Roots Sustainable
Appendix
4E
Preliminary
final report
Agricultural
Technologies
Ltd
1.Company details
Name of entity:
ARBN:
Reporting
Previous
period:
period:
Roots Sustainable Agricultural Technologies
619 754 540
For the year ended 31 December
For the year ended 31 December
2017
2016
Ltd
2.Results
for announcement
to the market
Revenues
from ordinary activities
down
NIA
6
31 December 31 December
2017 2016
US$'000 US$'000
Loss from ordinary
Sustainable
Agricultural
Technologies
Ltd
activities
after tax attributable
to the owners of Roots
up
Loss for the year attributable
Agricultural
to the owners of Roots Sustainable
up
Technologies
Ltd
Dividends
Not applicable.
921%
4,883 478
921%
4,883 478
Franked
Amount per amount per
security security
Cents Cents
Additional
Ltd's financial
Appendix
statements.
4E disclosure
requirements
can be found in the notes to the Roots Sustainable
Agricultural
Technologies
3.Net tangible
assets
Net tangible
assets
per ordinary security
Reporting Previous
period period
U.S. dollarsU.S. dollars
0.0492 (1.861)
=========
4.Control
gained over entities
Not applicable.
5.Loss of control
over entities
Not applicable.
Roots Sustainable
Corporate
31 December
Governance
Agricultural
Statement
2017
Technologies
Ltd
CORPORATE GOVERNANCE STATEMENT
The Company and the Board of Directors
Board continues
are committed
and practices
to achieving
standards
the highest
to ensure they meet the interests
the framework
to review
of shareholders.
of corporate governance.
The
A description
http://rootssat.com
main corporate
/profile/corporate-governan
of the Group's
governance
ce/.
practices
is set out on the Company's
website
at
Roots Sustainable
ASX Additional
31 December
2017
Information
Agricultural
Technologies
Ltd
ASX ADDITIONAL INFORMATION
1. SHAREHOLDINGS
The Company has ordinary
traded
in a share.
as Chess Depository
shares on issue.
Interests ('COi's')
The Company's
under the
ordinary
shares traded on the ASX are
code ROO. Each CDI has a beneficial
interest
The issued
capital
shares carry one vote per share.
of the Company as at 25 February
2018 is 61,000,000.
All issued
ordinary
fully
paid
The Company as at 25 February
2018 has issued
the following
unlisted
securities:
• 1,655,000
• 8,900,000
unlisted
performance
options;
and
rights.
Options
options
with an exercise
Unquoted
•1,281,000 unquoted
•20,000 unquoted options
•354,000
•2,966,666
•2,966,667
•2,966,667 Class
options
Class A performance
Class B performance
with an exercise
rights
rights
C performance rights
escrowed
escrowed
escrowed
with an exercise
unquoted
for 24 months.
for 24 months.
for 24 months.
price of $0.01 and
price of $0.01 and an expiry
an expiry
date of 30 November
date of 30 November
2022.
date of 30 November
2022.
2022.
price of $0.01 and an expiry
2. DISTRIBUTION
OF EQUITY SECURITIES
(SHAREHOLDERS
AND COi HOLDERS)
Range
Total holders
Units
% of Issued
1 -1,000
1,001 -5,000
5,001 -10,000
10,001 -100,000
-9,999,999,999
Total
40
533
204
283
90
1,150
31,198
1,553,308
1,728,901
9,820,546
47,866,047
61,000,000
Ca ital
0.05%
2.55%
2.83%
16.10%
78.47%
100.00%
100,001
The number of investors
price of A$0.48 was 44.
holding
a less than marketable
parcel
of 1,035 ROO shares (based on a share
3.TOP TWENTY LARGEST SHAREHOLDERS
AS AT 25 FEBRUARY 2018
Holder Name
Number Percentage
PTY LIMITED
LS LTD
1 BOAZ WACHTEL
2 JP MORGAN NOMINEES AUSTRALIA
3 SUBURBAN HOLDINGS
4 YOU DIM PHARMACEUTICA
5 SHARON DEVIR
6 AUST EXECUTOR
7 ALEX MEITLIS
8 ERAN FRI EDMAN
9 YOEL FRIEDMAN
10 TOMER WEISMANN
11 JACOB WEISMANN
12 HORATIO STREET PTY LTD
13 CHIFLEY
Held
4,798,777 7.87%
4,607,888 7.55%
2,995,000 4.91%
2,682,750 4.40%
1,931,564 3.17%
TRUSTEES LTD 1,678,000 2.75%
1,524,777 2.50%
1,241,545 2.04%
1,241,545 2.04%
1,241,545 2.04%
1,241,545 2.04%
1,027,500 1.68%
PTY LTD
14 MFCM NOMINEE SERVICES
PTY LTD
956,250 1.57%
Roots Sustainable
ASX Additional
31 December
2017
Information
Agricultural
Technologies
Ltd
GROUP PTY LTD
(NOMINEE)
15 STOCK ASSIST
16 MORGAN STANLEY AUSTRALIA
PTY LIMITED
INTERNATIONAL
PTY LTD
HOLDINGS
NC>
PTY LTD
INVESTMENTS
17 FRANKLIN
SECURITIES
18 RIVINGTON
19 MR DAVID HANNON
20 MRS TERRI WOLPERT
Top 20 holders
Total:
770,000 1.26%
748,000 1.23%
740,625 1.21%
737,500 1.21%
572,500 0.94%
562,500 0.92%
32,305,305 52.98%
4. VOTING RIGHTS
Ordinary
Resolutions
of Shareholders.
shareholders
have the right to one vote at a meeting
of Shareholders
of the Company or an
COi Holders
they must direct
meeting,
do not hold the right
to vote at meetings
of the Company and if they wish to take a vote
the CHESS Depositary
Nominees
provided
that both Shareholders
and CDI Holders
(CON) on how to vote in advance
are able to attend
meetings.
of the applicable
5. SUBSTANTIAL
SHAREHOLDERS
AS AT 25 FEBRUARY 2018
BOAZ WACHTEL
Holding
Balance
% of Issued
Capital
7.87%
4,798,777
J P MORGAN NOMINEES
AUSTRALIA
LIMITED
3,820,209
7.55%
6. RESTRICTED
SECURITIES
SUBJECT TO ESCROW
The following
securities
are subject
to escrow:
Name
1
2
3
4
5
6
12 months
24 months
COi escrowed
COi escrowed
Unlisted
Options
Performance
Rights
Rights
Performance
Rights
Performance
$0.01 escrowed
24 months
Class A escrowed
Class B escrowed
Class C escrowed
24 months
24 months
24 months
Number
of
Escrow
Period
Securities
13,872,947
15,791,987
1,281,000
2,966,666
2,966,667
2,966,667
30/11/2018
30/11/2019
30/11/2022
30/11/2019
30/11/2019
30/11/2019
7. ON-MARKET
There is current
BUY BACK
no on-market
buyback
program
for any Roots listed
securities.
8. GROUP CASH AND ASSETS
In accordance
assets
and strategy.
with Listing
for the year ended 31 December
Rule 4.10.19,
the Company confirms
2017 in a way that is consistent
that it has been using the cash and
with its business objectives