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Pathfinder Minerals Plc

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FY2013 Annual Report · Pathfinder Minerals Plc
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Report of the Directors and

Audited Financial Statements for the Year Ended 31 December 2013

for

Pathfinder Minerals PLC

Contents of the Financial Statements
For the Year Ended 31 December 2013

Company Information

Chairman’s Statement

Report of the Directors

Report of the Independent Auditors

Statement of Consolidated Comprehensive Income

Statement of Consolidated Financial Position

Statement of Financial Position – Company

Statement of Changes in Equity

Statement of Cash Flows – Group and Company

Notes to the Financial Statements

Page

4

5

7

10

12

13

14

15

16

17

3

Company Information
For the Year Ended 31 December 2013

DIRECTORS:

SECRETARY

REGISTERED OFFICE:

Henry Bellingham
Nicholas Trew
James Normand
John McKeon

James Normand

60 Lombard Street
London
EC3V 9EA

REGISTERED NUMBER:

02578942 (England and Wales)

AUDITORS:

SOLICITORS:

NOMINATED ADVISER:

REGISTRARS:

BANKERS:

Chapman Davis LLP
2 Chapel Court
London
SE1 1HH

Travers Smith LLP
10 Snow Hill
London
EC1A 2AL

Daniel Stewart and Company
Becket House
36 Old Jewry
London
EC2R 8DD

Capita Registrars Limited
34 Beckenham Road
Beckenham
Kent
BR3 4TU

Royal Bank of Scotland
1 Dale Street
Liverpool
L2 2PP

4

Chairman’s Statement
For the Year Ended 31 December 2013

Introduction

This is my first statement as chairman of Pathfinder, having been appointed in February 2014 – after the end
of the period under review. As a former Under Secretary of State at the Foreign and Commonwealth Office
with ministerial responsibility for Africa, I hope that I bring to the board a deep understanding of the African
continent and of its opportunities.

My first four months in the role have afforded me the opportunity to review in depth Pathfinder’s position.
I believe that our investment in the English legal proceedings – which resulted in the unequivocal ruling that
Pathfinder  did  validly  acquire  its  Mozambique  licence-holding  subsidiary  –  has  established  a  very  strong
legal  footing.  This  legal  footing  is  the  basis  for  Pathfinder’s  application  to  have  the  English  judgments
recognised (and ultimately enforced) in the Mozambique Supreme Court and/or to seek compensation for
the loss of value. It is not known, however, when such judgments from the Mozambique Supreme Court in
respect of the recognition proceedings will be delivered. Our legal advisers estimate anywhere from months
to one or two years. While we intend to continue to pursue the legal proceedings with all the vigour that the
Board has employed to date, I believe we must also consider ways to build value, even in the interim period
before final judgment on these issues. The Board is also determined to continue to explore every avenue to
bringing about an earlier resolution, if indeed one can be achieved, to restore value to the Company more
quickly than may be achieved by waiting for the courts in Mozambique to reach a verdict.

Legal proceedings in Mozambique

The Company often receives letters and e-mails from shareholders expressing both their resolute support of
the Company’s determination to recover its assets and, at times, their frustration with the slow progress of
proceedings in Mozambique. Their frustration is felt equally by the Board. The reality is, however, that we
are  moving  the  proceedings  along  in  Mozambique  as  efficiently  and  as  expeditiously  as  the  judicial
infrastructure there will allow. I am afraid to say that there is every likelihood of continued extended hiatuses
between reportable developments in the Mozambique proceedings.

Let  me  give  an  update  on  the  status  of  legal  proceedings  in  Mozambique.  The  principal  proceedings
presently  in  train  in  the  Mozambique  Supreme  Court  are  two  claims  for  recognition  of  the  London
judgments, referred to as the First and Second Claims for Recognition. The claims comprise a number of
orders for costs (totalling £1,106,000) by the English court; and certain declarations by the English court to
the effect that our subsidiary, IM Minerals Limited (“IMM”), did indeed validly acquire its 99.99 per cent.
stake in our Mozambique licence-holding subsidiary, Companhia Mineira de Naburi S.A.R.L (“CMDN”).
The reason these declarations were essential to Pathfinder was that IMM needed to demonstrate beyond any
doubt that it was (and should now still be) the owner of CMDN. General Veloso and Diogo Cavaco have
continually argued that they were entitled to request the transfer of the mining licences to their ownership
because Pathfinder never validly owned the company from which they were taken. It has been established as
a matter of law that this is not the case. As well as seeking to have the English judgments recognised in the
Mozambique courts, Pathfinder has drawn them to the attention of the Government of Mozambique.

The First Claim for Recognition was filed with the Supreme Court in March 2013 and was supplemented by
final written arguments in late October 2013. The Second Claim for Recognition was filed in August 2013.
We are advised that the claims will be decided by the Supreme Court on the papers; and that there will be
no oral argument. The court’s chairman will prepare a draft judgment for the other judges to consider and,
following a meeting between them, a final judgment will be issued. It is not known when judgments might
be delivered. As I stated earlier, it may still be a considerable time.

There are a number of other proceedings ongoing in Mozambican courts, each of which raises the issue of
the jurisdiction of the English court and/or IMM’s status as a shareholder of CMDN. Judgments are awaited
from the Mozambique courts in respect of each of these proceedings and, again, it is not known when these
might be delivered. Whatever their outcome, however, it is likely that further appeals will follow.

5

Chairman’s Statement – continued
For the Year Ended 31 December 2013

Financial results and current financial position

The  financial  results  of  Pathfinder  are,  as  for  any  pre-revenue  company  which  does  not  currently  have
operations,  very  straightforward.  The  most  important  financial  measurement  at  this  juncture  is  whether
Pathfinder  has  sufficient  cash  to  see  through  its  strategy  to  recover  its  assets. The  Board  is  prudent  with
expenditure and believes the Company does have sufficient reserves for the foreseeable future.

The financial statements of the Pathfinder Group for the year ended 31 December 2013 follow later in this
report. The Income Statement shows a loss of £1.5 million (2012 – £4.3 million). The conclusion of the legal
action in England brought about a material reduction in the rate of expenditure. Since the Company has been
prevented from conducting any activity relating to mining, the whole of this loss can be attributed to the
Company’s attempts to recover its expropriated licences.

The  Group’s  Statement  of  Financial  Position  shows  net  assets  at  31  December  2013  of  £2.2  million
(2012 – £3.7 million). The assets are held largely in the form of cash deposits (totalling £2.1 million at the
year-end and £1.7 million at 20 June 2014).

Pathfinder’s cash position was bolstered by the approval of the Company’s application for VAT registration
(backdated to February 2011) leading to the receipt, in December 2013, of a refund of VAT previously paid
amounting to £978,000.

Outlook

The length of time that the Mozambican legal proceedings are taking has unavoidably deprived shareholders
of any enhancement of value in the intervening period. The investments of time and resources in the English
legal proceedings were necessary and will be central to the ability to achieve a beneficial resolution, in or
out of court. We will continue to press for rulings in the proceedings in the Mozambique courts (including
those related to the recovery of costs from General Veloso and Diogo Cavaco) every bit as determinedly as
the Board has done so to date.

My  overriding  objective  at  Pathfinder  is  to  help  steer  the  company  towards  a  resolution  of  its  issues
concerning asset ownership; and thereafter to contribute to the ongoing development of those assets in an
efficient and responsible way which creates value for Pathfinder’s shareholders and benefits Mozambique.
At the same time, and in light of the considerable length of time it may take to achieve a legal resolution if
an appropriate solution cannot be achieved out of court, I believe we must also look for other ways to add
value to the Company while the legal proceedings run their course. With the Mozambican legal proceedings
well into their cycle, the Board is exploring such avenues.

Henry Bellingham
Chairman

27 June 2014

6

Report of the Directors
For the Year Ended 31 December 2013

The  directors  present  their  report  with  the  consolidated  financial  statements  of  the  company  for  the  year
ended 31 December 2013.

PRINCIPAL ACTIVITY

The principal activity of the Group is mining.

REVIEW OF BUSINESS

The review of the business, its operations and finances is contained in the Chairman’s Statement.

DIVIDENDS

The Directors do not recommend the payment of a dividend.

EVENTS SINCE THE END OF THE YEAR

Information relating to events since the end of the year is contained in the Chairman’s statement.

DIRECTORS

The directors shown below have held office during the whole of the period from 1 January 2013 to the date
of this report.

John McKeon
Nicholas Trew
James Normand

On 18 February 2014 Henry Bellingham was appointed to the Board as Chairman.

COMPANY’S POLICY ON PAYMENT OF CREDITORS

It is the company’s policy to pay suppliers in accordance with the payment terms negotiated with them. The
company’s average creditor days during the year were 43 days (2012: 20 days).

FINANCIAL INSTRUMENTS

The  company’s  financial  instruments  consist  entirely  of  cash  that  arises  directly  from  its  operations. The
main  purpose  of  these  financial  instruments  is  to  fund  the  company’s  operations  as  well  as  to  manage
working capital, liquidity and invest surplus funds. It is, and has been throughout the period under review,
the company’s policy not to enter into derivative transactions and no trading in financial instruments has been
undertaken.

POLITICAL AND CHARITABLE CONTRIBUTIONS

No charitable or political contributions were made during the current or previous year.

7

Report of the Directors – continued
For the Year Ended 31 December 2013

SUBSTANTIAL SHAREHOLDINGS

As at 23 June 2014, the following shareholders had notified the company of an interest of 3% or more of the
Company’s ordinary share capital:

                                                                                                                           Number of 1p      Shareholding
Shareholder name                                                                                           ordinary shares          percentage

John McKeon                                                                                                       128,209,700                 12.4%
J V Consultores Internacionais Limitada 

(a company controlled by Jacinto Veloso)                                                       110,120,680                 10.6%
Timothy Baldwin                                                                                                  102,678,316                   9.9%
JP Morgan Funds                                                                                                    99,685,000                   9.6%
Nicholas Trew                                                                                                        94,375,753                   9.1%
Diogo Cavaco                                                                                                         88,129,280                   8.5%
Genesis Emerging Market Opportunities Fund                                                     86,000,000                   8.3%
YF Finance Limited                                                                                               45,610,000                   4.4%

RISK EXPOSURE

The Companies Act 2006 requires the Directors to set out in this report how the Group manages its exposure
to risk.

The  directors  consider  that  the  Company  has  sufficient  cash  and  cash  equivalents  to  meet  its  foreseeable
operational requirements.

CORPORATE GOVERNANCE

The Board is responsible for establishing the strategic direction of the Company, monitoring the Group’s
trading performance and appraising and executing development and acquisition opportunities. The Company
holds regular Board meetings, at which financial and other reports, including working capital reports and
acquisition opportunities, are considered and, where appropriate, voted on.

The  Directors  support  high  standards  of  corporate  governance  and  the  Board  complies  with  the  QCA
Guidelines  so  far  as  reasonably  practicable  and  appropriate  taking  into  account  the  Company’s  size. The
Company’s  current  situation  does  not  allow  for  separate  audit  and  remuneration  committees  and  is  not
conducive to the appointment of non-executive directors, all of which the Board is keen to do as soon as
circumstances allow.

The  Board  supports  the  principle  of  clear  reporting  of  financial  performance  to  shareholders.  Each  year,
shareholders receive a full annual report and interim report. The Board regards the Annual General Meeting
as  an  opportunity  to  communicate  directly  with  private  investors.  Directors  attend  the  Annual  General
Meeting and are available to answer questions from shareholders present. The Board actively encourages
feedback and shareholder dialogue, whether oral or written.

STATEMENT OF DIRECTORS’ RESPONSIBILITIES

The  directors  are  responsible  for  preparing  the  Report  of  the  Directors  and  the  financial  statements  in
accordance with applicable law and regulations.

Company law requires the directors to prepare financial statements for each financial year. Under that law
the  directors  have  elected  to  prepare  the  financial  statements  in  accordance  with  International  Financial
Reporting Standards as adopted by the European Union. Under company law the directors must not approve
the financial statements unless they are satisfied that they give a true and fair view of the state of affairs of the
company and of the profit or loss of the company for that period. In preparing these financial statements, the
directors are required to:

8

Report of the Directors – continued
For the Year Ended 31 December 2013

–         select suitable accounting policies and then apply them consistently;

–         make judgements and accounting estimates that are reasonable and prudent;

–         state that the financial statements comply with IFRS;

–         prepare the financial statements on the going concern basis unless it is inappropriate to presume that

the company will continue in business.

The directors are responsible for keeping adequate accounting records that are sufficient to show and explain
the company’s transactions and disclose with reasonable accuracy at any time the financial position of the
company and enable them to ensure that the financial statements comply with the Companies Act 2006. They
are also responsible for safeguarding the assets of the company and hence for taking reasonable steps for the
prevention and detection of fraud and other irregularities.

STATEMENT AS TO DISCLOSURE OF INFORMATION TO AUDITORS

So far as the directors are aware, there is no relevant audit information (as defined by Section 418 of the
Companies Act 2006) of which the company’s auditors are unaware, and each director has taken all the steps
that he ought to have taken as a director in order to make himself aware of any relevant audit information
and to establish that the company’s auditors are aware of that information.

AUDITORS

The auditors, Chapman Davis LLP, will be proposed for re-appointment at the forthcoming Annual General
Meeting.

ON BEHALF OF THE BOARD:

James Normand
Director and Company Secretary

27 June 2014

9

Report of the Independent Auditors to the Members of
Pathfinder Minerals PLC

We have audited the financial statements of Pathfinder Minerals PLC for the year ended 31 December 2013
which  comprises  the  Statement  of  Consolidated  Comprehensive  Income,  the  consolidated  and  parent
company  statements  of  financial  position,  the  consolidated  and  parent  company  statements  of  changes  in
equity, the consolidated and parent company statements of cash flow and the related notes. The financial
reporting framework that has been applied in their preparation is applicable law and International Financial
Reporting Standards (IFRSs) as adopted by the European Union.

This report is made solely to the company’s members, as a body, in accordance with Chapter 3 of Part 16 of
the  Companies Act  2006.  Our  audit  work  has  been  undertaken  so  that  we  might  state  to  the  company’s
members those matters we are required to state to them in a Report of the Auditors and for no other purpose.
To the fullest extent permitted by law, we do not accept or assume responsibility to anyone other than the
company and the company’s members as a body, for our audit work, for this report, or for the opinions we
have formed.

Respective responsibilities of directors and auditors

As  explained  more  fully  in  the  Directors’  Report,  the  directors  are  responsible  for  the  preparation  of  the
financial statements and for being satisfied that they give a true and fair view. Our responsibility is to audit
and  express  an  opinion  on  the  financial  statements  in  accordance  with  applicable  law  and  International
Standards on Auditing (UK and Ireland). Those standards require us to comply with the Auditing Practices
Board’s Ethical Standards for Auditors.

This report, including the opinions, has been prepared for and only for the Company’s members as a body
in accordance with Chapter 3 of Part 16 of the Companies Act 2006 and for no other purpose. We do not, in
giving these opinions, accept or assume responsibility for any other purpose or to any other person to whom
this report is shown or into whose hands it may come save where expressly agreed by our prior consent in
writing.

Scope of the audit of the financial statements

An audit involves obtaining evidence about the amounts and disclosures in the financial statements sufficient
to  give  reasonable  assurance  that  the  financial  statements  are  free  from  material  misstatement,  whether
caused by fraud or error. This includes an assessment of: whether the accounting policies are appropriate to
the  company’s  circumstances  and  have  been  consistently  applied  and  adequately  disclosed;  the
reasonableness  of  significant  accounting  estimates  made  by  the  directors;  and  the  overall  presentation  of
the financial statements. In addition, we read all the financial and non-financial information in the Report of
the Directors to identify material inconsistencies with the audited financial statements. If we become aware
of any apparent material misstatements or inconsistencies we consider the implications for our report.

Opinion on financial statements

In our opinion the financial statements:

–         give  a  true  and  fair  view  of  the  state  of  the  Group’s  and  of  the  parent  company’s  affairs  as  at

31 December 2013 and of the Group’s loss for the year then ended;

–         have been properly prepared in accordance with IFRSs as adopted by the European Union; and

–         have been prepared in accordance with the requirements of the Companies Act 2006.

Opinion on other matter prescribed by the Companies Act 2006

In  our  opinion  the  information  given  in  the  Report  of  the  Directors  for  the  financial  year  for  which  the
financial statements are prepared is consistent with the financial statements.

10

Report of the Independent Auditors to the Members of
Pathfinder Minerals PLC – continued

Matters on which we are required to report by exception

We have nothing to report in respect of the following matters where the Companies Act 2006 requires us to
report to you if, in our opinion:

–         adequate  accounting  records  have  not  been  kept,  or  returns  adequate  for  our  audit  have  not  been

received from branches not visited by us; or

–         the financial statements are not in agreement with the accounting records and returns; or

–         certain disclosures of directors’ remuneration specified by law are not made; or

–         we have not received all the information and explanations we require for our audit.

Rowan J Palmer (Senior Statutory Auditor),
for and on behalf of Chapman Davis LLP, Statutory Auditor
Chartered Accountants
2 Chapel Court
London
SE1 1HH

27 June 2014

11

Statement of Consolidated Comprehensive Income
For the Year Ended 31 December 2013

                                                                                                                                         2013                   2012
                                                                                                             Notes                  £’000                  £’000

CONTINUING OPERATIONS

Revenue                                                                                                                                  –                         –

Administrative expenses                                                                                                (1,480)               (4,424)
                                                                                                                               –––––––––         –––––––––
OPERATING LOSS                                                                                  5                 (1,480)               (4,424)

Finance income                                                                                           6                       21                     106
                                                                                                                               –––––––––         –––––––––
LOSS BEFORE INCOME TAX                                                                                 (1,459)               (4,318)

Income tax                                                                                                   7                         –                         –
                                                                                                                               –––––––––         –––––––––
LOSS FOR THE YEAR                                                                                              (1,459)               (4,318)

OTHER COMPREHENSIVE INCOME                                                                           –                         –
                                                                                                                               –––––––––         –––––––––
TOTAL COMPREHENSIVE LOSS FOR THE YEAR                                           (1,459)               (4,318)

                                                                                                                               –––––––––        –––––––––

Loss per share (expressed in pence per share)                                       8

Basic                                                                                                                                   (0.1)                   (0.4)

Diluted                                                                                                                                (0.1)                   (0.4)

                                                                                                                               –––––––––        –––––––––

The notes form part of these financial statements

12

Statement of Consolidated Financial Position
31 December 2013

                                                                                                                                         2013                   2012
                                                                                                             Notes                  £’000                  £’000

ASSETS

CURRENT ASSETS

Trade and other receivables                                                                       10                     185                     163

Cash and cash equivalents                                                                         11                  2,134                  3,767
                                                                                                                               –––––––––         –––––––––
                                                                                                                                        2,319                  3,930
                                                                                                                               –––––––––         –––––––––
TOTAL ASSETS                                                                                                            2,319                  3,930

                                                                                                                               –––––––––        –––––––––

EQUITY

SHAREHOLDERS’ EQUITY

Called up share capital                                                                              12                18,289                18,289

Share premium                                                                                                              11,022                11,022

Retained earnings                                                                                                         (27,120)             (25,661)
                                                                                                                               –––––––––         –––––––––
TOTAL EQUITY                                                                                                           2,191                  3,650
                                                                                                                               –––––––––         –––––––––

LIABILITIES

CURRENT LIABILITIES

Trade and other payables                                                                          13                     128                     280
                                                                                                                               –––––––––         –––––––––
TOTAL LIABILITIES                                                                                                     128                     280
                                                                                                                               –––––––––         –––––––––
TOTAL EQUITY AND LIABILITIES                                                                       2,319                  3,930

                                                                                                                               –––––––––        –––––––––

The financial statements were approved by the Board of Directors on 27 June 2014 and were signed on its
behalf by:

James Normand
Finance Director

The notes form part of these financial statements

13

Statement of the Company’s Financial Position
31 December 2013

                                                                                                                                         2013                   2012
                                                                                                             Notes                  £’000                  £’000

ASSETS

NON-CURRENT ASSETS

Investments                                                                                                  9                         –                         –
                                                                                                                               –––––––––         –––––––––
                                                                                                                                               –                         –
                                                                                                                               –––––––––         –––––––––

CURRENT ASSETS

Trade and other receivables                                                                       10                     185                     163

Cash and cash equivalents                                                                         11                  2,134                  3,767
                                                                                                                               –––––––––         –––––––––
                                                                                                                                        2,319                  3,930
                                                                                                                               –––––––––         –––––––––
TOTAL ASSETS                                                                                                            2,319                  3,930

                                                                                                                               –––––––––        –––––––––

EQUITY

SHAREHOLDERS’ EQUITY

Called up share capital                                                                              12                18,289                18,289

Share premium                                                                                                              11,022                11,022

Retained earnings (deficit)                                                                                           (27,251)             (25,792)
                                                                                                                               –––––––––         –––––––––
TOTAL EQUITY                                                                                                           2,060                  3,519
                                                                                                                               –––––––––         –––––––––

LIABILITIES

CURRENT LIABILITIES

Trade and other payables                                                                          13                     259                     411
                                                                                                                               –––––––––         –––––––––
TOTAL LIABILITIES                                                                                                     259                     411
                                                                                                                               –––––––––         –––––––––
TOTAL EQUITY AND LIABILITIES                                                                       2,319                  3,930

                                                                                                                               –––––––––        –––––––––

The financial statements were approved by the Board of Directors on 27 June 2014 and were signed on its
behalf by:

James Normand
Finance Director

The notes form part of these financial statements

14

Statement of Changes in Equity
For the Year Ended 31 December 2013

                                                                            Called up                  Profit
                                                                                   share              and loss                  Share                   Total
                                                                                capital              account             premium                 equity
                                                                                  £’000                  £’000                  £’000                  £’000

Group

Balance at 1 January 2012                                   18,289               (21,343)               11,022                  7,968

Changes in equity
Total comprehensive loss                                                 –                 (4,318)                        –                 (4,318)
                                                                           ————           ————           ————           ————
Balance at 31 December 2012                              18,289               (25,661)               11,022                  3,650

Changes in equity
Total comprehensive loss                                                 –                 (1,459)                        –                 (1,459)
                                                                           ————           ————           ————           ————
Balance at 31 December 2013                              18,289               (27,120)               11,022                  2,191

                                                                           ————          ————          ————          ————

Company

Balance at 1 January 2012                                   18,289               (21,474)               11,022                  7,837

Changes in equity
Total comprehensive loss                                                 –                 (4,318)                        –                 (4,318)
                                                                           ————           ————           ————           ————
Balance at 31 December 2012                              18,289               (25,792)               11,022                  3,519

Changes in equity
Total comprehensive loss                                                 –                 (1,459)                        –                 (1,459)
                                                                           ————           ————           ————           ————
Balance at 31 December 2013                              18,289               (27,251)               11,022                  2,060

                                                                           ————          ————          ————          ————

The notes form part of these financial statements

15

Statement of Cash Flows – Group and Company
For the Year Ended 31 December 2013

                                                                                                                                         2013                   2012
                                                                                                                                        £’000                  £’000

Cash flows from operating activities
Loss before income tax                                                                                                  (1,459)               (4,318)
Finance income                                                                                                                   (21)                  (106)
                                                                                                                               –––––––––         –––––––––
                                                                                                                                       (1,480)               (4,424)
Increase in trade and other receivables                                                                               (22)                  (129)
Decrease in trade and other payables                                                                               (152)                  (257)
                                                                                                                               –––––––––         –––––––––
Net cash from operating activities                                                                                 (1,654)               (4,810)
                                                                                                                               –––––––––         –––––––––

Cash flows from investing activities
Interest received                                                                                                                   21                     106
                                                                                                                               –––––––––         –––––––––
Net cash from investing activities                                                                                        21                     106
                                                                                                                               –––––––––         –––––––––

Decrease in cash and cash equivalents                                                                       (1,633)               (4,704)

Cash and cash equivalents at beginning of the year                                                  3,767                  8,471
                                                                                                                               –––––––––         –––––––––
Cash and cash equivalents at end of the year                                                            2,134                  3,767

                                                                                                                               –––––––––        –––––––––

The notes form part of these financial statements

16

Notes to the Financial Statements
For the Year Ended 31 December 2013

1.        GENERAL INFORMATION

The company is a public limited company listed on the AIM market of the London Stock Exchange and is
incorporated and domiciled in the UK. The address of its registered office is 60 Lombard Street, London
EC3V 9EA.

The financial statements of Pathfinder Minerals Plc for the year ended 31 December 2013 were authorised
for issue by the Board on 27 June 2014 and the statement of consolidated financial position signed on the
Board’s behalf by James Normand.

2.        ACCOUNTING POLICIES

Basis of preparation

These  financial  statements  have  been  prepared  in  accordance  with  International  Financial  Reporting
Standards  and  IFRIC  interpretations  and  with  those  parts  of  the  Companies  Act  2006  applicable  to
companies  reporting  under  IFRS.  The  financial  statements  have  been  prepared  under  the  historical  cost
convention and are presented in the functional currency in £’000.

Although the Company’s direct subsidiary, IM Minerals Limited, itself holds the whole of the issued share
capital of Companhia Mineira de Naburi SARL, which in turn holds the whole of the issued share capital of
Sociedade Geral de Mineracao de Moçambique SARL, events in 2011 indicated that the Company does not
control  either  of  these  sub-subsidiaries.  Neither  has  it  been  possible  to  obtain  audited  accounts  for  them.
Accordingly  these  financial  statements  consolidate  the  financial  statements  of  IM  Minerals  Limited  only.
IM Minerals Limited is a dormant intermediate holding company.

Cash and cash equivalents

Cash and cash equivalents comprise cash at bank and in hand and other short term highly liquid deposits with
original maturities of three months or less.

Share capital

Ordinary shares of the company are classified as equity.

New standards and interpretations not yet adopted

The adoption of new standards, where relevant, has had no impact on the reported results nor on the financial
position of the company.

Critical accounting estimates and judgements

The preparation of financial information in accordance with generally accepted accounting practice, in the
case  of  the  Group  using  International  Financial  Reporting  Standards  as  adopted  by  the  European  Union,
requires the directors to make estimates and judgements that affect the reported amount of assets, liabilities,
income and expenditure and the disclosures made in the financial statements. Such estimates and judgements
must  be  continually  evaluated  based  on  historical  experience  and  other  factors,  including  expectations  of
future events.

Details  of  accounting  estimates  and  judgements  that  have  the  most  significant  effect  on  the  amounts
recognised in the financial statements have been disclosed under the relevant note or accounting policy for
each area where disclosure is required.

3.        SEGMENTAL REPORTING

The Group has one activity only. Of the Group’s administrative expenses, £409,000 (2012 – £395,000) was
spent in Mozambique. The whole of the value of the Group’s and the Company’s net assets in their respective
financial statements at 31 December 2013 and 2012 was attributable to UK assets and liabilities.

17

Notes to the Financial Statements – continued
For the Year Ended 31 December 2013

4.        EMPLOYEES AND DIRECTORS

There were no employees, other than the directors.

The following table sets out and analyses the remuneration of directors for the years ended 31 December
2013 and 2012 in £s:

                                                                                                                                 Contributions
                                                                                       Benefits                 Total         to pension                Total emoluments
                                           Fees            Salaries              in kind      emoluments            schemes                 2013                 2012
                                                £                       £                       £                       £                       £                       £                       £

John McKeon                 48,000                       –                       –              48,000                       –              48,000              48,000
Nicholas Trew                         –            150,000                5,880            155,880              15,000            170,880            170,863
James Normand                       –            120,000                 4,626            124,626              12,000            136,626            136,497
                             –––––––        –––––––        –––––––        –––––––        –––––––        –––––––        –––––––
                                       48,000            270,000              10,506            328,506              27,000            355,506            355,360

                             –––––––       –––––––       –––––––       –––––––       –––––––       –––––––       –––––––

5.        OPERATING LOSS

                                                                                                                                         2013                   2012
                                                                                                                                        £’000                  £’000

The loss before income tax is stated after charging:
Auditors’ remuneration                                                                                                        10                       12
Directors’ remuneration                                                                                                     355                     355
Litigation costs                                                                                                                1,304                  3,203

and after crediting:
Recovery of VAT relating to earlier years                                                                          762                         –

                                                                                                                                   –––––––            –––––––

Any recovery of litigation expenditure resulting from the Court costs awards 
in the Company’s favour will be recognised in the accounts when received.

6.        NET FINANCE INCOME

Interest on bank deposits                                                                                                      21                     106

                                                                                                                                   –––––––            –––––––

7.        INCOME TAX

Analysis of tax expense

No liability to UK corporation tax arose on ordinary activities for the year 
ended 31 December 2013 nor for the year ended 31 December 2012.

Factors affecting the tax expense

The tax assessed for the year is higher than the standard rate of corporation 
tax in the UK. The difference is explained below:

Loss on ordinary activities before income tax                                                               (1,459)               (4,318)

                                                                                                                                   –––––––            –––––––

Loss on ordinary activities multiplied by the standard rate of corporation tax
in the UK of 23.25% (2012 – 24.5%)                                                                              (339)               (1,058)

Effects of:
Unrelieved tax losses carried forward                                                                                339                  1,058
                                                                                                                                   –––––––             –––––––
Tax expense                                                                                                                            –                         –

                                                                                                                                   –––––––            –––––––

18

Notes to the Financial Statements – continued
For the Year Ended 31 December 2013

8.        LOSS PER SHARE

Basic  loss  per  share  is  calculated,  as  set  out  in  the  tables  below,  by  dividing  the  earnings  attributable  to
ordinary shareholders by the weighted average number of ordinary shares outstanding during the period.

A diluted loss per share has not been calculated as the effect of the exercise of outstanding warrants and
options would be anti-dilutive.

                                                                                                                                  Weighted
                                                                                                                                     average            Per share
                                                                                                        Earnings               number               amount
                                                                                                             £’000             of shares               – pence

2013
Basic earnings per share
Earnings attributable to ordinary shareholders                                   (1,459)   1,037,167,230                     (0.1)

                                                                                                      ————    ——–––——          ————

2012
Basic earnings per share
Earnings attributable to ordinary shareholders                                   (4,318)   1,037,167,230                     (0.4)

                                                                                                      ————    ——–––——          ————

9.        SUBSIDIARIES

                                                                                                                                                             Shares in
                                                                                                                                                                   group
                                                                                                                                                       undertakings
                                                                                                                                                                   £’000

COST
At 1 January 2013 and 31 December 2013                                                                                              34,806
                                                                                                                                                            ––––––––
PROVISIONS
At 1 January 2013 and 31 December 2013                                                                                              34,806
                                                                                                                                                            ––––––––
NET BOOK VALUE
At 1 January 2013 and 31 December 2013                                                                                                       –

                                                                                                                                                            ––––––––

The Company’s subsidiaries, each of which is wholly-owned, are:                                        Incorporated in:

IM Minerals Limited                                                                                                            England and Wales
Companhia Mineira de Naburi SARL                                                                                           Mozambique
Sociedade Geral de Mineracao de Moçambique SARL                                                                Mozambique

IM Minerals Limited held the shares in Companhia Mineira de Naburi SARL which held titanium dioxide
mining  concessions  in  the  Republic  of  Mozambique.  In  November  2011  the  original  vendors  of  IM
Minerals’ subsidiary, Companhia Mineira de Naburi SARL (“CMdN”), advised the Company that they had
procured the cancellation of IM Minerals’ shares in CMdN and the transfer of its assets (the mining licences)
to  another  company  controlled  by  them. Whilst  the  Company  is  taking  legal  and  other  action  in  order  to
recover the shares and the licences, the Company, in the interest of accounting prudence, made full provision
in the 2011 financial statements against the cost of its investment in IM Minerals.

19

Notes to the Financial Statements – continued
For the Year Ended 31 December 2013

10.      TRADE AND OTHER RECEIVABLES

2013

2012

                                                                                 Group            Company                 Group            Company
                                                                                  £’000                  £’000                  £’000                  £’000

VAT recoverable                                                             27                       27                         –                         –
Other debtors and prepaid expenses                            158                     158                     163                     163
                                                                         –––––––––         –––––––––         –––––––––         –––––––––
                                                                                     185                     185                     163                     163

                                                                         –––––––––        –––––––––        –––––––––        –––––––––

11.      CASH AND CASH EQUIVALENTS

                                                                                 Group            Company                 Group            Company
                                                                                  £’000                  £’000                  £’000                  £’000

Bank balances                                                            2,134                  2,134                  3,767                  3,767

                                                                         –––––––––        –––––––––        –––––––––        –––––––––

2013

2012

12.      CALLED UP SHARE CAPITAL

Allotted, issued and fully paid:                                                                                        2013                   2012
Number                                               Class                                                                    £’000                  £’000

1,037,167,230                                    Ordinary shares of 1 penny each                       10,372                10,372
79,971,393                                         Deferred shares of 9.9 pence each                       7,917                  7,917
                                                                                                                               –––––––––         –––––––––
                                                                                                                                      18,289                18,289

                                                                                                                               –––––––––        –––––––––

13.      TRADE AND OTHER PAYABLES

2013

2012

                                                                                 Group            Company                 Group            Company
                                                                                  £’000                  £’000                  £’000                  £’000

Trade creditors                                                                  2                         2                     233                     233
Amount owing to subsidiary                                            –                     131                         –                     131
Other creditors                                                                33                       33                       19                       19
Accrued expenditure                                                      93                       93                       28                       28
                                                                         ——–——         ——–——         ——–——         ——–——
                                                                                     128                     259                     280                     411

                                                                         –––––––––        –––––––––        –––––––––        –––––––––

20

Notes to the Financial Statements – continued
For the Year Ended 31 December 2013

14.      SHARE OPTIONS AND WARRANTS

No  share  options  or  warrants  have  been  awarded  or  exercised,  nor  have  any  expired,  during  the  year.
Unexercised  share  options  and  warrants  at  the  beginning  and  end  of  the  year,  all  of  which  are  currently
capable of being exercised, were held as follows:

Share options and warrants
                                                                               Number of shares
                                                                                      the subject of       Exercise price       
                                                                         options and warrants               per share       exercise price
Directors
John McKeon                                                                    36,000,000                        10p       26 July 2016
Nicholas Trew                                                                   36,000,000                        10p       26 July 2016

Latest

James Normand

Former directors and others

                                                                                         –––––––––
                                                                                         –––––––––

Total                                                                               122,000,000

 16,000,000                     4.75p       9 February 2021

{    3,600,000                        10p       26 July 2016
{    6,000,000                     4.75p       8 February 2016

 24,400,000                        10p       26 July 2016

At 23 June 2014 (the latest date before publication of these financial statements), the mid-market price of
the Company’s shares was 0.4 pence. The value of the options granted to directors and others, in connection
with the reverse takeover and the ongoing development of the company, has been considered in the context
of the requirements of IFRS 2; and in the opinion of the directors there is no material charge to be made to
the income statement. There have been no changes to the numbers of unexercised warrants and share options
since 31 December 2013.

15.      RELATED PARTY DISCLOSURES

Directors  were  reimbursed  sums  totalling  £nil  (2012  – £4,342)  for  personal  expenditure  incurred  on
Company business.

Details of directors’ remuneration are given in note 4 above.

16.      CONTINGENT LIABILITIES

As  part  of  the  agreement  for  the  purchase  of  the  shares  in  its  subsidiary,  Companhia  Mineira  de  Naburi
SARL (“CMdN”), the Company’s subsidiary, IM Minerals Limited, agreed to pay the vendors a further sum
of $9,900,000 if, following further exploration and appraisal, an agreement is reached for the construction
of a facility for the processing of ore extracted from the Naburi mineral sands deposit. This sum has since
been reduced by advances of £90,083, made by IM Minerals Limited, and £75,933, made by the Company,
to one of the vendors, Mr Diogo Cavaco.

Similarly, as part of its agreement for the purchase of the whole of the issued share capital of Sociedade
Geral de Mineracao de Moçambique SARL, CMdN has agreed to pay the vendors, BHP Billiton, a further
sum  of  $9,500,000  if,  following  further  exploration  and  appraisal,  an  agreement  is  reached  for  the
construction of a facility for the processing of ore extracted from the Moebase mineral sands deposit. This
obligation is guaranteed by IM Minerals Limited.

21

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