Nu Skin Enterprises
Annual Report 2018

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2018 ANNUAL REPORT ABN: 69 150 791 290 ANNUAL GENERAL MEETING The Nusantara Annual General Meeting will be held 10:00am, Friday, 31 May 2019 at the Rendezvous Hotel Melbourne. All shareholders are invited to attend. CORPORATE VISION To generate returns to its shareholders by demonstrating commitment to our values in delivering: • Successful development and operation of the Awak Mas Gold Project; • Organic growth through exploration, to realise the true value of the Awak Mas Gold Project; and • Greenfield growth capitalising on other Asia - Pacific opportunities 2018 HIGHLIGHTS February 2018 • Mineral Resource increased to 2.0 Moz gold March 2018 • Contract of Work amendment signed providing tenure certainty and investment stablity April 2018 • Maiden Ore Reserve of 1.0 Moz gold confirmed May 2018 • 89% of Project Mineral Resource identified as reporting to the Indicated Resource category July 2018 • Fully underwritten rights issue completed September 2018 • Ore Reserve increased by 11% to 1.1 Moz gold October 2018 • Definitive Feasibility Study completed • Significant near mine mineralisation identified December 2018 • Strategic Partner PT Indika Energy Tbk invests in Company • AustralianSuper commits to increase shareholding to 14% in January 2019 2 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 2018 ANNUAL REPORT CONTENTS Chairman's report Managing Director’s report Review of activities Annual Financial Report Additional information Corporate Directory 05 07 09 19 64 69 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 3 CHAIRMAN'S REPORT NUSANTARA VISION Vision Gold Focus Multi-mine portfolio Asia-Pacific Region Execution Experienced Board Support of strategic shareholders Funded to deliver on partnerships 4 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT of the +300,000oz/year Matarbe Gold mine to Pamapersada. Nusantara in partnership with Indika aims to be at the forefront of this exciting dynamic. On gold, recent price improvements make the Awak Mas project even more compelling and will assist ongoing financing discussions. The Awak Mas economics were presented based on a US$1,250/oz gold price. Pleasingly, the gold price has traded above $1,300/oz in recent months, fuelled by a backdrop of growing global political and financial market uncertainty. We believe our project and share valuation will deliver significant leverage to higher gold prices. As a relatively new company, less than two years old, we continue to grow and build capability. As part of Indika’s investment, we welcomed Mr Richard Ness to the Nusantara Board. Mr Ness is a mining executive with over 30 years of Indonesian experience in the energy, mineral resources and mining sectors including senior roles with Freeport, Newmont and Merdeka. In closing, on behalf of the Board, I would like to thank our executives, employees, contractors and communities all of whom have contributed to our success. Greg Foulis Chairman CHAIRMAN'S REPORT Dear Shareholders, I am pleased to report that outstanding progress was achieved in 2018 and Nusantara is now in the prime position to finance and develop the Awak Mas gold project in Indonesia. Our team delivered on all important milestones; we confirmed tenure, delivered a comprehensive and robust Feasibility Study, outlined exciting exploration upside, secured a credentialed strategic partner, and maintained our strong community support. The year ahead is promising as we accelerate towards financing Awak Mas, prepare for development and test high potential exploration targets. Your directors would like to thank shareholders, big and small alike, for their loyalty through the often-challenging phase of project feasibility, and we look forward to delivering the rewards as the project is financed and developed. In December 2018 we welcomed Indika Energy as our strategic Indonesian partner. Indika is a Jakarta listed US$1 billion energy and service conglomerate and brings a wealth of Indonesian operating and financing experience through its extensive resources and energy activities. Indika joins cornerstone shareholders Lion Selection and AustralianSuper, aligned with the aim of developing Awak Mas. I would like to reflect on two key macro - backdrops to our business: gold and Indonesia. The Nusantara Board have a positive outlook on both. Indonesia is an exciting place to do mining business. It has exceptional geological potential that is relatively under-explored. It affords a low-cost base, excellent infrastructure, and with a long history of mining, it has access to a skilled workforce and contractors. The Indonesian landscape of mining ownership, capability and competition is changing rapidly. In the gold industry, there are new players, new mines and new transactions. By way of example: • New players – Emerging large scale companies include Pamapersada, Merdeka, Indika • New mines – Tujuh Bukit is Indonesia’s newest gold mine. It was commissioned in 2017 and delivered 167,000 ounces at <$500/oz cash costs in 2018. • New transactions – the most recent scale transaction was the US$1.2 billion sale in 2018 by EMR Capital NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 5 MANAGING DIRECTOR’S REPORT NUSANTARA VALUES CARING We care about people first, ensure a safe work place for our people, are environmentally responsible and support the communities in which we operate. INTEGRITY We set high standards of ethics (doing what is right), honouring our commitments, and seeking relationships that are mutually beneficial. TEAMWORK We know that we are stronger when we collaborate, we value the views of others, we all strive to reach our potential and embrace diversity. ACCOUNTABILITY We take responsibility, doing what we say we will do, and are measured on the outcomes of our decisions and actions. 6 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT EXCELLENCE We strive to achieve superior outcomes by focusing on action, continual improvement, and challenge the way we do things. MANAGING DIRECTOR’S REPORT Dear Shareholders, During 2018, Nusantara significantly advanced development of our flagship Awak Mas Gold Project (‘Awak Mas’) in South Sulawesi, Indonesia. Our work in 2018 demonstrated that Awak Mas is a high value project with significant exploration potential. We confirmed tenure, delivered a robust Feasibility Study, outlined exploration upside, secured a strategic partner and maintained our community support. We remain confident that Awak Mas will offer a strong foundation for the future growth of the Company. Early in 2018, Nusantara signed of an amendment to our Contract of Work (‘CoW’) with the Government of Indonesian. The CoW now secures project tenure until 2050 with options for two ten-year extensions under the IUPK system. The amendment also confirmed that Nusantara’s local subsidiary, PT Masmindo Dwi Area, is the sole holder of the CoW. The completion of the Definitive Feasibility Study (DFS) in October marked an important milestone for the Project. The DFS reported that Awak Mas has a Mineral Resource of 2.0 million ounces and an initial Ore Reserve of 1.1 million ounces which will support an 11-year operation delivering approximately 100,000 ounces of gold per year. The project is financially robust with an initial capital cost of US$146 million, an All-in-Sustaining Cost of US$758 per ounce, a NPV5% of US$152M and an IRR of 20% based on a gold price of US$1250 per ounce. Importantly, the DFS outlined a range of opportunities that have the potential to enhance the value of Awak Mas and these will be evaluated as the project is developed. Of note, the project has economic leverage to gold prices, and pleasingly we have seen gold break back through US$1300 per ounce in early 2019. Our geological team have redirected their efforts to exploration with the objective of identifying opportunities to increase the mineral resource. The initial results of this work have been extremely promising, and we will continue exploration with a focus on the near mine areas and developing a deeper understanding of the CoW area geology. In December, we welcomed the investment by Indonesian energy company, PT Indika Energy Tbk (‘Indika’) (IDX: INDY) in Nusantara. Indika now owns 20% of Nusantara and brings Indonesian operating experience to the development of Awak Mas. Indika’s investment was also supported by AustraliaSuper, who have increased their holding to 14%. As part of Indika’s investment, we welcomed Mr Richard Ness to the Nusantara Board. Mr Ness is a mining executive with over 38 years of experience in the energy, mineral resources and mining sectors including senior Indonesian roles with Freeport and Newmont. We look forward to his valuable contribution in advancing the Awak Mas Project. We remain committed to demonstrating our five core values of Caring, Integrity, Teamwork, Accountability and Excellence. The drilling program and other site activities were completed in 2018 without any health, safety and environmental incidents; this is an outstanding achievement and indicative of the culture within our business. We continue to provide community support through health, training, education and employment initiatives. This assistance has been welcomed by the local people and is an important step in ensuring a robust future for Awak Mas and the Indonesian community. Despite the milestones completed in 2018, the Board has been disappointed that our share price has not reflected the strong underlying project value. We remain vigilant in improving this position and focused on communicating to all potential investors, the value of the project and the growth opportunities of Awak Mas through further exploration of the CoW area. With all approvals in place, the Project is well positioned for development and reinforced by good local, provincial and federal government support. We believe Indonesia offers low investment risk given its long history of mining; a robust legal, regulatory and political environment; and supported by good infrastructure. The Nusantara team looks forward to an active and successful 2019 as the Company strives to deliver shareholder value. With strong support we are well funded to deliver on the 2019 objectives; securing project finance and enhancing project value through exploration. Mike Spreadborough Managing Director NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 7 8 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT REVIEW OF ACTIVITIES Company Background Nusantara Resources Limited (Nusantara) is an Australian mining company listed on the Australian Securities Exchange. The Company is focussed on growing shareholder value by developing and operating gold projects within the Asia- Pacific region. Nusantara owns a 100% interest in the Awak Mas Gold Project (Awak Mas), located in the Luwu Regency of South Sulawesi Province, Indonesia. Project Background Awak Mas has had over 135 km of drilling, with over 1,100 holes now completed. The Project has a 2.0 million ounce Mineral Resource1, containing a 1.1 million ounce Ore Reserve2. A Definitive Feasibility Study was completed in October 2018, confirming a robust, long-life, low cost project. Project Tenure Awak Mas is held under a 7th generation Contract of Work (CoW) signed with the Government of Indonesia (GoI) in 1998. The CoW covers an area of 14,390 hectares and is held by Nusantara’s 100% owned local subsidiary company, PT Masmindo Dwi Area (Masmindo). On the 14 March 2018, Masmindo signed an amendment to the CoW, with the GoI. The amendment reaffirms Masmindo as the legal holder of the CoW with the sole rights to explore and exploit mineral deposits within the CoW area until 2050. After this period, the operations under the CoW may be extended in the form of a special mining operation and production business license (IUPK-OP), in accordance with the prevailing laws and regulations, which allows for two ten- year extensions. 1 ASX Announcement Project Mineral Resource grows to 2.0 Moz Au, 27 February 2018 2 ASX Announcement Ore Reserve increased by 11% to 1.1 Moz Gold, 13 September 2018 9 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 9 REVIEW OF ACTIVITIES Upon conversion of the CoW in 2050 into an IUPK-OP the license could be further extended until 2070. The most notable amendments to the Masmindo CoW were: • Adopting the prevailing rates for taxes and royalties featuring: * Indonesian corporate tax of 25%; and * gold royalty rate currently levied at 3.75%. • Divestment of at least a 51% share in Masmindo (CoW holder) to Indonesian participants at fair market value according to internationally accepted practice in the 10th year of commercial production. Based on the current mine development schedule, divestment is not anticipated to be required before 2030, although Nusantara may elect to sell any percentage interest to Indonesian participants prior to this. The amended CoW provides long-term tenure and investment stability for the development of Awak Mas. It stipulates that Masmindo shall be granted the sole rights to: • explore for minerals and mine any deposit of minerals found in the CoW area (Figure 1); • process, refine, store, and transport, by any means, minerals extracted; • market, sell, or dispose of such products from the mines (inside and outside Indonesia) after carrying out processing and refining domestically; and to • perform all other operations and activities necessary. Exploration Activity In January 2018, the Company completed a 12-hole resource definition diamond drilling program at the satellite Salu Bulo deposit, which forms part of the Awak Mas Gold Project3. This program followed the completion of the Awak Mas deposit resource drilling program in late 2017, that involved 9,400 metres of drilling. The assay results of the program confirmed the continuity and strike potential of Salu Bulo, along with the identification of shallow dipping mineralisation north of a controlling structure. Consequently, the Indicated and Inferred Resource was upgraded with a 65% increase in contained gold to 3.7 Mt at 1.53 g/t Au for 180,000 contained ounces. This led to a lift in the overall project mineral resource to 45 Mt at 1.38 g/t Au for 2.0 Moz. This was a significant outcome for the Company, highlighting the immense upside potential of the Awak Mas Gold Project4. A six-hole exploration program was subsequently carried out into the Awak Mas Highwall area and in March 2018 potential upside was identified along the untested 2 km corridor between Awak Mas and Salu Bulo deposits5. The drilling program was completed in April 2018 and the results verified considerable mineralisation extensions of the Awak Mas deposit along the under-explored corridor between the two deposits (Figure 2)6. In May 2018, the final resource definition and metallurgical diamond holes were completed. Upon finalisation, the Mineral Resource achieved 89% in the Indicated Resource category, providing strong confidence in the geological model and suggesting a mine life beyond 10 years (Table 1)7. Classification Tonnes (Mt) Au Grade (g/t) Contained Gold (Moz) Awak Mas Measured - Indicated 36.4 Inferred 3.1 Sub-total 39.5 Salu Bulo Measured Indicated Inferred Sub-total Measured Indicated Inferred Sub-total Measured Tarra Total - 2.9 0.6 3.6 - - 2.3 2.3 - Indicated 39.3 Inferred 6.0 Total 45.3 - 1.4 1.0 1.4 - 1.7 1.1 1.6 - - 1.3 1.3 - 1.4 1.1 1.4 - 1.62 0.10 1.72 - 0.16 0.02 0.18 - - 0.10 0.10 - 1.78 0.22 2.00 Table 1: Awak Mas Mineral Resource estimates (May 2018) by deposit at 0.5 g/t Au cut-off and constrained within a US$1400/oz optimisation shell. 3 ASX Announcement High Grade Drill results from Salu Bulo, 16 January 2018 4 ASX Announcement Project Mineral Resource grows to 2.0 Moz Au, 27 February 2018 5 ASX Announcement Eastern extension to Awak Mas deposit confirmed, 8 March 2018 6 ASX Announcement Significant results from Awak Mas extension drilling, 4 April 2018 7 ASX Announcement Indicated resource grows by a further 0.2 Moz, 8 May 2018 10 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT REVIEW OF ACTIVITIES Figure 1: Awak Mas Contract of Work Area Figure 2: Significant mineralisation discovered in the Awak Mas highwall suggests extension into the Puncak Selatan prospect and indication of repitition across the corridor to Salu Bulo NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 11 REVIEW OF ACTIVITIES In the second half of 2018, a new exploration program commenced which focussed on the near-mine prospects at Salu Kombong, Puncak Utara and Puncak Selatan (Figure 3). In October 2018, significant gold and copper results from surface and trench samples enhanced the exploration prospectivity of the near-mine area8. This was further affirmed in December 2018, when the near-mine exploration program continued to demonstrate positive outcomes9. The proximity of the mineralisation at Puncak Selatan, to the Awak Mas deposit (if proven and dependent on quality and grade) provides the possibility of increasing the overall value of the Project10. The Company will continue to explore the geological setting of the Awak Mas deposit and the CoW area, to allow improved definition of the CoW exploration area. Ore Reserve In September 2018, the Company announced an updated 1.1 million ounce gold Ore Reserve that formed the basis of the Definitive Feasibility Study (Table 2)10. Classification Tonnes (Mt) Au Grade (g/t) Contained Gold (Moz) Awak Mas Proved - - - Probable 24.1 1.28 0.99 Sub-total 24.1 1.28 0.99 Salu Bulo Proved - - - Probable 2.8 1.67 0.15 Sub-total 3.6 Total Proved - Probable Total 26.9 26.9 1.6 - 1.32 1.32 0.18 - 1.14 1.14 Table 2: Awak Mas Ore Reserve estimates (September 2018) by deposit. Feasibility Study In October 2018, Nusantara completed a Definitive Feasibility Study (DFS) into the proposed development of Awak Mas. The DFS confirmed a financially robust, technically low risk and long-life project with a processing rate of 2.5 Mtpa, low strip ratio of 3.5 and a high gold recovery of 91% through a conventional Carbon-In-Leach processing plant. The activities associated with the DFS included: • completion of plant design, engineering and preparation of a detailed engineering cost estimate for the process plant; • preparation of cost estimates for project infrastructure and facilities including power and water supplies, site road access, site accommodation camp and site offices (Figure 4); • completion of a TFS cost estimate; • work to compile the overall Project schedule; • completion of environmental and social impact studies; • preparation of capital and operating cost estimates and financial modelling for the Project; and • completion of a process to identify, evaluate and select of value improvements for inclusion in the DFS. The financial evaluation of the Project demonstrated a high gross margin with considerable exploration upside. The key financial outcomes are shown in Table 3: Description Outcome Net Present Value (Post Tax) US$152 Million Internal Rate of Return 20.3% Initial Capital cost US$146 Million Pre-production mining expenditure C1 cash cost AISC cost US$16 Million US$643 per ounce US$758 per ounce Table 3: Definitive Feasibility Study Financial Outcomes 8 ASX Announcement Significant near mine mineralisation identified, 4 October 2018 9 ASX Announcement High grade results from near mine exploration, 19 December 2018 10 ASX Announcement Ore Reserve increased by 11% to 1.1 Moz Gold, 13 September 2018 12 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT REVIEW OF ACTIVITIES Figure 3: Near mine prospects including the priority exploration prospects of Puncak Selatan, Puncak Utara and Kandeapi Figure 4: Awak Mas planned site layout NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 13 REVIEW OF ACTIVITIES Nusantara continues to reach key milestone objectives, including completion of the Awak Mas Gold Project Definitive Feasibility Study in October 2018 and securing strategic partner, Indika Energy in December 2018. Both mark significant achievements for the business and the Project, as we look ahead to complete the project financing and progress towards development. Safety, Quality and Security Safety remains our first priority and we attach great importance to the health of our employees. Employees must pass a full medical check-up before they are recruited and throughout their work, their health and fitness are monitored. Nusantara has developed standard operating procedures for health and safety that reinforces workers to be vigilant at work and highlights the notion that anyone has the right to stop any unsafe act, at any time. Nusantara holds daily morning safety meetings with employees to reinforce our safety framework. Among other factors, the safety framework at Awak Mas includes vehicle inspections regimes, project training, competency assessment and safety inspections. All consultants coming to site first undertake a safety induction program and site activities are supported by qualified medical providers. All site activities are assessed for high risk tasks and increased supervision is applied as required. Nusantara maintains an onsite medical clinic, an all-wheel drive ambulance to undertake medical support services at site. A number of local paramedics have been recruited to ensure that all site activities have medical support available. We are proud that during the year, there were no serious safety or health incidents. The year was ‘Recordable Injury-free’ (defined as Medical Treatment or Lost Injuries). This success was driven by our strong safety culture and the regime applied to all working procedures, personnel and temporary visitors to site. As part of our safety framework, we strive to ensure that our workplace remains safe by implementing appropriate security measures. Qualified security personnel have been recruited and security posts have been constructed to monitor and check all incoming personnel and visitors to site. All people coming to and from site are formally reported and documented. We will continue to strive to meet our very high operating standard to achieve a safe and healthy working environment at site. Community We are committed to working with local communities to achieve mutual benefits and positive outcomes from our operations. The Company has developed four main areas for community engagement and support: education; health; infrastructure; and economic empowerment. During the year, the Company provided various support to the neighbouring community, including continued support to the elementary school in Boneposi village; the construction of which, was supported by Masmindo. 14 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT REVIEW OF ACTIVITIES Surface Water Quality samples are undertaken at 13 monitoring points for dissolved metals, anions, nutrients, organics, microbiological and physicals. Hydrology monitoring is undertaken at 12 monitoring points to assess stream velocity and stream cross sections. Meteorology monitoring is conducted through an automated weather station for temperature; wind speed and direction; and relative humidity, while rainfall is conducted by a manual rain gauge and evaporation rates assessed and recorded. Ambient Air Quality and Noise is assessed at 4 monitoring points while Flora and Fauna assessment is conducted every 6 months from 3 locations. Aquatic Ecology monitoring is undertaken every 6 months from 3 locations. The Company continues its agricultural replantation program to replace crops disturbed during site activities as well as a hazardous waste removal system. Additionally, the Company delivered emergency aid provisions to the areas impacted by disaster events, including the devastating Sulawesi earthquake and tsunami that effected Palu. The Company continues purchase local supplies and recruit local people and contractors where possible, to produce important employment opportunities which support the ongoing and collective growth of Indonesia. Environment The Company’s environmental plan complies with prevailing laws and regulations on environmental protection. Nusantara actively seeks to protect the environment in which it operates, implementing a number of environmental monitoring activities and programs including rainfall data collection; ground and surface water monitoring; revegetation programs; and waste removal. During the year the Company maintained regular monitoring programs and continues to evaluate areas for improvement. A number of environmental baseline studies have been completed in the past and the Company continually updates its environmental database for the CoW area and surrounding area. Environmental monitoring is conducted for Surface Water quality; Hydrology; Meteorology; Ambient Air Quality and Noise; Terrestrial Flora and Fauna; and Aquatic Ecology. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 15 REVIEW OF ACTIVITIES Finance and Corporate The Company continued to advance the Awak Mas Gold Project. The financial statements reflect a $7.0 million investment in exploration and evaluation in 2018. The major focus of this investment during the year was geology and feasibility costs. Of the $7.0 million investment, $2.1 million related to exploration and geology reflecting: • work conducted to upgrade Mineral Resources and deliver a maiden and then updated Ore Reserve; and • costs associated with developing and maintaining the exploration team and advancing the wider Contract of Work exploration program. The delivery of the October 2018 DFS resulted in costs incurred of $3.1 million relating to expert consultants and the Company. The remaining $1.8 million relates to maintaining the site operations (including camp facilities) and the Jakarta administration activities (including maintaining tenure arrangements and advancing permitting and approvals). The Company held cash of USD6.4 million (AUD9.0 million) as at 31 December 2018. In December 2018, the Company achieved another significant milestone, securing a strategic Indonesian cornerstone investor to advance the Project. This was accomplished through a two-stage capital raising for AUD10.25M. During the first phase, PT Indika Energy Tbk (‘Indika’), through its wholly owned subsidiary PT Indika Mineral Investindo, subscribed for 30,607,162 shares at AUD0.23 to obtain a 19.9% interest in the Company. In the second phase, which secured shareholder approval at the January 2019 General Meeting, existing shareholder, AustralianSuper Pty Ltd (AustralianSuper), increased their holding to 14.0% after subscribing for 11,190,895 shares (and 5,595,448 unlisted options with an exercise price of AUD0.35 expiring 30 November 2020) at 23 cents per share and Indika maintained their 19.9% interest by subscribing for a further 2,780,260 shares (and 16,693,711 unlisted options exercisable at AUD0.35, expiring 30 November 2020) at 23 cents per share. In December 2018, the Company welcomed Mr Richard Ness as a Director. Mr Ness is a representative of Indika and has extensive gold mining and Indonesian mining experience. As at 31 January 2019, the significant shareholding of the Company can be represented by the following pie chart: Top Shareholders (%) 23 20 37 21 3 14 Lion Selection Macquarie Other Indika Energy Zhaojin AustralianSuper Gravitas PT Indika Energy Tbk (IDX: INDY) is a leading integrated energy company in Indonesia through its strategic investments in the areas of Energy Resources, Energy Services, and Energy Infrastructure. Its Energy Resources business pillar focusses on exploration, production and processing of coal. Its Energy Services business provides contract mining, engineering, procurement and construction (EPC) as well as operations and maintenance (O&M) in the oil and gas sector, and offshore supply base services. The Energy Infrastructure segment operates coal- fired power plants and provides marine transportation, ports & logistics for bulk goods and natural resources. The investment and ongoing support from AustralianSuper and Lion Selection Group, reasserts the value potential of the project and marks an important step in the progression towards development. Also, during the year 32,508,392 listed loyalty options expired. At 31 January 2019, Nusantara had 167,775,990 fully paid ordinary shares, 18,034,307 listed options (exercisable at AUD0.30 each), 22,289,159 unlisted options (exercisable at AUD0.35 each) and 6,317,318 other unlisted options on issue. Corporate Governance The Company is committed to maintaining high standards of corporate governance in the performance of our duties and upholding investor confidence in the operations of the business. The Company’s corporate governance statement can also be viewed at the following URL: http://nusantararesources. com/corporate-governance/ Complete details of the Company's corporate governance policies are available on the Company's website at: www.nusantararesources.com 16 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 17 BOARD OF DIRECTORS Board Committee Meetings The memberships of each Board committee are indicated below: a. Board Committee b. Audit and Budget Committee c. Financing Committee Greg Foulis Chairman & Independent Rob Hogarth Independent Richard Ness Non-Executive Director Non-Executive Director (A, B & C) Non-Executive Director (A & B) (A & C) Robin Widdup Non-Executive Director (A, B & C) Mike Spreadborough Managing Director & Chief Executive Officer (A, B & C) Boyke Abidin Executive Director (A) 18 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT Annual Financial Report for the year ended 31 December 2018 • Directors’ Report • Auditor’s Independence Declaration • Consolidated Statement of Comprehensive Income • Consolidated Statement of Financial Position • Consolidated Statement of Changes in Equity • Consolidated Statement of Cash Flows • Notes to the Financial Statements • Director’s Declaration • Auditor’s Report NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 19 DIRECTORS’ REPORT The Directors present their report together with the financial statements for Nusantara Resources Limited (“Nusantara” or “the Company”) and its controlled entities (collectively the “Group”), for the financial year ended 31 December 2018. Directors The following persons held the office of Director during the year ended 31 December 2018 and to the date of this report unless otherwise stated: Greg Foulis (appointed 29 March 2018) Michael Spreadborough Boyke Abidin Robert Hogarth Robin Widdup (appointed 28 February 2018)1 Richard Ness (appointed 13 December 2018)2 Martin Pyle (resigned 30 May 2018) Chairman Managing Director Director Director Director Director Director 1 – Mr Craig Smyth was appointed alternate director for Mr Robin Widdup 2 – Mr Kamen Palatov was appointed alternate director for Mr Richard Ness Directors have been in office since the start of the financial year unless otherwise stated in this report. Directors interests in the shares and options of the Company and related bodies corporate As at 31 December 2018, the interests of the Directors in the shares and options of Nusantara Resources Limited were: Director Name Number of Ordinary shares Number of options Greg Foulis Michael Spreadborough Boyke Abidin Robert Hogarth Robin Widdup1 Richard Ness3 174,993 180,000 165,235 - 917,223 - 549,162 2,065,000 442,500 295,000 641,4602 - 1 Mr Widdup is a Director of Lion Manager Pty Ltd which at 31 December 2018 held 1,378,544 ordinary shares in the Company (1,128,547 escrowed till 2 August 2019) and 650,831 options (including 295,0002 incentive options granted to Mr Widdup and reported above). Mr Widdup is also a director of Lion Selection Limited which at 31 December 2018 held 39,017,231 ordinary shares (20,802,944 escrowed till 2 August 2019) and 3,750,000 options) 2 295,000 incentive options were granted to Mr Widdups nominee Lion Manager Pty Ltd and included in the above total 3 Mr Ness is a Commissioner of PT Indika Energy Tbk which at 31 December 2018 held 30,607,162 ordinary shares Company Secretary Mr Derek Humphry was appointed company secretary 29 March 2018. Ms Jane Rose resigned as company secretary on 31 May 2018. 20 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 1 1 DIRECTORS’ REPORT DIRECTORS’ REPORT (Continued) Principal Activities and Significant Changes in the Nature of Activities The principal activities of the Group during the financial year continued to be gold exploration and evaluation focusing on the Awak Mas Gold Project in South Sulawesi, Indonesia. Operating Results The consolidated loss of the Group was $2,343,243 after providing for income tax (2017: loss of $2,240,873). During the year the Group continued its ongoing exploration and evaluation work on the 100%-owned Awak Mas Gold Project (Project) under a Contract of Work (“CoW”). A Definitive Feasibility Study of the Project was completed and the exploration program continued to yield success with an expanded number of targets identified for exploration activities in 2019. Major milestones were achieved during the year as announced to the ASX on: • • • • • • 15 March 2018, the Company reached agreement with the Government of Indonesia on several amendments to the CoW, securing long-term tenure to the Project; 31 January, 27 February and 8 May 2018, the Company released updates to the Project Mineral Resource Estimate which now stands at 2.0 Moz; 18 April 2018, the Company released its Inaugural Ore Reserve for the Project and followed this on 13 September 2018 with an updated Ore Reserve of 1.1 Moz; 4 July 2018, the Company completed a Fully Underwritten Rights Entitlement Offer; 4 October 2018, the Company completed and announced the results of a Definitive Feasibility Study of the Project; and 12 December 2018, the Company secured an Indonesian based strategic partner investment in the Company from a leading integrated energy company in Indonesia, PT Indika Energy Tbk. Financial Position The net assets of the Group have increased by $6,080,575 from $32,522,675 at 31 December 2017 to net assets $38,603,250 as at 31 December 2018. Significant Changes in State of Affairs There are no significant changes in the state of affairs of the Group during the financial year, other than as disclosed in the Directors’ Report. Dividends Paid or Recommended No dividend has been declared or paid by the Group. The Directors do not recommend the payment of a dividend for the year ended 31 December 2018. Significant Events After Balance Date On 23 January 2019 the Company held a General Meeting at which two placements were approved. These placements were made resulting in the issuance of 13,971,155 shares and 22,289,159 unlisted options, exercisable at A$0.35 each and expiring 30 November 2020 raising $2,293,000 (A$3,213,366) before costs. Other than this matter, no matters have arisen since the end of the financial year to the date of this report of a material and unusual nature likely, in the opinion of the Directors, to affect significantly the operations of the Group, the results of those operations, or the state of affairs of the Group in future financial years. Likely Future Developments The Group’s primary strategy will continue to focus on exploration and evaluation activities at the Awak Mas Gold Project. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 21 2 2 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT (Continued) Information on Directors Greg Foulis Qualifications and experience Chairman (Appointed 29 March 2018) Greg is a resource sector - finance executive with over 30 years of diverse international experience across a variety of roles ranging from senior executive, business development and investment advisory. Greg’s most recent position was Chief Executive Office of Kingsgate Consolidated Limited, an ASX-listed gold mining and development company. Greg led the restructuring, divestment and re-focus of the business, including the elimination of a debt burden of over US$100 million. Greg received an M.Comm (Finance) from the University of NSW in 1992 and a B.AppSc. (Hons) in Geology from the NSW Institute of Technology in 1984. He is a Graduate Member of the Australian Institute of Company Directors and a Fellow of the Australian Institute of Mining and Metallurgy. Michael Spreadborough Director (Appointed 16 February 2017) Qualifications and experience Boyke Abidin Qualifications and experience Mike Spreadborough is a mining engineer with extensive experience in the development and operation of mineral resources projects spanning a range of commodities including copper, gold, uranium, lead, zinc and iron ore. Over the past 20 years Mike has held senior executive roles with a number of mining companies including Chief Operating Officer of Sandfire Resources and Inova Resources Ltd (formerly Ivanhoe Australia), General Manager, Coastal Operations for Rio Tinto and General Manager, Mining for WMC and later Vice President, Mining for BHP Billiton at the world-class Olympic Dam mine in South Australia. Mike holds a Bachelor of Mining Engineering from the University of Queensland and an MBA from Deakin University, as well as a WA First Class Mine Manager’s Certificate of Competency. He is also a Non-Executive Director of Clean TeQ Holdings Limited (appointed December 2016). Director (Appointed 11 April 2017) Boyke holds a Bachelor of Science in Business Administration from International University Europe – London. He has more than 25 years’ experience in Indonesian management. Previously a Government Liaison Officer for Rawas Gold Mine in South Sumatra, Boyke has extensive in-country expertise. He is President Director of Indonesian Operations for One Asia and has been a Director of the Company’s subsidiary PT Masmindo DWI Area since 2000. He is also a Director of PT Pani Resources Indonesia, PT Dwinad Nusa Sejahtera and PT Sorikmas Mining. Rob Hogarth Director (Appointed 17 February 2017) Qualifications and experience Rob Hogarth built his mining industry expertise during a 37-year career with KPMG where he was leader of KPMG's Energy and Natural Resources and Major Projects Advisory Practices and lead partner for many of the firm's listed mining clients working with large and small companies in the Asia Pacific region. He has been involved with Indonesia since 1983. Since retiring from KPMG in 2009 he has become a Non-Executive Director of a range of companies, including AMC Consultants, and sits on a number of audit committees. Rob is also the Independent Chair of the Risk and Audit Committee of the Environment Protection Authority of Victoria and a Non-Executive Director of Federation Training and PR Exploration Pty Ltd. He was a Non-Executive Director of Dart Mining NL from February 2014 to June 2015. Rob holds a Bachelor of Economics (Accounting and Business Law) and is a Fellow, Institute of Chartered Accountants in Australia. 22 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 3 3 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT (Continued) Richard Ness Qualifications and experience Robin Widdup Qualifications and experience Director (Appointed 13 December 2018) Richard is a mining executive based in Indonesia, with over 38 years of professional experience in the energy, mineral resources and mining sectors. Richard has held senior executive positions at Newmont Indonesia and Freeport Indonesia; and currently serves as the President Commissioner of PT Petrosea Tbk and Commissioner of PT Indika Energy Tbk. Richard is also the Vice President and Chief Executive Officer at PT Merdeka Copper Gold Tbk, which recently commissioned, and now runs, the successful Tujuh Bukit gold project in Java, Indonesia; and is the Chairman-Mining Division at American Chamber of Commerce in Indonesia. Director (Appointed 28 February 2018) Robin is the Founder and a Director of the Company’s largest shareholder, Lion Selection Group Limited. Robin has 40 years of mining industry and equity market experience. Following working in a range of operations in the United Kingdom, Zambia and Australia, Robin joined the J B Were & Sons Resource Research team, prior to founding Lion Selection Group and Lion Manager in 1997. He is currently Managing Director of Lion Manager, Director of Lion Selection Group Limited, Chairman of Celamin Holdings NL and a Non-Executive Director of One Asia Resources Limited. Meetings of the Board The Board of Directors held 14 meetings during the year ended 31 December 2018. Attendances of Directors at these meetings are shown in the table below: Meetings Attended Number eligible to attend Mr Martin Pyle Mr Greg Foulis Mr Rob Hogarth Mr Robin Widdup Mr Richard Ness Mr Michael Spreadborough Mr Boyke Abidin 5 9 14 10 1 14 13 6 9 14 11 1 14 14 In addition thirteen (13) circular resolutions were resolved during the year. All circular resolutions were ratified at subsequent Board meetings. Indemnification of Directors and Officers Under the Constitution of the Company every officer (and former officer) of the Company is indemnified, to the extent permitted by law, against all costs expenses and liabilities incurred as such by an officer providing it is in respect of a liability to another person (other than the Company or a related body corporate) where such liability does not arise out of conduct involving a lack of good faith and is in respect of a liability for costs and expenses incurred in defending proceedings in which judgment is given in favour of the officer or in which the officer is acquitted or is granted relief under the Law. Indemnification of Auditors To the extent permitted by law, the Company has agreed to indemnify the auditors, Ernst & Young, as part of the terms of its audit engagement agreement against claims by third parties arising from the audit. No payment has been made to indemnify Ernst & Young during or since the financial year. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 23 4 4 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT (Continued) Proceedings on Behalf of Company No person has applied for leave of Court to bring proceedings on behalf of the Company or intervene in proceedings to which the Company is a party for the purpose of taking responsibility on behalf of the Company for all or any part of those proceedings. Share Options At 31 December 2018, the unissued ordinary shares of Nusantara under option are as follows: Grant Date 31/08/2018 04/07/2018 04/06/2018 17/04/2018 28/07/2017 28/07/2017 Expiry Date 31/07/2020 31/07/2020 27/07/2021 02/08/2021 02/08/2021 02/08/2020 Exercise Price Listed Options Unlisted Options $0.30 $0.30 $0.61 $0.61 $0.61 $0.42 249,999 17,784,308 - - - - - - 740,000 975,318 4,130,0001 177,000 295,0002 02/08/2020 28/07/2017 1 2,507,500 escrowed until 2 August 2019 2 escrowed until 2 August 2019 Option holders do not have any right, by virtue of the option, to participate in any share issue of the Company or any related body corporate. $0.42 - Shares issued as a result of the exercise of options During the year 295,000 options expired and no options were exercised. Non – Audit services The Board of Directors is satisfied that the provision of non-audit services during the year is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The Directors are satisfied that any services disclosed below did not compromise the external auditor’s independence for the following reasons: • all non-audit services are reviewed and approved by Directors prior to commencement to ensure they do not adversely affect the integrity and objectivity of the auditor; and • the nature of the services provided do not compromise the general principles relating to auditor independence in accordance with APES 110: Code of Ethics for Professional Accountants set by the Accounting Professional and Ethical Standards Board. During the year, no fees were paid to Ernst & Young for non-audit services provided during the year ended 31 December 2018 (31 December 2017: Ernst and Young acted as the investigating accountant for the Company IPO and were paid $33,955 for the services provided). Environmental Regulations and Performance The Group’s operations are subject to significant environmental regulation under the laws of Indonesia. The Directors are not aware of any breaches of the legislation during the financial year that are material in nature. Auditor’s Independence Declaration The auditor’s independence declaration as required under section 307C of the Corporations Act 2001 for the year ended 31 December 2018 is set out on page 11 and forms part of this report. 24 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 5 5 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT (Continued) - Remuneration Report (Audited) Remuneration Report (Audited) The Directors of Nusantara present the Remuneration Report (the Report) for the Company and its controlled entities for the year ended 31 December 2018. This Report forms part of the Directors’ Report and has been audited in accordance with section 300A of the Corporations Act 2001. The Report details the remuneration arrangements for Nusantara’s key management personnel (KMP): • Non-executive directors • Executive directors and senior executives (collectively the executives). KMP are those persons who, directly or indirectly, have authority and responsibility for planning, directing and controlling the major activities of the Company and Group. The table below outlines the KMP of the Group and their movements during 2018: Key Management Person Position Term as KMP Non Executive Directors Greg Foulis Rob Hogarth Robin Widdup Richard Ness Martin Pyle Executive Directors Mike Spreadbrough Boyke Abidin Other Key Management Personnel Colin McMillan Derek Humphry Craig Smyth Jane Rose Non-Executive Chair Appointed 29 March 2018 Non-Executive Director Appointed 17 February 2017 Non-Executive Director Appointed 28 February 2018 Non-Executive Director Appointed 13 December 2018 Non-Executive Chair Retired 30 May 2018 Managing Director Appointed 16 February 2017 Executive Director Appointed 11 April 2017 General Manager Geology Appointed 1 February 2017 Chief Financial Officer Company Secretary Appointed 16 February 2018 Appointed 29 March 2018 Chief Financial Officer Ceased 31 March 2018 Company Secretary Ceased 29 March 2018 Remuneration Policy The full Board fulfils the roles of remuneration committee and is governed by the Group’s adopted remuneration policy This policy governs the operations of the Board. The Board shall review and reassess the policy at least annually and obtain the approval of the Board. General Director Remuneration Shareholder approval must be obtained in relation to the overall limit set for Non Executive Directors’ fees, currently A$250,000 per year. The Directors shall set individual Board fees within the limit approved by shareholders. Shareholders must also approve the framework for any broad-based equity based compensation schemes and if a recommendation is made for a Director to participate in an equity scheme, that participation must be approved by the shareholders. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 25 6 6 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT - Remuneration Report (Audited) (Continued) Executive Remuneration The Group’s remuneration policy for Executive Directors and senior management is designed to promote superior performance and long-term commitment to the Group. Executives receive a base remuneration which is market related, and may be entitled to performance based remuneration at the ultimate discretion of the Board. Overall remuneration policies are subject to the discretion of the Board and can be changed to reflect competitive market and business conditions where it is in the interests of the Group and shareholders to do so. Executive remuneration and other terms of employment are reviewed annually by the Remuneration Committee having regard to performance, relevant comparative information and expert advice. The Committee’s reward policy reflects its obligations to align executive’s remuneration with shareholders’ interests and to retain appropriately qualified executive talent for the benefit of the Group. The main principles of the policy are: (a) Reward reflects the competitive market in which the Group operates; (b) Individual reward should be linked to performance criteria; and (c) Executives should be rewarded for both financial and non-financial performance. Details of Remuneration for Year Ended 31 December 2018 The remuneration for each Director and the senior Executive of Nusantara during the year was as follows: 2018 Key Management Person Short Term Benefits Salaries/Fees USD Post- Employment Superannuation USD Share Based Payment – Options USD Total USD Directors Greg Foulis1 Rob Hogarth Robin Widdup2 Richard Ness3 Martin Pyle4 Executive Directors Mike Spreadborough Boyke Abidin Other Key Management Personnel Colin McMillan Derek Humphry5 Craig Smyth6 Jane Rose6 39,016 34,154 31,167 1,810 22,440 246,488 104,966 171,688 162,665 - - 3,707 3,245 - - - 14,654 21,652 9,715 - 9,022 57,377 59,051 40,882 1,810 31,462 15,312 129,910 - 32,477 391,710 137,443 15,312 13,240 - - 43,303 31,724 32,476 - 230,303 207,629 32,476 - 814,394 50,816 324,933 1,190,143 1 Mr Foulis commenced 29 March 2018 2 Mr Widdup commenced 28 February 2018 3 Mr Ness commenced 13 December 2018 4 Mr Pyle retired as a director on 30 May 2018 5 Mr Humphry commenced 16 February 2018 6 Services Agreement with Lion Manager Pty Ltd which commenced on 1 July 2017 to provide accounting and corporate secretarial services. Monthly fee of A$17,500 (plus GST), ceasing on 31 March 2018. The fees for 2018 amounted to $39,290. No additional fee was payable with respect to Mr Smyth’s role as Chief Financial Officer or Ms Jane Rose as Company Secretary of the Company. 26 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 7 7 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT - Remuneration Report (Audited) (Continued) Details of Remuneration for Year Ended 31 December 2017 2017 Key Management Person Directors Martin Pyle Rob Hogarth Rob Thomson1 Executive Directors Mike Spreadborough Boyke Abidin Other Key Management Personnel Craig Smyth2 Adrian Rollke3 Jane Rose2 Short Term Benefits Salaries/Fees USD Post- Employment Superannuation USD Share Based Payment – Options USD Total USD 42,859 31,133 - 107,273 77,118 - 81,484 - 339,867 - 2,959 - 12,679 12,679 - 55,538 46,771 - 6,369 125,590 239,232 - - - - 19,019 96,137 19,019 12,679 - 19,019 94,163 - 9,328 201,665 550,860 1 Mr Thomson ceased as a director 23 February 2017 2 Services Agreement with Lion Manager Pty Ltd which commenced on 1 July 2017 to provide accounting and corporate secretarial services. Monthly fee of A$17,500 (plus GST) . No additional fee is payable with respect to Mr Smyth’s role as Chief Financial Officer or Ms Jane Rose as Company Secretary of the Company 3 Mr Rollke remuneration related to his position as Country Manager Indonesia. Mr Rollke ceased as a director 10 April 2017 Details of Shares Held by Key Management Personnel 2018 Key Management Person Mike Spreadborough Boyke Abidin Rob Hogarth Greg Foulis1 Robin Widdup2 Richard Ness3 Colin McMillan Derek Humphry4 Craig Smyth5 Martin Pyle6 Opening Balance 1/1/2018 Held at time of appointment Shares Acquired 2018 Shares Disposed 2018 Closing Balance 31/12/2018 180,000 165,235 - - 1,417,543 657,143 2,419,921 - - - - 474,303 174,993 442,920 - - - - - - 474,303 617,913 - - - - - - - - - 180,000 165,235 - 174,993 917,223 - - - 1,437,451 1 Mr Foulis commenced 29 March 2018 2 Mr Widdup commenced 28 February 2018 3 Mr Ness commenced 13 December 2018 4 Mr Humphry commenced 16 February 2018 5 Mr Smyth ceased as a Key Management Person on 31 March 2018. There were no movements between 31 December 2017 to 31 March 2018 6 Mr Pyle retired as a director 30 May 2018. There were no movements between 31 December 2017 and 30 May 2018. 8 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 27 8 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT - Remuneration Report (Audited) (Continued) Details of Options Held by Key Management Personnel 2018 Key Management Person Opening Balance 1/1/18 Held at time of appointment Unlisted Incentive Options granted as compensation July 2018 Listed Options Listed Loyalty Options expired 14/11/18 Closing Balance as at 31/12/18 Mike Spreadborough 2,125,000 497,578 295,000 Boyke Abidin Rob Hogarth Greg Foulis Robin Widdup4 Richard Ness Colin McMillan 767,000 Derek Humphry Martin Pyle5 Craig Smyth5 514,049 915,014 - - - - - - - 158,101 445,000 295,0003 104,162 346,460 - - - - - 975,318 - - - (60,000) (55,078) - - (158,101) - - - 2,065,0001 442,5002 295,0002 549,162 641,460 - 767,000 975,318 1 295,000 options escrowed until 2 August 2019, expiry 2 August 2020, exercise price A$0.42, 1,770,000 escrowed until 2 August 2019, 5,113,641 158,101 1,715,318 450,622 (273,179) 5,735,440 expiry 2 August 2021, exercise price A$0.61 2 Escrowed until 2 August 2019, expiry 2 August 2021, exercise price A$0.61 3 Incentive options granted to Mr Widdup’s nominee Lion Manager Pty Ltd 4 Mr Widdup commenced 28 February 2018 5 No movement in holding from 31 December 2018 to end of service The sign-on and incentive options lapse or are deemed to be forfeited 90 days after the option holder ceases to be an executive of Nusantara, unless the Board determines otherwise. The Terms and Conditions of all options granted in any year which affected or will affect compensations is as follows. Item Assessed fair value at grant date (A$) July 2017 $0.21 April 2018 $0.064 June 2018 $0.065 Number of options 4,425,000 975,318 740,000 Vesting Conditions One third on the later of 28/07/2018 and when the Company is listed and the 45 day VWAP of the Shares is A$0.525 or greater. One third on the later of 28/07/2019 or a Decision to mine at the Awak Mas Gold Project. One third on the later of 28/07/2018 and when the Company is listed and the 45 day VWAP of the Shares is A$0.525 or greater. One third on the later of 28/07/2019 or a Decision to mine at the Awak Mas Gold Project. One third on the later of 28/07/2018 and when the Company is listed and the 45 day VWAP of the Shares is A$0.525 or greater. One third on the later of 28/07/2019 or a Decision to mine at the Awak Mas Gold Project. One third on the later of 28/07/2020 or Commencement of commercial production at the Awak Mas Gold Project One third on the later of 28/07/2020 or Commencement of commercial production at the Awak Mas Gold Project One third on the later of 28/07/2020 or Commencement of commercial production at the Awak Mas Gold Project Exercise Price (A$) Grant Date Expiry Date $0.61 28/07/2017 02/08/2021 $0.61 12/04/2018 02/08/2021 $0.61 04/06/2018 27/07/2021 28 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 9 9 DIRECTORS’ REPORT (CONTINUED) DIRECTORS’ REPORT - Remuneration Report (Audited) (Continued) Employment agreements Executives are employed under a open ended employment contract which can be terminated with notice by either the Company or the executive. The table below summarises amounts payable to Directors (inclusive of superannuation): Director Greg Foulis Robert Hogarth Robin Widdup Richard Ness Michael Spreadborough Annual Director’s fee AUD Wages, salaries and/or bonuses 75,000 50,000 50,000 50,000 - - - - - AUD350,000 Boyke Abidin1 1 Mr Abidin is employed by a wholly owned subsidiary of the Company. Non Executive Directors may be reimbursed for expenses reasonably incurred in attending to the Group’s affairs USD94,440 - The Managing Director and executives’ termination provisions are as follows: Executive Michael Spreadborough Boyke Abidin Colin McMillan Derek Humphry Termination payment 12 months 12 months 12 months 3 months Termination cause Resignation None None None None 3 months None 3 months 3 months This concludes the remuneration report, which has been audited. This Directors’ Report, is signed in accordance with a resolution of the Board of Directors. Michael Spreadborough MANAGING DIRECTOR 29 March 2019 PERTH NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 29 10 10 DIRECTORS’ REPORT (CONTINUED) Ernst & Young 200 George Street Sydney NSW 2000 Australia GPO Box 2646 Sydney NSW 2001 Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au Ernst & Young 200 George Street Sydney NSW 2000 Australia GPO Box 2646 Sydney NSW 2001 Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au Auditor’s Independence Declaration to the Directors of Nusantara Resources Limited Auditor’s Independence Declaration to the Directors of Nusantara As lead auditor for the audit of Nusantara Resources Limited for the financial year ended 31 December Resources Limited 2018, I declare to the best of my knowledge and belief, there have been: a) no contraventions of the auditor independence requirements of the Corporations Act 2001 in relation to the audit; and As lead auditor for the audit of Nusantara Resources Limited for the financial year ended 31 December 2018, I declare to the best of my knowledge and belief, there have been: b) no contraventions of any applicable code of professional conduct in relation to the audit. This declaration is in respect of the financial report of Nusantara Resources Limited and the entities it a) no contraventions of the auditor independence requirements of the Corporations Act 2001 in controlled during the financial year. relation to the audit; and b) no contraventions of any applicable code of professional conduct in relation to the audit. This declaration is in respect of the financial report of Nusantara Resources Limited and the entities it controlled during the financial year. Ernst & Young Ernst & Young Scott Jarrett Partner 29 March 2019 Scott Jarrett Partner 29 March 2019 A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 30 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 11 11 11 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED Note AND CONTROLLED ENTITIES 2018 USD 2017 USD Income CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED 31 DECEMBER 2018 Interest Income 3,105 214 Expenses Employee and Directors benefits expense Income Share based remuneration Interest Income Professional fees and consultants Expenses Depreciation and amortisation Employee and Directors benefits expense Write off of fixed assets Share based remuneration Community and social Professional fees and consultants Other expenses Depreciation and amortisation Loss before income tax Write off of fixed assets Income tax expense Community and social Loss for the year Other expenses Change to Foreign Currency Translation Loss before income tax Items that may be reclassified subsequently to profit or loss Income tax expense Total Comprehensive Loss for the year attributable to owners of the Loss for the year parent Change to Foreign Currency Translation Loss per share Items that may be reclassified subsequently to profit or loss From continuing operations: Total Comprehensive Loss for the year attributable to owners of the Basic loss per share (cents) parent Diluted loss per share (cents) Loss per share From continuing operations: Basic loss per share (cents) Diluted loss per share (cents) Note 22 22 3 3 17 17 17 17 2018 USD (698,901) (368,312) 3,105 (586,098) (61,032) (698,901) - (368,312) - (586,098) (632,005) (61,032) (2,343,243) - - - (2,343,243) (632,005) (2,343,243) (535,025) - (2,878,268) (2,343,243) 2017 USD (759,443) (269,412) 214 (504,622) (51,599) (759,443) (102,885) (269,412) (40,016) (504,622) (513,110) (51,599) (2,240,873) (102,885) - (40,016) (2,240,873) (513,110) (2,240,873) (139,454) - (2,380,327) (2,240,873) (535,025) (139,454) (2,878,268) (2.1) (2,380,327) (5.3) (2.1) (5.3) (2.1) (2.1) (5.3) (5.3) The financial statements should be read in conjunction with the accompanying notes The financial statements should be read in conjunction with the accompanying notes 12 12 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 31 12 CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES Note 2018 USD 2017 USD Income CONSOLIDATED STATEMENT OF FINANCIAL POSITION AS AT 31 DECEMBER 2018 3,105 Interest Income Expenses Employee and Directors benefits expense ASSETS Share based remuneration CURRENT ASSETS Professional fees and consultants Cash and cash equivalents Depreciation and amortisation Other receivables Write off of fixed assets TOTAL CURRENT ASSETS Community and social Note 22 6 7 Other expenses NON-CURRENT ASSETS Loss before income tax Property, plant and equipment Income tax expense Exploration and evaluation expenditure Loss for the year Other assets Change to Foreign Currency Translation TOTAL NON-CURRENT ASSETS Items that may be reclassified subsequently to profit or loss TOTAL ASSETS Total Comprehensive Loss for the year attributable to owners of the parent LIABILITIES Loss per share CURRENT LIABILITIES From continuing operations: Trade and other payables Basic loss per share (cents) Provisions Diluted loss per share (cents) TOTAL CURRENT LIABILITIES 11 3 12 13 14 15 17 17 2018 USD (698,901) (368,312) (586,098) 6,364,317 (61,032) 171,743 - 6,536,060 - (632,005) (2,343,243) 78,984 - 32,936,707 (2,343,243) 52,684 33,068,375 (535,025) 39,604,435 (2,878,268) 935,746 (2.1) 65,439 (2.1) 1,001,185 1,001,185 214 2017 USD (759,443) (269,412) (504,622) 7,433,666 (51,599) 260,928 (102,885) 7,694,594 (40,016) (513,110) (2,240,873) 83,310 - 25,922,423 (2,240,873) 73,421 26,079,154 (139,454) 33,773,748 (2,380,327) 1,108,186 (5.3) 142,887 (5.3) 1,251,073 1,251,073 TOTAL LIABILITIES NET ASSETS EQUITY Issued capital Reserves Accumulated losses TOTAL EQUITY 38,603,250 32,522,675 16(a) 16(b) 40,155,584 5,196,457 (6,748,791) 38,603,250 31,565,053 5,363,170 (4,405,548) 32,522,675 The financial statements should be read in conjunction with the accompanying notes The financial statements should be read in conjunction with the accompanying notes 32 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 12 13 13 CONSOLIDATED STATEMENT OF FINANCIAL POSITIONAS AT 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES CONSOLIDATED STATEMENT OF CHANGES IN EQUITY FOR THE YEAR ENDED 31 DECEMBER 2018 Income Note 2018 USD 2017 USD Interest Income Expenses Employee and Directors benefits expense Note Share based remuneration At 1 January 2017 Professional fees and consultants Loss for the period attributable Depreciation and amortisation to members of the Company Write off of fixed assets Other comprehensive income Community and social Total comprehensive loss Other expenses Shares issued during the period Loss before income tax Income tax expense Costs associated with the issue of shares Loss for the year 16 16 16 Issued Capital USD 1 - - - 32,766,956 (1,201,904) Intercompany loan forgiveness Change to Foreign Currency Translation 22 Shares based payment Items that may be reclassified subsequently to profit or loss Other Reserves Accumulated Losses 3,105 Total USD 22 - USD (2,164,675) (2,164,674) (698,901) USD (368,312) (586,098) - (2,240,873) (2,240,873) (61,032) (139,454) (139,454) - - 3 5,233,212 269,412 (2,240,873) - - (139,454) - (2,380,327) (632,005) - 32,766,956 (2,343,243) - (1,201,904) - (2,343,243) - 5,233,212 - (535,025) 269,412 (4,405,548) 32,522,675 (2,878,268) 214 (759,443) (269,412) (504,622) (51,599) (102,885) (40,016) (513,110) (2,240,873) - (2,240,873) (139,454) (2,380,327) Balance as at 31 December Total Comprehensive Loss for the year attributable to owners of the 2017 parent 31,565,053 5,363,170 Loss per share From continuing operations: Basic loss per share (cents) Diluted loss per share (cents) Issued Capital Other Reserves 17 Accumulated Losses Note USD 17 USD USD (2.1) Total (2.1) USD (5.3) (5.3) At 1 January 2018 31,565,053 5,363,170 (4,405,548) 32,522,675 Loss for the period attributable to members of the Company Other comprehensive income 16 Total comprehensive loss - - - - (2,343,243) (2,343,243) (535,025) - (535,025) (535,025) (2,343,243) (2,878,268) Shares issued during the period 16 8,886,458 Costs associated with the issue of shares Shares based payment Balance as at 31 December 2018 16 22 - - (295,927) - 368,312 - - - 8,886,458 (295,927) 368,312 40,155,584 5,196,457 (6,748,791) 38,603,250 The financial statements should be read in conjunction with the accompanying notes The financial statements should be read in conjunction with the accompanying notes NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 33 14 12 14 CONSOLIDATED STATEMENT OF CHANGES IN EQUITYFOR THE YEAR ENDED 31 DECEMBER 2018 CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES 2017 USD CONSOLIDATED STATEMENT OF CASH FLOWS FOR THE YEAR ENDED 31 DECEMBER 2018 2018 USD NUSANTARA RESOURCES LIMITED Note AND CONTROLLED ENTITIES Income Interest Income Expenses Employee and Directors benefits expense CASH FLOWS FROM OPERATING ACTIVITIES Share based remuneration Interest income Professional fees and consultants Payments to suppliers and employees Depreciation and amortisation Net cash used in operating activities Write off of fixed assets Community and social CASH FLOWS FROM INVESTING ACTIVITIES Other expenses Purchase of property, plant and equipment and intangible assets Loss before income tax Payments for exploration expenditure Income tax expense Net cash used in investing activities Loss for the year Change to Foreign Currency Translation CASH FLOWS FROM FINANCING ACTIVITIES Items that may be reclassified subsequently to profit or loss Proceeds from issue of shares Total Comprehensive Loss for the year attributable to owners of the Payment for share issue expenses parent Loan proceeds from related body corporate Loss per share Net cash provided by financing activities From continuing operations: Basic loss per share (cents) Net increase/(decrease) in cash held Diluted loss per share (cents) Effect of exchange rates Cash and cash equivalents at beginning of the year Cash and cash equivalents at end of the year Note 22 19 3 17 17 16 6 3,105 2018 USD (698,901) (368,312) 3,105 (586,098) (1,863,947) (61,032) (1,860,842) - - (632,005) (35,968) (2,343,243) (7,228,045) - (7,264,013) (2,343,243) (535,025) 8,886,458 (2,878,268) (295,927) - 214 2017 USD (759,443) (269,412) 214 (504,622) (2,308,094) (51,599) (2,307,880) (102,885) (40,016) (513,110) (166,797) (2,240,873) (2,575,790) - (2,742,587) (2,240,873) (139,454) 12,935,742 (2,380,327) (1,201,904) 790,000 8,590,531 12,523,838 (2.1) (534,324) (2.1) (535,025) 7,433,666 6,364,317 (5.3) 7,473,371 (5.3) (145,979) 106,274 7,433,666 The financial statements should be read in conjunction with the accompanying notes The financial statements should be read in conjunction with the accompanying notes 34 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 12 15 15 CONSOLIDATED STATEMENT OF CASH FLOWSFOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTES TO THE FINANCIAL STATEMENTS NOTE 1: CORPORATE INFORMATION The financial report of Nusantara Resources Limited (“Nusantara” or “the Company”) and its controlled entities (“the Group”) for the year ended 31 December 2018 was authorised for issue in accordance with a resolution of the Directors on 29 March 2019. Nusantara is a listed public company effective from 2 August 2017 limited by shares incorporated in Australia. The Directors have the power to amend and reissue the financial report. The nature of the operations and principal activities of the Company and the Group are described in the Directors’ Report. NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES This consolidated financial report includes the consolidated financial statements and notes and financial information relating to Nusantara as an individual parent entity (“Parent Entity” or “Company”) for the year ended 31 December 2018. The presentation currency for the Group is US dollars. Basis of preparation The financial report is a general-purpose financial report which has been prepared in accordance with Australian Accounting Standards, Australian Accounting Interpretations and other authoritative pronouncements of the Australian Accounting Standards Board and the Corporations Act 2001. Australian Accounting Standards set out accounting policies that the AASB has concluded would result in a financial report containing relevant and reliable information about transactions, events and conditions. The financial report also complies with International Financial Reporting Standards (IFRS) as issued by the International Accounting Standards Board. Material accounting policies adopted in the preparation of this financial report are presented below and have been consistently applied unless otherwise stated. The financial report covers the consolidated financial statements of Nusantara Resources Limited and its subsidiaries. The financial report has been prepared on an accruals basis and is based on historical costs basis modified, where applicable, by the measurement at fair value of selected non-current assets, financial assets and financial liabilities. The financial report is presented in US dollars unless otherwise stated. a. Going concern basis of accounting The financial statements have been prepared on a going concern basis, which contemplates the continuity of normal business activity and the realisation of assets and the settlement of liabilities in the normal course of business. As at 31 December 2018, the Group current assets exceeded current liabilities by $5,534,875 (2017: $6,443,521). For the year ended 31 December 2018 the Group incurred a loss of $2,343,243 (2017: $2,240,873) and experienced net cash outflows from operating and investing activities of $9,124,855 (2017: $5,050,467). On 23 January 2019 the Company held a General Meeting at which two placements were approved. These placements were made resulting in the issuance of 13,971,155 shares and 22,289,159 unlisted options, exercisable at A$0.35 each and expiring 30 November 2020 raising $2,293,000 (A$3,213,366) before costs. The Group continues to focus on exploration, evaluation and development activities at the Awak Mas Gold Project and is currently without an operating cash inflow. The Group will need to raise additional capital to advance the Awak Mas Gold Project and its ongoing working capital requirements which results in a material uncertainty in relation to going concern. While no assurances can be given about future ability to finance the Group’s activities, Nusantara has a proven past ability to raise funds and invest in the Group, the Directors believe the Company, given the quality of the Awak Mas Gold Project, can raise future funds to pursue its business strategy and meet its obligations as and when they fall due. The financial report does not include any adjustments relating to the recoverability and classification of recorded asset amounts or to the amounts and classification of liabilities that might be necessary should the company not continue as a going concern. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 35 16 16 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) b. Basis of consolidation The consolidated financial statements comprise the financial statements of the Group and its subsidiaries as at 31 December 2018. Control is achieved when the Group is exposed, or has rights, to variable returns from its involvement with the investee and has the ability to affect those returns through its power over the investee. Specifically, the Group controls an investee if and only if the Group has: • • • Power over the investee (i.e. existing rights that give it the current ability to direct the relevant activities of the investee); Exposure, or rights, to variable returns from its involvement with the investee, and The ability to use its power over the investee to affect its returns. When the Group has less than a majority of the voting or similar rights of an investee, the Group considers all relevant facts and circumstances in assessing whether it has power over an investee, including: • The contractual arrangement with the other vote holders of the investee; • Rights arising from other contractual arrangements; • The Group’s voting rights and potential voting rights. The Group re-assesses whether or not it controls an investee if facts and circumstances indicate that there are changes to one or more of the three elements of control. A list of controlled entities is contained in Note 10 to the financial statements. Consolidation of a subsidiary begins when the Group obtains control over the subsidiary and ceases when the Group loses control of the subsidiary. Assets, liabilities, income and expenses of a subsidiary acquired or disposed of during the year are included in the statement of comprehensive income from the date the Group gains control until the date the Group ceases to control the subsidiary. Profit or loss and each component of other comprehensive income are attributed to the equity holders of the parent of the Group and to the non-controlling interests, even if this results in the non-controlling interests having a deficit balance. When necessary, adjustments are made to the financial statements of subsidiaries to bring their accounting policies into line with the Group’s accounting policies. All intra-group assets and liabilities, equity, income, expenses and cash flows relating to transactions between members of the Group are eliminated in full on consolidation. A change in the ownership interest of a subsidiary, without a loss of control, is accounted for as an equity transaction. If the Group loses control over a subsidiary, it derecognises the related assets (including goodwill), liabilities, non-controlling interest and other components of equity while any resultant gain or loss is recognised in profit or loss. Any investment retained is recognised at fair value. c. Income Tax The income tax expense (revenue) for the year comprises current income tax expense (income) and deferred tax expense (income). Current income tax expense charged to the profit or loss is the tax payable on taxable income calculated using applicable income tax rates enacted, or substantially enacted, as at the end of the reporting period. Current tax liabilities (assets) are therefore measured at the amounts expected to be paid to (recovered from) the relevant taxation authority. Deferred income tax expense reflects movements in deferred tax asset and deferred tax liability balances during the year as well unused tax losses. Current and deferred income tax expense (income) is charged or credited directly to equity instead of the profit or loss when the tax relates to items that are credited or charged directly to equity. Deferred tax assets and liabilities are ascertained based on temporary differences arising between the tax bases of assets and liabilities and their carrying amounts in the financial statements. Deferred tax assets also result where amounts have been fully expensed but future tax deductions are available. No deferred income tax will be recognised from the initial recognition of an asset or liability, excluding a business combination, where there is no effect on accounting or taxable profit or loss. Deferred tax assets and liabilities are calculated at the tax rates that are expected to apply to the period when the asset is realised or the liability is settled, based on tax rates enacted or substantively enacted at the end of the reporting period. Their measurement also reflects the manner in which management expects to recover or settle the carrying amount of the related asset or liability. 36 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 17 17 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES Deferred tax assets relating to temporary differences and unused tax losses are recognised only to the extent that it is probable that future taxable profit will be available against which the benefits of the deferred tax asset can be utilised. Where temporary differences exist in relation to investments in subsidiaries, branches, associates, and joint ventures, deferred tax assets and liabilities are not recognised where the timing of the reversal of the temporary difference can be controlled and it is not probable that the reversal will occur in the foreseeable future. Current tax assets and liabilities are off set where a legally enforceable right of set-off exists and it is intended that net settlement or simultaneous realisation and settlement of the respective asset and liability will occur. Deferred tax assets and liabilities are off set where a legally enforceable right of set-off exists, the deferred tax assets and liabilities relate to income taxes levied by the same taxation authority on either the same taxable entity or different taxable entities where it is intended that net settlement or simultaneous realisation and settlement of the respective asset and liability will occur in future periods in which significant amounts of deferred tax assets or liabilities are expected to be recovered or settled. d. Property, Plant and Equipment Each class of property, plant and equipment is carried at cost less any accumulated depreciation and impairment losses. Plant and equipment Plant and equipment are measured on a cost basis. Indicators of impairment of the carrying amount of plant and equipment are reviewed annually by Directors to ensure it is not in excess of the recoverable amount from these assets. The recoverable amount is assessed on the basis of the expected net cash flows that will be received from the asset’s employment and subsequent disposal. The expected net cash flows have been discounted to their present values in determining recoverable amounts. The cost of property, plant and equipment constructed within the Group includes the cost of materials, direct labour, borrowing costs and an appropriate proportion of fixed and variable overheads. Subsequent costs are included in the asset’s carrying amount or recognised as a separate asset, as appropriate, only when it is probable that future economic benefits associated with the item will flow to the Group and the cost of the item can be measured reliably. All other repairs and maintenance are charged to the statement of comprehensive income during the financial period in which they are incurred. Depreciation The depreciable amount of all fixed assets is depreciated on a straight-line basis over the asset’s useful life to the Group commencing from the time the asset is held ready for use. Leasehold improvements are depreciated over the shorter of either the unexpired period of the lease or the estimated useful lives of the improvements. The depreciation rates used for each class of depreciable assets are: • Plant and equipment 17% - 33%. The assets’ residual values and useful lives are reviewed, and adjusted if appropriate, at the end of each reporting period. An asset’s carrying amount is written down immediately to its recoverable amount if the asset’s carrying amount is greater than its estimated recoverable amount. Gains and losses on disposals are determined by comparing proceeds with the carrying amount. These gains and losses are included in the statement of comprehensive income. When revalued assets are sold, amounts included in the revaluation surplus relating to that asset are transferred to retained earnings. e. Exploration and Development Expenditure Exploration, evaluation and development expenditure incurred is accumulated in respect of each identifiable area of interest. These costs are only carried forward to the extent that they are expected to be recouped through the successful development or sale of the area or where activities in the area have not yet reached a stage that permits reasonable assessment of the existence of economically recoverable reserves. Accumulated costs in relation to an abandoned area are written off in full against profit in the period in which the decision to abandon the area is made. When production commences, the accumulated costs for the relevant area of interest are amortised over the life of the area according to the rate of depletion of the economically recoverable reserves. A regular review is undertaken of each area of interest to determine the appropriateness of continuing to carry forward costs in relation to that area of interest. There are currently no material restoration requirements for the area of interest held. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 37 18 18 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) f. Leases Leases of fixed assets where substantially all the risks and benefits incidental to the ownership of the asset, but not the legal ownership that is transferred to entities in the Group, are classified as finance leases. Finance leases are capitalised by recording an asset and a liability at the lower of the amounts equal to the fair value of the leased property or the present value of the minimum lease payments, including any guaranteed residual values. Lease payments are allocated between the reduction of the lease liability and the lease interest expense for the period. Leased assets are depreciated on a straight-line basis over the shorter of their estimated useful lives or the lease term. Lease payments for operating leases, where substantially all the risks and benefits remain with the lessor, are charged as expenses in the periods in which they are incurred. Lease incentives under operating leases are recognised as a liability and amortised on a straight-line basis over the life of the lease term. g. Intangible assets Intangible assets acquired separately are measured on initial recognition at cost. The cost of intangible assets acquired in a business combination is their fair value at the date of acquisition. Following initial recognition, intangible assets are carried at cost less any accumulated amortisation and accumulated impairment losses. Internally generated intangible assets, excluding capitalised development costs, are not capitalised and expenditure is reflected profit and loss in the period in which the expenditure is incurred. The useful lives of intangible assets are assessed as either finite or indefinite. Intangible assets with finite lives are amortised over the useful economic life and assessed for impairment whenever there is an indication that the intangible asset may be impaired. The amortisation period and the amortisation method for an intangible asset with a finite useful life are reviewed at least at the end of each reporting period. Changes in the expected useful life or the expected pattern of consumption of future economic benefits embodied in the asset are considered to modify the amortisation period or method, as appropriate, and are treated as changes in accounting estimates. The amortisation expense on intangible assets with finite lives is recognised in the income statement as the expense category that is consistent with the function of the intangible assets. The useful life for each class of intangible assets are: • Software: 4 years. Intangible assets with indefinite useful lives are not amortised, but are tested for impairment annually, either individually or at the cash-generating unit level. The assessment of indefinite life is reviewed annually to determine whether the indefinite life continues to be supportable. If not, the change in useful life from indefinite to finite is made on a prospective basis. Gains or losses arising from derecognition of an intangible asset are measured as the difference between the net disposal proceeds and the carrying amount of the asset and are recognised in the income statement when the asset is derecognised. i) Financial Instruments – initial recognition and subsequent measurement A financial instrument is any contract that gives rise to a financial asset of one entity and a financial liability or equity instrument of another entity. Initial recognition and measurement Financial assets are classified, at initial recognition, as subsequently measured at amortised cost, fair value through other comprehensive income (OCI), and fair value through profit or loss. The classification of financial assets at initial recognition depends on the financial asset’s contractual cash flow characteristics and the Group’s business model for managing them. With the exception of trade receivables that do not contain a significant financing component or for which the Group has applied the practical expedient, the Group initially measures a financial asset at its fair value plus, in the case of a financial asset not at fair value through profit or loss, transaction costs. Trade receivables that do not contain a significant financing component or for which the Group has applied the practical expedient are measured at the transaction price determined under IFRS 15. In order for a financial asset to be classified and measured at amortised cost or fair value through OCI, it needs to give rise to cash flows that are ‘solely payments of principal and interest (SPPI)’ on the principal amount outstanding. This assessment is referred to as the SPPI test and is performed at an instrument level. Purchases or sales of financial assets that require delivery of assets within a time frame established by regulation or convention in the market place (regular way trades) are recognised on the trade date, i.e., the date that the Group commits to purchase or sell the asset. h. 38 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 19 19 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES Subsequent measurement For purposes of subsequent measurement, financial assets are classified in four categories: • • • Financial assets at amortised cost (debt instruments) Financial assets at fair value through OCI with recycling of cumulative gains and losses (debt instruments) Financial assets designated at fair value through OCI with no recycling of cumulative gains and losses upon derecognition (equity instruments) • Financial assets at fair value through profit or loss Financial assets at amortised cost (debt instruments) This category is the most relevant to the Group. The Group measures financial assets at amortised cost if both of the following conditions are met: • The financial asset is held within a business model with the objective to hold financial assets in order to collect contractual cash flows, and • The contractual terms of the financial asset give rise on specified dates to cash flows that are solely payments of principal and interest on the principal amount outstanding. Financial assets at amortised cost are subsequently measured using the effective interest (EIR) method and are subject to impairment. Gains and losses are recognised in profit or loss when the asset is derecognised, modified or impaired. The Group’s financial assets at amortised cost include security deposits and other receivables included under current receivable assets. Financial assets at fair value through OCI (debt instruments) The Group measures debt instruments at fair value through OCI if both of the following conditions are met: • The financial asset is held within a business model with the objective of both holding to collect contractual cash flows and selling, and • The contractual terms of the financial asset give rise on specified dates to cash flows that are solely payments of principal and interest on the principal amount outstanding. For debt instruments at fair value through OCI, interest income, foreign exchange revaluation and impairment losses or reversals are recognised in the statement of profit or loss and computed in the same manner as for financial assets measured at amortised cost. The remaining fair value changes are recognised in OCI. Upon derecognition, the cumulative fair value change recognised in OCI is recycled to profit or loss. The Group currently does not have debt instruments classified as financial assets at fair value through OCI. Financial assets designated at fair value through OCI (equity instruments) Upon initial recognition, the Group can elect to classify irrevocably its equity investments as equity instruments designated at fair value through OCI when they meet the definition of equity under AASB 132 Financial Instruments: Presentation and are not held for trading. The classification is determined on an instrument-by- instrument basis. Gains and losses on these financial assets are never recycled to profit or loss. Dividends are recognised as other income in the statement of profit or loss when the right of payment has been established, except when the Group benefits from such proceeds as a recovery of part of the cost of the financial asset, in which case, such gains are recorded in OCI. Equity instruments designated at fair value through OCI are not subject to impairment assessment. The Group currently does not have equity instruments classified as financial assets at fair value through OCI. Financial assets at fair value through profit and loss Financial assets at fair value through profit or loss include financial assets held for trading, financial assets designated upon initial recognition at fair value through profit or loss, or financial assets mandatorily required to be measured at fair value. Financial assets are classified as held for trading if they are acquired for the purpose of selling or repurchasing in the near term. Derivatives, including separated embedded derivatives, are also classified as held for trading unless they are designated as effective hedging instruments. Financial assets with cash flows that are not solely payments of principal and interest are classified and measured at fair value through profit or loss, irrespective of the business model. Notwithstanding the criteria for debt instruments to be classified at amortised cost or at fair value through OCI, as described above, debt instruments may be designated at fair value through profit or loss on initial recognition if doing so eliminates, or significantly reduces, an accounting mismatch. 20 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 39 20 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES Financial assets at fair value through profit or loss are carried in the statement of financial position at fair value with net changes in fair value recognised in the statement of profit or loss. This category includes derivative instruments and listed equity investments which the Group had not irrevocably elected to classify at fair value through OCI. Dividends on listed equity investments are also recognised as other income in the statement of profit or loss when the right of payment has been established. A derivative embedded in a hybrid contract, with a financial liability or non-financial host, is separated from the host and accounted for as a separate derivative if: the economic characteristics and risks are not closely related to the host; a separate instrument with the same terms as the embedded derivative would meet the definition of a derivative; and the hybrid contract is not measured at fair value through profit or loss. Embedded derivatives are measured at fair value with changes in fair value recognised in profit or loss. Reassessment only occurs if there is either a change in the terms of the contract that significantly modifies the cash flows that would otherwise be required or a reclassification of a financial asset out of the fair value through profit or loss category. A derivative embedded within a hybrid contract containing a financial asset host is not accounted for separately. The financial asset host together with the embedded derivative is required to be classified in its entirety as a financial asset at fair value through profit or loss. The Group currently does not have financial assets at fair value through profit and loss. The rights to receive cash flows from the asset have expired, or Derecognition A financial asset (or, where applicable, a part of a financial asset or part of a group of similar financial assets) is primarily derecognised (i.e., removed from the Group’s consolidated statement of financial position) when: • • The Group has transferred its rights to receive cash flows from the asset or has assumed an obligation to pay the received cash flows in full without material delay to a third party under a ‘pass-through’ arrangement; and either (a) the Group has transferred substantially all the risks and rewards of the asset, or (b) the Group has neither transferred nor retained substantially all the risks and rewards of the asset, but has transferred control of the asset. When the Group has transferred its rights to receive cash flows from an asset or has entered into a pass-through arrangement, it evaluates if, and to what extent, it has retained the risks and rewards of ownership. When it has neither transferred nor retained substantially all of the risks and rewards of the asset, nor transferred control of the asset, the Group continues to recognise the transferred asset to the extent of its continuing involvement. In that case, the Group also recognises an associated liability. The transferred asset and the associated liability are measured on a basis that reflects the rights and obligations that the Group has retained. Continuing involvement that takes the form of a guarantee over the transferred asset is measured at the lower of the original carrying amount of the asset and the maximum amount of consideration that the Group could be required to repay. ii) Financial liabilities Initial recognition and measurement Financial liabilities are classified, at initial recognition, as financial liabilities at fair value through profit or loss, loans and borrowings, payables, or as derivatives designated as hedging instruments in an effective hedge, as appropriate. All financial liabilities are recognised initially at fair value and, in the case of loans and borrowings and payables, net of directly attributable transaction costs. The Group’s financial liabilities include trade and other payables. Subsequent measurement The measurement of financial liabilities depends on their classification, as described below: Financial liabilities at fair value through profit or loss Financial liabilities at fair value through profit or loss include financial liabilities held for trading and financial liabilities designated upon initial recognition as at fair value through profit or loss. Financial liabilities are classified as held for trading if they are incurred for the purpose of repurchasing in the near term. This category also includes derivative financial instruments entered into by the Group that are not designated as hedging instruments in hedge relationships as defined by IFRS 9. Separated embedded derivatives are also classified as held for trading unless they are designated as effective hedging instruments. Gains or losses on liabilities held for trading are recognised in the statement of profit or loss. Financial liabilities designated upon initial recognition at fair value through profit or loss are designated at the initial date of recognition, and only if the criteria in IFRS 9 are satisfied. The Group has not designated any financial liability as at fair value through profit or loss. 40 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 21 21 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES Loans and borrowings After initial recognition, interest-bearing loans and borrowings are subsequently measured at amortised cost using the EIR method. Gains and losses are recognised in profit or loss when the liabilities are derecognised as well as through the EIR amortisation process. Amortised cost is calculated by taking into account any discount or premium on acquisition and fees or costs that are an integral part of the EIR. The EIR amortisation is included as finance costs in the statement of profit or loss. Derecognition A financial liability is derecognised when the obligation under the liability is discharged or cancelled or expires. When an existing financial liability is replaced by another from the same lender on substantially different terms, or the terms of an existing liability are substantially modified, such an exchange or modification is treated as the derecognition of the original liability and the recognition of a new liability. The difference in the respective carrying amounts is recognised in the statement of profit or loss. iii) Offsetting of financial instruments Financial assets and financial liabilities are offset and the net amount is reported in the consolidated statement of financial position if there is a currently enforceable legal right to offset the recognised amounts and there is an intention to settle on a net basis, to realise the assets and settle the liabilities simultaneously. Impairment of Non-Financial Assets At the end of each reporting period, the Group assesses whether there is any indication that an asset may be impaired. The assessment will include the consideration of external and internal sources of information including dividends received from subsidiaries, associates or jointly controlled entities deemed to be out of pre-acquisition profits. If such an indication exists, an impairment test is carried out on the asset by comparing the recoverable amount of the asset, being the higher of the asset’s fair value less costs to sell and value in use, to the asset’s carrying value. Any excess of the asset’s carrying value over its recoverable amount is expensed to the statement of comprehensive income. Where it is not possible to estimate the recoverable amount of an individual asset, the Group estimates the recoverable amount of the cash-generating unit to which the asset belongs. Impairment testing is performed annually for goodwill and intangible assets with indefinite lives. i. j. Foreign Currency Transactions and Balances Functional and presentation currency The functional currency of each of the Group’s entities is measured using the currency of the primary economic environment in which that entity operates. The consolidated financial statements are presented in United States dollars. Parent entity’s functional currency is Australia dollars, consistent with last year. Its presentational currency remains in United States dollars. Transactions and balances Foreign currency transactions are translated into functional currency using the exchange rates prevailing at the date of the transaction. Foreign currency monetary items are translated at the year-end exchange rate. Non- monetary items measured at historical cost continue to be carried at the exchange rate at the date of the transaction. Non-monetary items measured at fair value are reported at the exchange rate at the date when fair values were determined. Exchange differences arising on the translation of monetary items are recognised in the statement of comprehensive income, except where deferred in equity as a qualifying cash flow or net investment hedge. Exchange differences arising on the translation of non-monetary items are recognised directly in equity to the extent that the gain or loss is directly recognised in equity, otherwise the exchange difference is recognised in the statement of comprehensive income. Group companies The financial results and position of foreign operations whose functional currency is different from the Group’s presentation currency are translated as follows: • • • assets and liabilities are translated at year-end exchange rates prevailing at the end of the reporting period; income and expenses are translated at average exchange rates for the period; and retained earnings are translated at the exchange rates prevailing at the date of the transaction. Exchange differences arising on translation of foreign operations are transferred directly to the Group’s foreign currency translation reserve in the statement of financial position. These differences are recognised in the statement of comprehensive income in the period in which the operation is disposed. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 41 22 22 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) k. l. Employee Benefits Provision is made for the Group’s liability for employee benefits arising from services rendered by employees to balance date. Employee benefits that are expected to be settled within one year have been measured at the amounts expected to be paid when the liability is settled. Employee benefits payable later than one year have been measured at the present value of the estimated future cash outflows to be made for those benefits. In determining the liability, consideration is given to employee wages increases and the probability that the employee may satisfy vesting requirements. Those cash outflows are discounted using market yields on corporate bonds with terms to maturity that match the expected timing of cash flows. Share-based payments Employees (including senior executives) of the Group receive remuneration in the form of share-based payments, whereby employees render services as consideration for equity instruments (equity-settled transactions). The cost of equity-settled transactions is determined by the fair value at the date when the grant is made using an appropriate valuation model, further details of which are given in Note 22. That cost is recognised in employee benefits expense, together with a corresponding increase in equity (Share Based Payment Reserves), over the period in which the service and, where applicable, the performance conditions are fulfilled (the vesting period). The cumulative expense recognised for equity-settled transactions at each reporting date until the vesting date reflects the extent to which the vesting period has expired and the Group’s best estimate of the number of equity instruments that will ultimately vest. The expense or credit in the statement of profit or loss for a period represents the movement in cumulative expense recognised as at the beginning and end of that period. Service and non-market performance conditions are not taken into account when determining the grant date fair value of awards, but the likelihood of the conditions being met is assessed as part of the Group’s best estimate of the number of equity instruments that will ultimately vest. Market performance conditions are reflected within the grant date fair value. Any other conditions attached to an award, but without an associated service requirement, are considered to be non-vesting conditions. Non-vesting conditions are reflected in the fair value of an award and lead to an immediate expensing of an award unless there are also service and/or performance conditions. No expense is recognised for awards that do not ultimately vest because non-market performance and/or service conditions have not been met. Where awards include a market or non-vesting condition, the transactions are treated as vested irrespective of whether the market or non-vesting condition is satisfied, provided that all other performance and/or service conditions are satisfied. When the terms of an equity-settled award are modified, the minimum expense recognised is the grant date fair value of the unmodified award, provided the original terms of the award are met. An additional expense, measured as at the date of modification, is recognised for any modification that increases the total fair value of the share-based payment transaction, or is otherwise beneficial to the employee. Where an award is cancelled by the entity or by the counterparty, any remaining element of the fair value of the award is expensed immediately through profit or loss. m. n. o. The dilutive effect of outstanding options (if any) is reflected as additional share dilution in the computation of diluted loss per share (further details are given in Note 17). Provisions Provisions are recognised when the Group has a legal or constructive obligation, as a result of past events, for which it is probable that an outflow of economic benefits will result and that outflow can be reliably measured. Cash and Cash Equivalents Cash and cash equivalents include cash on hand, deposits held at call with banks, other short-term highly liquid investments with original maturities of three months or less that are readily convertible to a known amount of cash and subject to an insignificant risk of change in value. Revenue and Other Income Interest income is recognised using the effective interest rate method, which, for floating rate financial assets, is the rate inherent in the instrument. All revenue is stated net of the amount of goods and services tax (GST). 42 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 23 23 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) p. q. Trade and Other Payables Trade and other payables represent the liability outstanding at the end of the reporting period for goods and service received by the Group during the reporting period which remains unpaid. The balance is recognised as a current liability with the amount normally paid within 30 days of recognition of the liability. Goods and Services Tax (GST) Revenues, expenses and assets are recognised net of the amount of GST, except where the amount of GST incurred is not recoverable from the Tax Office. In these circumstances the GST is recognised as part of the cost of acquisition of the asset or as part of an item of the expense. Receivables and payables in the statement of financial position are shown inclusive of GST. Cash flows are presented in the statement of cash flows on a gross basis, except for the GST component of investing and financing activities, which are disclosed as operating cash flows. r. Comparative Figures When required by Accounting Standards, comparative amounts have been adjusted to conform to changes in presentation for the current financial year. When the Group applies an accounting policy retrospectively, makes a retrospective restatement or reclassifies items in its financial statements, a statement of financial position as at the beginning of the earliest comparative period will be disclosed. The Group has not changed its accounting policies other than the adoption of new accounting standards which had no significant impact on the Group. s. Key estimates i. ii. Impairment The Group assesses impairment at the end of each reporting period by evaluating conditions and events specific to the Group that may be indicative of impairment triggers. Recoverable amounts of relevant assets are reassessed using value in-use calculations which incorporate various key assumptions. These assumptions are disclosed in each of the notes to the financial report where applicable. Exploration and Evaluation Expenditure The Group capitalises expenditure relating to exploration and evaluation where it is considered likely to be recoverable or where the activities have not reached a stage which permits a reasonable assessment of the existence of reserves. t. New Accounting Standards for Application in Future Periods PART A - Changes in accounting policy, new and amended standards and interpretations There was no material impact of any new accounting policies adopted during the period including in relation to AASB 9 Financial Instruments and AASB 15 Revenue from Contracts with Customers. PART B – Accounting standards issued but not yet effective Australian Accounting Standards and Interpretations that are issued, but are not yet effective for the period ending 31 December 2018 are disclosed below. The Group intends to adopt these new standards and interpretations, if applicable, when they become effective. AASB 16 Leases AASB 16 was issued in January 2016 and it replaces AASB 117 Leases, AASB Interpretation 4 Determining whether an Arrangement contains a Lease, AASB Interpretation-115 Operating Leases-Incentives and AASB Interpretation 127 Evaluating the Substance of Transactions Involving the Legal Form of a Lease. AASB 16 sets out the principles for the recognition, measurement, presentation and disclosure of leases and requires lessees to account for all leases under a single on-balance sheet model similar to the accounting for finance leases under AASB 117. The standard includes two recognition exemptions for lessees – leases of ’low-value’ assets (e.g., personal computers) and short-term leases (i.e., leases with a lease term of 12 months or less). At the commencement date of a lease, a lessee will recognise a liability to make lease payments (i.e., the lease liability) and an asset representing the right to use the underlying asset during the lease term (i.e., the right-of-use asset). Lessees will be required to separately recognise the interest expense on the lease liability and the depreciation expense on the right-of-use asset. Lessees will be also required to remeasure the lease liability upon the occurrence of certain events (e.g., a change in the lease term, a change in future lease payments resulting from a change in an index or rate used to determine those payments). The lessee will generally recognise the amount of the remeasurement of the lease liability as an adjustment to the right-of-use asset. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 43 24 24 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Lessor accounting under AASB 16 is substantially unchanged from today’s accounting under AASB 117. Lessors will continue to classify all leases using the same classification principle as in AASB 117 and distinguish between two types of leases: operating and finance leases. AASB 16, which is effective for annual periods beginning on or after 1 January 2019, requires lessees and lessors to make more extensive disclosures than under AASB 117. Transition to AASB 16 The Group is intending to use the modified retrospective method when transitioning to AASB 16. The Group will elect to use the exemptions proposed by the standard on lease contracts for which the lease terms ends within 12 months as of the date of initial application, and lease contracts for which the underlying asset is of low value. The Group has leases of certain office equipment (i.e. printing and photocopying machines) that are considered of low value. The Group is currently in the process of assessing the impact of these changes, however does not expect AASB 16 to have a significant impact on the financial statements. AASB 17 Insurance Contracts This standard is not applicable to the Group. AASB Interpretation 23 Uncertainty over Income Tax Treatment The Interpretation addresses the accounting for income taxes when tax treatments involve uncertainty that affects the application of AASB 112 and does not apply to taxes or levies outside the scope of AASB 112, nor does it specifically include requirements relating to interest and penalties associated with uncertain tax treatments. The Interpretation specifically addresses the following: • Whether an entity considers uncertain tax treatments separately • The assumptions an entity makes about the examination of tax treatments by taxation authorities • How an entity determines taxable profit (tax loss), tax bases, unused tax losses, unused tax credits and tax rates • How an entity considers changes in facts and circumstances An entity has to determine whether to consider each uncertain tax treatment separately or together with one or more other uncertain tax treatments. The approach that better predicts the resolution of the uncertainty should be followed. The interpretation is effective for annual reporting periods beginning on or after 1 January 2019, but certain transition reliefs are available. The Group will apply the interpretation from its effective date. Since the Group operates in a complex multinational tax environment, applying the Interpretation may affect its consolidated financial statements. In addition, the Group may need to establish processes and procedures to obtain information that is necessary to apply the Interpretation on a timely basis. AASB 2017-6 Amendments to Australian Accounting Standards – Prepayment Features with Negative Compensation Under AASB 9, a debt instrument can be measured at amortised cost or at fair value through other comprehensive income, provided that the contractual cash flows are ‘solely payments of principal and interest on the principal amount outstanding’ (the SPPI criterion) and the instrument is held within the appropriate business model for that classification. The amendments to AASB 9 clarify that a financial asset passes the SPPI criterion regardless of the event or circumstance that causes the early termination of the contract and irrespective of which party pays or receives reasonable compensation for the early termination of the contract. The amendments should be applied retrospectively and are effective from 1 January 2019, with earlier application permitted. These amendments have no impact on the consolidated financial statements of the Group. AASB 2014-10 Amendments to Australian Accounting Standards – Sale or Contribution of Assets between an Investor and its Associate or Joint Venture 44 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 25 25 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES The amendments address the conflict between AASB 10 and AASB 128 in dealing with the loss of control of a subsidiary that is sold or contributed to an associate or joint venture. The amendments clarify that the gain or loss resulting from the sale or contribution of assets that constitute a business, as defined in AASB 3, between an investor and its associate or joint venture, is recognised in full. Any gain or loss resulting from the sale or contribution of assets that do not constitute a business, however, is recognised only to the extent of unrelated investors’ interests in the associate or joint venture. The IASB and AASB have deferred the effective date of these amendments indefinitely, but an entity that early adopts the amendments must apply them prospectively. The Group will apply these amendments when they become effective. AASB 2018-2 Amendments to Australian Accounting Standards – Plan Amendment, Curtailment or Settlement This standard is not applicable to the Group. AASB 2017-7 Amendments to Australian Accounting Standards – Long-term Interests in Associates and Joint Ventures The amendments clarify that an entity applies AASB 9 to long-term interests in an associate or joint venture to which the equity method is not applied but that, in substance, form part of the net investment in the associate or joint venture (long-term interests). This clarification is relevant because it implies that the expected credit loss model in AASB 9 applies to such long-term interests. The amendments also clarified that, in applying AASB 9, an entity does not take account of any losses of the associate or joint venture, or any impairment losses on the net investment, recognised as adjustments to the net investment in the associate or joint venture that arise from applying AASB 128 Investments in Associates and Joint Ventures. The amendments should be applied retrospectively and are effective from 1 January 2019, with early application permitted. Since the Group does not have such long-term interests in its associate and joint venture, the amendments will not have an impact on its consolidated financial statements. AASB 2018-1 Amendments to Australian Accounting Standards – Annual Improvements 2015–2017 Cycle These improvements include: • AASB 3 Business Combinations The amendments clarify that, when an entity obtains control of a business that is a joint operation, it applies the requirements for a business combination achieved in stages, including remeasuring previously held interests in the assets and liabilities of the joint operation at fair value. In doing so, the acquirer remeasures its entire previously held interest in the joint operation. An entity applies those amendments to business combinations for which the acquisition date is on or after the beginning of the first annual reporting period beginning on or after 1 January 2019, with early application permitted. These amendments will apply on future business combinations of the Group. • AASB 11 Joint Arrangements A party that participates in, but does not have joint control of, a joint operation might obtain joint control of the joint operation in which the activity of the joint operation constitutes a business as defined in AASB 3. The amendments clarify that the previously held interests in that joint operation are not remeasured. An entity applies those amendments to transactions in which it obtains joint control on or after the beginning of the first annual reporting period beginning on or after 1 January 2019, with early application permitted. These amendments are currently not applicable to the Group but may apply to future transactions. • AASB 112 Income Taxes The amendments clarify that the income tax consequences of dividends are linked more directly to past transactions or events that generated distributable profits than to distributions to owners. Therefore, an entity recognises the income tax consequences of dividends in profit or loss, other comprehensive income or equity according to where the entity originally recognised those past transactions or events. An entity applies those amendments for annual reporting periods beginning on or after 1 January 2019, with early application permitted. When an entity first applies those amendments, it applies them to the income tax consequences of dividends recognised on or after the beginning of the earliest comparative period. The Group does not expect any effect on its consolidated financial statements. 26 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 45 26 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 2: STATEMENT OF SIGNIFICANT ACCOUNTING POLICIES (Continued) • AASB 123 Borrowing Costs The amendments clarify that an entity treats as part of general borrowings any borrowing originally made to develop a qualifying asset when substantially all of the activities necessary to prepare that asset for its intended use or sale are complete. An entity applies those amendments to borrowing costs incurred on or after the beginning of the annual reporting period in which the entity first applies those amendments. An entity applies those amendments for annual reporting periods beginning on or after 1 January 2019, with early application permitted. The Group does not expect any effect on its consolidated financial statements. NOTE 3: INCOME TAX EXPENSE a. The prima facie tax on profit from ordinary activities before income tax is reconciled to the income tax as follows: Loss before tax Total income tax benefit calculated at 30% (2017: 30%) Tax effect of: – Non-deductible expenses Deferred tax asset not brought to account Income Tax Expense 2018 USD 2017 USD (2,343,243) (2,240,873) (702,973) (672,262) 702,973 672,262 - - - - - - The Group has available tax losses carried forward in Indonesia. These tax losses have not been recognised due to the uncertainty of their recoverability in future periods. Indonesian tax losses can be carried forward for 5 years under the Awak Mas Contract of Work (as amended) under prevailing Indonesian tax legislation. Deductible temporary differences do not expire under Australian current tax legislation. Deferred tax assets have not been recognised in respect of these items because it is not yet considered probable that future taxable income will be available to utilise them. NOTE 4: INTERESTS OF KEY MANAGEMENT PERSONNEL Compensation for Key Management Personnel a) Short term employee benefits Post-Employment Share Based Transactions Total compensation 2018 USD 814,394 50,816 324,933 1,190,143 2017 USD 339,867 9,328 201,665 550,860 b) Other Key Management Personnel Transactions There have been no other Key Management Personnel transactions involving equity instruments. For details of other transactions with Key Management Personnel refer to Note 21 Related Parties. NOTE 5: AUDITORS’ REMUNERATION Ernst & Young Australia - audit services Ernst & Young Australia – non-audit services 2018 USD 60,094 - 60,094 2017 USD 54,548 33,955 88,503 During the 2017 year, Ernst and Young acted as the investigating accountant for the Company IPO and were paid $33,955 for the services provided. The Company’s Indonesian subsidiary PT Masmindo Dwi Area prepares financial statements which are audited for regulatory purposes. The auditor is BDO. For the year ended 31 December 2018 BDO performed some audit services to support the Ernst and Young audit of the Group and will receive fees of $5,000 (2017: Nil). 27 46 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 27 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 6: CASH AND CASH EQUIVALENTS Cash at bank NOTE 7: OTHER RECEIVABLES CURRENT Prepayments Security Deposits1 Other receivables 2018 USD 6,364,317 2017 USD 7,433,666 6,364,317 7,433,666 2018 USD 16,957 114,372 40,414 171,743 2017 USD 10,532 126,360 124,036 260,928 1 A$120,000 is held as security for a credit card facility and bears interest at 1.6433% A$42,000 is held as security for the office lease and bears interest at 1.6433% NOTE 8: SEGMENT INFORMATION The Group operates predominantly in the minerals exploration sector, with the principle activity of the Group being the exploration and evaluation of gold projects. The Group classifies these activities under a single operating segment; the Indonesian exploration and development activities. Regarding the exploration and evaluation operating segment, the Chief Operating Decision Maker (determined to be the Board of Directors) receives information on the exploration and evaluation expenditure incurred. This information is disclosed in note 12 of the financial report. No segment revenues are disclosed as the exploration tenement is not at a stage where revenues have been earned. Furthermore, no segment costs are disclosed as all segment expenditure is capitalised, with the exception of expenditure written off. The non-current assets of the Group, attributable to the parent entity, are located in Indonesia. NOTE 9: PARENT ENTITY DISCLOSURES The following information has been extracted from the records of the parent entity: Current assets Total assets Current liabilities Total liabilities Issued capital Reserves Accumulated losses Net equity Loss of the parent entity Total comprehensive loss of the parent entity 2018 USD 6,387,831 2017 USD 7,585,473 39,022,421 32,879,868 419,171 419,171 357,193 357,193 40,155,584 31,565,054 5,362,363 5,529,080 (6,914,697) (4,571,459) 38,603,250 32,522,675 (2,343,238) (4,541,459) (2,343,238) (4,541,459) The parent entity has not entered into any contractual commitments for the acquisition of property plant and equipment as at 31 December 2018. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 47 28 28 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 10: CONTROLLED ENTITIES The consolidated financial statements include the financial statements of Nusantara Resources Limited and the subsidiaries listed in the following table: Controlled Entities consolidated Country of Incorporation Percentage Owned PT Masmindo Dwi Area Salu Siwa Pty Limited Vista Gold (Barbados) Corp Indonesia Australia Barbados NOTE 11: PROPERTY, PLANT AND EQUIPMENT Plant and equipment At cost Accumulated depreciation Total plant and equipment Reconciliation of the carrying amounts are set out below: Plant and equipment Carrying amount at beginning of year Additions Depreciation Write off plant and equipment Carrying amount of plant and equipment at end of year NOTE 12: EXPLORATION AND EVALUATION EXPENDITURE Costs carried forward in respect of areas of interest in: – exploration and evaluation phases at the end of year Reconciliations Carrying amount at the beginning of year Expenditure incurred during current year Carrying amount at the end of year 2018 % 2017 % 100 100 100 100 100 100 2018 USD 2017 USD 401,249 372,431 (322,265) (289,121) 78,984 83,310 83,310 28,818 (33,144) - 78,984 60,412 90,831 (8,365) (59,568) 83,310 2018 USD 2017 USD 32,936,707 25,922,423 25,922,423 22,851,800 7,014,284 3,070,623 32,936,707 25,922,423 48 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 29 29 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 13: OTHER ASSETS Intangible asset – computer software At cost Accumulated amortisation Total intangible asset Reconciliation of the carrying amounts are set out below: Intangible asset Carrying amount at beginning of year Additions Amortisation Write off intangible assets Carrying amount of intangible asset at end of year NOTE 14: TRADE AND OTHER PAYABLES Trade payables and accrued expenses VAT payables Trade and other payables NOTE 15: PROVISIONS Provisions NOTE 16: ISSUED CAPITAL AND RESERVES a. Issued Capital 153,804,835 (2017: 97,531,763) fully paid ordinary shares. The shares have no par value. Movements in ordinary share capital At the beginning of the reporting period Shares issued during the year At the end of the reporting period Movements in ordinary share capital Balance at beginning of the reporting period Shares issued during the year Costs associated with shares issued during the year At the end of the reporting period 2018 USD 2017 USD 368,247 361,095 (315,563) (287,674) 52,684 73,421 73,421 7,152 (27,889) - 84,003 75,969 (43,234) (43,317) 52,684 73,421 2018 USD 928,153 7,593 2017 USD 1,071,080 37,106 935,746 1,108,186 2018 USD 65,439 2017 USD 142,887 2018 USD 2017 USD 40,155,584 31,565,053 Shares 97,531,763 Shares 1 56,273,072 97,531,762 153,804,835 97,531,763 2018 USD 2017 USD 31,565,053 1 8,886,458 32,766,956 (295,927) (1,201,904) 40,155,584 31,565,053 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 49 30 30 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 16: ISSUED CAPITAL AND RESERVES (CONTINUED) Movements in options At the beginning of the reporting period Sign and Incentive Options issued/(expiring) during the year Listed Loyalty Options issued/(expiring) during the year Listed Loyalty Options exercised Listed Rights issue Options issued during the year At the end of the reporting period 2018 Options 37,405,392 2017 Options - 1,420,318 4,897,000 (32,508,392) 32,510,059 - (1,667) 18,034,307 - 24,351,625 37,405,392 b. Reserves At 1 January 2017 Currency translation differences Intercompany loan forgiveness Shares based payment Foreign Currency Translation Debt Forgiveness Share Based Payment Total Other Reserves USD USD USD USD - (139,454) - - - - 5,233,212 - - - - (139,454) 5,233,212 - 269,412 269,412 Balance as at 31 December 2017 (139,454) 5,233,212 269,412 5,363,170 At 1 January 2018 (139,454) 5,233,212 269,412 5,363,170 Currency translation differences Shares based payment (535,025) - - - - (535,025) 368,312 368,312 Balance as at 31 December 2018 (674,479) 5,233,212 637,724 5,196,457 Nature and purpose of reserves Foreign Currency Translation Exchange differences between the functional currency and presentation currency of the parent are recognised in other comprehensive income as described in note 2(j) and accumulated in a separate reserve within equity. The cumulative amount is reclassified to profit or loss when the differences are realised. Debt Forgiveness In prior financial year Nusantara entered into a convertible loan agreement with its previous parent company, One Asia, in relation to outstanding funding amounts provided by to the Group. On 26 July 2017 One Asia converted its outstanding loan amounts owed by Nusantara and its subsidiaries, in exchange for the issue of 58,969,875 Nusantara shares to settle loans payable to related body corporates. The fair value of the shares issued was determined with reference to the IPO price of A$0.42. As the fair value of shares provided as consideration of A$24,767,348 (US$19,831,215) was less than the balance of the loans, the difference of US$5,233,212 was recognised as a reserve. Share-based payments The share-based payments reserve is used to recognise the value of equity-settled share-based payments provided to employees, including key management personnel, as part of their remuneration. Refer to Note 22 for further details of these plans. 50 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 31 31 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 16: ISSUED CAPITAL AND RESERVES (CONTINUED) c. Options Attaching options On 4 July 2018 the Company completed a rights entitlement issue which included issuing one option for every two shares taken up (totalling 12,832,917 listed options) and 5,201,390 options relating to underwriting of the rights entitlement issue. These options are exercisable at A$0.30 each and expire 31 July 2020. Loyalty options On 14 November 2017 the Company completed a bonus issue to eligible shareholders of one free loyalty option for every three Nusantara shares held at an exercise price of A$0.42. 32,510,059 loyalty options were allotted, being quoted on the Australian Securities Exchange (ASX) under trading code NUSO. During the reporting period nil (2017: 1,667) Loyalty Options were exercised. On 14 November 2018 the 32,508,392 unexercised loyalty options expired in accordance with their terms. NOTE 17: LOSS PER SHARE a. Reconciliation of loss Loss for the year Loss used in the calculation of basic and dilutive EPS 2018 USD 2017 USD (2,343,243) (2,240,873) (2,343,243) (2,240,873) Number Number b. Weighted average number of ordinary shares outstanding during the year used in 111,967,115 42,274,516 calculating basic and dilutive Loss per share Weighted average number of dilutive options outstanding - - c. Anti-dilutive options (not used in dilutive loss per share calculation) 38,248,697 37,405,392 d. Loss per share (both basic and diluted) NOTE 18: COMMITMENTS AND CONTINGENT LIABILITIES 2018 Cents (2.1) 2017 Cents (5.3) (a) (b) In December 2013 the Company entered into an agreement with Vista Gold Corporation to acquire 100% of Salu Siwa, PT Masmindo via acquisition of all shares in Vista Gold (Barbados) Inc. In accordance with the terms of the agreement, as consideration for the transaction, the Company agreed to grant Vista Gold Corporation a royalty of 2.0% of Net Smelter Returns on the first 1,250,000 ounces of gold produced from the Awak Mas Gold Project and 2.5% on the next 1,250,000 ounces of gold produced. In order to maintain current rights of tenure to tenements the Group is required to advance the Awak Mas Gold Project through to operation and production. The Awak Mas Gold Project is currently in the Operations and Production Period and the Group is required to pay Dead Rent of $57,560 annually ($4.00 per hectare on the 14,390 hectares of the CoW) and Building Tax of approximately $10,000 annually. (c) The Group is subject to a tax audits by the Indonesian tax department and has been issued with a revised assessment with respect to VAT paid in 2012. This revised assessment amounted to approximately $242,825 (IDR3.3 billion). The Group is disputing the assessment and has paid 60% of this amount as a deposit to advance to the Tax Court. If the Tax Court issues a negative decision the Group would need to pay approximately $190,000, being the balance of the assessment plus additional penalties, before it could Appeal to the Supreme Court. The Group remains confident that the VAT and penalties are not payable, however this is subject to due process and not beyond doubt. The Group may be subject to tax audits from which additional claims could arise, however is confident its position is defensible. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 51 32 32 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 18: COMMITMENTS AND CONTINGENT LIABILITIES (CONTINUED) (d) Operating lease commitments – Group as lessee The Group has entered into operating leases on certain office premises and office equipment. Future minimum rentals payable under non-cancellable operating leases as at 31 December are, as follows: Within one year After one year but not more than five years More than five years Total NOTE 19: NOTES TO THE CASH FLOW STATEMENT a. Reconciliation of Cash Cash at the end of the financial year as shown in the cash flow statement is reconciled to items in the balance sheet as follows: Cash at bank b. Reconciliation of Loss from ordinary activities after Income Tax to net cash used in operating activities Loss from ordinary activities after income tax Add/(less) non-cash items: Depreciation and amortisation Write off of fixed assets Share based transactions Changes in assets and liabilities, net of the effects of purchase and disposal of Controlled Entities during the financial year: (Increase)/Decrease in receivables Increase/(Decrease) in payables Increase/(Decrease) in provisions Net cash used in operating activities c. Non-Cash Financing There were nil non-cash financing events during the year. 2018 USD 151,013 74,511 - 2017 USD 147,742 222,607 - 225,524 370,349 2018 USD 2017 USD 6,364,317 6,364,317 7,433,666 7,433,666 (2,343,243) (2,240,873) 61,032 - 368,312 89,185 (81,570) 45,442 51,599 102,885 269,412 (193,084) 138,274 (436,093) (1,860,842) (2,307,880) 52 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 33 33 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 20: EVENTS SUBSEQUENT TO REPORTING DATE On 23 January 2019 the Company held a General Meeting at which two placements were approved. These placements were made resulting in the issuance 13,971,155 shares and 22,289,159 unlisted options, exercisable at A$0.35 each and expiring 30 November 2020 raising $2,293,000 (A$3,213,366) before costs. Other than this matter, no matters have arisen since the end of the financial year to the date of this report of a material and unusual nature likely, in the opinion of the Directors, to affect significantly the operations of the Group, the results of those operations, or the state of affairs of the Group in future financial years. NOTE 21: RELATED PARTIES Transactions between related parties as set out below are on normal commercial terms and conditions no more favourable than those available to other parties unless otherwise stated. Directors The names of each person holding the position of Director of Nusantara during the financial year are: Mr Greg Foulis (appointed 29 March 2018) Chairman – Non-Executive Director Mr Michael Spreadborough (appointed 16 February 2017) Managing Director Mr Robert Hogarth (appointed 17 February 2017) Non-Executive Director Mr Boyke Abidin (appointed 11 April 2017) Mr Robin Widdup (appointed 28 February 2018) Mr Richard Ness (appointed 13 December 2018) Mr Martin Pyle (retired 30 May 2018) Executive Director Non-Executive Director Non-Executive Director Non-Executive Director Transactions between related parties as set out below are on normal commercial terms and conditions no more favourable than those available to other parties unless otherwise stated. Details of Key Management Personnel remuneration are set out in Note 4. Transactions with related parties: Directors In 2017 a services agreement was entered into with Lion Manager Pty Ltd for Company Secretarial and Chief Financial Officer duties fulfilled by Craig Smyth. Under the services agreement Lion Manager Pty Ltd, an entity affiliated with Mr Robin Widdup, was paid a monthly fee commensurate with rates charged by third-parties for the provision of accounting and company secretarial services. These arrangements ended on 31 March 2018. Apart from the details disclosed in this note, no Directors entered into a material contract with the Company or the Group since the end of the previous financial year. Directors’ and Executive Officers’ holdings of shares and options The aggregate interests of Directors and the Executive Officer of the reporting entity and their Director-related entities in shares and share options of entities within the Group at year end are set out in the Directors’ Report and at Note 4. NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 53 34 34 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 22: SHARE-BASED PAYMENTS The Company has established the Nusantara Incentive Plan (Incentive Plan) to provide an opportunity to eligible participants to participate in the Company’s future growth and provide an incentive to contribute to that growth. The Incentive Plan is further designed to assist in attracting and retaining employees. The Company must obtain Shareholder approval under the Listing Rules and/or the Corporations Act before the participation under the Incentive Plan of any eligible participant who is a Director of or otherwise a related party of the Company. Subject to the Corporations Act and the Listing Rules, the Board may at such times as it determines, issue invitations (in such form as the Board decides from time to time) to eligible participants, inviting applications for a grant of incentive securities up to the number specified in the invitation (Specified Securities) and specifying an acceptance period. The number of Specified Securities will be determined by the Board in its absolute discretion, granted free of charge. The Board may impose performance criteria for the vesting of Specified Securities. The Company has applied for and obtained confirmation from ASX of waivers from Listing Rule 1.1 (Condition 12) to permit the Company to have options on issue with an exercise price of less than 20 cents. Although the exercise price of the options to be issued by the Company under section 11.13 is not less than 20 cents, the terms of the options provide that the option-holder may elect to use a cashless exercise facility (whereby the option holder can elect to receive a lesser number of Shares on the exercise of the options). Set out below are the summaries of options granted under the Incentive Plan: Balance at beginning of the reporting period Options issued during the reporting period – exercisable at $A0.61 per share - exercisable at A$0.42 per share Options exercised during the reporting period Options Forfeited during the reporting period At the end of the reporting period 2018 Options 4,897,000 2017 Options - 1,715,318 4,425,000 - - (295,000) 472,000 - - 6,317,318 4,897,000 The expense recognised for employee services received during the year is shown in the following table: Share Based Payment Expense Expense from equity-settled share-based payment transactions 2018 USD 368,312 2017 USD 269,412 54 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 35 35 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 22: SHARE-BASED PAYMENTS (CONTINUED) Fair value of options granted The assessed fair value at grant date of options granted during the reporting period is set out in the table below. Item Assessed fair value at grant date (A$) July 2017 $0.21 April 2018 $0.064 June 2018 $0.065 Number of options 4,425,000 975,318 740,000 Vesting Conditions One third on the later of 28/07/2018 and the 45 day VWAP of the Shares is A$0.525 or greater. One third on the later of 28/07/2018 and the 45 day VWAP of the Shares is A$0.525 or greater. One third on the later of 28/07/2018 and the 45 day VWAP of the Shares is A$0.525 or greater. One third on the later of 28/07/2019 or a Decision to mine at the Awak Mas Gold Project. One third on the later of 28/07/2019 or a Decision to mine at the Awak Mas Gold Project. One third on the later of 28/07/2019 or a Decision to mine at the Awak Mas Gold Project. One third on the later of 28/07/2020 or Commencement of commercial production at the Awak Mas Gold Project One third on the later of 28/07/2020 or Commencement of commercial production at the Awak Mas Gold Project One third on the later of 28/07/2020 or Commencement of commercial production at the Awak Mas Gold Project Exercise Price (A$) $0.61 Grant Date Expiry Date 28/07/2017 02/08/2021 $0.61 12/04/2018 02/08/2021 $0.61 04/06/2018 27/07/2021 The fair value at grant date is determined using the Black Scholes Model. The model inputs for options granted during the year ended 31 December 2018 included: Item a. Consideration b. Share price at grant date July 2017 $nil A$0.42 April 2018 $nil A$0.265 c. Expected price 77.4% 64.7% volatility of the company’s shares d. Expected dividend yield 0% e. Risk-free interest 2.05% rate 0% 2.05% June 2018 $nil A$0.22 79.5% 0% 2.07% NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 55 36 36 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 23: FINANCIAL RISK MANAGEMENT The Group’s financial instruments consist mainly of deposits with banks, local money market instruments, trade and other receivables, trade and other payables. The totals for each category of financial instruments, measured in accordance with AASB 9 as detailed in the accounting policies to these financial statements, are as follows: Financial Assets Cash and cash equivalents Receivables Total Financial Assets Financial Liabilities Trade and other payables Note 6 7 14 2018 USD 2017 USD 6,364,317 171,743 6,536,060 935,746 7,433,666 260,928 7,694,594 1,108,186 1,108,186 Total Financial Liabilities The carrying values of these assets and liabilities approximates the fair values due to their short-term nature. 935,746 Financial Risk Management Policies The Board of Directors is responsible for, amongst other issues, monitoring and managing financial risk exposures of the Group. The Board monitors the Group’s financial risk management policies and exposures and approves financial transactions within the scope of its authority. It also reviews the effectiveness of internal controls relating to counterparty credit risk, currency risk, financing risk and interest rate risk. Foreign currency risk Foreign currency risk is the risk that the fair value or future cash flows of an exposure will fluctuate because of changes in foreign exchange rates. The Group’s exposure to the risk of changes in foreign exchange rates relates primarily to the Group’s operating activities (when revenue or expense is denominated in a currency other than the functional currency). The Group manages its exposure to fluctuations on the translation into United States dollars by holding cash in several currencies determined based on the expected cash flow requirements. Cash and cash equivalents by currency Australian dollars Indonesian rupiah United States dollars Interest Rate Risk 2018 USD 2017 USD 6,310,765 3,718,038 36,956 16,596 6,364,317 72,479 3,643,149 7,433,666 Interest rate risk is the risk that the fair value or future cash flows of a financial instrument will fluctuate because of changes in market interest rates. The Group’s exposure to the risk of changes in market interest rates relates primarily to the Group’s long-term debt obligations with floating interest rates. The weighted average interest rate of cash and cash equivalents is 0.8% (31 December 2017: 0%). Receivables and Trade and other payables are non-interest bearing. At 31 December 2018 the Group’s interest rate risk is not considered material. Credit Risk Credit risk represents the loss that would be recognised if counterparties failed to perform as contracted. The Group’s maximum exposure to credit risk in relation to each class of financial asset is the carrying amount of those assets as indicated in the Statement of Financial Position. The Group has in place policies that aim to ensure that counterparties and cash transactions are limited to high credit quality financial institutions and that the amount of credit exposure to one financial institution is limited as far as is considered commercially appropriate. 56 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 37 37 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES NOTE 23: FINANCIAL RISK MANAGEMENT (CONTINUED) Liquidity Risk Liquidity risk is the risk that the Company does not have sufficient funds to pay its debts as and when they become due and payable. The Company currently does not have major funding in place. However, the Company continuously monitors forecast and actual cash flows and the maturity profiles of financial assets and financial liabilities to manage its liquidity risk. The Company’s objective is to maintain a balance between continuity of funding and flexibility through the use of bank loans if and when required with respect to the development of the Awak Mas Gold Project. Cash at bank and on hand, as set out in Note 6, is available for use by the Company without restrictions. Financial liabilities of the Company at 31 December 2018 are expected to be settled within 3 months of year end. NOTE 24: COMPANY DETAILS Nusantara Resources Limited is a company domiciled in Australia and its registered office and principal office is located at: Ground Floor 20 Kings Park Road West Perth Western Australia 6005 Australia NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 57 38 38 NOTES TO THE FINANCIAL STATEMENTS (CONTINUED)FOR THE YEAR ENDED 31 DECEMBER 2018 NUSANTARA RESOURCES LIMITED AND CONTROLLED ENTITIES DIRECTOR’S DECLARATION In accordance with a resolution of the Directors of Nusantara Resources Limited, I state that: In the opinion of the Directors: (a) the financial statements and notes of the consolidated entity are in accordance with the Corporations Act 2001 including: (i) (ii) giving a true and fair view of the consolidated entity’s financial position as at 31 December 2018 and of its performance for the year ended on that date; and complying with Australian Accounting Standards (including the Australian Accounting Interpretations) and the Corporations Regulations 2001; and (b) there are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable. On behalf of the Board Michael Spreadborough MANAGING DIRECTOR Dated 29 March 2019 58 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 39 39 DIRECTOR’S DECLARATION Ernst & Young 200 George Street Sydney NSW 2000 Australia Ernst & Young GPO Box 2646 Sydney NSW 2001 200 George Street Sydney NSW 2000 Australia GPO Box 2646 Sydney NSW 2001 Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au Independent Auditor's Report to the Members of Nusantara Resources Limited Independent Auditor's Report to the Members of Nusantara Resources Limited Opinion Opinion We have audited the financial report of Nusantara Resources Limited (the “Company”) and its subsidiaries (collectively the Group), which comprises the consolidated statement of financial position as at 31 December 2018, the consolidated statement of comprehensive income, consolidated statement of We have audited the financial report of Nusantara Resources Limited (the “Company”) and its subsidiaries changes in equity and consolidated statement of cash flows for the year then ended, notes to the financial (collectively the Group), which comprises the consolidated statement of financial position as at statements, including a summary of significant accounting policies, and the directors' declaration. 31 December 2018, the consolidated statement of comprehensive income, consolidated statement of changes in equity and consolidated statement of cash flows for the year then ended, notes to the financial In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act statements, including a summary of significant accounting policies, and the directors' declaration. 2001, including: In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act giving a true and fair view of the consolidated financial position of the Group as at 31 December 2018 a) 2001, including: and of its consolidated financial performance for the year ended on that date; and giving a true and fair view of the consolidated financial position of the Group as at 31 December 2018 complying with Australian Accounting Standards and the Corporations Regulations 2001. and of its consolidated financial performance for the year ended on that date; and a) b) complying with Australian Accounting Standards and the Corporations Regulations 2001. b) Basis for Opinion Basis for Opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to of our report. We are independent of the Group in accordance with the auditor independence requirements our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical accordance with the Code. Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our accordance with the Code. opinion. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Material Uncertainty Related to Going Concern Material Uncertainty Related to Going Concern We draw attention to Note 2 in the financial report, which describes the principal conditions that raise doubt about the Group’s ability to continue as a going concern. These events or conditions indicate that a material uncertainty exists that may cast significant doubt on the Group’s ability to continue as a going concern. Our We draw attention to Note 2 in the financial report, which describes the principal conditions that raise doubt opinion is not modified in respect of this matter. about the Group’s ability to continue as a going concern. These events or conditions indicate that a material uncertainty exists that may cast significant doubt on the Group’s ability to continue as a going concern. Our opinion is not modified in respect of this matter. A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 40 40 A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 59 40 Ernst & Young 200 George Street Sydney NSW 2000 Australia GPO Box 2646 Sydney NSW 2001 Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au Key Audit Matters Independent Auditor's Report to the Members of Nusantara Resources Key audit matters are those matters that, in our professional judgment, were of most significance in our Limited audit of the financial report of the current year. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, but we do not provide a separate opinion on these matters. For each matter below, our description of how our audit addressed the matter is provided in that context. Opinion We have fulfilled the responsibilities described in the Auditor’s Responsibilities for the Audit of the We have audited the financial report of Nusantara Resources Limited (the “Company”) and its subsidiaries Financial Report section of our report, including in relation to these matters. Accordingly, our audit (collectively the Group), which comprises the consolidated statement of financial position as at included the performance of procedures designed to respond to our assessment of the risks of material 31 December 2018, the consolidated statement of comprehensive income, consolidated statement of misstatement of the financial report. The results of our audit procedures, including the procedures changes in equity and consolidated statement of cash flows for the year then ended, notes to the financial performed to address the matters below, provide the basis for our audit opinion on the accompanying statements, including a summary of significant accounting policies, and the directors' declaration. financial report. In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act Carrying value of capitalised exploration and evaluation 2001, including: a) b) Why significant to the audit giving a true and fair view of the consolidated financial position of the Group as at 31 December 2018 and of its consolidated financial performance for the year ended on that date; and How our audit addressed the key audit matter Basis for Opinion complying with Australian Accounting Standards and the Corporations Regulations 2001. Our procedures to address the Group’s assessment of the carrying value of exploration and evaluation assets included: Capitalised exploration and evaluation assets are the Group’s largest asset. The assessment of exploration and evaluation assets is impacted by Nusantara Limited’s ability, and intention, to advance its exploration and evaluation activities. The results of exploration and evaluation activities also determines to what extent the mineral reserves and resources may or may not be commercially viable for extraction. Due to the quantum of this asset and the subjectivity involved in determining if there are indicators of impairment, this is a key audit matter. We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. considering the Company’s right to explore in the relevant exploration area, which included obtaining and assessing relevant documentation such as the Contract of Work between the Government of the Republic of Indonesia and PT Masmindo Dwi Area dated 19 January 1998, along with subsequent amendments; • We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Refer to Note 12 – Exploration and Evaluation Expenditure to the financial statements for the amounts held on the Balance Sheet by the Group as at 31 December 2018 and related disclosure. • considering the Group’s intention to carry out significant exploration and evaluation activity in the relevant exploration area, which included an assessment of the Group’s cash-flow forecast models and the intentions and strategy of the Group; and Material Uncertainty Related to Going Concern We draw attention to Note 2 in the financial report, which describes the principal conditions that raise doubt relating about the Group’s ability to continue as a going concern. These events or conditions indicate that a material activities carried out in the relevant license area. uncertainty exists that may cast significant doubt on the Group’s ability to continue as a going concern. Our opinion is not modified in respect of this matter. • assessing the commercial viability of results the exploration and evaluation to A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 60 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 41 40 41 Ernst & Young 200 George Street Sydney NSW 2000 Australia GPO Box 2646 Sydney NSW 2001 Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au Information Other than the Financial Report and Auditor’s Report Thereon Independent Auditor's Report to the Members of Nusantara Resources The directors are responsible for the other information. The other information comprises the information Limited included in the Company’s 2018 Annual Report, but does not include the financial report and our auditor’s report thereon. Opinion Our opinion on the financial report does not cover the other information and accordingly we do not express any form of assurance conclusion thereon, with the exception of the Remuneration Report and our related assurance opinion. We have audited the financial report of Nusantara Resources Limited (the “Company”) and its subsidiaries (collectively the Group), which comprises the consolidated statement of financial position as at In connection with our audit of the financial report, our responsibility is to read the other information and, 31 December 2018, the consolidated statement of comprehensive income, consolidated statement of in doing so, consider whether the other information is materially inconsistent with the financial report or changes in equity and consolidated statement of cash flows for the year then ended, notes to the financial our knowledge obtained in the audit or otherwise appears to be materially misstated. statements, including a summary of significant accounting policies, and the directors' declaration. If, based on the work we have performed, we conclude that there is a material misstatement of this other In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act information, we are required to report that fact. We have nothing to report in this regard. 2001, including: Responsibilities of the Directors for the Financial Report a) giving a true and fair view of the consolidated financial position of the Group as at 31 December 2018 and of its consolidated financial performance for the year ended on that date; and The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for complying with Australian Accounting Standards and the Corporations Regulations 2001. b) such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. Basis for Opinion In preparing the financial report, the directors are responsible for assessing the Group’s ability to continue as a going concern, disclosing, as applicable, matters relating to going concern and using the going concern We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those basis of accounting unless the directors either intend to liquidate the Group or to cease operations, or have standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section no realistic alternative but to do so. of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to Auditor's Responsibilities for the Audit of the Financial Report our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit opinion. conducted in accordance with the Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on Material Uncertainty Related to Going Concern the basis of this financial report. We draw attention to Note 2 in the financial report, which describes the principal conditions that raise doubt As part of an audit in accordance with the Australian Auditing Standards, we exercise professional judgment about the Group’s ability to continue as a going concern. These events or conditions indicate that a material and maintain professional scepticism throughout the audit. We also: uncertainty exists that may cast significant doubt on the Group’s ability to continue as a going concern. Our opinion is not modified in respect of this matter. • Identify and assess the risks of material misstatement of the financial report, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 40 42 A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 61 42 Ernst & Young 200 George Street Sydney NSW 2000 Australia GPO Box 2646 Sydney NSW 2001 Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Group’s internal control. Independent Auditor's Report to the Members of Nusantara Resources Limited • Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by the directors. Opinion • We have audited the financial report of Nusantara Resources Limited (the “Company”) and its subsidiaries (collectively the Group), which comprises the consolidated statement of financial position as at 31 December 2018, the consolidated statement of comprehensive income, consolidated statement of changes in equity and consolidated statement of cash flows for the year then ended, notes to the financial statements, including a summary of significant accounting policies, and the directors' declaration. Conclude on the appropriateness of the directors’ use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Group’s ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor’s report to the related disclosures in the financial report or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor’s report. However, future events or conditions may cause the Group to cease to continue as a going concern. In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act 2001, including: • Evaluate the overall presentation, structure and content of the financial report, including the disclosures, and whether the financial report represents the underlying transactions and events in a giving a true and fair view of the consolidated financial position of the Group as at 31 December 2018 manner that achieves fair presentation. and of its consolidated financial performance for the year ended on that date; and Obtain sufficient appropriate audit evidence regarding the financial information of the entities or complying with Australian Accounting Standards and the Corporations Regulations 2001. business activities within the Group to express an opinion on the financial report. We are responsible for the direction, supervision and performance of the Group audit. We remain solely responsible for our audit opinion. Basis for Opinion We communicate with the directors regarding, among other matters, the planned scope and timing of the We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those audit and significant audit findings, including any significant deficiencies in internal control that we identify standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section during our audit. of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical We also provide the directors with a statement that we have complied with relevant ethical requirements Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to regarding independence, and to communicate with them all relationships and other matters that may our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in reasonably be thought to bear on our independence, and where applicable, related safeguards. accordance with the Code. From the matters communicated to the directors, we determine those matters that were of most We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our significance in the audit of the financial report of the current year and are therefore the key audit matters. opinion. We describe these matters in our auditor’s report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we determine that a matter should not be communicated in our report because the adverse consequences of doing so would reasonably be expected Material Uncertainty Related to Going Concern to outweigh the public interest benefits of such communication. a) • b) We draw attention to Note 2 in the financial report, which describes the principal conditions that raise doubt Report on the Audit of the Remuneration Report about the Group’s ability to continue as a going concern. These events or conditions indicate that a material uncertainty exists that may cast significant doubt on the Group’s ability to continue as a going concern. Our Opinion on the Remuneration Report opinion is not modified in respect of this matter. We have audited the Remuneration Report included in pages 6 to 8 of the directors' report for the year ended 31 December 2018. In our opinion, the Remuneration Report of Nusantara Resources Limited for the year ended 31 December 2018, complies with section 300A of the Corporations Act 2001. A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 62 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 40 43 43 Ernst & Young 200 George Street Sydney NSW 2000 Australia GPO Box 2646 Sydney NSW 2001 Tel: +61 2 9248 5555 Fax: +61 2 9248 5959 ey.com/au Responsibilities Independent Auditor's Report to the Members of Nusantara Resources The directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an Limited opinion on the Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards. Opinion We have audited the financial report of Nusantara Resources Limited (the “Company”) and its subsidiaries (collectively the Group), which comprises the consolidated statement of financial position as at 31 December 2018, the consolidated statement of comprehensive income, consolidated statement of Ernst & Young changes in equity and consolidated statement of cash flows for the year then ended, notes to the financial statements, including a summary of significant accounting policies, and the directors' declaration. In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act 2001, including: Scott Jarrett a) Partner Sydney 29 March 2019 b) giving a true and fair view of the consolidated financial position of the Group as at 31 December 2018 and of its consolidated financial performance for the year ended on that date; and complying with Australian Accounting Standards and the Corporations Regulations 2001. Basis for Opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Material Uncertainty Related to Going Concern We draw attention to Note 2 in the financial report, which describes the principal conditions that raise doubt about the Group’s ability to continue as a going concern. These events or conditions indicate that a material uncertainty exists that may cast significant doubt on the Group’s ability to continue as a going concern. Our opinion is not modified in respect of this matter. A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation 40 44 A member firm of Ernst & Young Global Limited Liability limited by a scheme approved under Professional Standards Legislation NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 63 44 ADDITIONAL INFORMATION AS AT 3 APRIL 2019 Use of Cash and Cash Equivalents In accordance with ASX Listing Rule 4.10.19 the Company notes that from admission to the ASX on 31 July 2017 to 31 December 2018 it applied cash and cash equivalents at the time of admission consistent with its business objectives. On-Market Buy Back There is no current on-market buy back in place. Unlisted Options These options are unlisted and are not transferable. Until conversion they confer no voting rights to subscribe for new securities in the Company. Unlisted options are a separate class of security that may be converted into Company shares once they have vested and in accordance with specified criteria. Restricted Securities Security Type Ordinary shares Unlisted options exercisable at A$0.61 expiring 28 July 2021 Unlisted options exercisable at A$0.42 expiring 8 July 2020 Number of Securities Escrow Period Ends 25,446,243 2,802,500 295,000 2 August 2019 2 August 2019 2 August 2019 Distribution of Ordinary Fully Paid Shareholders Range 1 – 1,000 1,001 – 5,000 5,001 –10,000 10,001 – 100,000 100,001 Over Total Shareholders Number of Shareholders Number of Shares 102 197 105 223 95 722 50,469 667,948 881,189 8,856,419 157,319,965 167,775,990 Number of ordinary shareholders with less than a marketable parcel was 161 Distribution of Listed Option Holders Range 1 – 1,000 1,001 – 5,000 5,001 –10,000 10,001 – 100,000 100,001 Over Total Option Holders Number of Option Holders Number of Options 33 34 10 48 29 154 14,791 103,166 70,526 1,991,293 15,854,531 18,034,307 Number of listed option holders with less than a marketable parcel was 85 64 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT ADDITIONAL INFORMATION AS AT 3 APRIL 2019 Distribution of Unlisted Option Holders Range 100,001 Over Option Holders Number of Options 12 28,606,477 Holder of more than 20% of Unlisted Options Option Holder PT Indika Mineral Investindo Exerciseable at A$0.35. Expiring 30 November 2020 Transferable 16,693,711 Exerciseable at A$0.42. Expiring 2 August 2020 Not Transferable Exerciseable at A$0.61. Expiring 27 August 2021 Not Transferable Exerciseable at A$0.61. Expiring 27 July 2021 Not Transferable AustralianSuper Pty Ltd 5,595,448 Holders individually less than 20% Total 28,606,477 22,289,159 472,000 472,000 5,105,318 5,105,318 740,000 740,000 Twenty Largest Shareholders of Ordinary Shares Shareholder Lion Selection Group Limited PT Indika Mineral Investindo J P Morgan Nominees Australia Limited Macquarie Bank Limited BNP Paribas Nominees Pty Ltd Silver Pine Capital BNP Paribas Noms Pty Ltd Rentzos Executive Pty Ltd Gravitas Zhaojin Gold Industry Fund LP/C Mr Richard Thomas Hayward Daly + Mrs Sarah Kay Daly Mr Gavin Bradley Aurora Minerals Limited Lion Manager Pty Ltd John Joseph Ryan DBPC Group Finance Pty Ltd Swanco Pty Ltd Lido Trading Ltd HSBC Custody Nominees (Australia) Limited Adrian Reinhart David Rollke T E & J Pasias Pty Ltd Number of Shares % 39,017,231 33,387,422 24,906,962 4,991,056 4,679,011 3,571,428 3,214,280 2,648,604 2,500,000 2,350,654 2,000,000 1,851,852 1,378,544 1,323,684 1,190,477 1,190,476 1,190,434 1,169,091 1,009,452 1,006,013 23.26 19.90 14.85 2.97 2.79 2.13 1.92 1.58 1.49 1.40 1.19 1.10 0.82 0.79 0.71 0.71 0.71 0.70 0.60 0.60 134,576,671 80.21 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 65 ADDITIONAL INFORMATION AS AT 3 APRIL 2019 Substantial Shareholders Name Lion Selection Group Limited PT Indika Mineral Investindo AustralianSuper Pty Limited Number of Shares % 39,017,231 33,387,422 23,488,639 23.26 19.90 14.00 Twenty Largest Holders of Listed Option Rank Name 1 Lion Selection Group Limited Number of Options % 3,750,000 20.79 2 Mr Richard Thomas Hayward Daly + Mrs Sarah Kay Daly 3 4 J P Morgan Nominees Australia Limited Gravitas Zhaojin Gold Industry Fund LP/C 5 Mr Tarecq Aldaoud 6 Retzos Executive Pty Ltd 7 Melshare Nominees Pty Ltd 8 Rigi Investments Pty Limited 9 Magedo Super Pty Ltd 10 Atlantis MG Pty Ltd 11 BNP Paribas Noms Pty Ltd 12 Mr Robin Anthony Widdup + Mrs Janet Widdup 13 BVB Custodian Pty Ltd 13 13 Sam Goulopoulos Pty Ltd T E & J Pasias Pty Ltd 16 Mr Allan John Bate 17 Thang Pty Ltd 18 Ryan Constructions Pty Limited 19 Assurance Capital Pty Ltd 20 Mr Richard Desmond Reid 1,422,172 1,320,488 1,250,000 1,000,000 884,020 600,000 589,647 500,000 400,000 373,752 346,460 294,674 294,674 294,674 288,519 265,206 263,733 221,005 216,798 7.89 7.32 6.93 5.54 4.90 3.33 3.27 2.77 2.22 2.07 1.92 1.63 1.63 1.63 1.60 1.47 1.46 1.23 1.20 14,575,522 80.82 66 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT ADDITIONAL INFORMATION AS AT 3 APRIL 2019 Voting Rights The voting rights attached to the ordinary shares are governed by the constitution. On a show of hands, every person who is a Member or representative of a Member, shall have one vote and on poll, every Member present in person, or by proxy, or by attorney, or duly authorised representative, shall have one vote for each share held. None of the options have any voting rights. Share Price The closing share price on the Australian Securities Exchange on 31 December 2018 was A$0.19. Share Holder Enquiries Enquiries relating to share holding, tax file number and notification of change of address should be directed to: Computershare Investor Services Pty Limited 452 Johnson Street, Abbotsford, Victoria, 3067 Website: www.computershare.com.au Telephone: 1300 850 505 (within Australia) +61 (0)3 9415 4000 Facsimile: +61 (0)3 9473 2500 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 67 REVIEW OF ACTIVITIES 68 NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT Board of Directors Bankers Greg Foulis - Chairman - Non-Executive Director HSBC Bank Australia Rob Hogarth - Non-Executive Director Richard Ness - Non-Executive Director Robin Widdup - Non-Executive Director Michael Spreadborough - Managing Director Boyke Abidin - Executive Director Share Registery Computershare Investor Services Pty Limited 452 Johnson Street Abbotsford, Victoria, 3067 Telephone: 1300 850 505 (within Australia) Company Secretary +61 (0)3 9415 4000 Derek Humphry Facsimile: +61 (0)3 9473 2500 Registered Office Securities Exchange Listing 20 Kings Park Road Shares in Nusantara Resources Limited are West Perth, Western Australia, 6005 quoted on the Australian Security Exchange ASX Code: NUS PO Box 410 West Perth, Western Australia, 6872 Telephone: +61 (0)8 9460 8600 Email: info@nusantararesources.com NUSANTARA RESOURCES LIMITED 2018 ANNUAL REPORT 69 Nusantara Resources Limited ACN 150 791 290 www.nusantararesources.com Caring  Integrity  Teamwork  Accountability  Excellence

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