Nufarm Limited
Annual Report 2014

Plain-text annual report

ANNUAL REPORT 2014 N u f a r m L m i i t e d A n n u a l R e p o r t 2 0 1 4 103-105 Pipe Road Laverton North Victoria 3026 Australia Telephone + 61 3 9282 1000 Facsimile + 61 3 9282 1007 nufarm.com At Nufarm we grow a better tomorrow by providing products and services that support the success of our distributors and growers. CONTENTS 1 About Nufarm 2 Key events 2 Facts in brief 4 Managing director’s review 11 Business review 14 Sustainability 16 Board of directors 18 Executive management 20 Information on the company 23 Corporate governance 32 Financial report 33 Directors’ report 49 Lead auditor’s independence declaration 50 Income statement 51 Statement of comprehensive income 52 Balance sheet 53 Statement of cash flows 54 Statement of changes in equity 56 Notes to the financial statements 116 Directors’ declaration 117 Independent auditor’s report 119 Shareholder and statutory information 124 Directory NUFARM LIMITED ANNUAL REPORT 2014 Design: MDM Investor Connect ABOUT NUFARM Nufarm is an established global agricultural inputs company, competing worldwide in crop protection and seed technologies. We are seen around the world as a supplier of quality products, supported by high standards of service and strong customer relationships. Our mission is to grow a better tomorrow through the products and services we provide that support the success of our distributors and growers. This mission also reflects our commitment to the communities in which we operate, the ambition we have for our people and our collective approach to success. Global headquarters Regional headquarters Crop protection production Seeds production Sales countries NUFARM LIMITED ANNUAL REPORT 2014 | 01 KEY EVENTS • Brazil posts another year of strong growth • Australia and US impacted by tough market conditions • Important progress on seeds development projects • Reduction in year-end working capital and net debt FACTS IN BRIEF Trading results Profit attributable to shareholders Material (gain)/loss Underlying net profit after tax Sales revenue Total equity Total assets Ratios Earnings per ordinary share (cents) Gearing ratio (%) Net tangible assets per ordinary share ($) Distribution to shareholders Annual dividend per ordinary share (cents) People Staff employed 12 months ended 31 July 2014 $000 12 months ended 31 July 2013 $000 37,707 48,704 86,411 2,622,704 1,608,700 3,171,446 9.6 24.2 2.84 8.0 80,999 2,224 83,223 2,277,292 1,664,745 3,371,669 25.5 27.6 3.04 8.0 3,445 3,458 The financial information contained within our financial statements has been prepared in accordance with IFRS. Refer to page 7 for definitions of the non-IFRS measures used in the annual report. All references to the prior period are to the year end 31 July 2013 unless otherwise stated. Non-IFRS measures have not been subject to audit or review. 02 | NUFARM LIMITED ANNUAL REPORT 2014 SEED TECHNOLOGIES THAT HAVE IMPACT BEYOND YIELD DELIVER SHARED VALUE FOR A BETTER TOMORROW. NUFARM LIMITED ANNUAL REPORT 2014 | 03 MANAGING DIRECTOR’S REVIEW The 2014 financial year delivered strong revenue growth and an increase in underlying profit. While conditions in some of our major markets were challenging, these results again underline the importance of having a diversified business across both geographic markets and product portfolio. Doug Rathbone AM Managing director and chief executive operations to support working capital efficiency targets. Excluding the impact of the lower volume through-put, the underlying gross profit margin was largely in line with the previous year. Profit/loss attributable to shareholders 0 . 1 8 6 . 2 7 Final dividend Directors declared an unfranked final dividend of five cents per share, resulting in a full year dividend of eight cents. A full year dividend of eight cents per share (fully franked) was paid in the previous year. The final dividend will be paid on 14 November 2014 to the holders of all fully paid shares in the company as at the close of business on 17 October 2014. The final dividend will be 100 per cent conduit foreign income. Given the impact of carry forward tax losses, it is unlikely the company will be in a position to frank dividend payments in the foreseeable future. The dividend reinvestment plan (DRP) will be made available to shareholders for the final dividend. Directors have determined that the issue price will be calculated on the volume weighted average of the company’s ordinary shares on the ASX over a period of 10 consecutive trading days commencing after the record date and concluding before the date of allotment of ordinary shares under the plan. The last election date for shareholders who are not yet participants in the DRP is 20 October 2014. The board has determined that, for this dividend payment, a one per cent discount will apply to shares issued under the DRP. 7 . 7 3 n o i l l i m $ ) 0 . 4 2 ( 0 1 0 2 ) 8 . 9 4 ( 1 1 0 2 2 1 0 2 3 1 0 2 4 1 0 2 Material items In March and April of this year, the company announced a re-organisation of its Australian business and the rationalisation of the manufacturing footprint in Australia and New Zealand. These changes, which will be implemented over the next two years, resulted in a one-off after-tax cost of $48.7 million. Upon full implementation of the changes, total cost savings are estimated to be approximately $16 million. The results also reflect a strong focus on strengthening our balance sheet and this will remain a key priority over the coming 12 months. The company announced a statutory profit after tax of $37.7 million for the 12 months to 31 July 2014. This compares to a statutory profit after tax of $81.0 million in the previous financial year and included $48.7 million in one-off costs associated with the previously announced restructure and asset rationalisation of the Australian and New Zealand operations. Group revenues increased by 15 per cent to $2.62 billion (2013: $2.28 billion). Underlying earnings before interest and tax (EBIT)1 was $200.6 million, up by just over seven per cent on the $186.8 million generated in the 2013 financial year. Underlying net profit after tax3 was $86.4 million, up four per cent on the previous year. This included foreign exchange losses of $12.6 million reported as part of net financing expenses. Earnings per share were 9.6 cents (2013: 25.5 cents per share). Excluding material items, earnings per share were 28.1 cents (2013: 26.4 cents). The group generated an underlying gross profit margin of 26.7 per cent, which was down on the previous year (27.4 per cent). Manufacturing volumes were down on the prior period due to both weather-related impacts on demand and changes to plant 04 | NUFARM LIMITED ANNUAL REPORT 2014 AT NUFARM, INNOVATIVE THINKING IS ABOUT BEING DIFFERENT, BETTER, FASTER, RIGHT. NUFARM LIMITED ANNUAL REPORT 2014 | 05 MANAGING DIRECTOR’S REVIEW CONTINUED Important progress has been achieved since the re-organisation was announced, involving annualised savings of $6 million and relating to the rationalisation of back office positions. The balance of total cost savings will be achieved as several manufacturing plants are closed over the next two years. For financial year 2015, estimated annualised savings will be $5 million, with further savings of $5 million expected to be achieved in financial year 2016. Interest/tax/cash flow Net external interest costs3 were $64.3 million (2013: $50.5 million). Higher levels of average net debt and higher bank base rates in Brazil were partially offset by reduced credit margins negotiated as part of the renewal of the syndicated bank facility. Total net financing costs increased from $70.7 million in the prior year to $88.0 million. This included the impact of foreign exchange losses that totalled $12.6 million (prior year $10.7 million), with almost half of those losses relating to the devaluation of currencies in Argentina and Ukraine. The underlying effective tax rate was 23.2 per cent. The lower than normal tax rate was driven by a number of individually immaterial one-off credits, mostly relating to tax credits in Brazil. It is expected that the future underlying effective tax rate will be approximately 30 per cent. The business generated strong net operating cash inflows of $268.1 million, well up on the $62.8 million generated in the prior period. Balance sheet management Net debt3 at year end was $513 million, a material improvement on the $633 million recorded at the end of the previous financial year. The reduction in net debt at balance date was driven by a focus on working capital targets delivering strong second half cash flow. Average net debt3 was $913 million, compared to $753 million in 2013. Net working capital3 at 31 July was down by $169 million to $842 million. This was achieved via a more disciplined approach to the management of working capital, supported by a range of initiatives implemented across the business. The major driver of the reduction in working capital was more efficient inventory management, with year-end inventories finishing at $633 million, compared to $803 million at 31 July 2013. Average net working capital3 was $1.25 billion, compared to $1.07 billion in the prior period. As a proportion of sales, average net working capital was slightly up on the previous year (47.7 per cent versus 46.8 per cent), reflecting the high starting point and large levels of working capital in the first half. Management has targeted an average net working capital to sales ratio of 40 per cent within the next two years. Gearing (net debt to net debt plus equity) was 24.2 per cent (2013: 27.6 per cent). People and organisation Our talented and committed employees around the world have again contributed strongly to the profitable growth of the company during the 2014 financial year. We operate in highly competitive markets, where the strength of our people and their relationships with key stakeholders can provide an important competitive advantage. We continued to encourage innovative thinking by providing training and development programs, and fostering the leadership qualities that will support the growth of the business. Our commitment to providing a safe working environment is also supported by appropriate training and awareness programs and we expect to achieve continuous improvement across a range of safety and environmental performance parameters. Outlook With a return to more normal seasonal conditions in Australia and the US, the company is strongly positioned to generate growth at an underlying EBIT level in 2015. Spring and summer rains in northern NSW and Queensland are needed to generate demand for crop protection products in Australia and to establish an important first half platform for the business. The restructuring program will be further progressed in 2015, with associated cost savings helping to drive earnings recovery. If the US experiences more normal weather patterns – particularly in the spring period from March to May – Nufarm’s business will be able to capitalise on a stronger product portfolio and generate a significant recovery in earnings. 06 | NUFARM LIMITED ANNUAL REPORT 2014 MANAGING DIRECTOR’S REVIEW CONTINUED The branded business in Europe is expected to generate further growth, however, lower overhead recoveries will result in a reduced contribution from manufacturing operations and an overall flat earnings outcome for the European segment. The South American business will benefit from new product introductions and – given normal seasonal conditions and no significant further deterioration in crop prices – should post high single digit growth in 2015. Earnings growth is also anticipated in the seed technologies segment, with a number of new varieties to be launched across our core crops. Some $7 million is forecast to be spent on progressing the DHA omega-3 canola project and this will be capitalised. The balance sheet will remain a key focus for management, with net working capital to sales expected to decline over the year. Longer term growth will be driven by a strong pipeline of new product launches, a transition to higher margin products and additional operational efficiencies. Doug Rathbone AM Managing director and chief executive 23 September 2014 IFRS and non-IFRS financial information Nufarm results are reported under International Financial Reporting Standards (IFRS) including underlying EBIT and underlying EBITDA which are used to measure segment performance. This release also includes certain non-IFRS measures including underlying net profit after tax and gross profit margin. These measures are used internally by management to assess the performance of our business, make decisions on the allocation of our resources and assess operational management. Non-IFRS measures have not been subject to audit or review. The following notes explain the terms used throughout this profit release: 1. Underlying EBIT is earnings before net finance costs, taxation and material items. Underlying EBITDA is underlying EBIT before depreciation and amortisation of $80.816 million for the year ended 31 July 2014 and $73.986 million for the year ended 31 July 2013. We believe that underlying EBIT and underlying EBITDA provide useful information, but should not be considered as an indication of, or an alternative to, profit/(loss) for the period as an indicator of operating performance or as an alternative to cash flow as a measure of liquidity. 2. Underlying EBIT is used to reflect the underlying performance of Nufarm’s operations. Underlying EBIT is reconciled to operating profit below. Year ended 31 July Underlying EBIT Material items impacting operating profit Operating profit 3. Non-IFRS measures are defined as follows: 2014 $000 200,607 (50,761) 149,846 2013 $000 186,803 (3,177) 183,626 • underlying net profit after tax – comprises profit/(loss) for the period attributable to the equity holders of Nufarm Limited less material items; • average gross margin – defined as average gross profit as a percentage of revenue; • average gross profit – defined as revenue less a standardised estimate of production costs excluding material items and non-product specific rebates and other pricing adjustments; • net external interest expense – comprises interest income – external, interest expense – external and lease expense – finance charges as described in note 10 to the 31 July 2014 Nufarm Limited financial report; • net debt – total net debt less cash and cash equivalents; • average net debt – net debt measured at each month end as an average; • net working capital – current trade and other receivables and inventories less current trade and other payables; and • average net working capital – net working capital measured at each month end as an average. NUFARM LIMITED ANNUAL REPORT 2014 | 07 MANAGING DIRECTOR’S REVIEW CONTINUED Underlying net profit after tax Group sales 4 . 5 1 1 3 . 8 9 2 . 3 8 4 . 6 8 1 1 0 2 2 1 0 2 3 1 0 2 4 1 0 2 6 . 8 5 0 1 0 2 Underlying EBITDA 8 . 7 6 2 8 . 0 6 2 4 . 1 8 2 8 . 1 3 2 3 . 6 0 2 0 1 0 2 1 1 0 2 2 1 0 2 3 1 0 2 4 1 0 2 Gearing ratio 7 . 5 2 . 9 2 2 . 1 4 2 . 6 7 2 2 . 4 2 n o i l l i m $ n o i l l i m $ e g a t n e c r e P 0 1 0 2 1 1 0 2 2 1 0 2 3 1 0 2 4 1 0 2 08 | NUFARM LIMITED ANNUAL REPORT 2014 9 6 1 , 2 4 8 0 , 2 2 8 1 , 2 7 7 2 , 2 3 2 6 , 2 0 1 0 2 1 1 0 2 2 1 0 2 3 1 0 2 4 1 0 2 Return on funds employed 4 . 0 1 9 . 9 8 . 8 7 . 7 0 . 6 0 1 0 2 1 1 0 2 2 1 0 2 3 1 0 2 4 1 0 2 Earnings per share . 5 5 2 . 3 2 2 6 . 9 ) 0 . 5 1 ( 0 1 0 2 ) 7 . 3 2 ( 1 1 0 2 2 1 0 2 3 1 0 2 4 1 0 2 n o i l l i m $ e g a t n e c r e P s t n e C NUFARM HAS MANUFACTURING AND MARKETING OPERATIONS THROUGHOUT AUSTRALIA, NEW ZEALAND, ASIA, THE AMERICAS AND EUROPE AND SELLS PRODUCTS IN MORE THAN 100 COUNTRIES AROUND THE WORLD. NUFARM LIMITED ANNUAL REPORT 2014 | 09 NUFARM IS COMMITTED TO SUPPORTING THE COMMUNITIES IN WHICH WE OPERATE, FOSTERING THE AMBITION WE HAVE FOR OUR PEOPLE AND A COLLECTIVE APPROACH TO SUCCESS. 10 | NUFARM LIMITED ANNUAL REPORT 2014 BUSINESS REVIEW A continuation of dry conditions in Australia and an unusually short spring season in the United States resulted in lower demand and considerable margin pressure in both markets. These negative impacts were more than offset, however, by another strong performance from the South American business, an increased profit contribution from the seeds business and lower corporate costs. The range of seasonal impacts experienced in the 2014 financial year again underlined the importance of a geographically diverse business and Nufarm’s expansion into the seeds segment. Nufarm’s crop protection business grew sales by 16 per cent to $2.48 billion and underlying EBIT by four per cent to $202.1 million. Crop protection sales accounted for just over 94 per cent of group revenues and generated an average gross margin of 26 per cent, which was in line with the previous year. The seed technologies segment generated revenues of $144 million, an increase of 10 per cent on the previous year ($132 million) and grew underlying EBIT by 15 per cent to $37.2 million. The segment generated an average gross margin of 51 per cent. Corporate (head office) costs were $38.6 million, down five per cent on 2013. Total expenses were up on the previous year, but represented a slightly lower ratio to sales than in the prior period. A key focus during financial year 2014 was the implementation of a number of programs to improve working capital efficiencies. A significant reduction in year-end working capital and net debt reflected good progress on this front. Operating segments summary The table adjacent provides a summary of the performance of the operating segments for the 2014 financial year and the prior period. A re-organisation of the Australian business was announced during the year. Changes to the manufacturing base – to be implemented over a two-year period – will reduce fixed costs and improve utilisation of production facilities. A stronger focus on product development and customer service is also expected to contribute to improved business performance over the medium term. Domestic sales in New Zealand were in line with the previous year but generated a slight improvement in margin contribution. A record year for the dairy industry, and strengthening returns in the sheep and beef sectors, as well as key horticultural crops, underpinned local demand. Asia Asian crop protection sales were $140.9 million, an increase of approximately 13 per cent on the previous year ($125.2 million). Underlying EBIT was largely unchanged at $19.5 million (2013: $19.6 million), with additional investments being made in new product development and an expansion into new markets segments, as well as regional markets such as Vietnam and Korea. The Indonesian business recorded just over 25 per cent sales growth in local currency, driven by new product launches and increased sales in the important rice and vegetable segments. Australia/New Zealand The Australian and New Zealand business generated sales of $605.8 million, which was in line with the previous year ($604.4 million). Underlying EBIT was $33.9 million, slightly down on the $35.4 million generated in the prior period. Australian sales were down year on year, reflecting lower demand due to a continuation of dry conditions throughout much of the country. Summer cropping conditions featured unusually low insect and weed pressure, and fungal disease for a second consecutive year, and fallow herbicide applications were well below normal. The challenging conditions led to pressure on both pricing and margins. With good rainfalls in many cropping regions, market conditions improved considerably in the final quarter of the reporting period, providing an opportunity for channel stocks to normalise, lifting sentiment, and giving the Australian business a much more positive platform to start the new financial year. Year ended 31 July Revenue Underlying EBIT 2014 2013 ($000s) Crop protection Australia and New Zealand 604,432 125,201 Asia 468,253 Europe 516,278 North America South America 431,440 Total crop protection 2,478,275 2,145,604 Seed technologies – global Corporate Nufarm group 131,688 – 2,622,704 2,277,292 605,761 140,885 555,521 513,596 662,512 144,429 – Change (%) 2014 2013 Change (%) 35,352 0.2 33,903 19,580 12.5 19,481 57,245 18.6 56,420 42,153 -0.5 20,638 53.6 71,622 40,595 15.5 202,064 194,925 9.7 37,160 n/a (38,617) 32,449 (40,571) 15.2 200,607 186,803 -4.1 -0.5 -1.4 -51.0 76.4 3.7 14.5 -4.8 7.4 NUFARM LIMITED ANNUAL REPORT 2014 | 11 BUSINESS REVIEW CONTINUED North America North American crop protection sales were down on the previous year at $513.6 million (2013: $516.3 million). In local currency, Nufarm’s US sales were down by 10 per cent. Segment EBIT fell sharply to $20.6 million, compared to $42.2 million in the prior period. An unusually cold and long winter in the US negatively impacted both the cropping and non-crop markets, with fewer applications and higher inventories generating strong price competition. Sales into the burn-down (pre-plant) segment were well below average due to the shorter planting window for growers. Lower volume demand and more efficient inventory management resulted in reduced production and lower overhead recoveries at Nufarm’s major herbicide manufacturing facility in Chicago. Seasonal conditions prevented Nufarm from capitalising on a stronger and broader product position in the turf and specialty segment, having completed a distribution arrangement for Valent’s portfolio of products in January of this year. Nufarm performed strongly in the US industrial and vegetative management segment, with both sales and EBIT contribution ahead of the previous year. Seasonal conditions in Canada were generally average. Nufarm made good progress in implementing its differentiated strategy and launched a number of new products that received strong support from the market. Both sales and margin were up on the prior period. South America The South American business performed strongly, with regional sales up by 54 per cent to $662.5 million (2013: $431.4 million) and underlying EBIT up by 76 per cent to $71.6 million (2013: $40.6 million). 12 | NUFARM LIMITED ANNUAL REPORT 2014 In general, weather and cropping conditions in the region were average. Some parts of central Brazil experienced drier than normal weather which limited fungicide applications, but favoured the use of insecticides. Extremely cold conditions in Chile negatively impacted the important local fruit and vegetable segments. Nufarm’s sales in Brazil were up on the previous year by more than 60 per cent in local currency and helped the business gain market share. Sales growth was driven by Nufarm’s differentiated ‘Crucial’ glyphosate formulation as well as the successful introduction of a number of new products. A different product mix, that included significantly higher sales of older insecticide products, resulted in a slight fall in the average Brazilian gross margin. However, good cost control and the benefits of scale resulted in EBITDA margin expansion. In Argentina, the business performed strongly with growth in the quickly developing herbicide segment for control of glyphosate resistant weeds. Local currency sales grew by more than 70 per cent. Further investments were made in strengthening the regional organisation, with an additional 15 sales representatives added in Brazil and a number of senior commercial appointments in Argentina. A new commercial manager was also appointed to support Nufarm’s expansion into Peru and a new distribution arrangement was finalised for the Uruguay market. Europe European sales were up by 19 per cent to $555.5 million (2013: $468.3 million). Underlying EBIT was in line with the previous year ($56.4 million versus $57.2 million). In local currency, Nufarm’s branded sales were ahead of the prior year, while revenues generated from operations (third party and industrial sales) were down. Total gross margin was up on the previous year when measured in euros, reflecting a higher proportion of branded sales. Most western European markets experienced favourable weather conditions which helped drive an increase in cereal plantings and positive demand for crop protection inputs. Eastern Europe was affected by colder weather patterns and dry conditions. Nufarm experienced solid growth in markets such as Spain, Germany and Romania, with new product introductions contributing to a slight improvement in average margins across the region. A focus on working capital efficiencies resulted in changes at the European manufacturing units, with better forecasting and supply chain management allowing lower levels of safety stock and a resulting reduction in volume through-put. Consequently, overhead recoveries in these facilities were well down on the previous year. The contribution from the European manufacturing sites was approximately €2 million lower this year compared to the prior year. Major product segments Crop protection Nufarm’s crop protection business accounted for 94 per cent of group revenues and grew sales by 16 per cent to $2.48 billion. These sales generated an average gross margin of 26 per cent. Herbicide sales were $1.67 billion, an increase of 13 per cent on the previous year, and represented 67 per cent of total crop protection revenues (2013: 69 per cent). Increased sales in both South America and Europe more than offset weather-related demand weakness in Australia and North America. Glyphosate margins were slightly up compared to the 2013 year, mainly driven by a strong performance from Nufarm’s ‘Crucial’ glyphosate formulation in Brazil. BUSINESS REVIEW CONTINUED Nufarm’s insecticide portfolio generated strong sales growth ($290.5 million, up 37 per cent on FY13). Strong pest infestations in Brazil’s major crops generated very high demand for insecticide applications. Nufarm’s chlorpyrifos and imidacloprid-based products were well positioned to take advantage of these conditions. Seed technologies The company’s seed technologies business grew revenues by 10 per cent to $144.4 million and underlying EBIT by 15 per cent to $37.2 million. This was despite a relatively challenging year in terms of seasonal conditions for several core crops and the seed treatment business. While total fungicide sales were up year on year ($247 million versus $219 million), both Australia and Brazil experienced low fungal disease pressure and increased competition for sales. The European business had a strong year in the fungicides segment, with increased sales of azoxystrobin-based products. Sales of plant growth regulators (PGRs) were up by 11 per cent on the prior period and generated stronger margins. Record sales of PGRs into both cereal crops and the trees, nuts, vegetables and vines segment in Europe drove the strong performance in this product group. The business also benefited from a stronger portfolio of biorational products. The segment generated an average gross margin of 51 per cent (2013: 55 per cent). A change in supply and selling arrangements relating to Nuseed’s servicing of the China confectionery sunflower segment resulted in a reduced percentage margin as the company moved away from a royalty-based model. The new arrangements lower risk as Nuseed consolidates its position as a leader in this important segment. Significant market share gains were achieved in the Australian canola segment, with Nuseed’s Roundup Ready® hybrid varieties performing very strongly. While the North American sunflower business was also positive, adverse weather and poor market conditions negatively impacted US seed treatment sales. Expansion into Uruguay helped drive sales growth in South America despite a poor production environment in Argentina and a reduction in local canola plantings. European sales were lower than expected, with instability in the Ukraine region a contributing factor. The seeds business made important progress in advancing its pipeline of new products including moving DHA omega-3 canola into field trials, the prelaunch of a new China sunflower disease trait, prelaunch of a new confection sunflower category and a step change in molecular research capability, with the opening of two innovation centres in Victoria and California. Seed treatment sales increased by four per cent but this was below expectations, given weather-related impacts and a delay in a key European product registration. A large number of development projects were progressed and access to several new products was negotiated with third parties, which will lead to a broader portfolio offering in this high-value segment. Sales revenue by region 2014 Total business Sales by product segment 2014 Crop protection Sales by product segment 2014 Seed technologies 24% 22% 6% 22% 26% Australia/New Zealand North America South America Europe Asia $2,622.7 million 67% 11% 12% 10% Herbicides Fungicides Insecticides Other* $2,478.3 million * Other includes machinery, adjuvants, PGRs and industrial. 70% 30% Seed Seed treatment $144.4 million NUFARM LIMITED ANNUAL REPORT 2014 | 13 SUSTAINABILITY Agriculture relies on sustainable production systems and – as a key supplier of necessary inputs into agricultural production – Nufarm strives to ensure our operations and products meet appropriate sustainability objectives and standards. Nufarm’s growth strategy is built on the two pillars of innovation and discipline. Both of these principles have a strong enabling role in helping us to meet our sustainability objectives. We are actively encouraging innovative thinking across all areas of our business, including the successful application of innovative thinking to achieve safer working environments; reductions in emissions and waste; and more sustainable operations generally. Increased discipline is also vital to ensure we have the right processes and structures in place and that we are measuring and managing our business in a way that allows us to be accountable for our performance. Nufarm’s full sustainability report for the 2013 calendar year can be found on our corporate website. Our health and safety data includes permanent and casual employees as well as contractors with data collected from Nufarm manufacturing sites, offices and regional service centres. As yet, it does not include data from eight offices in Asia and South America. It is pleasing to report improved outcomes in 2013 on important safety and environmental measurements, but we believe we can do better. The company is making a significant investment, both in terms of capital and resources, to achieve further improvements and we have restated our commitment to work towards a zero target for safety-related incidents in our workplaces. Total greenhouse emissions decreased in 2013 compared with the previous year, due to changes in production volumes and product mix at various sites. Emissions per tonne of production remained consistent. Air emissions result from the production process and we work to minimise emissions and their impact. Emissions vary depending on production volumes and the product mix. While CO2 emissions for most sites remained generally consistent, there were some reductions at Laverton, Wyke and Botlek sites following concerted efforts by these teams. Water is used in most of our production processes with the amount used directly impacted by production volumes and the product mix. We aim to reduce the amount of water we use and waste water created with many of our sites undergoing or investigating ways to recycle, harvest and better utilise water in our systems and processes. Total waste decreased slightly in 2013 compared with 2012 and we continue to work towards further reducing waste generation from manufacturing processes. A waste management system at many of our sites captures the nature and quantity of waste produced onsite and tracks it through to recycling or disposal. Waste generated per tonne of production has remained consistent due to efforts made in recent years to improve practices. Our 2013 health and safety performance improved on our 2012 results, although we failed to meet the board targets of LTIFR <1, MTIFR <2 and Severity <0.012. Early in the year we issued new global corporate guiding principles to promote alignment of best practice and implement common operating principles. The principles operate within a continuous improvement framework as part of a structured and systematic approach to process safety management across our manufacturing base. The health and safety results for 2013 were: LTIFR 1.16, MTIFR 2.18 and Severity 0.018. The eight lost time injuries were spread over eight separate sites. Two of the injuries were extremely severe; one resulting in the death of an Indonesian colleague in a traffic accident and another the lengthy continuing recovery of a Linz team member who accidentally opened a valve containing corrosive material which sprayed onto his face and into his lungs. There were 15 medical treatment injuries, seven of which did not involve loss of working days, and our global severity performance improved in comparison to the previous year. LTIFR or lost time injury frequency rate is the number of lost time injuries per million hours worked that result in one or more days absence from work. MTIFR or medical treatment injury frequency rate is the number of lost time injuries plus those that did not result in lost time but required treatment by a qualified medical practitioner per million hours worked. Severity is the number of days lost due to injuries per thousand hours worked. 14 | NUFARM LIMITED ANNUAL REPORT 2014 SUSTAINABILITY CONTINUED LTIFR 2009–2013 Severity 2009–2013 6 5 4 3 2 1 0 6 5 4 3 2 1 0 / r e t a w s e n n o T n o i t c u d o r p s e n n o t 3.0 2.5 2.0 1.5 1.0 0.5 0.0 s e n n o t 0 0 0 ’ s n o i s s i m e 2 O C 130 115 100 0.06 0.05 0.04 0.03 0.02 0.01 2009 2010 2011 2012 2013 2009 2010 2011 2012 2013 Target Actual Target Actual MTIFR 2009–2013 Unusual incident report/injury report versus LTIFR 2009–2013 16 14 12 10 8 6 4 2 0 2009 2010 2011 2012 2013 2009 2010 2011 2012 2013 Target Actual LTIFR UIR/IR ratio Water efficiency 2009–2013 Production volume 2009–2013 500 s e n n o t 0 0 0 ‘ 400 2009 2010 2011 2012 2013 2009 2010 2011 2012 2013 CO2 released from energy use and processes 2009–2013 2009 2010 2011 2012 2013 NUFARM LIMITED ANNUAL REPORT 2014 | 15 BOARD OF DIRECTORS Donald McGauchie AO Doug Rathbone AM Anne Brennan Gordon Davis Chairman Managing director and chief executive Doug Rathbone AM, 68, joined the board in 1987. His background is chemical engineering and commerce and he has worked for Nufarm Australia Limited for over 40 years. Doug was appointed managing director of Nufarm Australia in 1982 and managing director of Nufarm Limited in October 1999. He was appointed to the board of the CSIRO in 2007 and retired from that board in September 2010. Doug has been named as one of Australia’s top 100 most influential engineers by Engineers Australia. The list includes 12 chemical engineers, five of whom are IChemE Fellows, of which Doug is one. Donald McGauchie AO, 64, joined the board in 2003 and was appointed chairman on 13 July 2010. He has wide commercial experience within the agricultural, food processing, commodity trading, finance and telecommunication sectors. He also has extensive public policy experience, having previously held several high-level advisory positions to the government including the Prime Minister’s Supermarket to Asia Council, the Foreign Affairs Council and the Trade Policy Advisory Council. He is a former member of the board of the Reserve Bank of Australia. Donald is chairman of Australian Agricultural Company Limited and a director of James Hardie Industries plc and Graincorp Ltd. Donald is chairman of the nomination and governance committee and a member of the human resources committee. 16 | NUFARM LIMITED ANNUAL REPORT 2014 Anne Brennan, 54, joined the board on 10 February 2011. Gordon Davis, 58, joined the board on 31 May 2011. He has a bachelor of forest science (hons), master of agricultural science and holds a master of business administration. Gordon was managing director of AWB Limited between 2006 and 2010. Prior to this, he held various senior executive positions with Orica Limited, including general manager of Orica Mining Services (Australia, Asia) and general manager of Incitec Fertilizers. He has also served in a senior capacity on various industry associations. Gordon is chairman of the health, safety and environment committee and a member of the audit and risk committee and the human resources committee. She has a bachelor of commerce (hons) from University College Galway and is a fellow of the Institute of Chartered Accountants in Australia and a fellow of the Australian Institute of Company Directors. She was formerly the executive finance director for the Coates Group and chief financial officer for CSR. Prior to this Anne was a partner in professional services firms Ernst & Young, Andersen and KPMG. Anne will be standing down as a director and deputy chairperson of Echo Entertainment Group Limited after that company’s 2014 annual general meeting. Anne is a director of Myer Holdings Limited, Charter Hall Group and Argo Investments Limited. She is also a director of Rabobank Australia Limited and Rabobank New Zealand Limited. In the past three years, Anne was a director of Cuscal Limited. Anne is a member of the audit and risk committee. BOARD OF DIRECTORS CONTINUED Frank Ford Bruce Goodfellow Peter Margin Toshikazu Takasaki Bruce Goodfellow, 62, joined the board representing the holders of the ‘C’ shares in 1991. Following the conversion of the ‘C’ shares into ordinary shares, he was elected a director in 1999. He has a doctorate in chemical engineering and experience in the chemical trading business and financial and commercial business management experience. Dr Goodfellow is a director of Sanford Ltd, a public company registered in New Zealand and listed on NZX Limited, Chairman of Refrigeration Engineering Co. Ltd and a director of Sulkem Co. Ltd and Cambridge Clothing Co. Ltd, all privately owned companies. Bruce is a member of the nomination and governance committee. Frank Ford, 68, joined the board on 10 October 2012. Mr Ford has a master of taxation from the University of Melbourne and a bachelor of business, accounting from RMIT University and is a fellow of the Institute of Chartered Accountants. Frank is a former managing partner of Deloitte Victoria after a long and successful career as a professional advisor spanning some 35 years. During that period, Mr Ford was also a member of the Deloitte global board, global governance committee and national management committee. Mr Ford is a director of Toll Holdings Limited, Citigroup Pty Limited, Tarrawarra Museum of Art Limited and a former non-executive director of Manassen Foods Group. Frank is the chairman of the audit and risk committee and a member of the nomination and governance committee. Peter Margin, 54, joined the board on 3 October 2011. Toshikazu Takasaki, 67, joined the board in 2012. Mr Takasaki represents the interests of 23 per cent shareholder Sumitomo Chemical Company (SCC). He is a former executive of SCC who held senior management positions in businesses relating to crop protection, both within Japan and in the US. He is now a business consultant. He brings broad industry and international experience to the board. Toshikazu is a member of the health, safety and environment committee. He has a bachelor of science (hons) from the University of NSW and holds a master of business administration from Monash University. Peter has many years of leadership experience in major Australian and international food companies. His most recent role was a chief executive of Goodman Fielder Ltd and, before that Peter was chief executive and chief operating officer of National Foods Ltd. He has also held senior management roles in Simplot Australia Pty Ltd, Pacific Brands Limited (formerly known as Pacific Dunlop Limited), East Asiatic Company and HJ Heinz Company Australia Limited. Peter is currently a director of Bega Cheese Ltd, PMP Limited, PACT Group Holdings Limited and Ricegrowers Limited. Peter is chairman of the human resources committee and a member of the health, safety and environment committee. NUFARM LIMITED ANNUAL REPORT 2014 | 17 EXECUTIVE MANAGEMENT Doug Rathbone AM Brian Benson Paul Binfield Managing director and chief executive Doug Rathbone’s background is chemical engineering and commerce and he has worked for Nufarm Australia Ltd for over 40 years. Doug was appointed managing director of Nufarm Australia in 1982 and managing director of Nufarm Ltd in October 1999. He joined the board of directors in 1987. He also served as a non- executive director on the board of CSIRO (2007–2010). Group executive marketing and portfolio development Brian Benson joined Nufarm in 2000 after a long career with Monsanto where he held various senior positions in both Australia and overseas. Brian has extensive experience in the crop protection industry in the areas of international marketing and strategy. He has degrees in agricultural science and business administration. Chief financial officer Paul Binfield joined Nufarm in November 2011. He has held senior strategic financial roles at Coles Liquor and Hotels, a major division of Wesfarmers Ltd, and at Mayne Group. Paul has extensive experience in publicly listed and private company finance functions, both in Australia and the UK. Bonita Croft Rodney Heath Greg Hunt Group executive people and performance Bonita joined Nufarm in December 2010 in a newly created role responsible for people and organisation structure. She is a very experienced professional who has had previous human resources executive roles in large companies with international operations, including Brambles. Group executive corporate services and company secretary Rod Heath has a bachelor of law and joined the company in 1980, initially as legal officer, later becoming assistant company secretary. In 1989, Rod moved from New Zealand to Australia to become company secretary of Nufarm Australia Ltd. In 2000, Rod was appointed company secretary of Nufarm Ltd. Group executive commercial operations Greg joined Nufarm in February 2012. He has had considerable executive and agribusiness experience with a successful career at Elders Australia Limited where he was chief executive officer between 2001 and 2007. After leaving Elders, Greg worked with a number of organisations in business development and agribusiness related advisory roles. He is a director of Costa Group. 18 | NUFARM LIMITED ANNUAL REPORT 2014 EXECUTIVE MANAGEMENT CONTINUED Dale Mellody Mike Pointon Group executive procurement and commercial services Dale Mellody joined Nufarm in 1995, having completed his bachelor of agricultural science. Promoted to the senior management group in 2005, he has had various global roles including group executive global marketing and general manager of Nufarm’s North American business. Dale is now responsible for global procurement and commercial services. Group executive innovation and development Mike Pointon joined Nufarm in 2001 and was responsible for Nufarm’s southern European business based in France. He has a degree in agricultural science and over 25 years’ experience in the crop protection industry. Mike was appointed to the executive team in 2008. He is responsible for the group’s product development and regulatory affairs activities. Elbert Prado Robert Reis Group executive manufacturing and supply chain Elbert Prado, a chemical engineer, joined Nufarm in July 2013 after extensive international experience in senior operations roles within the chemical industry. He has a strong focus on safety, supply chain and manufacturing excellence. Elbert was global manufacturing and supply chain director for Rohm and Haas. Group executive corporate strategy and external affairs A former journalist, political adviser and lobbyist, Robert joined Nufarm in 1991. Robert has executive management responsibility for corporate strategy and is responsible for global issues management, investor relations, media, government and stakeholder relations. NUFARM LIMITED ANNUAL REPORT 2014 | 19 INFORMATION ON THE COMPANY Our business Nufarm is a leading global crop protection company and has operated in the industry for almost 60 years. We develop, manufacture and sell a wide range of crop protection products, including herbicides, insecticides and fungicides that help protect crops against damage caused by weeds, pests and disease. We operate primarily in the off-patent segment of the crop protection market, which consists of products using technical active ingredients for which the patent has expired. Our focus is on creating products that use off-patent active ingredients within a differentiated formulation, delivery system or other enhancements that provide additional benefits to crop producers. We also have a proprietary seed technologies business with a portfolio covering canola, sorghum and sunflower crops and we are developing a global presence in the fast growing and high-value seed treatment segment. We have crop protection manufacturing and/or seeds facilities in 16 countries and marketing operations in more than 30 countries, and we distribute our products in more than 100 countries across Australia and New Zealand, Asia, North America, South America and Europe. Our competitive strengths We believe our leading position in the crop protection industry is based on a combination of innovative product development, comprehensive product registration expertise and an integrated global manufacturing, marketing and distribution platform, which combine to create a resilient business with defendable market positions. Leading positions in targeted markets and segments across a range of geographies: we have a diversified global business with an established presence in major cropping regions throughout the world, including Australia, New Zealand, Asia, North America, South America and Europe. 20 | NUFARM LIMITED ANNUAL REPORT 2014 Diversified business across geographies and by products: our geographic and product diversification mitigates our exposure to adverse weather conditions or commercial pressures in any single cropping region or for any single type of crop or chemistry. We offer a wide range of products across all crop protection segments, including herbicides, fungicides and insecticides, as well as a range of seeds and seed treatment products. Our diverse portfolio contains products designed to be used at various stages of the cropping cycle, from pre-planting to pre-harvest. Differentiated product portfolio with proven expertise in bringing new products to market: we have significant product development expertise, which enables us to create a portfolio of value-added off-patent products sold under a variety of reputable brand names. We believe this expertise, along with our ability to respond quickly to evolving customer needs with new, differentiated products represents one of our key competitive strengths. Global manufacturing, marketing and distribution platform: our ability to deliver sufficient quantities of crop protection products to end users with short lead time is critical, particularly given the seasonal nature of cropping. We have established a global platform across Australia, New Zealand, Asia, North America, South America and Europe that enables us to service our existing customer base and support the continued growth of our business. Established strategic alliance and commercial relationships with major crop protection companies: we have a history of successful collaborations with other major crop protection companies that provides opportunities for expansion into new products and geographic markets. Our strategic alliance with Sumitomo Chemical, which includes distribution agreements in a number of geographic markets, and our other commercial relationships encompass a range of research and development, manufacturing, supply and distribution agreements. Highly experienced management team supported by a strong board of directors: we have a highly experienced management team with extensive chemical engineering, scientific and industry experience, the majority of whom have worked for us for at least a decade. Our board combines a mix of long-serving directors and more recent appointees with industry, financial, accounting, management and governance expertise. Our strategies Our goal is to leverage our strong product development, manufacturing and distribution platform as well as our established market positions to be a leading global provider of innovative, off-patent crop protection products, seeds and seed traits. We aim to achieve this through the following strategies: • leverage our product development and regulatory skills to generate accelerated growth in higher-value products and market segments: we believe we have substantial potential to expand our business and grow market share in many of our markets. We intend to continue growing our sales and optimising our product mix through new product development and commercial partnering, which will be focused on developing value-added off-patent products that generate higher margins. As part of this strategy, we intend to continue to grow our Nuseed business, which is one of our fastest growing and highest margin businesses. • optimise route to market strategies: we constantly evaluate our route to market strategies, which are designed to ensure the delivery of the right product to the right market anywhere in our global operations. Our global manufacturing, formulation and logistics capabilities, complemented by our network of distribution relationships, are key to implementing this strategy. INFORMATION ON THE COMPANY CONTINUED • use strategic alliances and other commercial arrangements with industry leaders to maximise the value of our platform: we have an important strategic alliance with Sumitomo Chemical as well as a range of business relationships with other major companies in the sector, ranging from supply agreements, licensing arrangements, toll manufacturing and distribution arrangements. We believe these arrangements provide opportunities to maximise the value of our product development, manufacturing and distribution platforms as well as increasing our customer base by providing access to additional products or new markets or creating supply chain efficiencies. • continue to maximise free cash flow and strengthen our balance sheet: we are focused on maximising our free cash flow through our continued disciplined approach to financial management. In particular, we are focused on further improving our working capital management as it relates to procurement as well as management of inventory and receivables. Our risks Due to the scope of our operations and the industry in which we are engaged, there are numerous factors that may have an effect on our results and operations. The following describes the material risks that could affect Nufarm. External risks Weather conditions may significantly affect our results of operations and financial condition. Fluctuations in commodity prices, foreign currency exchange rates and in currency values could have a material adverse effect on our results of operation and financial condition. We are subject to extensive regulation and stringent environmental, health and safety laws that may adversely affect our operational and financial position. Business, operational and financial risks We sell our products in competitive markets, and the success of our competitive strategy depends on developing new products and retaining customers and distributors. Principal risk area Risk management approach Our collaboration relationships with other major crop protection companies may change or be terminated. We may not be able to obtain funding on acceptable terms, or at all, due to a deterioration of the credit and capital markets. This may hinder or prevent us from meeting our future capital needs and from refinancing our existing indebtedness. We are dependent on effective procurement strategies and on the continuing efficient operation of our manufacturing plants to be able to deliver cost-competitive products to market. We may become involved in future legal proceedings, which may result in substantial expense and may divert our attention from our business. Management of principal risks Our approach to managing key risks is outlined below. External risks Risks arise from variable weather conditions, fluctuations in commodity prices and currency rates, actions by governments or regulators. Business, operational and financial risks Risks arise from a competitive market place, identifying and developing innovative solutions, legal proceedings, accessing and sourcing capital from financial markets, management of manufacturing facilities and supply chain. In addition, relationships with commercial counterparties we transact with may change. The diversification of our portfolio of products, geographies and currencies is a key strategy for reducing volatility. The managing director’s review and business review describe external factors and trends affecting our results and note 31 to the financial statements outlines the group’s financial risk management strategy, including market and currency risk. We engage with government authorities and other key stakeholders to ensure the potential impacts of proposed regulatory changes are understood and where possible mitigated. We support our growth strategy through established investment approval and review processes that apply to all major capital decisions and we invest in new product development and innovation projects that help keep our businesses competitive. We seek to establish a capital structure that is appropriate for our business model and provides a platform to support our growth strategy. We analyse risks to monitor volatilities and key financial ratios. Credit limits and review processes are established for all customers and financial counterparties. Note 31 to the financial statements outlines our financial risk management strategy. We engage expert advisers to ensure our intellectual property is protected and potential impacts of legal proceedings are mitigated. We seek to ensure that adequate operating margins are maintained through operating cost-effective manufacturing facilities. Global sourcing arrangements have been established to ensure continuity of supply and competitive costs for key supply inputs. Through the application of our risk management processes, we identify material catastrophic operational risks and implement appropriate risk management controls and business continuity plans. NUFARM LIMITED ANNUAL REPORT 2014 | 21 OUR AIM IS TO GROW A BETTER TOMORROW THROUGH PRODUCTS AND SERVICES THAT SUPPORT THE SUCCESS OF OUR DISTRIBUTORS AND GROWERS. 22 | NUFARM LIMITED ANNUAL REPORT 2014 CORPORATE GOVERNANCE Nufarm’s board processes have been reviewed to ensure they represent and protect the interests of all stakeholders. This includes detailed consideration of the second and third editions of the Corporate Governance Principles and Recommendations, (‘the ASX principles’) published by the Australian Securities Exchange Limited’s (ASX) Corporate Governance Council. There are six scheduled board meetings each year. When necessary, additional meetings are convened to deal with specific issues that require attention before the next scheduled meeting. Each year the board also reviews the strategic plan and direction of the company. Nufarm’s corporate governance practices can be viewed in the corporate governance section of our website: www.nufarm.com Compliance with ASX principles The ASX Listing Rules require Nufarm to disclose in our annual report the extent to which we have adopted the ASX principles. During this reporting period, Nufarm complied with all of the ASX principles contained in the second edition of the ASX principles, and Nufarm is currently transitioning to compliance with the third edition of the ASX principles. Management and oversight of Nufarm The board The governing body of the company is the board of directors. The board’s responsibility is to oversee the company’s operations and ensure that Nufarm carries out its business in the best interests of all shareholders and with proper regard to the interests of all other stakeholders. The board charter defines the board’s individual and collective responsibilities and describes those responsibilities delegated to the managing director and senior executives. A copy of the board charter is available on the corporate governance section of the company’s website. The board has set specific limits to management’s ability to incur expenditure, enter contracts or acquire or dispose of assets or businesses without full board approval. The board’s specific responsibility is to: • ratify, monitor and review strategic plans for the company and its business units; • approve financial and dividend policy; At 31 July 2014, there are four board committees: audit and risk; human resources; nomination and governance; health safety and environment. All directors are entitled to attend any committee meeting. • review the company’s accounts; • review and approve operating budgets; • approve major capital expenditure, acquisitions, divestments and corporate funding; • oversee risk management and internal compliance; and • review codes of conduct and legal compliance. The board is also responsible for: • the appointment and remuneration of the managing director; • ratifying the appointment of the chief financial officer and the company secretary. The company secretary has a direct reporting line to the chairman, and all directors have direct access to the company secretary, who is appointed by, and accountable to, the board on all governance matters; and • reviewing remuneration policy for senior executives and Nufarm’s general remuneration policy framework. The board annually reviews its composition and terms of reference for the board, chairman, board committees and managing director. A copy of the board charter is available on the corporate governance section of the company’s website. Details of the attendances at meetings of board and committees during the reporting period appear on page 34 of this report. Nufarm undertakes appropriate checks before appointing or putting forward any director for election by shareholders and provides shareholders with all information relevant to their decision whether or not to re-elect the director. All directors and senior executives have a written agreement with the company setting out the terms of their appointment. Diversity and inclusion Nufarm is committed to building a diverse and inclusive workplace. Diversity of gender, sexual orientation, age, ethnicity, religion, skills and experience increase our capability to develop and maintain a high- performing workforce and to take advantage of the diverse challenges and opportunities we face around the globe. To this end, we provide our people with opportunities to work in different countries and regions as part of their development. Leadership teams are representative of the countries and regions within which they work resulting in a truly diverse team across the business. NUFARM LIMITED ANNUAL REPORT 2014 | 23 CORPORATE GOVERNANCE CONTINUED In 2012 Nufarm identified cultural and gender diversity as areas for specific focus within the overall commitment to inclusion of all employees, and this focus remains key for the business. Nufarm’s diversity policy is reviewed annually and can be viewed at the corporate governance section of our website. Human resources policies and practices and board selection processes were reviewed to ensure they were both free of bias and supportive of diverse candidates and employees. In 2014 our focus was in the three key areas: 1. carry out a detailed study of remuneration and turnover to determine if there is any difference based on gender or other non-work related factors; 2. ensure involvement of women in management and leadership development activities to encourage their ambitions to take on managerial roles; and 3. increase the number of people involved in cross-regional projects and assignments. Analysis of available data does not highlight any gender or other diversity bias in the involvement of our people in training and development opportunities. Reasons for leaving as identified through exit interview data vary but do not show any trends related to gender or culture. Opportunities to participate in management and leadership training are open to all qualifying members of staff. Following feedback received in the 2012 employee opinion survey (EOS) there have been a number of programs put in place in our regions for our people managers. Women have been very well represented in these programs. As a global business Nufarm fosters the use of cross-functional and cross-regional project teams and work groups. These groups provide an excellent opportunity for our people to collaborate. Women are well represented within these groups. 24 | NUFARM LIMITED ANNUAL REPORT 2014 A comparison of salaries for men and women was completed during the year and the outcomes form a ‘base line’ for annual review. The indication from initial analysis is that any difference in salary for similar roles is based on the nature of the role, length of service, depth of experience and qualifications, as well as varying regional market rates. This analysis will be reviewed again in light of relevant outcomes of the 2014 EOS. Nufarm is committed to remuneration based only on work-related factors. Cultural diversity Nufarm supplies products in more than 100 countries across five regions. Each region represents a sizeable percentage of our employees. This global footprint provides the opportunity to encourage a culturally diverse workforce in five ways: • local leadership and teams are representative of local cultures; • functions such as operations, supply chain, finance, procurement, marketing, information technology and human resources participate in global teams to share information and ideas; • cross-regional and cross-functional teams are formed to undertake major business improvement projects; Nufarm employee representation • key individuals work in different regions to gain broader knowledge; and • senior regional leaders meet regularly to discuss global and cross-regional strategic and operational matters. These and other activities ensure that Nufarm is benefiting from the inclusion of its diverse workforce. Board and executive diversity Every board, executive and senior management position which becomes available is an opportunity to bring further diversity to the business. As an example, in 2014 Pedro Tagliari, previously head of operations for Latin America, has moved to Australia to lead the Australia/New Zealand operations as part of the major reorganisation of the Australia/New Zealand business. Women in Nufarm Twenty-three per cent of Nufarm’s permanent full-time or part-time employees are women up from 22 per cent in 2013. The table shows the percentages by region with a breakdown of full-time and part-time employment. 29% 20% 10% 9% 32% Australia/New Zealand Asia North America Europe South America Regions All Nufarm Australia/New Zealand Asia North America Europe South America Percentage of women 23 25 28 28 21 21 Percentage distribution women in full and part-time employment Part-time 9 16 0 3 13 4 Full-time 91 84 100 97 87 96 CORPORATE GOVERNANCE CONTINUED Role Board Executive/senior management People manager/team leaders Professionals Manufacturing Administrative Notable shifts from 2013 include: • an increase in the percentage of women in Asia from 16 per cent in 2013 to 28 per cent in 2014. This is mainly attributable to a change in the mix of permanent and temporary jobs which saw women who were previously in temporary work moving into the permanent workforce; and • part-time positions have increased in North America (two per cent), which in turn provides greater flexibility for our employees. Women work in every area of our business. The highest percentage is in administrative roles. Women make up 24 per cent of professional roles including scientific, sales, engineering, marketing, finance, human resources and information technology. Ten per cent of manufacturing roles are held by women working in our plants and mainly on day shift. Sixteen per cent of management and executive roles are held by women. One member of the board is female. The percentages for professional, administrative and manufacturing are in line with the 2013 statistics. There has been a very pleasing shift of four per cent of our women moving into people management roles. A drop of two per cent in executive and senior management is due to restructuring and turnover. For these purposes, ‘executive/senior management’ is defined as key management personnel and their direct reports and, regional general managers and their direct reports. Percentage distribution of employees by role Male 86 84 80 76 90 66 Female 14 16 20 24 10 34 maternity leave. In the last year 81 per cent of maternity leavers returned to work – 77 per cent full-time and 23 per cent in a part-time capacity. This high percentage is encouraged through ‘keep in touch’ conversations during the period of leave and flexibility in working arrangements on their return. Employee opinion survey feedback Nufarm conducts the EOS every two years and uses the feedback from that survey to assist in refining our practices for both retaining and attracting talented people to the business. This survey will run again in September 2014. The EOS provides valuable feedback which allows us to track if there are differences in the working experience between men and women. Diversity and inclusion 2015 In the 2015 year, Nufarm will ensure that various policies, processes and education seminars are in place to actively encourage women into the organisation and into management. To this end, Nufarm has set the following three key measurable gender diversity objectives for the upcoming reporting period: 1. Nufarm aims to make one of the next two board appointments a suitably qualified woman; 2. Nufarm will actively seek to have at least two appropriately qualified female candidates for all board, executive, management and key professional roles; and One aspect of retaining women in Nufarm is the ability to encourage them back into the workforce after 3. Nufarm aims to annually improve the percentage of female representation in management roles. These objectives are in addition to the policies and practices which ensure we encourage diversity and inclusion across the business. Evaluating board and board committee performance The board is committed to reviewing its performance and ensuring the board has the skills and knowledge to provide appropriate leadership and governance for the company. For some years the board undertook an annual internal survey of its performance, the results of which were used to monitor and improve performance and identify ongoing development opportunities to ensure directors have a suitable knowledge of the business. In the current period, an independent consultant completed a formal review of the performance of the board and board committees and a report outlining the findings and recommendations of the review, was presented to the board. Evaluating the performance of senior executives As part of Nufarm’s annual remuneration review, the performance of the senior executive team is reviewed first by the managing director, then the human resources committee and then by the board. In the case of the managing director, the human resources committee and the board conduct his review. A performance evaluation of senior executives was undertaken in accordance with this process in the reporting period. The executive compensation principles and remuneration mix are set out in detail in the remuneration report on pages 36 to 48 of this report. NUFARM LIMITED ANNUAL REPORT 2014 | 25 CORPORATE GOVERNANCE CONTINUED Board of directors Tenure Composition There are eight members of the board with a majority of independent non-executive directors who have an appropriate range of proficiencies, experience and skills to ensure that it properly discharges its responsibilities. Profiles of each board member, including terms in office, are on pages 16 and 17 of this report. The company’s constitution specifies that the number of directors may be neither less than three, nor more than 11. At present there are seven non-executive directors and one executive director, namely the managing director, and the board has decided at this time that no other company executive will be invited to join the board. Independence Directors are expected to bring independent views and judgment to the board. The board has regard to, and applies, the recommendations and commentary in the ASX principles concerning the independence of directors. At the date of this report, the majority of directors are independent with the exception of Dr WB Goodfellow and T Takasaki (non-executive directors) and DJ Rathbone (managing director and chief executive officer). Donald McGauchie has been a member of the board for 10 years and chairman of the board for four years. The board unanimously continues to support Donald as chairman, believing this to be in the clear interest of all stakeholders. Donald applies judgment independent of management in all decision making. He discharges his role with strong commitment to considerations of governance and disclosure. The board believes that the way directors discharge their responsibilities and their contribution to the success of the company determines their independence and justifies their positions. The nomination and governance committee reviews the performance of directors who seek to offer themselves for re-election at the company’s annual general meeting. The company’s constitution requires directors to submit themselves for re-election at least every three years. The nomination and governance committee then recommends to the board whether or not it should continue to support the nomination of the retiring directors. Chairman of the board The chairman is elected annually at the directors’ meeting immediately following the company’s annual general meeting. Nufarm’s chairman, Donald McGauchie, is an independent director. The Nufarm board has stipulated that the role of the chairman and chief executive officer may not be filled by the same person. The nomination and governance committee Donald McGauchie is chairman of the nomination and governance committee and Bruce Goodfellow and Frank Ford are members with a majority of independent directors. The committee is chaired by an independent director. The formal charter setting out the committee’s membership requirements includes the following responsibilities: • considering the appropriate size and composition of the board; • developing criteria for board membership selection, composition and assessing the skills required on the board; • reviewing the skills represented on the board to ensure the board is composed of directors who comprise an appropriate mix of skills to provide the necessary breadth and depth of knowledge and experience to meet the board’s responsibilities and objectives as well as reviewing the board to ensure it will be made up of directors with a diversity of skills, expertise, experience, backgrounds and gender; • developing a process for the evaluation of the performance of the board, its committees and directors; • recommending changes to the membership of the board; • making recommendations to the board on candidates it considers appropriate for appointment; • reviewing board succession plans; • in conjunction with the human resources committee, ensuring the application of the diversity policy to the selection of board members; • reviewing the time required from non-executive directors and whether those requirements are met; • reviewing any retiring non-executive director’s performance and making recommendations to the board as to whether the board should continue to support the nomination of a retiring non-executive director; • managing the process of managing director recruitment and transition on behalf of the board; • reviewing and approving the company’s corporate governance policies for continuous disclosure and securities trading; and • reviewing the company’s code of conduct and other ethical standards. A copy of the nomination and governance committee charter and a summary of the policy and procedure for director appointments are available on the corporate governance section of the company’s website. In the current period, the nomination and governance committee met on three occasions. 26 | NUFARM LIMITED ANNUAL REPORT 2014 CORPORATE GOVERNANCE CONTINUED Nufarm recognises the valuable contribution made by each board member to the effective running of the company. When board positions become available, the company takes the opportunity to review the mix of skills and experience on the board in considering the skills and experience that a new director should possess. This analysis forms the basis of selection criteria, which includes diversity, both as to gender and experience. Nufarm applies a capability matrix to assess the collective capability of the board. This matrix covers qualifications, strategic and functional expertise, industry knowledge, business and board experience and diversity. Prior to initiating a search for a new board member, these areas of capability are reviewed in light of Nufarm’s strategy and the prevailing and expected market conditions. The collective capability of the current board is assessed against requirements and the search then focuses on finding a board member who will best complement the current mix of capability on the board. The capability matrix is also used to select induction, development and education activities for the board and to articulate the ongoing relevance of a board member’s expertise prior to recommending re-election of that board member. In 2012, the board reviewed and updated the capability matrix and determined that all the criteria remained relevant and were free of gender bias. The board ensures that new directors are inducted to the company appropriately, including relevant industry knowledge, visits to specific company operations and briefings by key executives. To assist in providing appropriate development opportunities for continuing directors to develop and maintain their skills and knowledge of the company, each year, one of the scheduled board meetings will be held at one of the company’s international locations allowing directors to inspect the relevant operation, meet local management, customers and other stakeholders. Furthermore, directors are also provided with access to regional general managers and key industry speakers are scheduled to present to the board. Access to independent advice To help directors discharge their responsibilities, any director can appoint legal, financial or other professional consultants at the expense of the company with the chairman’s prior approval (which may not be unreasonably withheld). The board charter provides that non-executive directors may meet without management present. Conflicts of interest Board members must identify any conflict of interest they may have in dealing with the company’s affairs and then refrain from participating in any discussion or voting on these matters. Directors and senior executives must disclose any related party transactions in writing to the chairman. Acting ethically and responsibly Ethical standards Nufarm operates in many countries and does so in accordance with the social and cultural beliefs of each country. It is politically impartial except where the board believes that it is necessary to comment due to any perceived major impact on the company, its business or any of its stakeholders. We require all directors, senior executives and employees to adopt standards of business conduct that are ethical and which comply with the law. Where there are no legislative requirements, the company develops policy statements to ensure appropriate standards are maintained. The company’s code of conduct is available on the corporate governance section of the company’s website. Safeguard integrity in corporate reporting Financial reports The company has put in place a structure of review and authorisation to independently verify and safeguard the integrity of its financial reporting. The audit and risk committee reviews the company’s financial statements and the independence of the external auditors. Audit and risk committee Frank Ford is chairman of the board audit and risk committee and Anne Brennan and Gordon Davis are members of the committee. The committee comprises independent non-executive directors and is chaired by an independent director. Details of attendances at meetings of the audit and risk committee are set out on page 34 of this report. Frank Ford has a master of taxation from the University of Melbourne, a bachelor of business, accounting from RMIT University and is a fellow of the Institute of Chartered Accountants. Frank is a former managing partner of Deloitte Victoria after a long and successful career as a professional advisor spanning approximately 35 years. During that period, he was also a member of the Deloitte global board, global governance committee and national management committee. Frank is also a director of Toll Holdings Limited, Citigroup Pty Limited and Tarrawarra Museum of Art Limited. Anne Brennan has a bachelor of commerce (hons) from University College Galway and she is a fellow of both the Institute of Chartered Accountants in Australia and the Australian Institute of Company Directors. NUFARM LIMITED ANNUAL REPORT 2014 | 27 CORPORATE GOVERNANCE CONTINUED She was formerly the executive finance director for the Coates Group and chief financial officer for CSR. Prior to this Anne was a partner in professional services firms Ernst & Young, Andersen and KPMG. The committee has recommended that: • any former lead engagement partner of the firm involved in the company’s external audit should not be invited to fill a vacancy on the board; • the lead engagement audit partner will be required to rotate off the audit after a maximum five years, involvement; and • it will be at least two years before that lead partner can again be involved in the company’s audit. In the current period the audit and risk committee met on four occasions. Prior to the approval of the financial statements for any financial period, the board receives a declaration from the CEO and CFO that: • the financial records of the company have been properly maintained; • the financial statements comply with the appropriate accounting standards and give a true and fair view of the company’s financial position and performance; and • that opinion has been formed on the basis of a sound system of risk management and internal control which operates effectively. A summary of the disclosure policy is available on the corporate governance section of the company’s website. Rights of shareholders Information about Nufarm, including copies of: • relevant market announcements and related information; and • presentations made to analysts and investor briefings, are immediately made available on the company’s website: www.nufarm.com. The corporate governance section of the website contains all relevant governance information. Communication Nufarm is committed to timely, open and effective communication with its shareholders and the general investment community. Nufarm values a direct, two-way dialogue with shareholders and the company believes it is important not only to provide relevant information as quickly and efficiently as possible, but also to listen and understand shareholder’s perspectives and respond to their feedback. Nufarm’s communication policy aims to: The company’s external auditor attends the company’s AGM and is available to answer questions for shareholders relevant to the audit. • ensure that shareholders and the financial markets are provided with full and timely information about our activities; Disclosure The company has a detailed written policy and procedure to ensure compliance with both the ASX Listing Rules and the Corporations Act. This policy is reviewed regularly with the company’s legal advisers and was most recently amended in February 2014. The company secretary prepares a schedule of compliance and disclosure matters for directors to consider at each board meeting. • comply with its continuous disclosure obligations contained in applicable listing rules and the Corporations Act in Australia as well as industry guidelines such as the Australasian Investor Relations Association’s Best Practice Guidelines for Communication between Listed Entities and the Investment Community; • ensure equality of access to briefings, presentations and meetings for shareholders, analysts and media; and • encourage attendance and voting at shareholder meetings. Anne will be standing down as a director and deputy chairperson of Echo Entertainment Group Limited after that company’s 2014 annual general meeting. Anne is a director of Myer Limited, Charter Hall Group, Argo Investments Ltd, Rabobank Australia Limited and Rabobank New Zealand Limited. Gordon Davis has a bachelor of forest science (hons), master of agricultural science and he also holds a master of business administration. Gordon was managing director of AWB Limited between 2006 and 2010. Prior to this, he held various senior executive positions with Orica Limited, including general manager of Orica Mining Services (Australia, Asia) and general manager of Incitec Fertilizers. He has also served in a senior capacity on various industry associations. The committee has a formal charter which is reviewed annually. A copy of the audit and risk committee charter and the committee’s duties is available on the corporate governance section of the company’s website. The charter sets out membership requirements for the committee, its responsibilities and provides that the committee shall annually assess the external auditor’s actual or perceived independence by reviewing the services provided by the auditor. The charter also identifies those services that: • the external auditor may and may not provide; and • require specific audit and risk committee approval. 28 | NUFARM LIMITED ANNUAL REPORT 2014 CORPORATE GOVERNANCE CONTINUED Information is communicated to shareholders: Information, including in relation to: • the nature of the business of the • through the distribution of half year meeting; Full details of the members of the audit and risk committee are set out on pages 27 and 28 of this report. and annual reports; • whenever there are other significant developments to report, by electronic means as well as by post; and • when shareholders are provided with notice of the company’s AGM and other general meetings. Nufarm has a dedicated investor centre on the company’s website which contains: • all market announcements and related information which is posted immediately after release to the ASX; • a calendar of events relating to shareholders; • archived presentations made at the AGM and analyst and media briefings; • notice of annual general meeting and explanatory notes; • archived half year and annual reports; • ASX announcements and financial results for at least the last three years; and • the company’s share price. Management remains accessible to shareholders, analysts, fund managers and others with a potential interest in the company. Communications with external stakeholders are coordinated via a central contact point within the company. Shareholders are encouraged to attend and participate at general meetings. To facilitate this, meetings will be held during normal business hours and at a place convenient for the greatest possible number of shareholders to attend. The full text of notices and accompanying materials will appear on the company’s website. • conflicts of interest; • voting restrictions; and • directors’ recommendations, will be presented in a clear and concise manner designed to provide shareholders and the market with full and accurate information. Proxy forms will be provided in order to enable shareholders unable to attend the meeting to vote on the resolutions. Nufarm encourages its shareholders to receive communications from, and to send communications to it and its share registry, electronically. Nufarm’s formal communications policy is available on the corporate governance section of the company’s website. Identifying and managing risk The board is committed to identifying, assessing, monitoring and managing its material business risks. To that end, the board has implemented a sound risk management framework which it reviews at least annually to ensure its effectiveness. The board is responsible for the oversight of the company’s risk management system. The board ensures that appropriate policies are in place to ensure compliance with risk management controls and requires management to monitor, manage and report on business risks. The board delegates certain responsibilities to board committees and primarily to its audit and risk committee which is chaired by an independent director. The audit and risk committee’s responsibilities include providing an oversight of the effectiveness of Nufarm’s enterprise- wide risk management and internal control framework. In the current period the audit and risk committee met on four occasions. A copy of the audit and risk committee charter and its duties is available on the corporate governance section of the company’s website. The company’s risk management framework, policies and procedures set out the roles, responsibilities and guidelines for managing financial and operational risks associated with the business. The framework, policies and procedures have been designed to provide effective management of material risks at a level appropriate to Nufarm’s global business and are based on concepts and principles identified in the Australian/New Zealand Standard on Risk Management (AS/NZ ISO 31000:2009). The risk framework, policies and procedures will continue to be enhanced as the group’s operations develop and its range of activities expands. Nufarm’s group risk management department, led by the general manager global risk and assurance, manages the implementation of this framework across the group. Detailed risk profiles for key operational business units have been developed. These risk profiles identify the: • nature and likelihood of specific material risks; • key controls in place to mitigate and manage the risk; • sources and level of assurance provided on the effective operation of key controls; and • responsibilities for managing these risks. NUFARM LIMITED ANNUAL REPORT 2014 | 29 CORPORATE GOVERNANCE CONTINUED The audit and risk committee charter requires the committee and the general manager global risk and assurance to review, at least annually, the group’s risk management framework. In the current reporting period, the audit and risk committee reviewed the effectiveness of the company’s risk management framework to ensure that the framework remains sound. Nufarm’s internal audit function is headed by the general manager global risk and assurance who reports at each audit and risk committee meeting on the implementation and management of the enterprise risk management policy. As explained in the audit and risk committee charter, the internal audit is designed to: • assess the effectiveness of, or weaknesses in, the group’s internal control framework including computerised information system controls and security, the overall control environment, and accounting, treasury and financial controls; • consider significant findings and recommendations of the external auditors and internal auditors, together with management’s responses thereto, and the timetable for implementation of recommendations to correct identified weaknesses in internal controls; and • review, with the general manager global risk and assurance and the external auditors, the coordination of the audit effort to assure completeness of coverage of key business controls and risk areas, reduction of redundant effort, and the effective use of risk management and audit resources. The nomination and governance committee is responsible for ensuring the company has appropriate governance policies and practices and appropriate ethical standards. The health safety and environment (HSE) committee assists the board in respect of the company’s responsibilities in relation to health, safety and environment matters arising out of activities within the Nufarm group as they affect employees, contractors, visitors, customers and the communities in which the Nufarm group operates. Gordon Davis is chairman of the HSE committee and Peter Margin and Toshikazu Takasaki are members of the committee. The committee has a majority of independent directors. All board committees report to the board on risk management issues within their area of responsibility. A summary of the company’s policies on risk oversight and management of material business risks is available in the corporate governance section of the company’s website. Nufarm publishes an annual sustainability report which reviews economic, environmental and sustainability risks. A copy of the 2014 sustainability report is available on the company’s website. Remuneration The board has procedures to ensure that the level and structure of remuneration for executives and directors is appropriate. Full details of the executive remuneration structure are set out in the remuneration report on pages 36 to 48 of this report. Human resources committee Peter Margin is chairman of the human resources committee and Gordon Davis and Donald McGauchie are members. The committee comprises independent non-executive directors and is chaired by an independent director. The committee’s formal charter, a copy of which is available on the corporate governance section of the company’s website, includes a responsibility to review and make recommendations to the board in relation to Nufarm’s board and executive remuneration strategy, structure and practice with regard to: • Nufarm’s strategic objectives; • corporate governance principles; and • competitive practices. The specific matters the committee may consider include the review of: • executive management and directors’ remuneration, including the link between company and individual performance; • current industry best practice; • the outcome of the annual vote on the adoption of the remuneration report; • different methods for remunerating senior management and directors, including superannuation arrangements; • existing or proposed incentive schemes; • retirement and termination benefits and payments for senior management; and • professional indemnity and liability insurance policies. The committee is responsible for seeking and approving independent remuneration advisers who will provide independent remuneration advice, as appropriate, on board, chief executive officer and other key management personnel remuneration strategy, structure, practice and disclosure. The committee reports to the board on all matters and the board makes all decisions, except when power to act is delegated expressly to the committee. 30 | NUFARM LIMITED ANNUAL REPORT 2014 CORPORATE GOVERNANCE CONTINUED In the current period the human resources committee met on five occasions. The company distinguishes the structure of non-executive directors’ remuneration from that of senior executives. Details of senior executive and non-executive directors’ remuneration are set out in the remuneration report on pages 36 to 48 of this report. The rules of the short term incentive plan (‘STI plan’) provide that participants are not permitted to hedge any shares issued to them under the STI plan whilst those shares are held in trust. Clause 9 of the company’s security trading policy sets out the process by which key management personnel may seek approval to enter into a margin loan or other security arrangement in respect of Nufarm’s securities. A copy of the security trading policy is available on the corporate governance section of the company’s website. A copy of the human resources committee charter is available on the corporate governance section of the company’s website. NUFARM LIMITED ANNUAL REPORT 2014 | 31 FINANCIAL REPORT 32 | NUFARM LIMITED ANNUAL REPORT 2014 DIRECTORS’ REPORT The directors present their report together with the financial report of Nufarm Limited (‘the company’) and of the group, being the company and its subsidiaries and the group’s interests in associates and jointly controlled entities, for the financial year ended 31 July 2014 and the auditor’s report thereon. Directors The directors of the company at any time during or since the end of the financial year are: DG McGauchie AO (Chairman) DJ Rathbone AM (Managing director) AB Brennan GR Davis FA Ford Dr WB Goodfellow PM Margin T Takasaki Unless otherwise indicated, all directors held their position as a director throughout the entire period and up to the date of this report. Details of the qualifications, experience and responsibilities and other directorships of the directors are set out on pages 16 and 17. Company secretary The company secretary is R Heath. Details of the qualifications and experience of the company secretary are set on page 18. Directors’ interests in shares and step-up securities Relevant interests of the directors in the shares and step-up securities issued by the company and related bodies corporate are, at the date of this report, as notified by the directors to the Australian Securities Exchange in accordance with S205G(1) of the Corporations Act 2001, as follows: AB Brennan GR Davis FA Ford Dr WB Goodfellow1, 2 DG McGauchie1 PM Margin DJ Rathbone T Takasaki Nufarm Ltd ordinary shares 10,000 40,000 10,000 1,146,138 46,239 2,458 3,368,241 – Nufarm Finance (NZ) Ltd step-up securities – – – 48,423 – – 1,500 – 1. The shareholdings of Dr WB Goodfellow and DG McGauchie include shares issued under the company’s non-executive director share plan and held by Pacific Custodians Pty Ltd as trustee of the plan. 2. The holding of Dr WB Goodfellow includes his relevant interest in: (i) St Kentigern Trust Board (430,434 shares and 19,727 step-up securities) – Dr Goodfellow is chairman of the Trust Board. Dr Goodfellow does not have a beneficial interest in these shares or step-up securities. (ii) Sulkem Company Limited (123,171 shares). (iii) 531 Trust (400,861 shares). Dr Goodfellow and EW Preston are trustees of 531 Trust. (iv) Auckland Medical Research Foundation (26,558 step-up securities). Dr Goodfellow does not have a beneficial interest in these step-up securities. (v) Trustees of the Goodfellow Foundation (33,854 shares and 1,338 step-up securities). Dr Goodfellow is Chairman of the Foundation and does not have a beneficial interest in these shares or step-up securities. (vi) Archem Trading (NZ) Ltd (700 step-up securities). NUFARM LIMITED ANNUAL REPORT 2014 | 33 DIRECTORS’ REPORT continued Directors’ meetings The number of directors’ meetings (including meetings of board committees) and number of meetings attended by each of the directors of the company during the financial year are: Director Board Audit and risk Committees Human resources Nomination and governance AB Brennan GR Davis FA Ford Dr WB Goodfellow DG McGauchie PM Margin DJ Rathbone T Takasaki Meetings held1 10 10 10 10 10 10 10 10 Meetings attended 9 10 10 10 10 10 10 10 Meetings held1 4 4 4 – – – – – Meetings attended 4 4 4 – – – – – Meetings held1 – 5 – – 5 5 – – Meetings attended – 5 – – 5 5 – – Meetings held1 – – 3 3 3 – – – Meetings attended – – 3 3 3 – – – Health safety and environment Meetings held1 2 3 – – – 3 – 1 Meetings attended 2 3 – – – 3 – 1 1. Number of meetings held during the period the director held office. Principal activities and changes Details of Nufarm’s principal activities and changes are set out in the information on the company section on pages 20 and 21 of the financial report Nufarm employs approximately 3,445 people at its various locations in Australasia, Africa, the Americas and Europe. The company is listed on the Australian Securities Exchange (symbol NUF). Its head office is located at Laverton in Melbourne. Results The net profit attributable to members of the group for the 12 months to 31 July 2014 is $37.7 million. The comparable figure for the 12 months to 31 July 2013 was $81.0 million. Dividends The following dividends have been paid declared or recommended since the end of the preceding financial year. The final dividend for 2012–2013 of five cents paid 15 November 2013. The interim dividend for 2013–2014 of three cents paid 9 May 2014. The final dividend for 2013–2014 of five cents as declared and recommended by the directors is payable 14 November 2014. Nufarm step-up securities distributions The following Nufarm step-up securities distributions have been paid since the end of the preceding financial year: Distribution for the period 16 April 2013 – 15 October 2013 at the rate of 6.9525% per annum paid 15 October 2013 Distribution for the period 15 October 2013 – 15 April 2014 at the rate of 6.5167% paid 15 April 2014 $000 13,166 7,912 $000 8,749 8,156 Review of operations The review of the operations during the financial year and the results of those operations are set out in the managing director’s review on pages 4 to 8 and the business review on pages 11 to 13. 34 | NUFARM LIMITED ANNUAL REPORT 2014 DIRECTORS’ REPORT continued State of affairs The state of the group’s affairs are set out in the managing director’s review on pages 4 to 8 and the business review on pages 11 to 13. Operations, financial position, business strategies and prospects Information on the group, which enables an informed assessment of its operations, financial position, strategies and prospects, is contained in the financial accounts, managing director’s review, the business review, and the information on the company section on pages 20 and 21 of the financial report. Events subsequent to reporting date On 23 September 2014, the directors declared a final unfranked dividend of five cents per share payable 14 November 2014. Likely developments Likely developments in the group’s operations and the expected results of those operations are contained in the managing director’s review and the business review. Environmental performance Details of Nufarm’s performance in relation to environmental regulations are set out on pages 14 to 15. The group did not incur any prosecutions or fines in the financial period relating to environmental performance. The group publishes annually a sustainability report (formerly called health, safety and environment report). This report can be viewed on the group’s website or a copy will be made available upon request to the company secretary. Non-audit services During the year KPMG, the company’s auditor, has performed certain other services in addition to their statutory duties. Details of the audit fee and non-audit services are set out in note 40 of the financial report. The board has considered the non-audit services provided during the year by the auditor and, in accordance with written advice provided by resolution of the audit and risk committee, is satisfied that the provision of those non-audit services during the year by the auditor is compatible with, and did not compromise, the auditor independence requirements of the Corporations Act 2001 for the reason that all non-audit services were subject to the corporate governance procedures adopted by the company and have been reviewed by the audit and risk committee to ensure they do not impact the integrity and objectivity of the auditor. Indemnities and insurance for directors and officers The company has entered into insurance contracts, which indemnify directors and officers of the company, and its controlled entities against liabilities. In accordance with normal commercial practices, under the terms of the insurance contracts, the nature of the liabilities insured against and the amount of premiums paid are confidential. An indemnity agreement has been entered into between the company and each of the directors named earlier in this report. Under the agreement, the company has agreed to indemnify the directors against any claim or for any expenses or costs, which may arise as a result of the performance of their duties as directors. There are no monetary limits to the extent of this indemnity. Lead auditor’s independence declaration The lead auditor’s independence declaration is set out on page 49 and forms part of the directors’ report for the financial year ended 31 July 2014. Rounding of amounts The company is of a kind referred to in Australian Securities and Investment Commission Class Order 98/100 dated 10 July 1998 and, in accordance with that class order, amounts in the financial statements and the directors’ report have been rounded off to the nearest thousand dollars, unless otherwise stated. NUFARM LIMITED ANNUAL REPORT 2014 | 35 DIRECTORS’ REPORT continued Remuneration report (audited) A message from the chairman of the human resources committee (unaudited) Nufarm’s remuneration structure is designed to support our strategic objectives and help drive sustainable value creation. The capabilities and commitment of our management and employees make a critical contribution to the success of the company and our remuneration policies are based on principles that encourage and reward performance and outcomes. The short and long term incentive plans combine shared accountability for financial results with individual reward for strategic changes and improvements within the individual’s function or business unit. Each year the board reviews the financial metrics and individual objectives to ensure they remain appropriate as a basis of reward given the objectives of the business strategy and the interests of shareholders. Nufarm’s remuneration report is for the year ended 31 July 2014. The report details remuneration information as it applies to Nufarm non-executive directors (NED) and Nufarm’s executives (referred to as key management personnel (KMP)). KMP include the managing director and the group executives who have the authority and responsibility for successfully planning, directing and controlling Nufarm’s business. Peter Margin Key management personnel disclosed in this report The following were key management personnel of the consolidated entity at any time during the reporting period and were key management personnel for the entire period (except where denoted otherwise). Non-executive directors DG McGauchie AO (Chairman) DJ Rathbone AM (Managing director and chief executive officer) GR Davis Dr WB Goodfellow PM Margin AB Brennan FA Ford (appointed 10 October 2012) GA Hounsell (retired 8 October 2012) T Takasaki (appointed 6 December 2012) Other key management personnel Executives BF Benson P Binfield BJ Croft R Heath G Hunt DA Mellody MJ Pointon E Prado2 DA Pullan1 RG Reis Title Group executive, marketing and portfolio development Chief financial officer Group executive, people and performance Group executive, corporate services Group executive, commercial operations Group executive, procurement and commercial services Group executive, innovation and development Group executive, manufacturing and supply chain Group executive, operations Group executive, corporate strategy and external affairs 1. DA Pullan resigned as group executive, operations with effect from 31 July 2013. 2. E Prado was appointed as group executive, manufacturing with effect from 1 July 2013. 36 | NUFARM LIMITED ANNUAL REPORT 2014 DIRECTORS’ REPORT continued Remuneration governance The human resources committee is responsible for reviewing and making recommendations to the board on remuneration policies and packages applicable to KMP. The committee is comprised of three independent non-executive directors and is tasked with ensuring that remuneration policies and packages retain and motivate high-calibre executives and have a clear relationship between company performance and executive remuneration. The committee charter can be found at www.nufarm.com The board measures financial performance under the short term incentive (STI) and long term incentive plan (LTIP) using audited numbers. The relative total shareholder return (TSR) will be measured by an independent external advisor. Within the remuneration framework the board has discretion to ‘clawback’ LTIP and deferred STI prior to vesting where: payment is contrary to the financial soundness of the company; in circumstances where the financial performance of Nufarm over the relevant period (including the initial STI performance period) has been misstated; and/or for individual gross misconduct. KMP are not permitted to hedge any shares issued to them under the STI while those shares remain held in trust. Key outcomes for the 2014 year detailed in this report include: • fixed remuneration increases for KMP; • STI awards to KMP in line with performance; and • LTIP awards to KMP. Remuneration advice The human resources committee did not seek external executive remuneration benchmarking data for the 2014 year but relied on general information on executive salary movements to inform the committee’s recommendations to the board in regard to KMP salaries. The board considered this information in light of company performance, changes during the year to the scope and scale of executive roles, individual performance and the motivation and retention of key individuals, in making its remuneration decisions. Principles of remuneration for the period ended 31 July 2014 The company’s remuneration policy for the period ended 31 July 2014 was based on total target reward (TTR) structured to align overall remuneration spend with business performance. TTR was composed of total fixed remuneration (TFR), a variable component of STI linked to current year performance and a LTIP linked to longer term performance and business outcomes. Remuneration mix The TTR for the majority of the KMP (excluding the managing director) will have a mix at target of 55 per cent fixed, 25 per cent STI (50 per cent paid cash and 50 per cent retained in equity) and 20 per cent LTIP (retained in performance rights). New KMP are employed on this basis. For longer serving KMP a case by case transition plan is being implemented to arrive at the target remuneration mix. Individual plans are necessary given different salary levels and contractual arrangements. The effect of this transition is that an increasing percentage of the KMP’s remuneration is ‘at risk’ and is directly linked to company performance in the short, medium and longer term. Fixed remuneration The company’s policy for the fixed reward was benchmarked against Australian executives with reference to the 62.5th percentile of companies of similar size and complexity excluding retail, utilities, financial and resources companies. The 62.5th percentile positioning reflects the reality that while the current KMP are Australian-based, they have significant international responsibility and operate in a globally competitive employment market where remuneration levels are often higher than in the Australian market. NUFARM LIMITED ANNUAL REPORT 2014 | 37 DIRECTORS’ REPORT continued Short term incentive Nufarm’s strategy focuses on growth and increased participation in high value markets with sustainable returns. Therefore, our STI program is heavily biased to growth in profitability and a strong focus on balance sheet management. Eighty per cent of STI potential was attached to the achievement of key financial outcomes for which KMP have shared accountability. Twenty per cent of STI potential was attached to individual strategic objectives depending on the role and function of the executive. Each of these objectives was focused on the contribution of the individual to the development of innovation capability and increased business discipline, both of which the company sees as integral to delivering targeted financial outcomes and returning the company to acceptable returns for shareholders. The board reviews the measures each year to ensure they remain relevant for the company and shareholders. For the 2014 year the financial measures remained unchanged with the board determining that underlying net profit after tax (NPAT) and average net working capital (ANWC)/sales are aligned with shareholder interests and rewards and also reflect the focus within the business on both profit and balance sheet performance. In 2014 the STI, which rewards annual performance, was delivered through a combination of cash incentive and shares which were retained and will vest in 2016 on the second anniversary. Who participates in the STI? When are awards made? What measures are used in the plan? Plan participants include KMP and senior managers globally. Awards under the plan are made at the end of the financial year. The board sets measures at the start of each year focused on profitability, balance sheet management and overall return. Noted below are the measures used in 2014. 80% of the potential was based on underlying net profit after tax (NPAT) and average net working capital (ANWC)/sales. This structure reflects Nufarm’s strong focus on the use of capital and ensures alignment of reward to business outcomes and shareholder returns. 20% of the potential was based on individual strategic and business improvement objectives aligned to the role and contribution of the executive. When and how are the STI payments determined? The board has resolved to change the percentage allocation for the managing director in the 2015 year from 80/20 financial to strategic to 70/30 to highlight the importance of effective competitive strategy to the sustainable performance of the business. Awards are assessed annually at the end of the financial year. Awards are based on the percentage achievement against the budget and strategic measures. Percentage budget achievement <85 85 Percentage of STI target award realised Straight-line vesting between 85% and budget and between budget (target) and 120% budget achievement (stretch). 25 nil 100 120 Underlying NPAT 110 ANWC/Sales 150 100 Are payments in cash or shares? When do the shares vest? Is there a clawback provision in the plan? Strategic and business improvement objectives are assessed on a merit basis against stated objectives. 50% of STI is paid in cash at the time of performance testing and 50% deferred into shares in the company for nil consideration. Vesting will occur on the second anniversary subject to continued employment. The rules of the plan provide for clawback of deferred STI prior to vesting where: payment is contrary to the financial soundness of the company; in circumstances where the financial performance of Nufarm over the relevant period (including the initial STI performance period) has been misstated; and/or for individual gross misconduct. 38 | NUFARM LIMITED ANNUAL REPORT 2014 DIRECTORS’ REPORT continued Long term incentive plan Nufarm’s LTIP commenced in 2011 and is based on the principle of aligning executive interests and rewards with those of shareholders. Return on funds employed (ROFE) has long been held as an important metric for Nufarm and it was considered important to include a return measure in the LTIP. Relative TSR recognises that investors will choose to invest their money in industries and companies with acceptable returns. This plan rewards executives to the degree the company performs against these two hurdles over three years. Why have an LTIP? Who participates in the LTIP Are the awards cash or shares? This plan aligns executive interests and earnings with the longer term Nufarm strategy and the interests of shareholders. The current participants in the plan are KMP and other selected senior managers (together, the LTIP participants). The plan rules provide the flexibility to use a number of different instruments provided they comply with local regulations and sound practice. Previous awards were granted to Australian executives in the form of performance rights, which comprise rights to acquire ordinary shares in the company for nil consideration, subject to the achievement of global performance hurdles. The 2014 allocations will be in indeterminate rights. At the time of vesting the board will determine if the rights convert to ordinary shares or cash or other instruments which may be in use at the time. These rights will be valued using the same methodology as employed in previous years. The change has no impact on the measurement or on the likelihood of vesting. When are the awards made? Under the plan, Australian LTIP participants receive an annual award of rights as soon as How are the number of rights calculated? practical after the announcement of results for the preceding year. The number of rights for previous years of the plan were calculated at ‘face value’ using the five-day volume weighted average price (VWAP) post the announcement of annual results; When do the awards vest? Why have ROFE and relative TSR been chosen as the hurdles? What is the comparator group for the assessment of relative TSR? How is relative TSR measured? • the board reviews efficacy of a fair value methodology annually and the board resolved to retain ‘face value’ for the 2014 awards; and • to be eligible the LTIP participant needs to be employed by Nufarm on the vesting date. The performance/vesting period for awards is three years. Awards will vest in two equal tranches as follows: • 50% of the LTIP grant will vest subject to the achievement of a relative TSR performance hurdle measured against a selected comparator group of companies; and • the remaining 50% of the LTIP grant will vest subject to the three year average of an absolute ROFE target. ROFE is used to track progress towards the goal to return long term results back to acceptable levels for Nufarm (ROFE). Strong relative TSR performance ensures Nufarm is an attractive investment for shareholders. Based on the results of research and modelling carried out by Ernst & Young, the board approved the adoption of the ‘S&P ASX 200 excluding those companies in the Financial, Materials and Energy groups’ as the TSR comparator group. This provides a group which is large enough for sound measurement with exclusions that reduce the volatility by removing companies which are in significantly different industries to Nufarm. This comparator group is also seen as an appropriate representation of Nufarm’s competitors for investment. TSR will be measured over the performance period. For the purposes of this measurement, each company’s share price will be measured using the average closing price over 60 days up to (but excluding) the first day of the performance period, and the average closing price over 60 days up to and including the last day of the performance period. NUFARM LIMITED ANNUAL REPORT 2014 | 39 DIRECTORS’ REPORT continued What is the relative TSR performance required for vesting? TSR of Nufarm relative to the TSR of comparator group companies Less than 50th percentile 50th percentile Between 51st percentile and 75th percentile 75th percentile Proportion of TSR grant vesting 0% 50% Straight-line vesting between 50% and 100% 100% vesting How is the ROFE target set? ROFE objectives are set by the board at the beginning of each year. There is both a ‘target’ How is ROFE measured? What ROFE result is required for vesting? What was the result for the 2014 year? What happens if the awards do not vest? Is there a clawback provision in the plan? and a ‘stretch’ hurdle. These numbers are based on the budget and growth strategy. ‘Target’ represents a sustainable return to acceptable ROFE levels. Stretch recognises achievement well above budget. This ensures that full vesting of the LTIP is truly reliant on outstanding performance. Return is calculated on the group’s earnings before interest and taxation and adjusted for any non-operating items. Funds employed are represented by shareholders’ funds plus total interest-bearing debt. For the purposes of measuring ROFE performance in the LTIP, ROFE will be averaged over the life of the plan. Percentage of ROFE target achieved Less than target Target Between target and stretch Stretch There is no partial vesting of the LTIP before the third anniversary which was 31 July 2014 for the first awards under the plan. The table below shows the performance against target for the first two years of the plan. Proportion of ROFE grant vesting 0% 50% Straight-line vesting between 50% and 100% 100% Target % 10.0 10.9 10.0 10.3 Outcome % 10.4 2012 8.8 2013 9.1 2014 Cumulative three-year average 9.4 This means that the first award which matures in 2014 has not vested on either the ROFE or the relative TSR and the rights have been forfeited. At this time the 2013 award is tracking below the ROFE hurdle rate necessary to trigger vesting on this metric. To the extent that the TSR and ROFE performance hurdles are not met at the end of the three year performance period and full vesting is not achieved, performance will not be re-tested and the award will lapse. The awards tested on the 31 July 2014 did not vest and therefore the rights have lapsed. The rules of the plan provide for clawback of unvested LTIP rights where: payment is contrary to the financial soundness of the company; in circumstances where the financial performance of Nufarm over the relevant period has been misstated; and/or for individual gross misconduct. Link between performance and KMP remuneration outcomes • Fixed and variable remuneration review: given the financial performance of the group and the contribution to the continued recovery of the business, KMP were granted increases in fixed remuneration and short term incentive potential of between three per cent and 6.5 per cent. Percentage increases reflected company performance, changes in the scope and responsibility of the role and individual performance. • STI: based on an underlying NPAT result of $86.4 million, an ANWC/Sales result at 47.7 per cent and performance against individual strategic and business improvement objectives, KMP were awarded a limited incentive in accordance with the rules of the plan. – Individual objectives were driven by Nufarm’s strategy and the goals to deliver on sustainable innovation and business discipline across the business. These objectives were specific to the role of each executive and included organisation restructuring, management and board renewal, business process and systems improvements and the implementation of initiatives to support growth in higher-value segments. 40 | NUFARM LIMITED ANNUAL REPORT 2014 DIRECTORS’ REPORT continued • The managing director’s incentive outcome for 2014 was a calculated on part achievement of financial results and part achievement of strategic objectives. • LTIP: the LTIP vests on the third anniversary. Neither the average ROFE result over the three years nor the TSR result for triggered vesting and the rights for this first award have been forfeited. Results for 2013 and 2014 are currently tracking below the hurdle rate necessary to trigger any payment against this metric. The table below summarises the company’s performance and shareholder wealth statistics which influence KMP variable remuneration. These are listed over the last five years with the exception of ANWC/Sales and underlying NPAT which were used for calculation of the 2013 STI. Underlying EBIT* $M 148.4 171.8 206.0 186.8 200.6 ANWC/ Sales** % N/A N/A 45.3 46.8 47.7 Underlying NPAT* $M N/A N/A 115.4 83.2 86.4 ROFE achieved % 6.0 7.6 10.4 8.8 9.1 Closing share price 31 July $ 3.82 4.34 5.47 4.50 4.35 Total shareholder return*** % (62.7) 13.6 26.8 (16.5) (1.7) 2010 2011 2012 2013 2014 * Underlying EBIT is earnings before net finance costs, taxation and material items. Underlying NPAT is net profit after tax before material items. Underlying NPAT and underlying EBIT are used internally by management to assess performance of our business and make decisions on the allocation of our resources. NPAT, rather than EBIT, is used to assess management’s STI to ensure rewarded business outcomes are aligned with shareholder returns. ** Average net working capital/sales is used throughout the business and highlights the strong business-wide focus on the management of working capital over the full year. *** Source: Credit-Suisse. 2014 STI outcomes 2014 STI potential KMP Doug Rathbone* Paul Binfield Elbert Prado Brian Benson Robert Reis Greg Hunt Dale Mellody Mike Pointon Bonita Croft Rodney Heath At target $ 1,687,140 322,740 206,400 520,905 455,211 289,405 390,902 286,272 245,072 239,009 At maximum $ 2,530,710 484,110 309,600 781,358 682,817 434,107 586,353 429,408 367,068 358,513 Total award as a % of target potential 24.6 33.6 33.6 33.6 33.6 33.6 33.6 33.6 33.6 33.6 Total award $ 414,216 108,284 69,250 174,771 152,730 97,100 131,153 96,048 82,224 80,190 * Deferred STI is retained in cash. To be paid in cash in October 2014 $ 165,686 54,142 34,625 87,385 76,365 48,550 65,576 48,024 41,112 40,095 Retained in shares vesting on 2nd anniversary 31 July 2016 $ 248,530 54,142 34,625 87,385 76,365 48,550 65,576 48,024 41,112 40,095 NUFARM LIMITED ANNUAL REPORT 2014 | 41 DIRECTORS’ REPORT continued 2014 LTIP allocations KMP Doug Rathbone Paul Binfield Elbert Prado Brian Benson Robert Reis Greg Hunt Dale Mellody Mike Pointon Bonita Croft Rodney Heath Value of award $ 811,125 257,940 165,121 154,857 137,943 231,950 118,444 98,569 74,257 72,420 Number of performance rights* 170,881 54,341 34,786 32,624 29,061 48,865 24,953 20,766 15,644 15,257 Grant date 5.12.2013 9.10.2013 9.10.2013 9.10.2013 9.10.2013 9.10.2013 9.10.2013 9.10.2013 9.10.2013 9.10.2013 Vesting date 31.7.2016 31.7.2016 31.7.2016 31.7.2016 31.7.2016 31.7.2016 31.7.2016 31.7.2016 31.7.2016 31.7.2016 Fair value at grant date TSR tranche (50% of award) $2.40 $2.48 $2.48 $2.48 $2.48 $2.48 $2.48 $2.48 $2.48 $2.48 ROFE tranche (50% of award) $4.10 $4.21 $4.21 $4.21 $4.21 $4.21 $4.21 $4.21 $4.21 $4.21 * Rights were valued at $4.7467 being the five-day VWAP post the announcement of 2013 annual results. Service contracts The company has employment contracts with the KMP. These contracts formalise the terms and conditions of employment. The contracts are for an indefinite term. The contracts of the managing director and most other KMP named in this report were entered into prior to the announcement of legislation to change termination payment limits for executives. The company may terminate the contract of the managing director, either immediately or by giving 12 months’ notice, in which case the managing director will be paid a termination payment equivalent to 24 months’ TFR (base salary plus value of benefits such as motor vehicle and superannuation and any fringe benefits tax in relation to those benefits). The contract also provides for the company to be able to make a payment in lieu of notice should it wish, for payment of any entitlements due under existing STI and LTI plans and for payment of applicable statutory entitlements. The managing director may terminate the contract by giving the company 12 months’ notice. In this event, the contract provides an entitlement for the managing director to a termination payment equal to any part of the notice period, paid in lieu, by the company. In addition, the managing director will be paid any entitlements due under existing STI and LTI plans and all applicable statutory entitlements. In certain limited circumstances, the managing director may also terminate his contract on immediate notice. This includes where there is a change of duties or responsibilities without the managing director’s agreement which has the effect of material change in status and in certain other limited circumstances. If the contract is terminated in these circumstances, the managing director will, in general, be entitled to the payments outlined above where the company terminates on immediate notice. In extremely limited circumstances, the managing director may also be entitled to an additional amount equal to 24 months’ entitlement under the STI and LTI plans. The company may terminate the contract of other KMP by six months’ notice in which case a termination payment equivalent to 12 months’ total employment cost will be paid. In addition, the contracts provide for payment of any part of the applicable notice period paid in lieu, plus any entitlements due under existing STI and LTI plans (including any entitlements which would have been payable under the STI and LTI plans in the period ending on the later of (i) the last day of the financial year following notice of termination or (ii) six months following notice of termination) and applicable statutory entitlements. The company may terminate the employment contracts immediately for serious misconduct. 42 | NUFARM LIMITED ANNUAL REPORT 2014 DIRECTORS’ REPORT continued Termination benefits Under the rules of the STI plan if a KMP leaves before the vesting anniversary under ‘qualifying leaver’ provisions the equity will remain in the plan until the vesting date. If the KMP leaves under other than ‘qualifying leaver’ circumstances the equity will be forfeited. To be eligible under the LTI plan the KMP must be employed by Nufarm on the first anniversary of the allocation. If the executive leaves before this date the allocation is forfeited. If the executive leaves under ‘qualifying leaver’ provisions after the first anniversary and before the third anniversary of the plan the allocation will be pro-rated and the pro-rated allocation will remain ‘on foot’ in the plan subject always to certain overriding discretions set out in the plan, and to supervening provisions in certain executive contracts, which extend or alter the manner in which the pro-rating is undertaken. ‘Qualifying leaver’ provisions include participants who cease employment due to retirement, death, ill health/disability, redundancy, or contract severance without cause by Nufarm. The rules of the plans provide the flexibility, in special circumstances (e.g. health or severe personal hardship), to accelerate the vesting. In the case of the STI this would result in the shares being released from the trust to the KMP. In the case of the LTI plan the qualifying allocation will be tested against the hurdles to determine the value (if any) of the allocation. Non-executive directors (NED) The board’s policy with regard to NED remuneration is to position board remuneration at the market median with comparable sized listed entities. The board determines the fees payable to non-executive directors within the aggregate amount approved from time to time by shareholders. At the company’s 2009 AGM, shareholders approved an aggregate of $1,600,000 per year (including superannuation costs). Set out below are details of the annual fees payable for the year ended 31 July 2014 (including superannuation costs). These fees were effective from 1 February 2012. There was no change to fees during the 2014 year. The total fees for the 2014 year remained within the approved cap. However, the board has determined that five years after the last revision of the board fee cap it is appropriate to seek a 10 per cent increase to accommodate the possible addition of another board member and cover a review of fees in February 2015. Chairman1 General board Audit and risk committee chair Audit and risk committee member Health, safety and environment committee chair Health, safety and environment committee member Human resources committee chair Human resources committee member Nominations committee chair Nominations committee member 1. The chairman receives no fees as a member of any committee. Fees applicable from 1 August 2013 to 31 July 2014 $ 346,500 141,750 28,875 11,550 17,325 5,775 23,100 8,663 11,550 1,444 per meeting Board fees are reviewed every 18 months. These fees will be reviewed again in February 2015. NUFARM LIMITED ANNUAL REPORT 2014 | 43 DIRECTORS’ REPORT continued Remuneration of directors and executives Details follow of the nature and amount of each major element of remuneration in respect of the non-executive directors and key management personnel, which includes the managing director and group executives. In AUD Directors’ non-executive AB Brennan GR Davis Dr WB Goodfellow GA Hounsell3 DG McGauchie P Margin F Ford2 T Takasaki4 Sub total non-executive directors’ remuneration Executive director DJ Rathbone Total directors’ remuneration Group executives PA Binfield BF Benson7 GA Hunt RG Reis DA Mellody MJ Pointon BJ Croft R Heath E Prado6 DA Pullan5 Sub total – total executives’ remuneration Total directors’ and executives’ remuneration Short term Salary and fees $ Cash bonus (vested) $ Non- monetary benefits $ 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 143,301 137,728 162,988 155,228 132,801 126,478 – 27,841 315,000 300,000 155,114 147,728 159,051 122,387 130,718 80,717 1,198,973 1,098,107 1,581,554 1,522,303 2,780,527 2,620,410 677,492 639,588 753,818 682,937 606,730 587,303 657,587 610,707 561,743 498,339 410,026 346,351 333,042 324,974 290,654 281,498 443,055 55,078 – 778,558 4,734,147 4,805,333 7,514,674 7,425,743 – – – – – – – – – – – – – – – – – – 440,339 840,247 440,339 840,247 54,141 51,709 87,385 83,458 48,550 46,372 76,365 72,940 65,576 62,629 48,024 45,866 41,112 39,265 40,095 38,293 34,625 – – 87,252 495,873 527,784 936,212 1,368,031 – – – – – – – – – – – – – – – – – – 55,027 47,172 55,027 47,172 – – 16,557 37,638 8,636 14,160 22,199 43,511 16,479 35,219 18,381 35,416 43,207 33,519 34,097 32,746 57,378 – – – 216,934 232,209 271,961 279,381 Total $ 143,301 137,728 162,988 155,228 132,801 126,478 – 27,841 315,000 300,000 155,114 147,728 159,051 122,387 130,718 80,717 1,198,973 1,098,107 2,076,920 2,409,722 3,275,893 3,507,829 731,633 691,297 857,760 804,033 663,916 647,835 756,151 727,158 643,798 596,187 476,431 427,633 417,361 397,758 364,846 352,537 535,058 55,078 – 865,810 5,446,954 5,565,326 8,722,847 9,073,155 1. Represents total remuneration in the financial year. 2. F Ford appointed as a director 10 October 2012. 3. GA Hounsell retired as a director on 8 October 2012. 4. T Takasaki appointed as a director 6 December 2012. 5. D Pullan retired from Nufarm 31 July 2013. Payments to Mr Pullan comprised his entitlements and termination payment under the conditions of his employment contract. 6. E Prado was appointed to the role of group executive manufacturing and supply chain on 1 July 2013. 7. BF Benson – other long term includes partial payout of annual leave accrued. Note: KMP were granted increases in fixed remuneration and short term incentive potential of between three per cent and 6.5 per cent. Percentage increases reflected changes in the scope and responsibility of the role, individual performance and alignment to market comparators. 44 | NUFARM LIMITED ANNUAL REPORT 2014 Post- employment Share-based payments Other long term Superannuation $ Termination benefits Equity settled Total1 Total $ remuneration Percentage of Value of options remuneration performance- based % as a proportion of total remuneration % 14,330 13,772 16,299 15,522 13,280 12,647 – 2,784 31,500 30,000 15,511 14,772 15,905 12,238 13,071 8,071 119,896 109,806 33,416 22,341 153,312 132,147 24,650 23,606 24,850 23,725 25,832 22,917 24,850 24,000 24,175 24,150 24,850 24,000 35,000 25,833 34,017 24,833 23,180 2,040 – 30,828 241,404 225,932 394,716 358,079 $ – – – – – – – – – – – – – – – – – – 192,602 439,683 192,602 439,683 126,562 175,934 141,108 201,346 112,038 162,636 124,230 175,405 106,058 150,335 82,320 109,715 66,792 93,820 65,223 92,085 43,441 – – $ – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – 799,000 799,000 799,000 210,500 867,772 1,371,776 1,060,374 1,811,459 $ – – – – – – – – – – – – – – – – – – – – – – – – – – – – 75,383 94,909 75,383 94,909 229,130 25,364 23,266 29,644 5,588 17,265 10,992 15,080 17,101 18,009 286,077 105,362 361,460 200,271 157,631 151,500 179,287 170,750 146,081 139,125 – 30,625 346,500 330,000 170,625 162,500 174,956 134,625 143,789 88,788 1,318,869 1,207,913 2,378,321 2,966,655 3,697,190 4,174,568 882,845 890,837 1,252,848 1,054,468 801,786 833,388 928,497 956,207 779,619 787,937 594,593 576,428 519,153 517,411 481,187 487,464 601,679 57,118 – 1,906,138 6,842,207 8,067,396 10,539,397 12,241,964 27 43 20 26 18 27 20 25 22 26 22 27 22 27 21 26 22 27 13 0 0 16 8 15 8 13 13 3 7 8 4 6 4 7 5 7 4 6 4 7 8 0 0 4 Remuneration of directors and executives Details follow of the nature and amount of each major element of remuneration in respect of the non-executive directors and key management personnel, which includes the managing director and group executives. Post- employment Share-based payments Other long term Total1 DIRECTORS’ REPORT continued Superannuation $ Termination benefits $ 14,330 13,772 16,299 15,522 13,280 12,647 – 2,784 31,500 30,000 15,511 14,772 15,905 12,238 13,071 8,071 119,896 109,806 33,416 22,341 153,312 132,147 24,650 23,606 24,850 23,725 25,832 22,917 24,850 24,000 24,175 24,150 24,850 24,000 35,000 25,833 34,017 24,833 23,180 2,040 – 30,828 241,404 225,932 394,716 358,079 – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – 799,000 – 799,000 – 799,000 Equity settled $ – – – – – – – – – – – – – – – – – – 192,602 439,683 192,602 439,683 126,562 175,934 141,108 201,346 112,038 162,636 124,230 175,405 106,058 150,335 82,320 109,715 66,792 93,820 65,223 92,085 43,441 – – 210,500 867,772 1,371,776 1,060,374 1,811,459 $ – – – – – – – – – – – – – – – – – – 75,383 94,909 75,383 94,909 – – 229,130 25,364 – – 23,266 29,644 5,588 17,265 10,992 15,080 – – 17,101 18,009 – – – – 286,077 105,362 361,460 200,271 Total remuneration $ Percentage of remuneration performance- based % Value of options as a proportion of total remuneration % 157,631 151,500 179,287 170,750 146,081 139,125 – 30,625 346,500 330,000 170,625 162,500 174,956 134,625 143,789 88,788 1,318,869 1,207,913 2,378,321 2,966,655 3,697,190 4,174,568 882,845 890,837 1,252,848 1,054,468 801,786 833,388 928,497 956,207 779,619 787,937 594,593 576,428 519,153 517,411 481,187 487,464 601,679 57,118 – 1,906,138 6,842,207 8,067,396 10,539,397 12,241,964 27 43 20 26 18 27 20 25 22 26 22 27 22 27 21 26 22 27 13 0 0 16 8 15 8 13 3 7 8 13 4 6 4 7 5 7 4 6 4 7 8 0 0 4 NUFARM LIMITED ANNUAL REPORT 2014 | 45 In AUD Directors’ non-executive AB Brennan GR Davis Dr WB Goodfellow GA Hounsell3 DG McGauchie P Margin F Ford2 T Takasaki4 Sub total non-executive directors’ remuneration Executive director DJ Rathbone Total directors’ remuneration Group executives PA Binfield BF Benson7 GA Hunt RG Reis DA Mellody MJ Pointon BJ Croft R Heath E Prado6 DA Pullan5 Short term Cash bonus (vested) Non- monetary benefits Salary and fees $ 143,301 137,728 162,988 155,228 132,801 126,478 – 27,841 315,000 300,000 155,114 147,728 159,051 122,387 130,718 80,717 1,198,973 1,098,107 1,581,554 1,522,303 2,780,527 2,620,410 677,492 639,588 753,818 682,937 606,730 587,303 657,587 610,707 561,743 498,339 410,026 346,351 333,042 324,974 290,654 281,498 443,055 55,078 – $ – – – – – – – – – – – – – – – – – – 440,339 840,247 440,339 840,247 54,141 51,709 87,385 83,458 48,550 46,372 76,365 72,940 65,576 62,629 48,024 45,866 41,112 39,265 40,095 38,293 34,625 – – 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 2014 2013 $ – – – – – – – – – – – – – – – – – – 55,027 47,172 55,027 47,172 – – 16,557 37,638 8,636 14,160 22,199 43,511 16,479 35,219 18,381 35,416 43,207 33,519 34,097 32,746 57,378 – – – 216,934 232,209 271,961 279,381 Total $ 143,301 137,728 162,988 155,228 132,801 126,478 – 27,841 315,000 300,000 155,114 147,728 159,051 122,387 130,718 80,717 1,198,973 1,098,107 2,076,920 2,409,722 3,275,893 3,507,829 731,633 691,297 857,760 804,033 663,916 647,835 756,151 727,158 643,798 596,187 476,431 427,633 417,361 397,758 364,846 352,537 535,058 55,078 – 865,810 5,446,954 5,565,326 8,722,847 9,073,155 Sub total – total executives’ remuneration Total directors’ and executives’ remuneration 1. Represents total remuneration in the financial year. 2. F Ford appointed as a director 10 October 2012. 3. GA Hounsell retired as a director on 8 October 2012. 4. T Takasaki appointed as a director 6 December 2012. 778,558 4,734,147 4,805,333 7,514,674 7,425,743 87,252 495,873 527,784 936,212 1,368,031 5. D Pullan retired from Nufarm 31 July 2013. Payments to Mr Pullan comprised his entitlements and termination payment under the conditions of his employment contract. 6. E Prado was appointed to the role of group executive manufacturing and supply chain on 1 July 2013. 7. BF Benson – other long term includes partial payout of annual leave accrued. Note: KMP were granted increases in fixed remuneration and short term incentive potential of between three per cent and 6.5 per cent. Percentage increases reflected changes in the scope and responsibility of the role, individual performance and alignment to market comparators. DIRECTORS’ REPORT continued Equity instruments held by key management personnel The following tables show the number of: • options/performance rights over ordinary shares in the company; • right to deferred shares granted under the STI scheme; • shares in the company; and that were held during the financial year by key management personnel of the group, including their close family members and entities related to them. All equity transactions with key management personnel other than those arising from the exercise of remuneration options have been entered into under terms and conditions no more favourable than those the entity would have adopted if dealing at arm’s length. Options/rights over ordinary shares in Nufarm Ltd Scheme Balance at 1 August 2013 Granted as remuneration Exercised Net change other(d) Balance at 31 July 2014(e) Vested during 2014 Vested at 31 July 2014(a) Value at date of forfeiture(d) Executive director DJ Rathbone(b) LTI performance 315,031 170,881 – (180,749) 305,163 – 670,579 Executives BF Benson P Binfield BJ Croft R Heath G Hunt DA Mellody MJ Pointon E Prado RG Reis Total Total LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) LTI performance STI deferred(c) 60,302 21,202 97,288 9,312 28,298 9,790 27,744 19,274 90,876 11,776 45,872 15,602 34,611 11,014 – – 52,850 18,357 752,872 116,327 869,199 (a) All options/rights that are vested are exercisable. (b) DJ Rathbone’s deferred STI is deferred in cash. – (34,740) 58,186 (21,202) – 17,582 21,202 – (54,710) (9,312) – – (16,040) 96,919 10,894 27,902 – 9,312 – (9,790) – 8,272 9,790 – – – – – (15,790) – (52,588) – (26,320) 27,211 27,341 87,153 21,545 44,505 – – – 34,786 – (30,080) 51,831 – – – (15,602) – 13,194 15,602 – (18,340) 37,037 – 9,663 (11,014) 9,663 11,014 32,624 17,582 54,341 10,894 15,644 8,272 15,257 8,067 48,865 9,769 24,953 13,194 20,766 34,786 – 29,061 15,366 447,178 – – – – – – – 9,637 19,274 – – 195,101 5,888 11,776 – – – – – – – – – – – – – – – – 128,885 – 202,974 – 59,508 – 58,581 – – 97,647 – 68,041 – – – 111,597 1,592,914 (18,357) – 15,366 18,357 – (429,357) 770,693 – 92,807 (85,277) – 123,857 100,802 31,050 – 539,985 (85,277) (429,357) 894,550 100,802 31,050 1,592,914 (c) The grant date fair value of deferred shares granted as remuneration in 2014 was $4.75. One hundred per cent of STI deferred shares available to vest in 2014 vested as the necessary service condition was satisfied. One hundred per cent of non-vested STI deferred shares are due to vest in 2015. (d) LTI performance rights forfeited during 2014 are disclosed in column ‘net change other’. One hundred per cent of rights due to vest in 2014 were forfeited. The value of LTI performance rights forfeited is expressed in the table above using the grant date fair value of the rights determined in accordance with AASB 2 Share-based payments. The value of the rights forfeited calculated by applying the share price of the company upon forfeiture of $4.35 was $1,867,703. (e) With the exception of E Prado, 44 per cent of total LTI performance rights held by KMPs are due to vest in 2015, with the balance due to vest in 2016. One hundred per cent of LTI performance rights held by E Prado are due to vest in 2016. 46 | NUFARM LIMITED ANNUAL REPORT 2014 DIRECTORS’ REPORT continued Shares held in Nufarm Ltd Directors DG McGauchie DJ Rathbone AB Brennan GR Davis FA Ford (appointed 10 October 2012) Dr WB Goodfellow GA Hounsell (retired 8 October 2012) PM Margin T Takasaki (appointed 6 December 2012) Note 1 4 1, 2 1, 3 Executives BF Benson P Binfield BJ Croft R Heath G Hunt DA Mellody MJ Pointon E Prado (appointed 1 July 2013) DA Pullan (retired 31 July 2013) RG Reis 3 Balance at 1 August 2013 46,239 11,726,031 10,000 40,000 – 1,143,416 – 2,458 – 91,985 39,312 45,882 218,300 10,000 32,375 48,306 – – 150,168 Total 13,604,472 Granted as remuneration On exercise of rights Net change other Balance at 31 July 2014 – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – (8,357,790) – – 10,000 2,722 – – – 46,239 3,368,241 10,000 40,000 10,000 1,146,138 – 2,458 – 21,202 9,312 9,790 – – 15,602 11,014 – – 18,357 – 26,000 (9,790) – – (9,671) – – – – 113,187 74,624 45,882 218,300 10,000 38,306 59,320 – – 168,525 85,277 (8,338,529) 5,351,220 1. The shareholdings of Dr WB Goodfellow and DG McGauchie include shares issued under the company’s non-executive director share plan and are held by Pacific Custodians Pty Ltd as trustee of the plan. 2. The shareholding of Dr WB Goodfellow includes his relevant interest in: (i) St Kentigern Trust Board (430,434 shares and 19,727 Nufarm step-up securities) – Dr Goodfellow is chairman of the Trust Board. Dr Goodfellow does not have a beneficial interest in these shares or step-up securities. (ii) Sulkem Company Limited (123,171 shares). (iii) 531 Trust (400,861 shares). Dr Goodfellow and EW Preston are trustees of 531 Trust. (iv) Auckland Medical Research Foundation (26,558 step-up securities). Dr Goodfellow does not have a beneficial interest in these step-up securities. (v) Trustees of the Goodfellow Foundation (33,854 shares and 1,338 step-up securities). Dr Goodfellow is chairman of the Foundation Board and does not have a beneficial interest in these shares or step-up securities. (vi) Archem Trading (NZ) Ltd (700 step-up securities). 3. The shareholding of GA Hounsell has been removed under the ‘net change other’ column due to his retirement as a director. The shareholding of DA Pullan has been removed under the ‘net change other’ column due to his resignation from the company on 31 July 2013. 4. DJ Rathbone holds 1,500 step-up securities at 31 July 2014 (2013: 1,500). NUFARM LIMITED ANNUAL REPORT 2014 | 47 DIRECTORS’ REPORT continued Shares issued as a result of the exercise of options There were no shares issued as a result of the exercise of options during the year. Unissued shares under option There are no unissued shares under option. Loans to key management personnel There were no loans to key management personnel at 31 July 2014 (2013: nil). Other key management personnel transactions with the company or its controlled entities Apart from the details disclosed in this note, no director has entered into a material contract with the company or entities in the group since the end of the previous financial year and there were no material contracts involving director’s interest existing at year end. A number of key management persons, or their related parties, hold positions in other entities that result in them having control or significant influence over the financial or operating policies of those entities. A number of these entities transacted with the company or its subsidiaries in the reporting period. The terms and conditions of the transactions with management persons and their related parties were no more favourable than those available, or which might reasonably be expected to be available, on similar transactions to non-director related entities on an arm’s length basis. From time to time, key management personnel of the company or its controlled entities, or their related entities, may purchase goods from the group. These purchases are on the same terms and conditions as those entered into by other group employees or customers and are trivial or domestic in nature. This report has been made in accordance with a resolution of directors. DG McGauchie AO Director DJ Rathbone AM Director Melbourne 23 September 2014 48 | NUFARM LIMITED ANNUAL REPORT 2014 LEAD AUDITOR’S INDEPENDENCE DECLARATION Under section 307C of the Corporations Act 2001 To: the directors of Nufarm Limited I declare that, to the best of my knowledge and belief, in relation to the audit for the financial year ended 31 July 2014 there have been: (i) no contraventions of the auditor independence requirements as set out in the Corporations Act 2001 in relation to the audit; and (ii) no contraventions of any applicable code of professional conduct in relation to the audit. KPMG BW Szentirmay Partner Melbourne 23 September 2014 KPMG, an Australian partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (KPMG International), a Swiss entity. Liability limited by a scheme approved under Professional Standards Legislation. NUFARM LIMITED ANNUAL REPORT 2014 | 49 INCOME STATEMENT For the year ended 31 July 2014 Continuing operations Revenue Cost of sales Gross profit Other income Sales, marketing and distribution expenses General and administrative expenses Research and development expenses Share of net profits/(losses) of equity accounted investees Operating profit Financial income excluding foreign exchange gains/(losses) Net foreign exchange gains/(losses) Net financing income Financial expenses Net financing costs Profit/(loss) before income tax Income tax benefit/(expense) Consolidated 2014 $000 2013 $000 Note 2,622,704 (1,955,363) 667,341 2,277,292 (1,653,991) 623,301 7 19 10 10 10 10,882 (321,912) (168,489) (40,184) 2,208 149,846 5,050 (12,609) (7,559) (80,436) (87,995) 20,677 (269,582) (148,012) (42,698) (60) 183,626 5,491 (10,734) (5,243) (65,460) (70,703) 61,851 112,923 11 (24,104) (31,173) Profit/(loss) for the period from continuing operations 37,747 81,750 Attributable to: Equity holders of the company Non-controlling interests Profit/(loss) for the period Earnings per share Basic earnings/(loss) per share Diluted earnings/(loss) per share The income statement is to be read in conjunction with the attached notes. 37,707 40 80,999 751 37,747 81,750 30 30 9.6 9.6 25.5 25.4 50 | NUFARM LIMITED ANNUAL REPORT 2014 STATEMENT OF COMPREHENSIVE INCOME For the year ended 31 July 2014 Profit/(loss) for the period Other comprehensive income Items that may be reclassified subsequently to profit or loss: Foreign exchange translation differences for foreign operations Effective portion of changes in fair value of cash flow hedges Effective portion of changes in fair value of net investment hedges Items that will not be reclassified to profit or loss: Actuarial gains/(losses) on defined benefit plans Income tax on share-based payment transactions Note Consolidated 2014 $000 37,747 2013 $000 81,750 (62,136) (860) 10,314 166,767 (3,625) (23,071) (15,321) (71) (683) 252 Other comprehensive profit/(loss) for the period, net of income tax (68,074) 139,640 Total comprehensive profit/(loss) for the period (30,327) 221,390 Attributable to: Equity holders of the company Non-controlling interest Total comprehensive profit/(loss) for the period The amounts recognised directly in equity are disclosed net of tax. The statement of comprehensive income is to be read in conjunction with the attached notes. (30,367) 40 220,639 751 (30,327) 221,390 NUFARM LIMITED ANNUAL REPORT 2014 | 51 BALANCE SHEET As at 31 July 2014 Assets Cash and cash equivalents Trade and other receivables Inventories Current tax assets Total current assets Non-current assets Trade and other receivables Investments in equity accounted investees Other investments Deferred tax assets Property, plant and equipment Intangible assets Total non-current assets TOTAL ASSETS Current liabilities Trade and other payables Loans and borrowings Employee benefits Current tax payable Provisions Total current liabilities Non-current liabilities Payables Loans and borrowings Deferred tax liabilities Employee benefits Total non-current liabilities TOTAL LIABILITIES NET ASSETS Equity Share capital Reserves Retained earnings Equity attributable to equity holders of the company Nufarm step-up securities Non-controlling interest TOTAL EQUITY The balance sheet is to be read in conjunction with the attached notes. 52 | NUFARM LIMITED ANNUAL REPORT 2014 Consolidated 2014 $000 2013 $000 Note 15 16 17 18 16 19 20 18 22 23 24 25 26 18 28 24 25 18 26 241,638 724,555 632,901 30,362 1,629,456 264,972 758,534 802,789 33,866 1,860,161 67,481 7,786 477 235,741 371,055 859,450 1,541,990 3,171,446 36,191 6,197 448 200,219 402,698 865,755 1,511,508 3,371,669 515,933 318,948 19,423 20,605 15,701 890,610 550,319 316,365 19,783 16,677 3,279 906,423 42,326 436,057 124,562 69,191 672,136 1,562,746 1,608,700 48,871 581,720 119,691 50,219 800,501 1,706,924 1,664,745 1,068,871 (248,573) 536,241 1,356,539 246,932 5,229 1,608,700 1,063,992 (198,670) 547,302 1,412,624 246,932 5,189 1,664,745 STATEMENT OF CASH FLOWS For the year ended 31 July 2014 Cash flows from operating activities Cash receipts from customers Cash paid to suppliers and employees Cash generated from operations Interest received Dividends received Interest paid Income tax paid Material items Net cash from operating activities Cash flows from investing activities Proceeds from sale of property, plant and equipment Proceeds from sales of businesses and investments Payments for plant and equipment Purchase of businesses, net of cash acquired Payments for acquired intangibles and major product development expenditure Net investing cash flows Cash flows from financing activities Debt establishment transaction costs Proceeds from borrowings Repayment of borrowings Distribution to Nufarm step-up security holders Dividends paid Net financing cash flows Net increase/(decrease) in cash and cash equivalents Cash at the beginning of the year Exchange rate fluctuations on foreign cash balances Cash and cash equivalents at 31 July The statement of cash flows is to be read in conjunction with the attached notes. Consolidated 2014 $000 2013 $000 Note 2,698,423 (2,316,894) 381,529 5,050 254 (68,937) (45,028) (4,771) 268,097 2,464,521 (2,296,316) 168,205 5,491 73 (49,958) (14,347) (46,677) 62,787 6 38 689 2,088 (44,460) – (59,668) (101,351) 1,036 12,630 (44,229) (30,706) (51,874) (113,143) (6,558) 910,991 (1,047,435) (16,905) (18,371) (178,278) (16,569) 1,244,168 (1,094,345) (19,275) (14,727) 99,252 (11,532) 264,972 (11,802) 241,638 48,896 191,317 24,759 264,972 15 NUFARM LIMITED ANNUAL REPORT 2014 | 53 STATEMENT OF CHANGES IN EQUITY For the year ended 31 July 2014 Consolidated Balance at 1 August 2012 Profit/(loss) for the period Other comprehensive income Actuarial gains/(losses) on defined benefit plans Foreign exchange translation differences Gains/(losses) on cash flow hedges taken to equity Gains/(losses) on net investment hedges taken to equity Income tax on share-based payment transactions Total comprehensive income/(loss) for the period Transactions with owners, recorded directly in equity Accrued employee share award entitlement Issuance of shares under employee share plans Dividends paid to shareholders Dividend reinvestment plan Distributions to Nufarm step-up security holders Acquisition of non-controlling interest Share capital $000 1,059,522 Translation reserve $000 (363,410) Capital profit reserve $000 33,627 Other reserve $000 2,868 Retained earnings $000 496,663 Nufarm step-up Non-controlling Total $000 1,229,270 securities $000 246,932 interest $000 600 Total equity $000 1,476,802 – – – – – – – – 3,494 – 976 – – – – 166,767 – – – 166,767 – – – – – – – – – – – – – – – – – – – Balance at 31 July 2013 1,063,992 (196,643) 33,627 (35,654) 547,302 1,412,624 246,932 5,189 1,664,745 Balance at 1 August 2013 1,063,992 (196,643) 33,627 (35,654) 547,302 1,412,624 246,932 5,189 1,664,745 Profit/(loss) for the period Other comprehensive income Actuarial gains/(losses) on defined benefit plans Foreign exchange translation differences Gains/(losses) on cash flow hedges taken to equity Gains/(losses) on net investment hedges taken to equity Income tax on share-based payment transactions Total comprehensive income/(loss) for the period Transactions with owners, recorded directly in equity Accrued employee share award entitlement Issuance of shares under employee share plans Dividends paid to shareholders Dividend reinvestment plan Distributions to Nufarm step-up security holders Remeasurement of non-controlling interest option – – – – – – – – 2,172 – 2,707 – – – – (62,136) – – – (62,136) – – – – – – – – – – – – – – – – – – – Balance at 31 July 2014 1,068,871 (258,779) 33,627 (23,421) 536,241 1,356,539 246,932 5,229 1,608,700 The statement of changes in equity is to be read in conjunction with the attached notes. 54 | NUFARM LIMITED ANNUAL REPORT 2014 80,999 80,999 751 81,750 (3,625) (23,071) 252 (26,444) 4,528 (3,494) (13,112) – – – – – – – – – (860) 10,314 (71) 9,383 1,782 (2,172) – – – 3,240 (683) 80,316 (15,703) (13,974) (15,321) 22,386 (21,078) (12,369) – – – – – – – – – – – – – – – – (683) 166,767 (3,625) (23,071) 252 220,639 4,528 – (15,703) 976 (13,974) (13,112) (15,321) (62,136) (860) 10,314 (71) (30,367) 1,782 – (21,078) 2,707 (12,369) 3,240 – – – – – – – – – – – – – – – – – – – – – – – – – – 751 – – – – – – – – – – 3,838 40 – – – – – – – – – – – (683) 166,767 (3,625) (23,071) 252 221,390 4,528 – (15,703) 976 (13,974) (9,274) (15,321) (62,136) (860) 10,314 (71) (30,327) 1,782 – (21,078) 2,707 (12,369) 3,240 37,707 37,707 40 37,747 STATEMENT OF CHANGES IN EQUITY continued For the year ended 31 July 2014 Share capital $000 1,059,522 Translation Capital profit reserve $000 (363,410) reserve $000 33,627 Other reserve $000 2,868 Retained earnings $000 496,663 Total $000 1,229,270 Nufarm step-up securities $000 246,932 Non-controlling interest $000 600 Total equity $000 1,476,802 – 80,999 80,999 – – (3,625) (23,071) 252 (26,444) 4,528 (3,494) – – – (13,112) (683) – – – – 80,316 – – (15,703) – (13,974) – (683) 166,767 (3,625) (23,071) 252 220,639 4,528 – (15,703) 976 (13,974) (13,112) – – – – – – – – – – – – – 751 – – – – – 751 – – – – – 3,838 81,750 (683) 166,767 (3,625) (23,071) 252 221,390 4,528 – (15,703) 976 (13,974) (9,274) Balance at 31 July 2013 1,063,992 (196,643) 33,627 (35,654) 547,302 1,412,624 246,932 5,189 1,664,745 Balance at 1 August 2013 1,063,992 (196,643) 33,627 (35,654) 547,302 1,412,624 246,932 5,189 1,664,745 – 37,707 37,707 – – (860) 10,314 (71) 9,383 1,782 (2,172) – – – 3,240 (15,321) – – – – 22,386 – – (21,078) – (12,369) – (15,321) (62,136) (860) 10,314 (71) (30,367) 1,782 – (21,078) 2,707 (12,369) 3,240 – – – – – – – – – – – – – 40 – – – – – 40 – – – – – – 37,747 (15,321) (62,136) (860) 10,314 (71) (30,327) 1,782 – (21,078) 2,707 (12,369) 3,240 Consolidated Balance at 1 August 2012 Profit/(loss) for the period Other comprehensive income Actuarial gains/(losses) on defined benefit plans Foreign exchange translation differences Gains/(losses) on cash flow hedges taken to equity Gains/(losses) on net investment hedges taken to equity Income tax on share-based payment transactions Total comprehensive income/(loss) for the period Transactions with owners, recorded directly in equity Accrued employee share award entitlement Issuance of shares under employee share plans Dividends paid to shareholders Dividend reinvestment plan Distributions to Nufarm step-up security holders Acquisition of non-controlling interest Profit/(loss) for the period Other comprehensive income Actuarial gains/(losses) on defined benefit plans Foreign exchange translation differences Gains/(losses) on cash flow hedges taken to equity Gains/(losses) on net investment hedges taken to equity Income tax on share-based payment transactions Total comprehensive income/(loss) for the period Transactions with owners, recorded directly in equity Accrued employee share award entitlement Issuance of shares under employee share plans Dividends paid to shareholders Dividend reinvestment plan Distributions to Nufarm step-up security holders Remeasurement of non-controlling interest option – – – – – – – – – – – – – – – – – – – – – – 3,494 976 2,172 2,707 166,767 166,767 (62,136) (62,136) – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – Balance at 31 July 2014 1,068,871 (258,779) 33,627 (23,421) 536,241 1,356,539 246,932 5,229 1,608,700 The statement of changes in equity is to be read in conjunction with the attached notes. NUFARM LIMITED ANNUAL REPORT 2014 | 55 NOTES TO THE FINANCIAL STATEMENTS 1. Reporting entity Nufarm Limited (the ‘company’) is a company limited by shares and domiciled in Australia that is listed on the Australian Securities Exchange. The address of the company’s registered office is 103–105 Pipe Road, Laverton North, Victoria, 3026. The consolidated financial statements of the company as at and for the year ended 31 July 2014 comprise the company and its subsidiaries (together referred to as the ‘group’ and individually as ‘group entities’) and the group’s interest in associates and jointly controlled entities. The group is a for-profit entity and is primarily involved in the manufacture and sale of crop protection products used by farmers to protect crops from damage caused by weeds, pests and disease, and seed treatment products. 2. Basis of preparation (a) Statement of compliance The consolidated financial statements are general purpose financial statements which have been prepared in accordance with Australian Accounting Standards (AASBs) adopted by the Australian Accounting Standards Board (AASB) and the Corporations Act 2001. The consolidated financial statements comply with International Financial Reporting Standards (IFRSs) adopted by the International Accounting Standards Board (IASB). The consolidated financial statements were authorised for issue by the board of directors on 23 September 2014. (b) Basis of measurement The consolidated financial statements have been prepared on the historical cost basis except for derivative financial instruments, which are measured at fair value. The methods used to measure fair values are discussed further in note 4. The group’s financial report has been prepared on the going concern basis, which assumes the realisation of assets and extinguishment of liabilities in the ordinary course of business. The going concern basis is considered appropriate by the directors having regard to the group’s access to appropriate lines of credit to support the group’s working capital and general corporate financing requirements through its three-year $530 million syndicated bank facility, entered into in December 2013, a debtors’ securitisation facility, entered into in August 2011, and the completion of a US$325 million senior unsecured notes offering in October 2012. (c) Functional and presentation currency These consolidated financial statements are presented in Australian dollars, which is the company’s functional currency. The company is of a kind referred to in ASIC Class Order 98/100 dated 10 July 1998 and, in accordance with that Class Order, all financial information presented in Australian dollars has been rounded to the nearest thousand unless otherwise stated. (d) Use of estimates and judgements The preparation of financial statements in conformity with AASBs requires management to make judgements, estimates and assumptions that affect the application of accounting policies and the reported amounts of assets, liabilities, income and expenses. Actual results may differ from these estimates. Estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimates are revised and in any future periods affected. Information about significant areas of estimation uncertainty and critical judgements in applying accounting policies that have the most significant impact on the amount recognised in the financial statements are described below. (i) Business combinations Fair valuing assets and liabilities acquired in a business combination involves making assumptions about the timing of cash inflows and outflows, growth assumptions, discount rates and cost of debt. Refer to note 14 for details of acquisitions made during the period. (ii) Impairment testing The group determines whether goodwill and intangibles with indefinite useful lives are impaired on an annual basis or at each reporting date if required. This requires an estimation of the recoverable amount of the cash-generating units, using a value in use discounted cash flow methodology. The estimation of future cash flows requires management to make significant assumptions concerning the identification of impairment indicators, earnings before interest and tax, growth rates, applicable discount rates and useful lives. Further details can be found in note 23 on intangibles. Other non-current assets are also assessed for impairment indicators. 56 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 2. Basis of preparation (continued) (d) Use of estimates and judgements (continued) (iii) Income taxes The group is subject to income taxes in Australia and overseas jurisdictions. There are many transactions and calculations undertaken during the ordinary course of business for which the ultimate tax determination is uncertain. Where the final tax outcome of these matters is different from the amounts initially recorded, such differences will impact the current and deferred tax provisions in the period in which the tax determination is made. Deferred tax assets are recognised only to the extent that it is probable that future taxable profits will be available against which the assets can be utilised. The assessment of probability involves estimation of a number of factors including future taxable income. (iv) Defined benefit plans A liability in respect of defined benefit pension plans is recognised in the balance sheet, and is measured as the present value of the defined benefit obligation at the reporting date less the fair value of the pension plan’s assets. The present value of the defined benefit obligation is based on expected future payments which arise from membership of the fund at the reporting date, calculated annually by independent actuaries. Consideration is given to expected future salary levels, experience of employee departures and periods of service. Refer note 26 for details of the key assumptions used in determining the accounting for these plans. (v) Valuation of inventories Inventories of finished goods, raw materials and work in progress are valued at lower of cost and net realisable value. The net realisable value of inventories is the estimated market price less costs to sell at the time the product is expected to be sold. (vi) Capitalised development costs Development expenditures are recognised as an intangible asset when the group judges and is able to demonstrate: (a) the technical feasibility of completing the intangible asset so that it will be available for use; (b) intention to complete; (c) ability to use the asset; and (d) how the asset will generate future economic benefits and the ability to measure reliably the expenditure during development. (e) Reclassification Comparatives have been adjusted to present them on the same basis as current period figures. 3. Significant accounting policies Except as described immediately below, the group’s accounting policies have been applied consistently to all periods presented in these consolidated financial statements, and have been applied consistently by group entities. The company has changed some of its accounting policies as the result of new or revised accounting standards that became effective for the annual reporting period commencing on 1 July 2013. The affected policies and standards are: • principles of consolidation: new standards AASB 10 Consolidated Financial Statements and AASB 11 Joint Arrangements; and • accounting for employee benefits: revised AASB 119 Employee Benefits. Other new standards that have been applied for the first time for the July 2014 annual report are AASB 12 Disclosure of Interests in Other Entities, AASB 13 Fair Value Measurement, AASB 2012-2 Amendments to Australian Accounting Standards – Disclosures – Offsetting Financial Assets and Financial Liabilities, AASB 2012-5 Amendments to Australian Accounting Standards arising from Annual Improvements 2009-2011 Cycle and Recoverable Amount for Non-financial Assets – Amendments to IAS 36(2013). These standards have introduced new disclosures for the annual report but did not materially affect the entity’s accounting policies or any of the amounts recognised in the financial statements. (i) Principles of consolidation – subsidiaries and joint arrangements AASB 10 was issued in August 2011 and replaces the guidance on control and consolidation in AASB 127 Consolidated and Separate Financial Statements and in Interpretation 112 Consolidation – Special Purpose Entities. Under the new principles, the group controls an entity when the group is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power over the entity. NUFARM LIMITED ANNUAL REPORT 2014 | 57 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (i) Principles of consolidation – subsidiaries and joint arrangements (continued) The group has reviewed its investments in other entities to assess whether the consolidation conclusion in relation to these entities is different under AASB 10 than under AASB 127. No differences were found and therefore no adjustments to any of the carrying amounts in the financial statements are required as a result of the adoption of AASB 10. Under AASB 11 investments in joint arrangements are classified as either joint operations or joint ventures depending on the contractual rights and obligations each investor has, rather than the legal structure of the joint arrangement. The group has assessed the nature of its joint arrangements and determined to have joint ventures only. The accounting for the group’s joint ventures has not changed as a result of the adoption of AASB 11. The group continues to use the equity method to account for its interest in joint ventures. Under this method, the interests are initially recognised in the consolidated balance sheet at cost and adjusted thereafter to recognise the group’s share of the post-acquisition profits or losses and movements in other comprehensive income in profit or loss and other comprehensive income respectively. (ii) Employee benefits The adoption of the revised AASB 119 Employee Benefits resulted in two changes to the group’s accounting policy. • All past service costs are now recognised immediately in profit or loss. Previously, past service costs were recognised on a straight-line basis over the vesting period if the changes were conditional on the employees remaining in service for a specified period of time (the vesting period). The impact of this change was immaterial. • The group now determines the net interest expense (income) for the period on the net defined benefit liability (asset) by applying the discount rate used to measure the defined benefit obligation at the beginning of the annual period to the net defined benefit liability (asset) at the beginning of the annual period, taking into account any changes in the net defined benefit liability (asset) during the period as a result of contributions and benefit payments. Previously, the group determined interest income on plan assets based on their long term rate of expected return. The impact on the income statement is immaterial, the net impact on total comprehensive income is nil and there is also no adjustment to the amounts recognised in the balance sheet from this change. There are no other material impacts upon adoption of AASB 119. (a) Basis of consolidation (i) Business combinations Business combinations are accounted for using the acquisition method as at the acquisition date, which is the date on which control is transferred to the group. Control is the power to govern the financial and operating policies of an entity so as to obtain benefits from its activities. In assessing control, the group takes into consideration potential voting rights that currently are exercisable. For acquisitions on or after 1 July 2009, the group measures goodwill at the acquisition date as: • the fair value of the consideration transferred; plus • the recognised amount of any non-controlling interests in the acquiree; plus if the business combination is achieved in stages, the fair value of the existing equity interest in the acquiree; less • the net recognised amount (generally fair value) of the identifiable assets acquired and liabilities assumed. When the excess is negative, a bargain purchase gain is recognised immediately in profit or loss. The consideration transferred does not include amounts related to the settlement of pre-existing relationships. Such amounts are generally recognised in profit or loss. Costs related to the acquisition, other than those associated with the issue of debt or equity securities, that the group incurs in connection with a business combination are expensed as incurred. Any contingent consideration payable is recognised at fair value at the acquisition date. If the contingent consideration is classified as equity, it is not remeasured and settlement is accounted for within equity. Otherwise, subsequent changes to the fair value of the contingent consideration are recognised in profit or loss. 58 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (a) Basis of consolidation (continued) (ii) Non-controlling interests (NCI) NCI are measured at their proportionate share of the acquiree’s identifiable net assets at the acquisition date. When a written put option is established with non-controlling shareholders in an existing subsidiary, then the group will recognise a liability for the present value of the exercise price of the option. When the NCI still has present access to the returns associated with the underlying ownership interest, NCI continues to be recognised and accordingly the liability is considered a transaction with owners and recognised via a reserve. Any changes in the carrying value of the put liability over time is recognised directly in reserves. (iii) Subsidiaries Subsidiaries are entities controlled by the group. The group controls an entity when it is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power over the entity. The financial statements of subsidiaries are included in the consolidated financial statements from the date that control commences until the date that control ceases. The accounting policies of subsidiaries have been changed where necessary to align them with the policies adopted by the group. Losses applicable to the non-controlling interests in a subsidiary are allocated to the non-controlling interests even if doing so causes the non-controlling interests to have a deficit balance. (iv) Investments in equity accounted investees The group’s interests in equity accounted investees comprise interests in associates and a joint venture. Associates are those entities in which the group has significant influence, but not control or joint control, over the financial and operating policies. A joint venture is an arrangement in which the group has joint control, whereby the group has rights to the net assets of the arrangement, rather than rights to its assets and obligations for its liabilities. Investments in associates and joint ventures are accounted for using the equity method and are initially recognised at cost. The group’s investment includes goodwill identified on acquisition, net of any accumulated impairment losses. The consolidated financial statements include the group’s share of the income and expenses and equity movements investees, after adjustments to align the accounting policies with those of the group, from the date that significant influence of equity accounted or joint control commences until the date that significant influence or joint control ceases. When the group’s share of losses exceeds its interest in an equity accounted investment, the carrying amount of that interest, including any long term investments, is reduced to nil, and the recognition of further losses is discontinued except to the extent that the group has an obligation or has made payments on behalf of the investee. (v) Transactions eliminated on consolidation Intra-group balances and transactions, and any unrealised income and expenses arising from intra-group transactions, are eliminated in preparing the consolidated financial statements. Unrealised gains arising from transactions with equity accounted investees are eliminated against the investment to the extent of the group’s interest in the investee. Unrealised losses are eliminated in the same way as unrealised gains, but only to the extent that there is no evidence of impairment. (b) Foreign currency (i) Foreign currency transactions Transactions in foreign currencies are translated to the respective functional currencies of group entities at exchange rates at the dates of the transactions. Monetary assets and liabilities denominated in foreign currencies at the reporting date are retranslated to the functional currency at the foreign exchange rate at that date. Non-monetary assets and liabilities denominated in foreign currencies that are measured at fair value are retranslated to the functional currency at the exchange rate at the date that the fair value was determined. Foreign currency differences arising on retranslation are recognised in profit or loss. Non-monetary items that are measured in terms of historical cost in a foreign currency are translated using the exchange rate at the date of the transaction. Foreign currency gains and losses are included in net financing costs as they are mostly derived from financing arrangements. The group has on issue a hybrid security called Nufarm step-up securities (NSS). Proceeds from the NSS (note 29) have been utilised to provide funding throughout the group. This creates a foreign currency exposure when the funding currency denomination differs from the respective entity’s functional currency. NUFARM LIMITED ANNUAL REPORT 2014 | 59 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (b) Foreign currency (continued) (ii) Foreign operations The assets and liabilities of foreign operations, including goodwill and fair value adjustments arising on acquisition, are translated to Australian dollars at exchange rates at the reporting date. The income and expenses of foreign operations are translated to Australian dollars at exchange rates at the dates of the transactions. Foreign currency differences are recognised in other comprehensive income. Since 1 August 2004, the group’s date of transition to IFRS, such differences have been recognised in the foreign currency translation reserve (FCTR). When a foreign operation is disposed of, in part or in full, the relevant amount in the FCTR is transferred to profit or loss as part of the profit or loss on disposal. When the settlement of a monetary item receivable from or payable to a foreign operation is neither planned nor likely in the foreseeable future, foreign exchange gains and losses arising from such a monetary item are considered to form part of a net investment in a foreign operation and are recognised in other comprehensive income, and are presented within equity in the FCTR. (c) Financial instruments (i) Non-derivative financial assets The group initially recognises loans and receivables on the date that they are originated. All other financial assets (including assets designated at fair value through profit or loss) are recognised initially on the trade date at which the group becomes a party to the contractual provisions of the instrument. The group derecognises a financial asset when the contractual rights to the cash flows from the asset expire, or it transfers the rights to receive the contractual cash flows on the financial asset in a transaction in which substantially all the risk and rewards of ownership of the financial asset are transferred. Any interest in transferred financial assets that is created or retained by the group is recognised as a separate asset or liability. Financial assets and liabilities are offset and the net amount presented in the balance sheet when, and only when, the group has the legal right to offset the amounts and intends to settle on a net basis or to realise the asset and settle the liability simultaneously. The group has the following non-derivative financial assets: financial assets at fair value through profit or loss, loans and receivables and available-for-sale financial assets. Financial assets at fair value through profit or loss A financial asset is classified as at fair value through profit or loss if it is classified as held for trading or is designated as such upon initial recognition. Financial assets are designated at fair value through profit or loss if the group manages such investments and makes purchase and sale decisions based on their fair value in accordance with the group’s documented risk management or investment strategy. Upon initial recognition attributable transaction costs are recognised in profit and loss when incurred. Financial assets at fair value through profit or loss are measured at fair value, and changes therein are recognised in profit or loss. Financial assets designated at fair value through profit or loss comprise equity securities that otherwise would have been classified as available-for-sale. Loans and receivables Loans and receivables are financial assets with fixed or determinable payments that are not quoted in an active market. Such assets are recognised initially at fair value plus any direct attributable transaction costs. Subsequent to initial recognition loans and receivables are measured at amortised cost using the effective interest method, less any impairment losses. Loans and receivables comprise trade and other receivables. Cash and cash equivalents Cash and cash equivalents comprise cash balances and call deposits with original maturities of three months or less. Bank overdrafts that are repayable on demand and form an integral part of the group’s cash management are included as a component of cash and cash equivalents for the purposes of the statement of cash flows. 60 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (c) Financial instruments (continued) (i) Non-derivative financial assets (continued) Available-for-sale financial assets Available-for-sale financial assets are non-derivative financial assets that are designated as available-for-sale or are not classified as another category of financial asset. Available-for-sale financial assets are recognised initially at fair value plus any directly attributable transaction costs. Subsequent to initial recognition, they are measured at fair value and any changes other than impairment losses are recognised in other comprehensive income and presented in the fair value reserve in equity. When an investment is derecognised, the cumulative gain or loss in equity is reclassified to profit or loss. (ii) Non-derivative financial liabilities The group initially recognises debt securities and subordinated liabilities on the date they are originated. All other financial liabilities (including liabilities designated at fair value through profit or loss) are recognised initially on the trade date at which the group becomes a party to the contractual provisions of the instrument. The group derecognises a financial liability when its contractual obligations are discharged or cancelled or expired. Financial assets and liabilities are offset and the net amount presented in the balance sheet when, and only when, the group has the legal right to offset the amounts and intends to settle on a net basis or to realise the asset and settle the liability simultaneously. The group has the following non-derivative financial liabilities: loans and borrowings, bank overdrafts and trade and other payables. Such financial liabilities are recognised initially at fair value plus any directly attributable transaction costs. Subsequent to initial recognition these financial liabilities are measured at amortised cost using the effective interest rate method. This includes trade payables that represent liabilities for goods and services provided to the group prior to the end of the year which are unpaid. (iii) Share capital Ordinary shares Ordinary shares are classified as equity. Incremental costs directly attributable to the issue of ordinary shares are recognised as a deduction from equity, net of any related income tax benefit. Dividends on ordinary shares are recognised as a liability in the period in which they are declared. Hybrid securities The NSS are classified as equity instruments but as non-controlling interests as they are issued by a subsidiary. After tax distributions thereon are recognised as distributions within equity. Further details can be found in note 29. (iv) Derivative financial instruments, including hedge accounting Derivatives are initially recognised at fair value on the date a derivative contract is entered into and are subsequently remeasured to their fair value at the end of each reporting period. The accounting for subsequent changes in fair value depends on whether the derivative is designated as a hedging instrument, and if so, the nature of the item being hedged. The group designates certain derivatives as either: • hedges of the fair value of recognised assets or liabilities or a firm commitment (fair value hedges); • hedges of a particular risk associated with the cash flows of recognised assets and liabilities and highly probable forecast transactions (cash flow hedges); or • hedges of a net investment in a foreign operation (net investment hedges). The group documents at the inception of the hedging transaction the relationship between hedging instruments and hedged items, as well as its risk management objective and strategy for undertaking various hedge transactions. The group also documents its assessment, both at hedge inception and on an ongoing basis, of whether the derivatives that are used in hedging transactions have been and will continue to be highly effective in offsetting changes in fair values or cash flows of hedged items. The full fair value of a hedging derivative is classified as a non-current asset or liability when the remaining maturity of the hedged item is more than 12 months; it is classified as a current asset or liability when the remaining maturity of the hedged item is less than 12 months. Trading derivatives are classified as a current asset or liability. NUFARM LIMITED ANNUAL REPORT 2014 | 61 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (c) Financial instruments (continued) (iv) Derivative financial instruments, including hedge accounting (continued) Fair value hedge Changes in the fair value of derivatives that are designated and qualify as fair value hedges are recorded in profit or loss, together with any changes in the fair value of the hedged asset or liability that are attributable to the hedged risk. The gain or loss relating to the effective portion of interest rate swaps hedging fixed rate borrowings is recognised in profit or loss within finance costs, together with changes in the fair value of the hedged fixed rate borrowings attributable to interest rate risk. The gain or loss relating to the ineffective portion is recognised in profit or loss within other income or other expenses. If the hedge no longer meets the criteria for hedge accounting, the adjustment to the carrying amount of a hedged item for which the effective interest method is used is amortised to profit or loss over the period to maturity using a recalculated effective interest rate. Cash flow hedge The effective portion of changes in the fair value of derivatives that are designated and qualify as cash flow hedges is recognised in other comprehensive income and accumulated in reserves in equity. The gain or loss relating to the ineffective portion is recognised immediately in profit or loss within other income or other expense. Amounts accumulated in equity are reclassified to profit or loss in the periods when the hedged item affects profit or loss (for instance when the forecast sale that is hedged takes place). The gain or loss relating to the effective portion of interest rate swaps hedging variable rate borrowings is recognised in profit or loss within ‘finance costs’. The gain or loss relating to the effective portion of forward foreign exchange contracts hedging export sales is recognised in profit or loss within ‘sales’. However, when the forecast transaction that is hedged results in the recognition of a non-financial asset (for example, inventory or fixed assets) the gains and losses previously deferred in equity are reclassified from equity and included in the initial measurement of the cost of the asset. The deferred amounts are ultimately recognised in profit or loss as cost of goods sold in the case of inventory, or as depreciation or impairment in the case of fixed assets. When a hedging instrument expires or is sold or terminated, or when a hedge no longer meets the criteria for hedge accounting, any cumulative gain or loss existing in equity at that time remains in equity and is recognised when the forecast transaction is ultimately recognised in profit or loss. When a forecast transaction is no longer expected to occur, the cumulative gain or loss that was reported in equity is immediately reclassified to profit or loss. Net investment hedges Hedges of net investments in foreign operations are accounted for similarly to cash flow hedges. Any gain or loss on the hedging instrument relating to the effective portion of the hedge is recognised in other comprehensive income and accumulated in reserves in equity. The gain or loss relating to the ineffective portion is recognised immediately in profit or loss within other income or other expenses. Gains and losses accumulated in equity are reclassified to profit or loss when the foreign operation is partially disposed of or sold. Derivatives that do not qualify for hedge accounting Certain derivative instruments do not qualify for hedge accounting. Changes in the fair value of any derivative instrument that does not qualify for hedge accounting are recognised immediately in profit or loss and are included in other income or other expenses. (d) Property, plant and equipment (i) Recognition and measurement Items of property, plant and equipment are measured at cost less accumulated depreciation and impairment losses. Cost includes expenditure that is directly attributable to the acquisition of the asset. The cost of self-constructed assets includes the cost of materials and direct labour, any other costs directly attributable to bringing the asset to a working condition for its intended use, and the costs of dismantling and removing the items and restoring the site on which they are located, and capitalised borrowing costs. Purchased software that is integral to the functionality of the related equipment is capitalised as part of that equipment. 62 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (d) Property, plant and equipment (continued) (i) Recognition and measurement (continued) When parts of an item of property, plant and equipment have different useful lives, they are accounted for as separate items (major components) of property, plant and equipment. Gains and losses on disposal of an item of property, plant and equipment are determined by comparing the proceeds from disposal with the carrying amount of property, plant and equipment and are recognised net in general and administrative expenses. (ii) Subsequent costs The cost of replacing part of an item of property, plant and equipment is recognised in the carrying amount of the item if it is probable that the future economic benefits embodied within the part will flow to the group and its cost can be measured reliably. The carrying amount of the replaced part is derecognised. The costs of day-to-day servicing of property, plant and equipment are recognised in profit or loss as incurred. (iii) Depreciation Depreciation is calculated over the depreciable amount, which is the cost of an asset, less its residual value. Depreciation is recognised in profit or loss on a straight-line basis over the estimated useful lives of each part of an item of property, plant and equipment, since this most closely reflects the expected pattern of consumption of the future economic benefits embodied in the asset. Leased assets are depreciated over the shorter of the lease term and their useful lives, unless it is reasonably certain that the group will obtain ownership by the end of the lease term. Land is not depreciated. The estimated useful lives for the current and comparative periods are as follows: • buildings 15 – 50 years • leasehold improvements 5 years • plant and equipment 10 – 15 years • motor vehicles • computer equipment 5 years 3 years Depreciation methods, useful lives and residual values are reassessed at each reporting date. (e) Intangible assets (i) Goodwill Goodwill that arises upon the acquisition of business combinations is included in intangible assets. Subsequent to initial recognition, goodwill is measured at cost less accumulated impairment losses. In respect of equity accounted investees, the carrying amount of goodwill is included in the carrying amount of the investment, and an impairment loss on such an investment is not allocated to any asset, including goodwill, that forms part of the carrying amount of the equity accounted investee. (ii) Research and development Expenditure on research activities, undertaken with the prospect of gaining new scientific or technical knowledge and understanding, is recognised in profit or loss when incurred. Development activities involve a plan or design for the production of new or substantially improved products and processes. Development expenditure is capitalised only if development costs can be measured reliably, the product or process is technically and commercially feasible, future economic benefits are probable and the group has sufficient resources to complete development and to use or sell the asset. The expenditure capitalised includes the cost of materials, direct labour and overhead costs that are directly attributable to preparing the asset for its intended use and capitalised borrowing costs. Development expenditure that does not meet the above criteria is recognised in profit or loss as incurred. Capitalised development expenditure is measured at cost less accumulated amortisation and accumulated impairment losses. NUFARM LIMITED ANNUAL REPORT 2014 | 63 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (e) Intangible assets (continued) (iii) Intellectual property Intellectual property consists of product registrations, product access rights, trademarks, task force seats, product distribution rights and product licences acquired from third parties. Generally, product registrations, product access rights, trademarks and task force seats, if purchased outright, are considered to have an indefinite life. Other items of acquired intellectual property are considered to have a finite life in accordance with the terms of the acquisition agreement. Intellectual property intangibles acquired by the group are measured at cost less accumulated amortisation and impairment losses. Expenditure on internally generated goodwill and brands is expensed when incurred. (iv) Other intangible assets Other intangible assets that are acquired by the group, which have finite useful lives, are measured at cost less accumulated amortisation and accumulated impairment losses. (v) Subsequent expenditure Subsequent expenditure is capitalised only when it increases the future economic benefits embodied in the specific asset to which it relates. All other expenditure is recognised in profit or loss when incurred. (vi) Amortisation Amortisation is calculated over the cost of the asset, less its residual value. With the exception of goodwill, intangibles with a finite life are amortised on a straight-line basis in profit and loss over the estimated useful lives of the intangible assets from the date that they are available for use, since this most closely reflects the expected pattern of consumption of the future economic benefits embodied in the asset. The estimated useful life for intangible assets with a finite life, in the current and comparative periods, are as follows: • capitalised development costs 5 –10 years • intellectual property – finite life over the useful life in accordance with the acquisition agreement terms • computer software 3 – 7 years Amortisation methods, useful lives and residual values are reassessed at each reporting date. (f) Leased assets Leases where the group assumes substantially all of the risks and rewards of ownership are classified as finance leases. Upon initial recognition, the leased asset is measured at an amount equal to the lower of its fair value and the present value of the minimum lease payments. Subsequent to initial recognition, the asset is accounted for in accordance with the accounting policy applicable to that asset. Other leases are operating leases and the leased assets are not recognised in the group’s balance sheet. (g) Inventories Inventories are measured at the lower of cost and net realisable value. The cost of inventories is based on the first-in first-out principle and includes expenditure incurred in acquiring the inventories, production or conversion costs and other costs incurred in bringing them to their existing location and condition. In the case of manufactured inventories and work in progress, cost includes an appropriate share of overheads based on normal operating capacity. Net realisable value is the estimated selling price in the ordinary course of business, less the estimated costs of completion and selling expenses. (h) Impairment (i) Non-derivative financial assets A financial asset, not carried at fair value through profit or loss, is assessed at each reporting date to determine whether there is any objective evidence that it is impaired. A financial asset is impaired if objective evidence indicates that a loss event has occurred after the initial recognition of the asset, and that the loss event had a negative effect on the estimated future cash flows of that asset that can be estimated reliably. 64 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (h) Impairment (continued) (i) Non-derivative financial assets (continued) Objective evidence of impairment includes default or delinquency by a debtor, indications that a debtor will enter bankruptcy, and, in the case of an investment in an equity security, a significant or prolonged decline in its fair value. An impairment loss in respect of a financial asset measured at amortised cost is calculated as the difference between its carrying amount, and the present value of estimated future cash flows discounted at the original effective interest rate. An impairment loss on an available-for-sale financial asset is recognised by reclassifying the losses accumulated in the fair value reserve in equity to profit and loss. The cumulative loss that is reclassified from equity to profit and loss is the difference between the acquisition cost and the current fair value less any impairment loss previously recognised in profit and loss. If, in a subsequent period, the fair value of an impaired available-for-sale financial asset increases and the increase relates to an event occurring after the impairment loss was recognised then the impairment loss is reversed, with the amount of the reversal recognised in profit and loss. (ii) Non-financial assets The carrying amounts of the group’s non-financial assets, other than inventories and deferred tax assets, are reviewed at each reporting date to determine whether there is any indication of impairment. If any such indication exists, then the asset’s recoverable amount is estimated. For goodwill and intangible assets that have indefinite lives or that are not yet available for use, the recoverable amount is estimated at each reporting date. The recoverable amount of an asset or cash-generating unit is the greater of its value in use and its fair value less costs to sell. In assessing value in use, the estimated future cash flows are discounted to their present value using a pre-tax discount rate that reflects current market assessments of the time value of money and the risks specific to the asset. For the purpose of impairment testing, assets are grouped together into the smallest group of assets that generates cash inflows from continuing use that are largely independent of the cash inflows of other assets or groups of assets (the cash-generating unit’). The goodwill acquired in a business combination, for the purpose of impairment testing, is allocated to cash-generating units that are expected to benefit from the synergies of the combination. An impairment loss is recognised if the carrying amount of an asset or its cash-generating unit exceeds its estimated recoverable amount. Impairment losses are recognised in profit or loss. Impairment losses recognised in respect of cash-generating units are allocated first to reduce the carrying amount of any goodwill allocated to the units and then to reduce the carrying amount of other assets in the unit on a pro-rata basis. An impairment loss in respect of goodwill is not reversed. In respect of other assets, impairment losses recognised in prior periods are assessed at each reporting date for any indications that the loss has decreased or no longer exists. An impairment loss is reversed if there has been a change in the estimates used to determine the recoverable amount. An impairment loss is reversed only to the extent that the asset’s carrying amount does not exceed the carrying amount that would have been determined, net of depreciation or amortisation, if no impairment loss had been recognised. Goodwill that forms part of the carrying amount of an investment in an associate is not recognised separately and therefore is not tested for impairment separately. Instead, the entire amount of the investment in an associate is tested for impairment as a single asset when there is objective evidence that the investment in an associate may be impaired. (i) Non-current assets held for sale Non-current assets, or disposal groups comprising assets and liabilities, that are expected to be recovered primarily through sale rather than continuing use are classified as held for sale. Immediately before classification as held for sale, the assets or components of a disposal group, are remeasured in accordance with the group’s accounting policies. Thereafter, generally the assets or disposal group, are measured at the lower of their carrying amount and fair value less costs to sell. Any impairment loss on a disposal group is allocated first to goodwill, and then to the remaining assets and liabilities on a pro-rata basis, except that no loss is allocated to inventories, financial assets, deferred tax assets and employee benefit assets, which continue to be measured in accordance with the group’s accounting policies. Impairment losses on initial classification as held for sale and subsequent gains or losses on remeasurement are recognised in profit or loss. Gains are not recognised in excess of any cumulative impairment loss. Intangible assets and property, plant and equipment once classified as held for sale or distribution are not amortised or depreciated. In addition, equity accounting of equity accounted investees ceases once classified as held for sale or distribution. NUFARM LIMITED ANNUAL REPORT 2014 | 65 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (j) Employee benefits (i) Defined contribution plans A defined contribution plan is a post-employment benefit plan under which an entity pays fixed contributions into a separate entity and will have no legal or constructive obligation to pay further amounts. Obligations for contributions to defined contribution plans are recognised as an employee benefit expense in profit or loss in the periods during which services are rendered by employees. Prepaid contributions are recognised as an asset to the extent that a cash refund or a reduction in future payments is available. (ii) Defined benefit plans The group’s net obligation in respect of defined benefit plans is calculated separately for each plan by estimating the amount of future benefit that employees have earned in the current and prior periods, discounting that amount and deducting the fair value of any assets. The calculation of defined benefit obligation is performed annually by a qualified actuary using the projected unit credit method. When the calculation results in a potential asset for the group, the recognised asset is limited to the present value of economic benefits available in the form of any future refunds from the plan or reductions in future contributions to the plan. To calculate the present value economic benefits, consideration is given to any applicable minimum funding requirements. Remeasurements of the net defined benefit liability, which comprise actuarial gains and losses, the return on plan asset (excluding interest) and the effect of the asset ceiling (if any, excluding interest) are recognised immediately in OCI. The group determines the net interest expense (income) on the net defined benefit liability (asset) for the period by applying the discount rate used to measure the defined benefit obligation at the beginning of the annual period to the then net-defined benefit liability (asset), taking into account any changes in the net defined benefit liability (asset) during the period as a result of contributions and benefit payments. Net interest expense and other expenses related to defined benefit plans are recognised in profit and loss. When the benefits of a plan are changed or when a plan is curtailed, the resulting change in benefit that relates to past service or the gain or loss on curtailment is recognised immediately in profit or loss. The group recognises gains and losses on the settlement of a defined benefit plan when the settlement occurs. (iii) Other long term employee benefits The group’s net obligation in respect of long term employee benefits, other than defined benefit plans, is the amount of future benefit that employees have earned in return for their service in the current and prior periods plus related on-costs; that benefit is discounted to determine its present value and the fair value of any related assets is deducted. The discount rate is the yield at the reporting date on government bonds that have maturity dates approximating the terms of the group’s obligations. The calculation is performed using the projected unit credit method. Any actuarial gains or losses are recognised in profit or loss in the period in which they arise. (iv) Termination benefits Termination benefits are recognised as an expense when the group is demonstrably committed, without a realistic possibility of withdrawal, to a formal detailed plan to either terminate employment before the normal retirement date, or to provide termination benefits as a result of an offer made to encourage voluntary redundancy. Termination benefits for voluntary redundancies are recognised as an expense if the group has made an offer encouraging voluntary redundancy, it is probable that the offer will be accepted and the number of acceptances can be estimated reliably. If benefits are payable more than 12 months after the reporting period, then they are discounted to their present value. (v) Short term benefits Short term employee benefit obligations are measured on an undiscounted basis and are expensed as the related service is provided. A liability is recognised for the amount expected to be paid under short term cash bonus or profit-sharing plans if the group has a present legal or constructive obligation to pay this amount as a result of past service provided by the employee and the obligation can be estimated reliably. 66 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (j) Employee benefits (vi) Share-based payment transactions The group has a global share plan for employees whereby matching and loyalty shares are granted to employees. The fair value of matching and loyalty shares granted is recognised as expense in the profit or loss over the respective service period, with a corresponding increase in equity, rather than as the matching and loyalty shares are issued. Refer note 27 for details of the global share plan. The group has a short term incentive plan (STI) available to key executives, senior managers and other managers globally. A pre-determined percentage of the STI is paid in cash with the remainder deferred into shares that have either a one or two year vesting period. The cash portion is recognised immediately as an expense at the time of performance testing. The expense relating to deferred shares is expensed over the vesting period. Refer to note 27 for further details on this plan. The group has a long term incentive plan (LTIP) that is available to key executives and certain selected senior managers. Peformance rights have been granted to acquire ordinary shares in the company subject to the achievement of global performance hurdles. The expense in relation to the LTIP is recognised over the vesting period of three years. Refer note 27 for further details on this plan. (k) Provisions A provision is recognised if, as a result of a past event, the group has a present legal or constructive obligation that can be estimated reliably and it is probable that an outflow of economic benefits will be required to settle the obligation. Provisions are determined by discounting the expected future cash flows at a pre-tax rate that reflects current market assessments of the time value of money and the risks specific to the liability. The unwinding of the discount is recognised as a finance cost. A provision for restructuring is recognised when the group has approved a detailed and formal restructuring plan, and the restructuring either has commenced or has been announced publicly. Future operating losses are not provided for. (l) Revenue (i) Goods sold Revenue from the sale of goods is measured at the fair value of the consideration received or receivable, net of returns, trade discounts and volume rebates. Revenue is recognised when persuasive evidence of an arrangement exists, usually in the form of an executed sales agreement, that the significant risks and rewards of ownership have been transferred to the buyer, recovery of the consideration is probable, the associated costs and possible return of goods can be estimated reliably, there is no continuing management involvement with the goods and the amount of revenue can be measured reliably. If it is probable that discounts will be granted and the amount can be measured reliably, then the discount is recognised as a reduction of revenue as the sales are recognised. (ii) Dividend income Dividend income is recognised when the right to receive the payment is established. This is generally at the point the dividend has been formally declared. (m) Lease payments Payments made under operating leases are recognised in profit or loss on a straight-line basis over the term of the lease. Lease incentives received are recognised as an integral part of the total lease expense, over the term of the lease. Minimum lease payments made under finance leases are apportioned between the finance expense and the reduction of the outstanding liability. The finance expense is allocated to each period during the lease term so as to produce a constant periodic rate of interest on the remaining balance of the liability. Contingent lease payments are accounted for by revising the minimum lease payments over the remaining term of the lease when the lease adjustment is confirmed. NUFARM LIMITED ANNUAL REPORT 2014 | 67 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (m) Lease payments (continued) Determining whether an arrangement contains a lease At the inception of an arrangement, the group determines whether such an arrangement is or contains a lease. A specific asset is the subject of a lease if fulfilment of the arrangement is dependent on the use of that specified asset. An arrangement conveys the right to use the asset if the arrangement conveys to the group the right to control the use of the underlying asset. At inception or upon reassessment of the arrangement, the group separates payments and other consideration required by such an arrangement into those for the lease and those for other elements on the basis of their relative fair values. If the group concludes for a finance lease that it is impracticable to separate the payments reliably, an asset and liability are recognised at an amount equal to the fair value of the underlying asset. Subsequently the liability is reduced as payments are made and an imputed finance charge on the liability is recognised using the group’s incremental borrowing rate. (n) Finance income and finance costs Finance income comprises interest income on funds invested, changes in the fair value of financial assets at fair value through profit or loss, and gains on hedging instruments that are recognised in profit or loss. Interest income is recognised as it accrues in profit or loss, using the effective interest method. Finance costs comprise interest expense on borrowings, transaction costs, unwinding of the discount on provisions, changes in the fair value of financial assets classified as fair value through profit or loss, dividends on preference shares classified as liabilities, impairment losses recognised on financial assets and losses on hedging instruments that are recognised in profit or loss. Borrowing costs that are not directly attributable to the acquisition, construction or production of a qualifying asset are recognised in profit or loss using the effective interest rate method. (o) Income tax Income tax expense comprises current and deferred tax. Current and deferred taxes are recognised in profit or loss except to the extent that it relates to a business combination, or items recognised directly in equity or in other comprehensive income. Current tax is the expected tax payable or receivable on the taxable income or loss for the year, using tax rates enacted or substantively enacted at the reporting date and any adjustment to tax payable in respect of previous years. Deferred tax is recognised in respect of temporary differences between the carrying amounts of assets and liabilities for financial reporting purposes and the amounts used for taxation purposes. Deferred tax is not recognised for the following temporary differences: the initial recognition of assets or liabilities in a transaction that is not a business combination and that affects neither accounting nor taxable profit or loss, and differences relating to investments in subsidiaries and jointly controlled entities to the extent that they will probably not reverse in the foreseeable future. In addition, deferred tax is not recognised for taxable temporary differences arising on the initial recognition of goodwill. Deferred tax is measured at the tax rates that are expected to be applied to the temporary differences when they reverse, based on the laws that have been enacted or substantively enacted by the reporting date. Deferred tax assets and liabilities are offset if there is a legally enforceable right to offset current tax liabilities and assets, and they relate to income taxes levied by the same tax authority on the same taxable entity, or on different tax entities, but they intend to settle current tax liabilities and assets on a net basis or their tax assets and liabilities will be realised simultaneously. A deferred tax asset is recognised for unused tax losses, tax credits and deductible temporary differences, to the extent that it is probable that future taxable profits will be available against which they can be utilised. Deferred tax assets are reviewed at each reporting date and are reduced to the extent that it is no longer probable that the related tax benefit will be realised. Additional income taxes that arise from the distribution of cash dividends are recognised at the same time as the liability to pay the related dividend is recognised. The group does not distribute non-cash assets as dividends to its shareholders. (i) Tax consolidation The company and its wholly-owned Australian resident entities are part of a tax-consolidated group. As a consequence, all members of the tax-consolidated group are taxed as a single entity. The head entity within the tax-consolidated group is Nufarm Limited. 68 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (o) Income tax (continued) (i) Tax consolidation (continued) Current tax expense/income, deferred tax liabilities and deferred tax assets arising from temporary differences of the members of the tax-consolidated group are recognised in the separate financial statements of the members of the tax-consolidated group using the ‘separate taxpayer within group’ approach by reference to the carrying amounts of assets and liabilities in the separate financial statements of each entity and the tax values applying under tax consolidation. Any current tax liabilities (or assets) and deferred tax assets arising from unused tax losses of the subsidiaries are assumed by the head entity in the tax-consolidated group and are recognised by the company as amounts payable/(receivable) to/(from) other entities in the tax-consolidated group in conjunction with any tax funding arrangement (refer blow). Any difference between these amounts is recognised by the company as an equity contribution amounts or distribution. The company recognises deferred tax assets arising from unused tax losses of the tax-consolidated group to the extent that it is probable that future taxable profits of the tax-consolidated group will be available against which the asset can be utilised. Any subsequent period adjustments to deferred tax assets arising from unused tax losses as a result of revised assessments of the probability of recoverability is recognised by the head entity only. (ii) Nature of tax funding arrangements and tax sharing agreements The head entity, in conjunction with other members of the tax-consolidated group, has entered into a tax funding arrangement that sets out the funding obligations of members of the tax-consolidated group in respect of tax amounts. The tax funding arrangements require payments to/from the head entity equal to the current tax liability/(asset) assumed by the head entity and any tax-loss deferred tax asset assumed by the head entity, resulting in the head entity recognising an inter-entity receivable/(payable) equal in amount to the tax liability/(asset) assumed. The inter-entity receivables/(payables) are at call. Contributions to fund the current tax liabilities are payable as per the tax funding arrangement and reflect the timing of the head entity’s obligation to make payments for tax liabilities to the relevant tax authorities. The head entity, in conjunction with other members of the tax-consolidated group, has also entered a tax sharing agreement. The tax sharing agreement provides for the determination of the allocation of the income tax liabilities between the entities should the head entity default on its tax payment obligations. No amounts have been recognised in the financial statements in respect of this agreement as payment of any amounts under the tax sharing agreement is considered remote. (p) Goods and services tax Revenue, expenses and assets are recognised net of the amount of goods and services tax (GST or equivalent), except where the GST incurred is not recoverable from the taxation authority. In these circumstances, the GST is recognised as part of the cost of acquisition of the asset or as part of the expense. Receivables and payables are stated with the amount of GST included. The net amount of GST recoverable from, or payable to, the tax authority is included as a current asset or liability in the balance sheet. Cash flows are included in the statement of cash flows on a gross basis. The GST components of cash flows arising from investing and financing activities which are recoverable from, or payable to, the relevant tax authorities are classified as operating cash flows. (q) Earnings per share The group presents basic and diluted earnings per share (EPS) data for its ordinary shares. Basic EPS is calculated by dividing the profit or loss attributable to ordinary shareholders of the company by the weighted average number of ordinary shares outstanding during the period. Diluted EPS is determined by adjusting the profit or loss attributable to ordinary shareholders and the weighted average number of ordinary shares outstanding for the effects of all potential dilutive ordinary shares, which comprise convertible notes and share options granted to employees. NUFARM LIMITED ANNUAL REPORT 2014 | 69 NOTES TO THE FINANCIAL STATEMENTS continued 3. Significant accounting policies (continued) (r) Segment reporting Determination and presentation of operating segments An operating segment is a component of the group that engages in business activities from which it may earn revenues and incur expenses, including revenues and expenses that relate to transactions with any of the group’s other components. All operating segments’ results are reviewed regularly by the group’s chief executive officer to make decisions about resources to be allocated to the segment and to assess its performance. Segment results that are reported to the chief executive officer include items directly attributable to a segment as well as those that can be allocated on a reasonable basis. Unallocated items comprise mainly loans and borrowings and related expenses, corporate assets and head office expenses, and income tax assets and liabilities. Segment capital expenditure is the total cost incurred during the period to acquire property, plant and equipment and intangible assets other than goodwill. (s) New standards and interpretations not yet adopted A number of new standards, amendments to standards and interpretations are effective for annual periods beginning after 1 July 2013 and have not been applied in preparing these financial statements. None of these are expected to have a significant effect on the consolidated financial statements of the group, except for AASB 9 Financial Instruments, which becomes mandatory for the group’s 2016 consolidated financial statements and could change the classification and measurement of financial assets. The group does not currently plan to adopt this standard early and the extent of the impact has not been determined. 4. Determination of fair values Fair values have been determined for measurement and/or disclosure purposes based on the following methods. When applicable, further information about the assumptions made in determining fair values is disclosed in the notes specific to that asset or liability. (i) Property, plant and equipment The fair value of property, plant and equipment recognised as a result of a business combination is based on market values. The market value of property is the estimated amount for which a property could be exchanged on the date of valuation between a willing buyer and a willing seller in an arm’s length transaction after proper marketing wherein the parties had each acted knowledgeably and willingly. The market value of items of plant, equipment, fixtures and fittings is based on the market approach and cost approaches quoted market prices for similar items when available and replacement cost when appropriate. (ii) Intangibles assets The fair value of patents and trademarks acquired in a business combination is based on the discounted estimated royalty payments that have been avoided as a result of the patent or trademark being owned. The fair value of other intangible assets is based on the discounted cash flows expected to be derived from the use and eventual sale of the assets. (iii) Inventories The fair value of inventories acquired in a business combination is determined based on its estimated selling price in the ordinary course of business less the estimated costs of completion and sale and a reasonable profit margin based on effort required to complete and sell the inventories. (iv) Trade and other receivables The fair value of trade and other receivables is estimated as the present value of future cash flows, discounted at the market rate of interest at the reporting date. This fair value is determined for disclosure purposes. 70 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 4. Determination of fair values (continued) (v) Derivatives The fair value of forward exchange contracts is based on their listed market price, if available. If a listed market price is not available, then fair value is estimated by discounting the difference between the contractual forward price and the current forward price for the residual maturity of the contract using a risk-free interest rate (based on government bonds). The fair value of interest rate swaps is based on broker quotes. Those quotes are tested for reasonableness by future cash flows based on the terms and maturity of each contract and using market interest rates for a similar instrument at the measurement date. (vi) Non-derivative financial liabilities Fair value, which is determined for disclosure purposes, is calculated based on the present value of future principal and interest cash flows, discounted at the market rate of interest at the reporting date. For finance leases, the market rate of interest is determined by reference to similar lease agreements. (vii) Share-based payment transactions The fair value of the performance rights issued under the Nufarm long term incentive plan have been measured using Monte Carlo Simulation and the Binomial Tree. The fair value of the deferred shares granted to participants under the Nufarm short term incentive will be measured using the volume weighted average price (VWAP) for the five day period subsequent to year-end results announcement. Measurement inputs include the share price on the measurement date, the exercise price of the instrument, expected volatility, expected term of the instruments, dividends, and the risk-free rate (based on government bonds). 5. Operating segments Segment information is presented in respect of the group’s key operating segments. The operating segments are based on the group’s management and internal reporting structure. Operating segments The group operates predominantly along two business lines: crop protection and seed technologies. The crop protection business deals in the manufacture and sale of crop protection products used by farmers to protect crops from damage caused by weeds, pests and disease. It is managed by major geographic segments, being Australia and New Zealand, Asia, Europe, North America and South America. The North America region includes Canada, US, Mexico and the Central American countries. The South America region includes Brazil, Argentina, Chile, Uruguay, Paraguay, Bolivia, Columbia and the Andean countries. The seed technologies business deals in the sale of seeds and seed treatment products. The seed technologies business is managed on a worldwide basis. Information regarding the results of each operating segment is included below. Performance is measured based on underlying EBIT as included in the internal management reports that are reviewed by the group’s chief executive officer. Underlying EBIT is used to measure performance as management believes that such information is the most relevant in evaluating the results of each segment. Segment revenue is based on the geographic location of customers. Segment results include items directly attributable to a segment as well as those that can be allocated on a reasonable basis. The corporate segment comprises mainly corporate expenses, interest-bearing loans, borrowings and corporate assets. NUFARM LIMITED ANNUAL REPORT 2014 | 71 NOTES TO THE FINANCIAL STATEMENTS continued 5. Operating segments (continued) 2014 Operating segments Revenue Total segment revenue 605,761 140,885 555,521 513,596 Australia and New Zealand $000 Europe $000 Asia $000 Crop protection North America $000 Seed technologies Corporate Group South America $000 Total $000 Global $000 $000 Total $000 662,512 2,478,275 144,429 – 2,622,704 Results Underlying EBITDA(a) Depreciation and amortisation excluding material items Underlying EBIT(a) 53,869 22,418 89,629 35,879 75,286 277,081 41,963 (37,621) 281,423 (19,966) 33,903 (2,937) (33,209) (15,241) 20,638 56,420 19,481 (3,664) 71,622 (75,017) 202,064 (4,803) 37,160 (996) (38,617) (80,816) 200,607 Material items included in operating profit (refer note 6) Material items included in net financing costs (refer note 6) Net financing costs (excluding material items) Profit/(loss) before tax (50,761) – (87,995) 61,851 Assets Segment assets Investment in associates Total assets Liabilities Segment liabilities Total liabilities Other segment information Capital expenditure 417,599 – 417,599 85,878 753,554 442,360 – 1,993 91,287 755,547 442,360 5,409 645,914 2,345,305 7,402 645,914 2,352,707 – 316,316 384 316,700 502,039 3,163,660 7,786 502,039 3,171,446 – 134,764 134,764 98,342 186,768 98,342 186,768 56,022 56,022 133,211 133,211 609,107 609,107 31,307 31,307 922,332 1,562,746 922,332 1,562,746 12,834 5,102 37,675 13,979 7,175 76,765 16,900 – 93,665 (a) Underlying EBIT is earnings before net finance costs, taxation and material items. Underlying EBITDA is underlying EBIT, before depreciation, amortisation and impairments. 72 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 5. Operating segments (continued) 2013 Operating segments Revenue Total segment revenue Australia and New Zealand $000 Crop protection North America $000 Europe $000 South America $000 Asia $000 Seed technologies Corporate Group Total $000 Global $000 $000 Total $000 604,432 125,201 468,253 516,278 431,440 2,145,604 131,688 – 2,277,292 Results Underlying EBITDA (a) Depreciation and amortisation excluding material items Underlying EBIT(a) Material items included in operating profit (refer note 6) Material items included in net financing costs (refer note 6) Net financing costs (excluding material items) Profit/(loss) before tax 57,765 23,640 84,023 55,366 43,482 264,276 36,024 (39,511) 260,789 (22,413) 35,352 (4,060) 19,580 (26,778) 57,245 (13,213) 42,153 (2,887) 40,595 (69,351) 194,925 (3,575) 32,449 (1,060) (40,571) (73,986) 186,803 (3,177) – (70,703) 112,923 Assets Segment assets Investment in associates Total assets Liabilities Segment liabilities Total liabilities Other segment information Capital expenditure 545,034 – 545,034 86,364 749,453 1,992 90,246 751,445 3,882 527,147 – 527,147 672,960 2,580,958 5,874 672,960 2,586,832 – 287,647 323 287,970 496,867 3,365,472 6,197 496,867 3,371,669 – 144,996 144,996 48,888 214,159 48,888 214,159 90,307 90,307 126,072 126,072 624,422 624,422 29,677 29,677 1,052,825 1,706,924 1,052,825 1,706,924 17,322 1,629 35,491 24,839 8,168 87,449 5,356 1 92,806 (a) Underlying EBIT is earnings before net finance costs, taxation and material items. Underlying EBITDA is underlying EBIT, before depreciation, amortisation and impairments. NUFARM LIMITED ANNUAL REPORT 2014 | 73 NOTES TO THE FINANCIAL STATEMENTS continued 5. Operating segments (continued) Geographical information Australia New Zealand Asia Europe US Rest of North America Brazil Rest of South America Unallocated(b) Total Revenue by location of customer Non-current assets by location 2014 $000 570,396 67,866 151,065 579,131 459,625 105,100 552,391 137,130 – 2,622,704 2013 $000 567,235 59,480 138,603 488,711 460,295 106,751 341,802 114,415 – 2,277,292 2014 $000 228,520 7,051 39,915 393,527 321,470 24,050 272,202 19,513 235,742 1,541,990 2013 $000 257,186 15,999 39,831 369,692 333,481 30,736 245,419 18,945 200,219 1,511,508 (b) Unallocated assets predominately include deferred tax assets. 6. Items of material income and expense Material items are those items where their nature and/or amount is considered material to the financial statements. Such items included within the group’s profit for the year are detailed below. Material items by category: Class action settlement Australia/New Zealand asset rationalisation and restructure Consolidated Consolidated 2014 $000 Pre-tax 2014 $000 After-tax 2013 $000 Pre-tax 2013 $000 After-tax – (50,761) (50,761) – (48,704) (48,704) (3,177) – (3,177) (2,224) – (2,224) Class action settlement No class action settlement costs were incurred during the year ended 31 July 2014. During 2013, the Federal Court gave final approval to the settlement of the class action brought against the company in early 2011. The settlement agreement was amended to cover an expanded number of claims, with Nufarm agreeing to pay a total of $46.6 million (previously $43.5 million). Consistent with previous treatment, the additional settlement amount and related costs were reported as a material item. Australia/New Zealand asset rationalisation and restructure Asset rationalisation and restructure costs of $48.704 million (after tax) mainly relate to the rationalisation of Australian and New Zealand manufacturing assets, whereby three manufacturing facilities will be closed and manufacturing consolidated. The program has resulted in the rationalisation of under-utilised assets and an organisational restructure. Asset rationalisation costs have only been tax benefited to the extent that it is foreseeable that the benefit will be utilised. No material asset rationalisation and restructure costs were incurred during the year ended 31 July 2013. 74 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 6. Items of material income and expense (continued) Material items are classified by function as follows: Selling, marketing and distribution expense General and administrative expense Research and development expense Net financing costs Cost of sales (33,612) (33,612) (7,322) (7,322) (8,674) (8,674) (1,153) (1,153) (33,612) (7,322) (8,674) (1,153) Total Pre-tax (50,761) (50,761) (50,761) – – – Selling, marketing and distribution expense – – Cost of sales – – General and administrative expense (3,177) (3,177) Research and development expense – – Net financing costs – – Total Pre-tax (3,177) (3,177) – – (3,177) – – (3,177) Year ended 31 July 2014 $000 Australia/New Zealand asset rationalisation and restructure Total material items included operating profit Year ended 31 July 2013 $000 Class action settlement Total material items included operating profit 7. Other income Dividend income Rental income Sundry income Total other income 8. Other expenses The following expenses were included in the period result: Depreciation and amortisation Inventory write down Consolidated 2014 $000 134 199 10,549 10,882 2013 $000 1 199 20,477 20,677 Consolidated 2014 $000 (80,816) (5,693) 2013 $000 (73,986) (5,773) NUFARM LIMITED ANNUAL REPORT 2014 | 75 NOTES TO THE FINANCIAL STATEMENTS continued 9. Personnel expenses Wages and salaries Other associated personnel expenses Contributions to defined contribution superannuation funds Expenses related to defined benefit superannuation funds Short term employee benefits Other long term employee benefits Restructuring Personnel expenses Consolidated 2014 $000 (242,767) (42,580) (13,742) (4,002) (9,681) (2,091) (14,732) (329,595) 2013 $000 (219,754) (37,370) (13,809) (3,311) (8,081) (3,319) – (285,644) The restructure expense relates to the rationalisation and restructure of the group’s Australian and New Zealand operations. (No material restructure costs were incurred in the year ended 31 July 2013). These costs are included in material items in note 6. 10. Finance income and expense Financial income excluding foreign exchange gains/(losses) Net foreign exchange gains/(losses) Financial income Interest expense – external Interest expense – debt establishment transaction costs Lease expense – finance charges Financial expenses Net financing costs Consolidated 2014 $000 5,050 (12,609) (7,559) (67,527) (11,129) (1,780) (80,436) 2013 $000 5,491 (10,734) (5,243) (54,537) (9,447) (1,476) (65,460) (87,995) (70,703) 76 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 11. Income tax expense Recognised in the income statement Current tax expense Current period Expense upon derecognition of tax assets on material items Adjustments for prior periods Current tax expense Deferred tax expense Origination and reversal of temporary differences and tax losses Reduction in tax rates Initial (recognition)/derecognition of tax assets Deferred tax expense/(benefit) Consolidated 2014 $000 2013 $000 Note 24,275 12,961 (4,013) 33,223 (9,974) (221) 1,076 (9,119) 29,383 – (2,189) 27,194 3,446 (30) 563 3,979 Total income tax expense/(benefit) in income statement 24,104 31,173 Attributable to: Continuing operations Total income tax expense/(benefit) in income statement Numerical reconciliation between tax expense and pre-tax net profit Profit/(loss) before tax Income tax using the local corporate tax rate of 30% Increase/(decrease) in income tax expense due to: Non-deductible expenses Other taxable income Effect of changes in the tax rate Initial (recognition)/derecognition of tax assets Non-recognition of tax assets on material items Settlement of Brazilian tax proceedings Utilisation of tax losses on settlement of Brazilian tax proceedings Effect on tax rate in foreign jurisdictions Tax exempt income Tax incentives not recognised in the income statement Under/(over) provided in prior years Income tax expense/(benefit) Income tax recognised directly in equity Nufarm step-up securities distribution Income tax recognised directly in equity Income tax recognised in other comprehensive income Relating to actuarial gains/(losses) on defined benefit plans Relating to equity-based compensation Income tax recognised in other comprehensive income 18 18 24,104 24,104 31,173 31,173 61,851 112,923 18,555 33,877 2,642 1,939 (221) 1,076 12,961 21,053 (21,053) (4,349) (1,747) (2,739) 28,117 (4,013) 24,104 2,676 1,388 (30) 563 – – – (2,838) (382) (1,892) 33,362 (2,189) 31,173 (4,536) (4,536) (4,970) (4,970) (4,052) 71 (3,981) 269 (252) 17 NUFARM LIMITED ANNUAL REPORT 2014 | 77 NOTES TO THE FINANCIAL STATEMENTS continued 12. Discontinued operations There were no discontinued operations in current or prior period. 13. Non-current assets held for sale There were no assets held for sale in the current or prior period. Assets classified as held for sale Property, plant and equipment including costs incurred in preparing site for sale Total assets held for sale 14. Acquisition of businesses and acquisition of non-controlling interests Business acquisitions – 2014 There were no businesses acquired in the current period. Business acquisitions – 2013 Consolidated 2014 $000 – – 2013 $000 – – On 1 January 2013, the group purchased the turf and ornamental business of US-based Cleary Chemical Corporation for US$10 million plus working capital adjustments of US$2.5 million (A$12.0 million). The acquisition has provided a wider product offering for the group and is expected to complement and result in synergies with the existing turf and ornamental business in the region. On 23 January 2013, the group acquired 51 per cent of the equity in Atlantica Sementes Ltda., a Brazilian business specialising in sorghum and sunflower seeds. The 51 per cent stake, purchased at a cost of 25 million Brazilian reais (A$12.0 million), will allow Nuseed to supply a number of existing Nuseed hybrids through the Atlantica distribution network and leverage other development programs in Australia, Argentina and the US. The acquisition has been made to expand the seeds business in South America and is expected to complement the existing seeds business and grow our market share. On 19 April 2013, the group purchased the pelletising business of Masmart Pty Ltd based in New South Wales, Australia for $4.8 million. Masmart is a supplier to the Australian Nufarm Crop Care business and also provides pelletising tolling services. The acquisition is expected to complement and result in synergies with the crop protection business in the region. On 4 July 2013, the group purchased the Australian based sorghum seed business of the HSR Group for $2.5 million. The acquisition has sourced the breeding and germplasm assets of the HSR’s sorghum seed business and is expected to complement Nufarm’s existing global sorghum business. 78 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 14. Acquisition of businesses and acquisition of non-controlling interests (continued) Acquiree’s net assets at acquisition date Cash and cash equivalents Receivables Inventory Property, plant and equipment Pre-acquistion intangibles assets Other assets Trade and other payables Deferred tax liability Other liabilities Net identifiable assets and liabilities Intangibles acquired on acquisition Non-controlling interest Goodwill on acquisition Consideration paid Cash acquired Net cash outflow Fair value on acquisiton 2014 $000 – – – – – – – – – – – – – – – – Fair value on acquisiton(a) 2013 $000 643 9,137 6,205 1,102 52 72 (4,224) (3,173) (275) 9,539 10,034 (3,837) 15,613 31,349 (643) 30,706 (a) There have been no adjustments to the provisional fair values reported at 31 July 2013. Total goodwill of $nil (2013: $15,613,000) from business acquisitions is attributable mainly to the synergies expected to be achieved from integrating the respective businesses into the group’s existing business. Acquisition of non-controlling interest There were no acquisition of non-controlling interest in the current or prior period. 15. Cash and cash equivalents Bank balances Call deposits Cash and cash equivalents Consolidated 2014 $000 194,121 47,517 241,638 2013 $000 230,750 34,222 264,972 NUFARM LIMITED ANNUAL REPORT 2014 | 79 NOTES TO THE FINANCIAL STATEMENTS continued Consolidated 2014 $000 2013 $000 696,434 (26,591) 669,843 701,560 (24,172) 677,388 184 – 19,443 35,085 724,555 2,161 2,153 19,199 57,633 758,534 67,481 67,481 36,191 36,191 792,036 794,725 Consolidated 2014 $000 193,323 29,983 415,231 638,537 (5,636) 632,901 2013 $000 213,880 16,702 578,609 809,191 (6,402) 802,789 16. Trade and other receivables Current Trade receivables Provision for impairment losses Derivative financial instruments Proceeds receivable from sale of businesses Prepayments Other receivables Current receivables Non-current Other receivables Non-current receivables Total trade and other receivables 17. Inventories Raw materials Work in progress Finished goods Provision for obsolescence of finished goods Total inventories 80 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 18. Tax assets and liabilities Current tax assets and liabilities The current tax asset for the group of $30,361,730 (2013: $33,865,619) represents the amount of income taxes recoverable in respect of prior periods and that arose from the payment of tax in excess of the amounts due to the relevant tax authority. The current tax liability for the group of $20,604,868 (2013: $16,677,067) represents the amount of income taxes payable in respect of current and prior financial periods. Deferred tax assets and liabilities Recognised deferred tax assets and liabilities Deferred tax assets and liabilities are attributable to the following: Assets Liabilities Net Consolidated Property, plant and equipment Intangible assets Employee benefits Provisions Other items Tax value of losses carried forward Tax assets/(liabilities) Set-off of tax Net tax assets/(liabilities) 2014 $000 6,222 8,470 17,703 17,137 17,109 172,703 239,344 (3,603) 235,741 2013 $000 5,274 9,123 14,613 10,654 27,500 138,888 206,052 (5,833) 200,219 2014 $000 (10,516) (102,089) – – (15,560) – (128,165) 3,603 (124,562) 2013 $000 (11,808) (98,113) – – (15,603) – (125,524) 5,833 (119,691) 2014 $000 (4,294) (93,619) 17,703 17,137 1,549 172,703 111,179 – 111,179 Movement in temporary differences during the year Consolidated 2014 Property, plant and equipment Intangibles assets Employee benefits Provisions Other items Tax value of losses carried forward Consolidated 2013 Property, plant and equipment Intangibles assets Employee benefits Provisions Other items Tax value of losses carried forward Balance 31.07.13 $000 (6,534) (88,990) 14,613 10,654 11,897 138,888 80,528 Recognised in income $000 2,201 (8,014) (1,195) 6,903 (9,159) 18,383 9,119 Recognised in equity $000 – – 4,052 – (71) – 3,981 Currency adjustment $000 39 3,385 233 (420) (1,118) (3,698) (1,579) Other movement $000 – – – – – 19,130 19,130 Balance 31.07.12 $000 (3,708) (66,999) 14,265 25,951 12,955 103,346 85,810 Recognised in income $000 (571) (10,671) (668) (15,852) (3,946) 27,729 (3,979) Recognised in equity $000 – – (269) – 252 – (17) Currency adjustment $000 (2,255) (10,836) 1,285 555 2,636 12,830 4,215 Other movement $000 – (484) – – – (5,017) (5,501) 2013 $000 (6,534) (88,990) 14,613 10,654 11,897 138,888 80,528 – 80,528 Balance 31.07.14 $000 (4,294) (93,619) 17,703 17,137 1,549 172,703 111,179 Balance 31.07.13 $000 (6,534) (88,990) 14,613 10,654 11,897 138,888 80,528 The carrying value of deferred tax assets relating to tax losses and tax credits is largely dependent on the generation of sufficient future taxable income. The Brazilian business carries total deferred tax assets of $76.6 million (2013: $56.3 million). The carrying value of this asset will continue to be assessed at each reporting date. NUFARM LIMITED ANNUAL REPORT 2014 | 81 NOTES TO THE FINANCIAL STATEMENTS continued 18. Tax assets and liabilities (continued) Deferred tax assets and liabilities (continued) Unrecognised deferred tax liability At 31 July 2014, a deferred tax liability of $25,743,684 (2013: $25,200,672) relating to investments in subsidiaries has not been recognised because the company controls the repatriation of retained earnings and it is satisfied that it will not be incurred in the foreseeable future. This amount represents the theoretical withholding tax payable if all overseas retained earnings were paid as dividends. Unrecognised deferred tax assets At 31 July 2014, there are unrecognised tax losses and timing differences of $13,884,125 (2013: $29,590,667). These losses do not have an expiry date. During December 2013, the company elected to participate in a federal tax program instigated by the Brazilian government that allows taxpayers to reduce their tax liabilities by offering discounts on claims (including penalties and interest). The company elected to enter into the program and was able to offset the resulting tax liability by recognising previously unrecognised tax assets. The amount of previously unrecognised deferred tax assets offset in this way was $21,053,467. Refer note 34. 19. Investments accounted for using the equity method The group accounts for investments in associates and joint ventures using the equity method. The group had the following individually immaterial associates and joint ventures during the year: Nature of relationship Excel Crop Care Ltd Associate1 F&N joint ventures Lotus Agrar GmbH Others Joint Ventures2 Joint Venture3 Associates4 Country India Europe Germany Balance date of associate 31 March 31 December 31 December Ownership and voting interest Carrying amount Share of profit 2014 2014 $000 2013 14.69% 14.69% 5,409 50.00% 50.00% 1,142 851 50.00% 50.00% 384 7,786 2013 $000 3,882 506 1,486 323 6,197 2014 $000 2,081 651 (614) 90 2,208 2013 $000 796 (897) – 41 (60) 1. Excel Crop Care Ltd is an agricultural chemicals manufacturer. Nufarm’s investment in Excel Crop Care Ltd is equity accounted due to Nufarm holding 14.69 per cent of voting rights in Excel Crop Care Ltd, the transactions undertaken between the parties and Nufarm’s ability to appoint two directors to the board. The relationship extends to manufacturing and marketing collaborations and the sale/purchase of crop protection products. 2. F&N joint ventures are agricultural chemicals distributors. The F&N joint ventures represents the group’s interest in three joint ventures with FMC Corporation, which operate in Poland, Czech Republic and Slovakia. The joint ventures sell Nufarm and FMC products within their country. 3. Lotus Agrar GmbH is a joint venture established in Germany to sell generic agrochemicals. 4. Aggregate of other individually immaterial associates. The share of net profits has been derived from the latest management reports as at 31 July 2014 for the F&N joint ventures. The Excel Crop Care share of net profits is from the 30 June 2014 management accounts. 82 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 20. Other investments Investments – available-for-sale Balance at the beginning of the year Disposals during the year Exchange adjustment Balance at the end of the year Other investments Other investments Total other investments The group’s investment in an unlisted entity is classified as available-for-sale. 21. Other non-current assets Derivative financial instruments Consolidated 2014 $000 – – – – 477 477 2013 $000 5,568 (5,616) 48 – 448 448 Consolidated 2014 $000 – – 2013 $000 – – NUFARM LIMITED ANNUAL REPORT 2014 | 83 NOTES TO THE FINANCIAL STATEMENTS continued 22. Property, plant and equipment Consolidated 2014 Cost Balance at 1 August 2013 Additions Additions through business combinations Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2014 Depreciation and impairment losses Balance at 1 August 2013 Depreciation charge for the year Additions through business combinations Impairment loss Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2014 Land and buildings $000 Plant and machinery $000 Leased plant and machinery $000 Capital work in progress $000 214,121 1,220 – (463) 2,690 (4,420) 213,148 647,143 17,895 – (7,303) 14,608 (5,731) 666,612 (77,338) (6,583) – (6,593) 391 188 2,076 (87,859) (422,386) (38,010) – (17,808) 6,720 2,204 5,462 (463,818) 18,637 723 – – – 385 19,745 (1,337) (1,147) – – – – (26) (2,510) Total $000 903,759 44,460 – (9,888) (3,213) (9,876) 925,242 23,858 24,622 – (2,122) (20,511) (110) 25,737 – – – – – – – – (501,061) (45,740) – (24,401) 7,111 2,392 7,512 (554,187) Net property, plant and equipment at 31 July 2014 125,289 202,794 17,235 25,737 371,055 Consolidated 2013 Cost Balance at 1 August 2012 Additions Additions through business combinations Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2013 Depreciation and impairment losses Balance at 1 August 2012 Depreciation charge for the year Additions through business combinations Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2013 Land and buildings $000 Plant and machinery $000 Leased plant and machinery $000 Capital work in progress $000 188,982 802 617 (1,131) 4,572 20,279 214,121 (61,919) (6,075) (189) 385 – (9,540) (77,338) 568,129 17,303 3,074 (4,033) 4,555 58,115 647,143 (358,657) (34,830) (2,411) 3,501 5,732 (35,721) (422,386) 15,641 1,910 – (244) – 1,330 18,637 (820) (659) – 244 – (102) (1,337) 19,424 24,217 11 (4) (22,912) 3,122 23,858 – – – – – – – Total $000 792,176 44,232 3,702 (5,412) (13,785) 82,846 903,759 (421,396) (41,564) (2,600) 4,130 5,732 (45,363) (501,061) Net property, plant and equipment at 31 July 2013 136,783 224,757 17,300 23,858 402,698 Assets pledged as security for finance leases amount to $10.714 million (2013: $10.063 million). 84 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 23. Intangible assets Consolidated 2014 Cost Balance at 1 August 2013 Additions Additions through business combinations Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2014 Amortisation and impairment losses Balance at 1 August 2013 Amortisation charge for the year Impairment loss Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2014 Intellectual property Goodwill $000 Indefinite life $000 Finite life $000 Capitalised development costs $000 Computer software $000 Total $000 357,906 – – – (5,840) (7,506) 344,560 419,751 2,842 – (213) (1,534) (12,109) 408,737 146,741 4,612 – – 1,534 (5,611) 147,276 195,342 42,264 – (12,527) 1,285 3,758 230,122 36,778 1,156,518 51,317 1,599 – – (12,771) (31) (5,049) (494) (1,103) (22,571) 36,749 1,167,444 (120,779) – (5,649) – 5,840 2,839 (117,749) (16,673) (25) (166) 166 1 493 (16,204) (77,102) (12,542) (20) (135) – 2,385 (87,414) (51,510) (19,114) (987) 12,381 28 122 (59,080) (24,699) (3,395) – 24 1 522 (27,547) (290,763) (35,076) (6,822) 12,436 5,870 6,361 (307,994) Intangibles carrying amount at 31 July 2014 226,811 392,533 59,862 171,042 9,202 859,450 Consolidated 2013 Cost Balance at 1 August 2012 Additions Additions through business combinations Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2013 Amortisation and impairment losses Balance at 1 August 2012 Amortisation charge for the year Impairment loss Disposals and write-offs Other transfers Exchange adjustment Balance at 31 July 2013 Intellectual property Goodwill $000 Indefinite life $000 Finite life $000 Capitalised development costs $000 Computer software $000 Total $000 300,453 10,520 15,644 – – 31,289 357,906 368,749 11,789 374 (489) (9,919) 49,247 419,751 110,685 412 9,661 (1,872) 9,919 17,936 146,741 (110,590) – – – – (10,189) (120,779) (14,894) (560) (1,191) 77 1,919 (2,024) (16,673) (53,348) (14,450) – 1,872 (1,919) (9,257) (77,102) 145,966 32,992 – (3,179) (1,238) 20,801 195,342 (34,100) (13,633) – 2,353 (6,130) (51,510) 28,699 2,904 20 (165) 2,071 3,249 36,778 954,552 58,617 25,699 (5,705) 833 122,522 1,156,518 (18,930) (3,778) – 36 – (2,027) (24,699) (231,862) (32,421) (1,191) 4,338 – (29,627) (290,763) Intangibles carrying amount at 31 July 2013 237,127 403,078 69,639 143,832 12,079 865,755 NUFARM LIMITED ANNUAL REPORT 2014 | 85 NOTES TO THE FINANCIAL STATEMENTS continued 23. Intangible assets (continued) The major intangibles with an indefinite economic life are the product registrations that Nufarm owns. These registrations are considered to have an indefinite life because, based on past experience, they will be renewed by the relevant regulatory authorities, the underlying products will continue to be commercialised and available for sale in the foreseeable future, the company will satisfy all of the conditions necessary for renewal and the cost of renewal is minimal. In determining that the registrations have indefinite useful life, the principal factor that influenced this determination is the expectation that the existing registration will not be subject to significant amendment in the foreseeable future. For the purpose of impairment testing, assets are grouped together into the smallest group of assets that generates cash inflows from continuing use that are largely independent of the cash inflows of other assets or groups of assets (the cash-generating unit (CGU)). The group has determined that operating unit by country or region (i.e. Europe) is the appropriate method for determining the CGU of the business. This level of CGU aligns with the cash flows of the business and the management structure of the group. The goodwill and intellectual property with an indefinite life are CGU specific, as the acquisitions generating goodwill and the product registrations that are the major indefinite intangibles are country or region specific in nature. There is no allocation of goodwill between CGUs. The major CGUs and their intangible value is as follows: US$191 million (2013: $188 million), Brazil $186 million (2013: $170 million), Seeds business $211 million (2013: $200 million), Europe $188 million (2013: $181 million) and Australia/New Zealand $26 million (2013: $29 million). The balance of intangibles is spread across multiple CGUs, with no individual amount being material relative to the total intangibles balance at balance date. Impairment testing for cash-generating units containing goodwill For the impairment testing of these assets, the carrying amount of the asset is compared to its recoverable amount at a CGU level. The group uses the value-in-use method to estimate the recoverable amount. In assessing value-in-use, the estimated future cash flows are derived from the five year plan for each cash-generating unit with a growth factor applied to extrapolate a cash flow beyond year five. A perpetuity factor is then applied to the normalised cash flow beyond year five in order to include a terminal value in the value-in-use calculation. The terminal growth rate assumed for each CGU is generally a long term inflation estimate. The cash flow is then discounted to a present value using a discount rate which is the company’s weighted average cost of capital, but then adjusted for country risk and asset-specific risk associated with each CGU. The range of terminal growth rates and nominal post-tax discount rates applied for impairment testing purposes is as follows: Terminal growth rate Discount rate Total goodwill and indefinite life assets 2014 % 2013 % 2014 % 2013 % 2014 $000 2013 $000 Material crop protection CGUs (US, Brazil, Europe and Australia/New Zealand) Seeds CGU 1.6 to 3.5 2.0 2.0 to 3.5 2.0 7.3 to 13.3 8.8 9.2 to 11.4 8.9 423,240 162,796 436,621 168,200 86 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 24. Trade and other payables Current payables – unsecured Trade creditors and accruals – unsecured Derivative financial instruments Payables – acquisitions Current payables Non-current payables – unsecured Creditors and accruals Derivative financial instruments Payables – acquisitions Non-current payables 25. Interest-bearing loans and borrowings Current liabilities Bank loans – secured Bank loans – unsecured Deferred debt establishment costs Other loans – unsecured Finance lease liabilities – secured Loans and borrowings – current Non-current liabilities Bank loans – secured Bank loans – unsecured Senior unsecured notes Deferred debt establishment costs Other loans – unsecured Finance lease liabilities – secured Loans and borrowings – non-current Net cash and cash equivalents Net debt Consolidated 2014 $000 2013 $000 510,961 2,628 2,344 515,933 525,846 19,984 4,489 550,319 10,537 21,092 10,697 42,326 9,633 22,313 16,925 48,871 Consolidated 2014 $000 2013 $000 294,898 29,136 (6,079) 489 504 318,948 78,524 14,739 339,271 (10,458) 1,589 12,392 436,057 231,002 93,793 (9,218) 386 402 316,365 225,674 4,834 350,146 (11,892) 1,104 11,854 581,720 (241,638) (264,972) 513,367 633,113 NUFARM LIMITED ANNUAL REPORT 2014 | 87 NOTES TO THE FINANCIAL STATEMENTS continued 25. Interest-bearing loans and borrowings (continued) Financing facilities Key group facilities include a $300 million group trade receivables securitisation facility, a US$325 million senior unsecured notes offering due in October 2019, and a senior secured syndicated bank facility of $530 million, of which $520 million is due in December 2016 and $10 million is due in December 2014. On 19 December 2013, the refinancing of the syndicated bank facility was completed with the facility increasing from $406 million to $530 million. The majority of debt facilities that reside outside the senior unsecured notes, syndicated bank facility and the group trade receivables securitisation facility are regional working capital facilities, primarily located in Brazil and Europe totalling $572 million (2013: $343 million). Refer to note 31 for further detail regarding the group’s financing facilities. Accessible $000 Utilised $000 1,741,340 2,078 1,743,418 756,568 2,078 758,646 1,320,116 1,490 1,321,606 905,449 1,490 906,939 Consolidated 2014 $000 – 324,522 7,138 426,986 2013 $000 325,181 194,684 32,095 354,979 1,781 1,706 4,804 94,974 103,265 (90,369) 12,896 1,732 1,657 4,462 90,333 98,184 (85,928) 12,256 2014 Bank loan facilities and senior unsecured notes Other facilities Total financing facilities 2013 Bank loan facilities and senior unsecured notes Other facilities Total financing facilities Financing arrangements Repayment of borrowings (excluding finance leases) Period ending 31 July 2014 Period ending 31 July 2015 Period ending 31 July 2016 Period ending 31 July 2017 or later Finance lease liabilities Finance leases are entered into to fund the acquisition of plant and equipment. Lease commitments for capitalised finance leases are payable as follows: Not later than one year Later than one year but not later than two years Later than two years but not later than five years Later than five years Less future finance charges Finance lease liabilities Finance lease liabilities are secured over the relevant leased plant. 88 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 25. Interest-bearing loans and borrowings (continued) Financing arrangements (continued) Average interest rates Nufarm step-up securities (refer note 29) Syndicated bank facility Group securitisation program facility Other bank loans Finance lease liabilities – secured Senior unsecured notes 26. Employee benefits Current Liability for short term employee benefits Liability for current portion of other long term employee benefits Current employee benefits Non-current Defined benefit fund obligations Present value of unfunded obligations Present value of funded obligations Fair value of fund assets – funded Recognised liability for defined benefit fund obligations Liability for other long term employee benefits Non-current employee benefits Total employee benefits Consolidated 2014 % 6.63 4.34 3.33 7.70 12.49 6.38 2013 % 6.95 5.06 3.32 5.66 12.48 6.38 Consolidated 2014 $000 2013 $000 16,051 3,372 19,423 16,400 3,383 19,783 5,866 170,495 (121,773) 54,588 6,079 140,505 (111,361) 35,223 14,603 69,191 88,614 14,996 50,219 70,002 The group makes contributions to defined benefit pension funds in the UK, the Netherlands, France and Indonesia that provide defined benefit amounts for employees upon retirement. NUFARM LIMITED ANNUAL REPORT 2014 | 89 NOTES TO THE FINANCIAL STATEMENTS continued 26. Employee benefits (continued) Changes in the present value of the defined benefit obligation are as follows: Opening defined benefit obligation Service cost Interest cost Actuarial losses/(gains) Past service cost Losses/(gains) on curtailment Contributions Benefits paid Exchange differences on foreign funds Closing defined benefit obligation Changes in the fair value of fund assets are as follows: Opening fair value of fund assets Interest income Actuarial gains/(losses) – return on plan assets excluding interest income Surplus taken to retained earnings Contributions by employer Distributions Exchange differences on foreign funds Closing fair value of fund assets The actual return on plan assets is the sum of the expected return and the actuarial gain/(loss). Expense recognised in profit or loss Current service costs Interest on obligation Interest income Past service cost Expense recognised in profit or loss The expense is recognised in the following line items in the income statement: Cost of sales Sales, marketing and distribution expenses General and administrative expenses Research and development expenses Expense recognised in profit or loss Consolidated 2014 $000 2013 $000 146,584 3,326 7,730 18,096 (923) – 54 (5,428) 6,922 176,361 111,361 6,131 (1,277) – 5,147 (4,736) 5,147 121,773 3,326 7,730 (6,131) (923) 4,002 2,315 763 618 306 4,002 116,773 2,580 5,090 5,647 4 – 50 (4,965) 21,405 146,584 84,971 4,363 2,679 2,554 4,531 (4,752) 17,015 111,361 2,580 5,090 (4,363) 4 3,311 2,013 720 427 151 3,311 Actuarial gains/(losses) recognised in other comprehensive income (net of tax) Cumulative amount at 1 August Recognised during the period Cumulative amount at 31 July (17,681) (15,321) (33,002) (16,998) (683) (17,681) 90 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 26. Employee benefits (continued) The major categories of fund assets as a percentage of total fund assets are as follows: Equities Bonds Property Cash Principal actuarial assumptions at the reporting date (expressed as weighted averages): Discount rate at 31 July Future salary increases Future pension increases Consolidated 2014 % 62.4 35.4 1.4 0.8 4.2 3.1 2.5 2013 % 60.9 37.0 1.3 0.8 4.5 3.0 2.6 The group expects to pay $4,729,000 in contributions to defined benefit plans in 2015 (2014: $4,571,000). 27. Share-based payments Nufarm executive share plan (2000) The Nufarm executive share plan (2000) offers shares to executives. The executives may select an alternative mix of shares (at no cost) and options at a cost determined under the ‘Black Scholes’ methodology. These benefits are only granted when a predetermined return on capital employed is achieved over the relevant period. The shares and options are subject to forfeiture and dealing restrictions. The executive cannot deal in the shares or options for a period of between three and 10 years without board approval. An independent trustee holds the shares and options on behalf of the executives. At 31 July 2014 there were 40 participants (2013: 48 participants) in the scheme and 387,076 shares (2013: 764,616) were allocated and held by the trustee on behalf of the participants. The cost of issuing shares is expensed in the year of issue. From 1 August 2011, it was decided that there will be no further awards under this share plan and that it would be replaced by the Nufarm short term incentive plan (refer below). Any unvested equities held in the executive share plan will remain and be subject to the vesting conditions under the rules of the plan. Nufarm short term incentive plan (STI) The STI is available to key executives, senior managers and other managers globally. The first awards under the plan were issued in October 2012. The STI is measured on the following metrics, relevant to an individual: • budget measures of EBIT or net profit after tax and net working capital; and • strategic and business improvement objectives. A predetermined percentage of the STI is paid in cash at the time of performance testing and the balance is deferred into shares in the company for nil consideration. The number of shares granted is based on the volume weighted average price of Nufarm Limited shares in the five days subsequent to the results announcement. Vesting will occur after a two-year period. Nufarm executive long term incentive plan (LTIP) On 1 August 2011, the LTIP commenced and is available to key executives and certain selected senior managers. Awards are granted to individuals in the form of performance rights, which comprise rights to acquire ordinary shares in the company for nil consideration, subject to the achievement of global performance hurdles. Under the plan, individuals will receive an annual award of performance rights as soon as practical after the announcement of results in the preceding year. The performance and vesting period for the awards will be three years. Awards vest in two equal tranches as follows: • fifty per cent of the LTIP grant will vest subject to the achievement of a relative total shareholder return (TSR) performance hurdle measured against a selected comparator group of companies; and • the remaining 50 per cent will vest subject to meeting an absolute return on funds employed (ROFE) target. NUFARM LIMITED ANNUAL REPORT 2014 | 91 NOTES TO THE FINANCIAL STATEMENTS continued 27. Share-based payments (continued) Global share plan (2001) The global share plan commenced in 2001, and is available to all permanent employees. Participants contribute a proportion of their salary to purchase shares. The company will contribute an amount equal to 10 per cent of the number of ordinary shares acquired with a participant’s contribution in the form of additional ordinary shares. Amounts over 10 per cent of the participant’s salary can be contributed but will not be matched. For each year the shares are held, up to a maximum of five years, the company contributes a further 10 per cent of the value of the shares acquired with the participant’s contribution. An independent trustee holds the shares on behalf of the participants. At 31 July 2014 there were 872 participants (2013: 948 participants) in the scheme and 2,013,567 shares (2013: 1,925,656) were allocated and held by the trustee on behalf of the participants. The power of appointment and removal of the trustees for the share purchase schemes is vested in the company. Employee expenses Total expense arising from share-based payment transactions Consolidated 2014 $000 1,782 2013 $000 4,528 Measurement of fair values The fair value of performance rights granted through the LTIP and deferred shares granted through the STIP were measured as follows: Nufarm STI 2014 deferred shares $4.75 $4.54 9 Oct 2013 31 Jul 2015 – 1 year n/a n/a n/a Nufarm LTI 2014 performance rights Dec 2013 Nufarm LTI 2014 performance rights Oct 2013 $3.25 $4.40 5 Dec 2013 31 Jul 2016 – 2.7 years 35% 2.9% 2.7% $3.35 $4.54 9 Oct 2013 31 Jul 2016 – 2.8 years 35% 3.0% 2.7% Nufarm STI 2013 deferred shares $5.86 $5.96 9 Oct 2012 31 Jul 2013 – 1 year n/a n/a n/a Nufarm LTI 2013 performance rights Dec 2012 Nufarm LTI 2013 performance rights Oct 2012 $4.40 $5.62 6 Dec 2012 31 Jul 2015 – 2.7 years 30% 2.6% 2.3% $4.73 $5.96 9 Oct 2012 31 Jul 2015 – 2.8 years 30% 2.4% 2.3% Plan Weighted average fair value at grant date Share price at grant date Grant date Earliest vesting date Exercise price Expected life Volatility Risk free interest rate Dividend yield The fair values of awards granted were estimated using a Monte-Carlo simulation methodology and a Binomial Tree methodology. 92 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 27. Share-based payments (continued) Reconciliation of outstanding share awards Outstanding at 1 August Forfeited during the year Exercised during the year Expired during the year Granted during the year Outstanding at 31 July Exercisable at 31 July Nufarm LTI number of performance rights 2014 1,021,128 (26,724) – (566,463) 568,993 996,934 – Nufarm STI number of deferred shares 2014 296,490 – (239,810) – 381,237 437,917 79,047 Nufarm LTI number of performance rights 2013 465,677 – – – 555,451 1,021,128 – Nufarm STI number of deferred shares 2013 – (4,452) (217,472) – 518,414 296,490 39,509 The performance rights outstanding at 31 July 2014 have a $nil exercise price and a weighted average contractual life of three years (2013: three years). All performance rights granted to date have a $nil exercise price. 28. Provisions Current Restructuring Other Current provisions Consolidated Movement in provisions Balance at 1 August 2013 Provisions made during the year Provisions used during the year Exchange adjustment Balance at 31 July 2014 Consolidated 2014 $000 12,642 3,059 15,701 Restructuring $000 Other provisions $000 118 16,966 (4,926) 484 12,642 3,161 – – (102) 3,059 2013 $000 118 3,161 3,279 Total $000 3,279 16,966 (4,926) 382 15,701 The provision for restructuring is mainly relating to the rationalisation of the Australian and New Zealand operations and primarily consists of unpaid redundancy and associated transition costs. The other provision consists of liabilities recognised with the Agripec acquisition. NUFARM LIMITED ANNUAL REPORT 2014 | 93 NOTES TO THE FINANCIAL STATEMENTS continued 29. Capital and reserves Share capital Balance at 1 August Issue of shares Balance at 31 July Parent company Number of ordinary shares 2014 262,954,040 1,067,587 264,021,627 Number of ordinary shares 2013 262,142,247 811,793 262,954,040 The company does not have authorised capital or par value in respect of its issued shares. On 15 October 2013, 381,237 shares at $4.75 were issued under the executive share plan. On 15 November 2013, 308,171 shares at $4.83 were issued under the dividend reinvestment program. On 6 January 2014, 82,447 shares at $4.39 were issued under the global share plan. The holders of ordinary shares are entitled to receive dividends as declared from time to time and are entitled to one vote per share at meetings of the company. On 9 May 2014, 295,732 shares at $4.12 were issued under the dividend reinvestment program. Nufarm step-up securities In the year ended 31 July 2007 Nufarm Finance (NZ) Limited, a wholly-owned subsidiary of Nufarm Limited, issued a new hybrid security called Nufarm step-up securities (NSS). The NSS are perpetual step-up securities and on 24 November 2006, 2,510,000 NSS were allotted at an issue price of $100 per security raising $251 million. The NSS are listed on the ASX under the code ‘NFNG’ and on the NZDX under the code ‘NFFHA’. The after-tax costs associated with the issue of the NSS, totalling $4.1 million, were deducted from the proceeds. Distributions on the NSS are at the discretion of the directors and are floating rate, unfranked, non-cumulative and subordinated. However, distributions of profits and capital by Nufarm Limited are curtailed if distributions to NSS holders are not made until such time that Nufarm Finance (NZ) Limited makes up the arrears. The first distribution date for the NSS was 16 April 2007 and on a six-monthly basis after this date. The floating rate is the average mid-rate for bills with a term of six months plus a margin of 3.9 per cent (2013: 3.9 per cent). On 23 September 2011, Nufarm announced that it would ‘step-up’ the NSS. This resulted in the interest margin attached to the NSS being stepped-up by 2.0 per cent, with the new interest margin being set at 3.9 per cent as at 24 November 2011. No other terms were adjusted and there are no further step-up dates. Nufarm retains the right to redeem or exchange the NSS on future distribution dates. Translation reserve The translation reserve comprises all foreign exchange differences arising from the translation of the financial statements of foreign operations where their functional currency is different from the presentation currency of the reporting entity. Capital profit reserve This reserve is used to accumulate realised capital profits. Other reserve This reserve represents the accrued employee entitlements to share awards that have been charged to the income statement and have not yet been exercised. This reserve also holds the debit balance related to the written put option of the 49 per cent interest held by the non-controlling shareholders of Atlantica Sementes Ltda (Atlantica). As the non-controlling shareholders still have present access to the economic benefits with their underlying ownership interest, their non-controlling interest continues to be recognised. In the event the written put option is exercised, this debit reserve will be utilised to complete the transaction. This reserve also holds the balances related to hedging. 94 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 29. Capital and reserves (continued) Dividends An interim dividend of three cents per share, totalling $7,912,359 was declared on 26 March 2014, and was paid (net of dividend re-investment program) on 9 May 2014 (2013: three cents per share, totalling $7,883,907). A final dividend of five cents per share, totalling $13,201,081 was declared on 23 September 2014, and will be paid on 14 November 2014 (2013: five cents per share, totalling $13,166,764). Distributions Distributions recognised in the current year by Nufarm Finance (NZ) Ltd on the Nufarm step-up securities* are: 2014 Distribution Distribution 2013 Distribution Distribution Distribution rate % Total amount $000 Payment date Consolidated 6.52 6.95 7.03 8.11 8,156 8,749 16,905 8,798 10,146 18,944 15 April 2014 15 October 2013 15 April 2013 16 October 2012 * Refer to discussion titled ‘Nufarm step-up securities’ above. The distribution on the Nufarm step-up securities reported on the equity movement schedule has been reduced by the tax benefit on the gross distribution, giving an after-tax amount of $12.369 million (2013: $13.974 million). Franking credit/(debit) balance The amount of franking credits available for the subsequent financial year are: Franking account balance as at the end of the year at 30% (2013: 30%) Franking credits/(debits) that will arise from the payment of income tax payable/(refund) as at the end of the year Balance at 31 July 2014 $000 2013 $000 4,973 18,771 (3,262) 1,711 – 18,771 The ability to utilise the franking credits is dependent upon there being sufficient available profits to declare dividends. In accordance with the tax consolidation legislation, the company as the head entity in the tax-consolidated group has also assumed the benefit of $1,710,802 (2013: $18,771,001) franking credits. NUFARM LIMITED ANNUAL REPORT 2014 | 95 NOTES TO THE FINANCIAL STATEMENTS continued 30. Earnings per share Net profit for the year Net profit attributable to non-controlling interest Net profit attributable to equity holders of the parent Nufarm step-up securities distribution Earnings used in the calculations of basic and diluted earnings per share Earnings from continuing operations Subtract items of material income/(expense) (refer note 6) Earnings excluding items of material income/(expense) used in the calculation of earnings per share excluding material items Consolidated 2014 $000 37,747 (40) 37,707 (12,369) 25,338 2013 $000 81,750 (751) 80,999 (13,974) 67,025 25,338 25,338 67,025 67,025 (48,704) (2,224) 74,042 69,249 For the purposes of determining basic and diluted earnings per share, the after-tax distributions on NSS are deducted from net profit. Weighted average number of ordinary shares used in calculation of basic earnings per share Weighted average number of ordinary shares used in calculation of diluted earnings per share Number of shares 2013 2014 263,587,507 262,675,412 265,033,403 263,587,730 There have been no conversions to, calls of, or subscriptions for ordinary shares or issues of ordinary shares since the reporting date and before the completion of this financial report. Earnings per share for continuing and discontinued operations Basic earnings per share From continuing operations Diluted earnings per share From continuing operations Earnings per share (excluding items of material income/expense – see note 6) Basic earnings per share Diluted earnings per share 31. Financial risk management and financial instruments The group has exposure to the following financial risks: • credit risk; • liquidity risk; and • market risk. Cents per share 2013 2014 9.6 9.6 9.6 9.6 28.1 27.9 25.5 25.5 25.4 25.4 26.4 26.3 This note presents information about the group’s exposure to each of the above risks, the objectives, policies and processes for measuring and managing risk, and the management of capital. 96 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) The board of directors has responsibility to identify, assess, monitor and manage the material risks facing the group and to ensure that adequate identification, reporting and risk minimisation mechanisms are established and working effectively. To support and maintain this objective, the audit and risk committee has established detailed policies on risk oversight and management by approving a global risk management charter that specifies the responsibilities of the general manager global risk management (which includes responsibility for the internal audit function). This charter also provides comprehensive global authority to conduct internal audits, risk reviews and system-based analyses of the internal controls in major business systems operating within all significant company entities worldwide. The general manager global risk management reports to the chairman of the audit and risk committee and functionally to the chief financial officer. He provides a written report of his activities at each meeting of the audit and risk committee. In doing so he has direct and ongoing access to the chairman and members of the audit and risk committee. Credit risk Credit risk is the risk of financial loss to the group if a customer or counterparty to a financial instrument fails to meet its contractual obligations, and arises principally from the group’s receivables from customers and other financial assets. Exposure to credit risk The group’s exposure to credit risk is influenced mainly by the individual characteristics of each customer. The demographics of the group’s customer base, including the default risk of the industry and country in which the customers operate, has less of an influence on credit risk. The group has credit policies in place and the exposure to credit risk is monitored on an ongoing basis. Credit evaluations are performed on all customers before the group’s standard payment and delivery terms and conditions are offered. Purchase limits are established for each customer, which represents the maximum open amount without requiring further management approval. The group’s maximum exposure to credit risk at the reporting date was: Carrying amount Trade and other receivables Cash and cash equivalents Forward exchange contracts: Assets Consolidated 2014 $000 2013 $000 791,852 241,638 792,564 264,972 184 1,033,674 2,161 1,059,697 The group’s maximum exposure to credit risk for trade and other receivables at the reporting date by geographic region was: Carrying amount Australia/New Zealand Asia Europe North America South America Trade and other receivables Consolidated 2014 $000 2013 $000 106,699 32,223 251,058 95,781 306,091 791,852 166,006 31,022 223,360 103,750 268,426 792,564 The group’s top five customers account for $107.4 million of the trade receivables carrying amount at 31 July 2014 (2013: $120.8 million). These top five customers represent 15 per cent (2013: 17 per cent) of the total receivables. NUFARM LIMITED ANNUAL REPORT 2014 | 97 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Impairment losses The ageing of the group’s customer trade receivables at the reporting date was: Receivables ageing Current Past due – 0 to 90 days Past due – 90 to 180 days Past due – 180 to 360 days Past due – more than one year Provision for impairment Trade receivables Consolidated 2014 $000 572,214 71,151 18,482 9,225 25,362 696,434 (26,591) 669,843 2013 $000 598,898 60,727 9,325 9,972 22,638 701,560 (24,172) 677,388 Some of the past due receivables are secured by collateral from customers such as directors’ guarantees, bank guarantees and charges on fixed assets. The past due receivables not impaired relate to customers that have a good credit history with the group. Historically, the bad debt write-off from trade receivables has been very low. Over the past nine years, the bad debt write-off amount has averaged 0.04 per cent of sales, with no greater than 0.11 per cent of sales written-off in any one year. In the crop protection industry, it is normal practice to vary the terms of sales depending on the climatic conditions experienced in each country. The movement in the allowance for impairment in respect of trade receivables during the year was as follows: Balance at 1 August Provisions made during the year Provisions used during the year Provisions acquired through business combinations Exchange adjustment Balance at 31 July Consolidated 2014 $000 24,172 5,437 (2,080) – (938) 26,591 2013 $000 22,278 294 (1,032) 39 2,593 24,172 The allowance account for trade receivables is used to record the impairment losses unless the group is satisfied that no recovery of the amount owing is possible. At that point the amount is considered irrecoverable and is written-off against the receivable directly. 98 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Liquidity risk Liquidity risk is the risk that the group will encounter difficulty in meeting the obligations associated with its financial liabilities that are settled by delivering cash or another financial asset. The group’s approach to managing liquidity is to ensure, as far as possible, that it will always have sufficient liquidity to meet its liabilities when due, under both normal and stressed conditions, without incurring unacceptable losses or risking damage to the group’s reputation. On 23 August 2011, Nufarm executed a A$300 million group trade receivables securitisation facility. Subsequent to execution, the facility size was reduced to A$250 million to reflect the value of trade receivables being used to secure funding under the program at the time. On 13 June 2013 the facility size was increased to A$300 million to reflect the increase in the current value of trade receivables being used to secure funding under this program. The facility provides funding that aligns with the working capital cycle of the company. On 8 October 2012, the group completed a US$325 million senior unsecured notes offering due in October 2019 (the ‘notes’). The group holds a three-year A$530 million senior secured syndicated bank facility (SFA) (2013: A$406 million), of which A$520 million is due in December 2016 and A$10 million is due in December 2014 (2013: A$406 million due in November 2014). The SFA is secured by assets in the primary geographies in which Nufarm operates including Australia, New Zealand and the United States (2013: Australia, United States, Canada, United Kingdom, and France). The SFA includes covenants of a type normally associated with facilities of this kind, and the group was in compliance with these covenants throughout the financial year. The amount drawn down under the facility at 31 July 2014 is $51 million (2013: $164 million). The majority of debt facilities that reside outside the notes, SFA and the group trade receivables securitisation facility are regional working capital facilities, primarily located in Brazil and Europe, which at 31 July totalled $572 million (2013: $343 million). At 31 July 2014, the group had access to debt of $1,743 million (2013: $1,322 million) under the notes, SFA, group trade receivables securitisation facility and with other lenders. A parent guarantee is provided to support working capital facilities in Europe, Brazil and the notes. NUFARM LIMITED ANNUAL REPORT 2014 | 99 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Liquidity risk (continued) The following are the contractual maturities of the group’s financial liabilities: Carrying amount $000 Contractual cash flows $000 Less than 1 year $000 1–2 years $000 More than 2 years $000 – 534,539 373,422 43,875 339,271 2,078 12,896 – 534,539 397,202 47,368 461,801 2,078 103,265 – 513,305 301,714 30,833 22,278 489 1,781 – 1,063 5,783 8,493 22,278 1,589 1,706 – 20,171 89,705 8,042 417,245 – 99,778 21,817 – 230,879 (232,876) 22,177 (22,815) 21,452 (22,815) 187,250 (187,246) 1,903 – 252,666 (250,933) 252,666 (250,933) – – – – – – – – – – – – – – – (184) 1,329,617 52,885 (53,064) 1,545,810 52,885 (53,064) 871,316 – – 39,549 – – 634,945 Consolidated 2014 Non-derivative financial liabilities Bank overdrafts Trade and other payables Bank loans – secured Bank loans – unsecured Senior unsecured notes Other loans – unsecured Finance lease liabilities – secured Derivative financial liabilities Derivatives used for hedging: Outflow Inflow Other derivative contracts: Outflow Inflow Derivative financial assets Derivatives used for hedging: Outflow Inflow Other derivative contracts: Outflow Inflow 100 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Liquidity risk (continued) Consolidated 2013 Non-derivative financial liabilities Bank overdrafts Trade and other payables Bank loans – secured Bank loans – unsecured Unsecured note issues Other loans – unsecured Finance lease liabilities – secured Derivative financial liabilities Derivatives used for hedging: Outflow Inflow Other derivative contracts: Outflow Inflow Derivative financial assets Derivatives used for hedging: Outflow Inflow Other derivative contracts: Outflow Inflow Carrying amount $000 Contractual cash flows $000 Less than 1 year $000 1–2 years $000 More than 2 years $000 – 556,893 456,676 98,627 350,146 1,490 12,256 – 556,893 470,867 101,256 502,868 1,490 98,184 – 530,335 241,563 94,863 23,471 386 1,732 – 4,876 197,102 363 23,471 1,104 1,657 – 21,682 32,202 6,030 455,926 – 94,795 22,313 – 279,592 (263,639) 19,321 (20,948) 19,751 (20,948) 240,520 (221,743) 19,984 – 222,794 (201,393) 222,794 (201,393) – – – – – – – – – – – – – – – (2,161) 1,516,224 105,905 (108,483) 1,766,334 105,905 (108,483) 909,546 – – 227,376 – – 629,412 Interest on borrowings is denominated in currencies that match the cash flows generated by the underlying operations of the group. This provides an economic hedge and no derivatives are used to manage the exposure. Market risk Market risk is the risk that changes in market prices, such as foreign exchange rates, interest rates and equity prices will affect the group’s income or the value of its holdings of financial instruments. The objective of market risk management is to manage and control market risk exposures within acceptable parameters, while optimising the return. NUFARM LIMITED ANNUAL REPORT 2014 | 101 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Currency risk The group uses derivative financial instruments to manage specifically identified foreign currency risk on sales, purchases and borrowings that are denominated in a currency other than the functional currency of the individual group entity. The currencies giving rise to this risk include the US dollar (USD), the euro, the British pound (GBP), the Australian dollar (AUD), the New Zealand dollar and the Brazilian real (BRL). The group uses foreign exchange contracts and options to manage currency risk. The group uses foreign exchange contracts and options to manage the foreign currency exposures between the Nufarm step-up securities issued in Australia and New Zealand, and related group funding to several jurisdictions to which the funds were advanced. During 2012, the funding, which was previously advanced to these jurisdictions in US dollars, the Euro and the British pound, was converted to Australian dollars. The foreign currency contracts therefore primarily cover the exposure of the borrowers to movements in the Australian dollar against their local currencies. In October 2012, the group completed a US$325 million senior unsecured notes offering due in October 2019 (the ‘notes’). Currency risk related to the principal amount of the notes has been hedged using cross currency interest rate swap contracts that mature on the same date as the notes are due for repayment. These contracts have been designated for hedge accounting. The group uses derivative financial instruments to manage foreign currency translation risk arising from the groups net investments in foreign currency subsidiary entities. These contracts have been designated as net investment hedges for hedge accounting purposes. No ineffectiveness was recognised from the net investment hedge. For accounting purposes, other than the contracts referred to previously, the group has not designated any other derivatives in hedge relationships and all movements in fair value are recognised in profit or loss during the period. The net fair value of forward exchange contracts in the group, not designated as being in a hedge relationship, used as economic hedges of forecast transactions at 31 July 2014 was a $1.719 million liability (2013: $17.823 million liability) comprising assets of $0.184 million (2013: $2.161 million) and liabilities of $1.903 million (2013: $19.984 million). Exposure to currency risk The group’s translation exposure to major foreign currency risks at balance date was as follows, based on notional amounts: Consolidated 2014 Functional currency of group operation Australian dollars US dollars Euro UK pounds sterling Consolidated 2013 Functional currency of group operation Australian dollars US dollars Euro UK pounds sterling Net financial assets/(liabilities) – by currency of denomination AUD $000 – (83,268) 15,524 (14,768) (82,512) AUD $000 – 2,345 6,820 (14,768) (5,603) USD $000 (44,765) – 11,489 9,351 (23,925) USD $000 (15,380) – 12,581 20,802 18,003 Euro $000 21,379 (730) – 5,298 25,947 Euro $000 (14,715) (2,515) – (8,771) (26,001) GBP $000 (17,464) – 10,596 – (6,868) GBP $000 (19,778) – (2,254) – (22,032) Sensitivity analysis Based on the aforementioned group’s net financial assets/(liabilities) at 31 July, a one per cent strengthening or weakening of the following currencies at 31 July would have increased/(decreased) profit or loss by the amounts shown below. This analysis assumes all other variables, including interest rates, remain constant. The analysis is performed on the same basis for 2013. 102 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Currency risk (continued) Sensitivity analysis (continued) Currency movement 1% change in the Australian dollar exchange rate 1% change in the US dollar exchange rate 1% change in the Euro exchange rate 1% change in the GBP exchange rate Strengthening Profit/(loss) after tax 2014 $000 Weakening Profit/(loss) after tax 2014 $000 Strengthening Profit/(loss) after tax 2013 $000 Weakening Profit/(loss) after tax 2013 $000 (289) 421 (82) (47) 292 (416) 81 47 306 127 (301) (135) (313) (127) 303 135 The group’s financial asset and liability profile may not remain constant, and therefore these sensitivities should be used with care. The following significant exchange rates applied during the year: AUD US dollar Euro GBP BRL Average rate Reporting date 2014 0.917 0.673 0.556 2.092 2013 1.009 0.774 0.645 2.086 2014 0.930 0.694 0.551 2.105 2013 0.895 0.673 0.589 2.037 Interest rate risk The group has the ability to use derivative financial instruments to manage specifically identified interest rate risks. Interest rate swaps, denominated in AUD, are entered into to achieve an appropriate mix of fixed and floating rate exposures. The majority of the group’s debt is raised under central borrowing programs. The A$530 million syndicated bank facility and the A$300 million group trade receivables securitisation facility are considered floating rate facilities. On 8 October 2012, the group completed a US$325 million notes issue with a fixed coupon component. Concurrent with the completion of the US$325 million notes issue, the group entered into interest rate swaps to manage specifically identified interest rate risks associated with the fixed coupon component of the notes. These swaps effectively converted a majority of the fixed interest payable on the notes to floating interest, and have been designated for hedge accounting. During the period the group entered into interest rate swaps to manage the level of floating rate debt held by the group. These swaps effectively converted a portion of floating rate debt to fixed rate debt, and have been designated for hedge accounting. The group’s earnings are sensitive to changes in interest rates on the floating interest rate component of the group’s net borrowings. Interest rate risk on Nufarm step-up securities The distribution rate is the average mid-rate for bank bills with a term of six months plus a margin of 3.90 per cent (2013: 3.90 per cent). Profile At the reporting date the interest rate profile of the group and company’s interest-bearing financial instruments was: Variable rate instruments Financial assets Financial liabilities Fixed rate instruments Financial assets Financial liabilities Consolidated Carrying amount 2013 2014 $000 $000 47,517 (554,003) (506,486) 34,222 (807,416) (773,194) – (217,539) (217,539) – (111,779) (111,779) NUFARM LIMITED ANNUAL REPORT 2014 | 103 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Currency risk (continued) Interest rate risk (continued) Sensitivity analysis for variable rate instruments A change of 100 basis points (bp) in interest rates at the reporting date would have increased/(decreased) profit or loss by the amounts shown below. This analysis assumes that all other variables, in particular foreign currency rates, remain constant. The sensitivity is calculated on the debt at 31 July. Due to the seasonality of the crop protection business, debt levels can vary during the year. This analysis is performed on the same basis for 2013. 2014 Variable rate instruments Total sensitivity 2013 Variable rate instruments Total sensitivity Fair values Profit/(loss) 100bp increase $000 100bp decrease $000 (5,065) (5,065) 5,065 5,065 (7,732) (7,732) 7,732 7,732 All financial assets and financial liabilities, other than derivatives, are initially recognised at the fair value of consideration paid or received, net of transaction costs as appropriate, and subsequently carried at fair value or amortised cost, as indicated in the tables below. Derivatives are initially recognised at fair value on the date the contract is entered into and are subsequently remeasured at their fair value. The financial assets and liabilities are presented by class in the tables below at their carrying values, which generally approximate to the fair values. In the case of the centrally managed fixed rate debt not swapped to floating rate totalling $107.6 million (2013: $111.8 million), the fair value at 31 July 2014 is $116.977 million (2013: $109.686 million). Consolidated 2014 Cash and cash equivalents Trade and other receivables Forward exchange contracts: Assets Liabilities Interest rate swaps Trade and other payables excluding derivatives Bank overdraft Secured bank loans Unsecured bank loans Senior unsecured notes(a) Other loans Finance leases Available for sale $000 – – Note 15 16 Carried at fair value through profit or loss $000 – – Derivatives used for hedging $000 – – 16 24 24 24 15 25 25 25 25 25 – – – – – – – – – – – 184 (1,903) – – – – – – – – (1,719) – (725) (21,092) – – – – – – – (21,817) Financial assets/ liabilities at amortised cost $000 241,638 791,852 – – – (534,539) – (373,422) (43,875) (339,271) (2,078) (12,896) (272,591) Total $000 241,638 791,852 – 184 (2,628) (21,092) (534,539) – (373,422) (43,875) (339,271) (2,078) (12,896) (296,127) (a) Includes $231.7 million (2013: $238.3 million) of centrally managed fixed rate debt swapped to floating rate under fair value hedges, and is consequently fair valued for interest rate risk. 104 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Fair values (continued) Consolidated 2013 Cash and cash equivalents Trade and other receivables Forward exchange contracts: Assets Liabilities Interest rate swaps Trade and other payables excluding derivatives Bank overdraft Secured bank loans Unsecured bank loans Senior unsecured notes(a) Other loans Finance leases Available for sale $000 – – Note 15 16 Carried at fair value through profit or loss $000 – – Derivatives used for hedging $000 – – 16 24 24 24 15 25 25 25 25 25 – – – – – – – – – – – 2,161 (19,984) – – – – – – – – (17,823) – – (22,313) – – – – – – – (22,313) Financial assets/ liabilities at amortised cost $000 264,972 792,564 – – – (556,893) – (456,676) (98,627) (350,146) (1,490) (12,256) (418,552) Total $000 264,972 792,564 2,161 (19,984) (22,313) (556,893) – (456,676) (98,627) (350,146) (1,490) (12,256) (458,688) (a) Includes $231.7 million (2013: $238.3 million) of centrally managed fixed rate debt swapped to floating rate under fair value hedges, and is consequently fair valued for interest rate risk. Fair value hierarchy The table below analyses financial instruments carried at fair value, by valuation method. The different levels have been defined as follows: • Level 1: quoted prices (unadjusted) in active markets for identical assets or liabilities; • Level 2: inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly (i.e., as prices) or indirectly (i.e., derived from prices); and • Level 3: inputs for the asset or liability that are not based on observable market data (unobservable inputs). 2014 Derivative financial assets Derivative financial liabilities 2013 Derivative financial assets Derivative financial liabilities There have been no transfers between levels in either 2014 or 2013. Consolidated Level 1 $000 – – – – – – – – Level 2 $000 184 184 (23,720) (23,720) 2,161 2,161 (42,297) (42,297) Level 3 $000 – – – – – – – – Total $000 184 184 (23,720) (23,720) 2,161 2,161 (42,297) (42,297) NUFARM LIMITED ANNUAL REPORT 2014 | 105 NOTES TO THE FINANCIAL STATEMENTS continued 31. Financial risk management and financial instruments (continued) Fair values (continued) Fair value hierarchy (continued) Valuation techniques used to derive fair values The fair value of financial instruments that are not traded in an active market (for example, over-the-counter derivatives) is determined using valuation techniques. These valuation techniques maximise the use of observable market data where it is available and rely as little as possible on entity specific estimates. If all significant inputs required to fair value an instrument are observable, the instrument is included in Level 2. Specific valuation techniques used to value financial instruments include: • the use of quoted market prices or dealer quotes for similar instruments; • the fair value of interest rate swaps is calculated as the present value of the estimated future cash flows based on observable yield curves; • the fair value of forward foreign exchange contracts is determined using forward exchange rates at the balance sheet date; and • other techniques, such as discounted cash flow analysis, are used to determine fair value for the remaining financial instruments. Capital management The board’s policy is to maintain a strong capital base so as to maintain investor, creditor and market confidence and to sustain future development of the business. The board of directors monitors the group’s return on funds employed (ROFE). Return is calculated on the group’s earnings before interest and tax and adjusted for any material items. Funds employed is defined as shareholder’s funds plus total interest bearing debt. The board of directors determines the level of dividends to ordinary shareholders and reviews the group’s total shareholder return with similar groups. The board believes ROFE is an appropriate performance condition as it ensures management is focused on the efficient use of capital and the measure remains effective regardless of the mix of equity and debt, which may change from time to time. ROFE objectives are set by the board at the beginning of each year. There is a target and a stretch hurdle. These numbers will based on the budget and growth strategy. The ROFE return for the year ended 31 July 2014 was 9.1 per cent (2013: 8.8 per cent). There were no changes in the group’s approach to capital management during the year. 32. Operating leases Non-cancellable operating lease rentals are payable as follows: Not later than one year Later than one year but not later than two years Later than two years but not later than five years Later than five years Consolidated 2014 $000 11,807 10,286 22,725 144,995 189,813 2013 $000 10,114 11,453 21,806 141,166 184,539 Operating leases are generally entered to access the use of shorter term assets such as motor vehicles, mobile plant and office equipment. Rentals are fixed for the duration of these leases. There is a small number of leases for office properties. These rentals have regular reviews based on market rentals at the time of review. 33. Capital commitments The group had contractual obligations to purchase plant and equipment for $3.240 million at 31 July 2014 (2013: $6.116 million). 106 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 34. Contingencies The directors are of the opinion that provisions are not required in respect of the following matters, as it is not probable that a future sacrifice of economic benefits will be required or the amount is not capable of reliable measurement. Guarantee facility for Eastern European joint ventures with FMC Corporation. Consolidated 2014 $000 7,254 2013 $000 6,225 Environmental guarantee given to the purchaser of land and buildings at Genneviliers for EUR 8.5 million. 12,248 12,630 Insurance bond for EUR 2.717 million established to make certain capital expenditures at Gaillon plant in France. Brazilian taxation proceedings.(a) Contingent liabilities 4,019 3,843 12,157 74,624 35,678 97,322 (a) The company’s 2013 annual financial report previously disclosed a contingent liability of $74.6 million in respect of potential pre-acquisition tax liabilities of its Brazilian business, which was acquired in 2007. The company continued to defend the related tax claims during the period. The agreements relating to the purchase of the business included indemnities which allow Nufarm to recover the majority of any such tax liabilities from the previous owners. These indemnities have previously been confirmed via an independent arbitration process. During December 2013, the company elected to participate in a federal tax program instigated by the Brazilian Government that allows taxpayers to reduce their tax liabilities by offering discounts on claims (including penalties and interest) applying to a period ending on 30 November 2008. The decision to participate in the program reduced the company’s potential future liability and provided a final resolution of the claims to which the program applied. Entering into the program has given rise to a tax liability, which will result in a cash outflow of approximately $300,000 per month for five years commencing January 2014 and the utilisation of tax losses. As previously disclosed, cash inflows from the previous owner, via enforcement of the indemnities currently under arbitration, will follow the settlement of the tax obligations. The recognition of the liability has been offset by the benefit of previously unrecognised tax assets. The tax assets will be recovered via a combination of recoupment in the normal course of business and enforcement of the indemnities provided by the previous owner. As a consequence of entering the program, the total contingent liability relating to future potential tax liabilities has reduced to $12.157 million that relate to claims not covered by the program, some of which may also be covered by the indemnities. These cases will continue to be defended. Further to the above, the group has a contingent asset in respect of potential pre-acquisition tax credits of its Brazilian business acquired in 2007. Whilst the credits are deemed to be valid, the Brazilian courts are currently deliberating the value of the credits and therefore the full amount of this contingent asset is yet to be established. Such credits can be used to offset future federal tax payable. NUFARM LIMITED ANNUAL REPORT 2014 | 107 NOTES TO THE FINANCIAL STATEMENTS continued 35. Group entities Parent entity Nufarm Limited – ultimate controlling entity Subsidiaries Access Genetics Pty Ltd Agcare Biotech Pty Ltd Agchem Receivables Corporation Agryl Holdings Limited Ag-seed Research Pty Ltd Agturf Inc AH Marks (New Zealand) Limited AH Marks Australia Pty Ltd AH Marks Holdings Limited Artfern Pty Ltd Atlantica Sementes Ltda Australis Services Pty Ltd Bestbeech Pty Ltd Chemicca Limited CNG Holdings BV Crop Care Australasia Pty Ltd Crop Care Holdings Limited Croplands Equipment Limited Croplands Equipment Pty Ltd Danestoke Pty Ltd Edgehill Investments Pty Ltd Fchem (Aust) Limited Fernz Canada Limited Fernz Singapore Pte Ltd Fidene Limited First Classic Pty Ltd Framchem SA Frost Technology Corporation Greenfarm Hellas Chemicals SA Growell Limited Grupo Corporativo Nufarm SA Laboratoire European de Biotechnologie s.a.s Le Moulin des Ecluses s.a Lefroy Seeds Pty Ltd Manaus Holdings Sdn Bhd Marman (Nufarm) Inc Marman de Guatemala Sociedad Anomima Marman de Mexico Sociedad Anomima De Capital Variable Marman Holdings LLC Masmart Pty Ltd Mastra Corporation Pty Ltd Mastra Corporation Sdn Bhd Mastra Corporation USA Pty Ltd Mastra Holdings Sdn Bhd Mastra Industries Sdn Bhd 108 | NUFARM LIMITED ANNUAL REPORT 2014 Note Place of incorporation Percentage of shares held 2013 2014 (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) (a) Australia Australia USA Australia Australia USA New Zealand Australia United Kingdom Australia Brazil Australia Australia Australia Netherlands Australia New Zealand New Zealand Australia Australia Australia Australia Canada Singapore New Zealand Australia Egypt USA Greece United Kingdom Guatemala France France Australia Malaysia USA Guatemala Mexico USA Australia Australia Malaysia Australia Malaysia Malaysia 100 100 100 100 100 100 100 100 100 100 51 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 51 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 NOTES TO THE FINANCIAL STATEMENTS continued 35. Group entities (continued) Medisup International NV Medisup Securities Limited Midstates Agri Services de Mexico Midstates Agri Services Inc Minteledan S.A. Nufarm Africa SARL AU Nufarm Agriculture (Pty) Ltd Nufarm Agriculture Inc Nufarm Agriculture Inc (USA) Nufarm Agriculture Zimbabwe (Pvt) Ltd Nufarm Americas Holding Company Nufarm Americas Inc Nufarm Asia Sdn Bhd Nufarm Australia Limited Nufarm BV Nufarm Canada Receivables Partnership Nufarm Chemical (Shanghai) Co Ltd Nufarm Chile Limitada Nufarm Colombia S.A. Nufarm Crop Products UK Limited Nufarm Cropcare Private Limited Nufarm de Costa Rica Nufarm de Guatemala SA Nufarm de Mexico Sa de CV Nufarm de Panama SA Nufarm de Venezuela SA Nufarm del Ecuador SA Nufarm Deutschland GmbH Nufarm do Brazil LTDA Nufarm Espana SA Nufarm Europe GmbH Nufarm Finance BV Nufarm Finance (NZ) Limited Nufarm GmbH Nufarm GmbH & Co KG Nufarm Grupo Mexico Nufarm Holdings (NZ) Limited Nufarm Holdings BV Nufarm Holdings s.a.s Nufarm Hong Kong Investments Ltd Nufarm Hungaria Kft Nufarm Inc. Nufarm Industria Quimica e Farmaceutica SA Nufarm Insurance Pte Ltd Nufarm Investments Cooperatie WA Nufarm Italia srl Nufarm KK Nufarm Korea Ltd Nufarm Labuan Pte Ltd Note (a) (a) Place of incorporation N. Antillies Australia Mexico USA Uruguay Morocco South Africa Canada USA Zimbabwe USA USA Malaysia Australia Netherlands Canada China Chile Colombia United Kingdom India Costa Rica Guatemala Mexico Panama Venezuela Ecuador Germany Brazil Spain Germany Netherlands New Zealand Austria Austria Mexico New Zealand Netherlands France Hong Kong Hungary USA Brazil Singapore Netherlands Italy Japan Korea Malaysia Percentage of shares held 2013 88 100 100 100 – 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 – 100 100 100 100 100 100 100 100 100 100 – 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 2014 88 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 – 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 NUFARM LIMITED ANNUAL REPORT 2014 | 109 NOTES TO THE FINANCIAL STATEMENTS continued 35. Group entities (continued) Nufarm Limited Nufarm Malaysia Sdn Bhd Nufarm Materials Limited Nufarm NZ Limited Nufarm Peru SAC Nufarm Platte Pty Ltd Nufarm Portugal LDA Nufarm Romania SRL Nufarm s.a.s Nufarm SA Nufarm Services (Singapore) Pte Ltd Nufarm Services Sdn Bhd Nufarm Suisse Sarl Nufarm Technologies (M) Sdn Bhd Nufarm Technologies USA Nufarm Technologies USA Pty Ltd Nufarm Treasury Pty Ltd Nufarm UK Limited Nufarm Ukraine LLC Nufarm Uruguay SA Nufarm USA Inc Nugrain Pty Ltd Nuseed Americas Inc Nuseed do Brazil S.A. Nuseed Europe Ltd Nuseed Europe Holding Company Ltd Nuseed Global Innovation Ltd Nuseed Holding Company Nuseed Pty Ltd Nuseed SA Nuseed South America Sementes Ltda Nuseed Serbia d.o.o. Nuseed Ukraine LLC Nutrihealth Grains Pty Ltd Nutrihealth Pty Ltd Opti-Crop Systems Pty Ltd Pharma Pacific Pty Ltd PT Agrow PT Crop Care PT Nufarm Indonesia Richardson Seeds Ltd Seeds 2000 Inc Seeds 2000 Argentina SRL Selchem Pty Ltd Societe Des Ecluses la Garenne s.a.s Note (a) (a) (b) (a) (a) (a) (a) (a) (a) (a) (c) (a) Place of incorporation United Kingdom Malaysia Australia New Zealand Peru Australia Portugal Romania France Argentina Singapore Malaysia Switzerland Malaysia New Zealand Australia Australia United Kingdom Ukraine Uruguay USA Australia USA Brazil United Kingdom United Kingdom United Kingdom USA Australia Argentina Brazil Serbia Ukraine Australia Australia Australia Australia Indonesia Indonesia Indonesia USA USA Argentina Australia France Percentage of shares held 2013 100 100 100 100 100 100 100 100 100 100 100 – 100 100 100 100 100 100 100 100 100 100 100 100 – – – 100 100 100 – 100 – 100 100 75 100 100 100 100 100 100 100 100 100 2014 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 75 100 100 100 100 100 – 100 100 100 (a) These entities have entered into a deed of cross guarantee dated 21 June 2006 with Nufarm Limited which provides that all parties to the deed will guarantee to each creditor payment in full of any debt of each company participating in the deed on winding-up of that company. As a result of a class order issued by the Australian Securities and Investment Commission, these companies are relieved from the requirement to prepare financial statements. (b) Formerly known as Nufarm (Asia) Pte Ltd. (c) Merged with Nuseed Americas Inc and deregistered. 110 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 36. Deed of cross guarantee Under ASIC Class Order 98/1418, the Australian wholly-owned subsidiaries referred to in note 35 are relieved from the Corporations Act 2001 requirements for preparation, audit and lodgement of financial reports and directors’ reports. It is a condition of the class order that the company and each of the subsidiaries enter into a deed of cross guarantee. The parent entity and all the Australian controlled entities have entered into a deed of cross guarantee dated 21 June 2006 which provides that all parties to the deed will guarantee to each creditor payment in full of any debt of each company participating in the deed on winding-up of that company. A consolidated income statement and consolidated balance sheet, comprising the company and controlled entities which are a party to the deed, after eliminating all transactions between parties to the deed of cross guarantee, at 31 July 2014 is set out as follows: Consolidated Summarised income statement and retained profits Profit before income tax expense Income tax expense Net profit attributable to members of the closed group Retained profits at the beginning of the period Adjustments for entities entering the deed of cross guarantee Dividends paid Retained profits at the end of the period Balance sheet Current assets Cash and cash equivalents Trade and other receivables Inventories Current tax assets Total current assets Non-current assets Equity-accounted investments Other investments Deferred tax assets Property, plant and equipment Intangible assets Total non-current assets TOTAL ASSETS Current liabilities Trade and other payables Employee benefits Current tax payable Total current liabilities Non-current liabilities Payables Interest-bearing loans and borrowings Deferred tax liabilities Employee benefits Total non-current liabilities TOTAL LIABILITIES NET ASSETS Equity Share capital Reserves Retained earnings TOTAL EQUITY 2014 $000 2013 $000 (58,855) 4,305 (54,550) 120,659 – (28,944) 37,165 1,019 10,446 11,465 126,356 (1,459) (15,703) 120,659 42,724 472,637 169,736 9,766 694,863 25,224 664,394 194,463 9,472 893,553 5,793 1,171,314 65,178 122,170 102,288 1,466,743 2,161,606 4,177 1,153,447 52,310 155,366 107,758 1,473,058 2,366,611 548,689 23,095 1,053 572,837 568,350 11,155 – 579,505 22,092 337,506 18,014 10,661 388,273 961,110 1,200,496 24,313 460,059 16,629 11,143 512,144 1,091,649 1,274,962 1,068,871 94,460 37,165 1,200,496 1,063,992 90,311 120,659 1,274,962 NUFARM LIMITED ANNUAL REPORT 2014 | 111 NOTES TO THE FINANCIAL STATEMENTS continued 37. Parent entity disclosures Result of the parent entity Profit/(loss) for the period Other comprehensive income Total comprehensive profit/(loss) for the period Financial position of the parent entity at year end Current assets Total assets Current liabilities Total liabilities Total equity of the parent entity comprising of: Share capital Reserves Accumulated losses Retained earnings(a) Total equity Company 2014 $000 2013 $000 (1,192) (403) (1,595) 8,833 2,385 11,218 1,060,681 1,419,961 1,106,952 1,447,739 179,549 179,549 188,746 189,073 1,068,871 37,788 (31,536) 165,289 1,240,412 1,063,992 38,651 (30,344) 186,367 1,258,666 (a) Retained earnings comprises the transfer of net profit for the year and are characterised as profits available for distribution as dividends in future years. Dividends amounting to $21.078 million (2013: $15.703 million) were distributed from the retained earnings during the year. Parent entity contingencies The parent entity is one of the guarantors of the Senior Facility Agreement (SFA) and would be obliged, along with the other guarantors, to make payment on the SFA in the unlikely event of a default by one of the borrowers. The parent entity also provides guarantees to support several of the regional working capital facilities located in Brazil and Europe, and the senior unsecured notes. Parent entity capital commitments for acquisition of property, plant and equipment There are no capital commitments for the parent entity in 2014 or 2013. 112 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 38. Reconciliation of cash flows from operating activities Cash flows from operating activities Profit/(loss) for the period Adjustments for: Dividend from associated company Amortisation Depreciation Australia/New Zealand asset rationalisation and restructure Inventory write down Gain on disposal of non-current assets and investments Share of (profits)/losses of associates net of tax Financial expense Interest paid Tax expense Taxes paid Movements in working capital items: (Increase)/decrease in receivables (Increase)/decrease in inventories Increase/(decrease) in payables Exchange rate change on foreign controlled entities working capital items Net operating cash flows Consolidated 2014 $000 2013 $000 37,747 81,750 120 35,076 45,740 33,355 5,693 (53) (2,208) 80,436 (68,937) 24,104 (45,028) 146,045 (1,375) 169,886 5,727 (52,186) 122,052 268,097 73 33,612 41,564 – 5,773 (2,744) 60 65,460 (49,958) 31,173 (14,347) 192,416 (16,005) (281,329) 60,144 107,561 (129,629) 62,787 NUFARM LIMITED ANNUAL REPORT 2014 | 113 NOTES TO THE FINANCIAL STATEMENTS continued 39. Related parties (a) Transactions with related parties in the wholly-owned group The parent entity entered into the following transactions during the year with subsidiaries of the group: • loans were advanced and repayments received on short term intercompany accounts; and • management fees were received from several wholly-owned controlled entities. These transactions were undertaken on commercial terms and conditions. (b) Transactions with associated parties Excel Crop Care Ltd F&N joint ventures Sumitomo Chemical Company Ltd Lotus Agrar GmbH Purchases from Trade payable Sales to Trade payable Trade receivable Sales to Purchases from Trade receivable Trade payable Sales to Trade receivable Consolidated 2014 $000 13,837 7,152 48,729 338 36,385 41,665 53,877 17,525 22,507 29,098 6,840 2013 $000 – – 41,427 – 38,249 30,822 48,840 1,913 12,618 – – These transactions were undertaken on commercial terms and conditions. (c) Key management personnel compensation The key management personnel compensation included in personnel expenses (see note 9) are as follows: Short term employee benefits Post-employment benefits Equity compensation benefits Termination benefits Other long term benefits Consolidated 2014 $ 8,722,847 394,716 1,060,374 – 361,460 10,539,397 2013 $ 9,073,155 358,079 1,811,459 799,000 200,271 12,241,964 Individual director’s and executive’s compensation disclosures Information regarding individual director’s and executive’s compensation is provided in the remuneration report section of the directors’ report. 114 | NUFARM LIMITED ANNUAL REPORT 2014 NOTES TO THE FINANCIAL STATEMENTS continued 39. Related parties (continued) (d) Other key management personnel transactions with the company or its controlled entities Apart from the details disclosed in this note, no director has entered into a material contract with the company or entities in the group since the end of the previous financial year and there were no material contracts involving director’s interest existing at year end. A number of key management persons, or their related parties, hold positions in other entities that result in them having control or significant influence over the financial or operating policies of those entities. A number of these entities transacted with the company or its subsidiaries in the reporting period. The terms and conditions of the transactions with management persons and their related parties were no more favourable than those available, or which might reasonably be expected to be available, on similar transactions to non-director related entities on an arm’s length basis. From time to time, key management personnel of the company or its controlled entities, or their related entities, may purchase goods from the group. These purchases are on the same terms and conditions as those entered into by other group employees or customers and are trivial or domestic in nature. (e) Loans to key management personnel and their related parties There were no loans to key management personnel at 31 July 2014 (2013: nil). 40. Auditors’ remuneration Audit services KPMG Australia Audit and review of group financial report Overseas KPMG firms Audit and review of group and local financial reports Other auditors Audit and review of financial reports Audit services remuneration Other services KPMG Australia Other assurance services Other advisory services Overseas KPMG firms Other assurance services Other advisory services Other services remuneration 41. Subsequent events Consolidated 2014 2013 518,000 546,000 1,239,000 1,757,000 1,149,000 1,695,000 198,626 1,955,626 79,790 1,774,790 27,700 – 55,400 – 85,809 525,778 639,287 79,144 – 134,544 A final dividend of five cents per share, totalling $13,201,081 was declared on 23 September 2014, and will be paid on 14 November 2014 (2013: five cents per share, totalling $13,166,764). NUFARM LIMITED ANNUAL REPORT 2014 | 115 DIRECTORS’ DECLARATION 1. In the opinion of the directors of Nufarm Limited (the company): (a) the consolidated financial statements and notes, and the remuneration report in the directors’ report, are in accordance with the Corporations Act 2001 including: (i) giving a true and fair view of the group’s financial position as at 31 July 2014 and of its performance for the financial year ended on that date; and (ii) complying with Australian Accounting Standards (including the Australian Accounting Interpretations) and the Corporations Regulations 2001; and (b) there are reasonable grounds to believe that the company will be able to pay its debts as and when they become due and payable. 2. There are reasonable grounds to believe that the company and the group entities identified in note 36 will be able to meet any obligations or liabilities to which they are or may become subject to by virtue of the deed of cross guarantee between the Company and those group entities pursuant to ASIC Class Order 98/1418. 3. The directors have been given the declarations required by Section 295A of the Corporations Act 2001 from the chief executive officer and chief financial officer for the financial year ended 31 July 2014. 4. The directors draw attention to note 2 to the consolidated financial statements, which includes a statement of compliance with International Financial Reporting Standards. Signed in accordance with a resolution of the directors: Dated at Melbourne this 23rd day of September 2014. DG McGauchie AO Director DJ Rathbone AM Director 116 | NUFARM LIMITED ANNUAL REPORT 2014 INDEPENDENT AUDITOR’S REPORT to the members of Nufarm Limited Report on the financial report We have audited the accompanying financial report of Nufarm Limited (the company), which comprises the consolidated balance sheet as at 31 July 2014, consolidated income statement and consolidated statement of comprehensive income, consolidated statement of changes in equity and consolidated statement of cash flows for the year ended on that date, notes 1 to 41 comprising a summary of significant accounting policies and other explanatory information and the directors’ declaration of the group comprising the company and the entities it controlled at the year’s end or from time to time during the financial year. Directors’ responsibility for the financial report The directors of the company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that is free from material misstatement whether due to fraud or error. In note 2(a), the directors also state, in accordance with Australian Accounting Standard AASB 101 Presentation of Financial Statements, that the financial statements of the group comply with International Financial Reporting Standards. Auditor’s responsibility Our responsibility is to express an opinion on the financial report based on our audit. We conducted our audit in accordance with Australian Auditing Standards. These Auditing Standards require that we comply with relevant ethical requirements relating to audit engagements and plan and perform the audit to obtain reasonable assurance whether the financial report is free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial report. The procedures selected depend on the auditor’s judgement, including the assessment of the risks of material misstatement of the financial report, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation of the financial report that gives a true and fair view in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by the directors, as well as evaluating the overall presentation of the financial report. We performed the procedures to assess whether in all material respects the financial report presents fairly, in accordance with the Corporations Act 2001 and Australian Accounting Standards, a true and fair view which is consistent with our understanding of the group’s financial position and of its performance. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG, an Australian partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (KPMG International), a Swiss entity. Liability limited by a scheme approved under Professional Standards Legislation. NUFARM LIMITED ANNUAL REPORT 2014 | 117 INDEPENDENT AUDITOR’S REPORT continued to the members of Nufarm Limited Independence In conducting our audit, we have complied with the independence requirements of the Corporations Act 2001. Auditor’s opinion In our opinion: (a) the financial report of the group is in accordance with the Corporations Act 2001, including: (i) giving a true and fair view of the group’s financial position as at 31 July 2014 and of its performance for the year ended on that date; and (ii) complying with Australian Accounting Standards and the Corporations Regulations 2001. (b) the financial report also complies with International Financial Reporting Standards as disclosed in note 2(a). Report on the remuneration report We have audited the remuneration report included under the heading ‘remuneration report’ of the directors’ report for the year ended 31 July 2014. The directors of the company are responsible for the preparation and presentation of the remuneration report in accordance with Section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the remuneration report, based on our audit conducted in accordance with auditing standards. Auditor’s opinion In our opinion, the remuneration report of Nufarm Limited for the year ended 31 July 2014, complies with Section 300A of the Corporations Act 2001. KPMG BW Szentirmay Partner Melbourne 23 September 2014 118 | NUFARM LIMITED ANNUAL REPORT 2014 SHAREHOLDER AND STATUTORY INFORMATION Details of shareholders, shareholdings and top 20 shareholders Listed securities – 23 September 2014 Fully paid ordinary shares Number of holders 10,237 Number of securities 264,021,627 Percentage held by top 20 85.57 Twenty largest shareholders Sumitomo Chemical Company Limited HSBC Custody Nominees (Australia) Limited J P Morgan Nominees Australia Limited National Nominees Limited Amalgamated Dairies Limited Citicorp Nominees Pty Limited NEFCO Nominees Pty Ltd Challenge Investment Company Limited BNP Paribas Noms Pty Ltd Avalon Investments Trust Ltd HSBC Custody Nominees (Australia) Limited Citicorp Nominees Pty Limited Pacific Custodians Pty Limited GBH Trustee Services Limited + Mr Aaron Craig Quintal Forsyth Barr Custodians Ltd Douglas Industries Limited QIC Limited Moturua Properties Ltd Mirrabooka Investments Limited CPU Share Plans Pty Ltd Distribution of shareholders Size of holding 1 – 1,000 1,001 – 5,000 5,001 – 10,000 10,001 – 100,000 100,001 and over Ordinary shares as at 23.09.14 60,210,136 47,301,526 36,997,061 26,605,895 14,805,328 12,000,296 4,320,470 3,130,282 3,067,257 2,664,282 2,519,095 2,104,908 2,008,374 1,850,000 1,487,221 1,170,866 1,016,738 964,455 909,308 797,540 Percentage of issued capital as at 23.09.14 22.81 17.92 14.01 10.08 5.61 4.55 1.64 1.19 1.16 1.01 0.95 0.80 0.76 0.70 0.56 0.44 0.39 0.37 0.34 0.30 Number of holders as at 23.09.14 Ordinary shares held as at 23.09.14 4,673 4,183 848 479 54 2,017,729 10,025,576 6,083,674 10,524,973 235,369,675 Of these, 1,042 shareholders held less than a marketable parcel of shares of $500 worth of shares (111 shares). In accordance with the ASX Listing Rules, the last sale price of the company’s shares on the ASX on 23 September 2014 was used to determine the number of shares in a marketable parcel. NUFARM LIMITED ANNUAL REPORT 2014 | 119 SHAREHOLDER AND STATUTORY INFORMATION continued Stock exchanges on which securities are listed Ordinary shares: Australian Stock Exchange Limited. Substantial shareholders In accordance with section 671B of the Corporations Act, as at 23 September 2014, the substantial shareholders set out below have notified the company of their respective relevant interest in voting shares in the company shown adjacent to their respective names as follows: Number and percentage of shares in which interest held at date of notice FMR LLC Dimensional Fund Advisors LP Sumitomo Chemical Company Limited Nufarm Limited1 Amalgamated Dairies Limited The Khyber Pass Investment Co Ltd 2, 6 Glade Buildings Ltd3, 6 Hauraki Trading Co. Ltd4 PG Keeling & EW Preston (Oxford Trustees)5 Date of notice 5 February 2014 23 December 2013 10 June 2011 10 June 2011 31 May 2010 31 May 2010 31 May 2010 31 May 2010 31 May 2010 Number 13,725,325 13,187,894 60,210,136 60,210,136 14,330,798 14,349,658 14,692,730 14,679,639 14,711,590 Interest % 5.03 5 23 23 5.47 5.48 5.61 5.61 5.62 1. Nufarm Limited has a relevant interest in the shares held by Sumitomo Chemical Company. The relevant interest arises under a Shareholder Deed dated 22 January 2010 between Nufarm and Sumitomo which contains certain obligations relating to the voting and disposal of shares in Nufarm by Sumitomo. 2. The Khyber Pass Investment Co. Ltd has a relevant interest in Amalgamated Dairies Ltd and, as a result, the number of shares disclosed by it includes the shares held by Amalgamated Dairies Ltd. 3. Glade Building Ltd has a relevant interest in Amalgamated Dairies Ltd and, as a result, the number of shares disclosed by it includes the shares held by Amalgamated Dairies Ltd. 4. Hauraki Trading Ltd has a relevant interest in Amalgamated Dairies Ltd and, as a result, the number of shares disclosed by it includes the shares held by Amalgamated Dairies Ltd. 5. Oxford Trustees has a relevant interest in Glade Building Ltd, The Khyber Pass Investment Co Ltd and Amalgamated Dairies Ltd and, as a result, the number of shares disclosed by it includes the shares held by Glade Building Ltd, The Khyber Pass Investment Co Ltd and Amalgamated Dairies Ltd. 6. On 30 March 2012 Glade Buildings Ltd and The Khyber Pass Investment Co Ltd amalgamated to become The Kyber Pass Investment Co. Ltd. Glade Buildings Ltd was struck off as a NZ Limited Company. Voting rights On a show of hands, every shareholder present in person or represented by a proxy or representative shall have one vote and on a poll every shareholder who is present in person or represented by a proxy or representative shall have one vote for every fully paid share held by the shareholder. 120 | NUFARM LIMITED ANNUAL REPORT 2014 SHAREHOLDER AND STATUTORY INFORMATION continued Shareholder information Annual general meeting The annual general meeting of Nufarm Limited will be held on Thursday 4 December 2014 at 10.00am in Bayside Rooms 5 and 6, Level 2, RACV Club, 501 Bourke Street, Melbourne, Victoria. Full details are contained in the notice of meeting sent to all shareholders. Voting rights Shareholders are encouraged to attend the annual general meeting. However, when this is not possible, they are encouraged to use the form of proxy by which they can express their views. Proxy voting can be completed online via www.nufarm.com/annualgeneralmeeting or via post by completing the proxy form and sending it back in the return envelope. Every shareholder, proxy or shareholder’s representative has one vote on a show of hands. In the case of a poll, each share held by every shareholder, proxy or representative is entitled to: (a) one vote for each fully paid share; and (b) voting rights in proportion to the paid up amount of the issue price for partly paid shares. Stock exchange listing Nufarm shares are listed under the symbol NUF on the ASX. The securities of the company are traded on the ASX under CHESS (Clearing House Electronic Sub-register System), which allows settlement of on-market transactions without having to reply on paper documentation. Shareholders seeking more information about CHESS should contact their stockbroker or the ASX. NUFARM LIMITED ANNUAL REPORT 2014 | 121 SHAREHOLDER AND STATUTORY INFORMATION continued Shareholder details The Nufarm Limited Share Register is managed by Computershare Investor Services. You can gain access to your shareholding information in the following ways. Online via Investor Centre Details of individual shareholdings can be checked by visiting our share registry’s website at www.investorcentre.com Existing users can simply log in. New users will need to create a log in. You will need to enter your security reference number (SRN) or holder identification number (HIN), your postcode or country of residence, enter Nufarm as the company name and then follow the prompts to complete registration. By telephone via InvestorPhone: InvestorPhone provides telephone access 24 hours a day 7 days a week. Step 1 Call the Nufarm shareholder information line on 1300 652 479 (within Australia) or +61 3 9415 4360 (outside Australia). Step 2 Follow the prompts to gain secure, immediate access to your: – holding details – registration details – payment information Shareholder communications You can choose to receive shareholder communications electronically. Register for this initiative at www.eTree.com.au/nufarm and a donation of $1 will go to Landcare to support urgent reforestation projects in Australia and New Zealand. The default for receiving the annual report is now via the company’s website – www.nufarm.com 122 | NUFARM LIMITED ANNUAL REPORT 2014 SHAREHOLDER AND STATUTORY INFORMATION continued Shareholder enquires Contact: Computershare Investor Services Yarra Falls, 452 Johnston Street Abbotsford Victoria 3067 GPO Box 2975 Melbourne Victoria 3001 Telephone: 1300 652 479 (within Australia) +61 3 9415 4360 (outside Australia) Email: web.queries@computershare.com.au Key dates 29 October 2014* Annual report sent to shareholders 4 December 2014 Annual general meeting 25 March 2015* 31 July 2015 Announcement of profit result for half year ending 31 January 2015 End of financial year * Subject to confirmation. For enquiries relating to the operations of the company, please contact the Nufarm Corporate Affairs Office on: Telephone: Facsimile: Email: +61 3 9282 1177 +61 3 9282 1111 robert.reis@au.nufarm.com Written correspondence should be directed to: Corporate Affairs Office Nufarm Limited PO Box 103 Laverton Victoria 3028 Australia NUFARM LIMITED ANNUAL REPORT 2014 | 123 Share registrar Australia Computershare Investor Services Pty Ltd GPO Box 2975EE Melbourne Victoria 3001 Australia Telephone: 1300 850 505 Outside Australia: +61 3 9415 4000 Step-up securities registrar New Zealand Computershare Registry Services Limited Private Bag 92119 Auckland 1020 New Zealand Telephone: +64 9 488 8700 Registered office 103 –105 Pipe Road Laverton North Victoria 3026 Australia Telephone: +61 3 9282 1000 Facsimile: +61 3 9282 1001 NZ branch office 6 Manu Street Otahuhu Auckland New Zealand Telephone: +64 9 270 4157 Facsimile: +64 9 267 8444 Website nufarm.com Nufarm Limited ACN 091 323 312 DIRECTORY Directors DG McGauchie AO – Chairman DJ Rathbone AM – Managing director AB Brennan GR Davis FA Ford Dr WB Goodfellow PM Margin T Takasaki Company secretary R Heath Solicitors Arnold Bloch Leibler & Co 333 Collins Street Melbourne Victoria 3000 Australia Auditors KPMG 147 Collins Street Melbourne Victoria 3000 Australia Trustee for Nufarm step-up securities The Trust Company (Australia) Limited Level 15, 20 Bond Street Sydney NSW 2000 Australia 124 | NUFARM LIMITED ANNUAL REPORT 2014 At Nufarm we grow a better tomorrow by providing products and services that support the success of our distributors and growers. CONTENTS 1 About Nufarm 2 Key events 2 Facts in brief 4 Managing director’s review 11 Business review 14 Sustainability 16 Board of directors 18 Executive management 20 Information on the company 23 Corporate governance 32 Financial report 33 Directors’ report 49 Lead auditor’s independence declaration 50 Income statement 51 Statement of comprehensive income 52 Balance sheet 53 Statement of cash flows 54 Statement of changes in equity 56 Notes to the financial statements 116 Directors’ declaration 117 Independent auditor’s report 119 Shareholder and statutory information 124 Directory NUFARM LIMITED ANNUAL REPORT 2014 Design: MDM Investor Connect ANNUAL REPORT 2014 N u f a r m L m i i t e d A n n u a l R e p o r t 2 0 1 4 103-105 Pipe Road Laverton North Victoria 3026 Australia Telephone + 61 3 9282 1000 Facsimile + 61 3 9282 1007 nufarm.com

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