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AAON

aaon · NASDAQ Industrials
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Ticker aaon
Exchange NASDAQ
Sector Industrials
Industry Construction
Employees 1001-5000
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FY2022 Annual Report · AAON
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THE TIME IS NOW

2022 ANNUAL REPORT

Recently, the HVAC industry has been undergoing a 

historic shift led by secular demand trends associated 

with decarbonization, electrification, energy efficiency, 

and indoor air quality. This shift naturally puts AAON 

in an advantageous position due to our leadership in 

manufacturing the highest performing, most energy 

efficient equipment in the commercial HVAC industry. 

Higher minimum energy efficiency standards that went 

into effect January 1, 2023 are intensifying the situation 

by adding new layers of complexity at a time when the 

industry is already facing challenges related to supply 

chain issues and inflation. Thus far, these challenges have 

had minimal effects here at AAON, particularly regarding 

new regulations, which have not impacted our company. 

In 2022, AAON shipped approximately 30% more volume 

of equipment than the previous year, while industry 

volumes were down 1% on average. 

These favorable secular trends and regulations 
led AAON to realize early in 2022 that if we 
were to achieve our goal of transitioning from 
niche to mainstream player, the time is now. 

INTRO | 1  

ABOUT AAON

PRODUCT FAMILY

AAON is a leader in HVAC solutions 
for commercial and industrial 
indoor environments.

Our industry-leading approach 
to designing and manufacturing 
highly configurable equipment to 
meet exact needs creates a premier 
ownership experience with greater 
efficiency, performance,  
and long-term value.

AIR HANDLING UNITS
INDOOR AND OUTDOOR (800–72,000 CFM) 

AIR-SOURCE HEAT PUMPS
(2–70 TONS)

CONDENSERS AND  
CONDENSING UNITS 
(2–70 TONS)

CONTROLS

CUSTOM AIR HANDLING UNITS
 –BASX

DATA CENTER AND 
CLEANROOM UNITS
 –BASX

GEOTHERMAL AND WATER-
SOURCE HEAT PUMPS 
(2–70 TONS)

SELF-CONTAINED UNITS 
(3–70 TONS)

ROOFTOP UNITS 
(2–240 TONS)

2 | INTRO

INTRO | 3  

FINANCIAL HIGHLIGHTS

2022

2021

2020

2019

2018

INCOME DATA ($000 except per share data)

NET SALES

GROSS PROFIT

 888,788 

 534,517 

 514,551 

 469,333 

 433,947 

 237,572 

 137,830 

 155,849 

 119,425 

 103,533 

OPERATING INCOME

 126,761 

 69,253 

 101,836 

 67,011 

 55,351 

INTEREST INCOME (EXPENSE), NET

 (2,627)

 (132)

 88 

DEPRECIATION AND AMORTIZATION

 35,106 

 30,343 

 25,634 

PRE-TAX INCOME

NET INCOME

EARNINGS PER SHARE–BASIC

EARNINGS PER SHARE–DILUTED

 124,533 

 69,182 

 101,975 

 100,376 

 58,758 

 79,009 

 1.89 

 1.86 

1.12 

1.09 

1.51 

1.49 

 66 

 22,766 

 67,031 

 53,711 

1.03 

1.02 

 196 

 17,655 

 55,500 

 42,329 

0.81 

0.80 

BALANCE SHEET ($000 except per share data)

WORKING CAPITAL

CURRENT ASSETS

NET FIXED ASSETS

 203,549 

 131,312 

 161,218 

 131,521 

 93,167 

 349,116 

 218,080 

 220,251 

 187,549 

 140,658 

 304,745 

 258,062 

 223,340 

 178,094 

 163,003 

ACCUMULATED DEPRECIATION

 245,026 

 224,146 

 203,125 

 179,242 

 166,880 

CASH AND CASH EQUIVALENTS

 5,451 

 2,859 

 79,025 

 26,797 

 1,994 

TOTAL ASSETS

CURRENT LIABILITIES

LONG-TERM DEBT

 813,903 

 650,180 

 449,008 

 371,424 

 307,994 

 145,567 

 77,453 

 86,768 

 46,406 

 59,033 

 56,028 

 47,491 

 6,363 

 6,320 

—

STOCKHOLDERS' EQUITY

 560,714 

 466,170 

 350,865 

 290,140 

 249,443 

STOCKHOLDERS' EQUITY PER DILUTED SHARE

 10.36 

 8.68 

 6.61 

 5.51 

 4.74 

FUNDS FLOW DATA ($000)

OPERATIONS

INVESTMENTS

FINANCING

 61,318 

 61,183 

 128,814 

 97,925 

 54,856 

 (76,213)

 (158,719)

 (61,273)

 (37,046)

 (34,635)

 17,357 

 18,735 

 (29,626)

 (18,500)

 (39,684)

NET INCREASE (DECREASE) IN CASH

 2,462 

 (78,801)

 37,915 

 42,379 

 (19,463)

RATIO ANALYSIS

GROSS PROFIT

RETURN ON AVERAGE EQUITY

RETURN ON AVERAGE ASSETS

PRE-TAX INCOME ON SALES

NET INCOME ON SALES

TOTAL LIABILITIES TO EQUITY

QUICK RATIO1

CURRENT RATIO

YEAR-END PRICE EARNINGS RATIO

26.7%

19.5%

13.7%

14.0%

11.3%

45.2%

 0.9 

 2.4 

 40.5 

25.8%

14.4%

10.7%

12.9%

11.0%

39.5%

1.0 

2.5 

72.9 

30.3%

24.7%

19.3%

19.8%

15.4%

28.0%

2.3 

3.7 

44.7 

25.4%

19.9%

15.8%

14.3%

11.4%

28.0%

2.0 

3.3 

48.4 

23.9%

17.3%

14.0%

12.8%

9.8%

23.5%

1.3 

3.0 

43.8 

4 | INTRO

1 = (Cash & cash equivalents + investments + receivables)/current liabilities

INTRO | 5  

19 91

Formed AAON Coil Products, 
a Texas Corporation, as a 
subsidiary to AAON, Inc. 
(Nevada) and purchased coil 
making assets of Coil Plus.

1996

Purchased 40 acres with 
457,000 square foot plant  
and 22,000 square foot office 
space located across from  
the Tulsa facility.

19 92

AAON acquires Coils Plus, Inc. 
and renovates the 110,000 sq/ft 
plant in Longview, Texas.

1998

AAON yearly shipments exceed 
$100 million.

Received U.S. patent for Dimple 
Heat Exchanger Tube.

TIMELINE
19 88

AAON, an Oklahoma corporation, 
was founded.

Purchase of John Zink Air 
Conditioning Division.

19 89

AAON purchased, renovated, and 
moved into a 184,000 square 
foot plant in Tulsa, Oklahoma.

Introduced a new product 
line of rooftop heating and air 
conditioning units 2–140 tons.

19 93 

Listed on the NASDAQ National 
Market System.

19 90

Listed on NASDAQ Small Cap– 
Symbol “AAON”.

19 95

Completed expansion of the Tulsa 
facility to 332,000 square feet.

1999

Completed Tulsa, Oklahoma and 
Longview, Texas plant additions 
yielding a total exceeding one 
million square feet.

2001 

Introduced evaporative-cooled 
condensing energy savings 
feature.

2003 

Started production of 
polyurethane foam-filled 
double-wall construction 
panels for rooftop and chiller 
products using newly purchased 
manufacturing equipment.

2010

AAON RQ Series win ACHR News 
Dealer Design award.

AAON RN Series rooftop unit 
named 2010 Product of the Year  
 –Silver by Consulting-Specifying 
Engineer Magazine.

2012 

AAON yearly shipments exceed 
$300 million.

2018 

AAON acquires WattMaster 
Controls, Inc.

2019 

AAON Breaks Ground on New 
Facility in Longview.

AAON Opens Norman 
Asbjornson Innovation Center.

2021 

AAON introduces new low 
ambient air-source heat pump 
rooftop units.

AAON introduces the AAON 
Mobile Experience tour trailer.

AAON RZ Series Rooftop Unit 
named “Product of the Year” by 
readers of Consulting-Specifying 
Engineer magazine.

AAON acquires BASX Solutions. 

2020 

Founder Norman H. Asbjornson 
Transitions to Executive 
Chairman. Gary D. Fields 
assumes new role as CEO.

2022 

AAON Zero Degree Cold Climate 
AirSource Heat Pumps win 
ACHR Dealer Design award.

AAON exceeds $880 million in 
sales.

2015 

AAON Low Leakage Dampers 
voted “Product of the Year”  
by Consulting Specifying 
Engineer magazine.

AAON exceeds $500 million in 
sales.

AAON RN Series with Variable 
Speed Compressors voted “Most 
Valuable Product”.

6 | INTRO

INTRO | 7  

FROM THE PRESIDENT

DEAR SHAREHOLDERS, 

At AAON, 2022 started off slow but finished with a bang. 

Hyperinflation and supply chain issues that weighed on our 

performance at the end of 2021 accelerated in the early 

months of 2022. In response, our team pivoted quickly 

and made necessary adjustments, resulting in profitability 

improving significantly throughout the year. 

By the third quarter, we achieved record sales  

and earnings, quickly followed with another record 

in the fourth quarter. 

We finished 2022 with record sales, earnings, and backlog. 

Our backlog finished up year-over-year 110% and increased 

sequentially every quarter even while we increased 

capacity and production rates. Overall, our operational 

teams performed extremely well and I am proud of what  

we were able to accomplish.

8 | FROM THE PRESIDENT

FROM THE PRESIDENT | 9  

A MAINSTREAM PLAYER

In 2022, AAON began embarking on a historic transition. As the broader industry  

was in a defensive stance brought on by extended lead times, inflation, supply  

chain issues, and challenges related to increased minimum energy efficiency 

government regulations, AAON went on the offensive. We seized the opportunity 

and began the transition from a niche to mainstream industry player. 

During 2022, AAON had the shortest lead times in the 
industry, an unmatched ability to overcome supply chain 
issues due to our custom engineering capabilities, significant 
pricing power to absorb inflationary pressures, and a 
product portfolio years ahead of the higher minimum energy 
efficiency standards that went into effect on January 1, 2023.

These factors provided the company with distinct advantages compared  

to our competition. Most meaningfully, the higher energy efficiency standards 

implemented by the Department of Energy forced many of our competitors 

to redesign a large percentage of their equipment and utilize more costly 

components, increasing their cost of manufacturing, which was then offset with 

price increases. As a result, our product offerings now present an even more 

compelling value proposition as our historical price premium has narrowed.  

With a more attractive value proposition, competitive lead times, and equipment 

that best serves the increasing decarbonization and indoor air quality 

demands, we are positioned to take a meaningful amount of market share.

To capitalize on the robust growth that we anticipate, we continue investing in 

manufacturing capacity. This includes finding ways to increase the capacity of 

our current manufacturing footprint for the short-term and investing in new 

facilities for the long-term. To that end, we estimate a capital expenditure budget 

for 2023 of $135.0 million, which represents a 150.0% year-over-year increase.

RN SERIES  
AIR-SOURCE HEAT PUMP

MARKET LEADING INNOVATION

Innovation has been the backbone of AAON’s success to date and will 

continue to be in the future. In 2022, we introduced revolutionary air-

source heat pump equipment that is operable down to zero degrees 

Fahrenheit. We now offer this configuration in a majority of our portfolio 

of packaged rooftop units. This is a revolutionary advancement because 

while heat pump technology is fully electric, up until now, the technology 

was only operable down to around 30 degrees Fahrenheit, preventing a large 

percentage of the North American market from efficiently utilizing air-source 

heat pump technology. The introduction of this new technology expands the 

total addressable heat pump market immensely. Additionally, being first to 

market and the only offering in the industry gives us a big advantage.  

We continue to make research and development a high priority in AAON’s growth 

strategy. R&D expenses were $46.8 million in 2022, up 180% from 2021.

INVESTING IN MARKETING

To leverage our market position and help drive growth, we are increasingly 

investing to support our sales channel. In 2022, we made the decision to 

“Level Up” our marketing approach and allocate additional resources to 

branding, advertising, and marketing tools. Our total addressable market is 

significantly larger in comparison to our current market share and we believe 

a renewed focus on marketing will help our sales channel close this gap  

and better demonstrate the value of AAON equipment to our customers. 

Included in these marketing investments is our new Exploration Center,  

which was under construction in 2022. This building, which opened in  

March 2023 at our Tulsa facility, is our home base for customer visits  

and showcases our products alongside their respective market alternatives. 

Customers will now have the most interactive showcase of what the industry 

has to offer and will be able to experience first-hand the high quality  

and compelling value that AAON provides  

versus the competition.

10 | FROM THE PRESIDENT

FROM THE PRESIDENT | 11  

LOOKING FORWARD

In 2023, we anticipate AAON will generate another year of 

record sales and earnings. Entering the year, our backlog 

was a record in size, the margin profile of the backlog has  

never been better, production rates and productivity continue 

to increase, and order trends have been very positive 

through the early months of the year. Long-term, we are the 

most optimistic we have been in years. The time is now.

To our stakeholders, we cannot achieve these results 

without your support and commitment. We continue to 

benefit from the total cooperation and dedicated service of 

our employees and independent sales representatives.

To our shareholders, we are honored to have each of you 

with us and look forward to delivering the returns that will 

justify your ownership.

12 | FROM THE PRESIDENT

FROM THE PRESIDENT | 13  

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 10-K

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE 
ACT OF 1934

☒

For the fiscal year ended December 31, 2022
or

☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES 

EXCHANGE ACT OF 1934

For the transition period from _________________ to _________________

Commission file number:  0-18953

AAON, INC.
  (Exact name of registrant as specified in its charter)

Nevada

(State or other jurisdiction

of incorporation or organization)

87-0448736

(IRS Employer

Identification No.)

2425 South Yukon Ave., Tulsa, Oklahoma

74107

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code:  (918) 583-2266

Securities registered pursuant to Section 12(b) of the Act:      

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock

AAON

NASDAQ

Securities registered pursuant to Section 12(g) of the Act: None

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities 
Act. 

                                                                                                                                            ☐ Yes          ☒ No

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. 

                                                                                                                                            ☐  Yes        ☒  No

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of 
the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant 
was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

                                                                                                                                            ☒  Yes        ☐  No

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if 
any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during 
the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
                                                                                                                                            ☒  Yes        ☐  No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer 
or a smaller reporting company (as defined in Rule 12b-2 of the Securities Exchange Act of 1934). 
or a smaller reporting company (as defined in Rule 12b-2 of the Securities Exchange Act of 1934). 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer 
or a smaller reporting company (as defined in Rule 12b-2 of the Securities Exchange Act of 1934). 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer 
or a smaller reporting company (as defined in Rule 12b-2 of the Securities Exchange Act of 1934). 

Large accelerated filer

Large accelerated filer

Large accelerated filer

Large accelerated filer

Non-accelerated filer

Non-accelerated filer

Non-accelerated filer

Non-accelerated filer

☒ Accelerated filer
☒ Accelerated filer
☒ Accelerated filer
☒ Accelerated filer
☐ Smaller reporting company
☐ Smaller reporting company
☐ Smaller reporting company
☐ Smaller reporting company
Emerging growth company
Emerging growth company
Emerging growth company
Emerging growth company

☐
☐
☐

☐
☐
☐

☐
☐
☐

☐
☐
☐

If  an  emerging  growth  company,  indicate  by  check  mark  if  the  registrant  has  elected  not  to  use  the  extended 
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 
13(a) of the Exchange Act. ☐

If  an  emerging  growth  company,  indicate  by  check  mark  if  the  registrant  has  elected  not  to  use  the  extended 
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 
13(a) of the Exchange Act. ☐

If  an  emerging  growth  company,  indicate  by  check  mark  if  the  registrant  has  elected  not  to  use  the  extended 
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 
13(a) of the Exchange Act. ☐

If  an  emerging  growth  company,  indicate  by  check  mark  if  the  registrant  has  elected  not  to  use  the  extended 
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 
13(a) of the Exchange Act. ☐

Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of 
Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of 
the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 
the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 
U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☒ 
U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☒ 

Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of 
the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 
U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☒ 

Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of 
the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 
U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☒ 

If  securities  are  registered  pursuant  to  Section  12(b)  of  the  Act,  indicate  by  check  mark  whether  the  financial 
statements  of  the  registrant  included  in  the  filing  reflect  the  correction  of  an  error  to  previously  issued  financial 
statements. ☐ 

If  securities  are  registered  pursuant  to  Section  12(b)  of  the  Act,  indicate  by  check  mark  whether  the  financial 
statements  of  the  registrant  included  in  the  filing  reflect  the  correction  of  an  error  to  previously  issued  financial 
statements. ☐ 

If  securities  are  registered  pursuant  to  Section  12(b)  of  the  Act,  indicate  by  check  mark  whether  the  financial 
statements  of  the  registrant  included  in  the  filing  reflect  the  correction  of  an  error  to  previously  issued  financial 
statements. ☐ 

If  securities  are  registered  pursuant  to  Section  12(b)  of  the  Act,  indicate  by  check  mark  whether  the  financial 
statements  of  the  registrant  included  in  the  filing  reflect  the  correction  of  an  error  to  previously  issued  financial 
statements. ☐ 

Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of 
incentive-based  compensation  received  by  any  of  the  registrant’s  executive  officers  during  the  relevant  recovery 
period pursuant to §240.10D-1(b). ☐ 

Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of 
incentive-based  compensation  received  by  any  of  the  registrant’s  executive  officers  during  the  relevant  recovery 
period pursuant to §240.10D-1(b). ☐ 

Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of 
incentive-based  compensation  received  by  any  of  the  registrant’s  executive  officers  during  the  relevant  recovery 
period pursuant to §240.10D-1(b). ☐ 

Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of 
incentive-based  compensation  received  by  any  of  the  registrant’s  executive  officers  during  the  relevant  recovery 
period pursuant to §240.10D-1(b). ☐ 

Indicate by check mark whether the registrant is a shell company (as defined by Rule 12b-2 of the Act.) 

Indicate by check mark whether the registrant is a shell company (as defined by Rule 12b-2 of the Act.) 

Indicate by check mark whether the registrant is a shell company (as defined by Rule 12b-2 of the Act.) 

Indicate by check mark whether the registrant is a shell company (as defined by Rule 12b-2 of the Act.) 
 ☐  Yes        ☒  No

 ☐  Yes        ☒  No

 ☐  Yes        ☒  No

 ☐  Yes        ☒  No

The aggregate market value of the common equity held by non-affiliates computed by reference to the closing price 
of registrant’s common stock on the last business day of registrant’s most recently completed second quarter June 
30,  2022  was  $2,388.5  million  based  upon  the  closing  price  reported  for  such  date  on  the  Nasdaq  Global  Select 
Market.

The aggregate market value of the common equity held by non-affiliates computed by reference to the closing price 
of registrant’s common stock on the last business day of registrant’s most recently completed second quarter June 
30,  2022  was  $2,388.5  million  based  upon  the  closing  price  reported  for  such  date  on  the  Nasdaq  Global  Select 
Market.

The aggregate market value of the common equity held by non-affiliates computed by reference to the closing price 
of registrant’s common stock on the last business day of registrant’s most recently completed second quarter June 
30,  2022  was  $2,388.5  million  based  upon  the  closing  price  reported  for  such  date  on  the  Nasdaq  Global  Select 
Market.

The aggregate market value of the common equity held by non-affiliates computed by reference to the closing price 
of registrant’s common stock on the last business day of registrant’s most recently completed second quarter June 
30,  2022  was  $2,388.5  million  based  upon  the  closing  price  reported  for  such  date  on  the  Nasdaq  Global  Select 
Market.

As  of  February  22,  2023,  registrant  had  outstanding  a  total  of  53,481,412  shares  of  its  $.004  par  value  Common 
Stock.

As  of  February  22,  2023,  registrant  had  outstanding  a  total  of  53,481,412  shares  of  its  $.004  par  value  Common 
Stock.

As  of  February  22,  2023,  registrant  had  outstanding  a  total  of  53,481,412  shares  of  its  $.004  par  value  Common 
Stock.

As  of  February  22,  2023,  registrant  had  outstanding  a  total  of  53,481,412  shares  of  its  $.004  par  value  Common 
Stock.

DOCUMENTS INCORPORATED BY REFERENCE

DOCUMENTS INCORPORATED BY REFERENCE

DOCUMENTS INCORPORATED BY REFERENCE

DOCUMENTS INCORPORATED BY REFERENCE

Portions  of  registrant’s  definitive  Proxy  Statement  to  be  filed  in  connection  with  the  2023  Annual  Meeting  of 
Stockholders to be held May 16, 2023, incorporated herein by reference in Part III of this Annual Report on Form 
10-K to the extent stated herein.

Portions  of  registrant’s  definitive  Proxy  Statement  to  be  filed  in  connection  with  the  2023  Annual  Meeting  of 
Stockholders to be held May 16, 2023, incorporated herein by reference in Part III of this Annual Report on Form 
10-K to the extent stated herein.

Portions  of  registrant’s  definitive  Proxy  Statement  to  be  filed  in  connection  with  the  2023  Annual  Meeting  of 
Stockholders to be held May 16, 2023, incorporated herein by reference in Part III of this Annual Report on Form 
10-K to the extent stated herein.

Portions  of  registrant’s  definitive  Proxy  Statement  to  be  filed  in  connection  with  the  2023  Annual  Meeting  of 
Stockholders to be held May 16, 2023, incorporated herein by reference in Part III of this Annual Report on Form 
10-K to the extent stated herein.

 
 
      
 
 
 
 
TABLE OF CONTENTS

Forward-Looking Statements

Item Number and Caption

PART I

1.

Business.

1A. Risk Factors.

1B.  Unresolved Staff Comments.

2.

3.

Properties. 

Legal Proceedings.

4. Mine Safety Disclosure.

PART II

5. Market for Registrant’s Common Equity, Related Stockholder Matters and 

Issuer Purchases of Equity Securities.

6.

Reserved.

7. Management’s Discussion and Analysis of Financial Condition and Results of 

Operations.

7A. Quantitative and Qualitative Disclosures About Market Risk.

8.

9.

Financial Statements and Supplementary Data.

Changes in and Disagreements with Accountants on Accounting and Financial 
Disclosure.

9A.  Controls and Procedures.

9B. Other Information.

PART III

10. Directors, Executive Officers and Corporate Governance.

11. Executive Compensation. 

12.

Security Ownership of Certain Beneficial Owners and Management and 
Related Stockholder Matters.

13. Certain Relationships and Related Transactions, and Director Independence.

14.

Principal Accountant Fees and Services.

PART IV

15. Exhibits and Financial Statement Schedules.

Signatures

Page
Number

2

10

15

15

16

16

17

18

18

30

31

69

70

72

72

72

72

72

72

73

75

This Annual Report on Form 10-K (or statements otherwise made by the Company or on the Company’s behalf from 
time  to  time  in  other  reports,  filings  with  the  Securities  and  Exchange  Commission  (“SEC”),  news  releases, 
conferences,  website  postings,  presentations  or  otherwise)  includes  “forward-looking  statements”  within  the 
meaning  of  the  Private  Securities  Litigation  Reform  Act  of  1995.    Any  statements  contained  herein  that  are  not 
historical facts are forward-looking statements and involve risks and uncertainties.  For all of these forward-looking 
statements, we claim the protection of the safe harbor for forward-looking statements contained in the U.S. Private 
Securities Litigation Reform Act of 1995.  Words such as “expects”, “anticipates”, “intends”, “plans”, “believes”, 
“seeks”,  “estimates”,  “confident”,  “outlook”,  “project”,  “should”,  “will”,  and  variations  of  such  words  and  other 
words  of  similar  meaning  or  similar  expressions  are  intended  to  identify  such  forward-looking  statements.    These 
statements are not guarantees of future performance and involve certain risks, uncertainties and assumptions, which 
are  difficult  to  predict.    Therefore,  actual  outcomes  and  results  may  differ  materially  from  what  is  expressed  or 
forecasted in such forward-looking statements.  Important factors that could cause results to differ materially from 
those in the forward-looking statements include, among others:

• market conditions and customer demand for our products;
•
•

the timing and extent of changes in raw material and component prices;
naturally-occurring  events,  pandemics,  and  other  disasters  causing  disruption  to  our  manufacturing 
operations, product deliveries and production capacity;
the impact caused by inflationary cost pressures, national or global health issues, such as the coronavirus 
pandemic  (“COVID-19”),  any  variants  or  similar  outbreaks  (including  the  response  thereto)  and  their 
effects  on,  among  other  things,  demand  for  our  products,  supply  chain  disruptions,  our  liquidity  and 
financial position, results of operations, stock price, payment of dividends, our ability to secure new orders, 
our ability to convert backlog to revenue and impacts to the operations status of our facilities;
natural  disasters  and  extreme  weather  conditions,  including,  without  limitation,  their  effects  on  locations 
where our products are manufactured;
the effects of fluctuations in the commercial/industrial new construction market;
the timing of introduction and market acceptance of new products;
the timing and extent of changes in interest rates, as well as other competitive factors during the year;
general economic, market or business conditions;
creditworthiness of our customers and their access to capital;
changing technologies;
the material failure, interruption of service, compromised data or information technology security, phishing 
emails,  cybersecurity  breaches  or  other  impacts  to  our  information  technology  and  related  systems  and 
networks  (including  any  of  the  foregoing  of  third-party  vendors  and  other  contractors  who  provide 
information technology or other services);
costs and results of litigation, including trial and appellate costs;
economic,  market  or  business  conditions  in  the  specific  industry  and  market  in  which  our  businesses 
operate;
future  levels  of  capital  expenditures,  research  and  development  and  indebtedness,  including,  without 
limitation, our ability to reduce indebtedness and risks associated with the same;
legal, regulatory, and environmental issues, including, without limitation, compliance of our products with 
mandated standards and specifications; and
integration of acquired businesses and our ability to realize synergies and cost savings.

•

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Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the 
date on which they are made.  Except as required by federal securities laws, we undertake no obligation to update 
any forward-looking statement to reflect events, occurrences or developments after the date on which such statement 
is made.  For a discussion of risks and uncertainties which could cause actual results to differ from those contained 
in the forward-looking statements, please see Item 1A “Risk Factors” included in this Annual Report on Form 10-K, 
and as otherwise disclosed from time to time in our other filings with the SEC.

1

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PART I

Item 1.  Business.

Overview

AAON,  Inc.,  a  Nevada  corporation,  (“AAON  Nevada”)  was  incorporated  on  August  18,  1987.  Our  operating 
subsidiaries  include  AAON,  Inc.,  an  Oklahoma  corporation  ("AAON  Oklahoma"),  AAON  Coil  Products,  Inc.,  a 
Texas corporation ("AAON Coil Products"), and BasX, Inc., an Oregon corporation ("BASX"). Unless the context 
otherwise requires, references in this Annual Report to “AAON”, the “Company”, “we”, “us”, “our”, or “ours” refer 
to AAON Nevada and our subsidiaries.

We  are  engaged  in  the  engineering,  manufacturing,  marketing,  and  sale  of  premium  air  conditioning  and  heating 
equipment consisting of standard, semi-custom, and custom rooftop units, data center cooling solutions, cleanroom 
systems,  packaged  outdoor  mechanical  rooms,  air  handling  units,  makeup  air  units,  energy  recovery  units, 
condensing units, geothermal/water-source heat pumps, coils, and controls.

Business Segments

The Company conducts its business through three business segments: AAON Oklahoma, AAON Coil Products, and 
BASX.

AAON Oklahoma: AAON Oklahoma designs, manufactures, sells, and services standard, semi-custom, and custom 
heating, ventilation, and air conditioning ("HVAC") systems, designs and produces controls solutions for all of our 
HVAC  units,  and  sells  retail  parts  to  customers  through  our  two  retail  part  stores  in  Tulsa,  Oklahoma  as  well  as 
online. Through our Norman Asbjornson Innovation Center ("NAIC") research and development laboratory facility 
in Tulsa, Oklahoma, the Company is able to test units under various environmental conditions. AAON Oklahoma 
includes  the  operations  of  our  Tulsa,  Oklahoma  and  Parkville,  Missouri  facilities,  our  NAIC  research  and 
development laboratory facility and two retail parts locations. 

AAON Coil Products: AAON Coil Products designs and manufactures a selection of our standard, semi-custom, and 
custom HVAC systems. AAON Coil Products also designs and manufactures various heating and cooling coils to be 
used in HVAC systems, mostly for the benefit of AAON Oklahoma and AAON Coil Products. AAON Coil Products 
consists of operations at our Longview, Texas facilities. 

BASX: BASX provides product development design and manufacturing of custom engineered air handling systems 
including  high  efficiency  data  center  cooling  solutions,  cleanroom  HVAC  systems,  commercial/industrial  HVAC 
systems,  and  modular  solutions.  Additionally,  BASX  designs  and  manufactures  cleanroom  environmental  control 
systems  to  support  hospital  surgical  suites,  pharmaceutical  process  facilities,  semiconductor  and  electronics 
manufacturing, laboratory and isolation and modular cleanrooms for facility flexibility. BASX consists of operations 
at our Redmond, Oregon facility.

For  more  information  on  our  business  segments'  financial  position  and  results  of  operations,  refer  to  Note  22, 
"Segments," of the notes to consolidated financial statements.

Business and Marketing Strategy

Our products serve the commercial, industrial, data center cooling solutions, and cleanroom new construction and 
replacement markets within the HVAC equipment industry. Our business strategy involves mass customization that 
uses flexible computer-aided manufacturing systems to produce standard, semi-custom, and custom equipment and 
combines the low unit costs of mass production processes with the flexibility of individual customization. Through a 
collaborative effort with our independent representative sales offices, we design and manufacture the precise semi-
custom product offering that best serves the customer's needs.

Our marketing strategy focuses on customers and markets that demand HVAC equipment with higher performance, 
greater  energy  efficiency,  and  best  indoor  air  quality.  We  manufacture  equipment  with  more  capabilities  than  the 
standard  offerings  found  in  the  HVAC  equipment  industry.  We  further  focus  on  developing  a  company  culture 
focused upon customer satisfaction, reducing product delivery channel time and cost, and continuing with the goal 
of product and manufacturing technology leadership and innovation. Our product mix, with a heavy investment in 
research and development, has an emphasis on energy efficiency, environment, and indoor air quality.

We are committed to designing and manufacturing innovative HVAC products of the highest quality, efficiency, and 
performance. As such, we are committed to meeting certification standards of the relevant standard setting bodies, 
including  the  Air-Conditioning,  Heating,  and  Refrigeration  Institute  (“AHRI”);  the  American  National  Standards 
Institute ("ANSI"); American Society of Heating, Refrigeration and Air-Conditioning Engineers ("ASHRAE"); the 
Air Movement and Control Association ("AMCA") and the International Organization for Standardization ("ISO").

To date, our sales have been primarily derived from the domestic market. Foreign sales accounted for approximately 
$27.6  million,  $14.8  million,  and  $11.7  million  of  our  net  sales  in  2022,  2021,  and  2020,  respectively.  As  a 
percentage of net sales, foreign sales accounted for approximately 3.1%, 3.0%, and 2.0% of our net sales in each of 
those years, respectively.

Products - AAON Oklahoma and AAON Coil Products

Our rooftop and condensing unit markets primarily consist of units installed on commercial or industrial structures 
of generally less than ten stories in height. Our air handling units, self-contained units, geothermal/water-source heat 
pumps, and coils are suitable for all sizes of commercial and industrial buildings.

The size of these markets is determined primarily by the number of commercial and industrial building completions 
and replacement demand from existing buildings. The replacement market consists of products installed to replace 
existing  units/components  that  are  worn  or  damaged  and  products  to  upgrade  certain  components,  such  as  low 
leakage dampers, high efficiency heat exchangers and modern controls components.

The commercial and industrial new construction markets are subject to cyclical fluctuations in that they generally 
lag behind the housing market. The housing market, in turn, is influenced by cyclical factors such as interest rates, 
inflation,  consumer  spending  habits,  employment  rates,  the  state  of  the  economy  and  other  macroeconomic 
factors. When new construction is down, we emphasize the replacement market.

Based on our 2022 combined sales of $771.1 million at AAON Oklahoma and AAON Coil Products, we estimate 
that we have approximately a 12% share of the greater than five ton rooftop market and a 2% share of the less than 
five ton market. The ratio of sales for new construction versus replacement is related to various factors. Generally, 
the cyclicality of the new construction market impacts this ratio the most over an economic cycle.

We purchase certain components, fabricate sheet metal and tubing and then assemble and test the finished products. 
Our  primary  finished  products  consist  of  a  single  unit  system  containing  heating  and  cooling  in  a  self-contained 
cabinet, referred to in the industry as “unitary products”. Our other finished products are coils, air handling units, 
condensing units, makeup air units, energy recovery units, rooftop units, geothermal/water-source heat pumps, and 
controls. 

We offer three groups of rooftop units: the RQ Series, consisting of five cooling sizes ranging from two to six tons; 
the RN Series, offered in 28 cooling sizes ranging from six to 140 tons; and the RZ Series, which is offered in 15 
cooling sizes ranging from 45 to 261 tons. 

The RQ series and RN Series, 2 to 50 tons, feature the option of our Zero Degree Cold Climate Air-Source Heat 
Pumps. Our Zero Degree Cold Climate Air-Source Heat Pumps are a critical solution to meet the increasing demand 
for  building  decarbonization  in  cold  climates.  With  variable  speed  operation,  these  heat  pumps  provide  energy 
efficient heating and cooling throughout the seasons and the heat pump heating performance has been tested in the 
NAIC down to an ambient temperature of 0oF.

We also offer the SA, SB and M2 Series as indoor packaged, water-cooled or geothermal/water-source heat pump 
self-contained units with cooling capacities of three to 70 tons.

Our condensing unit, the CF Series, is available from 2 to 70 tons.

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Our air handling units consist of the indoor H3 and V3 Series and the modular M2 Series, as well as air handling 
unit configurations of the RQ, RN, RZ, and SA Series units.

integration  into  air  handling  units  as  well  as  for  replacement  applications.  BASX  also  offers  integrated  sound 
performance solutions. 

Our energy recovery option applicable to our RQ, RN, RZ, and SB units, as well as our H3, V3, and M2 Series air 
handling  units,  responds  to  the  U.S.  Clean  Air  Act  mandate  to  increase  fresh  air  in  commercial  structures.  Our 
products are designed to compete on the higher quality end of standardized products.

Our RN, RQ, M2, and SB Series, are AHRI certified in accordance with ANSI/AHRI/ASHRAE/ISO 13256.

Our unitary products (RQ and RN Series) are certified with AHRI and the US Department of Energy to ANSI/AHRI 
210/240 up to 5 tons capacity and ANSI/AHRI 340/360 up to 63 tons capacity. 

Performance  characteristics  of  our  products  range  in  cooling  capacity  from  2  to  261  tons  and  in  heating  capacity 
from  7,200  to  4,500,000  British  Thermal  Units  ("BTUs").  Many  of  our  products  far  exceed  these  minimum 
standards and are among the highest efficiency products currently available in the market.

A typical commercial building installation requires one ton of air conditioning for every 300-400 square feet or, for 
a 100,000 square foot building, 250 tons of air conditioning, which can involve multiple units.

Our  packaged  rooftop  units  with  two  stage  or  variable  speed  compressors  are  optimized  with  high  efficiency 
evaporator and condenser coils and variable speed fans, leading to an AHRI Certified performance up to 20.3 SEER 
and  22.5  IEER.  AAON  H3/V3  Series  energy  recovery  wheel  air  handling  units  provide  energy  efficient  100% 
outside air ventilation by recovering energy that would otherwise be exhausted from a building. 

We design and produce controls solutions for all of our HVAC units including rooftop units, air handlers and water-
source  heat  pumps.  We  provide  factory-developed  and  tested  controls  options  for  variable  air  volume  systems 
associated with those units and other HVAC related equipment.

We  offer  several  controls  options:  the  Orion  Controller,  Pioneer  Gold,  Pioneer  Silver,  terminal  block  for  field 
installed  controls,  and  factory  installed  customer  provided  controls.  Most  of  our  controls  are  Underwriters 
Laboratories category ZPVI2 compliant and BACnet Testing Laboratories certified which ensures our products meet 
internationally recognized standards for safety, traceability, conformance, and production quality. Our economizer 
function  is  California  Title  24  certified  to  minimize  energy  consumption.  Our  proven  sequences  of  operation 
optimize the performance of our HVAC units.

Out  of  the  box,  our  controls  are  user-friendly  and  configurable  to  provide  a  variety  of  HVAC  unit  application 
options, but we are also able to customize our controls to meet customers’ unique requirements. We have controls 
solutions that enhance our products  unique features and capabilities.

Products - BASX

The products BASX manufactures are highly engineered and customized products, fully complementing our existing 
business.  BASX  data  center  cooling  solutions  are  focused  on  providing  highly  configurable,  purpose-built 
equipment  with  a  focus  on  efficiency,  speed  of  deployment,  and  quality.  High-performance  air-cooled  chiller 
solutions are provided with indirect airside economization and optional adiabatic assisted cooling, and are designed 
to integrate with high performance computing systems requiring direct to chip cooling. White space process cooling 
solutions  include  fan  coil  walls,  computer  room  air  handling  ("CRAH")  units,  overhead  fan  coils,  in-row  coolers, 
and chilled water air handlers. Packaged solutions include coupled economizing chillers with integrated air handling 
units, direct evaporative coolers, and packaged direct expansion ("DX") solutions with airside economizers. 

BASX  cleanroom  products  are  built  to  provide  environmental  control  serving  critical  processes  and  high-fidelity 
control  for  precise  industry  requirements.  Process  cooling  solutions  include  recirculation  air  handling  units  and 
make  up  air  handling  units  including  integration  of  piping  systems  and  controls.  Environmental  control  solutions 
include modular cleanroom environments, fan filter units, filtered ceiling grids with integral flush mount lighting, 
pressurized plenums with integral ceiling grids, and hospital surgical suites.

BASX  custom  air  handling  products  are  primarily  used  in  commercial,  industrial,  healthcare,  and  institutional 
facilities  employing  chilled  water  cooling,  packaged  direct  expansion,  heating  hot  water,  indirect  gas  direct  heat, 
humidification,  dehumidification,  filtration,  and  integrated  controls.  BASX  manufactures  plenum  fans  for 

Air Quality Products

The  Coronavirus  Disease  2019  ("COVID-19")  pandemic  fueled  a  great  deal  of  concern  over  best  practices  in  the 
design and operation of building HVAC systems. In order to mitigate the spread of COVID-19, influenza, and other 
similar type respiratory diseases, we have performed significant research on what affects the transmission of these 
diseases and how AAON HVAC systems can be best designed. The American Society of Heating, Refrigeration and 
Air-Conditioning  Engineers  ("ASHRAE"),  a  professional  association  with  a  goal  of  advancing  HVAC  systems 
designs and construction, established an Epidemic Task Force in 2020 and determined several recommendations to 
mitigate the spread of the virus, including humidity control, air filtration, increased outdoor air ventilation, and air 
disinfection. 

Humidity control - We continue to lead the market in developing energy efficient humidity control with the use of 
variable  capacity  compressors  and  modulating  hot  gas  reheat.  Designing  HVAC  systems  with  superior  humidity 
control  allows  building  management  to  maintain  ASHRAE’s  recommended  ambient  relative  humidity  levels  of 
40%-60%, the ideal level to inactivate viruses in the air and on surfaces.  

Air Filtration - We standardized a design that uses a backward curved fan wheel, which can accommodate higher 
airflow and static pressure required for the ASHRAE recommended MERV 13 filtration, the minimum filter level 
for  virus  mitigation,  with  very  little  reconfiguration.  Prior  to  2020,  a  vast  majority  of  commercial  buildings  used 
filtration levels of MERV 4 to MERV 8, which has always been acceptable for filtering out typical particulates in 
the air stream.

Outdoor Air Ventilation	-	Our innovative use of energy recovery wheels and energy recovery plates combined with 
its superior humidity control design can help building management follow outdoor ventilation air recommendations 
while limiting an increase of energy usage and maintaining recommended humidity levels.

Air Disinfection	- Our basic design characteristics allow for an easy installation of ultraviolet lighting equipment. In 
addition  to  this  equipment  offered  as  options  in  new  units  sold,  our  basic  design  characteristics  allow  for  easy 
installation in units already used in the field. 

Overall,  we  are  well  positioned  to  accommodate  the  heightened  demand  for  features  that  can  help  mitigate  virus 
transmission and improve indoor air quality. The features that ASHRAE recommends require premium designs and 
configurations that are standard in our units. As a result, we are able to incorporate air quality features into our units 
at a minimal price premium and with no delivery delay.      

Representatives

As  of  December  31,  2022,  we  employ  a  sales  staff  of  69  individuals  and  utilize  approximately  64  independent 
manufacturer representatives’ organizations (“Representatives”) having 127 offices to market our products primarily 
in the United States and Canada. Sales are made directly to the contractor or end user, with shipments being made 
from our Tulsa, Oklahoma, Longview, Texas, Parkville, Missouri, or Redmond, Oregon facilities to the job site.

Historically,  our  products  and  sales  strategy  focused  on  niche  markets.  However,  market  trends  related  to  the 
COVID-19 pandemic and indoor air quality, decarbonization and energy efficiency, and higher energy prices, have 
positioned us to focus on a wider spectrum of the nonresidential HVAC equipment industry. The targeted markets 
for our equipment are customers seeking products of higher performance and better quality than those offered, and/
or options not offered, by standardized manufacturers.

To  support  and  service  our  customers  and  the  ultimate  consumer,  we  provide  parts  availability  through  our 
Representatives'  sales  offices,  as  well  as  our  two  Tulsa,  Oklahoma  operated  retail  parts  stores,  to  serve  the  local 
markets.  We  also  have  factory  service  organizations  at  each  of  our  facilities.  Additionally,  a  number  of  the 
Representatives we utilize have their own service organizations, which, in connection with us, provide the necessary 
warranty work and/or normal service to customers.  

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We have a program focused on increasing service capabilities across our North America Representative network, by 
assisting  Representatives  with  business  plans,  providing  training,  and  creating  a  cohesive  network  of  service 
organizations to better meet the operational and maintenance needs of our customer base.

Warranties

Our product warranty policy is the earlier of one year from the date of first use or 18 months from date of shipment 
for parts only, including controls; 18 months for data center cooling solutions and cleanroom systems; five years for 
compressors  (if  applicable);  15  years  on  aluminized  steel  gas-fired  heat  exchangers  (if  applicable);  25  years  on 
stainless  steel  heat  exchangers  (if  applicable);  and  ten  years  on  gas-fired  heat  exchangers  in  our  historical  RL 
products (if applicable). Our warranty policy for the RQ series covers parts for two years from date of unit shipment. 
Our  warranty  policy  for  the  WH  and  WV  Series  geothermal/water-source  heat  pumps  covers  parts  for  five  years 
from the date of installation.

The  Company  also  sells  extended  warranties  on  parts  for  various  lengths  of  time  ranging  from  six  months  to  ten 
years.  Revenue  for  these  separately  priced  warranties  is  deferred  and  recognized  on  a  straight-line  basis  over  the 
separately priced warranty period.

Major Customers

One customer, Texas AirSystems LLC, accounted for 10% or more of our sales during 2022, 2021, and 2020. No 
other  customer  accounted  for  more  than  10%  of  our  sales  during  2022,  2021,  and  2020.  One  customer,  Texas 
AirSystems  LLC,  accounted  for  more  than  10%  of  our  accounts  receivable  balance  at  December  31,  2022.  No 
customers accounted for more than 10% of our accounts receivable balance at December 31, 2021. 

Backlog

Our backlog as of February 1, 2023 was approximately $547.3 million, compared to approximately $347.6 million 
as of February 1, 2022. The current backlog consists of orders considered by management to be firm and our goal is 
to  fill  orders  within  approximately  25  weeks  after  an  order  is  deemed  to  become  firm;  however,  the  orders  are 
subject  to  cancellation  by  the  customers  in  which  case,  cancellation  charges  apply  up  to  the  full  price  of  the 
equipment.

Competition

Our  AAON  Oklahoma  and  AAON  Coil  Products  product  offerings  primarily  compete  with  Lennox  (Lennox 
International,  Inc.),  Trane  (Trane  Technologies  plc),  York  International  (Johnson  Controls  International  PLC), 
Carrier  (Carrier  Global  Corporation),  and  Daikin  (Daikin  Industries).  Our  BASX  product  offerings  primarily 
compete with Vertiv (Vertiv Holdings Co.), STULZ (STULZ Air Technology Systems, Inc.), Munters, Silent Aire 
(Johnson Controls International PLC), Nortek (Nortek Air Management), and Engineered Air. 

All of our publicly traded competitors are substantially larger and have greater resources than we do. Our products 
compete  on  the  basis  of  total  value,  quality,  function,  serviceability,  efficiency,  availability  of  product,  reliability, 
product line recognition, and acceptability of sales outlets. Historically, our premium equipment was sold at a higher 
average  price  compared  to  most  of  the  competition.  In  the  replacement  market  and  other  owner-controlled 
purchases,  we  have  been  successful  at  taking  market  share  due  to  the  total  value  proposition  and  lower  cost  of 
ownership  our  products  provide  to  building  owners  over  the  life  span  of  the  equipment.  In  the  new  construction 
market where the contractor is the purchasing decision maker, we were often at a competitive disadvantage because 
of the emphasis placed on initial cost. However, due to operational efficiency improvements we made over the last 
several years, the cost of our semi-custom equipment is more comparable to the standard equipment market. As a 
result, the value proposition of our higher quality equipment is now more attractive, making us more competitive in 
both the new construction and replacement markets.

Resources

Sources and Availability of Raw Materials

The  most  important  materials  we  purchase  are  steel,  copper,  and  aluminum.  We  also  purchase  from  other 
manufacturers certain components, including coils, compressors, electric motors, and electrical controls used in our 
products.  We  attempt  to  obtain  the  lowest  possible  cost  in  our  purchases  of  raw  materials  and  components, 
consistent with meeting specified quality standards. We are not dependent upon any one source for raw materials or 
the  major  components  of  our  manufactured  products.  By  having  multiple  suppliers,  we  believe  that  we  will  have 
adequate sources of supplies to meet our manufacturing requirements for the foreseeable future.

We  attempt  to  limit  the  impact  of  price  fluctuations  on  these  materials  by  entering  into  cancellable  and  non-
cancellable contracts with our major suppliers for periods of six to 18 months. We expect to receive delivery of raw 
materials from our contracts for use in our manufacturing operations.

Working Capital Practices 

Working capital practices in the industry center on inventories and accounts receivable. Our management regularly 
reviews our working capital with a view of maintaining the lowest level consistent with requirements of anticipated 
levels of operation and expected supply chain restraints. Our working capital requirements are generally met by cash 
flow from operations and a bank revolving credit facility, which currently permits borrowings up to $200.0 million 
and had a $71.0 million outstanding balance at December 31, 2022. Borrowings available under the revolving credit 
facility at December 31, 2022, were $128.2 million. We believe that we will have sufficient funds available to meet 
our working capital needs for the foreseeable future.

Research and Development

Our  products  are  engineered  for  performance,  flexibility,  and  serviceability.  This  has  become  a  critical  factor  in 
competing in the HVAC equipment industry. We must continually develop new and improved products in order to 
compete effectively and to meet evolving regulatory standards in all of our major product lines.

We  self-sponsor  our  Research  and  Development  (“R&D”)  activities,  rather  than  needing  to  be  customer-
sponsored. R&D activities have involved the RQ, RN, and RZ (rooftop units), H3, SA, V3, and M2 (air handling 
units),  CB  (condensing  unit),  and  the  SA  and  SB  (self-contained  units),  as  well  as  component  evaluation  and 
refinement,  development  of  control  systems  and  new  product  development.  R&D  expenses  incurred  were 
approximately $46.8 million, $16.6 million, and $17.4 million in 2022, 2021, and 2020, respectively. The significant 
increase for the year ended December 31, 2022 was related to the inclusion of a full year of operations of BASX 
(Note 4) as well as our commitment to product performance and innovation.

Our  NAIC  research  and  development  laboratory  facility  includes  many  unique  capabilities,  which,  to  our 
knowledge, exist nowhere else in the world. A few features of the NAIC include supply, return, and outside sound 
testing at actual load conditions, testing of up to a 300 ton air conditioning system, up to a 540 ton chiller system, 
and  80  million  BTU/hr  of  gas  heating  test  capacity.  Environmental  application  testing  capabilities  include  -20  to 
140°F testing conditions, up to 8 inches per hour rain testing, up to 2 inches per hour snow testing, and up to 50 mph 
wind  testing.  We  believe  we  have  the  largest  sound-testing  chamber  in  the  world  for  testing  heating  and  air 
conditioning  equipment  and  are  not  aware  of  any  similar  labs  that  can  conduct  this  testing  while  putting  the 
equipment under full environmental load. The unique capabilities of the NAIC will enable us to lead the industry in 
the development of quiet, energy efficient commercial and industrial heating and air conditioning equipment.  

The NAIC currently houses twelve testing chambers. These testing chambers allow us to meet and maintain AHRI 
and  U.S.  Department  of  Energy  ("DOE")  certification  and  solidify  the  Company’s  industry  position  as  a 
technological  leader  in  the  manufacturing  of  HVAC  equipment.  Current  voluntary  industry  certification  programs 
and government regulations only go up to 63 tons of air conditioning as that is the largest environmental chamber 
currently  available  for  testing  outside  of  our  facility.  The  NAIC  contains  both  a  100  ton  and  a  540  ton  chamber, 
allowing us to uniquely prove to customers our capacity and efficiency on these larger units.    

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The NAIC was designed to test products well beyond the standard AHRI rating points and allows us to offer testing 
services on our equipment throughout our range of product application. This capability is vital for critical facilities 
where the units must perform properly and allows our customers to verify the performance of our units in advance, 
rather  than  after  installation.  These  same  capabilities  will  enable  AAON  to  develop  a  new  extended  range  of 
operational products and prove their capabilities.

Our Parkville, Missouri location is home to our new Electronics Prototyping Lab ("Lab") featuring a fully functional 
SMD  (Surface  Mount  Device)  production  line.  The  production  line  incorporates  automated  pick-and-place 
equipment  able  to  quickly  and  accurately  place  devices  as  small  as  0.1mm  by  0.2mm,  the  same  technology  scale 
used  in  cell  phones.  The  production  line  also  includes  a  profiled  reflow  oven  to  assure  reliability  in  the  finished 
prototypes. The Lab has allowed us to increase our speed to market and incorporate cutting-edge technology into our 
control designs. In addition, it allows our Controls Engineering team to utilize their hardware and software skills to 
outpace our Competitors in responding to market changes and upsets. 

Patents, Trademarks, Licenses, and Concessions

We do not consider any patents, trademarks, licenses, or concessions to be material to our business operations, other 
than those described below.

We hold several patents that relate to the design and use of our products. We consider these patents important, but 
no  single  patent  is  material  to  the  overall  conduct  of  our  business.  We  proactively  obtain  patents  to  further  our 
strategic intellectual property objectives. We own certain trademarks we consider important in the marketing of our 
products and services, and we protect our marks through national registrations and common law rights. Our patents 
have legal terms of 20 years with expiration dates ranging from 2023 to 2039. 

The  Company’s  trademarks,  certain  of  which  are  material  to  its  business,  are  registered  or  otherwise  legally 
protected in the U.S.

Seasonality

Historically, sales of our products were moderately seasonal with the peak period being May-October of each year 
due to timing of construction projects being directly related to warmer weather.  However, in recent years, given the 
increase  in  demand  of  our  products  and  increase  in  our  backlog,  sales  has  become  more  constant  throughout  the 
year.

Environmental & Regulatory Matters

Laws concerning the environment that affect or could affect our operations include, among others, the Clean Water 
Act, the Clean Air Act, the Resource Conservation and Recovery Act, the Occupational Safety and Health Act, the 
National  Environmental  Policy  Act,  the  Toxic  Substances  Control  Act,  regulations  promulgated  under  these  Acts 
and any other federal, state or local laws or regulations governing environmental matters. We believe that we are in 
compliance  with  these  laws  and  that  future  compliance  will  not  materially  affect  our  earnings  or  competitive 
position.

Since our founding in 1987, we have maintained a commitment to design, develop, manufacture, and deliver heating 
and cooling products to perform beyond all expectations and to demonstrate our quality and value to our customers. 
Our  equipment  is  designed  with  energy  efficiency  in  mind,  without  sacrificing  premium  features  and  options.  In 
addition  to  our  high  standard  of  product  performance,  is  a  commitment  to  sustainability  for  our  employees,  our 
stockholders, and our customers. We strive to conduct our business in a socially responsible and ethical manner with 
a focus on environmental stewardship, team member safety and community engagement. We comply with industry 
regulations and requirements while pursuing responsible economic growth and profitability.

In 2022, we published our fourth annual environmental, social, and governance ("ESG") report sharing our approach 
in  the  material  areas  of  stakeholder  engagement,  innovation  and  efficiency,  environmental  responsibility,  climate 
change,  occupational  health  and  safety,  talent  attraction  and  retention,  diversity  and  inclusion,  community 
engagement  and  investment,  corporate  governance  and  ethics  and  compliance.  The  report  also  highlights  
achievements and long-term targets related to greenhouse gas emissions, hazardous waste recycling, and non-fossil 
fuel  consuming  products.  We  participate  in  a  sustainability  benchmarking  initiative  (The  Sustainability  Alliance 
Scor3card)  through  which  we  monitor  and  report  in  the  material  areas  of  energy,  material  management,  water, 

community stewardship, transportation, communication, and health. We achieved Platinum level in this program in 
2022 and 2021. Our ESG committee provides oversight for ESG activities, ESG report development and an internal 
grassroots sustainability committee provides education opportunities, communications and recommendations to the 
Company on a regular basis.

We are committed to environmental responsibility and continue to make progress toward reducing greenhouse gas 
("GHG") emissions, increasing hazardous waste recycling from our facilities and increasing the percentage of non-
fossil fuel powered units we produce. Our approach toward emissions reduction and climate change includes product 
solutions  for  our  customers  and  improvements  to  our  own  facilities.  Approximately  one-quarter  of  our  energy 
portfolio is currently derived from renewable sources, and the Company's Scope 1 and 2 emissions (emissions that 
occur from sources that are controlled or owned by an organization and emissions associated with the purchase of 
electricity, steam, heat, or cooling) are being tracked. We opted into an additional percentage of renewable energy at 
our  Tulsa,  Oklahoma  facilities  in  2022,  continued  to  invest  and  partner  on  projects  that  reduce  GHG  emissions 
globally  and  selected  to  begin  the  transition  to  the  lower  global  warming  potential  R-454B  refrigerant  starting  in 
2023.  We  continue  to  develop  and  manufacture  non-fossil  fuel  consuming  units  to  provide  the  most  sustainable 
commercial HVAC equipment in the market and announced the zero degree cold air-source heat pump in 2022 as a 
critical solution that meets the increasing demand for building decarbonization in cold climates. 

In  the  area  of  energy  efficiency  and  conservation,  our  Tulsa,  Oklahoma  and  Longview,  Texas  facilities  have 
transitioned  to  over  95%  LED  lighting  in  our  facilities  leading  to  considerable  cost  savings  and  reduced  energy 
consumption. Our Redmond, Oregon facilities are installing LED lights into any new fixtures in their current facility 
and working towards retrofitting old fixtures to LED. We participate in an energy demand response program through 
the  public  utility  provider  to  reduce  demand  during  peak  hours.  Energy  efficiency  has  been  a  priority  not  only  in 
product development, but also in overall capital investments which include the acquisition of new, energy efficient 
equipment  for  the  production  floor,  new  high-speed  overhead  facility  doors,  the  installation  of  new  HVAC 
equipment,  building  control  systems,  the  application  of  heat  and  light  reflective  material  to  production  facilities, 
along with other behavioral-based energy efficiency changes. We are tracking our energy usage intensity before and 
after these updates.

In the area of material management, we focus on recycling, reducing, reusing and sourcing more environmentally-
friendly  materials  into  our  processes.  At  our  Tulsa,  Oklahoma  and  Longview,  Texas  facilities,  we  recycled  over 
14,928 tons and 13,793 tons of metal in 2022 and 2021, respectively. Also, through our partnership with a waste to 
energy  facility,  we  successfully  diverted  over  668  tons  and  460  tons  of  waste  from  landfills  in  2022  and  2021, 
respectively. We have identified hazardous waste recycling partners for paint products at both our Tulsa, Oklahoma 
and  Longview,  Texas  facilities.  We  also  recycle  paper,  wood,  and  cardboard  where  available.  We  continue  to 
innovate ways to reduce and reuse shipping packaging between facilities and identify new opportunities to reduce or 
reuse items in our production and administrative areas.   

Human Capital Resources

Our employees are not represented by unions or other collective bargaining agreements. Management considers its 
relations  with  our  employees  to  be  good.  The  following  table  represents  the  number  of  our  direct  employees  and 
contract personnel we employed on each respective date:

As of
February 22, 2023

As of 
February 22, 2022

As of
February 23, 2021

AAON Oklahoma

AAON Coil Products
BASX1

    Total employees

2,474

681 

511 

3,666 

1,979

574

328 

2,881 

1,778

490

— 

2,268 

1 BASX was acquired by the Company on December 10, 2021.

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9

 
 
 
 
 
 
 
Our  key  human  capital  measures  include  employee  safety,  turnover,  absenteeism,  and  production.  We  frequently 
benchmark  our  compensation  practices  and  benefits  programs  against  those  of  comparable  industries  and  in  the 
geographic  areas  where  our  facilities  are  located.  We  believe  that  our  compensation  and  employee  benefits  are 
competitive and allow us to attract and retain skilled and unskilled labor throughout our organization. Some of our 
notable health, welfare, and retirement benefits include:

Employee medical plan (with 175% employer health saving plan match)
401(k) Plan (with 175% employer match)
Profit sharing bonus plan
Tuition assistance program
Paid time off
Paid parental leave

•
•
•
•
•
•
• Military pay

Available Information

Our Internet website address is http://www.aaon.com. Our annual reports on Form 10-K, quarterly reports on Form 
10-Q, current reports on Form 8-K and amendments to those reports filed or furnished pursuant to Section 13(a) or 
15(d)  of  the  Securities  Exchange  Act  of  1934,  as  amended,  will  be  available  free  of  charge  through  our  Internet 
website as soon as reasonably practicable after we electronically file such material with, or furnish it to, the SEC. 
The information on our website is not a part of, or incorporated by reference into, this annual report on Form 10-K.

Copies of any materials we file with the SEC can also be obtained free of charge through the SEC’s website at http://
www.sec.gov, at the SEC’s Public Reference Room at 100 F Street, N.E., Washington, D.C. 20549, or by calling the 
SEC at 1-800-732-0330.  

Item 1A.  Risk Factors.

The following risks and uncertainties may affect our performance and results of operations. The discussion below 
contains “forward-looking statements” as outlined in the Forward-Looking Statements section above. Our ability to 
mitigate risks may cause our future results to materially differ from what we currently anticipate. Additionally, the 
ability of our competitors to react to material risks will affect our future results.

Risks Related to the COVID-19 Pandemic

Our business, results of operations, financial condition, cash flows, and stock price can be adversely affected 
by pandemics, epidemics, or other public health emergencies, such as COVID-19.

In  March  2020,  the  World  Health  Organization  characterized  COVID-19  as  a  pandemic,  and  the  President  of  the 
United States declared the COVID-19 outbreak a national emergency. The outbreak resulted in governments around 
the  world  implementing  increasingly  stringent  measures  to  help  control  the  spread  of  the  virus,  including 
quarantines, “shelter in place” and “stay at home” orders, travel restrictions, business curtailments, school closures, 
vaccination or testing mandates and other measures. In addition, governments and central banks in several parts of 
the world enacted fiscal and monetary stimulus measures to counteract the impacts of COVID-19.

We  are  considered  a  critical  infrastructure  industry,  as  defined  by  the  U.S.  Department  of  Homeland  Security. 
Although we have continued to operate our facilities to date consistent with federal guidelines and state and local 
orders, the outbreak of COVID-19 and any preventive or protective actions taken by governmental authorities may 
have  a  material  adverse  effect  on  our  operations,  supply  chain,  customers,  and  transportation  networks,  including 
business  shutdowns  or  disruptions.  During  2022  and  2021  we  experienced  price  increases  in  our  components  and 
raw  materials,  especially  copper  and  steel,  which  appear  to  be  a  result  of  COVID-19,  as  well  supply  chain 
challenges related to certain manufacturing parts.

Even though the COVID-19 pandemic has subsided, we may experience materially adverse impacts to our business 
due  to  any  resulting  economic  recession  or  depression.  Additionally,  concerns  over  the  economic  impact  of 
COVID-19 have caused extreme volatility in financial and other capital markets which may adversely impact our 
stock price and our ability to access capital markets. To the extent the COVID-19 pandemic adversely affects our 
business and financial results, it may also have the effect of heightening many of the other risks described in this 
Annual Report, such as those relating to our products and financial performance.

Risks Related to Our Business

Our business can be hurt by economic conditions.

Our business is affected by a number of economic factors, including the level of economic activity in the markets in 
which we operate. Sales in the commercial and industrial new construction markets correlate to the number of new 
homes  and  buildings  that  are  built,  which  in  turn  is  influenced  by  cyclical  factors  such  as  interest  rates,  inflation, 
consumer spending habits, employment rates, and other macroeconomic factors over which we have no control. In 
the HVAC business, a decline in economic activity as a result of these cyclical or other factors typically results in a 
decline in new construction and replacement purchases which could impact our sales volume and profitability.

Our  results  of  operations  and  financial  condition  could  be  negatively  impacted  by  the  loss  of  a  major 
customer.

From time to time in the past we derived a significant portion of our sales from a limited number of customers, and 
such  concentration  may  continue  in  the  future.  In  2022,  2021,  and  2020,  one  customer,  Texas  AirSystems  LLC 
accounted for more than 10% of our sales. The loss of, or significant reduction in sales to, a major customer could 
have a material adverse effect on our results of operations, financial condition and cash flow. Further, the addition of 
new major customers in the future could increase our customer concentration risks as described above.

Our results of operations and financial condition could be negatively impacted by the loss of a major third-
party representative.

We  are  dependent  on  our  third-party  representatives  to  market  and  sell  our  products.  If  such  relationships  were 
terminated  for  any  reason,  it  could  materially  and  adversely  affect  our  ability  to  generate  revenues  and  profits. 
Certain  of  our  competitors  with  greater  financial  resources  than  us  could  target  our  third-party  representatives  for 
exclusive sales channels. We may not be able to secure additional third-party representatives who will effectively 
market  our  products  in  certain  geographical  areas.  In  addition,  adding  new  representatives  requires  additional 
administrative  efforts  and  costs.  If  we  are  unable  to  establish  new  representative  relationships  or  continue  current 
relationships, our business, financial condition, and results of operations could be materially and adversely affected.

We may incur material costs as a result of warranty and product liability claims that would negatively affect 
our profitability.

The  development,  manufacture,  sale  and  use  of  our  products  involve  a  risk  of  warranty  and  product  liability 
claims. Our product liability insurance policies have limits that, if exceeded, may result in material costs that would 
have an adverse effect on our future profitability. An excess of or significant claim(s) could lead to the cancellation 
of our polices and the loss of and inability to find additional insurance carriers. In addition, warranty claims are not 
covered  by  our  product  liability  insurance  and  there  may  be  types  of  product  liability  claims  that  are  also  not 
covered by our product liability insurance.

We  depend  on  our  senior  leadership  team  and  the  loss  of  our  Chief  Executive  Officer  or  one  or  more  key 
employees or an inability to attract and retain highly skilled employees could adversely affect our business.

Our success depends largely upon the continued services of our officers and senior leadership team. In particular, 
our Chief Executive Officer ("CEO"), Gary D. Fields, is critical to our vision, strategic direction, culture, and overall 
business  success.  Furthermore,  Mr.  Fields'  extensive  industry  knowledge  and  sales-channel  experience  would  be 
difficult to replace. We also rely on our senior leadership team in the areas of research and development, marketing, 
production, sales, and general and administrative functions. From time to time, there may be changes in our senior 
leadership team resulting from the hiring or departure of senior leadership team members, which could disrupt our 
business. While we have a robust succession plan in place for each one of our officers and senior leadership team 
members, the loss of one or more could have a serious adverse effect on our business.

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We do not maintain key-man insurance for Gary D. Fields or any other member of our senior leadership team. Other 
than  the  employment  agreements  negotiated  with  certain  employees  of  BASX,  we  do  not  have  employment 
agreements with our officers or senior leadership team members that require them to continue to work for us for any 
specified  period  and,  therefore,  they  could  terminate  their  employment  with  us  at  any  time.  The  employment 
agreements  with  the  employees  of  BASX  guarantee  certain  compensation,  such  as  salary  and  benefits,  and 
employment  terms.  We  do  not  believe  the  terms  or  conditions  of  these  agreements  are  outside  the  standard 
expectation of another employee at a similar level.

Operations may be affected by natural disasters, especially since most of our operations are performed at a 
single location.

Natural  disasters  such  as  tornadoes,  ice  storms  and  fires,  as  well  as  accidents,  acts  of  terror,  infection,  and  other 
factors  beyond  our  control  could  adversely  affect  our  operations.  Our  facilities  are  in  areas  where  tornadoes  are 
likely  to  occur,  and  the  majority  of  our  operations  are  at  our  Tulsa,  Oklahoma  facilities.  With  the  acquisition  of 
BASX in 2021, we now have operations in an area that is, historically, effected by wild fires. The effects of natural 
disasters and other events could damage our facilities and equipment and force a temporary halt to manufacturing 
and  other  operations,  and  such  events  could  consequently  cause  severe  damage  to  our  business.  We  maintain 
insurance against these sorts of events; however, this is not guaranteed to cover all the losses and damages incurred. 
Furthermore, we may experience increases in our insurance premium costs in relation to these matters that may have 
a material adverse effect upon our business, liquidity, financial condition, or results of operations.

If we are unable to hire, develop or retain employees, it could have an adverse effect on our business.

We  compete  to  hire  new  employees  and  then  seek  to  train  them  to  develop  their  skills.  We  may  not  be  able  to 
successfully recruit, develop, and retain the personnel we need. Unplanned turnover or failure to hire and retain a 
diverse, skilled workforce, could increase our operating costs and adversely affect our results of operations. 

Variability in self-insurance liability estimates could impact our results of operations. 

We  self-insure  for  certain  employee  health  insurance  and  workers’  compensation  insurance  coverage  up  to  a 
predetermined  level,  beyond  which  we  maintain  stop-loss  insurance  from  a  third-party  insurer.  Our  aggregate 
exposure varies from year to year based upon the number of participants in our insurance plans. We estimate our 
self-insurance liabilities using an analysis provided by our claims administrator and our historical claims experience. 
Our accruals for insurance reserves reflect these estimates and other management judgments, which are subject to a 
high degree of variability. If the number or severity of claims for which we self-insure increases, it could cause a 
material and adverse change to our reserves for self-insurance liabilities, as well as to our earnings. 

Risks Related to Our Brand and Product Offerings

We may not be able to compete favorably in the highly competitive HVAC business.

Competition in our various markets could cause us to reduce our prices or lose market share, which could have an 
adverse  effect  on  our  future  financial  results.  Substantially  all  of  the  markets  in  which  we  participate  are  highly 
competitive. The most significant competitive factors we face are product reliability, product performance, service, 
manufacturing  lead-times,  and  price,  with  the  relative  importance  of  these  factors  varying  among  our  product 
line.  Other  factors  that  affect  competition  in  the  HVAC  market  include  the  development  and  application  of  new 
technologies  and  an  increasing  emphasis  on  the  development  of  more  efficient  HVAC  products.  Moreover,  new 
product introductions are an important factor in the market categories in which our products compete. Several of our 
competitors  have  greater  financial  and  other  resources  than  we  have,  allowing  them  to  invest  in  more  extensive 
research and development. We may not be able to compete successfully against current and future competition and 
current  and  future  competitive  pressures  faced  by  us  may  materially  adversely  affect  our  business  and  results  of 
operations.

We may not be able to successfully develop and market new products.

Our future success will depend upon our continued investment in research and new product development and our 
ability  to  continue  to  achieve  new  technological  advances  in  the  HVAC  industry.  Our  inability  to  continue  to 
successfully  develop  and  market  new  products  or  our  inability  to  implement  technological  advances  on  a  pace 
consistent  with  that  of  our  competitors  could  lead  to  a  material  adverse  effect  on  our  business  and  results  of 
operations. Furthermore, our continued investment in new product development may render certain legacy products 
and  components  obsolete  resulting  in  increased  inventory  obsolescence  expense  that  may  have  a  material  adverse 
effect upon our financial condition or results of operations.

Risks Related to Material Sourcing and Supply

We may be adversely affected by problems in the availability, or increases in the prices, of raw materials and 
components.

Problems in the availability, or increases in the prices, of raw materials or components could depress our sales or 
increase the costs of our products. We are dependent upon components purchased from third parties, as well as raw 
materials such as steel, copper and aluminum. Occasionally, we enter into cancellable and non-cancellable contracts 
on terms from six to 18 months for raw materials and components. However, if a key supplier is unable or unwilling 
to meet our supply requirements, we could experience supply interruptions or cost increases, either of which could 
have an adverse effect on our gross profit.

We risk having losses resulting from the use of non-cancellable contracts.

Historically,  we  have  attempted  to  limit  the  impact  of  price  fluctuations  on  commodities  by  entering  into  non-
cancellable contracts with our major suppliers for periods of six to 18 months. We expect to receive delivery of raw 
materials from our contracts for use in our manufacturing operations. These contracts are not accounted for using 
hedge accounting since they meet the normal purchases and sales exemption.

Risks Related to Electronic Data Processing and Digital Information

Our business is subject to the risks of interruptions by cybersecurity attacks.

We  depend  upon  information  technology  infrastructure,  including  network,  hardware  and  software  systems  to 
conduct  our  business.  Despite  our  implementation  of  network  and  other  cybersecurity  measures,  our  information 
technology system and networks could be disrupted due to technological problems, a cyber-attack, acts of terrorism, 
severe  weather,  a  solar  event,  an  electromagnetic  event,  a  natural  disaster,  the  age  and  condition  of  information 
technology assets, human error, or other reasons. To date, we have not experienced a material impact to our business 
or operations resulting from cyber-security or other similar information attacks, but due to the ever-evolving attack 
methods, as well as the increased amount and level of sophistication of these attacks, our security measures may not 
be  adequate  to  protect  against  highly  targeted  sophisticated  cyber-attacks,  or  other  improper  disclosures  of 
confidential  and/or  sensitive  information.  Additionally,  we  may  have  access  to  confidential  or  other  sensitive 
information of our customers, which, despite our efforts to protect, may be vulnerable to security breaches, theft, or 
other improper disclosure. Any cyber-related attack or other improper disclosure of confidential information could 
have a material adverse effect on our business, as well as other negative consequences, including significant damage 
to our reputation, litigation, regulatory actions, and increased cost.

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We are reliant on information technology.

We are reliant on information technology in all aspects of our business, operated and maintained by the Company as 
well as under control of third parties. If we do not invest sufficient capital in a timely manner to acquire, develop, or 
implement new information technologies or maintain or upgrade current information technologies, we could suffer 
outages as well as be at a competitive disadvantage within our industry which could have a material adverse effect 
upon our financial condition and results of operations.

Risks Related to Governmental Regulation and Policies 

Exposure to environmental liabilities could adversely affect our results of operations.

Our  future  profitability  could  be  adversely  affected  by  current  or  future  environmental  laws.  We  are  subject  to 
extensive  and  changing  Federal,  state  and  local  laws  and  regulations  designed  to  protect  the  environment  in  the 
United States and in other parts of the world. These laws and regulations could impose liability for remediation costs 
and result in civil or criminal penalties in case of non-compliance. Compliance with environmental laws increases 
our costs of doing business. Because these laws are subject to frequent change, we are unable to predict the future 
costs resulting from environmental compliance.

We are subject to potentially extreme governmental regulations and policies.

We always face the possibility of new governmental regulations, policies and trade agreements which could have a 
substantial  or  even  extreme  negative  effect  on  our  operations  and  profitability.  Several  intrusive  component  part 
governmental regulations are in process. If these proposals become final rules, the effect would be the regulation of 
compressors and fans in products for which the Department of Energy does not have current authority. This could 
affect  equipment  we  currently  manufacture  and  could  have  an  impact  on  our  product  design,  operations,  and 
profitability.  

The Dodd-Frank Wall Street Reform and Consumer Protection Act contains provisions to improve transparency and 
accountability  concerning  the  supply  of  certain  minerals,  known  as  “conflict  minerals”,  originating  from  the 
Democratic  Republic  of  Congo  and  adjoining  countries.  As  a  result,  in  August  2012,  the  SEC  adopted  annual 
disclosure and reporting requirements for those companies who use conflict minerals in their products. Accordingly, 
we  began  our  reasonable  country  of  origin  inquiries  in  fiscal  year  2013,  with  initial  disclosure  requirements 
beginning in May 2014. There are costs associated with complying with these disclosure requirements, including for 
due  diligence  to  determine  the  sources  of  conflict  minerals  used  in  our  products  and  other  potential  changes  to 
products,  processes  or  sources  of  supply  as  a  consequence  of  such  verification  activities.  The  implementation  of 
these rules could adversely affect the sourcing, supply, and pricing of materials used in our products. As there may 
be only a limited number of suppliers offering “conflict free” conflict minerals, we cannot be sure that we will be 
able to obtain necessary conflict minerals from such suppliers in sufficient quantities or at competitive prices. Also, 
we may face reputational challenges if we determine that certain of our products contain minerals not determined to 
be  conflict  free  or  if  we  are  unable  to  sufficiently  verify  the  origins  for  all  conflict  minerals  used  in  our  products 
through the procedures we may implement.

Our  operations  could  be  negatively  impacted  by  new  legislation  as  well  as  changes  in  regulations  and  trade 
agreements, including tariffs and taxes. Unfavorable conditions resulting from such changes could have a material 
adverse effect on our business, financial condition and results of operations.

We are subject to adverse changes in tax laws.

Our tax expense or benefits could be adversely affected by changes in tax provisions, unfavorable findings in tax 
examinations, or differing interpretations by tax authorities. We are unable to estimate the impact that current and 
future tax proposals and tax laws could have on our results of operations. We are currently subject to state and local 
tax examinations for which we do not expect any major assessments.

We are subject to international regulations that could adversely affect our business and results of operations. 

Due to our use of Representatives in foreign markets, we are subject to many laws governing international relations, 
including  those  that  prohibit  improper  payments  to  government  officials  and  commercial  customers,  and  restrict 

where we can do business, what information or products we can supply to certain countries and what information we 
can provide to a non-U.S. government, including but not limited to the Foreign Corrupt Practices Act, U.K. Bribery 
Act and the U.S. Export Administration Act. Violations of these laws, which are complex, may result in criminal 
penalties or sanctions that could have a material adverse effect on our business, financial condition and results of 
operations.

Changes in legislation or government regulations or policies could adversely effect on our results of 
operations.

Our  sales,  gross  margins  and  profitability  could  be  directly  impacted  by  changes  in  legislation  or  government 
regulations  or  policies.  Specifically,  changes  in  environmental  and  energy  efficiency  standards  and  regulations 
related to global climate change are being implemented to curtail the use of hydrofluorocarbons which are used in 
refrigerants that are essential to many of our products. Our inability or delay in developing or marketing products 
that match customer demand while also meeting applicable efficiency and environmental standards may negatively 
impact our results. 

We are transitioning to a new refrigerant with lower global warming potential for our HVAC systems and must be 
fully  compliant  under  current  governmental  regulations  by  2025.  We  expect  to  incur  costs  associated  with  this 
transition related to the purchase of the new refrigerant as well as additional sensors and detectors on our HVAC 
systems. In addition, we expect to incur cost to our facilities, specifically costs to store and use the new refrigerant in 
production; however, we do not expect these costs to be significant. Due to the increased flammability of the new 
refrigerant,  the  insurance  industry  may  require  higher  premiums  for  companies  once  the  conversion  begins. 
Furthermore, due to the expected increased demand of the newer refrigerants as well as the older hydrofluorocarbon 
refrigerants  (as  they  are  phased  out),  we  expect  to  see  increased  manufacturing  costs  related  to  purchases  of 
refrigerants and could see higher costs for future warranty claims.

Future  legislation  or  regulations  relating  to  environmental  policies,  product  certification,  product  liability,  taxes, 
amount  and  availability  of  tax  incentives  and  other  matters,  may  impact  the  results  of  each  of  our  operating 
segments and our consolidated results.

Item 1B.  Unresolved Staff Comments.

None.

Item 2.  Properties.

Our  manufacturing  areas  are  heavy  industrial  type  buildings,  with  some  coverage  by  overhead  cranes,  containing 
manufacturing equipment designed for sheet metal fabrication, metal stamping and tube forming. The manufacturing 
equipment  contained  in  the  facilities  consists  primarily  of  automated  sheet  metal  fabrication  equipment, 
supplemented by presses and tube bending equipment. Assembly lines consist of cart-type and roller-type conveyor 
lines with variable line speed adjustment. Subassembly areas and production line manning are based upon line rates 
set by production management.

We own and lease our properties and facilities, as further described below. We believe that all of our facilities are 
well maintained and are in good condition and suitable for the conduct of our business.

AAON Oklahoma

Our plant and office facilities in Tulsa, Oklahoma, consist of a 342,000 square foot building (327,000 square feet of 
manufacturing/warehouse space and 15,000 square feet of office space) located on a 12-acre tract of land at 2425 
South  Yukon  Avenue;  a  940,000  square  foot  manufacturing/warehouse  building  and  a  70,000  square  foot  office 
building located on an approximately 79-acre tract of land across the street from the original facility (2440 South 
Yukon Avenue); and a 40,000 square foot building used as warehouse space located on a 6-acre tract. We also lease 
a 198,000 square foot warehouse space which is used for additional inventory storage.

14

15

In  addition  to  a  retail  parts  store  location  at  our  Tulsa  facilities,  we  also  own  a  13,500  square  foot  stand  alone 
building (7,500 square foot warehouse and 6,000  square  foot office)  which is  utilized as  an  additional  retail parts 
store  to  provide  our  customers  more  accessibility  to  our  products.  The  stand  alone  parts  store  building  is  on 
approximately one acre and is located at 9528 E 51st St in Tulsa, Oklahoma. 

Our Tulsa location is also home to our engineering research and development laboratory, the Norman Asbjornson 
Innovation  Center  ("NAIC").  The  three-story,  134,000  square  foot  stand  alone  facility  is  both  an  acoustical  and  a 
performance measuring laboratory. This facility currently consists of twelve test chambers, allowing AAON to meet 
and  maintain  industry  certifications.  This  facility  is  located  west  of  the  940,000  square  foot  manufacturing/
warehouse building at 2440 South Yukon Avenue.  

In  2023,  our  Exploration  Center  will  open  at  our  Tulsa  location.  The  Exploration  Center  is  a  28,000  square  foot 
facility located adjacent to the NAIC. The Exploration Center will provide an immersive and educational experience 
of  our  products,  solutions  and  our  people  and  also  serve  as  an  event  hub  for  our  stakeholders,  including  our 
customers,  employees,  Representatives  and  investors.  The  Exploration  Center  will  add  a  dimension  of  customer 
engagement  that  doesn't  currently  exist,  showcasing  our  products  and  our  competitors  products  and  allowing  our 
customers to interact with our employees.

Our  operations  in  Parkville,  Missouri,  are  conducted  in  a  leased  plant/office  at  8500  NW  River  Park  Drive, 
containing  approximately  51,000  square  feet.  This  location  is  home  to  our  Controls  design  and  manufacturing 
facilities. In October 2022, we modified the existing lease to expand to approximately 86,000 square feet and expect 
to be able to utilize the additional space beginning in the second quarter of 2023.

AAON Coil Products

Our plant and office facilities in Longview, Texas, consist of a 263,000 square foot building (256,000 square feet of 
manufacturing/warehouse space and 7,000 square feet of office space) located on a 13-acre tract of land, a 222,000 
square foot building (210,000 square feet of manufacturing/warehouse space and 12,000 square feet of office space) 
located  on  an  approximately  22-acre  tract  of  land,  and  a  5,000  square  foot  building  utilized  as  a  retail  parts  store 
which we lease to a Representative of the Company. All of these facilities are located on Gum Springs Road. 

In  January  2023,  we  purchased  additional  real  property  and  improvements  consisting  of  64,000  square  feet  of 
warehouse space located on a 10-acre tract of land at 115 Kodak Boulevard in Longview, Texas. 

BASX

Our  operations  in  Redmond,  Oregon,  are  conducted  in  a  plant/office  at  3500  SW  21st  Place,  containing 
approximately 194,000 square feet (169,000 square feet of manufacturing/warehouse space and 25,000 square feet 
of office space) on a 13-acre tract of land and a leased manufacturing/warehouse building containing approximately 
15,000  square  feet  at  2895  SW  13th  Street.  Additionally,  we  lease  an  office  of  approximately  4,000  square  feet 
located at 1725 Blankenship Road, West Linn, Oregon.

In August 2022, we purchased additional real property of approximately one-acre adjacent to the plant/office at 3500 
SW 21st Place, to facilitate future growth of our operations at BASX.

Item 3.  Legal Proceedings.

See Note 18 of the Consolidated Financial Statements.

Item 4.  Mine Safety Disclosure.

Not applicable.

PART II

16

Item 5.  Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of 
Equity Securities.

Market  Information  -  Our  common  stock  is  quoted  on  the  NASDAQ  Global  Select  Market  under  the  symbol 
“AAON”. As of the close of business on February 22, 2023, there were 955 holders of record of our common stock.

Dividends  -  At  the  discretion  of  the  Board  of  Directors,  we  pay  cash  dividends.  Board  approval  is  required  to 
determine the date of declaration and amount for each cash dividend payment.

Our cash dividends for the three years ended December 31, 2022 are as follows:

Declaration Date
May 15, 2020
November 10, 2020
May 17, 2021
November 9, 2021
May 18, 2022

Record Date
June 3, 2020
November 27, 2020
June 3, 2021
November 26, 2021
June 3, 2022

Payment Date
July 1, 2020
December 18, 2020
July 1, 2021
December 17, 2021
July 1, 2022

Dividend per Share
$0.19
$0.19
$0.19
$0.19
$0.19

November 8, 2022

November 28, 2022

December 16, 2022

$0.24

The following is a summary of our share-based compensation plans as of December 31, 2022:

EQUITY COMPENSATION PLAN INFORMATION

(a)
Number of securities to 
be issued upon exercise 
of outstanding options, 
warrants and rights

(b)
Weighted-average 
exercise price of 
outstanding options, 
warrants and rights

(c)
Number of securities 
remaining available for 
future issuance under 
equity compensation plans 
(excluding securities 
reflected in column (a))

119,208 

1,257,805 

$ 

$ 

22.62 

42.31 

— 

3,599,896 

Plan category

The 2007 Long-Term 
Incentive Plan

The 2016 Long-Term 
Incentive Plan

Repurchases during the fourth quarter of 2022, which include repurchases from our open market, 401(k) and 
employee repurchase programs, were as follows:

ISSUER PURCHASES OF EQUITY SECURITIES

(a)
Total
Number
of Shares
(or Units

Period

Purchased)

October 2022
November 2022
December 2022

Total     

87,049  $ 
23 
196 
87,268  $ 

(b)
Average
Price
Paid
(Per Share

or Unit)

(c)
Total Number
of Shares (or
Units) Purchased
as part of
Publicly Announced
Plans or Programs

(d)
Maximum Number (or
Approximate Dollar
Value) of Shares (or
Units) that may yet be
Purchased under the
Plans or Programs

87,049 
23 
196 
87,268 

— 
— 
— 
— 

55.33 
65.00 
76.66 
55.38 

17

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Comparative Stock Performance Graph

The  following  performance  graph  compares  our  cumulative  total  shareholder  return  for  the  Company’s  common 
stock  for  the  five-year  period  ending  on  December  31,  2022,  compared  to  an  overall  stock  market  index  (the 
NASDAQ Composite Index) and the Company’s peer group index (S&P 600 Capital Goods Industry Group Index).  
We believe the S&P 600 Capital Goods Industry Group Index best represents our relative peer group based on our 
current  business  and  market  capitalization.  The  graph  assumes  that  $100  was  invested  at  the  close  of  trading 
December 31, 2017, with the reinvestment of dividends since that date. This table is not intended to forecast future 
performance of our Common Stock.

Comparison of Five Year Cumulative Total Return
Assumes Initial Investment of $100
December 31, 2017

250

200

150

100

2017

2018

2019

2020

2021

2022

AAON Inc.

NASDAQ

S&P 600 Capital Goods

This stock performance graph is not deemed to be “soliciting material” or otherwise be considered to be “filed” with 
the SEC or subject to Regulation 14A or 14C under the Securities Exchange Act of 1934 (Exchange Act) or to the 
liabilities  of  Section 18 of the Exchange Act, and should not be  deemed to  be incorporated by reference into any 
filing  under  the  Securities  Act  of  1933  or  the  Exchange  Act,  except  to  the  extent  the  Company  specifically 
incorporates it by reference into such a filing.

Item 6.  Reserved.

Item 7.  Management’s Discussion and Analysis of Financial Condition and Results of Operations.

Overview

The  following  discussion  summarizes  the  significant  factors  affecting  the  consolidated  operating  results,  financial 
condition and liquidity of the Company for the year ended December 31, 2022. This discussion should be read in 
conjunction  with  the  other  sections  of  this  Annual  Report  on  Form  10-K,  including  the  consolidated  financial 
statements  and  related  notes  contained  in  Item  8,  Financial  Statements  and  Supplementary  Data.  A  detailed 
discussion of the year to year changes for the years ended December 31, 2021 and 2020 is not included herein and 
can  be  found  in  Part  II,  Item  7,  Management's  Discussion  and  Analysis  of  Financial  Condition  and  Results  of 
Operations section of the Company's Annual Report on Form 10-K for the year ended December 31, 2021.

Description of the Company

We engineer, manufacture, market, and sell premium air conditioning and heating equipment consisting of standard, 
semi-custom,  and  custom  rooftop  units,  data  center  cooling  solutions,  cleanroom  systems,  packaged  outdoor 
mechanical rooms, air handling units, makeup air units, energy recovery units, condensing units, geothermal/water-
source heat pump, coils, and controls. These products are marketed and sold to retail, manufacturing, educational, 
lodging,  supermarket,  data  centers,  medical  and  pharmaceutical,  and  other  commercial  industries.  We  market  our 
products to all 50 states in the United States and certain provinces in Canada.  

Our  business  can  be  affected  by  a  number  of  economic  factors,  including  the  level  of  economic  activity  in  the 
markets  in  which  we  operate.  The  uncertainty  of  the  economy  negatively  impacted  the  commercial  and  industrial 
new  construction  markets  in  2020  and  the  first  half  of  2021.  Since  August  2021,  however,  nonresidential 
construction has been recovering. In the third quarter of 2022, the market returned to pre-pandemic levels. Currently, 
architectural billings and nonresidential construction starts are at historically high levels, signaling the nonresidential 
construction  market  will  continue  to  be  strong  over  the  next  nine  to  12  months.  Furthermore,  although  some 
economic  indicators  are  suggesting  the  general  economy  is  slowing,  the  replacement  market  remains  strong. 
Nevertheless,  both  the  new  construction  and  replacement  markets  are  cyclical.  If  the  domestic  economy  were  to 
slow  or  enter  a  recession,  this  could  result  in  a  decrease  in  our  sales  volume  and  profitability.  Sales  in  the 
commercial and industrial new construction markets generally lag the housing market, which in turn is influenced by 
cyclical  factors  such  as  interest  rates,  inflation,  consumer  spending  habits,  employment  rates,  the  state  of  the 
economy  and  other  macroeconomic  factors  over  which  we  have  no  control.  Sales  in  the  replacement  markets  are 
driven  by  various  factors,  including  general  economic  growth,  the  Company's  new  product  introductions, 
fluctuations in the average age of existing equipment in the market, government regulations and stimulus, change in 
market  demand  between  more  customized,  higher  performing  HVAC  equipment  and  lower  priced  standard 
equipment, as well as many other factors. When new construction is down, we emphasize the replacement market.

We sell our products to property owners and contractors mainly through a network of independent manufacturers’ 
Representatives.  This  go-to-market  strategy  is  unique  compared  to  most  of  our  larger  competitors  in  that  most 
control  their  sales  channel.  We  value  the  independent  sales  channel  as  we  think  it  is  a  more  effective  way  of 
increasing market share. Although we concede full control of the sales process with this strategy, the entrepreneurial 
aspect  of  the  independent  sales  channel  attracts  the  most  talent  and  provides  greater  financial  incentives  for  its 
salespeople.  Furthermore,  the  independent  sales  channel  sells  different  types  of  equipment  from  various 
manufacturers,  allowing  it  to  operate  with  more  of  a  solutions-based  mindset,  as  opposed  to  an  internal  sales 
department  of  a  manufacturing  company  that  is  incentivized  to  only  sell  its  equipment  regardless  if  it  is  the  best 
solution for the end customer. We also have a small internal sales force that supports the relationships between the 
Company and our sales channel partners. BASX sells highly customized products for unique applications for a more 
concentrated customer base and an internal sales force is more effective for such products. 

The principal components of cost of sales are labor, raw materials, component costs, factory overhead, freight out, 
and engineering expense. The principal high volume raw materials used in our manufacturing processes are steel, 
copper, and aluminum, and are obtained from domestic suppliers. We also purchase from domestic manufacturers 
certain components, including coils, compressors, motors, and electrical controls.

The price levels of our raw materials fluctuate given that the market continues to be volatile and unpredictable as a 
result of the uncertainty related to the U.S. economy and global economy. For the year ended December 31, 2022, 
the prices for copper, galvanized steel, stainless steel and aluminum increased approximately 13.4%, 14.5%, 61.0%, 
and 14.0%, respectively, from 2021. 

We  attempt  to  limit  the  impact  of  price  fluctuations  on  these  materials  by  entering  into  cancellable  and  non-
cancellable contracts with our major suppliers for periods of six to 18 months. We expect to receive delivery of raw 
materials from our contracts for use in our manufacturing operations.

18

19

We  occasionally  increase  the  price  of  our  products  to  help  offset  any  inflationary  headwinds.  In  2021,  we 
implemented three price increases. In 2022, we implemented two significant price increases as well as a recurring 
1% monthly price increase effective June 1, 2022. 

Additionally, we continue to experience challenges in a tight labor market, especially the hiring of both skilled and 
unskilled production labor. We have implemented the following wage increases to remain competitive and to attract 
and retain employees:

•
•
•

•
•

In March 2021, we awarded annual merit raises for an overall 5.0% increase to wages.
In July 2021, we increased starting wages for our production workforce by 7.0%. 
In October 2021, we implemented a cost of living increase of 3.5% in place for all employees 
below  our  Senior  Leadership  Team  ("SLT")  which  consists  of  officers  and  key  members  of 
management.  
In March 2022, we awarded annual merit raises for an overall 3.0% increase to wages. 
In October 2022, we implemented a cost of living increase of 3.5% in place for all employees 
below the SLT level.

We will continue to implement human resource initiatives to retain and attract labor to further improve productivity 
and production efficiencies.

Backlog

The following table shows our historical backlog levels:

December 31, 
2022

December 31, 
2021

(in thousands)

$ 

548,022 

$ 

260,164 

The following are highlights of our results of operations, cash flows, and financial condition:

•

•

•

Our backlog has been at record levels during all of 2022. New bookings from BASX were a record for 
that  business  as  it  benefited  from  a  strong  pipeline  of  projects  in  the  data  center  and  semiconductor 
markets. Revenue synergies from the BASX acquisition has increased bookings for AAON Coil Products 
as well.  Bookings continue to be strong primarily due to our favorable lead times and strong end-market 
demand.

Net sales for 2022 grew 66.3% to $888.8 million due to organic growth, the addition of BASX revenues 
and price increases realized during the year.

Overall gross margin increased 90 basis points in 2022, as the increased costs of material and labor were 
offset by increased efficiencies of operations as well as price increases.

• We continue to invest in the future growth of the Company as evidenced by our $54.0 million in capital 

expenditures and $22.0 million for the purchase of the BASX building.

We report our financial results based on three reportable segments: AAON Oklahoma, AAON Coil Products, and 
BASX,  which  are  further  described  in  Item  1  and  Item  8.  The  Company's  chief  decision  maker  ("CODM"),  our 
CEO,  allocates  resources  and  assesses  the  performance  of  each  operating  segment  using  information  about  the 
operating segment's net sales and income from operations. The CODM does not evaluate operating segments using 
asset or liability information.

Segment Operating Results for the Years Ended December 31, 2022 and 2021

For the years ended December 31,

2022

Percent of 
Sales2

2021

Percent of 
Sales2

 $ Change

% 
Change

(in thousands)

The Company has increased our backlog both through the acquisition of BASX and organic growth due primarily to 
favorable lead times and increased overall demand.

Net Sales3

AAON Oklahoma

$ 

663,845 

 74.7 % $ 

463,845 

 86.8 % $ 

200,000 

Consolidated Results of Operations

AAON Coil Products
BASX1

107,290 

117,653 

 12.1 %  

66,589 

 12.5 %  

40,701 

 13.2 %  

4,083 

 0.8 %  

113,570 

 2781.5 %

 43.1 %

 61.1 %

Net Sales

Cost of Sales

Gross Profit

Selling, general and administrative expenses

Gain on disposal of assets

Income from operations

Years Ended December 31,

2022

2021

(in thousands)

$ 

888,788 

$ 

534,517 

651,216 

237,572 

110,823 

396,687 

137,830 

68,598 

(12) 

(21) 

$ 

126,761 

$ 

69,253 

     Net sales

$ 

888,788 

$ 

534,517 

$ 

354,271 

 66.3 %

Cost of Sales3
AAON Oklahoma

AAON Coil Products
BASX1
     Cost of sales

Gross Profit3
AAON Oklahoma

AAON Coil Products
BASX1
     Gross profit

$ 

490,862 

 73.9 %  

336,977 

 72.6 % $ 

153,885 

73,979 

86,375 

 69.0 %  

56,514 

 73.4 %  

3,196 

 84.9 %  

 78.3 %  

17,465 

83,179 

 45.7 %

 30.9 %

 2602.6 %

$ 

651,216 

 73.3 % $ 

396,687 

 74.2 % $ 

254,529 

 64.2 %

$ 

172,983 

 26.1 % $ 

126,868 

 27.4 % $ 

46,115 

33,311 

31,278 

 31.0 %  

10,075 

 26.6 %  

887 

 15.1 %  

 21.7 %  

23,236 

30,391 

 36.3 %

 230.6 %

 3426.3 %

$ 

237,572 

 26.7 % $ 

137,830 

 25.8 % $ 

99,742 

 72.4 %

1 BASX was acquired on December 10, 2021. We have included the results of BASX's operations in our consolidated financial statements as of 
December 11, 2021.

2 Cost of sales and gross profit for each segment are calculated as a percentage of the respective segment's net sales. Total cost of sales and total 
gross profit are calculated as a percentage of total net sales.

3 Presented after intercompany eliminations.

20

21

 
 
 
 
 
 
 
 
 
 
 
 
 
 
Total  net  sales  increased  $354.3  million,  or  66.3%,  with  the  addition  of  inorganic  sales  from  the  acquisition  of 
BASX  contributing  to  19.5%  of  our  growth.  Net  sales  also  grew  through  price  increases  of  $100.0  million  and 
organic sales volumes, product mix and other of $149.8 million.

AAON Coil Products gross profit increased significantly to 31.0%. Price increases were realized more quickly for 
AAON Coil Products given their smaller backlog, which is the primary driver of the increase in gross margin for this 
segment.  Additionally,  the  new  manufacturing  building  for  AAON  Coil  Products  was  completed  in  early  2021, 
resulting in increased capacity and operational efficiencies during 2022 as compared to 2021.  

As shown in the table below, we've experienced increases in the cost of our raw materials. We have implemented 
multiple price increases during 2021 and 2022 to counteract the increased cost of material. Some of the 2022 price 
increases  have  yet  to  be  realized.  Additionally,  in  order  to  attract  new  employees  and  remain  competitive  in  tight 
labor markets, we implemented several wage increases in late 2021 and throughout 2022.

Raw Material Costs

Twelve month average raw material cost per pound as of December 31:

2022

2021

% Change

Copper

Galvanized Steel

Stainless Steel

Aluminum

$ 

$ 

$ 

$ 

5.60 

0.95 

3.30 

2.20 

$ 

$ 

$ 

$ 

4.94 

0.83 

2.05 

1.93 

 13.4 %

 14.5 %

 61.0 %

 14.0 %

Selling, General and Administrative Expenses

Years Ended  December 31,

Percent of Sales

2022

2021

2022

2021

Warranty

Profit Sharing

Salaries & Benefits

Stock Compensation

Advertising

Depreciation & Amortization

Insurance

Professional Fees

Donations

Other

(in thousands)

$ 

8,497 

$ 

14,009 

41,351 

7,025 

2,353 

8,050 

3,755 

5,754 

1,134 

18,895 

6,351 

8,526 

23,458 

5,543 

1,616 

2,924 

3,010 

7,245 

738 

9,187 

 1.0 %

 1.6 %

 4.7 %

 0.8 %

 0.3 %

 0.9 %

 0.4 %

 0.6 %

 0.1 %

 2.1 %

 1.2 %

 1.6 %

 4.4 %

 1.0 %

 0.3 %

 0.5 %

 0.6 %

 1.4 %

 0.1 %

 1.7 %

Total SG&A $ 

110,823 

$ 

68,598 

 12.5 %

 12.8 %

Warranty expense increased consistent with our increase in net sales but decreased as a percentage of sales, as we 
continue to focus on our commitment to reliability and quality. 

Salaries and benefits increased $17.9 million, with a full year of BASX included accounting for $10.5 million of the 
increase.  The  remaining  increase  was  primarily  attributable  to  overall  increased  headcount  and  the  impact  of 
employee pay increases that went into effect during 2021 and in 2022. 

Depreciation and amortization expense at BASX was $4.5 million, accounting for the majority of the change period 
over  period.  Profit  sharing  increased  for  AAON  Oklahoma  and  AAON  Coil  Products  by  $4.8  million  due  to 
increased  operating  results,  while  profit  sharing  at  BASX  increased  by  $0.7  million  as  a  result  of  a  full  year  of 
BASX's employee incentive program. 

Professional fees decreased mostly due to the transaction costs associated with the acquisition of BASX (Note 4) of 
$4.4 million included in 2021. Excluding $3.8 million of other SG&A at BASX, other SG&A increased $5.9 million 
attributable  mainly  to  consulting  services  and  increased  travel  expenses  due  to  lighter  COVID-19  restrictions  in 
2022. 

Income Taxes

Years Ended December 31,

2022

2021

Effective Tax Rate
2021
2022

(in thousands)

Income tax provision

$ 

24,157 

$ 

10,424 

 19.4 %

 15.1 %

During the year ended December 31, 2022, the Company recorded an excess tax benefit of $3.0 million as compared 
to $5.4 million in 2021, a decrease of 45.3%. The decrease was primarily due to timing of stock option exercises and 
restricted stock vesting and our high stock price during the first and second quarter of 2021.   

The decrease in excess tax benefits was partially offset by an increase of $1.8 million in research and development 
tax credits as defined under Section 41 of the Internal Revenue Code. To qualify for the research and development 
tax credits, we perform annual studies that identifies, documents, and supports eligible expenses related to qualified 
research and development activities.  Eligible expenses include but are not limited to supplies, material and internal 
wages. With the addition of BASX in December 2021 (Note 4), we identified additional eligible expenses related to 
qualified research and development activities.

Liquidity and Capital Resources

Our working capital and capital expenditure requirements are generally met through net cash provided by operations 
and the use of the revolving bank line of credit based on our current liquidity at the time.

Working Capital - Our unrestricted cash and cash equivalents increased $2.6 million from December 31, 2021 to 
December 31, 2022. As of December 31, 2022, we had $5.9 million in cash and cash equivalents and restricted cash.  

Revolving  Line  of  Credit  -  Our  revolving  credit  facility  ("Revolver"),  as  amended  and  restated,  provides  for 
maximum borrowings of $200.0 million. As of December 31, 2022 and December 31, 2021, we had an outstanding 
balance  under  the  Revolver  of  $71.0  million  and  $40.0  million,  respectively.  We  had  one  standby  letter  of  credit 
totaling $0.8 million as of December 31, 2022 and 2021, respectively. Borrowings available under the Revolver at 
December 31, 2022, were $128.2 million. The Revolver expires on May 27, 2027.

Any outstanding loans under the Revolver bear interest at the daily compounded secured overnight financing rate 
("SOFR")  plus  the  applicable  margin.  Applicable  margin,  ranging  from  1.25%  -  1.75%,  is  determined  quarterly 
based on the Company's leverage ratio. The Company is also subject to letter of credit fees, ranging from 1.25% - 
1.75%, and a commitment fee, ranging from 0.10% - 0.20%. The applicable fee percentage is determined quarterly 
based on the Company's leverage ratio. At December 31, 2022 and 2021, the weighted average interest rate of our 
Revolver was 3.0%  and 1.3%, respectively. Fees associated with the unused portion of the committed amount are 
included  in  interest  expense  on  our  consolidated  statements  of  income  and  were  not  material  for  the  years  ended 
December 31, 2022 and 2021.

If  SOFR  cannot  be  determined  pursuant  to  the  definition,  as  defined  by  the  Revolver  agreement,  any  outstanding 
effected loans will be deemed to have been converted into alternative base rate ("ABR") loans. ABR loans would 
bear  interest  at  a  rate  per  annum  equal  to  the  highest  of  (a)  the  Prime  Rate  in  effect  on  such  day,  (b)  the  Federal 
Funds Rate in effect on such day plus 0.50%, or (c) daily simple SOFR for a one-month tenor in effect on such day 
plus 1.00%. 

At  December  31,  2022,  we  were  in  compliance  with  our  financial  covenants,  as  defined  by  the  Revolver.  These 
covenants require that we meet certain parameters related to our leverage ratio. At December 31, 2022, our leverage 
ratio was 0.46 to 1.0, which meets the requirement of not being above 3 to 1.

22

23

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Dividends  -  At  the  discretion  of  the  Board  of  Directors,  we  pay  cash  dividends.  Board  approval  is  required  to 
determine the date of declaration and amount for each cash dividend payment.

Our recent dividends are as follows:

Declaration Date
May 17, 2021
November 9, 2021
May 18, 2022
November 8, 2022

Record Date
June 3, 2021
November 26, 2021
June 3, 2022
November 28, 2022

Payment Date
July 1, 2021
December 17, 2021
July 1, 2022
December 16, 2022

Dividend per Share
$0.19
$0.19
$0.19
$0.24

Based  on  historical  performance  and  current  expectations,  we  believe  our  cash  and  cash  equivalents  balance,  the 
projected cash flows generated from our operations, our existing committed revolving credit facility (or comparable 
financing),  and  our  expected  ability  to  access  capital  markets  will  satisfy  our  working  capital  needs,  capital 
expenditures and other liquidity requirements associated with our operations in 2023 and the foreseeable future.

Off-Balance  Sheet  Arrangements  -  We  are  not  party  to  any  off-balance  sheet  arrangements  that  have  or  are 
reasonably  likely  to  have  a  material  current  or  future  effect  on  our  financial  condition,  changes  in  financial 
condition, revenues, expenses, results of operations, liquidity, capital expenditures, or capital resources.

New  Market  Tax  Credit  Obligation  -  On  October  24,  2019,  the  Company  entered  into  a  transaction  with  a 
subsidiary of an unrelated third-party financial institution (the “Investor”) and a certified Community Development 
Entity  under  a  qualified  New  Markets  Tax  Credit  (“NMTC”)  program  pursuant  to  Section  45D  of  the  Internal 
Revenue Code of 1986, as amended, related to an investment in plant and equipment to facilitate the expansion of 
our  Longview,  Texas  manufacturing  operations  (the  “Project”).  In  connection  with  the  NMTC  transaction,  the 
Company  received  a  $23.0  million  NMTC  allocation  for  the  Project  and  secured  low  interest  financing  and  the 
potential for future debt forgiveness related to the Project.

Upon closing of the NMTC transaction, the Company provided an aggregate of approximately $15.9 million to the 
Investor, in the form of a loan receivable, with a term of twenty-five years, bearing an interest rate of 1.0%. This 
$15.9 million in proceeds plus capital contributed from the Investor was used to make an aggregate $22.5 million 
loan  to  a  subsidiary  of  the  Company.  This  financing  arrangement  is  secured  by  equipment  at  the  Company's 
Longview, Texas facilities and a guarantee from the Company, including an unconditional guarantee of NMTCs.

Stock  Repurchase  -  The  Board  has  authorized  stock  repurchase  programs  for  the  Company.  The  Company  may 
purchase shares on the open market from time to time. The Board must authorize the timing and amount of these 
purchases and all repurchases are in accordance with the rules and regulations of the SEC allowing the Company to 
repurchase shares from the open market. 

Our open market repurchase programs are as follows:

Agreement Execution Date

Authorized Repurchase $

March 13, 2020

November 3, 2022

$20 million

$50 million

Expiration Date

November 9, 2022
**1

1 Expiration Date is at Board's discretion. The Company is authorized to effectuate repurchases of the Company's common stock on 
terms and conditions approved in advance by the Board.

The  Company  also  had  a  stock  repurchase  arrangement  by  which  employee-participants  in  our  401(k)  Plan  were 
entitled to have shares in AAON, Inc. stock in their accounts sold to the Company. The 401(k) Plan was amended in 
June  2022  to  discontinue  this  program.  No  additional  shares  have  been  purchased  by  the  Company  under  this 
arrangement since June 2022.

Lastly,  the  Company  repurchases  shares  of  AAON,  Inc.  stock  from  certain  of  its  directors  and  employees  for 
payment of statutory tax withholdings on stock transactions. All other repurchases from directors or employees are 
contingent upon Board approval. All repurchases are done at current market prices.

Our repurchase activity is as follows:

2022

2021

(in thousands, except share and per share data)

Program

Shares

Total $

$ per share

Shares

Total $

$ per share

Open market

401(k)

Directors and 
employees
Total

122,112  $ 

6,823  $ 

103,936   

5,913   

17,228   
243,276  $ 

1,019   
13,755  $ 

55.87 

56.89 

59.15 
56.54 

—  $ 

—  $ 

— 

297,772   

20,876   

70.11 

22,526   
320,298  $ 

1,590   
22,466  $ 

70.59 
70.14 

Program

Open market
401(k)

Directors and employees
Total

Inception to Date
(in thousands, except share and per share data)
$ per share
Total $
Shares

4,327,367  $ 
8,308,368   

2,044,955   
14,680,690  $ 

81,616  $ 
171,789   

23,360   
276,765  $ 

18.86 
20.68 

11.42 
18.85 

24

25

 
 
 
 
 
 
 
 
 
 
 
 
Statement of Cash Flows

Cash Flows from Operating Activities

The table below reflects a summary of our net cash flows provided by operating activities, net cash flows used in 
investing activities, and net cash flows provided by financing activities for the years indicated.

Operating Activities
Net Income
Income statement adjustments, net
Changes in assets and liabilities:

Accounts receivable
Income taxes
Inventories
Contract assets
Prepaid expenses and other long-term assets
Accounts payable
Contract liabilities
Extended warranties

Accrued liabilities and other long-term liabilities

Net cash provided by operating activities

Investing Activities

Capital expenditures

Cash paid for building (Note 4)
Cash paid in business combination, net of cash acquired

Other

Net cash used in investing activities

Financing Activities

Borrowings under revolving credit facility

Payments under revolving credit facility

Principal payments on financing lease

Stock options exercised

Repurchase of stock

Employee taxes paid by withholding shares

Cash dividends paid to stockholders

Net cash provided by financing activities

2022

2021

(in thousands)

$ 

100,376  $ 
38,516 

58,758 
46,566 

(56,306) 
18,195 
(71,409) 
(9,402) 
(2,367) 
11,574 
13,882 
1,314 

16,945 

61,318 

(54,024) 

(22,000) 

(249) 

60 

(9,737) 
(1,136) 
(45,955) 
1,886 
1,374 
10,899 
(229) 
447 

(1,690) 

61,183 

(55,362) 

— 

(103,430) 

73 

(76,213) 

(158,719) 

225,758 

(194,754) 

(115) 

23,140 

(12,737) 

(1,018) 

(22,917) 

40,000 

— 

— 

21,148 

(20,876) 

(1,590) 

(19,947) 

$ 

17,357  $ 

18,735 

The  Company  currently  manages  cash  needs  through  working  capital  as  well  as  drawing  on  its  line  of  credit  as 
needed.  Collections  and  payments  cycles  are  on  a  normal  pattern  and  fluctuate  due  to  timing  of  receipts  and 
payments.

The decrease in cash flows from receivables was a result of a larger volume of sales in the fourth quarter of 2022 in 
addition to higher priced receivables at the end of 2022.  The Company has also increased the purchase of inventory 
to  take  advantage  of  favorable  pricing  opportunities  and  also  to  mitigate  the  impact  of  future  supply  chain 
disruptions on our operations. Payment terms for BASX jobs typically require upfront cash to fund the job resulting 
in cash inflows related to our contract liabilities.  

The  increase  in  cash  flows  from  income  taxes  is  primarily  due  to  the  2017  Tax  Cuts  &  Jobs  Act,  which  requires 
research and development expenses incurred after December 31, 2021 to be capitalized and amortized over 5 years.  
This defers our current period income tax deduction which increased our income tax payments for 2022.

The  increase  in  cash  flows  from  accrued  and  other  long-term  liabilities  is  primarily  related  to  the  increase  in 
amounts due to Representatives (timing of receipts and payments), employee profit sharing, and increases in accrued 
payroll and employee benefits.

Cash Flows from Investing Activities

Net cash outflows from investing activities decreased in 2022 as compared to 2021 primarily due to the cash paid for 
the acquisition of BASX (Note 4) in December 2021. The cash paid for building is related to the purchase of the 
BASX office and manufacturing facility in May 2022 (Note 4).

Our capital expenditure program for 2023 is estimated to be approximately $135.0 million. Many of these projects 
are  subject  to  review  and  cancellation  at  the  discretion  of  our  CEO  and  Board  of  Directors  without  incurring 
substantial charges. 

Cash Flows from Financing Activities

The change in cash from financing activities in 2022 is primarily related to borrowings under our revolving credit 
facility  to  manage  our  working  capital  needs,  especially  strategic  purchases  of  inventory  to  avoid  supply  chain 
delays and the funding of the BASX building in May 2022, offset by repayments we were able to make due to our 
increased operating results and financial condition.

Cash  flow  changes  related  to  stock  option  exercised  is  affected  by  the  timing  of  stock  options  exercised  by  our 
employees.  The  decrease  in  our  repurchase  of  stock  was  the  result  of  the  discontinuance  of  the  401(k)  buyback 
program in June 2022. Cash dividends paid to stock holders increased to $22.9 million both due to the increase in 
number  of  shares  outstanding  and  the  increase  in  dividend  per  share  from  $0.19  to  $0.24  for  the  December  2022 
dividend payment. We expect to continue paying cash dividends. 

Commitments and Contractual Agreements

We  are  occasionally  party  to  short-term,  cancellable  and  occasionally  non-cancellable,  contracts  with  major 
suppliers for the purchase of raw material and component parts. We expect to receive delivery of raw materials for 
use in our manufacturing operations. These contracts are not accounted for as derivative instruments because they 
meet the normal purchase and normal sales exemption. We had no material contractual purchase obligations as of 
December 31, 2022, except as noted below.

On  April  27,  2022,  the  Company  entered  into  a  purchase  and  sale  agreement  with  a  third  party  manufacturer  to 
purchase  certain  assets  to  design  and  manufacture  fan  wheels  for  the  purchase  price  of  $6.5  million.  As  of 
December 31, 2022, we have paid approximately $3.5 million related to this agreement, which is included in other 
long-term  assets  and  property,  plant  and  equipment  with  the  remaining  $3.0  million  included  in  accounts  payable 
and other long-term assets on our consolidated balance sheets. The final payment will be made in 2023.

26

27

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Contingencies

We are subject to various claims and legal actions that arise in the ordinary course of business. We closely monitor 
these claims and legal actions and frequently consult with our legal counsel to determine whether they may, when 
resolved, have a material adverse effect on our financial position, results of operations or cash flows and we accrue 
and/or  disclose  loss  contingencies  as  appropriate.  See  Note  18  of  the  Consolidated  Financial  Statements  for 
additional information with respect to specific legal proceedings.

Critical Accounting Estimates

The preparation of financial statements and related disclosures in conformity with accounting principles generally 
accepted in the United States of America (“US GAAP”) and the Company's discussion and analysis of its financial 
condition  and  operating  results  require  management  to  make  estimates  and  assumptions  about  future  events,  and 
apply  judgments  that  affect  the  reported  amounts  of  assets,  liabilities,  revenue,  and  expenses  in  our  consolidated 
financial statements and related notes. We base our estimates, assumptions, and judgments on historical experience, 
current  trends,  and  other  factors  believed  to  be  relevant  at  the  time  our  consolidated  financial  statements  are 
prepared. However, because future events and their effects cannot be determined with certainty, actual results could 
differ from our estimates and assumptions, and such differences could be material. We believe the following critical 
accounting policies affect our more significant estimates, assumptions and judgments used in the preparation of our 
consolidated financial statements. We discuss these estimates with the Audit Committee of the Board of Directors 
periodically.

Inventory - Inventories are valued at the lower of cost or net realizable value using the first-in, first-out (“FIFO”) 
method. Raw material or component inventory typically transfers from one stage of manufacturing to another at a 
standard cost. The standard cost is set by management to reflect the actual costs incurred. We continually monitor 
standard costs to ensure that standard costs reasonably reflect the FIFO value of the inventory produced and make 
manual adjusts the value of inventory accordingly. Our manual adjustments from standards to actual inventory costs 
require  applying  judgment  regarding  a  number  of  factors,  including  changes  in  inventory  quantities  during  the 
period and recent versus historical inventory purchase costs.

Raw  material  or  component  inventory  typically  transfers  from  one  stage  of  manufacturing  to  another  where  it 
accumulates additional costs directly incurred with the production of finished goods, including estimated standard 
labor  and  overhead  costs.  Labor  and  overhead  costs  associated  with  the  manufacturing  of  our  products  are 
capitalized  into  inventory  on  an  estimated  standard  basis.  These  include  certain  direct  and  indirect  costs  such  as 
compensation,  manufacturing,  and  facility  costs  associated  with  manufacturing  support  functions.  We  continually 
monitor our labor and overhead standard costs to ensure that standard costs reasonably reflects our actual costs and 
make manual adjusts the value of inventory accordingly. Our manual adjustments from standard to actual labor and 
overhead costs contain uncertainties that require management to make assumptions and to apply judgment regarding 
a number of factors, including inventory turns, supply usage, manufacturing efficiencies, and historical production 
costs.

Inventory Reserves – We establish a reserve for inventories based on the change in inventory requirements due to 
product line changes, the feasibility of using obsolete parts for upgraded part substitutions, the required parts needed 
for  part  supply  sales  and  replacement  parts,  and  for  estimated  shrinkage.  Assumptions  used  to  estimate  inventory 
reserves  include  future  manufacturing  requirements  and  industry  trends.  Evolving  technology  and  changes  in  
product mix or customer demand can significantly affect the outcome of this analysis. 

Warranty Accrual – A provision is made for estimated warranty costs at the time the product is shipped and revenue 
is recognized. Our product warranty policy is the earlier of one year from the date of first use or 18 months from 
date of shipment for parts only; 18 months for data center cooling solutions and cleanroom systems; an additional 
four years for compressors (if applicable); 15 years on aluminized steel gas-fired heat exchangers (if applicable); 25 
years on stainless steel heat exchangers (if applicable); and ten years on gas-fired heat exchangers in our historical 
RL  products  (if  applicable).  Our  warranty  policy  for  the  RQ  series  covers  parts  for  two  years  from  date  of  unit 
shipment. Our warranty policy for the WH and WV Series geothermal/water-source heat pumps covers parts for five 
years from the date of installation. Warranty expense is estimated based on the warranty period, historical warranty 
trends and associated costs, and any known identifiable warranty issue.

Due  to  the  absence  of  warranty  history  on  new  products,  an  additional  provision  may  be  made  for  such 
products.  Our  estimated  future  warranty  cost  is  subject  to  adjustment  from  time  to  time  depending  on  changes  in 
actual  warranty  trends  and  cost  experience.  Should  actual  claim  rates  differ  from  our  estimates,  revisions  to  the 
estimated product warranty liability would be required.

Share-Based  Compensation  –  We  measure  and  recognize  compensation  expense  for  all  share-based  payment 
awards  made  to  our  employees  and  directors,  including  stock  options,  restricted  stock  awards,  performance  stock 
units ("PSUs"), and key employee awards ("Key Employee Awards") based on their fair values at the time of grant. 
Compensation expense is recognized on a straight-line basis over the service period of stock options, restricted stock 
awards, and PSUs. Compensation expense is recognized for the Key Employee Awards on a straight line basis over 
the  service  period  when  the  performance  condition  is  determined  to  be  probable.  Forfeitures  are  accounted  for  as 
they occur. The fair value of each option award is estimated on the date of grant using the Black-Scholes-Merton 
option pricing model. The fair value of the PSUs is estimated on the date of grant using the Monte Carlo Model. The 
use of the Black-Scholes-Merton option valuation model and the Monte Carlo Model requires the input of subjective 
assumptions such as: the expected volatility, the expected term of the grant, forward-looking market conditions, risk-
free rate, and expected dividend yield for stock options. The fair value of restricted stock awards and Key Employee 
Awards is based on the fair market value of AAON common stock on the respective grant dates. The fair value of 
restricted stock awards is reduced for the present value of dividends. 

Definite-Lived  Intangible  Assets  –  Definite-lived  intangible  assets  include  various  customer  relationships  and 
intellectual  property  acquired  in  business  combinations.  The  fair  value  of  customer  relationships  and  intellectual 
property  is  estimated  based  on  management’s  judgments  and  assumptions  or  third  party  valuation  models.  These 
models  requires  the  use  of  subjective  inputs  and  assumptions  such  as  expected  useful  lives,  growth  of  existing 
customers,  attrition  of  customers,  future  margins  and  expenses,  discount  rates,  and  future  revenue  growth.  These 
inputs  and  assumptions  can  be  inherently  uncertain  and  can  significantly  affect  the  outcome  of  the  estimates  and 
analysis. We amortize our definite-lived intangible assets on a straight-line basis over the estimated useful lives of 
the assets. Our definite-lived intangible assets have estimated used lives of between 14 and 30 years. We evaluate 
the  carrying  value  of  our  amortizable  intangible  assets  for  potential  impairment  when  events  and  circumstances 
warrant such a review. 

Goodwill and Indefinite-Lived Intangible Assets – Goodwill represents the excess of the consideration paid for the 
acquired businesses over the fair value of the individual assets acquired, net of liabilities assumed. Indefinite-lived 
intangible assets consist of trademarks and trade names. The fair value of trademarks and trade names is estimated 
based  on  management’s  judgments  and  assumptions  or  third  party  valuations.  These  models  require  the  use  of 
subjective inputs such as royalty rate, discount rate, and terminal value.

Goodwill and indefinite-lived intangible assets are not amortized, but instead are evaluated for impairment at least 
annually. We perform our annual assessment of impairment during the fourth quarter of our fiscal year, and more 
frequently if circumstances warrant.

To perform this assessment, we first consider qualitative factors to determine whether it is more likely than not that 
the  fair  value  of  the  reporting  unit  and  indefinite-lived  intangible  assets  exceeds  their  carrying  amount.  If  we 
conclude  that  it  is  more  likely  than  not  that  the  fair  value  of  a  reporting  unit  and  indefinite-lived  assets  does  not 
exceed  their  carrying  amount,  we  calculate  the  fair  value  for  the  reporting  unit  and  indefinite-lived  assets  and 
compare the amount to their carrying amount. If the fair value of a reporting unit and indefinite-lived asset exceeds 
their  carrying  amount,  the  reporting  unit  and  indefinite-lived  assets  are  not  considered  impaired.  If  the  carrying 
amount  of  the  reporting  unit  and  indefinite-lived  assets  exceeds  their  fair  value,  the  reporting  unit  and  indefinite-
lived assets are considered to be impaired and the balance is reduced by the difference between the fair value and 
carrying amount of the reporting unit and indefinite-lived assets.

We performed a qualitative assessment as of December 31, 2022 to determine whether it was more likely than not 
that the fair value of the reporting unit and indefinite-lived assets was greater than the carrying value of the reporting 
unit  and  indefinite-lived  assets.  Based  on  these  qualitative  assessments,  we  determined  that  the  fair  value  of  the 
reporting unit and indefinite-lived assets was more likely than not greater than the carrying value of the reporting 
unit and indefinite-lived assets.

Estimates and assumptions used to perform the impairment evaluation are inherently uncertain and can significantly 
affect  the  outcome  of  the  analysis.  The  estimates  and  assumptions  we  use  in  the  annual  impairment  assessment 

28

29

Item 8.  Financial Statements and Supplementary Data.

INDEX TO CONSOLIDATED FINANCIAL STATEMENTS

Report of Independent Registered Public Accounting Firm (PCAOB ID Number 248)

Consolidated Balance Sheets 

Consolidated Statements of Income 

Consolidated Statements of Stockholders’ Equity

Consolidated Statements of Cash Flows 

Notes to Consolidated Financial Statements 

Page

32

34

35

36

37

38

included macro-industry trends, market participant considerations, historical profitability, including free cash flows, 
and  forecasted  multi-year  operating  results.  Changes  in  operating  results  and  other  assumptions  could  materially 
affect these estimates. A considerable amount of management judgment and assumptions are required in performing 
the impairment tests. 

Contingent  Consideration  –  As  part  of  a  business  combination,  we  agreed  to  issue  shares  of  the  Company's 
common  stock  based  on  certain  milestones  in  accordance  with  the  acquisition  agreement.  This  contingent 
consideration is valued at fair value on the acquisition date and is included in goodwill and additional paid-in capital 
on the consolidated balance sheets.

The  fair  value  of  the  contingent  consideration  was  determined  using  the  Option  Pricing  Method  through  a  Monte 
Carlo  simulation,  as  this  model  is  appropriate  for  contingent  considerations  for  which  the  payoff  structure  is 
nonlinear. The use of this model requires the input of subjective inputs and assumptions such as: future earnings, the 
expected volatility of future earnings, risk-free rate, discount rate, and future stock performance. These inputs and 
assumptions can be inherently uncertain and can significantly affect the outcome of the estimates and analysis.

New Accounting Pronouncements

Changes  to  U.S.  GAAP  are  established  by  the  Financial  Accounting  Standards  Board  (“FASB”)  in  the  form  of 
accounting standards updates (“ASUs”) to the FASB’s Accounting Standards Codification. 

We consider the applicability and impact of all ASUs. ASUs not listed below were assessed and determined to be 
either  not  applicable  or  are  expected  to  have  minimal  impact  on  our  consolidated  financial  statements  and  notes 
thereto.

Item 7A.  Quantitative and Qualitative Disclosures About Market Risk.

Commodity Price Risk

We are exposed to volatility in the prices of commodities used in some of our products and, occasionally, we use 
cancellable and non-cancellable contracts with our major suppliers for periods of six to 18 months to manage this 
exposure. 

Interest Rate Risk

We are exposed to changes in interest rates related to our outstanding debt. As of December 31, 2022, we had an 
outstanding balance of $71.0 million. For each one percentage point increase in the interest rate applicable to our 
outstanding debt, our annual income before taxes would decrease by approximately $0.7 million.

30

31

 
 
• We  recalculated  the  Company’s  standard  costing  of  inventory  which  approximated  FIFO  by  obtaining 

FIFO buildups and inspected underlying documents for a sample of raw materials.

• We  assessed  the  reasonableness  of  management’s  inventory  reserve  by  recalculating  the  reserve  using 

management’s inputs.

• We  tested  labor  and  overhead  rate  changes  by  recalculating  the  rates  used  and  tested  any  adjustments 

recorded to the general ledger.

/s/ GRANT THORNTON LLP 

We have served as the Company’s auditor since 2004.

Tulsa, Oklahoma
February 27, 2023 

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Board of Directors and Stockholders
AAON, Inc.

Opinion on the financial statements 

We  have  audited  the  accompanying  consolidated  balance  sheets  of  AAON,  Inc.  (a  Nevada  corporation)  and 
subsidiaries  (the  “Company”)  as  of  December  31,  2022  and  2021,  the  related  consolidated  statements  of  income, 
stockholders’  equity,  and  cash  flows  for  each  of  the  three  years  in  the  period  ended  December  31,  2022,  and  the 
related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present 
fairly, in all material respects, the financial position of the Company as of December 31, 2022 and 2021, and the 
results  of  its  operations  and  its  cash  flows  for  each  of  the  three  years  in  the  period  ended  December  31,  2022,  in 
conformity with accounting principles generally accepted in the United States of America.

We also have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United 
States)  (“PCAOB”),  the  Company’s  internal  control  over  financial  reporting  as  of  December  31,  2022,  based  on 
criteria  established  in  the  2013  Internal  Control—Integrated  Framework  issued  by  the  Committee  of  Sponsoring 
Organizations  of  the  Treadway  Commission  (“COSO”),  and  our  report  dated  February  27,  2023  expressed  an 
unqualified opinion.

Basis for opinion 

These financial statements are the responsibility of the Company’s management. Our responsibility is to express an 
opinion on the Company’s financial statements based on our audits. We are a public accounting firm registered with 
the  PCAOB  and  are  required  to  be  independent  with  respect  to  the  Company  in  accordance  with  the  U.S.  federal 
securities  laws  and  the  applicable  rules  and  regulations  of  the  Securities  and  Exchange  Commission  and  the 
PCAOB. 

We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and 
perform  the  audit  to  obtain  reasonable  assurance  about  whether  the  financial  statements  are  free  of  material 
misstatement,  whether  due  to  error  or  fraud.  Our  audits  included  performing  procedures  to  assess  the  risks  of 
material  misstatement  of  the  financial  statements,  whether  due  to  error  or  fraud,  and  performing  procedures  that 
respond  to  those  risks.  Such  procedures  included  examining,  on  a  test  basis,  evidence  regarding  the  amounts  and 
disclosures  in  the  financial  statements.  Our  audits  also  included  evaluating  the  accounting  principles  used  and 
significant estimates made by management, as well as evaluating the overall presentation of the financial statements. 
We believe that our audits provide a reasonable basis for our opinion.

Critical audit matter

The  critical  audit  matter  communicated  below  is  a  matter  arising  from  the  current  period  audit  of  the  financial 
statements that was communicated or required to be communicated to the audit committee and that: (1) relates to 
accounts  or  disclosures  that  are  material  to  the  financial  statements  and  (2)  involved  our  especially  challenging, 
subjective, or complex judgments. The communication of critical audit matters does not alter in any way our opinion 
on  the  financial  statements,  taken  as  a  whole,  and  we  are  not,  by  communicating  the  critical  audit  matter  below, 
providing a separate opinion on the critical audit matter or on the accounts or disclosures to which it relates. 

Inventory – manual inventory adjustments 
As  described  in  Note  2  to  the  financial  statements,  the  Company  reports  inventory  using  the  first  in,  first  out 
(“FIFO”)  method,  which  involves  manual  adjustments  recorded  to  the  general  ledger  such  as  inventory  variance, 
inventory  allowance  and  labor  and  overhead  adjustments,  which  had  the  potential  to  be  larger  or  require  more 
judgment  during  the  year  ended  December  31,  2022,  where  the  Company  experienced  changes  in  the  prices  of 
certain raw materials due to the COVID-19 pandemic, as well as supply chain challenges. These manual adjustments 
have been identified as a critical audit matter.

The principal considerations for our determination such manual inventory adjustments are a critical audit matter are 
these  manual  adjustments  require  substantial  use  of  management  estimates  and  require  the  Company  to  have 
effective  inventory  valuation  processes.  Significant  management  judgments  and  estimates  utilized  to  determine 
manual  inventory  adjustments  are  subject  to  estimation  uncertainty  and  require  significant  auditor  subjectivity  in 
evaluating the reasonableness of those judgments and estimates. 

Our audit procedures related to the manual inventory adjustments included the following, among others.

• We  tested  the  design  and  operating  effectiveness  of  controls  over  inventory  valuation,  including  the 
standard  cost  updates  in  the  accounting  system  and  the  completeness  and  accuracy  of  the  inputs  to  the 
inventory variance calculation and any related adjustments.

32

33

AAON, Inc. and Subsidiaries
Consolidated Balance Sheets

AAON, Inc. and Subsidiaries
Consolidated Statements of Income

Years Ended December 31,
2021
(in thousands, except share and per share data)

2020

2022

Net sales
Cost of sales
Gross profit
Selling, general and administrative expenses
Gain on disposal of assets and insurance recoveries
Income from operations
Interest (expense) income, net
Other income, net
Income before taxes
Income tax provision
Net income
Earnings per share:

Basic

Diluted

Cash dividends declared per common share:

Weighted average shares outstanding:

Basic

Diluted

$ 

$ 

$ 

$ 

$ 

888,788  $ 
651,216 
237,572 
110,823 

(12)   

126,761 

(2,627)   
399 
124,533 
24,157 
100,376  $ 

534,517  $ 
396,687 
137,830 
68,598 

(21)   

69,253 

(132)   
61 
69,182 
10,424 
58,758  $ 

1.89  $ 

1.86  $ 

0.43  $ 

1.12  $ 

1.09  $ 

0.38  $ 

514,551 
358,702 
155,849 
60,491 
(6,478) 
101,836 
88 
51 
101,975 
22,966 
79,009 

1.51 

1.49 

0.38 

53,054,986 

54,097,072 

52,404,199 

53,728,989 

52,168,679 

53,061,169 

The accompanying notes are an integral part of these consolidated financial statements.

Assets
Current assets:

Cash and cash equivalents
Restricted cash

Accounts receivable, net of allowance for credit losses of $477 and $549, 
respectively
Income tax receivable
Inventories, net
Contract assets
Prepaid expenses and other

Total current assets
Property, plant and equipment:

Land
Buildings
Machinery and equipment
Furniture and fixtures

Total property, plant and equipment
Less:  Accumulated depreciation

Property, plant and equipment, net

Intangible assets, net
Goodwill
Right of use assets
Other long-term assets
Total assets

Liabilities and Stockholders’ Equity

Current liabilities:

Accounts payable
Accrued liabilities
     Contract liabilities
Total current liabilities
Revolving credit facility, long-term
Deferred tax liabilities
Other long-term liabilities 
New market tax credit obligation (a)
Commitments and contingencies (Note 18)
Stockholders’ equity:

December 31,

2022

2021

(in thousands, except share and 
per share data)

$ 

5,451  $ 
498 

2,859 
628 

127,158 
— 
198,939 
15,151 
1,919 
349,116 

8,537 
169,156 
342,045 
30,033 
549,771 
245,026 
304,745 
64,606 
81,892 
7,123 
6,421 
813,903  $ 

45,513  $ 
78,630 
21,424 
145,567 
71,004 
18,661 
11,508 
6,449 

$ 

$ 

70,780 
5,723 
130,270 
5,749 
2,071 
218,080 

5,016 
135,861 
318,259 
23,072 
482,208 
224,146 
258,062 
70,121 
85,727 
16,974 
1,216 
650,180 

29,020 
50,206 
7,542 
86,768 
40,000 
31,993 
18,843 
6,406 

— 

210 
81,654 
384,306 
466,170 
650,180 

Preferred stock, $.001 par value, 5,000,000 shares authorized, no shares issued
Common stock, $.004 par value, 100,000,000 shares authorized, 53,425,184 and 
52,527,985 issued and outstanding at December 31, 2022 and 2021, respectively                                          
Additional paid-in capital
Retained earnings
Total stockholders’ equity
Total liabilities and stockholders’ equity

214 
98,735 
461,765 
560,714 
813,903  $ 

— 

$ 

     (a) Held by variable interest entities (Note 17)

The accompanying notes are an integral part of these consolidated financial statements.

34

35

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AAON, Inc. and Subsidiaries
Consolidated Statements of Stockholders’ Equity

Balance at December 31, 2019
Net income
Stock options exercised and restricted

stock awards granted
Share-based compensation
Stock repurchased and retired
Dividends
Balance at December 31, 2020
Net income
Stock options exercised and restricted

stock awards granted

Share-based compensation

Stock repurchased and retired

Contingent consideration (Note 4)

Dividends

Balance at December 31, 2021

Net income

Stock options exercised and restricted

stock awards granted

Share-based compensation

Stock repurchased and retired

Contingent consideration (Note 4)

Dividends

Common Stock

Shares

Amount

Paid-in
Capital

Retained
Earnings

Total

(in thousands)

52,079  $ 
— 
712 

— 
(566) 
— 
52,225 
— 
623 

— 

(320) 

— 

— 

52,528 

— 

1,140 

— 

(243) 

— 

— 

208  $ 

— 
3 

— 
(2) 
— 
209 
— 
2 

— 

(1) 

— 

— 

210 

— 

5 

— 

(1) 

— 

— 

3,631  $ 
— 
21,415 

286,301  $ 

79,009 
— 

290,140 
79,009 
21,418 

11,342 
(31,227) 
— 
5,161 
— 
21,146 

11,812 

(22,465) 

66,000 

— 

81,654 

— 

23,135 

13,700 

(13,754) 

(6,000) 

— 
— 
(19,815) 
345,495 
58,758 
— 

— 

— 

— 

(19,947) 

384,306 

100,376 

— 

— 

— 

— 

— 

(22,917) 

11,342 
(31,229) 
(19,815) 
350,865 
58,758 
21,148 

11,812 

(22,466) 

66,000 

(19,947) 

466,170 

100,376 

23,140 

13,700 

(13,755) 

(6,000) 

(22,917) 

Balance at December 31, 2022

53,425  $ 

214  $ 

98,735  $ 

461,765  $ 

560,714 

The accompanying notes are an integral part of these consolidated financial statements.

AAON, Inc. and Subsidiaries
Consolidated Statements of Cash Flows

2022

Years Ended December 31,
2021
(in thousands)

2020

$ 

100,376  $ 

58,758  $ 

79,009 

Operating Activities

Net income
 Adjustments to reconcile net income to net cash provided by operating 
activities:

Depreciation and amortization
Amortization of debt issuance costs
Amortization of right of use assets
Provision for credit losses on accounts receivable, net of adjustments
Provision for excess and obsolete inventories
Share-based compensation
Gain on disposition of assets and insurance recoveries
Foreign currency transaction loss (gain)
Interest income on note receivable
Deferred income taxes
Changes in assets and liabilities:

Accounts receivable
Income taxes
Inventories
Contract assets
Prepaid expenses and other long-term assets
Accounts payable
Contract liabilities
Extended warranties
Accrued liabilities and other long-term liabilities

Net cash provided by operating activities

Investing Activities

Capital expenditures
Cash paid for building (Note 4)
Cash paid in business combination, net of cash acquired
Proceeds from sale of property, plant and equipment
Insurance proceeds
Principal payments from note receivable
Net cash used in investing activities

Financing Activities

Borrowings under revolving credit facility
Payments under revolving credit facility
Principal payments on financing lease
Stock options exercised
Repurchase of stock
Employee taxes paid by withholding shares
Dividends paid to stockholders
Net cash provided by (used in) financing activities

Net increase (decrease) in cash, cash equivalents and restricted cash
Cash, cash equivalents and restricted cash, beginning of year
Cash, cash equivalents and restricted cash, end of year

$ 

35,106 
43 
324 
(72)   

2,740 
13,700 

(12)   
41 
(22)   
(13,332)   

(56,306)   
18,195 
(71,409)   
(9,402)   
(2,367)   
11,574 
13,882 
1,314 
16,945 
61,318 

(54,024)   
(22,000)   
(249)   
12 
— 
48 
(76,213)   

225,758 
(194,754)   
(115)   

23,140 
(12,737)   

(1,018)   
(22,917)   
17,357 
2,462 
3,487 
5,949  $ 

30,343 
43 
73 
43 
629 
11,812 

(21)   
(1) 
(24)   

3,669 

(9,737)   
(1,136)   
(45,955)   
1,886 
1,374 
10,899 

(229)   
447 
(1,690)   
61,183 

(55,362)   

— 

(103,430)   

19 
— 
54 

(158,719)   

40,000 
— 
— 
21,148 
(20,876)   

(1,590)   
(19,947)   
18,735 
(78,801)   
82,288 
3,487  $ 

25,634 
43 
— 
153 
1,108 
11,342 
(6,478) 
(12) 
(24) 
13,027 

19,859 
(3,815) 
(9,726) 
— 
(2,364) 
(2,155) 
— 
1,010 
2,203 
128,814 

(67,802) 
— 
— 
60 
6,417 
52 
(61,273) 

— 
— 
— 
21,418 
(30,060) 

(1,169) 
(19,815) 
(29,626) 
37,915 
44,373 
82,288 

The accompanying notes are an integral part of these consolidated financial statements.

36

37

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AAON, Inc. and Subsidiaries
Notes to Consolidated Financial Statements
December 31, 2022 

1.  Business Description

AAON,  Inc.  is  a  Nevada  corporation  which  was  incorporated  on  August  18,  1987.  Our  operating  subsidiaries 
include AAON, Inc., an Oklahoma corporation, AAON Coil Products, Inc., a Texas corporation, and BasX, Inc., an 
Oregon corporation (collectively, the “Company”). The consolidated financial statements include our accounts and 
the accounts of our subsidiaries.  

We  are  engaged  in  the  engineering,  manufacturing,  marketing,  and  sale  of  premium  air  conditioning  and  heating 
equipment consisting of standard, semi-custom, and custom rooftop units, data centers cooling solutions, cleanroom 
systems,  packaged  outdoor  mechanical  rooms,  air  handling  units,  makeup  air  units,  energy  recovery  units, 
condensing units, geothermal/water-source heat pumps, coils, and controls.

Impact of COVID-19 Pandemic

The magnitude of the impact of the COVID-19 pandemic remains unpredictable and could unfavorably impact our 
business. However, the direct effects of the COVID-19 pandemic has had no significant impact on our planned cash 
outflows for raw materials, dividend payments, or capital expenditures.

Although future disruptions and costs are expected to be temporary, there is still significant uncertainty around the 
duration  and  overall  impacts  to  our  business  operations.  We  are  continually  monitoring  the  progression  of  the 
pandemic,  including  new  COVID-19  variants,  and  their  potential  effect  on  our  consolidated  financial  position, 
results of operations and cash flows.

First Quarter 2021 Planned Maintenance and Adverse Weather

During the fourth quarter of 2020, we made the strategic decision to shut down our Tulsa, OK and Longview, TX 
manufacturing facilities to perform planned and necessary maintenance during the last week of December 2020 as 
well several days in early January 2021.

In  February  2021,  record-breaking  winter  storms  affected  Oklahoma  and  Texas,  causing  sustained  below  freezing 
temperatures, hazardous driving conditions, rolling blackouts, water main breaks, and a host of other weather related 
issues. In addition to significant absenteeism as a result of employees being unable to travel to and from work due to 
inadequate transportation and/or hazardous road conditions, the Company made the decision to shut down the Tulsa, 
OK and Longview, TX plants for several days. This decision was based on the expected employee absenteeism as 
well as the expected rolling blackouts caused by the increased demand on the electrical and natural gas power grids.

WH Series and WV Series Water Source Heat Pump Units

As part of the normal course of business, management is continually monitoring the profitability of the Company's 
various  product  series  offerings.  During  the  third  quarter  of  2022,  management  made  the  decision  to  no  longer 
produce  our  small  packaged  geothermal/water-source  heat  pump  units  consisting  of  the  WH  Series  horizontal 
configuration and WV Series vertical configuration, from one-half to 12 1/2 tons ("WH/WV"). These WH/WV units 
are produced solely out of the AAON Oklahoma facility. Production of the remaining WH/WV backlog is expected 
to continue through the first quarter of 2023.

A  majority  of  the  long-lived  assets  used  in  the  production  of  these  units  will  be  immediately  reallocated  to  other 
product  production,  providing  us  additional  manufacturing  capacity  with  minimal  costs.  The  workforce  from  the 
these production lines will also be reallocated to other product production lines. Management has identified some 
related components and parts that cannot be used in other products or sold through our parts business; therefore, we 
have  increased  our  provision  for  excess  and  obsolete  inventory  (Note  7),  within  cost  of  sales  on  our  consolidated 
statements of income, by approximately $1.2 million during the year ended December 31, 2022.

Inflation and Labor Market

Change in Estimate

In late 2021 and throughout 2022, we have witnessed increases in our raw material and component prices. Due to 
our  favorable  liquidity  position,  we  continue  to  make  strategic  purchases  of  materials  when  we  see  opportunities. 
We continue to manage the increase in the cost of raw materials through price increases for our products. We have 
also experienced supply chain challenges related to specific manufacturing parts, which we have managed through 
our strong vendor relationships as well as expanding our list of vendors.

Additionally, we continue to experience challenges in a tight labor market, especially the hiring of both skilled and 
unskilled production labor. We have implemented the following wage increases to remain competitive and to attract 
and retain employees:

•
•
•

•
•

In March 2021, we awarded annual merit raises for an overall 5.0% increase to wages.
In July 2021, we increased starting wages for our production workforce by 7.0%. 
In October 2021, we implemented a cost of living increase of 3.5% in place for all employees 
below  our  Senior  Leadership  Team  ("SLT")  which  consists  of  officers  and  key  members  of 
management.  
In March 2022, we awarded annual merit raises for an overall 3.0% increase to wages. 
In October 2022, we implemented a cost of living increase of 3.5% in place for all employees 
below the SLT level.

We will continue to implement human resource initiatives to retain and attract labor to further improve productivity 
and production efficiencies.

Despite efforts to mitigate the impact of inflation, supply chain issues and the tight labor market, future disruptions, 
while temporary, could negatively impact our consolidated financial position, results of operations and cash flows.

During  the  first  quarter  of  2022,  a  review  of  the  Company's  useful  lives  for  certain  sheet  metal  manufacturing 
equipment  at  our  Longview,  Texas  facilities  resulted  in  a  change  in  estimate  that  increased  the  useful  lives  from 
between  ten  and  twelve  years  to  fifteen  years.  This  determination  was  based  on  recent  and  estimated  future 
production  levels  as  well  as  management's  knowledge  of  the  equipment  and  historical  and  future  use  of  the 
equipment. The change in estimate was made prospectively and resulted in a decrease to depreciation expense within 
cost of sales on our consolidated statements of income of $1.8 million during the year ended December 31, 2022.

We do not believe the impact of these events had a material adverse effect on our consolidated financial position, 
results of operations and cash flows.

2.  Summary of Significant Accounting Policies

Principles of Consolidation

These financial statements are prepared in accordance with accounting principles generally accepted in the United 
States of America (“U.S. GAAP”). The accompanying consolidated financial statements include the accounts of the 
Company and its wholly-owned subsidiaries. All inter-company accounts and transactions have been eliminated.

Our financial statements consolidate all of our affiliated entities in which we have a controlling financial interest.  
Because we hold certain rights that give us the power to direct the activities of two variable interest entities ("VIEs") 
(Note  17)  that  most  significantly  impact  the  VIEs  economic  performance,  combined  with  a  variable  interest  that 
gives us the right to receive potentially significant benefits or the obligation to absorb potentially significant losses, 
we have a controlling financial interest in those VIEs.

On December 10, 2021, we closed on the acquisition of all of the issued and outstanding equity ownership of BasX, 
LLC,  doing  business  as  BASX  Solutions.  (Note  4).  On  December  29,  2021,  BasX,  LLC  converted  to  a  C-
Corporation, BasX, Inc. ("BASX"), and is subject to income tax. We have included the results of BASX’s operations 
in our consolidated financial statements beginning December 11, 2021.

38

39

 
 
Cash and Cash Equivalents

We consider all highly liquid temporary investments with original maturity dates of three months or less to be cash 
equivalents.  Cash  and  cash  equivalents  consist  of  bank  deposits  and  highly  liquid,  interest-bearing  money  market 
funds. 

The  Company’s  cash  and  cash  equivalents  are  held  in  a  few  financial  institutions  in  amounts  that  exceed  the 
insurance limits of the Federal Deposit Insurance Corporation. However, management believes that the Company’s 
counterparty risks are minimal based on the reputation and history of the institutions selected.

Restricted Cash

Restricted  cash  held  at  December  31,  2022  and  December  31,  2021  consists  of  bank  deposits  and  highly  liquid, 
interest-bearing  money  market  funds  held  for  the  purpose  of  the  Company's  qualified  New  Markets  Tax  Credit 
program  (Note  17)  to  benefit  an  investment  in  plant  and  equipment  to  facilitate  the  expansion  of  our  Longview, 
Texas manufacturing operations. 

The Company’s restricted cash is held in a financial institutions in amounts that exceed the insurance limits of the 
Federal Deposit Insurance Corporation. However, management believes that the Company’s counterparty risks are 
minimal based on the reputation and history of the institutions selected.

Accounts and Note Receivable

Accounts and note receivable are stated at amounts due from customers, net of an allowance for credit losses. We 
generally  do  not  require  that  our  customers  provide  collateral;  however,  our  billings  and  customer  payment  terms 
can  vary  based  on  product  type  as  a  way  to  manage  collections  risk.  The  Company  determines  its  allowance  for 
credit  losses  by  considering  a  number  of  factors,  including  the  credit  risk  of  specific  customers,  the  customer’s 
ability  to  pay  current  obligations,  historical  trends,  economic  and  market  conditions,  and  the  age  of  the 
receivable. Accounts are considered past due when the balance has been outstanding for ninety days past negotiated 
credit  terms.  Past  due  accounts  are  generally  written-off  against  the  allowance  for  credit  losses  only  after  all 
collection attempts have been exhausted.

Concentration of Credit Risk

Our  customers  are  concentrated  primarily  in  the  domestic  commercial  and  industrial  new  construction  and 
replacement markets. To date, our sales have been primarily to the domestic market, with foreign sales accounting 
for  approximately  3.1%,  3.0%,  and  2.0%  of  revenues  for  the  years  ended  December  31,  2022,  2021,  and  2020, 
respectively. 

One  customer,  Texas  AirSystems  LLC,  accounted  for  more  than  10.0%  of  our  sales  during  2022,  2021,  and 
2020. No other customer accounted for more than 10.0% of our sales during 2022, 2021, and 2020. One customer, 
Texas AirSystems LLC, accounted for more than 10.0% of our accounts receivable balance at December 31, 2022. 
No customers accounted for more than 10.0% of our accounts receivable balance at December 31, 2021.  

Inventories

Inventories are valued at the lower of cost or net realizable value using the first-in, first-out (“FIFO”) or average cost 
method.  Cost in inventory includes purchased parts and materials, direct labor and applied manufacturing overhead. 
We  establish  an  allowance  for  excess  and  obsolete  inventories  based  on  product  line  changes,  the  feasibility  of 
substituting parts and the need for supply and replacement parts.  

Property, Plant and Equipment

Property,  plant,  and  equipment,  including  significant  improvements,  are  recorded  at  cost,  net  of  accumulated 
depreciation; except for property, plant, and equipment acquired in a business combination which is recorded at fair 
value. Repairs and maintenance and any gains or losses on disposition are included in operations.

Depreciation is computed using the straight-line method over the following estimated useful lives:

Buildings and leasehold improvements

Machinery and equipment

Furniture and fixtures

3 - 40 years

3 - 20 years

3 - 15 years

On April 22, 2020, our plant and office facilities in Tulsa, Oklahoma experienced hail related weather damage and 
we  filed  a  property  insurance  claim  which  carried  a  $500,000  deductible.  We  did  not  experience  any  significant 
structural damage or any operational interruption as a result of this weather event. In November 2020, we reached a 
final settlement with our insurance carrier, resulting in a net cumulative gain of $6.4 million, which is included in 
the consolidated statements of income. The received proceeds were used to make improvements to the current roof 
at our plant and office facilities in Tulsa, Oklahoma to extend the overall useful life. 

In January 2023, we purchased additional real property and improvements for our AAON Coil Products operations 
in Longview, Texas for $3.6 million. This additional property consists of 64,000 square feet of warehouse space that 
will enable the continued growth of our AAON Coil Products operations.

Business Combinations

The Company applies the acquisition method of accounting for business acquisitions. The results of operations of 
the businesses acquired by the Company are included as of the respective acquisition date. The acquisition date fair 
value  of  the  consideration  transferred,  including  the  fair  value  of  any  contingent  consideration,  is  allocated  to  the 
underlying assets acquired and liabilities assumed based upon their estimated fair values at the date of acquisition. 
To the extent the acquisition date fair value of the consideration transferred exceeds the fair value of the identifiable 
tangible and intangible assets acquired and liabilities assumed, such excess is allocated to goodwill. The Company 
may  adjust  the  preliminary  purchase  price  allocation,  as  necessary,  as  it  obtains  more  information  regarding  asset 
valuations and liabilities assumed that existed but were not available at the acquisition date, which is generally up to 
one year after the acquisition closing date. Acquisition related expenses are recognized separately from the business 
combination and are expensed as incurred.

Fair Value Financial Instruments and Measurements

The  carrying  amounts  of  cash  and  cash  equivalents,  receivables,  accounts  payable,  and  accrued  liabilities 
approximate  fair  value  because  of  the  short-term  maturity  of  the  items.  The  carrying  amount  of  the  Company’s 
revolving line of credit, and other payables, approximate their fair values either due to their short term nature, the 
variable  rates  associated  with  the  debt  or  based  on  current  rates  offered  to  the  Company  for  debt  with  similar 
characteristics.

Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability (an exit price) in 
an orderly transaction between market participants at the measurement date. Fair value is based upon assumptions 
that  market  participants  would  use  when  pricing  an  asset  or  liability.  We  use  the  following  fair  value  hierarchy, 
which prioritizes valuation technique inputs used to measure fair value into three broad levels:

•

•

•

Level 1: Quoted prices in active markets for identical assets and liabilities that we have the ability to access 
at the measurement date.
Level  2:  Inputs  (other  than  quoted  prices  included  within  Level  1)  that  are  either  directly  or  indirectly 
observable  for  the  asset  or  liability,  including  (i)  quoted  prices  for  similar  assets  or  liabilities  in  active 
markets, (ii) quoted prices for identical or similar assets or liabilities in inactive markets, (iii) inputs other 
than  quoted  prices  that  are  observable  for  the  asset  or  liability,  and  (iv)  inputs  that  are  derived  from 
observable market data by correlation or other means.
Level  3:  Unobservable  inputs  for  the  asset  or  liability  including  situations  where  there  is  little,  if  any, 
market activity for the asset or liability. Items categorized in Level 3 include the estimated fair values of 

40

41

 
property,  plant  and  equipment,  intangible  assets,  contingent  consideration,  and  goodwill  acquired  in  a 
business combination.

The changes in the carrying amount of goodwill were as follows:

The fair value hierarchy gives the highest priority to quoted prices in active markets (Level 1) and the lowest priority 
to unobservable inputs (Level 3). In some cases, the inputs used to measure fair value might fall into different levels 
of  the  fair  value  hierarchy.  The  lowest  level  input  that  is  significant  to  a  fair  value  measurement  determines  the 
applicable  level  in  the  fair  value  hierarchy.  Assessing  the  significance  of  a  particular  input  to  a  fair  value 
measurement requires judgment, considering factors specific to the asset or liability.

Definite-Lived Intangible Assets

Our definite-lived intangible assets include various trademarks, service marks, and technical knowledge acquired in 
business  combinations  (Note  4).  We  amortize  our  definite-lived  intangible  assets  on  a  straight-line  basis  over  the 
estimated useful lives of the assets. We evaluate the carrying value of our amortizable intangible assets for potential 
impairment when events and circumstances warrant such a review. 

Amortization is computed using the straight-line method over the following estimated useful lives:

Balance, beginning of period
Additions due to acquisitions (Note 4)

Decreases due to acquisition adjustments (Note 4)

Balance, end of period

Contingent Consideration

Years Ended December 31,

2022

2021

(in thousands)

$ 

85,727  $ 
— 

(3,835) 

81,892 

3,229 
82,498 

— 

85,727 

As  part  of  a  business  combination,  we  agreed  to  issue  shares  of  the  Company's  common  stock  based  on  certain 
milestones in accordance with the acquisition agreement. This contingent consideration is valued at fair value on the 
acquisition date and is included in additional paid-in capital on the consolidated balance sheets.

30 years

14 years

Impairment of Long-Lived Assets

Intellectual property

Customer relationships

Goodwill and Indefinite-Lived Intangible Assets

Goodwill  represents  the  excess  of  the  consideration  paid  for  the  acquired  businesses  over  the  fair  value  of  the 
individual  assets  acquired,  net  of  liabilities  assumed.  Indefinite-lived  intangible  assets  consist  of  trademarks  and 
trade  names  and  are  also  subject  to  at  least  annual  impairment  testing.  Goodwill  and  indefinite-lived  intangible 
assets  are  not  amortized,  but  instead  are  evaluated  for  impairment  at  least  annually.  We  perform  our  annual 
assessment of impairment during the fourth quarter of our fiscal year, and more frequently if circumstances warrant.

To perform this assessment, we first consider qualitative factors to determine whether it is more likely than not that 
the  fair  value  of  the  reporting  unit  and  indefinite-lived  intangible  assets  exceeds  their  carrying  amount.  If  we 
conclude  that  it  is  more  likely  than  not  that  the  fair  value  of  a  reporting  unit  and  indefinite-lived  assets  does  not 
exceed  their  carrying  amount,  we  calculate  the  fair  value  for  the  reporting  unit  and  indefinite-lived  assets  and 
compare the amount to their carrying amount. If the fair value of a reporting unit and indefinite-lived asset exceeds 
their  carrying  amount,  the  reporting  unit  and  indefinite-lived  assets  are  not  considered  impaired.  If  the  carrying 
amount  of  the  reporting  unit  and  indefinite-lived  assets  exceeds  their  fair  value,  the  reporting  unit  and  indefinite-
lived assets are considered to be impaired and the balance is reduced by the difference between the fair value and 
carrying amount of the reporting unit and indefinite-lived assets.

We performed a qualitative assessment as of December 31, 2022 to determine whether it was more likely than not 
that the fair value of the reporting unit and indefinite-lived assets was greater than the carrying value of the reporting 
unit  and  indefinite-lived  assets.  Based  on  these  qualitative  assessments,  we  determined  that  the  fair  value  of  the 
reporting unit and indefinite-lived assets was more likely than not greater than the carrying value of the reporting 
unit and indefinite-lived assets.

Estimates and assumptions used to perform the impairment evaluation are inherently uncertain and can significantly 
affect  the  outcome  of  the  analysis.  The  estimates  and  assumptions  we  use  in  the  annual  impairment  assessment 
included market participant considerations and future forecasted operating results. Changes in operating results and 
other  assumptions  could  materially  affect  these  estimates.  A  considerable  amount  of  management  judgment  and 
assumptions are required in performing the impairment tests.

We  review  long-lived  assets  for  possible  impairment  when  events  or  changes  in  circumstances  indicate,  in 
management’s judgment, that the carrying amount of an asset may not be recoverable. Recoverability is measured 
by a comparison of the carrying amount of an asset or asset group to its estimated undiscounted future cash flows 
expected  to  be  generated  by  the  asset  or  asset  group.  If  the  undiscounted  cash  flows  are  less  than  the  carrying 
amount of the asset or asset group, an impairment loss is recognized for the amount by which the carrying amount of 
the asset or asset group exceeds its fair value.

Research and Development

The costs associated with research and development for the purpose of developing and improving new products are 
expensed  as  incurred.  For  the  years  ended  December  31,  2022,  2021,  and  2020  research  and  development  costs  
amounted  to  approximately  $46.8  million,  $16.6  million,  and  $17.4  million,  respectively.  The  significant  increase 
for the year ended December 31, 2022 was related to the inclusion of a full year of operations of BASX (Note 4), as 
well as our commitment to product performance and innovation.

Advertising

Advertising costs are expensed as incurred. Advertising expense for the years ended December 31, 2022, 2021, and 
2020 was approximately $2.4 million, $1.6 million, and $0.8 million, respectively.

Shipping and Handling

We incur shipping and handling costs in the distribution of products sold that are recorded in cost of sales. Shipping 
charges  that  are  billed  to  the  customer  are  recorded  in  revenues  and  as  an  expense  in  cost  of  sales.  For  the  years 
ended  December 31,  2022, 2021, and 2020 shipping and  handling fees amounted to approximately $24.4 million, 
$14.4 million, and $14.3 million, respectively.

Income Taxes

Income taxes are accounted for under the asset and liability method. The Company recognizes deferred tax assets 
and liabilities for the expected future tax consequences of temporary differences between the book carrying amounts 
and the tax basis of assets and liabilities. Excess tax benefits and deficiencies are reported as an income tax benefit 
or expense on the statement of income and are treated as discrete items to the income tax provision in the reporting 
period in which they occur. We establish accruals for unrecognized tax positions when it is more likely than not that 
our  tax  return  positions  may  not  be  fully  sustained.  The  Company  records  a  valuation  allowance  for  deferred  tax 
assets when, in the opinion of management, it is more likely than not that deferred tax assets will not be realized.

42

43

 
 
 
 
 
 
 
Share-Based Compensation

The Company recognizes expense for its share-based compensation based on the fair value of the awards that are 
granted. The Company’s share-based compensation plans provide for the granting of stock options, restricted stock, 
and  performance  stock  units  ("PSUs").  In  conjunction  with  the  acquisition  of  BASX  (Note  4),  we  awarded 
performance awards to key employees ("Key Employee Awards") of BASX.  

The fair values of stock options are estimated at the date of grant using the Black-Scholes-Merton option valuation 
model. The fair value of the PSUs is estimated on the date of grant using the Monte Carlo Model. The use of the 
Black-Scholes-Merton  option  valuation  model  and  the  Monte  Carlo  Model  requires  the  input  of  subjective 
assumptions such as: the expected volatility, the expected term of the grant, expected market performance, risk-free 
rate,  and  expected  dividend  yield  for  stock  options.  The  fair  value  of  restricted  stock  awards  and  Key  Employee 
Awards is based on the fair market value of AAON common stock on the respective grant dates. The fair value of 
restricted  stock  awards  is  reduced  for  the  present  value  of  dividends.  The  Key  Employee  Awards  do  not  accrue 
dividends.

Share-based compensation expense is recognized on a straight-line basis over the service period of the related share-
based compensation award. Historically, stock options and restricted stock awards, granted to employees, vested at a 
rate  of  20%  per  year.  Restricted  stock  awards  granted  to  directors  historically  vest  over  the  shorter  of  directors' 
remaining elected term or one-third each year. Beginning March 2021, all new grants of stock options and restricted 
stock awards granted to employees, vest at a rate of 33.3% per year. Forfeitures are accounted for as they occur.

Historically,  if  the  employee  or  director  is  retirement  eligible  (as  defined  by  the  Long  Term  Incentive  Plans)  or 
becomes retirement eligible during service period of the related share-based compensation award, the service period 
is  the  lesser  of  1)  the  grant  date,  if  retirement  eligible  on  grant  date,  or  2)  the  period  between  grant  date  and 
retirement  eligible  date.  All  share-based  compensation  awards  granted  on  or  after  March  1,  2020  to  retirement 
eligible employees or directors contain a one-year employment requirement (minimum service period) or the entire 
award is forfeited. Forfeitures are accounted for as they occur. 

The PSUs cliff vest at the end of their respective service period. Share-based compensation expense is recognized on 
a straight-line basis over the service period of PSUs. The PSUs are subject to several service and market conditions, 
as defined by the PSU agreement, which allows the holder to retain a pro-rata amount of awards as a result of certain 
termination conditions, retirement, change in common control, or death. Forfeitures are accounted for as they occur.

The Key Employee Awards cliff vest on December 31, 2023. Share-based compensation expense is recognized on a 
straight-line  basis  over  the  service  period  of  the  Key  Employee  Awards  when  it  is  probable  that  the  performance 
conditions will be satisfied. The Key Employee Awards are subject to several service and performance conditions, 
as defined by the Key Employee Award agreement, which allows the holder to retain an amount of the awards as a 
result of certain termination conditions or change in common control. Forfeitures are accounted for as they occur.

Derivative Instruments

In the course of normal operations, the Company occasionally enters into contracts such as forward priced physical 
contracts  for  the  purchase  of  raw  materials  that  qualify  for  and  are  designated  as  normal  purchase  or  normal  sale 
contracts. Such contracts are exempted from the fair value accounting requirements and are accounted for at the time 
product is purchased or sold under the related contract. The Company does not engage in speculative transactions, 
nor does the Company hold or issue financial instruments for trading purposes.

Revenue Recognition

Due to the highly customized nature of many of the Company’s products and each product not having an alternative 
use  to  the  Company  without  significant  costs  to  the  Company,  the  Company  recognizes  revenue  over  time  as 
progress  is  made  toward  satisfying  the  performance  obligations  of  each  contract.  The  Company  has  formal 
cancellation  policies  and  generally  does  not  accept  returns  on  these  units.  As  a  result,  many  of  the  Company’s 
products do not have an alternative use and therefore, for these products we recognize revenue over the time it takes 
to produce the unit.

Contract  costs  include  direct  materials,  direct  labor,  installation,  freight  and  delivery,  commissions  and  royalties. 
Other  costs  not  related  to  contract  performance,  such  as  indirect  labor  and  materials,  small  tools  and  supplies, 

operating  expenses,  field  rework  and  back  charges  are  charged  to  expense  as  incurred.  Provisions  for  estimated 
losses  on  contracts  in  progress  are  made  in  the  period  in  which  such  losses  are  determined.  Changes  in  job 
performance,  job  conditions,  and  estimated  profitability,  including  those  arising  from  contract  penalty  provisions 
and final contract settlements, may result in revisions to costs and income, and are estimated and recognized by the 
Company  throughout  the  life  of  the  contract.  The  aggregate  of  costs  incurred  and  income  recognized  on 
uncompleted contracts in excess of billings is shown as a contract asset within our consolidated balance sheets, and 
the  aggregate  of  billings  on  uncompleted  contracts  in  excess  of  related  costs  incurred  and  income  recognized  is 
shown as a contract liability within out consolidated balance sheets. 

For all other products that are part sales or standardized units, the Company  recognizes revenue,  presented net of 
sales tax, when it satisfies the performance obligation in its contracts. As the primary performance obligation in such 
a  contract  is  delivery  of  the  requested  manufactured  equipment,  we  satisfy  the  performance  obligation  when  the 
control  is  passed  to  the  customer,  generally  at  time  of  shipment.  Final  sales  prices  are  fixed  based  on  purchase 
orders. 

Sales allowances and customer incentives are treated as reductions to sales and are provided for based on historical 
experiences and current estimates. 

Historically, sales of our products were moderately seasonal with the peak period being May-October of each year 
due to timing of construction projects being directly related to warmer weather.  However, in recent years, given the 
increases  in  demand  of  our  product  and  increases  in  our  backlog,  sales  has  become  more  constant  throughout  the 
year.

Product Warranties

A provision is made for the estimated cost of maintaining product warranties to customers at the time the product is 
sold based upon historical claims experience by product line. The Company records a liability and an expense for 
estimated future warranty claims based upon historical experience and management’s estimate of the level of future 
claims. Changes in the estimated amounts recognized in prior years are recorded as an adjustment to the liability and 
expense in the current year.

The  Company  also  sells  extended  warranties  on  parts  for  various  lengths  of  time  ranging  from  six  months  to  10 
years.  Revenue  for  these  separately  priced  warranties  is  deferred  and  recognized  on  a  straight-line  basis  over  the 
separately priced warranty period.

Representatives and Third Party Products

We are responsible for billings and collections resulting from all sales transactions, including those initiated by our 
independent  manufacturer  representatives  (“Representatives”).  Representatives  are  national  companies  that  are  in 
the business of providing heating, ventilation, and air conditioning (“HVAC”) units and other related products and 
services  to  customers.  The  end  user  customer  orders  a  bundled  group  of  products  and  services  from  the 
Representative  and  expects  the  Representative  to  fulfill  the  order.  These  other  related  products  and  services  may 
include controls purchased from another manufacturer to operate the unit, start-up services, and curbs for supporting 
the unit (“Third Party Products”). All are associated with the purchase of a HVAC unit but may be provided by the 
Representative  or  another  third  party.  Only  after  the  specifications  are  agreed  to  by  the  Representative  and  the 
customer, and the decision is made to use an AAON HVAC unit, will we receive notice of the order. We establish 
the amount we must receive for our HVAC unit (“minimum sales price”), but do not control the total order price that 
is negotiated by the Representative with the end user customer. The Representatives submit the total order price to 
us  for  invoicing  and  collection.  The  total  order  price  includes  our  minimum  sales  price  and  an  additional  amount 
which may include both the Representatives’ fee and amounts due for additional products and services required by 
the customer. The Company is considered the principal for the equipment we design and manufacture and records 
that  revenue  gross.  The  Company  has  no  control  over  the  Third  Party  Products  to  the  end  customer  and  the 
Company is under no obligation related to the Third Party Products. Amounts related to Third Party Products are not 
recognized  as  revenue  but  are  recorded  as  a  liability  and  are  included  in  accrued  liabilities  on  the  consolidated 
balance sheets.

44

45

The  Representatives’  fee  and  Third  Party  Products  amounts  (“Due  to  Representatives”)  are  paid  only  after  all 
amounts associated with the order are collected from the customer. The amount of payments to our Representatives 
was $39.1 million, $43.9 million, and $50.0 million for each of the years ended December 31, 2022, 2021, and 2020, 
respectively.

Insurance Reserves

Under the Company’s insurance programs, coverage is obtained for significant liability limits as well as those risks 
required to be insured by law or contract. It is the policy of the Company to self-insure a portion of certain expected 
losses related primarily to workers’ compensation and medical liability. Provisions for losses expected under these 
programs are recorded based on the Company’s estimates of the aggregate liabilities for the claims incurred.

Leases

New leases entered into by the Company are assessed at lease inception for proper lease classification. At December 
31, 2022, all of our leases are classified as operating leases.

We have entered into various short-term operating leases with an initial term of twelve months or less. These leases 
are not recorded on our consolidated balance sheets as of December 31, 2022 and 2021, and the rent expense for 
these short-term leases is not significant. 

As  our  leases  do  not  provide  an  implicit  interest  rate,  we  use  our  incremental  borrowing  rate  based  on  the 
information  available  at  the  commencement  date  in  determining  the  present  value  of  lease  payments.  Our 
incremental borrowing rate represents the interest rate which we would pay to borrow, on a collateralized basis, an 
amount equal to the lease payments over a similar term in a similar economic environment. 

Expense related to these leases is recognized on straight-line basis over the lease term. Certain of our leases contain 
escalating lease payments based on predefined increases. Most leases contain options to renew or terminate. Right-
of-use assets and lease liabilities reflect only the options which the Company is reasonably certain to exercise.

The  Company’s  leases  generally  require  us  to  pay  for  insurance,  taxes,  utilities,  and  other  operating  costs.  These 
payments are not included in the right-of-use asset or lease liability and are expensed as incurred.

Use of Estimates

The preparation of consolidated financial statements in conformity with U.S. GAAP requires management to make 
estimates  and  assumptions  that  affect  the  reported  amounts  of  assets  and  liabilities  and  disclosures  of  contingent 
assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during 
the  reporting  period.  Because  these  estimates  and  assumptions  require  significant  judgment,  actual  results  could 
differ from those estimates and could have a significant impact on our results of operations, financial position, and 
cash  flows.  We  reevaluate  our  estimates  and  assumptions  as  needed,  but  at  a  minimum  on  a  quarterly  basis.  The 
most significant estimates include, but are not limited to, inventory valuation, inventory reserves, warranty accrual, 
workers'  compensation  accrual,  medical  insurance  accrual,  income  taxes,  useful  lives  of  property,  plant,  and 
equipment,  estimated  future  use  of  leased  property,  share-based  compensation,  business  combinations,  revenue 
percentage  of  completion  and  estimated  costs  to  complete.  Actual  results  could  differ  materially  from  those 
estimates.

3. Revenue Recognition

The  following  tables  show  disaggregated  net  sales  by  reportable  segment  (Note  22)  by  major  source,  net  of 
intercompany sales eliminations.

AAON 
Oklahoma

Year Ended December 31, 2022
AAON Coil 
Products

BASX1

(in thousands)

Total

$ 

Rooftop Units
Condensing Units
Air Handlers
Outdoor Mechanical Rooms
Cleanroom Systems
Data Center Cooling Solutions  
Water-Source Heat Pumps
Part Sales

Other

$ 

579,363 
302 
— 
612 
— 
— 
11,529 
52,927 

19,112 

$ 

— 
46,287 
47,442 
855 
— 
— 
8,797 
— 

3,909 

$ 

— 
— 
14,434 
— 
47,020 
53,522 
— 
671 

2,006 

$ 

663,845 

$ 

107,290 

$ 

117,653 

$ 

AAON 
Oklahoma

$ 

398,461 

$ 

Rooftop Units

Condensing Units

Air Handlers

Outdoor Mechanical Rooms

Cleanroom Systems

Data Center Cooling Solutions  

Water-Source Heat Pumps

Part Sales

Other

$ 

Rooftop Units
Condensing Units
Air Handlers
Outdoor Mechanical Rooms
Water-Source Heat Pumps
Part Sales
Other

762 

— 

820 

— 

— 

10,831 

41,127 

11,844 

400,946 
900 
— 
2,355 
10,663 
32,561 
11,532 
458,957 

Year Ended December 31, 2021
AAON Coil 
Products

BASX1

(in thousands)

— 

25,989 

26,589 

464 

— 

— 

10,343 

1 

3,203 

$ 

—

—

—

—

—

95 

2,288 

1,688 

12 

— 
20,249 
23,931 
487 
8,390 
— 
2,537 
55,594 

—
—
—
—
—
—
—
—

$ 

463,845 

$ 

66,589 

$ 

4,083 

$ 

534,517 

AAON 
Oklahoma

Year Ended December 31, 2020
AAON Coil 
Products

BASX1

(in thousands)

Total

$ 

$ 

$ 
1 BASX was acquired by the Company on December 10, 2021, as such, the only applicable periods presented for BASX is the year 
ended December 31, 2022 and December 11, 2021 through December 31, 2021.

$ 

$ 

579,363 
46,589 
61,876 
1,467 
47,020 
53,522 
20,326 
53,598 

25,027 

888,788 

Total

398,461 

26,751 

26,684 

1,284 

2,288 

1,688 

21,174 

41,128 

15,059 

400,946 
21,149 
23,931 
2,842 
19,053 
32,561 
14,069 
514,551 

46

47

Other sales include freight, extended warranties and miscellaneous revenue.

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
4. Business Combination

On  November  18,  2021,  the  Company  entered  into  a  membership  interest  purchase  agreement  (the  “MIPA 
Agreement”)  to  acquire  of  all  of  the  issued  and  outstanding  equity  ownership  of  BasX,  LLC,  an  Oregon  limited 
liability  company,  doing  business  as  BASX  Solutions.  We  closed  this  transaction  on  December  10,  2021  for  a 
purchase  price  of  (i)  $100.0  million  payable  in  cash  (not  including  working  capital  adjustments),  and  (ii)  up  to 
$80.0  million  in  the  aggregate  of  contingent  consideration  payable  in  shares  of  the  Company's  stock,  par  value 
$0.004 per share (the "Shares").  

The  $80.0  million  of  contingent  consideration  payable  consists  of  $78.0  million  payable  to  the  former  owners  of 
BasX, LLC and $2.0 million payable to key employees of BasX, LLC whom are now employed by the Company. 
The  potential  future  issuance  of  the  Shares  is  contingent  upon  BASX  meeting  certain  post-closing  earn-out 
milestones during each of 2021, 2022, and 2023 under the terms of the MIPA Agreement (Note 16). The Company 
funded the acquisition cash portion of the purchase price and related transaction costs with cash on hand.

Additionally,  as  a  condition  to  closing,  the  Company  entered  into  a  real  estate  purchase  agreement  with  BasX 
Properties,  LLC,  an  affiliate  of  BasX,  LLC,  to  acquire  the  principal  real  property  and  improvements  utilized  by 
BASX  for  an  additional  $22.0  million,  subject  to  customary  closing  conditions  and  adjustments.  The  Company 
closed this real estate transaction on May 31, 2022, which terminated the related lease (Note 5).

We  incurred  $4.4  million  in  transaction  fees  related  to  the  acquisition  which  are  included  in  selling,  general,  and 
administrative expenses on our consolidated statement of income for the year ended December 31, 2021. We have 
included the results of BASX’s operations in our consolidated financial statements beginning December 11, 2021.    

We applied pushdown accounting, allowable under ASC 805 "Business Combinations," to "pushdown" our stepped-
up  basis  in  the  assets  acquired  and  liabilities  assumed  to  BASX's  subsidiary  financial  statements.  The  decision  to 
apply  pushdown  accounting  is  irrevocable.  Goodwill  was  calculated  and  recognized  consistent  with  acquisition 
accounting, resulting in the pushdown of $78.7 million in goodwill as of December 31, 2022.

The following table presents the allocation of the consideration paid to the assets acquired and liabilities assumed in 
the acquisition described above, which was still preliminary at December 31, 2021. The revisions indicated below 
were recorded during the first quarter of 2022. The revisions were the result of updates to our preliminary estimates 
and third party valuation models. The impact of such revisions on consolidated net income were not significant.

Final Allocation

Estimated 
Allocation as of 
December 31, 
2021

(in thousands)

Revisions

Accounts receivable

Inventories

Contract assets

Prepaid expenses and other

Property, plant and equipment

Right of use assets

Intangible assets

Goodwill

Accounts payable

Accrued liabilities

Contract liabilities

Lease liabilities

Contingent Consideration - shares of AAON

13,699  $ 

13,699  $ 

2,725 

7,635 

341 

15,611 

13,169 

68,413 

78,663 

(9,388)   

(3,807)   

(7,771)   

(15,611)   

(60,000)   

2,725 

7,635 

341 

15,611 

13,169 

70,329 

82,498 

(9,388)   

(3,807)   

(7,771)   

(15,611)   

(66,000)   

  Consideration paid

$ 

103,679  $ 

103,430  $ 

— 

— 

— 

— 

— 

— 

(1,916) 

(3,835) 

— 

— 

— 

— 

6,000 

249 

The Company recognized the following definite and indefinite-lived intangible assets as part of the acquisition:

Final Allocation

Estimated 
Allocation as of 
December 31, 
2021

(in thousands)

Revisions

Definite-lived intangible assets

Intellectual property

Customer relationships

Indefinite-lived intangible assets

Trademarks

$ 

6,295  $ 

6,479  $ 

47,547 

53,842 

48,684 

55,163 

14,571 

15,166 

Total intangible assets acquired

$ 

68,413  $ 

70,329  $ 

(184) 

(1,137) 

(1,321) 

(595) 

(1,916) 

Goodwill  is  the  excess  of  the  consideration  paid  for  the  acquired  businesses  over  the  fair  value  of  the  individual 
assets acquired, net of liabilities assumed. Goodwill represents a premium paid to acquire the skilled workforce and 
expanded  market  opportunities.  Goodwill  of  $47.1  million  was  tax  deductible  upon  completion  of  the  final 
allocation of consideration paid to the assets acquired and liabilities acquired. Future additional amounts of goodwill 
related  to  the  contingent  consideration  may  become  tax  deductible  in  the  future  if  the  earn  out  provisions  of  the 
MIPA are achieved.

48

49

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Pro Forma Results of Operations (unaudited)

The  operations  of  BASX  have  been  included  in  our  consolidated  statements  of  income  since  the  closing  date  on 
December  10,  2021.  The  following  unaudited  pro  forma  consolidated  results  of  operations  for  the  years  ended 
December 31, 2021 and 2020 are presented as if the combination had been made on January 1, 2020.

(unaudited)

Years ended December 31,

2021

2020

(in thousands, except per share data)

611,158  $ 

63,491 

562,563 

80,507 

1.21  $ 

1.18  $ 

1.54 

1.52 

$ 

$ 

$ 

Revenues

Net income

Earnings per share:

Basic

Dilutive

These unaudited pro forma results include adjustments necessary in connection with the acquisition.

The  unaudited  consolidated  pro  forma  financial  information  was  prepared  in  accordance  with  GAAP  and  is  not 
necessarily indicative of the results of operations that would have occurred if the acquisition had been completed on 
the date indicated, nor is it indicative of the future operating results of the Company.

The unaudited pro forma results do not reflect events that either have occurred or may occur after the acquisition 
date,  including,  but  not  limited  to,  the  anticipated  realization  of  operating  synergies  in  subsequent  periods.  These 
results  also  do  not  give  effect  to  certain  charges  that  the  Company  expects  to  incur  in  connection  with  the 
acquisition, including, but not limited to, additional professional fees and employee integration.

5. Leases

The  Company  has  lease  arrangements  for    certain  administrative,  manufacturing  and  warehousing  facilities  and 
equipment. Currently, all leases are classified as operating leases.

Balance Sheet Classification

2022

2021

December 31,

Right-of-use assets

Current lease liability

Right of use assets

Accrued liabilities

Noncurrent lease liability

Other long-term liabilities

(in thousands)

$ 

7,123  $ 

1,254 

5,993 

16,974 

1,580 

15,467 

Through the acquisition of BASX (Note 4), we acquired various leases for plant/office space and equipment, which 
were  classified  as  operating  leases.  Through  May  2022,  BASX's  manufacturing  and  office  facility  in  Redmond, 
Oregon  was  leased  from  a  related  party  (Note  21).  On  May  31,  2022,  we  completed  the  real  estate  transaction 
discussed in Note 4 and the associated operating lease was terminated.

Since  2018,  the  Company  has  leased  the  manufacturing,  engineering  and  office  space  used  by  our  operations  in 
Parkville, Missouri. In October 2022, the Parkville, Missouri lease was amended to expand our manufacturing and 
office space from 51,000 square feet to 86,000 square feet. The amended lease will provide for 31,000 square feet of 
additional manufacturing and engineering space and for 4,000 square feet of additional office space. The amended 
lease extends the lease term through December 31, 2032.

In  November  2022,  the  Company  entered  into  a  lease  arrangement  for  additional  storage  facilities  in  Tulsa, 
Oklahoma  to  support  our  operations.  The  lease  will  add  an  additional  198,000  square  feet  to  our  operations.  The 
lease term will expire October 31, 2025.

In June 2022, the Company entered into a lease agreement for land and facilities in Tulsa, Oklahoma to support our 
manufacturing  operations.  This  lease  was  classified  as  a  finance  lease  as  the  Company  had  the  option  to  and  was 
reasonably  certain  to  purchase  the  underlying  assets  in  2023.  However,  during  the  third  quarter  of  2022,  it  was 
determined  that  the  Company  would  no  longer  purchase  the  land  or  facility  and  terminate  the  lease  due  to 
unforeseen facility structural issues. We vacated the property and cancelled the lease at the end of 2022.

50

51

 
 
 
 
 
 
 
6. Accounts Receivable

8. Intangible Assets

Accounts receivable and the related allowance for credit losses are as follows:

Our intangible assets consist of the following:

Accounts receivable

Less:  Allowance for credit losses

     Total, net

Allowance for credit losses:

Balance, beginning of period

Provisions for expected credit losses, net of adjustments

Accounts receivable written off, net of recoveries

Balance, end of period

7. Inventories

December 31,

2022

2021

(in thousands)

$ 

$ 

127,635  $ 

71,329 

(477) 

(549) 

127,158  $ 

70,780 

Years Ended December 31,

2022

2021

2020

(in thousands)

549  $ 

506  $ 

359 

(431) 

43 

— 

477  $ 

549  $ 

$ 

$ 

353 

153 

— 

506 

The components of inventories and the related changes in the allowance for excess and obsolete inventories are as 
follows: 

Raw materials

Work in process

Finished goods

Less:  Allowance for excess and obsolete inventories

     Total, net

Allowance for excess and obsolete inventories:

Balance, beginning of period

Provisions for excess and obsolete inventories

Inventories written off

     Balance, end of period

December 31,

2022

2021

(in thousands)

$ 

194,159  $ 

124,480 

3,501 

5,806 

203,466 

(4,527) 

3,049 

4,528 

132,057 

(1,787) 

$ 

198,939  $ 

130,270 

Years Ended December 31,

2022

2021

2020

(in thousands)

1,787  $ 

3,261  $ 

2,852 

(112) 

629 

(2,103) 

4,527  $ 

1,787  $ 

$ 

$ 

2,644 

1,108 

(491) 

3,261 

During the third quarter of 2022, we made the decision to no longer produce our small packaged geothermal/water-
source heat pump units consisting of the WH Series horizontal configuration and WV Series vertical configuration 
(Note 1). Some related components and parts cannot be used in other products or sold through our parts business. As 
a  result,  we  increased  our  provision  for  excess  and  obsolete  inventory,  within  cost  of  sales  on  our  consolidated 
statements of income, by approximately $1.2 million during the year ended December 31, 2022.

Definite-lived intangible assets

Intellectual property

Customer relationships

Less:  Accumulated amortization

               Total, net

Indefinite-lived intangible assets

Trademarks

Total intangible assets, net

December 31,

2022

2021

(in thousands)

$ 

6,295  $ 

47,547 

(3,807)   

50,035 

6,479 

48,684 

(208) 

54,955 

14,571 

$ 

64,606  $ 

15,166 

70,121 

Amortization expense recorded in cost of sales is as follows:

Years Ended December 31,

2022

2021

2020

(in thousands)

Amortization expense

$ 

3,599  $ 

246  $ 

234 

Excluding the impact of any future acquisitions, the Company anticipates amortization expense to be approximately 
$3.6 million for each of the years ended 2023 through 2027.

9.  Supplemental Cash Flow Information

Supplemental disclosures:

Interest paid

Income taxes paid, net

Non-cash investing and financing activities:

Non-cash capital expenditures

Years Ended December 31,

2022

2021

2020

(in thousands)

$ 

2,412  $ 

—  $ 

19,293 

7,891 

— 

13,754 

1,919 

(3,714) 

2,843 

52

53

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
10. Warranties

The Company has product warranties with various terms from one year from the date of first use or 18 months for 
parts, data center cooling solutions, and cleanroom systems to 25 years for certain heat exchangers. The Company 
has  an  obligation  to  replace  parts  if  conditions  under  the  warranty  are  met.  A  provision  is  made  for  estimated 
warranty  costs  at  the  time  the  related  products  are  sold  based  upon  the  warranty  period,  historical  trends,  new 
products, and any known identifiable warranty issues.  

Changes in the warranty accrual are as follows:

Warranty accrual:

Years Ended December 31,

2022

2021

2020

(in thousands)

Balance, beginning of period

$ 

13,769  $ 

13,522  $ 

Payments made

Provisions

Assumed in business combination (Note 4)

     Balance, end of period

Warranty expense:

(6,584) 

8,497 

— 

(6,734) 

6,351 

630 

12,652 

(5,751) 

6,621 

— 

$ 

$ 

15,682  $ 

13,769  $ 

13,522 

8,497  $ 

6,351  $ 

6,621 

11. Accrued Liabilities and Other Long-Term Liabilities

Accrued liabilities were comprised of the following:

Warranty
Due to representatives
Payroll
Profit sharing
Workers' compensation
Medical self-insurance
Customer prepayments
Donations, short-term
Accrued income taxes
Employee vacation time
Extended warranties, short-term
Lease liability, short-term 
Other
     Total

Other long-term liabilities were comprised of the following:

Lease liability

Extended warranties

Donations and other

      Total

12. Revolving Credit Facility

December 31,

2022

2021

$ 

(in thousands)
15,682  $ 
15,545 
11,901 
5,451 
367 
1,178 
3,750 
637 
12,472 
6,329 
1,330 
1,254 
2,734 

$ 

78,630  $ 

13,769 
7,995 
8,423 
1,489 
308 
1,943 
5,931 
438 
— 
4,362 
1,593 
1,580 
2,375 
50,206 

December 31,

2022

2021

(in thousands)

$ 

5,993 

4,539 

976

$ 

15,467 

3,042 

334 

$ 

11,508 

$ 

18,843 

On  November  24,  2021,  we  amended  our  revolving  credit  facility  to  provide  for  maximum  borrowings  of 
$100.0  million,  with  an  option  to  increase  to  $200.0  million.  On  May  27,  2022,  we  amended  our  $100.0  million 
Amended  and  Restated  Loan  Agreement  dated  November  24,  2021  ("Revolver"),  to  provide  for  maximum 
borrowings of $200.0 million. As of December 31, 2022 and December 31, 2021, we had an outstanding balance 
under the Revolver of  $71.0 million and $40.0 million, respectively. We had one standby letter of credit totaling 
$0.8 million as of December 31, 2022 and 2021, respectively. Borrowings available under the Revolver at December 
31, 2022, were $128.2 million. The Revolver expires on May 27, 2027.

Any outstanding loans under the Revolver bear interest at the daily compounded secured overnight financing rate 
("SOFR")  plus  the  applicable  margin.  Applicable  margin,  ranging  from  1.25%  -  1.75%,  is  determined  quarterly 
based on the Company's leverage ratio. The Company is also subject to letter of credit fees, ranging from 1.25% - 
1.75%, and a commitment fee, ranging from 0.10% - 0.20%. The applicable fee percentage is determined quarterly 
based on the Company's leverage ratio. At December 31, 2022 and 2021, the weighted average interest rate of our 
Revolver was 3.0%  and 1.3%, respectively. Fees associated with the unused portion of the committed amount are 
included  in  interest  expense  on  our  consolidated  statements  of  income  and  were  not  material  for  the  years  ended 
December 31, 2022 and 2021, respectively.

54

55

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
If  SOFR  cannot  be  determined  pursuant  to  the  definition,  as  defined  by  the  Revolver  agreement,  any  outstanding 
effected loans will be deemed to have been converted into alternative base rate ("ABR") loans. ABR loans would 
bear  interest  at  a  rate  per  annum  equal  to  the  highest  of  (a)  the  Prime  Rate  in  effect  on  such  day,  (b)  the  Federal 
Funds Rate in effect on such day plus 0.50%, or (c) daily simple SOFR for a one-month tenor in effect on such day 
plus 1.00%. 

At  December  31,  2022,  we  were  in  compliance  with  our  financial  covenants,  as  defined  by  the  Revolver.  These 
covenants require that we meet certain parameters related to our leverage ratio. At December 31, 2022, our leverage 
ratio was 0.46 to 1.0, which meets the requirement of not being above 3 to 1. 

The  previous  revolving  credit  facility,  prior  to  November  24,  2021,  allowed  for  maximum  borrowings  of 
$30.0 million with an interest rate of LIBOR plus 2.0%. There were no fees associated with the unused portion of 
committed amounts under the previous revolving credit facility.

13.  Income Taxes

The provision for income taxes consists of the following:

Current

Deferred

     Income tax provision

Years Ended December 31,

2022

2021

2020

(in thousands)

$ 

$ 

37,489  $ 

6,755  $ 

(13,332) 

3,669 

24,157  $ 

10,424  $ 

9,939 

13,027 

22,966 

The provision for income taxes differs from the amount computed by applying the statutory Federal income tax rate 
before the provision for income taxes.

The reconciliation of the Federal statutory income tax rate to the effective income tax rate is as follows: 

Federal statutory rate

State income taxes, net of Federal benefit

Change in valuation allowance

Excess tax benefits related to share-based compensation (Note 14)

Return to provision

Research and development tax credits

Other

     Effective tax rate

Years Ended December 31,

2022

2021

2020

 21.0 %

 4.1 %

 — %

 (2.4) %

 (0.3) %

 (2.1) %

 (0.9) %

 19.4 %

 21.0 %

 1.8 %

 1.0 %

 (7.8) %

 — %

 (1.1) %

 0.2 %

 15.1 %

 21.0 %

 5.3 %

 — %

 (3.2) %

 0.1 %

 (0.9) %

 0.2 %

 22.5 %

On May 21, 2021, the State of Oklahoma enacted House Bill 2960, effectively reducing the corporate income tax 
rate in Oklahoma from 6% to 4%. This resulted in a benefit of $0.8 million included in the table above under State 
income taxes, net of Federal benefit, for the year ending December 31, 2021.

We  earn  investment  tax  credits  from  the  state  of  Oklahoma’s  investment  tax  credit  program.  We  use  the  flow-
through method of accounting for the investment tax credits earned on eligible tangible asset expenditures. Under 
this  method,  the  investment  tax  credits  are  recognized  as  a  reduction  to  our  Oklahoma  income  tax  expense  in  the 
year they are used. As of December 31, 2022, we have credit carryforwards totaling $3.1 million that have estimated 
expirations starting in 2035.

We also earn research and development tax credits as defined under Section 41 of the Internal Revenue Code. To 
qualify  for  the  research  and  development  tax  credits,  we  perform  annual  studies  that  identifies,  documents,  and 

supports eligible expenses related to qualified research and development activities. Eligible expenses include but are 
not  limited  to  supplies,  material  and  internal  wages.  With  the  addition  of  BASX  in  December  2021  (Note  4),  we 
identified additional eligible expenses related to qualified research and development activities. 

Deferred income taxes reflect the net tax effects of temporary differences between the carrying amounts of assets 
and liabilities for financial reporting purposes and the amount used for income tax purposes.

The significant components of the Company’s deferred tax assets and liabilities are as follows:

December 31,

2022

2021

(in thousands)

Deferred income tax assets (liabilities):

Allowance for credit losses and inventory reserves

$ 

1,337  $ 

Warranty accrual

Other accruals

Share-based compensation

Research & development expenses

Oklahoma investment credit carryforward

Other, net

Valuation allowance

Net deferred income tax assets

Property & equipment

     Total deferred income tax liabilities

Net deferred income tax liabilities

4,184 

4,814 

7,440 

11,265 

3,115 

2,339 

34,494 

(3,115)   

31,379 

(50,040)   

(50,040)   

$ 

(18,661)  $ 

625 

3,675 

1,406 

7,568 

— 

3,404 

4,112 

20,790 

(3,404) 

17,386 

(49,379) 

(49,379) 

(31,993) 

In  accordance  with  the  2017  Tax  Cuts  &  Jobs  Act,  under  Internal  Revenue  Code  Section  174,  research  and 
development expenses incurred after December 31, 2021 are required to be capitalized and amortized over 5 years. 
The amortization requirements for tax purposes is a mid-year convention, meaning that the tax amortization is 10% 
in the year of acquisition, 20% in the following 4 years, and 10% in the final year. Estimated Section 174 research 
and developments costs for the year ended December 31, 2022 were $46.8 million. This resulted in a reduction of 
our deferred tax liability of approximately $11.3 million for the year ended December 31, 2022.

Realization  of  deferred  tax  assets,  including  the  associated  credit  carryforwards,  is  dependent  upon  generating 
sufficient taxable income in the appropriate tax jurisdiction. We believe that it is more likely than not that we may 
not  realize  the  benefit  of  our  Oklahoma  investment  tax  credit  carryforward  and,  accordingly,  have  established  a 
valuation allowance against this deferred tax asset. 

The  amount  of  income  tax  that  we  pay  annually  is  dependent  on  various  factors,  including  the  timing  of  certain 
deductions.  These  deductions  can  vary  from  year  to  year  and,  consequently,  the  amount  of  income  taxes  paid  in 
future years will vary from the amounts paid in prior years.

We file income tax returns in the U.S., state and foreign income tax jurisdictions. We are subject to U.S. income tax 
examinations for the tax years 2018 to present, and to non-U.S. income tax examinations for the tax years 2017 to 
present. In addition, we are  subject  to state and local income tax examinations for tax years 2017 to  present. The 
Company continues to evaluate its need to file returns in various state jurisdictions. Any interest or penalties would 
be recognized as a component of income tax expense.

56

57

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
14.  Share-Based Compensation

On May 22, 2007, our stockholders adopted a Long-Term Incentive Plan (as amended, “LTIP”) which provided an 
additional 3.3 million shares that could be granted in the form of stock options, stock appreciation rights, restricted 
stock awards, performance units, and performance awards. Under the LTIP, the exercise price of shares granted may 
not be less than 100% of the fair market value at the date of the grant.

On May 24, 2016, our stockholders adopted the 2016 Long-Term Incentive Plan (“2016 Plan”) which provides for 
approximately  8.9  million  shares,  comprised  of  3.4  million  new  shares  provided  for  under  the  2016  Plan, 
approximately 0.4 million shares that were available for issuance under the previous LTIP that are now authorized 
for issuance under the 2016 Plan, approximately 2.6 million shares that were approved by the stockholders on May 
15, 2018, and an additional 2.5 million shares that were approved by the stockholders on May 12, 2020. 

Under the 2016 Plan, shares can be granted in the form of stock options, stock appreciation rights, restricted stock 
awards, performance awards, dividend equivalent rights, and other awards. Under the 2016 Plan, the exercise price 
of  shares  granted  may  not  be  less  than  100%  of  the  fair  market  value  at  the  date  of  the  grant.  The  2016  Plan  is 
administered by the Compensation Committee of the Board of Directors or such other committee of the Board of 
Directors as is designated by the Board of Directors (the “Committee”). Membership on the Committee is limited to 
independent  directors.  The  Committee  may  delegate  certain  duties  to  one  or  more  officers  of  the  Company  as 
provided in the 2016 Plan. The Committee determines the persons to whom awards are to be made, determines the 
type, size and terms of awards, interprets the 2016 Plan, establishes and revises rules and regulations relating to the 
2016 Plan and makes any other determinations that it believes necessary for the administration of the 2016 Plan.

Options

The following weighted average assumptions were used to determine the fair value of the stock options granted on 
the original grant date for expense recognition purposes for options granted during the years ended December 31, 
2022, 2021, and 2020 using a Black Scholes-Merton Model:

Directors and SLT1:

Expected dividend yield

Expected volatility

Risk-free interest rate

Expected life (in years)

Employees:

Expected dividend yield

Expected volatility

Risk-free interest rate

Expected life (in years)

2022

2021

2020

$ 

0.38 

$ 

0.38 

$ 

 36.07 %

 2.31 %

4.0

 35.78 %

 0.51 %

4.0

$ 

0.39 

$ 

0.38 

$ 

 37.49 %

 2.35 %

3.0

 38.67 %

 0.32 %

3.0

0.33 

 31.63 %

 0.64 %

5.0

0.32 

 31.39 %

 0.67 %

5.0

1 Senior Leadership Team ("SLT") consists of officers and key members of management.

The  expected  term  of  the  options  is  based  on  evaluations  of  historical  and  expected  future  employee  exercise 
behavior.  The  risk-free  interest  rate  is  based  on  the  U.S.  Treasury  rates  at  the  date  of  grant  with  maturity  dates 
approximately equal to the expected life at the grant date. Volatility is based on historical volatility of our stock over 
time periods equal to the expected life at grant date.

The following is a summary of stock options vested and exercisable as of December 31, 2022:

Range of

Exercise

Prices

Number

of

Shares

Weighted
Average

Remaining

Contractual

Life

Weighted

Average

Exercise

Price

Intrinsic

Value

(in thousands)

$20.92 - 41.37

$42.42 - 54.20

$54.29 - 79.92

Total

1,031,134 

247,535 

98,344 

1,377,013 

5.14 $ 

7.03  

8.10  

5.69 $ 

36.60  $ 

44.68 

72.38 

40.61  $ 

39,926 

7,583 

294 

47,803 

A summary of option activity under the plans is as follows:

Options

Outstanding at December 31, 2021

Granted

Exercised

Forfeited or Expired

Outstanding at December 31, 2022

Exercisable at December 31, 2022

Weighted
Average
Exercise

Price

42.88 

55.40 

38.71 

49.56 

45.20 

40.61 

Shares

3,365,469  $ 

465,515 

(597,761)   

(192,876)   

3,040,347  $ 

1,377,013  $ 

The total pre-tax compensation cost related to unvested stock options not yet recognized as of December 31, 2022 is 
$12.9 million and is expected to be recognized over a weighted-average period of 1.6 years.

The total intrinsic value of options exercised during the years ended December 31, 2022, 2021, and 2020 was $16.0 
million,  $22.6  million,  and  $15.5  million,  respectively.  The  cash  received  from  options  exercised  during  the  year 
ended December 31, 2022, 2021, and 2020 was $23.1 million, $21.1 million, and $21.4 million, respectively. The 
impact of these cash receipts is included in financing activities in the accompanying consolidated statements of cash 
flows.

58

59

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Restricted Stock

A summary of the unvested PSUs is as follows:

The fair value of restricted stock awards is based on the fair market value of AAON common stock on the respective 
grant  dates,  reduced  for  the  present  value  of  dividends.  At  December  31,  2022,  unrecognized  compensation  cost 
related to unvested restricted stock awards was approximately $4.4 million which is expected to be recognized over 
a weighted average period of 1.6 years.

A summary of the unvested restricted stock awards is as follows:

Restricted stock

Unvested at December 31, 2021
Granted
Vested
Forfeited
Unvested at December 31, 2022

PSUs

Weighted
Average
Grant Date
Fair Value

Shares

161,225  $ 
68,020 
(72,936) 
(11,483) 
144,826  $ 

46.08 
53.97 
45.31 
48.23 
50.00 

We  have  awarded  performance  restricted  stock  units  ("PSUs")  to  certain  officers  and  employees  under  our  2016 
Plan.  Unlike  our  restricted  stock  awards,  these  PSUs  are  not  considered  legally  outstanding  and  do  not  accrue 
dividends  during  the  vesting  period.  These  PSUs  vest  based  on  the  level  of  achievement  with  respect  to  the 
Company's total shareholder return ("TSR") benchmarked against similar companies included in the capital goods 
sector of the S&P Smallcap 600 Index. The TSR measurement period is three years. At the end of the measurement 
period,  each  award  will  be  converted  into  AAON  common  stock  at  0%  to  200%  of  the  PSUs  held,  depending  on 
overall TSR as compared to the S&P SmallCap 600 Index benchmark companies.

The  total  pre-tax  compensation  cost  related  to  unvested  PSUs  not  yet  recognized  as  of  December  31,  2022  is 
$2.0 million and is expected to be recognized over a weighted average period of approximately 2.0 years.

The  following  weighted  average  assumptions  were  used  to  determine  the  fair  value  of  the  PSUs  granted  on  the 
original grant date for expense recognition purposes for PSUs granted during the years ended December 31, 2022 
and 2021, using a Monte Carlo Model:

Expected dividend rate

Expected volatility

Risk-free interest rate

Expected life (in years)

2022

2021

$ 

0.38 

$ 

 37.60 %

 2.00 %

2.80

0.38 

 39.10 %

 0.28 %

2.80

The expected term of the PSUs is based on their remaining performance period. The risk-free interest rate is based 
on the U.S. Treasury rates at the date of grant with maturity dates approximately equal to the expected life at the 
grant date. Volatility is based on historical volatility of our stock over time periods equal to the expected life at grant 
date.

Unvested at December 31, 2021

Granted

Vested

Shares

16,851 

50,839 

— 

Forfeited
Unvested at December 31, 20221
62,659 
1 Consists of 14,817 PSUs cliff vesting December 31, 2024 and 47,842 PSUs cliff vesting December 31, 2025.

(5,031) 

Key Employee Awards 

Weighted Average 
Grant Date Fair 
Value

$ 

$ 

87.78 

44.74 

— 

62.14 

54.92 

Subject  to  the  MIPA  Agreement  (Note  4),  the  Company  granted  awards  to  key  employees  of  BASX  ("Key 
Employee  Awards").  Unlike  our  restricted  stock  awards  under  the  2016  Plan,  the  Key  Employee  Awards  are  not 
considered legally outstanding and do not accrue dividends during the vesting period. The potential future issuance 
of  the  Key  Employee  Awards  is  contingent  upon  BASX  meeting  certain  post-closing  earn-out  milestones  during 
each of the years ending 2021, 2022, and 2023 as defined by the MIPA Agreement and continued employment with 
the  Company.  At  the  end  of  the  earn-out  period,  ending  December  31,  2023,  each  eligible  Key  Employee  Award 
will vest and be converted into AAON common stock. The fair value of Key Employee Awards was based on the 
fair market value of AAON common stock on the grant date.

The total pre-tax compensation cost related to unvested Key Employee Awards not yet recognized as of December 
31, 2022 is $1.0 million and is expected to be recognized over a weighted average period of approximately 1.0 year.

A summary of the unvested Key Employee Awards is as follows:

Unvested at December 31, 2021

Granted

Vested

Forfeited

Shares

Weighted Average 
Grant Date Fair 
Value

26,599 

$ 

80.18 

— 

— 

— 

— 

— 

— 

Unvested at December 31, 2022

26,599 

$ 

80.18 

60

61

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Summary of Share-based Compensation

Profit Sharing Bonus Plans 

A summary of share-based compensation is as follows for the years ended December 31, 2022, 2021, and 2020:

Grant date fair value of awards during the period:

(in thousands)

2022

2021

2020

Options

Restricted stock

PSUs

Key employee awards

     Total

Share-based compensation expense:

Options

Restricted stock

PSUs

Key employee awards 

     Total

`

Income tax benefit related to share-based compensation:

Options

Restricted stock

     Total

15. Employee Benefits

Defined Contribution Plan - 401(k) 

$ 

6,522  $ 

7,010  $ 

3,671 

2,275 

— 

2,517 

1,622 

1,572 

12,615 

3,316 

— 

— 

$ 

12,468  $ 

12,721  $ 

15,931 

2022

2021

2020

(in thousands)

$ 

8,585  $ 

8,724  $ 

3,105 

958 

1,052 

2,519 

525 

44 

8,312 

3,030 

— 

— 

$ 

13,700  $ 

11,812  $ 

11,342 

2022

2021

2020

(in thousands)

2,715  $ 

4,571  $ 

241 

837 

2,956  $ 

5,408  $ 

$ 

$ 

2,698 

519 

3,217 

We sponsor a defined contribution plan (the “Plan”). Eligible employees may make contributions in accordance with 
the Plan and IRS guidelines. In addition to the traditional 401(k), eligible employees are given the option of making 
an after-tax contribution to a Roth 401(k) or a combination of both. The Plan provides for automatic enrollment and 
for  an  automatic  increase  to  the  deferral  percentage  at  January  1st  of  each  year  and  each  year  thereafter.  Eligible 
employees  are  automatically  enrolled  in  the  Plan  at  a  6.0%  deferral  rate  and  currently  contributing  employees 
deferral rates will be increased to 6.0% unless their current rate is above 6.0% or the employee elects to decline the 
automatic enrollment or increase. Administrative expenses are paid for by Plan participants. The Company paid no 
administrative expenses for the years ended 2022, 2021, and 2020.

The Company matches 175.0% up to 6.0% of employee contributions of eligible compensation. Additionally, Plan 
participant forfeitures are used to reduce the cost of the Company contributions. 

Contributions, net of forfeitures,  made to the defined 
contribution plan

$ 

15,475  $ 

9,724  $ 

9,091 

Years Ended December 31,

2022

2021

2020

(in thousands)

We  maintain  a  discretionary  profit  sharing  bonus  plan  under  which  approximately  10.0%  of  pre-tax  profit  from 
AAON Oklahoma and AAON Coil Products is paid to eligible employees on a quarterly basis in order to reward 
employee  productivity.  Eligible  employees  are  regular  full-time  employees  of  AAON  Oklahoma  or  AAON  Coil 
Products who are actively employed and working on the first and last days of the calendar quarter and who were 
employed  full-time  for  at  least  three  full  months  prior  to  the  beginning  of  the  calendar  quarter,  excluding  the 
Company's senior leadership team. 

BASX has a separate employee incentive program (EIP), under which 5.0% of BASX's pre-tax profit, plus certain 
add backs, is paid ratably to eligible employees based on days-of-pay during the fiscal year. Eligible employees are 
regular  full-time and part-time employees  who  have worked during the year and are still employed when the  EIP 
payment is made following the end of the fiscal year, excluding members of BASX's senior leadership team and any 
employee paid commissions or royalties.

Years Ended December 31,

2022

2021

2020

(in thousands)

Profit sharing bonus plan and employee incentive plan expense

$ 

14,009  $ 

8,526  $ 

11,593 

Employee Medical Plan 

At  AAON  Oklahoma  and  AAON  Coil  Products,  we  self-insure  for  our  employees'  health  insurance,  and  make 
medical claim payments up to certain stop-loss amounts. We estimate our self-insurance liabilities using an analysis 
provided by our claims administrator and our historical claims experience. Eligible employees are regular full-time 
employees who are actively employed and working. Participants are expected to pay a portion of the premium costs 
for coverage of the benefits provided under the Plan. In addition, the Company matches 175.0% of a participating 
AAON Oklahoma and AAON Coil Products employee's allowed contributions to a qualified health saving account 
to assist employees with our heath insurance plan deductibles. 

BASX is insured for healthcare coverage through a third party. Eligible employees are regular full-time employees 
who  are  actively  employed  and  working.  Participants  are  expected  to  pay  a  portion  of  the  premium  costs  for 
coverage of the benefits provided under the Plans. In addition, the Company contributes certain amounts for BASX's 
employees enrolled in a high deductible plan to a qualified health savings account to assist employees with health 
insurance plan deductibles.

Years Ended December 31,

2022

2021

2020

(in thousands)

$ 

10,459  $ 

9,640  $ 

3,862 

3,482 

9,060 

3,476 

Medical claim payments

Health saving account contributions

16.  Stockholders’ Equity

Stock Repurchase 

The  Board  has  authorized  two  active  stock  repurchase  programs  for  the  Company.  The  Company  may  purchase 
shares on the open market from time to time. The Board must authorize the timing and amount of these purchases 
and all repurchases are in accordance with the rules and regulations of the SEC allowing the Company to repurchase 
shares from the open market.

62

63

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Our open market repurchase programs are as follows:

Agreement Execution Date
March 5, 2019 1

March 13, 2020

November 3, 2022

Authorized Repurchase $

$20 million

$20 million

$50 million

1 The 2018 and 2019  purchase authorizations were executed under 10b5-1 programs.

Expiration Date

March 4, 2020

November 9, 2022
**2

2 Expiration Date is at Board's discretion. The Company is authorized to effectuate repurchases of the Company's common stock on terms and 
conditions approved in advance by the Board.

The  Company  repurchases  shares  of  AAON  stock  from  employees  for  payment  of  statutory  tax  withholdings  on 
stock  transactions.  All  other  repurchases  from  directors  or  employees  are  contingent  upon  Board  approval.  All 
repurchases are done at current market prices.

Lastly, the Company also had a stock repurchase arrangement by which employee-participants in our 401(k) Plan 
were entitled to have shares of AAON stock in their accounts sold to the Company. The 401(k) Plan was amended in 
June  2022  to  discontinue  this  program.  No  additional  shares  have  been  purchased  by  the  Company  under  this 
arrangement since June 2022. 

Our repurchase activity is as follows:

2022

2021

2020

(in thousands, except share and per share data)

Program

Shares

Total $

$ per share

Shares

Total $

$ per share

Shares

Total $

$ per share

Open market

 122,112  $  6,823  $ 

55.87 

—  $ 

—  $ 

— 

 103,689  $  4,987  $ 

48.10 

 103,936   

5,913   

56.89 

  297,772    20,876   

70.11 

 438,921    25,073   

57.12 

  17,228   

1,019   

59.15 

  22,526   

1,590   

70.59 

  23,272   

1,169   

     Total

 243,276  $  13,755  $ 

56.54 

  320,298  $  22,466  $ 

70.14 

 565,882  $  31,229  $ 

50.23 

55.19 

401(k)
Directors & 
employees

Our repurchase activity since Company inception, including our current authorized stock repurchase programs are as 
follows:

Inception to Date

(in thousands, except share and per share data)

Program

Shares

Total $

$ per share

Open market

401(k)

Directors & employees
     Total

4,327,367  $ 

81,616  $ 

8,308,368   

171,789   

2,044,955   
14,680,690  $ 

23,360   
276,765  $ 

18.86 

20.68 

11.42 
18.85 

Dividends

At the discretion of the Board of Directors, we pay cash dividends. Board approval is required to determine the date 
of declaration and amount for each cash dividend payment.

Our cash dividends for the three years ended December 31, 2022 are as follows:

Declaration Date
May 15, 2020
November 10, 2020
May 17, 2021
November 9, 2021
May 18, 2022
November 8, 2022

Record Date
June 3, 2020
November 27, 2020
June 3, 2021
November 26, 2021
June 3, 2022
November 28, 2022

Payment Date
July 1, 2020
December 18, 2020
July 1, 2021
December 17, 2021
July 1, 2022
December 16, 2022

Dividend per Share
$0.19
$0.19
$0.19
$0.19
$0.19
$0.24

We paid cash dividends of $22.9 million, $19.9 million, and $19.8 million in 2022, 2021, and 2020, respectively.

Contingent Shares Issued in BASX Acquisition 

On  December  10,  2021,  we  closed  on  the  acquisition  of  BASX  (Note  4).  Under  the  MIPA  Agreement,  we 
committed to $78.0 million in the aggregate of contingent consideration to the former owners of BASX, which is 
payable in approximately 1,037,000 shares of AAON stock, par value $0.004 per share. The shares do not accrue 
dividends.  

Under the MIPA Agreement, the potential future issuance of the shares is contingent upon BASX meeting certain 
post-closing earn-out milestones during each of the years ended 2021, 2022, and 2023. We estimated the fair value 
of contingent consideration related to these shares to be approximately $60.0 million, which is included in additional 
paid-in  capital  on  the  consolidated  balance  sheets.  As  of  December  31,  2022,  486,286  shares  related  to  the  2021 
earn-out  milestone  have  been  issued  to  the  former  owners  of  BASX  as  part  of  a  private  placement  exempt  from 
registration with the SEC under Rule 506(b), which are included in common stock on the consolidated statements of 
stockholders' equity. No additional shares have been issued as of February 22, 2023.  

17.  New Markets Tax Credit

On October 24, 2019, the Company entered into a transaction with a subsidiary of an unrelated third-party financial 
institution  (the  “Investor”)  and  a  certified  Community  Development  Entity  under  a  qualified  New  Markets  Tax 
Credit (“NMTC”) program pursuant to Section 45D of the Internal Revenue Code of 1986, as amended, related to an 
investment in plant and equipment to facilitate the expansion of our Longview, Texas manufacturing operations (the 
“Project”). In connection with the NMTC transaction, the Company received a $23.0 million NMTC allocation for 
the Project and secured low interest financing and the potential for future debt forgiveness related to the Project.

Upon closing of the NMTC transaction, the Company provided an aggregate of approximately $15.9 million to the 
Investor, in the form of a loan receivable, with a term of twenty-five years, bearing an interest rate of 1.0%. This 
$15.9 million in proceeds plus capital contributed from the Investor was used to make an aggregate $22.5 million 
loan  to  a  subsidiary  of  the  Company.  This  financing  arrangement  is  secured  by  equipment  at  the  Company's 
Longview, Texas facilities and a guarantee from the Company, including an unconditional guarantee of NMTCs.

This transaction also includes a put/call feature that either of which can be exercised at the end of the seven-year 
compliance period. The Investor may exercise its put option or the Company can exercise the call, both of which 
could  serve  to  trigger  forgiveness  of  a  portion  of  the  debt.  The  value  attributable  to  the  put/call  is  nominal.  The 
Investor's interest of $6.4 million is recorded in New market tax credit obligation on the consolidated balance sheets.  
The Company incurred approximately $0.3 million of debt issuance costs related to the above transactions, which 
are being amortized over the life of the transaction.

The Investor is subject to 100 percent recapture of the NMTC it receives for a period of seven years, as provided in 
the  Internal  Revenue  Code  and  applicable  U.S.  Treasury  regulations  in  the  event  that  the  financing  facility  of  the 
Borrower under the transaction (AAON Coil Products, Inc.) becomes ineligible for NMTC treatment per the Internal 
Revenue Code requirements. The Company is required to be in compliance with various regulations and contractual 
provisions  that  apply  to  the  NMTC  arrangement.  Noncompliance  with  applicable  requirements  could  result  in  the 
Investor’s projected tax benefits not being realized and, therefore, require the Company to indemnify the Investor for 
any loss or recapture of the NMTC related to the financing until such time as the recapture provisions have expired 

64

65

 
 
 
 
 
under the applicable statute of limitations. The Company does not anticipate any credit recapture will be required in 
connection with this financing arrangement.

19. New Accounting Pronouncements

The Investor and its majority owned community development entity are considered VIEs and the Company is the 
primary beneficiary of the VIEs. This conclusion was reached based on the following:

•

•

•
•

the ongoing activities of the VIEs, collecting and remitting interest and fees and NMTC compliance, were 
all considered in the initial design and are not expected to significantly affect performance throughout the 
life of the VIE;
contractual arrangements obligate the Company to comply with NMTC rules and regulations and provide 
various other guarantees to the Investor and community development entity;
the Investor lacks a material interest in the underling economics of the project; and
the Company is obligated to absorb losses of the VIEs.

Because the Company is the primary beneficiary of the VIEs, they have been included in the consolidated financial 
statements.  There  are  no  other  assets,  liabilities  or  transaction  in  these  VIEs  outside  of  the  financing  transactions 
executed as part of the NMTC arrangement.

18.  Commitments and Contingencies

Havtech Litigation

On January 24, 2022, one of the Company’s former independent sales representative firms, Havtech, LLC (and its 
affiliate, Havtech Parts Division, LLC, collectively “Plaintiffs”), filed a complaint (the “Complaint”) in the Circuit 
Court  for  Howard  County,  Maryland  (Havtech,  LLC,  et  al.,  v.  AAON,  Inc.,  et  al.).  The  Complaint  challenged  the 
Company’s termination of its business relationship with Plaintiffs. The Company removed the action to the United 
States  District  Court  for  the  District  of  Maryland  (Northern  Division)  and  moved  to  dismiss  the  Complaint.  
Plaintiffs’ First Amended Complaint (“First Amended Complaint”) was entered by the court on July 28, 2022. The 
First Amended Complaint asserts that the Company improperly terminated Plaintiffs and seeks damages alleged to 
be no less than $48.6 million, plus fees and costs. The Company filed its Answer to First Amended Complaint on 
January 31, 2023. The Company believes that Plaintiffs’ claims are without merit and intends to vigorously defend 
itself.

Other Matters

The Company is involved from time to time in claims and lawsuits incidental to our business arising from various 
matters,  including  alleged  violations  of  contract,  product  liability,  warranty,  environmental,  regulatory,  personal 
injury, intellectual property, employment, tax and other laws.  We closely monitor these claims and legal actions and 
frequently consult with our legal counsel to determine whether they may, when resolved, have a material adverse 
effect on our financial position, results of operations or cash flows and we accrue and/or disclose loss contingencies 
as  appropriate.    We  do  not  believe  these  matters  will  have  a  material  adverse  effect  on  our  business,  financial 
position, results of operations or cash flows.

We  are  occasionally  party  to  short-term,  cancellable  and  occasionally  non-cancellable,  fixed  price  contracts  with 
major  suppliers  for  the  purchase  of  raw  material  and  component  parts.  We  expect  to  receive  delivery  of  raw 
materials for use in our manufacturing operations. These contracts are not accounted for as derivative instruments 
because  they  meet  the  normal  purchase  and  normal  sales  exemption.  We  had  no  material  contractual  purchase 
obligations as of December 31, 2022, except as noted below.

On  April  27,  2022,  the  Company  entered  into  a  purchase  and  sale  agreement  with  a  third-party  manufacturer  to 
purchase  certain  assets  to  design  and  manufacture  fan  wheels  for  the  purchase  price  of  $6.5  million.  As  of 
December 31, 2022, we have paid approximately $3.5 million related to this agreement, which is included in other 
long-term assets and property, plant and equipment, with the remaining $3.0 million included in accounts payable 
and other long-term assets on our consolidated balance sheets. The final payment will be made in 2023.

Changes to U.S. GAAP are established by the FASB in the form of accounting standards updates (“ASUs”) to the 
FASB’s Accounting Standards Codification. We consider the applicability and impact of all ASUs. ASUs not listed 
below  were  assessed  and  determined  to  be  either  not  applicable  or  are  expected  to  have  minimal  impact  on  our 
consolidated financial statements and notes thereto.

20. Earnings Per Share

Basic  net  income  per  share  is  calculated  by  dividing  net  income  by  the  weighted  average  number  of  shares  of 
common stock outstanding during the period. Diluted net income per share assumes the conversion of all potentially 
dilutive securities and is calculated by dividing net income by the sum of the weighted average number of shares of 
common stock outstanding plus all potentially dilutive securities. Dilutive common shares consist primarily of stock 
options and restricted stock awards.

The following table sets forth the computation of basic and diluted earnings per share:

Numerator:

Net income

Denominator:

2022

2021

2020

(in thousands, except share and per share data)

$ 

100,376  $ 

58,758  $ 

79,009 

Basic weighted average shares
Effect of dilutive shares related to stock based compensation1
Effect of dilutive shares related contingent consideration2
Diluted weighted average shares

53,054,986 

52,404,199 

52,168,679 

842,783 

199,303 

1,301,698 

23,092 

892,490 

— 

54,097,072 

53,728,989 

53,061,169 

Earnings per share:

Basic

Dilutive

Anti-dilutive shares:

$ 

$ 

1.89  $ 

1.86  $ 

1.12  $ 

1.09  $ 

1.51 

1.49 

Shares

605,480 
1 Dilutive shares related to stock options, restricted stock, PSUs and Key Employee Awards (Note 14)
2 Dilutive shares related to contingent shares issued to former owners of BASX (Note 4)

304,029 

364,787 

21.  Related Parties

The Company sells units to an entity owned by a member of the CEO/President's immediate family. This entity is 
also one of the Company’s Representatives and as such, the Company makes payments to the entity for third party 
products.  Additionally,  the  Company  purchases  some  supplies  from  entities  controlled  by  two  of  the  Company’s 
board  members  and  a  member  of  the  Company's  executive  management  team.  The  Company  also  periodically  
makes sales to a board member for parts. From December 10, 2021 through May 31, 2022 (Note 4), the Company 
leased a manufacturing and office facility in Redmond, Oregon from an entity in which certain members of BASX 
management have an ownership interest. This facility was purchased 100% by the Company on May 31, 2022.

66

67

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
Following is a summary of transactions and balances with affiliates:

Years Ended December 31,

2022

2021

2020

(in thousands)

$ 

5,789  $ 
1,318   

3,752  $ 
185   

3,475 
256 

December 31,

2022

2021

$ 

(in thousands)
432  $ 

547 

Sales to affiliates
Payments to affiliates

Due from affiliates

22. Segments

The  Company  has  determined  that  it  has  three  reportable  segments  for  financial  reporting  purposes.  Management 
evaluates the performance of its business segments primarily on gross profit. The Company's chief decision maker 
("CODM"), our CEO, allocates resources and assesses the performance of each operating segment using information 
about  the  operating  segment's  net  sales  and  income  from  operations.  The  CODM  does  not  evaluate  operating 
segments using asset or liability information.

AAON Oklahoma: AAON Oklahoma designs, manufactures, sells, and services standard, semi-custom, and custom 
heating, ventilation, and air conditioning ("HVAC") systems, designs and produces controls solutions for all of our 
HVAC  units,  and  sells  retail  parts  to  customers  through  our  two  retail  part  stores  in  Tulsa,  Oklahoma  as  well  as 
online. Through our Norman Asbjornson Innovation Center ("NAIC") research and development laboratory facility 
in Tulsa, Oklahoma, the Company is able to test units under various environmental conditions. AAON Oklahoma 
includes  the  operations  of  our  Tulsa,  Oklahoma  and  Parkville,  Missouri  facilities,  our  NAIC  research  and 
development laboratory facility and two retail parts locations. 

AAON Coil Products: AAON Coil Products designs and manufactures a selection of our standard, semi-custom, and 
custom HVAC systems. AAON Coil Products also designs and manufactures various heating and cooling coils to be 
used in HVAC systems, mostly for the benefit of AAON Oklahoma and AAON Coil Products. AAON Coil Products 
consists of operations at our Longview, Texas facilities. 

BASX: BASX provides product development design and manufacturing of custom engineered air handling systems 
including  high  efficiency  data  center  cooling  solutions,  cleanroom  HVAC  systems,  commercial/industrial  HVAC 
systems,  and  modular  solutions.  Additionally,  BASX  designs  and  manufactures  cleanroom  environmental  control 
systems  to  support  hospital  surgical  suites,  pharmaceutical  process  facilities,  semiconductor  and  electronics 
manufacturing, laboratory and isolation and modular cleanrooms for facility flexibility. BASX consists of operations 
at our Redmond, Oregon facility.

The following table summarizes certain financial data related to our segments. Transactions between segments are 
recorded  based  on  prices  negotiated  between  the  segments.  The  Gross  Profit  amounts  shown  below  are  presented 
after elimination entries.

Net Sales

AAON Oklahoma

     External sales

     Inter-segment sales

AAON Coil Products

     External sales

     Inter-segment sales
BASX1
     External sales

     Inter-segment sales

Eliminations

             Net sales

Gross Profit

AAON Oklahoma

AAON Coil Products
BASX1
            Gross profit

Long-lived assets

AAON Oklahoma

AAON Coil Products

BASX

            Total long-lived assets

Intangible assets and goodwill

AAON Oklahoma

AAON Coil Products

BASX

Years Ended December 31,

2022

2021

2020

(in thousands)

$ 

663,845 

$ 

463,845 

$ 

458,957 

3,251 

2,504 

2,683 

107,290 

30,932 

117,653 

79 

66,589 

24,250 

4,083 

— 

55,594 

21,552 

— 

— 

(34,262) 

(26,754) 

(24,235) 

888,788 

$ 

534,517 

$ 

514,551 

172,983 

$ 

126,868 

$ 

140,099 

33,311 

31,278 

10,075 

887 

15,750 

— 

$ 

$ 

$ 

237,572 

$ 

137,830 

$ 

155,849 

December 31,

2022

2021

(in thousands)

$ 

$ 

$ 

213,731 

$ 

68,013 

35,578 

317,322 

$ 

3,229 

$ 

— 

143,269 

183,840 

62,534 

28,662 

275,036 

3,229 

— 

152,619 

            Total intangible assets and goodwill
1 BASX was acquired on December 10, 2021. We have included the results of BASX's operations in our consolidated financial statements 
beginning December 11, 2021.

146,498 

$ 

$ 

155,848 

Item 9.  Changes in and Disagreements with Accountants on Accounting and Financial Disclosure.

None.

68

69

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Item 9A.  Controls and Procedures.

(a)  Evaluation of Disclosure Controls and Procedures

Our management, with the participation of our Chief Executive Officer and Chief Financial Officer, has evaluated 
the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the 
Exchange Act) as of December 31, 2022. 

Based  upon  the  evaluation,  our  principal  executive  and  principal  financial  officers  have  concluded  that  our 
disclosure  controls  and  procedures  were  effective  at  December  31,  2022  to  ensure  the  information  required  to  be 
disclosed by us in reports that we file or submit under the Exchange Act is accumulated and communicated to our 
management,  including  our  principal  executive  and  principal  financial  officers,  as  appropriate,  to  allow  timely 
decisions regarding required disclosure and is recorded, processed, summarized and reported within the time periods 
specified in the rules and forms of the SEC. 

(b)  Management’s Annual Report on Internal Control over Financial Reporting

Our  management  is  responsible  for  establishing  and  maintaining  adequate  internal  control  over  our  financial 
reporting as defined in Rules 13a-15(e) and 15d-15(e) under the Exchange Act. Our internal control over financial 
reporting  is  a  process  designed  by,  or  under  the  supervision  of,  our  principal  executive  and  principal  financial 
officers, and effected by our board of directors, management and other personnel, to provide reasonable assurance 
regarding  the  reliability  of  financial  reporting  and  the  preparation  of  financial  statements  for  external  purposes  in 
accordance with U.S. GAAP. 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. 
Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become 
inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may 
deteriorate.

In making our assessment of internal control over financial reporting, management has used the criteria issued by the 
Committee  of  Sponsoring  Organizations  of  the  Treadway  Commission  (“COSO”)  in  the  2013  Internal  Control—
Integrated  Framework.  Based  on  our  assessment,  our  management  concluded  that  the  Company  maintained 
effective internal control over financial reporting as of December 31, 2022.

The  effectiveness  of  the  Company’s  internal  control  over  financial  reporting  as  of  December  31,  2022  has  been 
audited by Grant Thornton LLP, our independent registered public accounting firm, as stated in their report which is 
included in this Item 9A of this report on Form 10-K.

(c)  Changes in Internal Control over Financial Reporting

There have been no  changes in internal  control over  financial  reporting  that  occurred during the  fourth quarter of 
2022 that have materially affected, or are reasonably likely to materially affect, our internal control over financial 
reporting.

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Board of Directors and Stockholders
AAON, Inc.

Opinion on internal control over financial reporting
We have audited the internal control over financial reporting of AAON, Inc. (a Nevada corporation) and subsidiaries 
(the “Company”) as of December 31, 2022, based on criteria established in the 2013 Internal Control—Integrated 
Framework issued by the Committee of Sponsoring Organizations of the Treadway Commission (“COSO”). In our 
opinion, the Company maintained, in all material respects, effective internal control over financial reporting as of 
December  31,  2022,  based  on  criteria  established  in  the  2013  Internal  Control—Integrated  Framework  issued  by 
COSO.

We also have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United 
States)  (“PCAOB”),  the  consolidated  financial  statements  of  the  Company  as  of  and  for  the  year  ended 
December  31,  2022,  and  our  report  dated  February  27,  2023  expressed  an  unqualified  opinion  on  those  financial 
statements.

Basis for opinion
The  Company’s  management  is  responsible  for  maintaining  effective  internal  control  over  financial  reporting  and 
for  its  assessment  of  the  effectiveness  of  internal  control  over  financial  reporting,  included  in  the  accompanying 
Management’s  Annual  Report  on  Internal  Control  over  Financial  Reporting  (“Management’s  Report”).  Our 
responsibility is to express an opinion on the Company’s internal control over financial reporting based on our audit. 
We are a public accounting firm registered with the PCAOB and are required to be independent with respect to the 
Company  in  accordance  with  the  U.S.  federal  securities  laws  and  the  applicable  rules  and  regulations  of  the 
Securities and Exchange Commission and the PCAOB. 

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and 
perform  the  audit  to  obtain  reasonable  assurance  about  whether  effective  internal  control  over  financial  reporting 
was  maintained  in  all  material  respects.  Our  audit  included  obtaining  an  understanding  of  internal  control  over 
financial reporting, assessing the risk that a material weakness exists, testing and evaluating the design and operating 
effectiveness of internal control based on the assessed risk, and performing such other procedures as we considered 
necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion.

Definition and limitations of internal control over financial reporting
A  company’s  internal  control  over  financial  reporting  is  a  process  designed  to  provide  reasonable  assurance 
regarding  the  reliability  of  financial  reporting  and  the  preparation  of  financial  statements  for  external  purposes  in 
accordance  with  generally  accepted  accounting  principles.  A  company’s  internal  control  over  financial  reporting 
includes  those  policies  and  procedures  that  (1)  pertain  to  the  maintenance  of  records  that,  in  reasonable  detail, 
accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable 
assurance  that  transactions  are  recorded  as  necessary  to  permit  preparation  of  financial  statements  in  accordance 
with  generally  accepted  accounting  principles,  and  that  receipts  and  expenditures  of  the  company  are  being  made 
only  in  accordance  with  authorizations  of  management  and  directors  of  the  company;  and  (3)  provide  reasonable 
assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the company’s 
assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. 
Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become 
inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may 
deteriorate.

/s/ GRANT THORNTON LLP

Tulsa, Oklahoma
February 27, 2023 

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Item 9B.  Other Information.

None.

PART III

Item 10.  Directors, Executive Officers and Corporate Governance.

The information required by Items 401, 405, 406 and 407(c)(3), (d)(4) and (d)(5) of Regulation S-K is incorporated 
by  reference  to  the  information  contained  in  our  definitive  Proxy  Statement  to  be  filed  with  the  Securities  and 
Exchange  Commission  in  connection  with  our  annual  meeting  of  stockholders  scheduled  to  be  held  on  May  16, 
2023.

Code of Ethics

We adopted a code of ethics that applies to our principal executive officer, principal financial officer, and principal 
accounting officer or persons performing similar functions, as well as other employees and directors. Our code of 
ethics  can  be  found  on  our  website  at  www.aaon.com.  We  will  also  provide  any  person  without  charge,  upon 
request, a copy of such code of ethics. Requests may be directed to AAON, Inc., 2425 South Yukon Avenue, Tulsa, 
Oklahoma 74107, attention Rebecca A. Thompson, or by calling (918) 382-6216.

Item 11.  Executive Compensation.

The information required by Items 402 and 407(e)(4) and (e)(5) of Regulation S-K is incorporated by reference to 
the  information  contained  in  our  definitive  Proxy  Statement  to  be  filed  with  the  Securities  and  Exchange 
Commission in connection with our annual meeting of stockholders scheduled to be held on May 16, 2023.

Item 12.  Security Ownership of Certain Beneficial Owners and Management and Related Stockholder 
Matters.

The  information  required  by  Item  403  and  Item  201(d)  of  Regulation  S-K  is  incorporated  by  reference  to  the 
information contained in our definitive Proxy Statement to be filed with the Securities and Exchange Commission in 
connection with our annual meeting of stockholders scheduled to be held May 16, 2023.

Item 13.  Certain Relationships and Related Transactions, and Director Independence.

The information required to be reported pursuant to Item 404 of Regulation S-K and paragraph (a) of Item 407 of 
Regulation  S-K  is  incorporated  by  reference  in  our  definitive  proxy  statement  relating  to  our  annual  meeting  of 
stockholders scheduled to be held May 16, 2023.

Our  Code  of  Conduct  guides  the  Board  of  Directors  in  its  actions  and  deliberations  with  respect  to  related  party 
transactions. Under the Code, conflicts of interest, including any involving the directors or any Named Officers, are 
prohibited except under any guidelines approved by the Board of Directors. Only the Board of Directors may waive 
a  provision  of  the  Code  of  Conduct  for  a  director  or  a  Named  Officer,  and  only  then  in  compliance  with  all 
applicable laws, rules and regulations. We have not entered into any new material related party transactions and have 
no preexisting material related party transactions in 2022, 2021, or 2020.

Item 14.  Principal Accountant Fees and Services.

This information is incorporated by reference in our definitive Proxy Statement to be filed with the Securities and 
Exchange Commission in connection with our annual meeting of stockholders scheduled to be held May 16, 2023.

PART IV

Item 15. Exhibits and Financial Statement Schedules.

(a) Financial statements.

(1)

(2)

(3)

The consolidated financial statements and the report of independent registered public accounting firm 
are included in Item 8 of this Form 10-K.

The consolidated financial statements other than those listed at item (a)(1) above have been omitted 
because they are not required under the related instructions or are not applicable.

The exhibits listed at item (b) below are filed as part of, or incorporated by reference into, this Form 10-
K.

(b) Exhibits:

(3)

(A)

(B) 

Amended and Restated Articles of Incorporation (ii)

Amended and Restated Bylaws (i)

(4.1)

(4.2)

(4.16)

(10.1)

(10.2)

(10.3)

(21)

(23)

(31.1)

(31.2)

(32.1)

(32.2)

(99.1)

Amended and Restated Loan Agreement (dated November 24, 2021) and related documents 
(iii)

First Amendment to the Amended and Restated Loan Agreement (dated May 27, 2022) and 
related documents (viii)

Description of Securities

AAON, Inc. 1992 Stock Option Plan, as amended (v)

AAON, Inc. 2007 Long-Term Incentive Plan, as amended (vi)

AAON, Inc. 2016 Long-Term Incentive Plan (iv)

List of Subsidiaries

Consent of Grant Thornton LLP

Certification of CEO

Certification of CFO

Section 1350 Certification – CEO

Section 1350 Certification – CFO

Membership Interest Purchase Agreement - Acquisition of BASX, LLC (dated November 18, 
2021) (vii)

(101)

(INS)

Inline XBRL Instance Document

(101)

(SCH)

Inline XBRL Taxonomy Extension Schema

(101)

(CAL)

Inline XBRL Taxonomy Extension Calculation Linkbase

(101)

(DEF)

Inline XBRL Taxonomy Extension Definition Linkbase

(101)

(LAB)

Inline XBRL Taxonomy Extension Label Linkbase

(101)

(PRE)

Inline XBRL Taxonomy Extension Presentation Linkbase

(104)

(i)

(ii)

(iii)

Cover Page Interactive Data File (embedded within the Inline XBRL Document and included 
in Exhibit 101)

Incorporated herein by reference to the exhibits to our Form 8-K dated May 15, 2020.

Incorporated herein by reference to exhibits to our Annual Report on Form 10-K for the fiscal 
year ended December 31, 2014.

Incorporated herein by reference to exhibit to our Form 8-K dated November 24, 2021.

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(iv)

(v)

(vi)

(vii)

(viii)

Incorporated herein by reference to our Form S-8 Registration Statement No. 333-212863 
dated August 2, 2016, our Form S-8 Registration Statement No. 333-226512 dated August 2, 
2018, and our Form S-8 Registration Statement No. 333-241538 dated August 6, 2020.

Incorporated herein by reference to exhibits to our Annual Report on Form 10-K for the fiscal 
year ended December 31, 1991, and to our Form S-8 Registration Statement No. 333-52824.

Incorporated herein by reference to our Form S-8 Registration Statement No. 333-151915, 
Form S-8 Registration Statement No. 333-207737.

Incorporated herein by reference to exhibits to our Annual Report on Form 10-K for the fiscal 
year ended December 31, 2021.

Incorporated herein by reference to the exhibits to our Form 8-K dated May 27, 2022.

Pursuant  to  the  requirement  of  Section  13  or  15(d)  of  the  Securities  Exchange  Act  of  1934,  as  amended,  the 
Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

SIGNATURES

Dated: February 27, 2023

By: 

/s/ Gary D. Fields
Gary D. Fields, Chief Executive Officer

AAON, INC.

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Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below 
by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

Dated: February 27, 2023

/s/ Gary D. Fields

Gary D. Fields
Chief Executive Officer, President, and Director
(principal executive officer)

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

Dated: February 27, 2023

/s/ Rebecca A. Thompson

Rebecca A. Thompson
Chief Financial Officer
(principal financial officer)

/s/ Christopher D. Eason

Christopher D. Eason
Chief Accounting Officer
(principal accounting officer)

/s/ Norman H. Asbjornson
Norman H. Asbjornson
 Director

/s/ Angela E. Kouplen
Angela E. Kouplen 
Director

/s/ Caron A. Lawhorn
Caron A. Lawhorn 
Director

/s/ Stephen O. LeClair
Stephen O. LeClair
Director

/s/ A.H. McElroy II
A.H. McElroy II
Director

/s/ David R. Stewart
David R. Stewart
Director

/s/ Bruce Ware
Bruce Ware
Director

/s/ Luke A. Bomer
Luke A. Bomer
Secretary

DESCRIPTION OF THE REGISTRANT’S SECURITIES
REGISTERED PURSUANT TO SECTION 12 OF THE
SECURITIES EXCHANGE ACT OF 1934

Exhibit 4.16

As  of  February  27,  2023,  AAON,  Inc.,  a  Nevada  corporation,  (“AAON”)  has  one  class  of  securities 
registered  under  Section  12  of  the  Securities  Exchange  Act  of  1934,  as  amended  (the  “Exchange  Act”),  our 
Common Stock.

Description of Common Stock

The following description of our Common Stock is a summary based on and qualified by our Amended and 
Restated Articles of Incorporation of AAON, Inc. (as further amended to date, the “Articles of Incorporation”) and 
our Bylaws (as amended to date, the “Bylaws”). 

Authorized Capital Shares

Our authorized capital shares consist of 100,000,000 shares of common stock, $0.004 par value per share 
(“Common Stock”), and 5,000,000 shares of series preferred stock, $0.001 par value per share (“Preferred Stock”). 
The outstanding shares of our Common Stock are fully paid and nonassessable.

Voting Rights

Holders of Common Stock are entitled to one vote per share on all matters voted on by the stockholders, 

including the election of directors. Our Common Stock does not have cumulative voting rights.

Dividend Rights

Subject  to  the  rights  of  holders  of  outstanding  shares  of  Preferred  Stock,  if  any,  the  holders  of  Common 
Stock are entitled to receive dividends, if any, as may be declared from time to time by the Board of Directors in its 
discretion out of funds legally available for the payment of dividends.

Liquidation Rights

Subject  to  any  preferential  rights  of  outstanding  shares  of  Preferred  Stock,  if  any,  holders  of  Common 

Stock will share ratably in all assets legally available for distribution to our stockholders in the event of dissolution.

Other Rights and Preferences

Our Common Stock has no sinking fund or redemption provisions or preemptive, conversion or exchange 

rights.

Listing

The Common Stock is traded on The Nasdaq Stock Market LLC under the trading symbol “AAON.”

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Exhibit 21

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 23

LIST OF SUBSIDIARIES OF AAON, INC.

Subsidiary

AAON, Inc.

AAON Coil Products, Inc.

BasX, Inc.

Jurisdiction of Organization

Oklahoma

Texas

Oregon

We  have  issued  our  reports  dated  February  27,  2023,  with  respect  to  the  consolidated  financial  statements  and 
internal control over financial reporting included in the Annual Report of AAON, Inc. on Form 10-K for the year 
ended  December  31,  2022.  We  consent  to  the  incorporation  by  reference  of  said  reports  in  the  Registration 
Statements of AAON, Inc. on Forms S-8 (File No. 333-151915, File No. 333-207737, File No. 333-212863, File No. 
333-226512, and File No. 333-241538).

/s/ GRANT THORNTON LLP 

Tulsa, Oklahoma 
February 27, 2023 

78

79

I, Gary D. Fields, certify that:

I, Rebecca A. Thompson, certify that:

CERTIFICATION

CERTIFICATION

Exhibit 31.1

Exhibit 31.2

1.

2.

3.

4.

I have reviewed this Annual Report on Form 10-K of AAON, Inc.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to 
state a material fact necessary to make the statements made, in light of the circumstances under which 
such statements were made, not misleading with respect to the period covered by this report;

Based on my knowledge, the financial statements, and other financial information included in this report, 
fairly present in all material respects the financial condition, results of operations and cash flows of the 
registrant as of, and for, the periods presented in this report;

The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure 
controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e) and internal control 
over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and 
have:

a)

b)

c)

d)

designed such disclosure controls and procedures, or caused such disclosure controls and 
procedures to be designed under our supervision, to ensure that material information relating to the 
registrant, including our consolidated subsidiaries, is made known to us by others within those 
entities, particularly during the period in which this report is being prepared;

designed such internal control over financial reporting, or caused such internal control over 
financial reporting to be designed under our supervision, to provide reasonable assurance 
regarding the reliability of financial reporting and the preparation of financial statements for 
external purposes in accordance with generally accepted accounting principles;

evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in 
this report our conclusions about the effectiveness of the disclosure controls and procedures, as of 
the end of the period covered by this report based on such evaluation;

disclosed in this report any change in the registrant’s internal controls over financial reporting that 
occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in 
the case of an annual report) that has materially affected, or is reasonably likely to materially 
affect, the registrant’s internal control over financial reporting; and

1.

2.

3.

4.

I have reviewed this Annual Report on Form 10-K of AAON, Inc.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to 
state a material fact necessary to make the statements made, in light of the circumstances under which 
such statements were made, not misleading with respect to the period covered by this report;

Based on my knowledge, the financial statements, and other financial information included in this report, 
fairly present in all material respects the financial condition, results of operations and cash flows of the 
registrant as of, and for, the periods presented in this report;

The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure 
controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e) and internal control 
over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and 
have:

a)

b)

c)

d)

designed such disclosure controls and procedures, or caused such disclosure controls and 
procedures to be designed under our supervision, to ensure that material information relating to the 
registrant, including our consolidated subsidiaries, is made known to us by others within those 
entities, particularly during the period in which this report is being prepared;

designed such internal control over financial reporting, or caused such internal control over 
financial reporting to be designed under our supervision, to provide reasonable assurance 
regarding the reliability of financial reporting and the preparation of financial statements for 
external purposes in accordance with generally accepted accounting principles;

evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in 
this report our conclusions about the effectiveness of the disclosure controls and procedures, as of 
the end of the period covered by this report based on such evaluation;

disclosed in this report any change in the registrant’s internal controls over financial reporting that 
occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in 
the case of an annual report) that has materially affected, or is reasonably likely to materially 
affect, the registrant’s internal control over financial reporting; and

5.

The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of 
internal control over financial reporting, to the registrant’s auditors and the audit committee of 
registrant’s board of directors (or persons performing the equivalent functions):

5.

The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of 
internal control over financial reporting, to the registrant’s auditors and the audit committee of 
registrant’s board of directors (or persons performing the equivalent functions):

a)

b)

all significant deficiencies and material weaknesses in the design or operation of internal control 
over financial reporting which are reasonably likely to adversely affect the registrant’s ability to 
record, process, summarize and report financial information; and

any fraud, whether or not material, that involves management or other employees who have a 
significant role in the registrant’s internal control over financial reporting.

a)

b)

all significant deficiencies and material weaknesses in the design or operation of internal control 
over financial reporting which are reasonably likely to adversely affect the registrant’s ability to 
record, process, summarize and report financial information; and

any fraud, whether or not material, that involves management or other employees who have a 
significant role in the registrant’s internal control over financial reporting.

Dated:   February 27, 2023

Dated:   February 27, 2023

/s/ Gary D. Fields

Gary D. Fields
Chief Executive Officer

/s/ Rebecca A. Thompson

Rebecca A. Thompson
Chief Financial Officer

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Exhibit 32.1

Exhibit 32.2

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of AAON, Inc. (the “Company”), on Form 10-K for the year ended 
December  31,  2022,  as  filed  with  the  Securities  and  Exchange  Commission  on  the  date  hereof  (the  “Report”),  I, 
Gary D. Fields, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant 
to § 906 of the Sarbanes-Oxley Act of 2002, that:

In connection with the Annual Report of AAON, Inc. (the “Company”), on Form 10-K for the year ended 
December  31,  2022,  as  filed  with  the  Securities  and  Exchange  Commission  on  the  date  hereof  (the  “Report”),  I, 
Rebecca A. Thompson, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted 
pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

(1)                      The  Report  fully  complies  with  the  requirements  of  section  13(a)  or  15(d)  of  the  Securities 
Exchange Act of 1934; and

(1)
Exchange Act of 1934; and

The  Report  fully  complies  with  the  requirements  of  section  13(a)  or  15(d)  of  the  Securities

(2)           The information contained in the Report fairly presents, in all material respects, the financial 
condition and our results of operations.

(2)
condition and our results of operations.

The information contained in the Report fairly presents, in all material respects, the financial

Dated:  February 27, 2023

/s/ Gary D. Fields

Gary D. Fields
Chief Executive Officer

Dated: 

February 27, 2023

/s/ Rebecca A. Thompson

Rebecca A. Thompson
Chief Financial Officer

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AAON OFFICERS

GARY FIELDS PRESIDENT AND CHIEF EXECUTIVE OFFICER
Gary Fields has served as Chief Executive Officer of AAON, Inc., a Nevada corporation (“AAON” or the 

“Company”), since 2020, as President of the Company since 2016, and a director of the Company since 

2015. Mr. Fields also serves as the President and Chief Executive Officer of AAON, Inc, an Oklahoma 

Corporation (“AAON–Oklahoma”), Chief Executive Officer of AAON Coil Products, Inc. (“AAON Coil 

Products”), and Chief Executive Officer of BASX, Inc. (“BASX”). Mr. Fields served as President of AAON 

Coil Products from 2018 to March 2020. Mr. Fields has been involved in the HVAC industry for over 35 

years. From 1983 to 2012, he was an HVAC equipment sales representative at Texas AirSystems, and 

from 2002 to 2012, a member of the ownership group of Texas AirSystems; the largest independent HVAC 

equipment and solutions provider in the state of Texas.

REBECCA THOMPSON CHIEF FINANCIAL OFFICER AND TREASURER
Rebecca Thompson has served as Vice President, Finance, and Chief Financial Officer of AAON since 

2021. Prior to this promotion, Ms. Thompson served as Treasurer of the Company since 2017, and Chief 

Accounting Officer of the Company since 2012. Ms. Thompson also serves as Chief Financial Officer  

and Treasurer of AAON–Oklahoma and AAON Coil Products, inc., and Chief Financial Officer of BASX, Inc.  

Ms. Thompson previously served as a Senior Manager at Grant Thornton, LLP where she had 11 years  

of experience in the assurance division. Ms. Thompson is a licensed certified public accountant.

STEPHEN WAKEFIELD VICE PRESIDENT AND CHIEF OPERATING OFFICER 
Stephen Wakefield has served as Vice President and Chief Operating Officer of AAON since May 2020.  

Prior to his appointment at Chief Operating Officer, he most recently served as Vice President of 

Engineering of the Company since 2018; served as the Company’s Director of Engineering; and held 

several engineering roles, including Director of Design and Engineering Operations from 2017 to 2018, 

Senior Manager of Research and Development from 2015 to 2017, and Design Engineering Manager from 

2005 to 2015. Mr. Wakefield also serves as Chief Operating Officer of AAON–Oklahoma and AAON Coil 

Products. Mr. Wakefield has been with the Company since 1999. Mr. Wakefield has extensive knowledge 

and experience with all aspects of AAON operations and engineering and product design processes.

CASEY KIDWELL VICE PRESIDENT, ADMINISTRATION 
Casey Kidwell has served as Vice President, Administration of AAON since May 2022. Prior to this 

promotion, Mr. Kidwell served as Director of Administration of the Company since 2021. Mr. Kidwell 

previously served almost 10 years in various roles at WPX Energy, including most recently as Human 

Resources Operations Manager.

ROB TEIS VICE PRESIDENT, SALES AND MARKETING 
Rob Teis has served as Vice President, Sales and Marketing of AAON since August 2022. Prior to this 

promotion, Mr. Teis served as Director of Sales of the Company since 2017. Prior to that, he served as 

an Applied Equipment Sales Engineer for the Company for 15 years. Mr. Teis is a registered professional 

engineer in the state of Oklahoma and worked as a consulting engineer prior to joining AAON.

DOUG WICHMAN VICE PRESIDENT AND PRESIDENT, AAON COIL PRODUCTS
Doug Wichman has served as Vice President of AAON since 2022 and President of AAON Coil Products 

since February 2023. Prior to this promotion, he served as Executive Vice President of AAON Coil 

Products, Director of Manufacturing of AAON–Oklahoma, and prior to that held several roles, including 

Plant Manager from 2017 to 2018 and Manufacturing Engineer from 2013 to 2017. Mr. Wichman has 

extensive knowledge and experience with all aspects of AAON manufacturing processes. 

XERXES GAZDER CHIEF INFORMATION OFFICER
Xerxes Gazder has served as Chief Information Officer of AAON since July 2022. Mr. Gazder came to 

AAON with nearly 30 years of leadership experience in information systems across a wide range of 

industries, including manufacturing, financial services, insurance, healthcare, telecommunications, 

energy services and logistics.

CHRIS EASON CHIEF ACCOUNTING OFFICER
Chris Eason has served as Chief Accounting Officer of AAON since 2021. Prior to this promotion,  

Mr. Eason served as Controller and Financial Reporting Manager of the Company since 2018.  

Mr. Eason previously served as a Senior Manager at Grant Thornton, LLP where he had over 13 years  

of experience in the assurance division. Mr. Eason is a licensed certified public accountant.

TRANSFER AGENT  
AND REGISTRAR
Issuer Direct
One Glenwood Avenue, Suite 1001 

Raleigh, NC 27603

GENERAL COUNSEL
Johnson & Jones, P.C.
Two Warren Place 

INVESTOR RELATIONS
Joseph Mondillo
Director of Investor Relations

6120 South Yale Avenue, Suite 500 

(617)877-6346 

Tulsa, Oklahoma 74136

joseph.mondillo@AAON.com

AUDITORS
Grant Thornton LLP
2431 East 61st Street, Suite 500 

Tulsa, Oklahoma 74136

COMMON STOCK
NASDAQ–AAON

EXECUTIVE OFFICES

2425 South Yukon Avenue 

Tulsa, Oklahoma 74107

100 | OFFICERS AND BOARD 

OFFICERS AND BOARD | 101  

BOARD OF DIRECTORS

GARY FIELDS PRESIDENT AND CHIEF EXECUTIVE OFFICER

NORMAN ASBJORNSON
Mr. Asbjornson has served as a director of AAON since 1989. He retired as Executive Chairman in May 

2022. Mr. Asbjornson also served as President of AAON from its inception until November 2016, and Chief 

Executive Officer of AAON from its inception until May 2020. Additionally, Mr. Asbjornson served as the 

Executive Chairman of the Board of AAON–Oklahoma and Chairman of AAON Coil Products, Inc., both our 

wholly-owned subsidiaries until his retirement in May 2022. Mr. Asbjornson the founder of the Company,  

and his intimate knowledge of the HVAC industry, both from a technical and a business perspective, brings 

to the Board a unique insight into the Company’s operations in particular, as well as the environment in 

which the Company operates. 

ANGELA KOUPLEN 
Ms. Kouplen was elected as a director of the Company in 2016. She serves as a member of the Audit 

Committee and Chair of the Compensation Committee. Ms. Kouplen has over 20 years of experience at 

multiple energy companies, with an emphasis on information technology, contract management, sourcing/

vendor relations, human resource management, strategy, and governance. From 2012 through 2014,  

Ms. Kouplen served as Director–Talent Acquisition and Leadership of WPX Energy, and from 2015 to 2016, 

Ms. Kouplen served as Vice President–Information Technology of WPX Energy. From 2016 to November 2018, 

Ms. Kouplen served as Vice President of Administration and Chief Information Officer of WPX Energy and 

from November 2018 to March 2021 served as Senior Vice President of Administration and Chief Information 

Officer. Since August 2021, Ms. Kouplen has served as the interim Chief Information Officer at the University  

of Tulsa. Ms. Kouplen now serves as the Vice President of Administration and Chief Information Officer at  

the University of Tulsa.

CARON LAWHORN 
Ms. Lawhorn was elected as a director of the Company in 2019 and currently serves as a member of the 

Governance Committee and Chair of the Audit Committee. Ms. Lawhorn was elected Independent Vice Chair of 

the Board in 2022. Ms. Lawhorn is a certified public accountant, and currently serves as Senior Vice President 

and Chief Financial Officer, of ONE Gas, Inc., a standalone one hundred percent regulated publicly traded 

natural gas utility. Prior to her current role, she served as Senior Vice President, Commercial, a position she 

held from ONE Gas’s separation from ONEOK in 2014. She served in the same position at ONEOK, since 2013.

STEPHEN LECLAIR
Mr. LeClair was elected as a director of the Company in 2017. He is a member of the Audit Committee and 

Governance Committee. Mr. LeClair has over 25 years of experience in various executive, manufacturing, 

finance, sales, and operational positions. Mr. LeClair currently serves as Chief Executive Officer of Core & 

Main, Inc., a position he has held since 2017. In such role, he is responsible for leading the nation’s largest 

distributor of water, sewer, storm and fire protection products. Prior to his current role, he served as 

President of HD Supply Waterworks from 2011 to 2017, Chief Operating Officer of HD Supply Waterworks 

from 2008 to 2011, and President of HD Supply Lumber and Building Materials from April 2007 until 

its divestiture to ProBuild Holdings in 2008. Mr. LeClair joined HD Supply in 2006 as Senior Director of 

Operations. Prior to joining HD Supply, Mr. LeClair held various roles at General Electric in 2002–2005.

A.H. MCELROY II
Mr. McElroy was elected as a director of the Company in 2007 and is a member of the Compensation 

Committee and Chair of the Governance Committee. Mr. McElroy was elected as Independent Chair of the 

Board in 2022. Since 1997, Mr. McElroy has served as President, Chief Executive Officer and Chairman of 

McElroy Manufacturing, Inc., a privately held manufacturer of fusion equipment and fintube machines. 

DAVID STEWART
Mr. Stewart was elected as a director of the Company in October 2021. Mr. Stewart serves as a member of 

the Audit Committee and Governance Committee. He brings over 40 years of professional experience to the 

Board. Mr. Stewart currently serves as Chief Administrative Officer and Trustee of the Oklahoma Ordnance 

Works Authority located in Pryor, Oklahoma, an industrial public trust that owns and operates MidAmerica 

Industrial Park. Mr. Stewart was appointed to his current position in December 2012 by the former Governor 

of Oklahoma, Mary Fallin. MidAmerica Industrial Park consists of 9,000 acres and is home to over 80 

companies in diverse industries (including Google, DuPont, and Chevron Phillips), employing approximately 

4,500 people. MidAmerica Industrial Park is one of the largest industrial parks in the U.S. and top ten in the 

world with on-site rail, water, and electric power. Prior to his current position, Mr. Stewart served as Chief 

Executive Officer of Cherokee Nation Businesses, LLC. 

BRUCE WARE
Mr. Ware was elected as a director of AAON in October 2021. Mr. Ware serves as a member of the Audit 

Committee and Compensation Committee. Mr. Ware brings significant experience serving in multiple executive 

and leadership roles at publicly traded companies. Currently, he serves as a Corporate Vice President and 

Group Head of Joint Venture Capital Raising for DaVita Inc. DaVita is a Fortune 500 NYSE publicly traded 

health care services company and one of the largest providers of kidney care services in the U.S., with over 

2,800 outpatient dialysis centers in the U.S. and over 330 outpatient dialysis centers in ten other countries.

102 | OFFICERS AND BOARD 

OFFICERS AND BOARD | 103  

THE AAON TEAM

The ongoing success of our 
company can be directly 
attributed to our employees.

104 | AAON TEAM

GARY ABBE
TIM ABRAHAM
RAUL ACEDO ZELAYARAN
ANGEL ACEDO
CHRISTOPHER ACKLEY
MA ACOSTA DE AGUAYO
ALFREDO JIMENEZ
ANDRES ACOSTA LUJAN
MIRIAN ACOSTA
RAQUEL ACUNA SEGURA
DAKOTA ADAMS
DAVID ADAMS
DERRICK ADAMS
GARY ADAMS
HALASIA ADAMS
JAMILAH ADAMS
PAUL ADAMS
REBECCA ADAMS
RUSTY ADAMS
RYAN ADAMS
AARON ADKINS
ASLAM AFGHAN
HAZRATA AFGHAN
YOLIMAR AGELVIS ARELLANO
MARIE AGUERO
ELIZABETH AGUILAR GUZMAN
JUAN AGUIRRE-RODRIGUEZ
AHMAD AHMADI
BERNY AIEN
ARLEEN AIZAWA
HARRY AIZAWA
EMILY AKIN
NATHANAEL AKUMA
NADER AL HASHMI
AUSS AL SULTAN
DANIEL ALAGDON
ALEXIS ALBIN
ALEJANDRA ALEGRIA REYES
MAURICIO ALEMAN SANCHEZ
GREGG ALEMY
ELYSIA ALEXANDER
JOSIAH ALEXANDER
ZACHARY ALEXANDER
SHANNON ALFORD
CHARLES ALLEN
DANIEL ALLEN
HAILEY ALLEN
JOHN-PAUL ALLEN
KATHERINE ALLEN
DECARTIYAY ALLISON
ZAHIDULLAH ALMAS
SONIA ALTER ESPINA
YACKSENDEL ALVARADO 

MALDONADO

ADRIAN ALVARADO MONZON
JOSE ALVARADO
NATALIE ALVARADO
BILLY ALVERSON III
DELAJAN AMIRI
KHALUDIN AMIRI
MOHAMMAD AMIRI
WAISULLAH AMIRI
JENS ANDERSEN
SARAH ANDERSEN
PERRY ANDERSON JR
BRENT ANDERSON
CHRISTOPHER ANDERSON
SETH ANDERSON
WANDA ANDERSON
DAVID ANDREWS
JOSEPH ANDRUS
RODLY ANGEI
THOMAS ANGEI
WESLEY ANSELME
WILLIAM APPELDORN
SAMRA ARAIN
LAURA ARAUJO GONZALEZ
CLYDE ARCHER
JESUS ARELLANES RAMIREZ
FIDEL ARGUMEDO RANGEL
JORGE ARIZMENDI
BAKHT ARMANI
JOSHUA ARMAS

DAVID ARMSTRONG
JERI ARMSTRONG
KRYSTAL ARMSTRONG
JASON ARNOLD
KIMBERLY ARNONE
CONNER ARP
CLARISSA ARRIAGA
ROSA ARROYO SANCHEZ
GERARDO ARROYO
ROGELIO ARTEAGA
BRANDON ARTHUR
MARIA ASENCIO
MATT ASHER
JOHN ASHLEY JR
DAVID ASHLOCK
TIMOTHY ASIMAKIS
FOSTINO ATAN
LEELAND ATEN
MAY AUNG
VUNG AUNG
WUT AUNG
ROBERT AUSMUS
STEVEN AUTEN
NOLA AVANT
YOLANDA AVILA CASTANEDA
GUSTAVO AVILA GARCIA
JOSE AVILA
JOSEPH AVILA
ZIN AW
ORLANDO AYALA
ROBYN AYDELOTT
JASON AYDELOTTE
ASHA AYERS
KRISTIN AYLETT
SHAHABUDDIN AZIZI
ANTHONY BABCOCK
NORA BACKUS
CLAUDIA BAEZA
AMY ALF
JACOB BAIER
ABEL BAKER
ARIANN BAKER
JUAN BALANDRAN
JOHN BALDWIN
CHANDEL BALLARD
PEDRO BALTAZAR
AMISS BANDA
CLAUDIA BANDA
WILLIE BANKS
RAMON BARAZARTE MENDOZA
BLAKE BARBER
JESSICA BARBER
MYLES BARBER
CHETT SR
CJ BARCELONA
BLAYNE BAREFIELD
BRYCE BARKER
DAVID BARKLEY
JUSTIN BARLETT
LEROY BARNABAS
DALLAS BARNES
DAVID BARNETT
ANA BARRAGAN DE ALTENEH
LITZY BARRERA ROMERO
TERESA BARRON
QURON BARRYER
HANNAH BARTELS
CHRIS BARTH
FRANCISCO BARTOLO GAONA
MATTHEW BASCO
KEYANDRAE BASHAM
SHERRY BATES
PHIL BATTERSON
JAMES BAUGH
LESLIE BAUGH
JOSHUA BAWI LING
JESSICA BEALL
CHRISTOPHER BEATTY
SHANNON BECK
LIONEL BECKMAN
MARK BEHN JR
LEGEN BELCHER
EFTON BELL

ETHAN BELL
JASON BELL
SHAWNTRELLE BELL
ZAKEYIA BELL
RUBEN BELLIDO FERRER
AARON BENITEZ
FRANCIS BENNETT JR
DONNA BENNETT
JOSEPH BENOIT
BONNIE BENSON
DANIEL BENSON
DAVID BENSON
SHELLIE BENSON
BRANSON BENTLEY
JARED BENTON
TYUANNA BENTON
MARC BERBIG
CHRISTIAN BERGER
KRISTOFER BERGGREN
IDA BERMUDEZ
LIDIA BERNAL BECERRA
DAVID BERRY
MICHAEL BERRY
ELLIOT BERRYHILL
ANTHONY BERTON
NATHANIEL BERTON
SERGIO BESERRA
DANIEL BIGBY
KENNETH BIGHAM JR
JAMES BILBREY
PHILLIP BINFORD
BLAKE BISHOP
BRADLEY BISHOP
ROBERTT BISHOP
DONALD BLACK JR
JOSHUA BLACK
ETHAN BLACKMAN
MARVIN BLADES JR
CAMDEN BLAKELY
MAXIMILLIAN BLAKEMORE
JOSE BLANCO
JAPATRICK BLANTON
LACRETIA BLANTON
DAVID BLEVINS
DEVON BLOOD
DUSTIN BLOOD
JACK BOBADILLA
JAMES BOBBITT
NICHOLAS BOBBITT
DANIEL BOELK
LAM BOI
LHING BOI
THANG BOI
DAMIAN BOLDEN
JACQUELYN BOLDEN
ADELTRUDES BOND
RISCHA BONDS
JOSHUA BONEY
MICHAEL BONEY
JOSE BONILLA CANIZALEZ
ROGER BORJA BARREIRO
JOE BOSS
CINDY BOSTICK
AUSTIN BOWERS
DANIEL BOWERS
LARRY BOWERS
ALEXANDER BOWKER
LONNIE BOWLER
EUGENE BOWMAN
KYLE BOWMAN
ALICE BOYCE
JOHN BOYD
JUSTIN BOYD
DARRYL BOYNTON
ERIK BOYNTON
JOHNNY BOZMAN
MARC BRADBURY
SHAVESHIA BRADLEY
FRANCISCO BRAMBILA
ERIK BRANTNER
JUAN BRAVO SANCHEZ
JAIRO BRAVO
DEMETHRIA BRAZZELL

KATHLEAN BRELAND
BENJAMIN BREMER
SETH BRESSLER
BRANDON BRIGGS
CRYSTAL BRIGGS
CRAIG BRIGHTWELL
MARY BRIGHTWELL
TASHIKA BRINKLEY
BRISA BRISENO
WENDY BRITO
WILLIAM BRITO
QUINTON BROADNAX
NICHOLAS BROCKWAY
DUSTIN BROD
THAD BROLLIER
ARLUNDA BROOKS
KYLEE BROOKS
WINSTON BROSEKE
JAVAN BROWN II
ALAN BROWN
CHARLES BROWN
CHRISTOPHER BROWN
LONNIE BROWN
MITCHELL BROWN
QUINTELLA BROWN
RIKO BROWN
SHELIA BROWN
SHENEQUA BROWN
STEVEN BROWN
WESLY BROWNING
JERRILIUS BRUCE
CHRISTOPHER BRYANT
DERRICK BUCHANAN
SEQUOYAH BUCHANAN
CODY BUCKHANON
VAN BUI
JAMES BUIE
JAMES BUIE
HAYDEN BULLINGER
BAILEY BUNKERS
JASON BUNNELL
SCOTT BURGESS
CESAR BURGUENO LIZARRAGA
RAYON BURKE
MARISA BURNES
KAYLA BURNETT
ROBYN BURNETTE
SADAYA BURNS
COREY BURRELL
CLIFTON BURRUS
ROBERT BURT
CHRISTOPHER BURTON
DEREKE BUSBY
SAMUEL BUSH
WAYNE BUSH
ADRIAN BUTLER
CORTNEY BUTLER
MATTHEW BUTLER
ROSA BUTLER
JOSEPH BUXTON
JUSTIN BYRD
ARMANDINA DE GUZMAN
JESSEE CABLE
ELSA CABRERA
ISABELLE CABRERA
JANIBAL CABUDOY
ALEJANDRO CADENA
MARBELLA CADENA
JESUS CADENAS
CLEVELAND CAGE JR
KOBE CAGLE
STEVEN CAGLE
ANDREW CAIL
JASON CALDER
YOSMAR CALDERA HERNANDEZ
MARGARITO CALDERON
SANDRA CALDWELL
TYLER CALICO
JORGE CALIXTO
GUY CALLAHAN
JOHN CALLAHAN
EDWARD CALLOWAY
MARIA CAMACHO

TEVIN CAMERON
JEFFREY CAMPBELL
ROBERT CAMPBELL
RUSTI CAMPBELL
TOMMY CAMPBELL
ODESS CAMREN
GILDA CANNADY
MARIKIA CAPERS
CHARLES CAPPS
ROSIE CARDENAS
BILLY CARDER
DREW CARDOZA
TODD CARNER
WILLIAM CARNLEY
LISA CARRIERO
MICHAEL CARRILLO
VINCENT CARSON
BRIDGET CARTER
KENDRIX CARTER
ROBERT CARTER
TIANA CARTER
CRISTOBAL CARVAJAL COLORADO
ARACELI CARVAJAL MENDOZA
ISMAEL CARVAJAL
TESS CARVER
BEATRIZ CASIANO
JAMES CASIANO
ANDRES CASTELLANOS
JORGE CASTELLANOS
MARIO CASTRO JR
ESTEPHANY CAVELLO GONZALEZ
MARGARITO CAVELLO PENALOZA
JASON CAVIN
SHAWN CAVIN
BRIAN CAVNER
JEREMY CAVNESS
HECTOR CAZARES
BRANSON CECIL
CORNELIO CEJA GRIMALDO
FRANCISCO CERVANTES
LILIA CERVANTES
SAVANNA CERVANTES
BRYAN CHADWELL
GUADALUPE CHAIREZ GALAN
LARRY CHALK
ZO CHAMA
RICKY CHAMBLISS
DELK CHANDLER
ROBERT CHANEY
PATRICK CHAPMAN
ALEEX CHATKEHOODLE
EDGAR CHAVEZ
GREGORY CHAVEZ
JOSELYN CHAVEZ
CLAY CHEATHAM
KARI CHEE
ZHENYU CHEN
KEVIN CHESTNUT
RANCE CHILDS
DENNIS CHISM III
SAW HLA CHIT
CASEY CHOATE
CHRISTOPHER CHOATE
CONNER CHOATE
EDDIE CHOATES
MANGKHONGAM CHONGLOI
KAREN CHRISTENSON
JAMES CHRISTIAN
RICHARD CHRISTIANSEN
AWI CIANG
LUN CIANG
CING CIIN
CING NGAIH CIIN
MAU CIIN
NING CIIN
NUAM CIIN
KAM CIN
KHAI CIN
KHAM CIN
LANGH CIN
LUAN CIN
PAU CIN
PAUL CIN

AAON TEAM | 105  

PUM KHAN CIN
SUAN CIN
THANGHAU CIN
TUAN CIN
VUNGH CIN
ZA CIN
THERESA CING KOK
AIH CING
ANGELA MAN CING
AWI CING
CIANG CING
CIN CING
CING CING
DIM D CING
DIM K CING
DON CING
GLORY CING
HUAI CING
LAM CING
LIAN HAU CING
LIAN LUN CING
LUN CING
LUN LAM CING
MAN CING
MAN LUN CING
MAN ZA CING
NANG CING
NEM GIN CING
NEM K CING
NGOIH CING
NIANG LAM CING
NIANG LUN CING
NIANG LUN CING
NIANG SAN CING
NING HAU CING
NING SAWM CING
NUAM CING
NUAM SUAN CING
SAN CING
THANG LAM CING
THANG ZA CING
VERONICA CING
VUNG CING
ZEN CING
ZEN NEM CING
ZING CING
MARLA CIONI OHARA
DAVID CIRIACO
JUSTIN CLAIBORNE
AMANDA CLAITOR
LOURDES CLANCE
CHARLIE CLARK
GEORGE CLARK
JASON CLARK
KENDRA CLARK
MOLLY CLARK
PATRICK CLARK
NIKOLAI CLAWSON
BRYANT CLAY HOPKINS
TONYA CLEEK
JUAN CLEMENTE VALLADARES
WILLIAM CLEVELAND
CLIFTON CLINE
TERRY CLONTZ
RONNIE CLOWERS
MARK COBB
ROBBIE COBBLE
JEROMY COCKRELL
TROY COCKRUM
DENA COFFEE
DONAVON COLE
JACOB COLE
MICHAEL COLE
ROBERT COLE
CLAYTON COLLINS
JENNIFER COLLINS
MYRA COLLINS
BERNIE COLMENARES
AARON COLUMBUS
DAVID COMER
JOSHUA COMPTON
BOBBY CONDITT
DALE CONKWRIGHT

106 | AAON TEAM

DAMON CONN
JUDE CONNOLLY
AJ CONTRERAS
YESENIA CONTRERAS
STEPHEN COOK JR
CURTIS COOK
MARK COOK
MICHAEL COOK
RAYMOND COOK
ALAINA COOKS
ALFRED COOKS
GRANT COOLIDGE
MICHAEL COOLIDGE
SCOTT COON
BRANDIE COOPER
GREGORY COOPER
JAMES COOPER
STACEY CORDELL
CRYSTAL CORDOVA
MARIANA CORDOVA
JUSTIN CORLEY
JAMES CORNETT
GENOVEVA CORONA DE RIVERA
MARIA CORONA
CRYSTAL GONZALEZ
MICHAEL CORTEZ
CALEB COTTON
FRED COTTON
MEAGAN COTTON
CAMERON COX
DUSTIN COX
STEVEN COX
KATLIN COYLE
ADRIAN CRABTREE
JACOB CRABTREE
KATHLEEN CRABTREE
STEPHAN CRABTREE
SHELBY CRAIG
CHRISTINA CRAIN
JERRY CRANE
DEON CRAVEN
ALBERT CRAWFORD
BRADLEY CRAWFORD
THOMAS CRAWFORD
ZEUS CRAWFORD
WALTER CRAWLEY
COURTNEY CRAYNE
JACOB CRAYNE
MARCO CRISP
JAKE CRISS
ZOEY CRITES
HEATH CRITTENDEN
CHAD CROOM
JON CROSS
SHERYL CROSS
TYLER CROSS
MATTHEW CROUCH
DARRELL CROW
MARIA CUELLAR
CALVIN CUMMINGS
CHRIS CUMMINGS
ROBERT CUMMINGS
DAISY CUNNINGHAM
JONATHAN CUNNINGHAM
BRANDON CURTIS
JUSTIN CURTIS
TYLER CURTIS
KEVIN CYRUS
MARCO DABNEY
ZIRAM DAHKUM
ZAWNG DAI
CING DAL
GIN DAL
GO DAL
JOHN DAL
LIAN DAL
NANG DAL
NENG DAL
BIRESH DALBOT
HENLEY DANG
JUSTIN DANIELS
LAQUENTIN DANIELS
MAQUEL DANIELS

RODNEY DARDEN
SCOTT DAVEY
JENIFUR DAVIDSON
JOHN DAVIDSON
AMANDA DAVIDSON-GOLIEN
BILLY DAVIS JR
RANDALL DAVIS JR
BAILEY DAVIS
BESSIE DAVIS
CAMERON DAVIS
DARRYL DAVIS
DIANE DAVIS
HERBERT DAVIS
JASON DAVIS
JERRY DAVIS
LESLEY DAVIS
MATTHEW DAVIS
NIAZ WALI DAWLAT ZOY
JEFFERY DAWSON
JORGE DE LA PAZ
KRISTOPHER DE LA ROSA
EVA DE LA TORRE
YOANA DE LA TORRE
ROBERT DEAN
JAMES DEATHERAGE
RICK DECAMP
BRENNAN DECLUE
AMANDA DEHART
ISMAEL DELAPAZ
MATIAS DELAPENA JR
DOREEN DELEO
JUANA DELOBO
RAQUEL DELUNA
MATTHEW DEMAREE
SETH DEMAREE
RUSSELL DEMOSS
BARRY DENNIS
ELIAS DENNIS
HELEN DENNIS
MICHAEL DENNIS
JOSEPH DENTON
JOSHUA DESHAZER
MATTHEW DESHAZER
CALEB DEVENNY
BRANDON KIEFER DEVEY
AUDENCIA DEVILLA
ROY DEVILLE
SRIJAN DHAKAL
JONATHAN DIAZ
JOSE DIAZ
DERICK DICKENSON
WILL DICKEY
KAINOA DICKSON
CARRINGTON DIGGS JR
JUSTIN DILLON
CIANG DIM
CING DIM
DAW DIM
DON DIM
HAU SAN DIM
HAU SIAN DIM
MAN DIM
MONICA CING DIM
NIANG DIM
THANG DIM
VUNG DIM
JOHAN DINA
LIAN DING
CONG DINH
QUANG DINH
TIEN DINH
DOMINIC DIONNE
ERIC DIXON
DANE DIXSON
CIN DO
KAM DO
AUSTIN DODSON
DOMINGO TINOCO
SOL DOMINGUEZ
CIN DON
CING DON
CING Z DON
ZAM DON

CIN DONG
KIMBERLY DONICA
MKSING DOPMUL
NANG DOPMUL
NGAILAM DOPMUL
NIANGNUAM DOPMUL
THANGMINLIAN DOPMUL
VUNGLAM DOPMUL
TIMOTHY DOWNS
JACOB DOWTY
JUSTIN DOYLE
JORDAN DOZIER
ROGER DRAINE
DION DRANGSTVEIT
CATHRYN DUBBS
LAQUETTA DUBLISKY
ZACHARY DUBOIS
ADAM DUBOS
BRANDON DUBUC
DOUGLAS DUBUC
SAMUEL DUELL HARRIS
JANEIRO DUFFIE
THERESA DUGAN
KENNETH DULANEY
DUMMY DUMMY
THANG DUN
JARRED DUNBAR
CHRISTOPHER DUNCAN
GUY DUNN
KELSON DUNN
LANIKA DUNN
APRIL DUNTEN
RALPH DURBIN
KYLE DURNING
MATTHEW DURRANCE
DANNY DUVALL
MELISSA DUWE
JUSTIN DYKMAN
KEVIN DYKSTRA
JOSHUA EAGLIN
CHRISTOPHER EASON
KEVIN EASTERWOOD
TREELA EASTOM
KRYSTLE EDENS
DAVID EDGINGTON
ANDREW EDMONDSON
JAMAL EDWARDS
JEREMY EDWARDS
MARDIN EJERCITO
BLAKE ELBERT
JESUS ELIAS
LIPSINA ELIMO
MARSITA ELIMO
REIPIN ELIMO
SINTINA ELIMO
CHRISTOPHER ELLERS
JIMMY ELLIOTT
JEANNE ELLIS RAPSON
JAMES ELLIS
NOEL ELLSBURY
DANA ELMER
AUSTIN EMBRY
KHAM EN THANG
TAMMY ENDICOTT
TINISHA ENGLISH
KENDALL ENGRAM
BENJAMIN ERNST
STEVEN ERVIN
KYLE ESCAMILLA
CARLOS ESCOBAR KANAN
ISRRAEL ESCOBAR
SAHIB ESHAN
JUWANGIU ESIWILI
DWIGHT ESKEW
ADRIAN ESPINOZA
LEON ESPINOZA
COLBY ESPREE
PABLO JR
DELIA ESTRADA
GUSTABO ESTRADA
PATRICIA ESTRADA
JOHN EVANS
JUSTIN EVANS

TYLER EVANS
ZACHARY EVANS
CHAD EVERS
KYLE EVITT II
KURTIS EWING
JESSE EWTON
TROY EZELL
EMAINSON EZRA
ARACELY FAGLIE
JOHN FAIR
NATE FAIRBROTHER
SHAWN FAIRLEY
MUHAMMAD FAIZI
MOHAMMAD FAIZY
JESSICA FARIA PORTILLO
SUSAN FARRIS
RAY FATTAHI
KELLY FAULKNER
RYAN FEARS
AMY FEHNEL
JEFF FEHR
DIANA FERNANDEZ
MARCOS FERNANDEZ
CARLOS FERREBUS RIVAS
WILLIAM FERRELL
GUSTAVO FERRER ARBAIZA
ALFRED FETTERHOFF JR
GARY FIELDS
THOMAS FIERROS
MIKA FIGURES
V CHOK FILIPUS
CARLINTA FILLAS
ANDREW FINCH
JESSICA FINKBINER
JEFFREY FISHER
SAMUEL FISHER
JOHN FLETCHER III
PHILIP FLOOD
JOEL FLORES ROBLES
CAROLINA FLORES
EFIGENIA FLORES
GLORIA FLORES
LAURA FLORES
JIM FLOYD
JON FLOYD
MARCUS FLOYD
MARK FLY
RENA FONTENOT
AARON FORBIS
CARLOS FORD
DEJUAN FORD
REBECCA FORD
FRANKLIN FOREMAN
GULLIVER FORRESTER
DEVANTE FORSHEE
CHRISTOPHER FOSTER
FREDERICK FOSTER
JAKE FOSTER
WYEATHA FOSTER
XAVIER FOSTER
STEVEN FOWKE
BRANDON FOWLER
LORETTA FOWLKES
KENNETH FOYIL
RUBEN FRANCO GOMEZ
EYLIDD FRANCO
PHILLIP FRANK
CAROLYN FRANKLIN
JIMIAL FRANKLIN
WARREN FRANKLIN
DOUGLAS FRANZ
GREGORY FRAZER
MICHAEL FRAZIER
BRANDON FREEL
JOSE FREGOSO
RICK FRENCH
ANGEL FRIAS
TIMOTHY FRIAS
BRANDON FRICK
BARRY FRIEND
ALEK FUCHIK
JONAH FULLERTON
BRANDON FULLINGTON

LUIS FUMERO PEREZ
ANDRE FURMAN
DANIEL FYFFE
SARA GAITHER
CECILIO GALAN
GREGORY GALUSHA
ALEJANDRO GAMEZ GARZA
JAVIER GAMEZ
SARAH GAMMON
LINDSY GANTZ
JUNIOR GAONA
FRANCISCO GARAY CORONA
MARIA GARAY
ISIDRO GARCIA ARRIAGA
TERESITA GARCIA DIAZ
JUAN GARCIA RAMIREZ
LESLIE GARCIA TAPIA
ANGEL GARCIA
ANGELINA GARCIA
CODY GARCIA
ESTEBAN GARCIA
JOE GARCIA
JOSE GARCIA
NAYEELI GARCIA
RICARDO GARCIA
ROSA GARCIA
YARITZA GARCIA
QUINCY GARDNER
NORMA GARIBAY VILLENA
MICHAEL GARLAND JR
JAMES GARNER
CASON GAROUTTE
MATTHEW GARRISON
FAITH GAYLOR
XERXES GAZDER
CHASTON GEORGE
JAMES GEORGE
KURSTON GERTY
MAHDI GHAZNAWI
GABRIEL GIACHINO
DEWAYNE GIBBS
CHARLES GIBSON
KENNETH GILES
WILLIAM GILL
JENNA GLOVER
RUSSELL GOFF
JACOB GOLIEN
MARIA GOMEZ MEDINA
JOSE GOMEZ
MARIA GOMEZ
REIQUEL GOMEZ
MIGUEL GONZALES
SAMUEL GONZALES
SERGIO G GONZALES
SHELBY GONZALES
ABRUM GONZALEZ ALTER
MARIA GONZALEZ DE CAVELLO
ISMAEL GONZALEZ LOEZA
VICTOR GONZALEZ PAOLINI
GRISELDA GONZALEZ RAMIREZ
LIDIA GONZALEZ RIVERA
DELFIN GONZALEZ VILLAMIZAR
ADRIAN GONZALEZ
ADRIANA GONZALEZ
IMELDA GONZALEZ
JAMES GONZALEZ
LETICIA GONZALEZ
MARISELA GONZALEZ
OSCAR GONZALEZ
PILAR GONZALEZ
ROBERTO GONZALEZ
DAMON GOODAY
AARON GOODMAN
DEVIN GORDON
DEVON GORDON
LATOYA GORDON
CHARLES GRACE
SHYNETTE GRACE
JERRY GRAHAM II
ASHLEY GRAHAM
JASON GRAHAM
JOSEPH GRAHAM
LESLIE GRAHAM

JOSE GRAIBAY
MARLEITTA GRAMMER
CLOTHERE GRAMMONT
BUENAVENTURA GRANADOS 

RUBIOS
SHAWN GRANT
APRIL GRAUGNARD
IRIS GRAVES
REBECCA HEITZMAN
DREW GRAY
ROBERT GREBE
WILLIAM GREEN III
GAGE GREEN
JONATHAN GREEN
LARRY GREEN
SHEMITA GREER
KENDRA GRIDER
STARLA GRIFFIN
KENNETH GRIFFITH
RONALD GRIMES
DANIEL GROSS
RAY GRUBER
JOHN GRUNDMANN
RACHEL GRUNDMANN
JUAN GUERRA MEDINA
GERARDO GUERRERO 
CASTELLANOS

LUIS GUEVARA
MARIA GUEVARA
RODOLFO GUEVARA
CAROLINA GUILLEN
VERNICE GUINN
AZIZ GUL DAR KHAN
MIR GULAMZOI
JOHN GULDEN
STEPHEN GUNN
BRANDON GUNTER
AUSTIN GURROLA
SILVIA GUTIERREZ MENDOZA
GILBERTO GUTIERREZ
EUGENE GUY
DIEGO GUZMAN
GEORGINA GUZMAN
LUIS GUZMAN
STANLEY HA
SCOTTY HAGLER
NGAM HAK
JOSEPH HALBERT HELTON
TIMOTHY HALBERT
REBECCA HALE
JOSHUA HALFPAP
MUHAMMAD HALIMI
STEPHANIE HALL BERGMAN
ANGELA HALL
CODY HALL
DENNIS HALL
GENE HALL
KELLY HALL
ROMUND HALL
STEPHANIE HALL
STEPHEN HALL
ZACHARY HALSEY
DANIEL HALTERMAN
TOLOVE HAM
FARIDULLAH HAMDERD
G SCOTT HAMILTON
SHELLIE HAMMERS
JEFFREY HAMMONS
ANDEREAS HAMO
CHRISTOPHER HAMON
ROBERT HAMPTON
CIN HAN
KRISTA HANCOCK
JASON HANEY
MUNG HANG
THANG HANG
LAL HANGSAWK
LAM HANGSAWK
KAITLYNN HANNA
 ROBERT H HANSEN
 ROBERT T HANSEN
CAITLYN HANSON
TONG HAO

CHIN HAOKIP
HOLKHOSEI HAOKIP
LHUN HAOKIP
PAO HAOKIP
VAHNEILHING HAOKIP
DEREK HARBIN SR
CHRISTOPHER HARDEE
DANIEL HARDIN
NATALIE HARDIN
JOHN HARDT
SABRINA HARDT
SCOTT HARJO
BRUCE HARMAN II
DAVID HARPER JR
BRANDON HARPER
JERRY HARRIS
RICHARD HARRIS
SIERRA HARRIS
STACEY HARRIS
STEVEN HARRIS
TERRY HARRIS
LEVI HARTLEY
RUSTY HARTLEY
SARA HARTLEY
JOSHUA HARTMAN
JORDAN HARVEY
DUSTIN HASBROUCK
HEATHER HASKINS
COREY HASSELL
BIAK HATLANG
CHAUNCEY HATTEN
NENG HAU LIAN
CIN HAU
CING HAU
CING NGAIH HAU
CING NGAIH HAU
KAM HAU
THANG KHAN HAU
THANG LIAN HAU
THANG SUAN HAU
MATTHEW HAUETER
PAUL HAVENS
DESTINY HAWKINS
BILLY HAWLEY JR
CORY HAYES
CHRISTOPHER HAYS
LUCAS HAYS
RYAN HEDRICK
THAN HEIN
TERRENCE HEINBERG
TRAVIS HELZER
LUKE HEMPHILL
CHAKIRIS HENDERSON
COLLIN HENDERSON
ERIC HENDERSON
SUSAN HENDERSON
MELISSA HENLEY
KENNETH HENRY
YER HER
CHRIS HERMAN
CESAR HERNANDEZ DOMINGUEZ
ARMANDO HERNANDEZ
ASCENSION HERNANDEZ
CORCINA HERNANDEZ
JOSE HERNANDEZ
KAILA HERNANDEZ
KARI HERNANDEZ
LUIS HERNANDEZ
MARIANO HERNANDEZ
LUKE HERNDON
AXEL HERRERA BAEZ
RICO HERRERA
JAYE HERRMANN
BRIAN HESS
MARK HESTON
CAMERON HETTICK
SAMUEL HIBBARD
MICHAEL HICKMAN
MASON HIDALGO
LARRY HIGHFIELD
DAVY HILL JR
CARLOS HILL
DESMOND HILL

DONALD HILL
LAUREN HILL
RUSSELL HILL
SANTANYA HILL
SONYA HILL
TAMARA HILL
TAMERA HILL
GINA HILLSMAN
DANNA HILTON
MICHAEL HINDS
LAMONT HINES
TYSON HINTHER
KIRMAT HISAM
DEJA HIXON
MIN HLA
THANG HMUNG
TUANG HNIN
SIEW HO
JACOB HOBBS
ANDREW HODGES
TAQUISA HODNETT SMITH
ANDREW HOFFMAN
MEGAN HOFLAND
AARON HOFSTROM
LENA HOGAN
SIAN HOIH
CHRISTOPHER HOLBROOKS
RICKEY HOLCOMB II
JOHN HOLLAND
MARCUS HOLLAND
SEDRIC HOLLAND
SUMMER HOLLIDAY
KELSEY HOLMES
LAWRENCE HONEL
ZACHERY HONEL
DILLON HONEYMAN
ANASTASIA HONN
STEPHEN HOOVER
DEREK HOPKINS
NICKILIS HOPPER
ANGELA HORELLOU
TODD HORELLOU
SHELBY HORNBERGER
STANLEY HORTON
NICHOLAS HOSLEY
TINNER HOU KIP
NU HOU
SANDRA HOUSE
JERRY HOUSEMAN
MATTHEW HOUSTON
MELISSA HOUSTON
RICHARD HOUSTON
ANTHONY HOWARD
DAVID HOWARD
MADI HOWARD
MICHAEL HOWARD
PHYLLIS HOWARD
DARIN HOWELL
DEVONA HOWELL
JESSE HOWELL
SAW HTOO
YEAUNG HTWE
CIIN HUAI
CING NGAIH HUAI
CING SIAN HUAI
CING ZA HUAI
DIM HUAI
JULIA HUAI
KAM HUAI
MUAN HUAI
NIAL HUAI
NUAM HUAI
VERONICA HUAI
ZEN HUAI
THANG HUAT
SCOTT HUBER
JOHNNY HUDDLESTON
DAWN HUDSON
DANNY HUELSENBECK
CHRISTOPHER HUFF
DESTINY HUFFORD
KENNETH HUGHES
NORMAN HUGHES

TRACY HUGHES
JERAD HUMPHREY
LARRY HUMPHREY
LATARCHA HUMPHRIES
VINCENT HUNDL JR
KHAN HUNG
CRYSTAL HUNTER
DAMICO HUNTER
JACOB HUNTINGTON
KEYONDRE HUNTLEY
DEKEVIAN HURD
MICHAEL HURD
ABDUL HUSSAINI
RONALD HUTCHCRAFT
DUNG HUYNH
LOC HUYNH
THANH HUYNH
JERROD HYNES
ETHAN IAROSSE
ROHULLAH IBRAHIMI
JESUS IDROGO BLANCO
NANG ING
OTILIA IOWANES
REGINALD ISAAC SR
KERAMUDIN ISLAMUDDIN
ISLAM ISMAIL KHIL
KHAI JA KHUP
BELINDA JACKSON
BRAD JACKSON
DENISE JACKSON
JACE JACKSON
JAMES JACKSON
JASMINE JACKSON
JEFF JACKSON
MARY JACKSON
NATHAN JACKSON
TEAA JACKSON
CAMERON JAEGER
BAILEY JAGER
ZAR WALI JALAL ZAI
JAN JALALI
JOSE JAMAICA CARRENO
JOSE JAMAICA
WILLIAM JAMES
DELBAR JAN
MUSAFAR JAN
FRANCES JARAMILLO
ESTHER JASUAN
STEPHEN JEFFERS
DENNIS JEFFERSON
BILLY JENKINS
CURTIS JENKINS
DESIREE JENKINS
WADE JENKINS
TERRIELLE JENNINGS
STEVE JENSEN
CODY JEWELL
CARMEN JIMENEZ
FREDERICK JIMMERSON
CHAITANYA JOHAR
ALEXIS JOHNSON
ARMAND JOHNSON
BOB JOHNSON
CALEB JOHNSON
CARDALEOUS JOHNSON
CHARLES JOHNSON
DANIEL JOHNSON
EBONI JOHNSON
JEREMIAH JOHNSON
KEITH JOHNSON
KENDAL JOHNSON
LESTER JOHNSON
MARJORIE JOHNSON
SHAKEIYTRA JOHNSON
SHEREKA JOHNSON
SOPHIA JOHNSON
TEDDY JOHNSON
TRISTAN JOHNSON
ZACHARY JOHNSON
WADE JOLLEY
JAMES JONES III
DANNY JONES JR
CHEKESHA JONES

AAON TEAM | 107  

CLARISSA JONES
CONNIE JONES
DANNY JONES
DAVID JONES
DAVID ANTONIO JONES
DERRIC JONES
DUSTY JONES
DYLAN JONES
GARON JONES
KATHY JONES
KEVIN JONES
MATTHEW JONES
RAYMON JONES
KACY JORDAN BATES
JESSICA JORDAN
RONALD JORDAN
SEAN JORDAN
AFINO JOSEPH
RELEEN JOSEPH
TJ JOSEPH
KRYSTAL JOWERS
MARIA JUAREZ RIVERA
MARTIN JUAREZ
YOLANDA JUAREZ
DERMIDIO JUEZ PEREZ
MICHAEL JULIAN
LEANDRO JUMELLES NUNEZ
CHRISTOPHER JUSTICE
LASHETIA JUSTICE
DO KA
DAVID KAHURA
ZAM KAI
MUSTAFA KAIHAN
GARRETT KAISER
JASON KALE
LIAN KAM
MANG KAM
NGIN KAM
KERSON KANSOU
SIAN KAP LIAN
GO KAP
GO LIAN KAP
LIAN KAP
THANG KHAN KAP
THANG SUAN KAP
THANG ZA KAP
THONG KAP
ZAM KAP
JAMIE KAPULE
SUZANNE KARNOFSKI
ODINATUS KASMIR
BRIAN KASTL
SAMUEL KASUNI
JEFFREY KAUFMAN
ERYN KAVANAUGH
LIA KAW
TUANG KAWI
NENGLIAN KAWNGTE
TYLER KELLAR
KENNETH KELLY JR
BELINDA KELLY
CORY KEMPER
FITI KENCHY
DAKEYLON KENNEDY
DRAPER KENNEDY
GREGG KENNEDY
BROCK KENT
RICHARD KERNAL
NITEL KETON
STEVLAND KEY
ZAM KHAI ZOMI
ABRAHAM KHAI
DAL KHAI
DAL KHAI
DAVID KHAI
DO KHAI
EN KHAI
GO KHAI
HANG KHAI
JOHN KHAI
KAM KHAI
KHAM KHAI
KHUAL KHAI

108 | AAON TEAM

KHUP KHAI
KIM KHAI
MANG KHAI
NGIN KHAI
PAU KIM KHAI
PAU S KHAI
PAU SIAN KHAI
PAU SIAN KHAI
PAU ZA KHAI
PAUL KHAI
PETER KHAI
SUAN KHAI
THAN KHAI
THANG H KHAI
THANG KHAN KHAI
THANG KIM KHAI
THANG LAM KHAI
THANG LAM KHAI
THANG MUAN KHAI
THANG SIAN KHAI
THANG ZA KHAI
THAWNG KHAI
THIAN KHAI
TUN KHAI
ZAM SIAN KHAI
ZAM SIAN KHAI
THURA KHAING
SAKHIDAD KHALIL BEAK
AIK KHAM
DONGH KHAM
GO KHAM
KAM KHAM
LIAN KHAM
MUNG KHAM
NGUN KHAM
PAU KHAM
THANG KHAM
BISMELLAH KHAN
KHAMID KHAN
KHWAJA KHAN
NASEEB KHAN
THAWNG KHAN
SIFATULLAH KHANKSAR
FAIZULLAH KHAROOTY
THANG KHAT
CING KHAWL
CING DON KHAWL
CING KHEK
KAM KHEN
CING KHO
NIANG KHOI
DAI KHUAL
HAU KHUAL
KAM KHUAL
KHUP KHUAL
PAU KHAN KHUAL
PAU SAWM KHUAL
PAU ZA KHUAL
THANG LIAN KHUAL
THANG S KHUAL
THANG SIAN KHUAL
THANG SIAN KHUAL
ZAM KHUAL
CIN KHUP
DAI KHUP
KAI KHUP
KAP KHUP
KHAI KHUP
LANGH KHUP
LIAN KHUP
NANG KHUP
PAU CIN KHUP
PAU LIAN KHUP
SUAN KHUP
THANG KHUP
THAWNG KHUP
ZEN KHUP
RIAN KIDD
CASEY KIDWELL
BIAK KIL
ANDREW KILGORE
CHIN KIM
CIIN SAN KIM

CIIN SAN KIM
CING K KIM
CING MUAN KIM
DAI KIM
DIM LIAN KIM
DIM NGAIH KIM
EDWARD KIM
KAM KIM
MAN KIM
MANG KIM
NANG KIM
NIANG KIM
NICOLAS KIM
NING KIM
PA VAN KIM
SIAN KIM
THANG KIM
TUANG KIM
ZAM KIM
ERICA KIMBLE
JOE KINCADE
KENOSHA KINDLE
BRANDY KING
CODY KING
RODERICK KING
STACEY KING
ROGER KINKADE JR
KORBY KINKADE
NICOLAS KINKADE
JUSTIN KINNEY
MANGNEO KIPGEN
CORY KISSLER
ALAN KIZER
MORGAN KIZER
SPENCER KIZER
JENNIFER KLAASSEN
TSOLMON KLEINERT
DANIEL KLINE
STEPHEN KLING
ROBERT KNEBEL
ALICIA KNOPIK
ARIELLE KNUDSEN
GARY KNUDSEN
LAURA KNUDSEN
COURTNEY KNUDSON
REBECCA KOCHER
KIFAYATULLAH KOHISTANI
BRANDON KOHLMAN
EMANUEL KOLMAN
KINTU KONMAN
BUDDY KONS
IVAN KOSOVAN
JAMES KOSS
DAVID KOSTA
STEVE KOSTA
JULIUS KOTO
ROBERT KRAFJACK
NICHOLAS KRAUSE
NEBOJSA KRESOVIC
JONATHAN KROBLIN
MARIA KRUCKENBERG
MIKHAIL KRUPENYA
ADAM KUBICKI
RAYMOND KUHN
JAY KUS
SANCHES KUS
SERLYN KUS
DAVIS KUSS
DERA KUSS
LIANA KUSS
SCRAM KUSS
CASSY KUYKENDALL
NICHOLAS KUYKENDALL
ALEX KUZNETSOV
AUNG KYI
NGIN LAANG
RONALD LABOUBE
THOMAS LABOUBE
MATTHEW LACEY
BOBBY LACY
BLAKE LAGERS
ANTONIO LAGRONE
LUIS LAGUNAS

GIANG LAI
LAIQ LAIQ
MARK LAKE
KAP LAL
ZVJEZDANA LALIC
GIN LAM
MUNG LAM
ANGELA LAMBERT
ANNETTE LAMBERT
GARY LAMBERT
JOHN LAMP
JAMMIE LAMPKIN
CANDACE LANCE
JEFFERY LANDRUM
MYOSHIA LANDRUM
ROADY LANDTISER
DEBORAH LANE
GIN LANG
PUM LANG
DO LANGH
HAU LANGH
HAWM LANGH
KAMSIAN LANGH
KAP LANGH
THANG LANGH
THAWNG LANGH
DAKOTA LANGSTON
HAYDEN LANKIE
MICHAEL LANTZ
HANDSOME LANWE
SENG LAO
CAMERON LAPOLLA
DAWN LAPOLLA
DANIEL LAPRES
AMANDA LARANCE
GINNY LARRABEE
HUGH LASATER
SENG LASI
KATHRYN LAUE
SHAWN LAUSCHER
JUAN LAVEZZARI
JENNIFER LAW
DIM LAWH
MAN LAWH
ETHEN LAWLER
STEVE LAWRENCE JR
JOYCE LAWRENCE
JEFFREY LAWSON
STEPHEN LAWSON
ANH LE
LAI LE
JACOB LEACH
LINDSEY LOPEZ
CATALINO LECLAIRE
PETE LEDBETTER
ALLEN LEE
PO LEE
MATTHEW LEEPER
ARIEL LEFF
GREGORY LEFFLER
KANDIS LEFFLER
MARK LEHMAN
NICKLAS LEISHMAN
LUN LEK
CLIFFORD LEMAY
LAURIN LEMLEY
BRANDAN LEON
ADUNTE LEWIS
ALICE LEWIS
JOE LEWIS
CYNTHIA LEYVA
DAVID LEZAMA
VAH LHING
AWI D LIAN
AWI NGAIH LIAN
CIN KAP LIAN
CIN SUAN LIAN
CIN ZA LIAN
CING KHAWM LIAN
CING NGAIH LIAN
CING THEIH LIAN
GIN DON LIAN
GIN KHAN LIAN

GIN TUANG LIAN
GO LIAN
HUAI LIAN
ISAAC LIAN
JOSEPH LIAN
KAM LIAN
KAP LIAN
KAP NGO LIAN
KHUAL LIAN
LAL LIAN
LANG LIAN
NANG LIAN
NIANG LIAN
NO LIAN
NOK LIAN
NUAM LIAN
PAU DAL LIAN
PAU MUAN LIAN
PAU NEIH LIAN
PAU SUAN LIAN
PIANG LIAN
SIAN LIAN
SUANG LIAN
THANG HAN LIAN
THANG KHEN LIAN
THANG NGAIH LIAN
THANG SAWM LIAN
ZAM LIAN
ZEN LIAN
LAL LIANA
SAWM LIANA
SIAN LIEN
JAKOREAN LILLY
LAKESHIA LILLY
PING LIN
MISHAELA LINDSEY
KEITH LINKER
DREW LINWOOD
BRIAN LITTLE
EDWARD LITTRELL COLEMAN
SERGEI LITVINOV
ANGELICA LIZARRAGA OLIVAS
EMILLIC LO
BENJAMIN LOGSDON
NICKOLAS LOGSDON
SCOTTY LOGSDON
JAMES LONDONO CORO
DANIEL LONGORIA
ALAN LONGWORTH
BENNY LONSDALE
JASON LOPES
JOSE LOPEZ AZUAJE
ISELA LOPEZ HERNANDEZ
EDUARDO LOPEZ OLIVARES
JOSE LOPEZ OLIVARES
ANGEL LOPEZ
BENJAMIN LOPEZ
JESUS LOPEZ
MARGARITO LOPEZ
MARIO LOPEZ
NICELT LOPEZ
OMAR LOPEZ
REBECCA LOPEZ
RUBEN LOPEZ
SEBASTIAN LOPEZ
THOMAS LOPEZ
HEAVEN LORD
KOLBY LOUIS
JARED LOVE
JASON LOVETT
CING LUAN
DANIEL LUCAS IV
DANIJELA LUCIC
FRANK LUCIO
JARROD LUDLOW
QUANNAH LUDLOW
DAKOTA LUELLEN
EVELYN LUGO ORTIZ
JORGHELYS LUJAN GOMEZ
KELLI LUMPKIN
CING KHAWM LUN
CING N LUN
CING SAN LUN

CING ZA LUN
DIM KHAW LUN
DIM LAM LUN
KIM LUN
LIAN LUN
NIANG KHAW LUN
NIANG NGAIH LUN
NIANG NGAIH LUN
NIANG NGAIH LUN
THANG LUN
TUAL LUN
VAN LUN
VUUM LUN
HECTOR LUNA
DAMEON LUNDY
JAMMIE LUNFORD
MALORIE LUNSFORD
THANG LUONG
DAKOTA LUSK
JONATHAN LUSUN
THI LUU
JACOB LUZIER
SI LWIN
BOI LY
SAMUEL LYNCH JR
NELTIANA LYNCH
HAMSAR MABU
KATHY MACARTHUR
WYLAN MACHUTTA
JORDAN MACK
RUSTIN MACKEY
LARRY MADALONE II
DENA MAHAN
CORY MAHONEY
JAYDON MAHR
TAM MAI
CHRISTOPHER MAIDHER
RANDALL MAIN
NAFES MALKYAN
LARRY MALONE II
CARLOS MALONE
LARRY MALONE
JEFFREY MALY
KHAN ZAMAN MAMOON
CING MAN
LIAN MAN
NEM MAN
NIANG MAN
ZEN MAN
TAM MANA
ALEJANDRO MANCILLA
DANIEL MANCILLA
MARIA MANCILLA
CHIN MANG
CIIN MANG
CIN KHAN MANG
CIN TUNG MANG
CING MANG
DAL MANG
DO MANG
EN MANG
GIN GO MANG
GIN KHUP MANG
HAU MANG
HAU DO MANG
KAI MANG
KAM MANG
KHAM MANG
KHAM LAM MANG
KHAM TUNG MANG
KHAN MANG
KHUP MANG
KIM MANG
KIM SAWM MANG
LAGH MANG
LIAN MANG
LIAN KHEN MANG
LIAN NGAIH MANG
LIAN SIN MANG
LINUS MANG
NANG MANG
NGIN MANG
NGO MANG

NIN MANG
NING KHAN MANG
NING LIAN MANG
NING SIAN MANG
PAU LIAN MANG
PAU MIN MANG
PHILLIP MANG
THANG MANG
ZAM MANG
ZEN KHANG MANG
ZEN KIM MANG
ZOM MANG
SHANNA MANNS
ZAU MARAN
JACKELINE MARCANO
APRIL MARGWARTH
PAUL MARGWARTH
ALEXANDRU MARIN-SERGHIE
DARRYL MARKS
ELIJAH MARLER
MARIA MARQUEZ DE GILBREATH
MARIANA MARQUEZ MARQUEZ
FRANCISCO MARRUFO JR
VICKEY MARS
BILLY MARSH
STACIE MARSH
ERROL MARSHALL
MAHJAI MARSHALL
OB MARSHALL
FLORENTINO MARTIN ROMO
ANTONIO MARTIN
KERRY MARTIN
MICHAEL MARTIN
MICHAEL DESHANE MARTIN
NARWIN MARTIN
WILLIAM MARTIN
JAZMINE MARTINEZ ENRRIQUEZ
ALEJANDRO MARTINEZ HAROS
HECTOR MARTINEZ MOLINA
ALICIA MARTINEZ SUAREZ
AMANDA MARTINEZ
DANIEL MARTINEZ
DARREN MARTINEZ
PAUL MARTINEZ
GUL MASHWANI
BEVERLEY MASON
CHRISTINE MASON
DAVID MASON
JAMES MASON
SHERIDAN MASON
CRISTIE MASSEY
CRYSTAL MASTERS
MARCELINO MATA
ZAMKHOZANG MATE
SANTIAKO MATEUS
LOVESON MATHEUS
LENASJA MATHEWS
TONY MATHIAS
ADRIAN MATHIS
ELVIN MATHIS
DONALD MATTHEWS
KENNETH MATTHEWS
ANDREW MATZKE
RON MAUCH
MAY MAW
DON MAWI
HANAH MAWI
RAM MAWI
VAN MAWI
VUNG MAWI
STEPHAN MAXEY
PATRICIA MAXIMO
DEBBIE MAXON
LEONARD MAXWELL
SHANE MAYHUGH
DEANDRE MCAFEE
BRIDGET MCALISTER
RICHARD MCANINCH
TINA MCBEATH
DYLAN MCCALL
BRENT MCCARTY
CHRISTOPHER KEITH MCCLAIN
CHRISTOPHER ROSS MCCLAIN

FRANCIS MCCLAIN
KONNER MCCLAIN
KRISTOPHER MCCLAIN
ROBERT MCCLEARY
DIRK MCCLELLAN
SUMMER MCCLELLAN
KENTAVIOUS MCCOLLINS
KIERI MCCOMMAS
ANDREW MCCOMMON
AARON MCCONNELL
MICHAEL MCCONNELL
WESLEY MCCOWAN JR
DEBRA MCCOWAN
ALLEN MCCREARY
MICHAEL MCCUIN
BRADEN MCDOWELL
BRAYDON MCELROY
NICHOLAS MCELROY
CLAYTON MCFALL
DAKODA MCFARLAND
JEFFERY MCGEE
RONNIE MCGEE
RONNIE MCGEE
ARTONIO MCGILBRA
DARREN MCGINTY
REIS MCGREW
JASON MCINTIRE
AIMEE MCINTOSH
DANIEL MCKEE
GLORIA MCKEE
JT MCKINLEY
ETHAN MCKINNEY
LAMAR MCLEMORE
MICHAEL MCMILLAN
ALEIA MCNANEY DEVORE
JOSHUA MCPETERS
KEENAN MCPHETRIDGE
TESTY MCTESTERSON
RICH MCTESTINCH
JOSIAH MEADE
ANTHONY MEANS
GINA MEANS
JON MEDEIROS
ALEXZANDER MEDINA
ASHTON MEDINA
JULIE MEDINA
SARAH MEDINA
SULANDER MELENGNA
MICHAEL MELLOTT
SILVESTRE MENDEZ GONZALES
DESTINY MENDEZ
ANGELA MENDOZA
RAQUEL DE MARIA MENJIVAR
JUSTIN MENNING
JESUS MERCADO
JOHNNY MERRELL JR
BILLY MERRELL
RYAN MERRITT
HERNAN MESA SAEZ
STEVEN METCALF
JENNIFER METCALFE
ANDREA MIESNER
FRED MILAM
GLENN MILAM
MICHAEL MILES JR
ANTONIO MILLER
CHLOE MILLER
MYA MILLER
RUTH MILLER
SHELLY MILLER
PHIL MILLMAKER
ASHLEY MILLS
JOE MILLS
TYRELL MIMS
AUNG MIN
JERRIC MINOR
ALFREDA MITCHELL
BRYCE MITCHELL
DALLAS MITCHELL
JOE MITCHELL
PORSHA MITCHELL
ROBERT MITCHELL
DYLAN MITTAG

HANNAH MIZELL
ROBERT MOCK
JAY MODISETTE
ATA MOHAMMAD
BAKHTIAR MOHAMMAD
ALI MOHAMMADI
HAJI MOHAMMAD MOHAMMADI
BIASNEY MOJICA CASTANEDA
JOSUE MOJICA TORRES
CINDY MOLINA
TEODORO MOLINA
JOSEPH MONDILLO
JARED MONDRAGON
JOSEPH MONFORTE
OFELIA MONREAL
DEXTER MONROE JR
DINORA MONROY DE DIAZ
DANIA MONSIVAIS NAVARRO
KARINA MONSIVAIS NAVARRO
KELLY MONSIVAIS
FIORELA MONTANO
NATALIE MONTANO
MAGDALENA MONTOYA TOVAR
BLANCA MONTOYA
JOHNNY MONTOYA
RAYMOND MOON
CHARLES MOORE
CORDELL MOORE
HERBERT MOORE
KIMBERLY MOORE
PHILLIP MOORE
TONY MOORE
BRIJIDO MORALES GUTIERREZ
ALFONSO MORAN
TONY MOREHEAD
WARD MOREHOUSE
MARCINA MORELAND
RANDY MORENO
LUKE MOREY
ELROY MORGAN
DARRELL MORRIS II
GARRETT MORRIS
LATASHA MORRIS
REGINALD MORRIS
RODNEY MORRIS
JAMES MORROW
ANNETTE MOSELEY
MANX MOSES
PHILLIP MOSS JR
BERNARD MOSS
TAMMY MOSS
MICHAEL MOTA
CLAYTON MOTE
ELVIS MOUA
LATON MUALIA
KAM MUAN
PASIAN MUAN
THAWNG MUAN
KAM MUANG
KHUAL MUANG
KHUP MUANG
MUA MUANG
ZAM MUANG
FRANCIS MUDD
TERESA MUKES
MICHELLE MULLINS
ALONZO MUMPHREY
SHIRIKA MUMPHREY
THANG LUM MUN
THANG SIAN MUN
CIN KHAN MUNG
CIN SIAN MUNG
CIN SIAN MUNG
DAII MUNG
GINDAL MUNG
HAU SUAN MUNG
HAU SUAN MUNG
HERO MUNG
JACOB MUNG
JAMES MUNG
JAMESKANG MUNG
KAI MUNG
KAM MUNG

KAP MUNG
KHAI MUNG
KHUAL MUNG
KHUP GEEL MUNG
KHUP KHAN MUNG
LANG MUNG
LIAN MUNG
NANG SIAN MUNG
NANG SUAN MUNG
NGIN MUNG
NGO MUNG
PAU KHAN MUNG
PAU LIAN MUNG
PAU SIAN MUNG
PAU SUAN MUNG
PETER MUNG
PUM MUNG
SANG MUNG
SUAN KHAN MUNG
SUAN LAM MUNG
THANG DEIH MUNG
THANG KHAN MUNG
THANG SUAN MUNG
VUM MUNG
ZO MUNG
GABRIEL MUNIZ GONZALEZ
JESUS MUNOZ
AARON MUNTZ
JEFFREY MURDOCK
GEORGE MURPHY
AUDIE MURRAY
ERICA MURRAY
JAMARIS MURRAY
TABITHA MURRAY
MA MUSHRUSH
JOHN MUTANDA
PHILLIP MYER
CAROLYN MYERS
JUSTIN MYERS
YEE MYINT
KUNI MYO
MASOOD NADEEM
RAPHAEL NAHATO
CING NAING
MANHNWIN NAING
SAW NAING
CRISTIAN NAJERA OLIVAN
PAU KHAN NANG
PAU SAWM NANG
PAU SUAN NANG
THOMAS NANG
TUN NANG
NOORY NARTIN
JAMES NASH
PATRICK NATION
THANG NAULAK
ZAM NAULAK
MARIA NAVA
MICHAEL NAVARRETE
JARED NAVARRO
STHEFANY NAVARRO
BAWK NAW
KHAUNG NAW
SAID NAZARMOHMAD
BRANDI NEAL
CLAYTON NEAL
ROBERT NEDROW
MARIA NEI THIEM
NIANG NEL
ERIC NELSON
GREG NELSON
LEONUNDRIA NELSON
SHAIKERRA NELSON
CING NEM
DIM NEM
DEI NENG
JOSHUA NETTEN
SETH NETTEN
TYE NEVEL
PEDRO NEWMAN TORRES
ROBERT NEWSOM
ICSHA NEWSOME
ROBERT NEZ

AAON TEAM | 109  

NUAM NGIN
ZAM NGIN
ALVIN NGIRATEBL
EN NGO
NANG NGO
PAU NGO
LINDA NGUYEN MORGAN
A VAN NGUYEN
BICH NGUYEN
HUNG NGUYEN
HUU NGUYEN
TAM NGUYEN
THANH NGUYEN
THI NGUYEN
TUONG NGUYEN
VIET NGUYEN
LA JA NI MA
CING NI
CIN MAN NIANG
CIN NGAIH NIANG
CING LAM NIANG
CING SIAN NIANG
DIM HAU NIANG
DIM MAN NIANG
DIM NGAIH NIANG
EN NIANG
ESTHER NIANG
ESTHER HAU NIANG
GIN NIANG
HAU NIANG
KAP NIANG
KHEM NIANG
LAM NIANG
NEM NIANG
NGO NIANG
NUAM NIANG
PUM NIANG
TUAL NIANG
VUNG DON NIANG
VUNG LAM NIANG
VUNG MAN NIANG
JACOB NICHOLS
JUSTIN NICHOLSON
ABDULRAUFKHAN NICKMAL
NOUNG NIE
TRAVIS NIEDERHOFER
BRANDY NIETO
EMILY NIETO
TARREN NIETO
THANG NING
ZAM NING
CING NO
CING NO
JACOB NOE
SAIFULLAH NOORISTANI
BRANDON NORDSTROM
MARK NORDSTROM
WILLIAM NORFLEET
WILLIE NORFLEET
CARL NORRED
DAVINA NORRIS
JODY NORTHRUP
SALYER NORTON
JERRY NOWEL
SAILER NOWELL
TUMAI NPAWT
NGIN NTEM
KIM NU
KIM NU
LIAN NU
NEM NU
SEN NU
CIIN NUAM
CING DO NUAM
CING KHAN NUAM
CING SAN NUAM
CING SIAN NUAM
CING ZA NUAM
LAWH NUAM
NING NUAM
THANG NUAM
CING NUAMBOIH
EDUARDO NUNEZ MALPICA

110 | AAON TEAM

DENISE NUNEZ
JHOANA NUNEZ
NGIN NUNG
KHAUNG NYWE
FAITH OAKS
MICHAEL OBRIEN
THOMAS ODOM II
ALEXANDER OFOSU
WILLIAM OGDEN
UDUIHAYE OGEDENGBE
WYATT OGLE
BRANDON OHARA
SEAN OHEARN
TYESHA OLDEN
ERICK VALERIO
ANTWANETTE OLIVER
BRYSTON OLIVER
HAILEIGH OLIVER
ANTHONY OLIVERAS
JIM OLSEN
ERIC OLSON
KEITH OLSON
MAROOF OMAR
AMANDA ONEAL
JAMES ONEILL JR
CHRISTINE ONEY
CHRISTOPHER ONLEY
PROVINA ONOPWI
PAUL ONYENEHO
GRASITER OO
SAW OO
WAI OO
AVERY OPPEGARD
JAVIER ORONA
LETICIA ORONA
RACHEL ORONA
ELISA OROZCO
ESMERELDA OROZCO
LUPITA OROZCO
DAJUAN OSBY
BRYAN OSOMAI
JACINTA OSOMAI
LENA OSS
VERONICA OSTAPOWICH
NATHAN OTERO
JJ OTIS
TIMOTHY OURS
JENNIFER OVERMEYER
TERRELL OWENS
GO PAA
MIGUEL PABON
EARNEST PACE JR
DAVID PACQUETTE
HAKIM PAEE KHAN
JOHN PAGE
LAUREN PALACIOS
TIMOTHY PALLOZZI
ALICIA PALMER
CODY PALMER
TINA PALMER
CASEY PAPPAS
ANA PAREDES
JORDY PAREDES
HEIDI PARK
AARON PARKER
BILLY PARKER
GOLDIED PARKER
JAKE PARKER
KEYANNA PARKER
LAMAREO PARKER
MICHAEL PARKER
ROBERT PARKER
WALI PARKER
HARRY PARRISH
ANDRES PARTIDAS AGELVIS
DIMAS PARTIDAS PAZ
JHERMIKAL PARTNER
JASON PATE
CALEB PATERIK
KY PATRICK
PAUL PATTERSON
CEDRIC PATTON
CIN KHAN PAU

CIN N PAU
DAI PAU
DAL KHAN PAU
DAL KHEN PAU
DAL SUAN PAU
DO PAU
EN PAU
GIN PAU
LANG PAU
MUNG PAU
MUNG PAU
NANG DIM PAU
NANG SIAN PAU
NENG HAU PAU
NENG KHAN PAU
PETER PAU
PUM PAU
THANG PAU
THAWNG PAU
TUAL LIAN PAU
TUAL ZA PAU
ZAM KHAN PAU
ZAM KHEN PAU
ZOO PAU
TERESA PAUL
CHRISTOPHER PAULI
DEMI PAULUS
SAWLER PAW
CORY PEDERSEN
ANTHONY PEDONE
JUAN PENA
ERIC PENICK
ARTHUR PENNINGTON
RICHARD PENROSE
QUNICY PEOPLES
SHAQUILYA PEOPLES
JONATHAN PEPPER
ROSALINA PERDOMO PERDOMO
PERLA PEREZ ARIAS
CHRISTIAN PEREZ GUTIERREZ
PEDRO PEREZ PAEZ
FRANCISCO PEREZ SANCHEZ
ANDREA PEREZ
CHRISTOPHER PEREZ
ERIK PEREZ
JOE PEREZ
MARCO PEREZ
SERGIO PEREZ
WILLIAM PEREZ
JAMES PERGESON
DAYLAN PERRY
JOHN PERRY
MILES PERRY
DAVID PERRYMAN
MATTHEW PESCHONG
AUSTIN PETERS
BRITANY PETERSON
DAVID PETERSON
HUNTER PETERSON
ROBERT PETERSON
TIMMY PETERSON
PAUL PETTY
DANIEL PEURIFOY
KY PHAM
LINH PHAM
QUOC PHAM
PHUOC PHAN
NAW PHAW
LIANKHAN PHAWNG
SANTINO PHILLIP
NATHANIEL PHILLIPS
TRAVIS PHILLIPS
TROY PHILLIPS
CIN PI
HAU PI
HELEN PI
MUAN PI
NIANG PI
PETER PI
SB PI
SING PI
TUANG PI
TUN PI

CIN PIANG
DO PIANG
GIN PIANG
GOH PIANG
KHUP DAIH PIANG
KHUP LIAN PIANG
LIAN PIANG
SUAN PIANG
THANG PIANG
VAN PIANG
CHRISTOPHER PICKENS
SKYE TOINESHEA PICKRON
MALAYSHIA PIERCE
MISAEL PIMENTEL
MIGLANIA PIRONA GONZALEZ
HAROLD PITTS II
CANDY PITTSER
EMILIA PLATA VASQUEZ
MICHEAL PLUMMER
RANDALL PLUSH
JASON POBLETE
KEVIN POBUDA
MERLE POFFENBERGER
SHELBEY POINDEXTER
SUSANNE POINDEXTER
TROY POINTS
BASANT POKHREL
RENU POKHREL
JANICE POLK
MILTON POLLOCK
TAYLOR POMAVILLE
MARK POOL
RODNEY POPE
HENDERSON PORTER JR
RAMONDA PORTER
ALEXANDER PORTILLOZ
ASHLEY POWELL
DEMYKLE POWELL
ROSHELLE POWELL
RUDY POWELL
MICHAEL POYNTER
NATHAN PRADMORE
JOSE PRADO
KENNETH PRENTICE JR
DANIEL PRESSLER JR
DUSTIN PRESSLER
MICHAEL PRIESTER II
MALINDA PRIESTER
MICHAEL PROVENCE
KHAI PU
KHAM PU
LIAN PU
MANG PU
MANG PU
MUANG PU
TUANG PU
TUN PU
CALEB PUDDEN
ALMA PUGA
JERRY PUGH JR
KHAI PUI
THANG PUI
KAM PUM
THANG PUNO
MICHAEL PUTNAM
ABDUL QAZIZADA
JOHN QUANG
CANDELARIA QUICK
BRENDA QUINTANILLA GARCIA
WASEL QURAISHI
JAMES RABURN
CHRISTOPHER RACE
FLARA RACHU
FRANCIS RACHU
MARIA RACHU
VINA RACHU
VINCENT RACHU
ERIC RACINE
EVA RAGLAND
RETSIAN RAIN
JOSEPH RAINBOLT
FRANKLIN RAINBOTH
BRANDON RALPH

BRIAN RAMBO
SUSAN RAMBO
ROSA RAMIREZ AGUINAGA
ENRIQUE RAMIREZ MORALES
PATRICIA RAMIREZ NAVARR
MANUELA RAMIREZ SOBERANIS
ANGEL RAMIREZ
EDGAR RAMIREZ
ELISHA RAMIREZ
EVA RAMIREZ
MARTINELLY RAMIREZ
RIGO RAMIREZ
GERMAN RAMOS ALONSO
MARCUS RAMSEY
HEIDI RAMZEL
KARLY RANCK
COURTNEY RANDALL
JEFFREY RANDALL
TIMOTHY RANEY
CHRISTIAN RANSMEIER
SEEDAK RASOOLUDEEN
ROBERT RATLIFF
TOMMY RATLIFF
KYLE RATZLAFF
RYAN RAUSCH
JOHN RAVELLI
STACEY RAVENCRAFT
CURTIS RAYON
THOMAS READ
JOHN REASOR
FLOR REBOLLAR
DAVID RECCA
ELIZABETH RECORD
SHAGLENDA REDDIX
BELINDA REED
MICHAEL REED
CHARLES REESE
CLINTON REESE
WENDY REEVES
STEPAN REGUS
ETHAN REICHERT
JOHN REID
RAMIRO REINA
HARREY RENCHY
RENCHENINA RENCHY
RODOLFO RENTERIA
JOHN RENTKO JR
JAKOB RESSLER
AGUSTIN REYES JR
CLARA REYES
LA REYES
PABLO REYES
STACIE REYNA SALAS
DAICHI REYNA
WILLIAM REYNOLDS II
JOSHUA REYNOLDS
JUNIOR REYNOSO
DANIEL RHOADES
EFFIE RHODES
JEFFREY RHODES
SKYLER RHODES
SHERRI RICH
RIEROSE RICHARD
BRIAN RICKETT JR
RANDALL RIDENOUR
ANGELA RIDEOUT
COREY RIDER
KATHRYN RINGER
ISAAC RINKE
MARTHA RIOS DE PAZ
DINA RISING
CORY RISINGER
HILLARY RITE
VILMA RIVAS SANCHEZ
MELISSA CRUZ
LUIS RIVERA
RAMON RIVERA
SIGFREDO RIVERA
RILEY ROARK
JAMEL ROBERSON
CARL ROBERTS
BRANDON ROBERTSON
EMILE ROBERTSON

TRAVASIL ROBERTSON
DAVID ROBINSON JR
BYRON ROBINSON
ISAAC ROBINSON
JEREMIAH ROBISON
ABRAHAM ROBLES
RICHARD RODGERS JR
ANTWONNE RODGERS
TERRENCE RODGERS
BRAD RODRIGUES
KRISTOPHER RODRIGUES
ESTEPFANI LOPEZ
DANIEL RODRIGUEZ
EVELYN RODRIGUEZ
HECTOR RODRIGUEZ
JESUS RODRIGUEZ
JOSHUA RODRIGUEZ
 MARIA RODRIGUEZ
MARIA G RODRIGUEZ
NELSON RODRIGUEZ
OSWALDO RODRIGUEZ
RICARDO RODRIGUEZ
ALESHA ROESCHKE
BRIAN ROGERS
DON ROGERS
DYLAN ROGERS
TONY ROGERS
NANG ROI
GABRIEL ROJAS DAVILA
IVAN ROJAS
LIDIA ROJAS
NELSON ROJAS
ALEXANDRA ROLSETH
TONY RONGEY
MAKINTA ROOSEVELT
ROYCE ROPER
ERIK ROSALES
JORGE ROSALES
JOSE ROSALES
MAURICIO SANCHEZ
CORTNEY ROSE
OSCAR ROSE
REAGAN ROSELL
STEPHANIE ROSELL
ROBERT ROSENCUTTER
CASEY ROSS
JAMIESON ROSSER
MORNIS ROTENIS
FINIKSIANO ROUND
LANDYMENTA ROUND
MICHELLE ROUSSEAU
SHADE ROWBOTHAM
RYAN RUGGLES
MA RUIZ ORTEGA
CARLOS RUIZ
TERENCE RUSHING
CADE RUSSELL
DERICK RUSSELL
JAMES RUSSELL
MARK RUTTAN
SLAVIC RYCHKO
SA SAAN
TANYA SABADO
TRISA SACK
ASADULLAH SADIQ
KARINA SAENZ ACOSTA
CESAR SAENZ RODRIGUEZ
SHIR SAIL
EDSON SAK
MOHAMMAD SAKHIZADA
RAEES SALARZAI
DANIEL SALAS
MARIANGEL SALAZAR GONZALEZ
JORGE SALAZAR MARTINEZ
JORGE SALAZAR SOARES
ABELINO SALAZAR
DAVID SALAZAR
NOAH SALAZAR
JOSE SALDIVAR OROPEZA
MARIA SALDIVAR
MIGUEL SALDIVAR
VICTOR SALDIVAR
DAVID SALEGO

NAEL SALEM
DIANA SALINAS
CARSON SALSBURY
IM SAMMY
IOMITA SAMMY
MARLEEN SAMMY
THANG SAMTE
ANDREINA SANCHEZ BOLIVAR
ALEXANDER SANCHEZ
BEATRIZ SANCHEZ
CHRIS SANCHEZ
CRISTAL SANCHEZ
EMANUEL SANCHEZ
GIOVANY SANCHEZ
ISELA SANCHEZ
JEREMY SANCHEZ
JOSE SANCHEZ
JOYCE SANCHEZ
MAYRA SANCHEZ
ANTONIO SANCHEZ-GIRON
TANNER SANDE
TRAVES SANDY
CIN SANG
LIAN SANG
MANG SANG
PAU SANG
TUAN SANG
RAIS SANGEEN
LAL SANGI
JAYCI SANGOWOYE
WILLIAM SANGSTER
WENCESLAO SANTIAGO
NADELIN SANTOS
VIPENTA SAPURO
NANG SAR
JANGIZ SARDAR SUBHAN
SR SATO
JAMES SATRE
ALVIN SAURES TIMOTHY
ERICK SAWYER
BRYAN SCANLON
AUDREY SCHAMING
WILLIAM SCHAROSCH
CALEB SCHMELING
CONNOR SCHOENE
DALE SCHOENE
AUSTIN SCHROEDER
MARK SCOFIELD
JERRY SCOTT
SHANTEL SCOTT
SPENCER SCOTT
TIERRA SCOTT
RONA SEAGO
SOVATNITA SEAMAN
CATHY SECHRIST
JAVIER SEDANO
QUINTIN SEDBERRY
KHWAJA SEDIQI
MICHAEL SEEVER
ALONDRA SEGOVIANO
HOU SEI
THANG SEI
THONG SEI
THONGKU SEI
ALEXA SEIDEL
GAGE SEIDEL
MARCUS SEIP
KAYUN SENG
ROI SENG
ANNETTE SERNA
OSCAR SERNA
JACOB SHAFER
AUSTIN SHAHAN
RODNEY SHAHAN
KODY SHARP
THOMAS SHAW
TRENT SHAW
KHAIR SHEER MOHAMMAD
CHANNA SHELTON
VASILIY SHEMEREKO
LARRY SHEPHERD
LILLIAN SHEPHERD
DUSTIN SHERIER

RAEES SHERIN
SHAH WAZIR SHINWARI
ZARMEN SHAH SHINWARI
BRUCE SHIPLEY
ZAMARY SHIRZAD
TAYLOR SHISLER
SHAWN SHOULDERS
RAYMOND SHUNOWSKI JR
MAW SI
CING SIAM
NAA SIAM
ZAM SIAM
CIIN SIAN
NGIN SIAN
ON SIAN
PAU SIAN
MICHAEL SICKING
N NES SIECH
ANA SIGALA
HECTOR SILIET
ROBERTO SILVA RUVALCABA
BLAINE SIMMONS
DERON SIMMONS
JERRY SIMMONS
TYREC SIMMONS
WILLIAM SIMMS
JUSTIN SIMON
WILL SIMONTON
DWAYNE SIMPSON
ANTHONY SING
DAAI SING
DAL SING
DO SING
PAU SING
THANG SING
THAWN SING
BRANDON SINGENES
ELIZABETH SINGLEY
ADRIANA SIPES
CHRISTOPHER SISSOM
MICHAEL SITTERLY
IAN SLATTERY
RICO SLATTERY
ANDREW SLAVENS
MARY SMALL
TANNER SMELSER
JAMES SMITH II
DENNIS SMITH JR
MARK SMITH JR
WILBERT SMITH JR
CLAYTON SMITH
DAVID K SMITH
DAVID M P SMITH
GRAYHAWK SMITH
HEIDI SMITH
JEFFERY SMITH
JOHN SMITH
JORDAN SMITH
KATHERINE SMITH
KEITH SMITH
KERRY SMITH
KYLE SMITH
MARY SMITH
ONTWANE SMITH
RANDY SMITH
RENALDO SMITH
TONY SMITH
DAVONNA SMITLEY
JACINTA SNAL
BRANDY SNIDER
JEREME SNIDER
ROGER SNOW
JERRY SNYDER
BADDY SOCHIRO
BERNIE SOICHY
JOSE SOLARES
NEMISIA SOLIS
VERONICA SOLIS
HENRY SOLL JR.
KELLY SONGER
BRADLEY SOOTER
BENDY SOTEN
MYANN SOTEN

MARIELA SOTO DE DIAZ
CLENT SOUTHERLAND II
CARRIE SOUTHERN
KEVIN SOUVANNASING
RICK SOWAS
DENNEY SOWDER
TERRY SOWEKA
JOHN SPAIN III
KYLE SPANSEL
SIERRA SPARKS
JAMESON SPIRES
JOHN SPOONER
RICHARD SPRADLING
SEVERINO STAGNOLI
CHRISTY STANDBERRY
MARCUS STANDBERRY
LAWANA STANE
TERRY STAPLETON
NICHOLAS STAPP
DEMETRIUS STARLING
KAVONTAE STARLING
JAMES STASZKO
LACEY STEADMAN
SHAUN STEARNS
JOHNNY STEDMAN
SPENCER STEFFEY
ARREST STEPHEN
MARNINTA STEPHEN
MELVIN STEPHENS
CHARLES STEPHENSON
NICK STEWART
DAVID STIEWE
CHARLES STINECIPHER
BRENT STOCKTON
JOEL STOCKTON
JACOB STODDARD
ANDREA STOLTZFUS
ALLEN STONE
DYLAN STONE
TIMOTHY STOUT
JULIAN STRADER
JOHN STRAIGHT
STACEY STRATTON
MICHAEL STRAUB
HENRY STRONG
AMALEE STUBBERT
MATTHEW STUBBERT
BRYAN STURDIVANT
NATHAN STWYER
PAUL SUAN MUNG
DAI SUAN
HAU SUAN
KIM SUAN
NANG SUAN
NGIN SUAN
PAU SUAN
THANG SUAN
VUNG SUAN
CAROLINA SUAREZ GONZALEZ
ANSER SUDA
NU SUI
DEIH SUKZO BAWMKHAI
GIN SUM
HAU SUM
KAP SUM
MANG SUM
NGIN SUM
PAU SUM
WA SUM
PETER SUMMANG
LADDIE SUMTER JR
TIMOTHY SURGEON II
ROY SURGINER
SEAN SUROWIAK
PATRICIA SUTTON
CIN SUUM
WADE SWAGERTY
EDWARD SWAIN
CHRIS SWARR
JACK SWEET
GREGG SWENSEN
AMANDA SWIFT
CHAD SWIFT

JOE SYAS
KINOMIE SYHO
JENNIFER SYMANSKI
SWAINER SYNE
SUAN TA
JAMES TABER
ABDUL TAHORI
MOE TALAMANTE
KHAIRULLAH TALASH
JEFF TALLEY
GEORGE TALUGMAR
MINH TANG
GLENN TANNER
KEITH TANNER
ISRAEL TAPIA
WHITNEY TAPP
JIM TARALA
NOOR TARIN
ARSINO TARRY
SKYLER TARTSAH
LARRY TATE JR
ANDRE TATE
RICK TATE
CING TAWI
AHTEUHNA TAYLOR
BEVERLY TAYLOR
CHEROKEE TAYLOR
ERIC TAYLOR
GRANVILLE TAYLOR
JESSICA TAYLOR
JOSHUA TAYLOR
RANDALL TAYLOR
REBECCA TAYLOR
ROSEANN TAYLOR
TIMOTHY TAYLOR
NICHOLAS TEAGUE
ANDREA TEAKELL
KEVIN TEAKELL
ROBERT TEIS
HANSEL TEN
JASON TENDERELLA
NGIN TENG
TRACY TENNISON
MERCEDES TENNYSON
RAY TENRY
JONATHAN TERRAZAS
SHANNON TERRY
MICHAEL TESTRAUB
AYE AYE THAIK
LIAN THANG LAM
CIN THANG
CIN ZAM THANG
DAI THANG
DAL THANG
DO DEIH THANG
DO KHAN THANG
GEN THANG
GIN THANG
GO CIN THANG
GO ZA THANG
HAU THANG
HAU THANG
HAU NEIH THANG
KAM KAP THANG
KAM LIAN THANG
KAM SUAN THANG
KHAI THANG
KHAM KAP THANG
KHAM SUAN THANG
KHEN THANG
KIM THANG
LAM THANG
LAMH THANG
LANGH THANG
LIAN CUNG THANG
LIAN KAP THANG
MANG THANG
MANG LAM THANG
MANG TAWI THANG
NGIN THANG
NGO THANG
NGOIH THANG
NGUN THANG

AAON TEAM | 111  

LI WO
CORA WOLFE
RICHARD WOLLEAT
EMILY WOOD
TYLER WOOD
BILL WOODARD
MYRON WOODFORK
ARTHUR WOODS
JAMAIL WOODS
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