Fertoz
Annual Report 2021

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ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 Fertoz limited | 1 CORPORATE DIRECTORY DIRECTORS Mr. Patrick Avery – Executive Chairman Mr. James Chisholm – Non-Executive Director Mr. Stuart Richardson – Non- Executive Director Mr. Justyn Stedwell – Non-Executive Director (Resigned on 14 February 2022) Mr. Greg West – Non-Executive Director (Appointed on 14 February 2022) COMPANY SECRETARY Mr. Justyn Stedwell (Resigned on 14 February 2022) Ms. Nova Taylor and Ms Rebecca Woodman (Appointed on 14 February 2022) REGISTERED OFFICE AND PRINCIPAL PLACE OF BUSINESS Level 5, 126 Phillip Street, Sydney NSW 2000 SHARE REGISTER Computershare Investor Services Pty Limited Yarra Falls, 452 Johnston St Abbotsford VIC 3067 AUDITOR BDO Audit Pty Ltd Level 10, 12 Creek Street Brisbane QLD 4000 Australia CANADIAN LAWYERS Ontario Lawyers Peterson Law Professional Corporation 390 Bay Street, Suite 806 Toronto, Ontario, Canada, M5H AUSTRALIAN LAWYERS Sierra Legal Pty Ltd. Level 5, 9 Sherwood Road Toowong QLD 4066 BANKERS Commonwealth Bank of Australia Ltd STOCK EXCHANGE Fertoz Limited shares are listed on the Australian Securities Exchange (ASX code: FTZ) WEBSITE www.fertoz.com 2 | Fertoz limited CONTENTS Corporate Directory Chairman’s Message Operations Review Auditor’s Independence Declaration Statement of Profit or Loss and Other Comprehensive Income Statement of Financial Position Statement of Changes in Equity Statement of Cash Flows Notes to the Financial Statements Directors’ Declaration Independent Auditor’s Report Shareholder information 2 4 6 26 28 29 30 31 32 53 54 58 Fertoz limited | 3 CHAIRMAN’S MESSAGE Dear Fellow Shareholder, I am pleased to present the 2021 Annual Report for Fertoz Limited (ASX: “and “Nutrient Vigour Plus” providing the 4 major nutrients in agricultural FTZ) and provide an overview of our achievements for the financial year. inputs, namely nitrogen, phosphate, potassium, and sulphur, all We made significant progress during 2021 in fertiliser sales, strategy certified organic. Further efforts we announced throughout 2021 added development, marketing reach, joint ventures and establishing the new partnerships and new distributorships, all setting the fertiliser group up division Fertoz Carbon. The Group remains focused on developing a for a strong 2022 year ahead. sustainable land management company with ESG leadership focused on developing two clearly defined business units: organic farm inputs and nature-based carbon credit generation from projects developed and managed by Fertoz Carbon. Fertoz Carbon started strongly with two drone seeded forestry trials completed in British Columbia, Canada and West Virginia, USA and the first “carbon-in-soil” protocols successfully registered in Canada. Mr Derek Squair, an experienced carbon expert and agronomist was Fertoz achieved record fertiliser sales in 2021 and established the Fertoz appointed head of Fertoz Carbon. Carbon division in May 2021. Fertoz Carbon announced the first partnerships in July 2021 to accelerate Fertiliser sales recorded in North America were at record levels including the development of this new growth opportunity. MOU’s were signed extracting 8,000 tonnes from our Fernie, BC (British Colombia, Canada) (which subsequently have developed into operating agreements) deposit, and the Montana and Mexico stockpiles adding valuable high- with Trimble Inc (NASDAQ: TRMB) to provide software and consulting quality ore to the sales mix. Solid sales volumes achieved in the Australia/ assistance to establish carbon protocols focused on carbon in annual Asian operation contributed to the result. The fertiliser division continues to expand, with the addition of two new sales personnel in the USA expanding the geographic reach of our sales team. We formed an exciting new partnership with Western Alfalfa row crops and soils. These protocols will utilise Trimble’s blockchain for secure reporting of all farm acres signed to a range of planned protocols designed to provide additional income to farmers and to improve soil health wherever the practices are adopted, ultimately globally. Milling Company (WAMCO) to develop and produce North America’s first The first protocol was announced in December 2021, a “no-till full spectrum organic approved NPKS fertiliser for use in regenerative and conservation protocol” allowing Canadian farmers to generate carbon sustainable agricultural applications. This is a North American first and credits through environmentally friendly no-till practices. Rollout across paves the way to boost sales with the branding labelled “Nutrient Vigour Canada commenced in late 2021 with acres being signed up in Q1 2022 and expanding. All nature-based carbon credits managed by Fertoz and generated under this protocol are tracked, measured, verified, and registered to the Canadian central registry and enter the voluntary market with Microsoft (NASDAQ: MSFT) the contracted buyer of these nature-based carbon credits managed by Fertoz Carbon. 4 | Fertoz limited Fertoz Carbon partnered with both Brightspot and DataPLP to provide Protocols in development include: consulting services in carbon sequestration programs. Brightspot, a leading Canadian consultancy, will work closely with Fertoz Carbon to develop projects through to verification stage, applying innovative solutions that in turn assist in mitigating climate change. DataPLP, a data services company, will provide valuable proprietary software used to evaluate satellite data across the agricultural and environmental space, generating valuable analytics for better project level decision making. As Fertoz enters 2022, we are witnessing a volatile start to the year in the agricultural sector in all the markets in which the Company operates. According to commodity consulting group CRU, prices for raw materials that constitute the conventional, synthetic fertilizer marketplace - ammonia, nitrogen, phosphates, potash, and sulphates - are all up approximately 30% since the start of 2022. Further to this, • Nitrous Oxide Reductions Program (NERP) with encouraged use of Fertoz organic, sustainable, low carbon nitrogen fertilizers. • Protocols that encourage the use of cover crops to mitigate the use of synthetic nitrogen fertilizer, reduce nitrous oxide emissions, and sequester and lock carbon into the soil. • Using rock phosphate to increase crop production, yield, and sequester carbon. • Replacing ammonium phosphate fertilizer with rock phosphate to encourage scope 3 carbon emissions reductions upstream at the manufacturing level. since the beginning of 2020, nitrogen fertiliser prices have increased up • Livestock methane emission reductions protocol through altered to fourfold, while phosphate and potash prices are up over threefold. cattle feed and supplementation The group’s research is discussed in more detail at this link: https://www.cnbc.com/2022/03/22/fertilizer-prices-are-at-record- highs-heres-what-that-means.html In the wake of Russia’s invasion of Ukraine, the world is experiencing price spikes dominated by energy, providing a supply shock to the synthetic fertiliser manufacturers resulting in surging fertiliser prices. Wheat and grain prices have both soared, feeding through the supply • Full cycle canola strategy that is developed through various connections among shareholders including canola producers, grain elevators/processors, food and feed suppliers, biodiesel manufacturers and cattle producers. Every aspect of Fertoz’s business is directed towards improving environmental outcomes and the sustainability of all markets in which chain to a material increase in the price of food to the consumer. we operate. Transport both in trucking and rail has been disrupted across North America, part impacted by COVID and part rising energy / diesel costs, I would like to thank shareholders for their support over 2021 and resulting in escalating transport costs and ongoing inefficiencies in the welcome new shareholders who participated in the $5.0 million transport supply chain. Fertoz is capitalising on the fact that North America is heavily reliant on the importing of phosphate rock from countries including Morocco, South America, Russia and Saudi Arabia. Fertoz supplies the North American farm sector from deposits and stockpiles located close to the farming customer and is beginning to display this competitive advantage, as sales in Q1 2022 are materially higher year-on-year. Management remains confident that these trends should see 2022 exceed the 2021 year with a record volume of fertiliser sales. The carbon division has already signed acres under the no-till protocol and as such Fertoz Carbon is developing a recurring income stream for the Group. The carbon team is working hard to bring additional protocols to market in 2022 and also commence commercial carbon forestry projects in 2022. capital raising conducted in July 2021, providing valuable expansion capital to the Group. As Fertoz expands its products and offerings and grows the employee headcount to drive the Company’s growth plans, management and the Board of Directors remain focused on delivering earnings growth and positive cash generation in FY2022 and beyond. Pat Avery Executive Chairman Fertoz Limited Fertoz limited | 5 OPERATIONS REVIEW COMPANY OVERVIEW GLOBAL TEMPERATURE & CARBON DIOXIDE Fertoz Limited (ASX: FTZ) is a sustainable land management company. Fertoz provides investors with exposure to growth in the organic food sector and a direct exposure to the carbon markets as an emerging project developer and manager of carbon projects globally. Management has focused on developing a significant organic farm inputs business and establishing a growing nature-based carbon credit portfolio from developed and managed carbon projects. C +1.1 (1.98 F) +0.9 +0.7 +0.5 +0.3 +0.1 -0.1 -0.3 TEMPERATURE CARBON DIOXIDE PPM 410 390 370 350 330 310 290 270 1880 2019 Global temperature anomalies averaged and adjusted to early industrial baseline (1881-1910) Global annual average carbon dioxide Source: https://assets.climatecentral.org/images/uploads/ gallery/2020Drawdown_TempCO2_en_title_lg.jpg A key factor driving Fertoz’s entry into global carbon markets and project development has been the setting of the “net zero” targets by 2050 by governments and companies worldwide. This is no longer the domain of scientists or environmental groups. In a bid to limit global warming governments, companies and investors are making commitments to reach these “net zero” targets staged by 2030 and zero by 2050. Fertoz is positioning its carbon division to develop and manage both farm based and reforestation carbon projects, generating valuable nature-based carbon credits. The Fertoz board believe that high quality credits will remain an important tool in decarbonisation efforts, compounding the favourable supply and demand dynamics of this emerging industry. ESG FOCUS Fertoz’s focus will develop well beyond just developing carbon credits. Fertoz carbon projects will improve livelihoods through better land management practices and traceable food supply chains, ultimately reducing or eliminating the use of chemicals in the farming sector. Reforestation will empower local villages and communities with employment opportunities and provide for funding streams (from carbon credit sales) and community infrastructure benefits. The reforestation projects will also have a strong focus on restoring biodiversity and animal life, improving soil erosion and improving water quality. FERTOZ LIMITED ORGANISATIONAL CHART ORGANIC FERTILIZER INPUTS FERTOZ CARBON SOLUTIONS Fertoz International (North America) Carbon in soil and plants Australia/Asia Livestock Emissions Reforestation Projects Carbon trading 6 | Fertoz limited Fertoz’s board and management continue to focus on the needs of key stakeholders, farmers, partner groups, the environment, local communities and our employees and shareholders. PLANET Formation of Fertoz Carbon to directly combat climate change Fertoz is partnering with farmers and landowners to fundamentally change agriculture and land management for the better. PROSPERITY Partnership approach ensures wealth distribution and personal opportunity Fertoz products improve soil health, increase plant growth and thus sequester more carbon in the soil and in the plant, whether that soil and those plants are on farms, in forests or grazing land for cattle GOVERNANCE Risk management, advisory board to be established PEOPLE Diversity, inclusion, pay equality, health, safety and training COMPETITIVE ADVANTAGES 1. Fertoz has secured the majority of high grade, low impurity rock phosphate deposits in North America and has had those deposits certified organic at all the key Federal and State Authorities. 2. The phosphate deposits/stockpiles contain significant tonnage to meet decades of anticipated supply and demand 3. Our facilities and contracted processing facilities throughout western North America are located close to a huge grower base 4. Fertoz’s 8+ years running multiple crop and soil trials gives us an important understanding and advantage to develop protocols for registration with carbon regulators focusing on plant and soil sequestration advantages utilising best practice regenerative and sustainable farming methods 5. Fertoz is rapidly advancing carbon program protocols, contracts with our partner Trimble, contracts with fertilizer dealers and growers that purchase our rock phosphate products. We have an inputs business and years of lab tests, soil tests, trials and actual production on farms – we can prove the benefits of using our products and we now offer additional services in carbon management, carbon credit generation and trading Our products increase plant growth and thus CO2 sequestration; our products can be blended with synthetic/conventional fertilizers to reduce overall CO2 emissions (1t of nitrous oxide from conventional nitrogen fertilizers is equivalent to 296t of CO2) Importantly, our products facilitate discussions in carbon emissions reduction – from sequestering more CO2 from plant growth, to reforesting unused areas on farms, to improving the efficiency of cattle production thus reducing methane emissions from herds (1t of methane is equivalent to 25t of CO2) Fertoz limited | 7 PROCESSING ORE IN BUTTE, MONTANA USA FERTILISER DIVISION North America Fertoz Limited (ASX: FTZ) is a sustainable land management company. Fertoz provides investors with exposure to growth in the organic food sector and a direct exposure to the carbon markets as an emerging project developer and manager of carbon projects globally. Management has focused on developing a significant organic farm inputs business and establishing a growing nature-based carbon credit portfolio from developed and managed carbon projects. Fertoz North America ended 2021 achieving record annual sales in line with the budgeted 10,000 tonnes, delivering year-on-year (YoY) growth in excess of 240% in tonnes sold in 2021. Sales revenue was a record $2.09 million. Included in the $2.09 million is $943,000 of sales income that has been offset against capitalised exploration and evaluation expenditure, as the sale of this product is part of the bulk sampling and evaluation phase for the tenements from which it was taken. This accounting treatment is in accordance with Australian accounting standards. Inventory mined and held over to the 2022 season was a record 16,000 tonnes, ensuring adequate fertilizer for Q1/Q2 2022. The granulator currently being installed at the Centennial site in Butte, Montana will commence granulation of rock phosphate for sale from May 2022 Fertoz continues to develop various product blends to suit different customer demands, soil conditions and regional applications. Fertoz now markets 15 blends in North America from various sized rock phosphate, granulated rock phosphate, finemesh powder for fertigation applications and the recently launched organic NPKS range of blends. Launching in 2022 will be a range of Humi (K) phosphate blends aimed at improving soil health, increasing soil microbiology and activity including increasing carbon in the soil. Fertoz has increased 2022 pricing across the range of blends by approximately 20%, recognising increased processing and transport costs and challenges in supply chain logistics. Fertoz is investigating more cost-effective solutions including rail to ease cost pressures on farmers. This will result in savings delivered to buyers and make Fertoz more widely available to large dealer networks and partner distributors for organic fertilisers. Fertoz will continue to expand its market share of organic acres in North America and increasingly push into regenerative and sustainable fertiliser solutions targeting conventional farming operations and offering a superior environmental solution to farmers substituting the use of chemically developed synthetic fertilisers. Australia and Asia Operations onwards. This facility will materially improve margins on granulated Fertoz’s operation in Australia and the Asia-Pacific is known as Fertoz sales moving forward. Agricultural Pty Ltd (FertAg). The Fernie mine located in British Columbia (BC), Canada received a The business finished 2021 with an EBIT of $45,000 for Australia / renewed bulk mining permit for 8,000 tonnes in 2021 and extracted Asia. This was down slightly against the budget of $56,000 but was still 7,000 tonnes under this permit for the year utilising contract mining a great result considering the ongoing COVID difficulties in shipping services. The Fernie ore was trucked and processed at McNally’s, Bow product from Vietnam. It was not possible to ship any product in the Island, BC Canada ready for on sale to customers. Fertoz anticipates December 2021 quarter due to lack of availability of shipping. All stock potentially doubling ore mined in 2022, driven by strong customer on hand was sold by the end of November 2021. Sales revenue for demand for phosphate. A pleasing aspect of the 2021 year was the breadth of customers the year was 75% of budget. The low revenue was offset by tight cost control and reduced use of support personnel. ordering phosphate (rock and granulated), achieving approximately The Philippines sales growth was severely restricted by COVID, which 40 separate customers and importantly increasing sales in the Southern caused sales to fall away significantly in the second half of the year. States of the USA. New sales personnel were appointed in 2021 expanding the marketing and sales reach of Fertoz North America. 8 | Fertoz limited CARBON DIVISION Fertoz will develop the following protocol suite and expand efforts in soil and plant CO2 sequestration and well as livestock methane The carbon division was established initially in May 2021 and has emissions: expanded rapidly, targeting two areas for multiple carbon project developments in the years ahead. AGRICULTURAL BASED SOLUTION FORESTRY / REFORESTATION SOLUTIONS • • • • Conservation Cropping, No-Till Nitrous Oxide Emissions Reductions (NERP) Rock Phosphate to Enhance Yield and Carbon Sequestration Rock Phosphate in Conventional Ag to Reduce Upstream Carbon Emissions from Ammonium Phosphate Fertilizer Manufacturing • Cover Crops to Increase Carbon Sequestration • Methane Emission Reductions in Livestock using Canola Meal in Feed Fertoz Carbon’s projects will produce nature-based credits with Fertoz Carbon developing and managing projects. The carbon credit The chart below, from AgFunder News, shows the share of carbon generation will primarily be focused on the Voluntary Carbon Market, credits issued by area of scope of project, noting that just 1.0% are with projects producing credits that are either: currently issued from agricultural projects. 1. Credits that reduce or avoid greenhouse gas (GHG) emissions (no- till and NERP farming/methane from livestock) 2. Removal credits that actively capture GHG emissions (reforestation/ afforestation) Research already highlights the success of removal credits (with forestry and renewables driving these removals of CO2), however, together with that approach, Fertoz Carbon sees a significant opportunity in reducing or avoiding GHG emissions (agricultural focused) by developing and having approved practical and measurable protocols that farmers and those in the agricultural industry can adapt and manage for the reduction and/or removal of GHG emissions from farm based activities. Source: https://agfundernews.com/carbon-credits-just-one-percent-from- agriculture Fertoz limited | 9 In December 2021, Fertoz Carbon together with its partner Trimble Inc (NASDAQ: TRMB), successfully registered a “no-till conservation cropping” protocol with the Canadian Registry. A shift from conventional farming to conservation cropping increases carbon sequestered in the soil. Fertoz Carbon expects first acres contracted and first carbon income in 1H 2022 under this protocol. Trimble Inc has contracted Microsoft Corporation to purchase all carbon credits under the “no-till” protocol program. Fertoz Carbon, together with Trimble Inc, is finalising for approval in Canada a Nitrous Oxide Emission Reduction protocol. This will focus on a new protocol that better manages nitrogen practices and applications on Canadian farms. The focus of the protocol is developing farm rules that result in more efficient use of nitrogen, less run off and leaching and therefore improved environmental impacts. The Company’s research indicates that utilising Fertoz-developed “NPKS Nutrient Vigour Plus” fertiliser offers the potential to enhance carbon credit availability under the protocol, and could materially improve the environmental impacts versus synthetic fertilisers. Fertoz Carbon is actively researching and developing further carbon protocols in house. Studies are underway using rock phosphate to lower Scope 3 emissions from fertiliser production. The manufacturing of rock phosphate omits materially less CO2 than those emissions generated from the production of chemical fertilisers. In October 2021, Fertoz Carbon engaged Strongfield Environmental to drone seed and fertilise (rock phosphate) two trial sites: BC Canada and West Virginia, USA. The trial was utilised to access the data on the effectiveness of drone seeding reforestation projects, determining initial seedling yields and potentially substantially lowering the cost of establishing reforestation projects in North America. Fertoz Carbon continues to access suitable land, partners, local villages and communities and project economics on carbon forestry projects targeting North America, South America, and Asia. Fertoz Carbon expects to announce the first commercial forestry projects in calendar 2022. SAFETY There were no lost time injuries or environmental incidents recorded during the 12 months ending 31 December 2021. OUTLOOK North America As we have demonstrated, Fertoz has worked to build a sustainability- based product supply company. The Company’s 2021 achievements indicate the growth, focus, execution and cash positive direction. While we are the top rock phos products provider in North America, we have added the Fertoz Carbon programs that look to deliver growth, acres, tonnes and carbon trading revenues. 2022 is well underway, but our focus is: 1. Capitalize on the disrupted global supply of phosphate and supply chains. We can offer quality products and blends at a far better price per pound of nutrient and freight. 2. Mining - Extract from our Wapiti mine. Supply eastern central BC and western, central Alberta. Extract from Fernie BC, and our leases in western Alberta, to supply southern AB and Saskatchewan, as well as the Pacific Northwest. Expand and extend our supply contract in Deerlodge, Montana. Our Monterrey, Mexico mine is expanding and we are requesting larger volumes. 3. Processing - Focusing on reducing costs and working in close coordination with our facilities in western AB, southern AB, Montana, Idaho, Utah and Mexico. 4. Transportation - as noted extensively above, supply chain disruptions, globally and in North America, will persist for several years. We will continue to expand our use of rail and ensure that we have a chain of contract processing facilities in our major sales regions. 5. Sales - In 2021, we picked up a number of new customers. Even in the first few months of 2022, we have added 5-10 new, large customers. All have noted that they are trying Fertoz products due to the high costs of conventional synthetic fertilizer, or non-competitive freight rates. We think this growth trend will continue. As we look at 1-2-3-year projections and sales, we plan to: • • • • • increase and develop our rock supplies improve processing locations and costs greatly expand our carbon programs, acres, tonnes, and revenues add staff to provide excellent coverage and customer service improve our accounting, supply chain and tracking systems to double and triple our current volumes 10 | Fertoz limited 10 | Fertoz limited 10 | Fertoz limited Australia/Asia 2022 has started strongly for Fertoz’s Australian based operations, with the product scheduled for 4th quarter of 2021 having arrived and been presold. CORPORATE Board appointment On 14th February 2022, the Company appointed Mr Greg West as a Non-Executive Director. Mr Justyn Stedwell tendered his resignation on Shipping and manufacturing costs have continued to rise and have been the same day. Mr James Chisholm tendered his resignation as a challenging for both Fertoz and farmers alike. Supply chain challenges Non-Executive Director on the 6th of April 2022. have also impacted product clearance, with Australia generally being hampered by biosecurity inspection delays. Product price rises have Cash The Company had $5.197 million in cash as of 31 December 2021 and nil loan balances owing. During the year 31 December 2021, the company raised $6,519,800 ( before costs ) in newly issued capital to provide working capital to fund anticipated growth. been implemented in January and May 2022 to recover the increased costs. Sales are expected to exceed 2022 budget figures but have been affected by extensive flooding in NSW and Queensland. Several opportunities in Australia and Asia are being investigated to generate carbon income through the sale of carbon dioxide equivalent tonnes. It is expected these will be generated from improvements in agriculture and planting trees. Cover cropping, no-till practices and reforestation can all increase the amount of carbon credits available to farmers. Production of Fertoz products is low carbon intensity, allowing farmers to secure more carbon credits for their crops. Fertoz products enhance growth leading to more sequestration of carbon. Fertoz limited | 11 Fertoz limited | 11 APPENDIX 1 - TENEMENTS TITLE NUMBER CLAIM NAME OWNERSHIP GOOD TO DATE STATUS AREA (HA) 851942 851948 851952 851958 941760 941761 941762 941763 941764 941769 955278 956829 982744 1011319 1015556 1015557 1015558 1015626 1015627 1018104 1018106 1018107 1018108 1018109 1020873 1023062 1023064 1023921 1023922 1023923 1024365 1024783 1024803 1024805 WK 1 WK 2 WK 3 WK 4 WK 5 WK 6 WK 7 WK 8 WK 9 WK 10 WK 11 WK 12 WK-ONE BARNES LAKE WAPITI NE WAPITI TWO WAPITI SOUTH MUNOK 1 BELCOURT 1 WAP S2 WAP S3 WAP S4 WAP S5 WAP S6 BARNES 2 CROWSNEST CROWS 2 RED DEER 1 RED DEER 2 RED DEER 3 MARTEN MUNOK 2 BELCOURT 2 BELCOURT 4 12 | Fertoz limited 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 2022/AUG/21 PROTECTED 450.83 2022/AUG/21 PROTECTED 451.02 2022/AUG/21 PROTECTED 375.66 2022/AUG/21 PROTECTED 451.20 2022/AUG/21 PROTECTED 450.83 2022/AUG/21 PROTECTED 469.87 2022/AUG/21 PROTECTED 432.07 2022/AUG/21 PROTECTED 413.49 2022/AUG/21 PROTECTED 432.53 2022/AUG/21 PROTECTED 451.36 2023/AUG/21 PROTECTED 470.31 2022/AUG/21 PROTECTED 37.56 2022/AUG/21 2024/MAY/19 GOOD GOOD 18.80 608.98 2022/AUG/21 PROTECTED 375.54 2022/AUG/21 PROTECTED 168.93 2022/AUG/21 PROTECTED 376.35 2022/AUG/21 PROTECTED 169.58 2022/AUG/21 PROTECTED 113.27 2022/AUG/21 PROTECTED 451.82 2022/AUG/21 PROTECTED 451.75 2022/AUG/21 PROTECTED 451.93 2022/AUG/21 PROTECTED 452.09 2022/AUG/21 PROTECTED 452.30 2023/APR/18 2025/AUG/29 2024/OCT/15 2022/AUG/21 2022/AUG/21 2022/AUG/21 2025/AUG/30 GOOD GOOD GOOD GOOD GOOD GOOD GOOD 629.88 1,450.89 38.67 150.22 206.34 150.13 754.32 2022/AUG/21 PROTECTED 603.05 2022/AUG/21 PROTECTED 301.76 2022/AUG/21 PROTECTED 339.78 TITLE NUMBER CLAIM NAME OWNERSHIP GOOD TO DATE STATUS AREA (HA) 1024806 1025533 1027037 1027038 1029417 1029489 1029979 1030777 1031107 1046619 1046685 1047502 1055454 1057281 1058774 1059393 1059412 1059422 1089147 1089275 1094162 BELCOURT 3 MARTEN 2 BELCOURT LINK WAP 11 MUNOK SOUTH 2 MARTEN NORTH SOUTH ROAD 2 MARTEN E BARNES LK 3 GRAVES LAKE 1 RAM 1 BARNES LK WEST BIGHORN SOUTHWEST GRAVES 2 SOUTH OF ALBERTA 1 BARNES 5 COAL MOUNTAIN 1 GRAVES 3 GRAVES 4 BIGHORN 20 CROWSNEST PAST - ALBERTA 9318030431 9318100162 TWP TWP 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 2022/AUG/21 PROTECTED 188.70 2023/AUG/28 GOOD 460.86 2022/AUG/21 PROTECTED 282.59 2022/AUG/21 GOOD 168.94 2022/AUG/21 PROTECTED 207.38 2022/AUG/21 PROTECTED 376.16 2023/AUG/29 GOOD 334.99 2022/AUG/21 PROTECTED 413.66 2023/AUG/29 2023/JAN/12 2022/OCT/14 2022/OCT/29 2023/JUL/09 2021/OCT/29 2022/OCT/22 2023/JUL/17 2023/JUL/18 2023/JUL/19 2023/JAN/20 2023/JAN/20 2023/MAR/29 GOOD GOOD GOOD GOOD GOOD 188.45 524.89 499.54 21.12 83.97 PROTECTED 211.28 GOOD GOOD GOOD GOOD GOOD GOOD GOOD 208.29 309.31 104.96 230.78 104.03 416.11 232.39 19,171.51 PROTECTED - Means that the tenements are protected from expiry by the Ministry of Mines until June 2023 Fertoz limited | 13 Year ended 31 December 2021 DIRECTORS’ REPORT Year ended 31 December 2021 DIRECTORS’ REPORT DIRECTORS REPORT The directors present their report, together with the audited financial statements, on the consolidated entity (referred to hereafter as the 'consolidated entity') consisting of Fertoz Limited (referred to hereafter as the 'company' or 'parent entity') and the entities it controlled at the end of, or during, the year ended 31 December 2021. There were no lost time, injuries or environmental incidents recorded during the year ended 31 December 2021. Directors The directors present their report, together with the audited financial statements, on the consolidated entity (referred to The following persons were directors of Fertoz Limited during the whole of the financial period and up to the date of this hereafter as the 'consolidated entity') consisting of Fertoz Limited (referred to hereafter as the 'company' or 'parent entity') and report, unless otherwise stated: the entities it controlled at the end of, or during, the year ended 31 December 2021. Review of operations (continued) Financials Mr. Patrick Avery Directors Mr. James Chisholm The following persons were directors of Fertoz Limited during the whole of the financial period and up to the date of this Mr. Stuart Richardson report, unless otherwise stated: Mr. Justyn Stedwell (Resigned on 14 February 2022) Mr. Greg West (Appointed on 14 February 2022) Mr. Patrick Avery Mr. James Chisholm Principal Activities Mr. Stuart Richardson The Company’s key objective is to become a leading supplier of rock phosphate organic fertilizers in North America and a Mr. Justyn Stedwell (Resigned on 14 February 2022) profitable marketer of organic fertilizer products in Australia and make sufficient profits to pay dividends to shareholders. The Mr. Greg West (Appointed on 14 February 2022) Company is also developing a carbon project business focussing on sustainable land management practices. Principal Activities Dividends The Company’s key objective is to become a leading supplier of rock phosphate organic fertilizers in North America and a profitable marketer of organic fertilizer products in Australia and make sufficient profits to pay dividends to shareholders. The There were no dividends paid, recommended or declared during the current period or previous year. Company is also developing a carbon project business focussing on sustainable land management practices. Review of operations Dividends Strategy There were no dividends paid, recommended or declared during the current period or previous year. Fertoz is a premium organic certified phosphate sales and development company which is advancing the Wapiti and Fernie area (BC and Alberta) phosphate deposits in Canada, blending and selling organically certified natural rock phosphate from contract Review of operations operations in the USA and distributing fused magnesium calcium phosphate in Australia, New Zealand and the Philippines. The Strategy Company holds and has access to rock phosphate in British Columbia, Alberta, Montana and Mexico, and the directors consider these provide a significant competitive advantage in today’s market, with quickly rising fertilizer prices due to geopolitical issues Fertoz is a premium organic certified phosphate sales and development company which is advancing the Wapiti and Fernie area surrounding Russia and Ukraine, increasing demand for organic foods, and a growing number of farmers looking to convert to (BC and Alberta) phosphate deposits in Canada, blending and selling organically certified natural rock phosphate from contract organic farming or supplement their existing operations with some organic fertilizers. operations in the USA and distributing fused magnesium calcium phosphate in Australia, New Zealand and the Philippines. The Company holds and has access to rock phosphate in British Columbia, Alberta, Montana and Mexico, and the directors consider Fertoz expanded its operations into carbon credit projects based on sustainable land management practices. This business these provide a significant competitive advantage in today’s market, with quickly rising fertilizer prices due to geopolitical issues opportunity is under development with interest in this service exceeding management’s expectations. Carbon credit pricing surrounding Russia and Ukraine, increasing demand for organic foods, and a growing number of farmers looking to convert to has increased well beyond management’s expectations over 2021 with numerous projects now being reviewed, and a number organic farming or supplement their existing operations with some organic fertilizers. of large greenhouse gas emitters looking for projects to sequester their carbon dioxide emissions. Fertoz expanded its operations into carbon credit projects based on sustainable land management practices. This business The Company focuses on servicing the organic farming market as well as conventional farmers in North America, Australia and opportunity is under development with interest in this service exceeding management’s expectations. Carbon credit pricing New Zealand looking for alternatives to standard, high leaching fertilisers through offering blended organic fertilizers and the has increased well beyond management’s expectations over 2021 with numerous projects now being reviewed, and a number potential to generate carbon credits through independently verified processes to generate carbon credits and thus increase of large greenhouse gas emitters looking for projects to sequester their carbon dioxide emissions. farm income. The Company focuses on servicing the organic farming market as well as conventional farmers in North America, Australia and The Company’s key objective is to become a growth-oriented, cash-flow generating agribusiness returning dividends to New Zealand looking for alternatives to standard, high leaching fertilisers through offering blended organic fertilizers and the shareholders by supplying organic fertilisers and carbon-based sustainable land management services to customers in North potential to generate carbon credits through independently verified processes to generate carbon credits and thus increase America, Australia, New Zealand and selected countries within South East Asia and Pacific who are looking for alternatives to farm income. standard, high leaching fertilisers. The Company’s key objective is to become a growth-oriented, cash-flow generating agribusiness returning dividends to shareholders by supplying organic fertilisers and carbon-based sustainable land management services to customers in North America, Australia, New Zealand and selected countries within South East Asia and Pacific who are looking for alternatives to standard, high leaching fertilisers. 14 | Fertoz limited Year ended 31 December 2021 DIRECTORS’ REPORT Board Changes appointed as director. Safety Subsequent to the year ended 31 December 2021, Mr. Justyn Stedwell resigned as director and Mr Greg West was The loss for the consolidated entity after providing for income tax amounted to $3,752,831 (2020: $1,535,715). Sales for the year ended 31 December 2021 were 10% higher than the previous year, up from $2,035,125 to $2,243,501. This does not include receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450, which are offset against the exploration and evaluation asset. It is a requirement of the accounting standards that revenue generated from activities associated with the evaluation of the company’s tenements is offset against capitalised exploration and evaluation costs. The Group also spent $831,555 (2020: $134,800) on exploration expenditure during the year. Available cash balance at year-end amounted to $5,196,848 (2020: $1,156,678). Significant changes in the state of affairs During the year ended 31 December 2021, the Group: (a) raised $6,519,800 through the issuance of 63,729,332 shares; (b) (c) issued 1,700,000 ordinary shares to key members of the staff under the Employee Share Plan; issued 3,850,000 ordinary shares to a director in lieu of directors fees; and (d) released 3,000,000 ordinary shares to the Executive Chairman on achievement of performance hurdles. (e) Issued 2,350,000 performance rights to the Executive Chairman and certain members of the staff, which are subject to achievement of operations targets. Other than disclosed in this report, in the opinion of the directors there were no significant changes in the state of affairs of the Company during the financial period under review. On 14 February 2022, the Company appointed Mr. Greg West as non-Executive Director. Mr Justyn Stedwell resigned from the Matters subsequent to the end of the financial year Board at the same date. Likely developments and expected results of operations The consolidated entity intends to continue its fertilizer development and production activities, to acquire further suitable fertilizer projects as opportunities arise, to expand further services in relation to carbon trading, and to implement the Company’s ESG policies to become at least carbon neutral. The consolidated entity is subject to environmental regulations under laws of British Columbia and Alberta, Canada where it either holds or has a right to explore on such tenements. During the financial period the consolidated entity’s activities Environmental regulation recorded no non-compliance issues. Corporate Governance The Company’s corporate governance statement and Appendix 4G can be found on the Company’s website at: https://www.fertoz.com/company/corporate-governance/ 2 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT Board Changes Subsequent to the year ended 31 December 2021, Mr. Justyn Stedwell resigned as director and Mr Greg West was appointed as director. Safety There were no lost time, injuries or environmental incidents recorded during the year ended 31 December 2021. Review of operations (continued) Financials The loss for the consolidated entity after providing for income tax amounted to $3,752,831 (2020: $1,535,715). Sales for the year ended 31 December 2021 were 10% higher than the previous year, up from $2,035,125 to $2,243,501. This does not include receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450, which are offset against the exploration and evaluation asset. It is a requirement of the accounting standards that revenue generated from activities associated with the evaluation of the company’s tenements is offset against capitalised exploration and evaluation costs. The Group also spent $831,555 (2020: $134,800) on exploration expenditure during the year. Available cash balance at year-end amounted to $5,196,848 (2020: $1,156,678). Significant changes in the state of affairs During the year ended 31 December 2021, the Group: issued 1,700,000 ordinary shares to key members of the staff under the Employee Share Plan; issued 3,850,000 ordinary shares to a director in lieu of directors fees; and (a) raised $6,519,800 through the issuance of 63,729,332 shares; (b) (c) (d) released 3,000,000 ordinary shares to the Executive Chairman on achievement of performance hurdles. (e) Issued 2,350,000 performance rights to the Executive Chairman and certain members of the staff, which are subject to achievement of operations targets. Other than disclosed in this report, in the opinion of the directors there were no significant changes in the state of affairs of the Company during the financial period under review. Matters subsequent to the end of the financial year On 14 February 2022, the Company appointed Mr. Greg West as non-Executive Director. Mr Justyn Stedwell resigned from the Board at the same date. Likely developments and expected results of operations The consolidated entity intends to continue its fertilizer development and production activities, to acquire further suitable fertilizer projects as opportunities arise, to expand further services in relation to carbon trading, and to implement the Company’s ESG policies to become at least carbon neutral. Environmental regulation The consolidated entity is subject to environmental regulations under laws of British Columbia and Alberta, Canada where it either holds or has a right to explore on such tenements. During the financial period the consolidated entity’s activities recorded no non-compliance issues. Corporate Governance The Company’s corporate governance statement and Appendix 4G can be found on the Company’s website at: https://www.fertoz.com/company/corporate-governance/ Fertoz limited | 15 2 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT INFORMATION ON DIRECTORS Mr. Patrick Avery, MBA Executive Chairman, Mr. Avery has over 30 years of experience working in the industries of fertilizer, mining, specialty chemicals, petroleum, and construction/project management. In the fertilizer industry, he worked for 11 years with JR Simplot, one of the largest privately held food and agribusiness companies in the USA, where he held senior positions across all key business units such as mining, manufacturing, supply chain, wholesale sales and energy management, managing over 1500 employees, three mines(two phosphate and one silica), five major manufacturing facilities, and several warehouse/distribution locations, making dozens of products from chemical fertilizers, to specialty chemicals for lawns, gardens, golf courses, industrial products, resins, and water treatment. Mr. Avery was also president of Intrepid Potash, where he led all aspects of mining, manufacturing, logistics and sales. Mr Avery has not been a director of any other listed company in the last three years. Interests in shares: Interests in options: Contractual rights to shares: Mr. James Chisholm, B.Eng, MBA Non-executive Director 6,408,164 None None Mr Chisholm is a qualified engineer, having worked in the engineering, mining, oil and gas sectors for the past 35 years. Mr. Chisholm has worked on numerous resource construction and maintenance projects around Australia, primarily covering coal, iron ore, and agricultural mining and processing. Mr. Chisholm co-founded The Chairmen1 Pty Ltd which sold its assets to Guildford Coal Ltd (ASX: TER); Ebony Iron Pty Ltd, which sold its assets to Strategic Minerals (AIM: SML); and hydrogen development company, Ebony Energy Ltd, which was recently acquired by Hexagon Energy Materials Ltd (ASX: HXG). Mr. Chisholm is experienced in start-up exploration and development companies. He was also a director of Atrum Coal Ltd until mid-2019 (ASX: ATU). Other than Atrum Coal Ltd., Mr. Chisholm has not been a director of a listed company for the last three years. Interests in shares: Interests in options: Contractual rights to shares: Mr. Stuart Richardson BBA, CPA Non-executive Director 13,202,726 None None Mr Richardson has extensive experience over 35 years in capital markets both on Australia and overseas in the field of investment banking and stockbroking. He is a founding director of Blackwood Capital Limited an Australian based investment bank operating in capital markets, advisory and funds, management in equities and private equity. Interests in shares: Interests in options: Contractual rights to shares: 13,620,000 None None 16 | Fertoz limited 3 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT INFORMATION ON DIRECTORS (CONTINUED) Mr. Justyn Stedwell Non-executive Director/Company Secretary Mr. Stedwell is a professional company secretary with over 11 years' experience as a Secretary of ASX listed companies in various industries, including mining and exploration, IT & telecommunications, biotechnology and agriculture. Mr. Stedwell’s qualifications include a Bachelor of Commerce (Economics and Management) from Monash University, a Graduate Diploma of Accounting at Deakin University and a Graduate Diploma in Applied Corporate Governance at the Governance Institute of Australia. He is currently Company Secretary at several ASX-listed companies, including Atrum Coal Ltd (ASX:ATU), Lifespot Health Ltd (ASX: LSH); Cirralto Ltd (ASX:CRO), Imugene Ltd (ASX:IMU), Rectifier Technologies Ltd (ASX:RFT), Golden Mile Resources Ltd (ASX:G88), UltraCharge Ltd (ASX:UTR), WONHE Multimedia Commerce Ltd (ASX:WMC) and Broo Ltd (ASX:BEE). Interests in shares: Interests in options: Contractual rights to shares: 750,000 None None Mr. Stedwell resigned as director and corporate secretary of the Company on 14 February 2022. Mr. Greg West Non-executive Director (appointed 14 February 2022) Mr. Greg West is a Chartered Accountant and an experienced ASX Non-Executive director with a background in the education sector, investment banking and financial services. Mr. West was appointed as a Non-Executive Director of ASX listed IDP Education in 2006, now a top 100 ASX company. Greg is on the Council of the University of Wollongong and a Director of UOWGE Limited, a business arm of the University of Wollongong with universities in Dubai, Hong Kong and Malaysia. Greg is also a Director and Chair of Education Australia Limited, an investment company owned by the Australian universities. Previously, Mr. West was Chief Executive Officer of a dual listed ASX biotech company. He has worked at Price Waterhouse and has held senior finance executive roles in investment banking with Bankers Trust, Deutsche Bank, NZI and other financial institutions. Greg is a Director of the St James Foundation Limited. Interests in shares: Interests in options: Contractual rights to shares: MEETINGS OF DIRECTORS Nil None Under the terms of Mr. West’s appointment, his compensation for the first 12 months of his services as Director, will be paid by the issue of and allotment of 250,000 shares in the Company, subject to Shareholders’ approval. The number of meetings of the company's Board of Directors ('the Board') held during the year ended 31 December 2021, and the number of meetings attended by each director were: Year ended 31 December 2021 Board of Directors Number eligible to attend* 4 4 4 4 Number attended 4 3 4 1 Mr. Patrick Avery Mr. James Chisholm Mr. Stuart Richardson Mr. Justyn Stewell1 *Represents the number of meetings held during the time the director held office 1 Resigned on 14 February 2022 The Board of the Company undertakes the responsibilities of both the Nomination and Remuneration Committee and the Audit and Risk Committee. Fertoz limited | 17 4 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (AUDITED) The remuneration report details the key management personnel remuneration arrangements for the consolidated entity, in accordance with the requirements of the Corporations Act 2001 and its Regulations. Key management personnel are those persons having authority and responsibility for planning, directing and controlling the activities of the entity, directly or indirectly, including all directors. The remuneration report is set out under the following main headings: ● ● ● ● ● Principles used to determine the nature and amount of remuneration Details of remuneration Service agreements Share-based compensation Additional disclosures relating to key management personnel PRINCIPLES USED TO DETERMINE THE NATURE AND AMOUNT OF REMUNERATION The objective of the consolidated entity's executive reward framework is to ensure reward for performance is competitive and appropriate for the results delivered. The framework aligns executive reward with the achievement of strategic objectives and the creation of value for shareholders and conforms to the market best practice for the delivery of reward. The Board of Directors (“the Board”) ensures that executive reward satisfies the following key criteria for good reward governance practices: ● ● ● ● competitiveness and reasonableness acceptability to shareholders performance linkage / alignment of executive compensation transparency The Board undertakes the responsibilities of the Nomination and Remuneration Committee and is responsible for determining and reviewing remuneration arrangements for its directors and executives. The performance of the consolidated entity depends on the quality of its directors and executives. The remuneration philosophy is to attract, motivate and retain high performance and high-quality personnel. The Board has structured an executive remuneration framework that is market competitive and complementary to the reward strategy of the consolidated entity. ● ● The framework seeks to align performance to shareholders' interests by: having economic profit as a core component of plan design focusing on sustained growth in shareholder wealth as well as focusing the executive on key non-financial drivers of value attracting and retaining high calibre executives ● and aligns the program participants' interests by: rewarding capability and experience reflecting competitive reward for contribution to growth in shareholder wealth providing a clear structure for earning rewards ● ● ● In accordance with best practice corporate governance, the structure of non-executive directors and executive remunerations are separate. Non-executive directors’ remuneration Fees and payments to non-executive directors reflect the demands and responsibilities of their role. Non-executive directors' fees and payments are reviewed annually by the Board. The Board may, from time to time, receive advice from independent remuneration consultants to ensure non-executive directors' fees and payments are appropriate and in line with the market. Non-executive directors receive share options to ensure alignment with the Boards responsibility of creating shareholder wealth. The remuneration for the non-executive directors has been set at $36,000 per annum. ASX listing rules require the aggregate non-executive director’s remuneration be determined periodically by a general meeting. The most recent determination was at the Annual General Meeting held on 29 May 2012, where the shareholders approved an aggregate remuneration of $250,000 per annum. 18 | Fertoz limited 5 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) Executive remuneration The consolidated entity aims to reward executives with a level and mix of remuneration based on their position and responsibility, which has both fixed and variable components. The executive remuneration and reward framework has four components: ● base pay and non-monetary benefits ● short-term performance incentives ● share-based payments ● other remuneration such as superannuation and long service leave payable to eligible employees The combination of these comprises the executive's total remuneration. Fixed remuneration, consisting of base salary and non-monetary benefits, are reviewed annually by the Board, based on individual and business unit performance, the overall performance of the consolidated entity and comparable market remunerations. Executives may receive their fixed remuneration in the form of cash or other fringe benefits (for example motor vehicle benefits) where it does not create any additional costs to the consolidated entity and provides additional value to the executive. The consolidated entity does not have short-term incentives ('STI') at this time The company may issue options to provide an incentive for key management personnel which, it is believed, is in line with industry standards and practice and is also believed to align the interests of key management personnel with those of the company’s shareholders. Consolidated entity performance and link to remuneration The consolidated entity’s remuneration framework is designed to attract, retain and motivate those people who can drive Fertoz’ culture and deliver its business strategy and supports alignment to long term overall company performance and creation of shareholder value. Remuneration packages are structured that rewards meeting individual, business unit and the entity’s targets and objectives, including maximising returns for shareholders. The link between remuneration, company performance and shareholder wealth generation is tenuous, particularly in the exploration and development stage of a minerals company. Share prices are subject to the influence of international phosphate prices and market sentiment towards the sector and increases or decreases may occur independently of executive performance or remuneration. The earnings of the consolidated entity for the year ended 30 June 2018, six months ended 31 December 2018 and years ended 31 December 2019, 2020 and 2021 are summarised below: Sales revenue EBITDA EBIT (Loss) after income tax 20213 $ 2,243,5014 (3,733,438) (3,752,831) (3,752,831) 20203 $ 2,035,125 (1,525,380) (1,535,715) (1,535,715) 20193 $ 1,326,264 (1,793,485) (1,808,232) (1,808,232) 20182 $ 1,458,596 (1,246,690) (1,246,690) (1,246,690) 20181 $ 1,486,285 (1,432,712) (1,432,712) (1,432,712) 1Year ended 30 June 2Six months ended 31 December 3 Year ended 31 December 4 This does not include receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450. Fertoz limited | 19 6 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) The factors that are considered to affect total shareholders return ('TSR') are summarised below: Share price at financial year end ($) Total dividends declared (cents per share) Basic earnings per share (cents per share) 1Year ended 30 June 2Six months ended 31 December 3 Year ended 31 December 20213 $ 0.25 - (1.03) 20203 $ 0.05 - 20193 $ 0.08 - (1.01) (1.41) 20182 $ 0.20 - (1.05) 20181 $ 0.175 - (1.5) Use of remuneration consultants The consolidated entity did not engage remuneration consultants during the year ended 31 December 2021. Voting and comments made at the company's 2021 Annual General Meeting ('AGM') At the 2021 AGM, the remuneration report for the year ended 31 December 2020 was adopted. The company did not receive any specific feedback at the AGM regarding its remuneration practices. Details of remuneration Amounts of remuneration Details of the remuneration of Key Management Personnel (“KMP”) of the consolidated entity for the year ended 31 December 2021 are set out in the following tables. The key management personnel of the consolidated entity consisted of the following directors of Fertoz Limited: • Mr. Patrick Avery – Executive Chairman • Mr. James Chisholm – Non-Executive Director • Mr. Stuart Richardson – Non-Executive Director • Mr. Justyn Stedwell – Non-Executive Director For the year ended 31 December 2021 Short Term Benefits Post Employment Share Based Payments Director Salary and fees $ Superannuati on $ Options $ Shares $ Total $ Fixed (%) Patrick Avery 2,3 (Executive Chairman) James Chisholm2 Stuart Richardson2 Justyn Stedwell1, 2 Total 216,855 - - 4,545 221,400 - - - - - 64,1054 - - - 64,105 920,000 230,000 230,000 195,500 1,575,500 1,200,960 230,000 230,000 200,045 1,861,005 37% 100% 100% 100% 58% 1 See resignation date as per above 2 Remuneration in shares includes 1,000,000 shares issued at $0.23 3Remuneration in shares includes 3,000,000 performance shares issued when the market price was $0.23 4Amount is with respect to previously issued performance shares, which have expired unissued. Proportion of remuneration performance related LTI (%) 63% - - - 42% Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) For the year ended 31 December 2020 Short Term Post Share Based Payments Benefits Employment Proportion of remuneration performance related Director Salary and Superannuati Options Shares $ $ Total $ Fixed (%) LTI (%) fees $ on $ (Executive Chairman) 241,161 142,936 9,000 12,000 12,000 - 27,000 301,161 - - - - - - - - - - - - 142,936 - - - - - - - 384,097 9,000 12,000 12,000 63% 100% 100% 100% - - 27,000 435,097 100% 100% 37% - - - - - 33% 1 See resignation and appointment dates as per above 2 Since his appointment as Director on 20 November 2020, Mr. Stedwell received $5,500 through an entity controlled by him as his capacity as 3During the year, capital raising fees of $20,000 were paid to a company controlled by Mr. Richardson. Patrick Avery Adrian Byass1 James Chisholm Stuart Richardson3 Justyn Stedwell1,2 Ronald Wilkinson1 Total Corporate Secretary. Service agreements Remuneration and other terms of employment for key executive management personnel are formalised in service agreements. Details of these agreements are as follows: Name: Title: Patrick Avery Executive Chairman Agreement commenced: 1 June 2021 Term of agreement: 3 years Details: From 1 June 2021 through to 31 December 2021, Mr Avery’s fees amount to $15,000 per month and will increase to $16,000 per month thereafter. If Mr Patrick Avery is required to provide services to the Company on more than 17 days during any month (based on an 8-hour day), a related entity of Mr Patrick Avery is entitled to receive additional fees of up to US$750 for each additional day. Although the shareholders approved an increase in the salary to US$240,000, at Mr Avery’s request the salary was reduced to US$12,500 per month from 1 January to 31 July 2021. Mr. Avery is entitled to 3,000,000 fully paid shares subject to the following conditions: • 1,000,000 Shares vest if the Company’s share price exceeds 10c for 10 consecutive days • 1,000,000 Shares vest if the Company’s share price exceeds 15c for 10 consecutive days • 1,000,000 Shares vest if the Company’s share price exceeds 20c for 10 consecutive days any time up to 1 June 2024; any time up to 1 June 2024; and any time up to 1 June 2024 At 31 December 2021, the above 3,000,000 performance shares have vested and 3,000,000 ordinary shares have been issued, after the Shareholders’ approval on 23 July 2021. The fair value of the performance shares are determined based on the market price of the company’s shares at the issuance date of $0.23. . 20 | Fertoz limited 7 | P a g e 8 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) For the year ended 31 December 2020 Short Term Benefits Post Employment Share Based Payments Director Patrick Avery (Executive Chairman) Adrian Byass1 James Chisholm Stuart Richardson3 Justyn Stedwell1,2 Ronald Wilkinson1 Total Salary and fees $ Superannuati on $ Options $ Shares $ Total $ Fixed (%) 241,161 9,000 12,000 12,000 - 27,000 301,161 - - - - - - - 142,936 - - - - - 142,936 - - - - - - - 384,097 9,000 12,000 12,000 - 27,000 435,097 63% 100% 100% 100% - 100% 100% Proportion of remuneration performance related LTI (%) 37% - - - - 33% - 1 See resignation and appointment dates as per above 2 Since his appointment as Director on 20 November 2020, Mr. Stedwell received $5,500 through an entity controlled by him as his capacity as Corporate Secretary. 3During the year, capital raising fees of $20,000 were paid to a company controlled by Mr. Richardson. Service agreements Remuneration and other terms of employment for key executive management personnel are formalised in service agreements. Details of these agreements are as follows: Name: Title: Agreement commenced: Term of agreement: Details: Patrick Avery Executive Chairman 1 June 2021 3 years From 1 June 2021 through to 31 December 2021, Mr Avery’s fees amount to $15,000 per month and will increase to $16,000 per month thereafter. If Mr Patrick Avery is required to provide services to the Company on more than 17 days during any month (based on an 8-hour day), a related entity of Mr Patrick Avery is entitled to receive additional fees of up to US$750 for each additional day. Although the shareholders approved an increase in the salary to US$240,000, at Mr Avery’s request the salary was reduced to US$12,500 per month from 1 January to 31 July 2021. Mr. Avery is entitled to 3,000,000 fully paid shares subject to the following conditions: • 1,000,000 Shares vest if the Company’s share price exceeds 10c for 10 consecutive days any time up to 1 June 2024; • 1,000,000 Shares vest if the Company’s share price exceeds 15c for 10 consecutive days any time up to 1 June 2024; and • 1,000,000 Shares vest if the Company’s share price exceeds 20c for 10 consecutive days any time up to 1 June 2024 At 31 December 2021, the above 3,000,000 performance shares have vested and 3,000,000 ordinary shares have been issued, after the Shareholders’ approval on 23 July 2021. The fair value of the performance shares are determined based on the market price of the company’s shares at the issuance date of $0.23. . Fertoz limited | 21 8 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) Service agreements (continued) Additional Shares and bonus payments are noted below: a) US$50,000 cash bonus paid once the Company reaches a minimum of $1m EBIT as shown in audited annual accounts before 1 June 2024; b) US$100,000 bonus paid once the Company reaches a minimum of $3m EBIT as shown in audited annual accounts before 1 June 2024; c) US$200,000 cash bonus paid once the Company reaches a minimum of $5m EBIT as shown in audited annual accounts before 1 June 2024; d) 250,000 Shares on the achievement of 10,000ha of reforested or rehabilitated land managed in a carbon project by Fertoz Carbon before 1 June 2024; e) 250,000 Shares on the achievement of the sale of $500,000 of Carbon Credits in a project managed by Fertoz Carbon before 1 June 2024; Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) Additional disclosures relating to key management personnel Performance rights The number of performance rights held during the financial year by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Balance at the Converted to Balance at the start of the year Additions ordinary shares Expired* end of the year 4,000,000 3,750,000 (3,000,000) (4,000,000) 750,000 - - - - - - - - - - - - - - - 4,000,000 3,750,000 (3,000,000) (4,000,000) 750,000 * Performance rights were forfeited as performance hurdles were not met Performance rights Patrick Avery James Chisholm Stuart Richardson Justyn Stedwell Option holding No options over ordinary shares in the company were held during the financial year by any director and other members of key f) 250,000 Shares on the achievement of 60,000t of fertilizer sales in any one year before 1 June 2024 management personnel of the consolidated entity, including their personally related parties. At 31 December 2021, no cash bonus was paid or any of the above shares issued and no provision has been made for the cash bonus. The potential shares that may be issued have been recognised as part of the share based payment expense. Other transactions with key management personnel and their related parties There were no other transactions with key management personnel or their related parties. During the year ended 31 December 2021, 4,000,000 performance shares previously issued expired unvested. ******This concludes the remuneration report, which has been audited.****** Key management personnel have no additional entitlement to termination payments in the event of removal for misconduct. Shares under option Share based compensation Options No option over ordinary shares was granted to and vested by directors and other key management personnel as part of compensation during the year ended 31 December 2021. Shareholding The number of shares in the company held during the year ended 31 December 2021 by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Ordinary shares Patrick Avery James Chisholm Stuart Richardson Justyn Stedwell Balance at the start of the year Received as part of remuneration Additions Disposals/ other Balance at the end of the year 2,107,143 10,235,564 9,559,460 350,000 22,252,167 4,000,000 1,000,000 1,000,000 850,000 6,850,000 301,021 1,967,162 3,060,540 50,000 5,378,723 - - - - - 6,408,164 13,202,726 13,620,000 1,250,000 34,480,890 Fertoz issued 750,000 performance rights to a director and 1,600,000 performance rights to consultants during the year. If the performance conditions are satisfied, ordinary shares will be issue to the participants for nil consideration. There were no options granted to officers who are among the five highest remunerated officers of the company and the group, but are not key management persons. During the year ended 31 December 2021, the group issued 5,000,000 options, exercisable at a price of $0.20 before 23 August 2024 with respect to capital raising. No person entitled to exercise the options had or has any right by virtue of the option to participate in any share issue of the Fertoz Ltd. issued 63,729,332 ordinary shares pursuant to two entitlement issuances at $0.05 and $0.15, 1,700,000 ordinary shares to employees under the Employee Share Plan and 6,850,000 shares as directors fees during the year ended 31 company or of any other body corporate. Shares issued December 2021 and up to the date of this report. Indemnity and insurance of officers The company has indemnified the directors and executives of the company for costs incurred, in their capacity as a director or executive, for which they may be held personally liable, except where there is a lack of good faith. During the year ended 31 December 2021, the company paid a premium in respect of a contract to insure the directors and executives of the company against a liability to the extent permitted by the Corporations Act 2001. The contract of insurance prohibits disclosure of the nature of the liability and the amount of the premium. Indemnity and insurance of auditor The company has not, during or since the end of the financial period, indemnified or agreed to indemnify the auditor of the company or any related entity against a liability incurred by the auditor. During the financial period, the company has not paid a premium in respect of a contract to insure the auditor of the company or any related entity. 22 | Fertoz limited 9 | P a g e 10 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) Service agreements (continued) Additional Shares and bonus payments are noted below: a) US$50,000 cash bonus paid once the Company reaches a minimum of $1m EBIT as shown in audited b) US$100,000 bonus paid once the Company reaches a minimum of $3m EBIT as shown in audited annual accounts before 1 June 2024; annual accounts before 1 June 2024; annual accounts before 1 June 2024; c) US$200,000 cash bonus paid once the Company reaches a minimum of $5m EBIT as shown in audited d) 250,000 Shares on the achievement of 10,000ha of reforested or rehabilitated land managed in a carbon project by Fertoz Carbon before 1 June 2024; e) 250,000 Shares on the achievement of the sale of $500,000 of Carbon Credits in a project managed by Fertoz Carbon before 1 June 2024; f) 250,000 Shares on the achievement of 60,000t of fertilizer sales in any one year before 1 June 2024 Year ended 31 December 2021 DIRECTORS’ REPORT REMUNERATION REPORT (audited) (continued) Additional disclosures relating to key management personnel Performance rights The number of performance rights held during the financial year by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Performance rights Patrick Avery James Chisholm Stuart Richardson Justyn Stedwell Balance at the start of the year 4,000,000 - - - 4,000,000 Converted to Additions 3,750,000 - - - 3,750,000 ordinary shares (3,000,000) - - - (3,000,000) Expired* (4,000,000) - - - (4,000,000) Balance at the end of the year 750,000 - - - 750,000 * Performance rights were forfeited as performance hurdles were not met Option holding No options over ordinary shares in the company were held during the financial year by any director and other members of key management personnel of the consolidated entity, including their personally related parties. At 31 December 2021, no cash bonus was paid or any of the above shares issued and no provision has been made for the cash bonus. The potential shares that may be issued have been recognised as part of the share based payment expense. Other transactions with key management personnel and their related parties There were no other transactions with key management personnel or their related parties. During the year ended 31 December 2021, 4,000,000 performance shares previously issued expired unvested. ******This concludes the remuneration report, which has been audited.****** Key management personnel have no additional entitlement to termination payments in the event of removal for misconduct. Shares under option Share based compensation Options Shareholding No option over ordinary shares was granted to and vested by directors and other key management personnel as part of compensation during the year ended 31 December 2021. The number of shares in the company held during the year ended 31 December 2021 by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Ordinary shares Patrick Avery James Chisholm Stuart Richardson Justyn Stedwell Balance at the Received as part Balance at the start of the year of remuneration Additions Disposals/ other end of the year 2,107,143 10,235,564 9,559,460 350,000 22,252,167 4,000,000 1,000,000 1,000,000 850,000 6,850,000 301,021 1,967,162 3,060,540 50,000 5,378,723 - - - - - 6,408,164 13,202,726 13,620,000 1,250,000 34,480,890 Fertoz issued 750,000 performance rights to a director and 1,600,000 performance rights to consultants during the year. If the performance conditions are satisfied, ordinary shares will be issue to the participants for nil consideration. There were no options granted to officers who are among the five highest remunerated officers of the company and the group, but are not key management persons. During the year ended 31 December 2021, the group issued 5,000,000 options, exercisable at a price of $0.20 before 23 August 2024 with respect to capital raising. No person entitled to exercise the options had or has any right by virtue of the option to participate in any share issue of the company or of any other body corporate. Shares issued Fertoz Ltd. issued 63,729,332 ordinary shares pursuant to two entitlement issuances at $0.05 and $0.15, 1,700,000 ordinary shares to employees under the Employee Share Plan and 6,850,000 shares as directors fees during the year ended 31 December 2021 and up to the date of this report. Indemnity and insurance of officers The company has indemnified the directors and executives of the company for costs incurred, in their capacity as a director or executive, for which they may be held personally liable, except where there is a lack of good faith. During the year ended 31 December 2021, the company paid a premium in respect of a contract to insure the directors and executives of the company against a liability to the extent permitted by the Corporations Act 2001. The contract of insurance prohibits disclosure of the nature of the liability and the amount of the premium. Indemnity and insurance of auditor The company has not, during or since the end of the financial period, indemnified or agreed to indemnify the auditor of the company or any related entity against a liability incurred by the auditor. During the financial period, the company has not paid a premium in respect of a contract to insure the auditor of the company or any related entity. 9 | P a g e Fertoz limited | 23 10 | P a g e Year ended 31 December 2021 DIRECTORS’ REPORT Proceedings on behalf of the company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the company, or to intervene in any proceedings to which the company is a party for the purpose of taking responsibility on behalf of the company for all or part of those proceedings. Non-audit services Amounts paid or payable to BDO Services Pty Ltd, a related company of the auditor, for non-audit services provided during the year ended 31 December 2021 by the auditor related to preparation of the tax return and taxation advice of $8,100 (2020: $9,457). The directors are satisfied that the provision of non-audit services during the financial year, by the auditor (or by another person or firm on the auditor's behalf), is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The directors are of the opinion that the services as disclosed in note 20 to the financial statements do not compromise the external auditor's independence requirements of the Corporations Act 2001 for the following reasons: ● all non-audit services have been reviewed and approved to ensure that they do not impact the integrity and objectivity of the auditor; and ● none of the services undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants issued by the Accounting Professional and Ethical Standards Board, including reviewing or auditing the auditor's own work, acting in a management or decision-making capacity for the company, acting as advocate for the company or jointly sharing economic risks and rewards. Officers of the company who are former partners of BDO Audit Pty Ltd There are no officers of the company who are former partners of BDO Audit Pty Ltd. Year ended 31 December 2021 DIRECTORS’ REPORT Auditor's independence declaration following page. Auditor On behalf of the directors ________________________________ Patrick Avery 31 March 2022 A copy of the auditor's independence declaration as required under section 307C of the Corporations Act 2001 is set out on the BDO Audit Pty Ltd continues in office in accordance with section 327 of the Corporations Act 2001. This report is made in accordance with a resolution of directors, pursuant to section 298(2)(a) of the Corporations Act 2001. 24 | Fertoz limited 11 | P a g e 12 | P a g e Fertoz Limited Year ended 31 December 2021 Year ended 31 December 2021 DIRECTORS’ REPORT DIRECTORS’ REPORT Auditor's independence declaration Auditor's independence declaration A copy of the auditor's independence declaration as required under section 307C of the Corporations Act 2001 is A copy of the auditor's independence declaration as required under section 307C of the Corporations Act 2001 is set out on the set out on the following page. following page. Auditor Auditor BDO Audit Pty Ltd continues in office in accordance with section 327 of the Corporations Act 2001. BDO Audit Pty Ltd continues in office in accordance with section 327 of the Corporations Act 2001. This report is made in accordance with a resolution of directors, pursuant to section 298(2)(a) of the Corporations Act 2001. This report is made in accordance with a resolution of directors, pursuant to section 298(2)(a) of the Corporations Act 2001. On behalf of the directors On behalf of the directors ________________________________ Patrick Avery ______________ __________________ ____________________ _____________________________________________________________________ ________________________________ atrick Avery Patrick Avery 31 March 2022 31 March 2022 12 | P a g e Fertoz limited | 25 12 | P a g e 31 December 2021 AUDITORS’ INDEPENDENCE DECLARATION Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au AUDITOR’S INDEPENDENCE DECLARATION Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia DECLARATION OF INDEPENDENCE BY ANTHONY WHYTE TO THE DIRECTORS OF FERTOZ LIMITED Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Consolidated statement of profit or loss and other comprehensive income For the year ended 31 December 2021 Contents Consolidated statement of profit or loss and other comprehensive income Consolidated statement of financial position Consolidated statement of changes in equity Consolidated statement of cash flows Notes to the financial statements Directors' declaration Independent auditor's report to the members of Fertoz Limited Shareholder information General information 15 16 17 18 19 40 41 42 As lead auditor of Fertoz Limited for the year ended 31 December 2021, I declare that, to the best of my knowledge and belief, there have been: The financial statements cover Fertoz Limited as a consolidated entity consisting of Fertoz Limited and the entities it controlled at the end of, or during, the period. The financial statements are presented in Australian dollars, which is Fertoz Limited's 1. No contraventions of the auditor independence requirements of the Corporations Act 2001 in functional and presentation currency. relation to the audit; and 2. No contraventions of any applicable code of professional conduct in relation to the audit. DECLARATION OF INDEPENDENCE BY ANTHONY WHYTE TO THE DIRECTORS OF FERTOZ LIMITED Fertoz Limited is a listed public company limited by shares, incorporated and domiciled in Australia. Its registered office and principal place of business are: This declaration is in respect of Fertoz Limited and the entities it controlled during the period. Registered office and principal place of business As lead auditor of Fertoz Limited for the year ended 31 December 2021, I declare that, to the best of my knowledge and belief, there have been: Suite 103, Level 1, 2 Queen Street Melbourne, VIC 3000 1. No contraventions of the auditor independence requirements of the Corporations Act 2001 in relation to the audit; and Anthony Whyte Director 2. No contraventions of any applicable code of professional conduct in relation to the audit. This declaration is in respect of Fertoz Limited and the entities it controlled during the period. BDO Audit Pty Ltd Brisbane 31 March 2022 Anthony Whyte Director BDO Audit Pty Ltd Brisbane 31 March 2022 BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. 13 | P a g e 26 | Fertoz limited 13 | P a g e 14 | P a g e BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. 13 | P a g e A description of the nature of the consolidated entity's operations and its principal activities are included in the directors' report, which is not part of the financial statements. The financial statements were authorised for issue, in accordance with a resolution of directors, on 31 March 2022. The directors have the power to amend and reissue the financial statements. Consolidated statement of profit or loss and other comprehensive income For the year ended 31 December 2021 Contents Consolidated statement of profit or loss and other comprehensive income Consolidated statement of financial position Consolidated statement of changes in equity Consolidated statement of cash flows Notes to the financial statements Directors' declaration Independent auditor's report to the members of Fertoz Limited Shareholder information General information 15 16 17 18 19 40 41 42 The financial statements cover Fertoz Limited as a consolidated entity consisting of Fertoz Limited and the entities it controlled at the end of, or during, the period. The financial statements are presented in Australian dollars, which is Fertoz Limited's functional and presentation currency. Fertoz Limited is a listed public company limited by shares, incorporated and domiciled in Australia. Its registered office and principal place of business are: Registered office and principal place of business Suite 103, Level 1, 2 Queen Street Melbourne, VIC 3000 A description of the nature of the consolidated entity's operations and its principal activities are included in the directors' report, which is not part of the financial statements. The financial statements were authorised for issue, in accordance with a resolution of directors, on 31 March 2022. The directors have the power to amend and reissue the financial statements. Fertoz limited | 27 14 | P a g e Consolidated statement of profit or loss and other comprehensive income For the year ended 31 December 2021 Consolidated statement of financial position As at 31 December 2021 Note 4 2 8b 5 4 14 6 Revenue from contracts with customers Cost of goods sold Other Income Expenses Audit & accounting Consultant fees & employee compensation Depreciation & amortisation Directors fees (non-executive) Executive chairman compensation Insurance Investor relations Legal Listing fees and share registry Marketing & selling Office rent Provision for impairment of inventory Share based payment Other expenses Total expenses Finance Interest income Finance costs Lease interest Foreign exchange loss/(gain) Loss before income tax expense Income tax expense Loss after income tax expense for the year Other comprehensive income Items that may be reclassified subsequently to profit or loss Foreign currency translation gain/(loss) Other comprehensive income for the year, net of tax Year ended 31 December 2021 $ 2,243,501 (1,703,820) 539,681 12,898 161,253 314,097 19,393 4,545 216,855 25,174 25,600 9,137 133,380 919,860 11,466 - 2,394,505 58,720 4,293,985 (373) 4,502 926 6,370 11,425 Year ended 31 December 2020 $ 2,035,125 (1,534,843) 500,282 70,021 169,046 182,067 10,335 60,000 241,161 74,312 44,100 - 73,859 623,327 13,421 344,052 205,666 63,602 2,104,948 (589) 6,003 - (4,344) 1,070 (3,752,831) (1,535,715) - - (3,752,831) (1,535,715) 418,541 418,541 (540,682) (540,682) Total comprehensive income for the year (3,334,290) (2,076,397) Loss per share for loss attributable to the owners of Fertoz Limited Basic loss per share (cents) Diluted loss per share (cents) 27 27 (1.94) (1.94) (1.01) (1.01) The above consolidated statement of profit or loss and other comprehensive income should be read in conjunction with the accompanying notes Assets Current assets Cash and cash equivalents Trade and other receivables Inventories Other current assets Total current assets Non-current assets Exploration and evaluation assets Property, plant and equipment Right-of-use assets Environmental Bonds Total non-current assets Total assets Current liabilities Trade and other payables Lease liability Total current liabilities Non-current liabilities Lease liability Total non-current liabilities Total liabilities Net assets Equity Issued capital Share based payment reserve Translation reserve Accumulated losses Total equity Note 2021 2020 $ $ 7 8a 8b 9 10 11 14 12 13 14 14 15 5,196,846 753,138 395,523 91,360 6,436,867 5,958,789 492,522 141,639 325,410 6,918,360 745,528 51,915 797,443 64,361 64,361 1,156,678 255,183 221,032 89,407 1,722,300 5,536,663 67,121 - 304,604 5,908,388 394,465 394,465 - - - 13,355,227 7,630,688 861,804 394,465 12,493,423 7,236,223 29,099,284 3,161,110 277,541 (20,044,512) 12,493,423 21,532,474 2,136,430 (141,000) (16,291,681) 7,236,223 28 | Fertoz limited 15 | P a g e 16 | P a g e The above consolidated statement of financial position should be read in conjunction with the accompanying notes Consolidated statement of financial position As at 31 December 2021 Assets Current assets Cash and cash equivalents Trade and other receivables Inventories Other current assets Total current assets Non-current assets Exploration and evaluation assets Property, plant and equipment Right-of-use assets Environmental Bonds Total non-current assets Total assets Current liabilities Trade and other payables Lease liability Total current liabilities Non-current liabilities Lease liability Total non-current liabilities Total liabilities Net assets Equity Issued capital Share based payment reserve Translation reserve Accumulated losses Total equity Note 2021 2020 $ $ 7 8a 8b 9 10 11 14 12 13 14 14 15 5,196,846 753,138 395,523 91,360 6,436,867 5,958,789 492,522 141,639 325,410 6,918,360 1,156,678 255,183 221,032 89,407 1,722,300 5,536,663 67,121 - 304,604 5,908,388 13,355,227 7,630,688 745,528 51,915 797,443 64,361 64,361 394,465 - 394,465 - - 861,804 394,465 12,493,423 7,236,223 29,099,284 3,161,110 277,541 (20,044,512) 12,493,423 21,532,474 2,136,430 (141,000) (16,291,681) 7,236,223 The above consolidated statement of financial position should be read in conjunction with the accompanying notes Fertoz limited | 29 16 | P a g e Consolidated statement of changes in equity For the year ended 31 December 2021 Consolidated statement of changes in equity For the year ended 31 December 2021 Consolidated statement of cashflows For the year ended 31 December 2021 Issued capital Issued capital Accumulated losses Accumulated losses Share Based Share Based Payment Payment Reserve Reserve Translation Translation Reserve Reserve Total equity Total equity $ $ $ $ $ $ $ $ $ $ Balance at 1 January 2021 Balance at 1 January 2021 21,532,474 21,532,474 (16,291,681) (16,291,681) 2,136,430 2,136,430 (141,000) (141,000) 7,236,223 7,236,223 Loss after income tax Loss after income tax expense for the period expense for the period Other comprehensive income for the period Other comprehensive income for the period Total comprehensive Total comprehensive profit/(loss) for the period profit/(loss) for the period Transaction with owners in Transaction with owners in their capacity as owners: their capacity as owners: Shares issued (Note 15) Shares issued (Note 15) Shares issuance costs (Note 15) Shares issuance costs (Note 15) Share-based payments (Note 28) Share-based payments (Note 28) - - (3,752,831) (3,752,831) - - - - (3,752,831) (3,752,831) Net cash inflow / (outflow) from operating activities (1,661,343) (965,900) - - - - - - 418,541 418,541 418,541 418,541 - - (3,752,831) (3,752,831) - - 418,541 418,541 (3,334,290) (3,334,290) 8,715,800 8,715,800 (1,148,990) (1,148,990) - - - - - - - - - - - - 1,024,680 1,024,680 - - - - - - 8,715,800 8,715,800 (1,148,990) (1,148,990) 1,024,680 1,024,680 At 31 December 2021 At 31 December 2021 29,099,284 29,099,284 (20,044,512) (20,044,512) 3,161,110 3,161,110 277,541 277,541 12,493,423 12,493,423 Balance at 1 January 2020 Balance at 1 January 2020 19,606,629 19,606,629 (14,755,966) (14,755,966) 1,993,494 1,993,494 399,682 399,682 7,243,839 7,243,839 Loss after income tax Loss after income tax expense for the period expense for the period Other comprehensive income for the period Other comprehensive income for the period Total comprehensive profit/(loss) for the period Total comprehensive profit/(loss) for the period Transaction with owners in Transaction with owners in their capacity as owners: their capacity as owners: Shares issued Shares issued Shares issuance costs Shares issuance costs Share-based payments Share-based payments - - (1,535,715) (1,535,715) - - - - (1,535,715) (1,535,715) - - - - - - (540,682) (540,682) (540,682) (540,682) investing activities. 1 Receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450 is shown under - - (1,535,715) (1,535,715) - - (540,682) (540,682) (2,076,397) (2,076,397) 2,062,730 2,062,730 (136,885) (136,885) - - - - - - - - - - - - 142,936 142,936 - - - - - - 2,062,730 2,062,730 (136,885) (136,885) 142,936 142,936 At 31 December 2020 At 31 December 2020 21,532,474 21,532,474 (16,291,681) (16,291,681) 2,136,430 2,136,430 (141,000) (141,000) 7,236,223 7,236,223 The above consolidated statement of changes in equity should be read in conjunction with the accompanying notes The above consolidated statement of changes in equity should be read in conjunction with the accompanying notes Cash flows from operating activities Receipts from customers 1 Payments to suppliers and employees Interest received Cash flows from investing activities Payments for property, plant and equipment Payments for exploration and evaluation assets Receipts from sales of material from Fernie Net cash inflow / (outflow) from investing activities Cash flows from financing activities Proceeds from issue of shares Payments for equity raising costs Lease principal repayments Net cash inflow / (outflow) from financing activities Net increase/(decrease) in cash and cash equivalents Cash and cash equivalents at the beginning of the financial period Effects of exchange rate changes on cash and cash equivalents Cash and cash equivalents at the end of the financial period 4 26 4 15 15 14 7 Note 2021 $ 2020 $ 2,342,669 (4,004,012) - - 2,001,145 (2,967,417) 372 (456,497) (988,418) 943,450 (501,465) 6,519,800 (322,815) - - (10,383) 6,186,602 4,023,794 1,156,678 16,374 5,196,846 - (134,800) (134,800) 2,000,000 (136,886) - 1,863,114 762,414 452,138 (47,874) 1,156,678 30 | Fertoz limited 17 | P a g e 17 | P a g e 18 | P a g e The above consolidated statement of cashflows should be read in conjunction with the accompanying note Consolidated statement of cashflows Consolidated statement of cashflows Consolidated statement of cashflows For the year ended 31 December 2021 For the year ended 31 December 2021 For the year ended 31 December 2021 Cash flows from operating activities Cash flows from operating activities Cash flows from operating activities Receipts from customers 1 Receipts from customers 1 Receipts from customers 1 Payments to suppliers and employees Payments to suppliers and employees Payments to suppliers and employees Interest received Interest received Interest received Note Note Note 4 4 4 2021 2021 2021 $ $ $ 2020 2020 2020 $ $ $ 2,342,669 2,342,669 2,342,669 (4,004,012) (4,004,012) (4,004,012) - - - - - - 2,001,145 2,001,145 2,001,145 (2,967,417) (2,967,417) (2,967,417) 372 372 372 Net cash inflow / (outflow) from operating activities Net cash inflow / (outflow) from operating activities Net cash inflow / (outflow) from operating activities 26 26 26 (1,661,343) (1,661,343) (1,661,343) (965,900) (965,900) (965,900) Cash flows from investing activities Cash flows from investing activities Cash flows from investing activities Payments for property, plant and equipment Payments for property, plant and equipment Payments for property, plant and equipment Payments for exploration and evaluation assets Payments for exploration and evaluation assets Payments for exploration and evaluation assets Receipts from sales of material from Fernie Receipts from sales of material from Fernie Receipts from sales of material from Fernie Net cash inflow / (outflow) from investing activities Net cash inflow / (outflow) from investing activities Net cash inflow / (outflow) from investing activities Cash flows from financing activities Cash flows from financing activities Cash flows from financing activities Proceeds from issue of shares Proceeds from issue of shares Proceeds from issue of shares Payments for equity raising costs Payments for equity raising costs Payments for equity raising costs Lease principal repayments Lease principal repayments Lease principal repayments Net cash inflow / (outflow) from financing activities Net cash inflow / (outflow) from financing activities Net cash inflow / (outflow) from financing activities 4 4 4 15 15 15 15 15 15 14 14 14 Net increase/(decrease) in cash and cash equivalents Net increase/(decrease) in cash and cash equivalents Net increase/(decrease) in cash and cash equivalents Cash and cash equivalents at the beginning of the financial period Cash and cash equivalents at the beginning of the financial period Cash and cash equivalents at the beginning of the financial period Effects of exchange rate changes on cash and cash equivalents Effects of exchange rate changes on cash and cash equivalents Effects of exchange rate changes on cash and cash equivalents Cash and cash equivalents at the end of the financial period Cash and cash equivalents at the end of the financial period Cash and cash equivalents at the end of the financial period 7 7 7 (456,497) (456,497) (456,497) (988,418) (988,418) (988,418) 943,450 943,450 943,450 (501,465) (501,465) (501,465) - - - - - - 6,519,800 6,519,800 6,519,800 (322,815) (322,815) (322,815) (10,383) (10,383) (10,383) 6,186,602 6,186,602 6,186,602 4,023,794 4,023,794 4,023,794 1,156,678 1,156,678 1,156,678 16,374 16,374 16,374 5,196,846 5,196,846 5,196,846 - - - (134,800) (134,800) (134,800) (134,800) (134,800) (134,800) 2,000,000 2,000,000 2,000,000 (136,886) (136,886) (136,886) - - - 1,863,114 1,863,114 1,863,114 762,414 762,414 762,414 452,138 452,138 452,138 (47,874) (47,874) (47,874) 1,156,678 1,156,678 1,156,678 1 Receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450 is shown under 1 Receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450 is shown under 1 Receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450 is shown under investing activities. investing activities. investing activities. The above consolidated statement of cashflows should be read in conjunction with the accompanying note The above consolidated statement of cashflows should be read in conjunction with the accompanying note The above consolidated statement of cashflows should be read in conjunction with the accompanying note Fertoz limited | 31 18 | P a g e 18 | P a g e 18 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies Note 1. Significant accounting policies Corporate Information Corporate Information The financial report of Fertoz Limited for the year ended 31 December 2021 was approved by the board on 31 March 2022. The financial report of Fertoz Limited for the year ended 31 December 2021 was approved by the board on 31 March 2022. Fertoz Limited (the Company) is a public company limited by shares incorporated and domiciled in Australia. The Company’s Fertoz Limited (the Company) is a public company limited by shares incorporated and domiciled in Australia. The Company’s registered office is located at Suite 103, Level 1, 2 Queen Street, Melbourne, VIC 3000. registered office is located at Suite 103, Level 1, 2 Queen Street, Melbourne, VIC 3000. Basis of preparation Basis of preparation These general-purpose financial statements have been prepared in accordance with Australian Accounting Standards and These general-purpose financial statements have been prepared in accordance with Australian Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (‘AASB’) and the Corporations Act 2001, as appropriate Interpretations issued by the Australian Accounting Standards Board (‘AASB’) and the Corporations Act 2001, as appropriate for for-profit oriented entities. These financial statements also comply with International Financial Reporting Standards as for for-profit oriented entities. These financial statements also comply with International Financial Reporting Standards as issued by the International Accounting Standards Board (‘IASB’). The Company is a for-profit entity for financial reporting issued by the International Accounting Standards Board (‘IASB’). The Company is a for-profit entity for financial reporting purposes under Australian Accounting Standards. purposes under Australian Accounting Standards. The separate financial statements of the parent entity, Fertoz Ltd., have not been presented within this financial report as permitted by the Corporations Act 2001. The separate financial statements of the parent entity, Fertoz Ltd., have not been presented within this financial report as permitted by the Corporations Act 2001. Historical cost convention Historical cost convention The financial statements have been prepared under the historical cost convention. The financial statements have been prepared under the historical cost convention. Critical accounting estimates Critical accounting estimates The preparation of the financial statements requires the use of certain critical accounting estimates. It also requires The preparation of the financial statements requires the use of certain critical accounting estimates. It also requires management to exercise its judgement in the process of applying the consolidated entity’s accounting policies. The areas management to exercise its judgement in the process of applying the consolidated entity’s accounting policies. The areas involving a higher degree of judgement or complexity, or areas where assumptions and estimates are significant to the involving a higher degree of judgement or complexity, or areas where assumptions and estimates are significant to the financial statements are disclosed in note 2. financial statements are disclosed in note 2. Parent entity information Parent entity information In accordance with the Corporations Act 2001, these financial statements present the results of the consolidated entity only. Supplementary information about the parent entity is disclosed in note 24. In accordance with the Corporations Act 2001, these financial statements present the results of the consolidated entity only. Supplementary information about the parent entity is disclosed in note 24. The principal accounting policies adopted in the preparation of the financial statements are set out below. These policies have been consistently applied to all the years presented, unless otherwise stated. The principal accounting policies adopted in the preparation of the financial statements are set out below. These policies have been consistently applied to all the years presented, unless otherwise stated. Principles of consolidation Principles of consolidation The consolidated financial statements incorporate the assets and liabilities of all subsidiaries of Fertoz Limited (‘company’ or The consolidated financial statements incorporate the assets and liabilities of all subsidiaries of Fertoz Limited (‘company’ or ‘parent entity’) as at 31 December 2021 and the results of all subsidiaries for the year then ended. Fertoz Limited and its ‘parent entity’) as at 31 December 2021 and the results of all subsidiaries for the year then ended. Fertoz Limited and its subsidiaries together are referred to in these financial statements as the ‘consolidated entity’ or the ‘group’. subsidiaries together are referred to in these financial statements as the ‘consolidated entity’ or the ‘group’. Subsidiaries are all those entities over which the consolidated entity has control. The consolidated entity controls an entity Subsidiaries are all those entities over which the consolidated entity has control. The consolidated entity controls an entity when the consolidated entity is exposed to, or has rights to, variable returns from its involvement with the entity and has the when the consolidated entity is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power to direct the activities of the entity. Subsidiaries are fully consolidated from ability to affect those returns through its power to direct the activities of the entity. Subsidiaries are fully consolidated from the date on which control is transferred to the consolidated entity. They are de-consolidated from the date that control the date on which control is transferred to the consolidated entity. They are de-consolidated from the date that control ceases. ceases. Intercompany transactions, balances and unrealised gains on transactions between entities in the consolidated entity are Intercompany transactions, balances and unrealised gains on transactions between entities in the consolidated entity are eliminated. Unrealised losses are also eliminated unless the transaction provides evidence of the impairment of the asset eliminated. Unrealised losses are also eliminated unless the transaction provides evidence of the impairment of the asset transferred. Accounting policies of subsidiaries have been changed where necessary to ensure consistency with the policies transferred. Accounting policies of subsidiaries have been changed where necessary to ensure consistency with the policies adopted by the consolidated entity. adopted by the consolidated entity. The acquisition of subsidiaries is accounted for using the acquisition method of accounting. A change in ownership interest, The acquisition of subsidiaries is accounted for using the acquisition method of accounting. A change in ownership interest, without the loss of control, is accounted for as an equity transaction, where the difference between the consideration without the loss of control, is accounted for as an equity transaction, where the difference between the consideration transferred and the book value of the share of the non-controlling interest acquired is recognised directly in equity transferred and the book value of the share of the non-controlling interest acquired is recognised directly in equity attributable to the parent. attributable to the parent. Non-controlling interest in the results and equity of subsidiaries are shown separately in the statement of profit or loss and Non-controlling interest in the results and equity of subsidiaries are shown separately in the statement of profit or loss and other comprehensive income, statement of financial position and statement of changes in equity of the consolidated entity. other comprehensive income, statement of financial position and statement of changes in equity of the consolidated entity. Losses incurred by the consolidated entity are attributed to the non-controlling interest in full, even if that results in a deficit Losses incurred by the consolidated entity are attributed to the non-controlling interest in full, even if that results in a deficit balance. balance. Where the consolidated entity loses control over a subsidiary, it derecognises the assets including goodwill, liabilities and Where the consolidated entity loses control over a subsidiary, it derecognises the assets including goodwill, liabilities and non-controlling interest in the subsidiary together with any cumulative translation differences recognised in equity. The non-controlling interest in the subsidiary together with any cumulative translation differences recognised in equity. The consolidated entity recognises the fair value of the consideration received and the fair value of any investment retained consolidated entity recognises the fair value of the consideration received and the fair value of any investment retained together with any gain or loss in profit or loss. together with any gain or loss in profit or loss. 32 | Fertoz limited Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Operating segments Operating segments Operating segments are presented using the ‘management approach’, where the information presented is on the same basis Operating segments are presented using the ‘management approach’, where the information presented is on the same basis as the internal reports provided to the Chief Operating Decision Makers (“CODM”). The CODM is responsible for the allocation as the internal reports provided to the Chief Operating Decision Makers (“CODM”). The CODM is responsible for the allocation of resources to operating segments and assessing their performance. of resources to operating segments and assessing their performance. The financial statements are presented in Australian dollars, which is Fertoz Limited’s functional and presentation currency. The financial statements are presented in Australian dollars, which is Fertoz Limited’s functional and presentation currency. Foreign currency transactions are translated into Australian dollars using the exchange rates prevailing at the dates of the Foreign currency transactions are translated into Australian dollars using the exchange rates prevailing at the dates of the transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation at transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation at financial year-end exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in profit financial year-end exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in profit Foreign currency translation Foreign currency translation Foreign currency transactions Foreign currency transactions or loss. or loss. Foreign operations Foreign operations The assets and liabilities of foreign operations are translated into Australian dollars using the exchange rates at the reporting The assets and liabilities of foreign operations are translated into Australian dollars using the exchange rates at the reporting date. The revenues and expenses of foreign operations are translated into Australian dollars using the average exchange rates, date. The revenues and expenses of foreign operations are translated into Australian dollars using the average exchange rates, which approximate the rates at the dates of the transactions, for the period. All resulting foreign exchange differences are which approximate the rates at the dates of the transactions, for the period. All resulting foreign exchange differences are recognised in other comprehensive income through the foreign currency reserve in equity. recognised in other comprehensive income through the foreign currency reserve in equity. The foreign currency reserve is reclassified through profit or loss when the foreign operation or net investment is disposed of. The foreign currency reserve is reclassified through profit or loss when the foreign operation or net investment is disposed of. Income tax Income tax The income tax expense or benefit for the period is the tax payable on that period’s taxable income based on the applicable The income tax expense or benefit for the period is the tax payable on that period’s taxable income based on the applicable income tax rate for each jurisdiction, adjusted by the changes in deferred tax assets and liabilities attributable to temporary income tax rate for each jurisdiction, adjusted by the changes in deferred tax assets and liabilities attributable to temporary differences, unused tax losses and the adjustment recognised for prior periods, where applicable. differences, unused tax losses and the adjustment recognised for prior periods, where applicable. Deferred tax assets and liabilities are recognised for temporary differences at the tax rates expected to be applied when the Deferred tax assets and liabilities are recognised for temporary differences at the tax rates expected to be applied when the assets are recovered or liabilities are settled, based on those tax rates that are enacted or substantively enacted, except for: assets are recovered or liabilities are settled, based on those tax rates that are enacted or substantively enacted, except for: ● When the deferred income tax asset or liability arises from the initial recognition of goodwill or an asset or liability in a ● When the deferred income tax asset or liability arises from the initial recognition of goodwill or an asset or liability in a transaction that is not a business combination and that, at the time of the transaction, affects neither the accounting nor transaction that is not a business combination and that, at the time of the transaction, affects neither the accounting nor ● When the taxable temporary difference is associated with interests in subsidiaries, associates or joint ventures, and the ● When the taxable temporary difference is associated with interests in subsidiaries, associates or joint ventures, and the timing of the reversal can be controlled and it is probable that the temporary difference will not reverse in the foreseeable timing of the reversal can be controlled and it is probable that the temporary difference will not reverse in the foreseeable taxable profits; or taxable profits; or future. future. Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. taxable amounts will be available to utilise those temporary differences and losses. The carrying amount of recognised and unrecognised deferred tax assets are reviewed at each reporting date. Deferred tax The carrying amount of recognised and unrecognised deferred tax assets are reviewed at each reporting date. Deferred tax assets recognised are reduced to the extent that it is no longer probable that future taxable profits will be available for the assets recognised are reduced to the extent that it is no longer probable that future taxable profits will be available for the carrying amount to be recovered. Previously unrecognised deferred tax assets are recognised to the extent that it is probable carrying amount to be recovered. Previously unrecognised deferred tax assets are recognised to the extent that it is probable that there are future taxable profits available to recover the asset. that there are future taxable profits available to recover the asset. Deferred tax assets and liabilities are offset only where there is a legally enforceable right to offset current tax assets against Deferred tax assets and liabilities are offset only where there is a legally enforceable right to offset current tax assets against current tax liabilities and deferred tax assets against deferred tax liabilities; and they relate to the same taxable authority on current tax liabilities and deferred tax assets against deferred tax liabilities; and they relate to the same taxable authority on either the same taxable entity or different taxable entities which intend to settle simultaneously. either the same taxable entity or different taxable entities which intend to settle simultaneously. Current and non-current classification Current and non-current classification Assets and liabilities are presented in the statement of financial position based on current and non-current classification. Assets and liabilities are presented in the statement of financial position based on current and non-current classification. An asset is classified as current when: it is either expected to be realised or intended to be sold or consumed in normal An asset is classified as current when: it is either expected to be realised or intended to be sold or consumed in normal operating cycle; it is held primarily for the purpose of trading; it is expected to be realised within 12 months after the reporting operating cycle; it is held primarily for the purpose of trading; it is expected to be realised within 12 months after the reporting period; or the asset is cash or cash equivalent unless restricted from being exchanged or used to settle a liability for at least 12 period; or the asset is cash or cash equivalent unless restricted from being exchanged or used to settle a liability for at least 12 months after the reporting period. All other assets are classified as non-current. months after the reporting period. All other assets are classified as non-current. A liability is classified as current when: it is either expected to be settled in normal operating cycle; it is held primarily for the A liability is classified as current when: it is either expected to be settled in normal operating cycle; it is held primarily for the purpose of trading; it is due to be settled within 12 months after the reporting period; or there is no unconditional right to purpose of trading; it is due to be settled within 12 months after the reporting period; or there is no unconditional right to defer the settlement of the liability for at least 12 months after the reporting period. All other liabilities are classified as non- defer the settlement of the liability for at least 12 months after the reporting period. All other liabilities are classified as non- current. current. Deferred tax assets and liabilities are always classified as non-current. Deferred tax assets and liabilities are always classified as non-current. 19 | P a g e 19 | P a g e 20 | P a g e 20 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Operating segments Operating segments Operating segments are presented using the ‘management approach’, where the information presented is on the same basis Operating segments are presented using the ‘management approach’, where the information presented is on the same basis as the internal reports provided to the Chief Operating Decision Makers (“CODM”). The CODM is responsible for the allocation as the internal reports provided to the Chief Operating Decision Makers (“CODM”). The CODM is responsible for the allocation of resources to operating segments and assessing their performance. of resources to operating segments and assessing their performance. Foreign currency translation The financial statements are presented in Australian dollars, which is Fertoz Limited’s functional and presentation currency. Foreign currency translation The financial statements are presented in Australian dollars, which is Fertoz Limited’s functional and presentation currency. Foreign currency transactions Foreign currency transactions Foreign currency transactions are translated into Australian dollars using the exchange rates prevailing at the dates of the Foreign currency transactions are translated into Australian dollars using the exchange rates prevailing at the dates of the transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation at transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation at financial year-end exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in profit financial year-end exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in profit or loss. or loss. Foreign operations Foreign operations The assets and liabilities of foreign operations are translated into Australian dollars using the exchange rates at the reporting The assets and liabilities of foreign operations are translated into Australian dollars using the exchange rates at the reporting date. The revenues and expenses of foreign operations are translated into Australian dollars using the average exchange rates, date. The revenues and expenses of foreign operations are translated into Australian dollars using the average exchange rates, which approximate the rates at the dates of the transactions, for the period. All resulting foreign exchange differences are which approximate the rates at the dates of the transactions, for the period. All resulting foreign exchange differences are recognised in other comprehensive income through the foreign currency reserve in equity. recognised in other comprehensive income through the foreign currency reserve in equity. The foreign currency reserve is reclassified through profit or loss when the foreign operation or net investment is disposed of. The foreign currency reserve is reclassified through profit or loss when the foreign operation or net investment is disposed of. Income tax The income tax expense or benefit for the period is the tax payable on that period’s taxable income based on the applicable income tax rate for each jurisdiction, adjusted by the changes in deferred tax assets and liabilities attributable to temporary differences, unused tax losses and the adjustment recognised for prior periods, where applicable. Income tax The income tax expense or benefit for the period is the tax payable on that period’s taxable income based on the applicable income tax rate for each jurisdiction, adjusted by the changes in deferred tax assets and liabilities attributable to temporary differences, unused tax losses and the adjustment recognised for prior periods, where applicable. Deferred tax assets and liabilities are recognised for temporary differences at the tax rates expected to be applied when the Deferred tax assets and liabilities are recognised for temporary differences at the tax rates expected to be applied when the assets are recovered or liabilities are settled, based on those tax rates that are enacted or substantively enacted, except for: assets are recovered or liabilities are settled, based on those tax rates that are enacted or substantively enacted, except for: ● When the deferred income tax asset or liability arises from the initial recognition of goodwill or an asset or liability in a ● When the deferred income tax asset or liability arises from the initial recognition of goodwill or an asset or liability in a transaction that is not a business combination and that, at the time of the transaction, affects neither the accounting nor taxable profits; or transaction that is not a business combination and that, at the time of the transaction, affects neither the accounting nor taxable profits; or ● When the taxable temporary difference is associated with interests in subsidiaries, associates or joint ventures, and the ● When the taxable temporary difference is associated with interests in subsidiaries, associates or joint ventures, and the timing of the reversal can be controlled and it is probable that the temporary difference will not reverse in the foreseeable future. timing of the reversal can be controlled and it is probable that the temporary difference will not reverse in the foreseeable future. Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. The carrying amount of recognised and unrecognised deferred tax assets are reviewed at each reporting date. Deferred tax The carrying amount of recognised and unrecognised deferred tax assets are reviewed at each reporting date. Deferred tax assets recognised are reduced to the extent that it is no longer probable that future taxable profits will be available for the assets recognised are reduced to the extent that it is no longer probable that future taxable profits will be available for the carrying amount to be recovered. Previously unrecognised deferred tax assets are recognised to the extent that it is probable carrying amount to be recovered. Previously unrecognised deferred tax assets are recognised to the extent that it is probable that there are future taxable profits available to recover the asset. that there are future taxable profits available to recover the asset. Deferred tax assets and liabilities are offset only where there is a legally enforceable right to offset current tax assets against current tax liabilities and deferred tax assets against deferred tax liabilities; and they relate to the same taxable authority on either the same taxable entity or different taxable entities which intend to settle simultaneously. Deferred tax assets and liabilities are offset only where there is a legally enforceable right to offset current tax assets against current tax liabilities and deferred tax assets against deferred tax liabilities; and they relate to the same taxable authority on either the same taxable entity or different taxable entities which intend to settle simultaneously. Current and non-current classification Assets and liabilities are presented in the statement of financial position based on current and non-current classification. Current and non-current classification Assets and liabilities are presented in the statement of financial position based on current and non-current classification. An asset is classified as current when: it is either expected to be realised or intended to be sold or consumed in normal An asset is classified as current when: it is either expected to be realised or intended to be sold or consumed in normal operating cycle; it is held primarily for the purpose of trading; it is expected to be realised within 12 months after the reporting operating cycle; it is held primarily for the purpose of trading; it is expected to be realised within 12 months after the reporting period; or the asset is cash or cash equivalent unless restricted from being exchanged or used to settle a liability for at least 12 period; or the asset is cash or cash equivalent unless restricted from being exchanged or used to settle a liability for at least 12 months after the reporting period. All other assets are classified as non-current. months after the reporting period. All other assets are classified as non-current. A liability is classified as current when: it is either expected to be settled in normal operating cycle; it is held primarily for the A liability is classified as current when: it is either expected to be settled in normal operating cycle; it is held primarily for the purpose of trading; it is due to be settled within 12 months after the reporting period; or there is no unconditional right to purpose of trading; it is due to be settled within 12 months after the reporting period; or there is no unconditional right to defer the settlement of the liability for at least 12 months after the reporting period. All other liabilities are classified as non- defer the settlement of the liability for at least 12 months after the reporting period. All other liabilities are classified as non- current. current. Deferred tax assets and liabilities are always classified as non-current. Deferred tax assets and liabilities are always classified as non-current. Fertoz limited | 33 20 | P a g e 20 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Cash and cash equivalents Cash and cash equivalents Cash and cash equivalents include cash on hand, deposits held at call with financial institutions, other short-term, highly liquid Cash and cash equivalents include cash on hand, deposits held at call with financial institutions, other short-term, highly liquid investments with original maturities of three months or less that are readily convertible to known amounts of cash and which investments with original maturities of three months or less that are readily convertible to known amounts of cash and which are subject to an insignificant risk of changes in value. For the statement of cash flows presentation purposes, cash and cash are subject to an insignificant risk of changes in value. For the statement of cash flows presentation purposes, cash and cash equivalents also includes bank overdrafts, which are shown within borrowings in current liabilities on the statement of equivalents also includes bank overdrafts, which are shown within borrowings in current liabilities on the statement of financial position. financial position. Inventories Inventories Inventories are stated at the lower of cost and net realisable value on a weighted average basis. Cost comprises direct Inventories are stated at the lower of cost and net realisable value on a weighted average basis. Cost comprises direct materials and delivery costs, direct labour, import duties and other taxes, an appropriate proportion of variable and fixed materials and delivery costs, direct labour, import duties and other taxes, an appropriate proportion of variable and fixed overhead expenditure based on normal operating capacity, and, where applicable, transfers from cash flow hedging reserves overhead expenditure based on normal operating capacity, and, where applicable, transfers from cash flow hedging reserves in equity. Costs of purchased inventory are determined after deducting rebates and discounts received or receivable. in equity. Costs of purchased inventory are determined after deducting rebates and discounts received or receivable. Stock in transit is stated at the lower of cost and net realisable value. Cost comprises of purchase and delivery costs, net of rebates and discounts received or receivable. Stock in transit is stated at the lower of cost and net realisable value. Cost comprises of purchase and delivery costs, net of rebates and discounts received or receivable. Net realisable value is the estimated selling price in the ordinary course of business less the estimated costs of completion and the estimated costs necessary to make the sale. Net realisable value is the estimated selling price in the ordinary course of business less the estimated costs of completion and the estimated costs necessary to make the sale. Property, plant and equipment Property, plant and equipment Plant and equipment is stated at historical cost less accumulated depreciation and impairment. Historical cost includes expenditure that is directly attributable to the acquisition of the items. Plant and equipment is stated at historical cost less accumulated depreciation and impairment. Historical cost includes expenditure that is directly attributable to the acquisition of the items. Depreciation is calculated on a straight-line basis to write off the net cost of each item of property, plant and equipment over their expected useful lives as follows: Depreciation is calculated on a straight-line basis to write off the net cost of each item of property, plant and equipment over their expected useful lives as follows: Plant and equipment Plant and equipment 3-8 years 3-8 years The residual values, useful lives and depreciation methods are reviewed, and adjusted if appropriate, at each reporting date. The residual values, useful lives and depreciation methods are reviewed, and adjusted if appropriate, at each reporting date. period in which they are incurred. period in which they are incurred. An item of property, plant and equipment is derecognised upon disposal or when there is no future economic benefit to the An item of property, plant and equipment is derecognised upon disposal or when there is no future economic benefit to the consolidated entity. Gains and losses between the carrying amount and the disposal proceeds are taken to profit or loss. consolidated entity. Gains and losses between the carrying amount and the disposal proceeds are taken to profit or loss. Leases Right-of-use assets A right-of-use asset is recognized at the commencement date of a lease. The right-of-use asset is measured at cost, which comprises the initial amount of the lease liability, adjusted for, as applicable, any lease payments made at or before the commencement date net of any lease incentives received, any initial direct costs incurred, and, except where included in the cost of inventories, an estimate of costs expected to be incurred for dismantling and removing the underlying asset, and restoring the site or asset. Right-of-use assets are depreciated on a straight-line basis over the unexpired period of the lease or the estimated useful life of the asset, whichever is the shorter. Where the consolidated entity expects to obtain ownership of the leased asset at the end of the lease term, the depreciation is over its estimated useful life. Right-of use assets are subject to impairment or adjusted for any remeasurement of lease liabilities. The group has elected not to recognize a right-of-use asset and corresponding lease liability for short-term leases with terms of 12 months or less and leases of low-value assets. Lease payments on these assets are expensed to profit or loss as incurred. Leases Right-of-use assets A right-of-use asset is recognized at the commencement date of a lease. The right-of-use asset is measured at cost, which comprises the initial amount of the lease liability, adjusted for, as applicable, any lease payments made at or before the commencement date net of any lease incentives received, any initial direct costs incurred, and, except where included in the cost of inventories, an estimate of costs expected to be incurred for dismantling and removing the underlying asset, and restoring the site or asset. Right-of-use assets are depreciated on a straight-line basis over the unexpired period of the lease or the estimated useful life of the asset, whichever is the shorter. Where the consolidated entity expects to obtain ownership of the leased asset at the end of the lease term, the depreciation is over its estimated useful life. Right-of use assets are subject to impairment or adjusted for any remeasurement of lease liabilities. The group has elected not to recognize a right-of-use asset and corresponding lease liability for short-term leases with terms of 12 months or less and leases of low-value assets. Lease payments on these assets are expensed to profit or loss as incurred. Lease liabilities A lease liability is recognized at the commencement date of a lease. The lease liability is initially recognized at the present value of the lease payments to be made over the term of the lease, discounted using the interest rate implicit in the lease or, if that rate cannot be readily determined, the consolidated entity’s incremental borrowing rate. Lease payments comprise of fixed payments less any lease incentives receivable, variable lease payments that depend on an index or a rate, amounts expected to be paid under residual value guarantees, exercise price of a purchase option when the exercise of the option is reasonably certain to occur, and any anticipated termination penalties. The variable lease payments that do not depend on an index or a rate are expensed in the period in which they are incurred. Lease liabilities are measured at amortised cost using the effective interest method. The carrying amounts are remeasured if there is a change in the following: future lease payments arising from a change in an index or a rate used; residual guarantee; lease term; certainty of a purchase option and termination penalties. When a lease liability is remeasured, an adjustment is made to the corresponding right-of use asset, or to profit or loss if the carrying amount of the right-of-use asset is fully written down. Lease liabilities A lease liability is recognized at the commencement date of a lease. The lease liability is initially recognized at the present value of the lease payments to be made over the term of the lease, discounted using the interest rate implicit in the lease or, if that rate cannot be readily determined, the consolidated entity’s incremental borrowing rate. Lease payments comprise of fixed payments less any lease incentives receivable, variable lease payments that depend on an index or a rate, amounts expected to be paid under residual value guarantees, exercise price of a purchase option when the exercise of the option is reasonably certain to occur, and any anticipated termination penalties. The variable lease payments that do not depend on an index or a rate are expensed in the period in which they are incurred. Lease liabilities are measured at amortised cost using the effective interest method. The carrying amounts are remeasured if there is a change in the following: future lease payments arising from a change in an index or a rate used; residual guarantee; lease term; certainty of a purchase option and termination penalties. When a lease liability is remeasured, an adjustment is made to the corresponding right-of use asset, or to profit or loss if the carrying amount of the right-of-use asset is fully written down. 34 | Fertoz limited Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Exploration and evaluation assets Exploration and evaluation assets Exploration and evaluation expenditure in relation to separate areas of interest for which rights of tenure are current is carried Exploration and evaluation expenditure in relation to separate areas of interest for which rights of tenure are current is carried forward as an asset in the statement of financial position where it is expected that the expenditure will be recovered through forward as an asset in the statement of financial position where it is expected that the expenditure will be recovered through the successful development and exploitation of an area of interest, or by its sale; or exploration activities are continuing in an the successful development and exploitation of an area of interest, or by its sale; or exploration activities are continuing in an area and activities have not reached a stage which permits a reasonable estimate of the existence or otherwise of area and activities have not reached a stage which permits a reasonable estimate of the existence or otherwise of economically recoverable reserves. Where a project or an area of interest has been abandoned, the expenditure incurred economically recoverable reserves. Where a project or an area of interest has been abandoned, the expenditure incurred thereon is written off in the year in which the decision is made. thereon is written off in the year in which the decision is made. Impairment of non-financial assets Impairment of non-financial assets Non-financial assets are reviewed for impairment whenever events or changes in circumstances indicate that the carrying Non-financial assets are reviewed for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. An impairment loss is recognised for the amount by which the asset’s carrying amount amount may not be recoverable. An impairment loss is recognised for the amount by which the asset’s carrying amount exceeds its recoverable amount. exceeds its recoverable amount. Recoverable amount is the higher of an asset’s fair value less costs of disposal and value-in-use. The value-in-use is the present Recoverable amount is the higher of an asset’s fair value less costs of disposal and value-in-use. The value-in-use is the present value of the estimated future cash flows relating to the asset using a pre-tax discount rate specific to the asset or cash- value of the estimated future cash flows relating to the asset using a pre-tax discount rate specific to the asset or cash- generating unit to which the asset belongs. Assets that do not have independent cash flows are grouped together to form a generating unit to which the asset belongs. Assets that do not have independent cash flows are grouped together to form a These amounts represent liabilities for goods and services provided to the consolidated entity prior to the end of the financial These amounts represent liabilities for goods and services provided to the consolidated entity prior to the end of the financial year and which are unpaid. Due to their short-term nature they are measured at amortised cost and are not discounted. The year and which are unpaid. Due to their short-term nature they are measured at amortised cost and are not discounted. The amounts are unsecured and are usually paid within 30 days of recognition. amounts are unsecured and are usually paid within 30 days of recognition. Loans and borrowings are initially recognised at the fair value of the consideration received, net of transaction costs. They are Loans and borrowings are initially recognised at the fair value of the consideration received, net of transaction costs. They are subsequently measured at amortised cost using the effective interest method. subsequently measured at amortised cost using the effective interest method. Finance costs attributable to qualifying assets are capitalised as part of the asset. All other finance costs are expensed in the Finance costs attributable to qualifying assets are capitalised as part of the asset. All other finance costs are expensed in the cash-generating unit. cash-generating unit. Trade and other payables Trade and other payables Borrowings Borrowings Finance costs Finance costs Provisions Provisions Provisions are recognised when the consolidated entity has a present (legal or constructive) obligation as a result of a past Provisions are recognised when the consolidated entity has a present (legal or constructive) obligation as a result of a past event, it is probable the consolidated entity will be required to settle the obligation, and a reliable estimate can be made of event, it is probable the consolidated entity will be required to settle the obligation, and a reliable estimate can be made of the amount of the obligation. The amount recognised as a provision is the best estimate of the consideration required to settle the amount of the obligation. The amount recognised as a provision is the best estimate of the consideration required to settle the present obligation at the reporting date, taking into account the risks and uncertainties surrounding the obligation. If the the present obligation at the reporting date, taking into account the risks and uncertainties surrounding the obligation. If the time value of money is material, provisions are discounted using a current pre-tax rate specific to the liability. The increase in time value of money is material, provisions are discounted using a current pre-tax rate specific to the liability. The increase in the provision resulting from the passage of time is recognised as a finance cost. the provision resulting from the passage of time is recognised as a finance cost. Employee benefits Employee benefits Short-term employee benefits Short-term employee benefits Liabilities for wages and salaries, including non-monetary benefits and annual leave expected to be settled within 12 months Liabilities for wages and salaries, including non-monetary benefits and annual leave expected to be settled within 12 months of the reporting date are measured at the amounts expected to be paid when the liabilities are settled. of the reporting date are measured at the amounts expected to be paid when the liabilities are settled. Other long-term employee benefits Other long-term employee benefits The liability for long service leaves not expected to be settled within 12 months of the reporting date are measured as the The liability for long service leaves not expected to be settled within 12 months of the reporting date are measured as the present value of expected future payments to be made in respect of services provided by employees up to the reporting date. present value of expected future payments to be made in respect of services provided by employees up to the reporting date. Consideration is given to expected future wage and salary levels, experience of employee departures and periods of service. Consideration is given to expected future wage and salary levels, experience of employee departures and periods of service. Expected future payments are discounted using market yields at the reporting date on corporate bond rate with terms to Expected future payments are discounted using market yields at the reporting date on corporate bond rate with terms to maturity and currency that match, as closely as possible, the estimated future cash outflows. maturity and currency that match, as closely as possible, the estimated future cash outflows. Defined contribution superannuation expense Defined contribution superannuation expense Share-based payments Share-based payments Contributions to defined contribution superannuation plans are expensed in the period in which they are incurred. Contributions to defined contribution superannuation plans are expensed in the period in which they are incurred. Equity-settled and cash-settled share-based compensation benefits are provided to employees. Equity-settled and cash-settled share-based compensation benefits are provided to employees. Equity-settled transactions are awards of shares, or options over shares that are provided to employees in exchange for the Equity-settled transactions are awards of shares, or options over shares that are provided to employees in exchange for the rendering of services. Cash-settled transactions are awards of cash for the exchange of services, where the amount of cash is rendering of services. Cash-settled transactions are awards of cash for the exchange of services, where the amount of cash is determined by reference to the share price. determined by reference to the share price. 21 | P a g e 21 | P a g e 22 | P a g e 22 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Exploration and evaluation assets Exploration and evaluation assets Exploration and evaluation expenditure in relation to separate areas of interest for which rights of tenure are current is carried Exploration and evaluation expenditure in relation to separate areas of interest for which rights of tenure are current is carried forward as an asset in the statement of financial position where it is expected that the expenditure will be recovered through forward as an asset in the statement of financial position where it is expected that the expenditure will be recovered through the successful development and exploitation of an area of interest, or by its sale; or exploration activities are continuing in an the successful development and exploitation of an area of interest, or by its sale; or exploration activities are continuing in an area and activities have not reached a stage which permits a reasonable estimate of the existence or otherwise of area and activities have not reached a stage which permits a reasonable estimate of the existence or otherwise of economically recoverable reserves. Where a project or an area of interest has been abandoned, the expenditure incurred economically recoverable reserves. Where a project or an area of interest has been abandoned, the expenditure incurred thereon is written off in the year in which the decision is made. thereon is written off in the year in which the decision is made. Impairment of non-financial assets Impairment of non-financial assets Non-financial assets are reviewed for impairment whenever events or changes in circumstances indicate that the carrying Non-financial assets are reviewed for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. An impairment loss is recognised for the amount by which the asset’s carrying amount amount may not be recoverable. An impairment loss is recognised for the amount by which the asset’s carrying amount exceeds its recoverable amount. exceeds its recoverable amount. Recoverable amount is the higher of an asset’s fair value less costs of disposal and value-in-use. The value-in-use is the present Recoverable amount is the higher of an asset’s fair value less costs of disposal and value-in-use. The value-in-use is the present value of the estimated future cash flows relating to the asset using a pre-tax discount rate specific to the asset or cash- value of the estimated future cash flows relating to the asset using a pre-tax discount rate specific to the asset or cash- generating unit to which the asset belongs. Assets that do not have independent cash flows are grouped together to form a generating unit to which the asset belongs. Assets that do not have independent cash flows are grouped together to form a cash-generating unit. cash-generating unit. Trade and other payables Trade and other payables These amounts represent liabilities for goods and services provided to the consolidated entity prior to the end of the financial These amounts represent liabilities for goods and services provided to the consolidated entity prior to the end of the financial year and which are unpaid. Due to their short-term nature they are measured at amortised cost and are not discounted. The year and which are unpaid. Due to their short-term nature they are measured at amortised cost and are not discounted. The amounts are unsecured and are usually paid within 30 days of recognition. amounts are unsecured and are usually paid within 30 days of recognition. Borrowings Loans and borrowings are initially recognised at the fair value of the consideration received, net of transaction costs. They are subsequently measured at amortised cost using the effective interest method. Borrowings Loans and borrowings are initially recognised at the fair value of the consideration received, net of transaction costs. They are subsequently measured at amortised cost using the effective interest method. Finance costs Finance costs attributable to qualifying assets are capitalised as part of the asset. All other finance costs are expensed in the period in which they are incurred. Finance costs Finance costs attributable to qualifying assets are capitalised as part of the asset. All other finance costs are expensed in the period in which they are incurred. Provisions Provisions Provisions are recognised when the consolidated entity has a present (legal or constructive) obligation as a result of a past Provisions are recognised when the consolidated entity has a present (legal or constructive) obligation as a result of a past event, it is probable the consolidated entity will be required to settle the obligation, and a reliable estimate can be made of event, it is probable the consolidated entity will be required to settle the obligation, and a reliable estimate can be made of the amount of the obligation. The amount recognised as a provision is the best estimate of the consideration required to settle the amount of the obligation. The amount recognised as a provision is the best estimate of the consideration required to settle the present obligation at the reporting date, taking into account the risks and uncertainties surrounding the obligation. If the the present obligation at the reporting date, taking into account the risks and uncertainties surrounding the obligation. If the time value of money is material, provisions are discounted using a current pre-tax rate specific to the liability. The increase in time value of money is material, provisions are discounted using a current pre-tax rate specific to the liability. The increase in the provision resulting from the passage of time is recognised as a finance cost. the provision resulting from the passage of time is recognised as a finance cost. Employee benefits Short-term employee benefits Liabilities for wages and salaries, including non-monetary benefits and annual leave expected to be settled within 12 months of the reporting date are measured at the amounts expected to be paid when the liabilities are settled. Employee benefits Short-term employee benefits Liabilities for wages and salaries, including non-monetary benefits and annual leave expected to be settled within 12 months of the reporting date are measured at the amounts expected to be paid when the liabilities are settled. Other long-term employee benefits Other long-term employee benefits The liability for long service leaves not expected to be settled within 12 months of the reporting date are measured as the The liability for long service leaves not expected to be settled within 12 months of the reporting date are measured as the present value of expected future payments to be made in respect of services provided by employees up to the reporting date. present value of expected future payments to be made in respect of services provided by employees up to the reporting date. Consideration is given to expected future wage and salary levels, experience of employee departures and periods of service. Consideration is given to expected future wage and salary levels, experience of employee departures and periods of service. Expected future payments are discounted using market yields at the reporting date on corporate bond rate with terms to Expected future payments are discounted using market yields at the reporting date on corporate bond rate with terms to maturity and currency that match, as closely as possible, the estimated future cash outflows. maturity and currency that match, as closely as possible, the estimated future cash outflows. Defined contribution superannuation expense Defined contribution superannuation expense Contributions to defined contribution superannuation plans are expensed in the period in which they are incurred. Contributions to defined contribution superannuation plans are expensed in the period in which they are incurred. Share-based payments Share-based payments Equity-settled and cash-settled share-based compensation benefits are provided to employees. Equity-settled and cash-settled share-based compensation benefits are provided to employees. Equity-settled transactions are awards of shares, or options over shares that are provided to employees in exchange for the Equity-settled transactions are awards of shares, or options over shares that are provided to employees in exchange for the rendering of services. Cash-settled transactions are awards of cash for the exchange of services, where the amount of cash is rendering of services. Cash-settled transactions are awards of cash for the exchange of services, where the amount of cash is determined by reference to the share price. determined by reference to the share price. Fertoz limited | 35 22 | P a g e 22 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Employee benefits (continued) Employee benefits (continued) The cost of equity-settled transactions is measured at fair value on grant date. Fair value is independently determined using The cost of equity-settled transactions is measured at fair value on grant date. Fair value is independently determined using either the Monte Carlo, Trinomial or Black-Scholes option pricing model that takes into account the exercise price, the term of either the Monte Carlo, Trinomial or Black-Scholes option pricing model that takes into account the exercise price, the term of the option, market based vesting conditions, the impact of dilution, the share price at grant date and expected price volatility the option, market based vesting conditions, the impact of dilution, the share price at grant date and expected price volatility of the underlying share, the expected dividend yield and the risk free interest rate for the term of the option, together with of the underlying share, the expected dividend yield and the risk free interest rate for the term of the option, together with non-vesting conditions that do not determine whether the consolidated entity receives the services that entitle the employees non-vesting conditions that do not determine whether the consolidated entity receives the services that entitle the employees to receive payment. No account is taken of any other vesting conditions. to receive payment. No account is taken of any other vesting conditions. The cost of equity-settled transactions is recognised as an expense with a corresponding increase in equity over the vesting The cost of equity-settled transactions is recognised as an expense with a corresponding increase in equity over the vesting period. The cumulative charge to profit or loss is calculated based on the grant date fair value of the award, the best estimate period. The cumulative charge to profit or loss is calculated based on the grant date fair value of the award, the best estimate of the number of awards that are likely to vest and the expired portion of the vesting period. The amount recognised in profit of the number of awards that are likely to vest and the expired portion of the vesting period. The amount recognised in profit or loss for the period is the cumulative amount calculated at each reporting date less amounts already recognised in previous or loss for the period is the cumulative amount calculated at each reporting date less amounts already recognised in previous periods. periods. The cost of cash-settled transactions is initially, and at each reporting date until vested, determined by applying either the The cost of cash-settled transactions is initially, and at each reporting date until vested, determined by applying either the Monte Carlo or Black-Scholes option pricing model, taking into consideration the terms and conditions on which the award Monte Carlo or Black-Scholes option pricing model, taking into consideration the terms and conditions on which the award was granted. The cumulative charge to profit or loss until settlement of the liability is calculated as follows: was granted. The cumulative charge to profit or loss until settlement of the liability is calculated as follows: ● during the vesting period, the liability at each reporting date is the fair value of the award at that date multiplied by ● during the vesting period, the liability at each reporting date is the fair value of the award at that date multiplied by the expired portion of the vesting period. the expired portion of the vesting period. ● ● from the end of the vesting period until settlement of the award, the liability is the full fair value of the liability at the reporting date. from the end of the vesting period until settlement of the award, the liability is the full fair value of the liability at the reporting date. All changes in the liability are recognised in profit or loss. The ultimate cost of cash-settled transactions is the cash paid to settle the liability. All changes in the liability are recognised in profit or loss. The ultimate cost of cash-settled transactions is the cash paid to settle the liability. Market conditions are taken into consideration in determining fair value. Therefore, any awards subject to market conditions Market conditions are taken into consideration in determining fair value. Therefore, any awards subject to market conditions are considered to vest irrespective of whether or not that market condition has been met, provided all other conditions are are considered to vest irrespective of whether or not that market condition has been met, provided all other conditions are satisfied. satisfied. If equity-settled awards are modified, as a minimum an expense is recognised as if the modification has not been made. An If equity-settled awards are modified, as a minimum an expense is recognised as if the modification has not been made. An additional expense is recognised, over the remaining vesting period, for any modification that increases the total fair value of additional expense is recognised, over the remaining vesting period, for any modification that increases the total fair value of the share-based compensation benefit as at the date of modification. the share-based compensation benefit as at the date of modification. If the non-vesting condition is within the control of the consolidated entity or employee, the failure to satisfy the condition is If the non-vesting condition is within the control of the consolidated entity or employee, the failure to satisfy the condition is treated as a cancellation. If the condition is not within the control of the consolidated entity or employee and is not satisfied treated as a cancellation. If the condition is not within the control of the consolidated entity or employee and is not satisfied during the vesting period, any remaining expense for the award is recognised over the remaining vesting period, unless the during the vesting period, any remaining expense for the award is recognised over the remaining vesting period, unless the award is forfeited. award is forfeited. If equity-settled awards are cancelled, it is treated as if it has vested on the date of cancellation, and any remaining expense is If equity-settled awards are cancelled, it is treated as if it has vested on the date of cancellation, and any remaining expense is recognised immediately. If a new replacement award is substituted for the cancelled award, the cancelled and new award is recognised immediately. If a new replacement award is substituted for the cancelled award, the cancelled and new award is treated as if they were a modification. treated as if they were a modification. Fair value measurement Fair value measurement When an asset or liability, financial or non-financial, is measured at fair value for recognition or disclosure purposes, the fair When an asset or liability, financial or non-financial, is measured at fair value for recognition or disclosure purposes, the fair value is based on the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction value is based on the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date; and assumes that the transaction will take place either: in the between market participants at the measurement date; and assumes that the transaction will take place either: in the principal market; or in the absence of a principal market, in the most advantageous market. Fair value is measured using the principal market; or in the absence of a principal market, in the most advantageous market. Fair value is measured using the assumptions that market participants would use when pricing the asset or liability, assuming they act in their economic best assumptions that market participants would use when pricing the asset or liability, assuming they act in their economic best interests. For non-financial assets, the fair value measurement is based on its highest and best use. Valuation techniques that interests. For non-financial assets, the fair value measurement is based on its highest and best use. Valuation techniques that are appropriate in the circumstances and for which sufficient data are available to measure fair value, are used, maximising are appropriate in the circumstances and for which sufficient data are available to measure fair value, are used, maximising the use of relevant observable inputs and minimising the use of unobservable inputs. the use of relevant observable inputs and minimising the use of unobservable inputs. The carrying values of financial assets and financial liabilities approximate their fair values due to their short-term nature. The carrying values of financial assets and financial liabilities approximate their fair values due to their short-term nature. Issued capital Issued capital Ordinary shares are classified as equity. Ordinary shares are classified as equity. Incremental costs directly attributable to the issue of new shares or options are shown in equity as a deduction, net of tax, from the proceeds. Incremental costs directly attributable to the issue of new shares or options are shown in equity as a deduction, net of tax, from the proceeds. Dividends Dividends Dividends are recognised when declared during the financial year and no longer at the discretion of the company. Dividends are recognised when declared during the financial year and no longer at the discretion of the company. 36 | Fertoz limited Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Earnings per share Earnings per share Basic earnings per share Basic earnings per share Basic earnings per share is calculated by dividing the profit attributable to the owners of Fertoz Limited, excluding any costs of Basic earnings per share is calculated by dividing the profit attributable to the owners of Fertoz Limited, excluding any costs of servicing equity other than ordinary shares, by the weighted average number of ordinary shares outstanding during the servicing equity other than ordinary shares, by the weighted average number of ordinary shares outstanding during the financial year, adjusted for bonus elements in ordinary shares issued during the financial year. financial year, adjusted for bonus elements in ordinary shares issued during the financial year. Diluted earnings per share Diluted earnings per share Diluted earnings per share adjusts the figures used in the determination of basic earnings per share to take into account the Diluted earnings per share adjusts the figures used in the determination of basic earnings per share to take into account the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of shares assumed to have been issued for no consideration in relation to dilutive potential ordinary weighted average number of shares assumed to have been issued for no consideration in relation to dilutive potential ordinary shares. shares. Goods and Services Tax (‘GST’) and other similar taxes Goods and Services Tax (‘GST’) and other similar taxes Revenues, expenses and assets are recognised net of the amount of associated GST, unless the GST incurred is not recoverable Revenues, expenses and assets are recognised net of the amount of associated GST, unless the GST incurred is not recoverable from the tax authority. In this case it is recognised as part of the cost of the acquisition of the asset or as part of the expense. from the tax authority. In this case it is recognised as part of the cost of the acquisition of the asset or as part of the expense. Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable from, or payable to, the tax authority is included in other receivables or other payables in the statement of financial position. from, or payable to, the tax authority is included in other receivables or other payables in the statement of financial position. Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities which are recoverable from, or payable to the tax authority, are presented as operating cash flows. which are recoverable from, or payable to the tax authority, are presented as operating cash flows. Commitments and contingencies are disclosed net of the amount of GST recoverable from, or payable to, the tax authority. Commitments and contingencies are disclosed net of the amount of GST recoverable from, or payable to, the tax authority. Revenue Recognition Revenue Recognition Sale of phosphate Sale of phosphate Sale of phosphate is recognised when the phosphate is delivered to the customer and there is no unfulfilled obligation that Sale of phosphate is recognised when the phosphate is delivered to the customer and there is no unfulfilled obligation that could affect the customers’ acceptance of the phosphate. Delivery occurs when the phosphate has been shipped to the could affect the customers’ acceptance of the phosphate. Delivery occurs when the phosphate has been shipped to the specific location, the risks of obsolescence and loss have been transferred to the customer, and either the customer has specific location, the risks of obsolescence and loss have been transferred to the customer, and either the customer has accepted the phosphate in accordance with the sales contract the acceptance provisions have lapsed, or the group has accepted the phosphate in accordance with the sales contract the acceptance provisions have lapsed, or the group has objective evidence that all criteria for acceptance have been satisfied. Payment is typically due after 30 -45 days of invoice objective evidence that all criteria for acceptance have been satisfied. Payment is typically due after 30 -45 days of invoice date. There is no significant financing component in the pricing. date. There is no significant financing component in the pricing. Incremental Costs of obtaining Customer Contracts Incremental Costs of obtaining Customer Contracts Incremental costs incurred in obtaining customer contracts are capitalised and amortised over the term, where the term is Incremental costs incurred in obtaining customer contracts are capitalised and amortised over the term, where the term is greater than 12 months. greater than 12 months. Unsatisfied performance obligations Unsatisfied performance obligations The Group continues to recognise its contract liabilities under AASB 15 in respect of any unsatisfied performance obligations, The Group continues to recognise its contract liabilities under AASB 15 in respect of any unsatisfied performance obligations, which are disclosed as Unearned revenue in the Consolidated Statement of Financial Position. which are disclosed as Unearned revenue in the Consolidated Statement of Financial Position. The Group does not recognise adjustments to transition prices or Contract balances where the period between the transfer of The Group does not recognise adjustments to transition prices or Contract balances where the period between the transfer of promised goods or services to the customer and payment by customer does not exceed one year. promised goods or services to the customer and payment by customer does not exceed one year. A provision for loss making contracts is recorded for the difference between the expected costs of fulfilling a contract and the A provision for loss making contracts is recorded for the difference between the expected costs of fulfilling a contract and the expected remaining economic benefits to be received where the forecast remaining costs exceed the forecast remaining expected remaining economic benefits to be received where the forecast remaining costs exceed the forecast remaining Financing components Financing components Loss making contracts Loss making contracts benefits. benefits. Interest Interest Interest revenue is recognised as interest accrues using the effective interest method. This is a method of calculating the Interest revenue is recognised as interest accrues using the effective interest method. This is a method of calculating the amortised cost of a financial asset and allocating the interest income over the relevant period using the effective interest rate, amortised cost of a financial asset and allocating the interest income over the relevant period using the effective interest rate, which is the rate that exactly discounts estimated future cash receipts through the expected life of the financial asset to the which is the rate that exactly discounts estimated future cash receipts through the expected life of the financial asset to the net carrying amount of the financial asset. net carrying amount of the financial asset. Trade and other receivables Trade and other receivables Trade and other receivables are held for collection of contractual cash flows where those cash flows represent solely payments Trade and other receivables are held for collection of contractual cash flows where those cash flows represent solely payments of principal and interest are measured at amortised cost. Interest income from these financial assets is included in finance of principal and interest are measured at amortised cost. Interest income from these financial assets is included in finance income using the effective interest rate method. Any gain or loss arising on derecognition is recognised directly in profit or loss income using the effective interest rate method. Any gain or loss arising on derecognition is recognised directly in profit or loss and presented in other gains/(losses), together with foreign exchange gains and losses. Impairment losses are presented as and presented in other gains/(losses), together with foreign exchange gains and losses. Impairment losses are presented as separate line item in the statement of profit or loss and other comprehensive income. separate line item in the statement of profit or loss and other comprehensive income. 23 | P a g e 23 | P a g e 24 | P a g e 24 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Earnings per share Earnings per share Basic earnings per share Basic earnings per share Basic earnings per share is calculated by dividing the profit attributable to the owners of Fertoz Limited, excluding any costs of servicing equity other than ordinary shares, by the weighted average number of ordinary shares outstanding during the financial year, adjusted for bonus elements in ordinary shares issued during the financial year. Basic earnings per share is calculated by dividing the profit attributable to the owners of Fertoz Limited, excluding any costs of servicing equity other than ordinary shares, by the weighted average number of ordinary shares outstanding during the financial year, adjusted for bonus elements in ordinary shares issued during the financial year. Diluted earnings per share Diluted earnings per share Diluted earnings per share adjusts the figures used in the determination of basic earnings per share to take into account the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of shares assumed to have been issued for no consideration in relation to dilutive potential ordinary shares. Diluted earnings per share adjusts the figures used in the determination of basic earnings per share to take into account the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of shares assumed to have been issued for no consideration in relation to dilutive potential ordinary shares. Goods and Services Tax (‘GST’) and other similar taxes Goods and Services Tax (‘GST’) and other similar taxes Revenues, expenses and assets are recognised net of the amount of associated GST, unless the GST incurred is not recoverable Revenues, expenses and assets are recognised net of the amount of associated GST, unless the GST incurred is not recoverable from the tax authority. In this case it is recognised as part of the cost of the acquisition of the asset or as part of the expense. from the tax authority. In this case it is recognised as part of the cost of the acquisition of the asset or as part of the expense. Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable from, or payable to, the tax authority is included in other receivables or other payables in the statement of financial position. from, or payable to, the tax authority is included in other receivables or other payables in the statement of financial position. Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities which are recoverable from, or payable to the tax authority, are presented as operating cash flows. Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities which are recoverable from, or payable to the tax authority, are presented as operating cash flows. Commitments and contingencies are disclosed net of the amount of GST recoverable from, or payable to, the tax authority. Commitments and contingencies are disclosed net of the amount of GST recoverable from, or payable to, the tax authority. Revenue Recognition Revenue Recognition Sale of phosphate Sale of phosphate Sale of phosphate is recognised when the phosphate is delivered to the customer and there is no unfulfilled obligation that Sale of phosphate is recognised when the phosphate is delivered to the customer and there is no unfulfilled obligation that could affect the customers’ acceptance of the phosphate. Delivery occurs when the phosphate has been shipped to the could affect the customers’ acceptance of the phosphate. Delivery occurs when the phosphate has been shipped to the specific location, the risks of obsolescence and loss have been transferred to the customer, and either the customer has specific location, the risks of obsolescence and loss have been transferred to the customer, and either the customer has accepted the phosphate in accordance with the sales contract the acceptance provisions have lapsed, or the group has accepted the phosphate in accordance with the sales contract the acceptance provisions have lapsed, or the group has objective evidence that all criteria for acceptance have been satisfied. Payment is typically due after 30 -45 days of invoice objective evidence that all criteria for acceptance have been satisfied. Payment is typically due after 30 -45 days of invoice date. There is no significant financing component in the pricing. date. There is no significant financing component in the pricing. Incremental Costs of obtaining Customer Contracts Incremental Costs of obtaining Customer Contracts Incremental costs incurred in obtaining customer contracts are capitalised and amortised over the term, where the term is greater than 12 months. Incremental costs incurred in obtaining customer contracts are capitalised and amortised over the term, where the term is greater than 12 months. Unsatisfied performance obligations Unsatisfied performance obligations The Group continues to recognise its contract liabilities under AASB 15 in respect of any unsatisfied performance obligations, which are disclosed as Unearned revenue in the Consolidated Statement of Financial Position. The Group continues to recognise its contract liabilities under AASB 15 in respect of any unsatisfied performance obligations, which are disclosed as Unearned revenue in the Consolidated Statement of Financial Position. Financing components Financing components The Group does not recognise adjustments to transition prices or Contract balances where the period between the transfer of promised goods or services to the customer and payment by customer does not exceed one year. The Group does not recognise adjustments to transition prices or Contract balances where the period between the transfer of promised goods or services to the customer and payment by customer does not exceed one year. Loss making contracts Loss making contracts A provision for loss making contracts is recorded for the difference between the expected costs of fulfilling a contract and the A provision for loss making contracts is recorded for the difference between the expected costs of fulfilling a contract and the expected remaining economic benefits to be received where the forecast remaining costs exceed the forecast remaining expected remaining economic benefits to be received where the forecast remaining costs exceed the forecast remaining benefits. benefits. Interest Interest Interest revenue is recognised as interest accrues using the effective interest method. This is a method of calculating the Interest revenue is recognised as interest accrues using the effective interest method. This is a method of calculating the amortised cost of a financial asset and allocating the interest income over the relevant period using the effective interest rate, amortised cost of a financial asset and allocating the interest income over the relevant period using the effective interest rate, which is the rate that exactly discounts estimated future cash receipts through the expected life of the financial asset to the which is the rate that exactly discounts estimated future cash receipts through the expected life of the financial asset to the net carrying amount of the financial asset. net carrying amount of the financial asset. Trade and other receivables Trade and other receivables Trade and other receivables are held for collection of contractual cash flows where those cash flows represent solely payments Trade and other receivables are held for collection of contractual cash flows where those cash flows represent solely payments of principal and interest are measured at amortised cost. Interest income from these financial assets is included in finance of principal and interest are measured at amortised cost. Interest income from these financial assets is included in finance income using the effective interest rate method. Any gain or loss arising on derecognition is recognised directly in profit or loss income using the effective interest rate method. Any gain or loss arising on derecognition is recognised directly in profit or loss and presented in other gains/(losses), together with foreign exchange gains and losses. Impairment losses are presented as and presented in other gains/(losses), together with foreign exchange gains and losses. Impairment losses are presented as separate line item in the statement of profit or loss and other comprehensive income. separate line item in the statement of profit or loss and other comprehensive income. Fertoz limited | 37 24 | P a g e 24 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 1. Significant accounting policies (continued) Note 1. Significant accounting policies (continued) Change in Accounting Policies and Accounting Standards There were no new, revised or amending Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (‘AASB’) that are mandatory for the current reporting period and that had a material impact on the financial statements. Change in Accounting Policies and Accounting Standards There were no new, revised or amending Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (‘AASB’) that are mandatory for the current reporting period and that had a material impact on the financial statements. Note 2. Critical accounting judgements, estimates and assumptions Note 2. Critical accounting judgements, estimates and assumptions The preparation of the financial statements requires management to make judgements, estimates and assumptions that affect The preparation of the financial statements requires management to make judgements, estimates and assumptions that affect the reported amounts in the financial statements. Management continually evaluates its judgements and estimates in relation the reported amounts in the financial statements. Management continually evaluates its judgements and estimates in relation to assets, liabilities, contingent liabilities, revenue and expenses. Management bases its judgements, estimates and to assets, liabilities, contingent liabilities, revenue and expenses. Management bases its judgements, estimates and assumptions on historical experience and on other various factors, including expectations of future events, management assumptions on historical experience and on other various factors, including expectations of future events, management believes to be reasonable under the circumstances. The resulting accounting judgements and estimates will seldom equal the believes to be reasonable under the circumstances. The resulting accounting judgements and estimates will seldom equal the related actual results. The judgements, estimates and assumptions that have a significant risk of causing a material adjustment related actual results. The judgements, estimates and assumptions that have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities (refer to the respective notes) within the next financial year are discussed to the carrying amounts of assets and liabilities (refer to the respective notes) within the next financial year are discussed below. below. Notes to the consolidated financial statements For the year ended 31 December 2021 Note 2. Critical accounting judgements, estimates and assumptions (continued) Going Concern (continued) These conditions give rise to material uncertainty which may cast significant doubt over the Group’s ability to continue as a going concern. • • • The directors believe that the going concern basis of preparation is appropriate due to the following reasons: The group has a cash balance of $5,196,846 proven ability of the Group to raise the necessary funding or settle debts via the issuance of shares; and the group is operating an expanding rock phosphate and organic fertilizer business and plans to continue to expand this business in the coming year. Should the Group be unable to continue as a going concern, it may be required to realise its assets and extinguish its liabilities other than in the ordinary course of business, and at amounts that differ from those stated in the financial report. This financial report does not include any adjustments relating to the recoverability and classification of recorded asset amounts or the amounts or classification of liabilities and appropriate disclosures that may be necessary should the Group be unable to continue as a going concern. Short term lease The Group has a short-term office lease arrangement that is a month-to-month lease. The lease arrangement is such that, either party to the contract can give notice to terminate the arrangement or the contract does not oblige either party to make a payment on termination. As a result, the Group has assessed the lease arrangement to be non- enforceable, therefore continues to recognise any lease payments as an expense through the profit or loss. Note 3. Operating segments Identification of reportable operating segments The consolidated entity is organised into two operating segments based on geographical location being Australian and Canadian operations, reflected by the subsidiaries in the Group. These operating segments are based on the internal reports that are reviewed and used by the board of Directors (who are identified as the Chief Operating Decision Makers (“CODM”)) in assessing performance and in determining the allocation of resources. The CODM reviews earnings before and after tax. The accounting policies adopted for internal reporting to the CODM are consistent with those adopted in the financial statements. Where applicable, corporate costs, finance costs, interest revenue, tax and foreign currency gains and losses are not allocated to segments as they are not considered part of the core operations of the segments and are managed on a consolidated entity basis thus disclosed under unallocated category Consolidated – 31 December 2021 Australia North America $ Fertoz Unallocated Total Carbon1 $ $ Revenue Sales of phosphate fertilizer Total revenue and other income 1,093,006 1,093,006 1,150,5952 1,150,495 - - 2,243,501 - 2,243,501 Profit/(Loss) before income tax expense Income tax revenue Profit/(Loss) after income tax expense Assets Segment assets Segment liabilities Segment net assets 36,228 (956,218) (148,890) (1,919,551) (2,988,431) - - - 36,228 (520,213) (148,890) (1,343,756) (2,988,431) 542,635 (56,071) 486,564 8,430,888 (743,429) 7,687,459 4,381,704 13,355,227 (62,305) (861,805) 4,319,399 12,493,422 1 The group’s objective is to develop the sector of carbon credits 2 This does not include receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450 $ - - - - - $ - Revenue recognition Revenue recognition The group has recognised revenue net of trade discounts and adjustment for moisture content during the year. The customer The group has recognised revenue net of trade discounts and adjustment for moisture content during the year. The customer is entitled to receive a discount if the moisture contents in the product are above certain levels as specified in the contract. is entitled to receive a discount if the moisture contents in the product are above certain levels as specified in the contract. Management have determined that the discount applied as a result of moisture content has been adjusted for when Management have determined that the discount applied as a result of moisture content has been adjusted for when recognising the revenue and a significant reversal in the amount of revenue recognised will not occur, therefore it is recognising the revenue and a significant reversal in the amount of revenue recognised will not occur, therefore it is appropriate to recognise revenue on the invoiced amount net of discounts upon delivery of the product. appropriate to recognise revenue on the invoiced amount net of discounts upon delivery of the product. Revenue from the sale of product removed from the group’s exploration sites has been offset against capitalised exploration Revenue from the sale of product removed from the group’s exploration sites has been offset against capitalised exploration and evaluation expenditure as the sale of this product is part of the bulk sampling and evaluation phase for these tenements. and evaluation expenditure as the sale of this product is part of the bulk sampling and evaluation phase for these tenements. Trade Receivables Trade Receivables The Group applies the AASB 9 simplified approach to measuring expected credit losses which uses a lifetime expected loss The Group applies the AASB 9 simplified approach to measuring expected credit losses which uses a lifetime expected loss allowance for all trade receivables. To measure expected credit losses, trade receivables have been grouped based on shared allowance for all trade receivables. To measure expected credit losses, trade receivables have been grouped based on shared credit risk characteristics and the days past due. The group has concluded that the expected loss rates for trade receivables are credit risk characteristics and the days past due. The group has concluded that the expected loss rates for trade receivables are a reasonable approximation based on payment profiles of sales over a period of 36 months before 31 December 2021 and the a reasonable approximation based on payment profiles of sales over a period of 36 months before 31 December 2021 and the corresponding historical credit losses experienced within this period. The historical loss rates are adjusted to reflect current corresponding historical credit losses experienced within this period. The historical loss rates are adjusted to reflect current and forward-looking information on macroeconomic factors affecting the ability of the customers to settle the receivables. and forward-looking information on macroeconomic factors affecting the ability of the customers to settle the receivables. Share-based payment transactions Share-based payment transactions The consolidated entity measures the cost of equity-settled transactions with employees by reference to the fair value of the The consolidated entity measures the cost of equity-settled transactions with employees by reference to the fair value of the equity instruments at the date at which they are granted. The fair value is determined by using market price of the shares or equity instruments at the date at which they are granted. The fair value is determined by using market price of the shares or either the Monte Carlo or Black-Scholes model taking into account the terms and conditions upon which the instruments were either the Monte Carlo or Black-Scholes model taking into account the terms and conditions upon which the instruments were granted. These models require a number of assumptions to be made including the expected future volatility of the share price, granted. These models require a number of assumptions to be made including the expected future volatility of the share price, the estimated vesting date and the risk-free interest rate. The accounting estimates and assumptions relating to equity-settled the estimated vesting date and the risk-free interest rate. The accounting estimates and assumptions relating to equity-settled share-based payments would have no impact on the carrying amounts of assets and liabilities within the next annual reporting share-based payments would have no impact on the carrying amounts of assets and liabilities within the next annual reporting period but may impact profit or loss and equity. period but may impact profit or loss and equity. Exploration and evaluation costs Exploration and evaluation costs Exploration and evaluation costs have been capitalised on the basis that the consolidated entity will commence commercial Exploration and evaluation costs have been capitalised on the basis that the consolidated entity will commence commercial production in the future, from which time the costs will be amortised in proportion to the depletion of the mineral resources. production in the future, from which time the costs will be amortised in proportion to the depletion of the mineral resources. Key judgements are applied in considering costs to be capitalised which includes determining expenditures directly related to Key judgements are applied in considering costs to be capitalised which includes determining expenditures directly related to these activities and allocating overheads between those that are expensed and capitalised. In addition, costs are only these activities and allocating overheads between those that are expensed and capitalised. In addition, costs are only capitalised that are expected to be recovered either through successful development or sale of the relevant mining interest. capitalised that are expected to be recovered either through successful development or sale of the relevant mining interest. Factors that could impact the future commercial production at the mine include the level of reserves and resources, future Factors that could impact the future commercial production at the mine include the level of reserves and resources, future technology changes, which could impact the cost of mining, future legal changes and changes in commodity prices. To the technology changes, which could impact the cost of mining, future legal changes and changes in commodity prices. To the extent that capitalised costs are determined not to be recoverable in the future, they will be written off in the period in which extent that capitalised costs are determined not to be recoverable in the future, they will be written off in the period in which this determination is made. this determination is made. Going Concern Going Concern The financial statements have been prepared on the going concern basis, which contemplates continuity of normal business The financial statements have been prepared on the going concern basis, which contemplates continuity of normal business activities and the realisation of assets and settlement of liabilities in the normal course of business. activities and the realisation of assets and settlement of liabilities in the normal course of business. As disclosed in the financial statements, the Group achieved a net loss after tax of $3,752,831 and net operating cash outflows As disclosed in the financial statements, the Group achieved a net loss after tax of $3,752,831 and net operating cash outflows of $1,661,343 for the year ended 31 December 2021. As at 31 December 2021 the Group had cash of $5,196,876. of $1,661,343 for the year ended 31 December 2021. As at 31 December 2021 the Group had cash of $5,196,876. The ability of the Group to continue as a going concern is principally dependent upon the following conditions: The ability of the Group to continue as a going concern is principally dependent upon the following conditions: • • • the ability of the Group to meet its cashflow forecasts; the ability of the Group to raise capital, as and when necessary; and the ability of the Group to sell non-core assets. the ability of the Group to meet its cashflow forecasts; the ability of the Group to raise capital, as and when necessary; and the ability of the Group to sell non-core assets. • • • 38 | Fertoz limited 25 | P a g e 25 | P a g e 26 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 2. Critical accounting judgements, estimates and assumptions (continued) Note 2. Critical accounting judgements, estimates and assumptions (continued) Going Concern (continued) Going Concern (continued) These conditions give rise to material uncertainty which may cast significant doubt over the Group’s ability to continue as a going concern. These conditions give rise to material uncertainty which may cast significant doubt over the Group’s ability to continue as a going concern. The directors believe that the going concern basis of preparation is appropriate due to the following reasons: The directors believe that the going concern basis of preparation is appropriate due to the following reasons: The group has a cash balance of $5,196,846 proven ability of the Group to raise the necessary funding or settle debts via the issuance of shares; and the group is operating an expanding rock phosphate and organic fertilizer business and plans to continue to expand this business in the coming year. The group has a cash balance of $5,196,846 proven ability of the Group to raise the necessary funding or settle debts via the issuance of shares; and the group is operating an expanding rock phosphate and organic fertilizer business and plans to continue to expand this business in the coming year. • • • • • • Should the Group be unable to continue as a going concern, it may be required to realise its assets and extinguish its liabilities other than in the ordinary course of business, and at amounts that differ from those stated in the financial report. This financial report does not include any adjustments relating to the recoverability and classification of recorded asset amounts or the amounts or classification of liabilities and appropriate disclosures that may be necessary should the Group be unable to continue as a going concern. Should the Group be unable to continue as a going concern, it may be required to realise its assets and extinguish its liabilities other than in the ordinary course of business, and at amounts that differ from those stated in the financial report. This financial report does not include any adjustments relating to the recoverability and classification of recorded asset amounts or the amounts or classification of liabilities and appropriate disclosures that may be necessary should the Group be unable to continue as a going concern. Short term lease Short term lease The Group has a short-term office lease arrangement that is a month-to-month lease. The lease arrangement is such that, The Group has a short-term office lease arrangement that is a month-to-month lease. The lease arrangement is such that, either party to the contract can give notice to terminate the arrangement or the contract does not oblige either party to make either party to the contract can give notice to terminate the arrangement or the contract does not oblige either party to make a payment on termination. As a result, the Group has assessed the lease arrangement to be non- enforceable, therefore a payment on termination. As a result, the Group has assessed the lease arrangement to be non- enforceable, therefore continues to recognise any lease payments as an expense through the profit or loss. continues to recognise any lease payments as an expense through the profit or loss. Note 3. Operating segments Note 3. Operating segments Identification of reportable operating segments The consolidated entity is organised into two operating segments based on geographical location being Australian and Canadian operations, reflected by the subsidiaries in the Group. These operating segments are based on the internal reports that are reviewed and used by the board of Directors (who are identified as the Chief Operating Decision Makers (“CODM”)) in assessing performance and in determining the allocation of resources. Identification of reportable operating segments The consolidated entity is organised into two operating segments based on geographical location being Australian and Canadian operations, reflected by the subsidiaries in the Group. These operating segments are based on the internal reports that are reviewed and used by the board of Directors (who are identified as the Chief Operating Decision Makers (“CODM”)) in assessing performance and in determining the allocation of resources. The CODM reviews earnings before and after tax. The accounting policies adopted for internal reporting to the CODM are consistent with those adopted in the financial statements. The CODM reviews earnings before and after tax. The accounting policies adopted for internal reporting to the CODM are consistent with those adopted in the financial statements. Where applicable, corporate costs, finance costs, interest revenue, tax and foreign currency gains and losses are not allocated to segments as they are not considered part of the core operations of the segments and are managed on a consolidated entity basis thus disclosed under unallocated category Where applicable, corporate costs, finance costs, interest revenue, tax and foreign currency gains and losses are not allocated to segments as they are not considered part of the core operations of the segments and are managed on a consolidated entity basis thus disclosed under unallocated category Consolidated – 31 December 2021 Consolidated – 31 December 2021 Australia Australia North North America America $ $ Fertoz Unallocated Fertoz Unallocated Carbon1 Carbon1 $ $ $ $ $ $ 1,093,006 1,093,006 1,093,006 1,093,006 1,150,5952 1,150,495 1,150,5952 1,150,495 - - - - 36,228 36,228 - - 36,228 36,228 (956,218) (956,218) - - (148,890) (148,890) - - (520,213) (520,213) (148,890) (148,890) Total Total $ $ - 2,243,501 - 2,243,501 - 2,243,501 - 2,243,501 (1,919,551) (2,988,431) (1,919,551) (2,988,431) - - (1,343,756) (1,343,756) - - (2,988,431) (2,988,431) Revenue Sales of phosphate fertilizer Total revenue and other income Revenue Sales of phosphate fertilizer Total revenue and other income Profit/(Loss) before income tax expense Income tax revenue Profit/(Loss) after income tax expense Profit/(Loss) before income tax expense Income tax revenue Profit/(Loss) after income tax expense Assets Segment assets Segment liabilities Segment net assets Assets Segment assets Segment liabilities Segment net assets 542,635 (56,071) 486,564 542,635 (56,071) 486,564 8,430,888 (743,429) 7,687,459 8,430,888 (743,429) 7,687,459 - - - - - - 4,381,704 4,381,704 (62,305) (62,305) 4,319,399 4,319,399 13,355,227 13,355,227 (861,805) (861,805) 12,493,422 12,493,422 1 The group’s objective is to develop the sector of carbon credits 2 This does not include receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450 1 The group’s objective is to develop the sector of carbon credits 2 This does not include receipt from sale of materials removed from the Company’s Fernie project in Alberta amounting to $943,450 Fertoz limited | 39 26 | P a g e 26 | P a g e 926,615 2,105,146 856,594 70,021 Total Total $ $ 2,035,125 70,021 Australia Australia $ $ 856,594 70,021 926,615 2,035,125 70,021 2,105,146 Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 North North America America $ $ 1,178,531 - 1,178,531 - 1,178,531 1,178,531 Unallocated Unallocated $ $ - - - - - - Note 3. Operating segments (Continued) Note 3. Operating segments (Continued) Consolidated – 31 December 2020 Consolidated – 31 December 2020 Revenue Sales of phosphate fertilizer Other income Revenue Sales of phosphate fertilizer Other income Total revenue and other income Total revenue and other income Numerical reconciliation of income tax and tax at statutory rate Profit/ (loss) before income tax expenses from continuing operations (3,752,831) (1,535,715) Tax at statutory tax rate of 26% (2020: 27.5%) (975,736) (422,322) Tax effect on amounts which are not deductible/(taxable) in calculating income Tax adjustment for tax rate variance in foreign jurisdictions Notes to the consolidated financial statements For the year ended 31 December 2021 Note 5. Loss before income tax Loss before income tax includes the following specific expenses Share based payments Impairment of inventory Note 6. Income tax Income tax expenses Current tax expense Deferred tax expense Aggregate income tax expenses Entertainment expenses Share-based payments Under/Over Provision NANE Income Cost Base Items Deferred tax assets derecognised/(recognised) Income tax expense Deferred tax assets and liabilities Recognised deferred tax assets Carried forward losses Deferred tax asset at 15% (2020:15%) Recognised deferred tax liabilities Assessable temporary differences Exploration and evaluation assets AASB6 Right of Use Asset Unrealised FX Deferred tax liability at 15% (2020:15%) Net deferred tax assets/(liabilities) Unrecognised deferred tax assets Unused tax losses Unused capital losses Capital raising costs in equity Accruals and provisions Other deductible temporary differences AASB16 Lease Liability Consolidated 2021 $ 2019 $ 2,394,505 - 205,666 344,052 Consolidated 2021 $ (313,493) 313,493 - 2020 $ (237,398) 237,398 - - - - - 111,296 72 622,571 (71,872) 176 313,493 133,088 1 56,558 776 (5,500) 237,398 - - 1,039,089 1,039,089 830,499 830,499 (1,009,093) (830,499) (21,246) (8,750) (1,039,089) (830,499) - - - - 18,826,080 18,070,971 10,000 384,535 39,671 5,425 116,276 10,000 229,479 40,070 20,981 19,216,752 18,371,502 Profit/(Loss) before income tax expense Income tax revenue Profit/(Loss) before income tax expense Income tax revenue Profit/(Loss) after income tax expense Profit/(Loss) after income tax expense 79,733 79,733 (1,064,705) (1,064,705) (550,743) (550,743) (1,535,715) (1,535,715) - - - - - - - - 79,733 79,733 (1,064,705) (1,064,705) (550,743) (550,743) (1,535,715) (1,535,715) Assets Segment assets Segment liabilities Segment net assets Assets Segment assets Segment liabilities Segment net assets Segment non-current asset Segment non-current asset 551,881 551,881 (84,190) (84,190) 471,691 471,691 6,462,104 6,462,104 (212,572) (212,572) 6,249,532 6,249,532 616,703 (97,704) 518,999 616,703 (97,704) 518,999 7,630,688 7,630,688 (394,466) (394,466) 7,236,222 7,236,222 Non-current assets, excluding financial instruments and deferred tax assets, located in: Non-current assets, excluding financial instruments and deferred tax assets, located in: Australia Australia Canada Canada Note 4. Revenue Note 4. Revenue Sales Revenue Sale of phosphate fertilizer products – at point in time Sales Revenue Sale of phosphate fertilizer products – at point in time Consolidated Consolidated 2021 2021 $ $ 2020 2020 $ $ - 6,592,950 6,592,950 - 6,592,950 6,592,950 - 5,908,388 5,908,388 - 5,908,388 5,908,388 Consolidated Consolidated 2021 2021 $ $ 2020 2020 $ $ 2,243,501 2,243,501 2,243,501 2,243,501 2,035,125 2,035,125 2,035,125 2,035,125 During the year, the group sold material it removed as bulk sample from its Fernie Project for a total amount of $943,450. The proceeds were recognised against the carrying cost of the Fernie Project as the project is still in the exploration and evaluation phase and accounted for under AASB 6. During the year, the group sold material it removed as bulk sample from its Fernie Project for a total amount of $943,450. The proceeds were recognised against the carrying cost of the Fernie Project as the project is still in the exploration and evaluation phase and accounted for under AASB 6. Other income Interest Other income Interest Covid 19 cashflow and Jobkeeper funding Other income Covid 19 cashflow and Jobkeeper funding Other income 40 | Fertoz limited 373 373 - 12,898 12,898 - 12,898 12,898 589 589 58,250 11,771 70,021 58,250 11,771 70,021 Deferred tax assets not taken up at 26% (2020: 27.5%) 4,996,533 5,052,163 27 | P a g e 27 | P a g e 28 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 5. Loss before income tax Note 5. Loss before income tax Note 5. Loss before income tax Loss before income tax includes the following specific expenses Loss before income tax includes the following specific expenses Loss before income tax includes the following specific expenses Share based payments Impairment of inventory Share based payments Impairment of inventory Share based payments Impairment of inventory Note 6. Income tax Note 6. Income tax Note 6. Income tax Income tax expenses Current tax expense Income tax expenses Income tax expenses Deferred tax expense Current tax expense Current tax expense Aggregate income tax expenses Deferred tax expense Deferred tax expense Aggregate income tax expenses Aggregate income tax expenses Numerical reconciliation of income tax and tax at statutory rate Profit/ (loss) before income tax expenses from continuing operations Numerical reconciliation of income tax and tax at statutory rate Profit/ (loss) before income tax expenses from continuing operations Tax at statutory tax rate of 26% (2020: 27.5%) Tax effect on amounts which are not deductible/(taxable) in calculating income Tax at statutory tax rate of 26% (2020: 27.5%) Tax effect on amounts which are not deductible/(taxable) in calculating income Numerical reconciliation of income tax and tax at statutory rate Profit/ (loss) before income tax expenses from continuing operations Tax at statutory tax rate of 26% (2020: 27.5%) Tax effect on amounts which are not deductible/(taxable) in calculating income Tax adjustment for tax rate variance in foreign jurisdictions Entertainment expenses Tax adjustment for tax rate variance in foreign jurisdictions Tax adjustment for tax rate variance in foreign jurisdictions Share-based payments Entertainment expenses Entertainment expenses Under/Over Provision Share-based payments Share-based payments NANE Income Under/Over Provision Under/Over Provision Cost Base Items NANE Income NANE Income Deferred tax assets derecognised/(recognised) Cost Base Items Cost Base Items Income tax expense Deferred tax assets derecognised/(recognised) Deferred tax assets derecognised/(recognised) Income tax expense Income tax expense Deferred tax assets and liabilities Recognised deferred tax assets Deferred tax assets and liabilities Deferred tax assets and liabilities Carried forward losses Recognised deferred tax assets Recognised deferred tax assets Deferred tax asset at 15% (2020:15%) Carried forward losses Carried forward losses Recognised deferred tax liabilities Deferred tax asset at 15% (2020:15%) Deferred tax asset at 15% (2020:15%) Assessable temporary differences Recognised deferred tax liabilities Recognised deferred tax liabilities Exploration and evaluation assets Assessable temporary differences Assessable temporary differences AASB6 Right of Use Asset Exploration and evaluation assets Exploration and evaluation assets Unrealised FX AASB6 Right of Use Asset AASB6 Right of Use Asset Deferred tax liability at 15% (2020:15%) Unrealised FX Unrealised FX Net deferred tax assets/(liabilities) Deferred tax liability at 15% (2020:15%) Deferred tax liability at 15% (2020:15%) Net deferred tax assets/(liabilities) Net deferred tax assets/(liabilities) Unrecognised deferred tax assets Unused tax losses Unrecognised deferred tax assets Unrecognised deferred tax assets Unused capital losses Unused tax losses Unused tax losses Capital raising costs in equity Unused capital losses Unused capital losses Accruals and provisions Capital raising costs in equity Capital raising costs in equity Other deductible temporary differences Accruals and provisions Accruals and provisions AASB16 Lease Liability Other deductible temporary differences Other deductible temporary differences AASB16 Lease Liability AASB16 Lease Liability Deferred tax assets not taken up at 26% (2020: 27.5%) Deferred tax assets not taken up at 26% (2020: 27.5%) Deferred tax assets not taken up at 26% (2020: 27.5%) Consolidated Consolidated 2021 Consolidated $ 2021 2021 $ $ 2019 $ 2019 2019 $ $ 2,394,505 - 2,394,505 - 2,394,505 - 205,666 344,052 205,666 344,052 205,666 344,052 Consolidated Consolidated Consolidated 2021 $ 2021 2021 $ $ (313,493) 313,493 (313,493) (313,493) - 313,493 313,493 - - 2020 $ 2020 2020 $ $ (237,398) 237,398 (237,398) (237,398) - 237,398 237,398 - - (3,752,831) (1,535,715) (3,752,831) (3,752,831) (975,736) (1,535,715) (1,535,715) (422,322) (975,736) (975,736) 111,296 72 111,296 111,296 622,571 72 72 (71,872) 622,571 622,571 - (71,872) (71,872) 176 - - 313,493 176 176 - 313,493 313,493 - - 1,039,089 1,039,089 1,039,089 1,039,089 1,039,089 1,039,089 - (1,009,093) - - (21,246) (1,009,093) (1,009,093) (8,750) (21,246) (21,246) (1,039,089) (8,750) (8,750) - (1,039,089) (1,039,089) - - 18,826,080 10,000 18,826,080 18,826,080 384,535 10,000 10,000 39,671 384,535 384,535 5,425 39,671 39,671 116,276 5,425 5,425 19,216,752 116,276 116,276 19,216,752 19,216,752 4,996,533 (422,322) (422,322) 133,088 1 133,088 133,088 56,558 1 1 776 56,558 56,558 (5,500) 776 776 - (5,500) (5,500) 237,398 - - - 237,398 237,398 - - 830,499 830,499 830,499 830,499 830,499 830,499 - (830,499) - - - (830,499) (830,499) - - - (830,499) - - - (830,499) (830,499) - - 18,070,971 10,000 18,070,971 18,070,971 229,479 10,000 10,000 40,070 229,479 229,479 20,981 40,070 40,070 20,981 20,981 18,371,502 18,371,502 18,371,502 5,052,163 4,996,533 4,996,533 5,052,163 5,052,163 28 | P a g e Fertoz limited | 41 28 | P a g e 28 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 7. Current assets – Cash and cash equivalents Note 7. Current assets – Cash and cash equivalents Cash at bank Cash at bank Consolidated Consolidated 2021 2021 $ $ 5,196,846 5,196,846 5,196,846 5,196,846 2020 2020 $ $ 1,156,678 1,156,678 1,156,678 1,156,678 Reconciliation to cash and cash equivalents at the end of the financial year The above figures are reconciled to cash and cash equivalents at the end of the financial year as shown in the statement of cash flows as follows: Reconciliation to cash and cash equivalents at the end of the financial year The above figures are reconciled to cash and cash equivalents at the end of the financial year as shown in the statement of cash flows as follows: Balances as above Balances as above Balance as per statement of cashflows Balance as per statement of cashflows 5,196,846 5,196,846 5,196,846 5,196,846 1,156,678 1,156,678 1,156,678 1,156,678 Note 8a. Current assets – Trade and other receivables Note 8a. Current assets – Trade and other receivables Trade receivables Less: expected credit loss provision Other receivables Trade receivables Less: expected credit loss provision Other receivables Consolidated Consolidated 2021 2021 $ $ 497,254 497,254 (11,110) (11,110) 266,994 266,994 2020 2020 $ $ 255,914 255,914 (11,214) (11,214) 10,483 10,483 753,138 753,138 255,183 255,183 Upon initial recognition of the amount receivable, the Group has applied the simplified approach permitted by AASB 9 Upon initial recognition of the amount receivable, the Group has applied the simplified approach permitted by AASB 9 which requires expected lifetime losses to be recognized from initial recognition of the receivable. At 31 December which requires expected lifetime losses to be recognized from initial recognition of the receivable. At 31 December 2021, a provision on certain receivables amounting to $11,110 was maintained. 2021, a provision on certain receivables amounting to $11,110 was maintained. Note 8b. Current assets – Inventory Note 8b. Current assets – Inventory Inventory consists of the following Crushed raw ore Finished products Inventory consists of the following Crushed raw ore Finished products Consolidated Consolidated 2021 2021 $ $ 330,909 330,909 64,614 64,614 395,523 395,523 2020 2020 $ $ 194,038 194,038 26,994 26,994 221,032 221,032 During the year ended 31 December 2020, the company impaired inventory in North America by an amount of $344,052 following deterioration of the fertilizers due weather conditions. During the year ended 31 December 2020, the company impaired inventory in North America by an amount of $344,052 following deterioration of the fertilizers due weather conditions. Note 9. Current assets – Other current assets Note 9. Current assets – Other current assets GST receivable Other prepayments GST receivable Other prepayments Consolidated Consolidated 2021 2021 $ $ 91,360 91,360 - - 91,360 91,360 2020 2020 $ $ 9,295 9,295 80,112 80,112 89,407 89,407 42 | Fertoz limited 29 | P a g e 29 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 10. Non-current assets – Exploration and evaluation assets Note 10. Non-current assets – Exploration and evaluation assets Exploration and evaluation assets, at cost Exploration and evaluation assets, at cost Reconciliations of the carrying amounts at the beginning and the end of the current and previous financial year are set out below Reconciliations of the carrying amounts at the beginning and the end of the current and previous financial year are set out below Movements in property, plant and equipment Movements in property, plant and equipment Carrying amount at beginning of the period Carrying amount at beginning of the period Additions Additions Proceeds from sale of material removed from Fernie Proceeds from sale of material removed from Fernie Foreign exchange movement Foreign exchange movement Carrying amount at the end of period Carrying amount at the end of period Consolidated Consolidated 2021 2021 $ $ 2020 2020 $ $ 5,958,789 5,958,789 5,536,663 5,536,663 5,536,663 5,536,663 988,418 988,418 (943,450) (943,450) 377,158 377,158 5,958,789 5,958,789 5,833,645 5,833,645 134,800 134,800 - - (431,782) (431,782) 5,536,663 5,536,663 Recoverability of the carrying amount of exploration ad evaluation assets is dependent on the successful development and commercial exploitation of projects or alternatively through the sale of the area of interest. Recoverability of the carrying amount of exploration ad evaluation assets is dependent on the successful development and commercial exploitation of projects or alternatively through the sale of the area of interest. Note 11. Non-current assets – Property, plant and equipment Note 11. Non-current assets – Property, plant and equipment Cost or valuation At 1 January 2020 Exchange difference Balance at 31 December 2020 Additions Exchange difference Balance at 31 December 2021 Cost or valuation At 1 January 2020 Exchange difference Balance at 31 December 2020 Additions Exchange difference Balance at 31 December 2021 Accumulated depreciation At 1 January 2020 Charge for the year Exchange difference Balance at 31 December 2020 Charge for the year Exchange difference Balance at 31 December 2021 Accumulated depreciation At 1 January 2020 Charge for the year Exchange difference Balance at 31 December 2020 Charge for the year Exchange difference Balance at 31 December 2021 Net book value At 31 December 2021 Net book value At 31 December 2021 At 31 December 2020 At 31 December 2020 Plant & Equipment Plant & Equipment $ $ 164,290 164,290 (11,588) (11,588) 152,702 152,702 - - 10,110 10,110 162,812 162,812 Asset under Asset under Construction1 Construction1 $ $ - - - - - - - - 429,699 429,699 429,699 429,699 81,450 81,450 10,335 10,335 (6,204) (6,204) 85,581 85,581 8,678 8,678 5,730 5,730 99,989 99,989 - - - - - - - - - - - - - - 62,823 62,823 429,699 429,699 67,121 67,121 - - Note 1 Asset under construction consists of a granulator which is currently under installation. Note 1 Asset under construction consists of a granulator which is currently under installation. Total Total $ $ 164,290 164,290 (11,588) (11,588) 152,702 152,702 429,699 429,699 10,110 10,110 592,511 592,511 81,450 81,450 10,335 10,335 (6,204) (6,204) 85,581 85,581 8,678 8,678 5,730 5,730 99,989 99,989 492,522 492,522 67,121 67,121 Fertoz limited | 43 30 | P a g e 30 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 12. Non-curent assets – Environmental bonds Note 12. Non-curent assets – Environmental bonds Movements in Environmental bonds Movements in Environmental bonds Carrying amount at beginning of the year Carrying amount at beginning of the year Foreign exchange movement Foreign exchange movement Carrying amount at the end of the year Carrying amount at the end of the year Note 13. Current liabilities -Trade and other payables Note 13. Current liabilities -Trade and other payables Trade creditors Accruals Other payables Trade creditors Accruals Other payables Refer to note 18 for further information on financial instruments. Refer to note 18 for further information on financial instruments. Note 14. Right-of-use assets and lease liabilities Note 14. Right-of-use assets and lease liabilities Consolidated Consolidated 2021 2021 $ $ 304,604 304,604 20,806 20,806 325,410 325,410 2020 2020 $ $ 328,451 328,451 (23,847) (23,847) 304,604 304,604 Consolidated Consolidated 2021 2021 $ $ 664,211 664,211 75,340 75,340 5,977 5,977 745,528 745,528 2020 2020 $ $ 312,848 312,848 67,657 67,657 13,961 13,961 394,466 394,466 The group has leased assets – motor vehicle and office during the year ended 31 December 2021. Information about the leases is presented below. The group has leased assets – motor vehicle and office during the year ended 31 December 2021. Information about the leases is presented below. Right-of-use assets Right-of-use assets At 1 January 2021 At 1 January 2021 Additions Additions Amortisation Amortisation Exchange difference Exchange difference Lease liabilities Lease liabilities At 1 January 2021 At 1 January 2021 New leases New leases Interest expenses Interest expenses Lease payments Lease payments Foreign exchange movement Foreign exchange movement At 31 December 2021 At 31 December 2021 Lease liability within one year Lease liability within one year Lease liability between 1-5 years Lease liability between 1-5 years Motor Motor Vehicle Vehicle Office Office Building Building Total Total $ $ $ $ $ $ - - 83,403 83,403 (2,264) (2,264) (53) (53) 81,086 81,086 - - 69,203 69,203 (8,451) (8,451) (199) (199) 60,553 60,553 - - 152,606 152,606 (10,715) (10,715) (252) (252) 141,639 141,639 Motor Motor Vehicle Vehicle Office Office Building Building Total Total $ $ $ $ $ $ - - 56,606 56,606 277 277 (1,682) (1,682) (13) (13) 55,188 55,188 17,840 17,840 37,348 37,348 - - 69,203 69,203 649 649 (8,700) (8,700) (63) (63) 61,089 61,089 - - 125,809 125,809 926 926 (10,382) (10,382) (76) (76) 116,277 116,277 34,075 34,075 27,014 27,014 51,915 51,915 64,362 64,362 An amount of $926 has been recognised in the income statement for the year ended 31 December 2021. Amount recognised in the statement of cashflows is $10,382. An amount of $926 has been recognised in the income statement for the year ended 31 December 2021. Amount recognised in the statement of cashflows is $10,382. 44 | Fertoz limited 31 | P a g e 31 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 14. Leases (continued) Note 14. Leases (continued) The group leases office space which typically runs for two years. The group has the option to renew the lease under the same The group leases office space which typically runs for two years. The group has the option to renew the lease under the same conditions at the end of the lease. Lease liability recognised for the year ended 31 December 2021 amounted to $61,089. conditions at the end of the lease. Lease liability recognised for the year ended 31 December 2021 amounted to $61,089. The group leases motor vehicle with a lease term of 3 years. At the expiry of the lease, the group has the option to buy the vehicle for US $5,911. The group leases motor vehicle with a lease term of 3 years. At the expiry of the lease, the group has the option to buy the vehicle for US $5,911. Note 15. Equity – Issued share capital Note 15. Equity – Issued share capital Ordinary shares – fully paid Ordinary shares – fully paid Movements in share capital Movements in share capital 2021 2021 Number of Number of shares shares 2020 2020 Number of Number of shares shares 2021 2021 2020 2020 $ $ $ $ 227,600,960 227,600,960 155,321,628 155,321,628 29,099,284 29,099,284 21,532,474 21,532,474 Details Details Date Date No of Shares No of Shares Issued Price ($) Issued Price ($) Balance Balance Private placement Private placement Shares1 Shares1 Share issuance costs Share issuance costs Balance Balance Rights issue2 Rights issue2 Placement3 Placement3 Performance shares released4 Performance shares released4 Shares in lieu of directors’ Shares in lieu of directors’ fees5 fees5 Shares in lieu of director’s Shares in lieu of director’s fees5 fees5 Shares issued under ESOP6 Shares issued under ESOP6 Share issuance costs7 Share issuance costs7 Balance at 31 December 2021 Balance at 31 December 2021 31 December 2019 21 February 2020 12 August 2020 31 December 2019 21 February 2020 12 August 2020 31 December 2020 9 April 2021 14 July/7 September 2021 5 August 2021 31 December 2020 9 April 2021 14 July/7 September 2021 5 August 2021 5 August 2021 5 August 2021 5 November 2021 5 November 2021 5 November 2021 5 November 2021 129,399,128 25,000,000 922,500 - 155,321,628 30,395,999 129,399,128 25,000,000 922,500 - 155,321,628 30,395,999 33,333,333 33,333,333 3,000,000 3,000,000 3,500,000 3,500,000 350,000 350,000 1,700,000 - 227,600,960 1,700,000 - 227,600,960 0.08 0.08 0.068 0.068 - - 0.05 0.05 0.15 0.15 0.23 0.23 0.23 0.23 0.23 0.23 0.365 - 0.365 - Amount ($) Amount ($) 19,606,629 19,606,629 2,000,000 2,000,000 62,730 62,730 (136,885) (136,885) 21,532,474 21,532,474 1,519,800 1,519,800 5,000,000 5,000,000 690,000 690,000 805,000 805,000 80,500 80,500 620,500 620,500 (1,148,990) (1,148,990) 29,099,284 29,099,284 1 Shares were issued to members of the staff (non-directors) for achieving certain milestones at the discretion of the Board, the fair value of 1 Shares were issued to members of the staff (non-directors) for achieving certain milestones at the discretion of the Board, the fair value of the shares the shares measured based on the share price at grant date. measured based on the share price at grant date. 2 On 6 April 2021, the Company completed a Rights Issue of 30,395,999 shares at $0.05 each, of which 1,604,938 were allotted to directors on 2 On 6 April 2021, the Company completed a Rights Issue of 30,395,999 shares at $0.05 each, of which 1,604,938 were allotted to directors on 2 August 2021, subsequent to the Annual General Meeting. 2 August 2021, subsequent to the Annual General Meeting. 3 On 14July 2021, the Company completed a placement of 33,333,333 shares at $0.15 each, of which 13,333,333 shares were issued in a 3 On 14July 2021, the Company completed a placement of 33,333,333 shares at $0.15 each, of which 13,333,333 shares were issued in a second tranche on 7 September 2021 pursuant to ASX listing rule 7.1 second tranche on 7 September 2021 pursuant to ASX listing rule 7.1 4On 5 August 2021, the Company issued 3,000,000 ordinary shares following the vesting of 3,000,000 performance rights to the Executive 4On 5 August 2021, the Company issued 3,000,000 ordinary shares following the vesting of 3,000,000 performance rights to the Executive Chairman, as hurdles pertaining to these had been met. The performance rights were valued at the fair value of the shares at the date of the Chairman, as hurdles pertaining to these had been met. The performance rights were valued at the fair value of the shares at the date of the general meeting where they were approved, given that the performance hurdles had already been met. general meeting where they were approved, given that the performance hurdles had already been met. 5On 5 August 2021 and 5 November 2021, the Company issued 3,850,000 shares to Directors in settlement of unpaid directors’ fees. The 5On 5 August 2021 and 5 November 2021, the Company issued 3,850,000 shares to Directors in settlement of unpaid directors’ fees. The shares were valued at the fair value of the shares at the date of the general meeting where they were approved. shares were valued at the fair value of the shares at the date of the general meeting where they were approved. 6On 5 November 2021, the Company issued 1,700,000 shares to staff under the Employee Share Plan. The shares have been recorded at their 6On 5 November 2021, the Company issued 1,700,000 shares to staff under the Employee Share Plan. The shares have been recorded at their market value at the date the shares were granted of $0.365 market value at the date the shares were granted of $0.365 7 Share issuance costs were incurred with respect of the placement and rights issue, which included the issuance of 5,000,000 options 7 Share issuance costs were incurred with respect of the placement and rights issue, which included the issuance of 5,000,000 options exercisable at a price of $0.20 each for a duration of 36 months. Using Black Scholes valuation model, the value of the options was calculated exercisable at a price of $0.20 each for a duration of 36 months. Using Black Scholes valuation model, the value of the options was calculated at $826,175 (see note 28) at $826,175 (see note 28) Ordinary shares Ordinary shares entitle the holder to participate in dividends and the proceeds on the winding up of the company in proportion to the number of and amounts paid on the shares held. The fully paid ordinary shares have no par value and the company does not have a limited amount of authorised capital. Ordinary shares Ordinary shares entitle the holder to participate in dividends and the proceeds on the winding up of the company in proportion to the number of and amounts paid on the shares held. The fully paid ordinary shares have no par value and the company does not have a limited amount of authorised capital. On a show of hands every member present at a meeting in person or by proxy shall have one vote and upon a poll each share shall have one vote. On a show of hands every member present at a meeting in person or by proxy shall have one vote and upon a poll each share shall have one vote. Fertoz limited | 45 32 | P a g e 32 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 15. Equity – Issued share capital (continued) Note 15. Equity – Issued share capital (continued) Share buy-back There is no current on-market share buy-back. Share buy-back There is no current on-market share buy-back. Capital risk management Capital risk management The Board's policy is to maintain a strong base so to maintain investor, creditor and market confidence and to sustain future The Board's policy is to maintain a strong base so to maintain investor, creditor and market confidence and to sustain future development of the business. As an emerging explorer and developer, the Group does not establish a return on capital. Capital development of the business. As an emerging explorer and developer, the Group does not establish a return on capital. Capital management requires the maintenance of strong cash balance to support ongoing exploration and development. management requires the maintenance of strong cash balance to support ongoing exploration and development. Note 16. Equity – Reserves Note 16. Equity – Reserves Foreign currency translation reserve The reserve is used to recognise exchange differences arising from the translation of the financial statements of foreign operations to Australian dollars. Foreign currency translation reserve The reserve is used to recognise exchange differences arising from the translation of the financial statements of foreign operations to Australian dollars. Interest rate risk The consolidated entity has no interest rate risk. Credit risk Share based payment reserve The reserve is used to recognise share-based payments made to suppliers and employees. Share based payment reserve The reserve is used to recognise share-based payments made to suppliers and employees. Note 17. Equity – dividends Note 17. Equity – dividends Dividends No dividends were paid during the year. Dividends No dividends were paid during the year. Note 18. Financial Instruments Note 18. Financial Instruments Financial risk management objectives Financial risk management objectives The consolidated entity's activities expose it to a variety of financial risks: market risk (including foreign currency risk, price risk The consolidated entity's activities expose it to a variety of financial risks: market risk (including foreign currency risk, price risk and interest rate risk), credit risk and liquidity risk. The consolidated entity's overall risk management program focuses on the and interest rate risk), credit risk and liquidity risk. The consolidated entity's overall risk management program focuses on the unpredictability of financial markets and seeks to minimise potential adverse effects on the financial performance of the unpredictability of financial markets and seeks to minimise potential adverse effects on the financial performance of the consolidated entity. consolidated entity. Risk management is carried out by the Chief Financial Officer under policies approved by the Board of Directors (“the Board”). Risk management is carried out by the Chief Financial Officer under policies approved by the Board of Directors (“the Board”). These policies include identification and analysis of the risk exposure of the consolidated entity and appropriate procedures, These policies include identification and analysis of the risk exposure of the consolidated entity and appropriate procedures, controls and risk limits. The Chief Financial Officer identifies, evaluates and hedges financial risks within the consolidated controls and risk limits. The Chief Financial Officer identifies, evaluates and hedges financial risks within the consolidated entity's operating units and reports to the Board on a monthly basis. entity's operating units and reports to the Board on a monthly basis. MARKET RISK MARKET RISK Foreign currency risk Foreign currency risk The consolidated entity undertakes certain transactions denominated in foreign currency and is exposed to foreign currency The consolidated entity undertakes certain transactions denominated in foreign currency and is exposed to foreign currency risk through foreign exchange rate fluctuations. risk through foreign exchange rate fluctuations. Foreign exchange risk arises from future commercial transactions and recognised financial assets and financial liabilities Foreign exchange risk arises from future commercial transactions and recognised financial assets and financial liabilities denominated in a currency that is not the entity's functional currency. The risk is measured using sensitivity analysis and cash denominated in a currency that is not the entity's functional currency. The risk is measured using sensitivity analysis and cash flow forecasting. flow forecasting. The carrying amount of the consolidated entity's foreign currency denominated financial assets and financial liabilities at the reporting date were as follows: The carrying amount of the consolidated entity's foreign currency denominated financial assets and financial liabilities at the reporting date were as follows: US Dollars Canadian Dollars US Dollars Canadian Dollars Assets Assets Liabilities Liabilities 2021 2021 $ $ 265,412 265,412 1,011,213 1,011,213 1,276,625 1,276,625 2020 2020 $ $ 175,031 352,404 527,435 175,031 352,404 527,435 2021 2021 $ $ (164,685) (437,863) (602,548) (164,685) (437,863) (602,548) 2020 2020 $ $ (116,363) (116,363) (68,923) (68,923) (185,286) (185,286) Consolidated – 2021 Non-derivatives Non-interest bearing Trade payables and other payables Lease liability Total non-derivatives The consolidated entity had net financial assets denominated in foreign currencies of $674,077 as at 31 December 2021 (2020: The consolidated entity had net financial assets denominated in foreign currencies of $674,077 as at 31 December 2021 (2020: $342,149). Based on this exposure, had the Australian dollar weakened by 5% or strengthened by 5% against these foreign $342,149). Based on this exposure, had the Australian dollar weakened by 5% or strengthened by 5% against these foreign currencies with all other variables held constant, the consolidated entity's net financial assets would have been $33,704 (2020: currencies with all other variables held constant, the consolidated entity's net financial assets would have been $33,704 (2020: $17,107) lower and $33,704 (2020: $17,107) higher respectively. $17,107) lower and $33,704 (2020: $17,107) higher respectively. Notes to the consolidated financial statements For the year ended 31 December 2021 Note 18. Financial Instruments (continued) Price risk The policy of the consolidated entity is to sell phosphate-based fertilizer at the spot price and it has not entered into any hedging contracts. The consolidated entity's revenues were exposed to fluctuation in the price of this commodity. If the average selling price for the financial year had increased/decreased by 10% the change in the profit before income tax for the consolidated group would have been an increase /decrease of $316,525 (2020: $203,512). If there was a 10% increase or decrease in market price of inventory, the net realizable value of inventory on hand would increase/(decrease) by $44,407 (2020: $22,103). As the phosphate-based fertilizer on hand are held at cost there would be no impact on profit or loss. Credit risk refers to the risk that a counterparty will default on its contractual obligations resulting in financial loss to the consolidated entity. The consolidated entity has a strict code of credit, including obtaining agency credit information, confirming references and setting appropriate credit limits. The consolidated entity obtains guarantees where appropriate to mitigate credit risk. The maximum exposure to credit risk at the reporting date to recognised financial assets is the carrying amount, net of any provisions for impairment of those assets, as disclosed in the statement of financial position and notes to the financial statements. The consolidated entity does not hold any collateral. The Company has bank deposits with the Commonwealth Bank of Australia and Toronto Dominion Bank which both have a Standard and Poors short term credit rating of A-1+. Liquidity risk Vigilant liquidity risk management requires the consolidated entity to maintain sufficient liquid assets (mainly cash and cash equivalents) and available borrowing facilities to be able to pay debts as and when they become due and payable. The consolidated entity manages liquidity risk by maintaining adequate cash reserves and available borrowing facilities by continuously monitoring actual and forecast cash flows and matching the maturity profiles of financial assets and liabilities. Financing arrangements Unused borrowing facilities at the reporting date: Debtor financing facility (unused) Consolidated 2021 $ 1,000,000 1,000,000 2020 $ 1,000,000 1,000,000 Weighted average interest rate 1 year or less Between 1 and 2 years Between 2 and 5 years Over 5 years Total contractual cashflow % $ $ $ $ $ -% 5% 0.3% 745,529 51,915 797,444 - 64,362 63,362 - - - - - - 745,529 116,277 861,806 46 | Fertoz limited 33 | P a g e 33 | P a g e 34 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 18. Financial Instruments (continued) Note 18. Financial Instruments (continued) Price risk Price risk The policy of the consolidated entity is to sell phosphate-based fertilizer at the spot price and it has not entered into any The policy of the consolidated entity is to sell phosphate-based fertilizer at the spot price and it has not entered into any hedging contracts. The consolidated entity's revenues were exposed to fluctuation in the price of this commodity. If the hedging contracts. The consolidated entity's revenues were exposed to fluctuation in the price of this commodity. If the average selling price for the financial year had increased/decreased by 10% the change in the profit before income tax for the average selling price for the financial year had increased/decreased by 10% the change in the profit before income tax for the consolidated group would have been an increase /decrease of $316,525 (2020: $203,512). If there was a 10% increase or consolidated group would have been an increase /decrease of $316,525 (2020: $203,512). If there was a 10% increase or decrease in market price of inventory, the net realizable value of inventory on hand would increase/(decrease) by $44,407 decrease in market price of inventory, the net realizable value of inventory on hand would increase/(decrease) by $44,407 (2020: $22,103). As the phosphate-based fertilizer on hand are held at cost there would be no impact on profit or loss. (2020: $22,103). As the phosphate-based fertilizer on hand are held at cost there would be no impact on profit or loss. Interest rate risk The consolidated entity has no interest rate risk. Interest rate risk The consolidated entity has no interest rate risk. Credit risk Credit risk Credit risk refers to the risk that a counterparty will default on its contractual obligations resulting in financial loss to the Credit risk refers to the risk that a counterparty will default on its contractual obligations resulting in financial loss to the consolidated entity. The consolidated entity has a strict code of credit, including obtaining agency credit information, consolidated entity. The consolidated entity has a strict code of credit, including obtaining agency credit information, confirming references and setting appropriate credit limits. The consolidated entity obtains guarantees where appropriate to confirming references and setting appropriate credit limits. The consolidated entity obtains guarantees where appropriate to mitigate credit risk. The maximum exposure to credit risk at the reporting date to recognised financial assets is the carrying mitigate credit risk. The maximum exposure to credit risk at the reporting date to recognised financial assets is the carrying amount, net of any provisions for impairment of those assets, as disclosed in the statement of financial position and notes to amount, net of any provisions for impairment of those assets, as disclosed in the statement of financial position and notes to the financial statements. The consolidated entity does not hold any collateral. the financial statements. The consolidated entity does not hold any collateral. The Company has bank deposits with the Commonwealth Bank of Australia and Toronto Dominion Bank which both have a Standard and Poors short term credit rating of A-1+. The Company has bank deposits with the Commonwealth Bank of Australia and Toronto Dominion Bank which both have a Standard and Poors short term credit rating of A-1+. Liquidity risk Vigilant liquidity risk management requires the consolidated entity to maintain sufficient liquid assets (mainly cash and cash equivalents) and available borrowing facilities to be able to pay debts as and when they become due and payable. Liquidity risk Vigilant liquidity risk management requires the consolidated entity to maintain sufficient liquid assets (mainly cash and cash equivalents) and available borrowing facilities to be able to pay debts as and when they become due and payable. The consolidated entity manages liquidity risk by maintaining adequate cash reserves and available borrowing facilities by The consolidated entity manages liquidity risk by maintaining adequate cash reserves and available borrowing facilities by continuously monitoring actual and forecast cash flows and matching the maturity profiles of financial assets and liabilities. continuously monitoring actual and forecast cash flows and matching the maturity profiles of financial assets and liabilities. Financing arrangements Unused borrowing facilities at the reporting date: Financing arrangements Unused borrowing facilities at the reporting date: Debtor financing facility (unused) Debtor financing facility (unused) Consolidated Consolidated 2021 2021 $ $ 1,000,000 1,000,000 1,000,000 1,000,000 2020 2020 $ $ 1,000,000 1,000,000 1,000,000 1,000,000 Consolidated – 2021 Consolidated – 2021 Non-derivatives Non-derivatives Non-interest bearing Non-interest bearing Trade payables and other Trade payables and other payables payables Lease liability Lease liability Total non-derivatives Total non-derivatives Weighted Weighted average average interest rate interest rate 1 year or less 1 year or less Between 1 and 2 years Between 1 and 2 years Between 2 and 5 years Between 2 and 5 years Over Over 5 years 5 years Total Total contractual contractual cashflow cashflow % % $ $ $ $ $ $ $ $ $ $ -% 5% -% 5% 0.3% 0.3% 745,529 745,529 51,915 51,915 797,444 797,444 - - 64,362 64,362 63,362 63,362 - - - - - - - - - - - - 745,529 116,277 745,529 116,277 861,806 861,806 Fertoz limited | 47 34 | P a g e 34 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 18. Financial Instruments (continued) Note 18. Financial Instruments (continued) Consolidated – 2020 Consolidated – 2020 Non-derivatives Non-derivatives Non-interest bearing Non-interest bearing Trade payables and other Trade payables and other payables payables Total non-derivatives Total non-derivatives Weighted Weighted average average interest rate interest rate % % 1 year or less 1 year or less Between 1 and 2 years Between 1 and 2 years Between 2 and 5 years Between 2 and 5 years Over 5 years Over 5 years $ $ $ $ $ $ $ $ Total Total contractual contractual cashflow cashflow $ $ -% -% 394,466 394,466 394,466 394,466 - - - - - - - - - - 394,466 394,466 - - 394,466 394,466 The cash flows in the maturity analysis above are not expected to occur significantly earlier than contractually disclosed above. Unless otherwise stated, the carrying amounts of financial instruments reflect their fair value. The cash flows in the maturity analysis above are not expected to occur significantly earlier than contractually disclosed above. Unless otherwise stated, the carrying amounts of financial instruments reflect their fair value. Note 19. Key Management Personnel Compensation Note 19. Key Management Personnel Compensation Compensation The aggregate compensation made to directors and other members while they were key management personnel of the consolidated entity is set out below: Compensation The aggregate compensation made to directors and other members while they were key management personnel of the consolidated entity is set out below: Short-term benefits Share-based payment Short-term benefits Share-based payment Note 20. Auditors remuneration Note 20. Auditors remuneration Consolidated Consolidated 2021 2021 $ $ 221,400 221,400 1,639,605 1,639,605 1,861,005 1,861,005 2020 2020 $ $ 292,161 292,161 142,936 142,936 435,097 435,097 During the financial year the following fees were paid or payable for services provided by BDO Audit Pty Ltd, the auditor of the company, its network firms and unrelated firms: During the financial year the following fees were paid or payable for services provided by BDO Audit Pty Ltd, the auditor of the company, its network firms and unrelated firms: Audit services – BDO Audit Pty Ltd. Tax services – BDO Services Pty Ltd Audit services – BDO Audit Pty Ltd. Tax services – BDO Services Pty Ltd Note 21. Contingency There were no contingent assets or liabilities at balance date. Note 21. Contingency There were no contingent assets or liabilities at balance date. Note 22. Commitments Note 22. Commitments 2021 2021 $ $ 51,262 51,262 8,100 8,100 59,362 59,362 Consolidated Consolidated 2020 2020 $ $ 50,017 50,017 9,457 9,457 59,474 59,474 Exploration Exploration So as to maintain current rights to tenure of exploration tenements, the group will be required to outlay amounts in respect of So as to maintain current rights to tenure of exploration tenements, the group will be required to outlay amounts in respect of tenement rent to the relevant governing authorities (C$10 – C$40 per hectare) or to incur exploration expenditures in lieu tenement rent to the relevant governing authorities (C$10 – C$40 per hectare) or to incur exploration expenditures in lieu (C$5 -C$20 per hectare). These work requirement outlays which arise in relation to granted tenements are as follows: (C$5 -C$20 per hectare). These work requirement outlays which arise in relation to granted tenements are as follows: Due within one year Due after one year and within five years Due after five years Due within one year Due after one year and within five years Due after five years 48 | Fertoz limited Consolidated Consolidated 2021 2021 $ $ 273,626 273,626 1,476,145 1,476,145 - - 2020 2020 $ $ 415 415 386,594 386,594 - - 35 | P a g e 35 | P a g e 36 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Note 23. Related Party transactions Fertoz Limited is the parent entity. Parent entity Subsidiaries Interests in subsidiaries are set out in note 25. Key management personnel Disclosures relating to key management personnel are set out in note 19 and the remuneration report in the directors' report. Note 24. Parent entity information Set out below is the supplementary information about the parent entity, Fertoz Limited. Statement of profit or loss and other comprehensive income Loss after income tax Total comprehensive loss Statement of financial position Total current assets Total assets Total current liabilities Total liabilities Equity Issued share capital Share based payment reserve Accumulated loss Total equity Parent 2021 $ 2020 $ (5,124,923) (5,124,923) (1,383,663) (1,383,663) Parent 2021 $ 4,381,704 9,168,788 62,305 62,305 2020 $ 598,740 5,385,824 83,743 83,743 29,099,284 3,161,110 (23,153,911) 9,106,483 21,532,474 1,798,595 (18,028,988) 5,302,081 Guarantees entered into by the parent entity in relation to the debts of its subsidiaries The parent entity had no guarantees in relation to the debts of its subsidiaries as at 31 December 2021 and 2020. Contingent liabilities The parent entity had no contingent liabilities as at 31 December 2021 and 2020. Capital commitments - Property, plant and equipment The parent entity had no capital commitments for property, plant and equipment as at 31 December 2021 and 2020. Significant accounting policies except for the following: The accounting policies of the parent entity are consistent with those of the consolidated entity, as disclosed in note 1, ● Investments in subsidiaries are accounted for at cost, less any impairment, in the parent entity. Notes to the consolidated financial statements For the year ended 31 December 2021 Note 18. Financial Instruments (continued) Weighted interest rate % average 1 year or less Over 5 years contractual Between 1 and 2 years Between 2 and 5 years $ $ $ $ Total cashflow $ Consolidated – 2020 Non-derivatives Non-interest bearing Trade payables and other payables Total non-derivatives 394,466 -% 394,466 - - - - - - 394,466 394,466 The cash flows in the maturity analysis above are not expected to occur significantly earlier than contractually disclosed above. Unless otherwise stated, the carrying amounts of financial instruments reflect their fair value. Note 19. Key Management Personnel Compensation The aggregate compensation made to directors and other members while they were key management personnel of the During the financial year the following fees were paid or payable for services provided by BDO Audit Pty Ltd, the auditor of the company, its network firms and unrelated firms: Compensation consolidated entity is set out below: Short-term benefits Share-based payment Note 20. Auditors remuneration Audit services – BDO Audit Pty Ltd. Tax services – BDO Services Pty Ltd Note 21. Contingency There were no contingent assets or liabilities at balance date. Note 22. Commitments Exploration Due within one year Due after one year and within five years Due after five years Consolidated 2021 $ 221,400 1,639,605 1,861,005 2020 $ 292,161 142,936 435,097 Consolidated 2021 $ 51,262 8,100 59,362 2020 $ 50,017 9,457 59,474 Consolidated 2021 $ 273,626 1,476,145 - 2020 $ 415 386,594 - 35 | P a g e So as to maintain current rights to tenure of exploration tenements, the group will be required to outlay amounts in respect of tenement rent to the relevant governing authorities (C$10 – C$40 per hectare) or to incur exploration expenditures in lieu (C$5 -C$20 per hectare). These work requirement outlays which arise in relation to granted tenements are as follows: Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 23. Related Party transactions Note 23. Related Party transactions Parent entity Fertoz Limited is the parent entity. Parent entity Fertoz Limited is the parent entity. Subsidiaries Interests in subsidiaries are set out in note 25. Subsidiaries Interests in subsidiaries are set out in note 25. Key management personnel Disclosures relating to key management personnel are set out in note 19 and the remuneration report in the directors' report. Key management personnel Disclosures relating to key management personnel are set out in note 19 and the remuneration report in the directors' report. Note 24. Parent entity information Note 24. Parent entity information Set out below is the supplementary information about the parent entity, Fertoz Limited. Statement of profit or loss and other comprehensive income Set out below is the supplementary information about the parent entity, Fertoz Limited. Statement of profit or loss and other comprehensive income Loss after income tax Total comprehensive loss Loss after income tax Total comprehensive loss Statement of financial position Statement of financial position Total current assets Total assets Total current liabilities Total liabilities Equity Total current assets Total assets Total current liabilities Total liabilities Equity Issued share capital Share based payment reserve Accumulated loss Issued share capital Share based payment reserve Accumulated loss Total equity Total equity Parent Parent 2021 2021 $ $ 2020 2020 $ $ (5,124,923) (5,124,923) (5,124,923) (5,124,923) (1,383,663) (1,383,663) (1,383,663) (1,383,663) Parent Parent 2021 2021 $ $ 4,381,704 4,381,704 9,168,788 9,168,788 62,305 62,305 62,305 62,305 2020 2020 $ $ 598,740 598,740 5,385,824 5,385,824 83,743 83,743 83,743 83,743 29,099,284 29,099,284 3,161,110 3,161,110 (23,153,911) (23,153,911) 9,106,483 9,106,483 21,532,474 21,532,474 1,798,595 1,798,595 (18,028,988) (18,028,988) 5,302,081 5,302,081 Guarantees entered into by the parent entity in relation to the debts of its subsidiaries The parent entity had no guarantees in relation to the debts of its subsidiaries as at 31 December 2021 and 2020. Guarantees entered into by the parent entity in relation to the debts of its subsidiaries The parent entity had no guarantees in relation to the debts of its subsidiaries as at 31 December 2021 and 2020. Contingent liabilities The parent entity had no contingent liabilities as at 31 December 2021 and 2020. Contingent liabilities The parent entity had no contingent liabilities as at 31 December 2021 and 2020. Capital commitments - Property, plant and equipment The parent entity had no capital commitments for property, plant and equipment as at 31 December 2021 and 2020. Capital commitments - Property, plant and equipment The parent entity had no capital commitments for property, plant and equipment as at 31 December 2021 and 2020. Significant accounting policies The accounting policies of the parent entity are consistent with those of the consolidated entity, as disclosed in note 1, except for the following: Significant accounting policies The accounting policies of the parent entity are consistent with those of the consolidated entity, as disclosed in note 1, except for the following: ● Investments in subsidiaries are accounted for at cost, less any impairment, in the parent entity. Investments in subsidiaries are accounted for at cost, less any impairment, in the parent entity. ● Fertoz limited | 49 36 | P a g e 36 | P a g e Notes to the consolidated financial statements Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 For the year ended 31 December 2021 Note 25. Interests in subsidiaries Note 25. Interests in subsidiaries The consolidated financial statements incorporate the assets, liabilities and results of the following subsidiaries in accordance with the accounting policy described in note 1: The consolidated financial statements incorporate the assets, liabilities and results of the following subsidiaries in accordance with the accounting policy described in note 1: The consolidated financial statements incorporate the assets, liabilities and results of the following subsidiaries in accordance with the accounting policy described in note 1: Note 25. Interests in subsidiaries Ownership interest Name Name Name Fertoz International Organic Inc. Fertoz Agriculture Pty Ltd. Fertoz International Organic Inc. Fertoz International Organic Inc. Fertoz Organics In. Fertoz Agriculture Pty Ltd. Fertoz Agriculture Pty Ltd. Fertoz Organics In. Fertoz Organics In. Principal place of business / Country of incorporation Principal place of business / Principal place of business / Country of incorporation Country of incorporation Canada Australia Canada United States Australia Canada Australia United States United States 2020 2021 Ownership interest Ownership interest % % 2021 2020 2020 2021 % % % % 100% 100% 100% 100% 100% 100% - 100% - - 100% 100% 100% 100% 100% 100% 100% 100% Note 26. Reconciliation of profit after income tax to net cash from operating activities Note 26. Reconciliation of profit after income tax to net cash from operating activities Note 26. Reconciliation of profit after income tax to net cash from operating activities Consolidated Loss after income tax expense for the year Consolidated Consolidated 2021 $ 2021 2021 $ $ (3,752,831) 2020 $ 2020 2020 $ $ (1,535,715) (1,535,715) (1,535,715) (3,752,831) (3,752,831) Loss after income tax expense for the year Loss after income tax expense for the year Adjustments for: Share-based payments Adjustments for: Adjustments for: Depreciation Share-based payments Share-based payments Lease interest Depreciation Depreciation Lease interest Lease interest Change in operating assets and liabilities Decrease/(Increase) in trade and other receivables Change in operating assets and liabilities Change in operating assets and liabilities Decrease/(Increase) in inventories Decrease/(Increase) in trade and other receivables Decrease/(Increase) in trade and other receivables (Decrease)/increase in trade and other payables Decrease/(Increase) in inventories Decrease/(Increase) in inventories Net cash used in operating activities (Decrease)/increase in trade and other payables (Decrease)/increase in trade and other payables Net cash used in operating activities Net cash used in operating activities Non-cash transactions During the year ended 31 December 2021, the company issued 5,000,000 options to settle capital raising costs of $826,175, Non-cash transactions and entered into lease agreements adding $152,606 to right-of-use assets. During the year ended 31 December 2021, the company issued 5,000,000 options to settle capital raising costs of $826,175, and entered into lease agreements adding $152,606 to right-of-use assets. The only changes to liabilities arising from financing activities are as disclosed in note 14 Leases. Non-cash transactions During the year ended 31 December 2021, the company issued 5,000,000 options to settle capital raising costs of $826,175, and entered into lease agreements adding $152,606 to right-of-use assets. (499,908) (174,491) (499,908) (499,908) 351,063 (174,491) (174,491) (1,661,343) 351,063 351,063 (1,661,343) (1,661,343) (79,492) 35,652 (79,492) (79,492) 53,601 35,652 35,652 (965,900) 53,601 53,601 (965,900) (965,900) 2,394,505 19,393 2,394,505 926 19,393 926 549,719 10,335 549,719 - 10,335 - 2,394,505 19,393 926 549,719 10,335 - The only changes to liabilities arising from financing activities are as disclosed in note 14 Leases. The only changes to liabilities arising from financing activities are as disclosed in note 14 Leases. Note 27. Loss per share Note 27. Loss per share Note 27. Loss per share Earnings per share for profit/(loss) from continuing operations Loss after income tax expense for the period Earnings per share for profit/(loss) from continuing operations Loss after income tax expense for the period Earnings per share for profit/(loss) from continuing operations Loss after income tax expense for the period Weighted average number of shares used in calculating basic earnings per share Weighted average number of shares used in calculating basic earnings per share Weighted average number of shares used in calculating diluted earnings per share Weighted average number of shares used in calculating basic earnings per share Weighted average number of shares used in calculating diluted earnings per share Weighted average number of shares used in calculating diluted earnings per share Basic loss per share Basic loss per share Basic loss per share Diluted loss per share Consolidated Consolidated Consolidated 2021 $ 2021 2021 $ $ (3,752,831) 2020 $ 2020 2020 $ $ (1,535,715) (3,752,831) (3,752,831) Number 193,603,749 Number Number 193,603,749 193,603,749 193,603,749 193,603,749 193,603,749 Cents 1.94 Cents 1.94 Cents 1.94 1.94 (1,535,715) (1,535,715) Number 151,262,340 Number Number 151,262,340 151,262,340 151,262,340 151,262,340 151,262,340 Cents 1.01 Cents 1.01 1.01 Cents 1.01 Diluted loss per share At 31 December 2021, there were 5,000,000 (2020: nil) options outstanding which could potentially dilute basic earnings per Diluted loss per share share in the future. Because there is a loss from continuing operations, these would have an anti-dilutive effect and therefore At 31 December 2021, there were 5,000,000 (2020: nil) options outstanding which could potentially dilute basic earnings per At 31 December 2021, there were 5,000,000 (2020: nil) options outstanding which could potentially dilute basic earnings per diluted earnings per share is the same as the basic earnings per share. share in the future. Because there is a loss from continuing operations, these would have an anti-dilutive effect and therefore share in the future. Because there is a loss from continuing operations, these would have an anti-dilutive effect and therefore diluted earnings per share is the same as the basic earnings per share. diluted earnings per share is the same as the basic earnings per share. 1.94 1.94 1.01 1.01 50 | Fertoz limited 37 | P a g e 37 | P a g e 37 | P a g e 38 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Note 28. Share-based payments Expenses arising from share-based payment transactions (a) Performance Rights Total expenses arising from share-based payment transactions recognised during the period as part of contract of services in terms of performance rights issued to directors amounting to $754,105 (2020: $142,936) and to consultants, under the performance scheme, amounting $134,400 (2020: $62,730). At 31 December 2021, movement in performance rights are as per below: 31 December 2021 Exercise price $0.00 $0.00 $0.00 $0.00 Balance at the start of the year Exercised / Granted vested 4,000,000 - 3,000,000 (3,000,000) - 750,000 - 1,600,000 Expired/ forfeited/ other (4,000,000) - - - - - 4,000,000 5,350,000 (3,000,000) (4,000,000) $0.00 $0.00 $0.00 $0.00 Balance at the end of the year - - 750,000 1,600,000 2,350,000 $0.00 Grant date Expiry date 01/06/2018 01/06/2021 05/08/2021 01/06/2024 01/06/2021 01/06/2024 17/09/2021 01/10/2022 Weighted average exercise price Performance Rights Number Expiry Date Milestone for release from escrow Issue Price Chairman Rights 1,000,000 01/06/2024 The Company’s share price closing at 10c or above for 10 1,000,000 01/06/2024 The Company’s share price closing at 15c or above for 10 1,000,000 01/06/2024 The Company’s share price closing at 20c or above for 10 consecutive trading days consecutive trading days consecutive trading days 3,000,000 During the year ended 31 December 2021, the above performance hurdles were met and the performance rights were exercised and ordinary shares issued. The performance rights were valued at the fair value of the shares at the date of the general meeting where they were approved, given that the performance hurdles had already been met at that date. Performance Rights Number Expiry Date Milestone for release from escrow Issue Price Chairman Rights 250,000 01/06/2024 Achievement of 10,000ha of reforested or rehabilitated land managed in a carbon project by Fertoz Carbon before 1 June 2024 250,000 01/06/2024 Sale of $500,000 of Carbon Credits in a project managed by Fertoz Carbon before 1 June 2024 250,000 01/06/2024 Achievement of 60,000t of fertilizer sales in any one year before 1 June 2024 750,000 Nil Nil Nil Nil Nil Nil It has been assumed that the performance hurdles for the above performance rights will be met by 1 June 2024. The performance rights have been measured at the share price at the date they were granted and are expensed over the period from grant date to the assumed vesting date of 1 June 2024. 1,600,000 31/12/2022 Achievement of operations targets Nil Consultants Rights 1,650,000 Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 Note 28. Share-based payments Note 28. Share-based payments Expenses arising from share-based payment transactions Expenses arising from share-based payment transactions (a) Performance Rights (a) Performance Rights Total expenses arising from share-based payment transactions recognised during the period as part of contract of services in Total expenses arising from share-based payment transactions recognised during the period as part of contract of services in terms of performance rights issued to directors amounting to $754,105 (2020: $142,936) and to consultants, under the terms of performance rights issued to directors amounting to $754,105 (2020: $142,936) and to consultants, under the performance scheme, amounting $134,400 (2020: $62,730). performance scheme, amounting $134,400 (2020: $62,730). At 31 December 2021, movement in performance rights are as per below: At 31 December 2021, movement in performance rights are as per below: 31 December 2021 31 December 2021 Grant date Grant date Expiry date Expiry date 01/06/2018 01/06/2018 01/06/2021 01/06/2021 05/08/2021 05/08/2021 01/06/2024 01/06/2024 01/06/2021 01/06/2021 01/06/2024 01/06/2024 17/09/2021 17/09/2021 01/10/2022 01/10/2022 Weighted average exercise price Weighted average exercise price Exercise Exercise price price $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Balance at Balance at the start of the start of the year the year Granted Granted Exercised / Exercised / vested vested 4,000,000 4,000,000 - - 3,000,000 3,000,000 - 750,000 750,000 - - 1,600,000 - 1,600,000 4,000,000 5,350,000 4,000,000 5,350,000 $0.00 $0.00 $0.00 $0.00 - - (3,000,000) (3,000,000) - - - - (3,000,000) (3,000,000) $0.00 $0.00 Expired/ Expired/ forfeited/ forfeited/ other other (4,000,000) (4,000,000) - - - - (4,000,000) (4,000,000) $0.00 $0.00 Balance at Balance at the end of the end of the year the year - - - - 750,000 750,000 1,600,000 1,600,000 2,350,000 $0.00 2,350,000 $0.00 Performance Rights Performance Rights Number Number Expiry Date Expiry Date Milestone for release from escrow Milestone for release from escrow Issue Price Issue Price Chairman Rights Chairman Rights 1,000,000 1,000,000 01/06/2024 01/06/2024 1,000,000 1,000,000 01/06/2024 01/06/2024 1,000,000 1,000,000 01/06/2024 01/06/2024 3,000,000 3,000,000 The Company’s share price closing at 10c or above for 10 consecutive trading days The Company’s share price closing at 10c or above for 10 consecutive trading days The Company’s share price closing at 15c or above for 10 consecutive trading days The Company’s share price closing at 15c or above for 10 consecutive trading days The Company’s share price closing at 20c or above for 10 consecutive trading days The Company’s share price closing at 20c or above for 10 consecutive trading days Nil Nil Nil Nil Nil Nil During the year ended 31 December 2021, the above performance hurdles were met and the performance rights were During the year ended 31 December 2021, the above performance hurdles were met and the performance rights were exercised and ordinary shares issued. The performance rights were valued at the fair value of the shares at the date of the exercised and ordinary shares issued. The performance rights were valued at the fair value of the shares at the date of the general meeting where they were approved, given that the performance hurdles had already been met at that date. general meeting where they were approved, given that the performance hurdles had already been met at that date. Performance Rights Performance Rights Chairman Rights Chairman Rights Number Number Expiry Date Expiry Date Milestone for release from escrow Milestone for release from escrow Issue Price Issue Price 250,000 250,000 01/06/2024 Achievement of 10,000ha of reforested or rehabilitated land managed in a carbon project by Fertoz Carbon before 1 June 2024 01/06/2024 Achievement of 10,000ha of reforested or rehabilitated land managed in a carbon project by Fertoz Carbon before 1 June 2024 250,000 250,000 01/06/2024 Sale of $500,000 of Carbon Credits in a project managed by 01/06/2024 Sale of $500,000 of Carbon Credits in a project managed by Fertoz Carbon before 1 June 2024 Fertoz Carbon before 1 June 2024 250,000 250,000 01/06/2024 Achievement of 60,000t of fertilizer sales in any one year 01/06/2024 Achievement of 60,000t of fertilizer sales in any one year before 1 June 2024 before 1 June 2024 Nil Nil Nil Nil Nil Nil 750,000 750,000 It has been assumed that the performance hurdles for the above performance rights will be met by 1 June 2024. The performance rights have been measured at the share price at the date they were granted and are expensed over the period from grant date to the assumed vesting date of 1 June 2024. It has been assumed that the performance hurdles for the above performance rights will be met by 1 June 2024. The performance rights have been measured at the share price at the date they were granted and are expensed over the period from grant date to the assumed vesting date of 1 June 2024. Consultants Consultants Rights Rights 1,600,000 1,600,000 31/12/2022 Achievement of operations targets 31/12/2022 Achievement of operations targets Nil Nil 1,650,000 1,650,000 Fertoz limited | 51 38 | P a g e 38 | P a g e Notes to the consolidated financial statements For the year ended 31 December 2021 Notes to the consolidated financial statements For the year ended 31 December 2021 It has been assumed that the performance hurdles for the above performance rights will be met by 31 December 2022. The performance rights have been measured at the share price at the date they were granted and are expensed over the period from grant date to the assumed vesting date of 31 December 2022. It has been assumed that the performance hurdles for the above performance rights will be met by 31 December 2022. The performance rights have been measured at the share price at the date they were granted and are expensed over the period from grant date to the assumed vesting date of 31 December 2022. Note 28. Share-based payments (continued) Note 28. Share-based payments (continued) (a) Performance Rights (a) Performance Rights 31 December 2020 31 December 2020 Grant date Grant date Expiry date Expiry date 01/06/2018 01/06/2018 01/06/2021 01/06/2021 Exercise Exercise price price $0.00 $0.00 Weighted average exercise price Weighted average exercise price Balance at Balance at the start of the start of the year the year Granted Granted Exercised / Exercised / vested vested Expired/ Expired/ forfeited/ forfeited/ other other Balance at Balance at the end of the end of the year the year 4,000,000 4,000,000 4,000,000 4,000,000 $0.00 $0.00 - - - - $0.00 $0.00 - - - - $0.00 $0.00 - - - - $0.00 $0.00 4,000,000 4,000,000 4,000,000 4,000,000 $0.00 $0.00 Performance Rights Performance Rights Number Number Expiry Date Expiry Date Milestone for release from escrow Milestone for release from escrow Issue Price Issue Price Chairman Rights Chairman Rights 1,000,000 1,000,000 01/06/2021 01/06/2021 1,000,000 1,000,000 01/06/2021 01/06/2021 1,000,000 1,000,000 01/06/2021 01/06/2021 1,000,000 1,000,000 01/06/2021 01/06/2021 4,000,000 4,000,000 The Company’s share price closing at 28c or above for 10 consecutive trading days The Company’s share price closing at 28c or above for 10 consecutive trading days The Company’s share price closing at 38c or above for 10 consecutive trading days The Company’s share price closing at 38c or above for 10 consecutive trading days The Company’s share price closing at 50c or above for 10 consecutive trading days The Company’s share price closing at 50c or above for 10 consecutive trading days The Company’s share price closing at 60c or above for 10 consecutive trading days The Company’s share price closing at 60c or above for 10 consecutive trading days Nil Nil Nil Nil Nil Nil Nil Nil During the year ended 31 December 2021, the above performance rights, expired unvested. During the year ended 31 December 2021, the above performance rights, expired unvested. (b) Shares (b) Shares Total expenses arising from share-based payment transactions recognised during the period resulting from ordinary shares being issued to directors amounting to $885,500 (2020: Nil) and to consultants $620,500 (2020: $Nil) The expense is recognised at the fair value of the shares measured based on the share price at grant date. Total expenses arising from share-based payment transactions recognised during the period resulting from ordinary shares being issued to directors amounting to $885,500 (2020: Nil) and to consultants $620,500 (2020: $Nil) The expense is recognised at the fair value of the shares measured based on the share price at grant date. (c) Options (c) Options On 23 August 2021, the Company granted 5,000,000 broker options with respect to the capital raising. The broker options are exercisable at a price of $0.20 on or before 23 August 2024. The options were recognised at a fair value, based on Black Scholes Valuation Model, of $0.165 per option for a total value of $826,175. The valuation is based on an expected volatility of 91.4%, risk free interest rate of 1.5%, expected life of 3 years and stock price of $0.26. On 23 August 2021, the Company granted 5,000,000 broker options with respect to the capital raising. The broker options are exercisable at a price of $0.20 on or before 23 August 2024. The options were recognised at a fair value, based on Black Scholes Valuation Model, of $0.165 per option for a total value of $826,175. The valuation is based on an expected volatility of 91.4%, risk free interest rate of 1.5%, expected life of 3 years and stock price of $0.26. At 31 December 2021, the options with an average remaining life of 2.6 years, were vested and unexercised. At 31 December 2021, the options with an average remaining life of 2.6 years, were vested and unexercised. Note 29. Events since the end of the financial year Note 29. Events since the end of the financial year On 14 February 2022, the Company appointed Mr. Greg West as non-Executive Director. Mr Justyn Stedwell resigned from the Board at the same date On 14 February 2022, the Company appointed Mr. Greg West as non-Executive Director. Mr Justyn Stedwell resigned from the Board at the same date 52 | Fertoz limited 39 | P a g e 39 | P a g e Directors’ Declaration For the year ended 31 December 2021 In the directors' opinion: Directors’ Declaration DIRECTORS’ DECLARATION For the year ended 31 December 2021 ● the attached financial statements and notes comply with the Corporations Act 2001, the Accounting Standards, the Corporations Regulations 2001 and other mandatory professional reporting requirements; In the directors' opinion: ● the attached financial statements and notes comply with International Financial Reporting Standards and Interpretations ● the attached financial statements and notes comply with the Corporations Act 2001, the Accounting Standards, the as issued by the International Accounting Standards Board as described in note 1 to the financial statements; Corporations Regulations 2001 and other mandatory professional reporting requirements; ● the attached financial statements and notes give a true and fair view of the consolidated entity's financial position as at ● the attached financial statements and notes comply with International Financial Reporting Standards and Interpretations 31 December 2021 and of its performance for the financial period ended on that date; and as issued by the International Accounting Standards Board as described in note 1 to the financial statements; ● there are reasonable grounds to believe that the company will be able to pay its debts as and when they become due ● the attached financial statements and notes give a true and fair view of the consolidated entity's financial position as at and payable. 31 December 2021 and of its performance for the financial period ended on that date; and The directors have been given the declarations required by section 295A of the Corporations Act 2001. ● there are reasonable grounds to believe that the company will be able to pay its debts as and when they become due Signed in accordance with a resolution of directors made pursuant to section 295(5)(a) of the Corporations Act 2001. and payable. The directors have been given the declarations required by section 295A of the Corporations Act 2001. On behalf of the directors Signed in accordance with a resolution of directors made pursuant to section 295(5)(a) of the Corporations Act 2001. On behalf of the directors ________________________________ Patrick Avery Chairman ________________________________ 31 March 2021 Patrick Avery Chairman 31 March 2022 Fertoz limited | 53 40 | P a g e 40 | P a g e INDEPENDENT AUDITOR’S REPORT Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia INDEPENDENT AUDITOR'S REPORT INDEPENDENT AUDITOR'S REPORT To the members of Fertoz Limited To the members of Fertoz Limited Report on the Audit of the Financial Report INDEPENDENT AUDITOR'S REPORT Opinion Report on the Audit of the Financial Report We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), To the members of Fertoz Limited Opinion which comprises the consolidated statement of financial position as at 31 December 2021, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), of changes in equity and the consolidated statement of cash flows for the year then ended, and notes which comprises the consolidated statement of financial position as at 31 December 2021, the Report on the Audit of the Financial Report to the financial report, including a summary of significant accounting policies and the directors’ consolidated statement of profit or loss and other comprehensive income, the consolidated statement declaration. Opinion of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial report, including a summary of significant accounting policies and the directors’ In our opinion the accompanying financial report of the Group, is in accordance with the Corporations We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), declaration. Act 2001, including: which comprises the consolidated statement of financial position as at 31 December 2021, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement In our opinion the accompanying financial report of the Group, is in accordance with the Corporations (i) of changes in equity and the consolidated statement of cash flows for the year then ended, and notes Act 2001, including: to the financial report, including a summary of significant accounting policies and the directors’ (i) (ii) declaration. Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its financial performance for the year ended on that date; and Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its Complying with Australian Accounting Standards and the Corporations Regulations 2001. financial performance for the year ended on that date; and Basis for opinion In our opinion the accompanying financial report of the Group, is in accordance with the Corporations Complying with Australian Accounting Standards and the Corporations Regulations 2001. (ii) Act 2001, including: We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under Basis for opinion those standards are further described in the Auditor’s responsibilities for the audit of the Financial Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its (i) Report section of our report. We are independent of the Group in accordance with the Corporations financial performance for the year ended on that date; and We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s those standards are further described in the Auditor’s responsibilities for the audit of the Financial Complying with Australian Accounting Standards and the Corporations Regulations 2001. (ii) APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) Report section of our report. We are independent of the Group in accordance with the Corporations that are relevant to our audit of the financial report in Australia. We have also fulfilled our other Basis for opinion Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s ethical responsibilities in accordance with the Code. APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under that are relevant to our audit of the financial report in Australia. We have also fulfilled our other We confirm that the independence declaration required by the Corporations Act 2001, which has been those standards are further described in the Auditor’s responsibilities for the audit of the Financial ethical responsibilities in accordance with the Code. given to the directors of the Company, would be in the same terms if given to the directors as at the Report section of our report. We are independent of the Group in accordance with the Corporations time of this auditor’s report. Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s We confirm that the independence declaration required by the Corporations Act 2001, which has been APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) given to the directors of the Company, would be in the same terms if given to the directors as at the We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis that are relevant to our audit of the financial report in Australia. We have also fulfilled our other time of this auditor’s report. for our opinion. ethical responsibilities in accordance with the Code. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis We confirm that the independence declaration required by the Corporations Act 2001, which has been for our opinion. given to the directors of the Company, would be in the same terms if given to the directors as at the time of this auditor’s report. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO for our opinion. Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. 54 | Fertoz limited 41 | P a g e BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. 41 | P a g e Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Material uncertainty related to going concern We draw attention to Note 2 in the financial report which describes the events and/or conditions which give rise to the existence of a material uncertainty that may cast significant doubt about the group’s ability to continue as a going concern and therefore the group may be unable to realise its assets and discharge its liabilities in the normal course of business. Our opinion is not modified in respect of this INDEPENDENT AUDITOR'S REPORT matter. Key audit matters To the members of Fertoz Limited Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide Report on the Audit of the Financial Report a separate opinion on these matters. In addition to the matter described in the Material uncertainty related to going concern section, we have determined the matters described below to be the key audit Opinion matters to be communicated in our report. We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), which comprises the consolidated statement of financial position as at 31 December 2021, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement Carrying value of exploration and evaluation assets of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial report, including a summary of significant accounting policies and the directors’ How the matter was addressed in our audit Key audit matter declaration. In our opinion the accompanying financial report of the Group, is in accordance with the Corporations Our procedures included, but are not limited to the Refer to note 10 of the financial report. Act 2001, including: The Group carries exploration and evaluation assets in following: (i) relation to the application of the Group’s accounting Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its Obtaining evidence that the Group has valid (cid:120) policy for exploration and evaluation assets. financial performance for the year ended on that date; and rights to explore in the areas represented by (ii) The recoverability of exploration and evaluation assets Complying with Australian Accounting Standards and the Corporations Regulations 2001. the capitalised exploration and evaluation is a key audit matter due to the significance of the Basis for opinion total balance as a proportion of total assets and the expenditure by obtaining supporting documentation such as licence agreements We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under level of procedures undertaken to evaluate those standards are further described in the Auditor’s responsibilities for the audit of the Financial management’s application of the requirements of AASB maintains the tenements in good standing. and also considering whether the Group Report section of our report. We are independent of the Group in accordance with the Corporations 6 Exploration for and Evaluation of Mineral Resources Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s (‘AASB 6’) in light of any indicators of impairment that APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) programs in the respective areas of interest. respect to the status of ongoing exploration Making enquiries of management with (cid:120) may be present. that are relevant to our audit of the financial report in Australia. We have also fulfilled our other Enquiring of management, reviewing ASX (cid:120) ethical responsibilities in accordance with the Code. announcements and reviewing directors' minutes to ensure that the Group had not We confirm that the independence declaration required by the Corporations Act 2001, which has been decided to discontinue activities in any given to the directors of the Company, would be in the same terms if given to the directors as at the applicable areas of interest and to assess time of this auditor’s report. whether there are any other facts or We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis circumstances that existed to indicate for our opinion. impairment testing was required. BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. 41 | P a g e 42 | P a g e Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Material uncertainty related to going concern We draw attention to Note 2 in the financial report which describes the events and/or conditions which give rise to the existence of a material uncertainty that may cast significant doubt about the group’s ability to continue as a going concern and therefore the group may be unable to realise its assets and discharge its liabilities in the normal course of business. Our opinion is not modified in respect of this INDEPENDENT AUDITOR'S REPORT matter. Key audit matters To the members of Fertoz Limited Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide Report on the Audit of the Financial Report a separate opinion on these matters. In addition to the matter described in the Material uncertainty Opinion related to going concern section, we have determined the matters described below to be the key audit matters to be communicated in our report. We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), which comprises the consolidated statement of financial position as at 31 December 2021, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement Carrying value of exploration and evaluation assets of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial report, including a summary of significant accounting policies and the directors’ declaration. How the matter was addressed in our audit Key audit matter Refer to note 10 of the financial report. In our opinion the accompanying financial report of the Group, is in accordance with the Corporations Our procedures included, but are not limited to the Act 2001, including: following: The Group carries exploration and evaluation assets in (i) relation to the application of the Group’s accounting Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its financial performance for the year ended on that date; and policy for exploration and evaluation assets. Obtaining evidence that the Group has valid rights to explore in the areas represented by (cid:120) (ii) The recoverability of exploration and evaluation assets Complying with Australian Accounting Standards and the Corporations Regulations 2001. expenditure by obtaining supporting the capitalised exploration and evaluation is a key audit matter due to the significance of the Basis for opinion total balance as a proportion of total assets and the documentation such as licence agreements level of procedures undertaken to evaluate 6 Exploration for and Evaluation of Mineral Resources management’s application of the requirements of AASB We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under maintains the tenements in good standing. those standards are further described in the Auditor’s responsibilities for the audit of the Financial Report section of our report. We are independent of the Group in accordance with the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other announcements and reviewing directors' ethical responsibilities in accordance with the Code. (‘AASB 6’) in light of any indicators of impairment that Enquiring of management, reviewing ASX Making enquiries of management with respect to the status of ongoing exploration programs in the respective areas of interest. may be present. and also considering whether the Group (cid:120) (cid:120) We confirm that the independence declaration required by the Corporations Act 2001, which has been given to the directors of the Company, would be in the same terms if given to the directors as at the applicable areas of interest and to assess time of this auditor’s report. decided to discontinue activities in any whether there are any other facts or minutes to ensure that the Group had not We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. impairment testing was required. circumstances that existed to indicate BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. Fertoz limited | 55 42 | P a g e Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Other information The directors are responsible for the other information. The other information comprises the information contained in directors’ report for the year ended 31 December 2021, but does not include the financial report and our auditor’s report thereon, which we obtained prior to the date of this auditor’s report, and the annual report, which is expected to be made available to us after that date. INDEPENDENT AUDITOR'S REPORT Our opinion on the financial report does not cover the other information and we do not express any form of assurance conclusion thereon. In connection with our audit of the financial report, our responsibility is to read the other information To the members of Fertoz Limited identified above and, in doing so, consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in the audit or otherwise appears to be materially Report on the Audit of the Financial Report misstated. If, based on the work we have performed on the other information that we obtained prior to the date Opinion of this auditor’s report, we conclude that there is a material misstatement of this other information, We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), we are required to report that fact. We have nothing to report in this regard. which comprises the consolidated statement of financial position as at 31 December 2021, the When we read the annual report, if we conclude that there is a material misstatement therein, we are consolidated statement of profit or loss and other comprehensive income, the consolidated statement required to communicate the matter to the directors and will request that it is corrected. If it is not of changes in equity and the consolidated statement of cash flows for the year then ended, and notes corrected, we will seek to have the matter appropriately brought to the attention of users for whom to the financial report, including a summary of significant accounting policies and the directors’ our report is prepared. declaration. Complying with Australian Accounting Standards and the Corporations Regulations 2001. Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its financial performance for the year ended on that date; and Responsibilities of the directors for the Financial Report In our opinion the accompanying financial report of the Group, is in accordance with the Corporations Act 2001, including: The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 (i) and for such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to (ii) fraud or error. Basis for opinion In preparing the financial report, the directors are responsible for assessing the ability of the group to We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under continue as a going concern, disclosing, as applicable, matters related to going concern and using the those standards are further described in the Auditor’s responsibilities for the audit of the Financial going concern basis of accounting unless the directors either intend to liquidate the Group or to cease Report section of our report. We are independent of the Group in accordance with the Corporations operations, or has no realistic alternative but to do so. Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s Auditor’s responsibilities for the audit of the Financial Report APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free that are relevant to our audit of the financial report in Australia. We have also fulfilled our other from material misstatement, whether due to fraud or error, and to issue an auditor’s report that ethical responsibilities in accordance with the Code. includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an We confirm that the independence declaration required by the Corporations Act 2001, which has been audit conducted in accordance with the Australian Auditing Standards will always detect a material given to the directors of the Company, would be in the same terms if given to the directors as at the misstatement when it exists. Misstatements can arise from fraud or error and are considered material time of this auditor’s report. if, individually or in the aggregate, they could reasonably be expected to influence the economic We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis decisions of users taken on the basis of this financial report. for our opinion. A further description of our responsibilities for the audit of the financial report is located at the Auditing and Assurance Standards Board website at: https://www.auasb.gov.au/admin/file/content102/c3/ar1_2020.pdf This description forms part of our auditor’s report. BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO firms. Liability limited by a scheme approved under Professional Standards Legislation. Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. 56 | Fertoz limited 43 | P a g e INDEPENDENT AUDITOR'S REPORT To the members of Fertoz Limited Report on the Audit of the Financial Report Opinion We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), which comprises the consolidated statement of financial position as at 31 December 2021, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial report, including a summary of significant accounting policies and the directors’ In our opinion the accompanying financial report of the Group, is in accordance with the Corporations (i) Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its financial performance for the year ended on that date; and (ii) Complying with Australian Accounting Standards and the Corporations Regulations 2001. declaration. Act 2001, including: Basis for opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s responsibilities for the audit of the Financial Report section of our report. We are independent of the Group in accordance with the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We confirm that the independence declaration required by the Corporations Act 2001, which has been given to the directors of the Company, would be in the same terms if given to the directors as at the time of this auditor’s report. for our opinion. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. 41 | P a g e Tel: +61 7 3237 5999 Fax: +61 7 3221 9227 www.bdo.com.au Level 10, 12 Creek Street Brisbane QLD 4000 GPO Box 457 Brisbane QLD 4001 Australia Report on the Remuneration Report Opinion on the Remuneration Report We have audited the Remuneration Report included in pages 5 to 10 of the directors’ report for the year ended 31 December 2021. In our opinion, the Remuneration Report of Fertoz Limited, for the year ended 31 December 2021, INDEPENDENT AUDITOR'S REPORT complies with section 300A of the Corporations Act 2001. Responsibilities To the members of Fertoz Limited The directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the Remuneration Report, based on our audit conducted in accordance with Report on the Audit of the Financial Report Australian Auditing Standards. Opinion We have audited the financial report of Fertoz Limited (the Company) and its subsidiaries (the Group), BDO Audit Pty Ltd which comprises the consolidated statement of financial position as at 31 December 2021, the consolidated statement of profit or loss and other comprehensive income, the consolidated statement of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial report, including a summary of significant accounting policies and the directors’ declaration. A J Whyte In our opinion the accompanying financial report of the Group, is in accordance with the Corporations Director Act 2001, including: Brisbane, 31 March 2022 (i) Giving a true and fair view of the Group’s financial position as at 31 December 2021 and of its financial performance for the year ended on that date; and (ii) Complying with Australian Accounting Standards and the Corporations Regulations 2001. Basis for opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s responsibilities for the audit of the Financial Report section of our report. We are independent of the Group in accordance with the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We confirm that the independence declaration required by the Corporations Act 2001, which has been given to the directors of the Company, would be in the same terms if given to the directors as at the time of this auditor’s report. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member BDO Audit Pty Ltd ABN 33 134 022 870 is a member of a national association of independent entities which are all members of BDO firms. Liability limited by a scheme approved under Professional Standards Legislation. Australia Ltd ABN 77 050 110 275, an Australian company limited by guarantee. BDO Audit Pty Ltd and BDO Australia Ltd are members of BDO International Ltd, a UK company limited by guarantee, and form part of the international BDO network of independent member firms. Liability limited by a scheme approved under Professional Standards Legislation. Fertoz limited | 57 44 | P a g e Shareholder information Shareholder information 31 December 2021 31 December 2021 Shareholder information 31 December 2021 SHAREHOLDER INFORMATION Shareholders’ information set out below was applicable as at 25 March 2022 Shareholders’ information set out below was applicable as at 25 March 2022 Unlisted Options and Performance Rights Unlisted Options and Performance Rights Shareholders’ information set out below was applicable as at 25 March 2022 The Company has the following unlisted securities on issue: The Company has the following unlisted securities on issue: Unlisted Options and Performance Rights The Company has the following unlisted securities on issue: 5,000,000 Options exercisable at $0.20 each expiring 23/08/2024 held by 10 option holders; 5,000,000 Options exercisable at $0.20 each expiring 23/08/2024 held by 10 option holders; • • The following holders hold 20% or more of the securities in the above class: The following holders hold 20% or more of the securities in the above class: The following holders hold 20% or more of the securities in the above class: 5,000,000 Options exercisable at $0.20 each expiring 23/08/2024 held by 10 option holders; Bostock Investments Pty Ltd – 2,400,000 options Bostock Investments Pty Ltd – 2,400,000 options JP equity Holdings Pty Ltd – 1,500,000 options JP equity Holdings Pty Ltd – 1,500,000 options Bostock Investments Pty Ltd – 2,400,000 options JP equity Holdings Pty Ltd – 1,500,000 options • • • • • • • Distribution Distribution The number of ordinary shareholders, by size of holding is: The number of ordinary shareholders, by size of holding is: Distribution The number of ordinary shareholders, by size of holding is: Spread of Holdings Spread of Holdings % of units % of units Holders Holders 1-1,000 1-1,000 Spread of Holdings 1,001-5,000 1,001-5,000 1-1,000 5,001-10,000 5,001-10,000 1,001-5,000 10,001-100,000 10,001-100,000 5,001-10,000 100,001 - and over 100,001 - and over 10,001-100,000 Total on register Total on register 100,001 - and over Total Overseas holders Total Overseas holders Total on register 40 40 Holders 190 190 40 154 154 190 521 521 154 248 248 521 1,153 1,153 248 43 43 1,153 0.00% 0.00% % of units 0.25% 0.25% 0.00% 0.55% 0.55% 0.25% 9.99% 9.99% 0.55% 89.22% 89.22% 9.99% 100.00% 100.00% 89.22% 100.00% Total Overseas holders The number of shareholdings held in less than marketable parcels is 72 with a total of 55,33 Shares. The number of shareholdings held in less than marketable parcels is 72 with a total of 55,33 Shares. 43 The number of shareholdings held in less than marketable parcels is 72 with a total of 55,33 Shares. Substantial Shareholders Substantial Shareholders The Company has been notified of the following substantial shareholdings: The Company has been notified of the following substantial shareholdings: Substantial Shareholders The Company has been notified of the following substantial shareholdings: Stephens Group and related entities Stephens Group and related entities Boston First Capital Pty Ltd and related entities Boston First Capital Pty Ltd and related entities Stephens Group and related entities Lenark Pty Ltd and related entities Lenark Pty Ltd and related entities Boston First Capital Pty Ltd and related entities Malcolm John Weber Malcolm John Weber Lenark Pty Ltd and related entities Malcolm John Weber 20 LARGEST HOLDERS OF ORDINARY SHARES AS AT 25 MARCH 2022: 20 LARGEST HOLDERS OF ORDINARY SHARES AS AT 25 MARCH 2022: 20 LARGEST HOLDERS OF ORDINARY SHARES AS AT 25 MARCH 2022: Ordinary Shareholder Ordinary Shareholder BOSTON FIRST CAPITAL PTY LTD BOSTON FIRST CAPITAL PTY LTD Ordinary Shareholder LENARK PTY LTD LENARK PTY LTD BOSTON FIRST CAPITAL PTY LTD STEPHENS GROUP SUPER FUND PTY LTD STEPHENS GROUP SUPER FUND PTY LTD LENARK PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED STEPHENS GROUP SUPER FUND PTY LTD ASHABIA PTY LTD ASHABIA PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED MR PATRICK AVERY MR PATRICK AVERY ASHABIA PTY LTD MR WILLIAM BOOTH MR WILLIAM BOOTH MR PATRICK AVERY MR WILLIAM BOOTH 58 | Fertoz limited Number Number 11,455,458 11,455,458 Number 10,869,142 10,869,142 11,455,458 10,000,000 10,000,000 10,869,142 8,206,051 8,206,051 10,000,000 7,554,183 7,554,183 8,206,051 6,408,164 6,408,164 7,554,183 6,297,828 6,297,828 6,408,164 6,297,828 Number Number 21,673,112 21,673,112 Number 13,620,000 13,620,000 21,673,112 13,202,729 13,202,729 13,620,000 9,622,489 9,622,489 13,202,729 9,622,489 Fully paid Fully paid Percentage Percentage Fully paid 5.01% 5.01% Percentage 4.75% 4.75% 5.01% 4.37% 4.37% 4.75% 3.59% 3.59% 4.37% 3.30% 3.30% 3.59% 2.80% 2.80% 3.30% 2.75% 2.75% 2.80% 2.75% 45 | P a g e 45 | P a g e 45 | P a g e 5,000,000 Options exercisable at $0.20 each expiring 23/08/2024 held by 10 option holders; Shareholder information 31 December 2021 Shareholders’ information set out below was applicable as at 25 March 2022 Unlisted Options and Performance Rights The Company has the following unlisted securities on issue: • • • The following holders hold 20% or more of the securities in the above class: Bostock Investments Pty Ltd – 2,400,000 options JP equity Holdings Pty Ltd – 1,500,000 options Distribution The number of ordinary shareholders, by size of holding is: Spread of Holdings Holders % of units 1-1,000 1,001-5,000 5,001-10,000 10,001-100,000 100,001 - and over Total on register Total Overseas holders 40 190 154 521 248 1,153 43 0.00% 0.25% 0.55% 9.99% 89.22% 100.00% The number of shareholdings held in less than marketable parcels is 72 with a total of 55,33 Shares. Substantial Shareholders The Company has been notified of the following substantial shareholdings: Stephens Group and related entities Boston First Capital Pty Ltd and related entities Lenark Pty Ltd and related entities Malcolm John Weber 20 LARGEST HOLDERS OF ORDINARY SHARES AS AT 25 MARCH 2022: Ordinary Shareholder BOSTON FIRST CAPITAL PTY LTD LENARK PTY LTD STEPHENS GROUP SUPER FUND PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED ASHABIA PTY LTD MR PATRICK AVERY MR WILLIAM BOOTH Number 11,455,458 10,869,142 10,000,000 8,206,051 7,554,183 6,408,164 6,297,828 Number 21,673,112 13,620,000 13,202,729 9,622,489 Fully paid Percentage 5.01% 4.75% 4.37% 3.59% 3.30% 2.80% 2.75% 45 | P a g e Shareholder information Shareholder information 31 December 2021 31 December 2021 Ordinary Shareholder Ordinary Shareholder HAJEK FT CUSTODIANS PTY LTD HAJEK FT CUSTODIANS PTY LTD FERTOZ LIMITED FERTOZ LIMITED TWO TOPS PTY LTD TWO TOPS PTY LTD PINNACLE SUPERANNUATION PTY LIMITED PINNACLE SUPERANNUATION PTY LIMITED WISEVEST PTY LTD WISEVEST PTY LTD MR MICHAEL BERNARD STEPHENS & MRS TAHLIA JAE STEPHENS MR MICHAEL BERNARD STEPHENS & MRS TAHLIA JAE STEPHENS THE STEPHENS GROUP PTY LTD THE STEPHENS GROUP PTY LTD BNP PARIBAS NOMINEES PTY LTD BNP PARIBAS NOMINEES PTY LTD WILLSTREET PTY LTD WILLSTREET PTY LTD THE STEPHENS GROUP PTY LTD THE STEPHENS GROUP PTY LTD LEFT BRAIN STRATEGIES PTY LIMITED LEFT BRAIN STRATEGIES PTY LIMITED GUNDY PARK PTY LTD GUNDY PARK PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED PARTLY PAID SHARES PARTLY PAID SHARES The Company does not have any partly paid shares on issue. The Company does not have any partly paid shares on issue. Voting Rights Voting Rights Fully paid Fully paid Number Number 6,020,000 6,020,000 4,527,786 4,527,786 4,003,810 4,003,810 4,000,002 4,000,002 3,933,489 3,933,489 3,500,000 3,500,000 3,070,000 3,070,000 2,855,926 2,855,926 2,500,000 2,500,000 2,450,000 2,450,000 2,333,584 2,333,584 2,250,000 2,250,000 8,206,051 8,206,051 Percentage Percentage 2.63% 2.63% 1.98% 1.98% 1.75% 1.75% 1.75% 1.75% 1.72% 1.72% 1.53% 1.53% 1.34% 1.34% 1.25% 1.25% 1.09% 1.09% 1.07% 1.07% 1.02% 1.02% 0.98% 0.98% 3.59% 3.59% 104,271,349 104,271,349 45.60% 45.60% The Constitution of the company makes the following provision for voting at general meetings: The Constitution of the company makes the following provision for voting at general meetings: On a show of hands, every ordinary shareholder present in person, or by proxy, attorney or representative has one vote. On a show of hands, every ordinary shareholder present in person, or by proxy, attorney or representative has one vote. On a poll, every shareholder present in person, or by proxy, attorney or representative has one vote for any share held by On a poll, every shareholder present in person, or by proxy, attorney or representative has one vote for any share held by the shareholder. the shareholder. On-market buy-back On-market buy-back The Company is not currently conducting an on-market buy-back. The Company is not currently conducting an on-market buy-back. Fertoz limited | 59 46 | P a g e 46 | P a g e 60 | Fertoz limited Fertoz limited | 61 FERTOZ LTD (ACN 145 951 622) Level 5, 126 Phillip Street, Sydney NSW 2000 Telephone: +61 2 8072 1400 Website: www.fertoz.com 62 | Fertoz limited

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