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Morgan Sindall Group

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FY1997 Annual Report · Morgan Sindall Group
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53558 Covers  13/3/98 15:24  Page 1

Morgan Sindall plc

London (Head Office)

Morgan Sindall

Cambridge

FIT OUT

Morgan Lovell

Morgan Lovell

Morgan Lovell

Overbury

Overbury

London (City)

London (West End)

Wokingham

London

Kingston

REGIONAL BUILDING CONTRACTING

Barnes & Elliott

Barnes & Elliott

Hinkins & Frewin

Hinkins & Frewin

Hinkins & Frewin

Hinkins & Frewin

Hinkins & Frewin

Robert R. Roberts

Sindall

Sindall

Sindall

Sindall

Sindall

Sindall Construction

Snape

Sotham Engineering

Sotham Engineering

Stansell

Stansell

Stansell

Stansell

Stansell

Stansell

Stansell

Stansell

Stansell

Stansell

Fareham

Farnborough

Banbury

Cheltenham

Maidenhead

Oxford

Swindon

Leeds

St. Albans

Cambridge

Ipswich

Kings Lynn

Norwich

St Albans

Manchester

Cambridge

Norwich

Barnstaple

Bristol

Guernsey

Jersey

Newton Abbot

Poole

Plymouth

Taunton (Head Office)

Taunton (Divisional Office)

01823 335041

Wheatley Construction

Coventry

Yeovil

01935 426804

01203 712233

Wheatley Construction

Nottingham (Head Office)

01623 515151

Primary Medical Property

London

Primary Medical Property

Ipswich

0171 434 4192

01473 659912

Morgan Sindall plc

77 Newman Street, London W1P 3LA  Tel: 0171 307 9200  Fax: 0171 307 9201

Visit our website at www.morgansindall.co.uk

Annual Report & Accounts 1997

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Building solutions

specialist

expertise

0171 307 9200

01223 836611

0171 489 1707

0171 734 4466

0118 989 5300

0171 307 9000

0181 614 6000

01329 822888

01252 893900

01295 251931

Opening late Feb/March

01628 773249

01865 723221

01793 513330

0113 287 3131

01727 863081

01223 836611

01473 833966

01553 692335

01603 410322

01727 863081

0161 872 1166

01223 881081

01603 412411

01271 377777

0117 921 1000

01481 710646

01534 483331

01626 202077

01202 602400

01752 556700

01823 444406

 
 
 
 
53558 Covers  13/3/98 15:24  Page 2

CONTENTS

Financial Highlights

Chairman’s Statement 

Chief Executive’s Review

Financial Review

Group Overview

Fit Out 

Regional Building Contracting

Property Portfolio

Report of the Directors

Report of the Remuneration
Committee

Directors’ Responsibilities

Report of the Auditors

Review Report on Corporate 
Governance Matters

Group Profit and Loss Account

Group Balance Sheet

Company Balance Sheet

Combined Statement of
Movements in Reserves and
Shareholders’ Funds

Group Cash Flow Statement

Other Primary Statements

Principal Accounting Policies

Notes to the Accounts

Corporate Governance

Corporate Directory

Financial Calendar

1

2

3

6

8

10

12

16

18

21

21

22

23

24

25

26

27

28

29

30

32

44

45

45

Substantial loft conversion, Farringdon, London 

Corporate Directory

Directors

Sir D P Hornby KB (Chairman)

Auditors

Deloitte & Touche, 

J C Morgan MBA BSc ASVA (Chief Executive)

Leda House, Station Road, Cambridge CB1 2RN

J M Bishop FCA FCT

J J C Lovell MBA BSc ASVA

B J Moorhouse MA (Oxon) FCMA

A M Stoddart FCIOB

Bankers

Lloyds Bank Plc, City Office, PO Box 17328, 

B H Asher (Non-Executive) - to be appointed 1.3.98

11-15 Monument Street, London EC3V 9JA

G Gallacher BA MBA (Non-Executive)

Secretary

W R Johnston FCIS ASCA ACIB

Registered Office

77 Newman Street, London W1P 3LA

Solicitors

Brokers

Peel, Hunt & Company Limited, 

62 Threadneedle Street, London EC2R 8HP

Registrars

Connaught St Michaels Limited,

Charles Russell, 8-10 New Fetter Lane, London EC4 1RS

PO Box 30, CSM House, Victoria Street, Luton LU1 2PZ

Financial Calendar

Annual General Meeting:

15 April 1998

Shareholder Communication

Contact with existing and prospective shareholders is 

welcomed by the Company. If you have any questions or

enquiries about the Company or the activities of the Group,

please contact: Jack Lovell, Client Director, 77 Newman

Street, London W1P 3LA – telephone 0171 307 9200.

Share Prices (FT Cityline)

Current buying and selling prices of the Company’s shares,

together with recorded information on key dates, can be

obtained by dialling 0336 434027.

Ordinary shares

Final dividend:

Ex-dividend date:

23 March 1998

Record date:

27 March 1998

Payment date:

16 April 1998

Interim results announcement:  August 1998

Preference shares

Dividend payment dates:

15 April 1998

15 October 1998

Next conversion date:

30 June 1998

Designed by Jarvis White

53558 P1-9  12/3/98 18:00  Page 4

• MORGAN SINDALL operates in two core sectors, Fit Out and regional building 

contracting. The company originated in 1994 with the reverse takeover of William

Sindall plc by Morgan Lovell.

• The reverse takeover combined Morgan Lovell’s Fit Out skills with an established

but loss making regional building contracting operation, being a step towards

creating a balanced specialist construction group.

• The three ex William Sindall regional contracting companies have been returned to 

profitability, four further brands have been acquired, and all the MORGAN SINDALL

regional building contracting companies are positioned for future growth.

• The 1997 financial results demonstrate three years of progress towards the objective

of long-term enhancement of shareholder value through organic growth, plus careful

acquisition and management of a property portfolio.

Financial Highlights

Turnover

Profit on ordinary activities before taxation

Profit on ordinary activities after taxation

Earnings per share

Dividends per ordinary share

Net assets

Net cash funds

1997

£331m

£7.260m

£5.848m

16.38p

5.25p

£17.5m

£18.4m

1996

£283m

£5.174m

£4.472m

13.13p

4.20p

£14.5m

£9.3m

INCREASE %

+ 17

+ 40

+ 31

+ 25

+ 25

+ 21

+ 98

Striking Morgan

Lovell reception

design.

1

53558 P1-9  12/3/98 18:00  Page 5

Chairman’s Statement

Sir Derek Hornby
Chairman

Opportunities ahead

1997 has been another successful year for the Group, with profit before tax of

£7.26 million being 40% ahead of 1996. The Board is recommending an increased

final ordinary dividend of 3.58p, making 5.25p for the year (1996: 4.20p) out of the

earnings per share of 16.38p.

The strategic decision taken in 1994 to apply the Group’s

Future

proven expertise in the construction Fit Out business to

regional building contracting may now be seen through

the strong three-year track record. I believe that it clearly

demonstrates that this policy has worked. 

The Group has now established a substantial and

increasingly profitable network of regional building

contracting companies with exciting organic growth

potential. At the same time, the original Fit Out business

has once again performed very strongly, despite having to

deal with some setbacks at the beginning of the year.

It will take time for the return from our recent investments

to be fully reflected in profits, but the increasing margins in

our more mature operating units gives us confidence in the

future. 

While trading conditions are at present as good as have

The acquisition of Roberts in August 1997 and Wheatley in

February 1998 substantially completes the network of

regional building contracting companies. We now have a

basis for expansion in the North East and the Midlands as

part of a network covering most of England. 

I am confident the same balance of entrepreneurial flair and

financial rigour will enable these new brands to achieve

demanding organic-growth targets similar to those

achieved by their fellow companies. 

The Group is now well placed, with two healthy growing

construction businesses supported by income

and trading returns from its property portfolio. More 

importantly, the Group comprises a talented team of

people who passionately believe in their long-term vision

and welcome new challenges, whether within the existing 

been encountered for some time, we will not lose sight of

business or in new areas.

the fact that long-term successful companies take

advantage of these conditions to develop their people and

businesses in readiness for a tighter trading environment,

whenever that may occur.  

Board membership

I am pleased to welcome Bernard Asher as a non-executive

director. For the past five years Bernard has been a director

of HSBC Holdings plc, Chairman of HSBC Investment 

Bank plc and a director of Midland Bank plc. His undoubted

experience will be of great benefit in maximising the

Group’s potential.

Sir Derek Hornby

Chairman

2

53558 P1-9  12/3/98 18:01  Page 6

Chief Executive’s Review

John Morgan
Chief Executive

Performance culture

Morgan Sindall has completed another successful year, expanding organically and by

acquisition. We are continuing to invest in our people and our companies to position

ourselves for long-term growth. We recognise that in order to be a significant public

company we have a great deal more to achieve. It is our commitment to this challenge

that makes Morgan Sindall a very exciting growth company.

The construction industry is mature, and has historically 

Regional Contracting

1997

1996

suffered from the variability of the economic cycle and 

relatively poor overall margins. I am often asked how

Morgan Sindall can achieve growth, differentiation and 

satisfactory profit levels within the industry.

Turnover

Profit 

£184m 

£90m

£2.87m £1.31m

I believe the answer to this is the approach to 

customers, employees and suppliers which results from

our fundamental business philosophy.  

I am aware that “visions” and “mission statements” are

often viewed with scepticism. However, I believe that the

values of our business are crucial in ensuring that the

company strategy is supported by all our staff. I regard the

way all our people work together to shape decisions and

implement policy as the key to the future success of

Morgan Sindall.

Within Morgan Sindall, we are motivated by the will to win

and to achieve the improbable. We have a track record of

making things happen, and it is this can-do approach to life

that drives our success.

Operating margin

1.6%

1.5%

Turnover in regional building contracting doubled and

operating profit increased by 119% year on year. Of this

profit increase, 60% is organic growth from companies

already within the Group and 40% arises from acquisitions.

Our more mature companies are now demonstrating

margin improvement, while we continue to invest in the

smaller brands and more recent acquisitions to strengthen

their market positions.

In my report for the year ended 31 December 1996,

I indicated that we would continue to monitor those

geographic areas where we were not represented and

respond to opportunities that might arise. We have

subsequently made two acquisitions. In August 1997 we

acquired Robert R. Roberts, based in Leeds and in February

1998 we acquired John E.B. Wheatley, based in

Nottingham and Coventry. 

3

53558 P1-9  12/3/98 18:01  Page 7

Fit Out

Turnover

Profit 

1997

1996

£140m 

£183m

£3.58m £4.25m

Operating margin

2.6%

2.3%

The Fit Out companies returned a poor performance in the

first half of the year but second half performance exceeded

all previous levels.

In common with our earlier acquisitions these recent moves

The shortfall in the first half was attributable to 

brought into the Group companies which met the following

problems within Morgan Lovell, which I first reported at

criteria:

Long established, well-respected and technically

competent 

Identified as regional contractors, not national 

and not local

the Annual General Meeting in April 1997. At that stage we

were confident that second half performance would return

to normal levels and I am pleased that this was confirmed

by the year-end trading result.

Under its new management team Morgan Lovell is

positioned as the “Workplace Specialist”, developing

Wide customer base with regular repeat business

design and build into a client-focused range of services

Focused on relatively small projects (under 

£5 million) and preferably with small works activities

from workplace consultancy, through design,

implementation and maintenance of the workplace 

Lacking a sound financial base

environment.

I believe that our success in business turnarounds is largely

attributable to a clear implementation strategy. Typically the

post-acquisition companies are transformed within Morgan

Sindall and that change is likely to include most of the 

following:

Strengthening of senior management

Change of premises and working practices

Introduction of meaningful bonus system

Late in 1997, all of the Overbury London operations moved

to new offices in Newman Street, which is a showcase for

Overbury’s Fit Out expertise. Operating from only two

bases will streamline the approach to customer service

and consolidate the operations.

Overbury’s success is founded on its approach to people -

its customers and its staff. During the year the company

has continued to invest in training and development to

maintain the calibre of its teams. Our commitment to

customer service has produced a steady improvement in

Introduction of Morgan Sindall financial controls

client satisfaction levels, as measured by independent

Change in relationships with subcontractors 

and suppliers

Programme of expansion once the fundamentals 

are in place

assessors.

•

•

•

•

•

•

•

•

•

•

•

These changes begin the process of bringing the 

management style into line with that found elsewhere 

in the Group. 

4

53558 P1-9  12/3/98 18:01  Page 8

Property

Turnover

Profit 

1997

1996

£8m 

£1m

£2.28m

£0.89m

During the year we achieved good returns on our property

portfolio from a mix of trading profits and rental income.

The sale of Upper James Street provided an overall benefit

to the Group of some £1.5 million. The sale proceeds from

this project have been re-invested in commercial property.

The Group will continue to manage a portfolio of property

interests for income and trading returns, although our 

property interests will remain secondary to, and independent

of, our construction activities.

Sindall Joinery

During the year we took the decision to close the 

Sindall Joinery operation. Although the local management

team did an excellent job in reducing losses, we did not

believe it was going to be a significant, consistent

contributor to Group profits. The closure also enabled us to

release freehold property for future sale.

Future prospects

In the coming years we aim to:

Although we have made an impressive start towards our

•

•

•

•

Retain our position amongst the market leaders in Fit

aims, we have a great deal to achieve and I know that the

Out. This will require continuing reappraisal of the

journey will be difficult at times but ultimately very

levels of service provided to a sophisticated and

rewarding, not only for all our shareholders, but also for all

demanding client base

those people who participate in making it happen.

Deliver organic growth from the network of regional

contracting companies. This will be based on a real

shift to a service-led approach to construction, and, in

more recent acquisitions, continuing investment in

management, marketing and systems

Manage our property portfolio to maximise the overall

returns from rental income and trading profits

Assess opportunities for Morgan Sindall to continue

its expansion in the medium term

Morgan Sindall will continue to be an exciting growth 

company. As ever, we will not achieve this without 

attracting and retaining talented people who have the 

passion to win, the ability to initiate change, and a fear of

complacency. 

Although corporate culture is difficult for those outside the

company to recognise or value, I believe that it is a key

differentiator for Morgan Sindall.

John Morgan

Chief Executive

5

53558 P1-9  12/3/98 18:01  Page 9

Financial Review

Barbara Moorhouse
Finance Director

Turning skills into results

The 1997 financial results are the third full-year published accounts since the creation

of Morgan Sindall. They show turnover increasing at 38% per annum, earnings by 43%

and dividends at 39%. Over the same period the Group’s net cash position has

improved from £5.9 million to £18.4 million. At the end of 1997 the Group net assets

totalled £17.5 million.

Profit performance

In Fit Out, the two brands – Overbury and Morgan Lovell –

The company will continue to take advantage of selective

have continued to develop their market positions. The

focus on customer service and rigorous operational

management of the two companies has enabled them to

increase operating margins from 2.3% to 2.6%.

In regional building contracting, increased profits from 1996

to 1997 of £1.6 million are attributable 60% to organic

growth and 40% to acquisition. Our leading brands are

achieving margins which compare well with the industry. In

all the companies, we are making considerable investment

in local area offices, management development, marketing,

systems and processes to provide the framework for long-

term growth in turnover and margin.

property trading opportunities. Although the size and timing

of returns must reflect the prevailing conditions in the

property market, over the medium term profits such as

those achieved in 1997 are a useful addition to the Group’s

mainstream construction activities.

Cash management

The Group benefits from a strong cash position with net

cash balances of £18.4 million at 31 December 1997.

• Operational activities are cash positive and monitoring
of monthly cash performance is a key element of the

management control system

Operating 
profit

Pre-tax 
profit

• Acquisitions have had low cash cost 
and have provided a relatively rapid 

£000's

20,000

payback on initial investment

7,546

7,260

In 1997, the Group generated £9.1 million in

cash from construction activities and

£10.6 million (after loan repayments of 

15,000

£1.7 million) from property activities. Of this, 

4,915

5,174

some £6.7 million has been re-invested in

property, £1.5 million in acquisitions and

3,170

3,026

£1.3 million in net capital expenditure. After

financing these investments and other costs

of some £2.8 million the Group has improved

its cash position by £7.4 million.

Net cash funds

18,386

10,000

9,296

5,888

5,000

95    96    97

95    96    97

95    96    97

95    96    97

Year to 31.12.95

Year to 31.12.96

Year to 31.12.97

£000's

350,000

Turnover 

331,236

300,000

283,145

250,000

200,000

175,173

£000's

8,000

7,000

6,000

5,000

4,000

3,000

2,000

1,000

150,000

100,000

50,000

6

53558 P1-9  12/3/98 18:01  Page 10

Balance sheet strengths

As a growth company, Morgan Sindall is conscious of 

the need to maintain appropriate asset backing for its 

operational activities. As at 31 December 1997 the Group 

balance sheet showed net assets of £17.5 million.

Fixed assets

Current assets

Liabilities

Shareholders’ funds

1997

£’m

17.5

84.1

(84.2)

17.4

1996

£’m

17.9

75.2

(78.6)

14.5

£’p

16

14

12

10

8

6

4

2

Earnings per share

16.38p

13.13p

8.03p

Dividends per share

5.25p

4.20p

2.70p

Year to 31.12.95

Year to 31.12.96

Year to 31.12.97

Resulting from its strong trading history and cash position,

Morgan Sindall holds undistributed reserves. It is the

Financial control systems

95    96    97

95    96    97

Group’s strategy to hold a significant proportion of these

reserves in property rather than cash, where higher returns

can be achieved.

Segmental analysis (Profit – £’000) 

Property £2,279

Group Activities £(1,178)

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yyyyyyyyyyyyyy

Fit Out £3,575

Regional Building
Contracting £2,870

Acquisitions

During the year Morgan Sindall completed the acquisition

of Robert R. Roberts in Leeds. The consideration was

£550,000 and goodwill arising of £1,671,000 has been

written off to reserves.

The Morgan Sindall group of companies operates on an

autonomous basis. This is complimented by a management

control system directed by the Morgan Sindall Board. The

main elements of this system are:

•

•

•

•

Definition of types of work to be undertaken, 

avoiding contracts with undue levels of risk

Annual business planning cycle setting the strategy,

resources and investment for the medium term

Budgeting and management accounting systems, 

monitoring strategic and operational progress

Frequent focus on underlying contract profitability 

and cash generation

Dividend policy

It remains our intention to adopt a progressive dividend 

policy and to invest undistributed reserves in a property

portfolio. In addition to property returns, this investment

maintains an appropriate relationship between the balance

sheet and turnover.  

In February 1998 the Group purchased John E.B. Wheatley

for a consideration of £365,000. This has been commented

Barbara Moorhouse

on as a post balance sheet event.

Finance Director

7

53558 P1-9  12/3/98 18:01  Page 11

Group Overview

Historical growth

1977

1985

1994

1996

1997

1998

Morgan Lovell
formed

Overbury acquired

Reverse takeover of
William Sindall plc

Stansell acquired 

Snape acquired

Robert R Roberts
acquired

Wheatley acquired

ROBERTS

Morgan Sindall has 

Morgan Sindall is a 

Morgan Sindall 

35 offices in

top 20 UK construction 

in 1998 forecasts

England and Wales.

company.

turnover to

exceed £400m.

Morgan Sindall

employs 1760

people in total.

8

53558 P1-9  12/3/98 18:01  Page 12

Fit Out

Morgan Lovell

The Workplace Specialist

London

Wokingham

Overbury

The Fitting Out and Refurbishment Specialist 

Kingston-upon-Thames

London

Regional Building Contracting

LEEDS

NOTTINGHAM

MANCHESTER

COVENTRY

CHELTENHAM

BANBURY

OXFORD

SWINDON

MAIDENHEAD

BRISTOL

KINGS LYNN

NORWICH

CAMBRIDGE

IPSWICH

ST.ALBANS

LONDON

EGHAM

BARNSTAPLE

TAUNTON

PLYMOUTH

NEWTON 

ABBOT

YEOVIL

POOLE

FARNBOROUGH

FAREHAM

BRIGHTON

Stansell

Sindall

Hinkins & Frewin

Snape

Barnes & Elliot

Roberts 

Wheatley

JERSEY & 
GUERNSEY

9

53558 P10-P23 + IBC  12/3/98 16:29  Page 1

Fit Out

Performance environments

Office Fit Out is a fast-moving, dynamic market, where clients have high expectations of 

quality, speed and service. Success in this specialised environment requires sophisticated

marketing, strong customer focus and project management which delivers results on time, 

to budget, with minimum disruption to the client.

One of the keys to success in this market is the calibre of the

management on site. We believe our Fit Out companies employ

some of the best site managers in the UK, whose skills lie in

their commitment to the Morgan Sindall core values on each

and every project. Our team is committed to:
• understanding clients’ requirements
• exceeding clients’ expectations
• pricing competitively
• finding solutions
• being helpful and responsive
• developing long term relationships

➤
53558 P10-P23 + IBC  12/3/98 16:29  Page 2

The project at Bloomberg illustrates Overbury’s management

expertise in the successful completion of complex multi-million

pound Fit Outs of occupied office space.

Throughout the contract the project programme was frequently

re-scheduled to ensure uninterrupted broadcasting. Overbury’s

flexibility kept the project on plan.

Overmatter – requires
editing

Protodigm asked Morgan Lovell to create a workplace 

environment to support their “virtual” staff. The purpose was 

to provide a place where they could meet, exchange ideas and

relax. Workshops were used to explore various work styles.

The chosen design incorporated a central hub using bright

colours to reflect the dynamism of the organisation. Offering

combined professional advice and construction expertise,

Morgan Lovell delivered this high impact, fast track project to

deadline.

The office Fit Out market comprises many high profile clients.

Our aims are to provide clients with the office environment that

best supports their business, to anticipate problems and to 

provide innovative solutions.

➤
➤
➤
53558 P10-P23 + IBC  12/3/98 16:29  Page 3

Regional Building Contracting

Regional loyalties

The companies in the Morgan Sindall portfolio have a long-standing commitment to

their individual regions. The decentralised management style gives each company the

freedom to respond to their customers’ needs and the demands of local circumstances.

All the companies share a commitment to the Morgan Sindall management style and

operate within the Group’s management control systems.

All the companies within the Morgan Sindall portfolio are noted

for their high quality construction work. Stansell, 175 years old

this year, has extended its traditional skill base into the area of

conservation work involving specialist repairs to historic

buildings and restoration work to listed buildings.

Recent work has included fire-damaged St Michael’s Church,

Newquay, where months of work by Stansell’s 

craftsmen and conservation experts were repaid with the

restoration of various gilded figures. 

Not all jobs require the painstaking expertise of intricate

restoration, but commitment to quality is a consistent theme

across the Group.

➤
53558 P10-P23 + IBC  12/3/98 16:29  Page 4

The Sindall name has been synonymous with quality 

construction projects since the turn of the century. 

The brand logo is often seen on important 

construction projects in London’s West End, where the 

company’s traditional skills and careful focus on customer

requirements are in demand. 

This picture shows part of the Cadogan Estate where Sindall is

a preferred contractor.

Morgan Sindall focuses on the smaller end of the contracting

market, with around a quarter of the Group’s turnover in 

projects of less than £250,000 in value. 

Hinkins & Frewin’s capabilities include multi-million pound

projects, but equally important are the myriad of smaller ones

as well as a range of maintenance services.

Repeat orders and ongoing maintenance work with existing

clients are crucial to the success of the company.

The client base consists of local, regional and national

customers.

13

➤
➤
53558 P10-P23 + IBC  12/3/98 16:29  Page 5

Regional Building Contracting

Regional loyalties

continued

Wheatley is the most recent addition to the Group, acquired

future growth will reflect the benefits of combining strong

in February 1998. The company’s offices in Nottingham and

regional expertise with the Morgan Sindall management

Coventry will be expanded to provide a quality construction

philosophy - a combination that has already achieved

service across the East and West Midlands. 

success in other parts of the Group.

The company will benefit from the management expertise

and financial strength of its new parent company and its

All-weather training centre at Worcester Rugby Club.

➤
53558 P10-P23 + IBC  12/3/98 16:29  Page 6

Although acquisitions have been an important part of the 

strategy, organic growth is the key to the achievement of

Morgan Sindall’s long term goals.  

The progress at Barnes & Elliott illustrates this aspect of the

Group’s development. In 1994 it was loss making, with a very

limited list of clients. Some three years later the company has

been transformed - different culture, stronger management,

new offices, new business systems.  

Barnes & Elliott is now a leading contractor in the South East,

providing a quality construction service to an increasing number

of major clients.

Situated at Salford Quays in Manchester, Snape is well 

positioned to respond to local business needs. 

The project for Omega Technologies, completed in May 1997,

illustrates the service philosophy and attention to detail given to

every project. 

The client’s perspective is well expressed by 

Ralph S. Michel, Vice President, Omega Engineering Inc.

“Omega has a substantial property portfolio in the US and

has been involved with the construction of many buildings,

but we have never had a project with so few problems. 

The quality and workmanship of the building is a credit to

all concerned.”

ROBERTS

Morgan Sindall has developed its regional contracting network

through regional companies which have a well-respected name,

sound construction skills and a commitment to client service. 

Roberts, acquired in July 1997, was a classic example. The

recently completed contract to construct the School of

Contemporary Dance in Leeds is evidence of both its

construction skills and its standing within the local community.

Since acquisition, Morgan Sindall has invested in management -

people and systems - and restored the financial strength of the

company, enabling Roberts to fulfil its market potential.

15

➤
➤
➤
53558 P10-P23 + IBC  12/3/98 16:29  Page 7

Property Portfolio

Property security

The property portfolio produces an independent income stream which has a different

economic profile from construction. Our property interests are managed within a defined

risk profile and are not used to create construction opportunities. As our construction

activities are cash generative, the Group strategy is to hold undistributed reserves

substantially in property which provides a higher return than cash.

We are committed to achieving an above-average return

longer term. Further property opportunities are being

from a mixture of rental and capital growth by pursuing an

sought but we are prepared to leave funds in cash until the

active, whilst cautious, approach to property investment.

right opportunities arise.

Over the last three years, this has involved a disinvestment

of the inherited William Sindall property portfolio and 

reinvestment in a broader mix of properties where the

Group has significant property expertise. 

Our associated company Primary Medical Property, while

not fully recovering their overheads, have had an excellent

year developing this new market. This company, where we

share the equity with the executive management,

The property division profits more than doubled in 1997,

specialises in the development of, and investment in,

reflecting increased rental income and profit taken on the

primary care properties. It has now built up a substantial

sale of Upper James Street, a property bought in 1996

portfolio of property and is fast becoming accepted as a

which was refurbished, let and sold institutionally within

market leader in this niche property sector. We have high

eighteen months. A similar-sized office building which was

expectations of capital growth on this property as rentals

vacant and needing refurbishment, was bought in Newman

increase and the yields improve with the maturing of the

Street in the West End. Overbury have decided to take this

market for this type of investment.

property as their main office in London allowing them to 

centralise staff that were previously spread through three

smaller offices. 

We see the management of our property portfolios as

adding to shareholder value in the medium term. The

returns will be commensurate with the limited risk profile

The market for selling industrial income-producing property

determined by the Morgan Sindall Board.

has been strong, and the opportunity has been taken to sell

the industrial estate in Avonmouth and one of the two

industrial estates in Cambridge. The latter, due to its size,

requires shareholders’ approval as will be explained in a

separate circular to shareholders to be sent out on 

27 February 1998. 

During the year we have invested in an office building in

Lincoln’s Inn Fields which is fully let and offers a good yield

with the possibility of rental and capital growth in the

16

53558 P10-P23 + IBC  12/3/98 16:29  Page 8

Refurbished office investment,

Newman Street, London

Dales Manor Business Park,

Cambridge

Old Courthouse Surgery,

Sutton PMP Development

Recent Morgan Sindall 

office investment in London

17

53558 P10-P23 + IBC  12/3/98 16:29  Page 9

Jack Lovell (42)

Client Director

Andy Stoddart (51)

Operations Director

Geraldine Gallacher (38)

Non-executive

Founder and managing

director of The Executive

Coaching Consultancy

having formerly been head

of Group Management

Development for Burton

Group plc.

18

John Bishop (52)

Corporate Planning Director

John Morgan (42)

Chief Executive

Sir Derek Hornby (68)

Chairman

Chairman of London &

Continental Railways, former

chairman of Rank Xerox (UK)

Limited and the British Overseas

Trade Board and Non-executive

director of Sedgwick Group plc.

Barbara Moorhouse (39)

Finance Director

Bernard Asher (62)

Non-executive

Most recently, Chairman of HSBC

Investment Bank Plc and a

director of HSBC Holdings Plc and

Midland Bank Plc.

53558 P10-P23 + IBC  12/3/98 16:29  Page 10

Report of the Directors

The directors have pleasure in submitting their report to the members together with

the audited accounts for the year ended 31 December 1997.

Principal activities

Morgan Sindall is a specialist construction group with 

Further information on the Group Board’s 

activities including Fit Out, regional building contracting and

constitution, policies and procedures is set out under

property investment. The principal subsidiary companies

Corporate Governance on page 44.

are shown on page 43. All activities are carried out in the

United Kingdom and Channel Islands.

Results and dividends

The Group made a profit for the year, after taxation, 

of £5.848 million.

The final dividend for the year recommended by the 

directors is 3.58p per ordinary share, which together with

the interim dividend of 1.67p per share gives a total 

dividend for the year of 5.25p per ordinary share.

Preference dividends paid or accrued amounted to 

£0.278 million. After dividends, retained profits of 

£3.722 million have been transferred to reserves.

Review of business and future 
developments

A general review of the Group’s activities, development

and future prospects are included in the Chairman’s 

Statement on page 2, the Chief Executive’s Review on

Miss B J Moorhouse was appointed a director on 

13 February 1997 following the resignation as a director on

the same date of Mr A T Sloan. Mr J C Morgan and 

Mr J M Bishop are the directors to retire by rotation, and

being eligible offer themselves for re-election as directors.

As noted in the Chairman’s Statement, Mr B H Asher  will

be joining the Board on 1 March 1998. In accordance with

the Articles of Association he will retire at the Annual

General Meeting and being eligible offers himself for 

re-election.

Non-executive directors

A short biographical note on each independent 

non-executive director is shown on page 18. The role and

responsibilities of the non-executive directors has been 

formally established by the Board. Further information on

these matters may be found under Corporate Governance

on page 44.

pages 3 to 5, and the Financial Review on pages 6 and 7.

Directors’ interests

Fixed assets

The directors have considered the carrying value of the

Group’s interests in property and consider that there is no

The interests of the directors and their families in the

shares of the company are shown in Note 31 in the

financial statements.

substantial difference between market and balance sheet

Corporate Governance

value. External professional valuations of the majority of

the Group’s properties were carried out in 1994 and the

properties comprising the investment property portfolio

were revalued during the year.

Directors

The directors at the date of this report are as set out on

page 45. Details of the changes to Board membership

noted below are given in the Chairman’s Statement on

page 2.

The statement on corporate governance appears this year

on page 44 immediately after the Notes to the accounts.

This does not reflect any lessening in the degree of

importance which the Board attaches to all aspects of this

matter. The statement is, however, very substantially the

same as the previous year and the Board feels that this

change in format should assist in showing a clearer, less

fragmented presentation of the Group’s activities and its

financial position.

19

53558 P10-P23 + IBC  12/3/98 16:29  Page 11

Report of the Directors

Substantial shareholdings

Post balance sheet events

Excluding directors, on 26 February 1998, the following

On 4 February 1998, the Company acquired 

shareholdings representing 3% or more of the Issued

John E.B. Wheatley Limited. Details of this addition to the

Ordinary Share capital has been notified to the Company:

Group’s network of regional contracting companies is

Number 
of Shares

Percentage
Holding

Mercury Asset

Management Limited

1,588,500

4.74

D S Atkinson

1,164,214

3.47

Employment policies

shown in Note 21 to the accounts.

The Property Portfolio report on page 16 includes 

a reference to the disposal of The Paddocks, a multi-let

office and industrial estate of approximately 7 acres 

situated at 347 Cherry Hinton Road, Cambridge. The 

proceeds of £5.50 million net of costs means that the 

disposal is classified as a Super Class 1 transaction under

the Listing Rules of the London Stock Exchange and

therefore requires the approval of the Ordinary

The Company insists that a policy of equal opportunity

Shareholders. The sale contract which has been signed is

employment is demonstrably evident throughout the

conditional on this approval being given and a Circular to

Group at all times. Selection criteria and procedures and

shareholders will be dispatched on 27 February 1998. The

training opportunities are designed to ensure that all

Circular will include notice of an Extraordinary General

individuals are selected, treated and promoted on the

Meeting to be held on 16 March 1998.

basis of their merits, abilities and potential. Subject to the

nature of its businesses in the construction industry, the

policy of the Company is to ensure that there are fair

opportunities in the Group for the employment, training

and career development of disabled persons, including

continuity of employment with re-training where

appropriate.

Annual General Meeting

The Annual General Meeting will be held on 15 April 1998.

The notice of the meeting is set out in the letter to the

shareholders accompanying this Annual Report. The letter

contains details of the items which are special business.

These give authority to the Board to allot equity 

The Group recognises the need to ensure effective

securities.

communication with employees. Policies and procedures,

including in-house newsletters, have been developed, 

taking account of factors such as numbers employed and

location.

Creditor payment policy

Political and charitable contributions

During the year charitable contributions amounted to

£13,487. No contributions were made to any political

parties during the year.

The Company does not adhere to any formal Code 

Auditors

regarding payments to its trade creditors. Its current policy

in this respect, which the Company endeavours to have

its subsidiary and associated companies also follow, is to:

1.

use unamended terms of Standard Forms of

Contract widely recognised in, and drawn up by 

bodies representing the industry

2.

clearly agree and set down the terms of payment

with suppliers and subcontractors

3.

make payments in accordance with its obligations.

Calculated in accordance with Regulations made under

the Companies Act 1985, as at 31 December 1997, the

Company’s number of creditor days outstanding was

fifty-nine.

A resolution for the reappointment of Deloitte & Touche

as auditors of the Company is to be proposed at the 

forthcoming Annual General Meeting.

By order of the Board

W R Johnston

Company Secretary

26 February 1998

20

53558 P10-P23 + IBC  12/3/98 16:29  Page 12

Report of the Remuneration Committee

Membership of the Remuneration
Committee

Ms G Gallacher (Chairman)

Sir D P Hornby

Policy on Executive Directors’
Remuneration

In addition, an entitlement to an award of shares under the
Long-Term Incentive Scheme adopted by the Company at
last year’s Annual General Meeting has arisen for each
executive director. These awards are by the nature of the
scheme provisional only, as an eventual allocation in each
case will depend on a comparison of the Company’s
performance measured over a three-year period against a
competitive peer group. A provisional award carries with it
no legal rights of ownership in respect of such shares.

The remuneration of the executive directors is determined
by the Remuneration Committee (“the Committee”).  

Service contracts

The Committee seeks to develop remuneration packages
which satisfy the following principles:

Executive directors’ contracts are terminable on one year’s
notice.

•

•

•

to attract, retain and motivate the best possible 
person for each position

to recognise the importance of achieving the 
expectations of performance in short and long term

Of the Directors who are seeking re-election at the Annual
General Meeting, the service contracts of Mr J C Morgan
and Mr J M Bishop do not have a notice period for
termination which is in excess of one year’s duration.

to align the interests of executives with those of the
shareholders

Directors’ interests

The Committee reviews salaries annually and seeks 
independent professional advice when appropriate.

The shareholdings of all directors are shown in Note 31 to
the Accounts.

The Committee considers that the Company complies with
Section A of the Best Practice Provisions of the Stock
Exchange Listing Rules. The Committee has also given full
consideration to Section B of the Best Practice Provisions
in framing its remuneration policy.

Bonus arrangements

The cash bonuses shown in Note 12 to the Accounts arise
from a cash bonus scheme for executive directors under
which an agreed scale was set to measure pre-tax profits
achieved in relation to company performance and external
expectations of results, of which the major factor of
reference is the profit forecasts published by the
Company’s own broker.

Pensions

The Company contributes 10% of base salary to defined 
contribution schemes of the individual director’s choice.
There are no arrangements for the provision of benefits in
excess of the Inland Revenue cap.

G Gallacher

Chairman of the Committee

26 February 1998

Directors’ Responsibilities

Company law requires the Directors to prepare financial 
statements for each financial year which give a true and
fair view of the state of affairs of the Company and the
Group as at the end of the financial year and of the profit or
loss of the Group for that period. In preparing those financial
statements, the Directors are required to:

3.

4.

State whether applicable accounting standards have
been followed

Prepare the financial statements on a going concern
basis unless it is inappropriate to presume that the
Group will continue in business

1.

2.

Select suitable accounting policies and then apply
them consistently

Make judgements and estimates that are reasonable
and prudent

The Directors are responsible for keeping proper
accounting records, for safeguarding the assets of the
Group, for the Group systems of internal financial control
and for the prevention and detection of fraud and other
irregularities.

21

53558 P10-P23 + IBC  12/3/98 16:29  Page 13

Report of the Auditors
to the Members of Morgan Sindall plc

We have audited the financial statements on pages 24 to 43, which have been prepared under the accounting policies set

out on pages 30 and 31. 

Respective responsibilities of directors and auditors 

As described on page 21, the Company’s directors are responsible for the preparation of financial statements. It is our

responsibility to form an independent opinion, based on our audit, on those statements and to report our opinion to you.

Basis of opinion

We conducted our audit in accordance with Auditing Standards issued by the Auditing Practices Board. An audit includes

examination, on a test basis, of evidence relevant to the amounts and disclosures in the financial statements. It also

includes an assessment of the significant estimates and judgements made by the directors in the preparation of the 

financial statements, and of whether the accounting policies are appropriate to the company’s and the Group’s 

circumstances, consistently applied and adequately disclosed.

We planned and performed our audit so as to obtain all the information and explanations which we considered 

necessary in order to provide us with sufficient evidence to give reasonable assurance that the financial statements are

free from material misstatement, whether caused by fraud or other irregularity or error. In forming our opinion, we also

evaluated the overall adequacy of the presentation of information in the financial statements.

Opinion

In our opinion the financial statements give a true and fair view of the state of affairs of the Company and the Group as at

31 December 1997 and of the profit of the Group for the year then ended and have been properly prepared in accordance

with the Companies Act 1985.

Deloitte & Touche

Chartered Accountants and Registered Auditors

Leda House

Station Road

Cambridge

26 February 1998

22

53558 P10-P23 + IBC  12/3/98 16:29  Page 14

Review Report on Corporate Governance Matters
to Morgan Sindall plc by Deloitte & Touche

In addition to our audit of the financial statements, we have reviewed the directors’ statements on page 44 on the 

Company’s compliance with the paragraphs of the Code of Best Practice specified for our review by the London Stock

Exchange and their adoption of the going concern basis in preparing the financial statements. The objective of our review

is to draw attention to non-compliance with Listing Rules 12.43(j) and 12.43 (v).

Basis of opinion

We carried out our review in accordance with guidance issued by the Auditing Practices Board. That guidance does not

require us to perform the additional work necessary to, and we do not, express any opinion on the effectiveness of either

the Group’s system of internal financial control or the Company’s corporate governance procedures or on the ability of the

group to continue in operational existence.

Opinion

With respect to the directors’ statement on internal financial control and going concern on page 44, in our opinion the

directors have provided the disclosures required by the Listing Rules referred to above and such statements are not

inconsistent with the information of which we are aware from our audit work on the financial statements.

Based on enquiry of certain directors and officers of the Company, and examination of relevant documents, in our 

opinion the directors’ statement on page 44 appropriately reflects the Company’s compliance with the other paragraphs of

the Code specified for our review by Listing Rule 12.43 (j).

Deloitte & Touche

Chartered Accountants

Leda House

Station Road

Cambridge

26 February 1998

23

53558 ACC/NOTES  12/3/98 16:34  Page 24

Group Profit and Loss Account

for the year ended 31 December 1997

Turnover from continuing operations

1

Notes

£’000s

£’000s

£’000s

£’000s

1997

1996

Ongoing

Acquisitions

Cost of sales

Gross profit

Administrative expenses

Other operating income

Operating profit

Ongoing

Acquisitions

Total operating profit

Share of (losses)/profits of 
associated undertakings

Net interest (payable)/receivable

Profit on ordinary activities before taxation

Tax charge on profit on ordinary activities

Profit on ordinary activities after taxation

Equity minority interest

Profit for the year attributable to
members of the parent company

Dividends on equity and non-equity shares

Retained profit for the year

Earnings per ordinary share

2

1,3

4

5

6

8

325,637

5,599
–––––––

331,236

(293,085)
–––––––

38,151

(32,218)

1,613
–––––––

7,576

(30)
–––––––

4,915

–
–––––––

7,546

(250)

(36)
–––––––

7,260

(1,412)
–––––––

5,848

(88)
–––––––

5,760

(2,038)
–––––––

3,722
–––––––

16.38p
–––––––

283,145

–
–––––––

283,145

(252,839)
–––––––

30,306

(26,682)

1,291
–––––––

4,915

47

212
–––––––

5,174

(702)
–––––––

4,472

–
–––––––

4,472

(1,659)
–––––––

2,813
–––––––

13.13p
–––––––

24

53558 ACC/NOTES  12/3/98 16:34  Page 25

Group Balance Sheet

at 31 December 1997

Fixed assets

Tangible assets

Investments

Current assets

Assets held for resale

Stocks

Debtors

Cash at bank and in hand

Creditors: amounts falling due within one year

Net current assets

Total assets less current liabilities

Creditors: amounts falling due after more than one year

Provisions for liabilities and charges

Net assets

Capital and reserves

Called up share capital

Share premium account

Goodwill reserve

Revaluation reserve

Profit and loss account

Total shareholders’ funds

Equity minority interests

Total capital employed

Shareholders’ funds are attributable to:

Equity shareholders’ funds

Non-equity shareholders’ funds

Approved by the Board on 26 February 1998

J C Morgan

B J Moorhouse

Notes

1997
£’000s

1996
£’000s

13

14

15

16

17

18

19

24

28

17,035

504
–––––––

17,539
–––––––

–

6,464

54,937

22,720
–––––––

84,121
–––––––

(80,468)
–––––––

3,653
–––––––

21,192

(3,458)

(218)
–––––––

17,516
–––––––

6,616

3,219

(7,102)

6,321

8,344
–––––––

17,398

118
–––––––

17,516
–––––––

12,460

4,938
–––––––

17,398
–––––––

17,266

663
–––––––

17,929
–––––––

735

5,520

53,594

15,307
–––––––

75,156
–––––––

(73,532)
–––––––

1,624
–––––––

19,553

(5,085)

–
–––––––

14,468
–––––––

6,606

3,103

(4,723)

5,188

4,294
–––––––

14,468

–
–––––––

14,468
–––––––

9,530

4,938
–––––––

14,468
–––––––

25

53558 ACC/NOTES  12/3/98 16:34  Page 26

Company Balance Sheet

at 31 December 1997

Fixed assets

Tangible assets

Investments

Current assets

Assets held for resale

Stocks

Debtors

Cash at bank and in hand

Creditors: amounts falling due within one year

Net current liabilities

Total assets less current liabilities

Creditors: amounts falling due after more than one year

Provisions for liabilities and charges

Net assets

Capital and reserves

Called up share capital

Share premium account

Special reserve

Revaluation reserve

Profit and loss account

Shareholders’ funds

Shareholders’ funds are attributable to:

Equity shareholders’ funds

Non-equity shareholders’ funds

Approved by the Board on 26 February 1998

Notes

1997
£’000s

1996
£’000s

13

14

15

16

17

18

19

24

28

13,537

31,911
–––––––

45,448
–––––––

–

5,981

1,926

1,045
–––––––

8,952
–––––––

(12,824)
–––––––

(3,872)
–––––––

41,576

(3,458)

(173)
–––––––

37,945
–––––––

6,616

3,219

13,644

6,321

8,145
–––––––

37,945
–––––––

33,007

4,938
–––––––

37,945
–––––––

12,502

24,813
–––––––

37,315
–––––––

735

4,891

2,180

17
–––––––

7,823
–––––––

(8,434)
–––––––

(611)
–––––––

36,704

(4,335)

(616)
–––––––

31,753
–––––––

6,606

3,103

13,644

5,051

3,349
–––––––

31,753
–––––––

26,815

4,938
–––––––

31,753
–––––––

J C Morgan

B J Moorhouse

26

53558 ACC/NOTES  12/3/98 16:34  Page 27

Combined Statement of Movements in Reserves
and Shareholders’ Funds

for the year ended 31 December 1997

Group

Share

Premium Goodwill Revaluation
Reserve
Reserve
Account
£'000s
£'000s
£'000s

Profit
& Loss

Total
Account Reserves
£'000s
£'000s

1997
1996
Share-
Share-
Share Holders' Holders'
Funds
Capital
Funds
£'000s
£'000s
£'000s

Balance at 1 January

3,103 

(4,723)

5,188 

4,294 

7,862 

6,606

14,468 

12,274

Retained profit for year

New shares issued

–

–

Options exercised

116 

3,722 

3,722 

–

–

–

–

–

3,722 

2,813

–

2,706

116 

10 

126 

33

–

–

–

–

–

–

–

–

–

–

–

(507)

(289)

–

–

–

–

–

–

–

–

–

–

–

Transfer of realised 
revaluation reserve

Surplus on revaluation

Adjustments to fair values 
attributed on acquisition

Additional consideration 
for Snape Group Limited

Acquisition of subsidiary 
undertakings

Balance at 31 December

(328)

328 

–

1,461 

–

–

–

–

–

1,461 

(507)

(289)

–

–

–

–

–

1,461 

(507)

(289)

–

–

–

–

–
–––––––
3,219 
–––––––

(1,583)
–––––––
(7,102)
–––––––

–
–––––––
6,321 
–––––––

–
–––––––
8,344 
–––––––

(1,583)
–––––––
10,782 
–––––––

–
–––––––
6,616 
–––––––

(1,583)
–––––––
17,398
–––––––

(3,358)
–––––––
14,468
–––––––

Company

Share
Premium
Account
£'000s

Special Revaluation
Reserve
£'000s

Reserve
£'000s

Profit
& Loss

Total
Account Reserves
£'000s
£'000s

1997
1996
Share-
Share-
Share Holders' Holders'
Funds
Capital
Funds
£'000s
£'000s
£'000s

Balance at 1 January

3,103 

13,644 

5,051 

3,349 

25,147 

6,606 

31,753 

24,646

Retained profit for year

New shares issued

–

–

Options exercised

116 

4,605

4,605

–

–

–

–

–

4,605

2,643

–

2,706

116 

10 

126 

33

(191)

191 

–

1,461 

–

1,461 

–

–

–

1,461 

–

–

Transfer of realised 
revaluation reserve

Surplus on revaluation

Release of provisions
against subsidiary 
undertakings

Balance at 31 December

–
–––––––
3,219 
–––––––

–
–––––––
13,644 
–––––––

–
–––––––
6,321 
–––––––

–
–––––––
8,145
–––––––

–
–––––––
31,329
–––––––

–
–––––––
6,616 
–––––––

–
–––––––
37,945
–––––––

1,725
–––––––
31,753
–––––––

27

53558 ACC/NOTES  12/3/98 16:34  Page 28

Group Cash Flow Statement
for the year ended 31 December 1997

Net cash inflow from operating activities

Returns on investments and servicing of finance

Interest received

Interest paid

Dividends paid to preference shareholders

Taxation

Corporation tax paid

Capital expenditure and financial investment

Payments to acquire tangible fixed assets

Receipts from sale of tangible fixed assets

Repayment of loans from associated undertakings

Payments to acquire fixed asset investments

Acquisitions and disposals

Purchase of subsidiary undertakings

Net overdrafts acquired with subsidiary undertakings

Sale of subsidiary undertaking

Net cash disposed of with subsidiary undertaking

Equity dividends paid

Net cash inflow before financing

Financing

Issue of shares, net of expenses

New loans acquired

Loans repaid

Net cash (outflow)/inflow from financing activities

Increase in cash

26,27

28

Notes

1997
£’000s

1996
£’000s

25

11,584
–––––––

6,953
–––––––

711

(1,083)

(278)
–––––––
(650)
–––––––

626

(558)

(278)
–––––––
(210)
–––––––

(999)
–––––––

(217)
–––––––

(2,628)

(1,629)

7,176

450

(500)
–––––––

4,498
–––––––

(916)

(467)

390

(32)
–––––––

(1,025)
–––––––

726

–

–
–––––––

(903)
–––––––

(1,361)

(2,574)

–

–
–––––––

(3,935)
–––––––

(1,510)
–––––––

(1,019)
–––––––

11,898
–––––––

669
–––––––

126

4,500

(9,111)
–––––––

(4,485)
–––––––

7,413
–––––––

2,739

2,200

(932)
–––––––

4,007
–––––––

4,676
–––––––

53558 ACC/NOTES  12/3/98 16:34  Page 29

Other Primary Statements

for the year ended 31 December 1997

Statement of Total Recognised Gains and Losses

for the year ended 31 December 1997

Profit for the financial year before dividends

Surplus on revaluation of investment property

Total recognised gains and losses

Note of Historical Cost Profits and Losses

for the year ended 31 December 1997

Profit on ordinary activities before taxation

Realisation of property valuation gains of prior years

Difference between the historical cost depreciation charge and the actual
depreciation charge for the year calculated on the revalued amount

Historical cost profit on ordinary activities before taxation

Historical cost profit on ordinary activities after taxation, 
minority interests and dividends

1997
£’000s

5,848

1,461
–––––––

7,309
–––––––

1996
£’000s

4,472

–
–––––––

4,472
–––––––

1997
£’000s

7,260

328

22
–––––––

7,610
–––––––

1996
£’000s

5,174

–

7
–––––––

5,181
–––––––

4,072
–––––––

2,820
–––––––

29

53558 ACC/NOTES  12/3/98 16:34  Page 30

Principal Accounting Policies
for the year ended 31 December 1997

Basis of accounting
The financial statements have been prepared under the historical cost convention, as modified by the revaluation of certain

fixed asset properties, and in accordance with applicable accounting standards.

Basis of consolidation
The consolidated financial statements incorporate the financial statements of the Company and all its subsidiary undertakings.

Acquisitions and disposals
The results of subsidiaries acquired during the year are included in the consolidated profit and loss account from the date of

acquisition. Goodwill arising on consolidation is written off directly to reserves in the year of acquisition. The profit or loss on

the  disposal  of  a  previously  acquired  business  includes  the  attributable  amount  of  any  purchased  goodwill  relating  to  that

business.

Turnover
Turnover is defined as the value of goods and services rendered excluding VAT.

Fixed asset investments
Except as stated below, investments held as fixed assets are stated at cost less provision for any permanent diminution in

value. In the consolidated accounts the Group’s share of the results of the associated undertakings is shown each year in the

profit and loss account and the Group’s share of retained profits and reserves is added to the cost of the investment in the

balance sheet.

Fixed assets and depreciation
No  depreciation  is  provided  on  freehold  land.  On  other  assets  depreciation  is  provided  in  equal  annual  instalments  at  rates

calculated to write off the cost or valuation of fixed assets over their estimated useful lives as follows:

Freehold buildings

Leasehold property

Plant, machinery, motor vehicles and equipment

–

–

–

50 years

period of the lease

between 3 and 10 years

No depreciation is provided in respect of freehold investment properties which are revalued annually and the aggregate surplus

or deficit is transferred to revaluation reserve. The Companies Act 1985 requires all properties to be depreciated. However, this

requirement conflicts with the generally held accounting principle set out in SSAP 19. The Directors consider that, as these

properties are not held for consumption, but for their investment potential, to depreciate them would not give a true and fair

view, and that it is necessary to adopt SSAP 19 in order to give a true and fair view.

If this departure from the Act had not been made, the profit for the financial year would have been reduced by depreciation.

However,  the  amount  of  depreciation  cannot  reasonably  be  quantified  because  depreciation  is  only  one  of  many  factors

reflected in the annual valuation and the amount which might otherwise have been shown cannot be separately identified or

quantified.

30

53558 ACC/NOTES  12/3/98 16:34  Page 31

Principal Accounting Policies
for the year ended 31 December 1997

Stocks
Stocks are valued at the lower of cost and net realisable value. Interest incurred on borrowings to finance specific development

is capitalised.

Contract accounting
Contracts are accounted for as long term contracts. Anticipated net sales value of contracts include a proportion of attributable

profit  where  a  profitable  outcome  can  be  foreseen,  provision  being  made  for  foreseeable  losses.  Turnover  less  progress

payments is recorded in “amounts recoverable on contracts”, within debtors. Where progress payments exceed turnover and

other contract balances the excess is shown as “payments on account on contracts” in creditors.

Deferred taxation
Provision under the liability method is made for deferred taxation at the current rate of corporation tax on all timing differences,

to the extent that they are expected to crystallise.

Leases
Rental costs under operating leases are charged to the profit and loss account in equal amounts over the period of the leases.

Pensions
Sindall Group Pension Fund

The Group operated a funded defined benefit scheme for permanent staff employees. This scheme is now a closed scheme

as  referred  to  in  note  11.  Accounting  policy  followed  the  funding  policy  except  where  an  actuarial  valuation  gave  rise  to  a

surplus or deficiency; such surpluses or deficiencies being dealt with as advised by the actuary. Prior to the date of closure,

costs of the pension scheme were charged to the profit and loss account over the expected service lives of the participating

employees.

Other schemes

The  Group  contributes  to  The  Morgan  Sindall  Retirement  Benefits  Plan  and  to  other  employees’  personal  pension

arrangements which are of a defined contribution type. The annual costs are charged to the profit and loss account.

31

53558 ACC/NOTES  12/3/98 16:34  Page 32

Notes to the Accounts

for the year ended 31 December 1997

1 Analysis of turnover, operating profit and net assets

Regional building contracting

Fit out

Property

Group activities

Specialist services

Net cash balances

Net assets

Turnover

£’000s

184,027

139,539

7,670

–

–
––––––––
331,236
––––––––

1997
Profits/
(losses)

£’000s

2,870

3,575

2,279

(1,178)

–
––––––––
7,546
––––––––

Net assets

£’000s

(3,896)

(6,622)

17,777

(8,129)

–
––––––––
(870)

18,386
––––––––
17,516
––––––––

Turnover

£’000s

89,717

183,162

634

–

9,632
––––––––
283,145
––––––––

1996
Profits/
(losses)

£’000s

1,310

4,252

891

(724)

(814)
––––––––
4,915
––––––––

Net assets

£’000s

(8,773)

(3,943)

18,918

(78)

(952)
––––––––
5,172

9,296
––––––––
14,468
––––––––

Net assets are stated after deducting interest bearing net cash balances. The comparative has been restated accordingly.

The analysis of operating profit for 1996 includes a Specialist Services segment, which consisted of Sindall Joinery Limited and
a small engineering services operation. In 1997 the operations of Sindall Joinery Limited were closed, the closure costs being
allocated to the property segment and the engineering services operation being allocated to regional contracting.

2 Other operating income

Rent receivable

3 Operating profit

Operating profit is stated after charging

Depreciation

Hire of plant and machinery

Operating lease costs

Land and buildings

Other

Auditors’ remuneration

Audit

Other

1997

£’000s

1,613
––––––––

1996

£’000s

1,291
––––––––

1997

£’000s

1,554

4,809

826

1,007

149

4

1996

£’000s

1,076

3,244

289

464

125

6

Further fees of £3,000 (1996: £9,000) paid to Deloitte & Touche in 1997 are included in the cost of investment in subsidiary

undertakings.

Included within operating profit for the year are costs relating to the closure of the operations of Sindall Joinery Limited totalling

£427,000.

4 Net interest (payable)/receivable

Interest receivable

Interest payable on bank loans and overdrafts

Add: Interest capitalised

32

1997

£’000s

789

(1,123)
––––––––
(334)

298
––––––––
(36)
––––––––

1996

£’000s

619

(546)
––––––––
73

139
––––––––
212
––––––––

53558 ACC/NOTES  12/3/98 16:34  Page 33

Notes to the Accounts

for the year ended 31 December 1997

5 Tax charge on profit on ordinary activities

Corporation tax payable at 31% (1996: 33%)

Under/(over) provision in prior years

Share of tax of associated undertakings

1997

£’000s

1,237

158

17
––––––––
1,412
––––––––

1996

£’000s

1,192

(483)

(7)
––––––––
702
––––––––

The tax charge for the year is lower than the standard rate due to the availability of tax losses brought forward.

6 Dividends on equity and non equity shares

Non equity dividends on preference shares

Paid

Accrued

Equity dividends on ordinary shares

Interim paid

1.67p  (1996: 1.35p)

Final proposed

3.58p  (1996: 2.85p)

1997

£’000s

1996

£’000s

219

59
––––––––
278
––––––––

559

1,201
––––––––
1,760
––––––––

2,038
––––––––

219

59
––––––––
278
––––––––

430

951
––––––––
1,381
––––––––

1,659
––––––––

7 Profit of parent company

The Company has taken advantage of s230 of the Companies Act 1985 and consequently the profit and loss account of the

parent  company  is  not  presented  as  part  of  these  accounts.  The  parent’s  retained  profit  for  the  financial  year  amounted  to

£4,605,000 (1996: £4,302,000).

8 Earnings per ordinary share

The  calculation  of  the  earnings  per  share  is  based  on  the  weighted  average  number  of  33,461,277  ordinary  shares  in 

issue  during  the  year  (1996:  31,952,410)  and  on  the  profits  for  the  year  attributable  to  ordinary  shareholders  of  £5,482,000

(1996: £4,194,000).

9 Employees

The average number of people employed by the Group during the period was:

10 Staff costs

Wages and salaries

Social security costs

Pension costs

1997

No.

1996

No.

1,237
––––––––

886
––––––––

1997

£’000s

30,395

2,905

769
––––––––
34,069
––––––––

1996

£’000s

21,451

2,190

549
––––––––
24,190
––––––––

33

53558 ACC/NOTES  12/3/98 16:34  Page 34

Notes to the Accounts

for the year ended 31 December 1997

11 Pensions

Defined Benefits Arrangements

The Sindall Group Pension Fund has been operated as a closed scheme since 1 June 1995. No contributions have been made

to the Fund since that date and as a consequence, no amounts included in these accounts relate to the Fund. Since the date

of the closure of the Fund, the liabilities for the accrued benefits of pensioners have been bought out by way of annuity policies.

The  liability  for  the  accrued  benefit  rights  of  deferred  pensioners  was  transferred,  together  with  an  actuarially  assessed

matching pool of assets, to The Morgan Sindall Retirement Benefits Plan. Details of this Plan and of the action taken in respect

of former active members of the Fund are set out below.

The Accounts of the Fund as at 31 March 1997 consequently show that the Fund has neither assets or liabilities. On receipt

of actuarial certification of that position, the Company will shortly be writing to the Trustees stating that the winding up process

has now been completed. It is expected that the Trustees will confirm their agreement in a formal resolution and will then be

discharged from their respective positions as Trustees.

Defined Contribution and Hybrid Schemes

The Morgan Sindall Retirement Benefits Plan was established on 31 May 1995 and is a Money Purchase arrangement which

is now available to all permanent salaried staff in all Group companies. Pension costs represent the employer’s contributions

payable to the Plan together with employer’s contributions to the personal pension plans of individuals, where applicable.

The Plan has, however, assumed responsibility for the final salary linked benefits of certain active members of the Sindall Group

Pension Fund. The basis of service computation is limited to the period of membership up to 1 June 1995 but there will be a

need for periodic actuarial review of the accrued liabilities and the assets allocated for this purpose. An actuarial bulk transfer

valuation  as  at  1  November  1996  valued  the  liability  for  the  accrued  final  salary  linked  benefits  at  £2.6  million.  The  main

assumptions in the valuation were; rate of investment return 8.5% per annum compound, rate of earnings escalation 8.0% per

annum compound, rate of growth in equity dividends 3.5% per annum.

12 Directors’ remuneration

J C Morgan (Highest paid director)

A M Stoddart

J M Bishop

J J C Lovell

B J Moorhouse

A T Sloan (*)

Executive directors

Sir D P Hornby (Chairman)

G Gallacher

R W Marshall

Non executive directors

Totals

Salary

£’000s

Bonus

£’000s

Benefits

Pension

£’000s

£’000s

Fees

£’000s

1997

Totals

£’000s

1996

Totals

£’000s

110

100

95

95

92

64
–––––
556
–––––
–

–

–
–––––
–
–––––
556
–––––

70

64

61

61

59

–
–––––
315
–––––
–

–

–
–––––
–
–––––
315
–––––

16

14

13

11

12

5
–––––
71
–––––
–

–

–
–––––
–
–––––
71
–––––

11

10

9

9

9

4
–––––
52
–––––
–

–

–
–––––
–
–––––
52
–––––

–

–

–

–

–

–
–––––
–
–––––
36

20

–
–––––
56
–––––
56
–––––

207

188

178

176

172

73
–––––
994
–––––
36

20

–
–––––
56
–––––
1,050
–––––

246

18

212

212

–

212
–––––
900
–––––
38

15

14
–––––
67
–––––
967
–––––

The totals of directors’ remuneration shown above include fees of £67,000 in 1996. Pension contributions made on behalf of

the five executive directors are made to money purchase pension schemes. Further details of the directors’ remuneration are

contained in the Report of the Remuneration Committee on page 21.

* included within salary is £30,000 compensation for loss of office.

34

53558 ACC/NOTES  12/3/98 16:34  Page 35

Notes to the Accounts

for the year ended 31 December 1997

12 Directors’ remuneration (Continued)

Long term incentive plan

A long term incentive plan ('the 1997 plan') has been established.  Performance is measured over a rolling three year period

by comparing the increase in total return to shareholders in Morgan Sindall plc to that of fourteen peer group companies listed

in the Financial Times. All shares awarded to a participant will be allocated at the end of the three year period if Morgan Sindall

plc is ranked first amongst the comparable companies and no shares will be awarded if the Company is ranked in the middle

of the group. Shares will be allocated on a graduated level between these two positions. On allocation of shares to a participant,

sale or transfer of the shares is restricted for a further two year period. No shares were awarded during the period. An amount

of £125,000 has been accrued for potential future awards relating to 1997 which will be calculated based on the three year

period ending 31 December 1999.

13 Tangible fixed assets
(a) Group

Cost or valuation

At 1 January 1997

Additions

Acquisition of subsidiary undertaking

Surplus on revaluation

Disposals

Disposal of subsidiary undertaking

At 31 December 1997

Depreciation

At 1 January 1997

Provided in the year

Acquisition of subsidiary undertaking

Disposals

Disposal of subsidiary undertaking

At 31 December 1997

Net book value at 31 December 1997

Net book value at 31 December 1996

(b) Company

Cost or valuation

At 1 January 1997

Additions
Transfers from subsidiary undertaking

Surplus on revaluation

Disposals

At 31 December 1997

Depreciation

At 1 January 1997

Provided in the year 

Transfers from subsidiary undertaking

Disposals

At 31 December 1997

Net book value at 31 December 1997

Net book value at 31 December 1996

Motor
vehicles

£’000s

Freehold
property

£’000s

Leasehold
property

£’000s

2,805

10,225

Plant, machinery
& equipment

£’000s

6,471

2,231

489

–

(2,701)

(927)
––––––––
5,563
––––––––

4,656

989

397

(2,524)

(651)
––––––––
2,867
––––––––
2,696
––––––––
1,815
––––––––

817

221
–

–

274

101

–

(1,136)

(357)
––––––––
1,687
––––––––

1,789

409

100

(647)

(329)
––––––––
1,322
––––––––
365
––––––––
1,016
––––––––

–

–
–

–

(739)
––––––––
299
––––––––

–
––––––––
–
––––––––

781

24

–

(739)
––––––––
66
––––––––
233
––––––––
36
––––––––

–

–

–

–
––––––––
–
––––––––
–
––––––––
–
––––––––

26

795

1,461

(484)

–
––––––––
12,023
––––––––

81

50

–

–

–
––––––––
131
––––––––
11,892
––––––––
10,144
––––––––

8,505

–
1,692

1,461

–
––––––––
11,658
––––––––

53

28

48

–
––––––––
129
––––––––
11,529
––––––––
8,452
––––––––

4,488

97

3,000

–

(5,264)

–
––––––––
2,321
––––––––

197

106

–

(64)

–
––––––––
239
––––––––
2,082
––––––––
4,291
––––––––

4,152

–
–

–

(2,264)
––––––––
1,888
––––––––

138

39

–

(64)
––––––––
113
––––––––
1,775
––––––––
4,014
––––––––

Total

£’000s

23,989

2,628

4,385

1,461

(9,585)

(1,284)
––––––––
21,594
––––––––

6,723

1,554

497

(3,235)

(980)
––––––––
4,559
––––––––
17,035
––––––––
17,266
––––––––

13,474

221
1,692

1,461

(3,003)
––––––––
13,845
––––––––

972

91

48

(803)
––––––––
308
––––––––
13,537
––––––––
12,502
––––––––

35

53558 ACC/NOTES  12/3/98 16:34  Page 36

Notes to the Accounts

for the year ended 31 December 1997

13 Tangible fixed assets (Continued)

The net book value of land and buildings comprises:

Group

Company

Investment properties

Freehold

Short leasehold

Other properties

Freehold

Long leasehold

Short leasehold

1997
£’000s

8,572

1,499
––––––––
10,071
––––––––

3,320

–

583
––––––––
3,903
––––––––
13,974
––––––––

1996
£’000s

7,111

1,531
––––––––
8,642
––––––––

3,033

2,483

277
––––––––
5,793
––––––––
14,435
––––––––

1997
£’000s

8,267

1,499
––––––––
9,766
––––––––

3,262

–

276
––––––––
3,538
––––––––
13,304
––––––––

1996
£’000s

6,806

1,531
––––––––
8,337
––––––––

1,646

2,483

–
––––––––
4,129
––––––––
12,466
––––––––

Land and buildings at cost or valuation are stated at:

Group

Company

At valuation

1994

1996

1997

At cost

Comparable amounts determined according to

the historical cost convention:

Land and buildings

1997
£’000s

1,973

–

10,134

2,237
––––––––
14,344
––––––––

1996
£’000s

1,973

8,673

–

4,067
––––––––
14,713
––––––––

Cost
1997
£’000s

Accumulated
depreciation
1997
£’000s

8,536
––––––––

513
––––––––

1997
£’000s

1,973

–

9,829

1,744
––––––––
13,546
––––––––

Net book
value
1997
£’000s

8,023
––––––––

1996
£’000s

1,973

8,368

–

2,316
––––––––
12,657
––––––––

Net book
value
1996
£’000s

9,643
––––––––

The directors have revalued the Group’s investment properties on 31 December 1997 at open market value. Based on their

collective expertise and knowledge of both the sector and the individual properties, they consider that the carrying value is

equivalent to current market value.

14 Fixed assets – investments

(a) Group

At 1 January 1997
Acquisition of Ottervale Estates Limited
Loans repaid
Share of results for year
Reclassify as liabilities and charges
Additions

At 31 December 1997

Associated undertakings

Own shares
at cost
£’000s
–
–
–
–
–
500
––––––––
500
––––––––

Shares
£’000s
5
(1)
–
–
–
–
––––––––
4
––––––––

Share of
reserves
£’000s
208
(176)
–
(250)
218
–
––––––––
–
––––––––

Loans
£’000s
450
–
(450)
–
–
–
––––––––
–
––––––––

Total
£’000s
663
(177)
(450)
(250)
218
500
––––––––
504
––––––––

The own shares represent 300,000 ordinary shares held by the Morgan Sindall Employee Benefits Trust in connection with the

Long Term Incentive Plan. Based on the Company’s share price on 31 December 1997 of £1.94, the market value of the shares
held in the trust was £582,000.

36

53558 ACC/NOTES  12/3/98 16:34  Page 37

Notes to the Accounts

for the year ended 31 December 1997

14 Fixed assets – investments (Continued)

(b) Company

Cost at 1 January 1997

Additions

Repaid during the year

Cost at 31 December 1997

Provisions at 1 January 1997

(Release of provisions)/

provisions created in year

Provisions at 31 December 1997

Net book value at 31 December 1997

Net book value at 31 December 1996

Other

loans

£’000s

–

500

–
––––––––
500
––––––––
–

–
––––––––
–
––––––––
500
––––––––
–
––––––––

Subsidiary undertakings

Associated undertakings

Shares

£’000s

22,243

6,827

–
––––––––
29,070
––––––––
2,108

(115)
––––––––
1,993
––––––––
27,077
––––––––
20,135
––––––––

Loans

£’000s

5,058

1,921

(2,165)
––––––––
4,814
––––––––
534

(54)
––––––––
480
––––––––
4,334
––––––––
4,524
––––––––

Shares

£’000s

4

–

–
––––––––
4
––––––––
–

4
––––––––
4
––––––––
–
––––––––
4
––––––––

Loans

£’000s

150

–

(150)
––––––––
–
––––––––
–

–
––––––––
–
––––––––
–
––––––––
150
––––––––

Total

£’000s

27,455

9,248

(2,315)
––––––––
34,388
––––––––
2,642

(165)
––––––––
2,477
––––––––
31,911
––––––––
24,813
––––––––

15 Stocks

Development works and building land

Trading properties

Materials and equipment

Group

Company

1997

£’000s

3,728

2,628

108
––––––––
6,464
––––––––

1996

£’000s

5,311

–

209
––––––––
5,520
––––––––

1997

£’000s

3,353

2,628

–
––––––––
5,981
––––––––

1996

£’000s

4,891

–

–
––––––––
4,891
––––––––

Included within development works and building land is £15,000 (1996: £139,000) in respect of interest capitalised.

16 Debtors

Trade debtors

Amounts recoverable on contracts

Amounts owed by subsidiary undertakings

Amounts owed by associated undertakings

Corporation tax recoverable

Other debtors

Prepayments and accrued income

Group

Company

1997

£’000s

23,810

29,709

–

74

–

736

608
––––––––
54,937
––––––––

1996

£’000s

20,400

30,976

–

59

–

1,624

535
––––––––
53,594
––––––––

1997

£’000s

165

–

710

74

328

622

27
––––––––
1,926
––––––––

1996

£’000s

186

–

1,242

59

111

522

60
––––––––
2,180
––––––––

37

53558 ACC/NOTES  12/3/98 16:34  Page 38

Notes to the Accounts

for the year ended 31 December 1997

17 Creditors: amounts falling due within one year

Group

Company

Bank loans

Other loan (see note 18)

Trade creditors

Amounts owed to subsidiary undertakings

Other creditors

Corporation tax

Other tax and social security

Accruals and deferred income

Dividend

1997

£’000s

876

–

1996

£’000s

876

50

58,236

54,872

–

2,705

886

2,387

14,118

1,260
––––––––
80,468
––––––––

–

1,731

350

2,731

11,912

1,010
––––––––
73,532
––––––––

1997

£’000s

876

–

49

7,551

1,181

–

63

1,844

1,260
––––––––
12,824
––––––––

1996

£’000s

876

–

116

4,468

655

–

74

1,235

1,010
––––––––
8,434
––––––––

18 Creditors: amounts falling due after more than one year

Group

Company

Bank loans

Other loan

1997

£’000s

3,458

–
––––––––
3,458
––––––––

1996

£’000s

4,335

750
––––––––
5,085
––––––––

1997

£’000s

3,458

–
––––––––
3,458
––––––––

1996

£’000s

4,335

–
––––––––
4,335
––––––––

There are two bank loans both bearing interest at 1.5% above bank base rate. One has an outstanding balance repayable in

fifteen quarterly instalments of £164,000. The other has an outstanding balance repayable in thirty four quarterly instalments

of £55,000. Security for the bank loans and overdrafts is described in note 23. 

The other loan of £800,000 which was outstanding at 1 January 1997 was discharged during the year.

19 Provisions for liabilities and charges

Provisions for losses in Group undertakings:

At 1 January 1997

Provision for losses of subsidiary undertakings

Share of associated company losses

Release to profit and loss account

At 31 December 1997

Group

Company

1997

£’000s

–

–

218

–
––––––––
218
––––––––

1996

£’000s

–

–

–

–
––––––––
–
––––––––

1997

£’000s

616

111

–

(554)
––––––––
173
––––––––

1996

£’000s

–

616

–

–
––––––––
616
––––––––

38

53558 ACC/NOTES  12/3/98 16:34  Page 39

Notes to the Accounts

for the year ended 31 December 1997

19 Provisions for liabilities and charges (Continued)

The amounts of deferred taxation provided and not provided in the accounts are as follows:

Group

Provided

Not provided

Revaluation surplus

Capital allowances in excess of depreciation

Taxation loss relief and other timing differences

1997

£’000s

–

–

–
––––––––
–
––––––––

1996

£’000s

–

142

(142)
––––––––
–
––––––––

1997

£’000s

–

–

–
––––––––
–
––––––––

1996

£’000s

318

–

(318)
––––––––
–
––––––––

Advance corporation tax amounting to £502,000 (1996: £511,000) written off within the accounts remains available to offset

against  future  taxable  profits.  In  addition  there  are  taxation  losses  to  carry  forward  of  approximately  £6  million 

(1996: £8 million).

20 Sale of business

On 28 October 1997, the group completed the sale of AK Plant Limited, for net consideration of £390,000. The loss on disposal

was  £155,000.  The  profit  attributable  to  members  of  the  parent  company  include  losses  of  £41,000  incurred  by 

AK Plant Limited up to its date of disposal.

During the year AK Plant Limited contributed £49,000 to the group's net operating cash flow, paid £18,000 in respect of net

returns on investment and servicing of finance and paid £58,000 for capital expenditure and financial investment.

21 Acquisitions

Roberts R. Roberts (Leeds) Limited 

On 1 August 1997 the Company acquired the whole of the issued share capital of Roberts R. Roberts (Leeds) Limited for a

total consideration of £550,000 in cash. Additionally, acquisition expenses of £72,000 were incurred. The results, after taxation,

of Roberts R. Roberts (Leeds) Limited were as follows:

Results prior to acquisition:

1 August 1996 to date of acquisition

Preceding financial year ending 31 July 1996

The following table analyses the book value of the major categories of assets and liabilities acquired:

Tangible fixed assets

Current assets

Creditors

Net cash balances

Net liabilities

Cost of acquisition including expenses

Goodwill

Book value
at date of
acquisition

Accounting 
policy 
alignment

Provisional
fair value
adjustments

£'000

929

2,953

(3,499)

(784)
––––––––
(401)
––––––––

£'000

-

(43)

(143)

-
––––––––
(186)
––––––––

£'000

(47)

(415)

-

-
––––––––
(462)
––––––––

The acquisition has been accounted for by the acquisition method of accounting. 

£'000's

(871)

19

Fair value
of net 
assets

£'000

882

2,495

(3,642)

(784)
––––––––
(1,049)

(622)
––––––––
(1,671)
––––––––

39

53558 ACC/NOTES  12/3/98 16:34  Page 40

Notes to the Accounts

for the year ended 31 December 1997

21 Acquisitions (Continued)

Ottervale Estates Limited

On  28  February  1997  the  Company  acquired  a  further  3/7th  share  of  the  issued  share  capital  of  the  associate  undertaking,

Ottervale Estates Limited for a total consideration of £1,000 in cash. The results, after taxation, of Ottervale Estates Limited

were as follows:

Results prior to acquisition:

1 January 1997 to date of acquisition

Preceding financial year ending 31 December 1996

The following table analyses the book value of the major categories of assets and liabilities acquired:

Tangible fixed assets
Current assets
Creditors
Loans
Net cash balances

Net assets

3/7th share of net assets
Cost of acquisition including expenses

Negative goodwill

Book value
at date of
acquisition

Fair value
adjustments

£'000
3,200
45
(223)
(2,934)
317
––––––––
405
––––––––

£'000
(200)
–
–
–
–
––––––––
(200)
––––––––

£'000's

(93)

116

Fair value
of net 
assets

£'000
3,000
45
(223)
(2,934)
317
––––––––
205
––––––––
88
(1)
––––––––
87
––––––––

The acquisition has been accounted for by the acquisition method of accounting. 

Cash Flow

During the year, acquisitions contributed £607,000 to the group's net operating cash flows, paid £378,000 in respect of net

returns on investment and servicing of finance and received £4,332,000 from investing activities.

John E.B. Wheatley Limited

On 4 February 1998 the Company acquired the whole of the issued share capital of John E.B. Wheatley Limited for a total

consideration of £365,000 in cash. Net liabilities acquired before adjustments for accounting policy alignment and fair values

totalled £234,000.

Prior Year Acquisitions

The prior year financial statements did not disclose that fair values were provisional. In accordance with the Financial Reporting

Statement 6, fair values and goodwill have been adjusted and are disclosed in the statement of movements in shareholders'

funds on page 27.

22 Financial commitments

Capital expenditure
Authorised and contracted

Group

Company

1997
£’000s

104
––––––––

1996
£’000s

116
––––––––

1997
£’000s

43
––––––––

1996
£’000s

–
––––––––

23 Contingent liabilities
Group and associated undertakings bank accounts are supported by cross-guarantees given by the Company and floating and 
fixed charges on certain Group properties. A performance bond facility is supported by cross-guarantees given by the Company
and participating trading companies in the Group.

40

53558 ACC/NOTES  12/3/98 16:34  Page 41

Notes to the Accounts

for the year ended 31 December 1997

24 Called up share capital

Authorised

Ordinary shares of 5p each

5.625% Convertible cumulative redeemable

preference shares of £1 each

Issued and fully paid

Ordinary shares of 5p each

5.625% Convertible cumulative redeemable

preference shares of £1 each

1997

1996

No. ‘000s

42,960

£’000s

2,148

No. ’000s
42,960

£’000s

2,148

5,000
––––––––
47,960
––––––––

5,000
––––––––
7,148
––––––––

5,000
––––––––
47,960
––––––––

5,000
––––––––
7,148
––––––––

33,519

1,678

33,377

1,668

4,938
––––––––
38,457
––––––––

4,938
––––––––
6,616
––––––––

4,938
––––––––
38,315
––––––––

4,938
––––––––
6,606
––––––––

Ordinary Shares

The Ordinary Shares of 5p each of the Company issued during the year are shown below.  Details of the share option schemes

referred to are given later in this note.

1.

80,000 Ordinary Shares in respect of options exercised under the Company's 1988 Scheme (referred to below) for total

consideration of £73,000.

2. 

66,500 Ordinary Shares in respect of options exercised under the Company's 1995 Scheme (referred to below) for total

consideration of £43,000.

Preference shares

The Convertible Preference Shares are convertible at the option of the holder on 30 June in each of the years 1991 to 2003

inclusive  on  the  basis  of  40  Ordinary  Shares  for  every  100  Convertible  Preference  Shares.  After  conversion  of  75%  of  the

Convertible Preference Shares the Company has the right to require the conversion of the outstanding balance. The Convertible

Preference  Shares  are  redeemable  at  par  at  the  Company's  option  after  the  last  date  of  conversion  in  2003  and  are  finally

redeemable  on  30  June  2005.  There  is  no  premium  payable  on  a  return  of  capital  on  a  winding  up  and  the  Convertible

Preference  Shares  do  not  entitle  the  holders  to  any  participation  in  the  profits  or  assets  of  the  Company  beyond  their

preference dividend entitlement.

Options

The company currently has two share option schemes. The first scheme ('the 1988 Scheme') was introduced on 21 January

1988 and the second scheme ('the 1995 Scheme') received approval on 24 May 1995.

At 31 December 1997 the outstanding options for ordinary shares under both schemes were:

1988 Scheme:

Numbers

18,000

180,250

69,100

167,800

231,750

1995 Scheme

Numbers

240,000

101,000

262,800

255,000

(3 staff)

(37 staff)

(35 staff)

(33 staff)

(113 staff)

(24 staff)

(14 staff)

(38 staff)

(100 staff)

Exercise price

Period for exercise

£1.85

£0.73

£0.97

£1.47

£1.71

12 May 1991 to 11 May 1998

9 August 1998 to 8 August 2005

28 March 1999 to 27 March 2006

17 August 1999 to 16 August 2006

24 September 2000 to 23 September 2007

Exercise price

Period for exercise

£0.73

£0.97

£1.47

£1.71

9 August 2000 to 8 August 2002

28 March 2001 to 27 March 2003

17 August 2001 to 16 August 2003

24 September 2002 to 23 September 2004

No options have been granted to any present members of the Morgan Sindall plc Board.

41

53558 ACC/NOTES  12/3/98 16:34  Page 42

Notes to the Accounts

for the year ended 31 December 1997

25 Reconciliation of operating profit to net cash inflow from operating activities

Operating profit
Depreciation charges
Profit on sale of fixed assets
Decrease/(increase) in stocks and work in progress
Decrease/(increase) in debtors
Increase in creditors

Net cash inflow from operating activities

26 Analysis of net cash

Cash at bank and in hand
Loans due within one year
Loans due after more than one year

27 Reconciliation of net cash flow to movement in net cash

Increase in cash
Net cash flow from decrease/(increase) in loans

Movement in net cash
Net cash at 1 January

Net cash at 31 December

28 Revaluation reserve

Investment property revaluation reserve
Other property revaluation reserve

29 Operating lease commitments

1997
£’000s
7,546
1,554
(671)
37
704
2,414
––––––––
11,584
––––––––

1996
£’000s
4,915
1,076
(95)
(3,145)
(19,267)
23,469
––––––––
6,953
––––––––

At
1 January
1997
£’000s
15,307
(926)
(5,085)
––––––––
9,296
––––––––

Cash
flow

7,413
50
1,627
––––––––
9,090
––––––––

At
31 December
1997
£’000s
22,720
(876)
(3,458)
––––––––
18,386
––––––––

1997
£’000s
7,413
1,677
––––––––
9,090
9,296
––––––––
18,386
––––––––

1996
£’000s
4,676
(1,268)
––––––––
3,408
5,888
––––––––
9,296
––––––––

Group

Company

1997
£’000s
6,101
220
––––––––
6,321
––––––––

1996
£’000s
4,640
548
––––––––
5,188
––––––––

1997
£’000s
6,101
220
––––––––
6,321
––––––––

1996
£’000s
4,640
411
––––––––
5,051
––––––––

Land and
buildings
£’000s
467
959
326
––––––––
1,752
––––––––

Other
£’000s
236
1,197
–
––––––––
1,433
––––––––

At  31  December  1997  the  Group  was  committed  to  making  the  following  payments  during  the  next  year  in  respect  of
operating leases

Leases which expire:
Within one year
Within two to five years
After five years

42

53558 ACC/NOTES  12/3/98 16:34  Page 43

Notes to the Accounts

for the year ended 31 December 1997

30 Additional information on subsidiaries and associated undertakings

The Company acts as a holding company for the Group and has the following principal subsidiary and associated undertakings
which affected the Group's results or net assets.

Subsidiary undertakings
*Morgan Lovell London Limited
*Morgan Lovell Regions Limited 
*Overbury plc 
*Overbury Projects Limited
*Overbury & Sons Limited
*Overbury Southern Limited
*Overbury Special Works Limited
*Overbury Construction Limited
*Sindall Construction Limited
*Sindall Joinery Limited
*Sindall Maintenance Limited
*Sindall Norwich Limited
*Sotham Engineering Services Limited
Barnes & Elliott Limited
T. J. Braybon & Son Limited
Hinkins & Frewin Limited
Stansell Limited 
*Stansell QVC Limited
The Snape Group Limited
*Snape Limited 
Ottervale Estates Limited (86%)
Robert R Roberts Limited

Activity
Office design, fitting out and refurbishment specialists
Office design, fitting out and refurbishment specialists
Fitting out and refurbishment contractor
(x) Fitting out and refurbishment contractor
(x) Fitting out and refurbishment contractor
(x) Fitting out and refurbishment contractor
(x) Fitting out and refurbishment contractor
(x) Fitting out and refurbishment contractor
Building contractors
Joinery manufacturers
Property refurbishment and maintenance
Building contractors
Mechanical and electrical engineering contractors
Building contractors
Building contractors
Building contractors
Building contractors
Building contractors
Intermediate holding company
Building contractors
Ownership and management of investment properties
Building contractors

Associated undertakings
Primary Medical Property Limited (50%)

Development of medical properties

All  subsidiary  undertakings  are  wholly  owned  unless  shown  otherwise  and  with  the  exception  of  companies  marked  *  all
shareholdings are in the name of Morgan Sindall plc. With the exception of Stansell QVC Limited, registered and operating in
Jersey, all undertakings are registered in England and England is the principal place of business. The businesses and assets of
the companies marked (x) have all been transferred to Overbury plc which is now a principal operating company. As part of the
arrangements, the resources of Overbury plc are available to ensure that all of the residual contractual and other obligations of
the transferring companies are fully and properly satisfied.

31 Directors’ interests

According  to  the  register  maintained  as  required  by  the  Companies  Act  1985,  the  interests  of  the  directors  in  office  at
31 December 1997 and 1 January 1997 (or the date of appointment if later) were as follows:

Sir D P Hornby
J C Morgan
J M Bishop
J J C Lovell
B J Moorhouse
A M Stoddart
G Gallacher

5p Ordinary
Beneficial

31.12.97
5,452
6,186,426
20,000
6,183,706
250
5,000
–

1.1.97
5,452
6,186,426
16,666
6,183,706
–
5,000
–

No director had any non beneficial interest in the Ordinary Shares or any interest in the Preference Shares of the Company
There have been no changes in the interests of the directors between the year end and 26 February 1998. No director had any
material interest in any contract with the Company.

32 Related party transactions
During the year amounts totalling £10,000 were paid to The Executive Coaching Consultancy of which Ms G Gallacher is a
director.

43

53558 ACC/NOTES  12/3/98 16:34  Page 44

Corporate Governance

for the year ended 31 December 1997

Policy statement
Morgan Sindall plc fully supports the Cadbury Code of Best Practice and has been in compliance with the Code during 1997
except paragraph 4.3, when following the resignation of Mr R W Marshall the number of non-executive directors was less than
the Code's recommendation of three. The appointment on 1 March 1998 of Mr B H Asher, after a very careful search for a
suitable candidate, will ensure that the Company is fully compliant with the Code.

Board constitution and procedures
After 1 March 1998 the Board will consist of eight directors of whom three are non-executives, the roles of Chairman and Chief
Executive being separated. The Board meets a minimum of six times a year to review all significant aspects of the Group’s
activities, supervise the executive management and to make decisions on matters, which are specifically reserved, for decision
of the full Board.

Directors are entitled to take independent professional advice where circumstances are appropriate.

Board committees
The  Board  has  established  an  Audit  Committee  and  a  Remuneration  Committee.  Each  Committee  operates  within  defined
terms of reference. Membership is comprised of the non-executive directors listed on page 18.

Audit Committee
The audit committee is responsible for reviewing the annual accounts before their submission to the board and for advising the
board on the appointment and remuneration of external auditors. Meetings of the Committee, chaired by Sir D P Hornby, will
normally be attended by the Finance Director and by a representative of the external auditors.

Remuneration Committee
The Remuneration Committee, chaired by Ms G Gallacher, is responsible for determining the contract terms, remuneration and
other benefits for the executive directors including the long term incentive plan.

The  Committee  meetings  are  normally  held  twice  in  each  year  and  are  normally  expected  to  be  attended  by  the  Chief
Executive. 

A report to the shareholders by the Remuneration Committee is shown on page 21.

Internal financial control
The  Board  has  formally  acknowledged  that  they  are  responsible  for  the  Group’s  system  of  internal  financial  control.  They
consider that the system as a whole and its constituent elements are appropriate to the nature of the Group’s activities and
are designed and operated so as to provide reasonable, but not absolute, assurance that the Group’s assets are correctly stated
and are safeguarded against loss. The main features of the system are as follows:

Financial reporting systems
The Board recognises that an essential part of the responsibility for running a business is the effective safeguarding of assets,
the proper recognition of liabilities and the accurate reporting of profits. The Group has a comprehensive system for monthly
reporting  to  the  Board  of  financial  results  with  budget  comparisons  and  the  Board  is  represented  at  key  subsidiary  board
meetings. Subsidiary companies prepare detailed annual budgets, which are reviewed by the Board and formally adopted.

Quality and integrity of personnel
The  Board  has  established  a  set  of  Core  Values  for  the  Group.  These  are  set  out  in  its  Business  Plan  and  are  actively
communicated to Group personnel at all levels. Integrity is a key component of those values and this quality is regarded as a
vital factor in maintaining the effectiveness of the Group’s system of internal control.

Risk management
Formulation  of  risk  management  strategy  is  a  matter  specifically  reserved  for  decision  by  the  Board.  Key  areas  of  risk  are
identified and reviewed by the Board and by executive management on a regular basis. The Board also reserves to itself the
evaluation of any risk arising from the acquisition or development of any new activities where size or nature of business is, or
is likely to be, material to the Group’s existing activities. Having regard to the nature of the Group’s activities, particular care is
taken to ensure that appropriate and adequate insurance arrangements are in place.

Investment and capital expenditure appraisal
There  are  clear  policies,  detailed  procedures  and  defined  levels  of  authority  in  relation  to  investment,  capital  expenditure,
significant cost commitments and asset disposals.

Board review
The Board has reviewed the effectiveness of the system of internal controls for the accounting year and for the period up to
the date of approval of the financial statements.

Going Concern
After making enquiries, the directors have formed a judgement at the time of approving the financial statements that there is
a reasonable expectation that the Company has adequate resources to continue in operational existence for the foreseeable
future. For this reason, the directors continue to adopt a going concern basis in preparing the financial statements.

44