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Communities First Financial Corporation

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Employees 11-50
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FY2015 Annual Report · Communities First Financial Corporation
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7690 N. Palm Avenue, Fresno, California 93711
559.439.0200
WWW.FRESNOFIRSTBANK.COM

“We strive to be the best company our 

employees ever work for, the best 

bank our customers ever do business 

with, and the best investment our 

shareholders ever make!” 

-CFST Employee/Owner

Message from the Chairman of the Board and President & CEO

To Our Shareholders:

Fresno First Bank had an outstanding year in 2015 and we will continue to build upon the 

momentum in 2016. We anticipate seeing continued growth and great results in the years to 
come. This past year our Bank has been recognized on many levels. We received the honor 

of being named by Forbes as one of the Best 25 Small Businesses in America, we also received 
the All-Star Performer Award from the Great Game of Business and we have been named the Top 
Community Bank SBA Lender in the Central Valley for the third consecutive year.

Our unique style of banking has been serving the greater Fresno community for 10 years now. We 
continue to look for ways to expand our services and remain on the cutting edge of banking. Our 
entire team is focused on increasing our assets and loans through the high touch service we bring to 
each and every client.

Relationships are a very important part of our culture. Our passion and commitment to execute is 
the foundation of our business as we strive to build long lasting relationships with our clients.
We are grateful to our loyal shareholders and wish to thank you for placing your confidence in our 
team. We look forward to many exciting developments in the future, with long-term shareholder 
value as our number one goal.

Sincerely,

David Price

Chairman of the Board

Steve Miller

President & CEO

Mission Statement

The  mission  of  Fresno  First  Bank  is  to  become  the  Bank  of  choice  for  business  owners, 

professionals, entrepreneurs and individuals that value a high touch approach, or “relationship” 
approach to their banking needs. We will accomplish this by:

•  Developing an ownership culture that fosters a working environment which encourages professional 

and financial growth and entrepreneurial freedom.

•  Committing to exceed customer service expectations for quality, responsiveness and professional 

excellence.

•  Generating a superior return for our shareholders while investing in the communities we serve.

Values Statement

Fresno First Bank will be the Bank of choice for successful businesses and individuals who 

value  superior  service  and  a  relationship  approach  to  their  banking  and  financing  needs. 
Our group of experienced professional bankers will help clients navigate through complex 
financial choices which will ultimately assist in stimulating economic growth in our community. 
Our commitment to an ownership culture will foster an exceptional work environment that generates 
a fair return for our shareholders.

We Value: 

Core Values

•  The highest standard of ethical behavior and professional integrity.

•  An  owner-orientated  working  environment  dedicated  to  teamwork  that  encourages  respect  and 

dignity, while recognizing and rewarding innovation and exceptional performance.

•  Proactive, solutions-orientated recommendations that consistently exceed client expectations. 

•  The  loyalty  of  our  client  relationships  gained  by  knowing,  understanding  and  placing  their  

needs first.

The following graphs represent the solid growth that Fresno First Bank has experienced over the 
last 10 years. 

Total Loans                                                  

Total Deposits                                               

300,000,000

250,000,000

200,000,000

150,000,000

100,000,000

50,000,000

0

2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

Total Loans

Total Deposits

Total Assets                                                 

Shareholders Equity, Net                                            

30,000,000

25,000,000

20,000,000

15,000,000

10,000,000

5,000,000

0

2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

Total Assets

Shareholders Equity, Net

200,000,000

180,000,000

160,000,000

140,000,000

120,000,000

100,000,000

80,000,000

60,000,000

40,000,000

20,000,000

0

300,000,000

250,000,000

200,000,000

150,000,000

100,000,000

50,000,000

0

 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

	
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 

CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

CONTENTS 

INDEPENDENT AUDITOR’S REPORT ................................................................................................  

1 

CONSOLIDATED FINANCIAL STATEMENTS: 

CONSOLIDATED BALANCE SHEETS ..........................................................................................  

CONSOLIDATED STATEMENTS OF INCOME ............................................................................  

CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME ...........................................  

CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ EQUITY ......................  

CONSOLIDATED STATEMENTS OF CASH FLOWS ...................................................................  

NOTES TO CONSOLIDATED FINANCIAL STATEMENTS ..........................................................  

2

3

4

5

6

8

	
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Crowe Horwath LLP 
Independent Member Crowe Horwath International 

INDEPENDENT AUDITOR'S REPORT 

To the Shareholders and Board of Directors 
Communities First Financial Corporation 
Fresno, California 

Report on the Financial Statements  

We  have  audited  the  accompanying  consolidated  financial  statements  of  Communities  First  Financial 
Corporation  which comprise the consolidated balance sheet as of December 31, 2015, and the related 
consolidated  statements  of  income,  comprehensive  income,  changes  in  shareholders’  equity,  and  cash 
flows for the year then ended, and the related notes to the financial statements. 

Management’s Responsibility for the Financial Statements 

Management  is  responsible  for  the  preparation  and  fair  presentation  of  these  consolidated  financial 
statements in accordance with accounting principles generally accepted in the United States of America; 
this includes the design, implementation, and maintenance of internal control relevant to the preparation 
and  fair  presentation  of  consolidated  financial  statements  that  are  free  from  material  misstatement, 
whether due to fraud or error. 

Auditor’s Responsibility 

Our responsibility is to express an opinion on these consolidated financial statements based on our audit. 
We conducted our audit in accordance with auditing standards generally accepted in the United States of 
America.  Those  standards  require  that  we  plan  and  perform  the  audit  to  obtain  reasonable  assurance 
about whether the consolidated financial statements are free from material misstatement. 

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in 
the  consolidated  financial  statements.  The  procedures  selected  depend  on  the  auditor’s  judgment, 
including the assessment of the risks of material misstatement of the consolidated financial statements, 
whether  due  to  fraud  or  error.  In  making  those  risk  assessments,  the  auditor  considers  internal  control 
relevant to the entity’s preparation and fair presentation of the consolidated financial statements in order 
to  design  audit  procedures  that  are  appropriate  in  the  circumstances,  but  not  for  the  purpose  of 
expressing  an  opinion  on  the  effectiveness  of  the  entity’s  internal  control.  Accordingly,  we  express  no 
such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the 
reasonableness  of  significant  accounting  estimates  made  by  management,  as  well  as  evaluating  the 
overall presentation of the consolidated financial statements. 

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for 
our audit opinion. 

Opinion 

In  our  opinion,  the  financial  statements  referred  to  above  present  fairly,  in  all  material  respects,  the 
financial position of Communities First Financial Corporation as of December 31, 2015, and the results of 
its  operations  and  its  cash  flows  for  the  year  then  ended  in  accordance  with  accounting  principles 
generally accepted in the United States of America. 

Other Matter 

The  consolidated  financial  statements  of  Communities  First  Financial  Corporation  as  of  December  31, 
2014,  were  audited  by  other  auditors  whose  report  dated  March  20,  2015,  expressed  an  unmodified 
opinion on those statements.  The report included an emphasis-of-matter paragraph regarding the bank 
holding  company  reorganization  which  was  effective  November  7,  2014,  as  discussed  in  Note  1  to  the 
consolidated financial statements, whereby Communities First Financial Corporation became the parent 
holding company of Fresno First Bank.  Their opinion was not modified for this matter. 

Sacramento, California 
March 28, 2016 

Crowe Horwath LLP 

1. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
CONSOLIDATED BALANCE SHEETS 
December 2015 and 2014 

ASSETS 
Cash and due from banks 
Federal funds sold   
Interest

bearing deposits in banks 

2015 

2014 

$ 

11,805,379 
14,099,481 
6,000,000 

$ 

6,800,028 
6,525,000 
5,250,000 

‐
Total cash and cash equivalents 

31,904,860 

18,575,028 

Certificates of deposit 
for
Securities available
Loans, net   
Correspondent bank stock, at cost 
Premises and equipment 
Interest receivable and other assets 

sale 

‐

‐

5,695,000 
68,775,094 
184,839,048 
1,649,175 
167,564 
3,007,170 

5,200,457 
65,753,890 
159,380,441 
1,595,610 
327,453 
2,492,251 

Total assets  

$   296,037,911 

$  253,325,130 

LIABILITIES AND SHAREHOLDERS’ EQUITY 
Deposits 
Interest payable and other liabilities 

$  268,111,310 
948,761 

$  227,844,086 
754,412 

Total liabilities 

269,060,071 

228,598,498 

Commitments and contingencies (Notes 4 and 11) 

Shareholders’ equity: 
Preferred stock – 5,000,000 shares authorized, 
  $100 par value Series A shares, 0 and 60,593 
  issued and outstanding in 2015 and 2014, respectively 
Common stock – 5,000,000 shares authorized, 
  no par value; 2,698,417 and 1,967,502 shares issued 
  and outstanding in 2015 and 2014, respectively 
Additional paid
Accumulated deficit 
Accumulated other comprehensive income 

in capital 

‐

- 

5,676,907 

25,882,391 
1,033,984 
(300,493) 
361,958 

19,521,640 
1,660,404 
(2,536,308) 
403,989 

Total shareholders’ equity 

26,977,840 

24,726,632 

Total liabilities and shareholders’ equity 

$  296,037,911 

$  253,325,130 

See accompanying notes to the financial statements. 

2. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
CONSOLIDATED STATEMENTS OF INCOME 
For the years ended December 2015 and 2014 

Interest income: 

Interest and fees on loans 
Interest on investment securities 
Interest on federal funds sold and other 

2015 

2014 

$ 

$ 

9,493,697 
1,333,246 
213,759 

8,367,242 
1,482,304 
120,609 

Total interest income 

11,040,702 

9,970,155 

Interest expense: 

Interest on savings deposits, NOW, 
  and money market accounts 
Interest on time deposits 
Interest on other borrowings 

Total interest expense 

Net interest income 

Provision for loan losses 

210,236 
211,399 
389 

422,024 

183,083 
239,240 
317 

422,640 

10,618,678 

9,547,515 

270,000 

380,000 

Net interest income after provision for loan losses 

10,348,678 

9,167,515 

Non

interest income: 
Service charges on deposits 
‐
Mortgage fee income 
Gain (loss) on sale of investment securities 
Gain on sale of loans held
Gain on sale of other real estate owned 
Other operating income 

sale 

for

‐

‐

706,192 
- 
68,285 
389,293 
- 
162,738 

607,843 
64,975 
(105,380) 
320,839 
7,407 
176,846 

Total non

interest income 

1,326,508 

1,072,530 

Non

‐

interest expenses: 
Salaries and employee benefits 
‐
Occupancy and equipment expenses 
Regulatory assessments 
Data processing fees 
Professional fees   
Marketing and business promotion 
Director fees and stock
Other expenses 

Total non

‐
interest expenses 

based compensation 

Income before income taxes 

‐

Provision for income taxes 

Net income 

Preferred stock dividends 

Net income available to common shareholders 

Net income per share – basic 

Net income per share – diluted 

4,182,271 
595,494 
182,000 
532,661 
428,462 
386,762 
247,996 
984,094 

3,981,870 
643,803 
206,000 
453,232 
359,960 
290,298 
213,422 
781,046 

7,539,740 

6,929,631 

4,135,445 

3,310,414 

1,596,282 

1,192,000 

2,539,163 

302,965 

2,236,948 

1.01 

.93 

$ 

$ 

$ 

$ 

$ 

2,118,414 

303,983 

1,814,431 

0.92 

0.79 

$ 

$ 

$ 

$ 

$ 

See accompanying notes to the financial statements. 

3. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME 
For the Years Ended December 31, 2015 and 2014 

Net income   

$ 

2,539,163 

$ 

2,118,414 

2015 

2014 

Available

for

sale securities: 

Unrealized holding (losses) gains during the year 
‐
Reclassification adjustment for (gains) losses realized 
  in net income   

‐

Net unrealized (losses) gains 

Income tax benefit (expense) 

Other comprehensive (loss) income 

(2,954) 

2,303,034 

(68,285) 

105,380 

(71,239) 

2,408,414 

29,208 

(987,449) 

(42,031) 

1,420,965 

Total comprehensive income 

$ 

2,497,132 

$ 

3,539,379 

See accompanying notes to the financial statements. 

4. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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.

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
COMMUNITIES FIRST FINANCIAL CORPORATION 
CONSOLIDATED STATEMENTS OF CASH FLOWS 
For the Years Ended December 31, 2015 and 2014 

Cash flows from operating activities 

Net income   
Adjustments to reconcile net income to net cash from  
  operating activities: 

Depreciation and amortization of premises 
  and equipment 
Amortization and accretion of premiums and 
  discounts on securities available
Provision for loan losses 
(Gain) loss on sale of investment securities 

for

‐

sale, net 

‐
sale 

  Gain on sale of loans held
  Gain on sale of other real estate owned 

for

  Originations of loans held

Proceeds from sale of loans held

for

sale 

‐
for
based compensation 

‐
sale 
‐

Stock

‐

‐

‐

‐

(Increase) decrease in deferred taxes 
Increase in interest payable and 
  other liabilities 
(Increase) decrease in interest receivable and 
  other assets 

2015 

2014 

$ 

2,539,163 

$ 

2,118,414 

210,268 

253,599 

620,635 
270,000 
(68,285) 
(389,293) 
0 
7,543,070 
(7,153,777) 
40,549 

448,703 
380,000 
105,380 
(320,839) 
(7,407) 
6,587,725 
(5,206,999) 
31,293 

(38,000) 

362,000 

194,349 

307,983 

(476,919) 

246,226 

Net cash from operating activities 

3,291,760 

5,306,078 

Cash flow from investing activities 
Purchase of certificates of deposit 
Proceeds from maturities of certificates of deposit 
Purchase of available
Proceeds from maturities of available
‐
Proceeds from sale of available
Net increase in loans 
Purchase of correspondent bank stock 
Proceeds from sale of other real estate owned 
Purchases of premises and equipment 

sale securities 
for

sale securities 

for

for

‐

‐

‐

‐

‐

sale securities 

(1,739,000) 
1,244,457 
(24,120,133) 
18,139,949 
2,364,599 
(25,728,607) 
(53,565) 
- 
(50,379) 

(4,206,000) 
499,543 
(13,270,146) 
7,727,463 
7,981,648 
(27,269,393) 
(467,890) 
2,030,900 
(65,268) 

Net cash from investing activities 

(29,942,679) 

(27,039,143) 

(Continued) 

6. 

	
	
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
CONSOLIDATED STATEMENTS OF CASH FLOWS 
For the Years Ended December 31, 2015 and 2014 

2015 

2014 

Cash flows from financing activities 

Net increase in demand deposits and savings accounts 
Net increase (decrease) in time deposits 
Cash paid in lieu of fractional shares 
Payment of dividends on Series A preferred stocks 
Proceeds of issuance of common stock 

$ 

36,336,947 
3,930,277 
(383) 
(302,965) 
16,875 

$ 

33,734,521 
(2,917,299) 

(303,983) 

‐

Net cash from financing activities 

39,980,751 

‐
30,513,239 

Net increase in cash and cash equivalents 

13,329,832 

8,780,174 

Cash and cash equivalents, beginning of year 

18,575,028 

9,794,854 

Cash and cash equivalents, end of year 

$ 

31,904,860 

$ 

18,575,028 

Supplemental disclosures of cash flow information: 

Interest paid 
Taxes paid   

Non-cash financing activities: 

Conversion of preferred stock 

$ 
$ 

422,013 
1,930,000 

$ 
$ 

425,035 
539,500 

$ 

5,676,907 

$ 

38,131 

See accompanying notes to the financial statements. 

7. 

	
	
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES 

The accounting and reporting policies of Communities First Financial Corporation (the Company) conform to 
accounting principles generally accepted in the United States of America and general practices within the 
banking  industry.  A  summary  of  the  significant  accounting  policies  applied  in  the  preparation  of  the 
accompanying consolidated financial statements is as follows: 

Nature of Operations: On November 7, 2014 (the Effective Date), a bank holding company reorganization 
was completed whereby Communities First Financial Corporation became the parent holding company of 
Fresno First Bank (the Bank). On the Effective Date, each of the Bank’s outstanding shares of common stock 
converted into an equal number of shares of common stock of Communities First Financial Corporation, and 
the  Bank  became  its  wholly-owned  subsidiary.  The  Company’s  administrative  headquarters  is based in 
Fresno, California.  

The Bank is incorporated in the state of California and organized as a single operating segment that operates 
one full-service office in Fresno, California. The Bank’s primary source of revenue is providing loans to 
customers, who are predominately small and middle-market businesses and individuals. 

Consolidation: The consolidated financial statements include the accounts of Communities First Financial 
Corporation and its wholly owned subsidiary, Fresno First Bank. Intercompany accounts and transactions 
have been eliminated in consolidation.  

Estimates: In preparing consolidated financial statements in conformity with generally accepted accounting 
principles, management is required to make estimates and assumptions that affect the reported amounts of 
assets and liabilities, and the disclosure of contingent assets and liabilities at the date of the consolidated 
financial statements, and revenues and expenses during the reported year. Actual results could differ from 
those estimates. 

Concentrations of Credit Risk: Assets and liabilities that subject the Company to concentrations of credit risk 
consist of cash balances at other banks, loans, and deposits. Most of the Company’s customers are located 
within Fresno County and the surrounding areas. The Company’s primary lending products are discussed in 
Note 3 to the consolidated financial statements. The Company did not have any significant concentrations in 
its  business  with  any  one  customer  or  industry.  The  Company  obtains  what  it  believes  to  be  sufficient 
collateral to secure potential losses on loans. The extent and value of collateral varies based on the details 
underlying each loan agreement. 

As of December 31, 2015 and 2014, the Company has cash deposits at other financial institutions in excess 
of FDIC insured limits. However, as the Company places these deposits with major financial institutions and 
monitors the financial condition of these institutions, management believes the risk of loss to be minimal. 
Banking regulations require that banks maintain a percentage of their deposits as reserves in cash or on 
deposit  with  the  Federal  Reserve  Bank.  The  Company  complied  with  the  reserve  requirements  as  of 
December 31, 2015 and 2014. 

Cash and Cash Equivalents: For purposes of reporting cash flows, cash equivalents include cash, due from 
banks, interest-bearing deposits in financial institutions with maturities of 90 days or less, and federal funds 
sold. Generally, federal funds are sold for one-day periods and interest-bearing deposits are for periods of 90 
days or less. 

(Continued) 

8. 

 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

Securities Available-For-Sale: Available-for-sale securities consist of U.S. Treasury securities, U.S. agency 
securities, obligations of states and political subdivisions, obligations of U.S. corporations, mortgage-backed 
securities,  and  other  securities  not  classified  as  trading  securities  or  held-to-maturity  securities.  These 
securities are carried at estimated fair value with unrealized holding gains and losses, net of tax, reported as 
a separate component of accumulated other comprehensive income, until realized. Gains and losses on the 
sale of available-for-sale securities are determined using the specific identification method. The amortization 
of premiums and accretion of discounts are recognized as adjustments to interest income using the interest 
method over the period to call or maturity. 

Investments with fair values that are less than amortized cost are considered impaired. Impairment may result 
from  either  a  decline  in  the  financial  condition  of  the  issuing  entity  or,  in  the  case  of  fixed  interest  rate 
investments,  from  rising  interest  rates.  At  each  financial  statement  date,  management  assesses  each 
investment to determine if impaired investments are temporarily impaired or if the impairment is other than 
temporary. This assessment includes a determination of whether the Company intends to sell the security, or 
if  it  is  more  likely  than  not  that  the  Company  will  be  required  to  sell  the  security  before  recovery  of  its 
amortized cost basis less any current-period credit losses. For debt securities that are considered other than 
temporarily impaired and that the Company does not intend to sell and will not be required to sell prior to 
recovery of the amortized cost basis, the amount of impairment is separated into the amount that is credit 
related (credit loss component) and the amount due to all other factors. 

The  credit  loss  component  is  recognized  in  earnings  and  is  calculated  as  the  difference  between  the 
security’s  amortized  cost  basis  and  the  present  value  of  its  expected  future  cash  flows.  The  remaining 
difference  between  the  security’s  fair  value  and  the  present  value  of  the  future  expected  cash  flows  is 
deemed to be due to factors that are not credit related and is recognized in other comprehensive income. 

Loans: Loans are reported at the principal amount outstanding, net of deferred loan fees and costs and the 
allowance for loan losses. Unearned discounts on installment loans are recognized as income over the terms 
of the loans. Interest on other loans is calculated by using the simple interest method on the daily balance of 
the principal amount outstanding. 

Loan fees, net of certain direct costs of origination, are deferred and amortized over the contractual term of 
the  loan  as  an  adjustment  to  the  interest  yield.  During  the  years  ended  December  31,  2015  and  2014, 
salaries and employee benefits expense totaling $75,215 and $99,356, respectively, were deferred as loan 
origination costs. 

Loans on which the accrual of interest has been discontinued are designated as non-accrual loans. Accrual of 
interest on loans is discontinued either when reasonable doubt exists as to the full and timely collection of 
interest or principal or when a loan becomes contractually past due by 90 days or more with respect to 
interest or principal. When a loan is placed on non-accrual status, all interest previously accrued, but not 
collected, is reversed against current period interest income. Income on such loans is then recognized only to 
the extent that cash is received and where the future collection of principal is probable. Interest accruals are 
resumed on such loans only when they are brought fully current with respect to interest and principal and 
when, in the judgment of management, the loans are estimated to be fully collectible as to both principal and 
interest. 

(Continued) 

9. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

Allowance for loan losses: The allowance for loan losses is established through a provision for loan losses 
charged to operations. Loan losses are charged against the allowance for loan losses when management 
believes that the collectability of the principal is unlikely. Subsequent recoveries of previously charged off 
amounts, if any, are credited to the allowance. 

Management employs a systematic methodology for determining the allowance for loan losses. On a regular 
basis, management reviews the credit quality of the loan portfolio and considers problem and delinquent 
loans, existing general economic conditions affecting the key lending areas of the Company, credit quality 
trends, collateral values, loan volumes and concentrations, seasoning of the loan portfolio, specific industry 
conditions,  recent  loss  experience,  duration  of  the  current  business  cycle,  bank  regulatory  examination 
results,  and  findings  of  the  Company’s  internal  credit  examiners.  The  allowance  for  loan  losses  at 
December 31, 2015 and 2014 reflects management's estimate of probable incurred losses in the portfolio. 
This evaluation is inherently subjective as it requires estimates that are susceptible to significant revision as 
more information becomes available. 

The allowance consists of specific, general, and unallocated components. The specific component relates to 
loans that are classified as impaired. Impaired loans, as defined, are measured based on the present value of 
expected future cash flows discounted at the loan’s effective interest rate or the fair value of the collateral if 
the loan is collateral dependent. The general component relates to non-impaired loans and is based on 
historical loss experience and loss history experienced by the Company’s peers when the Company did not 
have  losses  in  a  particular  loan  class,  adjusted  for  qualitative  factors  impacting  the  loan  portfolio.  An 
unallocated component is maintained to cover uncertainties that could affect management’s estimate of 
probable losses. The unallocated component of the allowance reflects the margin of imprecision inherent in 
the underlying assumptions used in the methodologies  for estimating specific and general losses in the 
portfolio. 

The Company considers a loan impaired when it is probable that all amounts of principal and interest due will 
not  be  collected  according  to  the  contractual  terms  of  the  loan  agreement.  Factors  considered  by 
management in determining impairment include payment status, borrower’s ability to repay, credit worthiness, 
collateral value, and the probability of collecting scheduled principal and interest payments when due. Loans 
that experience insignificant payment delays and payment shortfalls generally are not classified as impaired. 
Management determines the significance of payment delays and payment shortfalls on a case-by-case basis, 
taking into consideration all of the circumstances surrounding the loan and the borrower, including the length 
of the delay, the reasons for the delay, the borrower’s prior payment record, current credit worthiness, and the 
amount of the shortfall in relation to the principal and interest owed. 

Troubled Debt Restructuring: In situations where, for economic or legal reasons related to a borrower’s 
financial difficulties, the Company  grants a concession to the borrower that it would not otherwise consider, 
the  related  loan  is  classified  as  a  troubled  debt  restructuring.  The  Company  measures  any  loss  on  the 
troubled debt restructuring in accordance with the  guidance concerning impaired loans set forth above. 
Additionally, loans modified in troubled debt restructurings are generally placed on non-accrual status at the 
time  of  restructuring.  These  loans  are  returned  to  accrual  status  after  the  borrower  demonstrates 
performance  with  the  modified  terms  for  a  sustained  period  of  time  (generally  six  months)  and  has  the 
capacity to continue to perform in accordance with the modified terms of the restructured debt. 

(Continued) 

10. 

 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

Correspondent Bank Stock: The Company is a member of the Federal Home Loan Bank (FHLB) system. 
Members are required to own a certain amount of stock based on the level of borrowings and other factors, 
and may invest in additional amounts. The Bank held stock in the FHLB totaling $1,024,400 and $977,000 at 
December 31, 2015 and 2014, respectively. FHLB stock is carried at cost, classified as a restricted security, 
and periodically evaluated for impairment based on the ultimate recovery of par value. Both cash and stock 
dividends are reported as income. FHLB stock was not considered impaired as of December 31, 2015 and 
2014. The remaining balance in the correspondent bank stock account on the consolidated balance sheet 
includes The Independent Bankers Bank (TIB) stock of $224,775 and $218,610 and Pacific Coast Bankers’ 
Bank (PCBB) stock of $400,000 and $400,000 at December 31, 2015 and 2014, respectively. TIB and PCBB 
stock are carried at cost and were not considered impaired as of December 31, 2015 and 2014. 

Premises and Equipment: Premises and equipment are carried at cost less accumulated depreciation and 
amortization. Depreciation is computed using the straight-line method over the estimated useful lives, which 
range  from  three  to  seven  years  for computer equipment, equipment, furniture, and fixtures. Leasehold 
improvements  are  amortized  using  the  straight-line  method  over  the  estimated  useful  lives  of  the 
improvements or the remaining lease term, whichever is shorter. Expenditures for betterments or major 
repairs are capitalized and those for ordinary repairs and maintenance are charged to operations as incurred. 

Advertising Costs: The Company expenses the costs of advertising in the year incurred. Advertising expense 
was $278,562 and $192,118 for the years ended December 31, 2015 and 2014, respectively. 

Other Real Estate Owned: Real estate acquired by foreclosure or deed in lieu of foreclosure is recorded at 
fair value at the date of foreclosure, establishing a new cost basis by a charge to the allowance for loan 
losses, if necessary. Fair value is based on current appraisals less estimated selling costs. Any subsequent 
write-downs are charged against operating expenses and recognized as a valuation allowance. Operating 
expenses of such properties, net of related income, and gains and losses on their disposition are included in 
other operating expenses. 

Loans Held For Sale: Loans held for sale include mortgage loans and are reported at the lower of cost or 
market value. Cost generally approximates market value, given the short duration of these assets. Gains or 
losses  on  the  sale  of  loans  that  are  held  for  sale  are  recognized  at  the  time  of  the  sale,  subject  to  the 
expiration  of  any  warranty  or  recourse  provisions,  and  determined  by  the  difference  between  net  sale 
proceeds  and  the  net  book  value  of  the  loans,  plus  the  estimated  fair  value  of  any  retained  mortgage 
servicing rights, less the estimated discount associated with the unguaranteed portion of the sold loan that is 
retained. 

Income Taxes: The Company uses the asset and liability method to account for income taxes. Under such 
method, deferred tax assets and liabilities are recognized for the future tax consequences of differences 
between the consolidated financial statement carrying amounts of existing assets and liabilities and their 
respective tax basis (temporary differences). Deferred tax assets and liabilities are reflected at currently 
enacted income tax rates applicable to the period in which the deferred tax assets or liabilities are expected to 
be realized or settled. As changes in tax laws or rates are enacted, deferred tax assets and liabilities are 
adjusted through the provision for income taxes in the period of enactment. 

A valuation allowance against net deferred tax assets is established to the extent that it is more likely than not 
that the benefits associated with the deferred tax assets will not be fully realized. 

In accordance with accounting standards, the Company has assessed its tax positions and has concluded 
there are no unrecognized tax benefits at December 31, 2015 and 2014. 

(Continued) 

11. 

 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

The Company recognizes interest accrued and penalties related to unrecognized tax benefits in tax expense. 
During the years ended December 31, 2015 and 2014, the Company recognized no interest and penalties. 

The Company files a consolidated tax return in the U.S. federal jurisdiction and with the state of California and 
has a tax sharing agreement with the Bank. The Company is subject to U.S. federal and state income tax 
examinations by tax authorities for years beginning 2011. 

Comprehensive Income: Changes in unrealized gains and losses on available-for-sale securities are the only 
component of accumulated other comprehensive income for the Company. 

Fair Value Measurement: Fair value is the exchange price that would be received for an asset or paid to 
transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an 
orderly transaction between market participants on the measurement date. Current accounting guidance 
establishes a fair value hierarchy, which requires an entity to maximize the use of observable inputs and 
minimize the use of unobservable inputs when measuring fair value. The guidance describes three levels of 
inputs that may be used to measure fair value: 

Level 1 - Quoted prices (unadjusted) for identical assets or liabilities in active markets, that the entity has the 
ability to access as of the measurement date. 

Level 2 - Significant other observable inputs other than Level 1 prices such as quoted prices for similar assets 
or  liabilities;  quoted  prices  in markets that are not active; or other  inputs that are observable or can be 
corroborated by observable market data. 

Level 3 - Significant unobservable inputs that reflect a Company’s own assumptions about the assumptions 
that market participants would use in pricing an asset or a liability. 

See  Note  14  and  Note  15  for  more  information  and  disclosures  relating  to  the  Company’s  fair  value 
measurements. 

Financial Instruments: In the ordinary course of business, the Company has entered into off-balance sheet 
financial instruments consisting of commitments to extend credit, commercial letters of credit, and standby 
letters of credit as described in Note 11. Such financial instruments are recorded in the consolidated financial 
statements when they are funded or related fees are incurred or received. 

Earnings Per Share (EPS): Basic EPS excludes dilution and is computed by dividing income available to 
common stockholders by the weighted-average number of common shares outstanding for the period. Diluted 
EPS reflects the potential dilution that could occur if securities or other contracts to issue common stock, such 
as stock options, were exercised or converted into common stock or resulted in the issuance of common 
stock that then shared in the earnings of the entity. The treasury stock method is applied to determine the 
dilutive effect of stock options when computing diluted earnings per share. The dilutive effect of convertible 
preferred stock is calculated using the “if-converted method.” Under the if-converted method, securities are 
assumed to be converted at the beginning of the period, and the resulting common shares are included in the 
denominator of the diluted EPS calculation for the entire period being presented.  Dividends on convertible 
securities are added back to the numerator for purposes of the if-converted calculation. 

Stock-Based Compensation: The Company recognizes the cost of employee services received in exchange 
for awards of stock options, or other equity instruments, based on the grant-date fair value of those awards. 
This cost is recognized over the period that an employee is required to provide services in exchange for the 
award, generally the vesting period. See Note 12 for additional information on the Company’s stock option 
plan. 

(Continued) 

12. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

Transfers of Financial Assets: Transfers of financial assets are accounted for as sales when control over the 
assets has been surrendered. Control over transferred assets is deemed to be surrendered when: (1) the 
assets have been isolated from the Company, (2) the transferee obtains the right (free of conditions that 
constrain it from taking advantage of that right) to pledge or exchange the transferred assets, and (3) the 
Company does not maintain effective control over the transferred assets through an agreement to repurchase 
them before their maturity. 

Servicing  Rights:  The  Company  sells  or  transfers  loans,  including  the  guaranteed  portion  of  various 
government agencies’ loans (with servicing retained) for cash proceeds equal to the principal amount of 
loans, as adjusted to yield interest to the investor based upon the current market rates. The Company records 
an asset representing the right to service a loan for others when it sells a loan and retains the servicing rights. 
The carrying value of the loan is allocated between the loan and the servicing rights, based on their relative 
fair values. The fair value of servicing rights is estimated by discounting estimated future cash flows from 
servicing using discount rates that approximate current market rates and estimated prepayment rates. 

The servicing rights are initially measured at fair value and amortized in proportion to and over the period of 
the estimated net servicing income assuming prepayments. Additionally, management assesses the servicing 
rights  for  impairment  as  of  each  financial  reporting  date.  For  purposes  of  evaluating  and  measuring 
impairment, servicing rights are based on a discounted cash flow methodology, current prepayment speeds, 
and  market  discount  rates.  Any  impairment  is  measured  as  the  amount  by  which  the  carrying  value  of 
servicing rights for a stratum exceeds its fair value. The carrying value of servicing rights at December 31, 
2015 and 2014 were $209,615 and $95,472, respectively. No impairment charges were recorded for the 
years ended December 31, 2015 or 2014 related to servicing assets. 

Reclassifications: Certain reclassifications have been made to the 2014 consolidated financial statements to 
conform to the classifications used in 2015. 

(Continued) 

13. 

 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 2 – INVESTMENT SECURITIES 

The amortized cost and estimated fair values of securities available-for-sale are as follows: 

Available

for

sale: 

U.S. government and agency  
‐
‐
  securities 
Mortgage
State and municipal agencies 

backed securities 

‐

Available

for

sale: 

U.S. government and agency  
‐
‐
  securities 
Mortgage
State and municipal agencies 

backed securities 

‐

Gross 

Gross 

  Estimated 

  Amortized 

  Unrealized 

  Unrealized 

Cost 

Gains 

Losses 

Fair 
Value 

2015 

$ 

31,047,522  $ 
23,751,827 
13,362,258 

353,945  $ 
127,853 
286,933 

(70,535)  $ 
(77,180)   
(7,529)   

31,330,932 
23,802,500 
13,641,663 

$ 

68,161,607  $ 

768,731  $ 

(155,244)  $ 

68,775,094 

Gross 

Gross 

  Estimated 

  Amortized 

  Unrealized 

  Unrealized 

Cost 

Gains 

Losses 

Fair 
Value 

2014 

$ 

28,033,151  $ 
22,736,848 
14,299,165 

458,999  $ 
176,953 
253,746 

(55,895)  $ 

(119,008)   
(30,069)   

28,436,255 
22,794,793 
14,522,842 

$ 

 65,069,164  $ 

889,698  $ 

(204,972)  $ 

65,753,890 

The  amortized  cost  and  estimated  fair  value  of  all  investment  securities  as  of  December  31,  2015  by 
contractual maturities are shown below. Expected maturities may differ from contractual maturities because 
borrowers may have the right to call or prepay obligations with or without call or prepayment penalties. 

  Amortized 

  Estimated 
  Fair Value 

  Within one year  
  One to five years 
Five to ten years 
Beyond ten years 

266,801  $ 

$ 
  12,399,373 
  18,267,859 
  37,227,574 

266,801 
  12,461,726 
  18,328,330 
  37,718,237 

$  68,161,607  $  68,775,094 

(Continued) 

14. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 2 – INVESTMENT SECURITIES (Continued) 

The gross unrealized loss and related estimated fair value of investment securities that have been in a 
continuous loss position for less than twelve months and over twelve months are as follows: 

2015 

  U.S. government and 
  agency securities  

  Mortgage

backed securities 

State and municipal 
‐
  agencies 

Less than 12 months 

12 months or more 

Total 

Fair 
Value 

    Unrealized     
Loss 

Fair 
Value 

    Unrealized     
Loss 

Fair 
Value 

    Unrealized 

Loss 

$  6,519,084  $ 

6,355,428   

(50,457) $  2,441,973  $ 
(44,812)  

961,182   

(20,078) $  8,961,057  $ 
(32,368)  

7,316,610   

(70,535) 
(77,180) 

1,389,235   

(7,529   

0   

0   

1,389,235   

(7,529) 

$  14,263,747  $ 

(102,798) $  3,403,155  $ 

(52,446) $  17,666,902  $ 

(155,244) 

Less than 12 months 

12 months or more 

Total 

Fair 
Value 

    Unrealized     
Loss 

Fair 
Value 

    Unrealized     
Loss 

Fair 
Value 

    Unrealized 

Loss 

2014 

  U.S. government and 
  agency securities  

  Mortgage

backed securities 

5,504,306   

(21,221)  

6,481,077   

$  2,868,285  $ 

(3,098) $  6,205,346  $ 

(52,797) $  9,073,631  $ 
(97,787)  

1,985,383   

(55,895) 
(119,008) 

State and municipal 
‐
  agencies 

860,678   

(2,044)  

2,734,463   

(28,025)  

3,595,141   

(30,069) 

$  9,233,269  $ 

(26,363) $  15,420,886  $ 

(178,609) $  24,654,155  $ 

(204,972) 

Certain investment securities shown in the previous table currently have fair values less than amortized cost 
and therefore contain unrealized losses. The Bank considers a number of factors including, but not limited to:  
(a) the length of time and the extent to which the fair value has been less than the amortized cost, (b) the 
financial condition and near-term prospects of the issuer, (c) the intent and ability of the Bank to retain its 
investment for a period of time sufficient to allow for an anticipated recovery in value, (d) whether the debtor is 
current on interest and principal payments, and (e) general market conditions and the industry-or sector-
specific  outlook.  Management  has  evaluated  all  securities  at  December  31,  2015  and  2014  and  has 
determined that no securities are other than temporarily impaired. 

The Bank does not have the intent to sell the investments that are impaired, and it is more likely than not that 
the Bank will not be required to sell those investments before recovery of the amortized cost basis. The Bank 
has evaluated these securities and has determined that the decline in value is temporary and is related to the 
change in market interest rates since purchase. The decline in value is not related to any issuer or industry-
specific event. These temporary unrealized losses relate principally to current interest rates for similar types 
of securities. In analyzing an issuer’s financial condition, management considers whether the securities are 
issued  by  the  federal  government  or  its  agencies,  whether  downgrades  by  bond  rating  agencies  have 
occurred, and the results of reviews of the issuer’s financial condition. At December 31, 2015, there were 31 
investment securities with unrealized losses. The Bank anticipates full recovery of amortized cost with respect 
to these securities at maturity or sooner in the event of a more favorable market interest rate environment. 

(Continued) 

15. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
   
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 2 – INVESTMENT SECURITIES (Continued) 

Proceeds from the sales of investment securities totaled $2,364,599 and $7,981,648 during the years ended 
December 31, 2015 and 2014, respectively. Gross realized gains totaled $78,808 and $103,562 during 2015 
and  2014,  respectively.  Gross  realized  losses  totaled  $10,523  and  $208,942  during  2015  and  2014, 
respectively.  

Investment securities carried at approximately $16,632,000 and $2,516,000 at December 31, 2015 and 2014, 
respectively, were pledged to secure public deposits or other purposes as permitted or required by law. 

NOTE 3 – LOANS 

Major classifications of loans are as follows: 

Commercial and industrial 
Commercial real estate  
Land and construction  
Residential real estate 
Agriculture   
Consumer   

Allowance for loan losses 
Deferred loan fees and costs, net  

2015 

2014 

$  74,910,256  $  60,931,287 
  56,378,310 
  63,534,864 
7,717,903 
  11,823,378 
  14,628,999 
  15,069,169 
  22,704,848 
  23,232,211 
44,796 
37,613 

  188,607,489 

  162,406,143 

(3,556,390)   
(212,051)   

(3,042,862) 
17,160 

$ 184,839,048  $ 159,380,441 

The Bank’s loan portfolio consists primarily of loans to borrowers within Fresno County, California.  

All of the Bank’s loans are underwritten by evaluating the borrower’s character, cash flow, collateral, and 
credit  worthiness  and,  for  commercial  and  business  loans,  managerial  and  operational  experience. 
Underwriting standards are designed to promote relationship banking rather than transactional banking. 

Commercial and industrial loans are primarily made to commercial and business entities for working capital, 
equipment purchases, growth and expansion, and any other permissible purposes. The Bank’s management 
examines current and projected cash flows to determine the ability of the borrower to repay its obligations as 
agreed.  Commercial  loans  are  primarily  made  based  on  the  identified  cash  flows  of  the  borrower  and 
secondarily on the underlying collateral provided by the borrower. The cash flows of borrowers, however, may 
not be as expected and the collateral securing these loans may fluctuate in value. Most commercial loans are 
secured by the assets being financed or other business assets such as equipment, accounts receivable, or 
inventory and may incorporate personal guarantees or personal assets as collateral; however, some loans 
may be made on an unsecured basis.  

(Continued) 

16. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 3 – LOANS (Continued) 

Commercial real estate loans are primarily made to owner-users of the property or investors with current 
tenants in the property. Commercial real estate loans are subject to underwriting standards and processes 
similar to commercial loans. These loans are viewed primarily as cash flow loans and secondarily as loans 
secured by real estate. Commercial real estate lending typically involves higher loan principal amounts and 
the repayment of these loans is generally largely dependent on the successful operation of the property 
securing the loan or the business conducted on the property securing the loan. Commercial real estate loans 
may be more adversely affected by conditions in the real estate markets or in the general economy. The 
properties securing the Bank’s commercial real estate portfolio are diverse in terms of type and industries 
operating within the properties. This diversity helps reduce the Bank’s exposure to adverse economic events 
that affect any single market or industry. Management monitors and evaluates commercial real estate loans 
based on collateral type, geography, industry, and risk grade criteria. 

Land  and  construction  loans  are  primarily  made  to  borrowers  who  are  using  the  property  for  their  own 
purposes. Land loans are made with amortizing repayment terms to borrowers with proven, historic cash flow 
sufficient to repay the loan. Collateral values are based on the current “as is” market value of the property. 
Construction loans are made based on the borrower’s historic and projected cash flow. Risk arises from the 
necessity to complete projects within specified cost and time limits. Trends in the construction industry may 
also impact the credit quality of these loans, as demand drives construction activity. In addition, trends in real 
estate values significantly impact the credit quality of these loans, as property values determine the economic 
viability of future construction projects. 

Residential real estate loans are made to individuals for the purchase or refinance of residential 1-to-4 family 
properties for investment purposes. Residential real estate loans are underwritten similar to commercial and 
industrial and commercial real loans.  Residential real estate loans may be more adversely affected by 
conditions in the real estate markets or in the general economy. 

Agricultural loans are primarily made to producers of agricultural products. Agricultural loans are subject to 
underwriting standards and processes similar to commercial loans. These loans are viewed primarily as cash 
flow loans and secondarily as loans secured by real estate and/or agricultural commodities. Agricultural real 
estate lending typically involves higher loan principal amounts and the repayment of these loans is generally 
largely dependent on the successful operation of the property securing the loan or the business conducted on 
the property securing the loan. Agricultural crop loans may be more adversely affected by conditions in the 
weather or in the general economy. The properties securing the Bank’s agricultural portfolio are diverse in 
terms of type of crop. This diversity helps reduce the Bank’s exposure to adverse economic events that affect 
any single commodity. Management monitors and evaluates agricultural real estate loans based on collateral, 
crop type, geography, and risk grade criteria. 

The Bank utilizes an independent third party loan review consultant to review and validate the credit risk 
program on a periodic basis. Results of these reviews are presented to management and the Bank’s Board of 
Directors.  The  loan  review  process  complements  and  reinforces  the  risk  identification  and  assessment 
decisions made by lenders and credit personnel, as well as the Bank’s policies and procedures 

(Continued) 

17. 

 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 3 – LOANS (Continued) 

Information related to impaired loans as of December 31, 2015 and for the year ended consisted of the 
following: 

  Commercial 
and 
Industrial 

    Commercial      Land and 
    Residential 
    Real Estate      Construction      Real Estate      Agriculture      Consumer 

Total 

Recorded investment in impaired loans: 

With no specific allowance 
  recorded   
With a specific allowance 
  recorded   

Total recorded investment 
  in impaired loans 

$ 

1,081,923  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

1,081,923 

1,278,630   

1,278,630 

$ 

2,360,553  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

2,360,553 

Unpaid principal balance of impaired loans: 

With no specific allowance 
  recorded   
With a specific allowance 
  recorded   

Total unpaid principal 
  balance of impaired 
  loans 

Specific allowance 

Average recorded investment in  
  impaired loans during the year 

Interest income recognized on 
  impaired loans during the year 

$ 

1,081,923  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

1,081,923 

1,278,630   

1,278,630 

$ 

$ 

2,360,553  $ 

1,278,630  $ 

  $ 

  $ 

$ 

1,794,910  $ 

392,112  $ 

$ 

  $ 

14,626  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

  $ 

2,360,553 

  $ 

1,278,630 

  $   

  $ 

2,187,022 

1  $ 

  $   

  $ 

14,627 

Information related to impaired loans as of December 31, 2014 and for the year ended consisted of the 
following: 

  Commercial 
and 
Industrial 

    Residential 
    Commercial      Land and 
    Real Estate      Construction      Real Estate      Agriculture      Consumer 

Total 

Recorded investment in impaired loans: 

With no specific allowance 
  recorded   
With a specific allowance 
  recorded   

$ 

Total recorded investment 
  in impaired loans 

$ 

Unpaid principal balance of impaired loans: 

With no specific allowance 
  recorded   
With a specific allowance 
  recorded   

Total unpaid principal 
  balance of impaired 
  loans 

Specific allowance 

Average recorded investment in  
  impaired loans during the year 

Interest income recognized on 
  impaired loans during the year 

$ 

$ 

$ 

$ 

$ 

  $ 

‐

‐
-  $ 

  $ 

  $ 

49,054  $ 

820,653   

‐

820,653  $ 

‐

‐
-  $ 

‐

49,054  $ 

  $ 

‐

‐
-  $ 

  $ 

49,054 

‐

‐
-  $ 

820,653 

869,707 

  $ 

  $ 

  $ 

49,054  $ 

  $ 

  $ 

49,054 

820,653   

‐

‐

‐

-  $ 

820,653  $ 

-  $ 

38,449  $ 

‐

‐

-  $ 

-  $ 

‐

49,054  $ 

-  $ 

‐

‐

-  $ 

-  $ 

820,653 

‐

‐

-  $ 

869,707 

-  $ 

38,449 

-  $ 

829,861  $ 

-  $ 

101,427  $ 

-  $   

-  $ 

931,288 

-  $ 

19,027  $ 

-  $ 

4,993  $ 

-  $   

-  $ 

24,020 

(Continued) 

18. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 3 – LOANS (Continued) 

The Bank has established a loan risk rating system to measure and monitor the quality of the loan portfolio. 
All loans are assigned a risk rating from the inception of the loan until the loan is paid off. The primary loan 
grades are as follows: 

Loans rated Pass – These are loans to borrowers with satisfactory financial support, repayment capacity, and 
credit strength. Borrowers in this category demonstrate fundamentally sound financial positions, repayment 
capacity, credit history, and management expertise. Loans in this category must have an identifiable and 
stable  source  of  repayment  and  meet  the  Bank’s  policy  regarding  debt  service  coverage  ratios.  These 
borrowers are capable of sustaining normal economic, market, or operational setbacks without significant 
financial impacts. Financial ratios and trends are acceptable. Negative external industry factors are generally 
not present. The loan may be secured, unsecured, or supported by non-real estate collateral for which the 
value is more difficult to determine and/or marketability is more uncertain. These loans carry a normal degree 
of  risk.  The  borrowers  have  the  capacity  to  perform  according  to  terms;  any  deviation  from  historic 
performance is limited and temporary. 

Loans rated Special Mention – These are loans that have potential weaknesses that deserve management’s 
close attention. If left uncorrected, these potential weaknesses may result in deterioration of the repayment 
prospects for the asset or in the Bank’s credit position at some future date. Special Mention assets are not 
adversely classified and do not expose the Bank to sufficient risk to warrant adverse classification. These 
loans  exhibit  a  more  weakened  condition  than  Pass  loans,  but  not  to  the  degree  where  they  would  be 
considered substandard. These loans show definite signs of deterioration or weakness, and the likelihood of 
correction is somewhat questionable. Weaknesses might include significant earnings decline, collection of 
accounts receivable is slowing, delayed accounts payable, greater dependency on line usage, and covenants 
not being met and/or waived for short periods. 

Loans rated Substandard – These are loans that are inadequately protected by the current sound worth and 
paying  capacity  of  the  borrower  or  by  the  collateral  pledged,  if  any.  These  loans  have  a  well-defined 
weakness or weaknesses that jeopardize the liquidation of the loan. They are characterized by the distinct 
possibility that the Bank will sustain some loss if the deficiencies are not corrected. 

Loans  rated  Doubtful  –  These  are  loans  that  have  all  the  weaknesses  inherent  in  a  loan  classified  as 
Substandard with the added characteristic that the weaknesses make the collection or liquidation in full, on 
the basis of currently known facts, conditions and values, highly questionable, and improbable. These loans 
have  a  high  probability  of  loss  due  to  significant  deterioration  in financial condition of the borrower and 
collateral value pledged, if any. The borrower is unable to demonstrate the ability to strengthen their financial 
condition within a reasonable time; therefore, close supervision is required and the loan is placed on non-
accrual. The risk of loss is measured by an impairment analysis; any loss exposure determined through this 
analysis is to be charged off. 

(Continued) 

19. 

 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 3 – LOANS (Continued) 

The following table summarizes the loan portfolio by credit quality and product and/or collateral type as of 
December 31, 2015: 

Pass 

Special 
    Mention  

  Substandard 

    Doubtful 

Total 

Grade: 
  Commercial and industrial 
  Commercial real estate 
  Land and construction 
  Residential real estate 
  Agriculture 
  Consumer 

$  72,207,229  $ 

63,534,864   
11,823,378   
14,775,364   
23,232,211   
37,613   

-  $ 
-   
-   
-   
-   
-   

342,474  $ 

-   
-   
293,804   
-   
-   

2,360,553  $  74,910,256 
63,534,864 
11,823,378 
15,069,169 
23,232,211 
37,613 

-   
-   
-   
-   
-   

Total  

$ 

185,610,658  $  - 

$  636,279 

$  2,360,553 

$  188,607,489 

The following table summarizes the loan portfolio by credit quality and product and/or collateral type as of 
December 31, 2014: 

Pass 

Special 
    Mention  

  Substandard 

    Doubtful 

Total 

Grade: 
  Commercial and industrial 
  Commercial real estate 
  Land and construction 
  Residential real estate 
  Agriculture 
  Consumer 

$  56,871,911  $ 

825,529  $ 

52,601,572   
7,717,903   
14,286,001   
22,704,848   
44,796   

3,233,847  $ 
3,776,738   

342,998   

‐
‐
‐
‐
‐
$  7,353,583 

‐

‐
‐
$  - 

  $  60,931,287 
56,378,310 
7,717,903 
14,628,999 
22,704,848 
44,796 

‐
‐
‐
‐
‐
‐
$  162,406,143 

Total  

$ 

154,227,031  $  825,529 

(Continued) 

20. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
 
   
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
 
   
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
   
   
 
 
   
   
   
 
 
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
 
 
 
- 
- 
- 
-

- 

‐

‐
‐
‐
‐	

COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 3 – LOANS (Continued) 

The following table is an aging analysis of loans, segregated by class of loans, as of December 31, 2015: 

30
59 
Days 
‐
  Past Due 

60
89 
Days 
‐

    Past Due 

    Greater 

Than 

    90 Days 

Total 
Past 
Due 

    Current 

    Recorded 
    Investment> 
    90 Days and 
    Accruing 

Total  
Loans 

Commercial and industrial 
Commercial real estate 
- 
Land and construction   
Residential real estate  
Agriculture  
Consumer   

Total  

$ 

$ 

-  $ 
  - 

-   
-   
-   
-   

-  $ 

-  $ 
  - 

2,360,553  $ 
  - 

-   
-   
-   
-   

-   
-   
-   
-   

2,360,553  $  72,549,703  $  74,910,256  $ 

- 
       63,534,864       63,534,864

  - 

-   
-   
-   
-   

11,823,378   
15,069,169   
23,232,211   
37,613   

11,823,378   
15,069,169   
23,232,211   
37,613   

-  $ 

2,360,553  $ 

2,360,553  $ 188,607,489  $ 188,607,489  $ 

The following table is an aging analysis of loans, segregated by class of loans, as of December 31, 2014: 

30
59 
Days 
‐
  Past Due 

60
89 
Days 
‐

    Past Due 

    Greater 

Than 

    90 Days 

Total 
Past 
Due 

    Current 

    Recorded 
    Investment> 
    90 Days and 
    Accruing 

Total  
Loans 

Commercial and industrial 
Commercial real estate 

Land and construction   
‐
Residential real estate  
Agriculture  
Consumer   

Total  

$ 

$ 

  $ 

‐

‐

‐
‐
-   
‐
-  $ 

  $ 
       3,269,247   
‐
‐

  $ 

‐
‐
‐
‐

3,269,247  $ 

‐

‐
‐
‐
‐

  $ 

  $  60,931,287  $  60,931,287  $ 
  3,269,247 
‐

  53,109,063 

  56,378,310 

7,717,903   
14,628,999   
22,704,848   
44,796   

7,717,903   
14,628,999   
22,704,848   
44,796   

‐
‐
‐
‐

3,269,247  $ 159,136,896  $ 162,406,143  $ 

‐
The following table shows the loans, segregated by class that were modified and considered troubled debt 
restructurings during 2015: 

‐

2015 

  Number of 
  Contracts 

  Pre-Modification  Post-Modification 

Outstanding    
Recorded 
Investment 

  Outstanding 
  Recorded 
Investment 

1  $ 
- 
- 
- 
- 
- 

1,208,355  $ 

- 
- 
- 
- 
- 

1,208,355 
- 
- 
- 
- 
- 

Commercial and industrial 
Commercial real estate 
Land and construction 
Residential real estate 
Agriculture 
Consumer 

Total 

1  $ 

1,208,355  $ 

1,208,355 

The troubled debt restructuring described above increased the allowance for loan losses by approximately 
$1,190,000.  During  2014,  there  were  no  loans  that  were  modified  and  considered  troubled  debt 
restructurings.  During 2015 there were no troubled debt restructurings for which there was a payment default 
within twelve months following the modification date.  

The Bank has not committed to lend any additional amounts to customers with outstanding loans that are 
classified as troubled debt restructurings. 

(Continued) 

21. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
   
 
   
 
   
 
   
 
 
 
 
 
 
 
 
 
   
   
   
 
   
 
 
 
 
 
 
 
 
 
   
   
   
   
 
   
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
	
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
   
 
   
 
   
 
   
 
 
 
 
 
 
 
 
 
   
   
   
 
   
 
 
 
 
 
 
 
 
 
   
   
   
   
 
   
 
 
 
 
 
 
 
   
   
 
 
 
 
 
  
 
 
 
 
 
 
   
   
   
   
 
 
 
   
   
   
   
 
 
 
 
 
   
   
   
   
 
 
 
 
 
   
   
   
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 3 – LOANS (Continued) 

Year end non-accrual loans, segregated by class, are as follows: 

Commercial and industrial 
Commercial real estate  
Land and construction  
Residential real estate 
Agriculture   
Consumer   

2015 

2014 

$  2,360,553  $ 

- 
- 
- 
- 
- 

- 
- 
- 
48,750 
- 
- 

$  2,360,553  $ 

48,750 

(Continued) 

22. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 4 – PREMISES AND EQUIPMENT 

A summary of premises and equipment is as follows: 

Leasehold improvements  
Furniture, fixtures, and equipment  
Computer equipment  

2015 

2014 

$  1,217,831  $  1,217,831 
563,740 
752,135 
2,533,706 

585,392 
780,861 
2,584,085 

Less accumulated depreciation and amortization  

(2,416,521)   

(2,206,253) 

$ 

167,564  $ 

327,453 

The Bank has entered into a ten-year lease for its main banking and administrative offices. The Bank is 
responsible for common area maintenance, taxes, and insurance to the extent they exceed the base year 
amounts. The original lease was due to expire on January 31, 2016. During 2015 the Bank exercised the first 
of two optional extensions to remain in its present location. The extended lease expires on January 31, 2021. 

At December 31, 2015, the future lease rental payable under non-cancellable operating lease commitments 
for the Bank’s main and administrative offices were as follows: 

2016 
2017 
2018 
2019 
2020 
Thereafter 

$ 

322,170 
322,170 
322,170 
331,836 
340,961 
28,483 

$  1,667,790 

The minimum rental payments shown above are given for the existing lease obligations and are not a forecast 
of future rental expense. Total rental expense was approximately $308,248 and 290,345 for the years ended 
December 31, 2015 and 2014 respectively. 

(Continued) 

25. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 5 – DEPOSITS 

Customer deposits were as follows: 

interest

bearing demand  
Non
Savings, NOW, and money market accounts  
Time deposits under $250,000  
Time deposits $250,000 and over  

‐

‐

2015 

2014 

$ 120,303,379  $  90,228,529 
  102,226,179 
  108,488,276 
  23,559,219 
  23,721,883 
  11,830,159 
  15,597,772 

$ 268,111,310  $ 227,844,086 

At December 31, 2015, the scheduled maturities of time deposits are as follows: 

2016 
2017 
2018 
2019 
2020 
Thereafter 

$  33,782,137 
2,924,169 
1,649,849 
486,452 
477,048 
0

$  39,319,655 

NOTE 6 – BORROWING ARRANGEMENTS 

The Bank may borrow up to $19,000,000 overnight on an unsecured basis from three correspondent banks. 
The Bank may also borrow up to approximately $73,000,000 from the Federal Home Loan Bank of San 
Francisco, subject to providing collateral and fulfilling other conditions of the credit facility. The Bank has 
pledged investment securities of approximately $16,632,000 for the credit facility at Federal Home Loan Bank 
of San Francisco. The Bank may also borrow from the Federal Reserve Bank of San Francisco, subject to 
fulfilling other conditions of the credit facility and providing collateral. As of December 2015 and 2014, no 
amounts were outstanding under these arrangements. 

NOTE 7 – EMPLOYEE BENEFITS 

The Company sponsors an employee stock ownership plan (ESOP) for eligible employees. Eligibility begins 
after an employee has attained the age of 21 and completed one year of service, as defined in the ESOP 
documents. Under the ESOP, the Company contributes a discretionary amount to the ESOP for the purchase 
of the Company’s stock, to be held in trust for each participant to be distributed later in accordance with the 
ESOP. For the years ended December 31, 2015 and 2014, contributions to the ESOP were $185,560 and 
$181,782, respectively. The ESOP held 111,413 and 68,393 shares of common stock as of December 31, 
2015 and 2014, respectively and there were no unearned shares of common stock held by the ESOP at 
December 31, 2015 and 2014.   

The Company sponsors a 401(k) plan for the benefit of its employees. The Company can match employee 
contributions  and  make  additional  contributions  annually  as  determined  by  the  Board  of  Directors.  The 
Company made no contributions for the years ended December 31, 2015 and 2014. 

(Continued) 

26. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
	
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 8 – INCOME TAXES 

The provision for income taxes for the years ended December 31 consists of the following: 

Current 

Federal  
State  

Deferred 

Federal  
State  

Reversal of valuation allowance 

2015 

2014 

$  1,380,000  $ 

320,000 

775,000 
55,000 

1,700,000 

830,000 

(187,000)   
149,000 

68,000 
294,000 

(38,000)   

362,000 

(66,000)   

- 

$  1,596,000  $  1,192,000 

Deferred taxes are a result of differences between income tax accounting and generally accepted accounting 
principles with respect to income and expense recognition. 

The following is a summary of the components of the net deferred tax asset accounts included in interest 
receivable and other assets in the accompanying consolidated balance sheets at December 31: 

Deferred tax assets: 

Pre
operating expenses 
Depreciation differences 
‐
Allowance for loan losses due to tax limitations 
Stock

based compensation 

  Operating loss carryforwards 

‐

State tax deferral 
Non-accrual loan interest 

  Other 

Deferred tax liabilities: 

Unrealized gains on available

for

sale securities 

  Other 

‐

‐

Valuation allowance 

2015 

2014 

$ 

86,000  $ 

319,000 
771,000 
42,000 
- 
109,000 
45,000 
133,000 

1,505,000 

103,000 
225,000 
659,000 
274,000 
98,000 
- 

110,000 
‐
1,469,000 

(252,000)   
(116,000)   

(280,000) 
(118,000) 

(368,000)   

(398,000) 

- 

(66,000) 

Net deferred income tax asset 

$  1,137,000  $  1,005,000 

(Continued) 

27. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 8 – INCOME TAXES (Continued) 

As of December 31, 2014, a valuation allowance of $66,000 was recorded for certain non-qualified stock 
options the Company determined were more likely than not unable to be realized before option expiration. In 
2015 the valuation allowance was reduced to zero as a result of the expiration and forfeiture of the stock 
options related to the valuation allowance. The related deferred tax asset was written off in conjunction with 
the valuation allowance. During 2015, the bank utilized all remaining California net operating loss carry-
forwards  that  existed  at  December  31,  2014.  There  is  no  further  net  operating  loss  carry-forward  at 
December 31, 2015. 

The Company is subject to federal income tax and franchise tax of the state of California. Income tax returns 
for the years ended December 31, 2014, 2013, and 2012 are open to audit by the federal authorities and 
income tax returns for the years ended December 31, 2014, 2013, 2012, and 2011, are open to audit by state 
authorities. Unrecognized tax benefits are not expected to significantly increase or decrease within the next 
12 months. 

NOTE 9 – RELATED PARTY TRANSACTIONS 

In the ordinary course of business, the Bank has granted loans to certain directors and their related interests 
with which they are associated. The balance of these loans outstanding was approximately $492,000 and 
$488,000 at December 31, 2015 and 2014, respectively. 

Deposits from certain directors, officers, and their related interests with which they are associated, held by the 
Bank at December 31, 2015 and 2014, amounted to approximately $3,621,000 and $3,511,000, respectively. 

(Continued) 

28. 

 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 10 – EARNINGS PER SHARE (EPS) 

Earnings per share for the years ended December 31 were computed as follows: 

Basic earnings per share: 

Net income   
Dividends paid on Series A preferred stock  

2015 

2014 

$  2,539,163  $  2,118,414  
(303,983) 

(302,965)   

Net income available to common shareholders  
  Weighted average common shares outstanding  

$  2,236,198  $  1,814,431 
1,966,715 

2,205,571 

Basic earnings per share  

$ 

1.01  $ 

0.92 

Diluted earnings per share: 

Net income available to common shareholders  
Preferred stock dividends on convertible 
  Series A preferred stock  
Net income available to common shareholders, 
  diluted  

  Weighted average common shares outstanding  

Effect of dilutive stock options and restricted stock  
Dilutive effect of Series A convertible preferred stock  
Adjusted weighted average common shares outstanding, 
  diluted  

$  2,236,198  $  1,814,431 

302,965 

303,983 

$  2,539,163  $  2,118,414 
1,966,715 
33,893 
668,038 

2,205,571 
73,399 
445,359 

2,724,329 

2,668,646 

Diluted earnings per share  

$ 

0.93  $ 

0.79 

At December 31, 2015 and 2014, there were 217,314 and 495,306 stock options and restricted stock grants, 
respectively  that  could  potentially  dilute  earnings  per  share  in  the  future  that  were  not  included  in  the 
computation of diluted earnings per share.  

NOTE 11– COMMITMENTS 

In the ordinary course of business, the Bank enters into financial commitments to meet the financing needs of 
its customers. These financial commitments include commitments to extend credit and standby letters of 
credit. Those instruments involve, to varying degrees, elements of credit and interest rate risk not recognized 
in the Company’s consolidated financial statements. 

The Bank’s exposure to loan loss in the event of non-performance on commitments to extend credit and 
standby letters of credit is represented by the contractual amount of those instruments. The Bank uses the 
same  credit  policies  in  making  commitments  as  it  does  for  loans  reflected  in  the  consolidated  financial 
statements. 

(Continued) 

29. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 11 – COMMITMENTS (Continued) 

As of December 31, 2015 and 2014, the Bank had the following outstanding financial commitments whose 
contractual amount represents credit risk: 

Commitments to extend credit 
Letters of credit   

2015 

2014 

$  50,160,000  $  46,107,000 

1,240,000 

‐	
$  51,400,000  $  46,107,000 

Commitments to extend credit are agreements to lend to a customer as long as there is no violation of any 
condition established in the contract. Since many of the commitments are expected to expire without being 
drawn upon, the total amounts do not necessarily represent future cash requirements. The Bank evaluates 
each  client’s  credit  worthiness  on  a  case-by-case  basis.  The  amount  of  collateral  obtained,  if  deemed 
necessary by the Bank, is based on management’s credit evaluation of the customer. The majority of the 
Bank’s commitments to extend credit and standby letters of credit are secured by real estate. 

NOTE 12 – STOCK OPTION PLAN 

The Company’s 2005 Equity Based Compensation Plan (the Plan) was approved by its shareholders in 
February 2006. Under the terms of the Plan, officers and key employees may be granted both non-qualified, 
incentive stock options and restricted stock awards, and directors, who are not also an officer or employee, 
may  only  be  granted  non-qualified  stock  options  and  restricted  stock  awards.  The  Plan  provides  for  a 
maximum number of shares that may be awarded to eligible employees and directors not to exceed 495,000 
shares. In July 2012, the shareholders approved an additional 183,000 shares to be added to the Plan 
increasing the total to 678,000 shares. In July 2015 the Shareholders approved the 2015 Equity Based 
Compensation Plan to replace the 2005 plan which was due to expire at the end of 10 years. Upon approval, 
the remaining unallocated shares in the 2005 Plan were transferred into the 2015 Plan for future grants. No 
new shares were added to the 2015 Plan beyond those already approved under the 2005 plan.  There are 
774,782 shares authorized under the Plan. The total number of shares authorized has been retroactively 
adjusted for the effect of stock dividends. Stock options are granted at a price not less than 100% of the fair 
market value of the stock on the date of grant. Stock options expire no later than ten years from the date of 
the grant and all equity-based awards generally vest over three years. The Plan provides for accelerated 
vesting  if  there  is  a  change  of  control,  as  defined  in  the  Plan.  The  Company  recognized  stock  based 
compensation cost of $40,549 and $31,293 in 2015 and 2014, respectively. The Company did not recognize 
tax expense related to stock-based compensation for either year ended December 31, 2015 and 2014. 

The following table shows weighted average assumptions used in valuing stock options granted for the years 
ended December 31: 

Expected volatility  
Expected term    
Expected dividends  
Risk free rate  

  Grant date fair value 

2015 

2014 

18.10% 
6.5 years 
None 
1.64% 

$ 

1.62  $ 

18.99% 
6.5 years 
None 
1.83% 
2.23 

(Continued) 

30. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 12 – STOCK OPTION PLAN (Continued) 

Since the Company has a limited amount of historical stock activity, the expected volatility is based on the 
historical volatility of similar banks that have a longer trading history. The expected term represents the 
estimated average period of time that the options remain outstanding. Since the Company does not have 
sufficient historical data on the exercise of stock options, the expected term is based on the “simplified” 
method that measures the expected term as the average of the vesting period and the contractual term. The 
risk free rate of return reflects the grant date interest rate offered for U.S. Treasury bonds over the expected 
term of the options. 

A summary of the status of stock options that have been granted by the Company as of December 31, 2015, 
and changes during the year ending thereon, is presented below: 

  Weighted 
  Average 
  Exercise 

Price 

  Weighted 
  Average 
  Remaining   
  Contractual   
Term 

  Aggregate 
Intrinsic 
Value 

  Shares 

Outstanding at beginning of year  

Granted   

Exercised  

Forfeited, expired, or returned to  
  Plan through cashless exercise 

Outstanding at end of year 

Options exercisable 

529,199 

4,500 

47,906 

210,080 

275,713 

192,136 

$ 

$ 

$ 

$ 

$ 

$ 

9.27 

10.37 

8.62 

8.65 

9.89 

8.82 

3.6 years 

3.0 years 

$ 

$ 

256,583  

256,583 

Included in the stock options exercised during 2015, there were 45,012 that represent cashless stock option 
exercises and 2,894 which represent exercises where cash of $16,875 was received upon exercise.   

As of December 31, 2015, there was approximately $19,801 of total unrecognized compensation cost related 
to the outstanding stock options that will be recognized over a weighted average period of 1.3 years. 

Share Award Plan: The Equity Compensation Plan provides for the issuance of restricted shares to directors 
and officers. Compensation expense is recognized over the vesting period of the awards based on the fair 
value of the stock at the issue date. The fair value of the stock was determined based on the closing price 
listed for the Company’s stock on the date of grant.  

(Continued) 

31. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
	
	
	
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 12 – STOCK OPTION PLAN (Continued) 

A summary of changes in the Company’s nonvested restricted share grants for the year follows: 

Nonvested Shares 

  Shares 

  Weighted 
  Average 
 Grant Date 
  Fair Value 

Nonvested at January 1, 2015  

  Granted  

Vested   

Forfeited 

0  $ 

0 

15,000 

10.25 

0 

0 

Nonvested at December 31, 2015 

15,000  $ 

10.25 

As  of  December  31, 2015, there was approximately $145,208 of total unrecognized compensation cost 
related to the outstanding restricted stock grants that will be recognized over a weighted average period of 
2.8 years. 

NOTE 13 – REGULATORY MATTERS 

Banks are subject to regulatory capital requirements administered by federal banking agencies. Capital 
adequacy  guidelines  and  prompt  corrective  action  regulations,  involve  quantitative  measures  of  assets, 
liabilities,  and  certain  off-balance-sheet  items  calculated  under  regulatory  accounting  practices.  Capital 
amounts and classifications are also subject to qualitative judgments by regulators. Failure to meet capital 
requirements  can  initiate  regulatory  action.  The  final  rules  implementing  Basel  Committee  on  Banking 
Supervision’s  capital  guidelines  for  U.S.  banks  (Basel  III  rules)  became  effective  for  the  Company  on 
January 1, 2015 with full compliance with all of the requirements being phased in over a multi-year schedule, 
and fully phased in by January 1, 2019. The net unrealized gain or loss on available for sale securities is not 
included in computing regulatory capital. Capital amounts and ratios for December 31, 2014 are calculated 
using Basel I rules. Management believes as of December 31, 2015, the Company and Bank meet all capital 
adequacy requirements to which they are subject. 

Prompt corrective action regulations provide five classifications: well capitalized, adequately capitalized, 
undercapitalized, significantly undercapitalized, and critically undercapitalized, although these terms are not 
used to represent overall financial condition. If adequately capitalized, regulatory approval is required to 
accept  brokered  deposits.  If  undercapitalized,  capital  distributions  are  limited,  as  is  asset  growth  and 
expansion, and capital restoration plans are required. At year-end 2015 and 2014, the most recent regulatory 
notifications categorized the Bank as well capitalized under the regulatory framework for prompt corrective 
action. There are no conditions or events since that notification that management believes have changed the 
institution’s category. 

(Continued) 

32. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 13 – REGULATORY MATTERS (Continued) 

Actual and required capital amounts and ratios are presented below (dollar amounts in thousands): 

Actual 

Amount 

Ratio 

For Capital 
Adequacy Purposes 
Ratio 

Amount 

To be Well-Capitalized 
    Under Prompt Corrective 

Action Provisions 

Amount 

Ratio 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

26,353   

15.4%  $ 

7,706   

>4.5%  $ 

11,130   

>6.5% 

28,511   

16.7%  $ 

13,699   

>8.0%  $ 

17,124   

>10.0% 

26,353   

15.4%  $ 

10,274   

>6.0%  $ 

13,699   

>8.0% 

26,353   

8.8%  $ 

12,006   

>4.0%  $ 

15,007   

>5.0% 

25,529   

18.3%  $ 

11,170   

> 8.0%  $ 

13,962   

> 10.0% 

23,768   

17.0%  $ 

5,585   

> 4.0%  $ 

8,377   

> 6.0% 

23,768   

9.1%  $ 

10,493   

> 4.0%  $ 

13,116   

> 5.0% 

December 31, 2015: 
  Common Equity Tier I Capital 

Weighted Assets)  

  (to Risk
Total Capital 
  (to Risk
Tier I Capital 
  (to Risk
Tier I Capital 
  (to Average Assets)  

‐

‐
Weighted Assets)  

‐
Weighted Assets)  

December 31, 2014: 
Total Capital 
  (to Risk
Tier I Capital 
  (to Risk
Tier I Capital 
  (to Average Assets)  

‐

Weighted Assets)  

‐
Weighted Assets)  

The California Financial Code provides that a bank may not make a cash distribution to its shareholders in 
excess of the lessor of the bank’s undivided profits or the bank’s net income for its last three fiscal years less 
any  distributions  made  to  shareholders  during  the  same  period  without  the  approval  in  advance  of  the 
Commissioner of the California Department of Business Oversight. 

NOTE 14 – FAIR VALUE MEASUREMENT 

The following is a description of valuation methodologies used for assets and liabilities recorded at fair value: 

Securities  –  The  fair  values  of  securities  available-for-sale  are  determined  matrix  pricing,  which  is  a 
mathematical technique used widely in the industry to value debt securities without relying exclusively on 
quoted prices for specific securities, but rather by relying on the securities’ relationship to other benchmark 
securities (Level 2). 

Loans Held For Sale – The Bank does not record loans held for sale at fair value on a recurring basis. Loans 
held for sale are carried at the lower of cost or fair value. The fair value of loans held for sale is based on 
what secondary markets are currently offering for portfolios with similar characteristics (Level 2). 

Collateral-Dependent Impaired Loans – The Bank does not record loans at fair value on a recurring basis. 
However, from time to time, fair value adjustments are recorded on these loans to reflect:  (1) partial write-
downs, through charge offs or specific reserve allowances, that are based on the current appraised or market-
quoted value of the underlying collateral, or (2) the full charge off of the loan carrying value. In some cases, the 
properties  for  which  market  quotes  or  appraisal  values  have  been  obtained  are  located  in  areas  where 
comparable sales data is limited, outdated, or unavailable. Fair value estimates for collateral-dependent impaired 
loans are obtained from real estate brokers or other third-party consultants. Adjustments are routinely made in 
the appraisal process by the appraisers to adjust for differences between the comparable sales and income data 
available. There were no collateral-dependent impaired loans measured at fair value at December 31, 2015.  
There were no collateral-dependent impaired loans measured at fair value at December 31, 2014. 

(Continued) 

33. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
   
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 14 – FAIR VALUE MEASUREMENT 

The following table summarizes the Company’s assets that were measured at fair value on a recurring and 
non-recurring basis at December 31, 2015: 

Description of Assets 

Securities available

for

sale (recurring) 

U.S. government and agency 
‐
‐
  securities  
Mortgage
backed securities  
State and municipal agencies 

‐
Total 

  Quoted 
  Prices in 
  Active Markets 
 For Identical  
  Assets 
(Level 1) 

December 31, 
2015 

  Significant 
  Other 
  Observable   
Inputs 
(Level 2) 

  Significant 
  Unobservable 

Inputs 

$  31,330,932 
  23,802,500 
  13,641,663 

$ 

$ 68,775,094  

$ 

- 
- 
- 

- 

$  31,330,932 
  23,802,500 
  13,641,663 

$ 

$  68,775,094 

$ 

- 
- 
- 

- 

The following table summarizes the Company’s assets that were measured at fair value on a recurring and 
non-recurring basis at December 31, 2014: 

  Quoted 
  Prices in 
  Active Markets 
 For Identical  
  Assets 
(Level 1) 

December 31, 
2014 

Description of Assets 

  Significant 
  Other 
  Observable   
Inputs 
(Level 2) 

  Significant 
  Unobservable 

Inputs 

Securities available

for

sale (recurring) 

U.S. government and agency 
‐
‐
  securities  
Mortgage
backed securities  
State and municipal agencies 

‐
Total 

$  28,436,255 
  22,794,793 
  14,522,842 

$ 

$  65,753,890 

$ 

$  28,436,255 
22,794,793 
  14,522,842 

$ 

$  65,753,890 

$ 

‐
‐	
‐

‐

‐
‐
‐	

‐	

(Continued) 

34. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
	
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 15 – FAIR VALUE OF FINANCIAL INSTRUMENTS 

The fair value of a financial instrument is the amount at which the asset or obligation could be exchanged in a 
current transaction between willing parties, other than in a forced or liquidation sale. Fair value estimates are 
made at a specific point in time based on relevant market information and information about the financial 
instrument. These estimates do not reflect any premium or discount that could result from offering for sale at 
one  time  the  entire  holdings  of  a  particular  financial  instrument.  Because  no  market  value  exists  for  a 
significant portion of the financial instruments, fair value estimates are based on judgments regarding future 
expected loss experience, current economic conditions, risk characteristics of various financial instruments, 
and other factors. These estimates are subjective in nature, involve uncertainties and matters of judgment 
and, therefore, cannot be determined with precision. Changes in assumptions could significantly affect the 
estimates. 

Fair value estimates are based on financial instruments both on and off the balance sheet without attempting 
to  estimate  the  value  of  anticipated  future  business  and  the  value  of  assets  and  liabilities  that  are  not 
considered financial instruments. Additionally, tax consequences related to the realization of the unrealized 
gains and losses can have a potential effect on fair value estimates and have not been considered in many of 
the estimates. 

The following methods and assumptions were used by the Company in estimating fair values of financial 
instruments: 

Financial  Assets  –  The  carrying  amounts  of  cash,  short-term  investments  due  from  customers  on 
acceptances,  and  bank  acceptances  outstanding  are  considered  to  approximate  fair  value.  Short-term 
investments include federal funds sold, securities purchased under agreements to resell, and interest bearing 
deposits with banks. The fair values of securities available for sale  are generally based on matric pricing, 
which  is  a  mathematical  technique  used  widely  in  the  industry  to  value  debt  securities  without  relying 
exclusively on quoted prices for specific securities, but rather by relying on the securities’ relationship to other 
benchmark securities. The fair value of variable loans that reprice frequently and that have experienced no 
significant change in credit risk is based on carrying values. The fair values for all other loans are estimated 
using discounted cash flow analyses and interest rates currently being offered for loans with similar terms to 
borrowers with similar credit quality. Loans are generally expected to be held to maturity and any unrealized 
gains or losses are not expected to be realized. Fair value for correspondent bank stock is not practical to 
determine due to restrictions on  transferability.  Fair value for interest receivable approximates its carrying 
value. 

Financial Liabilities – The carrying amounts of deposit liabilities payable on demand, commercial paper, and 
other borrowed funds are considered to approximate fair value. For fixed maturity deposits, fair value is 
estimated by discounting estimated future cash flows using currently offered rates for deposits of similar 
remaining maturities. The fair value of interest payable approximates its carrying amount. 

Off-Balance Sheet Financial Instruments – The fair value of commitments to extend credit and standby letters 
of credit is estimated using the fees currently charged to enter into similar agreements, taking into account the 
remaining  terms  of  the  agreements and the credit standing of the counterparties.  The fair value of the 
commitments is not material. 

(Continued) 

35. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
COMMUNITIES FIRST FINANCIAL CORPORATION AND SUBSIDIARY 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 
December 31, 2015 and 2014 

NOTE 15 – FAIR VALUE OF FINANCIAL INSTRUMENTS (Continued) 

The estimated fair value of financial instruments at December 31 is summarized as follows (in thousands): 

Financial assets: 
  Cash and cash equivalents  
  Certificates of deposit  
Securities available
for
Loans, net  
‐
Loans held for sale  

sale  

‐

  Correspondent bank stock  

Interest receivable  

Financial liabilities: 
  Deposits  

Interest payable  

2015 

2014 

  Carrying 
Amount 

    Estimated      Fair Value      Carrying 
Amount 
    Fair Value      Hierarchy     

    Estimated      Fair Value 
    Fair Value      Hierarchy 

$ 

31,905  $ 
5,695   
68,775   
184,839   
-   
1,649   
1,168   

31,905   
5,695   
68,775   
183,988   

-
N/A   
1,168   

Level 1  $  
Level 1   
Level 2   
Level 3   

N/A   
Level 2   

18,575  $  
5,200   
65,754   
159,380   
-   
1,137   
1,049   

18,575   
5,200   
65,754   
161,503   
-    
N/A   
1,049   

268,111   
41   

255,356   
41   

Level 2   
Level 2   

227,844   
30   

228,148   
30   

Level 1 
Level 1 
Level 2 
Level 3 

N/A 
Level 2 

Level 2 
Level 2 

NOTE 16 – SUBSEQUENT EVENTS 

The Company has evaluated the effects of subsequent events that have occurred after the period ending 
December 31, 2015 and through March 28, 2016 which is the date the consolidated financial statements were 
available to be issued. 

36. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
	 	
	 	
 
 
 
 
 
 
 
 
 
 
 
 
 
Sheila Frowsing, Director - President/CEO Sheila Kamps Insurance Agency 

Jack Holt, Director - President of Holt Lumber Company, Inc. 
Board of Directors

Dr. Robert Kubo, Director - Orthodontist, Kubo Orthodontic Group 

Lorrie Lorenz, Director - Principal of Lorenz & Associates 

Jared Martin, Director - Realtor, Keller Williams Realty 

Steve Miller, Director - President & CEO of Fresno First Bank 

David Price, Chairman - President/CEO David N. Price & Associates 

Mark Saleh, Director - President of Wm. B. Saleh & Company 

Joel Slonski, Director - Joel Slonski, CPA 

Al Smith, Director – Former President/CEO Fresno Chamber of Commerce 

Dr. Daniel Suchy, Director - Retired Physician 

Employee Owners

  Brandon Anaya, Customer Service Rep. 
Jarod Ashton, VP/Commercial Loan Officer 
Lisa Bassill, AVP/ Personal Banker 
Tobi Burnes, Loan Documentation Clerk 
Debbie Cameron, VP/Executive Secretary  
Seven Campos, Merchant Services Officer 
Steve Canfield,  EVP/Chief Financial Officer 
Lanny Chan, VP/Personal Banker 
Craig DeShields, SVP/Senior Loan Officer 
Ken Dodderer, SVP/Agri-Business Manager 
Laura Drake, Customer Service Rep. 
Pat Durkin,  VP/SBA Loan Officer 
Mary Edsberg, Loan Assistant 
Regina Elisarraraz, Customer Service Rep. 
Michael Fanucchi, SVP/SBA Dept. Manager 
Catherine Fitzgerald, VP/Merchant Services 
Melissa Gamez, Accounting Assistant 

Evangelina Gonzalez, SVP/Operations 
Julie Henvit, AVP/Operations Officer 
David Kraechan, SVP/Commercial Loan Officer 
Ryan McAbee, VP, Compliance Officer 
Steve Miller , President & CEO 
Michael Ossanna, VP/Commercial Loan  Officer  
Teresa Palsgaard, VP/Relationship Manager 
Elizabeth Parsons, SBA Processor  
Jennifer Peterson, VP, Customer Service Manager 
Lee Reed, EVP/Chief Credit Officer 
Margaret Rodriguez, Loan Assistant 
Ruth Setencich, Business Banking Officer 
Alice Shevenell, VP/Loan Services Manager 
Noel Terriquez, Commercial Loan Analyst 
Bradley Wakefield, Documentation Specialist 
Nick Ward, Senior Loan Underwriter  
Melanie Welch, SBA Loan Processor 

Annual Meeting of Shareholders 

Thursday, May 19, 2016 at 5:30 pm 

Fort Washington Country Club 

10272 N. Millbrook 

Fresno, CA  93730 

Corporate Office: 

Communities First Financial Corp. 

7690 N. Palm Avenue, Suite 101 

Fresno, CA 93711 

559.439.0200 

Transfer Agent: 

Continental Stock Transfer & Trust Co. 

17 Battery Place 

New York, NY 10004 

212.509.4000 

Independent Auditors: 

Crowe Horwath, LLP 

400 Capitol Mall, Suite 1400 

Sacramento, CA  95814 

916.441.1000 

Legal Counsel: 

Stuart & Moore 

641 Higuera Street, Suite 302 

San Luis Obispo, CA 93401 

805.545.8590 

Stock Facilitators: 

Michael Natzic - Crowell, Weedon & Co 

800.288.2811 

Joey Warmerhoven – Wedbush Securities 

866.662.0351 

Tom Weil – Stifel  

559.437.4060 

Robert Cook -  Fig Partners, LLC 

866.344.2657 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Annual Meeting of Shareholders 
Thursday, May 19, 2016 at 5:30 pm 
Fort Washington Country Club 
10272 N. Millbrook 
Fresno, CA  93730 

Corporate Office: 
Communities First Financial Corp. 
7690 N. Palm Avenue, Suite 101 
Fresno, CA 93711 
559.439.0200 

Transfer Agent: 
Continental Stock Transfer & Trust Co. 
17 Battery Place 
New York, NY 10004 
212.509.4000 

Independent Auditors: 
Crowe Horwath, LLP 
400 Capitol Mall, Suite 1400 
Sacramento, CA  95814 
916.441.1000 

Legal Counsel: 
Stuart & Moore 
641 Higuera Street, Suite 302 
San Luis Obispo, CA 93401 
805.545.8590 

Stock Facilitators: 

Michael Natzic - Crowell, Weedon & Co 
800.288.2811 

Joey Warmerhoven – Wedbush Securities 
866.662.0351 

Tom Weil – Stifel  
559.437.4060 

Robert Cook -  Fig Partners, LLC 
866.344.2657 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
7690 N. Palm Avenue, Fresno, California 93711
559.439.0200
WWW.FRESNOFIRSTBANK.COM