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Ledyard Financial Group, Inc.

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FY2011 Annual Report · Ledyard Financial Group, Inc.
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2 0 1 1   A N N U A L   R E P O R T

L e d y a r d   i s   c o m m i t t e d   t o   b e i n g   t h e   f i n a n c i a l   s e r v i c e s   i n s t i t u t i o n   o f   c h o i c e 

b y   c o m b i n i n g   i n n o v a t i o n   w i t h   unparalleled  per sonalized  client  ser vice.  We 

offer  our  employees  a  challeng ing  and  rewarding  work  exper ience.  A s   a   r e s u l t   o f 

o u r   e f f o r t s ,  L e d y a r d   c l i e n t s   r e c e i v e   e x c e p t i o n a l   f i n a n c i a l   s e r v i c e s   a n d   o u r 

s h a r e h o l d e r s   e x p e r i e n c e   c o n s i s t e n t   r e t u r n s .

On the cover: The Ledyard Bridge bears the name of  
adventurer, John Ledyard, and crosses the Connecticut River  
to connect Hanover, NH to Norwich, VT. (Jon Fox photo)

Interior photography: Tom McNeill and Jon Fox

 
L E T T E R   F R O M   T H E   C E O   &   B O A R D   C H A I R 

Kathryn G. Underwood, President & CEO, 
Ledyard Financial Group/Ledyard National Bank 

Dennis E. Logue, Chair,  
Ledyard Financial Group/Ledyard National Bank

To our many constituents, including shareholders, valued clients and other community members:

Last year’s annual report highlighted Ledyard’s 20th anniversary, giving us an opportunity to 
proudly look back on our founding and to share key milestones that shaped our institution over 
two decades. Now, as we review 2011, we recognize it as having been yet another significant 
year for Ledyard in which we continued to deliver strong value to our many constituents. 

PERFORMANCE HIGHLIGHTS

LEDYARD FINANCIAL GROUP
Ledyard Financial Group, Inc., the holding 
company for Ledyard National Bank, remains 
true to the bank’s founding principles 
established in 1991. Those principles include 
delivering unparalleled personal service on 
every level, developing and maintaining 
strong relationships with clients, increasing 
value for our shareholders and empowering 
employees to fulfill their potential. In spite 
of the challenging economic environment 
and volatility in the equity markets, 2011 was 
another successful year for our organization.

Some of the key highlights were: 
n   Grew revenue to over $20.2 million –  

a new high

n   Increased net income to $2.6 million
n   Increased earnings per share by $.07 to 

$2.54 per share

n   Paid $1.24 per share in dividends to  
our shareholders – a 49% payout ratio

n   Noted improvement in all of the  

company’s capital ratios

Ledyard Financial Group’s full year results 
reflect the strength of our two basic businesses: 
community banking and wealth advisory 
services. Both are discussed here. 

PERSONAL AND BUSINESS BANKING
Ledyard provides individuals and families with 
meaningful and relevant personal financial 
advice, particularly in tough economic times. 
Our clients look to us for their checking and 
savings accounts, mortgages, home equity loans, 
business loans and other banking solutions. 
Similarly, local businesses partner with us for 
the financial services and loans they need to 
thrive and create jobs, allowing us to put money 
back to work in our communities, in keeping 
with our longstanding lending practices. In 
2011, we updated and enhanced our Personal 
Checking & Savings Account portfolio to 
create more distinguishable value between 
products, add certain benefits and simplify  
the communication of account features. 

Daniel P. Emanuele, 
Vice President &  
Commercial  
Relationship Officer

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L E T T E R   F R O M   T H E   C E O   &   B O A R D   C H A I R 

portfolio managers, we utilize a framework 
of 13 potential wealth management issues 
that includes a plan to preserve and grow 
wealth that extends far beyond customized 
investment management into issues such 
as retirement planning, titling of assets, tax 
strategies and wealth distribution. 

Our positive reputation continues to grow, 
as we are hired by over 80% of the prospects 
who meet with us. In 2011, we introduced 
a Private Banking option for Ledyard 
Financial Advisors clientele, deepening those 
overall relationships with an unmatched 
level of care by offering exclusive services 
that create a one-stop shop for all financial 
needs. In its first full year of operation, all 
Private Banking targets were exceeded, 
growing deposit balances by $2.5 million and 
generating new loan balances of $2.1 million. 

Ledyard Financial Advisors 2011 highlights 
include:
n   Added 30 clients, representing 90  
new accounts and $102 million in 
additional assets

n   Generated $6.9 million in revenue, a new 
high that is a 13.3% increase over 2010

Larry Draper, Senior Financial Advisor & Fiduciary Officer

Gail Broughton, Vice President & Banking Office Manager, Norwich

We improved, as well, on the benefits 
associated with the Ledyard Plan, our 
relationship banking program, making 
deeper connections with Ledyard more 
attractive to clients. We also added Identity 
Theft Protection to the many benefits 
that come with our rewards program, 
Generations Gold®. Finally, we added 
Business Bill Pay to our online suite of 
products for commercial clients, allowing 
them greater convenience, customization 
and control of their finances. 

Financial highlights of 2011 include:
n   Grew transaction accounts by more  

than $6.9 million, an increase of 6.21%

n   Increased home equity loans by  

$2.3 million, for growth of 18.15%

WEALTH MANAGEMENT 
Ledyard Financial Advisors is the premier 
firm providing integrated investment, tax 
and other vital wealth management services 
to families throughout the Dartmouth and 
Lake Sunapee Region, with the mission 
of preserving and enhancing our clients’ 
wealth. Possessing the area’s largest and most 
experienced staff of financial advisors and 

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L E T T E R   F R O M   T H E   C E O   &   B O A R D   C H A I R 

n   Provided risk & fraud analytics for our 
commercial clients with online ACH 
(Automated Clearing House) capabilities; 
the tool enables Ledyard to mitigate 
fraud risk by monitoring transactions 
for atypical behavior and proactively 
responding to them in real time, with the 
ability to suspend suspicious transactions 
pending further investigation

Valerie Nevel,  
Senior Financial 
Advisor

n   Grew assets under management and 

custody to $895 million 

n   Maintained a 99% client retention rate

We have reaffirmed our commitment 

to building long-term value for our 

shareholders and clients, even in the  

most difficult times.

n   Introduced time-saving and convenient 
services such as interbank transfers that 
enable clients to initiate transfers between 
their Ledyard accounts and accounts at 
other financial institutions for which they 
have the authority to conduct transactions 

BUILDING LONG-TERM VALUE
As we emerge from an environment of slow 
economic recovery, record-low interest rates 
and significant new regulatory demands, 
we have reaffirmed our commitment 
to building long-term value for our 
shareholders and clients, even in the most 
difficult times. By that measure, we were 
successful in 2011, with achievements  
that resulted in part from making multiple 
changes that improved our ability to serve 
clients, including:

n   Rolled out Ledyard Link, our new online 

personal financial management tool, 
which allows clients to see each of 
their accounts from all other financial 
institutions in one concise online 
statement, with a budgeting component 
that allows tracking of their expenditures 

n   Developed new financial planning tools  

for our Ledyard Financial Advisors 
clients that contain a full range of 
capabilities, allow clients to better 
understand their own financial needs 
and help Ledyard advisors engage them 
in more productive planning discussions

Larry Draper, Senior Financial Advisor & Fiduciary Officer

Karen Zurheide, Regional President, New London;  
John O’Dowd, Senior Vice President & Senior Wealth Consultant 

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L E T T E R   F R O M   T H E   C E O   &   B O A R D   C H A I R 

estate planning, appraising commercial 
real estate and matching Small Business 
Administration programs to borrowers. 
Several Ledyard Financial Advisors 
employees completed the Boston University 
Center for Professional Education CFP 
(Certified Financial Planner) program,  
while another received an Accreditation of 
Trust Operations Professional designation, 
adding to Ledyard’s expertise in trusts, 
operations and audits. Another notable 
training effort utilized Ledyard’s new 
mortgage processing and underwriting 
software, helping our lending team more 
efficiently manage the loan process from 
origination through closing. 

In addition to a focus on educating our 
staff, we work to make our clients more 
informed partners in our journey together, 
as we can provide the greatest value to those 
who are financially knowledgeable. Ledyard 
offers a number of public seminars each year 
on the critical financial issues of the day, the 
majority of which are crafted and presented 
by our own expert employees. Occasionally 
we present seminars in partnership with 
external experts that complement material 
covered in earlier presentations. In 2011, 

n   Offered “tokens” to commercial clients 

with online banking capabilities, creating 
additional security and verification 
procedures pertaining to fund transfers  
into or out of Ledyard

Even with these many important 
technological advancements, the strides  
we made in 2011 reminded us once 
again that our highly trained and engaged 
workforce remains our most important  
asset. Ultimately, Ledyard’s success hinges  
on our people, which is why we continue  
to hire and develop exceptional talent 
that we believe will make a difference in 
delivering financial products of today in  
an efficient and profitable manner. 

Our highly trained and engaged workforce 

remains our most important asset. 

For example, in July we welcomed Karen 
Zurheide as our New London/Lake 
Sunapee area Regional President. In this 
newly created position, Karen leads our 
efforts to strengthen our profile and to 
develop new business for our banking and 
wealth management divisions. As a graduate 
of Dartmouth’s Tuck School of Business, 
a New London resident, and a former 
Executive Director of  The Fells in nearby 
Newbury, Karen provides extensive insight 
into this market. We are confident that she 
will achieve much success at Ledyard in  
the coming years.

Our commitment to developing excellence 
in our staff is reflected in the fact that in 
2011, employees trained in areas such as 

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L E T T E R   F R O M   T H E   C E O   &   B O A R D   C H A I R

we conducted nine financial seminars, 
reaching nearly 400 community members 
on topics ranging from “Talking to Your 
Adult Children about Money” to “Titling 
Assets – Why Smart People Make Big 
Mistakes.” Another element of our client 
education initiative is our monthly wealth 
management newsletter which is sent 
to Ledyard Financial Advisors clients via 
email and addresses topics ranging from 
investments and taxes to structuring wealth 
and retirement planning. 

With up-to-date technology, top-notch 
highly trained people and educated clients, 
we at Ledyard continue to help others plan 
well financially so they can live well, with 
personalized banking, borrowing and  
investing services as unique as they are.

COMMUNITY SUPPORT
Ledyard’s commitment to community support 
encompasses all that we do as bankers and as 
citizens responsible for the growth and vitality 
of the areas we serve. Our civic involvement is 
built upon a well-defined ongoing charitable 
giving program that allows us to impact our 
neighbors in ways that go beyond day-to-day  
business activities. Through both in-kind and  
cash donations, we help nonprofit organizations  
throughout the Upper Valley and Lake Sunapee  
Region succeed. 

As a community bank, Ledyard is aware of the 
hardships and challenges facing individuals, 
businesses and nonprofits. Thus our charitable 
donations support organizations that address 
the needs of those in the low-to-moderate 
income segment of our communities, as 
we allocate at least one-third of our total 
contributions budget for this purpose. For 
example, we give to the Upper Valley Hostel 
that provides temporary housing for people 

being treated at Dartmouth-Hitchcock Medical 
Center who cannot afford other area housing. 

As important as such regular monetary giving  
is for recipient organizations and the individuals  
and communities they serve, this is just part of 
our involvement. The following efforts further 
supported our communities in 2011:

SERVING THE HOMELESS
To address the needs of the hungry and 
homeless, Ledyard developed a new program 
in partnership with The Upper Valley Haven, 
an organization that offers food and shelter 
to those in dire need. Ledyard provides a line 
of credit to The Haven which allows them 
to make small loans to individuals requiring 
a “jump start” to cover expenses of housing, 
utilities or transportation. The program makes 
a significant difference in the lives of those 
trying to get back on their feet and again 
contribute to the community.

VOLUNTEERISM
Our people serve on many boards and are 
immersed in dozens of volunteer activities.  
A local realtor commented recently that while 
other financial institutions also give money, 
“Ledyard’s people show up” in support of the 
efforts of area nonprofits. These efforts by our 
employees and board members amount to 
thousands of volunteer hours each year.

For the last few years we have joined forces 
with the Granite United Way and Dartmouth 
College to offer an annual volunteer “Day 
of Caring” in the Upper Valley. The event 
promotes the spirit and value of volunteerism 
and increases awareness of local human 
service agencies. In 2011, we participated in 
five projects that ranged from helping area 
nonprofits weatherize their facilities to painting 
buildings and conducting fall clean-ups. 

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L E T T E R   F R O M   T H E   C E O   &   B O A R D   C H A I R

LEADING WOMEN SEMINARS
Furthering our commitment to “educate and 
advise,” we regularly gather women business 
owners and managers for education on topics 
that help them more effectively run their 
businesses. Through speaker and panelist 
presentations on topics pertinent to women 
in business, the program provides a unique 
forum in which to experience the Ledyard 
ideal of “Plan well. Live well.” 

Topics include:
n   High-Impact, Low-Cost Marketing Tips
n   Important Insurance Tips for Business 

Owners

n   Achieving Work-Life Balance
n   Health Care Changes and How They 

Affect Your Business 

ADVERTISING ASSISTANCE
In partnership with certain nonprofit organiz- 
ations such as these, we created radio advertising 
that enhanced their community profiles:
n   More Than Wheels – informing of help 
available to needy people to gain control 
of their personal finances and to obtain 
reliable, fuel-efficient cars 

n   Vermont Institute of Natural Science – 
educating listeners on how to better  
protect the environment

n   Dartmouth-Hitchcock Medical Center’s 

“Healthy Highlights” – offering health tips 
for the community 

n   Upper Valley Humane Society – sharing 
tips to help listeners create safer, more 
enjoyable environments for their pets

Additionally, we developed public service 
announcements for community partners  
that aired on TV and radio. Our most recent 
effort was for an organization whose mission 
is to support the growth of local businesses in 
our area.

In addition to the ongoing programs noted 
above, we undertook these special 2011 
community initiatives:

NATURAL DISASTER RELIEF THROUGH 
“FILL THE VANS” CAMPAIGN
As a community bank built upon local 
relationships, we were eager to help those in 
our area hit hardest by Hurricane Irene. So 
we conducted a drive to collect necessities 
for the many who suffered devastating losses. 
Commercial clients generously supplied vans to 
deliver thousands of donated items to two local 
food pantries, following a week-long collection 
at all of our locations of food, toiletries, 
cleaning supplies and more for hundreds  
of needy neighbors across our region.

FUNDING AND COMMUNITY 
AWARENESS OF NONPROFITS 
THROUGH CHARITABLE CONTEST 

In the spring, Ledyard kicked off a charitable 
giving campaign that was our thank-you to 
the community for allowing us to serve their 
financial needs. We asked the community to 

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L E T T E R   F R O M   T H E   C E O   &   B O A R D   C H A I R

vote via our website among five different 
nonprofit organizations (each serving the 
low-to-moderate income segment of the 
population), choosing the organization they 
would most like to see receive a financial 
contribution from Ledyard. At the same time, 
we worked with each charity to better define 
its mission for communication to interested 
listeners and to develop a comprehensive 
media plan to increase its community 
exposure. This education-oriented effort 
had a positive impact on the organizations 
themselves and the larger community. In 
response to over 53,000 votes during the  
five-week campaign, we increased our 
intended donation amounts to mirror  
such impressive community enthusiasm.

LOOKING AHEAD TO 2012
Ledyard is well positioned for continued 
success in tomorrow’s increasingly competitive 
environment. Our optimism is grounded in a 
mission defined by our “Plan well. Live well.” 
tagline and driven by a commitment to what 
we do best – help individuals and businesses in 
our market areas make smart financial decisions.

Going forward, the focus of our strategic plan 
addresses the following objectives: 
n   Achieve strong financial performance
n   Establish ourselves as the premier 
relationship bank in our markets

n   Continue to provide the premier wealth 

management services in the region
n   Grow and diversify our loan portfolio
n   Continually train staff for high-touch  

client service

n   Realize excellence in electronic delivery  

of products and services

We will continue to enhance our retail 
banking business, paying special attention to 
developing products and services that make 
the banking experience easier, less time 
consuming and more valuable. We will focus 
our lending efforts on aggressively managing 
credit exposure and seeking new borrowers of 
the highest quality. We will continue to build 
upon our competitive advantage in wealth 
management as we approach a milestone of 
$1 billion in assets under management and 
custody at Ledyard Financial Advisors.

On a final note, many readers of our annual 
report will notice that the number of pages in 
the printed version has been decreased. Our 
complete financial report can be found in 
the Investor Relations section of the Ledyard 
website, www.ledyardbank.com. We have 
chosen to reduce our output of printed material 
in order to establish a more eco-friendly 
approach to sharing our annual performance 
results and better aligning ourselves with efforts 
to sustain the environment.  

We thank our shareholders, clients, employees 
and board members for their trust and 
support, and we look forward to strengthening 
those partnerships in 2012.

KATHRYN G. UNDERWOOD 
PRESIDENT & CEO
LEDYARD FINANCIAL GROUP/LEDYARD NATIONAL BANK

DENNIS E. LOGUE
CHAIR
LEDYARD FINANCIAL GROUP/LEDYARD NATIONAL BANK

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F I N A N C I A L   H I G H L I G H T S 

(dollars in thousands, except per share data)

2011 

2010 

2009 

2008 

2007

$  390,442  $  394,785   $  393,615   $  363,188   $  325,805 
53,706
232,139
(3,360)
228,779
276,933
1,551
16,668
30,517

144,577 
209,603 
(6,306) 
203,297 
308,059 
26,915 
26,279 
33,533 

94,015 
231,331 
(4,926) 
226,405 
295,586 
21,868 
16,451 
31,283 

140,755 
216,496 
(5,707) 
210,789 
312,526 
19,859 
21,088 
36,970 

152,473 
203,939 
(6,346) 
197,593 
320,129 
24,718 
15,685 
33,082 

YEARS-ENDED DECEMBER 31,  
FINANCIAL CONDITION DATA  
Assets  
Investments  
Gross loans, including loans held-for-sale   
Allowance for loan loss 
Net loans, including loans held-for-sale    
Deposits  
Federal Home Loan Bank advances  
Other borrowings and liabilities 
Shareholders’ equity  

OPERATING DATA  
Net interest income  
Ledyard Financial Advisors income 
Other non-interest income  
Total revenue 
Provision for loan loss  
Non-interest expense  
Pre-tax income 
Income taxes  
Net income  

$ 

11,442  $ 
6,856 
1,991 
20,289 
675 
16,260 
3,354 
745 
2,609 

12,066   $ 
6,052    
1,941 
20,059    
450 
16,143 
3,466 
937 
2,529 

12,515   $ 
5,125  
2,086 
19,726  
2,250 
15,130 
2,346 
565 
1,780 

12,892   $ 
4,895  
1,674 
19,461  
3,123 
13,270 
3,068 
1,040 
2,028 

12,480 
5,027 
1,727
19,234 
705
12,306
6,223
2,361
3,862

$ 

OTHER DATA 
Earnings per share, basic  
Dividends per share  
Dividend payout ratio  
Book value per share  
Shares outstanding  
Return on average assets  
Return on average equity  
Efficiency ratio 
Stock price - high 
                  - low 
                  - average 
Assets under management  
and custody (millions)  
Equity to asset ratio  
Allowance for loan losses to total loans    
Net charge-offs 
Non-performing assets 
Allowance for loan losses to 
  non-performing assets 
Texas ratio 

2.54  $ 
1.24 
49% 
33.87  $ 

2.47   $ 
1.24    
50% 
32.71   $ 

1.74   $ 
1.24  
71% 
32.37   $ 

1.99   $ 
1.24  
62% 
30.61   $ 

$ 
  1,021,227 
0.67% 
7.71% 
80.14% 

  1,017,415 
0.63% 
7.38% 
80.48% 

  1,016,431 
0.45% 
5.53% 
76.70% 

$ 
$ 
$ 

36.00  $ 
29.00  $ 
31.78  $ 

35.00  $ 
30.00  $ 
32.02  $ 

40.99  $ 
30.05  $ 
32.51  $ 

  1,021,510 
0.60% 
6.68% 
68.19% 
52.00 
$ 
35.00  $ 
$ 
44.61 

3.80 
1.16 
31%
29.95 
  1,018,996
1.16%
13.37%
63.98%
60.00
43.95
50.58

$ 

884  $ 

801  $ 

895  $ 

9.48% 
2.64% 

705
9.37%
1.45%
$  1,275,000  $  490,000  $  830,000  $  1,557,000  $  129,000
$ 5,267,024   $ 4,804,756   $  5,535,866   $ 3,702,128   $ 1,433,668 

612 
8.57% 
2.13% 

8.40% 
3.11% 

8.56% 
3.01% 

$ 

108% 
13.08% 

131% 
12.20% 

115% 
15.26% 

133% 
10.69% 

234%
4.45%

A complete Ledyard Financial Group 2011 audit report can be found under “Investor Relations” at ledyardbank.com.

8

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
    
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
B O A R D   O F   D I R E C T O R S

As of Februar y 18, 2012

Top row (l-r)    
Richard W. Couch, Jr. 
Chairman, President and Chief Executive Officer, 
Hypertherm, Inc.
Adam M. Keller 
Director of Education, The Dartmouth Institute for  
Health Policy and Clinical Practice
Frederick A. Roesch 
Retired, Senior Vice President, Citigroup/Citibank  
Co-Vice Chair, Ledyard Financial Group
Andrew A. Samwick 
Professor of Economics and Director, 
Nelson A. Rockefeller Center at Dartmouth College
Margaret M. Rightmire 
Consultant and Community Volunteer 
Board Chair, Montshire Museum of Science  
Board President, Crossroads Academy
Cotton M. Cleveland 
President, Mather Associates

Deirdre Sheerr-Gross, AIA 
Principal, Sheerr and White Residential Architecture
Douglas G. Britton 
President, Britton Lumber Company, Inc. 
Secretary, Ledyard Financial Group
James W. Varnum 
Retired, President, Dartmouth-Hitchcock Alliance 
and Mary Hitchcock Memorial Hospital 
Co-Vice Chair, Ledyard Financial Group

Bottom row (l-r)
Bayne Stevenson 
President, Bayson Company
Kathryn G. Underwood 
President and Chief Executive Officer, 
Ledyard Financial Group
Dennis E. Logue 
Steven Roth Professor of Management Emeritus, 
Tuck School of Business, Dartmouth College 
Chair, Ledyard Financial Group

A complete Ledyard Financial Group 2011 audit report can be found under “Investor Relations” at ledyardbank.com.

9

 
LE DYARD N AT IONA L B ANK

HA NOV ER 

  38 M A I N ST RE ET   603.643.2 24 4   LOBBY,  WA LK - UP   &  ATM 

LEB A NO N STREE T  AT PARK  S TREE T   603.643. 74 57    LOBBY,  D RI VE - UP   & ATM 

DA RTM OU TH  COLL EG E   COL LIS  C EN TER AT M

  ROU TE  1 2 0  AT  OLD E TNA  R OA D  603.448. 22 20    LOBBY,  D RI VE - UP  & ATM

LEBA NO N 

 O N T HE  G RE EN  603.795.2288  LOB BY  & ATM

LY ME   

 178 COU NTY  ROA D  603.526.7725  LOB BY,   DRIV E- U P &  ATM

NEW  LOND ON   

  320 M A IN  STREE T  8 02.649.2050  L OB BY,  DRI V E-U P  & ATM

NORW I CH, V ER MO NT 

  6 7  M A I N S TREET  603.298.9444   LOBBY,  D RI VE - UP  & ATM

W EST LEB ANO N 

INTER NET B AN KIN G   
ledyardbank.com

KW IKTEL PHONE  BAN KIN G   

1.888.KWI KT EL  (1 .8 88 .5 94 .5835)

EQUAL HOUSING LENDER

MEMBER FDIC

LE DYARD F I NAN CI AL  AD VIS OR S

HA NOV ER 

   2 M A PL E STREE T   603 .6 43 .0 04 4

NEW  LOND ON   

 178 COU NTY  ROA D  603.526.9251

Personal and business banking relationships within the retail bank are subject to FDIC insurance 
coverage limits. Investment, tax and wealth management services offered by Ledyard Financial Advisors 
are not insured by the FDIC, are not deposits or other obligations of, or guaranteed by the Bank or any 
affiliate, and are subject to investment risk including the possible loss of principal amount invested.