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Annual Report 2017

Plain-text annual report

Roots Sustainable Appendix 4E Preliminary final report Agricultural Technologies Ltd 1.Company details Name of entity: ARBN: Reporting Previous period: period: Roots Sustainable Agricultural Technologies 619 754 540 For the year ended 31 December For the year ended 31 December 2017 2016 Ltd 2.Results for announcement to the market Revenues from ordinary activities down NIA 6 31 December 31 December 2017 2016 US$'000 US$'000 Loss from ordinary Sustainable Agricultural Technologies Ltd activities after tax attributable to the owners of Roots up Loss for the year attributable Agricultural to the owners of Roots Sustainable up Technologies Ltd Dividends Not applicable. 921% 4,883 478 921% 4,883 478 Franked Amount per amount per security security Cents Cents Additional Ltd's financial Appendix statements. 4E disclosure requirements can be found in the notes to the Roots Sustainable Agricultural Technologies 3.Net tangible assets Net tangible assets per ordinary security Reporting Previous period period U.S. dollarsU.S. dollars 0.0492 (1.861) ========= 4.Control gained over entities Not applicable. 5.Loss of control over entities Not applicable. Roots Sustainable Corporate 31 December Governance Agricultural Statement 2017 Technologies Ltd CORPORATE GOVERNANCE STATEMENT The Company and the Board of Directors Board continues are committed and practices to achieving standards the highest to ensure they meet the interests the framework to review of shareholders. of corporate governance. The A description http://rootssat.com main corporate /profile/corporate-governan of the Group's governance ce/. practices is set out on the Company's website at Roots Sustainable ASX Additional 31 December 2017 Information Agricultural Technologies Ltd ASX ADDITIONAL INFORMATION 1. SHAREHOLDINGS The Company has ordinary traded in a share. as Chess Depository shares on issue. Interests ('COi's') The Company's under the ordinary shares traded on the ASX are code ROO. Each CDI has a beneficial interest The issued capital shares carry one vote per share. of the Company as at 25 February 2018 is 61,000,000. All issued ordinary fully paid The Company as at 25 February 2018 has issued the following unlisted securities: • 1,655,000 • 8,900,000 unlisted performance options; and rights. Options options with an exercise Unquoted •1,281,000 unquoted •20,000 unquoted options •354,000 •2,966,666 •2,966,667 •2,966,667 Class options Class A performance Class B performance with an exercise rights rights C performance rights escrowed escrowed escrowed with an exercise unquoted for 24 months. for 24 months. for 24 months. price of $0.01 and price of $0.01 and an expiry an expiry date of 30 November date of 30 November 2022. date of 30 November 2022. 2022. price of $0.01 and an expiry 2. DISTRIBUTION OF EQUITY SECURITIES (SHAREHOLDERS AND COi HOLDERS) Range Total holders Units % of Issued 1 -1,000 1,001 -5,000 5,001 -10,000 10,001 -100,000 -9,999,999,999 Total 40 533 204 283 90 1,150 31,198 1,553,308 1,728,901 9,820,546 47,866,047 61,000,000 Ca ital 0.05% 2.55% 2.83% 16.10% 78.47% 100.00% 100,001 The number of investors price of A$0.48 was 44. holding a less than marketable parcel of 1,035 ROO shares (based on a share 3.TOP TWENTY LARGEST SHAREHOLDERS AS AT 25 FEBRUARY 2018 Holder Name Number Percentage PTY LIMITED LS LTD 1 BOAZ WACHTEL 2 JP MORGAN NOMINEES AUSTRALIA 3 SUBURBAN HOLDINGS 4 YOU DIM PHARMACEUTICA 5 SHARON DEVIR 6 AUST EXECUTOR 7 ALEX MEITLIS 8 ERAN FRI EDMAN 9 YOEL FRIEDMAN 10 TOMER WEISMANN 11 JACOB WEISMANN 12 HORATIO STREET PTY LTD 13 CHIFLEY Held 4,798,777 7.87% 4,607,888 7.55% 2,995,000 4.91% 2,682,750 4.40% 1,931,564 3.17% TRUSTEES LTD 1,678,000 2.75% 1,524,777 2.50% 1,241,545 2.04% 1,241,545 2.04% 1,241,545 2.04% 1,241,545 2.04% 1,027,500 1.68% PTY LTD 14 MFCM NOMINEE SERVICES PTY LTD 956,250 1.57% Roots Sustainable ASX Additional 31 December 2017 Information Agricultural Technologies Ltd GROUP PTY LTD (NOMINEE) 15 STOCK ASSIST 16 MORGAN STANLEY AUSTRALIA PTY LIMITED INTERNATIONAL PTY LTD HOLDINGS NC> PTY LTD INVESTMENTS 17 FRANKLIN SECURITIES 18 RIVINGTON 19 MR DAVID HANNON 20 MRS TERRI WOLPERT Top 20 holders Total: 770,000 1.26% 748,000 1.23% 740,625 1.21% 737,500 1.21% 572,500 0.94% 562,500 0.92% 32,305,305 52.98% 4. VOTING RIGHTS Ordinary Resolutions of Shareholders. shareholders have the right to one vote at a meeting of Shareholders of the Company or an COi Holders they must direct meeting, do not hold the right to vote at meetings of the Company and if they wish to take a vote the CHESS Depositary Nominees provided that both Shareholders and CDI Holders (CON) on how to vote in advance are able to attend meetings. of the applicable 5. SUBSTANTIAL SHAREHOLDERS AS AT 25 FEBRUARY 2018 BOAZ WACHTEL Holding Balance % of Issued Capital 7.87% 4,798,777 J P MORGAN NOMINEES AUSTRALIA LIMITED 3,820,209 7.55% 6. RESTRICTED SECURITIES SUBJECT TO ESCROW The following securities are subject to escrow: Name 1 2 3 4 5 6 12 months 24 months COi escrowed COi escrowed Unlisted Options Performance Rights Rights Performance Rights Performance $0.01 escrowed 24 months Class A escrowed Class B escrowed Class C escrowed 24 months 24 months 24 months Number of Escrow Period Securities 13,872,947 15,791,987 1,281,000 2,966,666 2,966,667 2,966,667 30/11/2018 30/11/2019 30/11/2022 30/11/2019 30/11/2019 30/11/2019 7. ON-MARKET There is current BUY BACK no on-market buyback program for any Roots listed securities. 8. GROUP CASH AND ASSETS In accordance assets and strategy. with Listing for the year ended 31 December Rule 4.10.19, the Company confirms 2017 in a way that is consistent that it has been using the cash and with its business objectives

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