Strike Resources
Annual Report 2012

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A.B.N. 94 088 488 724 R E P O R T 2 0 1 2 CORPORATE DIRECTORY Strike Resources Limited A.B.N. 94 088 488 724 DIRECTORS Chairman/Non-Executive Director Mr Malcolm Richmond Mr Ken Hellsten Mr Matthew Hammond Mr William Johnson Ms Samantha Tough Managing Director Non-Executive Director Non-Executive Director Non-Executive Director 2 1 0 2 T R O P E R L A U N N A CHIEF FINANCIAL OFFICER Mr Julian Tambyrajah COMPANY SECRETARY Mr Stephen Gethin REGISTERED OFFICE Level 2, 160 St George’s Terrace Perth, Western Australia, 6000 Telephone Facsimile Local telephone +61 8 9324 7100 +61 8 9324 7199 1300 974 700 WEB SITE www.strikeresources.com.au INFORMATION EMAIL info@strikeresources.com.au SHARE REGISTRY Advanced Share Registry Services Suite 2, 150 Stirling Highway Nedlands, Western Australia, 6009 Telephone Facsimile Email Website +61 8 9389 8033 +61 8 9389 7871 admin@advancedshare.com.au www.advancedshare.com.au AUDITORS BDO Audit (WA) Pty Ltd 38 Station Street Subiaco, Western Australia, 6008 Telephone Facsimile Website +61 8 9382 4600 +61 8 9382 4601 www.bdo.com.au SOLICITORS TO THE COMPANY Ashurst Level 36, Grosvenor Place 225 George Street, Sydney, NSW 2000 Telephone: Facsimile: Website: +61 2 9258 6000 +61 2 9258 6999 www.ashurst.com STOCK EXCHANGE LISTING Strike Resource Limited’s shares are listed on the Australian Securities Exchange (“ASX”) ASX Code: SRK CONTENTS Chairman’s Letter Review of Operations Company Overview Corporate Projects Sustainability JORC Resource Statement Directors’ Report Corporate Governance Statement Auditor’s Independence Declaration Consolidated Statement of Comprehensive Income Consolidated Statement of Financial Position Consolidated Statement of Changes In Equity Consolidated Statement of Cash Flows Notes to the Consolidated Financial Statements Directors’ Declaration Independent Auditor’s Report Securities Information Mineral Tenements 2 3 3 5 8 21 24 26 50 58 59 60 6 1 62 63 113 114 116 118 2 1 0 2 T R O P E R L A U N N A 1 2 1 0 2 T R O P E R L A U N N A Colcabamba Project, Apurimac CHAIRMAN’S LETTER 2 2 1 0 2 T R O P E R L A U N N A Given the scope and cost of this work and subsequent studies and development costs, we believe this will be best achieved through a strategic partnership agreement with a larger company. This outcome represents tremendous option value for Strike’s shareholders in both the near and long term. However, the alternative outcome would also deliver signifi cant benefi ts to shareholders. If D&C Group takes 100% ownership of AF, Strike will move to a very strong cash position with a repayment of loans by D&C Group in excess of US$30 million. Given our already strong cash position this would provide cash backing of at least $0.35 per share, before the value of our investment in Cuervo Resources is taken into account. This is turn would enable the Company to consider a range of capital management options. As we move toward the conclusion of ‘shoot-out’ process, Strike’s Board, management, and I, look forward to the change in direction for this company. We will either take control of our key asset and secure a strong partner to fund the next exciting stage of the Apurimac and Cusco iron ore projects or move to a very strong cash position which will provide valuable optionality in these times of constrained capital. If you have any questions regarding ‘shoot-out’ process, please do not hesitate to contact either myself or Strike’s Managing Director, Ken Hellsten, on 08 9324 7100. Sincerely yours, Malcolm R. Richmond Chairman Dear Shareholder, On behalf of the Board of Directors and management of Strike Resources, I would like to take this opportunity to further discuss the ‘shoot-out’ process initiated May 18th 2012 with our Perúvian partners D&C Group. The ‘shoot-out’ is designed to produce a 100% ownership outcome of Apurimac Ferrum SA (AF), the company which holds our Perúvian assets. Both outcomes of this process are advantageous to Strike Resources as they enable the Company to take control of its future. With the process underway, on August 3rd Strike made an offer to D&C Group to acquire all shares in AF and assume 100% ownership of the company. Following submission of this offer, D&C Group is required to either accept the offer or make a superior counter-offer for ownership of AF. If Strike’s offer is accepted by D&C Group, Strike will repay D&C’s loans to AF of approximately US$3 million. Alternatively, if a superior counter-offer is submitted by D&C for 100% ownership of AF, Strike’s loans of more than US$30 million will be repaid along with the counter-offer price for the shares. I share the opinion of the Board and management that the preferred outcome of ‘shoot-out’ process for Strike Resources is 100% ownership of AF. This will give us control of unique, high-grade iron ore assets which we can progress to the next stage of development, a detailed pre-feasibility study. 3 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS COMPANY OVERVIEW Strike Resources is an Australian-listed resources company with two principal projects in the bulk commodities market. The Apurimac and Cusco Iron Ore Projects are large-scale iron ore projects in southern Perú, with Apurimac the most advanced with an initial Pre-feasibility Study completed in 2008. The Company is seeking to establish the basis for a 15 – 20 million tonne per annum (Mtpa) operation based on current JORC Indicated and Inferred Resources of 269Mt at its Opaban concessions in the Apurimac District. The Company has strengthened its resource and exploration position in Perú through the acquisition of an additional 6% of Apurimac Ferrum S.A. (AF) - taking Strike to 50% of AF - and entering into a strategic option to acquire a major stake in Cuervo Resources Inc. (Cuervo) which holds high-quality exploration concessions in the Cusco district of southern Perú, which are complimentary to Strike’s own concession interests in the same area. Strike holds 100% of the rights to mine coal at the Berau Thermal Coal Project in Indonesia, subject to a royalty to the concession owner, through a Co-operation Agreement. The Company was in dispute with the owner over the terms of the agreement but reached in-principle agreement on a settlement in September, 2012 where Strike will receive US$4.3 million for its rights in the project. Operational Highlights Operational Highlights of the fi nancial year ending 30 June 2012 and to the date of this report include: • Buy-out of the minority shareholder (IAC) in AF in July2011 and subsequent receipt of US$1.9 million from D&C to move from 44% to 50% ownership of AF. • Agreement reached with Cuervo Resources to loan C$5.25 million in return for warrants entitling Strike to 32.5% of Cuervo’s shares with an option to loan a further $9.75 million and move to 49% (undiluted) or 46% diluted. • Drilling underway at Cerro Ccopane (Cuervo) project with ten holes completed so far targeting the ‘Bob 1’ zone which comprises strong surface mineralisation over a strike length of 3 kilometres. Assay results reported for the initial 7 holes over a strike length of 500 meters demonstrate substantial widths of mineralisation with some zones containing 50 – 60% Fe. • Rothschild appointed as corporate advisor to assist with ‘shoot-out’ process and identifi cation of potential strategic investors to develop Apurimac and Cusco projects over the long term. • • Initiation of the “shoot-out’ provision in Settlement Agreement negotiated with Perúvian partner D&C Group in July 2009, providing the Company with a unique opportunity to optimise its asset portfolio in Perú by potentially acquiring 100% ownership of Apurimac Ferrum (AF). Shoot-out offer price lodged 6 August for a total consideration of US$3.2 million to acquire D&C Group’s 50% interest in Apurimac Ferrum SA and repay its loans to AF. • Community Relations team strengthened and revised plan to gain access to Opaban project progressing well,though local opposition may take some time to address. • Signifi cant progress at Santo Tomas (Cusco) with IP and mapping programs completed, environmental studies well advanced and successful community consultationprocess for drilling approvals. REVIEW OF OPERATIONS • Negotiations regarding Berau dispute advanced further toward achieving a settlement. • • Strong cash balance retained by Strike with A$20.6 million in cash. Strike also holds secured loans to AF and Cuervo of approximately A$34 million and CAN$5.25 million respectively. APURIMAC FERRUM - “Shoot-out” PROCESS PROCESS SRK gives Shoot-out advice SRK prices bid Shoot-out MARCH 2012 MAY 2012 JUNE 2012 AUGUST 2012 AUGUST 2012 OCTOBER 2012 OUTCOMES D&C 44% SRK 56% D&C pays SRK US$1.9M for 6% AF D&C 50% SRK 50% SRK wins D&C wins SRK 100% D&C 100% Strike will have 100% of AF or $30M additional cash SRK receives US$30M + bid price 4 2 1 0 2 T R O P E R L A U N N A 5 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS CORPORATE Strategy Strike Resources is focused on further growing the resource base of its large scale iron ore projects Apurimac and Cusco in southern Perú. Development of Apurimac and Cusco into a viable 15-20 Mtpa iron ore business will require an estimated capital expenditure of US$2.9 billion. Initial pre-feasibility studies conducted to evaluate infrastructure developments for processing and delivery of iron ore reserves has indicated positive economics for the project if the resource base at Apurimac is > 500 million tonnes (Mt) or Cusco > 700m Mt for independent development. Accordingly the Company’s focus is continuing to advance exploration activities and project studies at Apurimac, undertaking and supporting drilling programs conducted at Cusco and identifying business development opportunities to expand its iron ore resources and exploration potential. Signifi cant progress has been made towards this end over the past year through strengthening the AF team, maintaining strong constructive relationships with the Company’s Perúvian partner D&C, consolidating the equity position in Apurimac Ferrum and establishing itself as the major iron ore concession holder in Andean southern Perú. Moving forward Strike Resources will look to work with corporate advisor Rothschild to leverage from its strong asset position by undertaking a program to secure a strategic investment partner to bring its projects into a development stage over the medium and longer term. With a long term investment partner secured, Strike Resources will have the economic and strategic backing to develop and further grow its unique iron ore assets into the future. Key Appointments Mr Julian Tambyrajah joined Strike as Chief Financial Offi cer on 2 April 2012. Mr Tambyrajah brings a wealth of resource industry fi nance, commercial and operations experience and has a broad industry network, especially across the Asia-Pacifi c region. He has taken the leadership role in the settlement of the Berau dispute. On 1 June 2012 AF appointed Mr Luis Romero Elmore to the role of Manager - Social Responsibility. Mr Romero has extensive experience in the community and government relations areas in the Perúvian mining industry, in similar situations to AF’s projects. He will be responsible for gaining the necessary access approvals for AF’s Apurimac and Cusco iron ore projects. Organisational Restructuring at Apurimac Ferrum Strike’s 50% Perúvian joint venture company Apurimac Ferrum (AF) has undergone a restructure in preparation for the results of the shoot-out. The restructure also aligns staffi ng levels with current community relations and exploration activities while positioning it for rapid expansion once approvals are received. As previously announced, either Strike or its joint venture partner D&C will move to 100% ownership of AF under the shoot-out process. The party that wins the shoot-out will integrate AF into its own operation, resulting in the need to reduce staffi ng levels at that time. The restructure serves to bring this process forward. AF staff numbers have been reduced from 35 to 12, with the majority of the remaining roles being fi eld based. Strike personnel will continue to provide support for AF’s operations while consulting and contractor costs will reduce until fi eld programs accelerate as approvals fl ow. Under the restructure AF Finance Manager Cecilia Arce was appointed Acting General Manager, replacing outgoing CEO Tom Kelly. Ms Arce is an experienced fi nance and management professional, having worked at a senior level in the Perúvian operations of various multi-national companies before she joined AF in 2010. The restructure is expected to realise cost savings of approximately US$250,000 per month from the December quarter onward. D&C Payment for IAC Transaction “Top-Up” Complete During September 2011 D&C exercised its option to acquire half (6%) of the 12% AF shareholding and loans (US$5.245 Iron Associates million) which Strike acquired from Corporation (IAC). Under that agreement D&C was required to pay Strike US$1.9 million upon certain regulatory requirements being met. D&C paid Strike this amount on 22 June 2012 after the regulatory requirements were met and the transfer of the shares to D&C has been completed, bringing Strike’s holding in AF to 50% and total cash reserves at 30 June 2012 to approximately A$20.6 million. AF Shoot-out Update On 18 May 2012 Strike announced that it had triggered the “shoot-out” process under the AF Settlement Agreement (SA) negotiated in July 2009 with its Perúvian partner, the D&C Group. Once triggered, the “shoot-out” process requires Strike to make an offer to D&C to acquire 100% of its shares in AF, in addition to repaying D&C’s loans to AF, in the amount of approximately US$3.2 million1. Strike was required to give D&C the shoot-out offer by 6 August 2012. D&C then has 60 days to either accept Strike’s offer or make a superior counter-offer, including the re-payment of Strike’s loans to AF in full. Accordingly, the shoot-out process provides Strike with a unique opportunity to optimise its asset portfolio in Perú, resulting in Strike either: • owning 100% of AF; or REVIEW OF OPERATIONS • divesting its shares in AF for cash consideration and having its current and future loans to AF (currently estimated at approximately A$34m) repaid in full. Both these alternatives are considered superior to the re- capitalisation plan which would have eventuated if Strike had not triggered the shoot-out process with D&C. Under that scenario, Strike was to capitalise its then US$30 million in loans to AF in exchange for only an additional 18% equity interest in AF. As previously noted, the Strike Board appointed Rothschild to provide independent strategic and fi nancial advice in relation to the shoot-out offer. Rothschild has undertaken a market valuation process for AF’s assets to assist the Board determining the optimum shoot-out offer price. A key infl uence on the valuation is the current state of fi nancial markets, with investors being risk averse. On 6 August the Company submitted its offer to D&C to repay its loans to AF and purchase all their AF shares for a cash consideration of US$3.2 million. This offer was based on the Rothschild assessment of the current valuation of the AF assets and liabilities which include the Apurimac and Cusco projects and outstanding loans. D&C has until 3 October to accept this offer or pay Strike at least US33.8 million for its AF shares and loans. D&C is currently undertaking an international search to secure a partner to fund the acquisition of Strike’s shares and loans in AF. Given the status of the resources and fi nancial markets as noted above the Company believes the most likely outcome of the shoot-out will be it moving to 100% ownership of AF. 1 As at 25 May 2012 D&C’s loan to AF was US$600,000. Since then D&C acquired a loan to AF in the amount of approximately US$2.6m from Strike in the transaction described above, bringing D&C’s total loans to AF to US$3.2m. 6 2 1 0 2 T R O P E R L A U N N A SHOOT-OUT POTENTIAL OUTCOMES OUTCOME #1 • Strike acquires 100% of AF at the offer price • Strike repays D&C’s loans to AF of approx. $3.2M OUTCOME #2 • Strike sells D&C its AF shares for the counter-offer price • Strike is repaid its loans to AF of - US$34M (bringing its total cash to - A$0.38 per share 7 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS Millenium Legal Dispute On 8 October 2010 AF commenced arbitration proceedings against Perúvian Company Millenium Trading SAC (Millenium) to settle the terms on which Millenium may conduct a small-scale mining operation on an AF concession. Under a 2006 agreement under which AF acquired certain mineral concessions (Option Termination Agreement) AF agreed to permit Millenium to mine up to 400,000 tonnes of iron ore per annum for 5 years on an unspecifi ed AF concession, on terms to be agreed by subsequent negotiations (Mining Agreement). In return Millenium agreed with a third party, Minera los Andes y el Pacifi co (MAPSA), to relinquish options over certain mineral concessions to enable MAPSA to sell them to AF. AF and a Millenium-appointed party subsequently commenced negotiations for a Mining Agreement. The Millenium party ceased negotiating in 2007 with no agreement having been reached. In late 2010 Millenium re- asserted its right to enter into the Mining Agreement with AF but also rejected AF’s approaches to enter into good faith negotiations for that purpose. AF considered that was appropriate to refer the matter to arbitration given that the terms of the Mining Agreement were not resolved by negotiation in 2007 and given Millenium’s refusal to re- open good-faith negotiations in 2010. After AF commenced arbitration Millenium commenced court proceedings claiming that the Option Termination Agreement should be set aside. AF has asked the court to decline jurisdiction over Millenium’s claim on the basis that arbitration is the proper forum for that dispute according to the Option Termination Agreement. An arbitration hearing to defi ne the issues in dispute was held on 27 April 2012. The arbitrator agreed with AF’s proposed statement of the issues to be resolved. A further hearing was held on 16 May 2012 to determine certain questions about the arbitrator’s jurisdiction before the substantive hearing to resolve the dispute could be scheduled. In early July 2012 the arbitrator asked the parties to make submissions about which concession would be most suitable for Millenium to conduct this operation. Submissions were made in August and a decision on this matter and the jurisdictional question is pending. AF has had legal advice that it has good prospects of defeating Millenium’s claim. Any mining operation of the type contemplated by the Concession Acquisition Agreement will not materially affect AF’s own proposed mine. Business Development Business development activities in Perú have been placed on hold during the shoot-out process. Ian Cullen resigned as Business Development Manager under an agreed termination. The Company will evaluate re-commencing business development programs in South America in light of the shoot-out outcome and political and social conditions in Perú and across the region late this year. Cash Position Strike’s total cash holding on 30 June 2012 was approximately A$20.6 million. In addition, Strike holds a loan of CAD$5.25 million to Cuervo Resources Inc and loans of approximately A$34 million to Apurimac Ferrum. REVIEW OF OPERATIONS PROJECTS Apurimac Iron Ore Project (SRK 50%2) Background AF holds concessions covering almost 600 square kilometres in the Andahuaylas-Yauri of highly prospective ground province in the Apurimac district of southern Perú. Historical work done by the Perúvian Government’s Department of Mines and the Takahashi Trading Company indicate potential iron ore mineralisation in the Apurimac project of 700 Mt at 58% to 62% Fe. (The potential quantity of the target iron ore mineralisation is conceptual in nature. There has been insuffi cient exploration to defi ne an additional Mineral Resource in relation to that target iron ore. It is uncertain whether further exploration will result in the determination of an additional Mineral Resource in relation to that target iron ore.) The most advanced prospect, Opaban, currently contains iron ore resources totalling 269 Mt at an average grade of 57.3% Fe3. The resources are high quality, being dominantly course-grained and friable magnetite, which provides several competitive advantages. The high grade provides excellent potential for direct shipping ore (DSO) as well as high quality products using conventional magnetic separation techniques. Metal recoveries are more than twice that seen in most magnetite deposits and the coarse-grained nature of the ore provides signifi cant energy savings as only coarse grinding is required to liberate the magnetite. The combination of these factors delivered a project with competitive capital costs and low operating costs in an initial Pre-feasibility Study (PFS) completed in 2008. The current focus of AF’s activities is to increase its iron ore mineralisation to at least 500Mt at similar grade to the Opaban deposit to support the establishment of a 15 – 20 Mtpa iron ore business. 8 2 1 0 2 T R O P E R L A U N N A (This mineralisation target is conceptual in nature and there has been insuffi cient exploration to defi ne a mineral resource. It is uncertain whether further exploration will result in the target being delineated as a mineral resource). Priority targets are: • • • • 300 to 350 Mt at 56% to 62% Fe on the Opaban 1 and 3 concessions. The Opaban Resource remains open along strike and at depth as well as holding potential for parallel mineralised systems. The existing Resource was established by drilling magnetic and gravity anomalies. It is planned to test several magnetic and gravity “highs” identifi ed by the same surveys but as yet untested by drilling. Increasing the Indicated and Measured proportions of the Resource at Opaban 1 and 3 to the level which would support completion of mining reserve estimates. Ironstone outcrops and magnetic targets on the Colcabamba, Sillaccassa, Cristoforo and other high- priority “satellite” concessions. Pursing opportunities to consolidate concession holdings through acquisition, joint ventures or other transaction transaction structures. 2 Strike holds its interest in this project via a 50% shareholding in Perúvian company, Apurimac Ferrum SA, which holds the project’s mineral concessions. 3 Comprised of an indicated resource of 142.2 Mt at 57.84% Fe and an inferred resource of 127 Mt at 56.7% Fe. REVIEW OF OPERATIONS Colcabamba The Colcabamba project is 30km to the south of the Company’s Opaban concessions, and is considered to be a potential satellite deposit. The iron mineralisation is hosted by regional metasomatic skarns developed in both limestone roof pendants and diorite within the Andahuaylas-Yauri batholith. Although high-grade magnetite mineralisation was intersected in all of the eight holes which were drilled in 2011, the mineralised intersections were generally narrower than expected when interpreted as being controlled by sub-vertical structures. A review of the geological controls and setting of the iron mineralisation at Colcabamba was completed in the December 2011 quarter by experienced Andean geological consultant Dr Warren Pratt. Key conclusions from this work were: • Magnetite mineralisation is mainly located within the exoskarn and is probably stratiform, following the contact between a semi-regional batholith and the overlying (sub- horizontal) host limestone rock. This contrasts with the steeply dipping mineralisation model used in the original interpretation of the drilling results. • Magnetite mineralisation is formed as a retrograde skarn which overprints an earlier garnet and diopside skarn alteration assemblage. • • The current geological model may have underestimated the iron-ore potential at Colcabamba. The presence of multiple phases of intrusives, anomalous copper and relatively high sulphur content at Colcabamba make it strongly prospective forcopper/gold mineralisation including skarn, epithermal and porphyry styles. 9 2 1 0 2 T R O P E R L A U N N A Colcabamba drilling access camp 2011 Minor levels of gold and copper were intersected during the original drilling program. Geological mapping was completed over the area to which AF has access, and stratiform alteration zones were identifi ed as well as structurally controlled magnetite zones. The relative importance of the two mineralisation styles needs to be tested by drilling. A drilling program was planned and the necessary permits obtained. However, immediately prior to mobilisation of the rig the community Mayor was challenged and a change of community leadership occurred. The new leadership demanded signifi cant cash payments in addition to the employment, social and infrastructure programs previously agreed with the community. Accordingly, after further consultation and continued demands from the new leadership, AF halted the mobilisation of its drilling rigs and all community programs. AF has now withdrawn from Colcabamba and does not intend to return until the community agrees to honour the current agreement. If access is gained AF will undertake an IP program and the planned drilling, however, as this prospect is not considered vital for the Apurimac iron ore project, no further work will be done until the existing agreements are honoured by the community. REVIEW OF OPERATIONS 10 2 1 0 2 T R O P E R L A U N N A Iron ore at Colcabamba Activity Opaban AF has completed re-logging the Opaban drill core as part of its program of maximising the value of the current data and resources. This work focussed on quantifying the relative importance of the stratiform and steeper structurally controlled magnetite mineralisation and fi ne tuning drilling targets to extend the current resource once access is gained. This work is expected to be completed during the December quarter. large, high-quality The Opaban deposit represents a magnetite deposit which has excellent physical and metallurgical characteristics with the potential to represent the core of a 15 – 20 Mtpa iron ore business. The deposit remains open along strike and at depth and the potential exists for adjacent magnetite mineralisation represented by existing untested magnetic and gravity anomalies with the Opaban concessions. AF intends to undertake drilling to fully defi ne the Opaban I and Opaban III deposits as well as test these exploration targets once approvals are received from the relevant communities. Apurimac Satellite Concessions AF has undertaken an initial evaluation of the Apurimac concessions outside the core Opaban area. This work has included detailed airborne magnetics over part of the concessions as well as regional reconnaissance work including rock chip sampling and an independent review of remote sensing imagery data. While this remains work in progress a number of attractive exploration targets have been identifi ed which warrant additional fi eld work including drill testing. These include the Sillaccassa area where two zones of extensive magnetite outcrop have been mapped coincident with strong magnetic anomalies, the Ferrum and Cristoforo concessions where magnetic targets will be followed up with geological mapping, initial drill testing of areas of magnetite skarns identifi ed by geological reconnaissance along with a range of prospective iron ore and copper/gold targets identifi ed from the remote sensing review. AF intends to test these targets as community approvals for access are progressively received. 1 1 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS Cusco Iron Ore Project, Santo Tomas (SRK 50%4) Background The main Cusco project area of Santo Tomas is centred on a large 2 kilometre diameter circular magnetic anomaly with north and north-east trending magnetic highs extending both north and south of the circular feature. Extensive outcrops of high-grade iron ore coincide with the magnetic anomalies. Mapping and surface sampling indicates these outcropping zones commonly contain >60% Fe and contain a mixture of both haematite and magnetite. A resource estimate completed in 2011 based on the 2008 drilling outlined an Inferred Resources of 104.4 Mt of iron ore at 32.6% Fe. The mineralisation remains open along strike and at depth. In addition, due to the broad nature of the drilling, a number of mineralised intercepts could not be included in the resource estimate. This resource estimate was based on primarily steep- dipping, structurally controlled magnetite zones. The current interpretation of the deposit is that the bulk of the mineralisation is stratiform in nature and sub-horizontal with the current resource estimate believed to understate the resources and potential in terms of both tonnes and grade. At this stage a revised resource estimate is not considered essential until further drilling is completed. The drilling programs to date have tested 30 – 40% of the target area for iron ore and further drilling is planned. The style of iron-ore mineralisation at Santo Tomas is similar to that seen at Opaban, being coarse-grained and dominated by magnetite. Preliminary metallurgical tests indicate a concentrate grade of >65% Fe can be produced from this ore using conventional grinding and magnetic separation processes. A Concept-level study was completed in 2008 into a 1 Mtpa operation producing a lump product trucked 275 kilometres to Imata then railed to the port of Matarani for storage and export. The study indicated a capital cost of approximately 4 Strike holds its interest in this project via a 50% shareholding in Perúvian company, Apurimac Ferrum S.A., which holds the project’s mineral concessions. Drilling at Cusco Iron Ore Project 2007/8 US$160 million and operating costs of US$75 per tonne, which is not considered suffi ciently attractive to pursue further. AF’s Cusco concessions lie within 20 km of the Cerro Ccopane iron ore project of Cuervo Resources where iron ore resources of 179 Mt at an average grade of 48% Fe (see below for full details) have been outlined and drill testing of the exciting Bob 1 target area is underway. Activity Following completion of the access agreement with the community of Huinquiri during the fi rst half of 2012 AF has initiated a number of exploration and drilling approvals activities within the central portion of the Santo Tomas project in the Cusco district. Surface mapping program, re-logging of drilling samples and an IP program were undertaken in the current work area and these programs will be extended as more areas become available. The results of the mapping and re-logging programs confi rmed that the mineralisation is largely in stratiform exoskarn. The data from this work will be used to defi ne criteria for a revised resource estimate to be undertaken in the future. The IP survey provided signifi cant data for both iron ore and copper-gold exploration. It confi rmed the dominantly stratiform nature of the iron ore and also identifi ed a number of moderate-sized deeper chargeability anomalies, which most likely outline sulphide-rich portions of the system. At this stage it appears that these targets are more likely to represent primarily gold targets, but drill testing is required to confi rm this interpretation. This will be included in the drilling approvals process which is proceeding as planned. Initial environmental studies have been completed and presented to the community, which confi rmed its support for AF’s presence and exploration programs. Drilling is expected from the June quarter of 2013 once all drilling and water supply approvals are received. In addition to exploring the AF concessions the Company has also pursued opportunities to secure additional iron ore resources within the Apurimac and Cusco regions to accelerate the delineation of suffi cient mineralisation to support a 15 – 20 Mtpa operation. Two important steps completed have been the move to a majority position in AF through the acquisition of the 12% of shares in AF held by IAC (see Strike’s announcement: “Strategic Acquisition Apurimac/Cusco Iron” on 1 July 2011) and the entry into a loan agreement with Cuervo Resources (see Strike’s announcement: “Strategic Option to Acquire Major Stake in Cuervo” on 17 June 2011). REVIEW OF OPERATIONS 12 2 1 0 2 T R O P E R L A U N N A Cusco Iron Ore project magnetite outcrop Drilling at Cusco Iron Ore project 2007/8 REVIEW OF OPERATIONS Cuervo Resources Inc. Background Cuervo Resources Inc. (CNSX code: FE) is Canadian mineral explorer listed on the Canadian National Stock Exchange (“CNSX”) and also trades on the Frankfurt Stock Exchange. Cuervo is active in exploration for iron ore in Perú, most particularly at its wholly-owned Cerro Ccopane project lies within 20 kilometres of Apurimac Ferrum’s Santo Tomas (Cusco) iron ore project (refer Figure 1). Cuervo and Strike believe that a cooperative exploration effort between them will be strategic to the development of Perú’s large-scale iron ore potential. Figure 1: Regional Geology and AF and Cuervo concessions in southern Perú 13 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS 14 2 1 0 2 T R O P E R L A U N N A Cuervo Resources, magnetite Aurora zone 2011 The Cerro Ccopane property covers 14,000 ha (140 square kilometres) of contiguous mineral concessions. At Cerro Ccopane (Figure 2), drilling in 167 holes in four zones of magnetite mineralisation has identifi ed high-grade magnetite mineralisation at the Aurora, Orcopura, Hullique and Bob 1 prospects (see Figure 2). The Orcopura Zone has a reported JORC-Code compliant mineral resource estimate of 106.4 million tonnes at 45.3% Fe which is detailed at Table 7 in the Resource Statement (page 24). The Orcopura mineralisation has been tested over a strike length of approximately 800 metres and remains open along strike and down dip in several areas. The magnetite mineralisation exhibits a clear geophysical expression with strong magnetic and gravity anomalies coincident with the iron ore. The Bob 1 zone is considered highly prospective for iron ore. It contains strong magnetic and gravity anomalies (refer Figures 1 and 2) coincident with a broad band of magnetite outcrops extending over 3 kilometres in strike length, the largest yet identifi ed on the Cerro Ccopane property. Rock chip samples from these outcrops averaged >63% Fe and the prospect is geologically similar to the Orcopura, Huillque and Aurora areas where previous drilling has outlined iron ore resources totalling 179 million tonnes at an average grade of 48.2% Fe (refer Table 7, at page 21, for a full breakdown of JORC Code categories and grades). Strike has provided funding of the drilling program on the Bob 1 zone as part of a staged exploration program by Cuervo at its Cerro Ccopane project. Strike has advanced Cuervo CAD$5.25 million for the current (Stage 1) program and, in return, was granted warrants that can be converted into 32.5% of Cuervo’s shares on an undiluted basis. Strike has the option to fund Cuervo’s Stage 2 drilling program in the amount of CAD$9.75 million, under warrants which can be converted to a further 16.7% of Cuervo’s shares (undiluted). REVIEW OF OPERATIONS Figure 2: Magnetic Data and Prospects for Cerro Ccopane Project, Cuervo Resources. 182 500 mE 187 500 mE 192 500 mE 15 2 1 0 2 T R O P E R L A U N N A N m 0 0 5 . 7 4 4 8 . N m 0 0 5 . 7 3 4 8 . . N m 0 0 5 . 7 N 3 4 m 8 0 0 5 2 3 4 8 . . Concession not held by Cuervo REVIEW OF OPERATIONS Activity At the time of investment in July 2011, initial drill testing of the magnetic anomalies at the Huillque and Aurora prospects had intersected broad zones of iron ore mineralisation, however a resource estimate was not completed at that time. Better results from drilling at these zones include: Table 2 - Selected intercepts from Huillque and Aurora prospects Interval (m) Width (m) True Width HOLE ID HDH – 01 62.7 – 138.5 HDH – 03 129.80 – 228.50 HDH – 12 HDH – 17 ADH – 01 ADH – 01 130.25 – 181.10 21.20 – 132.30 8.70 – 87.20 17.70 – 59.70 ADH – 06 35.50 – 114.00 78.85 98.7 50.85 110.6 78.5 42 78.5 53 69 35 55 29 68 The full list of signifi cant intercepts from these zones is provided at Appendix 1 of a Strike announcement dated 17 July 2011 (Strategic Option to Acquire Major Stake in Perúvian Iron Ore Explorer). In early 2012 a further resource estimate was released for the Aurora and Huillque prospects, which lie approximately 3 kilometres to the south west and north respectively of Cuervo’s previously reported resources at the Orcopura prospect (see fi gure 2, on page 15). The new resource estimate is based on the results of approximately 5,000 m of diamond drilling and based on a 30% iron cut-off grade. The breakdown of the resource by mineralised zone is shown below: Table 3 – Resource Aurora and Huillque Zone Mt (Inferred) Head Fe (%) Aurora South Aurora North Huillque Total 7 9 56 72 49.7 49 53.5 52.6 16 2 1 0 2 T R O P E R L A U N N A Fe% 62.09 54.55 53.66 49.92 50.77 58.73 51.05 S% 0.8 4.14 1.51 2.27 3.64 3.71 3.46 P% 0.03 0.04 0.05 0.05 0.03 0.02 0.03 Prospect Huillque Huillque Huillque Huillque Aurora Aurora Aurora The revised global resources on the Cerro Ccopane property, which includes all drilling performed on the Orcopura, Aurora and Huillque prospects, now stand at 179 million tonnes at an average grade of 48.3% Fe, as outlined in the table on page 25. In late 2011 Cuervo commenced an access program for a 4,500 metre diamond-drilling program at the “Bob 1” zone of its Cerro Ccopane Iron Project in southern Perú. As part of this work it completed a channel sampling program in costeans across areas of outcropping or inferred magnetite rocks. A total of 460 m of channel sampling (360.3 m in horizontal length) has been carried out along fourteen E-W trenches (numbered “A” to “J” from south to north) across N-S outcropping magnetite mineralisation over a strike length of 1,000 metres. Analytical results from the channel samples are very similar to those encountered near surface in the other mineralised zones identifi ed elsewhere at the Cerro Ccopane property. Included in the Bob 1 sample results are intersections of 46.44% Fe over 38 m (46.49% Fe over 35.6 m horizontal) in Trench A and 50.13% Fe over 60 m (50.08% Fe over 43.3m horizontal) in Trench D. REVIEW OF OPERATIONS 17 2 1 0 2 T R O P E R L A U N N A Drilling commenced in June 2012 and to date 10 holes have been completed of a planned program of up to 20 drill holes at Bob 1. One hole, BDH12-09 was abandoned prior to reaching the target depth due to drilling diffi culties. These drill holes have been directed to test the surface exposures of magnetite mineralisation and the gravity and magnetic targets to a depth of around 200 metres. All 10 drill holes completed to date at Bob 1 have intersected broad zones of magnetite rich rocks with several intervals of massive magnetite interspersed with relatively narrow intervals of intermediate composition intrusives. The magnetite and sulphides (mainly pyrite) are generally of similar grain size to that seen at Cuervo’s Orcopura prospect approximately 20 kilometres to the SSW (refer Figure 2). Assay results have been received and reported for the initial 7 drill holes (BDH12-01 to 07) which test approximately 500 metres of strike length in the central portion of Bob 1. Broad intervals (90 to almost 190 metres down hole) of iron with grades above 30% Fe have been intersected in every hole, with several holes containing zones of 50 - 60% Fe. Table 4 - Signifi cant intersections in drill holes BDH-12-01 to BDH-12-07 Hole From To Length Fe (%) SiO2 (%) S (%) P (%) Mn (%) Cu (%) BDH12-01 86.20m 219.20m 133.00m BDH12-02 BDH12-03 BDH12-04 12.35m 19.20m 66.10m 194.35m 182.15m 175.20m 156.00m 255.00m 188.90m BDH12-05 35.80m 179.55m BDH12-06 71.30m BDH12-07 219.45m 181.90m 311.45m 143.75m 110.60m 92.00m 49.6 39.6 40.9 32.6 38.3 41.1 36.6 14.4 23.2 23.3 28.5 22.6 21.1 24.5 2.36 2.3 2.92 1.8 1.83 2.79 2.64 0.09 0.08 0.06 0.08 0.09 0.08 0.07 0.14 0.16 0.19 0.23 0.2 0.17 0.22 0.11 0.1 0.12 0.06 0.08 0.10 0.09 Within these broad mineralised zones, higher-grade intervals have also been identifi ed, including: • 51.6% Fe over 21.05m from 103.45m and 52.8% Fe over26.0m from 140.50m in BDH12-02; • 49.9% Fe over 24m from 122.70m, 61.6% Fe over 13.85m from 77.05m and 50.3% Fe over 43.35m from 107.15m in BDH12-03; and • 55.9% Fe over 22.50m from 66.10m in BDH12-04. Given the challenging site access in some areas at Bob 1, in some cases both vertical and angled drill holes have been completed from a single drill platform to provide both a horizontal and vertical assessment of the magnetite mineralisation. Holes 03, 05, 06 and 07 were declined at 60 degrees, with the remaining holes being vertically orientated. Preliminary low-intensity magnetic separation (Davis Tube) carried out previously on selected samples of sulphide- rich mineralisation from the Orcopura zone showed that both pyrite and chalcopyrite (Cu-bearing sulphide) could be removed to produce a high-grade iron ore concentrate. Cuervo plans to carry out Davis Tube processing on samples of the Bob 1 ore when more drill holes have been completed. The Bob 1 David Tube results are expected to be similar to those from Orcopura, given the similarity in magnetite mineralisation at these prospects. While only a restricted portion of the target area has been tested to date the results are considered most encouraging due to the continuity of results both along and across strike, the strength of the geophysical anomalies and presence of massive magnetite at surface over the entire strike length of Bob 1. Cuervo expects drilling to continue until at least late October and is aiming to have an initial resource estimate completed by late 2012 or early 2013, depending on drilling rates and assay turnaround times. For the remainder of the current drilling program it is planned to undertake step-out drilling to the north and south of the completed holes to provide an initial test of the bulk of the Bob 1 target area. REVIEW OF OPERATIONS Figure 3: Bob 1 Prospect Gravity Contours and Drill Hole Locations 18 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS Berau Thermal Coal Project – Indonesia5 Overview of Previous Studies (2009 – 2010) The Berau Project is located 40 kilometres south-west of Tanjungredeb (Berau) and 350 kilometres north of Balikpapan, East Kalimantan, Indonesia. Strike has a 100% interest in the rights to mine a mineral concession (IUP) and sell the product, subject to payment of a royalty to the IUP owner. The project straddles the Kelai River with the focus for both exploration and studies being initially the Nyapa West area on the western side of the river which hosts over 50% of the resources and has simpler access (see Figure 4 below). Figure 4 – Berau Drilling and Geology Map 19 2 1 0 2 T R O P E R L A U N N A 5 Strike’s rights in this project consist of 100% of the rights to mine the coal concession, subject to payment of a royalty to the concession owner. REVIEW OF OPERATIONS In February 2010 the Berau project coal concession was converted to a Mining Production Operations Licence (Izin Usaha Pertambangan Operasi Produksi or IUP Production Operations) under Indonesia’s new Mining Law. Obtaining the IUP Production Operations is a key pre-requisite for the conduct of mining activities. This licence allows the mining and sale of coal, subject to fi nal approval of the fi rst year’s annual budget and work plan by the Regent of Berau. Other granted approvals include the Special Area Port License. Central Forestry approval for the alignment of the proposed mine-site to barge-port haul road and Regional Forestry approval of logging of trees in the area that will be disturbed by the mining operation have been granted, subject to completion of cataloguing tree species and quantities in the area of disturbance. Analysis of tenders was undertaken in 2010 along with a second round of mining contract proposals. This work confi rmed the key capital and operating cost components of the project determined during the 2009 feasibility study. Current Status During the year management held extensive discussions with Strike’s Indonesian partner with a view to reaching agreement on the restructure of the existing Cooperation Agreement to ensure it complies with the new Indonesian Mining Laws. Despite these efforts the partner has refused to negotiate in good faith. During the June and September 2012 quarter, discussions continued with Strike’s Indonesian partner with a view to resolving the dispute between the parties. These negotiations have resulted in the executing of a Term Sheet with the Indonesian partner to settle the dispute, under which Strike has agreed to exit the project for US$4.3M. Just prior to signing the Term Sheet the Company had taken a conservative view and impaired the carrying value of the asset based on negotiations at that stage. 20 2 1 0 2 T R O P E R L A U N N A Berau concession location map A series of feasibility level studies were completed by Strike in 2009 based on mining and transporting run-of-mine coal by truck approximately 30 km along a proposed haul road to a barge port to be constructed on the Segah River, where it will crushed and stockpiled prior to loading on barges. Barges then transport the coal approximately 90km to the coast and then on to a trans-shipment point 30km offshore, where it will be off-loaded to ships for delivery to customers. The target production was 1.5 Mt of coal in the fi rst year, expanding to produce at a rate of up to 3 Mtpa in subsequent years. The run-of-mine coal product was expected to have a medium calorifi c value of approximately 5,550 kcal/kg (gar) with low sulphur (0.66%S as received), ash of 7.3% and total moisture of 16.6%. The development timetable was assessed at approximately 8 months from receipt of development approvals to production with fi rst shipment of product 2 months after completion of construction. The study results indicated the project is relatively simple technically and delivers robust fi nancial returns with an estimated capital cost of approximately US$20 million and operating costs estimated at US$40 – 45 per tonne based on a production rate of 3 Mtpa. Project Approvals The Project’s Environmental Impact Analysis (Analisis Mengenai Dampak Lingkungan or AMDAL) was approved by the Regent of Berau in January 2010. 21 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS Paulsens East Iron Ore Project – Western Australia6 Background tenements are located The Paulsens East Project approximately 140 kilometres west of Tom Price (close to transport infrastructure) and eight kilometres east- northeast of the Paulsens Gold mine in the northwest of Western Australia. Under a farm-out agreement between Strike and Process Minerals International Pty Ltd (PMI) - a subsidiary of ASX- listed Mineral Resources Limited - PMI had exclusive rights to explore for and mine iron ore from Paulsens East. Strike retained the rights to other minerals. Strike was entitled to a royalty of A$ 3.20 per tonne, subject to variations in line with movements in an iron ore benchmark price. In the September Quarter 2010 PMI completed fi eld validation of Strike’s previous drilling. PMI carried out an initial internal analysis of potential mine plans, mine cost models and export options for the iron ore with a view to determining the optimum confi guration for the project but did not undertake a planned drilling program aimed at expanding the existing resources. On 23 July PMI informally advised Strike that it intends to terminate the agreement and the transfer of technical data has commenced. The Company is assessing its options in relation to this project. SUSTAINIBILITY Perú – Social Climate The social climate in Perú remains unsettled, with several high-profi le disputes between resources companies and local communities having occurred during the year. The reasons for the protests are varied. In a number of cases the protest leaders have strong political aspirations and are primarily seeking to gain media attention. This makes understanding and addressing the core issues challenging and settling the disputes in a timely way very diffi cult. 6 Strike’s rights in this project consist of 100% of the rights to mine the coal concession, subject to payment of a royalty to the concession owner. Paulsens Iron Ore ridge The central government has imposed martial law in two cases in an attempt to halt violent protests and encourage the parties to undertake genuine dialogue to resolve outstanding matters. To date this approach has had some success but is only initiated for serious disputes on major projects. It appears there is a general trend of increasing demands from communities on resources companies and, in some cases, rejection of existing formal and informal agreements. There continue to be many success stories in Perú where communities and resource companies work together successfully for the benefi t of all stakeholders. These cases are invariably underwritten by relationships built over time based on mutual trust and respect. The situation is being closely monitored by AF and Strike and appropriate responses taken as required. Community Approvals – Positive & Improving • Patience and trust building required, especially following AF’s previous scale-down in response to the GFC and partner dispute in 2008 • Colcabamba “pilot” successful along with innovative Camposol visits and expertise • Established “AF Information Offi ces” in 2 main communities – Andahuaylas and Huininquiri • President Humala’s visit and positive mining industry messages to Andahuaylas and Apurima region • Formal dialogue underway with key communities REVIEW OF OPERATIONS 22 2 1 0 2 T R O P E R L A U N N A • Some communities pro-actively approaching AF • Requests from regional authorities to work with AF on regional information processes for communities • Community approvals fl owing and expected to accelerate over 2012/13 • Environmental approvals in line with programs Cusco Approval AF has an agreement with the community of Huinquiri at the Santo Tomas project and a number of agreed programs have been implemented. These include training workshops and trail opening programs proposed by the community and conducted for the benefi t of the community members. Approximately 35 community members are currently employed in these activities, which are fully funded by AF. Relations with the community remain positive. Several adjacent communities currently opposed to mining have established a committee to monitor the AF programs. AF welcomes this engagement and is pleased to be able to demonstrate the value of its cooperative programs with the community and its responsible approach to community relations. AF has completed the environmental work required to obtain an environmental approval (EIS) that will allow for drilling and other work at the Santo Tomas concessions. The offi cial MINEM consultation process was undertaken with the community on 17 July. Accordingly, the EIS will now be fi led before the MINEM for approval during the December quarter. All exploratory and/or geological works are being conducted according to plan and the formal drilling approvals are expected to be received from the relevant authorities during the fi rst quarter of 2013, with drilling beginning in the June quarter. Apurimac - Huinchos (Opaban 1) and Colcabamba During the quarter AF undertook several engagement programs with the community of Huinchos, which is comprised of 4 main annexes or campesino communities. Activities included: • • discussions with community regarding community aspirations and the establishment of information offi ces by AF to provide ready access to community members to AF and its programs; leaders AF-sponsored trips for community members and leadership to the world-class agricultural operationsof Camposol, to view large-scale farming techniques, high- quality food preparation installations, water treatment and other infrastructure necessary for sustained commercial farming projects; • Negotiating and agreeing access terms for exploration with the Antapata campesino community. However, in July when the AF team attempted to commence the establishment of its information offi ces they were confronted by a large group protesting their presence and demanding that they leave the community immediately. 23 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS The AF community relations team has been largely replaced, and has been placed under the fresh leadership of experienced Social Responsibility Manager, Luis Romero. Subsequently the new AF team has made signifi cant progress in re-establishing constructive relationships and dialogue with the community of Huinchos based on openness, honesty and delivery of commitments. Key achievements to date include the recommencement of information sessions (internships) for community members on the benefi ts of economic development opportunities including mining, visits and information sessions to the Camposol agri-business, commencement of construction of a previously committed football fi eld, investigating joint AF and community business opportunities and open dialogue on a range of issues and approvals. AF intends to build on this positive start and work with the community leadership and broader population, as well as the authorities, with a view to gaining formal access during 2013. Respected social consulting group ProDialogo is working with AF to establish a plan to gain access, with the aim being to achieve this objective during the fi rst half of 2013. As noted above, all exploration and community programs have ceased at Colcabamba following demands for cash payments, beyond those already agreed, from the new community leadership. At this stage it is diffi cult to envisage when activities will recommence, although AF remains prepared to honour its obligations under the existing agreement should the community do the same. Given that this prospect is not currently a priority, AF will wait until the community leadership indicates that it is prepared to honour the existing agreement before considering the recommencement of direct engagement or community programs. Evaluation and Pre-Feasibility Studies The initial Pre-feasibility Study (PFS) completed in 2008 focused upon the development of a 27 million tonne per annum (27 Mtpa) mining operation producing 20 Mtpa of high quality iron ore concentrate transported to the coast for shipment via a slurry pipeline. Example rope conveyor, Papua New Guinea The PFS has confi rmed that the Apurimac Iron Ore Project has the potential to become a highly profi table world class iron ore operation, with: • Average operating costs (OPEX) of approximately US$14.50 per tonne • Total capital cost (CAPEX) of approximately US$2.3 billion • High quality product grading +68% Fe, very low in alumina, phosphorous and other impurities Operating cash surplus of approximately US$1.44 billion forecast for fi rst full year of production (based on iron ore concentrate prices of approximately US$94 per tonne FOB). The PFS included a series of studies project managed by Sinclair Knight Merz (SKM). Since that time AF has undertaken a number of optimisation studies including further metallurgical test work, transport option analysis (including a rope conveyor option), water management studies and alternate production rate options; all been covered in detail in previous reports. The extensive body of study work has confi rmed the concentrate and slurry pipeline confi gurations are the lowest technical risk option. Under this option production rates of 15 – 20 Mtpa are required over 15 to 20 years of operating life to provide robust fi nancial returns. Current resources at Opaban are suffi cient to supply at least 10 years of ore supply at the above rate. The focus for AF remains the securing of access to Opaban and the Apurimac satellite concessions to complete exploration and resource defi nition programs to increase its iron ore to at least 500 Mt at similar grades to the Opaban prospect. REVIEW OF OPERATIONS 24 2 1 0 2 T R O P E R L A U N N A JORC RESOURCE STATEMENT Apurimac Iron Ore Project - Apurimac Ferrum SA Strike holds its interest in this project through its 50% holding in Perúvian joint venture company Apurimac Ferrum SA (AF). AF owns the project’s mineral concessions. The other joint venture partner, D&C Group (D&C), holds 50% of AF. Strike provided loan funding to AF of US$27 million until mid-2012 under a loan agreement. D&C previously had the right to match this funding to move to 50% of AF or dilute to approximately 25% in mid-2012. The Apurimac project has a JORC resource of 269.4 Mt, consisting of: • a 142.2 Mt Indicated Mineral Resource at 57.8% Fe; and • a 127.2 Mt Inferred Mineral Resource at 56.7% Fe. Table 5 - Combined Mineral Resources for Opaban 1 and Opaban 3 Category Project Inferred Indicated Opaban 1 Indicated Opaban 3 Totals Density t/m3 4 4 4 Mt1 Fe% SiO2% Al2O3% P% 127.19 133.71 8.53 269.4 56.7 57.57 62.08 57.3 9.66 9.46 4.58 9.4 2.7 2.54 1.37 2.56 0.04 0.04 0.07 0.04 S% 0.2 0.12 0.25 0.16 1 Opaban 1 (40% Fe cut-off), 2 Opaban 3 (within 55% Fe envelope) Full details of the basis for the Resource estimation are contained in Strike’s 11 February 2010 ASX Announcement: Apurimac Project Resource Upgrade. Cusco Iron Ore Project - Apurimac Ferrum SA The Cusco Iron Ore Project currently comprises approximately 22 concessions totalling approximately 18,000 hectares located 130 to 180 kilometres south-east of the Apurimac Project area and 80 kilometres south of the historical city of Cusco. Table 6 – Resources for Cusco Santo Tomas Project Category Project Density t/m3 Inferred Santo Tomas 4 Totals Mt* 104.4 104.4 Fe% 32.62 32.62 SiO2% Al2O3% P% 0.53 0.53 3.19 3.19 0.035 0.035 S% 0.53 0.53 25 2 1 0 2 T R O P E R L A U N N A REVIEW OF OPERATIONS Cusco, Cerro Ccopane Project - Cuervo Resources Inc. Cerro Ccopane lies within 10 kilometres of Apurimac Ferrum’s Cusco Iron Ore project which is an asset owned by Cuervo Resources Inc (Cuervo) of which Strike has fi nanced a C$5.75m loan facility which is convertible at C$0.30c per share (approximately 32.5% equity in Cuervo). Table 7 – Resources for Cerro Ccopane Project Classifi cation Tonnes (Mt) Head Fe (%) Cut-off Fe (%) Prospect Orcopura Measured Indicated (Measured plus Indicated) Orcopura Inferred 19.7 35.9 55.6 51 48.26 45.91 46.75 43.7 20 20 20 20 OR Prospect Orcopura Huillque and Aurora Total Classifi cation Tonnes (Mt) Head Fe (%) Cut-off Fe (%) Inferred* Inferred Inferred 46 72 118 45.8 52.6 50.4 30 30 30 * Showing the inferred resource at Orcopura (previously modelled using a 20 % lower cut) now using a 30% lower cut, to enable a comparison between that resource and the inferred resource now defi ned at Huillque and the Aurora prospects. Competent Person Statement The information in this document that relates to exploration results and mineral resources has been compiled by Mr Ken Hellsten, B.Sc. (Geology), who is an employee of Strike Resources Ltd and is a Fellow of the Australasian Institute of Mining and Metallurgy. Mr Hellsten has suffi cient experience relevant to the style of mineralisation and type of deposit under consideration and to the activity which he is undertaking to qualify as a Competent Person as defi ned in the 2004 Edition of the “Australasian Code for Reporting of Mineral Resources and Ore Reserves” (the JORC Code). Mr Hellsten consents to the inclusion in this document of the matters based on this information in the form and context in which it appears. Apurimac, Opaban 1 DIRECTORS’ REPORT Your Directors present their report on the Consolidated Entity consisting of Strike Resources Limited (“Company” or “Strike”) and the entities it controlled at the end of, or during, the year ended 30 June 2012. Directors The following persons were Directors of Strike during the whole of the fi nancial year and up to the date of this report: Malcolm Richmond Ken Hellsten Matthew Hammond William Johnson Samantha Tough was appointed as a Director on 23 January 2012 and continues in offi ce at the date of this report. Principal Activities The principal activities of the Consolidated Entity during the fi nancial year consisted of the ongoing exploration and evaluation of the Consolidated Entity’s interest in the Apurimac and Cusco Iron Ore Projects located in Perú, South America. In addition, the Consolidated Entity is also involved in the resale of land and its rights in the Berau Thermal Coal Project in Indonesia. Dividends No dividends have been paid or declared during the fi nancial year. At the date of this report, no dividend has been recommended for payment in respect of the reporting period. 26 2 1 0 2 T R O P E R L A U N N A Review of Operations Strike Resources is an Australian-listed resources company with two principal projects in the attractive bulk commodities market. The Apurimac and Cusco Iron Ore Projects are large-scale iron ore projects in southern Perú, with Apurimac the most advanced with a high quality Concept-level Study completed in 2008. The Company is seeking to establish an iron ore mining operation based on its Opaban concessions located at Apurimac. The Company has strengthened its resource and exploration position in Perú through the acquisition of an additional 6% of Apurimac Ferrum S.A. (AF) - taking Strike to 50% of AF - and entering into a strategic option to acquire a major stake in Cuervo Resources Inc. (Cuervo) which holds high- quality exploration concessions in the Cusco district of southern Perú, and which are complimentary to Strike’s own concession interests in the same area. Strike holds 100% of the rights to mine coal at the Berau Thermal Coal Project in Indonesia, subject to a royalty to the concession owner, through a Co-operation Agreement. The Company is in dispute with the owner over the terms of the agreement and currently negotiating a settlement. A detailed discussion and analysis of Strike’s operations will be set out in the annual report. 27 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT Significant Changes in the State of Affairs During the year the Consolidated Entity continued to implement changes which were the result of a strategic review of the Company’s operations. On 1 July 2011 the Company announced that it had entered into an agreement dated 30 June 2011 with Iron Associates Corporation (“IAC”) to purchase IAC’s 12% shareholding in Apurimac Ferrum S.A. (“AF”). Key terms of the agreement are as follows: • Strike acquired IAC’s 12% shareholding in AF. • • IAC assigned to Strike a loan of US$ 5.462 million owed by AF to IAC. This loan is convertible to AF shares in July 2012 under the terms of the Settlement Agreement between the AF shareholders. IAC held a right, in certain circumstances, to convert its AF shareholding to a royalty from AF’s future production. This royalty right was extinguished as a result of the IAC share purchase transaction. • Strike paid IAC US$1.2m in cash on the execution of the agreement and has issued IAC 9 million Strike shares as consideration under the agreement. These shares represent 6.3% of Strike’s issued capital. On 19 July 2011 the Company announced that it had entered into an agreement with Canadian explorer, Cuervo Resources Inc. (“Cuervo”), to potentially earn up to 49.2% in Cuervo in return for Strike loaning Cuervo up to 15m Canadian dollars (“C$”). These funds are to be used by Cuervo to undertake advanced exploration activities on their Perúvian iron ore concessions. The program of work to be undertaken has been agreed by both parties. Cuervo is a junior iron ore explorer with concessions in Perú that are complementary to AF’s concessions in the Cusco region in southern Perú. Cuervo’s main project area, Cerro Ccopane, is 65km south of the city of Cusco and hosts four (4) zones of magnetite mineralisation being the Aurora, Orcopura, Huillque and Bob 1 prospects. The first tranche of loan funds C$5.25m has been provided to Cuervo and drilling commenced in May 2012. The second tranche of C$9.75m is expected to be called on or about November 2012. Strike has the option whether to provide the second tranche funding. Town of Colcabamba On 13 October 2011 the Company announced that D&C had exercised an option to acquire 6% of AF shares and US$2.73m of debt which had been previously acquired by Strike in June 2011. The option was part of the IAC transaction (where Strike acquired 12% AF shares plus US$5.462m debt from IAC). On 9 December 2011 the Company announced that it had substantially reduced AF’s work programmes due to a failure to negotiate a financing agreement with D&C Group. At this time and based on budgeted expenditure, it was expected that the current AF loan facility would reach its US$20m limit by about March 2012. The Company announced on 21 December 2011 that a court action by Millenium Trading against AF (Strike’s Perúvian joint venture company) has been dismissed. Millenium sought to invalidate an agreement under which it relinquished options over certain mining concessions which were purchased by AF. On 14 February 2012 the Company announced an increase in iron ore inferred resources at the Cerro Ccopane Project, Perú (with Strike’s interest held via its investment in Cuervo Resources Inc.) of 72 million tonnes at 52.6%. The Cerro Ccopane Project lies with 10km of the Cusco Iron Ore Project owned Apurimac Ferrum SA, a joint venture between Strike and D&C Group. On 18 May 2012 the Company announced that it had issued a “shootout notice” to its Perúvian partner D&C Group in the AF joint venture pursuant to the Settlement Agreement signed in July 2009. The shootout process provides the Company with a unique opportunity to either move to 100% ownership in AF or to sell its shares and receive repayment of its loans to AF of approximately US$33m (as at May 2012). DIRECTORS’ REPORT 28 2 1 0 2 T R O P E R L A U N N A Cusco, Perú Hole BDH 12-04 was drilled vertically 100 metres south of BDH-02 and 03 intersected 188.9m of iron mineralisation from 66.1m to 255.0m) at an average grade of 32.6% Fe, with 28.5% SiO2,1.8% S, 0.08% P, 0.23% Mn and 0.06% Cu including 22.50m of 55.9% Fe and 47.35m of 42.5% Fe. Seven drill holes have been completed to date and results of samples for two of those holes are awaited from the laboratory and will be released once available. On 6 September 2012 the Company announced that AF had restructured the organisation in line with current programmes and as a precursor to the result of the shootout. The shootout will result in one shareholder owning 100% of AF therefore enabling AF to be consolidated. The cost savings from the restructure are estimated at approximately US$250k per month from the December quarter onwards. There have been no further changes of signifi cance since then. Matters Subsequent to the End of the Financial Year The Company announced on 31 July 2012 that Cuervo had commenced drilling at the Bob 1 prospect at its Cerro Ccopane Project. On 23 July PMI informally advised Strike that it intends to terminate the agreement, although it has not yet given a formal notice. The Company is assessing its options in relation to this project. On 15 August the Company announced the results of the initial drill hole completed by Cuervo Resources Inc. (Cuervo) on the “Bob 1” target zone of its Cerro Ccopane iron ore project in southern Perú. The initial drill hole (No. 2, drilled vertically) intersected 182.15 metres (m) of iron mineralisation (from 12.35m to 194.5m) at an average grade of 39.6% iron (Fe) with 23.2% Silica (SiO2), 2.3% Sulphur (S), 0.08% Phosphorous (P), 0.16% Manganese (Mn) and 0.10% Copper (Cu). On 31 August 2012 Strike announced the results of the next two holes completed by Cuervo Resources Inc. (Cuervo) on the “Bob 1” target zone of its Cerro Ccopane iron ore project in southern Perú. Hole BDH-03, drilled adjacent to the initial hole BDH12-02 but angled at 60° to the south east intersected 156.0 metres (m) of iron mineralisation (from 19.2m to 175.2m) at an average grade of 40.9% Iron (Fe), 23.3% Silica (SiO2), 2.92% Sulphur (S), 0.06% Phosphorous (P), 0.19% Manganese (Mn) and 0.12% Copper (Cu) with higher grade zones of 43.35m of 50.4% Fe and 24.00m of 49.0% Fe. 29 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT Likely Developments and Expected Results of Operations By the end of the year Strike had given D&C Group a notice triggering the “shootout” process under the Settlement Agreement. On or about 6 August 2012, the Company gave notice to D&C Group of its shootout price, which gave an implied value of US$37m. By 6 October 2012 D&C Group must either provide a superior offer to Strike or accept the offer Strike has made. As a result one party will acquire the other party’s AF shares and pay out the debt that AF owns it within 30 days and this will move to 100% of AF. Strike believes it has made a superior offer, and that it is unlikely D&C Group will beat it. The Company has been in negotiations with its Indonesian partner to settle a long standing dispute. The current status of negotiations is a proposed settlement, where Strike will sell the land, data, reports and rights in relation to the Berau Thermal Coal Project. At the time of writing no documents had been executed, however, Strike was hopeful that this transaction would complete in the short term. Environmental Regulation The Consolidated Entity notes the reporting requirements of both the Energy Efficiency Opportunities Act 2006 (“EEOA”) and the National Greenhouse and Energy Reporting Act 2007 (“NGERA”). The Energy Efficiency Opportunities Act 2006 requires an affected company to assess its energy usage, including the identification, investigation and evaluation of energy saving opportunities, and to report publicly on the assessments undertaken, including what action the company intends to take as a result. The Consolidated Entity has determined that it does not operate a recognised facility requiring registration and reporting under the NGERA and, in any event it would fall under the threshold of greenhouse gas emissions required for registration and reporting. Similarly, the Consolidated Entity’s energy consumption would fall under the threshold required for registration and reporting under the EEOA. The Consolidated Entity is not otherwise subject to any particular or significant environmental regulation under either Commonwealth or State legislation. To the extent that any environmental regulations may have an incidental impact on the Consolidated Entity’s operations, the Directors are not aware of any breach by the Consolidated Entity of those regulations. DIRECTORS’ REPORT Information on Directors Malcolm Richmond Chairman Appointed 13 July 2011 Previous positions held Acting Chairman (3 February 2011 to 13 July 2011) Non-Executive director (25 October 2006 to 3 February 2011) Qualifi cations BSc Hons (Metallurgy) and B. Comm. Merit (Econs) (New South Wales) Experience Mr Richmond has 30 years’ experience with the Rio Tinto and CRA Groups in a number of positions including: Vice President, Strategy and Acquisitions; Managing Director, Research and Technology; Managing Director, Development (Hamersley Iron Pty Limited) and Director of Hismelt Corporation Pty Ltd. He was formerly Deputy Chairman of the Australian Mineral Industries Research Association and Vice President of the WA Chamber of Minerals and Energy. Mr Richmond has also served as a Member on the Boards of a number of public and governmental bodies and other public listed companies. He is a qualifi ed metallurgist and economist with extensive senior executive and board experience in the resource and technology industries both in Australia and internationally. His special interests include corporate strategy and the development of markets for internationally traded minerals and metals - particularly in Asia. Mr Richmond is a nominee director on the board of Cuervo Resources Inc. for Strike Resources Limited. Mr Richmond served as Visiting Professor at the Graduate School of Management and School of Engineering, University of Western Australia until January 2012, and is a Fellow of the Australian Academy of Technological Sciences & Engineering, a Fellow of Australian Institute of Mining and Metallurgy and a Member of Strategic Planning Institute (US). Special responsibilities Chairman of the Remuneration and Nomination Committee and member of the Audit Committee 30 2 1 0 2 T R O P E R L A U N N A Interests in shares and options 100,000 Shares (indirect) and 600,000 Unlisted Directors’ Options Other current directorships in listed entities Non-Executive Director: Advanced Braking Technology Ltd (appointed August 2006) Cuervo Resources Inc (appointed July 2011) Argonaut Resources Ltd (appointed March 2012) Water Resources Group Ltd (appointed July 2012) Former directorships in other listed entities in past 3 years Structural Monitoring Systems Plc (October 2006 to November 2010) DIRECTORS’ REPORT 31 2 1 0 2 T R O P E R L A U N N A Ken Hellsten Managing Director Appointed Qualifications 24 March 2010 BSc Geology Hons (Monash University) Experience Mr Hellsten is a Geologist with over 30 years’ experience in the resources industry. He has been employed in senior executive roles ranging from exploration to development and operations with both large multi-national and smaller resources companies, including BHP Billiton, Centaur Mining, Ironclad Mining and Polaris Metals. During the past 20 years Mr Hellsten has lead teams responsible for the definition and development of significant gold and nickel projects. Prior to his appointment to Strike, he served as Managing Director of Polaris Metals NL, where he added significant value for shareholders by progressing that company’s iron- ore assets towards development, and leading a strategic partner search, which ultimately resulted in the acquisition of Polaris by Mineral Resources Limited in January 2010. Mr Hellsten is a nominee director on the board of Cuervo Resources Inc. for Strike Resources Limited. Mr Hellsten is a fellow of the Australasian Institute of Mining and Metallurgy and a member of the Australian Institute of Company Directors. He has previously served on the Executive Councils of the Association of Mining and Exploration Companies and the Northern Territory Chamber of Mines. Special responsibilities Executive Director Interests in shares and options 217,083 Shares and 1,500,000 Unlisted Directors’ Options Other current directorships in listed entities Non-Executive Director of: Heron Resources Ltd (appointed December 2006) Brierty Limited (appointed February 2010) Cuervo Resources Inc (appointed July 2011) Former directorships in other listed entities in past 3 years Polaris Metals NL (March 2009 to January 2010) DIRECTORS’ REPORT Matthew Hammond Non-Executive Director Appointed Qualifi cations 25 September 2009 BA (Hons) (Bristol) Experience Mr Hammond is the Group Managing Director of Mail.Ru, one of the largest European internet businesses. Prior to that he was Group Strategist at Metalloinvest Holdings, where he had responsibility for part of the non-core asset portfolio. Prior to joining Metalloinvest, Mr Hammond was a director at Credit Suisse, where he worked for 12 years as an investment analyst. During his time with Credit Suisse Mr Hammond was ranked number one 8 times in the Extell, Institutional Investor and Reuters surveys. Special responsibilities Member of the Audit and Remuneration and Nomination Committees Interests in shares and options Nil Other current directorships in listed entities Mail.Ru. (appointed April 2011) Nautilus Minerals Inc (appointed October 2009) Puricore Inc. (appointed May 2010) Former directorships in other listed entities in past 3 years Nil 32 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT William Johnson Non-Executive Director Appointed 30 April 2010 Previous positions held Executive Director (14 July 2006 to 30 April 2010) Qualifications MA (Oxon), MBA Experience Mr Johnson commenced his career in resource exploration and has held senior management and executive roles in a number of public companies in Australia, New Zealand and Asia. Most recently, Mr Johnson has acted as an executive and non-executive director of a number of ASX listed resource exploration and development companies and brings a considerable depth of experience in business strategy, investment analysis, finance and execution. Special responsibilities Chairman of the Audit Committee and member of the Remuneration and Nomination Committee 33 2 1 0 2 T R O P E R L A U N N A Interests in shares and options 390,000 Unlisted Directors’ Options Other current directorships in listed entities Executive Director of: Orion Equities Limited (appointed February 2003) Bentley Capital Limited (appointed March 2009) Non-Executive Director of: Alara Resources Limited (appointed October 2009) Former directorships in other listed entities in past 3 years Nil DIRECTORS’ REPORT Samantha Tough Non-Executive Director Appointed Qualifi cations 23 January 2012 LIB, BJuris Western Australia, GAICD Experience Ms Tough is a professional company director and chairman, with more than 14 years’ experience in public and private companies, including four positions as Chairman. She has strong, proven strategic expertise, particularly in identifying and implementing growth strategies for complex and substantial businesses and early-stage propositions. Ms Tough has served at senior executive level or on the Board in a wide range of industries, including metals and mining in particular iron ore, oil and gas, engineering services, infrastructure, energy and energy effi ciency, venture capital, e-commerce, international telecommunications and law. Her previous executive roles include Senior Vice President, Strategic Counsel – Natural Resources at the Commonwealth Bank, General Manager North West Shelf at Woodside Energy Ltd and Director Strategy Hardman Resources Ltd. She also led the Pilbara Power Project on behalf of the Premier’s Department. Samantha’s involvement in these industries has given her a sound understanding of conducting business internationally. 34 2 1 0 2 T R O P E R L A U N N A Special responsibilities None Interests in shares and options Nil Other current directorships in listed entities Non-Executive Chairman of: Southern Cross Goldfi elds Ltd (appointed July 2007) Former directorships in other listed entities in past 3 years Murchison Metals Ltd (May 2011 - Feb 2012) Enerji Ltd (February 2010 - July 2010) DIRECTORS’ REPORT 35 2 1 0 2 T R O P E R L A U N N A Julian Tambyrajah Chief Financial Officer Appointed Qualifications 2 April 2012 BCom, ASA, ACIS, FIPA Experience Mr Tambyrajah is a global mining executive, a qualified Accountant and Company Secretary with 21 years’ experience in the resources (mining, oil & gas) and manufacturing industries, working in different environments such as operator, service contractor, explorer, construction, joint ventures and alliances. Julian’s extensive experienced covers financial and techno-commercial areas such as treasury, financing, accounting, supply and logistics, business development/acquisitions, investor relations, project evaluation, feasibility studies, life of mine modelling and economics, construction and development, and operations management. Mr Tambyrajah has held the position of Chief Financial Officer, Director and Company Secretary at several Australian mining and petroleum companies, including Central Petroleum Limited, Crescent Gold Limited, Rusina Mining NL, DRDGold Limited, Dome Resources NL and held management and accounting roles for Hills Industries, Brown & Root, Woodside and Normandy Mining. Mr Tambyrajah has experience in raising equity and debt from national and international financial markets, some of which includes raising A$122m whilst at Crescent Gold and A$31m whilst at Central Petroleum. Special responsibilities Chief Financial Officer Interests in shares and options 1,000,000 Unlisted Employee Options Other current directorships in listed entities None Former directorships in other listed entities in past 3 years None DIRECTORS’ REPORT 36 2 1 0 2 T R O P E R L A U N N A Stephen Gethin Company Secretary The Company Secretary is Mr Stephen Gethin Barrister and Solicitor of the Supreme Court of Western Australia, Grad Cert Tax (Curtin). Mr Gethin was appointed to the position of Company Secretary on 30 April 2010. Prior to joining Strike, Mr Gethin previously served as Company Secretary and General Counsel for ERG Limited from 2006 to 2008. Mr Gethin worked in the Corporate and Finance practice group in a national law fi rm from 2001 to 2004. Meetings of Directors The numbers of meetings of the Company’s Board of Directors and of each Board Committee held during the year ended 30 June 2012, and the numbers of meetings attended by each director were: Name of Director M Richmond K Hellsten W Johnson M Hammond S Tough Board Meetings Committee Meetings (Audit) Committee Meetings (Remuneration/ Nomination) Attended Meetings Held Attended Meetings Held Attended Meetings Held 11 12 12 10 5 12 12 12 12 5 2 1* 2 1 ** 2 2* 2 2 ** 1 ** - 1 ** 1 ** 1 1 ** * ** Attended by invitation, not a member of the relevant committee Not a member of the relevant committee Retirement, Election and Continuance in Offi ce of Directors Mr Hammond retired as Director by rotation under the Company’s Constitution at the November 2011 AGM and was re-elected at that meeting. DIRECTORS’ REPORT Remuneration Report (Audited) The Directors are pleased to present the Company’s 2012 remuneration report which sets out remuneration information for Strike Resources Limited’s Non-Executive Directors, Executive Director and other key management personnel. Directors and Key Management Personnel Disclosed in This Report Name Position Non-executive and executive directors – see pages 30 - 36 above 37 Other key management personnel 2 1 0 2 T R O P E R L A U N N A Julian Tambyrajah1 David Lim2 Ian Cullen3 Chief Financial Officer Chief Financial Officer General Manager Exploration and Development 1. 2. 3. Mr Tambyrajah was appointed as Chief Financial Officer on 2 April 2012 Mr Lim ceased from the position of Chief Financial Officer on 10 April 2012 Mr Cullen was appointed as General Manager Exploration and Development on 1 July 2011 and ceased on 15 July 2012. Role of Remuneration and Nomination Committee is a The Remuneration and Nomination Committee committee of the Board. It is primarily responsible for making recommendations to the Board on: • the necessary and desirable competencies of Directors and the extent to which these are reflected in the Board • suitable candidates for the position of Managing Director, when required • • the development and review of Board succession plans the appointment and re-election of Directors • making recommendations to the Board on policy governing the benefits of the Managing Director and any other Executive Director, including equity-based remuneration • making recommendations to the Board on the specific benefits to be provided to the Managing Director within the policy • conducting an annual review of Non-Executive Directors’ fees and determining whether the limit on the Non- Executive Directors’ fee pool remains appropriate, and • assisting the Managing Director to determine the remuneration (including equity- based remuneration) of Senior Management and advise on those determinations. The purposes of the Remuneration and Nomination Committee are: • assist the Managing Director and the Board to adoptand implement a remuneration system that is required to attract, retain and motivate the personnel who will enable the Company to achieve long-term success; and • identify appropriate candidates for membership of the Board and, when necessary, identify suitable candidates for the role of Managing Director. In doing this, the Remuneration and Nomination Committee seeks advice from independent remuneration consultants and consults market and industry surveys (see page 42 below). Ultimate responsibility for the Company’s remuneration and nomination policies and practices remains with the full Board. The Corporate Governance Statement provides further information on the role of this Committee. A copy of Strike’s Remuneration and Nomination Committee Charter can be found on the Company’s website at www.strikeresources.com.au. DIRECTORS’ REPORT With the exception of the above Special Exertion Policy, Non-Executive Directors do not receive performance-based pay. The Board had also previously resolved and issued Non- Executive Directors with options at various exercise prices and maturity dates as deemed appropriate at that time, however, in line with Corporate Governance Principles and Recommendations this is no longer the practice. 38 2 1 0 2 T R O P E R L A U N N A Non-Executive Director Remuneration Policy Fees and payments to Non-Executive Directors refl ect the demands which are made on, and the responsibilities of, the directors. The Remuneration and Nomination Committee is responsible to review Non-Executive Directors’ fees annually and makes recommendation to the Board. The Board has also considered the advice of independent market consultants to ensure Non-Executive Directors’ fees and payments are appropriate and in line with the market. The Chair’s fees are determined independently to the fees of Non-Executive Directors’ based on comparative roles in the external market. Pursuant to the Company’s Constitution, each Director is entitled to receive: • Payment for the performance of extra services and the undertaking of any executive or other work for the Company beyond his or her general duties; and • Payment for travelling and other expenses properly incurred by a Director in attending meetings of the Company or the Board or in connection with the Company’s business. Historically the Board had resolved to remunerate Non- Executive Directors for work over and above that included in their base Director’s fee under a Special Exertion Policy. Where additional services are approved by the Board the Non-Executive Director is entitled to receive $350 per hour plus reimbursement of expenses. DIRECTORS’ REPORT Directors’ fees Non-executive Directors’ fees are determined within an aggregate Directors’ fee pool limit, which is periodically recommended for approval by shareholders. The maximum currently stands at $500,000 per annum and was approved by shareholders at the annual general meeting on 25 November 2009. The Chair’s remuneration was reviewed upon his appointment, in February 2011. Each Non-Executive Director receives $45,000 per year, except for Ms Tough. Ms Tough receives a higher fee, being the market rate that the Company determined was appropriate at the time she was appointed. During the year the aggregate fees paid to Non-Executive Directors of the Company were as follows: Director Office held M Richmond Chairman M Hammond1 Non-Executive Director W Johnson Non-Executive Director S Tough2 Non-Executive Director Gross Salary/fees and Superannuation for the Period Fees $ Special exertions $ Superannuation $ Total $ 70,000 45,000 45,000 40,000 33,250 - 41,300 - 9,293 - 7,767 3,600 112,543 45,000 94,067 43,600 1. 2. The Director’s fee for Mr Hammond was reviewed in October 2010. Ms Tough was appointed as a Non-Executive Director on 23 January 2012. Her Director’s fee was approved upon appointment. Retirement Allowances for Non-Executive Directors In line with the guidance from the ASX Corporate Governance Council on Non-Executive Directors’ remuneration, no Non-Executive Directors receive retirement allowances. Superannuation contributions required under the Australian superannuation guarantee legislation continue to be made and are deducted from the directors’ overall fee entitlements. 39 2 1 0 2 T R O P E R L A U N N A Executive Remuneration Policy and Framework In determining executive remuneration, the Board aims to ensure that remuneration practices are: • • • • competitive and reasonable, enabling the Company to attract and retain key talent aligned to the Company’s strategic and business objectives and the creation of shareholder value transparent, and acceptable to shareholders. The executive remuneration framework has three components: • base pay and benefits, including superannuation • • short-term performance incentives, and long-term incentives through participation in the Strike Resources Limited Employee Option Plan. DIRECTORS’ REPORT Executive Remuneration Mix In accordance with the Company’s objective to ensure that executive remuneration is aligned to Company performance, a signifi cant portion of the Managing Director’s target pay is “at risk”. The following chart sets out the Executives’ target remuneration mix: Total Remuneration Mix Other Executives 72% 28% Managing Director 62% 18% 20% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Base pay and benefi ts STI LTI Base Pay and Benefi ts Executives receive their base pay and benefi ts structured as a total employment cost (TEC) package which may be delivered as a combination of cash and prescribed non-fi nancial benefi ts at the executive’s discretion. Executives are offered a competitive base pay that comprises the fi xed component of pay and rewards. Independent remuneration consultants and/or reports provide analysis and advice to ensure base pay is set to refl ect the market for a comparable role. Base pay for executives is also reviewed on promotion. There are no guaranteed base pay increases included in the executives’ contracts. Short-term Incentives The Managing Director has the opportunity to earn an annual short-term incentive (STI) if predefi ned targets are achieved. The targets are reviewed annually. STI awards for the Managing Director and Other Executives in the 2012 calendar year were based on the scorecard measures and weighting as disclosed below. These targets were set by the Remuneration Committee for the Managing Director and by the Managing Director for Other Executives, which align management to the Company’s strategic and business objectives. STI targets – Managing Director Metrics Weighting To maintain develop and lead a lean, effective organisation in both Perú and Perth, capable of meeting the broad objectives contained within the annual plan, yet accepting the reality of a volatile political environment To successfully provide guidance to the Cuervo organisation in their own orebody development and to develop the synergistic potential with Strike in an effective manner To achieve a satisfactory resolution to the dispute on the Berau Thermal Coal Project assets To achieve the best possible arrangements with regard to ownership and control of the AF Joint Venture 25% 25% 25% 25% 40 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT STI targets – Other Executives 41 2 1 0 2 T R O P E R L A U N N A Metrics Weighting Safety/Security improvements on noncompliance and LTIs Community approvals Opaban I & III and Satellite Concessions Drilling at Bob 1, Opaban and selected Satellite sites Satellite Concession Exploration Budget or better achieved Berau Thermal Coal Project dispute resolution Perú Iron Ore Resource potential improved Reporting superior quality and on time Corporate: no material issues audit or corporate governance 10% 20% 15% 15% 10% 10% 10% 5% 5% The Remuneration and Nomination Committee is responsible for assessing whether the KPIs are met. To assist in this assessment, the Committee receives detailed reports on performance from management which are verified by industry surveys and, where deemed appropriate, independent remuneration consultants. The Committee will make recommendations to the Board to adjust short-term incentives downwards in light of unexpected or unintended circumstances. Other senior executives currently do not have any short term incentives such as cash bonuses included in their employment contracts. The executives’ performance is assessed on an annual basis and bonuses may be awarded on achievement of key performance objectives by recommendation of the Managing Director and at the discretion of the Board. Long-term Incentives Long-term incentives are provided to certain employees via the Strike Resources Limited Employee Option Plan which was approved by shareholders at the 6 November 2008 annual general meeting. The Employee Option Plan was subsequently amended on 8 November 2011. The Strike Resources Limited Employee Option Plan is designed to provide long-term incentives for executives to deliver long- term shareholder returns. Under the plan, participants are granted options which are vested on issue. The Board has discretion to determine the exercise price and maturity date. Participation in the plan is at Board discretion and will often form part of an employment contract. In order to derive long-term shareholder returns, options granted in the financial year 2012 are exercisable from the grant date to 23 November 2016, in 3 equal tranches with exercise prices of 130%, 150%, and 200% of the one month volume-weighted average price at the grant date. DIRECTORS’ REPORT Share Trading Policy The Company’s Share Trading Policy regulates all Directors’ and, employees’ of Strike Resources Limited and its subsidiaries, and certain contractors’, dealings in the Company’s securities. The Policy prohibits: • • subscribing for, purchasing or selling Company securities or entering into an agreement to do any of those things; and advising, procuring or encouraging another person (including a family member, friend, associate, colleague, family company or family trust) to trade in Company securities, whilst in possession of market-sensitive information, prior to disclosure of that information to the market and thereafter until adequate time has elapsed for this to be refl ected in the security’s price, in accordance with the Corporations Act 2001. The Policy also prohibits communicating inside information to any other person when directors, employees of Strike Resources Limited and its subsidiaries, and certain contractors should reasonably know that they may deal in the Company’s securities or encourage another person to do so. In order to further reduce the risk of inappropriate securities dealing, directors, employees of Strike Resources Limited and its subsidiaries, and certain contractors, must not deal in Company securities without the written consent of the “Trading Offi cers” nominated in the Company’s Share Trading Policy. Consent will not be given during certain “Prohibited Periods” before key reporting dates or while inside information exists. Directors, employees of Strike Resources Limited and its subsidiaries, and certain contractors must inform the Company Secretary of all transactions they enter into involving the Company’s securities to enable disclosure to the market, where required. A copy of Strike’s Share Trading Policy can be found on the Company’s website at www.strikeresources.com.au. Use of Remuneration Consultant During the year, the Company entered an agreement with PJ Kinder Consulting Pty Ltd (“Kinder”) for the provision of remuneration recommendations in relation to the review of the Managing Director’s benefi ts. Under the term of the engagement, Kinder provided remuneration recommendations as defi ned in section 9B of the Corporations Act 2001 and was paid $500 for this service. Kinder confi rms that the above recommendations have been made free of undue infl uence by members of the group’s key management personnel. The following arrangements were made to ensure that the remuneration recommendations were free from undue infl uence: • Kinder was engaged by, and reported directly to, the chair of the Remuneration and Nomination Committee. The agreement for the provision of remuneration consulting services was executed by the Chair of the Remuneration and Nomination Committee under delegated authority on behalf of the Board; and • The report containing the remuneration recommendations was provided by Kinder directly to the Chair of the Remuneration and Nomination Committee; and • PJ Kinder Consulting was not permitted to provide any member of management with a copy of its draft or fi nal report that contained the remuneration recommendations. As a consequence, the Board is satisfi ed that the recommendations were made free from undue infl uence from any members of the key management personnel. Remuneration reviews and recommendations for executives and employees are generally based on salary surveys from Godfrey Remuneration Group Pty Ltd as recommended by the Managing Director and the Remuneration and Nomination Committee and at the discretion of the Board. 42 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT 43 2 1 0 2 T R O P E R L A U N N A Voting and Comments Made at the Company’s 2011 Annual General Meeting Strike Resources Limited received more than 94% of “yes” votes on its remuneration report for the 2011 financial year. The Company did not receive any specific feedback at the AGM or throughout the year on its remuneration practices. Detail of Remuneration The following tables show details of the remuneration received by the Directors and the key management personnel of the Consolidated Entity for the current and previous financial year. Short-term employee benefits Post- employment benefits Long-term benefits Share- based payments Cash salary and fees Cash bonus Non- monetary benefit Other Super- annuation Long- service leave Options Total $ $ $ $ $ $ $ $ 2012 Non-Executive Directors: M Richmond M Hammond W Johnson S Tough1 Executive Director: K Hellsten Other key management personnel: J Tambyrajah2 D Lim3 I Cullen4 Total 103,250 45,000 86,300 40,000 - - - - - - - - 325,000 75,000 8,400 52,500 173,687 217,752 - 15,000 9,668 1,832 2,100 53,761 - - - - - - 7,258 21,784 9,293 - 7,767 3,600 36,000 4,725 15,883 19,056 1,043,489 99,668 66,093 29,042 96,324 - - - - - - - - - - - - - 112,543 45,000 94,067 43,600 115,395 559,795 83,742 76,930 57,697 142,799 290,858 379,718 333,764 1,668,380 1. Ms Tough was appointed as Non-Executive Director on 23 January 2012. 2. Mr Tambyrajah was appointed as Chief Financial Officer on 2 April 2012. 3. Mr Lim ceased from the position of Chief Financial Officer on 10 April 2012. 4. Mr Cullen was appointed as General Manager Exploration and Development on 1 July 2011 and ceased on 15 July 2012. DIRECTORS’ REPORT Short-term employee benefi ts Cash salary and fees Cash bonus Non- monetary benefi t Post- employment benefi ts Super- Annuation $ $ $ $ Long-term benefi ts Share-based payments Long- service leave $ Options Total $ $ 2011 Non-Executive Directors: M Richmond M Hammond M Horn7 W Johnson F Khan5 S Madan6 F Moshiri7 Executive Director: K Hellsten Other key management personnel: D Lim M Lowry8 A Napier Total - 46,235 33,600 59,000 93,602 49,821 22,404 - - - - - - - - - - - - - - 55,436 - - 5,310 8,424 4,483 - 325,000 25,000 41,230 29,250 193,211 295,973 160,655 1,279,501 3,600 - 2,050 30,650 - 13,324 1,456 17,713 21,181 14,481 56,010 156,278 5. Mr Khan ceased being a director on 3 February 2011. 6. Mr Madan ceased being a director on 3 February 2011. 7. Mr Moshiri ceased being a director on 3 February 2011 (Mr Horn was Mr Moshiri’s alternate). 8. Mr Lowry ceased being an employee of the Company on 30 April 2011. 44 2 1 0 2 T R O P E R L A U N N A - - - - - - - - - - - - - - - - - - - - 12,197 - - 55,436 46,235 33,600 64,310 102,026 54,304 22,404 420,480 226,721 330,478 178,642 12,197 1,534,636 DIRECTORS’ REPORT 45 2 1 0 2 T R O P E R L A U N N A The relative proportions of remuneration that are linked to performance and those that are fixed are as follows: Executive Director: K Hellsten Other key management personnel: J Tambyrajah D Lim I Cullen M Lowry A Napier Fixed remuneration At risk - STI At risk – LTI # 2012 2011 2012 2011 2012 2011 66% 93% 13% 42% 68% 82% - - - 93% - 100% 99% - 5% 3% - - 7% - 2% - - 1% 21% 58% 27% 15% - - - - 5% - - - # Long-term incentives are provided exclusively by way of options, the percentages disclosed also reflect the value of remuneration consisting of options, based on the value of options expensed during the year. Negative amounts indicate expenses reversed during the year due to a failure to satisfy the vesting conditions. Service Agreements Appointment to the Board as a Director is via resolution which outlines the Director’s agreed remuneration. The appointment is later ratified by shareholders at the next general meeting. No formal service agreements are executed for Non-Executive Directors. On the appointment to the Board, the Company enters into a deed with each Non-Executive Director to regulate certain matters between the Company and that Non-Executive Director, however Matthew Hammond has not executed such a deed. Remuneration and other terms of employment for the Managing Director, Chief Financial Officer and other key management personnel are formalised in Employment Agreements. The Employment Agreement of the Managing Director provides for the provision of performance-related cash bonuses, which are reviewed annually by the Remuneration and Nomination Committee. No specific cash bonuses are provided in the Employment Agreements of other key management personnel. Major provisions of the agreements relating to remuneration are set out below. All agreements with Executives may be terminated early by either party with notice periods from 1-3 months, subject to termination payments as detailed below: Name K Hellsten – Managing Director J Tambyrajah – Chief Financial Officer Term of agreement On-going commencing 1 March 2010 On-going commencing 2 April 2012 I Cullen - General Manager Exploration and Development On-going commencing 1 July 2011- terminated on 15 July 2012 D Lim – Chief Financial Officer On-going commencing 9 December 2009 - terminated on 10 April 2012 Base salary including superannuation Termination benefit $354,250 $238,000 $227,000 $225,000 * ** ** ** Six months’ gross base salary on termination other than for termination due to misconduct; breach of contract; removal as a director by shareholders. * ** No specific termination benefits are payable on termination of the service agreement. DIRECTORS’ REPORT Share-based Compensation The terms and conditions of each grant of options affecting remuneration in the current or a future reporting period are as follows: Grant date Vesting and exercise date Expiry date Exercise price Value per option at grant date Performance achieved % Vested 24 November 2011 24 November 2011 23 November 2016 24 November 2011 24 November 2011 23 November 2016 24 November 2011 24 November 2011 23 November 2016 5 April 2012 5 April 2012 5 April 2012 5 April 2012 23 November 2016 5 April 2012 23 November 2016 5 April 2012 23 November 2016 $0.36 $0.42 $0.56 $0.36 $0.42 $0.56 $0.085 $0.079 $0.067 $0.091 $0.085 $0.075 N/A N/A N/A N/A N/A N/A 100% 100% 100% 100% 100% 100% Options granted under the plan carry no dividend or voting rights. When exercisable, each option is convertible into one ordinary share within 5 business days after the exercise. Details of options over ordinary shares in the Company provided as remuneration to each director of Strike Resources Limited and each of the key management personnel of the Company and the Consolidated Entity are set out below. When exercisable, each option is convertible into one ordinary share of Strike Resources Limited. Further information on the options is set out in note 28 to the fi nancial statements. Name Number of options granted during the year Value of options at grant date* Number of options vested during the year Number of options lapsed during the year Value at lapse date** Directors of Strike Resources Limited M Richmond M Hammond W Johnson S Tough K Hellsten - - - - - - - - - - - - 1,500,000 $115,395 1,500,000 Other key management personnel of the Consolidated Entity J Tambyrajah I Cullen D Lim 1,000,000 750,000 1,000,000 $83,742 $57,697 $76,930 1,000,000 750,000 1,000,000 - - - - - - - - - - - - - - 1,600,000 $76,576 The value at grant date calculated in accordance with AASB 2 Share-based Payment of options granted during the year as part of remuneration. * ** The value at lapse date of options that were granted as part of remuneration and that lapsed during the year because a vesting condition was not satisfi ed, or the participant ceased to be employee of the Company. The value is determined at the time of lapsing, but assuming the condition was satisfi ed. The assessed fair value at grant date of options granted to the individuals is allocated equally over the period from grant date to vesting date, and the amount is included in the remuneration tables above. Fair values at grant date are independently determined using the Black-Scholes option pricing model that takes into account the exercise price, the term of the option, the impact of dilution, the share price at grant date, the expected price volatility of the underlying share, the expected dividend yield and the risk-free interest rate for the term of the option. 46 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT Shares Provided on Exercise of Remuneration Options There were no shares issued as a result of the exercise of Directors’ or employee options which were issued as part of remuneration during the current year (2011: nil). Details of Remuneration: Bonuses and Share-based Compensation Benefits For each cash bonus and grant of options included in the tables on pages 43 - 46, the percentage of the available bonus or grant that was paid, or that vested, in the financial year and the percentage that was forfeited because the person did not meet the service and performance criteria is set out below. No part of the bonus is payable in future years. The options vest immediately and will lapse on termination of employment, except due to redundancy or disability, in which case they will continue for 12 months or until any earlier expiry date. The Board has discretion to vary the lapse dates of terminating employees’ options. Bonus Share-based compensation benefit (options) Name Paid Forfeited Year granted Vested Forfeited/Lapsed Financial years in which options may vest M Richmond M Hammond W Johnson S Tough K Hellsten J Tambyrajah D Lim I Cullen - - - - - - - - 75% 25% * * * * * * - - - - 2012 2012 2012 2011 2012 - - - - 100% 100% 100% 100% 100% - - - - - - 100%*** 100%** - - - - - 2012 2012 2012 2011 2012 * Service agreement does not contain cash bonuses. ** Options were cancelled in 2012. *** Options lapsed in 2012 due to the termination of employment. 47 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT Shares under Options Unissued ordinary shares of Strike Resources Limited under option at the date of this report are as follows: Date of options granted Expiry date Issue price of shares Number under option 3 December 2007 5 March 2008 25 November 2009 25 November 2009 25 November 2009 24 November 2011* 24 November 2011* 24 November 2011* 5 April 2012* 5 April 2012* 5 April 2012* 2 December 2012 3 March 2013 24 November 2012 24 November 2012 24 November 2012 23 November 2016 23 November 2016 23 November 2016 23 November 2016 23 November 2016 23 November 2016 $3.978 $2.878 $2.50 $2.75 $3.25 $0.36 $0.42 $0.56 $0.36 $0.42 $0.56 3,500,000 250,000 750,000 750,000 750,000 1,083,334 1,083,333 1,083,333 333,334 333,333 333,333 * Included in these options were options granted as remuneration to the directors and the fi ve most highly remunerated offi cers during the year. Details of options granted to key management personnel are disclosed on page 43 – 46 above. No option holder has any right under the options to participate in any other share issue of the Company. This concludes the Audit Remuneration Report. JORC Code Competent Person Statement The information in this document which relates to Mineral Resources at the Apurimac, Cusco and Cerro Ccopane projects and to exploration results has been prepared by Mr Ken Hellsten, who is an employee of Strike Resources Limited and is a Fellow of the Australasian Institute of Mining and Metallurgy. Mr Hellsten has suffi cient experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity which he is undertaking, to qualify as Competent Persons as defi ned in the 2004 Edition of the “Australasian Code for Reporting of Mineral Resources and Ore Reserves” (the JORC Code). Mr Hellsten consents to the inclusion in this document of the matters based on this information in the form and context in which it appears. Insurance of Offi cer The Directors have not included details of the nature of the liabilities covered or the amount of premiums paid in respect of a Directors’ and Offi cers’ liability and legal expenses insurance contract, as such disclosure is prohibited under the terms of the contract. The Company has executed Directors’ deeds with each Director (other than Matthew Hammond) to indemnify the directors for liabilities or legal costs incurred as an offi cer and advance monies to meet costs in relation to the indemnities under the deed. Proceedings on Behalf of the Company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the Company or to intervene in any proceedings to which the Company is a party, for the purpose of taking responsibility on behalf of the Company for all or part of those proceedings. No proceedings have been brought or intervened in on behalf of the Company with leave of the Court under section 237 of the Corporations Act 2001. 48 2 1 0 2 T R O P E R L A U N N A DIRECTORS’ REPORT Non-audit Services 49 2 1 0 2 T R O P E R L A U N N A The Company may decide to employ the auditor on assignments additional to their statutory audit duties where the auditor’s expertise and experience with the Company and/or the Consolidated Entity are important. Details of the amounts paid or payable to the auditor (BDO Audit (WA) Pty Ltd) and to other parties for work performed on behalf of the auditor, for audit and non-audit services provided during the year are set out below. The Board of Directors has considered the position and, in accordance with advice received from the Audit Committee, is satisfied that the provision of the non-audit services is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The Directors are satisfied that the provision of non-audit services by the auditor, as set out below, did not compromise the auditor independence requirements of the Corporations Act 2001 for the following reasons: • all non-audit services have been reviewed by the Audit Committee to ensure they do not impact the impartially and objectivity of the auditor. • none of the services undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants. During the year the following fees were paid or payable for audit and non-audit services provided by the auditor of the Company, its related practices and non-related audit firms: Audit & Review Fees – BDO Audit (WA) Pty Ltd Fees for non-audit services Audit & Review Fees – Affiliated practices of BDO International Total Auditors’ Independence Declaration Consolidated Entity 2012 $ 2011 $ 84,774 - 6,830 91,604 51,934 795 7,187 59,916 A copy of the Auditor’s Independence Declaration as required under section 307C of the Corporations Act 2001 is set out on page 58. Auditor BDO Audit (WA) Pty Ltd continues in office in accordance with section 327 of the Corporations Act 2001 This report is made in accordance with a resolution of directors. Ken Hellsten Managing Director 25 September 2012 CORPORATE GOVERNANCE STATEMENT CORPORATE GOVERNANCE STATEMENT Strike Resources Limited (“Company” or “Strike”) and the Board are committed to achieving and demonstrating the highest standards of corporate governance. The Board continues to review the framework and practices to ensure they meet the interests of shareholders. The Company and its controlled entities together are referred to as the Consolidated Entity in this statement. A description of the Consolidated Entity’s main corporate governance practices is set out below. All these practices were in place for the entire year and they comply with the ASX Corporate Governance Principles and Recommendations unless otherwise stated. The Board of Directors strongly supports the Corporate Governance Principles and Recommendations. Strike’s practices are consistent with the principles, subject to the exception that there is not an independent majority on the Board or on Board Committees. It is not considered appropriate to move to an independent Board majority immediately due to the scale of the Company’s activities, however, the Board supports moving to that position as the Company’s activities expand. An additional independent director was appointed in January 2012 and the Board continues to monitor the potential to further increase the number of its independent members in the future. Principle 1: Lay a Solid Foundations for Management and Oversight The relationship between the Board and senior management is critical to the Consolidated Entity’s long term success. The Directors are responsible to shareholders for the performance of the Consolidated Entity in both the short term and the longer term and seek to balance sometimes competing objectives in the best interest of the Consolidated Entity as a whole. Their focus is to enhance the interests of shareholders and other key stakeholders and to ensure the Consolidated Entity is properly managed. The responsibilities of the Board include: • providing strategic guidance to the Consolidated Entity including contributing to the development of and approving the corporate strategy 50 2 1 0 2 T R O P E R L A U N N A • reviewing and approving business plans, the annual budget and fi nancial plans including available resources and major capital expenditure initiatives • overseeing and monitoring: - organisational performance and the achievement of the Consolidated Entity’s strategic goals and objectives - - - compliance with the Company’s Code of Conduct (see page 54) progress in relation to the Company’s diversity objectives and compliance with its diversity policy progress of major capital expenditures and other signifi cant corporate projects including any acquisitions and divestments • monitoring fi nancial performance including approval of the annual and half-year fi nancial reports and liaison with the auditors • • • • appointment, performance assessment and, if necessary, removal of the Managing Director the appointment and/or ratifying removal and contributing to the performance assessment of the senior management team including the Chief Financial Offi cer and the Company Secretary ensuring there are effective management processes in place and approving major corporate initiatives enhancing and protecting the reputation of the organisation • overseeing the operation of the Consolidated Entity’s system for compliance and risk management reporting to shareholders • ensuring appropriate resources are available to senior management. Day to day management of the Consolidated Entity’s affairs and the implementation of the corporate strategy and policy initiatives are formally delegated by the Board to the Managing Director and Senior Executives as set out in the Consolidated Entity’s delegations policy. These delegations are reviewed on an annual basis. A performance assessment for Senior Executives last took place in December 2011. The process for these assessments is described on the Company’s website. CORPORATE GOVERNANCE STATEMENT Principle 2: Structure the Board to Add Value • the size of the Board is conducive to effective discussion and effi cient decision-making. The Board operates in accordance with the broad principles set out in its charter which is available from the corporate governance information section of the Company’s website at www.strikeresources.com.au. The charter details the Board’s composition and responsibilities. Board Composition 51 The charter states: 2 1 0 2 T R O P E R L A U N N A • • • • • the Board is to be comprised of both Executive and Non- Executive Directors with a majority of Non-Executive Directors. Non-Executive Directors bring a fresh perspective to the Board’s consideration of strategic, risk and performance matters in recognition of the importance of independent views and the Board’s role in supervising the activities of management, the Chairman must be an independent Non-Executive Director, the majority of the Board should be independent of management and all Directors are required to exercise independent judgement and review and constructively challenge the performance of management the Chairman is elected by the full board and is required to meet regularly with the Managing Director the Company is to maintain a mix of Directors on the board from different genders, age groups, ethnicity and cultural and professional backgrounds who have complementary skills and experience the Board will periodically consider the appropriate mix of skills required by the Board to maximise its effectiveness and its contribution to the Consolidated Entity. The Board seeks to ensure that: • at any point in time, its membership represents an appropriate balance between Directors with experience and knowledge of the Consolidated Entity and Directors with an external fresh perspective • measurable board gender diversity objectives are established, to assess the objectives and progress in achieving them periodically Directors’ Independence The Board has adopted specifi c principles in relation to Directors’ independence. These state that when determining independence, a Director must be Non-Executive and the Board should consider whether the Director: • • is a substantial shareholder of the Company or an offi cer of, or otherwise associated directly with, a substantial shareholder of the Company is or has been employed in an executive capacity by the Company or any other Consolidated Entity member within three years before commencing to serve on the Board • within the last three years has been a principal of a material professional adviser or a material consultant to the Company or any other Consolidated Entity member, or an employee of such adviser or consultant materially associated with the service provided • • • is a material supplier or customer of the Company or any other Consolidated Entity member, or an offi cer of or otherwise associated directly or indirectly with a material supplier or customer has a material contractual relationship with the Company or a controlled entity other than as a Director of the Consolidated Entity is free from any business or other relationship which could, or could reasonably be perceived to, materially interfere with the Director’s independent exercise of their judgement. is determined on both Materiality for these purposes quantitative and qualitative bases. An amount of over 5% of annual turnover of the Company or Consolidated Entity is considered material for these purposes. In addition, a transaction of any amount or a relationship is deemed material if knowledge of it may impact the shareholders’ understanding of the Director’s performance. Recent thinking on corporate governance has introduced the view that a Director’s independence may be perceived to be impacted by lengthy service on the Board. To avoid any potential concerns, the Board has determined that a Director will not be deemed independent if he or she has served on the Board of the Company for more than ten years. The Board will continue to monitor developments on this issue. CORPORATE GOVERNANCE STATEMENT The Board assesses independence each year. To enable this process, the Directors must provide all information that may be relevant to the assessment. Board Members Details of the members of the Board, their experience, expertise, qualifi cations, term of offi ce, relationships affecting their independence and their independent status are set out in the directors’ report under the heading ‘Information on Directors’. At the date of signing the Directors’ Report, there is one Executive Director and four Non-Executive Directors, two of whom have no relationships adversely affecting independence and so are deemed independent under the principles set out above: • William Johnson and Matthew Hammond are both representative Directors for major shareholders and have therefore been deemed ‘not independent’ as Directors of the Company • No Director has served on the Board of the Company for more than ten years. Chair and Managing Director (MD) The Chair is responsible for leading the Board, ensuring Directors are properly briefed in all matters relevant to their role and responsibilities, facilitating Board discussions and managing the Board’s relationship with the Company’s senior executives. In accepting the position, the Chair has acknowledged that it will require a signifi cant time commitment and has confi rmed that other positions will not hinder his effective performance in the role of Chair. The Chair of the Company is Malcolm Richmond, whose qualifi cations and experience are stated in the Company’s Directors Report. The MD is responsible for implementing Consolidated Entity strategies and policies. The board charter specifi es that the roles of Chair and MD are separate roles to be undertaken by separate people. Induction The induction provided to new Directors and senior managers enables them to actively participate in Board and management decision-making, respectively, as soon as possible. It ensures that they have a full understanding of the Company’s fi nancial position, strategies, operations, culture, values and risk management policies. It also explains the respective rights, duties, responsibilities, interaction and roles of the Board and Senior Executives and the Company’s meeting arrangements. Commitment The Board held twelve board meetings and an additional corporate strategy workshop during the year. Non-Executive Directors are expected to spend the time required to prepare for and attending Board and Committee meetings and associated activities. The number of meetings of the Company’s Board of Directors and of each Board Committee held during the year ended 30 June 2012, and the number of meetings attended by each Director is disclosed on page 36. It is the Company’s practice to allow its Executive Directors to accept appointments outside the Company with prior written approval of the Board. No appointments of this nature were accepted during the year ended 30 June 2012. The commitments of Non-Executive Directors are considered by the Nomination Committee prior to the Directors’ appointment to the Board of the Company and are reviewed each year. Prior to appointment or being submitted for re-election, each Non-Executive Director is required to specifi cally acknowledge that they have and will continue to have the time available to discharge their responsibilities to the Company. Confl ict of Interests No Director had business dealings with the Consolidated Entity during the year, other than provision of minor services as described in note 22 to the fi nancial statements. In accordance with the board charter, the Directors concerned declared their interests in those dealings to the Company and took no part in decisions relating to them or the preceding discussions. In addition, those Directors did not receive any papers from the Consolidated Entity pertaining to those dealings. 52 2 1 0 2 T R O P E R L A U N N A CORPORATE GOVERNANCE STATEMENT 53 2 1 0 2 T R O P E R L A U N N A Independent Professional Advice Subject to prior consultation with the Chair, each Director has the right to seek independent legal and other professional advice at the Company’s expense concerning any aspect of the Company’s operations or undertakings in order to fulfi l their Directors’ duties. Performance Assessment The Board’s has a policy to ensure that the Directors and Executives of the Company are equipped with the knowledge and information they need to discharge their responsibilities effectively and that individual and collective performance is regularly and fairly reviewed. Although the Company is not of a size to warrant the development of formal processes for evaluating the performance of its Board, individual Directors and Executives, there is on-going monitoring by the Chair and self-review by the Board. The Chair also speaks to Directors individually regarding their role as a Director. Board Committees The Board has established a number of committees to assist in the execution of its duties and to allow detailed consideration of complex issues. Current committees of the Board are the Remuneration and Nomination Committee and the Audit Committee. Each committee is comprised entirely of Non- Executive Directors. Each Committee has its own written charter setting out its role and responsibilities, composition, structure, membership requirements and the manner in which the committee is to operate. All of these charters are available on the Company’s website. All matters determined by committees are submitted to the full Board as recommendations for board decisions. Minutes of committee meetings are tabled at the subsequent board meeting. Additional requirements for specifi c reporting by the Committees to the Board are addressed in the charter of the individual committees. Nomination Committee The Nomination Committee function is performed by the Remuneration and Nomination Committee (the Committee). The Strike Board is not of suffi cient size to warrant separate Remuneration and Nomination Committees. The Committee consists of the following Non-Executive Directors (a majority of whom are not independent): Malcolm Richmond – Committee Chair (independent) Matthew Hammond (not independent) William Johnson (not independent) Details of these Directors’ attendance at Committee meetings are set out in the Directors’ Report on page 36. The Committee operates in accordance with its charter which is available on the Company’s website. The main responsibilities of the Committee in relation to its nomination function are to make recommendations to the Board as to: • • • • • the necessary and desirable competencies of Directors and the extent to which these are refl ected in the Board suitable candidates for the position of Managing Director, when required the development and review of Board succession plans the appointment and re-election of Directors, and any other function conferred upon it by the Board related to Board membership and succession. When a new Director is to be appointed, the Committee reviews the range of skills, experience and expertise on the Board, and to identify its needs. From this the Committee prepares a short-list of candidates with appropriate skills and experience. A number of channels are used to source candidates to ensure the Company benefi ts from a diverse range of individuals in the selection process. Where necess ary, advice is sought from independent search consultants. The full Board then appoints the most suitable candidate. A Director appointed by the Board must stand for election at the next annual general meeting of the Company. The Board and the Committee are also aware of the advantages of Board renewal and succession planning. Details of the nomination, selection and appointment processes are available on the Company’s website. Notices of meetings for the election of Directors comply with the ASX Corporate Governance Council’s best practice recommendations. All new Directors participate in a comprehensive, formal induction program which covers the operation of the Board and its Committees and fi nancial, strategic, operations and risk management issues. CORPORATE GOVERNANCE STATEMENT Principle 3: Promote Ethical and Responsible Decision Making Code of Conduct The Company has developed a Code of Conduct (the Code) which has been fully endorsed by the Board and applies to all Directors and employees. The code is periodically reviewed and will be updated as necessary to ensure it refl ects the highest standards of behaviour and professionalism and the practices necessary to maintain confi dence in the Consolidated Entity’s integrity and to take into account legal obligations and reasonable expectations of the Company’s stakeholders. In summary, the Code requires that at all times all Company personnel act with the utmost integrity, objectivity and in compliance with the letter and the spirit of the law and Company policies. The Company has a trading policy which outlines the restrictions, closed periods and processes required when Directors, MD and key management personnel trade Company securities. Broadly, it states that the purchase and sale of Company securities by Directors and senior management is only permitted with written approval from the trading offi cer. Permission will not be given while inside information exists and will not in any case be given during the following blackout periods before the following key events: Event Start of Period Release of full-year results on ASX. 28 days before the proposed date for release. Release of half-year results on ASX. 28 days before the proposed date for release. Release of quarterly cash-fl ow report on ASX. 14 days before the proposed date for release. Annual General Meeting (AGM). 14 days before the AGM. Signifi cant exploration drilling campaign. 5 days before the proposed date for release of the drilling results on ASX. 54 2 1 0 2 T R O P E R L A U N N A Diversity Policy The Company values diversity and recognises the benefi ts it can bring to the organisation’s ability to achieve its goals. Accordingly the Company has developed a diversity policy, a copy of which can be found on the Company’s website. This policy outlines the Company’s diversity objectives in relation to gender, age, cultural background and ethnicity. It includes requirements for the Board to establish measurable objectives for achieving diversity, and for the Board to assess annually both the objectives, and the Company’s progress in achieving them. Due to the Company’s relatively small workforce, all staff is subject to the same securities trading restriction as Directors and senior management at the present time. The Code and the Company’s trading policy are discussed with each new employee as part of their induction training. Further training is periodically provided and all employees are asked to sign an annual declaration confi rming their compliance with the Code and the trading policy. The Code requires employees who are aware of unethical practices within the Consolidated Entity or breaches of the Company’s trading policy to report these using the Company’s whistleblower policy. This can be done anonymously. The Directors are satisfi ed that the Consolidated Entity has complied with its policies on ethical standards, including trading in securities. A copy of the Code and the trading policy are available on the Company’s website. CORPORATE GOVERNANCE STATEMENT 55 2 1 0 2 T R O P E R L A U N N A Principle 4: Safeguard Integrity in Financial Reporting Audit Committee The Audit Committee consists of the following Non-Executive Directors: William Johnson – Committee Chair (not independent) Matthew Hammond (not independent) Malcolm Richmond (independent) Details of these Directors’ qualifi cations and attendance at Audit Committee meetings are set out in the Directors’ Report on page 30 - 36. All members of the Audit Committee are fi nancially literate and have an appropriate understanding of the industries in which the Consolidated Entity operates. The Audit Committee operates in accordance with a charter which is available on the Company’s website. The main responsibilities of the committee are to: • • • • • • review, assess and approve the annual full and concise reports, the half-year fi nancial report and all other fi nancial information published by the Company or released to the market assist the Board in reviewing the effectiveness of the organisation’s internal control environment covering: - effectiveness and effi ciency of operations - reliability of fi nancial reporting - compliance with applicable laws and regulations oversee the effective operation of the risk management framework recommend to the Board the appointment, removal and remuneration of the external auditors, and review the terms of their engagement, the scope and quality of the audit and assess performance consider the independence and competence of the external auditor on an ongoing basis review and approve the level of non-audit services provided by the external auditors and ensure it does not adversely impact on auditor independence • • review and monitor related party transactions and assess their propriety report to the Board on matters relevant to the committee’s role and responsibilities. In fulfi lling its responsibilities, the Audit Committee: • receives reports from management and the internal and the external auditors • meets with the external auditors at least twice a year, or more frequently if necessary • • reviews the processes the Managing Director and Chief Financial Offi cer have in place to support their certifi cations to the Board reviews any signifi cant disagreements between the auditors and management, irrespective of whether they have been resolved • meets separately with the external auditors at least twice a year without the presence of management • provides the external auditors with a clear line of direct communication at any time to either the Chair of the Audit Committee or the Chair of the Board. The Audit Committee has authority, within the scope of its responsibilities, to seek any information it requires from any employee or external party. External Auditors The Company and Audit Committee policy is to appoint external auditors who clearly demonstrate quality and independence. The performance of the external auditor is reviewed annually and applications for tender of external audit services are requested as deemed appropriate, taking into consideration assessment of performance, existing value and tender costs. BDO was appointed as the external auditor in 2008. It is BDO’s policy to rotate audit engagement partners on listed companies at least every fi ve years, and in accordance with that policy a new audit engagement partner will be introduced for the year ended 30 June 2013. An analysis of fees paid to the external auditors, including a break-down of fees for non-audit services, is provided in the Directors’ Report and in note 19 to the Financial Statements. It is the policy of the external auditors to provide an annual declaration of their independence to the Audit Committee. The external auditor will attend the Annual General Meeting and be available to answer shareholder questions about the conduct of the audit and the preparation and content of the audit report. CORPORATE GOVERNANCE STATEMENT Principle 5 and 6: Make Timely and Balanced Disclosures and Respect the Rights of Shareholders Where possible, the Company arranges for advance notifi cation of signifi cant group briefi ngs (including, but not limited to, results announcements) and makes them widely accessible. Continuous Disclosure Principle 7: Recognise and Manage Risk The Company has written policies and procedures on information disclosure that focus on continuous disclosure of any information concerning the Consolidated Entity that a reasonable person would expect to have a material effect on the price of the Company’s securities. These policies and procedures also include the arrangements the Company has in place to promote communication with shareholders and encourage effective participation at general meetings. A summary of these policies and procedures is available on the Company’s website. The Company Secretary has been nominated as the person responsible for communications with the Australian Securities Exchange (ASX). This role includes responsibility for ensuring compliance with the continuous disclosure requirements in the ASX Listing Rules and overseeing and co-ordinating information disclosure to the ASX, analysts, brokers, shareholders, the media and the public. All information disclosed to the ASX is posted on the Company’s website as soon as it is disclosed to the ASX. When analysts are briefed on aspects of the Consolidated Entity operations, the material used in the presentation is released to the ASX and posted on the Company’s website. Analysts do not receive price-sensitive information at any time prior to disclosure to the market as a whole. Procedures have also been established for reviewing whether any price-sensitive information has been inadvertently disclosed and, if so, the policy requires this information to be immediately released to the market. The website also enables users to provide feedback and has an option for shareholders to register their email address for direct email updates on Company matters. All shareholders receive a copy of the Company’s annual (full or concise) and half-yearly reports. In addition, the Company seeks to provide opportunities for shareholders to participate through electronic means. Recent initiatives to facilitate this include making all Company announcements, media briefi ngs, details of Company meetings, press releases for the last three years and fi nancial reports for the last fi ve years available on the Company’s website. In 2012, the Company will video record the Chairman and Managing Director’s addresses to the Annual General Meeting and make them available on the website. 56 2 1 0 2 T R O P E R L A U N N A The Board is responsible for satisfying itself annually, or more frequently as required, that management has developed and implemented a sound system of risk management and internal control. Detailed work on this task is delegated to the Audit Committee and reviewed by the full Board. The Audit Committee is responsible for ensuring there are adequate policies in relation to risk management, compliance and internal control systems. They monitor the Company’s risk management by overseeing management’s actions in the evaluation, management, monitoring and reporting of material operational, fi nancial, compliance and strategic risks. In providing this oversight, the committee: • • • • reviews the framework and methodology for risk identifi cation, the degree of risk the Company is willing to accept, the management of risk and the processes for auditing and evaluating the Company’s risk management system reviews group-wide objectives in the context of the abovementioned categories of corporate risk reviews and, where necessary, approves guidelines and policies governing the identifi cation assessment and management of the Company’s exposure to risk reviews and approves the delegations of fi nancial authorities and addresses any need to update these authorities on an annual basis, and • reviews compliance with agreed policies. The Committee recommends any actions appropriate to the Board for its consideration. it deems Management is responsible for designing, implementing and reporting on the adequacy of the Company’s risk management and internal control system and has to report to the Audit Committee on the effectiveness of: • the risk management and internal control system during the year, and • the Company’s management of its material business risks. CORPORATE GOVERNANCE STATEMENT 57 2 1 0 2 T R O P E R L A U N N A Risk Management Group The Company’s risk management policy and the operation of the risk management and compliance system are managed by the Company’s risk management group which consists of senior executives chaired by the Chief Financial Offi cer. The Board receives quarterly reports from this group as to the effectiveness of the Company’s management of material risks that may impede meeting business objectives. The Chief Financial Offi cer and accounting staff, carry out regular systematic monitoring of control activities and reports to both relevant business unit management and the Audit Committee. In addition, each business unit reports on the key business risks in their area to the risk management group. The basis for this report is a half-yearly review of the past performance of their area of responsibility, and the current and future risks they face. The review is undertaken by business unit management. Results of Chief Financial Offi cer work are incorporated into this review if applicable. The risk management group consolidates the business unit reports and recommends any actions to the Board for its consideration. Corporate Reporting In complying with recommendation 7.3, the Managing Director and Chief Financial Offi cer have made the following certifi cations to the Board: • • that the Company’s fi nancial reports are complete and present a true and air view, in all material respects, of the fi nancial condition and operational results of the Company and Consolidated Entity and are in accordance with relevant accounting standards that the above statement is founded on a sound system of risk management and internal compliance and control which implements the policies adopted by the board and that the Company’s risk management and internal compliance and control is operating effi ciently and effectively in all material respects in relation to fi nancial reporting risks. Principle 8: Remunerate Fairly and Responsibly Remuneration and Nomination Committee The membership of this Committee has been disclosed above. The Remuneration and Nomination Committee, in performing its remuneration function, advises the Board on remuneration and incentive policies and practices generally, and makes specifi c recommendations on remuneration packages and other terms of employment for Executive Directors, other senior executives and Non-Executive Directors. Each member of the senior executive team signs a formal Employment Contract at the time of their appointment covering a range of matters including their duties, rights, responsibilities and any entitlements on termination. The standard contract refers to a specifi c formal job description. Further information on Directors’ and Executives’ remuneration, including principles used to determine remuneration, is set out in the Directors’ Report under the heading “Remuneration Report”. In accordance with Consolidated Entity policy, participants in equity-based remuneration plans are not permitted to enter into any transactions that would limit the economic risk of options or other unvested entitlements. Details of this policy can be found on the Company’s website. The Committee also assumes responsibility for overseeing management succession planning, including the implementation of appropriate executive development programmes and ensuring adequate arrangements are in place, so that appropriate candidates are recruited for later promotion to senior positions. This includes overseeing processes in relation to meeting diversity objectives for executives and staff below board level. AUDITOR’S INDEPENDENCE DECLARATION Tel: +8 6382 4600 Fax: +8 6382 4601 www.bdo.com.au 38 Station Street Subiaco, WA 6008 PO Box 700 West Perth WA 6872 Australia 25 September 2012 Strike Resources Limited The Board of Directors Level 2, 160 St Georges Terrace PERTH WA 6000 Dear Sirs, DECLARATION OF INDEPENDENCE BY BRAD MCVEIGH TO THE DIRECTORS OF STRIKE RESOURCES LIMITED As lead auditor of Strike Resources Limited for the year ended 30 June 2012, I declare that, to the best of my knowledge and belief, there have been no contraventions of: • • the auditor independence requirements of the Corporations Act 2001 in relation to the audit; and any applicable code of professional conduct in relation to the audit. This declaration is in respect of Strike Resources Limited and the entities it controlled during the period. Brad McVeigh Director BDO Audit (WA) Pty Ltd Perth, Western Australia 58 2 1 0 2 T R O P E R L A U N N A BDO Audit (WA) Pty Ltd ABN 79 112 284 787 is a member of a national association of independent entities which are all members of BDO (Australia) Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit (WA) Pty Ltd and BDO (Australia) Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation (other than for the acts or omissions of financial services licensees) in each State or Territory other than Tasmania. CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME 59 2 1 0 2 T R O P E R L A U N N A Consolidated Statement of Comprehensive Income for the year ended 30 June 2012 Revenue from continuing operations Other income Operating expenses Personnel costs Other corporate costs Fair value adjustment -financial assets held as fair value through profit and loss Impairment expense Profit on sale of financial assets at fair value Loss on sale of fixed assets Loss on sale of investment in associate Foreign exchange loss Profit/(loss) before income tax Income expense tax Profit/(loss) from continuing operations Profit/(loss) for the year Profit/(loss) is attributable to: Equity holders of Strike Resources Limited Other comprehensive losses Exchange differences on translation of foreign operations Other comprehensive losses net of tax Total comprehensive income/(loss) for the year Total comprehensive income/(loss) for the year is attributable to: Equity holders of Strike Resources Limited Basic earnings/(loss) per share (cents) Diluted earnings/(loss) per share (cents) Note 5 5 5 5 5 5 5 5 5 5 6 Consolidated Entity 2012 $ 5,630,977 1,558,348 7,189,325 (271,616) (2,235,607) (2,025,915) (2,055,850) 2011 $ 2,663,221 1,704,408 4,367,629 (346,057) (2,210,535) (1,682,301) - (12,570,185) (22,644,435) - (40,577) (826,397) 1,785,620 (85,665) - - (3,636,311) (12,836,822) (24,452,055) (203,900) (439,564) (13,040,722) (24,891,619) (13,040,722) (24,891,619) (13,040,722) (24,891,619) (555,221) (555,221) (271,626) (271,626) (13,595,943) (25,163,245) 27 27 (13,595,943) (25,163,245) (9.20) (9.20) (18.95) (18.95) This consolidated statement of comprehensive income should be read in conjunction with the accompanying notes. CONSOLIDATED STATEMENT OF FINANCIAL POSITION Consolidated Statement of Financial Position for the year ended 30 June 2012 Current assets Cash and cash equivalents Trade and other receivables Financial assets at fair value through profi t or loss Assets classifi ed as held for sale Total current assets Non-current assets Trade and other receivables Financial assets at fair value through profi t or loss Property, plant and equipment Exploration and evaluation expenditure Total non-current assets Total assets Current liabilities Trade and other payables Provisions Total current liabilities Non-current liabilities Trade and other payables Total non-current liabilities Total liabilities Net assets Equity Contributed equity Reserves Retained earnings Total equity Note Consolidated Entity 2012 $ 2011 $ 8 9 10 7 9 10 12 13 14 15 14 16 17 60 2 1 0 2 T R O P E R L A U N N A 20,551,679 34,176,329 3,583,457 688,261 1,742,253 4,353,106 - - 30,230,495 34,864,590 26,335 114,364 59,291 - 199,990 97,806 - 849,460 8,239,883 9,187,149 30,430,485 44,051,739 499,151 61,418 560,569 219,395 219,395 779,964 2,785,485 56,545 2,842,030 132,999 132,999 2,975,029 29,650,521 41,076,710 148,109,255 12,004,905 145,632,412 12,149,433 (130,463,639) (116,705,135) 29,650,521 41,076,710 This consolidated statement of fi nancial position should be read in conjunction with the accompanying notes. CONSOLIDATED STATEMENT OF CHANGES IN EQUITY 61 2 1 0 2 T R O P E R L A U N N A Consolidated Statement of Changes in Equity for the year ended 30 June 2012 Balance as at 30 June 2010 Total income for the period Current period loss Other comprehensive income Exchange differences on translation of foreign operations Total comprehensive income for the year Transactions with owners in their capacity as owners: Share options Option conversion Share issue costs Contributed Equity Currency Translation Reserve Share-based Payments Reserve Retained Earnings Total Equity $ $ $ $ $ 144,846,669 (359,274) 12,991,282 (92,048,857) 65,429,820 - - - - 789,667 (3,924) - (271,626) (271,626) - - - (24,891,619) (24,891,619) - (271,626) (24,891,619) (25,163,245) - - - (210,949) 235,341 - - - - 24,392 789,667 (3,924) Balance as at 30 June 2011 145,632,412 (630,900) 12,780,333 (116,705,135) 41,076,710 Total income for the period Current period loss Other comprehensive income Exchange differences on translation of foreign operations Total comprehensive income for the year Transactions with owners in their capacity as owners: Share options Option conversion Exploration impairment Share issue costs - - - - (555,221) (555,221) - - - (13,040,722) (13,040,722) - (555,221) (13,040,722) (13,595,943) 2,250,000 235,303 - (8,460) - - - - 410,693 (235,303) 2,425,390 - - - - 235,303 (482,479) (482,479) - (8,460) Balance as at 30 June 2012 148,109,255 (1,186,121) 13,191,026 (130,463,639) 29,650,521 This consolidated statement of changes in equity should be read in conjunction with the accompanying notes. CONSOLIDATED STATEMENT OF CASH FLOWS Consolidated Statement of Cash Flows for the year ended 30 June 2012 Cash fl ows from operating activities Receipts from customers and associate Payments to suppliers and employees Tax paid Interest received Note Consolidated Entity 2012 $ 2011 $ 1,763,473 - (4,232,584) (3,188,005) (203,900) 1,688,264 (439,564) 1,956,266 Net cash outfl ow from operating activities 25 (984,747) (1,671,303) Cash fl ows from investing activities Exploration and evaluation expenditure Payments for property, plant and equipment Proceeds from sale of investments Proceeds from sale of fi xed assets Investment in listed entity Investment in associate Loan to associate – Apurimac Ferrum Loan to others (2,712) (63,769) 1,889,236 70,200 (214,563) (23,101) (9,310,500) (5,001,943) (713,279) (114,215) 3,209,309 37,140 - (1,149,115) (7,578,294) (97,751) Net cash outfl ow from investing activities (12,657,152) (6,406,205) Cash fl ows from fi nancing activities Proceeds from exercise of share options Payments for share issue cost Net cash infl ow from fi nancing activities - (8,460) 789,667 (3,924) (8,460) 785,743 Net increase/(decrease) in cash and cash equivalents (13,650,359) (7,291,765) Cash and cash equivalents at beginning of the year Effect of exchange rate changes on cash balance 34,176,329 41,445,175 25,709 22,919 Cash and cash equivalents at year end 8 20,551,679 34,176,329 This consolidated statement of comprehensive income should be read in conjunction with the accompanying notes. 62 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 63 2 1 0 2 T R O P E R L A U N N A Notes to the Consolidated Financial Statements 1. Summary of Significant Accounting Policies The principal accounting policies adopted in the preparation of these consolidated financial statements are set out below. These policies have been consistently applied to all yeas presented, unless otherwise stated. The financial statements are for the consolidated entity consisting of Strike Resources Limited, its subsidiaries and its interest in associate entities. a) Basis of Preparation These general purpose financial statements have been prepared in accordance with Australian Accounting Standards and Interpretations issued by the Australian Accounting Standards Board and the Corporations Act 2001. Strike Resources Limited is a for-profit entity for the purpose of preparing the financial statements. (i) Compliance with IFRS The consolidated financial statements of Strike Resources Limited also comply with International Financial Reporting Standards (“IFRS”) as issued by the International Accounting Standards Board (IASB). (ii) New and amended standards adopted by the Consolidated Entity None of the new standards and amendments to standards that are mandatory for the first time for the financial year beginning 1 July 2011 affected any of the amounts recognised in the current period or any prior period and are not likely to affect future periods. However, the adoption of the revised AASB 124 Related Party Disclosures resulted in the disclosure of additional related party transactions and required the restatement of some comparative information in note 22, and the adoption of AASB 1054 Australian Additional Disclosures and AASB 2011- 1 Amendments to Australian Accounting Standards arising from the Trans-Tasman Convergence Project enabled the removal of certain disclosures in relation to commitments and the franking of dividends. (iii) Early adoption of standards The Consolidated Entity has not elected to apply any pronouncements before their operative date in the annual reporting period beginning 1 July 2011. (iv) Historical cost convention These financial statements have been prepared under the historical cost convention, as modified by the revaluation of financial assets and liabilities at fair value though profit or loss, assets of disposal group held for sale and capitalised exploration expenditure. (v) Critical accounting estimates The preparation of financial statements requires the use of certain critical accounting estimates. It also requires management to exercise its judgement in the process of applying the Consolidated Entity’s accounting policies. The area involving a higher degree of judgement or complexity, or area where assumptions and estimates are significant to the financial statements, are disclosed in note 3. b) Principles of Consolidation (i) Subsidiaries The consolidated financial statements incorporate the assets and liabilities of all subsidiaries of Strike Resources Limited (“Company” or “Strike”) as at 30 June 2012 and the results of all subsidiaries for the year then ended. Strike Resources Limited and its subsidiaries together are referred to in this financial report as Consolidated Entity. Subsidiaries are all entities over which the Consolidated Entity has the power to govern the financial and operating policies, generally accompanying a shareholding of more than one-half of the voting rights. The existence and effect of potential voting rights that are currently exercisable or convertible are considered when assessing whether the Consolidated Entity controls another entity. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Subsidiaries are fully consolidated from the date on which control is transferred to the Consolidated Entity. They are de-consolidated from the date that control ceases. The acquisition method of accounting is used to account for business combinations by the Consolidated Entity (refer to note 1(h)). Intercompany transactions, balances and unrealised gains on transactions between group companies are eliminated. Unrealised losses are also eliminated unless the transaction provides evidence of the impairment of the assets transferred. Accounting policies of subsidiaries have been changed where necessary to ensure consistency with the policies adopted by the group. in interests Non-controlling the results and equity of subsidiaries are shown separately in the Consolidated Statement of Comprehensive Income, Statement of Changes in Equity, and Consolidated Statement of Financial Position respectively. The cumulative post-acquisition movements are adjusted against the carrying amount of the investment. Dividends receivable from associates are recognised as a reduction in the carrying amount of the investment. When the Consolidated Entity’s share of losses in an associate equals or exceeds its interest in the associate, including any other unsecured long- term receivables, the Consolidate Entity does not recognise any further losses, unless it has incurred obligations or made payments on behalf of the associate. Unrealised gains on transactions between the Consolidated Entity and its associates are eliminated to the extent of the Consolidated Entity’s interest in the associates. Unrealised losses are also eliminated unless the transaction provides evidence of an impairment of the asset transferred. Accounting policies of associates have been changed where necessary to ensure consistency with the policies adopted by the Consolidated Entity. 64 2 1 0 2 T R O P E R L A U N N A (ii) Associates (iii) Changes in ownership interests Associates are all entities over which the Consolidated Entity has signifi cant infl uence but not control or joint control, generally accompanying a shareholding of between 20% and 50% of the voting rights. Investments in associates are accounted for using the equity method of accounting, after initially being recognised at cost. The Consolidated Entity’s investment in associates includes goodwill identifi ed on acquisition. The Consolidated Entity’s share of its associates’ post-acquisition profi ts or losses is recognised in profi t or loss and its share of post-acquisition other comprehensive income is recognised in other comprehensive income. The Consolidated Entity treats transactions with non-controlling interests that do not result in a loss of control as transactions with equity owners of the Consolidated Entity. A change in ownership interest results in an adjustment between the carrying amounts of the controlling and non-controlling interests to refl ect their relative interests in the subsidiary. Any difference between the amount of the adjustment to non-controlling interests and any consideration paid or received is recognised in a separate reserve within equity attributable to owners of Strike Resources Limited. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Notes to the Consolidated Financial Statements (continued) 65 2 1 0 2 T R O P E R L A U N N A When the Consolidated Entity ceases to have control or significant influence, any retained interest in the entity is remeasured to its fair value with the change in carrying amount recognised in profit or loss. The fair value is the initial carrying amount for the purposes of subsequently accounting for retained interest as an associate. In addition, in Other any amounts previously recognised Comprehensive Income in respect of that entity are accounted for as if the Consolidated Entity had directly disposed of the related assets or liabilities. This may mean that amounts previously recognised in Other Comprehensive Income are reclassified to profit or loss. in an associate is interest If the ownership reduced but significant influence is retained, only a proportionate share of the amounts previously recognised in Other Comprehensive Income are reclassified to profit or loss where appropriate. c) Segment Reporting Operating segments are reported in a manner consistent with the internal reporting provided to the Managing Director. The Managing Director is responsible for allocating resources and assessing performance of the operating segments. d) Foreign Currency Translation (i) Functional and presentation currency Items included in the financial statements of each company in the Consolidated Entity are measured using the currency of the primary economic environment in which the entity operates (“the functional currency”). The consolidated financial statements are presented in Australian dollars, which is Strike Resources Limited’s functional and presentation currency. (ii) Transactions and balances transactions are Foreign currency translated into functional currency using the exchange rates prevailing at the dates of the transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation at the year-end exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in the Consolidated Statement of Comprehensive Income, except when they are deferred in equity as qualifying cash flow hedges and qualifying net investment hedges or are attributable to part of the net investment in a foreign operation. Foreign exchange gains or losses that relate to borrowings are presented in the Consolidated Statement of Comprehensive Income within finance costs. All other foreign exchange gains and losses are presented in the Consolidated Statement of Comprehensive Income on a net basis within other income or operating expenses. Non-monetary items that are measured at fair value in a foreign currency are translated using the exchange rates at the date when the fair value was determined. Translation differences on assets and liabilities carried at fair value are reported as part of the fair value gain or loss. (iii) Group companies The results and financial position of foreign operations (none of which has the currency of a hyperinflationary economy) that have a functional currency different from the presentation currency are translated into the presentation currency as follows: • assets and liabilities for each balance sheet presented are translated at the closing rate at the date of that balance sheet NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • income and expenses for Consolidated Statement of Comprehensive Income are translated at average exchange rates (unless this is not a reasonable approximation of thecumulative effect of the rates prevailing on the transaction dates, in which case income and expenses are translated at the dates of the transactions), and • all resulting exchange differences are recognised in Other Comprehensive Income. On consolidation, exchange differences arising from the translation of any net investment in foreign entities, and of borrowings and other fi nancial instruments designated as hedges of such investments, are recognised in Other Comprehensive Income. When a foreign operation is sold or any borrowings forming part of the net investment are repaid, the associated exchange differences are reclassifi ed to profi t or loss, as part of the gain or loss on sale. Goodwill and fair value adjustments arising on the acquisition of a foreign operation are treated as assets and liabilities of the foreign operation and translated at the closing rate. Revenue is recognised for the major business activities as follows: (i) Consultancy fees Revenue from consulting services is recognised in the accounting period in which the services are rendered. (ii) Sale of goods and disposal of assets Revenue from the sale of goods and disposal of other assets is recognised when the Consolidated Entity has passed control and the risks and rewards of ownership of the goods/assets to the buyer. (iii) Interest income Interest income is recognised using the effective interest method. When a receivable is impaired, the Consolidated Entity reduces the carrying amount to its recoverable amount, being the estimated future cash fl ow discounted at the original effective interest rate of the instrument, and continues unwinding the discount as interest income. Interest income on impaired loans is recognised using the original effective interest rate. 66 2 1 0 2 T R O P E R L A U N N A e) Revenue Recognition (iv) Dividends Dividends are recognised as revenue when the right to receive payment is established. This applies even if they are paid out of pre-acquisition profi ts. However, the investment may need to be tested for impairment as a consequence, refer note 1(m). (v) Other revenues Other revenues are recognised on a receipts basis. Revenue is measured at the fair value of the consideration received or receivable. Amounts disclosed as revenue are net of returns, trade allowances, rebates and amounts collected on behalf of third parties. The Consolidated Entity recognises revenue when the amount of revenue can be reliably measured. It is probable that future economic benefi ts will fl ow to the entity and specifi c criteria have been met for each of the Consolidated Entity’s activities as described below. The Consolidate Entity bases its estimates on historical results, taking into consideration the type of customer, the type of transaction and the specifi cs of each arrangement. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Notes to the Consolidated Financial Statements (continued) 67 2 1 0 2 T R O P E R L A U N N A f) Income Tax The income tax expense or revenue for the period is the tax payable on the current period’s taxable income based on the applicable income tax rate for each jurisdiction adjusted by changes in deferred tax assets and liabilities attributable to temporary differences and for unused tax losses. The current income tax charge is calculated on the basis of the tax laws enacted or substantively enacted at the end of the reporting period in the countries where the Company’s subsidiaries and associates operate and generate taxable income. Management periodically evaluates positions taken in tax returns with respect to situations in which applicable tax regulation is subject to It establishes provisions where appropriate on the basis of amounts expected to be paid to the tax authorities. interpretation. Deferred income tax is provided in full, using the liability method, on temporary differences arising between the tax bases of assets and liabilities and their carrying amounts in the consolidated financial statements. However, deferred tax liabilities are not recognised if they arise from the initial recognition of goodwill. Deferred income tax is also not accounted for if it arises from initial recognition of an asset or liability in a transaction other than a business combination that at the time of the transaction affects neither accounting nor taxable profit or loss. Deferred income tax is determined using tax rates (and laws) that have been enacted or substantially enacted by the end of the reporting period and are expected to apply when the related deferred income tax asset is realised or the deferred income tax liability is settled. Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. Deferred tax assets and liabilities are not recognised for temporary differences between the carrying amount and tax bases of investments in foreign operations where the Company is able to control the timing of the reversal of the temporary differences and it is probable that the differences will not reverse in the foreseeable future. Deferred tax assets and liabilities are offset when there is a legally enforceable right to offset current tax assets and liabilities, and when the deferred tax balances relate to the same taxation authority. Current tax assets and tax liabilities are offset where the entity has a legally enforceable right to offset and intends either to settle on a net basis, or to realise the asset and settle the liability simultaneously. Current and deferred tax is recognised in profit or loss, except to the extent that it relates to items recognised in Other Comprehensive Income or directly in equity. In this case, the tax is also recognised in Other Comprehensive Income or directly in equity, respectively. g) Leases Leases in which a significant portion of the risks and rewards of ownership are not transferred to the Consolidated Entity as lessee are classified as operating leases. Payments made under operating leases (net of any incentives received from the lessor) are charged to the Consolidated Statement of Comprehensive Income on a straight-line basis over the period of the lease. h) Business Combinations The acquisition method of accounting is used to account for all business combinations, regardless of whether equity instruments or other assets are the acquired. The consideration acquisition of a subsidiary comprises the fair values of the assets transferred, the liabilities incurred and the transferred for NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS equity interests issued by the Consolidated Entity. The consideration transferred also includes the fair value of any asset or liability resulting from a contingent consideration arrangement and the fair value of any pre-existing equity interest in the subsidiary. Acquisition-related costs are expensed as incurred. Identifi ed assets acquired and liabilities and contingent liabilities assumed in a business combination are, with limited exceptions, measured initially at their fair values at the acquisition date. On an-acquisition-by-acquisition basis, the Consolidated Entity recognises any non- controlling interest in the acquiree either at fair value or at the non-controlling interest’s proportionate share of the acquiree’s net identifi able assets. The excess of the consideration transferred and the amount of any non-controlling interest in the acquiree over the fair value of the net identifi able assets acquired is recorded as goodwill. If those amounts are less than the fair value of the net identifi able assets of the subsidiary acquired and the measurement of all amounts has been reviewed, the difference is recognised directly in the Consolidated Statement of Comprehensive Income as a bargain purchase. Where settlement of any part of cash consideration is deferred, the amounts payable in the future are discounted at their present value as at the date of exchange. The discount rate used is the Consolidated Entity’s incremental borrowing rate, being the rate at which a similar borrowing could be obtained from an independent fi nancier under comparable terms and conditions. Contingent consideration is classifi ed either as equity or a fi nancial liability. Amounts classifi ed as a fi nancial liability are subsequently remeasured to fair value with changes in fair value recognised in profi t or loss. 68 2 1 0 2 T R O P E R L A U N N A i) Impairment of Assets Goodwill and intangible assets that have an indefi nite useful life are not subject to amortisation and are tested annually for impairment or more frequently if events or changes in circumstances indicate that they might be impaired. Other assets are tested for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. An impairment loss is recognised for the amount by which the asset’s carrying amount exceeds its recoverable amount. The recoverable amount is the higher of an asset’s fair value less costs to sell and value in use. For the purpose of assessing impairment, assets are grouped at the lowest levels for which they are separately identifi able cash infl ows which are largely independent of the cash infl ows from other assets or group of assets (cash- generating units). Non-fi nancial assets other than goodwill that suffered impairment are reviewed for possible reversal of the impairment at the end of each reporting period. j) Cash and Cash Equivalents For the purpose of presentation in the Consolidated Statement of Cash Flows, cash and cash equivalents includes cash on hand, deposits held at call with fi nancial institutions, other short-term, highly liquid investments with original maturities of three months or less that are readily convertible to known amounts of cash and which are subject to an insignifi cant risk of changes in value, and bank overdrafts. Bank overdrafts are shown within borrowings in current liabilities in the Consolidated Statement of Financial Position. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Notes to the Consolidated Financial Statements (continued) k) Trade Receivables 69 2 1 0 2 T R O P E R L A U N N A Trade receivables are recognised initially at fair value and subsequently measured at amortised cost using the effective interest method, less provision for impairment. Trade receivables are generally due for settlement within 30 days. They are presented as current assets unless collection is not expected for more than 12 months after the reporting date. Collectability of trade receivables is reviewed on an ongoing basis. Debts which are known to be uncollectible are written off by reducing the carrying amount directly. An allowance account (provision for impairment of trade receivables) is used when there is objective evidence that the Consolidated Entity will not be able to collect all amounts due according to the original terms of the receivables. Significant financial difficulties of the debtor, probability that the debtor will enter bankruptcy or financial reorganisation, and default or delinquency in payments (more than 30 days overdue) are considered indicators that the trade receivable is impaired. The amount of the impairment allowance is the difference between the asset’s carrying amount and the present value of estimated future cash flows, discounted at the original effective interest rate. Cash flows relating to short-term receivables are not discounted if the effect of discounting is immaterial. The amount of impairment loss is recognised in the Income Consolidated Statement of Comprehensive within other expenses. When a trade receivable for which an impairment allowance had been recognised becomes uncollectable in a subsequent period, it is written off against the allowance account. Subsequent recoveries of amounts previously written off are credited against other expenses in profit or loss. l) Assets (or disposal groups) Held for Sale and Discontinued Operations Assets (or disposal groups) are classified as held for sale if their carrying amount will be recovered principally through a sale transaction rather than through continuing use and a sale is considered highly probable. They are measured at the lower of their carrying amount and fair value less costs to sell. An impairment loss is recognised for any initial or subsequent write-down of the asset (or disposal group) to fair value less costs to sell. A gain is recognised for any subsequent increases in fair value less costs to sell of an asset (or disposal group), but not in excess of any cumulative impairment loss previously recognised. A gain or loss not previously recognised by the date of the sale of the asset (or disposal group) is recognised at the date of de-recognition. Assets (including those that are part of a disposal group) are not depreciated or amortised while they are classified as held for sale. Interest and other expenses attributable to the liabilities of a disposal group classified as held for sale continue to be recognised. Assets classified as held for sale and the assets of a disposal group classified as held for sale are presented separately from the other assets in the Consolidated Statement of Financial Position. The liabilities of a disposal group classified as held for sale are presented separately from other liabilities in the Consolidated Statement of Financial Position. A discontinued operation is a component of the entity that has been disposed of or is classified as held for sale and that represents a separate major line of business or geographical area of operations, is part of a single co- ordinated plan to dispose of such a line of the business or area of operations, or is a subsidiary acquired exclusively with a view to resale. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS The results of discontinued operations are presented separately the Consolidated Statement of Comprehensive Income. in m) Investments and Other Financial Assets Classifi cation The Consolidated Entity classifi es its fi nancial assets in the following categories: fi nancial assets at fair value through profi t or loss, and loans and receivables. The classifi cation depends on the purpose for which the investments were acquired. Management determines the classifi cation of its investment at initial recognition. (i) Financial assets at fair value through profi t or loss Financial assets at fair value through profi t or loss are fi nancial assets held for trading. A fi nancial asset is classifi ed in this category if acquired principally for the purpose of selling in the short term. Assets in this category are classifi ed as current assets if they are expected to be settled within 12 months; otherwise they are classifi ed as non-current. (ii) Loans and receivables Loans and receivables are non-derivative fi nancial assets with fi xed or determinable payments that are not quoted in an active market. They are included in current assets, except for those with maturities greater than 12 months after the reporting period which are classifi ed as non-current assets. Financial assets-reclassifi cation The Consolidated Entity may choose to reclassify non- derivative trading fi nancial assets out of the held for trading category if the fi nancial asset is no longer held for the purpose of selling it in the near term. Financial assets other than loans and receivables are permitted to be reclassifi ed out of the held for trading category only in rare circumstances arising from a single event that is unusual and highly unlikely to recur in the near term. 70 2 1 0 2 T R O P E R L A U N N A In addition, the Consolidated Entity may choose to reclassify fi nancial assets that would meet the defi nition of loans and receivables out of held for trading if the Consolidated Entity has the intention and ability to hold these fi nancial assets for the foreseeable future or until maturity at the date of reclassifi cation. Reclassifi cations are made at fair value as of the reclassifi cation date. Fair value becomes the new cost or amortised cost as applicable, and no reversals of fair value gains or losses recorded before reclassifi cation date are subsequently made. Effective interest rates for fi nancial assets reclassifi ed to loans and receivables are determined at the reclassifi cation date. Further increases in estimates of cash fl ows adjust effective interest rates prospectively. Recognition and de-recognition Regular way purchases and sales of fi nancial assets are recognised on trade-date - the date on which the Consolidated Entity commits to purchase or sell the asset. Financial assets are derecognised when the rights to receive cash fl ows from the fi nancial assets have expired or have been transferred and the Consolidated Entity has transferred substantially all the risks and rewards of ownership. Measurement At initial recognition, the Consolidated Entity measures a fi nancial asset at its fair value plus, in case of a fi nancial asset not at fair value through profi t or loss, transaction costs that are directly attributable to the acquisition of the fi nancial asset. Transaction costs of fi nancial assets carried at fair value through profi t or loss are expensed in the profi t or loss. Loans and receivables are subsequently carried at amortised cost using the effective interest method. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Notes to the Consolidated Financial Statements (continued) 71 2 1 0 2 T R O P E R L A U N N A Financial assets at fair value through profit or loss are subsequently carried at fair value. Gains or losses arising from changes in the fair value of the “financial asset at fair value through profit or loss” category are presented in profit or loss within Other Comprehensive Income or Other Operating Expenses in the period in which they arise. Dividend income from financial assets at fair value through profit or loss is recognised in the Consolidated Statement of Comprehensive Income as part of revenue from continuing operations when the Consolidated Entity’s right to receive payments is established. Interest income from these financial assets is included in the net gains/(losses). Details on how the fair value of financial instruments is determined are disclosed in note 2. Impairment The Consolidated Entity assesses at the end of each reporting period whether there is objective evidence that a financial asset or group of financial assets is impaired. A financial asset (or a group of financial assets) is impaired and the impairment losses are incurred only if there is objective evidence of impairment as a result of one or more events that occurred after the initial recognition of the asset (a “loss event”) and that loss event (or events) has an impact on the estimated future cash flows of the financial asset or group of financial assets that can be reliably estimated. (i) Assets carried at amortised cost For loans and receivables, the amount of loss is measured as the difference between the asset’s carrying amount and the present value of estimated future cash flows (excluding future credit losses that have not been incurred) discounted at the financial asset’s original effective interest rate. The carrying amount of the asset is reduced and the amount of the loss is recognised in the profit or loss. If, in a subsequent period, the amount of the impairment loss decreases and the decrease can be related objectively to an event occurring after the impairment was recognised (such as an improvement in the debtor’s credit rating), the reversal of the previously recognised impairment loss is recognised in profit or loss. n) Property, Plant and Equipment All items of property, plant and equipment are stated at historical cost less accumulated depreciation and impairment losses. Historical cost includes expenditure that is directly attributable to the acquisition of the items. Subsequent costs are included in the asset’s carrying amount or recognised as a separate asset, as appropriate, only when it is probable that future economic benefits associated with the item will flow to the Consolidated Entity and the cost of the item can be measured reliably. The carrying amount of any component accounted for as a separate asset is derecognised when replaced. All other repairs and maintenance are charged to profit or loss during the reporting period in which they are incurred. Land is not depreciated. Depreciation on other assets is calculated using the straight-line method to allocate their cost or re-valued amounts, net of their residual values, over their estimated useful lives or, in the case of leasehold improvements, the shorter lease term as follows: Furniture & fittings Computer equipment Plant & equipment Leasehold improvements 15% to 66.67% 33.33% to 66.67% 20% 15% The assets’ residual values and useful lives are reviewed, and adjusted if appropriate, at the end of each reporting period. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS An asset’s carrying amount is written down immediately to its recoverable amount if the asset’s carrying amount is greater than its estimated recoverable amount note 1(i). Gains and losses on disposals are determined by comparing proceeds with carrying amount. These are included in profi t or loss. o) Intangible Assets (i) Goodwill Goodwill is measured as detailed in note 1(h). Goodwill on acquisitions of subsidiaries is included in intangible assets. Goodwill is not amortised but it is tested for impairment annually or more frequently if events or changes in circumstances indicate that it might be impaired, and is carried at cost less accumulated impairment losses. Gains and losses on the disposal of an entity include the carrying amount of goodwill relating to the entity sold. Goodwill is allocated to cash-generating units for the purposes of impairment testing. The allocation is made to those cash-generating units or groups of cash- generating units that are expected to benefi t from the business combination in which the goodwill arose, identifi ed according to operating segments (note 4). (ii) Mineral exploration and evaluation expenditure Exploration and evaluation expenditure incurred is initially capitalised in respect of each identifi able area of interest where the Consolidated Entity has right of tenure. These costs are only carried forward to the extent that they are expected to be recouped through the successful development of the area or where activities in the area have not yet reached a stage that permits reasonable assessment of the existence or otherwise of economically-recoverable reserves. Accumulated costs in relation to an abandoned area are written off in full against profi t in the year in which the decision to abandon the area is made. 72 2 1 0 2 T R O P E R L A U N N A Under AASB 6 Exploration for and Evaluation of Mineral Resources, if facts and circumstances suggest that the carrying amount of any recognised exploration and evaluation assets may be impaired, the Consolidated Entity must perform impairment tests on those assets and measure any impairment in accordance with AASB 136 Impairment of Assets. Any impairment loss is to be recognised as an expense. A regular review is undertaken of each area of interest to determine the appropriateness of continuing to carry forward costs in relation to that area of interest. p) Trade and Other Payables These amounts represent liabilities for goods and services provided to the Consolidated Entity prior to the end of the fi nancial year which are unpaid. The amounts are unsecured and are usually paid within 30 days of recognition. Trade and other payables are presented as current liabilities unless payment is not due within 12 months from the reporting date. They are recognised initially at their fair value and subsequently measured at amortised cost using the effective interest method. q) Employee Benefi ts (i) Short-term obligations Liabilities for wages and salaries, including non- monetary benefi ts and annual leave expected to be settled within 12 months after the end of the period in which the employees render the related service are recognised in respect of employees’ services up to the end of the reporting period and are measured at the amounts expected to be paid when the liabilities are settled. The liability for annual leave is recognised in the provision for employee benefi ts. All other short- term employee benefi t obligations are presented as payables. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Notes to the Consolidated Financial Statements (continued) (ii) Other long-term employee benefit obligations The liability for long service leave and annual leave which is not expected to be settled within 12 months after the end of the period in which the employees render the related service is recognised in the provision for employee benefits and measured as the present value of expected future payments to be made in respect of services provided by employees up to the end of the reporting period using the projected unit credit method. Consideration is given to expected future wage and salary levels, experience of employee departures and periods of service. Expected future payments are discounted using market yields at the end of the reporting period on national government bonds with terms to maturity and currency that match, as closely as possible, the estimated future cash outflows. The obligations are presented as current liabilities in the Consolidated Statement of Financial Position if the entity does not have an unconditional right to defer settlement for at least twelve months after the reporting date, regardless of when the actual settlement is expected to occur. 73 2 1 0 2 T R O P E R L A U N N A the vesting period, which is the period over which all of the specified vesting conditions are to be satisfied. At the end of each period, the entity revises its estimates of the number of options that are expected to vest based on the non-marketing vesting conditions. It recognises the impact of the revision to original estimates, if any, in profit or loss with a corresponding adjustment to equity. r) Contributed equity Ordinary shares are classified as equity. Incremental costs directly attributable to the issue of new shares or options are shown in equity as a deduction, net of tax, from the proceeds. Incremental costs directly attributable to the issue of new shares or options for the acquisition of a business are included in the cost of the acquisition as part of the purchase consideration. s) Dividends (iii) Share-based payments Shared-based compensation benefits are provided to employees via the Strike Resources Limited Employee Option Plan. Information on these schemes is set out in note 28. Provision is made for the amount of any dividend declared, being appropriately authorised and no longer at the discretion of the entity, on or before the end of the reporting period but not distributed at the end of the reporting period. The fair value of options granted under Strike Resources Limited Employee Option Plan is recognised as an employee benefits expense with a corresponding increase in equity. The total amount to be expensed is determined by reference to the fair value of the options granted, which includes any market performance conditions and the impact of any non-vesting conditions but excludes the impact of any service and non-market performance vesting conditions. Non-market vesting conditions are in assumptions about the number of options that are expected to vest. The total expense is recognised over included t) Earnings per Share (i) Basic earnings per share Basic earnings per share is calculated by dividing: • the profit attributable to owners of the Company, excluding any costs of servicing equity other than ordinary shares • by the weighted average number of ordinary shares outstanding during the financial year, adjusted for bonus elements in ordinary shares issued during the year and excluding treasury shares. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS (ii) Diluted earnings per share Diluted earnings per share adjusts the fi gures used in the determination of basic earnings per share to take into account: • • the after income tax effect of interest andother fi nancing costs associated with dilutive potential ordinary shares, and the weighted average number of additional shares that would have been outstanding assuming the conversion of all dilutive potential ordinary shares. u) Goods and Services Tax (“GST”) (including Value Added Tax – “VAT”) Revenues, expenses and assets are recognised net of the amount of any associated GST (VAT), unless the GST (VAT) incurred is not recoverable from the taxation authority. In this case it is recognised as part of the cost of acquisition of the asset or as part of the expense. Receivables and payables are stated inclusive of the amount of GST (VAT) receivable or payable. The net amount of GST recoverable from, or payable to, the taxation authority is included with other receivables or payables in the balance sheet. Cash fl ows are presented on a gross basis. The GST (VAT) components of cash fl ows arising from investing or fi nancing activities which are recoverable from, or payable to the taxation authority, are presented as operating cash fl ows. 74 2 1 0 2 T R O P E R L A U N N A 75 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Notes to the Consolidated Financial Statements (continued) v) New Accounting Standards and Interpretations Certain new accounting standards and interpretations have been published that are not mandatory for 30 June 2012 reporting periods. The Consolidated Entity’s assessment of the impact of these new standards and interpretations is set out below: AASB reference Title and Affected Standard(s) AASB 10 (issued August 2011) Consolidated Financial Statements Nature of Change Introduces a single ‘control model’ for all entities, including special purpose entities (SPEs), whereby all of the following conditions must be present: • Power over investee (whether or not power used in practice) Exposure, or rights, to variable returns from investee Ability to use power over investee to affect the entity’s returns from investee. • • Application date of standard Annual reporting periods commencing on or after 1 January 2013 Impact on financial statements this standard When is first adopted for the year ended 30 June 2014, there will be no impact transactions and balances on financial the recognised statements because the entity does not have any special purpose entities. in AASB 10 (issued August 2011) Consolidated Financial Statements Introduces the concept of ‘de facto’ control for entities with less than a 50% ownership interest in an entity, but which have a large shareholding compared to other shareholders. This could result in more instances of control and more entities being consolidated. Annual reporting periods commencing on or after 1 January 2013 When this standard is first adopted for the year ended 30 June 2014, there will be no impact on transactions and balances recognised in the financial statements. AASB 10 (issued August 2011) AASB 11 (issued August 2011) Consolidated Financial Statements Potential voting rights are only considered when determining if there is control when they are substantive (holder has practical ability to exercise) and the rights are currently exercisable. This may result in possibly fewer instances of control. Joint Arrangements Joint arrangements will be classified as either ‘joint operations’ (where parties with joint control have rights to assets and obligations for liabilities) or ‘joint ventures’ (where parties with joint control have rights to the net assets of the arrangement). Joint arrangements structured as a separate vehicle will generally be treated as joint ventures and accounted for using the equity method (proportionate consolidation no longer allowed). Annual reporting periods commencing on or after 1 January 2013 Annual reporting periods commencing on or after 1 January 2013 Fair Value Measurement AASB 13 (issued September 2011) Currently, fair value measurement requirements are included in several Accounting Standards. AASB 13 establishes a single framework for measuring fair value of financial and non-financial items recognised at fair value in the statement of financial position or disclosed in the notes in the financial statements. Annual reporting periods commencing on or after 1 January 2013 Fair Value Measurement AASB 13 (issued September 2011) Additional disclosures required for items measured at fair value in the statement of financial position, as well as items merely disclosed at fair value in the notes to the financial statements. Extensive additional disclosure requirements items measured at fair value that are ‘level 3’ valuations in the fair value hierarchy that are not financial instruments, e.g. land and buildings, investment properties etc. for Annual reporting periods commencing on or after 1 January 2013 Potential voting rights are not substantive. When this standard is first adopted for the year ended 30 June 2014, there will be no impact on transactions and balances recognised in the financial statements because the entity has not entered into any joint arrangements. The entity has yet to conduct a detailed analysis of the differences between the current fair valuation methodologies used and those required by AASB 13. However, when this standard is adopted for the first time for the year ended 30 June 2014, there will be no impact on the financial statements because the revised fair value measurement requirements apply prospectively from 1 July 2013. When this standard is adopted for the first time for the year ended 30 June 2014, additional disclosures will be required about fair values. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS AASB reference Title and Affected Standard(s) AASB 2011-9 (issued September 2011) Amendments to Australian Accounting Standards - Presentation of Items of Other Comprehensive Income Application date of standard Annual periods commencing on or after 1 July 2012 Nature of Change Amendments to align the presentation of items of other comprehensive income (OCI) with US GAAP. Various name changes of statements in AASB 101 as follows: statement of comprehensive income – to be referred to • as ‘statement of profi t or loss and other comprehensive income’ statements – to be referred to as ‘statement of profi t or loss’ and ‘statement of comprehensive income’. • OCI items must be grouped together into two sections: those that could subsequently be reclassifi ed into profi t or loss and those that cannot. AASB 119 (reissued September 2011) Employee Benefi ts Main changes include: • Elimination of the ‘corridor’ approach for deferring gains/losses for defi ned benefi t plans Annual periods commencing on or after January 2013 • • • Actuarial gains/losses on remeasuring the defi ned benefi t plan obligation/asset to be recognised in OCI rather than in profi t or loss, and cannot be reclassifi ed in subsequent periods Subtle amendments to timing for recognition of liabilities for termination benefi ts Employee benefi ts expected to be settled (as opposed to due to settled under current standard) wholly within 12 months after the end of the reporting period are short-term benefi ts, and therefore not discounted when calculating leave liabilities. Annual leave not expected to be used wholly within 12 months of end of reporting period will in future be discounted when calculating leave liability. AASB 12 (issued August 2011) Disclosure of Interests in Other Entities Combines existing disclosures from AASB 127 Consolidated and Separate Financial Statements, AASB 128 Investments in Associates and AASB 131 Interests in Joint Ventures. Introduces new disclosure requirements for interests in associates and joint arrangements, as well as new requirements for unconsolidated structured entities. Annual reporting periods commencing on or after 1 January 2013 IFRS (issued December 2011) Mandatory Effective Date of IFRS 9 and Transition Disclosures Entities are no longer required to restate comparatives on fi rst time adoption. Instead, additional disclosures on the effects of transition are required. Annual reporting periods commencing on or after 1 January 2015 76 2 1 0 2 T R O P E R L A U N N A Impact on fi nancial statements When this standard is fi rst adopted for the year ended 30 June 2013, there will be no impact on amounts recognised for transactions and balances for 30 June 2013 (and comparatives). However, the statement of comprehensive income will include name changes and include subtotals for items of OCI that can subsequently be reclassifi ed to profi t or loss in future (e.g. foreign currency translation reserves) and those that cannot subsequently be reclassifi ed (e.g. fi xed asset revaluation surpluses). The entity currently calculates its liability for annual leave employee benefi ts on the basis that it is due to be settled within 12 months of the end of the reporting period because employees are entitled to use this leave at any time. The amendments to AASB 119 require that such liabilities be calculated on the basis of when the leave is expected to be taken, i.e. expected settlement. When this standard is fi rst adopted for 30 June 2014 year end, annual leave liabilities will be recalculated on 1 July 2012 as short-term benefi ts because they are expected to be settled wholly within 12 months after the end of the reporting period, there will be no impact on the classifi cation and balances recognised in the fi nancial statements. As this is a disclosure standard only, there will be no impact on amounts recognised in the fi nancial statements. However, additional disclosures will be required for interests in associates and joint arrangements, as well as for unconsolidated structured entities. As comparatives are no longer required to be restated, there will be no impact on amounts recognised in the financial statements. However, additional disclosures will be required on transition, including the quantitative effects of reclassifying financial assets on transition. There are no other standards that are not yet effective and that are expected to have material impact on the entity in the current or future reporting periods and on foreseeable future transactions. w) Parent Entity Financial Information The fi nancial information for the parent entity, Strike Resources Limited, disclosed in Note 29 has been prepared on the same basis as the consolidated fi nancial statements. 77 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 2. Financial Risk Management Financial Risk Management Objectives and Policies The Consolidated Entity’s financial instruments mainly consist of deposits with banks, accounts receivable and payable and loans to related parties. The main risks arising from the Consolidated Entity’s financial instruments are interest rate risk, foreign exchange risk, credit risk, equity price risk and liquidity risk. The Board of Directors’ is responsible for the overall internal control framework (which includes risk management) but no cost-effective internal control system will preclude all errors and irregularities. The system is based, in part, on the appointment of suitably-qualified management personnel in conjunction with a range of policies and procedures, which incorporate monitoring and reporting mechanisms, to assist in the management of the various risks to which the business is exposed. The effectiveness of the system is continually reviewed by management and at least annually by the Board. The Consolidated Entity holds the following instruments. Financial assets Cash Receivables Variable interest rate Fixed interest rate Non-interest bearing Total Equity 2012 $ 2011 $ 2012 $ 2011 $ 2012 $ 2011 $ 2012 $ 2011 $ 380,586 1,152,637 18,236,381 32,525,164 1,924,634 498,528 20,541,601 34,176,329 Loan receivable 3,038,997 Financial assets - - - - - - - - - - - 570,795 786,067 570,795 786,067 - 1,856,617 - - 3,038,997 1,856,617 - - 3,419,583 1,152,637 18,236,381 32,525,164 4,352,046 1,284,595 26,008,010 34,962,396 Financial liabilities Payables - - - - (741,915) (2,703,170) (741,915) (2,703,170) Net financial assets 3,419,583 1,152,637 18,236,381 32,525,164 3,610,131 (1,418,575) 25,266,095 32,259,226 a) Market Risk (i) Foreign Exchange Risk The Consolidated Entity operates internationally and is exposed to foreign exchange risk arising from various currency exposures, primarily with respect to the US dollar, Indonesian Rupiah (IDR), Perúvian Nuevo Soles and Canadian dollar. Foreign exchange risk arises from future commercial transactions and recognised assets and liabilities denominated in a currency that is not the entity’s functional currency. The risk is measured using sensitivity analysis and cash flow forecasting. The Consolidated Entity has a policy of not hedging foreign exchange risk and therefore has not entered into any hedging against movements in foreign currencies against the Australian dollar, including forward exchange contracts, as at the reporting date and is currently fully exposed to foreign exchange risk. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS The Consolidated Entity’s exposure to foreign exchange risk expressed in Australian dollar at the reporting date was as follows: USD CAD Others 2012 2011 2012 2011 2012 2011 1,622,747 183,032 - 25,796 350,179 - - - - - 1,856,617 3,013,201 - 97,750 - - 46,113 23,566 - - - - - - (410,802) 1,420,773 (174,719) 175,460 - 4,869,818 (149,145) (51,395) (12,799) 33,314 (36,090) (12,524) Financial assets Cash at bank Receivables Financial assets at fair value through profi t or loss Loan receivable Financial liabilities Payables Sensitivity The Consolidated Entity has performed a sensitivity analysis on its exposure to exchange risk. The management assessment is based upon an analysis of current and future market position. The analysis demonstrates the effect on the current-year results and equity when the Australian dollar strengthened or weakened by 10% (2011: 10%) against the foreign currencies detailed above, with all the other variables held constant. Change in profi t increase by 10% decrease by 10% Change in equity increase by 10% decrease by 10% Consolidated Entity 2012 $ 2011 $ (574,900) 702,656 (574,900) 702,656 (17,397) (4,298) (17,397) (4,298) 78 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 79 2 1 0 2 T R O P E R L A U N N A 2. Financial Risk Management (continued) (ii) Price Risk The Consolidated Entity is exposed to equity securities price risk. This arises from investments held by the Consolidated Entity and classified in the balance sheet as fair value through profit or loss. The Consolidated Entity is not exposed to commodity price risk. At the share investment portfolio level, the Consolidated Entity is not overly exposed (by majority of its net assets) to one company or one particular industry sector of the market. The table below summaries the impact of increases/decreases of the equity index on the Consolidated Entity’s post-tax profit for the year. The analysis is based on the assumption that the equity index has increased by 9%/decreased by 6% with all other variables held constant. increase by 9% decrease by 6% (iii) Interest Rate Risk Impact on post-tax profit Impact on other components of equity 2012 $ 2011 $ 2012 $ 2011 $ 10,293 (6,862) - - - - - - Interest rate risk is the risk that the value of a financial instrument will fluctuate due to changes in market interest rates. The Consolidated Entity’s exposure to market risk for changes in interest rates relate primarily to investments held in interest-bearing cash deposits. Cash at bank Term deposit Weighted average interest rates Consolidated Entity 2012 $ 2,305,220 18,236,381 20,541,601 5.06% 2011 $ 1,651,165 32,525,164 34,176,329 6.04% The Consolidated Entity has performed a sensitivity analysis on its exposure to interest rate risk at the reporting date. The management assessment is based upon an analysis of current and future market conditions, in particular comments from the Reserve Bank of Australia on the likely movement of interest rates. The analysis demonstrates the potential effect on the current year results and equity which could result from a change in these risks. Change in profit increase by 25bps (2011: 25bps) decrease by 25bps (2011: 25bps) Change in equity increase by 25bps (2011: 25bps) decrease by 25bps (2011: 25bps) Consolidated Entity 2012 $ 2011 $ 46,542 (46,542) 81,438 (81,438) 46,542 (46,542) 81,438 (81,438) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS b) Credit Risk Credit risk refers to the risk that a counterparty under a fi nancial instrument will default (in whole or in part) on its contractual obligations resulting in fi nancial loss to the Consolidated Entity. Concentrations of credit risk are minimised primarily by undertaking appropriate due diligence on potential investments, carrying out all market transactions through approved brokers, settling non-market transactions with the involvement of suitably qualifi ed legal and accounting personnel (both internal and external), and obtaining suffi cient collateral or other security (where appropriate) as a means of mitigating the risk of fi nancial loss from defaults. Pursuant to the Cuervo Investment Agreement, the Company has a mortgage over the concessions held by Minera Cuervo S.A.C a wholly owned subsidiary of Cuervo Resources Inc. In addition, the Company holds a pledge over the shares of Minera Cuervo S.A.C., both securities are exercisable if Cuervo defaults under Investment Agreement. The loan to Apurimac Ferrum S.A. is secured through a fi rst ranking mortgage over all of the concessions included in the Mortgage Agreement signed between Strike Finance Pty Ltd and Apurimac Ferrum S.A. The credit quality of the fi nancial assets are neither past due nor impaired and can be assessed by reference to external credit ratings (if available with Standard & Poor’s) or to historical information about counterparty default rates: Cash and cash equivalents AA A+ A BB BBB+ No external credit rating available Receivables and loans AA A+ A BB BBB+ No external credit rating available Consolidated Entity 2012 $ 2011 $ 14,376,627 500,000 5,649,550 - - 27,466,469 6,300,000 403,717 - - 15,424 6,143 20,541,601 34,176,329 133,426 1,528 47,260 - - 474,692 92,032 - - - 3,427,578 24,151,393 219,343 34,962,396 The Consolidated Entity measures credit risk on a fair-value basis. The carrying amount of fi nancial assets recorded in the fi nancial statements, net of any provision for losses, represents the Consolidated Entity’s maximum exposure to credit risk. All receivables noted above, except interest on term deposits, are due within 30 days. None of the above receivables are past due. 80 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 2. Financial Risk Management (continued) c) Liquidity Risk Prudent liquidity risk management implies maintaining sufficient cash and marketable securities to meet obligations when due and to close out the market positions. At the end of the reporting period the Consolidated Entity held deposits of $18,236,381 (2011: $32,525,164) that mature within the next 3 months after 30 June 2012 that are expected to readily generate cash inflows for managing liquidity risk. The financial liabilities disclosed have the following maturity obligation: 81 2 1 0 2 T R O P E R L A U N N A Non-interest bearing less than 6 months 6 to 12 months Interest-bearing between 1 & 2 years between 2 & 5 years Consolidated Entity 2012 $ 2011 $ 522,520 219,395 741,915 - - - 2,785,485 - 2,785,485 132,999 - 132,999 The amounts disclosed are the contractual undiscounted cash flows. Balances due within 12 months equal their carrying balances as the impact of discounting is not significant. d) Net Fair Value of Financial Assets and Liabilities The carrying amounts of financial instruments recorded in the financial statements represent their fair value determined in accordance with the accounting policies disclosed in Note 3(f). The aggregate fair value and carrying amount of financial assets at the reporting date are set out in Notes 9 and 10. The carrying amount of the financial liabilities at the reporting date as set out in Note 14 approximates the current fair value. e) Fair Value Measurements The fair value of financial instruments traded in active markets is based on quoted market prices at the end of the reporting period. The quoted market price used for financial assets held by the Consolidated Entity is the current bid price. These instruments are included in level 1. The fair value of financial instruments that are not traded in an active market is determined using valuation techniques. These valuation techniques maximise the use of observable market data where it is available and rely as little as possible on entity specific estimates. If all significant inputs required to fair value an instrument are observable, the instrument is included in level 2. If one or more of the significant inputs is not based on observable market data, the instrument is included in level 3. This is the case for unlisted equity securities. The fair value of financial instruments must be estimated for recognition and measurement or for disclosure purposes. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS AASB 7 Financial Instruments: Disclosures requires disclosure of fair value measurements by level of the following fair value measurement hierarchy: (a) quoted prices (unadjusted) in active markets for identical assets or liabilities (level 1); (b inputs other than quoted prices included within level 1 that are observable for the asset or liability, either directly (as prices) or indirectly (derived from prices) (level 2); and inputs for the asset or liability that are not based on observable market data (unobservable inputs) (level 3). The following table presents the Consolidated Entity’s fi nancial instruments measured and recognised at fair value at 30 June 2012 and 30 June 2011. 2012 Assets Financial assets at fair value through profi t or loss - Trading securities Available-for-sale fi nancial assets - Equity securities Total assets 2011 Assets Financial assets at fair value through profi t or loss - Trading securities Available-for-sale fi nancial assets - Equity securities Total assets 82 2 1 0 2 T R O P E R L A U N N A Level 1 $ Level 2 $ Level 3 $ Total $ 114,364 1,742,253 - - 114,364 1,742,253 Level 1 $ Level 2 $ Level 3 $ - - - - - - - - - - - - 1,856,617 - 1,856,617 Total $ - - - 83 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. Critical Accounting Estimates and Judgements (continued) Estimates and judgements are continually evaluated and are based on historical experience and other factors, including expectations of future events that may have a financial impact on the entity and that are believed to be reasonable under the circumstances. a) Impairment of Assets Classified as Held for Sale The Consolidated Entity, through a co-operation agreement with the concession holder PT KJB, holds a coal mining right over the Berau coal concession. As a result of changes to the Indonesian mining law which resulted in inconsistencies between the enacted legislation and the Co-operation Agreement, both parties to the agreement are in the process of negotiating to resolve the issues that have arisen. The Co-operation Agreement provides that if any of its provisions conflict with any law the parties must negotiate in good faith to agree on amendments to address the issue(s). Due to drawn out nature of the negotiations and the failure to date of Strike and PT KJB to resolve the dispute over the future development of the Berau Thermal Coal Project, management has deemed it prudent to impair the carrying value of the capitalised exploration and evaluation expenditure in relation to this project. The impairment charge against the value of the capitalised exploration and evaluation expenditure in relation to the Berau Project has been expensed through the Consolidated Statement of Comprehensive Income in the calculation of profit or loss in the current period. Management continues to monitor the status of negotiations with PT KJB in relation to the Berau Project and will review the carrying value of the exploration and evaluation asset accordingly. b) Impairment of Capitalised Exploration and Evaluation Expenditure The future recoverability of capitalised exploration and evaluation expenditure is dependent on a number of factors, including the Consolidated Entity’s ability to develop the relevant area of interest itself or, if not, whether it can successfully recover the capitalised exploration and evaluation asset through sale. Factors that could impact the future recoverability include the grade and quantity of mineral resources, future technological changes which impact the cost of mining, future legal changes (including changes to environmental restoration obligations), changes to commodity prices and right of tenure. c) Share-based Payment Transactions The Consolidated Entity measures the cost of equity- settled transactions with Directors and employees by reference to the fair value of the equity instruments at the date at which they are granted, and applying an estimated probability that they will vest. The fair value is determined using a Black-Scholes option valuation model, with the assumptions detailed in Note 28. The accounting estimates and assumptions relating to equity- settled, share-based payments would have no impact on the carrying amounts of assets and liabilities within the next annual reporting period but may impact expenses and equity. d) Fair Value of Investment in Associate On the reclassification of a subsidiary to an associate due to the “loss of control”, the Consolidated Entity is required to fair-value the investment in the associate on initial recognition. Where the investment relates to an investment in an entity with quoted securities the Consolidated Entity values the investment with reference to the bid price of the securities on the day the control is lost. Where there is no active market in the securities of the fair-valued financial asset the Consolidated Entity determines the fair value of the investment by reference to, among other things, the following: Current market conditions; • Expected future cash flows; and • Fair value of similar financial instruments or entities • based on arm’s length market transactions between knowledgeable willing parties. When determining the fair value of an investment for which there is no active market the Consolidated Entity uses valuation techniques that best suit the financial asset being valued. Valuations are inherently subjective and the Consolidated Entity makes critical judgements and estimates when determining both the type and quantum of inputs used in the valuation model. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS f) Fair Value Estimation The fair value of fi nancial assets and fi nancial liabilities must be estimated for recognition and measurement or for disclosure purposes. The fair value of fi nancial instruments traded in active markets (such as publicly- traded derivatives, and trading and available-for-sale securities) is based on quoted market prices at the reporting date. The quoted market price used for fi nancial assets held by the Consolidated Entity is the current bid price and the appropriate quoted market price for fi nancial liabilities is the current ask price. The fair value of fi nancial instruments that are not traded in an active market (for example over-the- counter derivatives) is determined using valuation techniques. The Consolidated Entity may use a variety of methods and makes assumptions that are based on market conditions existing at each reporting date. Other techniques, such as estimated discounted cash fl ows, are used to determine fair value for the remaining fi nancial instruments. The nominal value less estimated credit adjustments of trade receivables and payables are assumed to approximate their fair values. The fair value of fi nancial liabilities for disclosure purposes is estimated by discounting the future contractual cash fl ows at the current market interest rate that is available to the Consolidated Entity for similar fi nancial instruments. 84 2 1 0 2 T R O P E R L A U N N A During a prior reporting period the Consolidated Entity engaged an “Independent Expert” to fair-value its investment in an associate entity (Apurimac Ferrum S.A.). As the value of the associate was deemed to be represented by the value of the underlying exploration projects held by the entity and, due to the early exploration phase of the project, it was determined that the empirical/yardstick valuation method would be the most appropriate method to use in determining a fair value. After receiving an initial independent valuation of the investment, due to the inherently uncertain nature of the inputs used in the valuation model (including the uncertainty surrounding the global economic climate, at the reporting date) the Board of the Consolidated Entity exercised its discretion and decided that for fi nancial reporting purposes, it would be prudent to maintain a full impairment of the value of its shareholding in Apurimac Ferrum S.A. (2011: full impairment). The Board and management of the Consolidated Entity continue to pursue the development of the iron ore projects held by Apurimac Ferrum S.A., along with its partners, and expect to re-evaluate the carrying value of the asset when a more robust valuation model is able to be used. e) Treatment of Investment in Apurimac Ferrum S.A. as an Associate On 30 June 2011 Strike Resources Limited increased its shareholding in Apurimac Ferrum S.A. (“AF”) from 44% to 56%. This shareholding was maintained until 22 June 2012, when the Company sold 50% of the shareholding (being 6% of shareholding in Apurimac Ferrum S.A.), and 50% of the debt owned by AF, which were acquired from Iron Associates Corporation on 30 June 2011. Pursuant to AASB 127 Consolidated and Separate Financial Statements control is defi ned as “the power to govern the fi nancial and operating policies so as to obtain a benefi t from those activities”, and is normally presumed for a shareholding of greater than 50%. However, in the case of Strike’s investment in AF, the voting rights of AF’s shareholders are governed by the terms of the “AF Settlement Agreement”, which was executed in July 2009, until July 2012. This agreement requires unanimous support from all AF shareholders for a motion to be carried at a shareholders meeting. As a result of this requirement the board of Strike has determined that “control” does not exist and therefore Strike doesn’t consolidate AF when presenting its consolidated fi nancial statements. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 85 2 1 0 2 T R O P E R L A U N N A 4. Segment Information a) Description of segments Management has determined the operating segments based on the reports reviewed by the Board of Directors that are used to make strategic decisions. The Board of Directors considers the business from both a product and a geographic perspective and has identified three reportable segments as follows: Australia • Indonesia (Thermal Coal) • Perú (Iron Ore) • b) Segment information provided to the Board of Directors The segment information provided to the Board of Directors for the reportable segments for the year ended 30 June 2012 and 30 June 2011 are as follows: 2012 Interest revenue Fees for consulting to Apurimac Ferrum S.A. Foreign exchange gain/(loss) Inter-segment revenue Revenue from external customers Adjusted EBITDA Depreciation and amortisation Personnel costs Impairment losses: - Resource projects - Land - Investment in associated entity - Loan to Cuervo Resources Inc - Loans to associated entity Fair value adjustment – financial assets held as fair value through profit or loss Loss/(gain) on sale of investment Indonesia Perú Australia Total 84 - (541,818) - (541,734) - - - - - 5,630,893 5,630,977 835,942 1,264,224 - 835,942 722,406 - 7,731,059 7,189,325 (3,632,418) (370,906) (24,412,801) (28,416,125) (2) - - - (77,521) (77,523) (2,235,607) (2,235,607) (2,657,633) (218,303) (219,305) - - - - - - - - - - - - - 1,688,034 (2,875,936) (219,305) 1,688,034 (2,125,576) (2,125,576) (7,326,445) (7,326,445) 2,055,850 2,055,850 (2,537,354) (2,537,354) Total segment assets Total segment liabilities 4,363,184 477,501 25,810,008 30,650,693 (10,619,550) (3,443,885) (426,889) (14,490,324) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 2011 Interest revenue Fees for consulting to Apurimac Ferrum S.A. Foreign exchange gain/(loss) Inter-segment revenue Revenue from external customers Adjusted EBITDA Depreciation and amortisation Personnel costs Impairment losses: - Resource projects - Investment in associated entity - Loans to associated entity Loss/(gain) on sale of investment Total segment assets Total segment liabilities c) Other segment information (i) Segment revenue Indonesia Perú Australia Total 456 16,820 - - 17,276 - - - - - 2,662,765 1,638,726 48,862 - 2,663,221 1,655,546 48,862 - 4,350,353 4,367,629 (13,787,146) (53,534) (20,375,707) (34,216,387) (15,729) (57,554) (13,465,031) - - - (2,158) (128,741) (146,628) - - - - - (2,152,980) (2,210,534) (2,879) (13,467,910) (3,399,115) (5,777,410) 1,785,620 (3,399,115) (5,777,410) 1,785,620 8,665,001 659,400 50,202,206 59,526,607 (10,683,971) (3,115,311) (2,794,477) (16,593,759) 86 2 1 0 2 T R O P E R L A U N N A Segment revenue reconciles to total revenue as per the Consolidated Comprehensive Income: Revenue Revenue Other income 2012 $ 2011 $ 5,630,977 1,558,348 7,189,325 2,663,221 1,704,408 4,367,629 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 4. Segment Information (continued) (ii) Adjusted EBITDA A reconciliation of adjusted EBITDA to operating profit before income tax is provided as follows: 87 2 1 0 2 T R O P E R L A U N N A Adjusted EBITDA Intersegment eliminations Depreciation Profit before tax from continuing operations 2012 $ 2011 $ (28,416,125) (34,216,387) 15,656,826 (77,523) 9,910,960 (146,628) (12,836,822) (24,452,055) (12,836,822) (24,452,055) (12,836,822) (24,452,055) (iii) Segment assets and segment liabilities Reportable segments’ assets and liabilities are reconciled to total assets and liabilities respectively as follows: Segment assets Intersegment eliminations Total assets as per the Consolidated Statement of Financial Position Segment liabilities Intersegment eliminations Total liabilities as per the Consolidated Statement of Financial Position 2012 $ 2011 $ 30,650,693 59,526,607 (220,208) (15,474,868) 30,430,485 44,051,739 (14,490,324) (16,593,759) 13,710,360 13,618,730 (779,964) (2,975,029) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 5. Profi t/(Loss) for the Year a) Revenue Revenue from continuing operations Interest received – Cuervo loan Interest received – Cash on deposit Other income Foreign exchange gain Consulting fees Other income Total revenue and other income b) Expenses Operating expenses Occupancy costs Finance costs Borrowing costs – interest paid Personnel costs Cash remuneration Directors’ and employees’ options Administration costs Consultancy fees Professional fees Depreciation Other corporate expenses Impairment losses Resource projects Land Investment in associate entity Loan to Cuervo Resources Inc. Loans to associated entity Fair value adjustment – fi nancial assets held as fair value through profi t or loss Loss/(gain) on sale of investment Loss on disposal of property, plant and equipment Foreign exchange loss 88 2 1 0 2 T R O P E R L A U N N A Consolidated Entity 2012 $ 2011 $ 3,697,727 1,933,250 5,630,977 722,406 835,942 - 1,558,348 - 2,663,221 2,663,221 - 1,655,546 48,862 1,704,408 7,189,325 4,367,629 257,804 13,812 - 271,616 1,824,914 410,693 2,235,607 386,999 350,109 77,523 1,211,284 2,025,915 2,875,936 219,305 22,923 2,125,576 7,326,445 12,570,185 2,055,850 826,397 40,577 - 2,922,824 327,309 18,748 - 346,057 2,186,141 24,394 2,210,535 229,255 417,507 146,629 888,910 1,682,301 13,467,910 - 3,399,115 - 5,777,410 22,644,435 - (1,785,620) 85,665 3,636,311 1,936,356 Total expenses 20,026,147 28,819,684 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 89 2 1 0 2 T R O P E R L A U N N A 6. Income Tax Expense (a) Income tax expense Current tax Deferred tax Income tax expense attributable to: Profit from continuing operations Profit from discontinued operations Aggregate income tax expense (b) Numerical reconciliation between tax expense and pre-tax net profit/(loss) Profit/(loss) from continuing operations before income tax Income-tax expense/(benefit) on above at 30% Increase in income tax due to: Non-deductible expenses and foreign losses Current year tax losses not recognised Movement in unrecognised temporary differences Capital gains Decrease in income tax expenses due to: Non assessable income Utilisation of prior year tax losses Deductible equity raising costs Net gain or loss of control of AF and IAC Effect of current-year revenue losses not recognised Under provision for prior-year taxable income Foreign jurisdiction withholding tax Income-tax expense attributable to operating profit (c) Deferred tax assets not brought to account On income-tax account - Carry-forward tax losses - Other On capital account - Carry-forward tax losses - Unrealised capital losses Total deferred tax assets not brought to account (d) Deferred tax liabilities Timing differences Offset by deferred tax assets recognised Consolidated Entity 2012 $ 2011 $ 203,900 - 203,900 203,900 - 203,900 439,564 - 439,564 439,564 - 439,564 (12,836,822) (12,836,822) (24,452,055) (24,452,055) (3,851,046) (7,335,616) 2,214,454 55,608 2,558,411 - 4,320,752 - - 731,811 - (719,752) (257,675) - - - 203,900 203,900 6,612,251 20,633,332 27,245,583 - - - 27,245,583 482,465 (482,465) - 1,096,202 (731,811) (328,368) - 2,247,030 653 438,911 439,564 7,448,146 - 7,448,146 - - - 7,448,146 628,619 (628,619) - NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS The deferred tax asset not brought to account for the 2012 and 2011 years will only be obtained if: (i) the Consolidated Entity derives future assessable income of a nature and of an amount suffi cient to enable the benefi t to be realised; (ii) the Consolidated Entity continues to comply with the conditions for deductibility imposed by tax legislation; and (iii) in relation to Australian carry forward income tax losses the Consolidated Entity is able to meet the continuity of ownership and/ or continuity of business tests. The Company and controlled entities of the Company have not elected to consolidate for taxation purposes and have not entered into a tax sharing and funding agreement in respect of such arrangements. 7. Assets and Liabilities Classifi ed as Held for Sale a) Description The Company having undertaken a strategic review of its operations during the year, and due to the legal dispute, the Board resolved to seek a settlement which involves an exit of the operations in Indonesia. The results of Land and Exploration and Evaluation of Berau Thermal Coal Project have been recorded in these fi nancial statements as being held for sale. Under AASB 5 Non-current Assets Held for Sale and Discontinued Operations, an asset is either held for recovery through use or for sale. As the Company is seeking settlement it has been classifi ed as held for sale. The impairment of Berau Exploration and Evaluation to $4,021,028 is not a refl ection of its commercial value rather a result of a prolonged dispute with the Indonesian partner which has excluded the possibility of a commercial sale. Related fi nancial information is set out below. Further information is set out in note 4 – Segment Information and note 3(a) – Critical Accounting Estimates and Judgements/ Impairment of Assets Classifi ed as Held for Sale. 90 2 1 0 2 T R O P E R L A U N N A b) Assets classifi ed as held for sale Land Exploration and Evaluation c) Liabilities directly associated with assets classifi ed as held for sale Trade creditors Provision 2011 $ 2012 $ 332,078 4,021,028 4,353,106 2012 $ 2011 $ - - - - - - - - - 91 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. Cash and Cash Equivalents Cash at bank Term deposits Consolidated Entity 2012 $ 2,315,298 18,236,381 20,551,679 2011 $ 1,651,165 32,525,164 34,176,329 Risk exposure The Consolidated Entity’s exposure to interest rate risk is discussed in note 2. The maximum exposure to credit risk at the end of the reporting period is the carrying amount of each class of cash and cash equivalents mentioned above. 9. Trade and Other Receivables Current: Amounts receivable from sundry debtors Provision for doubtful debts Loan to Cuervo Resources Inc Provision for impairment Goods and service tax (GST) recoverable in Australia Prepayments Non-Current: Amounts receivable from sundry debtors Loans to associated entity (Apurimac Ferrum S.A.) Provision for impairment* Loan to Cuervo Resources Inc Provision for impairment Consolidated Entity 2012 $ 2011 $ 535,537 - 5,216,470 (2,203,269) 3,548,738 19,674 15,045 3,583,457 697,759 (32,675) - - 665,084 9,152 14,025 688,261 539 55 33,160,045 25,714,498 (33,134,249) (25,714,498) - - 26,335 97,751 - 97,806 * 2010 - $8,559,441 of this loan was provided for while the entity was a subsidiary. Refer to Note 2 for the Consolidated Entity’s exposure to credit risk, foreign exchange risk and interest rate risk. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 10. Financial Assets at Fair Value through Profi t or Loss Financial assets at fair value through profi t or loss are held for trading and include the following: Investments comprise: Current: Cuervo Resources Inc. warrants – initial recognition Add: net change in fair value Non-current: Financial assets at fair value through profi t and loss Cuervo Resources Inc. shares – at cost Add: net change in fair value Consolidated Entity 2012 $ 2011 $ 3,697,727 (1,955,474) 1,742,253 214,563 (100,199) 114,364 - - - - - - Changes in fair value of fi nancial assets at fair value through profi t or loss are recorded as an expense in the current reporting period (Note 1(m)). The fair value of listed shares in fi nancial assets at fair value through profi t or loss has been determined directly by reference to bid prices in an active market. Information about the Consolidated Entity’s exposure to market and price risk is provided in Note 2(a). 11. Investments Accounted for using the Equity Method Apurimac Ferrum S.A. (“AF”) is a company incorporated and domiciled in Perú, South America. During the fi nancial year Strike Resources Limited’s shareholding in AF decreased from 56% as at 30 June 2011 to 50% on 22 June 2012. Due to the operation of a series of agreements between the AF shareholders executed between 21 July and 5 August 2009 Strike is not deemed to control AF pursuant to AASB 127 Consolidated and Separate Financial Statements and therefore does not consolidate the accounts of AF. Summarised fi nancial information of associate entity: The Consolidated Entity’s share of the results of its associate and its’ aggregate assets and liabilities are as follows: Apurimac Ferrum S.A. 2012 2011 Ownership interest1 $ Assets $ Liabilities $ Loss $ 50% 56% 16,487,774 11,441,652 18,987,832 12,108,636 1,826,840 941,005 1Strike Resources Limited decreased its shareholding in Apurimac Ferrum S.A. from 56% to 50% on 22 June 2012. Consolidated Entity’s share of associate losses not bought to account: Opening share of carry-forward losses Current year share of loss Closing share of carry-forward losses 2012 $ 1,741,520 1,826,840 3,568,360 2011 $ 800,515 941,005 1,741,520 The Consolidated Entity’s share of the associate’s loss has not been brought to account as the investment in the associate is fully impaired, refer Note 1(b) and 3(d). 92 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 12. Property, Plant and Equipment At 1 July 2010 Cost or fair value Accumulated depreciation and impairment Net carrying amount 2011 Consolidated Carrying value at 1 July 2010 Adj. to opening balance Additions to CWIP Transfers out of CWIP Transfers from CWIP Depreciation expense Cost of asset disposals Accumulated depreciation on disposed assets 93 2 1 0 2 T R O P E R L A U N N A Capital WIP Land Plant and equipment Leasehold improvements $ $ $ $ Total $ 218,856 678,267 - - 218,856 678,267 510,068 (236,111) 273,957 95,935 (29,301) 66,634 1,503,126 (265,412) 1,237,714 273,957 66,634 218,856 (102,891) 35,252 (150,257) - - - - 678,267 (37,628) - - - - - - - - - 30,853 (125,103) (217,518) 143,046 105,235 219,755 (114,520) 105,235 105,235 (29) - - 27,513 (70,063) (77,905) 59,999 - 44,750 169,323 (124,573) 44,750 - - - 119,070 (21,526) (93,262) 31,710 1,237,714 (140,519) 35,252 (150,257) 149,923 (146,629) (310,780) 174,756 102,626 849,460 121,743 (19,117) 102,626 983,097 (133,637) 849,460 102,626 849,460 - - - 14,936 (7,458) (121,743) 25,900 - 14,261 14,936 (675) 14,261 (29) 41,769 (42,449) 42,449 (77,521) (199,648) 85,899 (640,639) 59,291 184,539 (125,248) 59,291 Carrying value at 30 June 2011 960 640,639 At 30 June 2011 Cost or fair value Accumulated depreciation and impairment Net carrying amount 960 - 960 640,639 - 640,639 2012 Consolidated Carrying value at 1 July 2011 Foreign exchange adjustment Additions to CWIP Transfers out of CWIP Transfers from CWIP Depreciation expense Cost of asset disposals Accumulated depreciation on disposed assets Reclassed to Assets classified as held for sale Carrying value at 30 June 2012 At 30 June 2012 Cost or fair value Accumulated depreciation and impairment Net carrying amount 960 - 41,769 (42,449) - - - - - 280 280 - 280 640,639 - - - - - - - (640,639) - - - - NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 13. Exploration and Evaluation Expenditure Balance at the beginning of the year Foreign exchange adjustment Exploration and evaluation expenditure additions Impairment loss – exploration and evaluation Reclassed to assets classifi ed as held for sale Balance at the end of the year Consolidated Entity 2012 $ 2011 $ 8,239,883 21,129,916 (1,345,053) - 2,134 577,877 (2,875,936) (13,467,910) (4,021,028) - - 8,239,883 The impairment of Berau Exploration and Evaluation to $4,021,028 is not a refl ection of its commercial value rather a result of a prolonged dispute with the Indonesian partner which has excluded the possibility of a commercial sale. The ultimate recoverability of deferred exploration and evaluation expenditure is dependent on the successful development or sale of the relevant area of interest. Refer to Note 1 (o) (ii) & 3(b). 14. Trade and Other Payables Current Trade creditors Other creditors and accruals Non Current Loan from associate Consolidated Entity 2012 $ 2011 $ 95,635 403,516 499,151 504,781 2,280,704 2,785,485 219,395 132,999 Details of the Consolidated Entity’s exposure to risks arising from current payables are set out in Note 2. 15. Provisions Current Provision for employee entitlements – annual leave Other Consolidated Entity 2012 $ 2011 $ 61,306 112 61,418 56,545 - 56,545 94 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 16. Issued Capital 142,534,268 (2011: 133,534,268) fully-paid ordinary shares Each fully-paid, ordinary share carries one vote per share and the right to participate in dividends. Consolidated Entity 2012 $ 2011 $ 148,109,255 145,632,412 Movement in ordinary share capital At 1 July 2010 Date of movement No. $ 130,034,268 144,846,669 Shares issued on exercise of options 11 Feb 2011 3,500,000 789,667 (3,924) - 133,534,268 145,632,412 - 235,303 5 Aug 2011 9,000,000 2,250,000 - (8,460) 142,534,268 148,109,255 95 2 1 0 2 T R O P E R L A U N N A Share issue expenses At 30 June 2011 Shares issued on exercise of options Share issued Share issue expenses At 30 June 2012 Ordinary share Ordinary shares entitle the holder to participate in dividends and the proceeds on winding up of the Company in proportion to the number of and amounts paid on the shares held. On a show of hands every holder of ordinary shares present at a meeting in person or by proxy, is entitled to one vote, and upon a poll each share is entitled to one vote. Ordinary shares have no par value and the Company does not have a limited amount of authorised capital. Options Information relating to the Strike Resources Limited Employee Option Plan, including details of options issued, exercised and lapsed during the financial year and options outstanding at the end of the reporting period, is set out in note 28. Capital risk management The Consolidated Entity’s objectives when managing capital are to safeguard their ability to continue as a going concern so that they can continue to provide returns for shareholders and benefits for other stakeholders and to maintain an optimal capital structure to reduce the cost of capital. In order to maintain or adjust the capital structure the Consolidated Entity may return capital to shareholders, issue new shares or sell assets to reduce debt. The Consolidated Entity’s non-cash investments can be realised to meet accounts payable arising in the normal course of business. 17. Reserves Foreign currency translation reserve Share-based payments reserve Consolidated Entity 2012 $ (1,186,121) 13,191,026 12,004,905 2011 $ (630,900) 12,780,333 12,149,433 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Nature and Purpose of Other Reserves (i) Share-Based Payment The share-based payments reserve records the consideration (net of expenses) received by the Company on the issue of options. In relation to options issued to Directors and employees for nil consideration, the fair values of these options are included in the share-based payments reserve. (ii) Foreign Currency Translation Exchange differences arising on translation of the foreign controlled entities are taken to the foreign currency translation reserve as described in Note 1(d) and accumulate in a separate reserve within equity. The cumulative amount is reclassifi ed to profi t or loss when the net investment is disposed of. 2012 - Movement in share-based payment reserve Grant No. $ The number of unlisted options outstanding over unissued ordinary shares at the reporting date is as follows: Consolidated Entity Opening balance at 1 July 2011 Granted options Employee Options Unlisted options exercisable at $0.36; expiring 23 Nov 16 Unlisted options exercisable at $0.42; expiring 23 Nov 16 Unlisted options exercisable at $0.56; expiring 23 Nov 16 Unlisted options exercisable at $0.36; expiring 23 Nov 16 Unlisted options exercisable at $0.42; expiring 23 Nov 16 Unlisted options exercisable at $0.56; expiring 23 Nov 16 Lapsed options Other Options Lapsed options exercisable at $0.938; expired 21 Jul 11 Lapsed options exercisable at $0.938; expired 13 Sep 11 Lapsed options exercisable at $2.788; expired 7 Mar 12 Lapsed options exercisable at $2.078; expired 7 Mar 12 Lapsed options exercisable at $3.978; cancelled 7 Oct 11 Lapsed options exercisable at $2.75; expired 29 Jul 11 Lapsed options exercisable at $1.30; cancelled 23 Nov 11 Lapsed options exercisable at $1.50; cancelled 23 Nov 11 Lapsed options exercisable at $1.75; cancelled 23 Nov 11 Lapsed options exercisable at $2.75; expired 4 Mar 12 Lapsed options exercisable at $0.36; cancelled 12 Apr 12 Lapsed options exercisable at $0.42; cancelled 12 Apr 12 Lapsed options exercisable at $0.56; cancelled 12 Apr 12 Lapsed options exercisable at $2.878; expired 1 May 12 Closing balance at 30 June 2012 24 Nov 11 24 Nov 11 24 Nov 11 5 Apr 12 5 Apr 12 5 Apr 12 17,786,404 12,780,333 1,416,668 1,416,666 1,416,666 333,334 333,333 333,333 (4,600,000) (500,000) (3,300,000) (500,000) (500,000) (903,404) (400,000) (400,000) (400,000) (250,000) (333,334) (333,333) (333,333) (33,000) 120,386 111,456 95,106 30,365 28,458 24,922 - - - - - - - - - - - - - - 10,250,000 13,191,026 96 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 17. Reserves (continued) 2011 - Movement in share-based payment reserve Grant No. $ The number of unlisted options outstanding over unissued ordinary shares at the reporting date is as follows: Consolidated Entity Opening balance at 1 July 2010 Granted options Employee Options 20,086,404 12,991,282 Unlisted options exercisable at $1.30; expiring 23 Mar 13 Unlisted options exercisable at $1.50; expiring 23 Mar 13 Unlisted options exercisable at $1.75; expiring 23 Mar 13 6 May 11 6 May 11 6 May 11 400,000 400,000 400,000 Exercised options Other Options Unlisted options exercised at $0.178 Unlisted options exercised at $0.278 Lapsed options 13 Feb 07 13 Feb 07 (1,833,333) (1,666,667) 9,264 8,698 6,432 - - Lapsed options exercisable at $0.178; expired 30 Jun 08 Closing balance at 30 June 2011 - (235,343) 17,786,404 12,780,333 Nature Equity-based Remuneration On 24 November 2011 and 5 April 2012 the Company granted 5,250,000 unlisted Employee Options with exercise prices of $0.36 (1,750,002), $0.42 (1,749,999) and $0.56 (1,749,999), vesting immediately. The expiry date of these options is 23 November 2016. The fair value of these options are expensed over the period from their date of grant to each respective vesting date. The fair value is calculated using a Black-Scholes options valuation model with an assumed volatility rate of 70.5% and 80.19% for the underlying SRK shares (Note 28). 97 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 18. Key Management Personnel Disclosures a) Details of Key Management Personnel during the fi nancial year: Current Malcolm Richmond Matthew Hammond William Johnson Tough Samantha Ken Hellsten Julian Tambyrajah Ian Cullen Past David Lim Mark Horn Farooq Khan Mike Lowry H. Shanker Madan Farhad Moshiri Andrew Napier Chairman/Non-Executive Director Non-Executive Director Non-Executive Director Non-Executive Director Managing Director Chief Financial Offi cer (appointed 2 April 2012) General Manager Exploration and Development (appointed 1 July 2011 and ceased on 15 July 2012) Chief Financial Offi cer (ceased on 10 April 2012) Alternate Director for Mr F Moshiri (ceased 3 February 2011) Non-Executive Director (ceased 3 February 2011) General Manager – Berau (ceased 30 April 2011) Non-Executive Chairman (ceased 3 February 2011) Non-Executive Director (ceased 3 February 2011) Process Engineer (ceased 29 April 2011) b) Compensation of Key Management Personnel Short-term employee benefi ts Post-employment benefi ts Long-term benefi ts Termination benefi ts Share-based payments Detailed remuneration disclosures are provided in the remuneration report on pages 37 to 48. Consolidated Entity 2012 $ 1,238,292 96,324 - - 2011 $ 1,366,161 156,278 - - 333,764 12,197 1,668,380 1,534,636 98 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 18. Key Management Personnel Disclosures (continued) c) Equity instrument disclosures relating to key management personnel (i) Options provided as remuneration and shares issued on exercise of such options Details of options provided as remuneration are disclosed in the Remuneration Report section of the Directors’ Report. There were no shares issued on the exercise of these options during the financial year. (ii) Options holdings The numbers of options over ordinary shares in the Company held during the financial year by each director of Strike Resources Limited and other key management personnel of the Consolidated Entity, including their personally related parties, are set out below: Balance at 1 July 2011 Balance at appointment Granted as compensation Net change other7 Balance at 30 June 2012 Vested and exercisable Unvested 2012 M Richmond M Hammond W Johnson S Tough1 K Hellsten J Tambyrajah2 I Cullen4 D Lim3 Total 1,700,000 - 1,240,000 - - - - 600,000 - - - - - - - - - - - - 1,500,000 1,000,000 750,000 (1,100,000) 600,000 600,000 - - - (850,000) 390,000 390,000 - - - - - - 1,500,000 1,500,000 1,000,000 1,000,000 750,000 750,000 1,000,000 (1,600,000) - - 3,540,000 - 4,250,000 (3,550,000) 4,240,000 4,240,000 - - - - - - - - - 1. Ms Tough was appointed as Non-Executive Director on 23 January 2012. 2. Mr Tambyrajah was appointed as Chief Financial Officer on 2 April 2012. 3. Mr Lim ceased his position as the Chief Financial Officer on 10 April 2012. 4. Mr Ian was appointed as General Manager Exploration and Development on 1 July 2011 and ceased on 15 July 2012. 99 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Balance at 1 July 2010 Balance at appointment Granted as compensation Net change other7 Balance at 30 June 2011 Vested and exercisable Unvested 2011 M Hammond M Horn1 K Hellsten W Johnson F Khan2 D Lim M Lowry3 H S Madan4 F Moshiri5 A Napier6 M Richmond Total - - - 1,240,000 3,050,000 - 250,000 6,130,000 - - 1,700,000 12,370,000 - - - - - - - - - - - - - - - - - 600,000 - - - - - - - - - (3,050,000) - - (6,130,000) - - - - - - - - - 1,240,000 1,240,000 - 600,000 250,000 - 600,000 250,000 - - - - - - 1,700,000 1,700,000 600,000 (9,180,000) 3,790,000 3,790,000 - - - - - - - - - - - - 1. Mr Horn ceased holding the offi ce of alternate director on 3 February 2011. 2. Mr Khan ceased holding the offi ce of director on 3 February 2011. 3. Mr Lowry ceased as a member of Key Management Personnel on 30 April 2011. 4. Mr Madan ceased holding the offi ce of director on 3 February 2011. 5. Mr Moshiri ceased holding the offi ce of director on 3 February 2011. (iii) Share holdings 6. Mr Napier was deemed to be a member of Key Management Personnel from 7 July 7. 2010 to 29 April 2011. Figures in “net change other” column represent fi nal holding when the individual ceased being a KMP. The numbers of shares in the Company held during the fi nancial year by each director of Strike Resources Limited and other key management personnel of the Consolidated Entity, including their personally related parties, are set out below. There were no shares granted during the reporting period as compensation. 100 2 1 0 2 T R O P E R L A U N N A 2012 M Richmond M Hammond W Johnson S Tough1 K Hellsten J Tambyrajah2 I Cullen4 D Lim3 Total Balance at beginning of the year Received during the year on the exercise of options Net change other Balance at the end of the year 100,000 - - - 187,083 - - 38,100 325,183 - - - - - - - - - - - - - 100,000 - - - 30,000 217,083 - - (38,100) (8,100) - - - 317,083 1. Ms Tough was appointed as Non-Executive Director on 23 January 2012. 2. Mr Tambyrajah was appointed as Chief Financial Offi cer on 2 April 2012. 3. Mr Lim ceased his position as Chief Financial Offi cer on 10 April 2012. 4. Mr Ian was appointed as General Manager Exploration and Development on 1 July 2011 and ceased on 15 July 2012. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 18. Key Management Personnel Disclosures (continued) 101 2 1 0 2 T R O P E R L A U N N A 2011 M Hammond K Hellsten M Horn4 W Johnson F Khan1 D Lim M Lowry2 H S Madan3 F Moshiri4 A Napier5 M Richmond Total Balance at beginning of year Received during the year on the exercise of options Net change other Balance at the end of the year - 187,083 - - 13,941,605 38,100 - 496,343 - - 100,000 14,763,131 - - - - - - - - - - - - - - - - (13,941,605) - - (496,343) - - - (14,437,948) - 187,083 - - - 38,100 - - - - 100,000 325,183 1. Mr Khan ceased being a director on 3 February 2011. 2. Mr Lowry ceased being a member of Key Management Personnel on 30 April 2011. 3. Mr Madan ceased being a director on 3 February 2011. 4. Mr Moshiri ceased be a director on 3 February 2011. (Mr. Horn was alternate director for Mr Moshiri). 5. Mr Napier was deemed to be a member of Key Management Personnel from 7 July 2010 to 29 April 2011. d) Loans to Key Management Personnel There were no loans to Key Management Personnel (or their personally-related entities) during the financial year. e) Other Transactions with Key Management Personnel During the year, the Company paid Mrs Helen Hellsten, a related party of Mr Ken Hellsten, $5,668 for services provided during the year. There were no other transactions with Key Management Personnel (or their personally-related entities) during the financial year. 19. Auditors’ Remuneration Auditors of the Consolidated Entity Audit and review of financial statements - BDO Audit (WA) Pty Ltd Other services – technical updates - BDO (WA) Pty Ltd Auditors of the Perúvian subsidiaries Audit and review of financial statements - BDO Pazos, Lopez de Romana, Rodriguez Consolidated Entity 2012 $ 2011 $ 84,774 51,934 - 795 6,830 91,604 7,187 59,916 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 20. Contingent Assets and Liabilities a) Strike Resources Perú S.A.C. option e) Berau Thermal Coal Project Royalties Strike Resources Perú S.A.C. (the Company’s Perúvian subsidiary) granted Apurimac Ferrum S.A. an option over its mining concessions exercisable for US$1.75 million. b) Cristoforo Agreement On 15 June 2010, Strike Resources Perú S.A.C. (“Strike Perú”) entered into an assignment of mining rights and option agreement with the Perúvian owner of three mineral concessions in the Apurimac District totalling 1,900 hectares, being the Cristoforo 14, Cristoforo 28 and Ferroso 29 concessions (“Cristoforo Agreement”). The consideration paid (and payable) under the agreement was US$31,250 (paid on execution), US$50,000 payable within 12 months and 15 business days from execution, US$50,000 payable within 6 months thereafter and a further US$1.05 million is payable if Strike Perú exercises the option to acquire the concessions. The option may be exercised on or before 13 June 2013. Under the terms of the AF Settlement Agreement Strike Perú was required to assign the Cristoforo Agreement to Apurimac Ferrum S.A. (AF) for no consideration (other than reimbursement of the money paid by Strike Perú to the Cristoforo vendor). Accordingly, Strike Perú assigned this option to AF on 15 March 2011. c) Native Title The Consolidated Entity’s tenements in Australia may be subject to native title applications in the future. At this stage it is not possible to quantify the impact (if any) that native title may have on the operations of the Consolidated Entity. d) Government Royalties The Consolidated Entity is liable to pay royalties on production obtained from its mineral tenements/ concessions. For example, the applicable Government royalties in Perú are between 1% to 3% based on the value of production. At this stage it is not possible to quantify the potential fi nancial obligation of the Consolidated Entity under Government royalties. 102 2 1 0 2 T R O P E R L A U N N A The Consolidated Entity is liable to pay a royalty to PT Kaltim Jaya Bara (“KJB”), the owner of the mining concession on which the Consolidated Entity’s Berau Thermal Coal Project is located. As a result of changes to the Indonesian mining law it is unclear if Strike would legally be able to pay this royalty should it commence production at Berau. Due to uncertainty created by the mining law changes and issues concerning the estimation of such a royalty at this stage of the project, it is not possible to quantify the potential fi nancial obligation of the Consolidated Entity to pay a royalty to KJB. f) Directors’ Deeds The Consolidated Entity has entered into deeds indemnity with certain Strike Resources of Limited Directors, indemnifying them against liability incurred in discharging their duties as Directors/offi cers of the Consolidated Entity. As at the reporting date, no claims have been made under any such indemnities and, accordingly, it is not possible to quantify the potential fi nancial obligation of the Consolidated Entity under these indemnities. g) Millenium Legal Dispute On 20 December 2011 the Company announced that a court in Lima has dismissed Millenium Trading’s legal action against Strike’s joint venture vehicle Apurimac Ferrum (AF). Millenium’s case sought to invalidate a 2006 agreement under which it relinquished options over certain mining concessions to enable AF to buy them (Cancellation Agreement). An appeal lodged by Millennium has also been dismissed on procedural grounds. Despite AF’s efforts the identity of the relevant concession has not yet been agreed. AF therefore commenced an arbitration to resolve this issue. The arbitration is ongoing. A mining operation of this kind by Milllenium will not materially affect AF’s development plans. 103 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 20. Contingent Assets and Liabilities (continued) An arbitration hearing to define the issues in dispute was held on 27 April 2012. The arbitrator agreed with AF’s proposed statement of the issues to be resolved. A further hearing was held on 16 May 2012 to consider certain questions about the arbitrator’s jurisdiction before the substantive hearing to resolve the dispute could be scheduled. Millenium has the right to conduct a small-scale mining operation on an AF concession, the identity of which is to be agreed. As the parties have been unable to agree on the identity of the concession, AF referred the matter to arbitration. In early July the arbitrator asked the parties to make submissions about which concession would be most suitable for Millenium to conduct this operation. Submissions were made in August and a decision on this matter and the jurisdictional question is pending. 21. Commitments a) Lease Commitments Non-cancellable operating lease commitments: not longer than one year between 2 years and 5 years Consolidated Entity 2012 $ 2011 $ 160,638 236,388 397,026 220,365 675,212 895,577 The Consolidated Entity leases an office in Perth, Australia under a non-cancellable operating lease with an expiry date between 2 and 4 years. The lease rent is subject to a fixed 4.5% increase on each anniversary of the term. Strike is required to pay the annual outgoings incurred by the lessor in respect of the premises. This figure varies on an annual basis. b) Mineral Tenement/Concession/Mining Rights - Commitments for Expenditure Australian tenements In order to maintain current rights of tenure to exploration tenements, the holders of Australian mineral tenements are required to outlay lease rentals and meet minimum expenditure commitments. In the financial year ended 30 June 2010 the Consolidated Entity entered into a farm-in agreement with Process Minerals International Pty Ltd (“PMI”), a subsidiary of ASX-listed Mineral Resources Limited. Under this agreement PMI is required to meet the minimum expenditure commitments over the Australian tenements in which Strike holds an interest. Financial commitments for subsequent periods are contingent upon the continuity of the farm-in arrangement with PMI, future exploration and evaluation results, and as such cannot be reliably estimated. Perúvian concessions The Consolidated Entity is required to pay annual licence fees by 30 June of each year, at rates which vary on an amount per-hectare basis. The total amount of this commitment will depend upon the area of concessions relinquished (if any) and the area of new concessions granted (if any) and therefore cannot be reliably estimated. As a result of finalising the arbitration process with the shareholders of Apurimac Ferrum S.A.(“AF”), the Consolidated Entity granted on option over Perúvian tenements held by its subsidiary, Strike Resources Perú S.A.C. Under the terms of the AF Settlement Agreement AF is obliged to make all necessary payments to keep the concessions in good standing. Financial commitments for subsequent periods are contingent upon the continuity of the agreement with AF, future exploration and evaluation results, and as such cannot be reliably estimated. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Australian heritage protection agreements These agreements facilitate the preservation of Aboriginal heritage through the protection of Aboriginal sites and objects upon the grant of mining tenements in Western Australia. The Heritage Protection Agreements require the Consolidated Entity to conduct Aboriginal heritage surveys prior to conducting exploration that is not low-impact in nature and detail procedures to be followed if an Aboriginal site is identifi ed. Agreements with Perúvian landowners and community groups The Company notes that holding a mineral concession in Perú does not grant automatic access to the surface land. Notwithstanding an easement procedure is contemplated in Perúvian law, in practice, mining companies have to negotiate and enter into private agreements with landowners/community groups in order to have access to their land for the purposes of conducting mining activities (exploration, evaluation, development and mining). Multiple landowners/community groups are affected by the Consolidated Entity’s proposed mining activities on a majority of the Consolidated Entity’s Perúvian concessions. To date, approvals have been sought and obtained for drilling on a programme by programme basis. Obtaining approvals from landowners/community groups can be a complicated and lengthy process. The Consolidated Entity will have to commit funds to community groups and/or landowners to secure land access agreements to develop its Perúvian projects. There can be no guarantees that such approvals will be obtained, or as to the terms upon which they will be obtained. At this stage it is not possible to quantify the potential fi nancial obligation of the Consolidated Entity in this regard. 22. Related-Party Disclosures a) Subsidiaries Interests in subsidiaries are set out in Note 23. During the year $ nil (2011: $6,232,056) was loaned to subsidiaries to fund exploration activities. b) Associates Apurimac Ferrum S.A. is an associate as set out in Note 11. Loans to associates - Apurimac Ferrum On 21 July 2009, through the AF Settlement Agreement, Strike Resources Limited entered into a replacement loan agreement with Apurimac Ferrum S.A.(“AF”) in which US$20 million may be advanced to AF to undertake exploration on the Apurimac and Cusco Iron Ore projects. This loan is interest bearing (USD Monthly LIBOR rate + 2% per annum) as provided for under the AF Settlement Agreement. On 16 May 2012, Apurimac Ferrum S.A. entered into the AF Finance Agreement with Strike Finance Pty Ltd for a principal amount US$6m, interest rate is 10% for principal amounts drawn and repaid before 31 December 2012 and 15% for principal amounts repaid after 31 December 2012. The latest repayment date is 31 January 2014. 104 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 22. Related-Party Disclosures (continued) Balance at 1 July Loans advanced Interest charged Loan and interest purchased from IAC (Iron Associates Corporation) 105 Loan and interest sold to D&C Group S.A.C Expenses paid on behalf of AF Reclassed to Expense Claim Foreign exchange movements Balance at 30 June Less provision for impairment Carrying value 2 1 0 2 T R O P E R L A U N N A 2012 $ 2011 $ 25,714,498 14,957,202 9,310,500 607,044 7,663,226 348,399 - 5,086,334 (2,715,628) - 543,578 1,164,800 (1,708,378) - 1,408,431 (3,505,463) 33,160,045 33,134,249 25,796 25,714,498 25,714,498 - Claimable expenses - Apurimac Ferrum According to the Technical Service Agreement between Strike Resources Limited and Apurimac Ferrum S.A. (AF), Strike Resources Limited will invoice AF expenses of personnel who provide services to AF. This has been effective since 10 November 2009. Opening Balance Reclassed from Loans to AF Expenses paid on behalf of AF Collected from AF Closing Balance Less provision for impairment Carrying value c) Transactions with related parties Fees for services provided by: - Ms Helen Hellsten a related party of Mr Ken Hellsten - Mr Mark Horn, Alternate Director for Mr Farhad Moshiri (paid to M Horn and Co, a business of which Mr Horn is a principal) 2012 $ 2011 $ 80,014 (26,433) 1,708,378 146,256 (1,741,052) 193,596 - 193,596 - 106,447 - 80,014 80,014 - Consolidated Entity 2012 $ 2011 $ 5,668 - - 33,600 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 23. Investment in Controlled Entities Strike Finance Pty Ltd Strike Australian Operations Pty Ltd Strike Operations Pty Ltd (“SOPL”) PT Indo Batubara (100% benefi cially owned by SOPL) Strike Indo Operations Pty Ltd (“SIOPL”) PT Orion Indo Mining (100% benefi cially owned by SIOPL) Ferrum Holdings Limited Strike Resources Perú S.A.C. Country of Incorporation Percentage of Ownership Australia Australia Australia Indonesia Australia Indonesia British Anguilla Perú 2012 100% 100% 100% 100% 100% 100% 100% 100% 2011 100% 100% 100% 100% 100% 100% 100% 100% 24. Events Occurring after the Reporting Period The Company announced on 31 July 2012 that Cuervo had commenced drilling at the Bob 1 project. On 6 September 2012 the Company announced that AF had restructured the organisation in line with current programmes and as a precursor to the result of the shootout. The shootout will result in one shareholder owning 100% of AF and therefore enabling AF to be consolidated. The cost savings are estimated at approximately US$250k per month from the December quarter onwards. The Consolidated Entity entered into a farm-in agreement with Process Minerals International Pty Ltd (“PMI”), a subsidiary of ASX listed Mineral Resources Limited for the potential mining of iron ore from Strike’s Paulsens East project (EL47/1328 and PL47/1170) located in the Pilbara. Under this agreement PMI has exclusive rights to explore for and mine iron ore from Paulsens East in return Strike will pay a royalty of A$ 3.20 per dry tonne of ore mined. As this royalty is contingent on the successful development of a mine and due to the uncertain nature of mine production it is not possible to quantify the potential fi nancial benefi t to the Consolidated Entity of this royalty. On 23 July PMI informally advised Strike that it intends to terminate the agreement, although it has not yet given a formal notice. The Company is assessing its options in relation to this project. There have been no further changes of signifi cance since then. 106 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 25. Reconciliation of Profit after Income Tax to Net Cash Inflow from Operating Activities Operating profit/(loss) after tax Interest received – Cuervo loan Consulting fees 107 Non cash flows in profit/(loss) from ordinary activities: 2 1 0 2 T R O P E R L A U N N A Depreciation - plant & equipment Adjustment for movement in foreign exchange Adjustment on deconsolidation of subsidiary Fair value adjustments Loan to associated entity Loan to Cuervo Resources Inc. Fair value through profit and loss financial assets Available-for-sale financial assets Investment in associate Exploration and evaluation projects Land Directors’ and employees’ options Loss on sale of fixed assets Loss on sale of investments Decrease/(increase) in assets: Receivables Increase/(decrease) in liabilities: Trade creditors and accruals Provisions Net cash outflows from operating activities 26. Non–cash Investing and Financing Activities Shares issued to acquire Apurimac Ferrum S.A. Consolidated Entity 2012 $ 2011 $ (13,040,722) (24,891,619) (3,697,727) (835,942) 77,522 (1,011,269) - 9,310,500 2,125,576 2,055,850 - - 146,629 3,979,521 - 5,777,410 - - - (2,268,015) 22,923 2,875,936 219,305 410,693 40,577 826,397 1,149,115 13,467,910 - 24,394 85,665 482,395 (362,162) (1,604,161) 11,978 (14,182) 2,640,742 (661,289) (984,747) (1,671,303) Consolidated Entity 2012 $ 2011 $ 2,250,000 - On 5 August 2011, Strike Resources Limited issued 9,000,000 shares, as part of the acquisition costs, to Iron Associates Corporation to acquire 12% share and US$5m debts of Apurimac Ferrum S.A. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 27. Earnings per Share (a) Basic earnings/(loss) per share From continuing operations attributable to the ordinary equity holders of the Company From discontinued operation Total basic earnings per share attributable to the ordinary equity holders of the Company (b) Diluted earnings/(loss) per share From continuing operations attributable to the ordinary equity holders of the Company From discontinued operation Total diluted earnings per share attributable to the ordinary equity holders of the Company (c) Reconciliations of earnings used in calculating earnings per share Basic earnings per share Loss attributable to the ordinary equity holders of the Company used in Calculating basic earnings per share: From continuing operations From discontinued operation (d) Weighted average number of shares used as the denominator Weighted average number of ordinary shares used as the denominator in calculating basic earnings per share Weighted average number of ordinary shares and potential ordinary shares used as the denominator in calculating diluted earnings per share 28. Share-Based Payments Consolidated Entity 2012 cents 2011 cents (9.20) - (9.20) (9.20) - (9.20) (18.95) - (18.95) (18.95) - (18.95) (13,040,722) - (24,891,619) - 141,671,254 131,367,145 141,671,254 131,367,145 108 2 1 0 2 T R O P E R L A U N N A The establishment of the Strike Resources Limited Employee Option Plan was approved by shareholders on 6 November 2008. Options granted under the plan carry no dividend or voting rights. When exercisable, each option is convertible into one ordinary share within 5 business days after the exercise. A total of 5,250,000 Employee Options were granted during the year (Note 17). The reasons for the grant of these options to the employees are as follows: (a) The options issue was designed to act as an incentive for the recipients to strive to achieve the Company’s goals with the aim of enhancing shareholder value. (b) The options provide an equity holding opportunity for the recipients which is linked to the Company’s share price performance. (c) Based on the option exercise price and the rate at which the options vest, the exercise of the options by the recipient is potentially only likely to occur if there is sustained upward movement in the Company’s share price. (d) The number of options issued to recipients has been determined having regard to the level of employees’ salaries being paid and is a cash-free, effective and effi cient way of providing an appropriate level of remuneration as well as providing ongoing equity-based incentives for the recipients to remain with the Company with a view to improving the future growth of the Company. (e) As a relatively-small company, with much of its available funds dedicated or committed to its resource projects (and also in seeking opportunities in relation to the same), and in fi nancing its day to day working capital requirements, the Company is not always in a position to maintain competitive cash salary ranges for its directors and employees within the industry in which it operates. Share-based payments expense Consolidated Entity 2012 $ 2011 $ 410,693 24,394 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 28. Share-Based Payments (continued) Grant date Expiry date Exercise price Balance at start of year Granted during the year Exercised during the year Forfeited during the year Balance at end of the year Vested and exercisable at end of year 109 2 1 0 2 T R O P E R L A U N N A Consolidated entity - 2012 21 Jul 06 13 Sep 06 7 Mar 07 7 Mar 07 5 Jun 07 3 Dec 07 4 Mar 08 14 Oct 08 21 Jul 11 12 Sep 11 7 Mar 12 7 Mar 12 1 May 12 3 Dec 12 4 Mar 13 13 Oct 13 25 Nov 09 25 Nov 12 25 Nov 09 25 Nov 12 25 Nov 09 25 Nov 12 6 May 11 6 May 11 6 May 11 24 Nov 11 24 Nov 11 24 Nov 11 5 Apr 12 5 Apr 12 5 Apr 12 23 Mar 13 23 Mar 13 23 Mar 13 23 Nov 16 23 Nov 16 23 Nov 16 23 Nov 16 23 Nov 16 23 Nov 16 0.938 0.938 2.788 2.078 2.878 3.978 2.878 2.75 2.50 2.75 3.25 1.30 1.50 1.75 0.36 0.42 0.56 0.36 0.42 0.56 4,600,000 500,000 3,300,000 500,000 33,000 4,000,000 250,000 250,000 750,000 750,000 750,000 400,000 400,000 400,000 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (4,600,000) (500,000) (3,300,000) (500,000) (33,000) - - - - - - - - - - (500,000) 3,500,000 3,500,000 - 250,000 250,000 (250,000) - - - (400,000) (400,000) (400,000) - 750,000 750,000 750,000 - - - - 750,000 750,000 750,000 - - - 1,416,668 - (333,334)* 1,083,334 1,083,334 1,416,666 1,416,666 333,334 333,333 333,333 - - - - - - (333,333)* 1,083,333 1,083,333 (333,333)* 1,083,333 1,083,333 - - - 333,334 333,333 333,333 333,334 333,333 333,333 (11,883,000) 10,250,000 10,250,000 16,883,000 5,250,000 Weighted-average exercise price 2.55 0.45 1.69 2.24 2.24 * Options issued to individuals who ceased employment with Strike Resources Limited during the year, these options were not forfeited and did not lapse during the year. NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS Grant date Expiry date Exercise price Balance at start of year Granted during the year Exercised during the year Forfeited during the year Balance at end of the year Vested and exercisable at end of year Consolidated entity - 2011 21 Jul 06 13 Sep 06 13 Feb 07 13 Feb 07 7 Mar 07 7 Mar 07 5 Jun 07 3 Dec 07 4 Mar 08 14 Oct 08 21 Jul 11 13 Sep 11 9 Feb 11 9 Feb 11 7 Mar 12 7 Mar 12 1 May 12 3 Dec 12 4 Mar 13 13 Oct 13 25 Nov 09 24 Nov 12 25 Nov 09 24 Nov 12 25 Nov 09 24 Nov 12 6 May 11 6 May 11 6 May 11 23 Mar 13 23 Mar 13 23 Mar 13 0.938 0.938 0.178 0.278 2.788 2.078 2.878 3.978 2.878 2.75 2.50 2.75 3.25 1.30 1.50 1.75 4,600,000 500,000 1,833,333 1,666,667 3,300,000 500,000 33,000 4,000,000 250,000 250,000 750,000 750,000 750,000 - - - - - - - - - - - - - - - - 400,000 400,000 400,000 - - (1,833,333) (1,666,667) - - - - - - - - - - - - 19,183,000 1,200,000 (3,500,000) - - - - - - - - - - - - - - - - - 4,600,000 4,600,000 500,000 500,000 - - - - 3,300,000 3,300000 500,000 500,000 33,000 33,000 4,000,000 4,000,000 250,000 250,000 750,000 750,000 750,000 400,000 400,000 400,000 250,000 250,000 750,000 750,000 750,000 400,000 400,000 400,000 16,883,000 16,883,000 110 2 1 0 2 T R O P E R L A U N N A Weighted-average exercise price 2.06 1.52 0.23 2.55 2.55 * Options issued to individuals who ceased employment with Strike Resources Limited during the year, these options were not forfeited and did not lapse during the year. No options were exercised during the period. The weighted-average remaining contractual life of share options outstanding at the end of the period was 2.08 years (2011: 0.89 years). Fair value of options granted The assessed fair value at grant date of options granted during the year ended 30 June 2012 was $0.086 for $0.36 options, $0.08 for $0.42 options and $0.07 for $0.56 options (2011: $0.023 for $1.30 options, $0.022 for $1.50 options and $0.016 for $1.75 options). The fair value at grant date is independently determined using the Black-Scholes option pricing model that takes into account the exercise price, the term of the option, the share price at grant date, the expected price volatility of the underlying share, the expected dividend yield and the risk-free interest rate for the term of the option. The model inputs for options granted during the year ended 30 June 2012 included: NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 28. Share-Based Payments (continued) Options granted on 24 November 2011 a. the options were granted for no consideration and vest immediately. Vested options are exercisable for a period of five years after vesting. b. exercise prices of $0.36, $0.42 and $0.56 (2011: $1.30, $1.50 and $1.75) c. grant date: 24 November 2011 (2011: 6 May 2010) d. expiry date: 23 November 2016 (2011: 23 March 2013) e. share price at grant date: $0.185 (2011: $0.365) f. expected price volatility of the Company’s shares: 70.5% (2011: 68%) g. expected dividend yield: 0% (2011: 0%) h. risk-free interest rate: 3.29% (2011: 5.145%) Options granted on 5 April 2012 a. the options were granted for no consideration and vest immediately. Vested options are exercisable for a period of four and a half years after vesting. b. exercise prices of $0.36, $0.42 and $0.56 (2011: $1.30, $1.50 and $1.75) c. grant date: 5 April 2012 (2011: 6 May 2010) d. expiry date: 23 November 2016 (2011: 23 March 2013) e. share price at grant date: $0.180 (2011: $0.365) f. expected price volatility of the Company’s shares: 80.19% (2011: 68%) g. expected dividend yield: 0% (2011: 0%) h. risk-free interest rate: 3.555% (2011: 5.145%) The expected price volatility is based on the historic volatility (based on the remaining life of the options), adjusted for any expected changes to future volatility due to publicly available information. 111 2 1 0 2 T R O P E R L A U N N A NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 29. Parent Entity Information The following details information related to the parent entity, Strike Resources Limited, at 30 June 2012 and 30 June 2011. The information presented here has been prepared using consistent accounting policies as presented in Note 1. Current assets Non-current assets Total assets Current liabilities Non-current liabilities Total liabilities Net assets Contributed equity Accumulated losses Option reserve Profi t/(loss) for the year Other comprehensive income/(loss) for the year Total comprehensive income/(loss) for the year The parent entity does not have any contingent assets or liabilities. 2012 $ 2011 $ 25,633,433 34,670,794 199,990 19,023,382 25,833,423 53,694,176 112 2 1 0 2 T R O P E R L A U N N A 395,249 2,793,971 - - 395,249 2,793,971 25,438,174 50,900,205 148,109,255 145,632,412 (135,862,107) (107,512,540) 13,191,026 12,780,333 25,438,174 50,900,205 (28,114,264) (27,831,215) (235,303) 235,341 (28,349,567) (27,595,874) DIRECTORS’ DECLARATION In the Directors’ opinion: a) The Financial Statements, comprising the Consolidated Statement of Comprehensive Income, Consolidated Statement of Financial Position, Consolidated Statement of Changes in Equity and Consolidated Statement of Cash Flows and accompanying notes as set out on pages 59 - 112 above, are in accordance with the Corporations Act 2001, and: (i) comply with Accounting Standards and the Corporations Regulations 2001; (ii) give a true and fair view of the Consolidated Entity’s financial position as at 30 June 2012 and of its performance for the financial year ended on that date; b) There are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable; and c) The remuneration disclosures set out in the Directors’ Report on pages 26 - 49 (as the audited Remuneration Report) comply with section 300A of the Corporations Act 2001. Note 1 confirms that the Financial Statements also comply with the International Financial Reporting Standards as issued by the International Accounting Standards Board. The Directors have been given the declarations by the Managing Director (the person who performs the chief executive function) and the Chief Financial Officer as required by section 295A of the Corporations Act 2001. This declaration is made in accordance with a resolution of the Directors. 113 2 1 0 2 T R O P E R L A U N N A Ken Hellsten Managing Director 25 September 2012 INDEPENDENT AUDITOR’S REPORT Tel: +8 6382 4600 Fax: +8 6382 4601 www.bdo.com.au 38 Station Street Subiaco, WA 6008 PO Box 700 West Perth WA 6872 Australia 114 2 1 0 2 T R O P E R L A U N N A INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF STRIKE RESOURCES LIMITED We have audited the accompanying financial report of Strike Resources Limited, which comprises the consolidated statement of financial position as at 30 June 2012, the consolidated statement of comprehensive income, the consolidated statement of changes in equity and the consolidated statement of cash flows for the year then ended, notes comprising a summary of significant accounting policies and other explanatory information, and the directors’ declaration of the consolidated entity comprising the company and the entities it controlled at the year’s end or from time to time during the financial year. Directors’ Responsibility for the Financial Report The directors of the company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. In Note 1(a)(i), the directors also state, in accordance with Accounting Standard AASB 101 Presentation of Financial Statements, that the financial statements comply with International Financial Reporting Standards. Auditor’s Responsibility Our responsibility is to express an opinion on the financial report based on our audit. We conducted our audit in accordance with Australian Auditing Standards. Those standards require that we comply with relevant ethical requirements relating to audit engagements and plan and perform the audit to obtain reasonable assurance about whether the financial report is free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial report. The procedures selected depend on the auditor’s judgement, including the assessment of the risks of material misstatement of the financial report, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the company’s preparation of the financial report that gives a true and fair view in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the company’s internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by the directors, as well as evaluating the overall presentation of the financial report. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Independence In conducting our audit, we have complied with the independence requirements of the Corporations Act 2001. We confirm that the independence declaration required by the Corporations Act 2001, which has been given to the directors of Strike Resources Limited, would be in the same terms if given to the directors as at the time of this auditor’s report. BDO Audit (WA) Pty Ltd ABN 79 112 284 787 is a member of a national association of independent entities which are all members of BDO (Australia) Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit (WA) Pty Ltd and BDO (Australia) Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation (other than for the acts or omissions of financial services licensees) in each State or Territory other than Tasmania. INDEPENDENT AUDITOR’S REPORT Opinion In our opinion: (a) the financial report of Strike Resources Limited is in accordance with the Corporations Act 2001, including: (i) giving a true and fair view of the consolidated entity’s financial position as at 30 June 2012 and of its performance for the year ended on that date; and (ii) complying with Australian Accounting Standards and the Corporations Regulations 2001; and (b) the financial report also complies with International Financial Reporting Standards as disclosed in Note 1(a)(i). Emphasis of Matter Without qualifying our audit opinion, we draw attention to the matter disclosed in Note 1(l) and Note 13. There remains a dispute as to the mining rights of the Berau coal concession. Given this dispute there may be uncertainty as to the recoverability of the exploration and evaluation expenditure assets, which are classified as held for sale assets, of Strike Resources Limited. The recoverability of the exploration and evaluation expenditure assets is dependent upon successful resolution of this dispute and the successful development and commercialisation of the underlying areas of interests or their sale. This material uncertainty may cast doubt about the company’s ability to realise the asset at the values stated in the statement of financial position. Our opinion is not qualified in respect of this matter. Report on the Remuneration Report We have audited the Remuneration Report included in the directors’ report for the year ended 30 June 2012. The directors of the company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards. Opinion In our opinion, the Remuneration Report of Strike Resources Limited for the year ended 30 June 2012 complies with section 300A of the Corporations Act 2001. 115 2 1 0 2 T R O P E R L A U N N A BDO Audit (WA) Pty Ltd Brad McVeigh Director Perth, Western Australia Dated this 25th day of September 2012 SECURITIES INFORMATION The information in this section is current as at 2 October 2012 Issued Capital Class of Security Quoted Not Quoted Total Fully-paid, ordinary shares 142,534,268 $3.978 (2 December 2012) director options $2.878 (3 March 2013) employee options $2.50 (24 November 2012) director options $2.75 (24 November 2012) director options $3.25 (24 November 2012) director options $0.36 (23 November 2016) employee options $0.42 (23 November 2016) employee options $0.56 (23 November 2016) employee options - - - - - - - - 3,500,000 250,000 750,000 750,000 750,000 1,416,668 1,416,666 1,416,666 142,534,268 3,500,000 250,000 750,000 750,000 750,000 1,416,668 1,416,666 1,416,666 Total 142,534,268 10,250,000 152,784,268 Distribution of Fully-Paid, Ordinary Shares Spread of Holdings Number of Holders Number of Units % of Issued Capital 116 2 1 0 2 T R O P E R L A U N N A 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,000 - and over Total Unmarketable Parcels 464 1,043 419 599 102 209,722 3,238,690 3,439,073 20,304,818 115,341,965 2,627 142,534,268 0.15 2.27 2.41 14.25 80.92 100% Spread of Holdings Number of Holders Number of Units % of Issued Capital 1 – 4,545 4,546 - over Total 1,347 1,280 2,627 2,652,837 139,881,431 142,534,268 1.86 98.14 100% SECURITIES INFORMATION Top 20 Holders of Fully-Paid, Ordinary Shares Rank Shareholder Total Shares 117 2 1 0 2 T R O P E R L A U N N A 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 HSBC Custody Nominees (Australia) Ltd Orion Equities Limited Database Systems Ltd J P Morgan Nominees Australia Ltd Ferrous Resources Ltd Nefco Nominees Pty Ltd Alara Resources Limited Merrill Lynch (Aust) Nominees Pty Limited National Nominees Ltd Mr Nicholas Kenos & Mrs Pauline Kenos Pater Investments Pty Ltd Mr Gordon Anthony Paul Lay Empire Holdings Pty Ltd Aliana Pty Ltd Citicorp Nominees Pty Limited ACN 139 886 025 Pty Ltd Katana Asset Management Ltd Matthew Norman Bull 20 Renmuir Holdings Limited Total Substantial Shareholders 36,856,391 16,690,802 10,907,090 6,754,517 6,370,000 5,352,914 3,573,889 2,465,000 1,646,500 1,200,000 1,125,000 800,000 740,000 700,000 700,000 699,279 612,895 600,000 565,670 487,439 % of Capital 25.86 11.71 7.65 4.74 4.47 3.76 2.51 1.73 1.16 0.84 0.79 0.56 0.52 0.49 0.49 0.49 0.43 0.42 0.4 0.34 98,847,386 69.36 Last Substantial Holder Notice Substantial Shareholder(s) Registered Holder(s) Total Shares % of Issued Capital 12-Dec-09 USM Steel and Mining Group HSBC Custody Nominees (Australia) Ltd & NEFCO Nominees 1-May-12 Azhar Chaudhri and Associates Orion Equities Limited 12-Aug-08 Database Systems Ltd, Ambreen Chaudhri Database Systems Ltd 25,825,000 17,178,261 9,377,090 18.12 12.05 6.58 MINERAL TENEMENTS Apurimac Ferrum S.A. Concessions Strike Resources has a 50% interest in the Apurimac Ferrum S.A. (AF) concessions at Apurimac and Cuzco, through its 50% interest in AF. Apurimac Project, Perú – AF Concession Name Area (Ha) Province Code Title File Number (1) (2) (3) (4) (5) (6) Opaban I Opaban III Los Andes I Pitumarca II Lucrecia Esperanza Nueva Oropampa 6 (7) Mapsa 2001 (8) (9) Coriminas II Coriminas V (10) Ferrum 1 (11) (12) (13) (14) (15) (16) (17) (18) (19) Ferrum 2 Ferrum 3 Ferrum 4 Ferrum 5 Ferrum 7 Ferrum 8 Ferrum 9 Ferrum 10 Ferrum 11 (20) Ferrum 13 (21) Ferrum 26 (22) Ferrum 27 (23) Ferrum 36 (24) Cristoforo 22 (25) Ferrum 28 (26) Ferrum 29 (27) Ferrum 30 (28) Ferrum 31 (29) Ferrum 32 (30) Ferrum 33 (31) Ferrum 34 (32) Ferrum 35 (33) Ferrum 37 (34) Ferrum 56 (35) Ferrum 57 (36) Ferrum 58 999 990 999 1,000 66 400 800 1,000 1,000 965 1,000 1,000 1,000 959 437 900 1,000 1,000 1,000 600 827 1,000 1,000 379 1,000 1,000 963 327 900 900 800 1,000 695 1,000 1,000 1,000 Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas 05006349X01 No 8625-94/RPM Dec 16, 1994 05006351X01 No 8623-94/RPM Dec 16, 1994 05006372X01 No 0134-95-RPM Jan 31, 1995 05006385X01 No 8686-94-RPM Dec 22, 1994 01-00649-99 No 00623-2001-INACC/J Jul 26, 2001 01-00860-99 No 04043-2000-RPM Oct 13, 2000 01-01204-01 No 00590-2002-INACC/J Apr 8, 2002 01-01624-99 No 02760-2000-RPM Jul 25, 2000 01-01626-99 No 0936-00-RPM Mar 16, 2000 01-02983-04 No 00228-2005-INACC/J Jan 19, 2005 01-02984-04 No 00227-2005-INACC/J Jan 19, 2005 01-02985-04 No 00229-2005-INACC/J Jan 19, 2005 Andahuaylas/ Aymaraes 01-02986-04 No 00230-2005-INACC/J Jan 19, 2005 Aymaraes Aymaraes 01-02987-04 No 00323-2005-INACC/J Jan 25, 2005 01-02989-04 No 00396-2005-INACC/J Jan 27, 2005 Andahuaylas 01-02990-04 No 00232-2005-INACC/J Jan 19, 2005 Aymaraes Aymaraes Aymaraes Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas Andahuaylas 01-02991-04 No 00326-2005-INACC/J Jan 25, 2005 01-02992-04 No 00325-2005-INACC/J Jan 25, 2005 01-02993-04 No 02512-2005-INACC/J Jun 16, 2005 01-03139-06 No 4416-2006-INACC/J Oct 16, 2006 01-02274-07 No 000853-2007-INGEMMET/PCD/PM Sept 7, 2007 01-02629-07 No 000581-2007-INGEMMET/PCD/PM Sept 5, 2007 10553307 RP 0176-2008-INGEMMET/PCD/PM Feb 29, 2008 01-01656-02 RP2849-2007-INGEMMET/PCD/PM Dec 13, 2007 10507407 RP0601-2008-INGEMMET/PCD/PCM Mar 07, 2008 10507507 RP0365-2008-INGEMMET/PCD/PM Mar 07, 2008 10525907 PP 1024-2008-INGEMMET/PCD/PM May 05, 2008 10552807 RP 1266-2008-INGEMMET/PCD/PM May 12, 2008 10552907 RP0402-2008-INGEMMET/PCD/PM Mar 07, 2008 10553007 RP0547-2008-INGEMMET/PCD/PM Mar 07, 2008 10553107 RP0764-2008-INGEMMET/PCD/PM Apr 17, 2008 10553207 RP0347-2008-INGEMMET/PCD/PCM Mar 07, 2008 10621507 10133508 10133608 10133708 RP 1164-2008-INGEMMET/PCD/PM May 12, 2008 RP 1971-2008-INGEMMET/PCD/PM Jun 19, 2008 RP 3279-2008-INGEMMET/PCD/PM Sept 9, 2008 RP 2206-2008-INGEMMET/PCD/PM 27 Jun, 2008 20001465 20001464 200001481 20001478 11032475 11032603 11032600 11032965 20003140 11053798 11053836 11053807 11053810 11053816 11053822 11053827 11053830 11053833 11053835 11061068 11073793 11073799 11075418 11067786 11075423 11075419 11076757 11076509 11075425 11075421 11075427 11075426 11076534 11077123 11081417 11077127 118 2 1 0 2 T R O P E R L A U N N A MINERAL TENEMENTS Apurimac Ferrum S.A. Concessions (continued) Apurimac Project, Perú – AF (continued) Concession Name (37) Ferrum 59 (38) Ferrum 61 (39) Pacunco 1 119 (40) Minas Huaycco 2 1 0 2 T R O P E R L A U N N A (41) Roncco (42) Ferrum 12 (43) Sillaccassa 3 (44) Ferrum 21 (45) Cassio 100 (46) Ferrum 25 (47) Ferrum 19 (48) Ferrum 6 (49) Ferrum 64 (50) Ferrum 20 (51) Ferrum 16 (52) Ferrum 38 Area (Ha) 1,000 1,000 800 800 400 700 200 999 400 1,000 1,000 1,000 600 800 1,000 800 Cusco Project, Perú – AF Concession Name Flor de María Delia Esperanza Julia Clara El Pacífi co I El Pacífi co II Ferrum 14 Ferrum 15 Ferrum 17 (1) (2) (3) (4) (5) (6) (7) (8) (9) Ferrum 18 Area (Ha) 907 1,000 1,000 618 1,000 268 992 500 800 Province Code Title File Number Andahuaylas 10133808 RP 2272-2008-INGEMMET/PCD/PM 27 Jun, 2008 11077122 Aymaraes 10073308 - Andahuaylas 10019508 RP 1806-2008-INGEMMET/PCD/PM May 29, 2008 Abancay Aymaraes Andahuaylas Andahuaylas 10168708 RP 2541-2008-INGEMMET/PCD/PM Aug 08, 2008 10521708 Notifi cation 153150-2008 INGE<

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