
income  under  those  rights  from  certain  operating  companies,  pays  its  expenses  and  distributes  the 
remaining net funds to its unit owners. As mandated by the Trust Agreement, distributions of income 
are  made  on  a  quarterly  basis.  These  distributions,  as  determined  by  the  Trustees,  constitute 
substantially all of the funds on hand after provision is made for Trust expenses then anticipated. 

The Trust does not engage in any business or extractive operations of any kind in the areas over 
which it holds royalty rights and is precluded from engaging in such activities by the Trust Agreement. 
There are no requirements, therefore, for capital resources with which to make capital expenditures or 
investments in order to continue the receipt of royalty revenues by the Trust.  

The properties of the Trust are described above in “Description of Trust Assets.” Of particular 
importance with respect to royalty income are the two royalty agreements, the Mobil Agreement and 
the OEG Agreement. The Mobil Agreement covers gas sales from the western part of the Oldenburg 
concession. Under the Mobil Agreement, the Trust has traditionally received the majority of its royalty 
income  due  to  the  higher  royalty  rate  of  4%.  The  OEG  Agreement  covers  gas  sales  from  the  entire 
Oldenburg  concession  but  the  royalty  rate  of  0.6667%  is  significantly  lower  and  gas  royalties  have 
been correspondingly lower.   

The operating companies pay monthly royalties to the Trust based on their sales of natural gas, 
sulfur and oil. Of these three products, natural gas provided approximately 96% of the total royalties in 
fiscal 2016. The amount of royalties paid to the Trust is primarily based on four factors: the amount of 
gas sold, the price of that gas, the area from which the gas is sold and the exchange rate.  

On  approximately  the  25th  of  the  months  of  January,  April,  July  and  October,  the  operating 
companies  calculate  the  amount  of  gas  sold  during  the  previous  calendar  quarter  and  determine  the 
amount of royalties that were payable to the Trust based on those sales. The pricing component to this 
royalty calculation no longer conforms to the same period. Due to the delay in the availability of the 
GBIP, the average GBIP for a three-month period ending two months prior to the end of the relevant 
calendar quarter is used. The average GBIP is increased by a percentage factor depending upon which 
royalty  agreement  forms  the  underlying  basis  for  the  royalty  calculation.  The  respective  royalty 
amount is divided into thirds and forms the monthly royalty payments to the Trust (payable on the 15th 
of each month) for the Trust’s upcoming fiscal quarter. At the same time that the operating companies 
determine the actual amount of royalties that were payable for the prior calendar quarter, they look at 
the actual amount of royalties that were paid to the Trust for that period and calculate the difference 
between  what  was  paid  and  what  was  payable.  Additional  amounts  payable  by  the  operating 
companies would be paid immediately and any overpayment would be deducted from the payment for 
the  first  month  of  the  following  fiscal  quarter.  In  March  of  the  following  calendar  year,  an  average 
GBIP for the prior calendar year (weighted on a monthly basis by the respective volume of imported 
gas) is published. In September of each year, the operating companies make the final determination of 
any  necessary  royalty  adjustments  for  the  prior  calendar  year  with  a  positive  or  negative  adjustment 
made  accordingly.  Currently,  the  Trust’s  German  accountants  review  the  royalty  calculations  on  a 
biennial basis. 

11 

NORTH EUROPEAN OIL ROYALTY TRUST 

There are two types of natural gas found within the Oldenburg concession, sweet gas and sour 
gas. Sweet gas has little or no contaminants and needs no treatment before it can be sold. Sour gas, in 
comparison, must be processed at the Grossenkneten desulfurization plant before it can be sold. The 
desulfurization  process  removes  hydrogen  sulfide  and  other  contaminants.  The  hydrogen  sulfide  in 
gaseous form is converted to sulfur in a solid form and sold separately. As needed, EMPG, the operator 
of  the  Grossenkneten  desulfurization  plant,  conducts  maintenance  on  the  plant,  generally  during  the 
summer months when demand is lower. Historically, sour gas production capacity during the period of 
maintenance work has been reduced by approximately one-third. There was no maintenance conducted 
during  2016.  Maintenance  was  conducted  from  August  31,  2015  through  October  13,  2015.  The 
operating companies have informed the Trust that, to promote greater efficiency and cost effectiveness, 
the production capacity of Grossenkneten will be reduced beginning in 2017. 

Under the Mobil and OEG Agreements, the gas is sold in one of three ways: (1) directly on the 
spot  market;  (2)  between  Mobil  Erdgas  and  BEB  (intra-company  sales);  or  (3)  directly  to  various 
distributors under contracts (which delineate, among other provisions, the timing, manner, volume and 
price of the gas sold).  While the operating companies will continue to sell gas in one of these three 
ways, the impact of the respective pricing involved is no longer applicable to the Trust because, under 
the  amended  royalty  agreements,  the  price  point,  which  is  used  as  part  of  the  basis  for  the  royalty 
calculations, is now the average GBIP.  

The  Trust’s  accountants  in  Germany  have  completed  their  examination  of  the  operating 
companies  for  2013  and  2014  and  all  relevant  adjustments  have  been  made  to  Trust  royalties.  Their 
next examination for the 2015-2016 period will be performed under the amended royalty agreements 
and will likely commence in November 2017. 

For unit owners, changes in the dollar value of the Euro have an immediate impact. This impact 
occurs at the time the royalties, which are paid to the Trust in Euros, are converted into U.S. dollars at 
the  applicable  exchange  rate  and  transferred  from  Germany  to  the  United  States.  In  relation  to  the 
dollar, a stronger Euro would yield more dollars and a weaker Euro would yield less dollars.  

Seasonal demand factors affect the income from the Trust’s royalty rights insofar as they relate 
to energy demands and increases or decreases in prices, but on average they are generally not material 
to the annual income received under the Trust’s royalty rights.  

The Trust has no means of ensuring continued income  from  overriding royalty rights at their 
present  level  or  otherwise.  The  Trust’s  consultant  in  Germany  provides  general  information  to  the 
Trust  on  the  German  and  European  economies  and  energy  markets.  This  information  provides  a 
context  in  which  to  evaluate  the  actions  of  the  operating  companies.  The  Trust's  consultant  receives 
reports  from  EMPG  with  respect  to  current  and  planned  drilling  and  exploration  efforts.  However, 
EMPG and the operating companies continue to limit the information flow to that which is required by 
German law.  

The  low  level  of  administrative  expenses  of  the  Trust  limits  the  effect  of  inflation  on  costs. 
Sustained price inflation would be reflected in sales prices. Sales prices along with sales volumes form 
the basis on which the royalties paid to the Trust are computed.  

12 

NORTH EUROPEAN OIL ROYALTY TRUST 

Results: Fiscal 2016 versus Fiscal 2015 

For  fiscal  2016,  the  Trust’s  gross  royalty  income  decreased  43.82%  to  $6,960,961  from 
$12,390,575 in fiscal 2015 continuing to reflect the disruption in the energy market and the uncertainty 
of the world economy. The decrease in royalty income is due to declines in gas sales, gas prices and 
average exchange rates under both royalty agreements. The decrease in the amount of royalty income 
resulted in the lower distributions. The total distribution for fiscal 2016 was $0.67 per unit compared to 
$1.27  per  unit  for  fiscal  2015.  As  in  prior  years,  the  Trust  receives  adjustments  from  the  operating 
companies  based  on  their  final  calculations  of  royalties  payable  during  the  previous  periods.  During 
fiscal  2016,  the  combination  of  positive  and  negative  adjustments  reduced  royalty  income  by 
$381,886, the equivalent of $0.0416 per unit. Due to the incorrect inclusion in prior years of eastern 
sulfur sales in the royalty calculation under the Mobil Sulfur Agreement,  the combination of current 
year sulfur royalties and the negative adjustment from prior years resulted in a net negative adjustment 
for fiscal 2016 of $51,576, the equivalent of $0.0056 per unit. During fiscal 2015, the combination of 
positive and negative adjustments reduced royalty income by $592,626, the equivalent of $0.0645 per 
unit. Due to the incorrect inclusion in prior years of eastern sulfur sales in the royalty calculation under 
the  Mobil  Sulfur  Agreement,  the  combination  of  current  year  sulfur  royalties  and  the  negative 
adjustment  from  prior  years  resulted  in  a  net  negative  adjustment  for  fiscal  2015  of  $215,348,  the 
equivalent of $0.0234 per unit.  

Gas sales under the Mobil Agreement declined 12.83% to 25.043 Billion cubic feet ("Bcf") in 
fiscal 2016 from 28.729 Bcf in fiscal 2015. Gas sales in the first three quarters of fiscal 2016 showed a 
decline  from  the  prior  year’s  equivalent  quarters.  However,  gas  sales  in  the  fourth  quarter  of  fiscal 
2016  were  higher  than  the  prior  year’s  equivalent  quarter.  At  least  some  of  the  increase  in  fourth 
quarter gas sales may be explained by the partial shutdown of the Grossenkneten desulfurization plant 
for  a  six-week  period  during  the  fourth  quarter  of  fiscal  2015.  Since  the  Trust  does  not  receive 
information  about  the  decision-making  process  of  the  operating  companies,  it  is  impossible  to 
determine to what extent, if any, which factors may have impacted gas sales. However, according to 
the Trust's consultant in Germany, it is likely that some portion of the decline in gas production is due 
to the normal reduction in well pressure that is experienced over time. The suspension of all drilling 
activities during the 2015-2016 period likely has also impacted gas sales.   

Quarterly and Yearly Gas Sales under the Mobil Agreement in Billion cubic feet 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Total 

2016 Gas Sales 
6.604  
6.834  
4.917  
6.688  
25.043  

2015 Gas Sales 
7.876  
7.642  
7.382  
5.829  
28.729  

Percentage Change 
-   16.15% 
-   10.57% 
-   33.39% 
+  14.74% 
-   12.83% 

13 

NORTH EUROPEAN OIL ROYALTY TRUST 

Average  prices  for  gas  sold  under  the  Mobil  Agreement  decreased  28.39%  to  1.5870 

€cents/kWh in fiscal 2016 from 2.2162 €cents/kWh in fiscal 2015.   

Average Gas Prices under the Mobil Agreement in Euro cents per Kilowatt Hour 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2016 Gas Prices 
1.8649  
1.5622  
1.5363  
1.3753  
1.5870  

2015 Gas Prices 
2.3538  
2.3212  
2.0017  
2.1662  
2.2162  

Percentage Change 
-   20.77% 
-   32.70% 
-   23.25% 
-   36.51% 
-   28.39% 

Converting gas prices into more familiar terms, using the average exchange rate, yielded a price 

of $5.04 per thousand cubic feet ("Mcf"), a 30.19% decrease from fiscal 2015’s average price of 
$7.22/Mcf. For fiscal 2016, royalties paid under the Mobil Agreement were converted and transferred 
at an average Euro/dollar exchange rate of $1.1083, a decrease of 2.12% from the average Euro/dollar 
exchange rate of $1.1323 for fiscal 2015. 

Average Euro Exchange Rate under the Mobil Agreement 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2016 Average 
Euro Exchange Rate 
1.0881  
1.1173  
1.1185  
1.1047  
1.1083  

2015 Average 
Euro Exchange Rate 
1.2127  
1.0754  
1.1113  
1.1301  
1.1323  

Percentage Change 
-  10.27% 
+   3.90% 
+   0.65% 
-    2.25% 
-    2.12% 

Excluding the effects of differences in prices and average exchange rates, the combination of 
royalty  rates  on  gas  sold  from  western  Oldenburg  results  in  an  effective  royalty  rate  approximately 
seven  times  higher  than  the  royalty  rate  on  gas  sold  from  eastern  Oldenburg.  This  is  of  particular 
significance to the Trust since gas sold from western Oldenburg provides the bulk of royalties paid to 
the Trust. For fiscal 2016, the volume of gas sold from western Oldenburg accounted for only 32.43% 
of  the  volume  of  all  gas  sales.  However,  western  Oldenburg  gas  royalties  provided  approximately 
81.05% or $5,408,745 out of a total of $6,673,084 in overall Oldenburg gas royalties. 

14 

 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

Gas  sales  under  the  OEG  Agreement  decreased  12.21%  to  77.213  Bcf  in  fiscal  2016  from 
87.952 Bcf in fiscal 2015. At least some portion of the decline in overall gas sales is likely a result of 
EMPG’s decision to suspend all drilling activities during 2015-2016. Since the Trust does not receive 
information  about  the  decision-making  process  of  the  operating  companies,  it  is  impossible  to 
determine to what extent, if any, which factors may have impacted gas sales. However, according to 
the Trust's consultant in Germany, it is likely that some portion of the decline in gas production is due 
to the normal reduction in well pressure that is experienced over time.   

Quarterly and Yearly Gas Sales under the OEG Agreement in Billion cubic feet 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Total 

2016 Gas Sales 
20.507  
20.434  
17.520  
18.752  
77.213  

2015 Gas Sales 
23.497  
23.137  
22.590  
18.728  
87.952  

Percentage Change 
-   12.73% 
-   11.68% 
-   22.44% 
+   0.13% 
-   12.21% 

Average  gas  prices  for  gas  sold  under  the  OEG  Agreement  decreased  29.10%  to  1.6264 

€cents/kWh in fiscal 2016 from 2.2939 €cents/kWh in fiscal 2015.   

Average Gas Prices under the OEG Agreement in Euro cents per Kilowatt Hour 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2016 Gas Prices 
1.9803  
1.5282  
1.5667  
1.4025  
1.6264  

2015 Gas Prices 
2.4808  
2.4128  
2.0401  
2.2187  
2.2939  

Percentage Change 
-  20.17% 
-  36.66% 
-  23.20% 
-   36.79% 
-  29.10% 

Converting gas prices into more familiar terms, using the average exchange rate, yielded a price 
of  $5.04/Mcf,  a  30.86%  decrease  from  fiscal  2015’s  average  price  of  $7.29/Mcf.  For  fiscal  2016, 
royalties  paid  under  the  OEG  Agreement  were  converted  and  transferred  at  an  average  Euro/dollar 
exchange rate of $1.1053, a decrease of 2.11% from the average Euro/dollar exchange rate of $1.1291 
for fiscal 2015. 

Average Euro Exchange Rate under the OEG Agreement 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2016 Average 
Euro Exchange Rate 
1.0874  
1.1171  
1.1159  
1.1068  
1.1053  

2015 Average 
Euro Exchange Rate 
1.1973  
1.0830  
1.1159  
1.1309  
1.1291  

Percentage Change 
-     9.18% 
+    3.15% 
-     0.00% 
-     2.13% 
-     2.11% 

Interest  income  for  fiscal  2016  decreased  51.82%  to  $4,548  as  compared  to  $9,439  for  fiscal 
2015 reflecting the reduction in royalty receipts. Trust expenses increased 0.61% to $824,367 in fiscal 
2016  from  $819,341  in  fiscal  2015  due  to  higher  legal  expenses,  both  domestic  and  German,  and 
higher  German  accounting  expenses  relating  to  the  amendments  to  the  Mobil  and  OEG  Royalty 
Agreements. 

15 

 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

Results: Fiscal 2015 versus Fiscal 2014 

For  fiscal  2015,  the  Trust’s  gross  royalty  income  decreased  34.53%  to  $12,390,575  from 
$18,927,005 in fiscal 2014 continuing to reflect the disruption in the energy market and the uncertainty 
of the world economy. The decrease in royalty income is due to declines in gas sales, gas prices and 
average exchange rates under both royalty agreements. The decrease in the amount of royalty income 
resulted in the lower distributions. The total distribution for fiscal 2015 was $1.27 per unit compared to 
$1.95  per  unit  for  fiscal  2014.  As  in  prior  years,  the  Trust  receives  adjustments  from  the  operating 
companies  based  on  their  final  calculations  of  royalties  payable  during  the  previous  periods.  During 
fiscal 2015 the combination of positive and negative adjustments reduced royalty income by $592,626, 
the equivalent of $0.0645 per unit. Due to the incorrect allocation in prior years of eastern sulfur sales 
to  royalty  calculations  under  the  Mobil  Sulfur  Agreement,  the  combination  of  current  year  sulfur 
royalties and the negative adjustment from prior years resulted in a net negative adjustment for fiscal 
2015  of  $215,348,  the  equivalent  of  $0.0234  per  unit.  During  fiscal  2014,  the  negative  adjustments 
decreased royalty income by $52,676, the equivalent of $0.0057 per unit.  

Gas sales under the Mobil Agreement declined 7.84% to 28.729 Bcf in fiscal 2015 from 31.172 
Bcf in fiscal 2014. A significant portion of this decline occurred during the fourth fiscal quarter and 
was  likely  caused  by  the  partial  shutdown  of  the  Grossenkneten  desulfurization  plant  for  a  six-week 
period.  Since  the  Trust  does  not  receive  information  about  the  decision-making  process  of  the 
operating  companies,  it  is  impossible  to  determine  to  what  extent,  if  any,  which  factors  may  have 
impacted  gas  sales.  However,  according  to  the  Trust's  consultant  in  Germany,  it  is  likely  that  some 
portion  of  the  decline  in  gas  production  is  due  to  the  normal  reduction  in  well  pressure  that  is 
experienced over time.   

Quarterly and Yearly Gas Sales under the Mobil Agreement in Billion cubic feet 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Total 

2015 Gas Sales 
7.876  
7.642  
7.382  
5.829  
28.729  

2014 Gas Sales 
8.108  
7.651  
7.738  
7.675  
31.172  

Percentage Change 
-   2.86% 
-   0.12% 
-   4.60% 
-  24.05% 
-   7.84% 

Average  prices  for  gas  sold  under  the  Mobil  Agreement  decreased  10.99%  to  2.2162 

€cents/kWh in fiscal 2015 from 2.4899 €cents/kWh in fiscal 2014.   

Average Gas Prices under the Mobil Agreement in Euro cents per Kilowatt Hour 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2015 Gas Prices 
2.3538  
2.3212  
2.0017  
2.1662  
2.2162  

2014 Gas Prices 
2.7458  
2.6635  
2.3661  
2.1709  
2.4899  

Percentage Change 
-  14.28% 
-  12.85% 
-  15.40% 
-    0.22% 
-  10.99% 

16 

NORTH EUROPEAN OIL ROYALTY TRUST 

Converting gas prices into more familiar terms, using the average exchange rate, yielded a price 
of  $7.22/Mcf,  a  25.18%  decrease  from  fiscal  2014’s  average  price  of  $9.65/Mcf.  For  fiscal  2015, 
royalties  paid  under  the  Mobil  Agreement  were  converted  and  transferred  at  an  average  Euro/dollar 
exchange rate of $1.1323, a decrease of 16.12% from the average Euro/dollar exchange rate of $1.3499 
for fiscal 2014. 

Average Euro Exchange Rate under the Mobil Agreement 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2015 Average 
Euro Exchange Rate 
1.2127  
1.0754  
1.1113  
1.1301  
1.1323  

2014 Average 
Euro Exchange Rate 
1.3597  
1.3776  
1.3577  
1.2944  
1.3499  

Percentage Change 
- 10.81% 
- 21.94% 
- 18.15% 
- 12.69% 
- 16.12% 

Excluding the effects of differences in prices and average exchange rates, the combination of 
royalty  rates  on  gas  sold  from  western  Oldenburg  results  in  an  effective  royalty  rate  approximately 
seven  times  higher  than  the  royalty  rate  on  gas  sold  from  eastern  Oldenburg.  This  is  of  particular 
significance to the Trust since gas sold from western Oldenburg provides the bulk of royalties paid to 
the Trust. For fiscal 2015, the volume of gas sold from western Oldenburg accounted for only 32.66% 
of  the  volume  of  all  gas  sales.  However,  western  Oldenburg  gas  royalties  provided  approximately 
79.32% or $9,289,836 out of a total of $11,711,215 in overall Oldenburg gas royalties. 

Gas sales under the OEG Agreement decreased 9.47% to 87.952 Bcf in fiscal 2015 from 97.155 
Bcf in fiscal 2014. A significant portion of this decline occurred during the fourth fiscal quarter and 
was  likely  caused  by  the  partial  shutdown  of  the  Grossenkneten  desulfurization  plant  for  a  six-week 
period.  Since  the  Trust  does  not  receive  information  about  the  decision-making  process  of  the 
operating  companies,  it  is  impossible  to  determine  to  what  extent,  if  any,  which  factors  may  have 
impacted  gas  sales.  However,  according  to  the  Trust's  consultant  in  Germany,  it  is  likely  that  some 
portion  of  the  decline  in  gas  production  is  due  to  the  normal  reduction  in  well  pressure  that  is 
experienced over time.   

Quarterly and Yearly Gas Sales under the OEG Agreement in Billion cubic feet 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Total 

2015 Gas Sales 
23.497  
23.137  
22.590  
18.728  
87.952  

2014 Gas Sales 
25.467  
24.355  
24.194  
23.139  
97.155  

Percentage Change 
-   7.74% 
-   5.00% 
-   6.63% 
- 19.06% 
-   9.47% 

17 

 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

Average  gas  prices  for  gas  sold  under  the  OEG  Agreement  decreased  10.47%  to  2.2939 

€cents/kWh in fiscal 2015 from 2.5622 €cents/kWh in fiscal 2014.   

Average Gas Prices under the OEG Agreement in Euro cents per Kilowatt Hour 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2015 Gas Prices 
2.4808  
2.4128  
2.0401  
2.2187  
2.2939  

2014 Gas Prices 
2.7962  
2.7096  
2.4367  
2.2803  
2.5622  

Percentage Change 
-  11.28% 
-  10.95% 
-  16.28% 
-    2.70% 
-  10.47% 

Converting gas prices into more familiar terms, using the average exchange rate, yielded a price 
of  $7.29/Mcf,  a  24.85%  decrease  from  fiscal  2014’s  average  price  of  $9.70/Mcf.  For  fiscal  2015, 
royalties  paid  under  the  OEG  Agreement  were  converted  and  transferred  at  an  average  Euro/dollar 
exchange rate of $1.1291, a decrease of 16.41% from the average Euro/dollar exchange rate of $1.3507 
for fiscal 2014. 

Average Euro Exchange Rate under the OEG Agreement 

Fiscal Quarter 
First 
Second 
Third 
Fourth 
Fiscal Year Avg. 

2015 Average 
Euro Exchange Rate 
1.1973  
1.0830  
1.1159  
1.1309  
1.1291  

2014 Average 
Euro Exchange Rate 
1.3604  
1.3774  
1.3577  
1.2891  
1.3507  

Percentage Change 
-   11.99% 
-   21.37% 
-   17.81% 
-   12.27% 
-   16.41% 

Interest income for fiscal 2015 decreased 49.59% to $9,439 as compared to $18,724 for fiscal 
2014 reflecting the reduction in royalty receipts. Trust expenses decreased 9.08% to $819,341 in fiscal 
2015 from $901,150 in fiscal 2014 primarily due to the absence of accounting costs associated with the 
biennial examination of the royalty calculations by the German operating companies and the reduction 
in Trustees fees as specified according to the provisions of the Trust Agreement.  

18 

 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

Critical Accounting Policies 

The  financial  statements,  appearing  subsequently  in  this  Report,  present  financial  statement 
balances and financial results on a modified cash basis of accounting, which is a comprehensive basis 
of  accounting  other  than  accounting  principles  generally  accepted  in  the  United  States  (“GAAP 
basis”). Cash basis accounting is an accepted accounting method for royalty trusts such as the Trust. 
GAAP basis financial statements disclose income as earned and expenses as incurred, without regard 
to  receipts  or  payments.  The  use  of  GAAP  would  require  the  Trust  to  accrue  for  expected  royalty 
payments. This is exceedingly difficult since the Trust has very limited information on such payments 
until they are received and cannot accurately project such amounts.  The Trust’s cash basis financial 
statements  disclose  revenue  when  cash  is  received  and  expenses  when  cash  is  paid.  The  one 
modification of the cash basis of accounting is that the Trust accrues for distributions to be paid to unit 
owners (those distributions approved by the Trustees for the Trust). The Trust's distributable income 
represents  royalty  income  received  by  the  Trust  during  the  period  plus  interest  income  less  any 
expenses  incurred  by  the  Trust,  all  on  a  cash  basis.  In  the  opinion  of  the  Trustees,  the  use  of  the 
modified  cash  basis  provides  a  more  meaningful  presentation  to  unit  owners  of  the  results  of 
operations  of  the  Trust  and  presents  to  the  unit  owners  a  more  accurate  calculation  of  income  and 
expenses for tax reporting purposes. 

___________________________________________________________ 

This  Annual  Report  may  contain  forward-looking  statements  intended  to  qualify  for  the  safe 
harbor  from  liability  established  by  the  Private  Securities  Litigation  Reform  Act  of  1995.  Such 
statements address  future expectations and events or conditions concerning the Trust. Many of these 
statements  are  based  on  information  provided  to  the  Trust  by  the  operating  companies  or  by 
consultants  using  public  information  sources.  These  statements  are  subject  to  certain  risks  and 
uncertainties that could cause actual results to differ materially from those anticipated in any forward-
looking statements. These include: 

 

 

risks  and  uncertainties  concerning  levels  of  gas  production  and  gas  sale  prices,  general 
economic conditions and currency exchange rates; 
the  ability  or  willingness  of  the  operating  companies  to  perform  under  their  contractual 
obligations with the Trust;  

  potential disputes with the operating companies and the resolution thereof; and 
 

the risk factors set forth above under Item 1A of the Trust’s Annual Report on Form 10-K 
for the fiscal year ended October 31, 2016 (the “Trust’s Form 10-K”).  

All such factors are difficult to predict, contain uncertainties that may materially affect actual 
results, and are generally beyond the control of the Trust. New factors emerge from time to time and it 
is not possible for the Trust to predict all such factors or to assess the impact of each such factor on the 
Trust. Any forward-looking statement speaks only as of the date on which such statement is made, and 
the Trust does not undertake any obligation to update any forward-looking statement to reflect events 
or circumstances after the date on which such statement is made. 

19 

NORTH EUROPEAN OIL ROYALTY TRUST 

Distributions and Trading 

The Trust's units of beneficial interest are listed for trading on the New York Stock Exchange 
under  the  symbol  NRT.  Under  the  Trust  Agreement,  the  Trustees  distribute  to  unit  owners,  on  a 
quarterly  basis,  the  net  royalty  income  after  deducting  expenses  and  reserving  limited  funds  for 
anticipated administrative expenses.  As of November 30, 2016, there were 700 unit owners of record.  

The following table presents the high and low closing prices for the quarterly periods ended in 
fiscal 2016 and 2015 as reported by the NYSE as well as the cash distributions paid to unit owners by 
quarter for the past two fiscal years.  

Quarter Ended 

January 31, 2016 
April 30, 2016 
July 31, 2016 
October 31, 2016 

Quarter Ended 

January 31, 2015 
April 30, 2015 
July 31, 2015 
October 31, 2015 

Fiscal Year 2016  

Low 
Closing Price 

High 
Closing Price 

Distribution 
per Unit 

$ 5.89 
$ 7.53 
$ 8.15 
$ 6.99 

$ 9.99 
$ 9.68 
$ 9.75 
$ 8.79 

Fiscal Year 2015 

$0.16 
$0.24 
$0.15 
$0.12 

Low 
Closing Price 

High 
Closing Price 

Distribution 
per Unit 

$11.80 
$11.66 
$  8.73 
$  9.29 

$18.88 
$14.71 
$14.14 
$11.46 

$0.35 
$0.33 
$0.36 
$0.23 

The quarterly distributions to unit owners represent their undivided interest in royalty payments 
from sales of gas, sulfur and oil during the previous quarter. Each unit owner is entitled to recover a 
portion  of  his  or  her  investment  in  these  royalty  rights  through  a  cost  depletion  percentage.  The 
calculation of this cost depletion percentage is set forth in detail in Attachment B to the Cost Depletion 
Report attached as Exhibit 99.1 to the Trust’s Form 10-K.  

The  Cost  Depletion  Report  has  been  prepared  by  Davis  Associates  using  the  limited 
information  described  in  Item  2  of  the  Trust’s  Form  10-K  to  which  reference  is  made.  The  Trustees 
believe  that  the  calculations  and  assumptions  used  in  the  Cost  Depletion  Report  are  reasonable 
according  to  the  facts  and  circumstances  of  available  information.  The  cost  depletion  percentage 
recommended  by  the  Trust's  independent  petroleum  and  natural  gas  consultants  for  calendar  2016  is 
10.2769%. Specific details relative to the Trust's income and expenses and cost depletion percentage as 
they  apply  to  the  calculation  of  taxable  income  for  the  2016  calendar  year  are  included  on  special 
removable pages in this 2016 Annual Report. Additionally, the tax reporting information for 2016 is 
available on the Trust’s website, www.neort.com, in the section marked Tax Letters contained within 
the Tax Information section. 

The  Trust  does  not  maintain  any  compensation  plans  under  which  units  are  authorized  for 
issuance. The Trust did not make any repurchases of Trust units during fiscal 2016, 2015 and 2014 and 
has never made such repurchases. 

20 

 
 
 
 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

Comparison of Five Year Returns 

The  graph  set  forth  below  compares,  for  the  last  five  years,  the  cumulative  return  on  Trust 
Units, the securities in a peer group index, and the S&P 500 Composite Index. Because no published 
peer group index exists and the Trust has been unable to locate any royalty trusts publicly traded in the 
U.S.  with  reserves  and  sales  in  Europe,  the  Trustees  have  developed  a  peer  group  consisting  of  the 
following  three  domestic  oil  royalty  trusts:  Mesa  Royalty  Trust,  Sabine  Royalty  Trust  and  San  Juan 
Basin Royalty Trust (the "Royalty Peer Group"). The composition of the Royalty Peer Group has been 
the same since the Trust's proxy statement for its 1993 Annual Meeting of Unit Owners.  

While these three domestic oil royalty trusts appear to be the most comparable for comparison 
purposes,  there  are  a  number  of  differences  between  North  European  Oil  Royalty  Trust  and  the 
Royalty  Peer  Group.  As  previously  mentioned,  the  reserves  and  sales  attributed  to  the  royalty  trusts 
comprising  the  Royalty  Peer  Group  are  located  in  the  United  States,  while  the  reserves  and  sales 
attributed  to  North  European  Oil  Royalty  Trust  are  located  in  Germany.  There  are  fundamental 
differences  between  the  energy  markets  in  the  United  States  and  Germany  that  affect  commodity 
pricing and as a result severely restrict the usefulness of any comparison of their cumulative returns.  

In determining the cumulative return on investment, it has been assumed that on October 31, 
2011,  an  equal  dollar  amount  was  invested  in  the  Trust  Units,  in  the  securities  of  the  trusts  of  the 
Royalty Peer Group, and in the S&P 500 Composite Index. The comparisons assume in all cases the 
reinvestment of all dividends or distributions on the respective payment dates. The cumulative returns 
shown  for  the  Trust  and  the  Royalty  Peer  Group  do  not  reflect  any  differences  between  the  tax 
treatment of Trust distributions, due to permitted cost depletion, and dividends on securities in the S&P 
500 Composite Index. 

21 

 
NORTH EUROPEAN OIL ROYALTY TRUST

COMPARISON OF 5 YEAR CUMULATIVE TOTAL RETURN*
Among North European Oil Royalty Trust, the S&P 500 Index,
and a Peer Group

$200

$180

$160

$140

$120

$100

$80

$60

$40

$20

$0

10/31/2011

10/31/2012

10/31/2013

10/31/2014

10/31/2015

10/31/2016

North European Oil Royalty Trust

S&P 500

Peer Group

2
2

*$100 invested on 10/31/11 in stock or index, including reinvestment of dividends.
Fiscal year ending October 31.

 
 
 
2
3

NORTH EUROPEAN OIL ROYALTY TRUST

DOLLAR ROYALTIES                           

WESTERN AND EASTERN OLDENBURG

S
R
A
L
L
O
D
N
O

I
L
L
I
M

35

30

25

20

15

10

5

0

2007 2008 2009 2010 2011 2012 2013 2014 2015 2016

Dollar Royalties by Fiscal Year

WESTERN OLDENBURG

EASTERN OLDENBURG

 
 
 
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 

To the Board of Trustees and the Unit Owners of  
North European Oil Royalty Trust 

We have audited the accompanying statements of assets, liabilities and trust corpus of North European 
Oil Royalty Trust (the “Trust”) as of October 31, 2016 and 2015, and the related statements of revenue 
collected and expenses paid, undistributed earnings, and changes in cash and cash equivalents for each 
of  the  years  in  the  three-year  period  ended  October  31,  2016.  These  financial  statements  are  the 
responsibility of the Trust’s management. Our responsibility is to express an opinion on these financial 
statements based on our audits. 

We  conducted  our  audits  in  accordance  with  the  standards  of  the  Public  Company  Accounting 
Oversight Board (United States). Those standards require that we plan and perform the audit to obtain 
reasonable  assurance  about  whether  the  financial  statements  are  free  of  material  misstatement.  An 
audit  includes  examining,  on  a  test  basis,  evidence  supporting  the  amounts  and  disclosures  in  the 
financial  statements.  An  audit  also  includes  assessing  the  accounting  principles  used  and  significant 
estimates made by management, as well as evaluating the overall financial statement presentation. We 
believe that our audits provide a reasonable basis for our opinion. 

As described in Note 1, these financial statements have been prepared on the modified cash basis of 
accounting,  which  is  a  comprehensive  basis  of  accounting  other  than  U.S.  generally  accepted 
accounting principles. 

In  our  opinion,  the  financial  statements  referred  to  above  present  fairly,  in  all  material  respects,  the 
assets, liabilities and trust corpus of the Trust as of October 31, 2016 and 2015, its revenue collected 
and expenses paid, its undistributed earnings, and changes in its cash and cash equivalents for each of 
the  years  in  the  three-year  period  ended  October  31,  2016,  on  the  basis  of  accounting  described  in 
Note 1. 

We also have audited, in accordance with the standards of the Public Company Accounting Oversight 
Board  (United  States),  the  Trust’s  internal  control  over  financial  reporting  as  of  October  31,  2016, 
based  on  criteria  established  in  Internal  Control—Integrated  Framework  (2013)  issued  by  the 
Committee of Sponsoring Organizations of the Treadway Commission (COSO), and our report dated 
December 29, 2016 expressed an unqualified opinion. 

WeiserMazars LLP 

New York, NY 
December 29, 2016 

24 

 
 
 
 
2
5

STATEMENTS OF ASSETS, LIABILITIES AND TRUST CORPUS (NOTE 1) 
OCTOBER 31, 2016 AND 2015 

NORTH EUROPEAN OIL ROYALTY TRUST 

ASSETS 

Current assets — Cash and cash equivalents  

Producing gas and oil royalty rights,  
net of amortization (Notes 1 and 2)          

Total Assets 

LIABILITIES AND TRUST CORPUS 

       2016        

       2015        

$ 1,165,347 

$ 2,192,865 

               1 

               1 

$ 1,165,348 

$ 2,192,866 

       2016        

       2015        

Current liabilities — Distributions to be paid to unit owners,  
paid November 2016 and 2015 

$ 1,102,871 

$ 2,113,835 

Trust corpus (Notes 1 and 2) 

Undistributed earnings  

Total Liabilities and Trust Corpus 

       62,476 

       79,030 

$ 1,165,348 

$ 2,192,866 

The accompanying notes are an integral part of these financial statements. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

STATEMENTS OF REVENUE COLLECTED AND EXPENSES PAID (NOTE 1) 
FOR THE FISCAL YEARS ENDED OCTOBER 31, 2016, 2015, AND 2014 

            2016            

            2015             

            2014             

Gas, sulfur and oil royalties received 

$  6,960,961 

$ 12,390,575 

$ 18,927,005 

Interest income 

Trust Income 

Non-related party expenses 
Related party expenses (Note 3) 

          4,548 

   6,965,509 

    (715,404) 
    (108,964) 

          9,439 

        18.724 

  12,400,014 

  18,945,729 

     (732,209) 
       (87,132) 

     (819,004) 
       (82,146) 

Trust Expenses 

    (824,368) 

     (819,341) 

     (901,150) 

Net Income 

Net income per unit 

Distributions per unit paid or to be paid to unit 
owners  

$  6,141,141 

$ 11,580,673 

$ 18,044,549 

$ 0.67 

$ 0.67 

$ 1.26 

$ 1.27 

$ 1.96 

$ 1.95 

2
6

The accompanying notes are an integral part of these financial statements. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
2
7

NORTH EUROPEAN OIL ROYALTY TRUST 

STATEMENTS OF UNDISTRIBUTED EARNINGS (NOTE 1) 
FOR THE FISCAL YEARS ENDED OCTOBER 31, 2016, 2015 AND 2014 

Balance, beginning of year 

Net income  

Less: 

Current year distributions paid or 
to be paid to unit owners  

Balance, end of year 

            2016             

            2015             

            2014             

$      79,030 

    6,141,141 
    6,220,171 

$      170,406 

   11,580,673 
   11,751,079 

$       47,477 

   18,044,579 
   18,092,056 

   6,157,695 

$      62,476 

   11,672,049 

   17,921,650 

$       79,030 

$      170,406 

The accompanying notes are an integral part of these financial statements. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

STATEMENTS OF CHANGES IN CASH AND CASH EQUIVALENTS (NOTE 1) 
FOR THE FISCAL YEARS ENDED OCTOBER 31, 2016, 2015 AND 2014 

            2016             

            2015             

            2014             

Sources of Cash and Cash Equivalents: 

Gas, sulfur and oil royalties received 

$  6,960,961 

$ 12,390,575 

$ 18,927,005 

Interest income 

           4,548 
    6,965,509 

           9,439 
  12,400,014 

         18,724 
  18,945,729 

Uses of Cash and Cash Equivalents: 

Payment of Trust expenses 

       824,368 

        819,341 

        901,150 

Distributions paid 

    7,168,659 
    7,993,027 

   13,142,544 
   13,961,885 

   19,208,333 
   20,109,483 

Net increase (decrease) in cash 
and cash equivalents during the year 

    (1,027,518) 

    (1,561,871) 

    (1,163,754) 

Cash and cash equivalents, beginning of year 

    2,192,865 

    3,754,736 

    4,918,490 

Cash and cash equivalents,  
end of year 

$  1,165,347 

$  2,192,865 

$  3,754,736 

2
8

The accompanying notes are an integral part of these financial statements. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

NOTES TO FINANCIAL STATEMENTS 
OCTOBER 31, 2016, 2015, AND 2014 

(1) Summary of significant accounting policies:  

Basis of accounting - 

The accompanying financial statements of North European Oil Royalty Trust (the “Trust”) are 
prepared  in  accordance  with  the  rules  and  regulations  of  the  SEC.  Financial  statement  balances  and 
financial results are presented on a modified cash basis of accounting, which is a comprehensive basis 
of  accounting  other  than  accounting  principles  generally  accepted  in  the  United  States  (“GAAP 
basis”).  In  the  opinion  of  management,  all  adjustments  that  are  considered  necessary  for  a  fair 
presentation  of  these  financial  statements,  including  adjustments  of  a  normal,  recurring  nature,  have 
been included.   

On a modified cash basis, revenue is earned when cash is received and expenses are incurred 
when  cash  is  paid.  GAAP  basis  financial  statements  disclose  revenue  as  earned  and  expenses  as 
incurred, without regard to receipts or payments. The modified cash basis of accounting is utilized to 
permit  the  accrual  for  distributions  to  be  paid  to  unit  owners  (those  distributions  approved  by  the 
Trustees  for  the  Trust).  The  Trust’s  distributable  income  represents  royalty  income  received  by  the 
Trust  during  the  period  plus  interest  income  less  any  expenses  incurred  by  the  Trust,  all  on  a  cash 
basis. In the opinion of the Trustees, the use of the modified cash basis of accounting provides a more 
meaningful presentation to unit owners of the results of operations of the Trust. 

Producing gas and oil royalty rights -   

The rights to certain gas and oil royalties in Germany were transferred to the Trust at their net 
book value by North European Oil Company (the "Company") (see Note 2). The net book value of the 
royalty rights has been reduced to one dollar ($1) in view of the fact that the remaining net book value 
of  royalty  rights  is  de  minimis  relative  to  annual  royalties  received  and  distributed  by  the  Trust  and 
does  not  bear  any  meaningful  relationship  to  the  fair  value  of  such  rights  or  the  actual  amount  of 
proved producing reserves.  

Federal and state income taxes - 

The Trust, as a grantor trust, is exempt from federal income taxes under a private letter ruling 

issued by the Internal Revenue Service. The Trust has no state income tax obligations. 

Cash and cash equivalents - 

Cash  and  cash  equivalents  are  defined  as  amounts  deposited  in  bank  accounts  and  amounts 
invested in certificates of deposit and U. S. Treasury bills with original maturities generally of three 
months or less from the date of purchase. The investment options available to the Trust are limited in 
accordance  with  specific  provisions  of  the  Trust  Agreement.  As  of  October  31,  2016,  the  uninsured 
amounts held in the Trust’s U.S. bank accounts were $906,704. In addition, the Trust held €9,875, the 
equivalent of $10,820, in its German bank account at October 31, 2016. 

29 

NORTH EUROPEAN OIL ROYALTY TRUST 

Net income per unit - 

Net income per unit is based upon the number of units outstanding at the end of the period. As 

of October 31, 2016, 2015 and 2014, there were 9,190,590 units of beneficial interest outstanding.   

New accounting pronouncements - 

The Trust is not aware of any recently issued, but not yet effective, accounting standards that 
would  be  expected  to  have  a  significant  impact  on  the  Trust’s  financial  position  or  results  of 
operations.  

 (2) Formation of the Trust: 

The Trust was formed on September 10, 1975. As of September 30, 1975, the Company was 
liquidated  and  the  remaining  assets  and  liabilities  of  the  Company,  including  its  royalty  rights,  were 
transferred  to  the  Trust.  The  Trust,  on  behalf  of  the  owners  of  beneficial  interest  in  the  Trust,  holds 
overriding royalty rights covering gas and oil production in certain concessions or leases in the Federal 
Republic  of  Germany.  These  rights  are  held  under  contracts  with  local  German  exploration  and 
development  subsidiaries  of  ExxonMobil  Corp.  and  the  Royal  Dutch/Shell  Group  of  Companies. 
Under these contracts, the Trust receives various percentage royalties on the proceeds of the sales of 
certain  products  from  the  areas  involved.  At  the  present  time,  royalties  are  received  for  sales  of  gas 
well gas, oil well gas, crude oil, distillate and sulfur. 

(3) Related party transactions: 

John R. Van Kirk, the Managing Director of the Trust, provides office space and services to the 
Trust at cost. For such office space and services, the Trust reimbursed the Managing Director $28,559, 
$25,729 and $24,634 in fiscal 2016, 2015 and 2014, respectively. 

Lawrence  A.  Kobrin,  a  Trustee  of  the  Trust,  is  a  Senior  Counsel  at  Cahill  Gordon  & 
Reindel LLP, which serves as counsel to the Trust. For legal services, the Trust paid Cahill Gordon & 
Reindel LLP $80,405, $61,403 and $57,512 in fiscal 2016, 2015 and 2014, respectively. 

(4) Employee benefit plan: 

The Trust has established a savings incentive match plan for employees (SIMPLE IRA) that is 
available  to  both  employees  of  the  Trust,  one  of  whom  is  the  Managing  Director.  The  Trustees 
authorized the making of contributions by the Trust to the accounts of employees, on a matching basis, 
of up to 3% of cash compensation paid to each such employee for the 2016, 2015 and 2014 calendar 
years. 

30 

NORTH EUROPEAN OIL ROYALTY TRUST 

(5) Quarterly results (unaudited): 

The  tables  below  summarize  the  quarterly  results  and  distributions  of  the  Trust  for  the  fiscal  years 
ended October 31, 2016 and 2015: 

Fiscal 2016 by Quarter and Year 

First 

Second 

Third 

Fourth 

Year 

Royalties received 

$1,832,471 

$2,333,670 

$1,561,026 

$1,233,794 

$6,960,961 

Net income 

$1,573,687 

$2,100,364 

$1,388,796 

$1,078,294 

$6,141,141 

Net income per unit 

$0.17 

$0.23 

$0.15 

$0.12 

$0.67 

 Distributions paid   
   or to be paid  

Distributions per unit 
   paid or to be paid 
   to unit owners 

$1,470,494 

$2,205,742 

$1,378,588 

$1,102,871 

$6,157,695 

$0.16 

$0.24 

$0.15 

$0.12 

$0.67 

Fiscal 2015 by Quarter and Year 

First 

Second 

Third 

Fourth 

Year 

Royalties received 

$3,442,713 

$3,238,135 

$3,459,645 

$2,250,082 

$12,390,575 

Net income 

$3,096,916 

$3,074,495 

$3,312,307 

$2,096,955 

$11,580,673 

Net income per unit    

$0.34 

$0.33 

$0.36 

$0.23 

$1.26 

$3,216,706 

$3,032,895 

$3,308,613 

$2,113,835 

$11,672,049 

$0.35 

$0.33 

$0.36 

$0.23 

$1.27 

Distributions paid 
   or to be paid 

Distributions per unit 
   paid or to be paid 
   to unit owners 

31 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

Disclosure Controls and Procedures 

The  Trust  maintains  disclosure  controls  and  procedures  that  are  designed  to  ensure  that 
information required to be disclosed by the Trust is recorded, processed, summarized, accumulated and 
communicated to its management, which consists of the Managing Director, to allow timely decisions 
regarding  required  disclosure,  and  reported  within  the  time  periods  specified  in  the  Securities  and 
Exchange Commission’s rules and forms. The Managing Director has performed an evaluation of the 
effectiveness  of  the  design  and  operation  of  the  Trust’s  disclosure  controls  and  procedures  as  of 
October  31,  2016.  Based  on  that  evaluation,  the  Managing  Director  concluded  that  the  Trust’s 
disclosure controls and procedures were effective as of October 31, 2016. 

Internal Control over Financial Reporting 

Part A. Management’s Report on Internal Control over Financial Reporting 

The  Trust’s  management  is  responsible  for  establishing  and  maintaining  adequate  internal 
control over financial reporting (as such term is defined in Exchange Act Rule 13a-15(f)) for the Trust. 
There are inherent limitations in the effectiveness of any internal control, including the possibility of 
human  error  and  the  circumvention  or  overriding  of  controls.  Accordingly,  even  effective  internal 
controls can provide only reasonable assurance with respect to financial statement preparation. Further, 
because  of  changes  in  conditions,  the  effectiveness  of  internal  control  may  vary  over  time. 
Management has evaluated the Trust’s internal control over financial reporting as of October 31, 2016. 
This assessment was based on criteria for effective internal control over financial reporting described 
in the standards promulgated by the Public Company Accounting Oversight Board and in the Internal 
Control-Integrated  Framework  (2013)  issued  by  the  Committee  of  Sponsoring  Organizations  of  the 
Treadway  Commission  (COSO).  Based  on  this  evaluation,  management  concluded  that  the  Trust’s 
internal  control  over  financial  reporting  was  effective  as  of  October  31,  2016.  Management’s 
assessment of the effectiveness of our internal control over financial reporting as of October 31, 2016 
has been audited by WeiserMazars LLP, the Trust’s independent auditor, as stated in their report which 
follows. 

Part B. Attestation Report of Independent Registered Public Accounting Firm 

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 

To the Board of Trustees and Unit Owners  
of North European Oil Royalty Trust 

We  have  audited  North  European  Oil  Royalty  Trust’s  (the  “Trust”)  internal  control  over  financial 
reporting  as  of  October  31,  2016,  based  on  criteria  established  in  Internal  Control—Integrated 
Framework  (2013)  issued  by  the  Committee  of  Sponsoring  Organizations  of  the  Treadway 
Commission  (COSO).  The  Trust’s  management  is  responsible  for  maintaining  effective  internal 
control  over  financial  reporting  and  for  its  assessment  of  the  effectiveness  of  internal  control  over 
financial  reporting  included  in  the  accompanying  Management’s  Report  on  Internal  Control  over 
Financial  Reporting.  Our  responsibility  is  to  express  an  opinion  on  the  Trust’s  internal  control  over 
financial reporting based on our audit. 

33 

NORTH EUROPEAN OIL ROYALTY TRUST 

We  conducted  our  audit  in  accordance  with  the  standards  of  the  Public  Company  Accounting 
Oversight Board (United States). Those standards require that we plan and perform the audit to obtain 
reasonable assurance about whether effective internal control over financial reporting was maintained 
in  all  material  respects.  Our  audit  of  internal  control  over  financial  reporting  included  obtaining  an 
understanding of internal control over financial reporting, assessing the risk that a material weakness 
exists, and testing and evaluating the design and operating effectiveness of internal control based on 
the  assessed  risk.  Our  audit  also  included  performing  such  other  procedures  as  we  considered 
necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. 

A trust’s internal control over financial reporting is a process designed to provide reasonable assurance 
regarding the reliability of financial reporting and the preparation of financial statements for external 
purposes in accordance with generally accepted accounting principles. A trust’s internal control over 
financial reporting includes those policies and procedures that (1) pertain to the maintenance of records 
that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of 
the  trust;  (2)  provide  reasonable  assurance  that  transactions  are  recorded  as  necessary  to  permit 
preparation  of  financial  statements  in  accordance  with  generally  accepted  accounting  principles,  and 
that  receipts  and  expenditures  of  the  trust  are  being  made  only  in  accordance  with  authorizations  of 
management  and  trustees  of  the  trust;  and  (3)  provide  reasonable  assurance  regarding  prevention  or 
timely detection of unauthorized acquisition, use, or disposition of the trust’s assets that could have a 
material effect on the financial statements. 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect 
misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the 
risk  that  controls  may  become  inadequate  because  of  changes  in  conditions,  or  that  the  degree  of 
compliance with the policies or procedures may deteriorate. 

In our opinion, the Trust maintained, in all material respects, effective internal control over financial 
reporting  as  of  October  31,  2016,  based  on  criteria  established  in  Internal  Control—Integrated 
Framework  (2013)  issued  by  the  Committee  of  Sponsoring  Organizations  of  the  Treadway 
Commission (COSO). 

We have also audited, in accordance with the standards of the Public Company Accounting Oversight 
Board (United States), the statements of assets, liabilities and trust corpus as of October 31, 2016 and 
2015,  and  the  related  statements  of  revenue  collected  and  expenses  paid,  undistributed  earnings  and 
changes in cash and cash equivalents for each of the years in the three-year period ended October 31, 
2016 and our report dated December 29, 2016 expressed an unqualified opinion thereon.  

WeiserMazars LLP 
New York, NY 
December 29, 2016 

34 

NORTH EUROPEAN OIL ROYALTY TRUST 

North European Oil Royalty Trust 
P.O. Box 456 
Red Bank, New Jersey 07701 
(732) 741-4008 

IMPORTANT – 2016 TAX LETTER   
RETAIN THIS LETTER FOR PREPARATION OF YOUR  
2016 INCOME TAX RETURNS 

January 3, 2017 

To the Current and Former Unit Owners of 
North European Oil Royalty Trust: 

E
R
E
H
T
U
O
R
A
E
T

There  are  three  parts  to  the  tax  letter.    PART  ONE  applies  to  all  unit  owners.    PART  TWO 
applies  to  unit  owners  who  have  held  their  units  for  the  entire  year.    PART  THREE  applies  to  unit 
owners who have held their units for only a portion of the year. 

The  following  is  provided  to  assist  current  and  former  unit  owners  of  North  European  Oil 
Royalty  Trust  (the  “Trust”)  to  prepare  their  personal  income  tax  returns  for  the  tax  year  ended 
December 31, 2016.  This letter serves to assist Owners, and their tax professionals, in determining the 
accurate and true income from the Trust for income tax reporting purpose.  Further, this letter is for 
informational purposes and neither the Trust nor Trust employees intend, nor may it be construed, for 
this letter to serve as either legal or tax advice.  It is recommended that you seek the advice of your 
trusted tax professional or attorney should you require further guidance.    

PART ONE – ALL UNIT OWNERS 

To determine your proportional and, therefore, reportable, share of Trust income you must first 
know how many Trust units you owned during 2016, the periods during which you owned the units, 
and the cost or tax basis of the units.  The information contained in this letter is applicable to those unit 
owners who held their units for either the entire year or only a portion of the year.  Please note that 
Trust distributions are not dividends and should not be included on your income tax return as dividend 
income.   

The Trust is considered a “grantor trust” for federal income tax purposes and each unit owner is 
deemed a “grantor” of the Trust. As such, unit owners realize income, in proportion to the owned units, 
when  royalty  income  is  paid  to  the  Trust.    Further,  unit  owners  may  deduct,  from  income,  a 
proportional share of Trust expenses.  Because realization of proportional Trust income and expenses 
is a time sensitive inquiry, you should not use the amount of quarterly Trust distributions received for 
income  tax  reporting  purposes.  Additionally,  you  should  disregard  the  amounts  listed  on  any  2016 
Form 1099-Misc you receive from your broker or other nominee. The listed amounts are incomplete 
because  they  do  not  include  your  proportional  share  of  Trust  expenses  and/or  the  cost  depletion 
allowance. 

Income  and  expenses  should  be  reported  on  Federal  Income  Tax  Form  1040,  Schedule  E.  
Royalty income is generally considered portfolio income under the passive loss rules enacted by the 
Tax  Reform  Act  of  1986.    Under  Part  I,  Income  or  Loss  from  Rental  Real  Estate  and  Royalties,  on 
Line  1a  enter  property  description  as  "oil  and  gas  overriding  royalty  rights,  Germany  through  North 
European Oil Royalty Trust." 

36 

 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST 

The  type  of  property  is  royalties.    On  Federal  Income  Tax  Form  1040,  Schedule  E,  royalty 
income  should  be  entered  on  Line  4  and  expenses  should  be  entered  on  Line  19  as  "miscellaneous 
Trust expenses."  Some tax preparation computer programs ask for a tax identification number.  North 
European Oil Royalty Trust's tax identification number is 22-2084119.   

A unit owner may be entitled to cost depletion for tax reporting purposes.  At the outset, in the 
first year of ownership, the unit owner’s cost or tax basis for the units is the basis for computing cost 
depletion.  In each subsequent year, the basis for computing cost depletion is that original cost less the 
cumulative amount of depletion previously taken.   

The Trust retains Ralph E. Davis Associates, LLC, of Houston, Texas, a petroleum engineering 
company,  to  calculate  the  cost  depletion  percentage  each  year.    The  cost  depletion  percentage  is 
calculated  based  upon  computations  of  proved  producing  reserves  estimated  in  accordance  with 
accepted  engineering  analytical  principles.    Ralph  E.  Davis  Associates,  LLC  has  recommended  an 
annual cost depletion percentage of 10.2769% for the 2016 calendar year.   

The  IRS  periodically  changes  the  format  for  Schedule  E  (including  the  line  numbers  and 
descriptions), and may do so even after the date of this letter, so please make certain you follow the 
Form 1040 Schedule E directions carefully and enter the information on the correct lines.   

The Trust’s royalty income represents income from Germany.  Although Germany does not tax 
the royalty income received by the Trust, this information should be considered if you have available 
foreign tax credits from other sources.   

The  Trust  will  submit  this  letter  and  the  listing  of  unit  owners  during  2016  to  the  Internal 
Revenue Service.  This list will contain names, addresses and tax ID or Social Security Numbers.  You 
may wish to attach a copy of this letter to your tax returns. 

This letter does not constitute legal or tax advice. Neither the Trust nor its employees may 
offer tax or legal advice relevant to your unique situation. The Trust recommends that you direct 
any questions to your tax advisor or attorney.    

PART TWO – OWNERSHIP OF UNITS FOR THE ENTIRE YEAR 

A.  If  you  owned  all  your  units  for  the  entire  year,  you  would  calculate  your  royalty 
income by multiplying the number of units you owned by $0.7431.  On Federal Income Tax Form 
1040, Schedule E, royalty income should be entered on Line 4. 

B.  If you owned all your units for the entire year, you would calculate your expenses by 
multiplying  the  number  of  units  you  owned  by  $0.0950.    On  Federal  Income  Tax  Form  1040, 
Schedule E, expenses should be entered on Line 19 as "miscellaneous Trust expenses." 

C.  If you owned all your units for the entire year, you would calculate your cost depletion 
deduction by multiplying your cost basis or adjusted cost basis by .102769.  On the Federal Income 
Tax Form 1040, Schedule E, your cost depletion deduction should be entered on Line 18.   

PART THREE – OWNERSHIP OF UNITS FOR A PARTIAL YEAR 

If  you  owned  your  units  for  only  a  portion  of  the  year,  you  should  use  the  charts  and 
instructions  on  the  following  pages  to  determine  your  royalty  income,  royalty  expenses  and  cost 
depletion deduction. 

37 

NORTH EUROPEAN OIL ROYALTY TRUST 

ROYALTY INCOME PER UNIT FOR THE 2016 TAX YEAR 

January 

February 

March 

April 

$0.0735 

$0.1487 
$0.0752 

$0.2339 
$0.1604 
$0.0852 

$0.3274 
$0.2539 
$0.1787 
$0.0935 

First month during  
which units  
were owned: 
January 
February 
March 
April 
May 
June 
July 
August 
September 
October 
November 
December 

Last month during which units were owned: 
August 
May 

June 

July 

$0.3551 
$0.2816 
$0.2064 
$0.1212 
$0.0277 

$0.4265 
$0.3530 
$0.2778 
$0.1926 
$0.0991 
$0.0714 

$0.4972 
$0.4237 
$0.3485 
$0.2633 
$0.1698 
$0.1421 
$0.0707 

$0.5020 
$0.4285 
$0.3533 
$0.2681 
$0.1746 
$0.1469 
$0.0755 
$0.0048 

September 

October 

November  December 

$0.5536 
$0.4801 
$0.4049 
$0.3197 
$0.2262 
$0.1985 
$0.1271 
$0.0564 
$0.0516 

$0.6314 
$0.5579 
$0.4827 
$0.3975 
$0.3040 
$0.2763 
$0.2049 
$0.1342 
$0.1294 
$0.0778 

$0.6872 
$0.6137 
$0.5385 
$0.4533 
$0.3598 
$0.3321 
$0.2607 
$0.1900 
$0.1852 
$0.1336 
$0.0558 

$0.7431 
$0.6696 
$0.5944 
$0.5092 
$0.4157 
$0.3880 
$0.3166 
$0.2459 
$0.2411 
$0.1895 
$0.1117 
$0.0559 

A.  To determine your royalty income per unit for your period of ownership, place your finger on the chart above on the first month in the left 
hand  column  during  which  you  owned  your  units  and  slide  your  finger  to  the  right  until  you  reach  the  column  showing  the  last  month 
during which you owned your units.  This figure should be multiplied by the number of units you owned during that period to calculate 
your royalty income. On Federal Income Tax Form 1040, Schedule E, royalty income should be entered on Line 4.  

ROYALTY EXPENSES PER UNIT FOR THE 2016 TAX YEAR 

January 

February 

March 

April 

$0.0120 

$0.0275 
$0.0155 

$0.0323 
$0.0203 
$0.0048 

$0.0375 
$0.0255 
$0.0100 
$0.0052 

First month during  
which units  
were owned: 
January 
February 
March 
April 
May 
June 
July 
August 
September 
October 
November 
December 

Last month during which units were owned: 
August 
May 

June 

July 

$0.0476 
$0.0356 
$0.0201 
$0.0153 
$0.0101 

$0.0563 
$0.0443 
$0.0233 
$0.0185 
$0.0133 
$0.0032 

$0.0570 
$0.0338 
$0.0288 
$0.0240 
$0.0188 
$0.0087 
$0.0055 

$0.0641 
$0.0521 
$0.0366 
$0.0318 
$0.0266 
$0.0165 
$0.0133 
$0.0078 

September 

October 

November  December 

$0.0680 
$0.0560 
$0.0405 
$0.0357 
$0.0305 
$0.0204 
$0.0172 
$0.0117 
$0.0039 

$0.0733 
$0.0613 
$0.0458 
$0.0410 
$0.0358 
$0.0257 
$0.0225 
$0.0170 
$0.0092 
$0.0053 

$0.0811 
$0.0691 
$0.0536 
$0.0488 
$0.0436 
$0.0335 
$0.0303 
$0.0248 
$0.0170 
$0.0131 
$0.0078 

$0.0950 
$0.0830 
$0.0675 
$0.0627 
$0.0575 
$0.0474 
$0.0442 
$0.0387 
$0.0309 
$0.0270 
$0.0217 
$0.0139 

B.  To determine your royalty expenses per unit for your period of ownership, place your finger on the chart above on the first month in the 
left hand column during which you owned your units and slide your finger to the right until you reach the column showing the last month 
during which you owned your units.  This figure should be multiplied by the number of units you owned during that period to calculate 
your  expenses.    On  Federal  Income  Tax  Form  1040,  Schedule  E,  expenses  should  be  entered  on  Line  19  as  "miscellaneous  Trust 
expenses." 

3
8

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
C.  If you owned your units for only a portion of the year you must prorate the depletion percentage to 
reflect  your  period  of  ownership.    In  the  same  way  that  you  calculated  your  royalty  income  per 
unit,  place  your  finger  on  the  Royalty  Income  per  Unit  Chart  on  the  first  month  in  the  left  hand 
column during which you owned your units and slide your finger to the right until you reach the 
column showing the last month during which you owned your units.  This figure should be divided 
by  $0.7431.    The  resulting  figure  is  then  multiplied  by  .102769  to  yield  the  prorated  depletion 
percentage.   Multiply this prorated depletion percentage by your cost basis or adjusted cost basis 
to  calculate  your  cost  depletion  deduction.    Your  cost  depletion  deduction  should  be  entered  on 
Line 18 on the Federal Income Tax Form 1040, Schedule E.   

This letter does not constitute legal or tax advice. Neither the Trust nor its employees may 
offer tax or legal advice relevant to your unique situation. If you dispose of some or all of your 
Trust  units,  you  should  consult  your  tax  advisor  as  to  the  tax  consequence  of  that  disposition.  
The Trust recommends that you direct any questions to your tax advisor or attorney.   

Most sincerely yours, 

John R. Van Kirk 
Managing Director  

39 

 
 
 
NORTH EUROPEAN OIL ROYALTY TRUST

Trustees
Robert P. Adelman
Managing Trustee,  
Director or Trustee  
of various  
profit and non-profit
companies

Samuel M. Eisenstat
Audit Comm. Chairman,
Attorney; CEO, 
Abjac Energy Corp. 

Lawrence A. Kobrin
Clerk to the Trustees,
Senior Counsel,  
Cahill Gordon &  
Reindel LLP 

Willard B. Taylor Of
Counsel, Sullivan and
Cromwell LLP 

Rosalie J. Wolf  
Managing Partner,
Botanica Capital  
Partners LLC 

Managing Director
John R. Van Kirk 

Office of the 
Managing Director
PO Box 456
43 West Front Street 
Suite 19A
Red Bank, N.J. 07701 
Tel: (732) 741-4008 
Fax: (732) 741-3140 
E-Mail: neort@neort.com 
Website: www.neort.com

Petroleum and Natural 
Gas Consultants 
Ralph E. Davis Associates, LLC
711 Louisiana Street
Suite 3100 
Houston, Texas 77002

Counsel
Cahill Gordon & Reindel   
80 Pine Street
New York, N.Y. 10005

Auditors
WeiserMazars LLP
135 West 50th Street
New York, N.Y. 10020

Transfer Agent
American Stock Transfer &
Trust Company, LLC  
6201 15th Avenue 
Brooklyn, NY 11219  
Tel: (800) 937-5449

(718) 921-8200 ext. 4801

E-Mail: info@amstock.com
Website: www.amstock.com

A copy of the Trust’s Form 10-K Annual Report for fiscal 2016 as filed with the Securities and Exchange
Commission will be sent upon written request to John R. Van Kirk, Managing Director, P.O. Box 456, Red Bank,
New Jersey 07701. In addition to the 2016 10-K, other pertinent filings and documents are available at the Trust’s
website, www.neort.com