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FY2022 Annual Report · Accor
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A N N U A L  
R E P O R T 
2022

WISDOM.  PERFORMANCE.  BRIGHT FUTURE.  TRUST.

Merger Arbitrage

Percent Return (%)

Gross Return
4.47

Net Return
2.75

90 Day T-Bill
1.50

Year
2022

2021

2020

2019

2018

2017

2016

2015

2014

2013

2012

2011

2010

2009

2008

2007

2006

2005
2004
2003

2002

2001

2000

1999

1998

1997

1996

1995

1994

1993

1992

1991

1990

1989

1988

1987

1986

1985

10.81

9.45

8.55

4.35

4.69

9.13

5.33

3.89

5.33

4.32

4.89

9.07

12.40

0.06

6.39

12.39

9.40
5.49
8.90

4.56

7.11

18.10

16.61

10.10

12.69

12.14

14.06

7.90

12.29

7.05

12.00

9.43

23.00

45.84

-13.67

33.40

30.47

7.78

6.70

5.98

2.65

2.92

6.44

3.43

2.29

3.43

2.63

3.07

6.35

9.15

-0.94

4.26

8.96

6.63
3.69
6.26

2.45

4.56

13.57

12.31

7.21

9.21

8.84

10.27

5.53

8.91

4.78

8.76

6.67

17.55

35.66

-14.54

26.14

22.64

7.24

0.05

0.58

2.25

1.86

0.84

0.27

0.03

0.03

0.05

0.07

0.08

0.13

0.16

1.80

4.74

4.76

3.00
1.24
1.07

1.70

4.09

5.96

4.74

5.06

5.25

5.25

5.75

4.24

3.09

3.62

5.75

7.92

8.63

6.76

5.90

6.24

7.82

Compounded Net Annual Return

The performance above refers to our longest continuously offered fund in the merger aribtrage strategy (net and gross returns). Net returns are net of 
management and incentive fees.  Individual investment returns may differ due to timing of investment and other factors. Past performance is not indicative 
of future results.

Dear Partners/Shareholders:

To quote Henry Wadsworth Longfellow, “Though the mills of God grind slowly, yet they grind exceeding small.” I am going to 
repeat what I said in 2020:  We started off on a very sound footing in January/February of 2020 and then we were hobbled by 
the dynamics from Wuhan and Covid-19. A year ago in 2022 it was the ground war in Europe as Russia invaded the Ukraine. Now 
the challenges from another crisis are centered on banks. The monetary and fiscal stimulus following the economic challenges 
related to Covid, added to the national debt as the United States pumped historic amounts of liquidity into the system, and the 
Federal Reserve ballooned its balance sheet from roughly $5 to $9 trillion, as the U.S. debt rose sharply.

Looking back at 2022 –

2022 was a challenging year. The Federal Reserve raised interest rates by 425 basis points in its attempt to choke off inflation; 
Russia invaded Ukraine and the ongoing supply chain issues combined to weigh heavily on the market for the much of the year. It 
was only when inflation expectations moderated in September, and a “pause” seemed imminent, did the market recover a portion 
of the year-to-date losses only to retrace earlier losses in November and December. Independent of the market’s volatility, the 
Merger Arbitrage team delivered positive results.

We are privileged to share Associated Capital’s (“AC”) results for 2022. As always, we value your trust and support.

•  COMMITMENT  TO  COMMUNITY  -  (Y)our  “S”  in  ESG  -  in  November,  (y)our  Board  approved  the  continuation  of  the 
shareholder  designated  charitable  contribution  program  with  a  $0.15  per  share  designation  for  registered  shareholders. 
This translated into approximately $3.0 million in donations, which brought our total contributions to $34 million since our 
spin-off from GAMCO in November 2015. Since the inception of this program, which we initiated following Warren Buffett’s 
Berkshire Hathaway program, there have been over one hundred ninety 501(c)(3) organizations which received designations 
from our shareholders.

•  Our  MERGER  ARBITRAGE  strategy  returned  4.5%  gross  (2.8%  net)  for  2022.  Since  inception  in  February  1985,  we  have 
compounded net annual returns of 7.2%. As a result, a $10 million investment by a tax free vehicle in this fund at its inception 
would be worth approximately $140 million as of December 31, 2022.

•  Assets under Management at December 31, 2022 reached $1.8 billion, up $61 million from year-end 2021 due to annual net 
inflows of $100 million and market appreciation of $34 million, partially offset by the impact of currency fluctuations of $73 
million from non-US dollar classes of investment funds.

Merger Arbitrage
Event-Driven Value
Other
Total AUM

December 31, 2022
1,588
222
32
1,842

$ 

$ 

December 31, 2021
1,542
195
44
1,781

$ 

$ 

•  We  are  activating  our  program  of  buying  privately  owned,  family  started  businesses,  controlled  and  operated  by  the 

founding family. 

•  We paid semi-annual dividends of $0.10 per share, paying out $4.4 million to shareholders.

•  Book value ended the year at $40.48 per share versus $42.48 at December 31, 2021.

As  previously  discussed,  Gabelli  Private  Equity  Partners  was  created  to  launch  a  private  equity  business,  somewhat  akin  to 
the  success  our  predecessor  firm  had  in  the  1980s.  We  will  continue  our  outreach  initiatives  with  business  owners,  corporate 
management, and various financial sponsors.

In 2023 and beyond, we will continue to explore new avenues, including L.P.’s in our investments, to put our capital to work by 
pursuing deals, new distribution channels and new products.

Along these lines, we echo the Acquisition Criteria list from Warren Buffett’s Berkshire Hathaway. We cannot improve upon it:

We are eager to hear from principals or their representatives about businesses that meet all of the following criteria

BERKSHIRE HATHAWAY INC ACQUISITION CRITERIA

 - Demonstrated consistent earning power (future projections are of no interest to us, nor are “turnaround” situations),
 - Businesses earning good returns on equity while employing little or no debt,
 - Management in place (we can’t supply it),
 - Simple businesses (if there’s lots of technology, we won’t understand it), 
 - An offering price (we don’t want to waste our time or that of the seller by talking, even preliminarily, about a transaction when price is unknown).

Sincerely, 

Mario J. Gabelli  
Executive Chairman

1

 
Douglas R. Jamieson  Chief Executive Officer and President 

In 2022, our Arb team, led by Ralph Rocco, delivered another year of exceptional returns. In July, 
Ian McAdams and Patrick Huvane were named interim Co-Chief Financial Officers. PMV Consumer 
Acquisition Corp returned capital to its investors in the fourth quarter and the company is now a 
public shell that trades on the OTC Pink.

At  Gabelli  &  Partners,  the  marketing  and  business  development  team  has  done  an  excellent  job 
maintaining and expanding relationships across the globe. We have extended marketing activities 
from the Hellenic sphere to Scandinavia. We held our 23rd Annual Arbitrage Dinner on December 
6th.  New  inflows  in  our  M&A  strategy,  which  finished  2022  up  4.5%  gross;  2.8%  net,  were  $100 
million. As for distribution, we continue to explore strategic relationships to better position our firm 
and funds across various new markets.

A S SE TS  U N DER  MANAG E M E NT

Assets under management (dollars in millions) ended 2022 at $1,842. The increase was largely the result of net inflows as well as 
market appreciation. We continue to see interest in products from new investor groups, especially outside of the United States.

Non-Market Correlated

2

ENGLISH 

ITALIAN  

CHINESE 

 JAPANESE 

SPANISH

Deals...Deals...and More Deals - Now in five languages.  
Originally published in 1999 by Gabelli University Press

“There are many advantages to investing in risk arbitrage. Let’s focus on three: risk arbitrage 
returns  are  not  closely  correlated  with  those  of  the  stock  market;  they  are  less  volatile  than 
returns  on  the  S&P  500;  and  longer  term  they  are  higher  than  those  returns  afforded  by 
traditional  investing.  While  these  three  factors  provide  for  excellent  results  in  the  world  of 
arbitrage, the real beauty of risk arb investing is that there is rarely a down year. Because risk 
arb returns are consistently positive year in and year out, they fulfill the concept of a compound 
return. We proclaim this source of compounded earnings as the eighth wonder of the world. 

Compounding is the secret to wealth creation over a period of decades.” 

                        (Deals...Deals...and More Deals, 1999)

Regina M. Pitaro  

Regina M. Pitaro

Columbia University,  
    Graduate School of Business M.B.A., Finance  
Loyola University of Chicago M.A., Anthropology 
Fordham University B.S., Anthropology

“Give a man a fish and you feed him 
for a day. Teach a man to arbitrage,  
and you feed him forever.”  
- Warren Buffett 

In 1999, we published one of the few books 
on  merger  arbitrage,  Deals…Deals…
and  More  Deals.  Our  newest  publication, 
Merger  Masters:  Tales  of  Arbitrage, 
profiles  leading  investors  who  share  our 
enthusiasm 
for  merger  arbitrage  and 
have  utilized  the  investment  discipline  in 
various forms over the last half-century. It 
also includes the perspective of iconic CEOs 
who  have  used  M&A  to  build  value  and, 
in  the  process,  tangled  with  the  arbitrage 
community. Merger Masters is available on 
Amazon.com.

M E RG E R  AR B ITR AG E

Gabelli  &  Partners  is  a  specialized  division  that  provides  clients  with 
products  and  customized  solutions  within  the  “Private  Market  Value 
with a Catalyst™” method of investing, while utilizing the full resources 
of  the  organization.  The  strategies  employed  within  our  portfolios 
strive to achieve superior returns while managing risk and maintaining 
low  volatility.  Strategies  focus  on  fundamental,  active,  event-driven 
special situations and merger arbitrage. 

(Y)our M&A Portfolio Team

We  have  invested  in  this  way  since  1977  and  introduced  our  first 
dedicated  alternative  portfolio  in  1985,  Gabelli  Associates,  which 
focuses on absolute returns by investing in announced mergers and acquisitions. Beyond merger investing, we offer several 
additional portfolios that build on the firm’s strengths in global event-driven value investing.  

Paolo Vicinelli

Willis Brucker

Ralph Rocco

We are committed to providing our clients with a high level of services. Our client service and investor relations teams are 
continually seeking new  ways to array  and  deliver information more effectively, and are regularly customizing the needs 
of our clients and partners, to focus on enhancing relationships for the long-term. Gabelli & Partners provides investment 
solutions  through  various  vehicles  and  investment  structures  such  as:  sub-advised  portfolios,  custom  share  classes,  new 
investment  vehicles  both  domestic  and  foreign,  as  well  as  specialized  structures,  all  coupled  with  the  corresponding 
operational needs of the overall mandate. 

3

 
 
 
M&A Strategy & Virtues:

•  Investing  in  announced  mergers  and  acquisitions  or  “merger 
arbitrage”, involves purchasing securities that are the subject of an 
acquisition, exchange offer, cash tender offer or similar transaction. 

•  We use different arbitrage techniques to derive a profit by realizing 
the  price  differential  (or  “spread”)  between  the  market  price  of 
securities and the value ultimately realized from their sale. 

•  The objective of our risk arbitrage portfolios is to provide positive, 
“absolute  returns”  in  declining  as  well  as  rising  equity  market 
environments. To that end, 2022 capped off our 37th of 38 positive 
years on a gross basis, and 36 positive years on a net basis. 

•  Long-term  returns  are  dependent  on  the  closure  of  an  M&A  deal, 
and not the overall stock market’s movement. This coupled with our 
rigorous research approach, active portfolio management and risk parameters have provided our partners with consistent, 
non-market correlated returns inception. 

•  Our M&A investment approach is absolute return focused; produces consistent, repeatable, and proven results; with low 

volatility; while seeking the preservation and growth of capital.

We  primarily  invest  in  global  announced  merger  and  acquisition  transactions  in  the  public  equity  markets  and  maintain 
a diversified portfolio of transactions. Every deal has its own unique set of elements, and our team works on all aspects, 
from fundamental and legal research, to trading. We analyze and continuously monitor a pending transaction for all of the 
elements of potential risk, including: regulatory, terms, financing, and shareholder approval. 

Our teams are experts at analyzing deal risks. The inherent risk in merger investing is a broken deal, not the standard deviation 
or  price  variance.  Our  merger  team  has  led  our  clients  successfully  through  various  challenging  market  environments, 
including the late 1980s, the early 1990s, 1998 and 2001, and more recently, 2008, 2020 and 2022. We have a time proven 
and consistent approach to merger investing. 

The  strategy  is  offered  domestically  through  partnerships  and  separately  managed  accounts,  including  sub-advised  and 
fund-of-funds.  Internationally,  the  strategy  is  offered  through  corporations  and  EU-regulated  UCITS  structures  and  the 
London Stock Exchange listed investment company, Gabelli Merger Plus+ Trust (GMP-LN).

Event Driven Value Offerings:

Within our Event Driven Value and Other Alternative offerings, we offer specific sector focused portfolios, traditional long 
short event driven portfolios, as well as intermediate corporate credit portfolios. Each of these offerings leverages the full 
resources of our global research organization. 

We are research-driven fundamental investors focusing on the “PMV with a Catalyst™” (“PMV”) method of investing. This 
method of analysis involves looking at businesses as a function of their assets and earnings power. We examine businesses 
as if we were the owners of those businesses, and we believe that we can do that in a rational way by looking at industries 
on a global basis. Our investment professionals visit with hundreds of companies each year. Our work is proprietary, bottom 
up, and involves the full utilization of public resources.

In this process, we do sector-by-sector analysis, assessing the PMV of a business, and identifying the catalyst in place to 
realize returns. A company’s PMV is not constant, and changes as a function of many variables. The objective is to identify 
large differences between our estimate of PMV and the stock market price. We then identify the catalyst to realize a return 
with minimal influence from the overall direction of the stock market. It is our belief that we can earn superior risk adjusted 
returns following this event-driven approach.

2022 Review and 2023 Preview:

•  While the broader equity and fixed income markets were down double digits, our Merger Arbitrage strategy finished 2022 

with positive 2.8% performance for our clients.

•  Several drivers remain in place for deal activity in 2023 and beyond despite lower levels overall of deal activity. We note 

post 2008, we generated returns in excess of 10% gross with a backdrop of the S&P 500 down -37.0%.

•  Within  merger  arbitrage,  we  continue  to  maintain  a  diversified  portfolio  and  utilize  position  size  limits  to  minimize  the 

impact of any potential broken deal, as we have done since inception in 1985. 

•  We remain focused on investing in highly strategic, well-financed deals with an added focus on near-term catalysts, and are 
upbeat about our prospect to generate absolute returns in 2023 as “Mr. Market” provides attractive entry points in deals 
which benefits an actively managed portfolio like ours.

4

Q UA R T E R LY FI N A N CIA L  I N FO R M ATI O N
Quarterly financial information for 2022 and 2021 is presented below. 

(In thousands, except per share data)
2022

Revenues  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Expenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Operating (loss)/income before management fee. . . . . . . . . . . . . . . . . . . . .
Other income/(expense) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Management fee expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Income tax expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(Income)/loss allocated to noncontrolling interests. . . . . . . . . . . . . . . . . . . .
Net income to AC shareholders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Earnings per share:
  Basic. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
  Diluted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Revenues  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Expenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Operating (loss)/income before management fee. . . . . . . . . . . . . . . . . . . . .
Other income/(expense) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Management fee expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Income tax expense . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(Income)/loss allocated to noncontrolling interests. . . . . . . . . . . . . . . . . . . .
Net income to AC shareholders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Earnings per share:
  Basic. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
  Diluted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

 1st 
2,582 
5,888
(3,306)
(15,047)
-
4,848
2,681
(16,186)

(0.73)
(0.73)

 1st 
2,325 
6,027
(3,702)
30,682
(2,663)
(5,590)
(172)
18,555 

0.83 
0.83 

$ 

$ 

$ 
$ 

$ 

$ 

$ 
$ 

 2nd 
2,546 
4,757
(2,211)
(35,917)
-
8,036
(205)
(29,887)

(1.36)
(1.36)

 2nd 
2,489 
8,580
(6,091)
48,615
(4,320)
(9,020)
532
29,716 

1.34 
1.34 

$ 

$ 

$ 
$ 

$ 

$ 

$ 
$ 

 3rd 
2,562 
5,691
(3,129)
(17,789)
-
4,914
494
(16,498)

(0.75)
(0.75)

2021

 3rd 
2,112 
2,055
57
6,157
(226)
(484)
(4,001)
1,503 

0.07 
0.07 

$ 

$ 

$ 
$ 

$ 

$ 

$ 
$ 

 4th 
7,538 
10,154
(2,616)
19,550
            -
(2,855)
415
13,664 

 Total 
$  15,228 
26,490
(11,262)
(49,203)
-
14,943
3,385
$  (48,907)

0.62 
0.62 

$ 
$ 

(2.22)
(2.22)

 4th 
13,998 
14,912
(914)
14,961
(1,217)
(2,611)
(790)
9,429 

 Total 
$  20,924 
31,574
(10,650)
100,415
(8,426)
(17,705)
(4,431)
$  59,203 

0.43 
0.43 

$ 
$ 

2.68 
2.68 

$ 

$ 

$ 
$ 

$ 

$ 

$ 
$ 

CO N D E N S E D   CO N SO LI DATI N G   BAL AN CE   S H E E T
The Company consolidates certain investment partnerships and other entities for which it has a controlling financial interest. The following table reflects 
the  net  impact  of  the  consolidated  investment  partnerships  and  other  entities  (“Consolidated  Entities”)  on  the  consolidated  statements  of  financial 
condition (in thousands):

Assets
Cash and cash equivalents
Investments
Other
Total assets
Liabilities and equity
Total liabilities
Redeemable noncontrolling interests
Total Associated Capital Group, Inc. equity
Total liabilities and equity

Assets
Cash and cash equivalents
Investments 
Other
Total assets
Liabilities and equity
Total liabilities
Redeemable noncontrolling interests
Total Associated Capital Group, Inc. equity (2)
Noncontrolling interests (2)
Total liabilities and equity

Prior to 
Consolidation

December 31, 2022
Consolidated 
Entities(1)

209,941
660,445
42,861
913,247

23,051
-
890,196
913,247

$ 

$ 

$ 

$ 

8,521
(2,151)
8,073
14,443

4,250
10,193
-
14,443

Prior to 
Consolidation

December 31, 2021
Consolidated 
Entities

315,009
606,382
69,713
991,104

45,024
-
946,080
-
991,104

$ 

$ 

$ 

$ 

4,039
16,709
191,484
212,232

20,510
202,456
(8,978)
(1,756)
212,232

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

As Reported

$ 

$ 

$ 

$ 

218,462
658,294
50,934
927,690

27,301
10,193
890,196
927,690

As Reported

$ 

$ 

$ 

$ 

319,048
623,091
261,197
1,203,336

65,534
202,456
937,102
(1,756)
1,203,336

(1) Reflects the deconsolidation of PMV 
Sponsor and SPAC during 2022.

(2)  Debit  adjustments  to  Associated 
Capital  Group,  Inc.  equity  and 
noncontrolling 
interests  reflects 
the  amortization  of  the  discount 
related  to  the  issuance  of  PMV 
SPAC’s redeemable noncontrolling 
interest. 
The  discount  was 
amortized  through  an  adjustment 
to  additional  paid-in  capital 
interest 
and 
(proportionate 
to  ownership 
interest in PMV Sponsor).

noncontrolling 

(cid:2)

5

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Board of Directors

Mario J. Gabelli, CFA 
Executive Chair
Associated Capital Group, Inc.

Douglas R. Jamieson
Chief Executive Officer and President
Associated Capital Group, Inc.

Marc Gabelli
President
GGCP, Inc.

Daniel R. Lee
Chief Executive Officer and Director 
Full House Resorts, Inc.

Bruce M. Lisman
Former Chairman
JP Morgan’s Global Equity Division

Officers

Douglas R. Jamieson
Chief Executive Officer and President

Patrick B. Huvane
Interim Co-Chief Financial Officer

Corporate and Shareholder Information

Investor Relations 
For our 10-K and other shareholder information, as well as 
information on our products and services, visit our website at 
www.associated-capital-group.com or write to:
191 Mason Street
Greenwich, CT 06830
203-629-9595
email: investor@associated-capital-group.com

Transfer Agent
Computershare
150 Royall Street, Suite 101
Canton, MA  02021
(781) 575-2000

Trading Information
New York Stock Exchange
Class A Common Stock 
Symbol - AC

Website
www.associated-capital-group.com

6

Richard T. Prins
Retired Partner
Skadden, Arps, Slate, Meagher & Flom LLP

Frederic V. Salerno
Former Vice Chairman 
Verizon Communications Inc.

Salvatore F. Sodano
Former Vice Chairman
Broadridge Financial Solutions, Inc.

Elisa M. Wilson
President
Gabelli Foundation, Inc.

Peter D. Goldstein
Senior Vice President, Chief Legal Officer  
and Secretary

Ian J. McAdams
Interim Co-Chief Financial Officer

Investment Services Information

Alternative Investments
Contact: Michael M. Gabelli
Managing Director and President
914-921-5135
email: alternatives@gabelli.com

Gabelli & Partners
Contact: Jeffrey M. Illustrato
C.O.O.
914-921-7711
Email: jillustrato@gabelli.com

Annual Meeting
Our 2023 Annual Meeting of Shareholders will be 
held at 9:00 a.m. on June 2, 2023.

 
 
“The more you give, the more you receive”
Our shareholders designated contributions to the following  
501(c)(3) organizations

The  Board  of  Directors  of  Associated  Capital  Group,  Inc.  established  an  inaugural  Shareholder  Designated  Charitable  Contribution  program 
in 2016. The company continued this initiative through 2022. To date, AC has donated approximately $34 million on behalf of its shareholders.

Under  the  program,  each  registered  shareholder  could  designate  one  charitable  organization  (two  charitable  organizations  for  holders  with 
8,000 shares or more) to which AC contributed on the shareholder’s behalf.

AC’s  program  tracks  the  shareholder  program  launched  by  GAMCO  Investors,  Inc.  in  April  2013  which  was  based,  in  part,  on  the  program 
established by Berkshire Hathaway in 1981. The Berkshire Hathaway program continued for over 20 years, until 2003. Warren Buffett’s letter to 
shareholders at the inception of Berkshire’s program explained that charitable giving in this manner provides significant benefits to shareholders. 
Each eligible shareholder is able to choose whether a contribution of corporate funds based on his/her ownership interest is to be made, and if 
so, to specify the recipient of that contribution. The shareholder’s judgment – not the judgment of the company’s directors or management – 
controls the contribution process.

(cid:391)(cid:3)(cid:3)(cid:3)(cid:3)(cid:391)(cid:3)(cid:3)(cid:3)(cid:3)(cid:391)

We  are  fortunate  to  live  in  the 
wealthiest  nation  in  the  world  and 
to  have  the  ability  to  share  our 
good 
fortune.  SINCE  2016,  WE 
WERE  ABLE  TO  SUPPORT  MANY 
WORTHY ENDEAVORS, INCLUDING 
THESE  DESIGNATED  BY  OUR 
SHAREHOLDERS.    In  addition,  our 
teammates  have  donated  countless 
hours  of  service 
to  scores  of 
charitable organizations.

Abilis (cid:391) Alzheimer’s Disease & Related Disorders Association (cid:391) Alzheimer’s Foundation of America (cid:391) America Needs You (cid:391) American Associates of Ben-
Gurion University of the Negev (cid:391) American Cancer Society (cid:391) American Heart Association (cid:391) American Macular Degeneration Foundation (cid:391) American 
National  Red  Cross  (cid:391)  American  Refugee  Committee  (cid:391)  Amigos  Del  Museo  Del  Barrio  (cid:391)  Archbishop  Wood  High  School  (cid:391)  Arizona  State  University 
Foundation (cid:391) Arthritis Foundation (cid:391) Atlantis Educational Foundation (cid:391) Aurora Ice Association (cid:391) Ausable River Association (cid:391) Bay Area Discovery Museum 
(cid:391) Bedford Audubon Society (cid:391) BlueCheck Charitable Foundation (cid:391) Blythedale Children’s Hospital (cid:391) Bob Woodruff Family Foundation (cid:391) Boston College 
Trustees (cid:391) Boys and Girls Club of Truckee Meadows (cid:391) Bristol Riverside Theater Co. (cid:391) Brunswick School (cid:391) Cathedral of St. John the Baptist (cid:391) Catholic Big 
Sisters & Big Brothers Catholic Charities of the Archdiocese of New York (cid:391) CCM of Westchester (cid:391) Center for All Abilities (cid:391) Central Scholarship Bureau 
(cid:391) Chaminade High School (cid:391) Change for Kids (cid:391) Chicago Chesed Fund (cid:391) Christian Brothers Academy (cid:391) Church-in-the-Garden (cid:391) CityArts (cid:391) Citymeals-
on- Wheels (cid:391) Columbia University (cid:391) Columbus Citizens Foundation (cid:391) Cornell University (cid:391) Cow Hollow Preschool (cid:391) Cristo Rey Jesuit High School Direct 
Relief International (cid:391) Disabled American Veterans (cid:391) Disabled Veterans National Foundation (cid:391) Doctors Without Borders USA (cid:391) Don Bosco Community 
Center of Port Chester (cid:391) Downtown Community Television Center (cid:391) Eastchester Volunteer Ambulance Corps. (cid:391) Elevation Chapel (cid:391) Ellie Fund (cid:391) Eva’s 
America (cid:391)  Fidelity  Investments  Charitable 
Village  (cid:391)  Fairfield  University  (cid:391)  Feeding 
State University of New York at Binghamton 
Gift Fund Folds of Honor Foundation (cid:391) The 
Friends  of  Animals  (cid:391)  Futures  in  Education 
Fountain  (cid:391)  Valley  School  of  Colorado  (cid:391) 
(cid:391) Give Me an Answer (cid:391) Greenwich Hospital 
(cid:391) Gilchrist Hospice Care (cid:391) Girls with Impact 
(cid:391)  Groton  School  (cid:391)  Haley  House  (cid:391)  Hank’s 
(cid:391)  Greenwich 
International  Film  Festival 
Institute 
International  (cid:391)  Hetrick-Martin 
Yanks Baseball  Foundation  (cid:391) Heifer Project 
Nevada  (cid:391)  Homeless  Prenatal  Program  (cid:391) 
(cid:391)  Hilarity  for  Charity  (cid:391)  Hindu  Society  of 
(cid:391)  Hospital  for  Special  Surgery  Fund  (cid:391) 
Honeywell  Humanitarian  Relief  Foundation 
(cid:391)  Injured  Marine  Semper  Fi  Fund  (cid:391)  Inner-
Immaculate Conception Church - Bronx, NY 
Network  (cid:391) 
City  Scholarship  Fund  (cid:391)  Interfaith  Nutrition 
for 
Teaching  America’s  Founding  Principles  (cid:391) 
Tibet (cid:391) Iona College (cid:391) Jack Miller Center for 
Jewish Communal Fund (cid:391) Jewish Federation 
of  Greater  Pittsburgh  (cid:391)  Joel  Barlow  High 
F.  Kennedy  Medical  Center  Foundation  (cid:391) 
School,  Regional  School  District  #9  (cid:391)  John 
(cid:391)  K9s  for  Warriors  (cid:391)  Kids  in  Crisis  (cid:391)  Lee 
Junior  League  of  Greenwich  Connecticut 
Services  of  the  Hudson  Valley  (cid:391)  Leukemia 
Memorial Health System Foundation (cid:391) Legal 
Reserve  (cid:391)  Los  Angeles  Team  Mentoring 
and  Lymphoma  Society  (cid:391)  Long  House 
New  York  (cid:391)  Manhattan  College  (cid:391)  Marc 
(cid:391)  Make-A-Wish  Foundation  of  Metro 
Marin  Country  Day  School  (cid:391)  Marine  Corps 
Lustgarten Pancreatic Cancer Foundation (cid:391) 
Enforcement  Foundation  (cid:391)  Maryland  Food 
Scholarship Foundation (cid:391) Marine Corps Law 
Ontario  (cid:391)  Meals  on  Wheels  Association 
Bank (cid:391) Masters School (cid:391) McMaster University 
of  America  (cid:391)  Memorial  Sloan-Kettering 
Cancer  Center  (cid:391)  Millbrook  School  (cid:391)  Mount 
Sinai Medical Center (cid:391) National Audubon Society (cid:391) National Brain Tumor Society (cid:391) Natural Resources Defense Council (cid:391) Nature Conservancy (cid:391) New 
Israel Fund (cid:391) New Jersey Institute of Technology Foundation (cid:391) New York and Presbyterian Hospital (cid:391) New York City Relief (cid:391) Norbertine Monastery (cid:391) 
Northeastern University (cid:391) Northern Nevada HIV Outpatient Program Education and Services (cid:391) Northwell Health Foundation (cid:391) Operation Smile (cid:391) Pacific 
House (cid:391) Paper Mill Playhouse (cid:391) Peck Slip School Parent Teachers Association (cid:391) Pediatric Cancer Research Foundation (cid:391) Pennsylvania Troopers Helping 
Troopers Foundation (cid:391) Perlman Music Program (cid:391) Planned Parenthood Federation of America (cid:391) Planned Parenthood of Southern New England (cid:391) Planned 
Parenthood Shasta Diablo (cid:391) Prospects, Opportunity and Enrichment (cid:391) Putnam-Indian Field School (cid:391) Rainforest Action Network (cid:391) Rainforest Alliance 
(cid:391) Randolph Foundation (cid:391) Rector Wardens Vestry Men of St. Bartholomew’s Church (cid:391) Rochester Institute of Technology (cid:391) Sacred Heart of Greenwich 
(cid:391) Sacred Valley Project (cid:391) Saint Ignatius School (cid:391) Salvation Army National Corp. (cid:391) San Diego Opera Association (cid:391) San Miguel Academy of Newburgh 
(cid:391) SATO Project (cid:391) Save the Children Federation (cid:391) Schurig Center for Brain Injury (cid:391) Science Buddies (cid:391) Seamen’s Church Institute of New York and New 
Jersey (cid:391) Shriners Hospitals for Children (cid:391) Sierra Nevada Journeys (cid:391) South Bronx Educational Foundation (cid:391) Special Young Adults (cid:391) Stamford Hospital 
(cid:391) St. Bartholomew Community Preschool (cid:391) St. Joseph’s Indian School (cid:391) St. Jude Children’s Research Hospital (cid:391) St. Lucy Parish (cid:391) St. Thomas’ Church 
Whitemarsh Bethlehem Park & Camp Hill Road (cid:391) Step Up International (cid:391) Stonewall Library and Archives (cid:391) Student U (cid:391) Susan G. Komen Breast Cancer 
Foundation (cid:391) The Allen-Stevenson School (cid:391) The Arc of Palm Beach County (cid:391) The Good People Fund (cid:391) The Littlest Lamb (cid:391) The Miller Center Foundation 
(cid:391) The One Love Foundation (cid:391) The Roman Catholic Church of St. Robert Bellarmine Church (cid:391) The University of Pennsylvania (cid:391) The Windward School 
(cid:391) Top of Michigan Mountain Bike Association (cid:391) Troy University Foundation (cid:391) Tuesday’s Children (cid:391) Tunnel to Towers Foundation (cid:391) Tuxedo Park School 
University of Texas Foundation (cid:391) University of Wisconsin Foundation (cid:391) Variety Child Learning Center (cid:391) Villanova University (cid:391) Volunteers of America 
(cid:391) Westchester ARC Foundation (cid:391) Westchester Philharmonic (cid:391) Wilton Education Foundation (cid:391) Wilton Library Association (cid:391) Woman’s Club of Rye (cid:391) 
World Eye Cancer Hope (cid:391) World Vision (cid:391) Yale-New Haven Hospital (cid:391) Young Men’s Christian Association of Stamford (cid:391) Zacharias Sexual Abuse Center

International  Campaign 

7

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