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BGSF, Inc.

bgsf · NYSE Industrials
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Industry Staffing & Employment Services
Employees 400
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FY2020 Annual Report · BGSF, Inc.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
_______________

FORM 10-K 
_______________ 

(Mark One)

☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 27, 2020 

☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from           to

Commission File Number:  001-36704  

BGSF, INC. 
(Exact Name of Registrant as Specified in Its Charter)
_______________ 

Delaware

(State of Incorporation)

5850 Granite Parkway, Suite 730 Plano, Texas

(Address of Principal Executive Offices)

26-0656684

(I.R.S. Employer Identification Number)

75024
(Zip Code)

Registrant’s telephone number, including area code:
(972) 692-2400 
_______________

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Exchange on Which Registered

Common Stock, par value $0.01 per share

BGSF

NYSE

Securities registered pursuant to Section 12(g) of the Act:
None
_______________

Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.  Yes o     No þ

Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.  Yes o     No þ

Indicate by check mark whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities 
Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and 
(2) has been subject to such filing requirements for the past 90 days.  Yes þ     No o

Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Website, if any, every Interactive 

Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 
months (or for such shorter period that the Registrant was required to submit and post such files). Yes þ No o

 
 
 
 
 
 
 
 
 
 
 
 
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller 
reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting 
company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer

Non-accelerated filer

¨  
¨ (Do not check if a smaller reporting company)

Accelerated filer

Smaller reporting company

Emerging growth company

þ
☑

☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for 

complying with new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of 
its  internal  control  over  financial  reporting  under  Section  404(b)  of  the  Sarbanes-Oxley  Act  (15  U.S.C.  7262(b))  by  the  registered  public 
accounting firm that prepared or issued its audit report. ☑

Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  Yes ☐     No þ

The aggregate market value of the common stock held by non-affiliates of the Registrant as of June 26, 2020 (the last business day of the 

Registrant’s most recently completed second fiscal quarter) was $102,640,958 (based on the closing sale price of the Registrant's common 
stock on June 26, 2020 as reported on the NYSE).

As of March 11, 2021, there were 10,335,971 shares of the Registrant’s common stock outstanding.  

 
 
 
 
TABLE OF CONTENTS

Forward-Looking Statements

Item 1
Item 1A
Item 1B
Item 2
Item 3
Item 4

Item 5

Item 6
Item 7
Item 7A
Item 8
Item 9
Item 9A
Item 9B

Item 10
Item 11
Item 12
Item 13
Item 14

Item 15
Item 16

Business
Risk Factors
Unresolved Staff Comments
Properties
Legal Proceedings
Mine Safety Disclosures

PART I

PART II

Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity 
Securities
Selected Financial Data
Management’s Discussion and Analysis of Financial Condition and Results of Operations
Quantitative and Qualitative Disclosures About Market Risk
Financial Statements and Supplementary Data
Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
Controls and Procedures
Other Information

PART III

Directors, Executive Officers and Corporate Governance
Executive Compensation
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Certain Relationships and Related Transactions, and Director Independence
Principal Accountant Fees and Services

Exhibits and Financial Statement Schedules
Form 10-K Summary

PART IV

Page
No.

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FORWARD-LOOKING STATEMENTS

This Annual Report on Form 10-K contains forward-looking statements. Forward-looking statements may include, but are 
not limited to, statements with respect to our future financial or operating performance, future plans and objectives, competitive 
positioning, requirements for additional capital, government regulation of operations and the timing and possible outcome of 
litigation and regulatory matters. All statements, other than statements of historical fact, included or incorporated by reference 
in  this  Annual  Report  on  Form  10-K,  including  statements  that  address  activities,  events  or  developments  that  we,  or  our 
subsidiaries,  expect  or  anticipate  may  occur  in  the  future,  are  forward-looking  statements.  Often,  but  not  always,  forward-
looking  statements  can  be  identified  by  use  of  forward-looking  words  such  as  “aim,”  “potential,”  “may,”  “could,”  “can,” 
“would,”  “might,”  “likely,”  “will,”  “expect,”  “intend,”  “plan,”  “predict,”  “budget,”  “scheduled,”  “estimate,”  “anticipate,” 
“believe,”  “forecast,”  “committed,”  “future”  or  “continue”  or  the  negative  thereof  or  similar  variations.  Forward-looking 
statements are based on certain assumptions and analyses made by us, in light of our experience and perception of historical 
trends,  current  conditions  and  expected  future  developments,  as  well  as  other  factors  we  believe  are  appropriate  in  the 
circumstances. Although we believe that the expectations reflected in these forward-looking statements are reasonable, we can 
give no assurance that these expectations will prove to have been correct. Readers are cautioned not to put undue reliance on 
such forward-looking statements, which are not a guarantee of performance and are subject to a number of uncertainties and 
known and unknown risks, many of which are outside our control, which could cause actual results to differ materially from 
those  expressed  or  implied  by  such  forward-looking  statements.  Important  factors  which  could  cause  actual  results  to  differ 
materially from those expressed or implied by such forward-looking statements include, among other things, general business, 
economic,  competitive,  political  and  social  uncertainties,  the  actual  results  of  current  operations,  industry  conditions, 
intellectual  property  and  other  proprietary  rights,  liabilities  inherent  in  our  industry,  the  novel  coronavirus  pandemic 
(COVID-19) or other pandemics, accidents, labor disputes, delays in obtaining regulatory approvals or financing and general 
market  factors,  including  interest  rates,  equity  markets,  business  competition,  changes  in  government  regulations.  Additional 
risks and uncertainties include, but are not limited to, those listed under “Item 1A. Risk Factors.”

Although  we  have  attempted  to  identify  important  factors  that  could  cause  actual  actions,  events  or  results  to  differ 
materially from those described in the forward-looking statements, there may be other factors that cause results to differ from 
those anticipated. Forward-looking statements contained in this Annual Report on Form 10-K are made as of the date of the 
Annual Report on Form 10-K and we disclaim any obligation to update any forward-looking statements, whether as a result of 
new information, future events, results or otherwise, except as required by applicable securities laws.

4

 
 
 
ITEM 1. BUSINESS.

Overview and History 

Part I

BGSF, Inc. (“BGSF,” “we,” or the “Company”) is a leading national provider of workforce solutions that operates, along 
with its wholly owned subsidiaries, primarily within the U.S. in three industry segments: Real Estate, Professional, and Light 
Industrial. We provide field talent to a variety of client partners that are seeking to match their workforce requirements to their 
business needs. Our client partners operate across a diverse set of industries.

We  employ  a  diverse  operating  model,  both  from  a  skill  set  and  a  geographic  standpoint,  which  we  believe  mitigates 

downside revenue risk. 

Our  workforce  solutions  consist  of  on-demand  or  short-term  assignments,  consulting  services,  and  on-site  management 
administration. Short-term workforce solutions assist employers in dealing with field talent demands caused by such factors as 
seasonality, fluctuations in client partner demand, vacations, illnesses, parental leave, and special projects without incurring the 
ongoing expense and administrative responsibilities associated with recruiting, hiring and retaining permanent field talent. As 
more  and  more  companies  focus  on  effectively  managing  variable  costs  and  reducing  fixed  overhead,  the  use  of  short-term 
workforce solutions allows companies to utilize a contingent approach for their personnel needs, thereby converting a portion of 
their fixed personnel costs to a variable expense.

Our consulting workforce solutions place field talent with client partners for extended time-periods or for an indefinite time 
period.  This  type  of  arrangement  may  involve  outsourcing  an  entire  department  in  a  large  corporation  or  providing  the 
workforce for a large project. 

In an on-site management arrangement, we place an experienced manager on-site at a client partner’s place of business. 
The manager is responsible for conducting all recruiting, candidate screening, interviewing, drug testing, hiring and placement 
for field talent at the client partner’s facility for a long-term or indefinite period.

Management believes that these solutions and the field talent performing these workforce solutions are, and will remain, an 

integral part of the labor market in local, regional and national economies in which we operate. 

BGSF, Inc. is the successor by conversion to LTN Staffing, LLC, a Delaware limited liability company that was formed on 
August 27, 2007. In 2011, we began doing business as BG Staffing. LTN Staffing, LLC converted into a Delaware corporation, 
BG Staffing, Inc., following the merger of LTN Acquisition, LLC (the former parent of LTN Staffing, LLC) with and into LTN 
Staffing, LLC. The conversion was completed on November 3, 2013. In 2021, we changed our name to BGSF, Inc.

We  commenced  operations  on  October  17,  2007  and  since  2009  have  began  an  on-going  growth  and  diversification 

initiative. Since 2010, we have acquired twelve businesses:

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In June 2010, we purchased the interests of BG Personnel Services, LP and BG Personnel, LP, and purchased the 
common  stock  of  B  G  Staff  Services,  Inc.  Shortly  after  the  purchase,  we  relocated  our  home  office  to  Dallas, 
Texas. We operate under the BG Multifamily and BG Talent trade names.

In  December  2010,  we  purchased  substantially  all  of  the  assets  and  assumed  certain  liabilities  of  JNA  Staffing 
Inc.,  which  specialized  in  providing  light  industrial  workforce  solutions  within  the  State  of  Wisconsin.  These 
operations were rolled into our existing operations in Milwaukee, Wisconsin.

In December 2011, we purchased substantially all of the assets and assumed certain liabilities of Extrinsic, LLC, 
which  specialized  in  providing  information  technology  (“IT”)  workforce  solutions  to  client  partners  within  the 
U.S. We continue to operate under the Extrinsic trade name.

In December 2012, we acquired substantially all of the assets and assumed certain liabilities of American Partners, 
Inc.,  which  specialized  in  providing  IT  workforce  solutions  to  client  partners  within  the  U.S.  We  continue  to 
operate under the American Partners trade name.

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•

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In  June  2013,  we  acquired  substantially  all  of  the  assets  and  assumed  certain  liabilities  of  InStaff  Holding 
Corporation and InStaff Personnel, LLC, a wholly owned subsidiary of InStaff Holding Corporation (collectively, 
“InStaff”).  This  acquisition  has  allowed  us  to  strengthen  and  expand  our  operations  in  our  Light  Industrial 
segment. We continue to operate under the InStaff trade name.

In March 2015, we acquired substantially all of the assets and assumed certain liabilities of D&W Talent, LLC 
(“D&W”), which specialized in providing part-time and full-time workforce solutions of accounting and finance 
personnel and secretarial and administrative personnel to client partners in Texas and Louisiana. We continue to 
operate under the Donovan & Watkins trade name.

In October 2015, we acquired substantially all of the assets and assumed certain liabilities of Vision Technology 
Services, Inc., Vision Technology Services, LLC, and VTS-VM, LLC (collectively, “VTS”), which provided IT 
workforce  solutions  and  project  management  workforce  solutions.  We  continue  to  operate  under  the  Vision 
Technology Services trade name.

In  April  2017,  we  acquired  substantially  all  of  the  assets  and  assumed  certain  liabilities  of  Zycron,  Inc. 
(“Zycron”), which provided IT workforce solutions and project management workforce solutions. We continue to 
operate under the Zycron trade name.

In September 2017, we acquired substantially all of the assets and assumed certain liabilities of Smart Resources 
Inc. and Accountable Search, LLC (collectively, “Smart”), which specialized in providing part-time and full-time 
workforce  solutions  of  accounting  and  finance  personnel  and  secretarial  and  administrative  personnel  to  client 
partners  in  Chicago  market.  We  continue  to  operate  under  the  Accountable  Search  and  Smart  Resources  trade 
names.

In December 2019, we acquired substantially all of the assets and assumed certain liabilities of L.J. Kushner & 
Associates,  L.L.C.  (“LJK”),  which  provided  cybersecurity  retained  search  workforce  solutions  specializing  in 
recruiting  high  and  mid-level  IT  security  professionals.  We  continue  to  operate  under  the  L.J.  Kushner  & 
Associates trade name.

In February 2020, we acquired 100% of the equity of EdgeRock Technology Holdings, Inc. (“EdgeRock”), which 
provides  specialized  IT  consultants  and  focuses  on  the  sourcing  and  placement  of  technology  professionals 
specialized  in  leading  software  and  data  ecosystems.  We  continue  to  operate  under  the  EdgeRock  Technology 
Partners trade name.

In  February  2021,  we  acquired  substantially  all  of  the  assets  and  assumed  certain  liabilities  of  Momentum 
Solutionz LLC (the “Momentum Solutionz”), which provided IT consulting and managed workforce solutions for 
organizations utilizing ERP systems. We continue to operate under the Momentum Solutionz trade name.

We now operate across 46 states and D.C., as well as 13 on-site locations. We do not currently have any foreign operations.

Our Industry

The  workforce  solution  industry  supplies  field  talent  to  client  partners  helping  them  minimize  the  cost  and  effort  of 
workforce  planning.  These  workforce  solutions  also  enable  the  client  partner  to  rapidly  respond  to  changes  in  business 
conditions, and in some cases to convert fixed labor costs to variable costs. Workforce solution companies act as intermediaries 
in matching available field talent to client partner assignments. The demand for a flexible workforce continues to grow with 
competitive and economic pressures to reduce costs and respond to changing market conditions.

The  workforce  solution  market  is  subject  to  volatility  based  on  overall  economic  conditions.  Historically,  in  periods  of 
economic growth, the number of companies providing workforce solutions has increased due to low barriers to entry. During 
recessionary  periods,  the  number  of  companies  has  decreased  through  consolidation,  bankruptcies,  or  other  events.  The 
workforce solution industry is experiencing increased demand in relation to total job growth as client partners have placed a 
greater priority on maintaining a more flexible workforce.

6

The workforce solution industry is large and highly fragmented with approximately 25,000 competing companies, while 
only  175  firms  exceeded  $100  million  in  annual  revenues  in  2019  according  to  Staffing  Industry  Analysts  (“SIA”).  In 
September 2020, SIA estimated the 2021 U.S. temporary service market will be an estimated $141.5 billion, which is up from 
an  estimated  $126.9  billion  in  2020  due  to  COVID-19.  Workforce  solution  providers  compete  both  to  recruit  and  retain  a 
supply  of  field  talent  and  to  attract  and  retain  client  partners  to  use  these  workers.  Client  partner  demand  for  workforce 
solutions  is  dependent  on  the  overall  strength  of  the  labor  market  and  trends  toward  greater  workforce  flexibility.  The 
workforce  solution  industry  includes  a  number  of  markets  focusing  on  business  needs  that  vary  widely  in  duration  of 
assignment and level of technical specialization.

Our Operations

We  have  diversified  our  operations  to  provide  field  talent  within  distinct  segments  of  the  industry.  We  refer  to  these 

segments as Real Estate, Professional, and Light Industrial. 

We  operate  separate  profit  centers  within  each  segment  and  provide  managers  considerable  operational  autonomy  and 
financial  incentives.  Managers  focus  on  business  opportunities  within  their  markets  and  are  provided  centralized  support  to 
achieve success in those markets. We believe this structure allows us to recruit and retain highly motivated managers who have 
demonstrated the ability to succeed in a competitive environment. This structure also allows managers and team members to 
focus  on  market  development  while  relying  on  centralized  services  for  support  in  back-office  operations,  such  as  risk 
management  programs  and  unemployment  insurance,  credit,  collections,  accounting,  advice  on  legal  and  regulatory  matters, 
and quality standards.

Our Segments

Our operations are organized into three business segments: Real Estate, Professional, and Light Industrial.

Real Estate Segment

Our Real Estate segment is a leading provider of office and maintenance field talent to various apartment communities and 
commercial buildings. We currently operate in 36 states and D.C. The Real Estate division utilizes Virtual Talent Acquisition 
Center (“TAC”) with team members located in various locations throughout the United States. All open positions nationally are 
recruited  from  this  TAC.  The  field  talent  we  assign  to  our  Real  Estate  client  partners  are  our  field  employees,  although  our 
client partners provide on-the-job direction, control and supervision.

Professional Segment

Our Professional segment provides highly skilled IT professionals with expertise in SAP, Workday, Peoplesoft, Hyperion, 
Oracle,  One  Stream,  cyber,  project  management  and  other  IT  workforce  solutions  to  client  partners  on  a  national  basis. 
Additionally, we provide finance, accounting, legal, human resource and related support personnel. Our client partners include 
large  Fortune  500  companies,  medium  and  small  companies,  as  well  as  consulting  firms  engaged  in  systems  integration 
projects.  We  operate  our  professional  segment  remotely  and  from  our  offices  in  Arizona,  Florida,  Illinois,  Maryland, 
Massachusetts, New Jersey, North Carolina, Rhode Island, Tennessee, and Texas. 

Light Industrial Segment

Our  Light  Industrial  segment  provides  field  talent  to  manufacturing,  distribution,  logistics  and  call  center  client  partners 
needing  a  flexible  workforce.  We  currently  have  11  branch  offices  and  13  on-site  locations  operating  in  7  states.  Our  Light 
Industrial segment field talent perform workforce solutions in a variety of skilled and unskilled positions. The field talent we 
assign  to  our  Light  Industrial  client  partners  are  our  field  talent,  although  our  client  partners  provide  on-the-job  direction, 
control and supervision.

Financial Information about Segments

Refer to Note 17 in the Notes to Consolidated Financial Statements included in Item 8 of this Annual Report on Form 10-

K, which is incorporated by reference.

7

Financial Information about Geographic Areas

Refer to Notes 1 and 2 in the Notes to Consolidated Financial Statements included in Item 8 of this Annual Report on Form 

10-K, which is incorporated by reference.

Our Client Partners

We  currently  provide  workforce  solutions  to  small  and  medium-sized  companies  as  well  as  divisions  of  Fortune  500 
companies. As is common in the industry, our engagements to provide workforce solutions to our client partners are generally 
of a non-exclusive, short-term nature and subject to termination by the client partner with little or no notice. No client partner 
accounted for more than 10% of our revenues in 2020, 2019, or 2018.

Marketing and Recruiting

We  believe  a  key  component  of  our  success  is  the  ability  to  recruit  and  maintain  a  pool  of  qualified  field  talent  and 
regularly  place  them  into  desirable  and  appropriate  positions.  We  use  comprehensive  methods  to  identify,  assess,  select  and, 
when  appropriate,  measure  the  skills  of  our  field  talent  and  permanent  placement  candidates  to  meet  the  needs  of  our  client 
partners.

We  market  our  workforce  solutions  to  client  partners  and  field  talent  candidates  via  both  national  and  local  advertising 
activities.  A  significant  portion  of  our  total  marketing  efforts  comes  from  direct  marketing  via  telephone  solicitation. 
Promotions  consists  of  digital  display,  search  engine  marketing,  social  media,  trade  publications,  job  boards  and  events.  As 
well,  reputation  management  is  a  promotional  utility  that  serves  as  the  first  impression;  interactions  on  reviews,  comments, 
posts, direct messages, etc. give our followers a cursory notion of our values and business practices. We market our hiring and 
career management advice through all digital platforms (websites, social media, and blogs) and have expanded our use of job 
boards and aggregators in all aspects of sales and recruitment. Joint marketing arrangements have been entered into with major 
software partners. We actively seek endorsements and affiliations with professional organizations in the accounting and finance, 
technology, apartment community, commercial building, creative and marketing fields. To enhance public recognition of us and 
our workforce solutions, we conduct public relations activities and team members and field talent are encouraged to be active in 
civic organizations and industry trade groups in their local communities.

Growth Strategy

We are committed to growing our operations. Revenues have grown from $35 million in 2009 to $277.9 million in 2020, 

by using a growth strategy reliant upon both acquisitions and organic growth.

We  will  continue  to  evaluate  acquisition  opportunities  utilizing  our  proven  approach  to  the  assessment,  valuation,  and 
integration of acquisitions. Additionally, we are committed to continue to grow our operations in our current markets, as well as 
expand into new markets within the segments and industries that we currently serve.

We are organized to handle many of the administrative functions at our home office location so that our segment operations 

can focus on business development and the effective recruiting and assignment of field talent.

We continue to invest in technology and process improvements, as necessary, to ensure that we are operating at optimal 
productivity  and  performance.  In  April  2019,  our  board  of  directors  authorized  $10.0  million  over  a  three  year  period  to 
enhance our technology infrastructure, which is our “IT roadmap.” We have organized our top information technology goals 
and success criteria into six workstreams designed to align similar technologies, project predecessors and business stakeholders 
that  will  guide  the  roadmap  for  delivery  prioritization.  These  workstreams  include  front  office,  middle  office,  back  office, 
modern workplace, IT infrastructure and project management. To date we have spent $6.8 million of which $2.3 million is in 
our selling and administrative expense and we have been able to complete 14 projects across all of the workstreams. There are 
currently 7 active projects, with several starting in 2021.

8

 
Competition

The workforce solutions market is highly competitive with limited barriers to entry. We compete in national, regional and 
local markets with full-service and specialized workforce solution companies. Some of our competitors have significantly more 
marketing  and  financial  resources  than  we  do.  Price  competition  in  the  industry  is  intense.  We  expect  that  the  level  of 
competition will remain high, which could limit our ability to maintain or increase our market share or profitability.

The  principal  competitive  factors  in  attracting  qualified  candidates  for  assignments  are  pay  rates,  availability  of 
assignments, duration of assignments and responsiveness to requests for placement. We believe that many potential candidates 
seeking assignments through us may also be pursuing assignments through other means. Therefore, the speed at which we place 
prospective  field  talent  and  the  availability  of  appropriate  assignments  are  important  factors  in  our  ability  to  complete 
assignments of qualified field talent. In addition to having high quality field talent to assign in a timely manner, the principal 
competitive factors in obtaining and retaining client partners in the workforce solution industry are properly assessing the client 
partners’ specific job requirements, the appropriateness of the field talent assigned to the client partner, the price of services and 
the monitoring of client partner satisfaction. Although we believe we compete favorably with respect to these factors, we expect 
competition to continue to increase.

Seasonality and Other Fluctuations

Our business experiences seasonal fluctuations. Our quarterly operating results are affected by the number of billing days 
in a quarter, as well as the seasonality of our client partners’ business. Demand for our Real Estate workforce solutions increase 
in the second quarter and is highest during the third quarter of the year due to the increased turns in multifamily units during the 
summer months when schools are not in session. Demand for our Light Industrial workforce solutions increases during the third 
quarter of the year and peaks in the fourth quarter due to increase in the demand for holiday help. Overall first quarter demand 
can be affected by adverse weather conditions in the winter months. In addition, our cost of services typically increases in the 
first quarter primarily due to the reset of payroll taxes.

The industry has historically been cyclical, often acting as an indicator of both economic downturns and upswings. Client 
partners  tend  to  use  contingent  workforce  solutions  to  supplement  their  existing  workforce  and  generally  hire  direct  workers 
when long-term demand is expected to increase. As a consequence, our revenues tend to increase quickly when the economy 
begins  to  grow  and,  conversely,  our  revenues  can  also  decrease  quickly  when  the  economy  begins  to  weaken.  Historically, 
demand  for  permanent  placement  workforce  solutions  is  even  more  sensitive  to  economic  and  labor  market  conditions  than 
demand for workforce and consultant solutions and this is expected to continue.

Our  business,  results  of  operations,  and  financial  condition  have  been,  and  may  continue  to  be,  adversely  impacted  in 
material  respects  by  COVID-19  and  by  related  government  actions,  non-governmental  organization  recommendations,  and 
public perceptions, all of which have led and may continue to lead to disruption in global economic and labor markets. These 
effects have had a significant impact on our business, including reduced demand for our workforce solutions, early terminations 
or reductions in projects, and hiring freezes, and a shift of a majority of our workforce to remote operations, all of which have 
contributed to a decline in revenues and other significant adverse impacts on our financial results. 

Human Capital

We are a workforce solutions company dedicated to connecting people to work in ways that enrich their lives. At BGSF, we 
define our purpose by championing the future of people, transforming lives, and positively impacting entire communities. We 
are  more  than  a  transactional  business.  Our  focus  is  on  the  big  picture.  We  believe  we  can  be  a  powerful  force  for  good  by 
connecting people to opportunities that enrich their lives and support their personal and professional development. Embedded in 
our  character  is  the  positive  energy  we  embrace  that  drives  a  happy  work  environment,  that  shapes  a  happy  home,  which 
cascades into happier communities. We believe small actions can turn into big impacts, creating a ripple that becomes a wave 
powerful enough to change the world around us. This is what we call The BG Ripple Effect. In order to compete and succeed in 
our highly competitive and rapidly evolving markets, it is crucial that we attract and retain experienced internal team members, 
as well as talent to work for our client partners. As part of these efforts, we strive to offer competitive total rewards programs, 
foster  an  inclusive  and  diverse  environment,  and  give  team  members  the  opportunity  to  give  back  to  their  communities  and 
make a social impact.

9

First and foremost, the success of our business is fundamentally connected to the well-being of our people. Accordingly, we 
are committed to the health, safety and wellness of our team members and talent. In response to the COVID-19 pandemic, we 
implemented significant operating environment changes that we determined were in the best interest of our team members and 
talent, as well as the communities in which we operate, and which comply with government regulations. This includes having 
the  vast  majority  of  our  internal  team  members  work  from  home,  while  implementing  additional  safety  measures  for  team 
members and talent continuing critical on-site work.

Team Members

As  of  January  15,  2021,  we  employed  approximately  400  team  members  working  remotely  or  in  our  various  market 

locations in the United States. 

Field Talent

In addition to our team members, BGSF matches talent with our client partners. In 2020, we placed approximately 21,500 
individuals in positions with our client partners. In significantly all of these instances, we remain the employer of record for 
substantially  all  of  our  talent  working  at  our  client  partner  locations.  This  means  that  we  retain  responsibility  for  all 
assignments, wages, benefits, workers’ compensation insurance, and the employers’ share of applicable payroll taxes as well as 
the administration of the team members' share of these taxes. We also offer our talent access to competitive health and benefit 
programs while they are working with us.

Compensation and Benefits

BGSF  is  committed  to  providing  competitive,  equitable  and  fiscally  responsible  total  rewards  programs  to  our  team 
members.  Our  compensation  programs  are  designed  to  attract,  retain  and  reward  talented  individuals  who  possess  the  skills 
necessary  to  achieve  our  strategic  goals  and  create  long-term  value  for  our  shareholders.  We  provide  team  members  with 
competitive  compensation  opportunities,  with  pay  for  performance  opportunities  that  include  a  mix  of  base  salary, 
commissions, short-term incentives and, in the case of our more senior team members, long-term equity awards. We believe 
that our programs provide fair and competitive opportunities that align team member and shareholder interests. In addition to 
cash and equity compensation, we also offer team members competitive benefits such as life and health (medical, dental and 
vision)  insurance,  paid  time  off  including  volunteer  time  off,  wellness  benefits,  education/tuition  reimbursement,  a  defined 
contribution retirement plan and in 2021 will offer an Employee Stock Purchase Plan. 

Diversity, Equity, and Inclusion

We are committed to fostering an inclusive and diverse workforce. Our responsibility commitment is overseen by executive 
leadership,  along  with  board-level  oversight  led  by  our  Nominating  and  Governance  Committee.  In  September  2020,  we 
formed  a  diversity,  equity  and  inclusion  council  called  Voices  Inspiring  Inclusion,  Belonging,  and  Equity  (“VIIBE”),  which 
now comprises more than 45 team members and represents broad perspectives across our organization. VIIBE is chaired by our 
new  Director  of  Diversity,  Development  and  Learning  appointment  made  in  February  2021.  Later  in  the  year,  we  expect  to 
form team member resource groups to foster an environment of belonging and support team members’ efforts to maximize their 
potential.  The  essential  work  of  VIIBE  has  already  begun  with  the  development  of  foundational  pillars  of  excellence  that 
promote  this  philosophy.  We  are  focused  on  how  we  source,  recruit,  develop,  appreciate,  and  leverage  perspectives  and 
experiences  of  underrepresented  talent.  This  focus  will  extend  to  our  collaboration  with  client  partners,  selection  of  vendor 
partners, engagement in our communities and prioritization of overall work-life harmony. Our commitment to diversity, equity 
and  inclusion  does  not  sit  with  a  singular  individual,  but  with  every  employee  at  BGSF.  BGSF  leaders  will  be  provided 
additional inclusive-leadership growth opportunities, understanding the importance of mitigating biases, as we shape our future 
talent pool selections, onboard new talent, and support future career trajectories.

10

 
On November 27, 2020, we employed approximately 5,000 people, of which 8% were internal team members and 92% were 

field talent supporting our client partners across the country. 

• Women  represented  39%  of  all  employees,  and  underrepresented  minorities  (“URMs”,  defined  as  those  who 
identify  as  Black/African  American,  Hispanic/Latinx,  Native  American/Alaska  Native,  Asian,  Native  Hawaiian/
Pacific  Islander  and/or  two  or  more  races)  represented  72%  of  our  all  of  our  reporting  employees  (13%  of 
employees in contingent roles chose not to disclose this information);

• Women  represented  62%  of  our  internal  team  members  and  56%  of  internal  team  members  in  managerial  and 

leadership roles; and

•

URMs  represent  36%  of  our  internal  team  members  and  21%  of  internal  team  members  in  managerial  and 
leadership roles identified as URMs.

Our focus is to ensure BGSF is cultivating equality and equity, while recognizing and celebrating our differences at work, in 

our homes, and out in the communities.

Community Involvement

We consider sustainability to be a guiding principle in strengthening the relationship with our workforce, vendor partners 
and  client  partners.  Through  our  programs  and  initiatives,  we  seek  to  contribute  to  improving  the  quality  of  life  of  our  team 
members, their families, as well as the communities in which they operate. Designed on the concept of social investment, our 
approach  ensures  the  creation  of  future  development  capacities  instead  of  aiding  on  isolated  occasions.  Supporting  our 
communities has always been an important part of how we uphold our company values. To this end, we support volunteerism 
through two paid days so team members can serve their charity, cause or not-for-profit organization of choice. For 2020, our 
team  members  supported  several  causes  of  personal  importance,  such  as  Breast  Cancer  Awareness,  Autism,  Make-A-Wish 
Foundation, various domestic violence groups, American Heart Association, Dress for Success, United Way, and Chefs Across 
America, supporting restaurants and food insecurity during COVID-19. We also launched Philanthropy Cloud to fully empower 
team member-driven giving by accessing a global network of opportunities to donate, volunteer and advocate for any cause.

Team Engagement

As  part  of  the  BGSF  initiative  to  provide  its  team  members  with  feedback  opportunities,  in  2020,  we  conducted  several 
surveys  to  understand  team  member  needs  and  support  team  members  both  prior  to  and,  more  importantly,  during  the 
pandemic. The survey results were analyzed and reviewed by our senior leadership. The results of this engagement survey were 
shared with individual managers, who were then tasked with taking action based on their team members’ confidential feedback 
(both quantitative and qualitative). By paying close attention to the results both at an aggregate enterprise level as well as at a 
department/business/workgroup  level,  we  have  been  able  to  enhance  our  culture  of  rewards  and  recognition,  drive  efforts  to 
promote inclusion and diversity, increase communication in support of team member well-being and modernize our approach to 
foster a culture of continuous learning and feedback. We are also nearing the rollout of a social recognition platform to align 
awards and recognition to our BGSF values.

Learning and Development

We  emphasize  team  member  development  and  learning  as  a  priority  for  the  organization.  We  believe  learning  and 
development are key elements to overall retention, engagement, and team member experience strategy. This direction is led by 
our  new  Director  of  Diversity,  Development  and  Learning  appointment  made  in  February  2021.  Our  strategy  is  designed  to 
empower team members to reach their full potential, and we provide a wide range of development programs, opportunities, and 
resources needed to be successful. As we move towards the creation of the BGSF University, our goal is to provide a variety of 
learning  channels  including  instructor-led,  facilitated  custom  workshops,  leader-led,  cohort  and  mentorships,  self-paced,  e-
learning and a catalog of vendor-provided courses, videos, resources, and books. We are committed to the organization's overall 
health and providing career progression by providing individual development, readiness, and transition plans as a part of our 
talent review and succession planning process.

11

Intellectual Property

We  own  or  have  rights  to  various  copyrights,  trademarks,  service  marks,  trade  names  and  domain  names  used  in  our 
business, including, but not limited to, BGSF, BG Staffing, BG Staffing Group, BG Personnel Services, Extrinsic, American 
Partners,  InStaff,  BG  Temporary  Staffing,  BG  Multifamily,  BG  Talent,  Triance,  Donovan  &  Watkins,  D&W  Talent,  Vision 
Technology  Services,  Zycron,  Smart  Resources,  Accountable  Search,  L.J.  Kushner  &  Associates,  EdgeRock,  EdgeRock 
Technology  Partners,  EdgeRock  Technology  Partners  &  Design,  Momentum  Solutionz,  Creative  Data  Solutions,  bgsf.com, 
bgstaffing.com,  bgstaffinggroup.com,  bgpersonnel.com,  bgpersonnel.net,  bgstaffing.net,  bgcompanies.net,  bgmail.com, 
ltnstaffing.com, milwaukeetemps.com, milwaukeetmepsinc.com, extrinsicllc.com, extrinsicgroup.com, extrinsicresources.com, 
jnastaffing.com,  therightpeoplerightnow.com,  rightpeoplerightnow.com,  americanpartnersinc.com,  instaff.com,  donwat.com, 
vistechs.com, 
ljkushner.com, 
edgerockconsultants.com, 
edgerock.com, 
edgerockit.com,  edgerockpartners.com,  edgerockperm.com,  edgerockred.com,  edgerocksearch.com,  edgerocksolutions.com, 
edgerockstaffing.com,  edgerocktech.com,  edgerocktech.net,  edgerocktechnologies.com,  etphome.com,  joinedgerock.com, 
myedgerock.com, and momentumsolutionz.com. Our trade names are valuable assets that reinforce the distinctiveness of our 
brands.

executiveassistantsearch.com, 
edgerockcares.net, 

accountablesearch.com, 
edgerockcares.com, 

edgerockblue.com, 

smartstaffing.com, 

edgerock.net, 

zycron.com, 

Regulation

We are subject to regulation by numerous federal, state and local regulatory agencies, including but not limited to the U.S. 
Department  of  Labor,  which  sets  employment  practice  standards  for  workers,  and  similar  state  and  local  agencies.  We  are 
subject to the laws and regulations of the jurisdictions within which we operate. While the specific laws and regulations vary 
among these jurisdictions, some require some form of licensing and often have statutory requirements for workplace safety and 
notice of change in obligation of workers’ compensation coverage in the event of contract termination. Although compliance 
with  these  requirements  imposes  some  additional  financial  risk  on  us,  particularly  with  respect  to  those  client  partners  who 
breach their payment obligation to us, such compliance has not had a material adverse effect on our business to date. Increased 
government  regulation  of  the  workplace  or  of  the  employer-employee  relationship,  or  judicial  or  administrative  proceedings 
related to such regulation, could also materially harm our business.

Available Information

We file electronically with the SEC our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports 
on Form 8-K, and amendments to those reports pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as 
amended.  Our  website  address  is  www.bgsf.com.  The  information  included  on  our  website  is  not  included  as  a  part  of,  or 
incorporated by reference into, this Annual Report on Form 10-K. We will make available free of charge through our website 
our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, and amendments to those 
reports  filed  or  furnished  pursuant  to  Section  13(a)  or  15(d)  of  the  Exchange  Act  as  soon  as  reasonably  practicable  after  we 
have  filed  or  furnished  such  material  to  the  SEC.  The  SEC  maintains  an  Internet  site  that  contains  reports,  proxy  and 
information  statements,  and  other  information  regarding  issuers  that  file  electronically  with  the  SEC  at  www.sec.gov. 
Furthermore,  we  will  provide  electronic  or  paper  copies  of  filings  free  of  charge  upon  written  request  to  our  Corporate 
Secretary.

ITEM 1A. RISK FACTORS.

There are numerous and varied risks that may prevent us from achieving our goals, including those described below. You 
should carefully consider the risks described below and the other information included in this Annual Report on Form 10-K, 
including our consolidated financial statements and related notes. If any of the events or circumstances described below were to 
occur, our business, the financial condition and the results of operations could be materially adversely affected. As a result, the 
trading price of our common stock could decline, and investors could lose part or all of their investment. The risks below are 
not  the  only  risks  we  face.  Additional  risks  not  currently  known  to  us  or  that  we  currently  deem  to  be  immaterial  may  also 
adversely affect our business, financial condition or results of operations. Past financial performance should not be considered 
to be a reliable indicator of future financial performance, and investors should not use historical trends to anticipate results or 
trends in future periods.

12

 
 
Risks Related to Our Company and Our Business

We  operate  in  a  highly  competitive  industry  with  low  barriers  to  entry,  and  may  be  unable  to  compete  successfully 

against existing or new competitors.

The workforce solution market is highly competitive with limited barriers to entry. We compete in national, regional and 
local markets with approximately 25,000 full-service and specialized workforce solution companies. We expect that the level of 
competition will remain high, which could limit our ability to maintain or increase our market share or profitability.

Several of our existing or potential competitors have substantially greater financial, technical and marketing resources than 

we do, which may enable them to:

•
•
•
•
•
•

Develop and expand their infrastructure and service offerings more quickly and achieve greater cost savings;
Invest in new technologies;
Expand operations into new markets more rapidly;
Devote greater resources to marketing;
Compete for acquisitions more effectively and complete acquisitions more easily; and
Aggressively price products and services and increase benefits in ways that we may not be able to match.

In order to compete effectively in our markets, we must target our potential client partners carefully, continue to improve 
our efficiencies and the scope and quality of our workforce solutions, and rely on our service quality, innovation, education and 
program  clarity.  If  our  competitive  advantages  are  not  compelling  or  sustainable,  then  we  are  unlikely  to  increase  or  sustain 
profits and our stock price could significantly decline.

In addition, heightened competition among our existing competitors, especially on a price basis, or by new entrants into the 
market, could create additional competitive pressures that may reduce our margins and adversely affect our business. If we fail 
to successfully respond to these competitive pressures or to implement our strategies effectively, our revenues or gross margins 
could be significantly reduced.

Our business is subject to risks associated with geographic market concentration.

Geographic revenue in excess of 10% of our consolidated revenue in fiscal year 2020 and the related percentage for fiscal 

years 2019 and 2018 was generated in the following areas: 

Maryland
Massachusetts
Tennessee
Texas

2020

2019

2018

 11 %
 14 %
 14 %
 23 %

 11 %
 1 %
 15 %
 28 %

 11 %
 2 %
 14 %
 29 %

Consequently,  weakness  in  economic  conditions  in  these  regions  could  have  a  material  adverse  effect  on  our  financial 

position and results of future operations.

A  downturn  of  the  U.S.  or  global  economy  could  result  in  our  client  partners  using  fewer  workforce  solutions  or 

becoming unable to pay us for our services on a timely basis or at all, which would materially adversely affect our business.

Because demand for workforce solutions is sensitive to changes in the level of economic activity, our business may suffer 
during  economic  downturns.  During  periods  of  weak  economic  growth  or  economic  contraction,  the  demand  for  such 
workforce  solutions  typically  declines.  When  demand  drops,  our  operating  profit  is  typically  impacted  unfavorably  as  we 
experience a deleveraging of our selling and administrative expense base as expenses may not decline as quickly as revenues. In 
periods of decline, we can only reduce selling and administrative expenses to a certain level without negatively impacting the 
long-term potential of our brands. Additionally, during economic downturns companies may slow the rate at which they pay 
their vendors, or they may become unable to pay their obligations. If our client partners become unable to pay amounts owed to 
us, or pay us more slowly, then our cash flow and profitability may materially suffer.

13

 
 
 
 
 
Our business depends on a strong reputation and anything that harms our reputation will likely harm our results. 

As a provider of workforce solutions, as well as consultant services, our reputation is dependent upon the performance of 
the field talent we place with our client partners and the services rendered by our consultants. We depend on our reputation and 
name  recognition  to  secure  engagements  and  to  hire  qualified  field  talent  and  consultants.  If  our  client  partners  become 
dissatisfied with the performance of those field talent or consultants or if any of those field talent or consultants engage in or are 
believed to have engaged in conduct that is harmful to our client partners, our ability to maintain or expand our client base may 
be  significantly  harmed.  Moreover,  use  of  our  copyrights,  trademarks,  service  marks,  trade  names,  domain  names,  or  other 
intellectual  property  by  third  parties,  including  but  not  limited  to  unauthorized  use  by  third  parties  for  criminal  purposes  or 
otherwise,  even  if  such  use  is  outside  our  reasonable  control,  may  significantly  harm  our  reputation  or  the  value  of  our 
copyrights,  trademarks,  service  marks,  trade  names,  domain  names,  or  other  intellectual  property,  or  subject  us  to  legal 
proceedings, and therefore have a material adverse effect on our business, results of operations, or financial condition.

 We would be adversely affected by the loss of key personnel.

Our operations and financial success depend significantly on our leadership management team and team members. The loss 
of  any  key  members  of  this  group  could  have  a  material  adverse  effect  on  our  business,  financial  condition  and  results  of 
operations.

We depend on our ability to attract and retain qualified field talent.

We  depend  on  our  ability  to  attract  qualified  field  talent  who  possess  the  skills  and  experience  necessary  to  meet  the 
workforce solution requirements of our client partners. We must continually evaluate our base of available qualified personnel 
to  keep  pace  with  changing  client  partner  needs.  Competition  for  individuals  with  proven  professional  skills  is  intense,  and 
demand for these individuals is expected to remain strong for the foreseeable future. There can be no assurance that qualified 
personnel will continue to be available. Our success is substantially dependent on our ability to recruit and retain qualified field 
talent.

Our  workforce  solution  agreements  may  be  terminated  on  short  notice,  leaving  us  vulnerable  to  loss  of  a  significant 

amount of client partners in a short period of time.

Our workforce solution agreements with our client partners are generally cancellable by the client partners with little or no 
notice to us. As a result, a significant number of our client partners can terminate their agreements with us at any time, making 
us particularly vulnerable to a significant decrease in revenue within a short period of time that could be difficult to quickly 
replace.

If we are unable to retain existing client partners or attract new client partners, our results of operations could suffer.

Increasing the growth and profitability of our business is particularly dependent upon our ability to retain existing client 
partners  and  capture  additional  client  partners.  Our  ability  to  do  so  is  dependent  upon  our  ability  to  provide  high  quality 
workforce  solutions  and  offer  competitive  prices.  If  we  are  unable  to  execute  these  tasks  effectively,  we  may  not  be  able  to 
attract a significant number of new client partners and our existing client partners base could decrease, either or both of which 
could have a materially adverse impact on our revenues.

Acquisitions and new business initiatives may not be successful.

We  expect  to  continue  making  acquisitions  and  entering  into  new  business  initiatives  as  part  of  our  long-term  business 
strategy. These acquisitions and new business initiatives involve significant challenges and risks, including that they may not 
advance our business strategy, that we may not realize a satisfactory return on our investment, that we may experience difficulty 
in  integrating  operations,  or  diversion  of  management’s  attention  from  our  other  business.  We  may  be  unable  to  identify 
suitable acquisition candidates in the future. Moreover, acquisitions may require substantial capital needs and the incurrence of 
additional indebtedness which may change significantly our capitalization and results of operations. Further, these acquisitions 
could result in post-closing discovery of material undisclosed liabilities of the acquired business or assets, title or other defects 
with  respect  to  acquired  assets,  discrepancies  or  errors  in  furnished  financial  statements  or  other  information  or  breaches  of 
representations made by the sellers, or the unexpected loss of key team members or client partners from acquired businesses. 
These events could cause material harm to our operating results or financial condition.

14

 
 
 
We have debt that could adversely affect our financial health and prevent us from fulfilling our obligations or put us at 

a competitive disadvantage.

While  we  believe  our  current  debt  level  is  reasonable,  we  have  utilized,  and  expect  to  continue  to  utilize,  debt  for 
acquisitions.  Our  level  of  debt  and  the  limitations  imposed  on  us  by  our  lenders  could  have  a  material  impact  on  investors, 
including the requirement to use a portion of our cash flow from operations for debt service rather than for our operations and 
the need to comply with the various covenants associated with such debt. Additionally, we may not be able to obtain additional 
debt financing for future working capital, capital expenditures or other home office purposes or may have to pay more for such 
financing. We could also be less able to take advantage of significant business opportunities, such as acquisition opportunities, 
and  to  react  to  changes  in  market  or  industry  conditions,  or  we  may  be  disadvantaged  compared  to  competitors  with  less 
leverage.

We have significant working capital needs and if we are unable to satisfy those needs from cash generated from our 

operations or borrowings under our revolving credit facility, we may not be able to meet payroll requirements.

We  require  significant  amounts  of  working  capital  to  operate  our  business.  If  we  experience  a  significant  and  sustained 
drop in operating profits, or if there are unanticipated reductions in cash inflows or increases in cash outlays, we may be subject 
to cash shortfalls. If such a shortfall were to occur for even a brief period of time, it may have a significant adverse effect on our 
business. In particular, we use working capital to pay expenses relating to our team members and field talent and to satisfy our 
workers’ compensation and tax liabilities. Generally, we pay our field talent on a weekly basis while we receive payments from 
our client partners 30 to 60 days after billing. As a result, we must maintain sufficient cash availability to pay team members 
and field talent and fund related payroll liabilities prior to receiving payment from client partners.

We derive working capital for our operations through cash generated by our operating activities and borrowings under our 
revolving  credit  facility.  We  believe  that  our  current  sources  of  capital  are  adequate  to  meet  our  working  capital  needs. 
However, our available sources of capital are limited. If our working capital needs increase in the future, we may be forced to 
seek additional sources of capital, which may not be available on commercially reasonable terms, or at all.

The  maximum  amount  we  are  entitled  to  borrow  under  our  revolving  credit  facility  is  currently  $35.0  million  and  the 
availability of unused funds is affected by financial, business, economic and other factors, as well as by the daily timing of cash 
collections and cash outflows. 

We typically experience significant seasonal and other fluctuations in our borrowings and borrowing availability, and we 
aggressively manage our cash flow to ensure adequate funds to meet working capital needs. Such management steps include 
working  to  improve  collections,  adjusting  the  timing  of  cash  expenditures  and  managing  operating  expenses.  However,  such 
steps may not always be successful.

Failure  to  comply  with  restrictive  covenants  under  our  credit  agreement  could  trigger  prepayment  obligations  or 

additional costs.

Our credit agreement includes various financial and other covenants with which we have to comply in order to maintain 

borrowing availability and avoid default interest, including minimum fixed charge coverage ratio and maximum leverage ratio.

Any future failure to comply with our covenants which may occur under our credit agreement could result in an event of 
default which, if not cured or waived, could trigger prepayment obligations. There can be no assurances that any lender will 
waive defaults that may occur in the future. If we are forced to refinance our credit agreement, there can be no assurance that 
such  refinancing  would  be  available  or  that  such  refinancing  would  not  have  a  material  adverse  effect  on  our  business  and 
financial condition. Even if such refinancing were available, the terms could be less favorable and our results of operations and 
financial condition could be materially adversely affected by increased costs and interest rates.

We could be required to write-off goodwill or intangible assets in future periods if our future operating results suffer.

In accordance with generally accepted accounting principles, we are required to review our goodwill and intangible assets 
for impairment at least annually. Our goodwill and intangibles assets were $32.1 million and $33.8 million, respectively, at the 
end of fiscal year 2020. An unfavorable evaluation could cause us to write-off these assets in future periods. Any future write-
offs could have a material adverse impact on our results of operations.

15

 
 
The  amount  of  collateral  that  we  are  required  to  maintain  to  support  our  workers’  compensation  obligations  could 

increase, reducing the amount of capital we have available to support and grow our field operations.

We  are  contractually  obligated  to  collateralize  our  workers’  compensation  obligations  under  our  workers’  compensation 
program through irrevocable letters of credit, surety bonds or cash. Our workers’ compensation program renews annually on 
January  1  of  each  year,  and  as  part  of  the  renewal,  collateral  is  adjusted  to  reflect  current  operating  levels.  These  collateral 
requirements  are  significant  and  place  pressure  on  our  liquidity  and  working  capital  capacity.  We  believe  that  our  current 
sources of liquidity are adequate to satisfy our immediate needs for these obligations; however, our available sources of capital 
are limited. Depending on future changes in collateral requirements, we could be required to seek additional sources of capital 
in the future, which may not be available on commercially reasonable terms, or at all.

We are dependent on workers’ compensation insurance coverage at commercially reasonable terms.

We provide workers’ compensation insurance for our team members and field talent. Our workers’ compensation insurance 
policies are renewed annually. We cannot be certain we will be able to obtain appropriate types or levels of insurance in the 
future  or  that  adequate  replacement  policies  will  be  available  on  commercially  reasonable  terms.  The  loss  of  our  workers’ 
compensation insurance coverage would prevent us from doing business in the majority of our markets. Further, we cannot be 
certain  that  our  current  and  former  insurance  carriers  will  be  able  to  pay  claims  we  make  under  such  policies.  The  loss  of 
workers' compensation insurance could have a material adverse effect on our financial position and results of operations.

Because we assume the obligation to make wage, tax and regulatory payments in respect of our team members and field 

talent, we are exposed to client partner credit risks.

We  generally  assume  responsibility  for  and  manage  the  risks  associated  with  our  team  members  and  field  talent  payroll 
obligations,  including  liability  for  payment  of  salaries  and  wages  (including  payroll  taxes),  as  well  as  group  health  and 
retirement benefits. These obligations are fixed, whether or not the client partner makes payments required by our workforce 
solutions agreement, which exposes us to credit risks. We attempt to mitigate this risk by generally invoicing our client partners 
weekly and having a high number of client partners who are geographically and industry diverse. We also carefully monitor the 
timeliness of our client partners’ payments and impose strict credit standards on our client partners. If we fail to successfully 
manage our credit risk, we may suffer significant losses which would decrease our profitability.

Our business is subject to federal, state and local labor and employment laws and a failure to comply could materially 

harm our business.

We are subject to regulation by numerous federal, state and local regulatory agencies, including but not limited to the U.S. 
Department  of  Labor,  which  sets  employment  practice  standards  for  workers,  and  similar  state  and  local  agencies.  We  are 
subject to the laws and regulations of the jurisdictions within which we operate. While the specific laws and regulations vary 
among these jurisdictions, some require some form of licensing and often have statutory requirements for workplace safety and 
notice of change in obligation of workers’ compensation coverage in the event of contract termination. Compliance with these 
requirements imposes some additional financial risk on us, particularly with respect to those client partners who breach their 
payment obligation to us. Any inability or failure to comply with government regulation could materially harm our business. 
Increased  government  regulation  of  the  workplace  or  of  the  employer-employee  relationship,  or  judicial  or  administrative 
proceedings related to such regulation, could also materially harm our business.

The  Patient  Protection  and  Affordable  Care  Act  and  the  Health  Care  and  Education  Reconciliation  Act  of  2010 
(collectively,  the  “Health  Care  Reform  Laws”)  include  various  health-related  provisions  that  took  effect  during  2014  and 
established  new  regulations  on  health  plans.  Although  the  Health  Care  Reform  Laws  do  not  mandate  that  employers  offer 
health  insurance,  beginning  in  2015  tax  penalties  were  assessed  on  employers  who  do  not  offer  health  insurance  that  meets 
certain affordability or benefit requirements. A portion of the 2017 Tax Cuts and Jobs Act became effective in 2019 reducing 
the penalty to zero that requires most individuals to have health insurance, which effectively repealed the Health Care Reform 
Laws  requirement.  However,  some  states  have  begun  proceedings  to  keep  these  mandates  intact  through  state  legislation. 
Unless modified by regulations or subsequent legislation, the payment of tax penalties if such coverage is not adequate, may 
increase our costs. Without the individual mandate, more individuals might decline coverage, which could have an impact on 
employer premiums. If we are unable to raise the rates we charge our client partners to cover these costs, such increases in costs 
could materially harm our business.

16

 
 
 
 
In  addition,  certain  of  our  client  partners  may  require  that  we  indemnify  them  against  losses  in  the  event  that  the  client 
partner is determined to be non-compliant with the Health Care Reform Laws with respect to one or more of our field talent 
assigned to such client partner. While we have not received notice from any client partner that acts or omissions by us may have 
resulted in losses to the client partner relating to non-compliance with the Health Care Reform Laws, any future liabilities that 
may  be  incurred  by  us  pursuant  to  any  such  indemnification  provisions  could  materially  and  adversely  affect  our  results  of 
operations.

It is likely that the U.S. Congress will continue to seek to modify, repeal, or otherwise invalidate all, or certain provisions 
of, the Health Care Reform Laws. It is unclear at this point what the scope of any future such legislation will be and when it 
will become effective. Because of the uncertainty surrounding this replacement health care reform legislation, we cannot predict 
with any certainty the likely impact of the Health Care Reform Laws’ repeal or the adoption of any other health care reform 
legislation on our financial condition or operating results. Whether or not there is alternative health care legislation enacted in 
the U.S., there is likely to be significant disruption to the health care market in the coming months and years and the costs of 
our health care expenditures may increase.

  We  may  be  exposed  to  employment-related  claims  and  losses,  including  class  action  lawsuits,  which  could  have  a 

material adverse effect on our business.

Workforce solution providers typically assign personnel in the workplaces of other businesses. The risks of these activities 

include possible claims relating to:

discrimination and harassment;
wrongful termination or denial of employment;
violations of employment rights related to employment screening or privacy issues;
classification of field talent;
assignment of illegal aliens;
violations of wage and hour requirements;
retroactive entitlement to field talent benefits;
errors and omissions by our field talent;

•
•
•
•
•
•
•
•
• misuse of client partners proprietary information;
• misappropriation of funds;
•
•

damage to client partners facilities due to negligence of field talent; and
criminal activity.

We may incur fines and other losses or negative publicity with respect to these claims. In addition, these claims may give 
rise  to  litigation,  which  could  be  time-consuming  and  expensive.  New  employment  and  labor  laws  and  regulations  may  be 
proposed or adopted that may increase the potential exposure of employers to employment-related claims and litigation. There 
can be no assurance that the policies we have in place to help reduce our exposure to these risks will be effective or that we will 
not experience losses as a result of these risks. There can also be no assurance that the insurance policies we have purchased to 
insure against certain risks will be adequate or that insurance coverage will remain available on commercially reasonable terms 
or be sufficient in amount or scope of coverage.

U.S. federal tax regulations and interpretations could adversely affect us. 

On December 22, 2017, the Tax Cuts and Jobs Act (the “TCJA”) was signed into law. Notwithstanding the reduction in the 
corporate income tax rate, the overall impact of these changes on our results of operations will likely evolve as new regulations 
and  interpretations  relating  to  the  TCJA  are  implemented.  In  addition,  various  political  figures  have  pledged  their  support  to 
overturning or modifying key aspects of the TCJA which could further increase the uncertainty relating to the impact of this or 
any future tax legislation on our results of operations.

17

 
 
 
Natural disasters and unusual weather conditions, pandemic outbreaks, terrorist acts, global political events and other 
serious  catastrophic  events  could  disrupt  business  and  otherwise  materially  adversely  affect  our  business  and  financial 
condition. 

With operations in many states, we are subject to numerous risks outside of our control, including risks arising from natural 
disasters, such as fires, earthquakes, hurricanes, floods, tornadoes, unusual weather conditions, pandemic outbreaks and other 
health emergencies, terrorist acts or disruptive political events, or similar disruptions that could materially adversely affect our 
business  and  financial  performance.  Our  operations  are  heavily  dependent  on  the  ability  of  team  members,  field  talent  and 
consultants to travel from business to business and from location to location. Any public health emergencies, including a real or 
potential pandemic such as those caused by the avian flu, SARS, Ebola, COVID-19, or even a particularly virulent flu, could 
decrease demand for our workforce solutions and our ability to offer them. Uncharacteristic or significant weather conditions 
can  affect  travel  and  the  ability  of  businesses  to  remain  open,  which  could  lead  to  decreased  ability  to  offer  our  workforce 
solutions and materially adversely affect our short-term results of operations. Although we cannot predict such events or their 
consequences, these events could materially adversely affect our stock price, reputation, business and financial condition.

Our business, results of operations, and financial condition have been and may continue to be adversely impacted in 

material respects by the COVID-19 pandemic, and future adverse impacts could be material and difficult to predict.

Our  business,  results  of  operations,  and  financial  condition  have  been,  and  may  continue  to  be,  adversely  impacted  in 
material  respects  by  COVID-19  and  by  related  government  actions,  non-governmental  organization  recommendations,  and 
public perceptions, all of which have led and may continue to lead to disruption in global economic and labor markets. These 
effects have had a significant impact on our business, including reduced demand for our workforce solutions, early terminations 
or reductions in projects, and hiring freezes, and a shift of a majority of our workforce to remote operations, all of which have 
contributed to a decline in revenues and other significant adverse impacts on our financial results. Other potential impacts of 
COVID-19  may  include  continued  or  expanded  closures  or  reductions  of  operations  with  respect  to  our  client  partners’ 
operations or facilities, the possibility our client partners will not be able to pay for our workforce solutions, or that they will 
attempt to defer payments owed to us, either of which could materially impact our liquidity, the possibility that the uncertain 
nature  of  the  pandemic  may  not  yield  the  increase  in  certain  of  our  workforce  solutions  that  we  have  historically  observed 
during  periods  of  economic  downturn,  and  the  possibility  that  various  government-sponsored  programs  to  provide  economic 
relief may be inadequate. Further, we may continue to experience adverse financial impacts, some of which may be material, if 
we cannot offset revenue declines with cost savings through expense-related initiatives, human capital management initiatives, 
or  otherwise.  As  a  result  of  these  observed  and  potential  developments,  we  expect  our  business,  results  of  operations,  and 
financial condition to continue to be negatively affected.

We  continue  to  observe  the  impact  of  the  COVID-19  outbreak  on  our  consolidated  operating  results,  our  candidate  and 
field  talent  supply  chain,  and  our  client  partners  demand  in  all  segments.  We  expect  that  the  social  distancing  measures,  the 
changing operational status of our client partners, production levels at client partners facilities, and general business uncertainty 
will continue to effect demand in all our segments.

Risks Related to Our Information Technology, Cybersecurity and Data Protection

Our results of operations and ability to grow could be materially negatively affected if we cannot successfully keep pace 
with  technological  changes  impacting  the  development  and  implementation  of  our  workforce  solutions  and  the  evolving 
needs of our client partners. 

Our  success  depends  on  our  ability  to  keep  pace  with  rapid  technological  changes  affecting  both  the  development  and 
implementation  of  our  workforce  solutions  and  the  needs  of  our  client  partners.  Technological  advances  such  as  artificial 
intelligence,  machine  learning,  and  automation  are  impacting  industries  served  by  all  our  lines  of  business.  In  addition,  our 
business relies on a variety of technologies, including those that support hiring and tracking, order management, billing, and 
client data analytics. If we do not sufficiently invest in new technology and industry developments, appropriately implement 
new technologies, or evolve our business at sufficient speed and scale in response to such developments, or if we do not make 
the right strategic investments to respond to these developments, our workforce solutions, results of operations, and ability to 
develop and maintain our business could be negatively affected.

18

 
We  are  dependent  upon  technology  services,  and  if  we  experience  damage,  service  interruptions  or  failures  in  our 
computer  and  telecommunications  systems,  or  if  our  security  measures  are  breached,  our  client  partner  and  field  talent 
relationships and our ability to attract new client partners may be adversely affected.

Our business could be interrupted by damage to or disruption of our computer, telecommunications equipment, or software 
systems,  some  of  which  are  managed  by  third-party  vendors,  and  we  may  lose  data.  Our  client  partners’  businesses  may  be 
adversely affected by any system or equipment failure we experience. As a result of any of the foregoing, our relationships with 
our  client  partners  may  be  impaired,  we  may  lose  client  partners,  our  ability  to  attract  new  client  partners  may  be  adversely 
affected and we could be exposed to contractual liability. Precautions in place to protect us from, or minimize the effect of, such 
events may not be adequate. In addition, our business involves the storage and transmission of field talent or client partners’ 
proprietary information, and security breaches, computer viruses or Cyber-attacks, including attacks motivated by grievances 
against the business industry in general or against us in particular, could expose us to a risk of loss of this information, litigation 
and possible liability. If our security measures are breached as a result of third-party action, field talent error, malfeasance or 
otherwise, and, as a result, someone obtains unauthorized access to client partner data, our reputation may be damaged, we may 
be subject to government sanctions, our business may suffer and we could incur significant liability. Techniques used to obtain 
unauthorized access or to sabotage systems change frequently and are growing increasingly sophisticated. As a result, we may 
be unable to anticipate these techniques or to implement adequate preventative measures. If an actual or perceived breach of our 
security occurs, we could be liable and the market perception of our workforce solutions could be harmed or result in increased 
costs or loss of revenue. The potential risk of security breaches and cyber-attacks may increase as we introduce new workforce 
solution offerings.

We maintain insurance with respect to many of such claims; however, there can be no assurance that we will continue to be 
able to obtain insurance at a cost that does not have a material adverse effect upon us or that such claims (whether by reason of 
us not having sufficient insurance or by reason of such claims being outside the scope of our insurance) will not have a material 
adverse effect upon us.

Changes  in  data  privacy  and  protection  laws  and  regulations  in  respect  of  control  of  personal  information  could 

increase our costs or otherwise adversely impact our operations. 

In  the  ordinary  course  of  business,  we  collect,  use,  and  retain  personal  information  from  our  team  members,  field  talent 
candidates,  and  contractors,  including,  without  limitation,  full  names,  government-issued  identification  numbers,  addresses, 
birth dates, and payroll-related information. The possession and use of personal information in conducting our business subjects 
us to a variety of complex and evolving laws and regulations regarding data privacy, protection and security, which, in many 
cases, apply not only to third-party transactions, but also to transfers of information among us and our subsidiaries. Complying 
with the enhanced obligations and future laws and regulations relating to data transfer, residency, privacy and protection has 
increased and may continue to increase our operating costs and require significant management time and attention, while any 
failure by us or our subsidiaries to comply with applicable laws could result in governmental enforcement actions, fines, and 
other penalties that could potentially have a material adverse effect on our operations and reputation.

Risks Related to the Ownership of Our Securities

An investment in our common stock should be considered high risk.

An investment in our common stock requires a long-term commitment, with no certainty of return. Investment banks may 
not agree to underwrite primary or secondary offerings on behalf of our company or its stockholders in the future. If all or any 
of the foregoing risks occur, it would have a material adverse effect on our company.

Our  common  stock  has  been  traded  on  the  NYSE  since  November  14,  2019  and  was  traded  on  the  NYSE  American 
since October 27, 2014, and we cannot predict whether an active trading market for our common stock will continue. Even if 
an active trading market continues, the market price of our common stock may remain volatile.

In the absence of an active trading market:

you may have difficulty buying and selling our common stock at all or at the price you consider reasonable; 

•
• market visibility for shares of our common stock may be limited, which may have a depressive effect on the market 
price for shares of our common stock and on our ability to raise capital or make acquisitions by issuing our common 
stock. 

19

 
 
 
Even if an active market for our common stock continues, of which no assurances can be given, the market price for our 

common stock may be volatile and subject to wide fluctuations in response to factors including the following:

•
•
•
•
•
•
•
•

actual or anticipated fluctuations in our quarterly or annual operating results; 
changes in financial or operational estimates or projections; 
duration and impact of the COVID-19 pandemic and efforts to mitigate its spread;
changes in the economic performance or market valuations of companies similar to ours;
conditions in markets generally; 
sales of significant amounts of our common stock;
being in the Russell 2000 Index; and 
general economic or political conditions in the United States or elsewhere. 

The securities market has from time to time experienced significant price and volume fluctuations that are not related to the 
operating performance of particular companies. These market fluctuations may also materially and adversely affect the market 
price of shares of our common stock.

We will likely issue additional common stock in the future, which would dilute the holdings of our existing stockholders. 

In the future we may issue additional securities up to our total authorized and unissued amounts, including shares of our 
common stock or securities convertible into or exchangeable or exercisable for our common stock, resulting in the dilution of 
the ownership interests of our stockholders. We may issue additional shares of our common stock or securities convertible into 
or  exchangeable  or  exercisable  for  our  common  stock  in  connection  with  hiring  or  retaining  personnel,  option  or  warrant 
exercises, future acquisitions or future placements of our securities for capital-raising or other business purposes. Moreover, the 
exercise  of  our  existing  outstanding  warrants  and  stock  options,  which  are  exercisable  for  or  convertible  into  shares  of  our 
common stock, would dilute our existing common stockholders.

Our compliance with complicated regulations concerning corporate governance and public disclosure has resulted and 

may in the future result in additional expenses. 

We  are  faced  with  expensive,  complicated  and  evolving  disclosure,  governance  and  compliance  laws,  regulations  and 
standards relating to corporate governance and public disclosure, including the Sarbanes-Oxley Act of 2002, which we refer to 
as  the  Sarbanes-Oxley  Act,  and  the  Dodd-Frank  Wall  Street  Reform  and  Consumer  Protection  Act.  New  or  changing  laws, 
regulations and standards are subject to varying interpretations in many cases due to their lack of specificity, and, as a result, 
their  application  in  practice  may  evolve  over  time  as  new  guidance  is  provided  by  regulatory  and  governing  bodies,  which 
could  result  in  continuing  uncertainty  regarding  compliance  matters  and  higher  costs  necessitated  by  ongoing  revisions  to 
disclosure and governance practices. As a result, our efforts to comply with evolving laws, regulations and standards of a public 
company are likely to continue to result in increased general and administrative expenses and a diversion of management time 
and attention from revenue-generating activities to compliance activities.

Our  failure  to  comply  with  all  laws,  rules  and  regulations  applicable  to  U.S.  public  companies  could  subject  us  or  our 

management to regulatory scrutiny or sanction, which could harm our reputation and stock price.

There may be limitations on the effectiveness of our internal controls, and a failure of our control systems to prevent 

error or fraud may materially harm our company.

Proper systems of internal controls over financial reporting and disclosure are critical to the operation of a public company. 
Should such systems fail to detect or prevent error or fraud, it would leave us without the ability to reliably compile financial 
information about our company and significantly impair our ability to prevent or detect errors and fraud, all of which would 
have a negative impact on our company from many perspectives.

Moreover, we do not expect that disclosure controls or internal control over financial reporting, even if established, will 
prevent  all  errors  and  fraud.  A  control  system,  no  matter  how  well  designed  and  operated,  can  provide  only  reasonable,  not 
absolute, assurance that the control system’s objectives will be met. Further, the design of a control system must reflect the fact 
that there are resource constraints and the benefits of controls must be considered relative to their costs. Because of the inherent 
limitations in all control systems, no evaluation of controls can provide absolute assurance that all control issues and instances 
of  fraud,  if  any,  have  been  detected.  Failure  of  our  control  systems  to  prevent  and  detect  errors  or  fraud  could  materially 
adversely impact us.

20

 
 
 
 
 
During  the  quarter  ended  June  28,  2020,  management  identified  a  deficiency  in  our  internal  controls  over  financial 
reporting,  which  is  related  to  the  quantitative  assessment  of  impairment  of  goodwill  and  intangible  assets.  Management  has 
determined that the aggregate impact of this deficiency resulted in a material weakness. The material weakness did not result in 
any  identified  misstatements  in  the  current  period  consolidated  financial  statements,  nor  in  any  restatements  of  consolidated 
financial statements previously reported by us, and there were no changes in previously released financial results.

For a discussion of our internal controls over financial reporting and a description of the identified material weakness, see 

Part II, Item 9A Controls and Procedures of this Annual Report on Form 10-K.

We cannot be sure we will pay dividends in the foreseeable future, and consequently, your ability to achieve a return on 

your investment will depend on appreciation in the price of our common stock.

Prior  to  December  19,  2014,  we  had  not  paid  cash  dividends  on  our  common  stock.  While  we  have  declared  and  paid 
dividends for the prior twenty-five quarterly periods, we are limited in our ability to pay dividends by our credit agreement, and 
therefore, we cannot be certain if we will pay any cash dividends to holders of our common stock in the foreseeable future. Any 
future  determination  with  respect  to  the  payment  of  dividends  will  be  at  the  discretion  of  our  board  of  directors  and  will  be 
dependent upon, among other things, our financial condition, results of operations, capital requirements, the terms of our then 
existing  indebtedness,  contractual  restrictions,  future  prospects,  general  economic  conditions  and  other  factors  considered 
relevant by our board of directors. Consequently, investors must rely on sales of their common stock after price appreciation, 
which may never occur, as the only way to realize any future gains on their investments. There is no guarantee that shares of 
our common stock will appreciate in value or even maintain the price at which our stockholders have purchased their shares.

Upon dissolution of our company, you may not recoup all or any portion of your investment.

In  the  event  of  a  liquidation,  dissolution  or  winding-up  of  our  company,  whether  voluntary  or  involuntary,  the  proceeds 
and/or assets of our company remaining after giving effect to such transaction, and the payment of all of our debts and liabilities 
will  be  distributed  to  the  stockholders  of  common  stock  on  a  pro  rata  basis.  There  can  be  no  assurance  that  we  will  have 
available assets to pay to the holders of common stock, or any amounts, upon such a liquidation, dissolution or winding-up of 
our company. In this event, you could lose some or all of your investment.

Certain provisions of our organizational documents may make it difficult for stockholders to change the composition of 
our  board  of  directors  and  may  discourage  hostile  takeover  attempts  that  some  of  our  stockholders  may  consider  to  be 
beneficial.

Certain provisions of our certificate of incorporation and bylaws may have the effect of delaying or preventing changes in 
control if our board of directors determines that such changes in control are not in the best interests of us and our stockholders. 
The provisions in such certificate of incorporation and bylaws include, among other things, the following:

•
•

•

•

•
•

•

a classified board of directors with three-year staggered terms;
the  ability  of  our  board  of  directors  to  issue  shares  of  preferred  stock  and  to  determine  the  price  and  other  terms, 
including preferences and voting rights, of those shares without stockholder approval;
stockholder  action  can  only  be  taken  at  a  special  or  regular  meeting  and  not  by  written  consent  except  in  limited 
circumstances;
advance  notice  procedures  for  nominating  candidates  to  our  board  of  directors  or  presenting  matters  at  stockholder 
meetings;
removal of directors only for cause;
allowing  only  our  board  of  directors  to  fill  vacancies  on  our  board  of  directors  or  increase  the  size  of  our  board  of 
directors; and
super-majority voting requirements to amend certain provisions of our certificate of incorporation.

We have elected in our certificate of incorporation not to be subject to Section 203 of the Delaware General Corporation 
Law (the “DGCL”), a statutory provision that may have the effect of delaying, hindering or preventing some takeovers of our 
company.  In  general,  Section  203  prohibits  a  publicly  held  Delaware  corporation  from  engaging  in  a  business  combination, 
such  as  a  merger,  with  a  person  or  group  owning  15%  or  more  of  the  corporation’s  voting  stock  for  a  period  of  three  years 
following the date the person became an “interested stockholder,” unless (with certain exceptions) the business combination or 
the transaction in which the person became an “interested stockholder” is approved in a prescribed manner. Accordingly, we 
will not be subject to any anti-takeover effects of Section 203. Our certificate of incorporation contains provisions that have the 
same effect as Section 203, except that they generally provide that Taglich Private Equity LLC, Taglich Brothers, Inc. or any of 
their  respective  affiliates  or  associates,  including  any  investment  funds  or  portfolio  companies  managed  by  any  of  the 

21

 
 
 
 
 
 
 
foregoing, or any other person with whom any of the foregoing act as a group for the purpose of acquiring, voting or disposing 
of our shares, or any person that becomes an interested stockholder as a result of a transfer of 5% or more of our voting stock by 
the  forgoing  persons  to  such  person,  will  be  excluded  from  the  “interested  stockholder”  definition  in  our  certificate  of 
incorporation and will therefore not be subject to the restrictions set forth therein that have the same effect as Section 203.

While these provisions have the effect of encouraging persons seeking to acquire control of our company to negotiate with 
our board of directors, they could enable the board of directors to hinder or frustrate a transaction that some, or a majority, of 
the stockholders might believe to be in their best interests and, in that case, may prevent or discourage attempts to remove and 
replace incumbent directors.

These provisions may frustrate or prevent any attempts by our stockholders to replace or remove our current management 
by making it more difficult for stockholders to replace members of our board of directors, which is responsible for appointing 
the members of our management.

ITEM 1B. UNRESOLVED STAFF COMMENTS.

None.

ITEM 2. PROPERTIES.

Our  home  office  is  located  at  5850  Granite  Parkway,  Suite  730,  Plano,  Texas  75024,  and  our  telephone  number  is 
972-692-2400. We lease our home office, which is approximately 6,200 square feet of space. We now operate across 46 states 
and D.C., as well as 13 on-site locations. We lease all of our offices, which are located throughout the U.S., through operating 
leases with terms that range from six months to five years. We also have month to month leases. We believe that our facilities 
are adequate for our current needs.

ITEM 3. LEGAL PROCEEDINGS.

From time to time we have been threatened with, or named as a defendant in, litigation, administrative claims and lawsuits. 
We carry insurance to mitigate potential liabilities associated therewith. The principal risks that we insure against, subject to 
and upon the terms and conditions of our various insurance policies, are workers’ compensation, general liability, automobile 
liability,  property  damage,  professional  liability,  employment  practices,  crime  and  cyber  risk,  directors  and  officer  liability, 
fiduciary  liability  and  fidelity  losses.  As  of  the  date  of  this  Annual  Report  on  Form  10-K,  management  believes  that  the 
resolution of these matters will not have a material adverse effect on our consolidated financial statements.

ITEM 4. MINE SAFETY DISCLOSURE.

Not applicable.

22

 
 
 
 
 
 
 
 
 
 
PART II

Item 5.  Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity 
Securities.

Stock Performance Graph

The following graph compares, through December 27, 2020, the cumulative total return of the Company’s common stock, 
a  peer  group  index  of  certain  publicly  traded  workforce  solutions  companies,  and  the  Russell  2000.  The  graph  assumes  the 
investment  of  $100  at  the  beginning  of  the  period  depicted  in  the  chart  and  reinvestment  of  all  dividends.  Note  that  historic 
stock  price  performance  is  not  necessarily  indicative  of  future  stock  price  performance.  The  following  graph  and  related 
information shall not be deemed “soliciting material” or to be “filed” with the SEC, nor shall such information be incorporated 
by reference into any filing under the Securities Act or the Exchange Act, except to the extent that we specifically incorporate it 
by reference into such filing.

Periodically, we review companies within our peer group and decide if we need to make any changes. The new peer 
group  index  represents  the  cumulative  total  return  of  the  Company  and  the  following  corporations  providing  field 
talent or permanent employment workforce solutions: GEE Group, Mastech Digital, Resources Connection, Inc., and 
Staffing 360 Solutions. The old peer group index represents: GEE Group, Mastech Digital, RCM Technologies, and 
Staffing 360 Solutions.

Market Information and Holders

Our common stock commenced listing on the NYSE on November 14, 2019 under the symbol “BGSF,” was listed on the 
NYSE  American  from  to  October  27,  2014  to  November  13,  2019  under  the  symbol  “BGSF”  and  was  quoted  on  the  OTC 
Bulletin Board, or OTCBB, under the symbol “BGSF” from April 30, 2014 to October 27, 2014. Prior to the quotation of our 
common stock on the OTCBB, there was no public market for our common stock. The table below sets forth information on the 
range of high and low sales prices for our common stock.

23

 
 
 
Quarter Ended:

December 27, 2020

September 27, 2020

June 28, 2020

March 29, 2020

December 29, 2019

September 29, 2019

June 30, 2019

March 30, 2019

High

Low

15.36  $ 

11.83  $ 

14.31  $ 

22.38  $ 

22.31  $ 

20.00  $ 

23.99  $ 

28.01  $ 

7.41 

7.88 

5.69 

6.01 

18.00 

16.00 

15.91 

19.25 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

As of January 15, 2021, the last reported sales price for our common stock was $13.64 per share.
As of January 15, 2021, there were approximately 3,892 holders of record of our common stock.

Dividends

The  board  of  directors  has  declared  or  paid  the  following  cash  dividends  during  the  fiscal  years  ended  2020,  2019,  and 

2018: 

Declared Date

Record Date

Distribution Date

Dividend per Share

Amount Paid

February 1, 2018

February 12, 2018

February 20, 2018

May 10, 2018

July 25, 2018

May 21, 2018

August 6, 2018

May 29, 2018

August 13, 2018

October 26, 2018

November 5, 2018

November 13, 2018

Total

February 6, 2019

February 19, 2019

February 26, 2019

April 25, 2019

July 31, 2019

May 6, 2019

May 13, 2019

August 12, 2019

August 19, 2019

October 29, 2019

November 11, 2019

November 18, 2019

Total

January 30, 2020

February 10, 2020

February 18, 2020

May 7, 2020
August 5, 2020

November 5, 2020
Total

May 20, 2020
August 18, 2020

May 27, 2020
August 25, 2020

November 16, 2020

November 23, 2020

$0.25

$0.30

$0.30

$0.30

$0.30

$0.30

$0.30

$0.30

$0.30

$0.05
$0.05

$0.10

$ 

$ 

$ 

$ 

$ 

$ 

2,189,844 

2,638,232 

3,026,709 

3,067,124 

10,921,909 

3,068,847 

3,068,974 

3,071,862 

3,072,659 

12,282,342 

3,092,771 

515,349 
515,349 

1,031,679 
5,155,148 

On  February  3,  2021,  the  Company's  board  of  directors  declared  a  cash  dividend  in  the  amount  of  $0.10  per  share  of 

common stock to be paid on February 26, 2021 to all shareholders of record as of the close of business on February 18, 2021. 

Prior  to  December  19,  2014,  we  had  not  paid  cash  dividends  on  our  common  stock.  Our  ability  to  pay  dividends  is 
restricted  under  the  terms  of  our  credit  agreement  and  may  be  restricted  under  other  agreements  governing  our  outstanding 
indebtedness from time to time. Any future determination with respect to the payment of dividends will be at the discretion of 
our board of directors and will be dependent upon, among other things, our financial condition, results of operations, capital 
requirements,  the  terms  of  our  then  existing  indebtedness,  contractual  restrictions,  future  prospects,  general  economic 
conditions and other factors considered relevant by our board of directors. See “Item 7. Management’s Discussion and Analysis 
of Financial Condition and Results of Operations–Liquidity and Capital Resources–Credit Agreements” for a description of the 
restrictions in our credit agreements on our ability to pay dividends.

24

 
 
 
 
 
 
 
 
 
 
 
Equity Compensation Plans

The following equity compensation plan information is provided as of December 27, 2020:

Number of Securities to be
Issued upon Exercise of
Outstanding Options,
Warrants and Rights (a)

Weighted-average
Exercise Price of
Outstanding Options,
Warrants and Rights

Number of Securities
Remaining Available for
Future Issuance Under
Equity Compensation
Plans (Excluding
Securities Reflected
in Column (a))

692,279 
— 

692,279 

$16.63  
$0.00  

$16.63  

396,460 
250,000 

646,460 

Plan Category

Equity Compensation Plans 
Approved by Security Holders
2013 Long-Term Incentive Plan
2020 Employee Stock Purchase Plan

Total

A  description  of  the  equity  compensation  plan  is  incorporated  by  reference  to  Note  14  in  the  Notes  to  Consolidated 

Financial Statements included in Item 8 in this Annual Report on Form 10-K.

Recent Sales of Unregistered Securities

There were no unregistered securities during the fiscal year ended 2020.

Share Repurchases

During 2020, we repurchased 231 shares of the Company's common stock at a cost of $2,132 and a weighted average price 

of $9.23 upon the vesting of restricted stock to satisfy statutory minimum tax withholding requirements. 

Item 6.  Selected Financial Data.

The following tables set forth our summary consolidated historical financial data. You should read the information set forth 
below in conjunction with “Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations” 
and our consolidated historical financial statements and notes thereto included elsewhere in this Annual Report on Form 10-K. 
The statement of operations data for the fiscal years ended 2020, 2019, and 2018 and the balance sheet data as of December 27, 
2020 and December 29, 2019 set forth below are derived from our audited consolidated financial statements included elsewhere 
in this Annual Report on Form 10-K. The statement of operations data for the fiscal years ended 2017 and 2016 and the balance 
sheet data as of December 30, 2018, December 31, 2017, and December 25, 2016 set forth below were derived from our audited 
financial statements not included in this Annual Report on Form 10-K.

25

 
 
 
 
 
 
 
 
 
 
Statement of Operations Data:

Revenues

Gross profit
Selling, general and administrative 
expenses
Gain on contingent consideration

Impairment losses

Depreciation and amortization

Operating income

Loss on extinguishment of debt

Interest expense, net

Income before income taxes

Income tax expense

Net income

Net Income Per Share:

Net income per share – basic

Net income per share – diluted
Weighted average shares outstanding – 
basic
Weighted average shares outstanding – 
diluted

Other Financial Data:
Adjusted EBITDA (2)
Same Day EBITDA (2)
Cash dividends declared per common 
share

Balance Sheet Data:

Working capital
Total assets

Total outstanding borrowings, net

Total other long-term liabilities

Stockholders’ equity

$ 

$ 

$ 
$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$ 
$ 

$ 

$ 

$ 

Fiscal Years Ended

December 27,
2020

December 29,
2019

December 30,
2018

December 31,
2017

December 25,
2016

(dollars in thousands, except per share data)

277,891  $ 

294,314  $ 

286,863  $ 

272,600 

76,220  $ 

80,681  $ 

76,595  $ 

68,402 

60,558  $ 
(76)  $ 

56,199  $ 
—  $ 

51,066  $ 
(3,775)  $ 

7,240  $ 

4,960  $ 

3,538  $ 

—  $ 

1,584  $ 

1,954  $ 

—  $ 

—  $ 

4,820  $ 

5,044  $ 

19,662  $ 

24,260  $ 

541  $ 

—  $ 

1,569  $ 

2,850  $ 

17,552  $ 

21,410  $ 

513  $ 

4,305  $ 

3,860  $ 

1,441  $ 

13,247  $ 

17,550  $ 

$ 

$ 

$ 
$ 

$ 

$ 

$ 

$ 

$ 

44,576 
(226) 

— 

6,292 

17,760 

— 

3,253 

14,507 
$ 
8,659  (1) $ 
$ 
5,848 

0.14  $ 

1.29  $ 

1.83  $ 

0.14  $ 

1.28  $ 

1.79  $ 

10,312 

10,239 

10,338 

10,351 

9,577 

9,808 

0.67 

0.65 

8,734 

9,038 

18,689  $ 

26,590  $ 

27,106  $ 

18,689  $ 

26,590  $ 

27,106  $ 

24,737 

24,216 

0.50  $ 

1.20  $ 

1.15  $ 

1.00 

25,385  $ 
130,278  $ 

34,634  $ 

14,547  $ 

65,458  $ 

27,030 
115,586 

27,494 

6,303 

68,457 

$ 
$ 

$ 

$ 

$ 

20,555  $ 
16,320 
100,269  $  104,633 

20,089  $ 

44,123 

622  $ 

2,629 

65,702  $ 

39,135 

$ 

$ 

$ 

$ 

$ 

$ 
$ 

$ 

$ 

$ 

253,852 

60,073 

37,971 
(167) 

— 

6,733 

15,536 

404 

3,962 

11,170 

4,288 

6,882 

0.85 

0.82 

8,108 

8,400 

22,643 

22,643 

1.00 

19,185 
81,214 

23,618 

1,858 

40,488 

(1) Includes a $3.3 million re-measurement of the net deferred tax assets as a result of the TCJA.
(2) We  present  Adjusted  EBITDA  and  Same  Day  EBITDA  (defined  below),  measures  that  are  not  in  accordance  with 
accounting principles generally accepted in the United States of America (“non-GAAP”), in this Annual Report on Form 
10-K  to  provide  investors  with  a  supplemental  measure  of  our  operating  performance.  We  believe  that  Adjusted 
EBITDA and Same Day EBITDA are useful performance measures and are used by us to facilitate comparisons of our 
operating performance on a consistent basis from period-to-period and to provide for a more complete understanding of 
factors  and  trends  affecting  our  business  than  measures  under  accounting  principles  generally  accepted  in  the  United 
States of America (“GAAP”) can provide alone. Our board and management also use Adjusted EBITDA and Same Day 
EBITDA as some of the primary methods for planning and forecasting overall expected performance and for evaluating 
on  a  quarterly  and  annual  basis  actual  results  against  such  expectations,  and  as  a  performance  evaluation  metric  in 

26

 
 
 
 
 
 
 
 
 
 
 
 
 
 
determining  achievement  of  certain  compensation  programs  and  plans  for  our  management.  In  addition,  the  financial 
covenants in our credit agreement are based on EBITDA as defined in the credit agreement.

We define “Adjusted EBITDA” as earnings before interest expense, income taxes, depreciation and amortization expense, 
impairment losses, transaction fees and other non-capital information technology project (“IT roadmap”) and certain non-cash 
expenses such as share-based compensation expense. Omitting interest, taxes and the other items provides a financial measure 
that facilitates comparisons of our results of operations with those of companies having different capital structures. Since the 
levels of indebtedness and tax structures that other companies have are different from ours, we omit these amounts to facilitate 
investors’ ability to make these comparisons. Similarly, we omit depreciation and amortization because other companies may 
employ a greater or lesser amount of property and intangible assets. We also believe that investors, analysts and other interested 
parties view our ability to generate Adjusted EBITDA as an important measure of our operating performance and that of other 
companies in our industry. Adjusted EBITDA should not be considered as an alternative to net income for the periods indicated 
as  a  measure  of  our  performance.  Other  companies  in  our  industry  may  calculate  Adjusted  EBITDA  differently  than  we  do, 
limiting its usefulness as a comparative measure.

We  define  “Same  Day  EBITDA”  as  Adjusted  EBITDA  on  a  fifty-two  week  fiscal  year  basis.  Omitting  the  additional 
revenue days in a fifty-three week fiscal year ended provides a financial measure that facilitates comparisons of our results of 
operations  with  those  of  our  fifty-two  week  fiscal  year  and  comparisons  of  our  results  with  those  companies  having  same 
number  of  days.  Same  Day  EBITDA  should  not  be  considered  as  an  alternative  to  net  income  for  the  periods  indicated  as  a 
measure  of  our  performance.  Other  companies  in  our  industry  may  calculate  Adjusted  EBITDA  or  Same  Day  EBITDA 
differently than we do, limiting their usefulness as comparative measures.

The use of Adjusted EBITDA and Same Day EBITDA have limitations as analytical tools, and you should not consider 
these performance measures in isolation from, or as an alternative to, GAAP measures such as net income. Adjusted EBITDA 
and  Same  Day  EBITDA  are  not  measures  of  liquidity  under  GAAP  or  otherwise,  and  are  not  alternatives  to  cash  flow  from 
continuing operating activities. Our presentation of Adjusted EBITDA and Same Day EBITDA should not be construed as an 
inference  that  our  future  results  will  be  unaffected  by  the  expenses  that  are  excluded  from  that  term  or  by  unusual  or  non-
recurring  items.  The  limitations  of  Adjusted  EBITDA  and  Same  Day  EBITDA  include:  (i)  they  do  not  reflect  our  cash 
expenditures or future requirements for capital expenditures or contractual commitments; (ii) they do not reflect changes in, or 
cash requirements for, our working capital needs; (iii) they do not reflect income tax payments we may be required to make; 
and  (iv)  they  do  not  reflect  the  cash  requirements  necessary  to  service  interest  or  principal  payments  associated  with 
indebtedness.

To  properly  and  prudently  evaluate  our  business,  we  encourage  you  to  review  our  consolidated  financial  statements 
included elsewhere in this Annual Report on Form 10-K and the reconciliation to Adjusted EBITDA and Same Day EBITDA 
from  net  income,  the  most  directly  comparable  financial  measure  presented  in  accordance  with  GAAP,  set  forth  in  the 
following table. All of the items included in the reconciliation from net income to Adjusted EBITDA are either (i) non-cash 
items or (ii) items that management does not consider in assessing our on-going operating performance. In the case of the non-
cash items, management believes that investors may find it useful to assess our comparative operating performance because the 
measures without such items are less susceptible to variances in actual performance resulting from depreciation, amortization 
and other non-cash charges and more reflective of other factors that affect operating performance. In the case of the other items 
that management does not consider in assessing our on-going operating performance, management believes that investors may 
find  it  useful  to  assess  our  operating  performance  if  the  measures  are  presented  without  these  items  because  their  financial 
impact may not reflect ongoing operating performance. 

27

 
 
Fiscal Years Ended

December 27,
2020

December 29,
2019

December 30,
2018

December 31,
2017

December 25,
2016

Net income

Interest expense, net

Income tax expense

Loss on extinguishment of debt

Operating income

Depreciation and amortization
Gain on contingent consideration

Impairment losses

Share-based compensation

Transaction fees

IT roadmap

Adjusted EBITDA

Same day adjustment

$ 

1,441 

1,584 

513 

— 

3,538 

4,960 
(76) 
7,240  (2)
849 

615 

1,563 

18,689 

— 

(dollars in thousands)

$ 

13,247  $ 

17,550  $ 

5,848 

$ 

1,569 

4,305 

541 

19,662 

4,820 
— 

— 

953 

434 

721 

26,590 

— 

2,850 

3,860 

— 

24,260 

5,044 
(3,775)   

— 

1,069 

508 

— 

27,106 

— 

3,253 
8,659  (1)
— 

17,760 

6,292 
(226) 

— 

447 

464 

— 

24,737 

(521) 

6,882 

3,962 

4,288 

404 

15,536 

6,733 
(167) 

— 

314 

227 

— 

22,643 

— 

Same day EBITDA

27,106  $ 
(1) Includes a $3.3 million re-measurement of the net deferred tax assets as a result of the TCJA.
(2) In the professional segment, we recognized a $3.7 million trade name impairment loss and a $3.5 million client partner 

26,590  $ 

18,689 

24,216 

$ 

$ 

$ 

22,643 

list impairment loss during the thirteen week period ended June 28, 2020.

28

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Item 7.  Management’s Discussion and Analysis of Financial Condition and Results of Operations.

The following discussion and analysis of our financial condition and results of operations, our expectations regarding the 
future performance of our business and the other non-historical statements in the discussion and analysis are forward-looking 
statements.  See  “Forward-Looking  Statements”  in  this  Annual  Report  on  Form  10-K.  These  forward-looking  statements  are 
subject to risks, uncertainties and other factors including those described in “Item 1A. Risk Factors” of this Annual Report on 
Form 10-K. Our actual results may differ materially from those contained in any forward-looking statements. You should read 
the  following  discussion  together  with  our  audited  consolidated  financial  statements  and  related  notes  thereto  and  other 
financial information included in this Annual Report on Form 10-K.

Our historical financial information may not be indicative of our future performance.

Company Overview 

We  are  a  leading  national  provider  of  professional  workforce  solutions  and  have  completed  a  series  of  acquisitions 
including the acquisition of BG Personnel, LP and B G Staff Services Inc. in June 2010, substantially all of the assets of JNA 
Staffing, Inc. in December 2010, Extrinsic, LLC in December 2011, American Partners, Inc. in December 2012, InStaff in June 
2013,  D&W  in  March  2015,  VTS  in  October  2015,  Zycron  in  April  2017,  Smart  in  September  2017,  and  LJK  in  December 
2019,  100%  of  the  equity  of  EdgeRock  in  February  2020,  and  substantially  all  of  the  assets  of  Momentum  Solutionz  in 
February  2021.  We  operate  within  three  industry  segments:  Real  Estate,  Professional,  and  Light  Industrial.  We  provide 
workforce solutions to client partners primarily within the United States of America. We now operate across 46 states and D.C., 
as well as 13 on-site locations. 

The Real Estate segment provides office and maintenance field talent to various apartment communities and commercial 
buildings  in  36  states  and  D.C.,  via  property  management  companies  responsible  for  the  apartment  communities'  and 
commercial buildings' day-to-day operations. Our Real Estate segment operates through two divisions, BG Multifamily and BG 
Talent. 

The Professional segment provides skilled field talent on a nationwide basis for information technology (“IT”) and finance, 
accounting,  legal  and  human  resource  client  partner  projects  on  a  national  basis.  Our  Professional  segment  operates  through 
various  divisions  including  Extrinsic,  American  Partners,  Donovan  &  Watkins,  Vision  Technology  Services,  Zycron,  Smart 
Resources, L.J. Kushner & Associates, EdgeRock Technology Partners, and beginning in 2021, Momentum Solutionz.

The Light Industrial segment provides field talent primarily to manufacturing, distribution, logistics, and call center client 

partners needing a flexible workforce in 7 states. Our Light Industrial segment operates through our InStaff division. 

Impact of COVID-19

We  continue  to  observe  the  impact  of  the  COVID-19  outbreak  on  our  consolidated  operating  results,  our  candidate  and 
field  talent  supply  chain,  and  our  client  partners  demand  in  all  segments.  We  expect  that  the  social  distancing  measures,  the 
changing operational status of our client partners, production levels at client partners facilities, and general business uncertainty 
will continue to effect demand in all our segments.

During this uncertain time, our critical priorities are the health and safety of our team members, field talent, candidates and 
client partners. Starting in March 2020, we took several cost containment and liquidity actions, which we do not believe have 
materially adversely impacted our internal controls, financial reporting systems or our operations. 

29

 
 
 
 
 
 
 
Our  business,  results  of  operations,  and  financial  condition  have  been,  and  may  continue  to  be,  adversely  impacted  in 
material  respects  by  COVID-19  and  by  related  government  actions,  non-governmental  organization  recommendations,  and 
public perceptions, all of which have led and may continue to lead to disruption in global economic and labor markets. These 
effects have had a significant impact on our business, including reduced demand for our workforce solutions, early terminations 
or reductions in projects, and hiring freezes, and a shift of a majority of our workforce to remote operations, all of which have 
contributed to a decline in revenues and other significant adverse impacts on our financial results. Other potential impacts of 
COVID-19  may  include  continued  or  expanded  closures  or  reductions  of  operations  with  respect  to  our  client  partners’ 
operations or facilities, the possibility our client partners will not be able to pay for our workforce solutions, or that they will 
attempt to defer payments owed to us, either of which could materially impact our liquidity, the possibility that the uncertain 
nature  of  the  pandemic  may  not  yield  the  increase  in  certain  of  our  workforce  solutions  that  we  have  historically  observed 
during  periods  of  economic  downturn,  and  the  possibility  that  various  government-sponsored  programs  to  provide  economic 
relief may be inadequate. Further, we may continue to experience adverse financial impacts, some of which may be material, if 
we cannot offset revenue declines with cost savings through expense-related initiatives, human capital management initiatives, 
or  otherwise.  As  a  result  of  these  observed  and  potential  developments,  we  expect  our  business,  results  of  operations,  and 
financial condition to continue to be negatively affected. 

Real Estate was strongly affected by COVID-19 when client partners immediately stopped non-emergency maintenance, 
which is our largest revenue source. Additional, during our high volume season, many client partners were forced into a virtual 
leasing model verses using onsite touring options. With many government actions requiring eviction moratoriums, our client 
partners’ response was to tighten all expenses.

We will continue to actively monitor the situation and may take further actions that alter our business operations as may be 
required by federal, state, local authorities, or that we determine are in the best interests of our team members, field talent, client 
partners,  and  stockholders.  The  potential  effects  are  not  clear  for  any  such  alterations  or  modifications  on  our  business,  our 
client partners, candidates, vendors, or on our financial results.

Results of Operations

The following tables summarize key components of our results of operations for the periods indicated, both in dollars and 

as a percentage of revenues, and have been derived from our consolidated financial statements.

December 27,
2020

Fiscal Year Ended
December 29,
2019
(dollars in thousands)

December 30,
2018

Revenues

Cost of services
Gross Profit

Selling, general and administrative expenses
Gain on contingent consideration

Impairment losses

Depreciation and amortization

Operating income

Loss on extinguishment of debt

Interest expense, net

Income before income tax

Income tax expense

Net income

$ 

277,891 

$ 

294,314 

$ 

286,863 

201,671 
76,220 

60,558 
(76) 

7,240 

4,960 

3,538 

— 

1,584 

1,954 

513 

213,633 
80,681 

56,199 
— 

— 

4,820 

19,662 

541 

1,569 

17,552 

4,305 

210,268 
76,595 

51,066 
(3,775) 

— 

5,044 

24,260 

— 

2,850 

21,410 

3,860 

$ 

1,441 

$ 

13,247 

$ 

17,550 

30

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Revenues

Cost of services

Gross Profit

Selling, general and administrative expenses

Gain on contingent consideration

Impairment losses

Depreciation and amortization

Operating income

Loss on extinguishment of debt

Interest expense, net

Income before income tax

Income tax expense

Net income

December 27,
2020

Fiscal Year Ended
December 29,
2019

December 30,
2018

 100.0 %

 100.0 %

 100.0 %

 72.6 

 27.4 

 21.8 

 — 

 2.6 

 1.8 

 1.3 

 — 

 0.6 

 0.7 

 0.2 

 72.6 

 27.4 

 19.1 

 — 

 — 

 1.6 

 6.7 

 0.2 

 0.5 

 6.0 

 1.5 

 73.3 

 26.7 

 17.8 

 (1.3) 

 — 

 1.8 

 8.5 

 — 

 1.0 

 7.5 

 1.3 

 0.5 %

 4.5 %

 6.1 %

Fifty-two Week Fiscal Year Ended December 27, 2020 (Fiscal 2020) Compared with Fifty-two Week Fiscal Year Ended 

December 29, 2019 (Fiscal 2019)

Revenues:

Revenues by Segment:

Real Estate

Professional

Light Industrial

Total Revenues

Fiscal Year Ended

December 27,
2020

December 29,
2019

(dollars in thousands)

$ 

$ 

68,756 

 24.7 % $ 

96,422 

 32.8 %

138,370 

 49.8 %  

123,343 

 41.9 %

70,765 

 25.5 %  

74,549 

 25.3 %

277,891 

 100.0 % $ 

294,314 

 100.0 %

Real  Estate  Revenues:  Real  Estate  revenues  decreased  approximately  $27.7  million  (28.7%)  due  to  the  effects  of  the 
COVID-19  pandemic  discussed  above.  The  decrease  was  due  to  a  31.7%  decrease  in  billed  hours  partially  offset  by  a  4.1% 
increase in average bill rate. Revenue from new offices was $0.8 million.

Professional  Revenues:  Professional  revenues  increased  approximately  $15.1  million  (12.2%),  primarily  from  LJK  and 
EdgeRock acquisitions, which contributed $36.1 million of new revenues. The remaining professional group decreased $21.1 
million. Even with the overall increase, billed hours decreased 5.0% offsets by an increase of 17.7% in average bill rate and an 
increase in permanent placements of $1.2 million. 

Light Industrial Revenues: Light Industrial revenues decreased approximately $3.8 million (5.1%) due to the effects of the 
COVID-19 pandemic. The decrease was due to a 11.8% decrease in billed hours partially offset by a 7.6% increase in average 
bill rate.

31

 
 
 
 
 
 
 
Gross Profit:

Gross profit represents revenues from workforce solutions less cost of services expenses, which consist of payroll, payroll 

taxes, payroll-related insurance, field talent costs, and reimbursable costs.

Gross Profit by Segment:

Real Estate

Professional

Light Industrial

Total Gross Profit

Gross Profit Percentage by Segment:

Real Estate

Professional

Light Industrial

Company Gross Profit Percentage

Fiscal Year Ended

December 27,
2020

December 29,
2019

(dollars in thousands)

$ 25,812 

 33.9 % $  36,928 

  40,227 

 52.7 %   32,898 

  10,181 

 13.4 %   10,855 

 45.8 %

 40.8 %

 13.4 %

$ 76,220 

 100.0 % $  80,681 

 100.0 %

Fiscal Year Ended

December 27,
2020

December 29,
2019

 37.5 %

 29.1 %

 14.4 %

 27.4 %

 38.3 %

 26.7 %

 14.6 %

 27.4 %

Overall,  our  gross  profit  decreased  approximately  $4.5  million  (5.5%).  As  a  percentage  of  revenue,  gross  profit  has 

remained consistent at 27.4%, primarily due to higher gross profits across our Professional segment. 

We determine spread as the difference between bill rate and pay rate.

Real  Estate  Gross  Profit:  Real  Estate  gross  profit  decreased  approximately  $11.1  million  (30.1%)  consistent  with  the 

decrease in revenue, which was partially offset by a 2.2% increase in average spread.

Professional  Gross  Profit:  Professional  gross  profit  increased  approximately  $7.3  million  (22.3%)  consistent  with  the 
increase  in  revenue,  primarily  from  LJK  and  EdgeRock  acquisitions,  which  contributed  $12.2  million  of  gross  profit  and  an 
overall increase of 19.5% in average spread. 

Light Industrial Gross Profit: Light Industrial gross profit decreased approximately $0.7 million (6.2%) in line with the 

decreased revenue, which was partially offset by an increase of 6.0% in the average spread.

Selling, General and Administrative Expenses: Selling, general and administrative expenses increased approximately $4.4 
million (7.8%), primarily related from LJK and EdgeRock acquisitions, which contributed $9.5 million of new expense that was 
partially  offset  by  reduced  compensation  costs  from  the  decline  in  gross  profit  and  by  many  of  our  actions  taken  starting  in 
March related to the COVID-19 pandemic to reduce actual and planned operating costs as detailed in the following table.

32

 
 
 
 
 
 
 
 
 
December 27,
2020

Fiscal Year Ended
December 29,
2019

Amount

% of 
Revenue

Amount

% of 
Revenue

$
Change

%
Change

$ 

$ 

45,418 
1,648 
3,974 
375 
2,408 
1,271 
691 
349 
849 
615 
1,563 
1,397 
60,558 

(dollars in thousands)
41,401 
1,925 
3,987 
1,443 
1,906 
1,327 
675 
128 
953 
434 
721 
1,299 
56,199 

 16 % $ 
 1 %  
 1 %  
 — %  
 1 %  
 — %  
 — %  
 — %  
 — %  
 — %  
 1 %  
 1 %  
 22 % $ 

 14 % $  4,017 
(277) 
 1 %  
 1 %  
(13) 
 — %   (1,068) 
502 
 1 %  
(56) 
 — %  
16 
 — %  
221 
 — %  
(104) 
 — %  
181 
 — %  
 — %  
842 
98 
 — %  
 19 % $  4,359 

 10 %
 (14) %
 — %
 (74) %
 26 %
 (4) %
 2 %
 173 %
 (11) %
 42 %
 100 %
 8 %
 8 %

Compensation and related
Advertising and recruitment
Occupancy and office operations
Client engagement
Software
Professional fees
Public company related costs
Bad debt
Share-based compensation
Transaction fees
IT roadmap
Other

Depreciation and Amortization: Depreciation and amortization charges increased approximately $0.1 million (2.9%). The 
increase in depreciation and amortization is primarily due to the Professional segment with increases related to the 2019 LJK 
and  2020  EdgeRock  acquisitions  that  are  partially  offset  by  decreases  related  to  the  2015  VTS  and  2015  D&W  Talent 
acquisitions.

Impairment loss: As a result of the certain business developments and changes in our long-term projections, we calculated 
the  quantitative  impairment  test  of  the  finance  and  accounting  group,  within  the  Professional  segment,  using  the  relief  from 
royalty  method  for  the  indefinite-lived  intangible  assets  and  residual  method  for  the  definite-lived  intangible  assets  by  asset 
group. We recognized a $3.7 million trade name impairment loss and a $3.5 million client partner list impairment loss within 
the Professional segment.

Interest  Expense,  net:  Interest  expense,  net  was  flat  due  to  the  increased  borrowings  on  the  Term  Loan  related  to  the 

EdgeRock acquisition that was partially offset by decreases in the Revolving Facility, deferred financing fees, and unused fee.

Income  Taxes:  Income  tax  expense  decreased  $3.8  million  (88.1%)  primarily  due  to  lower  pre-tax  2020  income  and 

intangible impairment losses, which were partially offset by non-deductible fees related to the 2020 EdgeRock transaction.

Fifty-two Week Fiscal Year Ended December 29, 2019 (Fiscal 2019) Compared with Fifty-two Week Fiscal Year Ended 

December 30, 2018 (Fiscal 2018)

Revenues:

Revenues by Segment:

Real Estate

Professional

Light Industrial

Total Revenues

Fiscal Year Ended

December 29,
2019

December 30,
2018

(dollars in thousands)

$ 

$ 

96,422 

 32.8 % $ 

86,874 

 30.3 %

123,343 

 41.9 %  

119,300 

 41.6 %

74,549 

 25.3 %  

80,689 

 28.1 %

294,314 

 100.0 %1 $ 

286,863 

 100.0 %

33

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
Real  Estate  Revenues:  Real  Estate  revenues  increased  approximately  $9.5  million  (11.0%)  due  to  our  continued 
geographic expansion plan and overall growth in existing offices. The increase was due to a 5.1% increase in billed hours and a 
5.1% increase in average bill rate. Revenue from new offices provided approximately $2.5 million of the increase. Revenues 
from the commercial buildings group contributed $0.8 million of the increase.

Professional  Revenues:  Professional  revenues  increased  approximately  $4.0  million  (3.4%).  The  increase  was  due  to  an 
increase of 8.3% in average bill rate that was offset by a decrease in permanent placements of $0.1 million and a 5.7% decrease 
in billed hours. 

Light Industrial Revenues: Light Industrial revenues decreased approximately $6.1 million (7.6%). The decrease was due 

to a 10.8% decrease in billed hours partially offset by a 3.5% increase in average bill rate.

Gross Profit:

Gross profit represents revenues from workforce solutions less cost of services expenses, which consist of payroll, payroll 

taxes, payroll-related insurance, field talent costs, and reimbursable costs.

Gross Profit by Segment:

Real Estate

Professional

Light Industrial

Total Gross Profit

Gross Profit Percentage by Segment:

Real Estate

Professional
Light Industrial

Company Gross Profit Percentage

Fiscal Year Ended

December 29,
2019

December 30,
2018

(dollars in thousands)

$ 

$ 

36,928 

 45.8 % $ 

32,955 

 43.0 %

32,898 

 40.7 %  

10,855 

 13.5 %  

31,565 

 41.2 %

12,075 

 15.8 %

80,681 

 100.0 % $ 

76,595 

 100.0 %

Fiscal Year Ended

December 29,
2019

December 30,
2018

 38.3 %

 26.7 %
 14.6 %

 27.4 %

 37.9 %

 26.5 %
 15.0 %

 26.7 %

Overall,  our  gross  profit  increased  approximately  $4.1  million  (5.3%).  As  a  percentage  of  revenue,  gross  profit  has 

increased to 27.4% from 26.7%, primarily due to higher gross profits across our Real Estate and Professional segments. 

We determine spread as the difference between bill rate and pay rate.

Real  Estate  Gross  Profit:  Real  Estate  gross  profit  increased  approximately  $4.0  million  (12.1%)  consistent  with  the 

increase in revenue. The increase in gross profit was due primarily to 5.0% increase in average spread.

Professional  Gross  Profit:  Professional  gross  profit  increased  approximately  $1.3  million  (4.2%)  consistent  with  the 

increase in revenue. The increase in gross profit was due to 9.3% increase in average spread. 

Light Industrial Gross Profit: Light Industrial gross profit decreased approximately $1.2 million (10.1%) consistent with 

the decrease in revenue which was partally offset by an increase of 2.2% in the average spread.

34

 
 
  
 
 
 
 
 
  
 
 
 
Selling, General and Administrative Expenses: Selling, general and administrative expenses increased approximately $5.1 
million  (10.1%)  primarily  related  to  various  costs  associated  with  our  revenue  growth  and  geographic  expansion  including 
increased headcount, commissions and bonuses as detailed in the following table.

December 29,
2019

Fiscal Year Ended
December 30,
2018

Amount

% of 
Revenue

Amount

% of 
Revenue

$
Change

%
Change

$ 

$ 

41,401 
1,925 
3,987 
1,443 
1,906 
1,327 
675 
128 
953 
434 
721 
1,299 
56,199 

(dollars in thousands)
38,756 
1,915 
3,685 
1,270 
1,342 
1,155 
524 
41 
1,069 
508 
— 
801 
51,066 

 14 % $ 
 1 %  
 1 %  
 — %  
 1 %  
 — %  
 — %  
 — %  
 — %  
 — %  
 — %  
 — %  
 19 % $ 

 14 % $  2,645 
10 
 1 %  
302 
 1 %  
173 
 — %  
564 
 — %  
172 
 — %  
151 
 — %  
87 
 — %  
(116) 
 — %  
(74) 
 — %  
721 
 — %  
 — %  
498 
 18 % $  5,133 

 7 %
 1 %
 8 %
 14 %
 42 %
 15 %
 29 %
 212 %
 (11) %
 (15) %
 100 %
 62 %
 10 %

Compensation and related
Advertising and recruitment
Occupancy and office operations
Client engagement
Software
Professional fees
Public company related costs
Bad debt
Share-based compensation
Transaction fees
IT roadmap
Other

Depreciation and Amortization: Depreciation and amortization charges decreased approximately $0.2 million (4.4%). The 
decrease in depreciation and amortization is primarily due to fully amortized intangible assets in the Light Industrial segment 
related to the 2013 InStaff acquisition and in the Professional segment related to the 2015 D&W acquisition.

Interest  Expense,  net:  Interest  expense,  net  decreased  $1.3  million  (44.9%)  primarily  due  to  a  May  2018  offering  of 
common  stock  which  proceeds  were  used  to  pay  down  existing  indebtedness  and  the  decrease  in  contingent  consideration 
discounts related to the 2017 Zycron and Smart acquisitions.

Income  Taxes:  Income  tax  expense  increased  $0.4  million  (11.5%)  primarily  due  to  a  May  2018  option  cancellation 
agreement with a former senior executive and the share-based compensation exercises that are deductible for tax purposes that 
resulted in a reduced 2018 effective rate, which was partially offset by higher pre-tax 2018 income.

Liquidity and Capital Resources

Our working capital requirements are primarily driven by field talent payments, tax payments and client partner accounts 
receivable  receipts.  Since  receipts  from  client  partners  lag  payments  to  field  talent,  working  capital  requirements  increase 
substantially in periods of growth.

Our primary sources of liquidity are cash generated from operations and borrowings under our credit agreement with BMO 
Harris Bank, N.A. (“BMO”), that provides for a revolving credit facility maturing July 16, 2024 (the “Revolving Facility”). Our 
primary  uses  of  cash  are  payments  to  field  talent,  team  members,  related  payroll  liabilities,  operating  expenses,  capital 
expenditures,  cash  interest,  cash  taxes,  dividends  and  contingent  consideration  and  debt  payments.  We  believe  that  the  cash 
generated from operations, together with the borrowing availability under our Revolving Facility, will be sufficient to meet our 
normal  working  capital  needs  for  at  least  the  next  twelve  months,  including  investments  made,  and  expenses  incurred,  in 
connection with opening new markets throughout the next year. Our ability to continue to fund these items may be affected by 
general  economic,  competitive  and  other  factors,  many  of  which  are  outside  of  our  control.  If  our  future  cash  flow  from 
operations and other capital resources are insufficient to fund our liquidity needs, we may be forced to obtain additional debt or 
equity capital or refinance all or a portion of our debt. 

35

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
While  we  believe  we  have  sufficient  liquidity  and  capital  resources  to  meet  our  current  operating  requirements  and 
expansion plans, we may elect to pursue additional growth opportunities within the next year that could require additional debt 
or equity financing. If we are unable to secure additional financing at favorable terms in order to pursue such additional growth 
opportunities, our ability to pursue such opportunities could be materially adversely affected.

During this period of uncertainty of volatility related to COVID-19, we will continue to monitor our liquidity, particularly 

payments from our client partners.

A summary of our working capital, operating, investing and financing activities are shown in the following table:

Fiscal Year Ended

December 27,
2020

December 29,
2019
(dollars in thousands)

December 30,
2018

Working capital

Net cash provided by operating activities

Net cash used in investing activities

Net cash provided by (used in) financing activities

Net change in cash and cash equivalents

Operating Activities

$ 

$ 

$ 

25,385  $ 

27,030  $ 

20,555 

22,257  $ 

17,954  $ 

18,426 

(24,147)   

1,890 

(9,729)   

(8,225)   

(924) 

(17,502) 

—  $ 

—  $ 

— 

Cash  provided  by  operating  activities  consists  of  net  income  adjusted  for  non-cash  items,  including  depreciation  and 
amortization,  share-based  compensation  expense,  intangible  impairment  losses,  interest  expense  on  contingent  consideration 
payable,  gain  on  contingent  consideration,  loss  on  extinguishment  of  debt,  and  the  effect  of  working  capital  changes.  The 
primary drivers of cash inflows and outflows are accounts receivable, accrued payroll and expenses, and other current and long-
term liabilities.

During Fiscal 2020, net cash provided by operating activities was $22.3 million, an increase of $4.3 million compared with 
$18.0  million  for  Fiscal  2019.  This  increase  is  primarily  attributable  to  the  non-cash  impact  of  intangible  impairment  losses, 
additional other long-term liabilities that includes the deferred employer FICA, and payments on accounts receivable, additional 
income taxes payable, which were partially offset by lower net income, reduced deferred income taxes, payments on accrued 
payroll  and  expenses,  reduced  prepaid  expenses  and  other  current  assets,  payments  on  accounts  payable,  and  loss  on 
extinguishment of debt in Fiscal 2019.

During Fiscal 2019, net cash provided by operating activities was $18.0 million, a decrease of $0.5 million compared with 
$18.4 million for Fiscal 2018. This decrease is primarily attributable to higher net income, the timing of payments on operating 
assets and liabilities, net deferred tax assets, which was partially offset by contingent consideration adjustments.

Investing Activities

Cash used in investing activities consists primarily of cash paid for businesses acquired and capital expenditures.

In Fiscal 2020, we paid net $22.0 million in connection with the 2020 EdgeRock and 2019 LJK acquisitions and we made 
capital  expenditures  of  $2.1  million  mainly  related  to  software  and  computer  equipment  purchased  in  the  ordinary  course  of 
business and for the IT roadmap. In Fiscal 2019, we paid $7.5 million in connection with the LJK acquisition, excluding the 
hold back paid in 2020, and we made capital expenditures of $2.2 million mainly related to software and computer equipment 
purchased in the ordinary course of business and for the IT roadmap project. In Fiscal 2018, we made capital expenditures of 
$0.9 million mainly related to furniture and fixtures and computer equipment purchased in the ordinary course of business.

36

 
 
 
 
 
 
 
 
  
 
 
 
 
Financing Activities

Cash  flows  from  financing  activities  consisted  principally  of  borrowings  and  payments  under  our  credit  agreement, 

payment of dividends, and contingent consideration paid. 

For Fiscal 2020, we borrowed $22.5 million on our Term Loan, as defined below, to fund the EdgeRock acquisition and 
pay down the Revolving Facility, we reduced $14.4 million on our Revolving Facility, paid $5.2 million in cash dividends on 
our common stock, and paid down $1.1 million on the Term Loan. 

For Fiscal 2019, we paid $12.3 million in cash dividends on our common stock, paid down $10.1 million on the term loan 
with Texas Capital Bank, National Association (“TCB”), and we paid $2.7 million of contingent consideration related to the 
Zycron  acquisition.  We  borrowed  $9.7  million  on  our  Revolving  Facility  and  borrowed  $7.5  million  on  our  Term  Loan  in 
connection with the LJK acquisition. 

For  Fiscal  2018,  we  paid  $13.8  million  in  principal  payments  on  the  term  loan  with  TCB,  paid  $10.9  million  in  cash 
dividends  on  our  common  stock,  reduced  our  revolving  credit  facility  by  $10.7  million,  paid  $3.3  million  related  to  Option 
Cancellation  Agreement,  and  paid  $1.0  million  of  contingent  consideration  related  to  the  VTS  and  Zycron  acquisitions.  We 
received net proceeds from the issuance of the common stock of $22.2 million and used the net proceeds to reduce outstanding 
indebtedness  under  our  credit  agreement  with  TCB  and  cancel  outstanding  options  pursuant  to  the  Option  Cancellation 
Agreement, as noted above.

Credit Agreements

On July 16, 2019, we entered into a Credit Agreement (the “Credit Agreement”), maturing July 16, 2024, with BMO, as 
administrative agent, lender, letters of credit issuer, and swing line lender. The Credit Agreement provides for the Revolving 
Facility permitting us to borrow funds from time to time in an aggregate amount up to $35 million. The Credit Agreement also 
provided  for  a  term  loan  commitment  (the  “Term  Loan”)  permitting  us  to  borrow  funds  from  time  to  time  in  an  aggregate 
amount  not  to  exceed  $30  million  with  principal  payable  quarterly,  based  on  an  annual  percentage  of  the  original  principal 
amount as defined in the Credit Agreement all of which has been funded. We may from time to time, with a maximum of two, 
request  an  increase  in  the  aggregate  Term  Loan  commitment  by  $40  million,  with  minimum  increases  of  $10  million.  Our 
obligations  under  the  Credit  Agreement  are  secured  by  a  first  priority  security  interest  in  substantially  all  our  tangible  and 
intangible property. The Credit Agreement bears interest either at the Base Rate plus the Applicable Margin plus the Applicable 
Margin or LIBOR (as such terms are defined in the Credit Agreement). We also pay an unused commitment fee on the daily 
average unused amount of Revolving Facility and Term Loan.

The Credit Agreement contains customary affirmative covenants and negative covenants, including certain limitations on 
our ability to pay cash dividends. We are subject to a maximum Leverage Ratio and a minimum Fixed Charge Coverage Ratio 
as defined in the Credit Agreement. 

In  April  2020,  we  entered  into  a  pay-fixed/receive-floating  interest  rate  swap  agreement  with  BMO  that  reduces  the 
floating interest rate component on the Term Loan obligation. The $25.0 million notional amount was effective on June 3, 2020 
and designed as a cash flow hedge on the underlying variable rate interest payments against a fixed interest rate that terminates 
on  June  1,  2023.  In  accordance  with  cash  flow  hedge  accounting  treatment,  we  have  determined  that  the  hedge  is  perfectly 
effective using the change-in-variable-cash-flow method.

On  December  13,  2019,  we  borrowed  $7.5  million  on  the  Term  Loan  in  conjunction  with  the  closing  of  the  LJK 
acquisition.  On  February  3,  2020,  we  borrowed  $18.5  million  on  the  Term  Loan  in  conjunction  with  the  closing  of  the 
EdgeRock  acquisition.  On  April  6,  2020,  the  Company  borrowed  the  remaining  $4.0  million  on  the  Term  Loan  and  the 
proceeds were used to pay down the Revolving Facility. We borrowed $20 million under the Revolving Facility to pay off our 
existing indebtedness with TCB and our credit agreement with TCB (and related ancillary documentation) was terminated on 
July  16,  2019  in  connection  with  such  repayment.  We  recognized  a  loss  on  extinguishment  of  debt  of  approximately  $0.5 
million  related  to  the  unamortized  deferred  finance  fees.  On  February  8,  2021,  the  Company  borrowed  $3.8  million  on  the 
Revolving Facility in conjunction with the closing of the Momentum Solutionz acquisition, as described in Note 19 in the Notes 
to Consolidated Financial Statements. 

37

 
 
Contractual Obligations

The following table summarizes our cash contractual obligations as of December 27, 2020.

Payments due by period

Long-term debt obligations 
Contingent consideration
Deferred employer FICA*
Operating lease obligations

Contractual cash obligations

$ 

$ 

34,902  $ 
2,500 
7,228 
7,545 
52,175  $ 

Total

Less than 1
 year

3–5 years

More than 5
 years

1–3 years
(dollars in thousands)
6,750  $ 
2,500 
3,614 
3,877 
16,740  $ 

2,625  $ 
— 
3,614 
2,319 
8,558  $ 

25,527  $ 
— 
— 
1,350 
26,877  $ 

— 
— 
— 
— 
— 

* included in Other long-term liabilities (see Note 8 in the Notes to Consolidated Financial Statements)

Off-Balance Sheet Arrangements

Letter of Credit

In March 2020, in conjunction with the 2020 EdgeRock acquisition, we entered into a standby letter of credit arrangement, 
which expires December 31, 2024, for purposes of protecting a lessor against default on lease payments. As of December 27, 
2020, we had a maximum financial exposure from this standby letter of credit totaling $0.1 million, all of which is considered 
usage against our Revolving Facility.

Critical Accounting Policies and Estimates

We have identified the policies listed below as critical to our business and the understanding of our results of operations. 
For a detailed discussion of the application of these and other accounting policies, see Note 2 in the Notes to the Consolidated 
Financial Statements of this Annual Report on Form 10-K. The preparation of financial statements in conformity with GAAP, 
requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure 
of contingent assets and liabilities at the date of the financial statements, and the reported amounts of revenues and expenses 
during the reporting period. Actual results could differ from those estimates.

On an ongoing basis, management evaluates its estimates, including those related to revenue recognition, allowances for 
credit losses on accounts receivable, impairment of goodwill and intangible assets, lease liability and continent consideration 
obligations  related  to  acquisitions,  contingencies,  litigation,  income  taxes,  share-based  compensation  option  expense. 
Management bases its estimates and judgments on historical experiences and on various other factors believed to be reasonable 
under  the  circumstances.  However,  these  estimates  and  assumptions  may  change  in  the  future  based  on  actual  experience  as 
well as market conditions.

The COVID-19 pandemic continues to have a significant impact on our economy as a result of measures designed to stop 
the spread of the virus. In light of the currently unknown ultimate duration and severity of COVID-19, we face a greater degree 
of  uncertainty  than  normal  in  making  the  judgments  and  estimates  needed  to  apply  our  significant  accounting  policies.  As 
COVID-19  continues  to  develop,  management  may  make  changes  to  these  estimates  and  judgments  over  time,  which  could 
result  in  meaningful  impacts  to  our  financial  statements  in  future  periods.  Actual  results  and  outcomes  may  differ  from 
management’s estimates and assumptions.

Revenue Recognition

We  derive  our  revenues  from  three  segments:  Real  Estate,  Professional,  and  Light  Industrial.  We  provide  workforce 
solutions and placement services. Revenues are recognized when promised workforce solutions are delivered to client partners, 
in an amount that reflects the consideration we expect to be entitled to in exchange for those services. Revenues as presented on 
the consolidated statements of operations represent workforce solutions rendered to client partners less sales adjustments and 
allowances. Reimbursements, including those related to out-of-pocket expenses, are also included in revenues, and the related 
amounts of reimbursable expenses are included in cost of services. 

38

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
We  record  revenue  on  a  gross  basis  as  a  principal  versus  on  a  net  basis  as  an  agent  in  the  presentation  of  revenues  and 
expenses. We have concluded that gross reporting is appropriate because we (i) have the risk of identifying and hiring qualified 
field  talent,  (ii)  have  the  discretion  to  select  the  field  talent  and  establish  their  price  and  duties  and  (iii)  we  bear  the  risk  for 
services that are not fully paid for by client partners.

Workforce  solution  revenues  -  Field  talent  revenues  from  contracts  with  client  partners  are  recognized  in  the  amount  to 

which we have a right to invoice, when the services are rendered by our field talent.

Contingent placement revenues - Any revenues associated with workforce solutions that are provided on a contingent basis 
are  recognized  once  the  contingency  is  resolved,  as  this  is  when  control  transferred  to  the  client  partner,  usually  when 
employment candidates start their employment.

Retained  search  placement  revenues  -  Any  revenues  from  these  workforce  solutions  are  recognized  based  on  the 
contractual amount for services completed to date which best depicts the transfer of control of services, which is less than 1% of 
consolidated revenues.

We estimate the effect of placement candidates who do not remain with our client partners through the guarantee period 
(generally 90 days) based on historical experience. Allowances, recorded as a liability, are established to estimate these losses. 
Fees to client partners are generally calculated as a percentage of the new worker’s annual compensation. No fees for placement 
workforce solutions are charged to employment candidates. These assumptions determine the timing of revenue recognition for 
the reported period.

Payment terms in our contracts vary by the type and location of our client partner and the workforce solutions offered. The 

term between invoicing and when payment is due is not significant. 

Intangible Assets

We hold intangible assets with indefinite and finite lives. Intangible assets with indefinite useful lives are not amortized. 
Intangible  assets  with  finite  useful  lives  are  amortized  over  their  respective  estimated  useful  lives,  ranging  from  three  to  ten 
years, based on a pattern in which the economic benefit of the respective intangible asset is realized. 

Identifiable  intangible  assets  recognized  in  conjunction  with  acquisitions  are  recorded  at  fair  value.  Significant 
unobservable  inputs  are  used  to  determine  the  fair  value  of  the  identifiable  intangible  assets  based  on  the  income  approach 
valuation model whereby the present worth and anticipated future benefits of the identifiable intangible assets are discounted 
back to their net present value. 

We capitalize purchased software and internal payroll costs directly incurred in the modification of software for internal 

use. Software maintenance and training costs are expensed in the period incurred.

We evaluate the recoverability of intangible assets whenever events or changes in circumstances indicate that an intangible 
asset’s  carrying  amount  may  not  be  recoverable.  We  annually  evaluate  the  remaining  useful  lives  of  all  intangible  assets  to 
determine  whether  events  and  circumstances  warrant  a  revision  to  the  remaining  period  of  amortization.  We  considered  the 
current and expected future economic and market conditions surrounding COVID-19 and its impact on each of the reporting 
units.  Further,  during  second  quarter  2020,  we  assessed  the  current  market  capitalization,  forecasts  and  the  current  carrying 
value in the 2020 impairment test. As a result of the certain business developments and changes in our long-term projections, 
we concluded a triggering event had occurred that required an interim impairment assessment to be performed. The qualitative 
assessment  thresholds  were  met  on  all  reporting  units  except  the  finance  and  accounting  group,  within  the  Professional 
segment.  We  calculated  the  quantitative  impairment  test  of  the  finance  and  accounting  group  using  the  relief  from  royalty 
method for the indefinite-lived intangible assets and residual method for the definite-lived intangible assets by asset group (see 
Note 6 in the Notes to Consolidated Financial Statements). We determined that there were no impairment indicators for these 
assets in Fiscal 2019 and 2018.

Goodwill

Goodwill represents the difference between the enterprise value/cash paid less the fair value of all recognized net asset fair 
values including identifiable intangible asset values in a business combination. We review goodwill for impairment annually 
during the fourth quarter or whenever events or changes in circumstances indicate the carrying value of goodwill may not be 
recoverable.  We  considered  the  current  and  expected  future  economic  and  market  conditions  surrounding  COVID-19  and  its 
impact  on  each  of  the  reporting  units.  As  a  result  of  the  certain  business  developments  and  changes  in  our  long-term 

39

 
 
projections,  during  second  quarter  2020,  we  concluded  a  triggering  event  had  occurred  that  required  an  interim  impairment 
assessment  to  be  performed.  The  qualitative  assessment  thresholds  were  met  on  all  reporting  units  except  the  finance  and 
accounting group. We calculated the quantitative impairment test of the finance and accounting group using the discounted cash 
flow method and concluded there was no goodwill impairment loss. Based on annual testing, the Company has determined that 
there was no goodwill impairment in Fiscal 2020, 2019 or 2018. 

We first evaluate qualitative factors to determine whether it is more likely than not (that is, a likelihood of more than 50 
percent)  that  the  fair  value  of  the  reporting  unit  is  less  than  its  carrying  amount,  including  goodwill.  If  after  qualitatively 
assessing  the  totality  of  events  or  circumstances,  we  determine  that  it  is  not  more  likely  than  not  that  the  fair  value  of  the 
reporting  unit  is  less  than  its  carrying  amount,  then  further  testing  is  unnecessary.  If  after  assessing  the  totality  of  events  or 
circumstances,  we  determine  that  it  is  more  likely  than  not  that  the  fair  value  of  the  reporting  unit  is  less  than  its  carrying 
amount, we then estimate the fair value of the reporting unit and compare the fair value of the reporting unit with its carrying 
amount, including goodwill, as discussed below.

In assessing whether it is more likely than not that an indefinite-lived intangible asset is impaired, we assess relevant events 

and circumstances that could affect the significant inputs used to determine the fair value.

The quantitative impairment test for an indefinite-lived intangible asset consists of a comparison of the fair value of the 
asset  with  its  carrying  amount.  If  the  carrying  amount  of  an  intangible  asset  exceeds  its  fair  value,  a  reporting  unit  shall 
recognize an impairment loss in an amount equal to that excess.

The quantitative goodwill impairment test involves a two-step process. In the first step,we compare the fair value of each 
reporting unit to its carrying value. If the fair value of the reporting unit exceeds its carrying value, goodwill is not impaired and 
no further testing is required. If the fair value of the reporting unit is less than the carrying value, we must perform the second 
step  of  the  impairment  test  to  measure  the  amount  of  impairment  loss.  In  the  second  step,  the  reporting  unit's  fair  value  is 
allocated to all of the assets and liabilities of the reporting unit, including any unrecognized intangible assets, in a hypothetical 
analysis that calculates the implied fair value of goodwill in the same manner as if the reporting unit was being acquired in a 
business combination. If the implied fair value of the reporting unit's goodwill is less than the carrying value, the difference is 
recorded as an impairment loss.

Contingent Consideration

We have obligations, to be paid in cash, related to our acquisitions if certain future operating and financial goals are met. 
The fair value of this contingent consideration is determined using expected cash flows and present value technique. The fair 
value calculation of the expected future payments uses a discount rate commensurate with the risks of the expected cash flow. 
The resulting discount is amortized as interest expense over the outstanding period using the effective interest method.

Leases

We  lease  all  their  office  space  through  operating  leases,  which  expire  at  various  dates  through  2025.  Many  of  the  lease 
agreements obligate us to pay real estate taxes, insurance and certain maintenance costs, which are accounted for separately. 
Certain  of  our  lease  arrangements  contain  renewal  provisions  from  3  to  10  years,  exercisable  at  our  option.  Our  lease 
agreements do not contain any material residual value guarantees or material restrictive covenants.

We determine if an arrangement is an operating lease at inception. Leases with an initial term of 12 months or less are not 
recorded on the balance sheet. All other leases are recorded on the balance sheet as right-of-use assets and lease liabilities for 
the lease term.

Right  of  use  lease  assets  and  lease  liabilities  are  recognized  at  commencement  date  based  on  the  present  value  of  lease 
payments  over  the  lease  term  and  include  options  to  extend  or  terminate  the  lease  when  they  are  reasonably  certain  to  be 
exercised.  The  present  value  of  lease  payments  is  determined  primarily  using  the  incremental  borrowing  rate  based  on  the 
information available at lease commencement date. Our operating lease expense is recognized on a straight-line basis over the 
lease term and is recorded in selling, general and administrative expenses.

40

 
 
 
Financial Instruments

We use fair value measurements in areas that include, but are not limited to, interest rate swap agreements used to mitigate 
interest rate risk, and the allocation of purchase price consideration to tangible and identifiable intangible assets and contingent 
consideration.  The  carrying  values  of  cash  and  cash  equivalents,  accounts  receivables,  prepaid  expenses,  accounts  payable, 
accrued liabilities, and other current assets and liabilities approximate their fair values because of the short-term nature of these 
instruments. The carrying value of bank debt approximates fair value due to the variable nature of the interest rates under the 
credit agreement with BMO that provides for the revolving credit facility and term loan and current rates available to us for debt 
with similar terms and risk. The fair value on the interest rate swap is based on quoted prices from BMO.

Share-Based Compensation

We recognize compensation expense in selling, general and administrative expenses over the service period for options or 
restricted stock that are expected to vest and records adjustments to compensation expense at the end of the service period if 
actual forfeitures differ from original estimates.

Income Taxes

The  current  provision  for  income  taxes  represents  estimated  amounts  payable  or  refundable  on  tax  returns  filed  or  to  be 
filed for the year. We recognizes any penalties when necessary as part of selling, general and administrative expenses. As of 
December 27, 2020, goodwill of $31.6 million, which is limited annually, is expected to be deductible for tax purposes.

Deferred tax assets and liabilities are recorded for the estimated future tax effects of temporary differences between the tax 
basis of assets and liabilities and amounts are classified net as noncurrent in the consolidated balance sheets. Deferred tax assets 
are also recognized for net operating loss and tax credit carryovers. The overall change in deferred tax assets and liabilities for 
the period measures the deferred tax expense or benefit for the period. Effects of changes in enacted tax laws on deferred tax 
assets and liabilities are reflected as adjustments to tax expense in the period of enactment. As of December 27, 2020, we have a 
$6.5 million net operating loss carry forward from the 2020 EdgeRock acquisition with no expiration date. 

When appropriate, we will record a valuation allowance against net deferred tax assets to offset future tax benefits that may 
not be realized. In determining whether a valuation allowance is appropriate, we consider whether it is more likely than not that 
all or some portion of our deferred tax assets will not be realized, based in part upon management’s judgments regarding future 
events and past operating results. We believe that it is more likely than not that all deferred tax assets will be realized and thus, 
believes that a valuation allowance is not required as of December 27, 2020 or December 29, 2019.

We follow the guidance of Accounting Standards Codification (“ASC”) Topic 740, Accounting for Uncertainty in Income 
Taxes. ASC Topic 740 prescribes a more-likely-than-not measurement methodology to reflect the financial statement impact of 
uncertain tax positions taken or expected to be taken in a tax return.

Recent Accounting Pronouncements

For a discussion of recent accounting pronouncements and their potential effect on our results of operations and financial 

condition, refer to Note 2 in the Notes to the Consolidated Financial Statements of this Annual Report on Form 10-K. 

 Item 7A.  Quantitative and Qualitative Disclosures about Market Risk.

  We  are  exposed  to  certain  market  risks  from  transactions  we  enter  into  in  the  normal  course  of  business.  Our  primary 

market risk exposure relates to interest rate risk.

Interest Rates

A  portion  of  our  Revolving  Facility  and  Term  Loan  are  priced  at  variable  interest  rates.  Accordingly,  future  interest  rate 

increases could potentially put us at risk for an adverse impact on future earnings and cash flows. 

41

 
 
 
 
 
 
 
 
 
Item 8.  Financial Statements and Supplementary Data.

Audited Consolidated Financial Statements of BGSF, Inc.

Report of Independent Registered Public Accounting Firm

Consolidated Balance Sheets as of December 27, 2020 and December 29, 2019

Consolidated Statements of Operations and Comprehensive Income for each of the three fiscal years ended December 27, 
2020

Consolidated Statements of Changes in Stockholders' Equity for the three fiscal years ended December 27, 2020

Consolidated Statements of Cash Flows for each of the three fiscal years ended December 27, 2020

Notes to Consolidated Financial Statements

Page

43

46

47

48

49

51

42

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Board of Directors and 
Stockholders of BGSF, Inc.

Opinion on the Financial Statements

We have audited the accompanying consolidated balance sheets of BGSF, Inc. (the “Company”) as of December 27, 
2020  and  December  29,  2019,  and  the  related  consolidated  statements  of  operations  and  comprehensive  income, 
changes in stockholders’ equity, and cash flows for each of the three years in the period ended December 27, 2020, 
and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements 
present  fairly,  in  all  material  respects,  the  financial  position  of  the  Company  as  of  December  27,  2020  and 
December  29,  2019,  and  the  results  of  its  operations  and  its  cash  flows  for  each  of  the  three  years  in  the  period 
ended  December  27,  2020,  in  conformity  with  accounting  principles  generally  accepted  in  the  United  States  of 
America.

We  also  have  audited,  in  accordance  with  the  standards  of  the  Public  Company  Accounting  Oversight  Board 
(United  States)  (“PCAOB”),  the  Company’s  internal  control  over  financial  reporting  as  of  December  27,  2020, 
based  on  criteria  established  in  2013  Internal  Control-Integrated  Framework  issued  by  the  Committee  of 
Sponsoring Organizations of the Treadway Commission (COSO), and our report dated March 11, 2021 expressed 
an unqualified opinion.

Basis for Opinion

These financial statements are the responsibility of the Company’s management. Our responsibility is to express an 
opinion  on  these  financial  statements  based  on  our  audits.  We  are  a  public  accounting  firm  registered  with  the 
PCAOB  and  are  required  to  be  independent  with  respect  to  the  Company  in  accordance  with  the  U.S.  federal 
securities  laws  and  the  applicable  rules  and  regulations  of  the  Securities  and  Exchange  Commission  and  the 
PCAOB. 

We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and 
perform  the  audit  to  obtain  reasonable  assurance  about  whether  the  financial  statements  are  free  of  material 
misstatement,  whether  due  to  error  or  fraud.  Our  audits  included  performing  procedures  to  assess  the  risks  of 
material  misstatement  of  the  financial  statements,  whether  due  to  error  or  fraud,  and  performing  procedures  that 
respond  to  those  risks.  Such  procedures  included  examining,  on  a  test  basis,  evidence  regarding  the  amounts  and 
disclosures  in  the  financial  statements.  Our  audits  also  included  evaluating  the  accounting  principles  used  and 
significant  estimates  made  by  management,  as  well  as  evaluating  the  overall  presentation  of  the  financial 
statements. We believe that our audits provide a reasonable basis for our opinion.

Critical Audit Matters

The  critical  audit  matters  communicated  below  are  matters  arising  from  the  current  period  audit  of  the  financial 
statements that were communicated or required to be communicated to the audit committee and that: (1) relate to 
accounts  or  disclosures  that  are  material  to  the  financial  statements  and  (2)  involved  especially  challenging, 
subjective,  or  complex  judgments.  The  communication  of  the  critical  audit  matters  does  not  alter  in  any  way  our 
opinion on the financial statements, taken as a whole, and we are not, by communicating the critical audit matters 
below,  providing  a  separate  opinion  on  the  critical  audit  matters  or  on  the  accounts  or  disclosures  to  which  they 
relate.

43

Acquisition of EdgeRock Technologies Holdings, Inc. – Fair Value of Intangible Assets

Description of the Matter

As  discussed  in  Note  3  to  the  financial  statements,  the  Company  acquired  100%  of  the  equity  of  EdgeRock 
Technologies Holdings, Inc. (EdgeRock) for a purchase price cash consideration of $21.7 million, which resulted in 
$10.3  million  of  intangible  assets.  The  $10.3  million  of  intangible  assets  is  primarily  comprised  of  a  customer 
relationship  intangible  asset  and  a  tradename  intangible asset. The determination of a fair value for the  customer 
relationships required management to make estimates of discounted future cash flows and included their subjective 
assumptions of the appropriate discount rate, the growth of revenue, and rate of attrition for the related customers. 
Management estimated the fair value of the tradename using the relief from royalty method which is based on the 
costs saved by owning the tradename rather than licensing it. This method also required management to estimate 
discounted cash flows with subjective assumptions of the appropriate discount rate, an appropriate royalty rate, and 
future revenues.

We  identified  the  fair  value  of  intangible  assets  acquired  in  the  EdgeRock  business  combination  to  be  a  critical 
audit  matter  due  to  the  significant  judgments  made  by  management  to  estimate  the  fair  value  of  the  intangible 
assets.  This  required  a  high  degree  of  auditor  judgment  and  an  increased  extent  of  effort,  including  the  need  to 
involve  our  fair  value  specialists,  when  performing  audit  procedures  to  evaluate  the  reasonableness  of 
management’s estimates and assumptions related to the selection of discount and royalty rates, as well as forecasts 
of future revenues and cash flows.

How We Addressed the Matter in Our Audit

Our audit procedures related to the discount rates, royalty rate, and forecasts of future revenue and cash flows used 
by  management  to  estimate  the  fair  value  of  intangible  assets  acquired  in  the  EdgeRock  business  combination 
included the following, among others:

• We tested the effectiveness of controls over management’s EdgeRock purchase price allocation, including 
those over the determination of the fair value of intangible assets, such as controls related to management’s 
selection of discount rates, the royalty rate, and forecasts of future revenues and cash flows.

• With  the  assistance  of  our  fair  value  specialists,  we  evaluated  the  reasonableness  of  the  (1)  valuation 
methodology,  (2)  discount  rates,  (3)  the  royalty  rate,  and  (4)  future  revenue  and  growth  rates,  including 
testing the source information underlying the determination of the discount rates and the royalty rate, testing 
the  mathematical  accuracy  of  the  calculations,  and  developing  a  range  of  independent  estimates  and 
comparing those to the discount rates selected by management.

• We  evaluated  management’s  ability  to  accurately  forecast  future  revenues  and  cash  flows  by  considering 

the past financial performance of EdgeRock and current economic factors.

Goodwill and Intangibles

Description of the Matter

The  Company’s  evaluation  of  goodwill  and  intangible  assets  for  impairment  involves  the  comparison  of  the 
estimated  fair  value  of  each  reporting  unit  to  its  carrying  value.  The  annual  impairment  test  of  goodwill  and 
intangible  assets  at  a  reporting  unit  level  is  performed  annually  during  the  fourth  quarter,  or  more  frequently  if 
events or circumstances indicate the fair value of a reporting unit may be below its respective carrying value. The 
Company uses the discounted cash flow model to estimate the fair value of goodwill, which requires management to 
make significant estimates and assumptions related to discount rates and forecasts of future revenues and reporting 
unit profit margins. The Company uses a relief from royalty model and residual income model to estimate the fair 
value of intangibles which requires management to make significant estimates and assumptions related to discount 

44

rates  and  forecasts  of  future  revenues,  reporting  unit  profit  margins  and  customer  turnover.  Changes  in  these 
assumptions could have a significant impact on either the fair value, the amount of any goodwill or intangible assets 
impairment charge, or both.

During the second quarter of 2020, the company identified circumstances that caused it to evaluate the goodwill 
and intangibles associated with one of its reporting units, the finance and accounting group, within the Professional 
segment  for  potential  impairment.  The  Company  updated  their  valuation  models  as  of  June  28,  2020  to  reflect 
current  market  conditions  and  as  a  result  of  the  test  recorded  a  $7.2  million  impairment  of  intangibles  using  the 
relief  from  royalty  method  for  the  indefinite-lived  intangible  assets  and  residual  method  for  the  definite-lived 
intangible  assets.  As  of  December  27,  2020,  the  remaining  goodwill  and  intangibles  balance  for  the  finance  and 
accounting group was $2.4 million and $0.8 million, respectively.

Subsequent  to  the  impairment  charge  recorded  during  the  second  quarter  of  2020,  the  Company  performed  its 
annual  impairment  test  of  goodwill  during  the  fourth  quarter.  Because  the  estimated  fair  values  of  each  of  the 
Company’s  reporting  units  exceeded  their  carrying  values,  no  additional  impairments  were  recorded.  Given  that 
forecasted revenues and reporting unit profit margins for the Real Estate, Light Industrial and Professional reporting 
units  are  highly  sensitive  to  changes  in  demand,  sales  and  customer  mix,  and  efficiency  of  operations,  auditing 
management’s assumptions including the selection of discount rates involved especially subjective judgment. As a 
result,  we  identified  the  Company’s  evaluations  of  goodwill  impairment  for  the  Real  Estate,  Light  Industrial  and 
Professional reporting units as a critical audit matter due to the high degree of auditor judgment and the increased 
extent  of  effort  that  was  required  when  performing  audit  procedures  to  evaluate  the  reasonableness  of 
management’s  estimates  and  assumptions  related  to  the  forecasts  of  revenue  and  profit  margins,  as  well  as  the 
selection of discount rates, including the need to involve our fair value specialists.

How We Addressed the Matter in Our Audit

Our audit procedures related to forecasts of future revenues and operating unit profit margins (“forecasts”), and the 
selection  of  discount  rates  for  the  Real  Estate,  Light  Industrial  and  Professional  reporting  units  included  the 
following, among others:

• We tested the effectiveness of controls over goodwill and intangibles, including controls over the forecasts 

related to revenue and operating unit profit margin and selection of discount rates.

• We  evaluated  management’s  ability  to  accurately  forecast  revenue  and  operating  unit  margins  by 

performing a retrospective review of prior forecasts compared to actual results.

• We evaluated the reasonableness of management’s current revenue and operating unit margin forecasts by 
comparing the forecasts to historical results and internal communications to management and the Board of 
Directors.

/s/ Whitley Penn LLP 

We have served as the Company’s auditor since 2013.

Dallas, Texas
March 11, 2021 

45

BGSF, Inc. and Subsidiaries 
CONSOLIDATED BALANCE SHEETS

Current assets

ASSETS

Accounts receivable (net of allowance for credit losses of $492,087 for 2020 and 
$468,233 for 2019)
Prepaid expenses and other current assets
Income taxes receivable
Total current assets

Property and equipment, net

Other assets

Deposits and other assets
Deferred income taxes, net
Right-of-use asset - operating leases
Intangible assets, net
Goodwill

Total other assets

Total assets

Current liabilities

LIABILITIES AND STOCKHOLDERS' EQUITY

Long-term debt, current portion
Accrued interest
Accounts payable
Accrued payroll and expenses
Lease liability, current portion
Other current liabilities
Income taxes payable

Total current liabilities

Line of credit (net of deferred finance fees of $268,076 and $351,128 for 2020 and 2019, 
respectively)

Long-term debt, less current portion
Contingent consideration, less current portion
Lease liability, less current portion
Other long-term liabilities

Total liabilities

Commitments and contingencies

December 27, 
2020

December 29, 
2019

$  41,493,800  $  39,423,801 
1,243,746 
69,649 
40,737,196 

2,154,966 
— 
43,648,766 

3,723,582 

3,545,049 

5,211,145 
5,827,673 
6,009,054 
33,781,168 
32,076,880 
82,905,920 

3,843,023 
4,071,847 
4,386,317 
33,807,973 
25,194,639 
71,303,799 
$  130,278,268  $  115,586,044 

$ 

2,625,000  $ 
78,134 
219,693 
11,448,403 
2,031,898 
— 
1,861,116 
18,264,244 

375,000 
73,027 
479,422 
10,485,039 
1,277,843 
1,016,565 
— 
13,706,896 

5,709,266 

19,993,829 

26,300,000 
2,287,926 
4,903,539 
7,355,541 
64,820,516 

7,125,000 
2,174,378 
4,128,951 
— 
47,129,054 

Preferred stock, $0.01 par value per share, 500,000 shares authorized, -0- shares issued and 
outstanding

— 

— 

Common stock, $0.01 par value per share; 19,500,000 shares authorized, 10,328,379 and 
10,309,236 shares issued and outstanding for 2020 and 2019, respectively, net of treasury 
stock, at cost, 1,235 and 1,004 shares for 2020 and 2019, respectively
Additional paid in capital
Retained earnings
Accumulated other comprehensive loss

Total stockholders’ equity
Total liabilities and stockholders’ equity

73,834 
60,457,044 
5,049,748 
(122,874)   

75,775 
59,617,787 
8,763,428 
— 
68,456,990 
$  130,278,268  $  115,586,044 

65,457,752 

The accompanying notes are an integral part of these consolidated financial statements.

46

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries
CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE INCOME

Years ended December 27, 2020, December 29, 2019 and December 30, 2018

Revenues
Cost of services
Gross profit

Selling, general and administrative expenses
Gain on contingent consideration
Impairment losses
Depreciation and amortization

Operating income

Loss on extinguishment of debt
Interest expense, net

Income before income taxes

Income tax expense
Net income

Change in unrealized losses on cash flow hedges

Other comprehensive loss
Net comprehensive income

Net income per share:

Basic
Diluted

Weighted average shares outstanding:

Basic
Diluted

2020

2018

(76,102)   

2019
$  277,890,880  $  294,313,548  $  286,862,926 
  210,267,734 
  213,632,283 
  201,670,876 
76,595,192 
80,681,265 
76,220,004 
51,066,327 
56,199,521 
60,558,697 
(3,775,307) 
— 
— 
— 
5,044,487 
4,820,256 
24,259,685 
19,661,488 
— 
540,705 
2,850,405 
1,568,815 
21,409,280 
17,551,968 
3,859,739 
4,304,978 
1,441,468  $  13,246,990  $  17,549,541 

7,239,514 
4,959,705 
3,538,190 
— 
1,583,630 
1,954,560 
513,092 

$ 

$ 

$ 
$ 

122,874 
122,874 

— 
— 
1,318,594  $  13,246,990  $  17,549,541 

— 
— 

0.14  $ 
0.14  $ 

1.29  $ 
1.28  $ 

1.83 
1.79 

10,311,606 
10,338,029 

10,238,565 
10,350,775 

9,577,498 
9,808,080 

Cash dividends declared per common share

$ 

0.50  $ 

1.20  $ 

1.15 

The accompanying notes are an integral part of these consolidated financial statements.

47

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY

Years ended December 27, 2020, December 29, 2019 and December 30, 2018

Common Stock

Preferred
Stock

Shares

Par 
Value

 Treasury 
Stock 
Amount

Additional 
Paid in 
Capital

Retained
Earnings

Accumulated 
Other 
Comprehensive 
(Loss)/Income

Total

  8,759,376  $  87,594  $ 

—  $ 37,675,329  $  1,371,756  $ 

—  $ 39,134,679 

Stockholders’ equity, December 31, 2017

Share-based compensation

Issuance of shares, net of offering costs
Issuance of restricted shares, net of 828 shares of 
treasury stock
Exercise of common stock options and warrants

Option cancellation agreement

Cash dividends declared

Net income

Stockholders’ equity, December 30, 2018

Share-based compensation

Cancellation of restricted shares

Issuance of shares
Exercise of common stock options and warrants, net of 
176 shares of treasury stock
Change in accounting principal - operating leases

Cash dividends declared

Net income

Stockholders’ equity, December 29, 2019

Share-based compensation
Issuance of restricted shares, net of 231 shares of 
treasury stock

Share issuance costs

Cash dividends declared

Net income

Other comprehensive loss
Stockholders’ equity, December 27, 2020

— 

— 

— 

— 
— 

— 

— 

— 

— 

— 

— 

— 

— 
— 

— 

— 

— 

— 

— 

— 

— 

— 

— 
— 

— 

— 

  1,293,750 

12,938 

— 

— 

  1,069,482 

  21,347,200 

41,172 
132,949 

— 

— 

— 

412 
1,329 

— 

— 

— 

— 

— 

— 

— 

  (24,027)   

(412)   

867,949 

  (3,335,169)   

— 

— 

 (10,921,909)   

  17,549,541 

 10,227,247 

  102,273 

  (24,027)    57,624,379 

  7,999,388 

— 

(2,250)   

47,403 

36,836 
— 

— 

— 

— 

(23)   

474 

369 
— 

— 

— 

— 

— 

— 

952,738 

23 

999,526 

(3,291)   
— 

41,121 
— 

— 

— 

— 

— 

(200,608)   

— 

— 

— 

— 

 (12,282,342)   

  13,246,990 

 10,309,236 

  103,093 

  (27,318)    59,617,787 

  8,763,428 

— 

— 

— 

849,448 

19,143 

191 

(2,132)   

(191)   

— 

— 

— 

— 

— 

— 

— 

— 

— 

(10,000)   

— 

— 

  (5,155,148)   

  1,441,468 

— 

— 
 10,328,379  $  103,284  $ (29,450)  $ 60,457,044  $  5,049,748  $ 

— 

— 

— 

— 

— 

— 
— 

— 

— 

— 

— 

— 

— 

— 
— 

— 

— 

— 

— 

— 

— 

— 

— 
— 

— 

— 

— 

— 

— 

— 

— 

— 

  1,069,482 

  21,360,138 

(24,027) 
869,278 

  (3,335,169) 

 (10,921,909) 

  17,549,541 

  65,702,013 

952,738 

— 

  1,000,000 

38,199 
(200,608) 

 (12,282,342) 

  13,246,990 

  68,456,990 

849,448 

(2,132) 

(10,000) 

  (5,155,148) 

  1,441,468 

(122,874)   
(122,874) 
(122,874)  $ 65,457,752 

 The accompanying notes are an integral part of these consolidated financial statements.

48

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries
CONSOLIDATED STATEMENTS OF CASH FLOWS

Years ended December 27, 2020, December 29, 2019 and December 30, 2018

Cash flows from operating activities

Net income

Adjustments to reconcile net income to net cash provided by 
operating activities

Depreciation

Amortization

Impairment losses

Loss on disposal of property and equipment

Loss on extinguishment of debt, net

Contingent consideration adjustment

Amortization of deferred financing fees

Interest expense on contingent consideration payable

Provision for credit losses

Share-based compensation

Deferred income taxes, net of acquired deferred tax liability
Net changes in operating assets and liabilities, net of effects of 
acquisitions:

Accounts receivable

Prepaid expenses and other current assets

Deposits and other assets

Accrued interest

Accounts payable

Accrued payroll and expenses

Other current liabilities

Income taxes receivable and payable

Operating leases

Other long-term liabilities

Net cash provided by operating activities

Cash flows from investing activities

Businesses acquired, net of cash received
Capital expenditures

Proceeds from sale of property and equipment

Net cash used in investing activities

2020

2019

2018

$ 

1,441,468  $  13,246,990  $  17,549,541 

855,955 

4,103,750 

7,239,514 

— 

— 

830,299 

746,443 

3,989,957 

4,298,044 

— 

30,767 

540,705 

— 

17,765 

— 

(76,102)   

— 

(3,775,307) 

83,052 

189,650 

349,362 

849,448 

(2,413,019)   

173,018 

123,761 

128,260 

952,738 

799,150 

453,513 

624,145 

40,618 

1,069,482 

1,531,516 

4,308,900 

(1,758,340)   

(939,454) 

(855,112)   

(222,794)   

84,253 

(1,089,102)   

(633,603)   

(302,315) 

5,107 

(235,520)   

(22,083) 

(279,326)   

333,165 

(1,763,355) 

(1,528,873)   

(208,203)   

(1,190,572) 

(16,565)   

16,565 

(87,553) 

1,874,981 

(125,490)   

246,753 

(18,805)   

(27,581)   

— 

7,232,667 

— 

(154,959) 

22,256,950 

17,953,844 

18,426,475 

(22,002,109)   
(2,144,946)   

(7,500,000)   
(2,229,509)   

— 

440 

— 
(923,994) 

— 

(24,147,055)   

(9,729,069)   

(923,994) 

The accompanying notes are an integral part of these consolidated financial statements.

49

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries
CONSOLIDATED STATEMENTS OF CASH FLOWS (CONTINUED)

Years ended December 27, 2020, December 29, 2019 and December 30, 2018

Cash flows from financing activities

Net (payments) borrowings under line of credit

Proceeds from issuance of long-term debt

Principal payments on long-term debt

Payments of dividends
Issuance of shares under the 2013 Long-Term Incentive Plan and Form 
S-3 registration statement, net of exercises

Option cancellation agreement

Contingent consideration paid

Deferred financing costs

2020

2019

2018

(14,367,615)   

9,694,667 

(10,717,778) 

22,500,000 

7,500,000 

— 

(1,075,000)   

(10,121,000)   

(13,766,500) 

(5,155,148)   

(12,282,342)   

(10,921,909) 

(12,132)   

38,200 

22,205,389 

— 

— 

— 

— 

(3,335,169) 

(2,672,000)   

(962,996) 

(382,300)   

(3,518) 

Net cash provided by (used in) financing activities

1,890,105 

(8,224,775)   

(17,502,481) 

Net change in cash and cash equivalents

Cash and cash equivalents, beginning of year

Cash and cash equivalents, end of year

Supplemental cash flow information:

Cash paid for interest

Cash paid for taxes, net of refunds

Non-cash transactions:

Leasehold improvements funded by landlord incentives

— 

— 

— 

— 

—  $ 

—  $ 

— 

— 

— 

1,133,323  $ 

1,350,713  $ 

1,764,960 

995,361  $ 

3,563,703  $ 

2,012,325 

—  $ 

—  $ 

366,202 

$ 

$ 

$ 

$ 

The accompanying notes are an integral part of these consolidated financial statements.

50

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 1 - NATURE OF OPERATIONS

BGSF,  Inc.  is  a  national  provider  of  workforce  solutions  that  operates,  along  with  its  wholly  owned  subsidiaries  BG 
Staffing, LLC, B G Staff Services Inc., BG Personnel, LP and BG Finance and Accounting, Inc., BG California IT Staffing, 
Inc.,  BG  California  Multifamily  Staffing,  Inc.,  BG  California  Finance  &  Accounting  Staffing,  Inc.,  EdgeRock  Technology 
Holdings, Inc. and EdgeRock Technologies, LLC (collectively, the “Company”), primarily within the United States of America 
in three industry segments: Real Estate, Professional, and Light Industrial.

The Real Estate segment provides office and maintenance field talent to various apartment communities and commercial 
buildings  in  36  states  and  D.C.,  via  property  management  companies  responsible  for  the  apartment  communities'  and 
commercial buildings' day-to-day operations. Our Real Estate segment operates through two divisions, BG Multifamily and BG 
Talent. 

The Professional segment provides skilled field talent on a nationwide basis for information technology (“IT”) and finance, 
accounting,  legal  and  human  resource  client  partner  projects  on  a  national  basis.  Our  Professional  segment  operates  through 
various  divisions  including  Extrinsic,  American  Partners,  Donovan  &  Watkins,  Vision  Technology  Services,  Zycron,  Smart 
Resources, L.J. Kushner & Associates, EdgeRock Technology Partners, and beginning in 2021, Momentum Solutionz.

The Light Industrial segment provides field talent primarily to manufacturing, distribution, logistics, and call center client 

partners needing a flexible workforce in 7 states. Our Light Industrial segment operates through our InStaff division. 

NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

Basis of Presentation

The consolidated financial statements include the accounts of the Company. All significant intercompany transactions and 

balances have been eliminated in consolidation.

Fiscal Year

The Company has a 52/53 week fiscal year. Fiscal years for the consolidated financial statements included herein are for 
the 52 weeks ended December 27, 2020, December 29, 2019, and December 30, 2018, referred to herein as Fiscal 2020, 2019 
and 2018, respectively.

Reclassifications

Certain reclassifications have been made to the 2018 and 2019 financial statements to conform with the 2020 presentation.

Management Estimates

The preparation of consolidated financial statements in conformity with generally accepted accounting principles in United 
States  of  America  (“GAAP”)  requires  management  to  make  estimates  and  assumptions  that  affect  the  reported  amounts  of 
assets and liabilities and disclosure of contingent assets and liabilities as of the date of the financial statements and the reported 
amounts  of  revenues  and  expenses  during  the  reporting  period.  Actual  results  could  differ  from  those  estimates.  Significant 
estimates  affecting  the  financial  statements  include  allowances  for  credit  losses,  goodwill,  intangible  assets,  lease  liability, 
contingent  consideration  obligations  related  to  acquisitions,  and  income  taxes.  Additionally,  the  valuation  of  share-based 
compensation expense uses a model based upon interest rates, stock prices, maturity estimates, volatility and other factors. The 
Company believes these estimates and assumptions are reliable. However, these estimates and assumptions may change in the 
future based on actual experience as well as market conditions. 

The COVID-19 pandemic continues to have a significant impact on our economy as a result of measures designed to stop 
the spread of the virus. In light of the currently unknown ultimate duration and severity of COVID-19, we face a greater degree 
of  uncertainty  than  normal  in  making  the  judgments  and  estimates  needed  to  apply  the  Company’s  significant  accounting 
policies.  As  COVID-19  continues  to  develop,  management  may  make  changes  to  these  estimates  and  judgments  over  time, 
which could result in meaningful impacts to the Company’s financial statements in future periods. Actual results and outcomes 
may differ from management’s estimates and assumptions.

51

 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Financial Instruments

The Company uses fair value measurements in areas that include, but are not limited to, interest rate swap agreements used 
to mitigate interest rate risk, and the allocation of purchase price consideration to tangible and identifiable intangible assets and 
contingent consideration. The carrying values of cash and cash equivalents, accounts receivables, prepaid expenses, accounts 
payable, accrued liabilities, and other current assets and liabilities approximate their fair values because of the short-term nature 
of these instruments. The carrying value of bank debt approximates fair value due to the variable nature of the interest rates 
under the credit agreement with BMO Harris Bank, N.A. (“BMO”) that provides for a revolving credit facility and term loan 
and current rates available to the Company for debt with similar terms and risk. The fair value on the interest rate swap is based 
on quoted prices from BMO. 

Cash and Cash Equivalents

Cash and cash equivalents include all highly liquid investments with an original maturity of three months or less. 

 Concentration of Credit Risk

Concentration of credit risk is limited due to the Company’s diverse client partner base and their dispersion across many 
different  industries  and  geographic  locations  nationwide.  No  single  client  partner  accounted  for  more  than  10%  of  the 
Company’s accounts receivable as of December 27, 2020 and December 29, 2019 or revenue in Fiscal 2020, 2019 and 2018. 
Geographic  revenue  in  excess  of  10%  of  the  Company's  consolidated  revenue  in  Fiscal  2020  and  the  related  percentage  for 
Fiscal 2019 and 2018 was generated in the following areas: 

Maryland

Massachusetts

Tennessee

Texas

2020

2019

2018

 11 %

 14 %

 14 %

 23 %

 11 %

 1 %

 15 %

 28 %

 11 %

 2 %

 14 %

 29 %

Consequently, weakness in economic conditions in these regions could have a material adverse effect on the Company’s 

financial position and results of future operations.

Accounts Receivable

The Company extends credit to its client partners in the normal course of business. Accounts receivable represents unpaid 
balances  due  from  client  partners.  The  Company  maintains  an  allowance  for  credit  losses  for  expected  losses  resulting  from 
client partners’ non-payment of balances due to the Company. The Company’s determination of the allowance for uncollectible 
amounts is based on management’s judgments and assumptions, including general economic conditions, portfolio composition, 
prior  loss  experience,  evaluation  of  credit  risk  related  to  certain  individual  client  partners  and  the  Company’s  ongoing 
examination process. Receivables are written off after they are deemed to be uncollectible after all means of collection have 
been exhausted. Recoveries of receivables previously written off are recorded when received. The Company will continue to 
actively monitor the impact of COVID-19 on expected credit losses.

Changes in the allowance for credit losses for the fiscal years are as follows: 

Beginning balance
Provision  for  credit  losses  -  EdgeRock  Technology  Holdings,  Inc.  (“EdgeRock”) 
acquisition
Provision for credit losses, net
Amounts written off, net
Ending balance

2020

2019

$ 

468,233  $ 

468,233 

47,498 
349,362 
(373,006)   
492,087  $ 

— 
128,260 
(128,260) 
468,233 

$ 

52

 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Property and Equipment

The  Company  depreciates  the  cost  of  property  and  equipment  over  the  estimated  useful  lives  of  the  assets  using  the 
straight-line method ranging from five to seven years. The costs of leasehold improvements are amortized over the shorter of 
the estimated useful life or lease term. The cost of normal maintenance and repairs is charged to operating expenses as incurred. 
Material expenditures that increase the life of an asset are capitalized and depreciated over the estimated remaining useful life 
of the asset. The cost of properties sold, or otherwise disposed of, and the related accumulated depreciation or amortization, are 
removed from the accounts, and any gains or losses are reflected in current operations.

Deposits

The Company maintains guaranteed costs policies for workers' compensation coverage in monopolistic states and minimal 
loss retention coverage in all other states. Under these policies, the Company is required to maintain refundable deposits of $3.8 
million  and  $3.6  million,  which  are  included  in  Deposits  and  other  other  assets  in  the  accompanying  consolidated  balance 
sheets, as of December 27, 2020 and December 29, 2019, respectively.

Long-Lived Assets

The  Company  capitalizes  direct  costs  incurred  in  the  development  of  internal-use  software.  Cloud  computing 
implementation costs incurred in hosting arrangements are capitalized and reported as a component of other assets. All other 
internal-use  software  development  costs  are  capitalized  and  reported  as  a  component  of  computer  software  within  intangible 
assets.

The  Company  reviews  its  long-lived  assets,  primarily  fixed  assets,  for  impairment  whenever  events  or  changes  in 
circumstances  indicate  that  the  carrying  amount  of  the  asset  may  not  be  recovered.  The  Company  looks  primarily  to  the 
undiscounted  future  cash  flows  in  its  assessment  of  whether  or  not  long-lived  assets  have  been  impaired.  There  were  no 
impairments with respect to long-lived assets during Fiscal 2020, 2019 or 2018. 

Leases

The Company leases all their office space through operating leases, which expire at various dates through 2025. Many of 
the  lease  agreements  obligate  the  Company  to  pay  real  estate  taxes,  insurance  and  certain  maintenance  costs,  which  are 
accounted  for  separately.  Certain  of  the  Company’s  lease  arrangements  contain  renewal  provisions  from  3  to  10  years, 
exercisable at the Company's option. The Company’s lease agreements do not contain any material residual value guarantees or 
material restrictive covenants.

The Company determines if an arrangement is an operating lease at inception. Leases with an initial term of 12 months or 
less are not recorded on the balance sheet. All other leases are recorded on the balance sheet as right-of-use assets and lease 
liabilities for the lease term.

Right  of  use  lease  assets  and  lease  liabilities  are  recognized  at  commencement  date  based  on  the  present  value  of  lease 
payments  over  the  lease  term  and  include  options  to  extend  or  terminate  the  lease  when  they  are  reasonably  certain  to  be 
exercised.  The  present  value  of  lease  payments  is  determined  primarily  using  the  incremental  borrowing  rate  based  on  the 
information  available  at  lease  commencement  date.  The  Company’s  operating  lease  expense  is  recognized  on  a  straight-line 
basis over the lease term and is recorded in selling, general and administrative expenses.

Intangible Assets

The Company holds intangible assets with indefinite and finite lives. Intangible assets with indefinite useful lives are not 
amortized.  Intangible  assets  with  finite  useful  lives  are  amortized  over  their  respective  estimated  useful  lives,  ranging  from 
three to ten years, based on a pattern in which the economic benefit of the respective intangible asset is realized. 

Identifiable  intangible  assets  recognized  in  conjunction  with  acquisitions  are  recorded  at  fair  value.  Significant 
unobservable  inputs  are  used  to  determine  the  fair  value  of  the  identifiable  intangible  assets  based  on  the  income  approach 
valuation model whereby the present worth and anticipated future benefits of the identifiable intangible assets are discounted 
back to their net present value. 

53

 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

The Company capitalizes purchased software and internal payroll costs directly incurred in the modification of software for 

internal use. Software maintenance and training costs are expensed in the period incurred.

The Company evaluates the recoverability of intangible assets whenever events or changes in circumstances indicate that 
an intangible asset’s carrying amount may not be recoverable. The Company annually evaluates the remaining useful lives of all 
intangible assets to determine whether events and circumstances warrant a revision to the remaining period of amortization. The 
Company considered the current and expected future economic and market conditions surrounding COVID-19 and its impact 
on each of the reporting units. Further, during second quarter 2020, the Company assessed the current market capitalization, 
forecasts  and  the  current  carrying  value  in  the  2020  impairment  test.  As  a  result  of  the  certain  business  developments  and 
changes  in  the  Company's  long-term  projections,  the  Company  concluded  a  triggering  event  had  occurred  that  required  an 
interim impairment assessment to be performed. The qualitative assessment thresholds were met on all reporting units except 
the finance and accounting group, within the Professional segment. The Company calculated the quantitative impairment test of 
the  finance  and  accounting  group  using  the  relief  from  royalty  method  for  the  indefinite-lived  intangible  assets  and  residual 
method  for  the  definite-lived  intangible  assets  by  asset  group  (see  Note  6).  In  the  professional  segment,  the  Company 
recognized a $3.7 million trade name impairment loss and a $3.5 million client partner list impairment loss during the thirteen 
week period ended June 28, 2020. The Company determined that there were no impairment indicators for these assets in Fiscal 
2019 or 2018.

Goodwill

Goodwill represents the difference between the enterprise value/cash paid less the fair value of all recognized net asset fair 
values including identifiable intangible asset values in a business combination. The Company reviews goodwill for impairment 
annually during the fourth quarter or whenever events or changes in circumstances indicate the carrying value of goodwill may 
not  be  recoverable.  The  Company  considered  the  current  and  expected  future  economic  and  market  conditions  surrounding 
COVID-19 and its impact on each of the reporting units. As a result of the certain business developments and changes in the 
Company's  long-term  projections,  during  second  quarter  2020,  the  Company  concluded  a  triggering  event  had  occurred  that 
required an interim impairment assessment to be performed. The qualitative assessment thresholds were met on all reporting 
units  except  the  finance  and  accounting  group.  The  Company  calculated  the  quantitative  impairment  test  of  the  finance  and 
accounting  group  using  the  discounted  cash  flow  method  and  concluded  there  was  no  goodwill  impairment  loss.  Based  on 
annual testing, the Company has determined that there was no goodwill impairment in Fiscal 2020, 2019 or 2018. 

The Company first evaluates qualitative factors to determine whether it is more likely than not (that is, a likelihood of more 
than 50 percent) that the fair value of the reporting unit is less than its carrying amount, including goodwill. If after qualitatively 
assessing the totality of events or circumstances, the Company determines that it is not more likely than not that the fair value of 
the reporting unit is less than its carrying amount, then further testing is unnecessary. If after assessing the totality of events or 
circumstances, the Company determines that it is more likely than not that the fair value of the reporting unit is less than its 
carrying amount, the Company then estimates the fair value of the reporting unit and compares the fair value of the reporting 
unit with its carrying amount, including goodwill, as discussed below.

In assessing whether it is more likely than not that an indefinite-lived intangible asset is impaired, the Company assesses 

relevant events and circumstances that could affect the significant inputs used to determine the fair value.

The quantitative impairment test for an indefinite-lived intangible asset consists of a comparison of the fair value of the 
asset  with  its  carrying  amount.  If  the  carrying  amount  of  an  intangible  asset  exceeds  its  fair  value,  a  reporting  unit  shall 
recognize an impairment loss in an amount equal to that excess.

The  quantitative  goodwill  impairment  test  involves  a  two-step  process.  In  the  first  step,  the  Company  compares  the  fair 
value of each reporting unit to its carrying value. If the fair value of the reporting unit exceeds its carrying value, goodwill is 
not  impaired  and  no  further  testing  is  required.  If  the  fair  value  of  the  reporting  unit  is  less  than  the  carrying  value,  the 
Company must perform the second step of the impairment test to measure the amount of impairment loss. In the second step, 
the  reporting  unit's  fair  value  is  allocated  to  all  of  the  assets  and  liabilities  of  the  reporting  unit,  including  any  unrecognized 
intangible  assets,  in  a  hypothetical  analysis  that  calculates  the  implied  fair  value  of  goodwill  in  the  same  manner  as  if  the 
reporting unit was being acquired in a business combination. If the implied fair value of the reporting unit's goodwill is less than 
the carrying value, the difference is recorded as an impairment loss.

54

 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Deferred Financing Fees

Deferred  financing  fees  are  amortized  using  the  effective  interest  method  over  the  term  of  the  respective  loans.  Debt 
issuance costs related to a recognized debt liability are presented in the balance sheet as a direct deduction from the carrying 
amount of the related debt liability. 

Contingent Consideration

The Company has obligations, to be paid in cash, related to its acquisitions if certain future operating and financial goals 
are met. The fair value of this contingent consideration is determined using expected cash flows and present value technique. 
The fair value calculation of the expected future payments uses a discount rate commensurate with the risks of the expected 
cash  flow.  The  resulting  discount  is  amortized  as  interest  expense  over  the  outstanding  period  using  the  effective  interest 
method.

Revenue Recognition

The  Company  derives  its  revenues  from  three  segments:  Real  Estate,  Professional,  and  Light  Industrial.  The  Company 
provides  workforce  solutions  and  placement  services.  Revenues  are  recognized  when  promised  workforce  solutions  are 
delivered to client partners, in an amount that reflects the consideration the Company expects to be entitled to in exchange for 
those services. Revenues as presented on the consolidated statements of operations represent workforce solutions rendered to 
client partners less sales adjustments and allowances. Reimbursements, including those related to out-of-pocket expenses, are 
also included in revenues, and the related amounts of reimbursable expenses are included in cost of services. 

The  Company  records  revenue  on  a  gross  basis  as  a  principal  versus  on  a  net  basis  as  an  agent  in  the  presentation  of 
revenues and expenses. The Company has concluded that gross reporting is appropriate because the Company (i) has the risk of 
identifying and hiring qualified field talent, (ii) has the discretion to select the field talent and establish their price and duties 
and (iii) bears the risk for services that are not fully paid for by client partners.

Workforce  solution  revenues  -  Field  talent  revenues  from  contracts  with  client  partners  are  recognized  in  the  amount  to 

which the Company has a right to invoice, when the services are rendered by the Company’s field talent.

Contingent placement revenues - Any revenues associated with workforce solutions that are provided on a contingent basis 
are  recognized  once  the  contingency  is  resolved,  as  this  is  when  control  is  transferred  to  the  client  partner,  usually  when 
employment candidates start their employment. 

Retained  search  placement  revenues  -  Any  revenues  from  these  workforce  solutions  are  recognized  based  on  the 
contractual amount for services completed to date which best depicts the transfer of control of services, which is less than 1% of 
consolidated revenues.

The Company estimates the effect of placement candidates who do not remain with its client partners through the guarantee 
period (generally 90 days) based on historical experience. Allowances, recorded as a liability, are established to estimate these 
losses. Fees to client partners are generally calculated as a percentage of the new worker’s annual compensation. No fees for 
placement  workforce  solutions  are  charged  to  employment  candidates.  These  assumptions  determine  the  timing  of  revenue 
recognition for the reported period.

Refer to Note 17 for disaggregated revenues by segment.

Payment terms in the Company's contracts vary by the type and location of its client partner and the workforce solutions 
offered.  The  term  between  invoicing  and  when  payment  is  due  is  not  significant.  There  were  no  unsatisfied  performance 
obligations as of December 27, 2020. There were no revenues recognized during Fiscal 2020 related to performance obligations 
satisfied or partially satisfied in previous periods. There are no contract costs capitalized. The Company did not recognize any 
contract impairments during Fiscal 2020.

Advertising

The Company recognizes advertising expense in selling, general and administrative expenses as the services are incurred. 

Total advertising expense for Fiscal 2020, 2019 and 2018 was $1.7 million, $1.9 million, and $1.9 million, respectively.

55

 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Share-Based Compensation

The Company recognizes compensation expense in selling, general and administrative expenses over the service period for 
options or restricted stock that are expected to vest and records adjustments to compensation expense at the end of the service 
period if actual forfeitures differ from original estimates.

Earnings Per Share

Basic  earnings  per  common  share  are  computed  by  dividing  net  income  by  the  weighted  average  number  of  common 
shares  outstanding  during  the  period.  Diluted  earnings  per  share  is  calculated  by  dividing  income  available  to  common 
stockholders by the weighted average number of common shares outstanding during the period adjusted to reflect potentially 
dilutive securities. Antidilutive shares are excluded from the calculation of earnings per share.

The following is a reconciliation of the number of shares used in the calculation of basic and diluted earnings per share for 

the respective periods:

Weighted-average number of common shares outstanding:
Effect of dilutive securities: 

Stock options and restricted stock
Warrants 

Weighted-average number of diluted common shares outstanding

Stock options and restricted stock
Warrants 
Antidilutive shares

Income Taxes

December 27,
2020

December 29,
2019

December 30,
2018

10,311,606 

10,238,565 

9,577,498 

26,423 
— 
10,338,029 

90,681 
21,529 
10,350,775 

423,350 
25,862 
449,212 

238,750 
— 
238,750 

186,995 
43,587 
9,808,080 

175,000 
— 
175,000 

The  current  provision  for  income  taxes  represents  estimated  amounts  payable  or  refundable  on  tax  returns  filed  or  to  be 
filed  for  the  year.  The  Company  recognizes  any  penalties  when  necessary  as  part  of  selling,  general  and  administrative 
expenses. As of December 27, 2020, goodwill of $31.6 million, which is limited annually, is expected to be deductible for tax 
purposes.

Deferred tax assets and liabilities are recorded for the estimated future tax effects of temporary differences between the tax 
basis of assets and liabilities and amounts are classified net as noncurrent in the consolidated balance sheets. Deferred tax assets 
are also recognized for net operating loss and tax credit carryovers. The overall change in deferred tax assets and liabilities for 
the period measures the deferred tax expense or benefit for the period. Effects of changes in enacted tax laws on deferred tax 
assets  and  liabilities  are  reflected  as  adjustments  to  tax  expense  in  the  period  of  enactment.  As  of  December  27,  2020,  the 
Company has a $6.5 million net operating loss carry forward from the 2020 EdgeRock acquisition with no expiration date. 

When  appropriate,  the  Company  will  record  a  valuation  allowance  against  net  deferred  tax  assets  to  offset  future  tax 
benefits that may not be realized. In determining whether a valuation allowance is appropriate, the Company considers whether 
it  is  more  likely  than  not  that  all  or  some  portion  of  our  deferred  tax  assets  will  not  be  realized,  based  in  part  upon 
management’s judgments regarding future events and past operating results. The Company believes that it is more likely than 
not that all deferred tax assets will be realized and thus, believes that a valuation allowance is not required as of December 27, 
2020 or December 29, 2019.

The Company follows the guidance of Accounting Standards Codification (“ASC”) Topic 740, Accounting for Uncertainty 
in Income Taxes. ASC Topic 740 prescribes a more-likely-than-not measurement methodology to reflect the financial statement 
impact of uncertain tax positions taken or expected to be taken in a tax return. 

56

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Recent Accounting Pronouncements

In January 2017, the Financial Accounting Standards Board (“FASB”) issued Accounting Standards Update (“ASU”) No. 
2017-04 Intangibles-Goodwill and Other Simplifying the Test for Goodwill Impairment, which provides guidance to simplify 
the  subsequent  measurement  of  goodwill  by  eliminating  the  Step  2  procedure  from  the  goodwill  impairment  test.  The  new 
standard was effective for the Company beginning with the fourth quarter of 2020. The Company early adopted this ASU in the 
second quarter of fiscal 2020, which did not have a material impact on the consolidated financial statements.

In March 2020 and January 2021, the FASB issued ASU No. 2020-04, Reference Rate Reform: Facilitation of the Effects 
of  Reference  Rate  Reform  on  Financial  Reporting  (“ASU  2020-04”)  and  ASU  No.  2021-01,  Reference  Rate  Reform:  Scope 
(“ASU 2021-01”), respectively. Together, ASU 2020-04 and ASU 2021-01 provide optional guidance for a limited period of 
time to ease the potential burden in accounting for (or recognizing the effects of) contract modifications, hedging relationships, 
and other arrangements that are expected to be impacted by the global transition away from certain reference rates, such as the 
London Interbank Offered Rate, towards new reference rates. The guidance in ASU 2020-04 and ASU 2021-01 was effective 
upon  issuance  and,  once  adopted,  may  be  applied  prospectively  to  contract  modifications  and  hedging  relationships  through 
December 31, 2022. The Company is evaluating the impact that the guidance will have on its consolidated financial statements 
and related disclosures, if adopted, and currently does not expect that it would be material.

NOTE 3 - ACQUISITIONS

L.J. Kushner & Associates, L.L.C.

On December 13, 2019, the Company acquired substantially all of the assets and assumed certain liabilities of L.J. Kushner 
& Associates, L.L.C. (“LJK”) for cash consideration of $8.5 million and issued $1.0 million (47,403 shares privately placed) of 
the Company's common stock at closing. $1.0 million was held back as partial security for certain post-closing liabilities, which 
was paid on June 11, 2020. The purchase agreement further provides for contingent consideration of up to $2.5 million based 
on  the  performance  of  the  acquired  business  for  the  two  years  following  the  date  of  acquisition.  The  purchase  agreement 
contained a provision for a “true up” of acquired working capital 90 days after the closing date. 

The  net  assets  acquired  were  assigned  to  the  Professional  segment.  The  acquisition  of  LJK  allows  the  Company  to 
strengthen  and  expand  its  IT  operations  through  cybersecurity  retained  search  workforce  solutions  specializing  in  recruiting 
high and mid-level security professionals. 

The Fiscal 2019 consolidated statement of operations and comprehensive income includes two weeks of LJK operations 
and there are no revenues and minimal operating expenses. The purchase price has been allocated to the assets acquired and 
liabilities  assumed  as  of  the  date  of  acquisition.  All  amounts  recorded  to  goodwill  are  expected  to  be  deductible  for  tax 
purposes. The allocation is as follows:

Accounts receivable
Prepaid expenses and other assets
Intangible assets
Goodwill
Total net assets acquired
Cash
Common stock
Fair value of contingent consideration
Total fair value of consideration transferred for acquired business

The allocation of the intangible assets is as follows:

Covenants not to compete
Trade name
Client partner list
Total

57

$ 

$ 
$ 

$ 

187,000 
14,000 
4,249,430 
7,211,090 
11,661,520 
8,500,000 
1,000,000 
2,161,520 
11,661,520 

Estimated Fair
Value

$ 

$ 

500,000 
3,000,000 
749,430 
4,249,430 

Estimated 
Useful Lives
5 years
Indefinite
10 years

 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

The  Company  incurred  costs  of  $0.1  million  related  to  the  LJK  acquisition.  These  costs  were  expensed  as  incurred  in 

selling, general and administrative expenses in 2019. 

EdgeRock Technology Holding, Inc.

On February 3, 2020, the Company acquired 100% of the equity of EdgeRock for a net purchase price cash consideration 
of $21.0 million, subject to customary purchase price adjustments as specified in the purchase agreement. The purchase price at 
closing was paid out of available funds under the Company’s credit agreement led by BMO. 

The  acquired  business  was  assigned  to  the  Professional  segment.  The  acquisition  of  EdgeRock  allows  the  Company  to 
strengthen  its  operations  in  specialized  IT  consultants  and  technology  professionals  specialized  in  leading  software  and  data 
ecosystems, as well as expand its IT geographic operations with offices in Arizona, Florida and Massachusetts. 

The  2019  consolidated  statement  of  income  does  not  include  any  operating  results  of  EdgeRock.  The  Fiscal  2020 
consolidated statement of operations and comprehensive income includes forty-seven weeks of EdgeRock operations, which is 
approximately $34.7 million of revenue and $1.6 million of operating income. The acquisition has been allocated to the assets 
acquired and liabilities assumed as of the date of acquisition as follows:

Accounts receivable
Prepaid expenses and other assets
Property and equipment
Right-of-use asset - operating leases
Intangible assets
Goodwill (non-deductible for tax purposes)
Current liabilities assumed
Deferred income taxes
Lease liability - operating leases
Total net assets acquired

Cash
Working capital adjustment
Total fair value of consideration transferred for acquired business

The allocation of the intangible assets is as follows:

Covenants not to compete
Trade name
Client partner list
Total

$ 

$ 

$ 

$ 

6,728,261 
56,108 
296,309 
1,714,984 
10,264,000 
6,882,241 
(2,567,617) 
(657,193) 
(1,714,984) 
21,002,109 

21,600,000 
(597,891) 
21,002,109 

Estimated Fair
Value

$ 

$ 

171,000 
6,000,000 
4,093,000 
10,264,000 

Estimated 
Useful Lives
5 years
Indefinite
6 years

The Company incurred costs of $0.7 million related to the EdgeRock acquisition. These costs were expensed as incurred in 

selling, general and administrative expenses. 

Supplemental Unaudited Pro Forma Information

The Company estimates the revenues and net income for the periods below that would have been reported if the LJK and 
EdgeRock acquisitions had taken place on the first day of the Company's Fiscal 2019 would be as follows (dollars in thousands, 
except per share amounts): 

58

 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Revenues
Gross profit
Net income
Net income per share:
Basic
Diluted

2020
280,999  $ 
77,128  $ 
1,253  $ 

2019
337,971 
96,229 
15,100 

0.12  $ 
0.12  $ 

1.47 
1.46 

$ 
$ 
$ 

$ 
$ 

Pro forma net income includes amortization of identifiable intangible assets, interest expense on additional borrowings on 
the Revolving Facility (as defined below) at a rate of 2.3% and tax expense of the pro forma adjustments at an effective tax rate 
of 26.2% for Fiscal 2020 and 24.5% for Fiscal 2019. The pro forma operating results include adjustments to LJK and EdgeRock 
related to synergy adjustments for expenses that would be duplicative and other non-recurring, non-operating and out of period 
expense items once integrated with the Company.

Amounts  set  forth  above  are  not  necessarily  indicative  of  the  results  that  would  have  been  attained  had  the  LJK  and 
EdgeRock  acquisitions  taken  place  on  the  first  day  of  Fiscal  2019  or  of  the  results  that  may  be  achieved  by  the  combined 
enterprise in the future.

NOTE 4 - PROPERTY AND EQUIPMENT, NET

Property and equipment as of December 27, 2020 and December 29, 2019 consist of the following: 

Leasehold improvements
Furniture and fixtures
Computer systems
Vehicles

Accumulated depreciation
Property and equipment, net

2020
1,548,311  $ 
1,670,222 
4,606,644 
161,429 
7,986,606 
(4,263,024)   
3,723,582  $ 

2019
1,266,925 
1,207,665 
3,746,156 
161,429 
6,382,175 
(2,837,126) 
3,545,049 

$ 

$ 

Total depreciation expense in Fiscal 2020, 2019 and 2018 was $855,955, $830,299, and $746,443, respectively.

NOTE 5 - LEASES

At December 27, 2020, the weighted average remaining lease term and weighted average discount rate for operating leases 
was  3.5  years  and  4.9%,  respectively.  The  Company's  future  operating  lease  obligations  that  have  not  yet  commenced  are 
immaterial. For Fiscal 2020, the Company's cash paid for operating leases was $2,175,733, and operating lease and short-term 
lease costs were $2,078,089 and $374,261, respectively. 

The undiscounted annual future minimum lease payments consist of the following at:

2021
2022
2023
2024
2025
Total lease payment
Interest
Present value of lease liabilities

59

$ 

December 27, 
2020
2,318,837 
2,215,659 
1,660,916 
1,038,580 
311,375 
7,545,367 
(609,930) 
6,935,437 

$ 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 6 - INTANGIBLE ASSETS

Finite and indefinite lived intangible assets consist of the following at:

Finite lives:
Client partner lists
Covenant not to compete
Computer software

Indefinite lives:
Trade names
Total

Finite lives:
Client partner lists

Covenant not to compete
Computer software

Indefinite lives:
Trade names
Total

December 27, 2020

Gross Value

Accumulated
Amortization

Net
Carrying
Value

$ 

52,920,478  $ 
2,786,585 
2,355,805 
58,062,868 

43,980,394  $ 
1,926,094 
1,147,778 
47,054,266 

8,940,084 
860,491 
1,208,027 
11,008,602 

24,205,000 
82,267,868  $ 

1,432,434 
48,486,700  $ 

22,772,566 
33,781,168 

$ 

December 29, 2019

Gross Value

Accumulated
Amortization

Net
Carrying
Value

$ 

52,358,991  $ 

40,462,549  $ 

11,896,442 

2,615,585 
1,228,057 
56,202,633 

1,662,220 
750,457 
42,875,226 

953,365 
477,600 
13,327,407 

21,913,000 
78,115,633  $ 

1,432,434 
44,307,660  $ 

20,480,566 
33,807,973 

$ 

Estimated future amortization expense for the next five years and thereafter is as follows: 

Fiscal Years Ending:
2021
2022
2023
2024
2025
Thereafter
Total

$ 

$ 

2,396,218 
1,999,966 
1,837,442 
1,657,319 
1,223,626 
1,894,031 
11,008,602 

Total amortization expense for Fiscal 2020, 2019 and 2018 was $4.1 million, $4.0 million and $4.3 million, respectively. 

60

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 7 - GOODWILL

The changes in the carrying amount of goodwill as of and during the years ended were as follows at:

December 30, 2018
Additions from acquisitions

December 29, 2019

Additions from acquisitions

December 27, 2020

Real Estate

Professional

$ 

1,073,755  $  11,884,974  $ 

— 

7,211,090 

Light 
Industrial

Total

5,024,820  $  17,983,549 
7,211,090 

— 

1,073,755 

19,096,064 

5,024,820 

25,194,639 

— 

6,882,241 

— 

6,882,241 

$ 

1,073,755  $  25,978,305  $ 

5,024,820  $  32,076,880 

NOTE 8 - ACCRUED PAYROLL AND EXPENSES, CONTINGENT CONSIDERATION, AND OTHER LONG-
TERM LIABILITIES

Accrued payroll and expenses consist of the following at:

Field talent payroll
Field talent payroll related
Accrued bonuses and commissions
Other
Accrued payroll and expenses

$ 

December 27,
2020
5,574,442  $ 
1,036,135 
1,884,876 
2,952,950 
11,448,403  $ 

December 29,
2019
4,505,264 
1,396,972 
1,585,681 
2,997,122 
10,485,039 

$ 

Other  long-term  liabilities  includes  $7.2  million  of  deferred  employer  FICA  and  $0.1  million  of  interest  rate  swap  (see 
Note  10)  at  December  27,  2020.  The  deferred  employer  FICA  is  under  the  Coronavirus  Aid,  Relief,  and  Economic  Security 
(CARES) Act, which allows relief to employers affected by the coronavirus pandemic. The CARES Act only applies to taxes 
incurred from March 27, 2020 through December 31, 2020. Half of the delayed payments are due by December 31, 2021, and 
the other half by December 31, 2022. The Company has elected to delay the payment of these taxes.

The following is a schedule of future estimated contingent consideration payments to various parties as of December 27, 

2020: 

Due in:
One to two years
Contingent consideration

NOTE 9 - INCOME TAXES

Estimated 
Cash Payment

Discount

Net

$ 
$ 

2,500,000  $ 
2,500,000  $ 

(212,074)  $ 
(212,074)  $ 

2,287,926 
2,287,926 

The Company's income tax expense for the fiscal years are comprised of the following: 

2020

2018

2019
$  2,006,145  $  2,380,289  $  1,568,308 
759,915 
  1,125,539 
  1,531,516 
799,150 
513,092  $  4,304,978  $  3,859,739 

919,966 
  (2,413,019)   
$ 

Current federal income tax
Current state income tax
Deferred income tax (credit)
Income tax expense

61

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Significant components of the Company’s deferred income taxes are as follows at: 

Deferred tax assets:

Allowance for credit losses
Goodwill and intangible assets
Accrued payroll and expenses
Contingent consideration
Other long-term liabilities (deferred employer FICA)
Share-based compensation
Net operating loss carry forward

Deferred tax liabilities:

Prepaid expenses and other current assets
Fixed assets

Deferred income taxes, net

December 27,
2020

December 29,
2019

$ 

110,998  $ 

2,082,214 
90,510 
573,812 
1,812,682 
353,442 
1,632,187 

105,015 
3,764,556 
97,003 
560,001 
— 
278,095 
— 

(517,271)   
(310,901)   
5,827,673  $ 

(427,166) 
(305,657) 
4,071,847 

$ 

The income tax provision, reconciled to the tax computed at the statutory federal rate, is as follows: 

Tax expense at federal statutory rate
State income taxes, net of federal benefit
Equity, permanent differences and other
Work Opportunity Tax Credit, net
Income tax expense

NOTE 10 - DEBT

2019
2020
 21.0 % $  3,685,913 
410,466 
 17.9 %   1,038,380 
348,917 
218,025 
239,020 
 12.2 %  
(485,311)   (24.8) %  
(637,340) 
 26.3 % $  4,304,978 
513,092 

2018
 21.0 % $  4,495,949 
776,984 
 5.9 %  
(714,845) 
 1.2 %  
 (3.6) %  
(698,349) 
 24.5 % $  3,859,739 

$ 

$ 

 21.0 %
 3.6 %
 (3.3) %
 (3.2) %
 18.1 %

On July 16, 2019, the Company entered into a Credit Agreement (the “Credit Agreement”), maturing July 16, 2024, led by 
BMO, as lead administrative agent, lender, letters of credit issuer, and swing line lender. The Credit Agreement provides for the 
Revolving Facility permitting the Company to borrow funds from time to time in an aggregate amount up to $35 million. The 
Credit Agreement also provided for a term loan commitment (the “Term Loan”) permitting the Company to borrow funds from 
time to time in an aggregate amount not to exceed $30 million with principal payable quarterly, based on an annual percentage 
of the original principal amount as defined in the Credit Agreement, all of which has been funded. The Company may from 
time to time, with a maximum of two, request an increase in the aggregate Term Loan by $40 million, with minimum increases 
of  $10  million.  The  Company’s  obligations  under  the  Credit  Agreement  are  secured  by  a  first  priority  security  interest  in 
substantially  all  tangible  and  intangible  property  of  the  Company  and  its  subsidiaries.  The  Credit  Agreement  bears  interest 
either  at  the  Base  Rate  plus  the  Applicable  Margin  plus  the  Applicable  Margin  or  LIBOR  (as  such  terms  are  defined  in  the 
Credit  Agreement).  The  Company  also  pays  an  unused  commitment  fee  on  the  daily  average  unused  amount  of  Revolving 
Facility and Term Loan.

The  Credit  Agreement  contains  customary  affirmative  and  negative  covenants.  The  Company  is  subject  to  a  maximum 
Leverage  Ratio  and  a  minimum  Fixed  Charge  Coverage  Ratio  as  defined  in  the  Credit  Agreement.  The  Company  was  in 
compliance with these covenants as of December 27, 2020.

On December 13, 2019, the Company borrowed $7.5 million on the Term Loan in conjunction with the closing of the LJK 
acquisition. On February 3, 2020, the Company borrowed $18.5 million on the Term Loan in conjunction with the closing of 
the  EdgeRock  acquisition.  On  April  6,  2020,  the  Company  borrowed  the  remaining  $4.0  million  on  the  Term  Loan  and  the 
proceeds were used to pay down the Revolving Facility. The Company borrowed $20 million under the Revolving Facility to 
pay  off  existing  indebtedness  of  the  Company  under  an  Amended  and  Restated  Credit  Agreement  with  Texas  Capital  Bank, 
National Association (“TCB”) and such agreement (and related ancillary documentation) was terminated on July 16, 2019 in 
connection  with  such  repayment.  The  Company  recognized  a  loss  on  extinguishment  of  debt  of  approximately  $0.5  million 
related to the unamortized deferred finance fees. On February 8, 2021, the Company borrowed $3.8 million on the Revolving 
Facility in conjunction with the closing of the Momentum Solutionz acquisition. 

62

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Letter of Credit

In March 2020, in conjunction with the 2020 EdgeRock acquisition, the Company entered into a standby letter of credit 
arrangement, which expires December 31, 2024, for purposes of protecting a lessor against default on lease payments. As of 
December 27, 2020, the Company had a maximum financial exposure from this standby letter of credit totaling $0.1 million, all 
of  which  is  considered  usage  against  the  Revolving  Facility.  The  Company  has  no  history  of  default,  nor  is  it  aware  of 
circumstances that would require it to perform under, any of these arrangements, and believes that the resolution of any disputes 
thereunder  that  might  arise  in  the  future  would  not  materially  affect  the  Company's  consolidated  financial  statements. 
Accordingly, no liability has been recorded in respect to these arrangements as of December 27, 2020.

Line of Credit

At  December  27,  2020  and  December  29,  2019,  $6.0  million  and  $20.3  million,  respectively,  was  outstanding  on  the 
revolving facilities. Average daily balance for Fiscal 2020, 2019 and 2018 was $11.7 million, $16.5 million, and $15.6 million, 
respectively. 

Borrowings under the revolving facilities consisted of and bore interest at:

Base Rate

LIBOR

Total

Long Term Debt

Long-term debt consisted of and bore interest at:

Base Rate

Fixed rate

Long-term debt

December 27,
2020

December 29,
2019

$ 

$ 

1,977,342 

 4.25 % $ 

2,844,957 

 5.25 %

4,000,000 

 2.15 %  

17,500,000 

 3.26 %

5,977,342 

$ 

20,344,957 

December 27,
2020

December 29,
2019

$  4,300,000   2.15 % $  7,500,000   5.25 %

  24,625,000   2.39 %  

— 

 — %

$ 28,925,000 

$  7,500,000 

Maturities on the Revolving Facility with BMO and long-term debt as of December 27, 2020, are as follows:

Fiscal:
2021
2022
2023
2024
2025

Less deferred finance fees
Total

Cash Flow Hedge

$ 

2,625,000 
3,000,000 
3,750,000 
25,527,342 
— 
34,902,342 
(268,076) 
$  34,634,266 

In April 2020, the Company entered into a pay-fixed/receive-floating interest rate swap agreement with our bank syndicate 
led by BMO that reduces the floating interest rate component on the Term Loan obligation. The $25.0 million notional amount 
was effective on June 3, 2020 and designed as a cash flow hedge on the underlying variable rate interest payments against a 
fixed interest rate that terminates on June 1, 2023. In accordance with cash flow hedge accounting treatment, the Company has 
determined that the hedge is perfectly effective using the change-in-variable-cash-flow method. 

63

 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

The unrealized gains or losses associated with the change in the fair value of the effective portion of the hedging instrument 
is recorded in accumulated other comprehensive loss. The Company reclassifies the interest rate swap from accumulated other 
comprehensive gain or loss against interest expense in the same period in which the hedge transaction affects earnings. Hedge 
effectiveness is tested quarterly. As of December 27, 2020, the instrument was perfectly effective and no additional amounts 
were  reclassed  from  accumulated  other  comprehensive  loss  into  income  for  Fiscal  2020.  See  Note  11  for  location  on  the 
balance sheet. 

NOTE 11 - FAIR VALUE MEASUREMENTS

The  accounting  standard  for  fair  value  measurements  defines  fair  value  and  establishes  a  market-based  framework  or 
hierarchy for measuring fair value. The standard is applicable whenever assets and liabilities are measured at fair value. The fair 
value hierarchy established prioritizes the inputs used in valuation techniques into three levels as follows:

Level 1 - Observable inputs - quoted prices in active markets for identical assets and liabilities;

Level  2  -  Observable  inputs  other  than  the  quoted  prices  in  active  markets  for  identical  assets  and  liabilities  -  includes 
quoted  prices  for  similar  instruments,  quoted  prices  for  identical  or  similar  instruments  in  inactive  markets,  and  amounts 
derived from valuation models where all significant inputs are observable in active markets, for substantially the full term of the 
financial instrument; and

Level 3 - Unobservable inputs - includes amounts derived from valuation models where one or more significant inputs are 

unobservable and require us to develop relevant assumptions.

The following table summarizes the financial assets and liabilities measured at fair value on a recurring basis and the level 

they fall within the fair value hierarchy:

Amounts Recorded at Fair Value 

Financial 
Statement Classification 

Fair Value 
Hierarchy   

December 27,
2020

December 29,
2019

Interest rate swap

Contingent consideration, net

Other long-term liabilities
Contingent consideration, net 
- current and long-term

Level 2

  Level 3

$ 

$ 

122,874  $ 

— 

2,287,926  $ 

2,174,378 

The changes in the Level 2 fair value measurements from December 29, 2019 to December 27, 2020 relates to entering into 
an interest rate swap agreement. Key inputs in determining the fair value of the interest rate swap as of December 27, 2020 are 
quoted prices from BMO (See Note 10).

The changes in the Level 3 fair value measurements from December 29, 2019 to December 27, 2020 relate to $0.2 million 
in  accretion  and  gains  included  in  earnings.  Key  inputs  in  determining  the  fair  value  of  the  contingent  consideration  as  of 
December  27,  2020  and  December  29,  2019  included  the  discount  rate  of  7.5%  as  well  as  management's  estimates  of  future 
sales volumes and earning before interest, income taxes, depreciation, and amortization.

NOTE 12 - CONTINGENCIES

The Company is engaged from time to time in legal matters and proceedings arising out of its normal course of business. 
The Company establishes a liability related to its legal proceedings and claims when it has determined that it is probable that the 
Company  has  incurred  a  liability  and  the  related  amount  can  be  reasonably  estimated.  If  the  Company  determines  that  an 
obligation is reasonably possible, the Company will, if material, disclose the nature of the loss contingency and the estimated 
range of possible loss, or include a statement that no estimate of the loss can be made. 

The Company insures against, subject to and upon the terms and conditions of various insurance policies, claims or losses 
from  workers’  compensation,  general  liability,  automobile  liability,  property  damage,  professional  liability,  employment 
practices,  fiduciary  liability,  fidelity  losses,  crime  and  cyber  risk,  and  director  and  officer  liability.  Under  the  Company's 
bylaws, the Company’s directors and officers are indemnified against certain liabilities arising out of the performance of their 
duties  to  the  Company.  The  Company  also  has  an  insurance  policy  for  our  directors  and  officers  to  insure  them  against 
liabilities arising from the performance of their positions with the Company or its subsidiaries. The Company has also entered 
into indemnification agreements with its directors and certain officers.

64

 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Impact of COVID-19

Our  business,  results  of  operations,  and  financial  condition  have  been,  and  may  continue  to  be,  adversely  impacted  in 
material  respects  by  COVID-19  and  by  related  government  actions,  non-governmental  organization  recommendations,  and 
public perceptions, all of which have led and may continue to lead to disruption in global economic and labor markets. These 
effects have had a significant impact on our business, including reduced demand for our workforce solutions, early terminations 
or reductions in projects, and hiring freezes, and a shift of a majority of our workforce to remote operations, all of which have 
contributed to a decline in revenues and other significant adverse impacts on our financial results. 

Other potential impacts of COVID-19 may include continued or expanded closures or reductions of operations with respect 
to  our  client  partners’  operations  or  facilities,  the  possibility  our  client  partners  will  not  be  able  to  pay  for  our  workforce 
solutions,  or  that  they  will  attempt  to  defer  payments  owed  to  us,  either  of  which  could  materially  impact  our  liquidity,  the 
possibility that the uncertain nature of the pandemic may not yield the increase in certain of our workforce solutions that we 
have  historically  observed  during  periods  of  economic  downturn,  and  the  possibility  that  various  government-sponsored 
programs  to  provide  economic  relief  may  be  inadequate.  Further,  we  may  continue  to  experience  adverse  financial  impacts, 
some  of  which  may  be  material,  if  we  cannot  offset  revenue  declines  with  cost  savings  through  expense-related  initiatives, 
human capital management initiatives, or otherwise. As a result of these observed and potential developments, we expect our 
business, results of operations, and financial condition to continue to be negatively affected.

Employment Agreements

The CEO’s employment agreement was effective as of October 1, 2018 and shall continue through September 30, 2021. 
The agreement remains in effect under successive one-year extensions unless terminated pursuant to its terms. In the event that 
her  employment  is  terminated  by  the  Company  without  cause  or  by  her  for  good  reason,  she  will  be  entitled  to  (i)  twelve 
months of base salary, (ii) accrued bonus, and (iii) eighteen months of COBRA premiums for her and her dependents, grossed-
up for federal income taxes. Additionally, she will become 100% vested in any awards outstanding under the the Company's 
2013 Long-Term Incentive Plan, as amended, (“2013 Plan”) or similar plan. Should there be a sale of the Company that results 
in the termination of her employment or a material adverse change in her duties and responsibilities, she will be entitled to all of 
the amounts listed above, however, base salary shall equal eighteen months.

The CFO’s employment agreement was effective as of October 1, 2018 and shall continue through September 30, 2021. 
The agreement remains in effect under successive one-year extensions unless terminated pursuant to its terms. In the event that 
his employment is terminated by the Company without cause or by him for good reason, he will be entitled to (i) twelve months 
of base salary, (ii) accrued bonus, and (iii) eighteen months of COBRA premiums for him and his dependents, grossed-up for 
federal  income  taxes.  Additionally,  he  will  become  100%  vested  in  any  awards  outstanding  under  the  2013  Plan  or  similar 
plan. Should there be a sale of the Company that results in the termination of his employment or a material adverse change in 
his duties and responsibilities, he will be entitled to all of the amounts listed above, however, base salary shall equal eighteen 
months.

NOTE 13 - EQUITY

Authorized capital stock consists of 19,500,000 shares of common stock, par value $0.01 per share and 500,000 shares of 

undesignated preferred stock, par value $0.01 per share.

On  December  13,  2019,  the  Company  issued  47,403  shares  of  common  stock,  $0.01  par  value  per  share,  in  a  private 

placement for a value of $1.0 million at the closing of the LJK acquisition, with related issuance costs recorded in Fiscal 2020. 

In  May  2018,  the  Company  issued  and  sold  1,293,750  shares  of  common  stock,  $0.01  par  value  per  share,  to  various 
investors  in  a  registered  offering  for  an  aggregate  purchase  price  (before  deducting  underwriting  discounts  and  commissions 
and  other  estimated  offering  expenses)  of  $23.3  million  in  cash.  The  public  offering  price  was  $18.00  per  share.  The  newly 
issued  shares  constituted  approximately  14.7%  of  the  total  of  issued  and  outstanding  shares  of  common  stock  immediately 
before the initial execution of the Underwriting Agreement. In connection with the closing, the Company incurred $1.9 million 
in  offering  costs,  which  included  $0.8  million  fees  paid  to  Taglich  Brothers,  a  related  party,  as  described  in  Note  15  below. 
Proceeds  were  used  to  pay  off  existing  indebtedness  of  the  Company  under  the  credit  agreement  with  TCB  and  cancel 
outstanding in-the-money stock options held by L. Allen Baker, Jr., BGSF's former President and Chief Executive Officer, as 
described in Note 14 below.

65

 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

Restricted Stock

The  Company  issued  net  restricted  common  stock  of  19,143  shares  to  non-team  member  directors,  in  Fiscal  2020,  and 
41,172 shares to various team members and directors, in Fiscal 2018. The restricted shares of $0.01 par value per share were 
issued under the 2013 Plan and contain a three-year service condition. The restricted stock constitutes issued and outstanding 
shares  of  the  Company’s  common  stock,  except  for  the  right  of  disposal,  for  all  purposes  during  the  period  of  restriction 
including voting rights and dividend distributions. 

In  connection  with  the  vesting  portions  of  the  restricted  stock,  the  Company  repurchased  231,  176  and  828  shares  of 
company  stock,  or  treasury  stock,  to  satisfy  the  withholding  obligation  in  connection  with  the  vesting  of  a  portion  of  the 
restricted stock for Fiscal 2020, 2019, and 2018, respectively. Treasury stock is accounted for under the cost method whereby 
the entire cost of the acquired stock is recorded.

NOTE 14 - SHARE-BASED COMPENSATION

Stock Options

In  December  2013,  the  board  of  directors  adopted  the  original  2013  Plan.  Under  the  original  2013  Plan  team  members, 
directors and consultants of the Company may receive incentive stock options and other awards. A total of 900,000 shares of 
common stock of BGSF, Inc. were initially reserved for issuance pursuant to the original 2013 Plan. On November 3, 2020 and 
May 16, 2017, stockholders of the Company approved and made effective amendments to the 2013 Plan, which each added an 
additional 250,000 shares of common stock reserved for issuance. To the extent any option or award expires unexercised or is 
canceled, terminated or forfeited in any manner without the issuance of common stock thereunder, such shares shall again be 
available for issuance under the original 2013 Plan. As of December 27, 2020, a total of 1,088,739 shares remain available for 
issuance under the 2013 Plan.

The term of each option is determined by the board of directors but cannot exceed 10 years. Unless otherwise specified in 
an  option  agreement,  options  vest  and  become  exercisable  on  the  following  schedule:  20%  immediately  and  20%  on  each 
anniversary  date  of  the  grant  date.  Each  option  shall  be  designated  as  an  incentive  stock  option  (“ISO”)  or  a  non-qualified 
option (“NQO”). The exercise price of an ISO shall not be less than the fair market value of the stock covered by the ISO at the 
grant date; provided, however, the exercise price of an ISO granted to any person who owns, directly or indirectly, stock of the 
Company constituting more than 10% of the total combined voting power of all classes of outstanding stock of the Company or 
of any affiliate of the Company, shall not be less than 110% of such fair market value.

The fair value of each option award was estimated on the date of grant using a Black-Scholes option pricing model and the 
assumptions in the following table. Because this option valuation model incorporates ranges of assumptions for inputs, those 
ranges are disclosed below. The Company bases the estimate of expected volatility on the historical volatilities of the Company 
for a period equal to the expected life of the option.

The risk-free rate for periods within the expected term of the option is based on the U.S. Treasury yield curve in effect at 
the time of grant. The Company expects to use historical data to estimate team member termination within the valuation model; 
separate  groups  of  team  members  that  have  similar  historical  termination  behavior  are  considered  separately  for  valuation 
purposes. The Company believes these estimates and assumptions are reasonable. However, these estimates and assumptions 
may change in the future based on actual experience as well as market conditions.

On May 31, 2018, the Company entered into a stock option cancellation agreement (the “Option Cancellation Agreement”) 
with L. Allen Baker, Jr., the Company's former President and Chief Executive Officer, pursuant to which the Company agreed 
to  pay  Mr.  Baker  $18.00  per  share  of  common  stock  underlying  his  vested  in-the-money  stock  options  granted  under  the 
Company’s 2013 Plan, less the exercise price per share thereof, in exchange for the cancellation and termination of such stock 
options. Pursuant to the terms of the Option Cancellation Agreement, the Company paid $3.3 million to Mr. Baker in exchange 
for the cancellation of 284,888 stock options granted to him under the 2013 Plan.

For  Fiscal  2020,  2019  and  2018,  the  Company  recognized  $0.5  million,  $0.7  million  and  $0.6  million  of  compensation 
expense  related  to  stock  awards,  respectively.  Unamortized  share-based  compensation  expense  as  of  December  27,  2020 
amounted to $0.9 million which is expected to be recognized over the next 2.5 years. 

66

 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

The following assumptions were used to estimate the fair value of stock options for the years ended: 

Weighted-average fair value of awards

Weighted-average risk-free interest rate

Weighted-average dividend yield

Weighted-average volatility factor

Weighted-average expected life

A summary of stock option activity is presented as follows: 

2020

2019

2018

$ 

$ 

4.60   

 0.4  %

0.96 

 53.6  %

10.0 yrs

$ 

$ 

5.08 

  $ 

4.68 

 2.3  %

 2.8  %

1.18 

$ 

1.10 

 42.6  %

10.0 yrs

 42.1  %

10.0 yrs

Weighted 
Average 
Exercise Price 
Per Share

Weighted 
Average 
Remaining 
Contractual 
Life

Number of
Shares

Total Intrinsic 
Value of 
Options 
(in thousands)
4,521 

7.3 $ 

Awards outstanding at December 31, 2017
Granted
Exercised
Forfeited / Canceled
Awards outstanding at December 30, 2018
Granted
Exercised
Forfeited / Canceled
Awards outstanding at December 29, 2019
Granted
Forfeited / Canceled
Awards outstanding at December 27, 2020

Awards exercisable at December 29, 2019
Awards exercisable at December 27, 2020

Non-vested outstanding at December 29, 2019

Non-vested outstanding at December 27, 2020

765,411  $ 
175,000  $ 
(152,838)  $ 
(292,088)  $ 
495,485  $ 
138,750  $ 
(39,190)  $ 
(30,200)  $ 
564,845  $ 
93,610  $ 
(5,800)  $ 
652,655  $ 

313,645  $ 
416,717  $ 

10.27 
25.71 
11.19 
6.71 
17.53 
21.49 
12.60 
16.53 
18.90 
10.28 
22.22 
17.63 

16.05 
16.96 

8.0 $ 

2,295 

7.7 $ 

2,412 

7.1 $ 

665 

6.8 $ 
6.3 $ 

1,991 
463 

Weighted 
Average 
Grant Date 
Fair Value

22.46 

18.83 

Number of
Shares
251,200  $ 

235,938  $ 

There were no exercises of stock options in Fiscal 2020. During Fiscal 2019 and 2018, the Company issued 16,777, and 

49,541 shares of common stock upon the cashless exercise of 39,014, and 86,053 stock options, respectively.

Restricted Stock

For  Fiscal  2020,  2019  and  2018,  the  Company  recognized  $0.3  million,  $0.2  million,  and  $0.4  million  of  compensation 
expense  related  to  restricted  stock,  respectively.  Unamortized  share-based  compensation  expense  as  of  September  27,  2020 
amounted to $0.3 million which is expected to be recognized over the next 2.2 years.

67

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

A summary of restricted stock activity is presented as follows: 

Restricted outstanding at December 31, 2017
Issued
Vested
Restricted outstanding at December 30, 2018
Vested
Forfeited / Canceled
Restricted outstanding at December 29, 2019
Issued
Vested
Restricted outstanding at December 27, 2020

Nonvested outstanding at December 29, 2019
Nonvested outstanding at December 27, 2020

Warrant Activity

Number of
Shares

Weighted 
Average 
Grant Date 
Fair Value

—  $ 
42,000  $ 
(10,500)  $ 
31,500  $ 
(9,000)  $ 
(4,500)  $ 
18,000  $ 
21,624  $ 
(14,406)  $ 
25,218  $ 

18,000  $ 
25,218  $ 

— 
28.61 
28.61 
28.61 
28.61 
28.61 
28.61 
9.02 
21.26 
16.01 

28.61 
16.01 

For Fiscal 2020, 2019 and 2018, the Company did not recognize of compensation cost related to warrants. There was no 

unamortized stock compensation expense remaining to be recognized as of December 27, 2020.

A summary of warrant activity is presented as follows:

Weighted 
Average 
Exercise Price 
Per Share

Weighted 
Average 
Remaining 
Contractual 
Life

Number of
Shares

Warrants outstanding at December 31, 2017
Exercised
Warrants exercisable at December 30, 2018
Exercised
Warrants outstanding at December 29, 2019
Expired
Warrants outstanding at December 27, 2020

Warrants exercisable at December 29, 2019
Warrants exercisable at December 27, 2020

123,984  $ 
(30,768)  $ 
93,216  $ 
(28,734)  $ 
64,482  $ 
(38,620)  $ 
25,862  $ 

64,482  $ 
25,862  $ 

11.51 
11.27 
11.59 
6.55 
13.84 
11.85 
16.80 

13.84 
16.80 

Total Intrinsic 
Value of 
Warrants 
(in thousands)
577 

2.2 $ 

1.3 $ 

0.8 $ 

0.4 $ 

0.8 $ 
0.4 $ 

805 

473 

— 

473 
— 

There were no non-vested warrants outstanding at December 27, 2020 and December 29, 2019.

There were no exercises of warrants in Fiscal 2020. During, Fiscal 2019 and 2018, the Company issued 20,059 and 16,623 

shares of common stock upon the cashless exercise of 28,734 and 30,768 warrants, respectively.

The  intrinsic  value  in  the  tables  above  is  the  amount  by  which  the  market  value  of  the  underlying  stock  exceeded  the 
exercise price of outstanding options or warrants, before applicable income taxes and represents the amount holders would have 
realized if all in-the-money options or warrants had been exercised on the last business day of the period indicated.

68

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

2020 Employee Stock Purchase Plan (“2020 ESPP”)

In November 2020, the board of directors adopted and the shareholders approved the 2020 ESPP. Under the 2020 ESPP, 
eligible team members of the Company may elect for payroll deductions to purchase shares on each purchase date during an 
offering period. A total of 250,000 shares of common stock of BGSF, Inc. were initially reserved for issuance pursuant to the 
2020  ESPP.  All  shares  remain  available  for  issuance  as  of  December  27,  2020  and  the  Company  plans  to  begin  the  initial 
offering period during second quarter 2021. 

NOTE 15 - RELATED PARTY TRANSACTIONS

Some of our equity owners are also principals of Taglich Brothers. The Company paid fees to Taglich Brothers related to 

one equity transaction in 2018 (see Note 13).

NOTE 16 - TEAM MEMBER BENEFIT PLAN

Defined Contribution Plan

The  Company  provides  a  defined  contribution  plan  (the  “401(k)  Plan”)  for  the  benefit  of  its  eligible  team  members  and 
field talent. The 401(k) Plan allows participants to make contributions subject to applicable statutory limitations. The Company 
matches  participants  contributions  100%  up  to  the  first  3%  and  50%  of  the  next  2%  of  a  team  member  or  field  talent's 
compensation. The Company contributed $1.3 million, $1.1 million and $1.1 million to the 401(k) Plan for Fiscal 2020, 2019 
and 2018, respectively.

NOTE 17 - BUSINESS SEGMENTS

The  Company  operates  within  three  industry  segments:  Real  Estate,  Professional,  and  Light  Industrial.  The  Real  Estate 
segment provides office and maintenance field talent to various apartment communities and commercial buildings in 36 states 
and D.C., via property management companies responsible for the apartment communities' and commercial buildings' day-to-
day  operations.  Our  Real  Estate  segment  operates  through  two  divisions,  BG  Multifamily  and  BG  Talent.  The  Professional 
segment  provides  skilled  field  talent  on  a  nationwide  basis  for  IT  and  finance,  accounting,  legal  and  human  resource  client 
partner projects on a national basis. Our Professional segment operates through various divisions including Extrinsic, American 
Partners, Donovan & Watkins, Vision Technology Services, Zycron, Smart Resources, L.J. Kushner & Associates, EdgeRock 
Technology  Partners,  and  beginning  in  2021,  Momentum  Solutionz.  The  Light  Industrial  segment  provides  field  talent 
primarily to manufacturing, distribution, logistics, and call center client partners needing a flexible workforce in 7 states. Our 
Light Industrial segment operates through our InStaff division. 

Segment operating income includes all revenue and cost of services, direct selling expenses, depreciation and amortization 
expense and excludes all general and administrative (home office) expenses. Assets of home office include cash, unallocated 
prepaid expenses, deferred tax assets, and other assets. 

The  following  table  provides  a  reconciliation  of  revenue  and  operating  income  by  reportable  segment  to  consolidated 

results for the periods indicated:

2020

2019

2018

$ 

68,755,975  $ 
138,369,505 
70,765,400 

86,874,241 
119,299,424 
80,689,261 
$  277,890,880  $  294,313,548  $  286,862,926 

96,421,676  $ 
123,342,647 
74,549,225 

Revenue:
Real Estate
Professional
Light Industrial
Total

69

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

2020

2019

2018

$ 

$ 

218,425  $ 
404,590 
98,917 
134,023 
855,955  $ 

197,029  $ 
341,529 
101,889 
189,852 
830,299  $ 

169,682 
273,691 
101,124 
201,946 
746,443 

$ 

3,923,063  $ 

3,964,878  $ 

— 
180,687 
4,103,750  $ 

— 
25,079 
3,989,957  $ 

4,168,463 
110,251 
19,330 
4,298,044 

9,671,504  $ 
7,514,924 
(7,239,514)   
4,767,103 
(663,110)   
(10,588,819)   

76,102 
3,538,190  $ 

16,381,823  $ 
7,702,175 
— 
4,776,369 
(516,190)   
(8,682,689)   

— 

19,661,488  $ 

14,775,846 
7,967,368 
— 
5,583,999 
(666,472) 
(7,176,363) 
3,775,307 
24,259,685 

81,918  $ 
184,611 
68,730 
1,809,687 
2,144,946  $ 

251,461  $ 
582,573 
152,632 
1,242,843 
2,229,509  $ 

124,643 
474,670 
119,886 
204,795 
923,994 

$ 

$ 

$ 

$ 

$ 

$ 

15,598,575  $ 
81,671,193 
16,122,052 
16,886,448 

16,785,163 
72,623,242 
15,223,581 
10,954,058 
$  130,278,268  $  115,586,044 

Depreciation:
Real Estate
Professional
Light Industrial
Home office
Total

Amortization:
Professional
Light Industrial
Home office
Total

Operating income:
Real Estate
Professional - without impairment loss
Professional - impairment loss
Light Industrial
Home office - selling
Home office - general and administrative
Home office - gain on contingent consideration
Total

Capital Expenditures:
Real Estate
Professional
Light Industrial
Home office
Total

Total Assets:
Real Estate
Professional
Light Industrial
Home office
Total

70

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 18 - QUARTERLY FINANCIAL DATA (UNAUDITED)

First
Quarter

Second
Quarter

2020
Third
Quarter

Fourth
Quarter

Fiscal
Year

Revenues

$  74,067,429  $  62,606,334  $  71,518,691  $  69,698,426  $ 277,890,880 

Gross Profit
Income (Loss) before income taxes
Net income (loss)

$  20,275,732  $  16,905,143  $  19,711,926  $  19,327,203  $  76,220,004 
$  2,201,368  $  (6,514,422)  $  3,288,263  $  2,979,351  $  1,954,560 
$  1,498,859  $  (4,829,262)  $  2,565,563  $  2,206,308  $  1,441,468 

Net income (loss) per share:
Basic
Diluted

Weighted-average shares outstanding:

Basic

Diluted

Revenues

Gross Profit

$ 
$ 

0.15  $ 
0.14  $ 

(0.47)  $ 
(0.47)  $ 

0.25  $ 
0.25  $ 

0.21  $ 
0.21  $ 

0.14 
0.14 

  10,308,445 

  10,306,986 

  10,312,939 

  10,318,053 

  10,311,606 

  10,382,999 

  10,306,986 

  10,326,493 

  10,334,478 

  10,338,029 

First
Quarter

Second
Quarter

2019
Third
Quarter

Fourth
Quarter

Fiscal
Year

$  68,776,067  $  73,857,890  $  79,364,306  $  72,315,285  $ 294,313,548 

$  18,438,640  $  20,862,834  $  22,176,622  $  19,203,169  $  80,681,265 

Income before income taxes

$  3,233,471  $  4,924,649  $  5,540,959  $  3,852,889  $  17,551,968 

Net income

$  2,496,024  $  3,801,829  $  4,207,170  $  2,741,967  $  13,246,990 

Net income per share:

Basic

Diluted

Weighted-average shares outstanding:

$ 

$ 

0.24  $ 

0.24  $ 

0.37  $ 

0.37  $ 

0.41  $ 

0.41  $ 

0.27  $ 

0.26  $ 

1.29 

1.28 

Basic

Diluted

  10,229,462 

  10,232,588 

  10,239,126 

  10,253,085 

  10,238,565 

  10,404,355 

  10,362,038 

  10,343,673 

  10,370,996 

  10,350,775 

NOTE 19 - SUBSEQUENT EVENTS

Momentum Solutionz LLC

On February 8, 2021, the Company acquired substantially all of the assets and assumed certain liabilities of Momentum 
Solutionz  for  a  purchase  price  of  $3.8  million  cash,  subject  to  customary  purchase  price  adjustments  as  specified  in  the 
purchase agreement. The purchase agreement further provides for contingent consideration of up to $2.2 million based on the 
performance  of  the  acquired  business  for  the  two  years  following  the  date  of  acquisition.  At  closing,  the  purchase  price  was 
paid out of currently available funds under the Company’s credit agreement led by BMO. The acquired business was assigned 
to the Professional segment. 

71

 
BGSF, Inc. and Subsidiaries 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

The acquisition of Momentum Solutionz allows the Company to strengthen its operations in IT consultants and technology 
professionals. Momentum Solutionz provides IT consulting and managed workforce solutions for organizations utilizing ERP 
systems. The IT consulting workforce solutions include strategic planning, software selection, road mapping, cloud migration, 
and  implementation  of  ERP  systems.  The  IT  managed  workforce  solutions  include  optimization  and  maintenance  of  ERP 
systems. Momentum Solutionz provides workforce solutions to clients throughout the United States in a variety of industries, 
including but not limited to hospitals, retail, universities and mid-size businesses. As the transaction was recently completed, 
the  initial  accounting  for  the  acquisition,  including  estimating  the  fair  values  of  assets  and  liabilities  acquired,  has  not  been 
completed.

Debt

In  connection  with  the  acquisition  of  the  assets  of  Momentum  Solutionz  described  above,  on  February  8,  2021,  the 
Company borrowed $3.8 million on the Revolving Facility under the Company's credit agreement led by BMO, as described in 
Note 10 above. 

Dividend

On  February  3,  2021,  the  Company's  board  of  directors  declared  a  cash  dividend  in  the  amount  of  $0.10  per  share  of 

common stock to be paid on February 26, 2021 to all shareholders of record as of the close of business on February 18, 2021.

72

Item 9.  Changes in and Disagreements with Accountants on Accounting and Financial Disclosure.

None.

Item 9A.  Controls and Procedures.

Evaluation of Disclosure Controls and Procedures

Under  the  supervision  and  with  the  participation  of  our  management,  including  our  chief  executive  officer  and  chief 
financial officer, we have evaluated the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) 
and  15d-15(e)  promulgated  under  the  Exchange  Act)  as  of  the  end  of  the  period  covered  by  this  report.  Based  on  that 
evaluation, our chief executive officer and chief financial officer concluded that our disclosure controls and procedures were 
effective as of the end of the period covered by this report to provide reasonable assurance that information we are required to 
disclose in reports that are filed or submitted under the Exchange Act is recorded, processed, summarized and reported within 
the time periods specified in the rules and forms specified by the Securities and Exchange Commission and that information 
required  to  be  disclosed  by  the  Company  in  the  reports  that  it  files  or  submits  under  the  Exchange  Act  is  accumulated  and 
communicated to the Company’s management, including its principal executive and principal financial officer, as appropriate to 
allow timely decisions regarding required disclosure.

We note that the design of any system of controls is based in part upon certain assumptions about the likelihood of future 
events,  and  there  can  be  no  assurance  that  any  design  will  succeed  in  achieving  the  stated  goals  under  all  potential  future 
conditions.

Management’s Annual Report on Internal Control Over Financial Reporting

Management  of  the  Company,  including  the  President  and  Chief  Executive  Officer  and  Chief  Financial  Officer,  is 
responsible  for  establishing  and  maintaining  adequate  internal  control  over  financial  reporting  (as  defined  in  Rule  13a-15(f) 
under  the  Securities  Exchange  Act  of  1934,  as  amended)  for  the  Company.  The  Company’s  internal  control  system  was 
designed  to  provide  reasonable  assurance  to  management  and  the  Company’s  Board  of  Directors  regarding  the  reliability  of 
financial  reporting  and  the  preparation  of  financial  statements  for  external  purposes  in  accordance  with  generally  accepted 
accounting principles.

Management  assessed  the  effectiveness  of  the  Company’s  internal  control  over  financial  reporting  as  of  December  27, 
2020,  using  criteria  established  in  Internal  Control-Integrated  Framework  (2013)  issued  by  the  Committee  of  Sponsoring 
Organizations  of  the  Treadway  Commission  (COSO)  and  concluded  that  the  Company  maintained  effective  internal  control 
over financial reporting as of December 27, 2020.

As previously disclosed in our Form 10-Q for the quarter ended June 28, 2020, management had identified a deficiency in 
our internal control over financial reporting, which was related to the quantitative assessment of impairment of goodwill and 
intangible assets. Our management had concluded that we did not maintain effective controls related to the technical aspects of 
GAAP for testing goodwill and other intangible assets for impairment. Management had determined that the aggregate impact 
of this deficiency resulted in a material weakness. The material weakness did not result in any identified misstatements in the 
current  period  consolidated  financial  statements,  nor  in  any  restatements  of  consolidated  financial  statements  previously 
reported  by  us,  and  there  were  no  changes  in  previously  released  financial  results.  As  described  below,  our  management 
believes this material weakness has since been effectively remediated.

A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that 
there is a reasonable possibility that a material misstatement of the Company's annual or interim financial statements will not be 
prevented or detected on a timely basis.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, 
projections  of  any  evaluation  of  effectiveness  to  future  periods  are  subject  to  the  risk  that  controls  may  become  inadequate 
because of changes in conditions, or that the degree of compliance with the policies and procedures may deteriorate.

The effectiveness of our internal control over financial reporting as of December 27, 2020, has been audited by Whitley 

Penn LLP, an independent registered public accounting firm, as stated in their report which is included herein.

73

 
 
 
 
Remediation Steps to Address the Material Weakness

Since identifying the material weakness related to our process of impairment assessment of goodwill and intangible assets, 
we have taken steps to strengthen the control function related to the financial closing process. These steps included retaining 
external  expert  resources,  enhancing  the  design  of  certain  management  review  controls  and  providing  training  regarding 
internal control processes. Management believes that these efforts have effectively remediated the material weaknesses. We will 
continue to monitor the effectiveness of these and other processes, procedures, and controls and will make any further changes 
that management determines to be appropriate.

Other 

Management's assessment and conclusion on the effectiveness of internal control over financial reporting did not include 
an assessment of the internal controls of the Company's fiscal year 2020 acquisition of EdgeRock Technology Holding, Inc. as 
further described in Note 3 in the Notes to Consolidated Financial Statements included in Item 8 of this Annual Report on Form 
10-K,  which  is  incorporated  by  reference.  This  entity  constituted  approximately  6.0%  of  the  Company's  total  assets  as  of 
December  27,  2020  and  12.5%  of  revenues  for  the  fiscal  year  then  ended.  Management  did  not  assess  the  effectiveness  of 
internal control over financial reporting for this entity because of the timing of the acquisition during the fiscal year.

Changes in Internal Control Over Financial Reporting

Other than as described above, there have not been any changes in our internal control over financial reporting (as defined 
in  Rules  13a-15(f)  and  15d-15(f)  promulgated  under  the  Exchange  Act)  during  the  fourth  quarter  of  Fiscal  2020  that  have 
materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.

74

 
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Board of Directors and 
Stockholders of BGSF, Inc.

Opinion on Internal Control Over Financial Reporting

We  have  audited  BGSF,  Inc.  (the  “Company”)  internal  control  over  financial  reporting  as  of  December  27,  2020,  based  on 
criteria established in 2013 Internal Control—Integrated Framework issued by the Committee of Sponsoring Organizations of 
the  Treadway  Commission  (“COSO”).  In  our  opinion,  the  Company  maintained,  in  all  material  respects,  effective  internal 
control over financial reporting as of December 27, 2020, based on criteria established in 2013 Internal Control— Integrated 
Framework issued by COSO.

We also have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States) 
(“PCAOB”), the consolidated balance sheets of the Company, as of December 27, 2020 and December 29, 2019, and the related 
consolidated statements of operations and comprehensive income, changes in stockholders’ equity, and cash flows for each of 
the  years  in  the  three-year  period  ended  December  27,  2020,  and  our  report  dated  March  11,  2021  expressed  an  unqualified 
opinion on those consolidated financial statements.

Basis for Opinion

The  Company’s  management  is  responsible  for  maintaining  effective  internal  control  over  financial  reporting,  and  for  its 
assessment of the effectiveness of internal control over financial reporting, included in the accompanying Management’s Report 
on Internal Control Over Financial Reporting. Our responsibility is to express an opinion on the entity’s internal control over 
financial  reporting  based  on  our  audit.  We  are  a  public  accounting  firm  registered  with  the  PCAOB  and  are  required  to  be 
independent  with  respect  to  the  Company  in  accordance  with  the  U.S.  federal  securities  laws  and  the  applicable  rules  and 
regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the 
audit  to  obtain  reasonable  assurance  about  whether  effective  internal  control  over  financial  reporting  was  maintained  in  all 
material respects. Our audit of internal control over financial reporting included obtaining an understanding of internal control 
over financial reporting, assessing the risk that a material weakness exists, and testing and evaluating the design and operating 
effectiveness  of  internal  control  based  on  the  assessed  risk.  Our  audit  also  included  performing  such  other  procedures  as  we 
considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion.

Our audit of and opinion on the Company’s internal control over financial reporting does not include the internal control over 
financial  reporting  related  to  the  acquired  business,  EdgeRock  Technology  Holding,  Inc.  As  disclosed  in  Note  3  to  the 
consolidated financial statements, this business was acquired by the Company during the year ended December 27, 2020, and 
whose  total  assets  and  revenues  were  6.0  and  12.5  percent,  respectively,  of  the  Company’s  related  consolidated  financial 
statement  amounts  as  of  and  for  the  year  ended  December  27,  2020.  Managements  assertion  on  the  effectiveness  of  the 
Company’s internal control over financial reporting excluded internal control over financial reporting of the acquired business. 

Definition and Limitations of Internal Control Over Financial Reporting

An  entity’s  internal  control  over  financial  reporting  is  a  process  designed  to  provide  reasonable  assurance  regarding  the 
reliability of financial reporting and the preparation of financial statements for external purposes in accordance with accounting 
principles  generally  accepted  in  the  United  States  of  America.  An  entity’s  internal  control  over  financial  reporting  includes 
those  policies  and  procedures  that  (1)  pertain  to  the  maintenance  of  records  that,  in  reasonable  detail,  accurately  and  fairly 
reflect  the  transactions  and  dispositions  of  the  assets  of  the  entity;  (2)  provide  reasonable  assurance  that  transactions  are 
recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, 
and  that  receipts  and  expenditures  of  the  entity  are  being  made  only  in  accordance  with  authorizations  of  management  and 
directors  of  the  entity;  and  (3)  provide  reasonable  assurance  regarding  prevention  or  timely  detection  of  unauthorized 
acquisition, use, or disposition of the entity’s assets that could have a material effect on the financial statements.

75

Because  of  its  inherent  limitations,  internal  control  over  financial  reporting  may  not  prevent  or  detect  misstatements.  Also, 
projections  of  any  evaluation  of  effectiveness  to  future  periods  are  subject  to  the  risk  that  controls  may  become  inadequate 
because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

/s/ Whitley Penn LLP

Dallas, Texas
March 11, 2021 

76

Item 9B.  Other Information.

None.

Item 10.  Directors, Executive Officers and Corporate Governance.

PART III

Board Composition 

Our board of directors consists of seven directors. Our board of directors has determined that the following directors are 
“independent” as defined under the rules of the NYSE: C. David Allen, Jr., Richard L. Baum, Jr., Douglas E. Hailey, Cynthia 
Marshall,  and  Paul  A.  Seid.  The  authorized  number  of  directors  may  be  changed  by  resolution  of  our  board  of  directors. 
Vacancies on our board of directors can be filled by resolution of our board of directors. Our board of directors is divided into 
three classes, each serving staggered, three-year terms:

•

•

•

Our Class I directors are L. Allen Baker, Jr. and Beth Garvey, and the term of each director will expire at the 2021 
annual meeting of stockholders;

Our Class II directors are Richard L. Baum, Jr., Cynthia Marshall, and Paul A. Seid, and the term of each director will 
expire at the 2022 annual meeting of stockholders; and

Our Class III directors are C. David Allen, Jr. and Douglas E. Hailey the term of each director will expire at the 2023 
annual meeting of stockholders. 

As  a  result,  only  one  class  of  directors  will  be  elected  at  each  annual  meeting  of  stockholders,  with  the  other  classes 

continuing for the remainder of their respective terms.

Board Leadership and Role in Risk Oversight 

Meetings  of  our  board  of  directors  (including  executive  sessions  other  than  executive  sessions  consisting  only  of 
independent directors) are presided over by our chairman of the board, L. Allen Baker, Jr. Our board of directors does not have 
a formal policy addressing whether or not the roles of chairman and chief executive officer should be separate or combined. The 
directors serving on the board of directors possess considerable professional and industry experience, significant experience as 
directors of both public and private companies and a unique knowledge of the challenges and opportunities that the Company 
faces.  As  such,  the  board  of  directors  believes  that  it  is  in  the  best  position  to  evaluate  the  needs  of  the  Company  and  to 
determine how best to organize the Company’s leadership structure to meet those needs. At present, the board of directors has 
chosen to separate the positions of chairman and chief executive officer. While the board of directors believes it is important to 
retain the flexibility to determine whether the roles of chairman and chief executive officer should be separated or combined in 
one  individual,  the  board  of  directors  believes  that  this  structure  represents  the  appropriate  allocation  of  roles  and 
responsibilities at this time. Our board of directors believes that Mr. Baker is currently best situated to preside over meetings of 
our board of directors because of his familiarity with our business and ability to effectively identify strategic priorities and lead 
the discussion and execution of strategy. This allows Ms. Garvey to focus on our day-to-day business and strategy, meet with 
investors, and convey management’s perspective to other members of the board of directors. Ms. Garvey works closely with 
Mr. Baker to identify appropriate topics of consideration for the board of directors and to plan effective and informative board 
of directors meetings.

Our  board  of  directors  oversees  the  risk  management  activities  designed  and  implemented  by  our  management  and 
executes its oversight responsibility for risk management both directly and through its committees. The full board of directors 
also  considers  specific  risk  topics,  including  risks  associated  with  our  strategic  plan,  our  whistle  blower  program,  business 
operations and capital structure. In addition, our board of directors receives detailed regular reports from members of our senior 
management  and  other  personnel  that  include  assessments  and  potential  mitigation  of  the  risks  and  exposures  involved  with 
their respective areas of responsibility.

Our  board  of  directors  delegates  to  the  Audit  Committee  oversight  of  our  risk  management  process.  Our  other  board  of 
directors committees also consider and address risk as they perform their respective committee responsibilities. All committees 
report to the full board of directors as appropriate, including when a matter rises to the level of a material or enterprise level 
risk. 

77

 
 
 
 
 
Committees of the Board of Directors 

The  standing  committees  of  our  board  of  directors  consist  of  an  Audit  Committee,  a  Compensation  Committee,  and  a 
Nominating  and  Corporate  Governance  Committee.  Each  of  the  committees  reports  to  our  board  of  directors  as  they  deem 
appropriate and as our board may request. The composition, duties and responsibilities of these committees are set forth below.

Audit Committee 
The  Audit  Committee  is  responsible  for,  among  other  matters:  (1)  appointing,  retaining  and  evaluating  our  independent 
registered  public  accounting  firm  and  approving  all  services  to  be  performed  by  them;  (2)  overseeing  our  independent 
registered  public  accounting  firm’s  qualifications,  independence  and  performance;  (3)  overseeing  the  financial  reporting 
process  and  discussing  with  management  and  our  independent  registered  public  accounting  firm  the  interim  and  annual 
financial  statements  that  we  file  with  the  SEC;  (4)  reviewing  and  monitoring  our  accounting  principles,  accounting  policies, 
financial and accounting controls and compliance with legal and regulatory requirements; (5) establishing procedures for the 
confidential  anonymous  submission  of  concerns  regarding  questionable  accounting,  internal  controls  or  auditing  matters;  (6) 
reviewing and approving related person transactions; and (7) overseeing the risk management process.

Our Audit Committee consists of C. David Allen, Jr., Richard L. Baum, Jr. and Douglas E. Hailey. We believe that each 
qualifies as independent directors according to the rules and regulations of the SEC and NYSE with respect to audit committee 
membership. We also believe that Mr. Hailey and Mr. Allen qualify as our “audit committee financial expert,” as such term is 
defined in Item 407(d)(5)(ii) of Regulation S-K. Our board of directors has adopted a written charter for the Audit Committee, 
which  is  available  on  our  home  office  website  under  the  investor  relations  tab  at  www.bgsf.com.  The  information  on  our 
website is not part of this Annual Report on Form 10-K.

Compensation Committee 

The  Compensation  Committee  is  responsible  for,  among  other  matters:  (1)  reviewing  key  team  members  compensation 
goals, policies, plans and programs; (2) reviewing and approving the compensation of our directors and executive officers; (3) 
reviewing and approving employment agreements and other similar arrangements between us and our executive officers; and 
(4) administering our stock plans and other incentive compensation plans, including our 2013 Long-Term Incentive Plan and 
our 2020 Employee Stock Purchase Plan. The Committee shall have the authority to delegate any of its responsibilities, along 
with the authority to take action in relation to such responsibilities, to one or more subcommittees as the committee may deem 
appropriate in its sole discretion. The Compensation Committee may invite such members of management to its meetings as it 
deems appropriate. However, the Compensation Committee meets regularly without such members present, and in all cases no 
officer  may  be  present  at  meetings  at  which  such  officer’s  compensation  or  performance  is  discussed  or  determined.  The 
Committee  has  the  authority,  in  its  sole  discretion,  to  select,  retain  and  obtain  the  advice  of  a  compensation  consultant  as 
necessary to assist with the execution of its duties and responsibilities. Neither the Compensation Committee nor management 
engaged a compensation consultant with respect to Fiscal 2020.

 Our Compensation Committee consists of C. David Allen, Jr., Richard L. Baum, Jr., Cynthia Marshall, and Paul A. Seid. 
Our board of directors has adopted a written charter for the Compensation Committee, which is available on our home office 
website under the investor relations tab at www.bgsf.com. The information on our website is not part of this Annual Report on 
Form 10-K.

Nominating and Corporate Governance Committee 

We  have  a  Nominating  and  Corporate  Governance  Committee,  which  identifies,  evaluates  and  recommends  qualified 
nominees to serve on our board of directors, develops and oversees our internal corporate governance processes and maintains a 
management succession plan. Our Nominating and Corporate Governance Committee charter defines the committee’s primary 
duties.  The  Nominating  and  Corporate  Governance  Committee  will  evaluate  nominees  for  director,  including  nominees 
recommended by stockholders, using all relevant criteria, including diversity of experience and background. The Nominating 
and  Corporate  Governance  Committee  will  consider  any  director  candidates  recommended  by  the  Company’s  stockholders 
provided  that  the  notice  and  information  requirements  specified  by  Section  2.06(b)–(c)  of  the  Bylaws  (relating  to  direct 
stockholder  nominations)  are  complied  with.  Our  Nominating  and  Corporate  Governance  Committee  consists  of  Richard  L. 
Baum,  Jr.,  Douglas  E.  Hailey,  Cynthia  Marshall,  and  Paul  A.  Seid.  A  copy  of  the  Nominating  and  Corporate  Governance 
Committee’s  charter  is  posted  on  our  website  at  www.bgsf.com.  The  information  on  our  website  is  not  part  of  this  Annual 
Report on Form 10-K.

78

 
Other Committees 

Our board of directors may establish other committees as it deems necessary or appropriate from time to time.

Family Relationships 

There are no family relationships among any of our executive officers or any of our directors.

Directors

C. David Allen, Jr.

Independent Director 
Age: 57 
Director Since: 2014 
Committees Served: Audit Committee, Compensation Committee

Since 2016, Mr. Allen has served as Chief Financial Officer of Smart Start, LLC, a provider of automotive technology products. 
Prior to Smart Start, from 2015 to 2016, Mr. Allen has served as Chief Financial Officer of Graebel Vanlines Holdings, LLC, a 
provider of commercial and residential logistics, moving and storage services. Prior to Graebel, from 2009 to 2015, Mr. Allen 
served  as  an  officer  of  Snelling  Services,  LLC,  a  workforce  solutions  and  contract  provider.  From  2010  to  2015,  Mr.  Allen 
served as President and Chief Executive Officer. From 2009 to 2010 he served as Chief Financial Officer. Prior to Snelling, Mr. 
Allen served for three years as Chief Operating Officer and six years as Chief Financial Officer for Telvista Inc., a business 
process  outsourcer  providing  customer  relationship  management  solutions.  He  earned  a  Master  of  Business  Administration 
degree from the Tuck School at Dartmouth College in 1993 and received a Bachelor of Business Administration from Stephen 
F. Austin State University with honors in 1986. Our board of directors benefits from Mr. Allen's extensive experience in the 
workforce solutions industry as well as his financial expertise.

L. Allen Baker, Jr. 

Chairman 
Age: 71 
Director Since: 2013 

L. Allen Baker, Jr. joined the board of managers of LTN Acquisition, LLC (the former parent of the predecessor to BGSF, Inc.) 
in  2008  while  serving  as  the  Executive  Vice  President/Chief  Financial  Officer  of  Impact  Confections,  Inc.,  a  confections 
manufacturing company in Colorado, a position Mr. Baker held from 2002 through 2009 and was appointed to our board of 
directors in November 2013. He served as President and Chief Executive Officer of BGSF from 2009 through October 2018 
when he assumed the role of Chairman. From 1985 to 2002, Mr. Baker served as Executive Vice President and Chief Financial 
Officer of Piping Design Services, Inc. d/b/a PDS Technical Services, a national, privately held service company headquartered 
in the Dallas/Fort Worth area, with operations in 43 states. Prior to this position, he worked at Core Laboratories, Inc. as the 
Corporate Controller from 1980 to 1985 and as Data Processing Manager from 1976 to 1980. Mr. Baker held several computer 
programmer positions prior to joining Core Laboratories, Inc. He has a Bachelor of Science in Mathematics with a minor in 
Computer  Information  Systems  from  West  Texas  A&M  University  (formerly  West  Texas  State  University)  and  a  Master  of 
Business Administration from the University of Dallas. Our board of directors benefits from Mr. Baker's extensive experience 
in the workforce solution industry.

79

 
 
Richard L. Baum, Jr.  

Independent Director 
Age: 60 
Director Since: 2013 
Committees Served: Audit Committee, Compensation Committee (Chair), Nominating and Corporate Governance 
Committee (Chair) 

Richard L. Baum, Jr. served on the board of managers of LTN Acquisition, LLC (the former parent of the predecessor to BGSF, 
Inc.) since its inception and was appointed to serve on our board of directors in November 2013. Since March 2013, Mr. Baum 
has  been  Chairman  of  the  Board  of  Unique  Fabricating,  Inc.  (NYSE  American:  UFAB).  Mr.  Baum  joined  Taglich  Private 
Equity LLC in 2005 and currently is an active director with a number of private companies where Taglich has an investment. 
Prior to joining Taglich, Mr. Baum led a group that purchased a private equity portfolio from Transamerica Business Credit. 
From 1998 to 2003, Mr. Baum was a Managing Director in the small business merger and acquisition practices of Wachovia 
Securities  and  its  predecessor,  First  Union  Securities.  From  1988  through  1998,  Mr.  Baum  was  a  Principal  with  the  Mid-
Atlantic Companies, Ltd., a financial services firm acquired by First Union in 1998. Mr. Baum received a Bachelor of Science 
from Drexel University and a Master of Business Administration from the Wharton School of the University of Pennsylvania. 
Our board of directors benefits from Mr. Baum's perspective and experience with our ongoing operations and strategy that he 
has  obtained  through  his  prolonged  service  to  the  company  and  due  to  his  ability  to  assist  with  the  evaluation  of  potential 
acquisitions.

Beth Garvey 

President and Chief Executive Officer
Age: 55
Director Since: 2020 

Beth Garvey began serving as director in July 2020 and as President and Chief Executive Officer of the Company in October 
2018. Ms. Garvey previously served as Chief Operating Officer of the Company from August 2016 and joined the Company 
through the Company's acquisition of substantially all of the assets of InStaff Holding Corporation and InStaff Personnel, LLC 
(“InStaff”) in 2013. Ms. Garvey started at InStaff in 1998 as Director of Human Resources, subsequently serving as Director of 
Operations,  VP  of  Operations,  Senior  VP  of  Operations,  COO  and  ultimately  CEO  prior  to  our  acquisition.  The  Staffing 
Industry Analysts has recognized her as one of North America Staffing 100 for the previous 2 years and included her in the 
Global Power 150 – Women in Staffing list for the past 3 years. In addition, D CEO has named Ms. Garvey as one of the top 
Dallas  500  Business  Leaders  4  times.  In  2010,  Ms.  Garvey  was  a  Dallas  Business  Journal  ‘Women  in  Business’  honoree 
recognizing  outstanding  local  women  business  leaders  who  not  only  make  a  difference  in  their  industries,  but  also  in  their 
communities.  Beth  currently  serves  on  the  Board  of  Directors  of  the  Dallas  Regional  Chamber  and  is  co-chair  of  the  Talent 
Attraction committee. She is a past chair of the Executive Committee for the Dallas Executive Women’s Roundtable and is on 
the Board of Directors for The Family Place, a non-profit supporting victims of family violence. In addition, she is a founding 
member  of  Y  Texas,  as  well  as  a  Board  Member  of  the  Y  Texas  Foundation  an  initiative  of  Texas  CEO’s  to  help  advance 
workforce development initiatives for students and veterans in the State of Texas. Recently, Ms. Garvey was named as a finalist 
in  the  EY  Entrepreneur  of  the  Year®  2020  Award  for  the  Southwest  region.  We  believe  that  Ms.  Garvey  should  serve  as  a 
member of the Board due to her extensive experience in the workforce solutions industry.

80

 
Douglas E. Hailey 

Independent Director 
Age: 59 
Director Since: 2013 
Committees Served: Audit Committee (Chair), Nominating and Corporate Governance Committee

Douglas E. Hailey served on the board of managers of LTN Acquisition, LLC (the former parent of the predecessor to BGSF, 
Inc.) since its inception and was appointed to our board of directors in November 2013. Mr. Hailey is the managing director of 
Taglich  Private  Equity  LLC.  Mr.  Hailey  joined  Taglich  Brothers,  Inc.  in  1994  as  Head  of  Investment  Banking  and  is  an 
employee, not a partner, director, shareholder or executive officer. Taglich Brothers, Inc. is not an affiliate of Taglich Private 
Equity  LLC.  He  co-led  the  private  equity  initiative  in  2001  and  currently  participates  in  evaluating  and  executing  new 
investments. Prior to joining Taglich Brothers, Inc., Mr. Hailey spent five years with Weatherly Financial Group, assisting in 
sponsoring leveraged buyouts and five years in structured finance lending at Heller Financial and the Bank of New York. He 
received a Bachelor of Business Administration from Eastern New Mexico University and a Master of Business Administration 
in Finance from the University of Texas. Our board of directors benefits from Mr. Hailey's perspective and experience with our 
ongoing  operations  and  strategy  that  he  has  obtained  through  his  prolonged  service  to  the  company  and  due  to  his  ability  to 
assist with the evaluation of potential acquisitions.

Cynthia Marshall 

Independent Director 
Age: 61 
Director Since: 2020 
Committees Served: Compensation Committee, Nominating and Corporate Governance Committee 

Ms. Marshall began service as director in July 2020. Ms. Marshall is currently the CEO of the Dallas Mavericks, is Founder, 
President  and  CEO  of  the  consulting  firm  Marshalling  Resources.  The  Marshalling  Resources  consulting  firm  specializes  in 
leadership, diversity and inclusion, culture transformation and overall optimization of people resources. Ms. Marshall worked 
with  The  Dow  Chemical  Company  in  2017  and  2018  to  develop  and  implement  a  strategy  for  institutionalizing  an  inclusive 
culture. Prior to this position, Ms. Marshall retired from a 36-year career at AT&T, where she had ultimately served as SVP - 
Human Resources and Chief Diversity Officer. She was responsible for identifying and developing leaders, aligning employees 
with  the  company’s  vision  and  priorities,  overseeing  major  business  unit  HR  support,  performance  development,  employee 
engagement, skills transformation initiatives, EEO and Affirmative Action. She led the team that created a world class Diversity 
and  Inclusion  culture,  earning  AT&T  a  top  3  ranking  on  Diversity  Inc’s  2017  Top  50  list  of  companies.  Ms.  Marshall  also 
spearheaded the work that for the first-time placed AT&T on Fortune’s 100 Best Companies to Work For list in 2017 (one of 
only two Fortune 50 companies). Before her SVP-Human Resources and Chief Diversity Officer roles, Ms. Marshall served as 
President - AT&T North Carolina where she became the first African-American chair of the North Carolina State Chamber of 
Commerce.  Marshall  graduated  from  the  University  of  California-Berkeley  with  degrees  in  Business  Administration  and 
Human Resources Management and holds four honorary Doctorate degrees. Ms. Marshall has chaired a variety of non-profit 
boards and is currently on the board of Dallas CASA, Dallas Regional Chamber, Texas Women’s Foundation, Texas 2036 and 
a member of the Executive Leadership Council. We believe that Ms. Marshall should serve as a member of the Board due to her 
extensive leadership and business experience and her expertise with respect to human resources and culture. 

Paul A. Seid 

Independent Director 
Age: 72 
Director Since: 2014 
Committees Served: Compensation Committee, Nominating and Corporate Governance Committee 

Since 2010, Mr. Seid has served on the board of directors of BioVentrix, a medical device company. Starting in 2013, he has 
served as Chief Executive Officer of RST Automation, a hospital instrumentation automation developer which was established 
2004. For the past sixteen years he has been President of Strategic Data Marketing, a research and data collection company. He 
has also founded, bought and/ or sold over twenty companies in Asia, Europe, North, and South America. Mr. Seid graduated 
from Queen’s College, a division of the City University of New York, in 1968 with a Bachelor’s degree in Political Science. 
Mr. Seid has held numerous other board of directors and consulting positions. Our board of directors benefits from Mr. Seid's 
extensive experience growing diverse businesses.

81

 
 
 
Information about our Executive Officers

Our board of directors appoints our executive officers and updates the executive officer positions as needed throughout the 
fiscal year. Each executive officer serves at the behest of our board of directors and until their successors are appointed, or until 
the earlier of their death, resignation or removal.

The  following  table  sets  forth  certain  information  with  respect  to  our  executive  officers  as  of  the  date  of  this  Annual 

Report:

Name

Beth Garvey
Dan Hollenbach

Age

55
65

Position

President and Chief Executive Officer
Chief Financial Officer and Secretary

Beth  Garvey  began  serving  as  President  and  Chief  Executive  Officer  of  the  Company  in  October  2018.  Ms.  Garvey 
previously  served  as  Chief  Operating  Officer  of  the  Company  from  August  2016  and  joined  the  Company  through  the 
Company's acquisition of substantially all of the assets of InStaff Holding Corporation and InStaff Personnel, LLC (“InStaff”) 
in 2013. Ms. Garvey started at InStaff in 1998 as Director of Human Resources, subsequently serving as Director of Operations, 
VP of Operations, Senior VP of Operations, COO and ultimately CEO prior to our acquisition. The Staffing Industry Analysts 
has recognized her as one of North America Staffing 100 for the previous 2 years and included her in the Global Power 150 – 
Women  in  Staffing  list  for  the  past  3  years.  In  addition,  D  CEO  has  named  Garvey  as  one  of  the  top  Dallas  500  Business 
Leaders 4 times. In 2010, Ms. Garvey was a Dallas Business Journal ‘Women in Business’ honoree recognizing outstanding 
local women business leaders who not only make a difference in their industries, but also in their communities. Beth currently 
serves on the Board of Directors of the Dallas Regional Chamber and is co-chair of the Talent Attraction committee. She is a 
past chair of the Executive Committee for the Dallas Executive Women’s Roundtable and is on the Board of Directors for The 
Family Place, a non-profit supporting victims of family violence. In addition, she is a founding member of Y Texas, as well as a 
Board Member of the Y Texas Foundation an initiative of Texas CEO’s to help advance workforce development initiatives for 
students and veterans in the State of Texas. Recently, Ms. Garvey was named as a finalist in the EY Entrepreneur of the Year® 
2020 Award for the Southwest region. 

Dan Hollenbach joined as CFO and Secretary in August 2015. Prior to joining the Company, Mr. Hollenbach was the CFO 
of Cybergy Holdings, Inc. (OTC: CYBG), an advisory service and products company for the federal and state governments, and 
commercial client partners, from May 2014 to August 2015. Prior to this position, he led the consulting practice for Robert Half 
Management  Resources  in  Colorado  from  June  2010  to  May  2014.  From  August  2004  to  July  2009,  Dan  was  the  CFO  for 
Global  Employment  Holdings  (OTC:  GEYH),  a  national  workforce  solution,  consulting,  and  professional  employer 
organization company. Mr. Hollenbach began his career in the Audit and Assurance Services practice of EY before entering the 
corporate  world.  He  has  over  three  decades  of  experience  in  corporate  accounting  and  finance,  including  expertise  in  initial 
public offerings, SEC reporting, mergers and acquisitions, SarbanesOxley, treasury management, process improvement, and all 
phases of audit, tax, and reporting. Additionally, he has served on audit committees and led negotiations of multiple senior debt 
restructurings. He is a CPA in the State of Texas, holds a Chartered Global Management Accountant certification, and received 
his B.B.A. in accounting from Texas Tech University. 

Code of Ethics 

We have adopted a Code of Ethics that applies to all of our team members, including our chief executive officer and our 
chief  financial  officer  (who  is  our  principal  accounting  officer).  Our  Code  of  Ethics  is  available  on  our  website  at 
www.bgsf.com. If we amend or grant a waiver of one or more of the provisions of our Code of Ethics, we intend to satisfy the 
requirements under Item 5.05 of Item 8-K regarding the disclosure of amendments to or waivers from provisions of our Code of 
Ethics  that  apply  to  our  principal  executive,  financial  and  accounting  officers  by  posting  the  required  information  on  our 
website at the above address. Our website is not part of this Annual Report on Form 10-K.

Corporate Governance Guidelines

The board of directors has adopted Corporate Governance Guidelines on a number of significant matters, including director 
qualifications,  director  responsibilities,  board  committees,  director  access  to  officers,  employees,  and  advisors,  director 
compensation, related party transactions, annual performance evaluations, and chief executive officer and director succession. 
A  copy  of  the  Corporate  Governance  Guidelines  is  posted  on  our  website  at  http://www.bgsf.com.  The  information  on  our 
website is not part of this Annual Report on Form 10-K.

82

Delinquent Section 16(a) Reports

Section 16(a) of the Exchange Act requires our executive officers, directors and persons who own more than 10% of our 
common stock to file reports of ownership and changes in ownership with the SEC and further requires us to identify in this 
Annual Report on Form 10-K those executive officers, directors and persons who failed to timely file such a report. A Form 4 
for Ms. Beth Garvey and Mr. Dan Hollenbach were filed late on August 7, 2020 to report an option grant on August 4, 2020 of 
6,000  and  4,500  shares  of  common  stock,  respectively.  A  Form  4  for  Mr.  C.  David  Allen,  Jr.,  Mr.  L.  Allen  Baker,  Jr.,  Mr. 
Richard L. Baum, Jr., Mr. Douglas E. Hailey, and Mr. Paul A. Seid were filed late on August 7, 2020 to report an option grant 
and  restricted  stock  grant  on  August  4,  2020  of  2,060  and  1,672,  respectively,  shares  of  common  stock  each.  A  Form  3  for 
Cynthia  Marshall  was  filed  late  on  August  11,  2020  to  report  ownership  on  July  29,  2020  and  a  Form  4  for  Ms.  Cynthia 
Marshall was filed late on August 11, 2020 to report an option grant and restricted stock grant on August 4, 2020 of 2,060 and 
1,672, respectively, shares of common stock. A Form 4 for Mr. C. David Allen, Jr., Mr. L. Allen Baker, Jr., Mr. Richard L. 
Baum, Jr., Mr. Douglas E. Hailey, Ms. Cynthia Marshall, and Mr. Paul A. Seid were filed late on November 20, 2020 to report 
a restricted stock grant on November 4, 2020 of 1,932 shares of common stock each. Excepting the late filing disclosed above, 
and based solely on our review of these forms or written representations from the executive officers, directors and persons who 
own more than 10% of our common stock, we believe that all Section 16(a) filing requirements were met during Fiscal 2020.

Item 11. Executive Compensation.

Named Executive Officers

Our named executive officers for Fiscal 2020 are:

•

•

Beth Garvey, our President and Chief Executive Officer; and

Dan Hollenbach, our Chief Financial Officer and Secretary (Principal Financial and Accounting Officer). 

Throughout this section, the term “named executive officer” is intended to refer to the individuals identified above. During 

Fiscal 2020, we had only two named executive officers, each of whom is set forth above. 

Summary Compensation Table 

The following table presents compensation information for our named executive officers with respect to Fiscal 2020 and 

2019.

Name and 

Principal Position Year

Salary  
($)

Bonus 

($)

Stock   
Awards
 ($) (*)

Option  
Awards  
($) (*)

Non-equity  
incentive plan 
compensation 
($)

Non-qualified  
deferred 
compensation 
earnings ($)

All Other  
Compensation 
($)

Beth Garvey     
President and Chief 
Executive Officer

2020

$350,000

$113,475

$35,763

$193,860

2019

$350,000

$70,000

$—

$252,728

Dan Hollenbach    
Chief Financial 
Officer and 
Secretary

2020

$275,000

$94,725

$35,763

$124,214

2019

$275,000

$55,000

$—

$184,766

$—

$—

$—

$—

$—

$—

$—

$—

$14,588

$13,710

$10,400

$5,710

(1)

(1)

(1)

(1)

Total    
 ($)

$707,686

$686,438

$540,102

$520,476

(*) The  amounts  reflect  the  dollar  amounts  recognized  for  financial  statement  reporting  purposes  in  accordance  with 
FASB ASC Topic 718. The assumptions used in the calculation of these amounts are included in Note 14 Share-based 
Compensation to the audited consolidated financial statements included in this Annual Report on Form 10-K.

(1) Represents the matching 401(k) contributions made by us.

83

 
 
 
 
 
Agreements with Executive Officers

President and Chief Executive Officer

On October 1, 2018, we amended a 2016 employment agreement with Beth Garvey pursuant to which Ms. Garvey serves 
as our President and Chief Executive Officer through September 30, 2021. The agreement remains in effect under successive 
one-year extensions unless terminated pursuant its terms. Ms. Garvey's annual compensation is evaluated annually, but may not 
be less than $350,000 per year. Effective December 27, 2020, Ms. Garvey's annual salary was raised to $425,000.

Ms. Garvey is eligible to receive an annual cash bonus based on achieving certain adjusted EBITDA levels (as defined by 
the  Compensation  Committee)  and,  except  as  stated  in  her  employment  agreement,  provided  that  Ms.  Garvey  is  in  our 
employment  on  the  last  day  of  the  fiscal  year.  Moreover,  if  certain  acquisitions  occur  during  her  employment  period,  Ms. 
Garvey will receive a bonus equal to 1% of the acquired company’s adjusted EBITDA, as determined by the board, for the first 
12 months after the acquisition’s closing date. The Compensation Committee may also grant discretionary bonuses.

In  the  event  that  Ms.  Garvey’s  employment  is  terminated  by  us  without  cause  or  by  Ms.  Garvey  for  good  reason,  Ms. 
Garvey  will  receive  as  severance  installments  equal  to  twelve  months  of  base  salary  plus  COBRA  premiums  for  eighteen 
months for Ms. Garvey and her dependents. In the event that Ms. Garvey’s employment is terminated without cause or for good 
reason  within  one  year  of  a  change  in  control,  Ms.  Garvey  will  receive  her  base  salary  and  COBRA  premiums  for  eighteen 
months  for  her  and  her  dependents.  Ms.  Garvey  will  also  generally  be  entitled  to  receive  any  bonus  payable  but  unpaid, 
payment for unused vacation days, and unpaid reimbursements. The severance is contingent upon Ms. Garvey’s execution of a 
separation agreement including a general release. In the event that Ms. Garvey’s employment is terminated by us for cause, or 
by Ms. Garvey other than for good reason, we will pay to Ms. Garvey any monthly salary, bonus, unused vacation, and expense 
reimbursements, earned or due to Ms. Garvey but unpaid.

We  and  Ms.  Garvey  have  also  entered  into  a  confidentiality,  non-solicitation,  non-interference  and  non-competition 
agreement. Pursuant to the agreement, Ms. Garvey generally agrees not to disclose our confidential information (as defined in 
the agreement) and, for a period of eighteen months following her termination, not to solicit our client partners, interfere with 
our client partner and supplier relationships, or solicit our team members. Ms. Garvey also agrees not to compete with us for a 
period of twelve months after termination.

Ms.  Garvey  was  granted  stock  options  in  Fiscal  2020  and  granted  stock  options  and  restricted  stock  in  Fiscal  2018  as 

further described under “Outstanding Equity Awards” below.

Chief Financial Officer

On October 1, 2018, we amended a 2015 employment agreement with Dan Hollenbach pursuant to which Mr. Hollenbach 
serves  as  our  Chief  Financial  Officer  and  Secretary  through  September  30,  2021.  The  contract  remains  in  effect  under 
successive  one-year  extensions  unless  terminated  pursuant  to  its  terms.  Mr.  Hollenbach's  annual  compensation  is  evaluated 
annually, but may not be less than $275,000 per year. Effective December 27, 2020, Mr. Hollenbach's annual salary was raised 
to $320,000.

Mr. Hollenbach is eligible to receive an annual cash bonus based on achieving certain adjusted EBITDA levels (as defined 
by the Compensation Committee) and, except as stated in his employment agreement, provided that Mr. Hollenbach is in our 
employment  on  the  last  day  of  the  fiscal  year.  Moreover,  if  certain  acquisitions  occur  during  his  employment  period,  Mr. 
Hollenbach will receive a bonus equal to 1% of the acquired company’s adjusted EBITDA, as determined by the board, for the 
first 12 months after the acquisition’s closing date. The Compensation Committee may also grant discretionary bonuses.

In the event that Mr. Hollenbach’s employment is terminated by us without cause or by Mr. Hollenbach for good reason, 
Mr.  Hollenbach  will  receive  as  severance  installments  equal  to  twelve  months  of  base  salary  plus  COBRA  premiums  for 
eighteen months for Mr. Hollenbach and his dependents. In the event that Mr. Hollenbach’s employment is terminated without 
cause  or  for  good  reason  within  one  year  of  a  change  in  control,  Mr.  Hollenbach  will  receive  his  base  salary  and  COBRA 
premiums for eighteen months for him and his dependents. Mr. Hollenbach will also generally be entitled to receive any bonus 
payable  but  unpaid,  payment  for  unused  vacation  days,  and  unpaid  reimbursements.  The  severance  is  contingent  upon  Mr. 
Hollenbach’s execution of a separation agreement including a general release. In the event that Mr. Hollenbach’s employment 
is terminated by us for cause, or by Mr. Hollenbach other than for good reason, we will pay to Mr. Hollenbach any monthly 
salary, bonus, unused vacation, and expense reimbursements, earned or due to Mr. Hollenbach but unpaid.

84

 
 
 
 
 
 
We  and  Mr.  Hollenbach  have  also  entered  into  a  confidentiality,  non-solicitation,  non-interference  and  non-competition 
agreement. Pursuant to the agreement, Mr. Hollenbach generally agrees not to disclose our confidential information (as defined 
in the agreement) and, for a period of eighteen months following his termination, not to solicit our client partners, interfere with 
our client partner and supplier relationships, or solicit our team members. Mr. Hollenbach also agrees not to compete with us 
for a period of twelve months after termination.

Mr. Hollenbach was granted stock options in Fiscal 2020 and granted stock options and restricted stock in Fiscal 2018 as 

further described under “Outstanding Equity Awards” below.

2013 Long-Term Incentive Plan

In  December  2013,  the  board  of  directors  adopted  the  original  2013  Plan.  Under  the  original  2013  Plan  team  members, 
directors and consultants of the Company may receive incentive stock options and other awards. A total of 900,000 shares of 
common stock of BGSF, Inc. were initially reserved for issuance pursuant to the original 2013 Plan. On November 3, 2020 and 
May 16, 2017, stockholders of the Company approved and made effective amendments to the 2013 Plan, which each added an 
additional 250,000 shares of common stock reserved for issuance. To the extent any option or award expires unexercised or is 
canceled, terminated or forfeited in any manner without the issuance of common stock thereunder, such shares shall again be 
available for issuance under the original 2013 Plan, of which 1,088,739 shares remain available for issuance as of December 27, 
2020.

The term of each option is determined by the board of directors but cannot exceed 10 years. Unless otherwise specified in 
an  option  agreement,  options  vest  and  become  exercisable  on  the  following  schedule:  20%  immediately  and  20%  on  each 
anniversary  date  of  the  grant  date.  Each  option  shall  be  designated  as  an  incentive  stock  option  (“ISO”)  or  a  non-qualified 
option (“NQO”). The exercise price of an ISO shall not be less than the fair market value of the stock covered by the ISO at the 
grant date; provided, however, the exercise price of an ISO granted to any person who owns, directly or indirectly, stock of the 
Company constituting more than 10% of the total combined voting power of all classes of outstanding stock of the Company or 
of any affiliate of the Company, shall not be less than 110% of such fair market value.

For more details on our 2013 Plan, see our registration statement on Form S-8 (File No. 333-193014) filed on December 
20, 2013, Form S-8 (File No. 333-218869) filed on June 20, 2017, Form S-8 (File No. 333-251192) filed on December 8, 2020, 
and Note 14 in the Notes to Consolidated Financial Statements.

2020 Employee Stock Purchase Plan (“2020 ESPP”)

In November 2020, the board of directors adopted and the shareholders approved the 2020 ESPP. Under the 2020 ESPP, 
eligible team members of the Company may elect for payroll deductions to purchase shares on each purchase date during an 
offering period. A total of 250,000 shares of common stock of BGSF, Inc. were initially reserved for issuance pursuant to the 
2020 ESPP. All shares remain available for issuance as of December 27, 2020 and we plan to begin our initial offering period 
during second quarter 2021.

For more details on our 2020 Plan, see our registration statement on Form S-8 (File No. 333-251193) filed on December 8, 

2020, and Note 14 in the Notes to Consolidated Financial Statements.

85

 
 
 
Market 
Value of 
Shares or 
Units of 
Stock that 
Have Not 
Vested ($)

(h)

— 

— 

— 

— 

Outstanding Equity Awards  

The following table presents outstanding equity awards as of December 27, 2020. 

Option Awards

Stock Awards

Number of 
securities 
underlying 
unexercised 
options (#) 
exercisable

Number of 
securities 
underlying 
unexercised 
options (#) 
unexercisable

Equity 
incentive 
plan 
awards: 
Number of 
securities 
underlying 
unexercised 
unearned 
options (#)

Number 
of Shares 
or Units 
of Stock 
that Have 
Not 
Vested (#)

Option 
exercise 
price ($)

Option 
expiration 
date

(b)

(c)

(d)

(e)

(f)

(g)

Name

(a)

Grant date

Beth Garvey

08/04/2020  

1,200 

2,400  (1)

Dan Hollenbach

08/04/2020  

09/24/2018  

— 

— 

2,400  (2)

6,150  (3)

09/24/2018  

60,000 

33,850  (4)

08/10/2018  

06/07/2017  

06/07/2017

08/16/2016

08/16/2016

06/09/2015

— 

— 

— 

2,500  (5)

10,000  

13,185  

36,815  

20,000  

— 

— 

— 

— 

08/04/2020  

08/04/2020  

900 

— 

1,800  (6)

1,800  (7)

09/24/2018  

2,260 

6,150  (8)

09/24/2018  

42,740 

23,850  (9)

08/10/2018  

06/07/2017  

06/07/2017  

10/27/2015  

10/27/2015  

— 

2,500 

7,500 

17,012 

19,835 

— 

2,500  (10)  

— 

— 

— 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

—  $ 

9.72  08/04/2030

9.72  08/04/2030

25.71  09/24/2028

25.71  09/24/2028

— 

— 

— 

— 

—   

— 

1,250  (11) $  15,763 

16.76  06/07/2027

16.76  06/07/2027

17.46  08/16/2026

17.46  08/16/2026

11.00  06/09/2025

9.72  08/04/2030

9.72  08/04/2030

25.71  09/24/2028

25.71  09/24/2028

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

— 

—   

— 

1,250  (11) $  15,763 

16.76  06/07/2027

16.76  06/07/2027

11.07  10/27/2025

11.07  10/27/2025

— 

— 

— 

— 

— 

— 

— 

— 

(1) Incentive stock options will vest 1,200 on August 4, 2021 and 1,200 on August 4, 2022.
(2) Nonqualified stock options will vest 1,200 on August 4, 2023 and 1,200 on August 4, 2024.
(3) Incentive stock options will vest 2,260 on September 24, 2021 and 3,890 on September 24, 2022.
(4) Nonqualified stock options will vest 17,740 on September 24, 2021 and 16,110 on September 24, 2022. 
(5) Incentive stock options will vest on June 7, 2021.
(6) Incentive stock options will vest 900 on August 4, 2021 and 900 on August 4, 2022.
(7) Nonqualified stock options will vest 900 on August 4, 2023 and 900 on August 4, 2024.
(8) Incentive stock options will vest 2,260 on September 24, 2021 and 3,890 on September 24, 2022.
(9) Nonqualified stock options will vest 12,740 on September 24, 2021 and 11,110 on September 24, 2022.
(10) Incentive stock options will 2,500 on June 7, 2021.
(11) Shares will vest on August 10, 2021.

Each option and stock award is subject to the condition that the optionee will have remained employed by the Company, or 
any one or more of its subsidiaries, through such vesting dates, and each option is further subject to the terms and conditions set 
forth in the 2013 Plan and in the applicable Stock Option Agreement. 

Compensation Committee Interlocks and Insider Participation

No  member  of  our  Compensation  Committee  is  a  current  or  former  officer  or  team  member  of  BGSF,  Inc.  or  its 
subsidiaries. No executive officer of BGSF, Inc. served as a director or member of the compensation committee of any entity 
that has one or more executive officers serving as a member of our board of directors or Compensation Committee.

86

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Director Compensation

Set forth below is a summary of the components of compensation payable to our non-management directors.

Cash Compensation 

We reimburse each member of our board of directors for all reasonable out-of-pocket expenses incurred in connection with 
their  attendance  at  meetings  of  our  board  of  directors  and  any  committees  thereof,  including,  without  limitation,  reasonable 
travel,  lodging  and  meal  expenses.  Each  director  who  is  not  a  team  member  or  officer  of  the  Company  is  entitled  to  (i)  an 
annual retainer of $45,000 for their service on our board of directors, and (ii) an annual retainer of $5,000 for audit committee 
service.

Name

C. David Allen, Jr.

L. Allen Baker, Jr.

Richard L. Baum, Jr.
Douglas E. Hailey

Cynthia Marshall *
Paul A. Seid

Board 
Member
($)

Audit 
Committee 
($)

Compensation 
Committee
($)

Nominating 
& 
Governance 
Committee 
($)

Chairman 
of the 
Board
($)

Total 
($)

$ 

$ 

$ 
$ 

$ 
$ 

45,000  $ 

45,000  $ 

45,000  $ 
45,000  $ 

22,500  $ 
45,000  $ 

5,000  $ 

—  $ 

5,000  $ 
5,000  $ 

—  $ 
—  $ 

—  $ 

—  $ 

—  $ 
—  $ 

—  $ 
—  $ 

—  $ 

—  $ 

—  $ 
—  $ 

—  $ 
—  $ 

—  $ 

50,000 

—  $ 

45,000 

—  $ 
—  $ 

—  $ 
—  $ 

50,000 
50,000 

22,500 
45,000 

* Ms. Marshall began service as a director in July 2020.

Director Compensation for Fiscal 2020 

The table below sets forth the compensation payable to our non-management directors for service during Fiscal 2020.

Fees 
earned 
or paid 
in cash 
($)

Stock 
awards 
($) (*)

Option 
awards 
($) (*)

Non-equity 
incentive plan 
compensation 
($)

Nonqualified 
deferred 
compensation 
earnings 
($)

All other 
compensation 
($)

Total 
($)

Name

C. David Allen, Jr.

$  50,000  $  46,270  $ 

4,032  $ 

L. Allen Baker, Jr.

$  45,000  $  10,507  $ 

4,032  $ 

Richard L. Baum, Jr.

$  50,000  $  46,270  $ 

4,032  $ 

Douglas E. Hailey
Cynthia Marshall
Paul A. Seid

$  50,000  $  46,270  $ 
$  22,500  $  10,507  $ 
$  45,000  $  46,270  $ 

4,032  $ 
952  $ 
4,032  $ 

—  $ 

—  $ 

—  $ 

—  $ 
—  $ 
—  $ 

—  $ 

—  $ 

—  $ 

—  $ 
—  $ 
—  $ 

—  $ 100,302 

—  $  59,539 

—  $ 100,302 

—  $ 100,302 
—  $  33,959 
—  $  95,302 

*

The  amounts  reflect  the  dollar  amounts  recognized  for  financial  statement  reporting  purposes  in  accordance  with 
FASB ASC Topic 718. The assumptions used in the calculation of these amounts are included in Note 14 Share-based 
Compensation to the audited consolidated financial statements included in this Annual Report on Form 10-K.

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

The following table sets forth information regarding the beneficial ownership of our common stock as of January 15, 2021 

by:

•

•

•

each person, or group of affiliated persons, known by us to be the beneficial owner of more than 5% of our outstanding 
shares of common stock;

each of our named executive officers and directors; and

all our executive officers and directors as a group.

87

 
 
 
 
 
Each stockholder’s percentage ownership is based on 10,328,379 shares of common stock outstanding as of January 15, 

2021.

Beneficial ownership is determined in accordance with the rules of the SEC and includes voting or investment power with 
respect to the securities. Except as otherwise indicated, each person or entity named in the table has sole voting and investment 
power with respect to all shares of our capital shown as beneficially owned, subject to applicable community property laws.

The number and percentage of shares beneficially owned by a person includes shares that may be acquired by such person 
within 60 days of January 15, 2021 through the exercise of vested options or warrants, while these shares are not counted as 
outstanding for computing the percentage ownership of any other person. 

Except as otherwise set forth below, the address of the persons below is c/o BGSF, Inc., 5850 Granite Parkway, Suite 730, 

Plano, Texas 75024.

Name of Beneficial Owner

Dan Hollenbach

C. David Allen, Jr.

L. Allen Baker, Jr.

Richard L. Baum, Jr.

Beth Garvey

Douglas E. Hailey

Cynthia Marshall

Paul A. Seid

All executive officers and directors as a group (8 total)
BlackRock, Inc. (9)

*

Less than 1%.

Shares of 
 Common 
 Beneficially 
 Stock Owned

Percent of 
Common  
Stock 
Beneficially 
Owned

97,597 (1)
11,766 (2)
60,801 (3)
77,198 (4)
169,805 (5)
98,348 (6)
4,016 (7)
64,723 (8)
584,254
664,894 (10)

*

*

*

*

 1.6 %

*

*

*

 2.8 %

 6.4 %

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

Includes 92,747 shares of common stock issuable upon exercise of stock options and 1,250 shares of unvested restricted common 
stock.

Includes 1,412 shares of common stock issuable upon exercise of stock options and 4,893 shares of unvested restricted common 
stock.

Includes 55,785 shares of common stock held by a trust, 1,412 shares of common stock issuable upon exercise of stock options, 
and 3,643 shares of unvested restricted common stock.

Includes  13,662  shares  of  common  stock  issuable  upon  exercise  of  stock  options,  44,544  shares  of  common  stock  held  by  a 
private investment company controlled by Mr. Baum, 5,388 shares of common stock held by a family trust and 4,893 shares of 
unvested restricted common stock.

Includes  141,200  shares  of  common  stock  issuable  upon  exercise  of  stock  options  and  1,250  shares  of  unvested  restricted 
common stock.

Includes 25,160 and 1,613 shares of common stock issuable upon exercise of stock options and warrants, respectively, and 4,893 
shares of unvested restricted common stock.

Includes 412 shares of common stock issuable upon exercise of stock options and 3,643 shares of unvested restricted common 
stock.

Includes 13,662 shares of common stock issuable upon exercise of stock options and 4,893 shares of unvested restricted common 
stock.
The address of BlackRock, Inc. is SS East 52nd Street, New York, New York 10055.

(10)

Includes 656,500 shares over which BlackRock, Inc. or its subsidiaries have sole voting power and 664,894 shares over which 
such entities have sole disposition power.

88

 
 
 
 
Equity Compensation Plans 

See  Item  5,  Market  for  Registrant’s  Common  Equity,  Related  Stockholder  Matters  and  Issuer  Purchases  of  Equity 

Securities - Equity Compensation Plans in this Annual Report.

Item 13. Certain Relationships and Related Transactions, and Director Independence.

Policy on Review and Approval of Transactions with Related Persons

Our board of directors is currently primarily responsible for developing and implementing processes and controls to obtain 
information from our directors, executive officers and significant stockholders regarding related-person transactions and then 
determining, based on the facts and circumstances, whether we or a related person has a direct or indirect material interest in 
these transactions. Our Audit Committee is responsible for the review, approval and ratification of “related-person transactions” 
between us and any related person. Under SEC rules, a related person is a director, executive officer, nominee for director or 
beneficial  holder  of  more  than  of  5%  of  any  class  of  our  voting  securities  or  an  immediate  family  member  of  any  of  the 
foregoing.  In  the  course  of  its  review  and  approval  or  ratification  of  a  related-person  transaction,  the  Audit  Committee  will 
consider:

•

•

•

•

•

the nature of the related person’s interest in the transaction;

the material terms of the transaction, including the amount involved and type of transaction;

the importance of the transaction to the related person and to the Company;

whether the transaction would impair the judgment of a director or executive officer to act in our best interest and the 
best interest of our stockholders; and

any other matters the Audit Committee deems appropriate. 

Any member of the Audit Committee who is a related person with respect to a transaction under review will not be able to 
participate  in  the  deliberations  or  vote  on  the  approval  or  ratification  of  the  transaction.  However,  such  a  director  may  be 
counted in determining the presence of a quorum at a meeting of the committee that considers the transaction.

2018 Registered Offering

On May 25, 2018, the Company issued and sold 1,293,750 shares of common stock, $0.01 par value per share, to various 
investors in a registered offering for an aggregate purchase price of $23.3 million in cash. The purchase price was $18.00 per 
share. The newly issued shares constituted approximately 14.7% of the total of issued and outstanding shares of common stock 
immediately before the initial execution of the Underwriting Agreement. In connection with the closing, underwriting discounts 
received by Taglich Brothers, Inc., as joint book-running manager, were approximately $0.8 million. Michael N. Taglich and 
Robert F. Taglich are co-founders of Taglich Brothers, Inc. and the beneficial owners of more than 5% of our common stock. 
Doug Hailey is not an owner, director, or executive officer of Taglich Brothers, Inc. Taglich Brothers, Inc. is not an affiliate of 
Taglich Private Equity LLC. The Company used a portion of the net proceeds received from the sale of the common stock to 
cancel outstanding in-the-money stock options held by L. Allen Baker, Jr., BGSF's President and Chief Executive Officer, as 
further described below.

Stock Option Cancellation

On May 31, 2018, the Company entered into a stock option cancellation agreement with L. Allen Baker, Jr., the Company's 
President  and  Chief  Executive  Officer,  pursuant  to  which  the  Company  agreed  to  pay  Mr.  Baker  (the  “Cancellation 
Agreement”) $18.00 per share of common stock underlying certain vested in-the-money stock options of the Company’s 2013 
Long-Term  Incentive  Plan,  as  amended  (the  “2013  Plan”),  less  the  exercise  price  per  share  thereof,  in  exchange  for  the 
cancellation and termination of such stock options. Pursuant to the terms of the Cancellation Agreement, the Company agreed 
to pay $3,287,500 to Mr. Baker in exchange for the cancellation of 284,888 stock options granted to him under the 2013 Plan. 

89

 
 Item 14. Principal Accountant Fees and Services.

The  Audit  Committee  reviews  and  pre-approves  both  audit  and  all  permissible  non-audit  services  provided  by  our 
independent registered public accounting firm, and accordingly, all services and fees in Fiscal 2020, 2019, and 2018 provided 
by Whitley Penn LLP were pre-approved by the Audit Committee. The Audit Committee has considered whether the provision 
of  services,  other  than  services  rendered  in  connection  with  the  audit  of  our  annual  financial  statements,  is  compatible  with 
maintaining Whitley Penn LLP’s independence. The Audit Committee has determined that the rendering of non-audit services 
by Whitley Penn LLP during Fiscal 2020, 2019, and 2018 was compatible with maintaining the firm’s independence.

Aggregate fees billed or incurred related to the following years for professional services rendered by Whitley Penn LLP for 

Fiscal 2020 and 2019 are set forth below. 

Audit Fees (1)
Audit-Related Fees (2)
Tax Fees

All Other Fees

Total

2020

2019

$  298,487  $  266,992 

48,435 

71,300 

— 

— 

— 

— 

$  346,922  $  338,292 

(1) Audit fees consist principally of fees for the audit of our consolidated financial statements and Sarbanes-Oxley audit 
over  internal  controls,  review  of  our  interim  consolidated  financial  statements,  and  audit  services  related  to  our 
acquisitions.

(2) These  fees  consist  principally  of  fees  related  to  the  preparation  of  SEC  registration  statements,  acquisition  due 

diligence, and U.S. Department of Labor filings.

Selection

The  Audit  Committee  appointed  Whitley  Penn  LLP  as  our  independent  registered  public  accounting  firm  for  the  2021 
fiscal year and Whitley Penn LLP has served in this capacity since 2013. Our board of directors has further directed that we 
submit the selection of our independent registered public accounting firm for ratification by our shareholders at the 2021 annual 
meeting.

90

 
 
 
 
 
 
 
Item 15.  Exhibits and Financial Statement Schedules.

(1) 

Financial Statements

PART IV

The  following  consolidated  financial  statements  of  the  Company  and  the  report  of  the  Independent  Registered  Public 

Accounting Firm are contained in Item 8 of Part II of this Annual Report on Form 10-K as indicated:

Audited Consolidated Financial Statements of BGSF, Inc.

As of and for the Fiscal Years Ended December 27, 2020, December 29, 2019, and December 30, 2018.

Report of Independent Registered Public Accounting Firm

Consolidated Balance Sheets

Consolidated Statements of Operations and Comprehensive Income

Consolidated Statements of Changes in Stockholders' Equity

Consolidated Statements of Cash Flows

Notes to Consolidated Financial Statements

Page

43

46

47

48

49

51

(2) Financial Statement Schedules

Financial statement schedules are omitted because they are not applicable, or not required, or because the required information 
is included in the consolidated financial statements or notes thereto.

(3) Exhibits

See the list of exhibits in the Index to Exhibits to this Annual Report on Form 10-K, which is incorporated herein by reference.

Item 16.  Form 10-K Summary.

None.

91

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused 

this report to be signed on its behalf by the undersigned, thereunto duly authorized on March 11, 2021.

SIGNATURES

BGSF, INC.

/s/  Beth Garvey

By:
Name: Beth Garvey
Title: President and Chief Executive Officer

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following 

persons on behalf of the Registrant and in the capacities indicated on March 11, 2021.

/s/ Beth Garvey
Beth Garvey

/s/ Dan Hollenbach
Dan Hollenbach

/s/ C. David Allen, Jr.
C. David Allen, Jr.

/s/ L. Allen Baker, Jr.
L. Allen Baker, Jr.

/s/ Richard L. Baum, Jr.

Richard L. Baum, Jr.

/s/ Douglas E. Hailey
Douglas E. Hailey

/s/ Cynthia Marshall
Cynthia Marshall

/s/ Paul A. Seid
Paul A. Seid

President and Chief Executive Officer and Director
(Principal Executive Officer)

Chief Financial Officer and Secretary
(Principal Financial and Accounting Officer)

Director

Chairman of the Board

Director

Director

Director

Director

92

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Exhibit No.

2.1

2.2

2.3

2.4

2.5

2.6

2.7

2.8

2.9

2.10

2.11

3.1

3.2

3.3

4.1

4.2

10.1**

10.2**

EXHIBIT INDEX

  Description
Asset Purchase Agreement, dated as of May 28, 2013, by and among LTN Staffing, LLC, InStaff Holding 
Corporation and InStaff Personnel, LLC (incorporated by reference from the registrant’s registration statement 
on Form S-1 (File No. 333-191683) filed on October 10, 2013)

Asset Purchase Agreement, dated as of December 3, 2012, by and among BG Staffing, LLC, American 
Partners, Inc., Thomas Leonard, Justin Franks, Ronald Wnek, and LTN Acquisition, LLC (incorporated by 
reference from the registrant’s registration statement on Form S-1 (File No. 333-191683) filed on October 10, 
2013)

Asset Purchase Agreement, dated as of February 23, 2015, between BG Finance and Accounting, Inc., BG 
Staffing, Inc., D&W Talent, LLC and Willis Group, LLC (incorporated by reference from the registrant’s Form 
8-K filed on February 27, 2015)

First Amendment to Asset Purchase Agreement, dated as of December 15, 2015, among BG Finance and 
Accounting, Inc., D&W Talent, LLC and Willis Group, LLC (incorporated by reference from Amendment No. 
1 to the registrant's Annual Report on Form 10-K filed on April 25, 2016)

Second Amendment to Asset Purchase Agreement, dated as of March 9, 2016, among BG Finance and 
Accounting, Inc., D&W Talent, LLC and Willis Group, LLC (incorporated by reference from Amendment No. 
1 to the registrant's Annual Report on Form 10-K filed on April 25, 2016)

Asset Purchase Agreement, dated as of September 28, 2015, between BG Staffing, LLC, as Buyer, Vision 
Technology Services, Inc., Vision Technology Services, LLC and VTS-VM, LLC, collectively, as Sellers, and 
M. Scott Cerasoli and Robert Troska, collectively, as the Selling Persons (incorporated by reference from the 
registrant’s Form 8-K filed on September 30, 2015)

Asset Purchase Agreement, dated, as of April 3, 2017, by and between BG Staffing, Inc., BG Staffing, LLC, 
Zycron Inc., and Darrell S. Freeman (incorporated by reference to the registrant’s Current Report on Form 8-K 
filed on April 6, 2017)

Asset Purchase Agreement, dated as of September 18, 2017, by and between BG Finance and Accounting, Inc., 
Smart Resources, Inc. and Accountable Search, LLC, and Timothy J. Flood and Margaret L. Francis 
(incorporated by reference to the registrant’s Current Report on Form 8-K filed on September 22, 2017)

Asset Purchase Agreement, dated as of December 13, 2019, between BG Staffing, Inc., BG Staffing, LLC, 
L.J.Kushner & Associates, L.L.C., and Lee J. Kushner (incorporated by reference from the registrant’s Current 
Report on Form 8-K filed on December 16, 2019)

Securities Purchase Agreement, dated as of February 3, 2020, by and between BG Staffing, LLC, EdgeRock 
Technology Holdings, Inc., and CDI Holding Company LLC (incorporated by reference from the registrant’s 
Current Report on Form 8-K filed on February 6, 2020)

Asset Purchase Agreement, dated as of February 8, 2021, between BG Staffing, LLC, Momentum Solutionz 
LLC, Lorne Kaufman, and Jeff Servidio (incorporated by reference from the registrant’s Current Report on 
Form 8-K filed on February 11, 2021)

Certificate of Incorporation of BG Staffing, Inc. (incorporated by reference from Amendment No. 2 to the 
registrant’s registration statement on Form S-1 (File No. 333-191683) filed on November 4, 2013)

Certificate of Amendment to Certificate of Incorporation of BGSF, Inc. (incorporated by reference from the 
registrant’s Current Report on Form 8-K filed on February 12, 2021)

Bylaws of BG Staffing, Inc. (incorporated by reference from Amendment No. 2 to the registrant’s registration 
statement on Form S-1 (File No. 333-191683) filed on November 4, 2013)

Form of Common Stock Certificate (incorporated by reference from Amendment No. 1 to the registrant’s 
registration statement on Form S-1 (File No. 333-191683) filed on October 28, 2013)

Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934, as amended 
(incorporated by reference from the registrant’s Form 10-K filed on March 12, 2020)
BG Staffing, Inc. 2013 Long-Term Incentive Plan (incorporated by reference from the registrant’s definitive 
proxy statement on Schedule 14A filed on March 28, 2017)
Form of Nonqualified Stock Option Agreement (Vested Options) (incorporated by reference from the 
registrant’s Form 8-K filed on February 12, 2014)

93

 
 
 
 
 
 
 
 
10.3**

10.4**

10.5**

10.6

10.7

10.8

10.09

10.10**

10.11

10.12

10.13**

10.14**

10.15**

10.16

Form of Incentive Stock Option Agreement (incorporated by reference from the registrant’s Form 8-K filed on 
February 12, 2014)

Form of Nonqualified Stock Option Agreement (incorporated by reference from the registrant’s Form 8-K filed 
on February 12, 2014)

Form of Indemnification Agreement for Directors and Executive Officers (incorporated by reference from the 
registrant’s Form 8-K filed on February 4, 2014)

Amended and Restated Securities Purchase Agreement, dated as of May 28, 2013, among LTN Acquisition, 
LLC, LTN Staffing, LLC, BG Staffing, LLC, BG Personnel Services, LP, BG Personnel, LP, and B G Staff 
Services Inc., and Legg Mason SBIC Mezzanine, L.P., Brookside Pecks Capital Partners, L.P. and Brookside 
Mezzanine Fund II, L.P. (incorporated by reference from the registrant’s registration statement on Form S-1 
(File No. 333-191683) filed on October 10, 2013)

First Amendment to Amended and Restated Securities Purchase Agreement and Other Documents, dated as of 
November 1, 2013, by and among LTN Acquisition, LLC, LTN Staffing, LLC, BG Staffing, LLC, BG 
Personnel Services, LP, BG Personnel, LP, and B G Staff Services Inc., and Legg Mason SBIC Mezzanine, 
L.P., Brookside Pecks Capital Partners, L.P. and Brookside Mezzanine Fund II, L.P. (incorporated by reference 
from Amendment No. 2 to the registrant’s registration statement on Form S-1 (File No. 333-191683) filed on 
November 4, 2013)

Second Amendment to Amended and Restated Securities Purchase Agreement and Other Documents, dated as 
of January 29, 2014, by and among BG Staffing, Inc., BG Staffing, LLC, BG Personnel Services, LP, BG 
Personnel, LP, and B G Staff Services Inc., and Legg Mason SBIC Mezzanine, L.P., Brookside Pecks Capital 
Partners, L.P. and Brookside Mezzanine Fund II, L.P. (incorporated by reference from the registrant’s Form 8-
K filed on February 4, 2014)

Form of Warrant to Purchase Common Stock issued by BG Staffing, Inc. to designees of Taglich Brothers, Inc. 
in connection with private placement (incorporated by reference from the registrant’s Form 8-K filed on 
December 11, 2014)

Executive  Employment  Agreement,  entered  into  January  26,  2016  to  be  effective  as  of  December  28,  2015, 
between B G Staff Services, Inc. and L. Allen Baker, Jr. (incorporated by reference from registrant’s Form 8-K 
filed February 1, 2016)

Form of the Representatives’ Warrant (incorporated by reference from the registrant's Form 8-K filed on May 
27, 2016)

Stock  Option  Cancellation  Agreement,  dated  May  31,  2018  (incorporated  by  reference  from  the  registrant's 
Form 8-K filed June 5, 2018)

Executive  Employment  Agreement,  entered  into  February  6,  2019  to  be  effective  as  of  October  1,  2018, 
between  B  G  Staff  Services,  Inc.  and  Beth  Garvey  (incorporated  by  reference  from  the  registrant's  Annual 
Report on Form 10-K filed on March 12, 2019)

Executive  Employment  Agreement,  entered  into  February  6,  2019  to  be  effective  as  of  October  1,  2018, 
between B G Staff Services, Inc. and Dan Hollenbach (incorporated by reference from the registrant's Annual 
Report on Form 10-K filed on March 12, 2019)

Form of Restricted Stock Agreement (incorporated by reference from the registrant's Quarterly Report on Form 
10-Q filed on October 30, 2018

Credit Agreement, dated as of July 16, 2019, among BG Staffing, Inc., as borrower, the lenders from time to 
time  party  there  to,  and  BMO  Harris  Bank,  National  Association,  as  administrative  agent,  letters  of  credit 
issuer,  swing  line  lender,  sole  lead  arranger,  and  sole  book  runner  (incorporated  by  reference  from  the 
registrant’s Current Report on Form 8-K filed on July 22, 2019)

10.17**

BG Staffing, Inc. 2020 Employee Stock Purchase Plan (incorporated by reference from the registrant’s 
definitive proxy statement on Schedule 14A filed on September 15, 2020)

21.1*
23.1*
31.1*

31.2*

  List of Subsidiaries of the Registrant

  Consent of Independent Registered Public Accounting Firm (Whitley Penn LLP)
Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 implementing Section 302 of 
the Sarbanes-Oxley Act of 2002 (Chief Executive Officer)
Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 implementing Section 302 of 
the Sarbanes-Oxley Act of 2002 (Chief Financial Officer)

94

 
 
 
 
 
 
 
 
32.1†

101.INS*

101.SCH*

101.CAL*

101.DEF*

101.LAB*

101.PRE*

104.0

Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as 
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
  XBRL Instance Document
  XBRL Taxonomy Extension Schema Document
  XBRL Taxonomy Extension Calculation Linkbase Document
  XBRL Taxonomy Extension Definition Linkbase Document.
  XBRL Taxonomy Extension Label Linkbase Document
  XBRL Taxonomy Extension Presentation Linkbase Document
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101document)

*

Filed herewith.

** Management contract or compensatory plan or arrangement.
† 

This certification is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended 
(“Exchange Act”), or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference 
into any filing under the Securities Act of 1933, as amended, or the Exchange Act.

95

 
 
Subsidiaries

Exhibit 21.1

Name of Subsidiary
BG Personnel, LP
BG Staffing, LLC
B G Staff Services, Inc.
BG Finance and Accounting, Inc.
BG California Finance & Accounting Staffing, Inc.
BG California IT Staffing, Inc.
BG California Multifamily Staffing, Inc.
EdgeRock Technologies Holdings, Inc.
EdgeRock Technologies, LLC

Jurisdiction of Formation
Texas
Delaware
Texas
Delaware
Delaware
Delaware
Delaware
Delaware
Massachusetts

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We consent to the incorporation by reference in the Registration Statement No. 333-222058 on Form S-3, and No. 333-251192, 
No.  333-251193,  No.  333-218869,  and  No.  333-193014  on  Form  S-8  of  BGSF,  Inc.,  of  our  reports  dated  March  11,  2021, 
relating  to  the  consolidated  financial  statements,  and  the  effectiveness  of  the  Company's  internal  control  over  financial 
reporting, appearing in this Annual Report on Form 10-K of BGSF, Inc. for the fiscal year ended December 27, 2020.

Exhibit 23.1

/s/ Whitley Penn LLP

Dallas, Texas

March 11, 2021 

Exhibit 31.1

CERTIFICATIONS

I, Beth Garvey, certify that:

1.          I have reviewed this Annual Report on Form 10-K of BGSF, Inc.;

2.          Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material 
fact necessary to make the statements made, in light of the circumstances under which such statements were made, not 
misleading with respect to the period covered by this report;

3.          Based on my knowledge, the financial statements, and other financial information included in this report, fairly present 
in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods 
presented in this report;

4.          The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and 
procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined 
in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

(a)          Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be 

designed under our supervision, to ensure that material information relating to the registrant, including its consolidated 
subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being 
prepared;

(b)          Designed such internal control over financial reporting, or caused such internal control over financial 
reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting 
and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)          Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report 

our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this 
report based on such evaluation; and

(d)          Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred 
during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has 
materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.          The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control 
over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons 
performing the equivalent functions):

(a)          All significant deficiencies and material weaknesses in the design or operation of internal control over 

financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and 
report financial information; and

(b)          Any fraud, whether or not material, that involves management or other employees who have a significant role 

in the registrant’s internal control over financial reporting.

Date: March 11, 2021

/s/ Beth Garvey
Beth Garvey
President and Chief Executive Officer
(Principal Executive Officer)

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Exhibit 31.2

CERTIFICATIONS

I, Dan Hollenbach, certify that:

1.          I have reviewed this Annual Report on Form 10-K of BGSF, Inc.;

2.          Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material 
fact necessary to make the statements made, in light of the circumstances under which such statements were made, not 
misleading with respect to the period covered by this report;

3.          Based on my knowledge, the financial statements, and other financial information included in this report, fairly present 
in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods 
presented in this report;

4.          The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and 
procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined 
in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

(a)          Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be 

designed under our supervision, to ensure that material information relating to the registrant, including its consolidated 
subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being 
prepared;

(b)          Designed such internal control over financial reporting, or caused such internal control over financial 
reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting 
and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)          Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report 

our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this 
report based on such evaluation; and

(d)          Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred 
during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has 
materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.          The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control 
over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons 
performing the equivalent functions):

(a)          All significant deficiencies and material weaknesses in the design or operation of internal control over 

financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and 
report financial information; and

(b)          Any fraud, whether or not material, that involves management or other employees who have a significant role 

in the registrant’s internal control over financial reporting.

Date: March 11, 2021

/s/ Dan Hollenbach
Dan Hollenbach
Chief Financial Officer and Secretary
(Principal Financial Officer)

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CERTIFICATION PURSUANT TO 18 U.S.C. § 1350,

AS ADOPTED PURSUANT TO § 906

OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 32.1

In connection with the filing of the Annual Report on Form 10-K of BGSF, Inc., a Delaware corporation (the “Company”), 
for  the  fiscal  year  ended  December  27,  2020,  as  filed  with  the  Securities  and  Exchange  Commission  on  the  date  hereof  (the 
“Report”),  each  of  the  undersigned  officers  of  the  Company  certifies,  pursuant  to  18  U.S.C.  §  1350,  as  adopted  pursuant  to 
§ 906 of the Sarbanes-Oxley Act of 2002, that, to the best of such officer’s knowledge:

1.        The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2.        The information contained in the Report fairly presents, in all material respects, the financial condition and results of 
operations of the Company.

Date:

March 11, 2021

/s/ Beth Garvey
Beth Garvey
President and Chief Executive Officer
(Principal Executive Officer)

/s/ Dan Hollenbach
Dan Hollenbach
Chief Financial Officer and Secretary
(Principal Financial Officer)

The foregoing certification is being furnished solely pursuant to 18 U.S.C. § 1350 and is not being filed as part of the Report or 
as a separate disclosure document.

A signed original of this written statement required by Section 906 has been provided to BGSF, Inc. and will be retained by 
BGSF, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.