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Chemung Financial Corporation

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FY2021 Annual Report · Chemung Financial Corporation
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Chemung Financial 
Corporation 

Annual Report

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Bank Anywhere, Anytime.

ALBANY
132 State St., Albany

65 Wolf Rd., Albany

581 Loudon Rd., Latham

1365 New Scotland Rd., Slingerlands

BRADFORD
5 W. Main St., Canton

159 Canton St., Troy

BROOME
127 Court St., Binghamton

100 Rano Blvd., Vestal

CAYUGA
110 Genesee St., Auburn

185 Grant Ave., Auburn

CHEMUNG
One Chemung Canal Plaza, Elmira

628 W. Church St., Elmira

100 W. McCann’s Blvd., Elmira Heights

29 Arnot Rd., Horseheads

602 S. Main St., Horseheads

951 Pennsylvania Ave., Southport

CORTLAND
1094 Highway 222, Cortland

ERIE
9159 Main Street, Suite 1B, Clarence

SARATOGA
25 Park Ave., Clifton Park 
3057 Route 50, Saratoga Springs 

SCHENECTADY
2 Rush St., Schenectady

SCHUYLER
303 W. Main St., Montour Falls

318 N. Franklin St., Watkins Glen

SENECA
54 Fall St., Seneca Falls

STEUBEN
201 Bath Plaza, Bath

149 W. Market St., Corning

TIOGA
203 Main St., Owego

405 Chemung St., Waverly

TOMPKINS
909 Hanshaw Rd., Ithaca

304 Elmira Rd., Ithaca

806 W. Buffalo St., Ithaca

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Operating Results - Year Ended December 31:  

               2021 

              2020 

 % of Change

Financial Highlights
(in thousands, except per share data and employee count)

Net interest income  

Provision for loan losses  

Other operating income:

Wealth Management Group fee income  
Other income  

Other operating expenses 

Income tax expense  

Net income  

At Year End:
Assets  
Loans, net of deferred loan fees  
Allowance for loan losses  
Deposits  
Shareholders’ equity  
Employees (full-time equivalent)  

Share and Per Share Data:
Net income  
Book value, at year end  
Tangible book value, at year end  
Dividends declared  
Shares outstanding (average)  

Ratios:
Allowance for loan losses to total loans  
Return on average assets  
Return on average equity  
Return on average tangible equity  
Efficiency ratio (adjusted)  

Trust Assets Under Administration (market value):
as Fiduciary  
as Custodian  

Common Stock Market Prices and Dividends  
Paid During Past Two Years:

4.2%

(99.6)%

16.6%
10.0%

(0.5)%

59.2%

37.2%

6.1%
(1.2)%
0.5%
5.8%
5.9%
(1.2)%

40.6%
6.0%
6.9%
14.4%
(2.5)%

$65,589  

17  

11,072  
12,798  

55,682  

$62,919  

4,239  

9,492  
11,632  

55,935  

             7,335 

            4,607 

$26,425  

$19,262  

$2,418,475  
1,518,249  
21,025  
2,155,433  
211,455  
337  

$2,279,451  
1,536,463  
20,924  
2,037,774  
199,699  
341  

5.64  
45.09  
40.44  
1.19  
4,683  

1.38%  
1.09%  
12.94%  
14.49%  
61.71%  

4.01  
42.53  
37.83  
1.04  
4,802  

1.36%
0.94%
9.94%
11.24%
65.71%

$1,941,412  
        383,413  
$2,324,825  

$1,743,891  
       346,933 
$2,090,824  

11.3%
10.5%
11.2%

December 31, 2021  

              High  

                Low 

       Dividends

4th Quarter  
3rd Quarter 
2nd Quarter  
1st Quarter  

December 31, 2020  
4th Quarter  
3rd Quarter  
2nd Quarter  
1st Quarter  

$48.33  
 48.30  
46.60  
44.73  

$44.29  
42.81  
42.09  
33.46  

$0.31
0.31
0.31
0.26

              High  
$39.41  
31.83  
30.99  
42.38  

                Low  
$28.57  
24.68  
23.85  
23.27  

       Dividends
$0.26
0.26
0.26
0.26

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2 
 
 
Annual Letter  
to Shareholders

We are pleased to report that Chemung 

Buoyed by strong financial results, we increased 

Financial Corporation delivered strong financial 

results in 2021 for our shareholders.  A solid 

foundation and focused commitment on our 

core community banking pillars helped us 

navigate a dynamic year.  Organic loan growth, 

prudent expense management, and higher fee 

income from our Wealth Management Group all 

contributed to our success.  

In 2021, the Corporation’s net income totaled 

$26.4 million, or $5.64 per share.  These totals 

represent year-over-year increases of 37.2 

percent and 40.7 percent, respectively.  In 

addition to producing record financial results, we 

grew and strengthened our Balance Sheet during 

the year.  Overall, our Balance Sheet increased 

6.1 percent to $2.4 billion year-over-year.  

Furthermore, we remain recognized as a well-

capitalized institution by our banking regulators.

our quarterly cash dividend in May by $0.05 
per share, an increase of 19.2 percent.  This 
continued our long history of uninterrupted 
dividend payments.  Additionally, the 
Corporation’s share price rose throughout the 
year, closing at $46.45, an increase of nearly 37 
percent from December 31, 2020.  

As previously announced, The Corporation 
approved a Share Repurchase Plan in early 2021.  
Under the Plan, the Corporation may repurchase 
up to 250,000 shares of common stock, or 
approximately 5 percent of our outstanding 
shares. At the end of 2021, 34,921 shares had 
been repurchased, further enhancing value for 
our Shareholders.

While the COVID-19 pandemic continued to 
alter many business and social practices, the 
Corporation proceeded confidently, supported 
by our strong financial condition and seasoned 

3

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Annual Letter  

to Shareholders

more manageable, our bankers successfully 

provided our complete menu of Community 

Banking products and services to the clients 

and communities we serve. Our employees’ 

dedication was inspirational, and their 

efforts provided meaningful support to our 

stakeholders.

While we remained focused on supporting 

our employees and our communities, we 

also continued to evaluate and enhance our 

customer experience.  In 2021, we improved our 

business-lending experience by adding skilled 

lenders to our team and revamping the former 

Small Business Lending program throughout 

our footprint.  The refreshed Business Banking 

program features specialized professionals 

located throughout our markets providing 

comprehensive financial solutions and assisting 

small to mid-sized businesses.

During the year, we invested in our technology 

platforms, providing a superior digital-banking 

experience for our clients.  Industry-wide, 

adoption and usage rates of digital-banking 

services accelerated.  Our team implemented 

several upgrades to our digital experience, 

including online appointment scheduling, 

DocuSign integration, web and mobile based 

real-time alerts, contactless debit cards, 

account-to-account transfers, and personal 

budgeting and savings tools.  Additionally,  

we established a Customer Experience  

Office with a particular focus on improving  

the digital customer experience, mitigating  

risk, and promoting efficiencies across all  

lines of business.  

Business Continuity Plan.  We modified business 
practices and work plans in response to the ever-
changing pandemic environment, while adhering 
to our two primary objectives of providing 
essential financial services and maintaining safe 
and healthy banking environments.

We focused on delivering critical capital to 
eligible local businesses throughout our 
footprint during the second phase of the 
Paycheck Protection Program (PPP), and closely 
assisted PPP clients with the Small Business 
Administration’s loan-forgiveness phase.  At 
the end of the year, $185.5 million in PPP loans 
were forgiven, and $77.7 million in new PPP loans 
were made during the program’s second phase, 
which ended on May 31, 2021.  We are pleased 
to report that non-performing loans decreased 
throughout the year, and no pandemic-related 
forbearances remained at the end of the year.

As safety protocols were refined and the 

In its first full year of operation, our office in 

development of treatments made the virus 

Western New York made a meaningful impact.  

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2021 Annual Letter to Shareholders – continued

The office, which serves the Buffalo-Niagara 

percent of our employees volunteered over 

Falls and Rochester MSAs, originated over $47 

16,300 total hours, representing nearly 90 hours 

million in loans, meeting our first-year goal.  The 

per volunteer.  The Corporation also distributed 

Corporation has secured regulatory approval 

over $460,000 throughout our communities 

for future expansion of our services, and we 

in the form of sponsorships and contributions.  

look forward to bringing our full complement of 

Over 65 percent of these contributions were 

community banking products and services to 

this important market. 

The Corporation has also continued to refine our 

physical distribution network.  In November, our 

Bath Office was relocated within the village to a 

more visible and accessible location, improving 

the customer experience.  The new facility also 

provides our team with the additional space 

needed to continue building and expanding 

relationships in the community. 

As community bankers, we embrace our 

corporate responsibility throughout our 

made to organizations with a direct social or 

environmental impact.  Ensuring we are a good 

corporate citizen is a key pillar of our success.  

We commend our team for the dedication they 

have shown.

Industry-wide, 2022 will be a challenging year.  

We begin 2022 with the continued uncertainty 

that defined the two previous years.  Our 

nation grapples with inflation and uncertainty 

and devastation in Eastern Europe, while the 

pandemic continues to limit economic growth in 

certain key sectors.  However, we start the year 

footprint.  This responsibility requires inclusion, 

on much steadier ground than at the beginning 

volunteerism, financial support, thoughtful 

of 2021.  The Corporation benefits from a strong 

partnerships and the responsible oversight 

balance sheet, diversity of revenue and sound 

of our environmental impact.  In 2021, over 52 

financial condition.

The prospect of rising interest 

rates is now a reality.  The 

Corporation has positioned its 

balance sheet favorably for a 

rising interest rate environment, 

and our earnings will benefit 

from the ensuing expansion of 

the interest margin.  However, 

rising rates alone will not be 

a panacea, and we will focus 

on the importance of expense 

management and non-interest 

income growth.  

5

BUFFALO, NY

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In order to grow earnings, the Bank will again 

look to channel excess liquidity appropriately 

into higher-earning assets.  We will maintain our 

credit standards and provide particular focus 

on those industries acutely impacted by the 

pandemic and other emerging trends.  As is 

our practice, the Bank has developed initiatives 

to counteract adverse conditions and take 

advantage of opportunities in the market.

At this year’s annual meeting, Larry H. Becker 

will be retiring from Chemung Financial 

Corporation’s Board of Directors.  A former 

Director of Fort Orange Financial Corporation, 

Larry joined our Board in May of 2011 in 

connection with the Capital Bank merger.   

Larry has been a strong advocate of our 

company and had a direct and meaningful 

impact on our success as we expanded into 

the Capital Region.  We extend our sincere 

thanks and appreciation to Larry for his efforts, 

advocacy, dedication, and support.

This has been a year of strong teamwork  

and activity yielding record financial results.  

Our success is a direct result of the dedication 

and hard work of our talented staff and the 

guidance of our Board of Directors.  We are 

committed to continuing to support the well-

being and prosperity of the clients, shareholders, 

and communities we serve.  Thank you for  

your continued confidence and support of  

our company.

Anders M. Tomson
President & CEO

David J. Dalrymple
Chairman of the Board

2021 Results  
At A Glance

Net Income 
$26.4 million, up 37.2%

Total Assets 
$2.4 billion, up 6.1%

Return on Average Equity 
12.94%, up 30.2%

Return on Average Assets 
1.09%, up 16.0%

Efficiency Ratio 
61.71%, improvement of 6.1%

Dividends Declared Per Share 
$1.19, up 14.4%

Current Quarterly Cash Dividend 
$0.31

Tangible Book Value Per Share 
$40.44, up 6.9%

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Board of Directors

The Annual Meeting of Shareholders will be held on Tuesday, June 7, 2022, at 2:00 p.m.

Anders M. Tomson
President & CEO
Chemung Financial Corporation,
Chemung Canal Trust Company,
& CFS Group, Inc.

Raimundo C. Archibold, Jr.
Managing Director,  
Schwartz Heslin Group, Inc.

Larry H. Becker
Chief Operating Officer
The Windsor Companies

Ronald M. Bentley
Retired President & CEO
Chemung Financial Corporation,
Chemung Canal Trust Company,
& CFS Group, Inc.

David M. Buicko
President & CEO
Galesi Group

David J. Dalrymple
Chairman of the Board
Chemung Financial Corporation,
Chemung Canal Trust Company,
& CFS Group, Inc.; President
Dalrymple Gravel & Contracting

Robert H. Dalrymple
Vice President & Secretary
Dalrymple Holding Corporation
President, Seneca Stone  
Corporation; Vice President,  
Chemung Contracting Corporation

Richard E. Forrestel, Jr.
Treasurer
Cold Spring Construction Co.

Denise V. Gonick
Owner & Strategic Advisor
Crossa Sound Concepts

Stephen M. Lounsberry III
President
Applied Technology 
Manufacturing Corporation

Jeffrey B. Streeter
President
Streeter Associates

G. Thomas Tranter, Jr.
Retired President  
Corning Enterprises

Thomas R. Tyrrell
Vice President
NFP Corporation 

Forward-looking Statements: This report contains forward-looking statements within the meaning of Section 27A of the Securities Act, 
Section 21E of the Exchange Act, and the Private Securities Litigation Reform Act of 1995. The Corporation intends its forward-looking 
statements to be covered by the safe harbor provisions for forward-looking statements in these sections. All statements regarding the 
Corporation’s expected financial position and operating results, the Corporation’s business strategy, the Corporation’s financial plans, 
forecasted demographic and economic trends relating to the Corporation’s industry and similar matters are forward-looking statements. 
These statements can sometimes be identified by the Corporation’s use of forward-looking words such as “may,” “will,” “anticipate,” 
“estimate,” “expect,” or “intend.” The Corporation cannot guarantee that its expectations in such forward-looking statements will turn out to 
be correct. The Corporation’s actual results could be materially different from expectations because of various factors, including changes in 
economic conditions or interest rates, credit risk, difficulties in managing the Corporation’s growth, competition, the impact of the COVID-19 

7

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Executive Management Team

Anders M. Tomson
President & CEO
Chemung Financial Corporation,
Chemung Canal Trust Company,
& CFS Group, Inc.

Pamela D. Burns

Senior Vice President
Director of Human Resources & 
Chief Diversity Officer

L. Dale Cole
Executive Vice President 
& Chief Information Officer

Peter K. Cosgrove
Executive Vice President 
& Chief Credit Officer

Daniel D. Fariello
President 
Capital Bank Division

Kimberly A. Hazelton
Executive Vice President
Retail Client Services

Scott T. Heffner
Senior Vice President
Director of Marketing

Jeffrey P. Kenefick

Regional President 
Chemung Canal Division

Karl F. Krebs
Executive Vice President 
Chief Financial Officer  
& Treasurer

Kathleen S. McKillip
Vice President 
Corporate Secretary

Mary E. Meisner
Senior Vice President
Senior Risk Officer

Duane W. Mittan
Vice President  
& Chief Auditor

Dividend Reinvestment and Stock Purchase Plan: Registered shareholders of Chemung Financial 
Corporation, through The Dividend Reinvestment and Stock Purchase Plan, may reinvest their dividends 
or make quarterly cash payments to purchase additional stock of the Corporation. Shareholders not 
enrolled in the plan may view and print a descriptive brochure and enrollment form at www.astfinancial.
com or receive the plan documents upon written request to the Corporation’s Secretary at the following 
address: Chemung Financial Corporation, Attn: Corporate Secretary, P.O. Box 1522, Elmira, NY 14902-1522.

Thomas W. Wirth
Executive Vice President 
Wealth Management Group

pandemic, changes in law or the regulatory environment, and changes in general business and economic trends. Information concerning 
these and other factors can be found in the Corporation’s 2021 Annual Report on Form 10-K. These filings are available publicly on the SEC’s 
website at http://www.sec.gov, on the Corporation’s website at http://www.chemungcanal.com or by written request to: Kathleen S. McKillip, 
Corporate Secretary, Chemung Financial Corporation, One Chemung Canal Plaza, Elmira, NY 14901. Except as otherwise required by law, the 
Corporation undertakes no obligation to publicly update or revise its forward-looking statements, whether as a result of new information, future 
events or otherwise. Form 10-K Annual Report: A copy of the Corporation’s Form 10-K Annual Report is available without charge to shareholders 
after April 29, 2022, upon written request to the Corporation’s secretary. A copy is also available on our Transfer Agent, American Stock 
Transfer & Trust Company’s website at www.astproxyportal.com/ast/01079.

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Capital Bank Advisory Board

Carl Becker 
Vice President & Counsel 
The Windsor Companies

Kenneth Brownell 
Managing Director 
Vanguard-Fine, LLC

Paola Horvath 
Owner 
Orange Theory Fitness

Gerald Jennings 
Former Mayor 
City of Albany

Dave Jersen 
CEO 
Jersen Construction Group 

Spencer Jones 
Executive 
Dawn Homes Management 

Raymond Kinley Jr. 
Retired President & CEO 
Clough Harbour & Associates 

John Maloy 
Managing Partner 
James H. Maloy, Inc. 

Dr. Lee McElroy 
Director of Athletics 
& Associate Vice President 
Rensselaer Polytechnic 
Institute 

Mark Rosen 
President 
Dawn Homes Management

Jacqueline Rosetti-Falvey  
President 
Rosetti Properties

Dean Rueckert 
Past President 
Rueckert Advertising

Edward Trombly 
Partner 
Barclay Damon

Senior Vice Presidents

Laura Bennett 
Retail Lending

Catherine Crandall 
WMG Estate Administration

Christopher Kelly 
WMG Retirement Services 
Manager

Mark Lasch 
WMG Regional Manager

Michelle Maloney 
Commercial Lending

Joseph Tascone 
WMG Investment Services

James Morton IV 
WMG Regional Manager

Thomas Whitaker 
Finance

Vice Presidents

Dawn Aubin 
Auburn

Roberta Bastow 
Commercial Lending

Michael Battersby 
Support Services

Kellea Bauda 
Business Banking

Bryce Cutler 
Business Banking

Mark Fife 
Business Banking

Yvette Francisco 
Loan Review

James Kresge 
Commercial Credit

Danielle Krisko 
Business Banking

Koen Long 
Finance

Victoria Harkins 
WMG Prestige Banking

Sarah Manasse 
Commercial Lending

Michael Blatt 
WMG Investment Services

Kevin Harrigan 
Commercial Lending

D. Tavis McKeon 
E-Retail

Peter Capozzola  
WMG Investment Services

Michael Hart 
WMG Estate Administration

Mary Anne Narosky 
Business Client Services

Marci Cartwright 
CFS Group, Inc.

Christopher Coletta 
Commercial Lending

Joshua Cukerstein 
Commercial Lending

James Hartle 
Branch Administration

Michael Novotny 
Branch Administration

Mary Keefe 
Business Services

John Kite 
Special Assets

Nino Pellegrino 
Business Banking

Monica Ridosh 
Human Resources

Jennifer Sczepanski 
Branch Administration

John Shea 
WMG Relationship Manager

Gregory Stewart 
WMG Sr. Relationship  
Manager

Billie Taft-Sitler 
Commercial Lending

Frank Vassallo 
Finance

Sheila Washburn 
Card & ATM Services

Cortni Wickham 
Commercial Credit

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Assistant Vice Presidents

Kimberly Bailey 
Canton & Troy

Sarah Darling 
Real Estate Lending

Mohammad Khan 
State Street & Slingerlands

Heidi Wahl 
WMG Estate Administration

Bruce Boughton 
Montour Falls & Watkins Glen

Shelby Fay 
WMG Investment Services

Zachary Knapp 
BCSG Relationship Manager

Patrick Ward 
WMG Prestige Banking

Kevin Brimmer 
WMG Investment Services

Judith Frisk 
Arnot Road & Westside

Sandra Grooms 
Ithaca

Melissa Letts 
Contact Center

Andrea  McClure 
WMG Tax Services

Tracey Wardwell 
Clifton Park & Wilton

Sue Williams 
Owego & Waverly

Gregory Bruno 
Business Banking

Pamela Colomaio 
Bath & Corning

Alison Conklin-Devita 
Regulatory Risk

Joel Crimmins 
Commercial Lending

Jennifer Cruise 
WMG Support Services

Darick Harriger 
Information Technology

Patrick McFarland 
WMG Estate Administration

Tyler Wilson 
Regulatory Risk

Tara Humphrey 
Loan Operations

Tonya Johnson 
Regulatory Risk

Barbara Keller 
Indirect Lending 

Julianne Meeker 
Information Technology

Kristen Woodward 
Digital Client Experience

Kathryn Rayne 
Finance

Charolette Truxal 
Binghamton & Vestal

Lauren Zell 
WMG Retirement Services

Assistant Treasurers

Wendy Bixler 
Logistical Support

Ann Burns 
Special Assets

Dena Carrigan 
Elmira Heights

Tonya DeLige 
Account Services

Austin Farrell 
Horseheads

Erica Gaylord 
Branch Administration

Daniel Hoover 
Information Technology

Alice Kiser 
Regulatory Risk

Lyanna Liu 
Audit

Megan Thomson 
Main Office

Heather Machmer 
Commercial Lending

Sarah Williamson 
Business Services Manager

Ashley Skiff 
Southport

Andrew Stockwell 
Cortland

Heidi Wood 
Resource Recovery

ELMIRA, NY

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chemungcanal.com
capitalbank.com
cfsgroupny.com

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