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Pennpetro Energy Plc

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FY2021 Annual Report · Pennpetro Energy Plc
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10166359 (England and Wales) 

PENNPETRO ENERGY PLC 

ANNUAL REPORT AND FINANCIAL STATEMENTS 

FOR THE YEAR ENDED  

31 DECEMBER 2021 

          
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

CONTENTS 

Company Information  

Chairman’s Statement 

Executive Director’s Statement 

Operations Report 

Financial Report 

Strategic Report 

Directors’ Report 

Directors’ Information  

Statement of Directors’ Responsibilities  

Corporate Governance Report  

Directors’ Remuneration Report 

Audit Committee Report 

Report of the Independent Auditor 

Consolidated Statement of Comprehensive Income 

Consolidated Statement of Financial Position 

Company Statement of Financial Position 

Consolidated Statements of Changes in Equity 

Company Statements of Changes in Equity 

Consolidated Statements of Cash Flows 

Company Statements of Cash Flows 

Notes to the Financial Statements 

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PENNPETRO ENERGY PLC 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

COMPANY INFORMATION 

Directors 

Secretary 

Registered Office 

Legal Advisors 

Olof Nils Rapp (Senior Non-Executive Director) 
Thomas Evans (Executive Director) 

David Middleburgh (MA Law Trinity Hall Cambridge) 
FHF Corporate Finance Limited 

20b Wilton Row 
London, SW1 7NS 

UK Legal Advisers 
Birketts LLP 
22 Station Road 
Suite 975 
Cambridge 
CB1 2JD  

US Legal Advisers 
Walne Law, PLLC 
4900 Woodway 
Houston, Texas 
TX 77056 

Fladgate LLP 
16 Great Queen Street 
London 
WC2B 5DG 

Porter Hedges LLP 
1000 Main Street, 36th Fl. 
Houston, Texas 
TX 77002 

Corporate broker 

Independent Auditor 

Registrars 

CMS Cameron McKenna  
Nabarro Olswang LLP 
Cannon Place 
78 Cannon Street 
London 
EC4N 6AF 

Peterhouse Capital Limited 
3rd Floor 
80 Cheapside 
London 
EC2V 6EE 

Crowe U.K. LLP 
55 Ludgate Hill 
London 
EC4M 7JW 

Computershare Investor Services plc 
The Pavilions 
Bridgewater Road 
Bristol 
BS13 8AE 

Communications 

Instinctif Partners 
65 Gresham Street 
London  
EC2V 7QN 

Registered Number 

10166359 

2 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
EXECUTIVE DIRECTOR’S STATEMENT  
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Pennpetro's intention is to become an active independent North American development production 
company with the ability to expand operationally internationally.  

The key elements of Pennpetro's strategy for achieving this goal are: 

•  The creation of value through production development success and operational strengths, 

commencing with the Group's City of Gonzales Lease ("COGLA") assets. 

•  Focusing on commercialisation and monetisation of oil and gas discoveries, and potentially 
utilising  cash  flows  from  initial  projects  to  fund  the  acquisition  or  development  of  future 
projects. 

•  Active asset portfolio management. 

•  Positioning the Company as a competent partner of choice to maximise opportunities and 

value throughout the E&P lifecycle. 

•  Asset acquisitions of producing hydrocarbons and suitable green energy technologies. 

Our focus during the latter part of 2021 was to continue to develop our proven reserve base at our 
licences in Gonzales, which had been previously curtailed by Covid-19 and the ensuing pandemic 
conditions imposed across all of the United States. 

According  to  the  Group's  Competent  Person's  Report  ("CPR"),  prepared  in  December  2017, 
Pennpetro had a Working Interest in 2,000 Mbbl of oil and 1,000 MMcf of gas across its Gonzales 
leases. On 6 August 2019, Nobel has increased its working interest in the portfolio of petroleum 
interests from 75% to 100%, thereby its Working Interest is now over 4,000 MBBL of oil and 2,000 
MMcf of gas resulting in a substantive uplift in our valuation metric. 

The low oil price environment since mid-2014 presented the opportunity to acquire leases in our 
core areas of focus, most notably the prolific Austin Chalk and Eagleford Shale in South Texas. 
We have been able to add additional reserves from the Buda Formation from the drilling of an initial 
horizontal well, which as prior reported we have now completed with the operator having advised 
the Texas Railroad Commission, the local authority, that the well is designated as a discovery and 
commercial unit. Commercial quantities of test hydrocarbons have been sold from this well 

As previously reported,  as water from prior extensive flooding in the Buda oil formation would need 
to be pumped out in order to regain pressure and recommence hydrocarbon deliverability from the 
reservoir,  it  was  decided  that  as  the  Buda  operations  had  now  achieved  the  important  positive 
result of confirming that this reservoir was now drill confirmed to be oil active over the acreage and 
a confirmed secondary recovery reserve, the company's focus would revert to cleaning out and re-
entering the Austin Chalk formation which we had drilled out to 3,300 feet horizontally and which 
had  tested  positive  for  both  oil  and  gas  recovery.  The  Austin  Chalk  formation  was  drilled  out  at 
approximately  7,200  feet  sub-  surface,  whereas  the  Buda  was  intersected  at  8,500  feet  sub-
surface. 

4 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
EXECUTIVE DIRECTOR’S STATEMENT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

This process would require that we case-off the lower Buda formation until needed to deplete in 
the  future  and  initiate  a  work-over  rig  operation  to  re-enter  and  clean  out  the  horizontally  drilled 
formation  leg  to  initiate  hydrocarbon  recovery  from  this  proven  oil  interval.  However,  during  the 
pandemic we continually reviewed our strategic opportunities and decided in line with the results 
delivered  by  some  of  our  close  petroleum  drilling  neighbours  to  benefit  from  their  operational 
experiences  and excellent results to move our focus to the drilling of our second  horizontal  well 
(COG#2-H) by way of a Pad (Production Platform). This would also allow us to drill out additional 
horizontal legs by way of extension into the differing Austin Chalk pathways at a much condensed 
expense. The same methodology would be utilised for our third horizontal well (COG#3-H). 

As this operational technique was not available to us at the time for our initial well, COG#1-H, it is 
now  timely  to  implement  this  enhanced  drilling  arrangement  and  then  return  to  COG#1-H  to 
recomplete the well into the prior drill proved production horizon, assessing the economics of the 
straight cleanout as currently envisaged, or amplify by utilising the Pad experiences for extending 
the  lateral  out  to  5,000  foot  as  allowable  under  the  initial  RRC  drilling  authority  and  capture  an 
additional 3 to 4 fractures which will impact the EUR. 

The  wells  we  have  drilled  and  plan  to  drill  are  economic  at  oil  prices  sub  US$30/bbl;  record 
production rates have been reported as the horizontal laterals are extended and the amount of pay 
in each well has increased; drilling and completion costs have been significantly reduced; and initial 
decline rates during the first 12-18 months of production are lower than those in other US plays. 
Over the last two years, we have taken advantage of depressed market conditions to increase our 
exposure to these areas. 

West  Texas  Intermediate  ("WTI")  averaged  US$67.99/bbl  during  2021,  $28.83  per  barrel  higher 
than  in  2020.  The  value  of  WTI  as  at  23  June  2022  was  US$105.32/bbl.  (source:  Bloomberg 
Markets). 

The  attached  chart  shows  WTI  pricing  from  January  2021  through  to  23  June  2022. 
(source: www.tradingeconomics.com) 

5 

source:(cid:9)tradingeconomics.comCrude(cid:9)Oil(cid:9)WTI(cid:9)(UTC+1)1JulOct2022Apr5060708090100110120130 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
EXECUTIVE DIRECTOR’S STATEMENT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Operations 
In terms of our operations, prior to the onset of the pandemic restrictions, our focus had been on 
completing our initial horizontal well and organizing the permitting of our second targeted horizontal 
well  (COG#2-H)  situated  to  the  north  of  COG#1-H.  Our  operator  has  filed  formal  completion 
certificates  with  the  Texas  Railroad  Commission  confirming  that  the  COG#1-H  well  was  being 
completed  as  a  producer.  As  explained,  our  emphasis  has  now  moved  to  the  development  and 
drilling  of  COG#2-H,  and  our  prior  stated  activity  pertaining  to  the  COG#1-H  Austin  Chalk  oil 
operations, will be held pending post the drilling of COG#2-H well into production. Once the process 
of water removal from the lower reservoirs of COG#1-H is completed - an operation which we have 
decided to complete with the lower formation being cased-off and to re-enter and take hydrocarbon 
production from the upper Austin Chalk, from which we initially took oil. 

Financially, the Company used 2021 to further lay the foundations for future revenue generation. 

Reduced economic activity related to the COVID-19 pandemic caused changes in energy demand 
and supply patterns in 2020 which aggressively changed late 2021 and will continue to affect these 
patterns in the future 

During early 2020 the oil price was severally antagonised by the emergence of the Covid-19 
world-wide pandemic, leading to the most  unsettled oil environment for many years. However, 
during 2021 due to both the US shale industry being severally impacted by the oil price and re-
emergence of a combined consensus at OPEC, there was been not only a re-emergence of 
price stability, but a very significant uplift in the oil  price to - with many commentators predicting 
that this pricing trend will not only stabilise over the coming year, but  further increase yet again 
to potentially challenge what we call $100+ oil. To this bullish scenario, it needs to be further 
understood  that  the  Company's  oil  deliveries  benefit  from  an  approximately  $5-$7  pricing 
premium for local refiners as they need our slightly heavier oil to blend out  with lighter oil for 
domestic delivery. With the advent of the Russian invasion of Ukraine in February 2022, the 
energy markets have been placed under extreme pressures with the price of both Brent and 
West Texas being constantly in the $120 zone.  

In this stabilised oil price environment, Pennpetro has emerged from the oil vicissitudes as a low-
cost, primarily asset-backed US onshore oil and gas business, with exciting international interests. 
Subject to oil prices, market conditions and sentiment, I remain confident that we can deliver our 
strategy by not only acquiring leases in active and producing US onshore plays and proving up the 
reserves by drilling new wells, but also by our new strategic acquisition focus on producing assets 
and directive into green energy initiatives.  

To  this  we  add  our  broad  approach  to  engagement  within  the  international  sector  by  initially 
farming-into  Tunisian  assets  which  hold  great  promise  in  the  wake  of  the  ongoing  energy 
deficiencies being experienced within the European energy environment and which seem destined 
to  remain  as  such  for  the future.  This  arrangement  is  conditional  upon  certain  approvals  and 
extension of the license area being approved by the Tunisian authorities.  

This platform is one that has, at its core, the active management of all types of risk associated with 
the  oil  and  gas  industry.  Broadly  speaking  development  risk  is  managed  by  focusing  on  proven 
formations; execution risk is managed by participating in drilling activities with solid experienced 
industry  personnel,  which  we  have  in  Houston  who  have  an  extensive  history  in  South  Texas 
petroleum activities, as well as our operations offsetting those of major industry players; individual 
well risk is managed by building a diversified portfolio of leases and wells; meanwhile oil price risk 
is managed by focusing on areas that require relatively low oil prices to breakeven and ensuring 
our cost base, capital commitments and financing costs remain low, manageable and flexible. 

6 

 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
EXECUTIVE DIRECTOR’S STATEMENT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Our domestic US asset acquisition strategies generally only targets producing assets and applying 
proven  horizontal  technologies  to  conventional  reserves  from  a  firm  productive  foundation.  This 
initiative is being driven through our Houston technical office with a number of asset opportunities 
having been investigated, and now with the new era post Covid-19 upon us, we expect further new 
opportunities.  

Pennpetro's Board currently comprises two Directors, who collectively have extensive international 
experience and a proven track record in investment, corporate finance and business acquisition, 
operation and development and are well placed to implement the Company's business objectives 
and strategy highly active plays. The appointment of Andy Clifford in April 2020, a highly seasoned 
and experienced oil professional as the President of the Company's operational subsidiary Nobel 
Petroleum USA, Inc., emphasises the Company's dedication to its forward development profile.  

We believe the Company's Board and US management team is strong in terms of having the right 
mix  of  industry  expertise  covering  all  key  areas  of  the  business,  including  lease  acquisition, 
geology, engineering, and finance. 

During June 2021 the Company also concluded a three-year £20 Million shares subscription facility 
with  the  GEM  Group,  New  York  (a  US$3.4  billion  alternative  investment  group),  through  their 
affiliates. The Company also agreed to issue 12,000,000 warrants exercisable at 40 pence each 
as part of this transaction. 

Outlook 
In line with our strategy, all our operations are in highly active plays where the economics of drilling 
and producing remain attractive at sub-US$30 oil prices. This highlights the success we have had 
in taking advantage of the prior industry downturn to accelerate the positioning of our South Texas 
leasehold position in favour of the Austin Chalk and Eagleford Shale. With a strategic foothold in 
these prolific, low-cost plays established and a proven management team in place, we will look to 
further expand our position in this US onshore sweet spot, as and when management considers it 
most advantageous to do so. 

For 2021, our main objectives were to exit the prior pandemic issues and to build upon the initiative 
that commenced with the completion of our initial well, COG#1-H, and to further acquire additional 
land  leases  and  to  progress  the  permitting  and  horizontal  development  of  our  second  objective 
well. As explained, during the pandemic we reassessed our strategic drivers with the notion of how 
we were going to deliver our second and third horizontal wells with a greater technical focus. I look 
forward to providing updates on our progress in the year ahead. 

Finally, I would like to thank the Board, management team and all our advisers for their hard work 
over the last twelve months and also to our shareholders for their continued support. 

Thomas Evans 
Executive Director 
12 July 2022 

7 

 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
OPERATIONS REPORT  
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Operations Report 

Summary 
Nobel Petroleum USA, Inc., has operational teams  on the ground working from its offices in the 
City of Gonzales. During the period, one new horizontal well in which the Group has an interest 
commenced completion activity. The Group was planning to initiate an encompassing 3D seismic 
survey  in  2020  with  Dawson  Geophysical  Company  to  complement  its  comprehensive  well  logs 
geological  analysis,  together  with  an  enhanced  programme  of  additional  new  petroleum  leasing 
contiguous  to  the  area,  with  proposed  planning  to  provide  a  further  number  of  permitted  drilling 
locations  by  year  end.  However,  the  onset  of  COVID-19  curtailed  these  plans.  Planning  is  now 
initiated  for  the  drilling  of  the  Company's  second  horizontal  well,  COG#2-H,  for  reasons  as 
explained  in  detail  herein,  with  the  side-track/re-entry  to  the  oil-bearing  Lower  Austin  Chalk 
formation  in  the  Company's  initial  production  well,  COG  #1-H,  reserved  for  that  operation  post 
completion of COG#2-H. 

In addition, the Company's recently formed corporate entity, Pennpetro USA Corp, Inc., through its 
highly  regarded  Houston  based  technical  teams,  has  continued  to  examine  a  number  of  asset 
opportunities  encompassing producing hydrocarbons  with offsetting strategic leasehold interests 
capable of both additional infill and expansionary drilling locations, which  has been  amplified  by 
the new era deigned by the global Covid-19 virus pandemic. 

SOUTH TEXAS 

The  Company,  through  its  indirect  wholly  owned  subsidiary,  Nobel  Petroleum  USA,  Inc.,  holds 
interests in acreage within active oil and gas plays within the County of Gonzales, State of Texas: 
The  Austin  Chalk,  and  Eagleford  Shale  horizontal  development  and  vertical  development  of  the 
Buda formation. Nobel Petroleum USA, Inc. has observed an increase in the value of its interests 
within  its  project  acreage,  due  in  part  to  uplifting  its  active  equity  interests  and  increased 
consolidation  of  its  acreage  positions,  and  the  continued  worldwide  oil  price  escalations  due  to 
prevailing international concerns. 

Of interest is the recent  drilling being undertaken to the southern  edge of the Nobel operational 
area by the Millennium Group, who have averaged over 400 bpd of oil. 

Austin Chalk 
The play covers an extensive area with over a million acres yet to be developed and runs all the 
way from the Pearsale Field south of Gonzales to the giant Giddings Oil Field, the largest oilfield 
found  in  Texas  in  the  past  50  years  to  the  north  of  Gonzales,  and  further  north  onto  the  North 
Rayou Jack Field. Recently, this play has extended into western Louisiana with a number of major 
players  including EOR Resources and Marathon acquiring strong acreage positions. The Austin 
Chalk overlays the oil rich Eagleford Shale, with both formations capable of interacting with each 
other, and is a low permeability fractured reservoir that has been the target for horizontal drilling 
since the mid-1980s and consists of interbedded chalks, volcanic ash, and marls. It is located at 
drill depths from 7,000 to 8,000 feet. It can be a liquids-rich play, yielding high volumes of oil and 
condensate. Initial production rates can range over 1,000 bopd with ultimate reserves exceeding 
500 MBO per well. 

Eagleford Shale 
The Eagle Ford continues to prove itself as a world-class crude oil formation having produced in 
excess  of  2.9  billion  barrels  of  crude  oil  and  condensate.  This  play  is  classified  as  a  petroleum 
system in that it is a self-sourced reservoir with seals. Migration  of Eagleford hydrocarbons was 
primarily along bedding planes during the expulsion phase. Absent of traps, hydrocarbons migrated 
up-dip  or  north  where  vertical  natural  fractures  were  encountered.  These  natural  fractures  were 
associated  with  the  regional  fault  trends.  Here,  the  hydrocarbons  migrated  into  the  extensively 
fractured Austin Chalk. Initial production rates with laterals can exceed 1,000 bopd. 

8 

 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
OPERATIONS REPORT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Buda Formation 
The Buda is a biomicritic limestone lying below the Eagleford Shale and above the Del Rio Shale. 
There  has  been  an  increase  in  the  focus  on,  and  the  development  of,  the  Buda  formation  by  a 
number of US operators in South Texas, with a number of horizontal wells having been completed. 
It is a development we are following closely. 

As  previously  identified,  while  the  Buda  has  always  been  acknowledged  as  a  resource  play  in 
South Texas, it sits at the bottom of our drilling prognosis, as it can be drilled as a separate vertical 
completion and added to our overall horizontal programme. Furthermore, its unit spacing can be 
brought significantly down to 40 acres, thereby fulfilling a separate in-fill operation alongside our 
horizontal drilling focus. 

Thomas Evans 
Executive Director 
12 July 2022 

9 

 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
FINANCIAL REPORT 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The financial results for the group for the year ended 31 December 2021 are presented below: 

The financial results for the year ended 31 December 2021 show  a loss after tax of $1,311,707 
(2020: loss $1,046,512).   

The majority of the cost contributing to the Group’s loss for the year included legal and professional 
fees, loan arrangement fees, directors’ emoluments and interest charges, which were in line with 
the Board’s expectations. 

The Group’s borrowings at 31 December 2021 were $4,256,262 (2020: $3,727,995). In addition, 
as reported in the prior year, the repayment date for the loan facility with Petroquest Energy Limited 
wasa extended a further year to 31 December 2023.  

The  Group  had  cash  balances  at  31  December  2021  of  $1,828  (2020:  $1,329)  and  short-term 
investments  of  $34,914  (2020:  $49,152).  The  year  on  year  movement  in  cash  and  short-term 
investments  was  primarily  a  result  of  cash  used  in  operating  activities  and  development 
expenditure.   

As at 31 December 2021, the Group had $878,000 (2020 $1.1m) still available to draw under its 
loan facility of $5m with Petroquest Energy Limited. 

In  addition,  the  Group  had  a  receivables  balance  at  31  December  2021  of  $309,456  (2020: 
$308,943).   

Additions of $617 were capitalised in property, plant and equipment during 2021 on the Petroleum 
mineral leases. As at 31 December 2021, total property, plant and equipment held by the Group 
was $1,384,931 (2020: $1,384,314). 

No  expenditure  was  capitalised  during  the  year,  and  therefore  the  cumulative  drilling-related 
expenditure capitalised in intangible assets remained at $4,233,890 at 31 December 2021 (2020: 
$4,233,890). 

Thomas Evans 
Executive Director 
12 July 2022 

10 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
STRATEGIC REPORT  
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The Directors present their strategic report on the group for the year ended 31 December 2021. 

Principal Activities  
The principal activity of the Group is onshore oil and gas exploration and production in the United 
States of America. Pennpetro Energy Plc acts as a holding company and provides direction and 
other services to its subsidiaries. 

Pennpetro USA Corp., holds 100%  of the US operational subsidiary Nobel Petroleum USA, Inc. 
(“Nobel  USA”),  an  independent  oil  and  gas  production  company  based  in  the  City  of  Gonzales, 
Gonzales County, Texas, USA. Nobel USA took over  the activities of Nobel Petroleum LLC, the 
Company’s  other  subsidiary  entity  in  December  2017  pursuant  to  a  seamless  internal 
reorganisation of operational activities and taxation advice. Nobel USA’s core area of business is 
in the Austin Chalk and Eagleford Shale oil and gas horizontal formations together with the lower 
oil and gas reservoir, the Buda Formation in South Texas, United States. 

The review of business and future developments is included in the Executive Directors’ Statement 
and the Operations Report. A review of the financial performance and position is included in the 
Financial Report.  

A summary of the operations conducted by the Group is detailed in both the Executive Directors’ 
Statement and the Operations Report.  

Strategic Approach 
The Board’s strategic intent is to maximise shareholder value through the continuing investment 
into new wells and leases in proven US onshore formations and participating alongside established 
operators in multiple wells, while further reducing costs, where applicable. 

The  Company  provides  shareholders  with  exposure  to  the  high  growth  associated  with  the 
producing oil and gas sector. This is achieved with a low overhead base. 

Key Performance Indicators 
The Board monitors the overall performance of the Group by reference to certain key milestones.  

The Group considers its financial KPI’s to include: 

Key performance indicators 

Net cash flows from operating activities  
Cash and short-term investments 
Headroom on loan facilities 

2021 
$ 

(251,740) 
36,742 
878,000 

2020 
$ 

72,400 
50,481 
1.1mil 

Due to the Covid-19 pandemic, we closed our operations in Gonzales  from March 2020 to October 
2021.   

11 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
STRATEGIC REPORT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Participation in well drilling programmes are monitored on an individual project basis in terms of 
revenue and cost per barrel of oil or Mcf (one thousand cubic feet) of gas, together with the 
anticipated payback period on each project. 

Board diversity 
Although the Board consisted of two male Directors, the Board supports diversity in the boardroom. 
Aside from the Directors, there are no employees in the Company. The Board will pursue an equal 
opportunity  policy  and  seek  to  employ  those  persons  most  suitable  to  delivering  value  for  the 
Company. 

Corporate responsibility 
The  Group  operates  a  management  system  that  embodies  Environmental,  Health,  Safety  and 
Social Responsibility principles. 

A number of objectives have been set by the Board to address these principles and the Executive 
director is responsible for demonstrating to the Board that these principles are adhered to in its US 
Oil and Gas operation. 

The  policy  of  the  Board  of  Pennpetro  is  to  be  fully  accountable  for  the  necessary  practices, 
procedures and means being in place so as to ensure that each objective is demonstrated and that 
continuous improvement practices are operating to ensure that the required practices, procedures 
and means are being monitored, refined and optimised as necessary. 

The objectives of the Environment, Health, Safety and Social Responsibility Policy include: 

•  The Group shall manage all operations in a manner that protects the environment and the 

health and safety of employees, third parties and the community. 

•  Risk  identification,  assessment  and  prioritisation  can  reduce  risk  and  mitigate  hazards  to 
employees,  third  parties,  the  community  and  the  environment.  Management  of  risk  is  a 
continuous process. 

•  The use of internationally recognised standards, procedures and specifications for design, 
construction and commissioning activities are essential for achieving operational excellence. 

•  The  minimisation  of  environmental  risks  and  liabilities  are  integral  parts  of  the  Group’s 

operations. 

•  Third parties who provide materials and services or operate facilities on the Group’s behalf 
have an impact on Environmental, Health and Safety and Social Responsibility excellence. 
It is essential that third-party services are provided in a manner consistent with the Group’s 
Policy.  

•  Preparedness  and  planning  for  emergencies  are  essential  to  ensuring  that  all  necessary 
actions  are  taken  if  an  incident  occurs,  to  protect  employees,  third  parties,  the  public,  the 
environment, the assets and brand of Pennpetro. 

•  Open  and  honest  communication  with  the  communities,  authorities  and  stakeholders  with 

which the Group operates builds confidence and trust in the integrity of Pennpetro. 

12 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
STRATEGIC REPORT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Corporate responsibility (continued) 

•  The Group has determined that the greenhouse  gas  emissions from the operations of the 
Company  and  its  subsidiaries  are  sufficiently  low  that  it  does  not  have  responsibility  to 
produce  the  disclosures  required  under  the  Companies  Act  2006  (Strategic  Report  and 
Directors’  Reports)  Regulations  2013.  The  reason  for  this  is  that  there  was  only  limited 
activity  from  its  US  based  operating  subsidiary  during  2021  and  notably  the  Covid-19 
pandemic caused the operations in Gonzales to be put on hold from March 2020 to the latter 
half of 2021.   

During 2021, the Group closely monitored the limited drilling, completion and production operations 
of its COG#1-H well and there have been no breaches of any applicable Acts recorded against the 
Group during the reporting period. 

Section 172 statement 
Section 172 of the Companies Act 2006 requires Directors to take into consideration the interests 
of stakeholders and other matters in their decision making. The Directors continue to have regard 
to the interests of the Company’s employees and other stakeholders, the impact of its activities on 
the community, the environment and the Company’s reputation for good business conduct, when 
making decisions. In this context, acting in good faith and fairly, the Directors consider what is most 
likely to promote the success of the Company for its members in the long term. We explain in this 
annual report, and referenced herein, how the Board engages with stakeholders.  

Promotion of the Company for the benefit of the members as a whole 
The  Director’s  believe  they  have  acted  in  the  way  most  likely  to  promote  the  success  of  the 
Company for the  benefit of its members  as a whole,  as required  by s172 of the  Companies Act 
2006. 

The requirements of s172 are for the Directors to: 

· 
· 
· 
· 
· 
· 

Consider the likely consequences of any decision in the long term, 
Act fairly between the members of the Company, 
Maintain a reputation for high standards of business conduct, 
Consider the interests of the Company’s employees, 
Foster the Company’s relationships with suppliers, customers and others, and 
Consider the impact of the Company’s operations on the community and the environment. 

The  Company  is  quoted  on  the  London  Stock  Exchange  and  its  members  will  be  fully  aware, 
through  detailed  announcements,  shareholder  meetings  and  financial  communications,  of  the 
Board’s broad and specific intentions and the rationale for its decisions.  

When selecting investments, issues such as the impact on the community and the environment 
have actively been taken into consideration.   

The  Company  pays  its  employees  and  creditors  promptly  and  keeps  its  costs  to  a  minimum  to 
protect shareholders funds.  

13 

 
 
 
 
 
 
 
  
 
 
 
 
PENNPETRO ENERGY PLC 
STRATEGIC REPORT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Promotion of the Company for the benefit of the members as a whole (continued) 
The application of the s172 requirements can be demonstrated in relation to the some of the key 
decisions made during 2021: 

The Board took the opportunity during 2019 to increase the Group’s interest in its principal asset 
in Gonzales Texas, taking its Working interest in a portfolio of mineral leases to 100%. The most 
recent CPR prepared in December 2017, estimated that the Group’s then 50% Working Interest 
basis  undiscounted  Net  Revenue  Interest  in  the  Gonzales  petroleum  leases  amounted  to  $62 
million;  with  the  increase  to  a  100%  Working  interest  and  further  undiscounted  Net  Revenue 
Interest, this has now increased to over $120 million. 

The Company recognising the global impact of environmental concerns, instigated due diligence 
with regard to expanding its experiences and core competencies within the fossil environment and 
petroleum drilling to specific green energy initiatives securitised with US intellectual property filings 
to be expanded internationally.   

Risks and Uncertainties 
The Group’s activities expose it to a variety of risks and uncertainties. 

Market risk 
The Group operates in an international market for hydrocarbons and is exposed to risk arising from 
variations  in  the  demand  for  and  price  of  the  hydrocarbons.  Oil  and  gas  prices  historically  have 
fluctuated widely and are affected by numerous factors over which the Group does not have any 
control,  including  world  production  levels,  international  economic  trends,  currency  exchange 
fluctuations,  inflation,  speculative  activity,  consumption  patterns  and  global  or  regional  political 
events.  The Group will consider  hedging against the  risks of fluctuating  oil  prices and currency 
exchange once the initial well is in commercial production. 

Environmental risk 
The Group’s operations are subject to environmental regulation in all the jurisdictions in which it 
operates. The Group is unable to predict the effect of additional environmental laws and regulations 
which  may  be  adopted  in  the  future,  including  whether  any  such  laws  or  regulations  would 
adversely affect the Group’s operations. There can be no assurance that such new environmental 
legislation once implemented will not oblige the Group to incur significant expenses and undertake 
significant investments.  The Group identifies, assesses and prioritises environmental risks on an 
ongoing basis, as part of its management system. 

14 

 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
DIRECTORS’ REPORT  
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The Directors present their Annual Report and the audited Financial Statements for the year ended 
31 December 2021.  

The  Company’s  ordinary  shares  are  listed  on  the  London  Stock  Exchange,  on  the  Official  List 
pursuant to Chapter 14 of the Listing Rules, which sets out the requirements for Standard Listings. 

Organisation Review 
The Board is responsible for providing strategic direction for the Group. This incorporates setting 
out  objectives,  management  policies  and  performance  criteria.  The  Board  assesses  its 
performance against these on a monthly basis. 

Composition  of  the  Board  at  31  December  2021  was  one  Executive  Director  and  one  Non-
Executive Director. During the year, on 15 April 2021, Keith Edelman, a Non-Executive Director, 
resigned and on 8 June 2021 Philip Nash, a Non-Executive Director, also resigned from the Board.  
The  Board  believes  that  the  present  composition  provides  an  appropriate  mix  to  conduct  the 
Group’s affairs. 

The Board is responsible for monitoring risks and uncertainties faced by the Group. These risks 
and uncertainties are detailed in the Strategic Report and note 3 to the financial statements.  

The corporate governance  arrangement of the Group  is disclosed  in the Corporate Governance 
Report.   

Directors and Directors’ interests 
The Directors who held office during the year to the date of approval of these financial statements, 
together with their beneficial interests in the ordinary shares of the Company, are shown below. 

31 December 2021 

31 December 2020 

Olof Rapp  

Thomas Evans (1) 

shares 
(number) 

2,000,000 

5,000,000 

Keith Edelman (resigned on 15 April 2021) 

1,000,000 

Philip Nash (resigned on 8 June 2021) 

- 

Ordinary                  

Ordinary                  

Share  
options 
(number) 

shares 
(number) 

Share  
options 
(number) 

- 

- 

- 

- 

2,000,000 

425,000 

5,000,000 

425,000 

1,000,000 

425,000 

- 

425,000 

(1) Thomas Martin Evans shares are held by FHF Securities (A’Asia) Limited. 

The Directors who held office at 31 December 2021 are summarised as follows: 

Name of Director  Position 
Thomas Evans 
Olof Rapp 

Executive Director 
Senior Non-Executive Director 

Directors’ Remuneration 
The  Remuneration  Committee  assesses  the  appropriateness  of  the  nature  and  amount  of 
emoluments  of  the  Directors  on  a  periodic  basis  by  reference  to  relevant  employment  market 
conditions with the overall objective of ensuring maximum stakeholder benefit from the retention of 
a high-quality Board and senior executive team. 

The Directors’ remuneration and policies for appointment or replacement of directors are disclosed 
in the Directors’ Remuneration Report. 

16 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
DIRECTORS’ REPORT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

Dividends 
The Directors do not recommend the payment of a dividend (2020: $Nil). 

Share capital and major shareholdings 
The  issued  share  capital  of  the  Company  as  at  31  December  2021  comprised  76,452,106  1p 
ordinary shares (2020: 76,452,106). 

The Company has only one class of share capital formed of ordinary shares. All shares forming 
part of the ordinary share capital have the same rights and each carry one vote.  

As at 22 June 2022 the Company had been  notified  of the following interests in the Company’s 
ordinary share capital: 

Number of shares 

Percentage (%) 

York Energy Group Limited 

International Immobiliare Ltd 

International Immobiliare Ltd 

FHF Securities (A’Asia) Limited 

York Energy Group Limited 

JIM Nominees Limited 

RB Nominees Limited 

Nobel Petroleum Ireland Limited 

Griffin Asset Management Limited 

Invictorium Limited 

Mrs. B. Shaw 

FHF Corporate Finance Limited 

Mrs. P. Evans 

14,000,000 

10,000,000 

6,300,000 

5,000,000 

5,000,000 

4,223,197 

4,118,404 

3,400,000 

3,255,500 

3,200,000 

3,200,000 

3,184,560 

3,100,000 

16.78  

11.98 

7.55 

5.99 

5.99 

5.06 

4.94 

4.07 

3.90 

3.83 

3.83 

3.82 

3.71 

To the best of the Directors’ knowledge, no shareholder directly  or indirectly, exercises or could 
exercise control over the Company. 

Going Concern 
The Group’s business activities, together with the factors likely to affect its future development and 
performance are set out in the Executive Director’s Statement. In addition, notes 3 and 24 to the 
financial statements disclose the Group’s  and  Company’s objectives, policies and processes for 
managing financial risks and capital.   

On  2  June  2021,  the  Company  announced  the  execution  of  a  three-year  £20,000,000  Share 
Subscription  Facility  Agreement  ("Facility")  with  GEM  Global  Yield  LLC  SCS,  Luxembourg,  and 
GEM Yield Bahamas Limited (GEM Global).  This new surce of funds will enable the group to re-
establish its operations in Texas and fund the Group’s ongoing cashflow needs. 

17 

 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
DIRECTORS’ INFORMATION 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

As at the date of this report, the following directors held office in the Company: 

Thomas Martin Evans, Executive Officer 
Thomas Evans started his career as a financial executive with Extel Financial Ltd, moving to equity 
sales at Barclays de Zoete Wedd Ltd and RBC Dominion Securities Limited, director CIBC World 
Markets  Limited  prior  to  founding  Bishopsgate  Capital  Management  Ltd  in  2000  dealing  in 
institutional fund management which was merged with Athanor Capital Partners Ltd assuming the 
role  of  Chief  Investment  Officer,  expanding  all  the  combined  entities  FSA  regulated  permitted 
businesses.  Established  TME  Consulting  creating  UCITS  compliant  umbrella  structure  to  be 
marketed to both retail and wholesale clients.  CEO and founder of the Caplain group created to 
acquiring  stockbroking  and  wealth  management  entities  and  Aerarius  PCC  Ltd  (Guernsey)  fund 
structure for European investment strategies. 

Financial Services Authority (UK) Ltd previously approved for the following control functions – CF1 
Director, CF3 Chief Executive, CF8 Appointment & Oversight, CF27 Investment Management. 

Olof Nils Anders Rapp, Non-Executive Chairman  
Olof Rapp has vast international experience in the aerospace and automotive sector and has held 
leading managerial positions with Rolls- Royce International, Volvo Truck Corporation and VistaJet 
International  in  South  America,  Middle  East  and  Asia.    His  last  position  at  Rolls  Royce  was  as 
Regional Director, Malaysia, with overall responsibility for Rolls-Royce Plc’s business in Malaysia 
and Brunei (Aviation, Marine, Nuclear and Oil & Gas) and represented the company at the highest 
level. His last position at Volvo was Managing Director of Volvo Malaysia, where he led a successful 
restructuring  of  the  company.  Olof  serves  as  a  Board  Director  in  Quest  Green  Energy  limited, 
Resources Bonds 11 limited, Serunai Commerce Sdn Bhd and is a Senior Advisor to Partners in 
Performance Pty Ltd. He is also Vice President of the Malaysian Swedish Business Association.   

He was born in Gothenburg, Sweden, and studied International Business at IHM Business School. 

19 

 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
STATEMENT OF DIRECTORS’ RESPONSIBILITIES 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The  Directors  are  responsible  for  preparing  the  Annual  Report  and  the  Financial  Statements  in 
accordance with applicable law and regulations.  Company law requires the Directors to prepare 
financial statements for each financial year.  Under that law the Directors have elected to prepare 
the  Group  and  Parent  Company  Financial  Statements  in  accordance  with  the  UK  adopted 
International Accounting Standards.   

Under  Company  law  the  Directors  must  not  approve  the  Financial  Statements  unless  they  are 
satisfied that they give a true and fair view of the state of affairs of the Company and Group as at 
the end of the financial year and of the profit or loss of the Group for that period. In preparing these 
Financial Statements, the Directors are required to: 

•  select suitable accounting policies and then apply them consistently; 

•  make judgments and accounting estimates that are reasonable and prudent; 

•  state  whether  the  applicable  UK  adopted  international  accounting  standards  has  been 
followed  subject  to  any  material  departures  disclosed  and  explained  in  the  Financial 
Statements; and 

•  prepare  the  Financial  Statements  on  a  going  concern  basis  unless  it  is  inappropriate  to 

presume that the Company will continue in business. 

The Directors are responsible for keeping adequate accounting records that are sufficient to show 
and  explain  the  Company’s  transactions  and  disclose  with  reasonable  accuracy  at  any  time  the 
financial  position  of  the  Company  and  the  Group  and  enable  them  to  ensure  that  the  Financial 
Statements comply with the Companies Act 2006. They are also responsible for safeguarding the 
assets of the Company and Group and hence for taking reasonable steps for the prevention and 
detection of fraud and other irregularities. 

The maintenance and integrity of the website is the responsibility of the Directors. Legislation in 
the United Kingdom governing the preparation and dissemination of the Financial Statements and 
other information included in annual reports may differ from legislation in other jurisdictions. 

The Company is compliant with the London Stock Exchange regarding the Company’s website. 

20 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
CORPORATE GOVERNANCE REPORT  
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The  Company  recognises  the  importance  of,  and  is  committed  to,  high  standards  of  corporate 
governance. 

Corporate Governance Practices 
Pennpetro  Energy  plc  has  a  standard  listing  on  the  London  Stock  Exchange  and  is  thus  not 
required to comply with the requirements of the U.K. Corporate Governance Code (“the Code”) as 
issued  by  the  Financial  Reporting  Council.  The  disclosures  below  are  required  by  the  UKLA’s 
Disclosure and Transparency Rule 7. 

The Board is committed to ensuring the highest standards of corporate governance, and voluntarily 
complies with, subject to a small number of exceptions listed below, the supporting principles and 
provisions set out in the Code. 

The  following  describes  the  ways  in  which  the  Company  does  not  comply  with  the  detailed 
provisions of the Code and the Board’s rationale thereon: 

•  given  the  size  of  the  Board  and  the  Company’s  current  limited  operational  status,  certain 
provisions  of  the  Corporate  Governance  Code  (in  particular  the  provisions  relating  to  the 
composition  of  the  Board  and  the  division  of  responsibilities  between  the  Chairman  and  chief 
executive and executive compensation), are not being complied with by the Company as the Board 
does not consider these provisions to be appropriate for the Company; 

• the Board as a whole will review auditand risk matters, on the basis of adopted terms of reference 
governing the matters to be reviewed and the frequency with which such matters are considered. 
The Board as a whole will also take responsibility for the appointment of auditors and payment of 
their  audit  fee,  monitor  and  review  the  integrity  of  the  Company’s  financial  statements  and  take 
responsibility for any formal announcements on the Company’s financial performance; 

•  the  Board  as  a  whole  will  be  responsible  for  the  appointment  of  executive  and  non-executive 
Directors. The Company does not currently believe it is necessary to have a separate nominations 
committee  at  this  time.  The  requirement  for  a  nominations  committee  will  be  considered  on  an 
ongoing basis; 

• the Board believes in the benefits of diversity, including the need for diversity in order to effectively 
represent  shareholders’  interests.  This  diversity  is  not  restricted  to  gender  but  also  includes 
geographic location, nationality, skills, age, educational and professional background. The board’s 
policy remains that selection should be based on the best person for the role; 

• the Board as a whole will consider the Board’s size, structure and composition and the scale and 
structure  of  the  Directors’  fees,  taking  into  account  the  interests  of  Shareholders  and  the 
performance of the Company; 

• the Board does not comply with the provision of the Corporate Governance  Code that at least 
half of the Board, excluding the Chairman, should comprise non-executive directors determined by 
the Board to be sufficiently independent; 

•  the  Company  has  in  place  procedures  ensuring  compliance  with  the  new  Market  Abuse 
Regulation and the Board will be responsible for taking all proper and reasonable steps to ensure 
compliance with the Market Abuse Regulation by the Directors; and 

• the Company will not seek Shareholder approval at a general meeting in respect of any further 
acquisitions it may make, unless it is required to do so for the purposes of facilitating the financing 
arrangements or for other legal or regulatory reasons. 

21 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
DIRECTORS’ REMUNERATION REPORT 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The Company’s Remuneration Committee comprises one Non-Executive Director, Olof Rapp.  

Pennpetro’s  Remuneration  Committee  operates  within  the  terms  of  reference  approved  by  the 
Board. In the year to 31 December 2021, the Remuneration Committee documented one review. 

The items included in this report are unaudited unless otherwise stated. 

Committee’s main responsibilities 

•  The Remuneration Committee considers the remuneration policy, employment terms and 

remuneration of the Executive Director;  

•  The Remuneration Committee’s role is advisory in nature and it makes recommendations 
to  the  Board  on  the  overall  remuneration  package  for  the  Executive  Director  in  order  to 
attract,  retain  and  motivate  high  quality  executives  capable  of  achieving  the  Company’s 
objectives;  

•  The Remuneration Committee also reviews proposals for any share option plans and other 
incentive plans, makes recommendations for the grant of awards under such plans as well 
as approving the terms of any performance-related pay schemes; 

•  The Board’s policy is to remunerate the Company’s executives fairly and in such a manner 
as to facilitate the recruitment, retention and motivation of suitably qualified personnel; and 

•  The  Remuneration  Committee,  when  considering  the  remuneration  packages  of  the 
Company’s executives, will review the policies of comparable companies in the industry. 

Directors’ remuneration (audited) 
Fees and benefits of $340,922 were payable to Directors who held office during the year ended 31 
December 2021 (2020: $530,672). 

Director Thomas Evans has received a loan of £10,000 which was outstanding as at 31 December 
2021. The loan is repayable within 12 months. 

Keith Edelman 
Olof Rapp 
Philip Nash 
Thomas Evans 

Keith Edelman 
Olof Rapp 
Philip Nash 
Thomas Evans 

Salary 
$ 

13,528 
40,306 
17,558 
40,306 
111,698 

 Valuation of 
options 
$ 
27,601 
79,913 
41,797 
79,913 
229,224 

Salary 
$ 

47,026 
40,306 
40,306 
40,306 
167,944 

 Valuation of 
options 
$ 
90,682 
90,682 
90,682 
90,682 
362,728 

Taxable 
benefits 
$ 
- 
- 
- 
- 
- 

Taxable 
benefits 
$ 
- 
- 
- 
- 
- 

Other 
receipts 
received 
$ 
- 
- 
- 
- 
- 

Other 
receipts 
received 
$ 
- 
- 
- 
- 
- 

Pension 
benefits 
$ 
- 
- 
- 
- 
- 

Pension 
benefits 
$ 
- 
- 
- 
- 
- 

2021 
Total 
$ 

41,129 
120,219 
59,355 
120,219 
340,922 

2020 
Total 
$ 

137,708 
130,988 
130,988 
130,988 
530,672 

23 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
DIRECTORS’ REMUNERATION REPORT (continued) 
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The Director's remuneration is disclosed in full in the above table and is not linked to performance.  

All Directors’ service contracts are kept available for inspection at the Company’s registered office. 

All shares and interests held by the Directors are disclosed in the Directors’ report. 

The share options expired on 2 November 2021. No options were exercised.  
Details of the share-based payments are included in note 19.  

Total pension entitlements (audited) 
The Company currently does not have any pension plans for any of the Directors and does not pay 
pension amounts in relation to their remuneration.  

The Company has not paid out any excess retirement benefits to any Directors or past Directors.  

Payments to past directors (audited) 
The Company has not paid any compensation to past Directors.  

Payments for loss of office (audited)  
No payments were made for loss of office during the year. 

Directors interests in share warrants (audited) 
None of the Directors had interests in share warrants. 

Directors’ and Officers’ indemnity insurance 
The Company has made qualifying third-party indemnity provisions for the benefit of its Directors 
and Officers. These were made during the previous period and remain in force at the date of this 
report. 

Consideration of shareholder views 
The  Remuneration  Committee  considers  shareholder  feedback  received  and  guidance  from 
shareholder  bodies.  This  feedback,  plus  any  additional  feedback  received  from  time  to  time,  is 
considered as part of the Company’s periodic reviews of its policy on remuneration. 

Statement of policy on Directors’ remuneration 
The Company’s policy is to maintain levels of remuneration so as to attract, motivate, and retain 
Directors  and  Senior  Executives  of  the  highest  calibre  who  can  contribute  their  experience  to 
deliver  industry  leading  performance  with  the  Company’s  operations.  Currently  Director’s 
remuneration is not subject to specific performance targets. 

In  future  periods,  the  Company  may  implement  a  remuneration  policy  so  that  a  meaningful 
proportion of Executive remuneration is structured so as to link rewards to corporate and individual 
performance, align their interests with those of shareholders and to incentivise them to perform at 
the  highest  levels.  The  Remuneration  Committee  considers  remuneration  policy  and  the 
employment terms and remuneration of the Directors and makes recommendations to the Board 
of  Directors  on  the  overall  remuneration  packages  for  Directors.    No  Director  takes  part  in  any 
decision directly affecting their own remuneration.  

24 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
AUDIT COMMITTEE REPORT  
Annual Report & Financial Statements  
For the year ended 31 December 2021 

The  Audit  Committee  comprises  two  Directors,  Olof  Rapp  and  Tom  Evans.  It  oversees  the 
Company’s financial reporting and internal controls and provides a formal reporting link with the 
external  auditors.  The  ultimate  responsibility  for  reviewing  and  approving  the  annual  report  and 
accounts and the half-yearly report remains with the Board.  

Main Responsibilities 
The Audit Committee acts as a preparatory body for discharging the Board’s responsibilities in a 
wide range of financial matters by: 

•  monitoring the integrity of the financial statements and formal announcements relating to 

• 

the Company’s financial performance; 
reviewing  significant  financial  reporting  issues,  accounting  policies  and  disclosures  in 
financial  reports,  which  are  considered  to  be  in  accordance  with  the  key  audit  matters 
identified by the external auditors; 

•  overseeing that an effective system of internal control and risk management systems are 

maintained; 

•  ensuring that an effective whistle-blowing, anti-fraud and bribery procedures are in place; 
•  overseeing the Board’s relationship with the external auditor and, where appropriate, the 

selection of new external auditors; 

•  approving non-audit services provided by accounting firms; and 
•  ensuring compliance with legal requirements, accounting standards and the Listing Rules 

and the Disclosure and Transparency Rules. 

Governance 
The  Code  requires  that  at  least  one  member  of  the  Audit  Committee  has  recent  and  relevant 
financial experience. Both directors have served in financial executive and managing director roles. 
As  a  result,  the  Board  is  satisfied  that  the  Audit  Committee  has  recent  and  relevant  financial 
experience. 

Members  of  the  Audit  Committee  are  appointed  by  the  Board  and  whilst  shareholders,  the 
Company believes they are considered to be independent in both character and judgement. 

The Company’s  external auditor, Crowe U.K. LLP, did not provide any non-audit services  in the 
period.  

The Audit Committee believes that the Company does not require an internal audit function due to 
the current size of the organisation and its operations. 

Meetings 
In the year to 31 December 2021 the two members of the Audit Committee have met twice. 

The key work undertaken by the Audit Committee is as follows; 

interview of external auditors and recommendation to the Board; 
review of audit planning and update on relevant accounting developments;  

• 
• 
•  consideration  and  approval  of  the  risk  management  framework,  appropriateness  of  key 

performance indicators;  

•  consideration and review of full-year results;  
• 
• 

review of the effectiveness of the Audit Committee; and 
review of internal controls. 

26 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
INDEPENDENT AUDITOR’S REPORT TO THE  
MEMBERS OF PENNPETRO ENERGY PLC  

Opinion  
We  have  audited  the  financial  statements  of  Pennpetro  Energy  Plc  (the  “company”)  and  its 
subsidiaries (the ‘group’) for the year ended 31 December 2021 which comprise the consolidated 
statement of comprehensive income, the consolidated and parent company statements of financial 
position, the consolidated and parent company statements of changes in equity, the consolidated 
and  parent  company  statements  of  cash  flows  and  notes  to  the  financial  statements,  including 
significant  accounting  policies.  The  financial  reporting  framework  that  has  been  applied  in  their 
preparation is applicable law and UK adopted international accounting standards. 

In our opinion the financial statements: 

•  give a true and fair view of the state of the group’s and of the company’s affairs as at 31 

December 2021 and of the Group’s loss for the year then ended; 

•  have been properly prepared in accordance with UK adopted international accounting 

standards; and  

•  have been prepared in accordance with the requirements of the Companies Act 2006. 

Basis for opinion  
We conducted our audit in accordance with International Standards on Auditing (UK) (ISAs (UK)) 
and applicable law. Our responsibilities under those standards are further described in the Auditor’s 
responsibilities for the audit of the financial statements section of our report. We are independent 
of the company in accordance with the ethical requirements that are relevant to our audit of the 
financial  statements  in  the  UK,  including  the  FRC’s  Ethical  Standard  as  applied  to  listed  public 
interest  entities,  and  we  have  fulfilled  our  other  ethical  responsibilities  in  accordance  with  these 
requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to 
provide a basis for our opinion. 

Conclusions relating to going concern 
In auditing the financial statements, we have concluded that the directors’ use of the going concern 
basis of accounting in the preparation of the financial statements is appropriate. Our evaluation of 
the directors’ assessment of the group and parent company’s ability to continue to adopt the going 
concern basis of accounting included obtaining management’s assessment of going concern for 
the period to 31 December 2023 and evidence of the facilities available to the Group and Company 
to  enable  it  to  have  access  to  cash  to  be  able  to  continue  as  a  going  concern.  As  part  of  our 
assessment we considered the impact of two events  after year end where the Company issued 
new ordinary shares and Petroquest Energy Limited extended the repayment date by one year on 
the loan owing by Nobel Petroleum LLC. We noted that there was sufficient headroom available in 
other  facilities  to  enable  the  Petroquest  loan  to  be  repaid  at  its  revised  maturity  date  of  31 
December 2023 also considering the planned expenditure of the Group. 

Based on the work we have performed, we have not identified any material uncertainties relating 
to events or conditions that, individually or collectively, may cast significant doubt on the group’s 
or the company's ability to continue as a going concern for a period of at least twelve months from 
when the financial statements are authorised for issue. 

Our  responsibilities  and  the  responsibilities  of  the  directors  with  respect  to  going  concern  are 
described in the relevant sections of this report. 

Overview of our audit approach 
Materiality 

In planning and performing our audit we applied the concept of materiality. An item is considered 
material  if  it  could  reasonably  be  expected  to  change  the  economic  decisions  of  a  user  of  the 
financial statements. We used the concept of materiality to both focus our testing and to evaluate 
the impact of misstatements identified. 

Based  on  our  professional  judgement,  we  determined  overall  materiality  for  the  financial 
statements  as  a  whole  to  be  $120,000,  based  on  2%  of  total  assets  (2020:  $120,000).    The 
materiality applied for the parent company was $79,000.

28 

 
 
 
 
 
 
INDEPENDENT AUDITOR’S REPORT TO THE  
MEMBERS OF PENNPETRO ENERGY PLC (continued) 

Overview of our audit approach (continued) 

We  use  a  different  level  of  materiality  (‘performance  materiality’)  to  determine  the  extent  of  our 
testing for the audit of the financial statements.  Performance materiality is set based on the audit 
materiality  as  adjusted  for  the  judgements  made  as  to  the  entity  risk  and  our  evaluation  of  the 
specific risk of each audit area having regard to the internal control environment.  The performance 
materiality for the group was $84,000 and $55,000 for the parent company. 

Where considered appropriate performance materiality may be reduced to a lower level, such as, 
for related party transactions and directors’ remuneration. 

We agreed with the Audit Committee to report to it all identified errors in excess of $3,600 (2020: 
$3,600).  Errors  below  that  threshold  would  also  be  reported  to  it  if,  in  our  opinion  as  auditor, 
disclosure was required on qualitative grounds. 

Overview of the scope of our audit 

The Company and Group finance function is based in the United Kingdom and a full scope audit 
was carried out thereon from our office, and with discussions with management as required and 
information  being  requested  from  the  US  where  appropriate.  This  provided  us  with  sufficient 
evidence for our opinion on the Group and Company financial statements. 

Key Audit Matters 
Key audit matters are those matters that, in our professional judgement, were of most significance 
in  our  audit  of  the  financial  statements  of  the  current  period  and  include  the  most  significant 
assessed  risks  of  material  misstatement  (whether  or  not  due  to  fraud)  that  we  identified.  These 
matters included those which had the greatest effect on: the overall audit strategy, the allocation 
of resources in the audit; and directing the efforts of the engagement team. These matters were 
addressed in the context of our  audit of the financial  statements as a whole, and in forming  our 
opinion thereon, and we do not provide a separate opinion on these matters. 

In  addition  to  the  matter  described  in  the  conclusion  related  to  going  concern  section,  we  have 
determined the matters described below to  be the key audit matters to be communicated in our 
audit report. This is not a complete list of all risks identified by our audit. 

Key audit matter 

How our scope addressed the key audit matter 

Valuation of producing properties and 
capitalised drilling costs and 
equipment – see note 4.2 

The group’s primary focus is onshore 
oil and gas exploration and 
production in Texas, USA. As at 31 
December 2021 assets totalling 
$5.6m were recognised comprising 
Petroleum Leases within property, 
plant and equipment of $1.4m (held 
under IAS 36) and Drilling Costs 
within intangible assets of $4.2m 
(held under IFRS 6). 

We considered the risk that these 
assets are impaired. 

We reviewed management’s assessment which concluded 
that there are no facts or circumstances that suggest the 
recoverable amount of the asset does not exceed the 
carrying amount. 

In considering this assessment we reviewed the following 
sources of evidence: 

• 

• 

The primary lease agreements in place supporting 
the company’s right of extraction; 

The  competent  persons  report  that  formed  the 
basis of the valuation; 

•  Discussing plans and intentions with management, 
reviewing  supporting  budgets  and  evidencing 
planning work undertaken; and 

•  Assessing  oil  price  assumptions  used  when 
assessing  the  commercial  potential  and  likely 
recoverable amount 

We are satisfied that there are no indicators of impairment 
in respect of the drilling costs and that the estimated 
recoverable amount in respect of the petroleum leases is 
in excess of the carrying value. 

29 

 
 
 
 
 
 
INDEPENDENT AUDITOR’S REPORT TO THE  
MEMBERS OF PENNPETRO ENERGY PLC (continued) 

Key audit matter 

How our scope addressed the key audit matter 

Carrying value of investments on the 
parent company Statement of 
Financial Position – see note 4.2 

Included in the parent company 
Statement of Financial Position is 
investments in subsidiaries with a 
value of $7.0m. As part of our audit 
we considered the risk that the 
investments were impaired. 

We considered whether there was any evidence of 
impairment. This included considering: 

•  Whether  the  current  market  capitalisation  was 
below the carrying value of the investments. 

Management’s plans for the subsidiaries and how they 
would generate cash in the future to provide a return on 
the investment, this included management’s plans and 
intentions for the oil and gas assets held within the 
subsidiaries as disclosed in the key audit matter above. 

Our audit procedures in relation to these matters were designed in the context of our audit opinion 
as  a  whole.  They  were  not  designed  to  enable  us  to  express  an  opinion  on  these  matters 
individually and we express no such opinion. 

Other information 
The  other  information  comprises  the  information  included  in  the  annual  report  other  than  the 
financial statements and our auditor’s report thereon. The directors are responsible for the other 
information contained within the annual report.  

Our opinion on the financial statements does not cover the other information and, except to the 
extent otherwise explicitly stated in our report, we do not express any form of assurance conclusion 
thereon. Our responsibility is to read the other information and, in doing so, consider whether the 
other information is materially inconsistent with the financial statements or our knowledge obtained 
in  the  course  of  the  audit,  or  otherwise  appears  to  be  materially  misstated.  If  we  identify  such 
material inconsistencies or apparent material misstatements, we are required to determine whether 
this gives rise to a material misstatement in the financial statements themselves. If, based on the 
work  we  have  performed,  we  conclude  that  there  is  a  material  misstatement  of  this  other 
information, we are required to report that fact. 

We have nothing to report in this regard. 

Opinions on other matters prescribed by the Companies Act 2006 
In  our  opinion  the  part  of  the  directors’  remuneration  report  to  be  audited  has  been  properly 
prepared in accordance with the Companies Act 2006. 

In our opinion based on the work undertaken in the course of our audit  

• 

• 

the information given in the strategic report and the directors' report for the financial year for 
which the financial statements are prepared is consistent with the financial statements; and 

the strategic report and the directors’ report have been prepared in accordance with 
applicable legal requirements. 

Matters on which we are required to report by exception 
In the light of the knowledge and understanding of the group and the company and its 
environment obtained in the course of the audit, we have not identified material misstatements in 
the strategic report or the directors’ report.  

We have nothing to report in respect of the following matters in relation to which the Companies 
Act 2006 requires us to report to you if, in our opinion: 

•  adequate accounting records have not been kept by the company, or returns adequate for 

our audit have not been received from branches not visited by us; or 

• 

the company financial statements and the part of the directors’ remuneration report to be 
audited are not in agreement with the accounting records and returns; or 

•  certain disclosures of directors’ remuneration specified by law are not made; or 

•  we have not received all the information and explanations we require for our audit. 

30 

 
 
 
 
 
 
 
INDEPENDENT AUDITOR’S REPORT TO THE  
MEMBERS OF PENNPETRO ENERGY PLC (continued) 

Responsibilities of the directors for the financial statements 
As  explained  more  fully  in  the  directors’  responsibilities  statement  page  19,  the  directors  are 
responsible for the preparation of the financial statements and for being satisfied that they give a 
true and fair view, and for such internal control as the directors determine is necessary to enable 
the preparation of financial statements that are free from material misstatement, whether due to 
fraud or error. 

In preparing the financial statements, the directors are responsible for assessing the group’s and 
the  parent  company’s  ability  to  continue  as  a  going  concern,  disclosing,  as  applicable,  matters 
related  to  going  concern  and  using  the  going  concern  basis  of  accounting  unless  the  directors 
either  intend  to  liquidate  the  group  or  the  parent  company  or  to  cease  operations,  or  have  no 
realistic alternative but to do so. 

Auditor’s responsibilities for the audit of the financial statements 
Our  objectives  are  to  obtain  reasonable  assurance  about  whether  the  financial  statements  as  a 
whole are free from material misstatement, whether due to fraud or error, and to issue an auditor’s 
report that includes our opinion. Reasonable assurance is a high level of assurance but is not a 
guarantee  that  an  audit  conducted  in  accordance  with  ISAs  (UK)  will  always  detect  a  material 
misstatement  when  it  exists.  Misstatements  can  arise  from  fraud  or  error  and  are  considered 
material  if,  individually  or  in  the  aggregate,  they  could  reasonably  be  expected  to  influence  the 
economic decisions of users taken on the basis of these financial statements. 

Explanation as to what extent the audit was consider capable of detecting irregularities, 
including fraud 

Irregularities,  including  fraud,  are  instances  of  non-compliance  with  laws  and  regulations.  We 
design procedures in line with our responsibilities, outlined above, to detect material misstatements 
in  respect  of  irregularities,  including  fraud.  The  extent  to  which  our  procedures  are  capable  of 
detecting irregularities, including fraud is detailed below however the primary responsibility for the 
prevention and detection of fraud lies with management and those charged with governance of the 
Company. 

•  We gained an understanding of the legal and regulatory framework applicable to the Group 
and  Company  and  considered  the  risk  of  acts  by  the  Group  which  were  contrary  to 
applicable  laws  and  regulations,  including  fraud.  The  most  significant  identified  was 
compliance with relevant regulations for oil and gas companies in the state of Texas, where 
the Group has the majority of its operations, and compliance with the UK Companies Act. 
Our work included enquiry of management, review of legal invoices and publicly available 
information on violations and inspections from the relevant authority in Texas. 

•  We  designed  audit  procedures  to  respond  to  the  risk,  recognising  that  the  risk  of  not 
detecting a material misstatement due to fraud is higher than the risk of not detecting one 
resulting from error, as fraud may involve deliberate concealment. We considered the risk 
was greater in areas that involve significant management estimate or judgement and we 
designed  our procedures accordingly to focus on such areas. Such procedures included 
testing journal transactions. 

Owing  to  the  inherent  limitations  of  an  audit,  there  is  an  unavoidable  risk  that  some  material 
misstatements of the financial statements may not be detected, even though the audit is properly 
planned  and  performed  in  accordance  with  the  ISAs  (UK).  The  potential  effects  of  inherent 
limitations are particularly significant in the case of misstatement resulting from fraud because fraud 
may  involve  sophisticated  and  carefully  organised  schemes  designed  to  conceal  it,  including 
deliberate failure to record transactions, collusion or intentional misrepresentations being made to 
us. 

A further description of our responsibilities for the audit of the financial statements is located on the 
Financial Reporting Council’s website at: www.frc.org.uk/auditorsresponsibilities. This description 
forms part of our auditor’s report. 

31 

 
 
 
 
INDEPENDENT AUDITOR’S REPORT TO THE  
MEMBERS OF PENNPETRO ENERGY PLC (continued) 

Other matters which we are required to address 
We  were  first  appointed  by  the  Board  on  25  March  2019.  Our  total  uninterrupted  period  of 
engagement is four years, covering the periods ending 31 December 2018 to 2021. 

The non-audit services prohibited by the FRC’s Ethical Standard were not provided to the group or 
the company and we remain independent of the group’s and the company in conducting our audit. 

Our audit opinion is consistent with the additional report to the audit committee. 

Use of our report 
This report is made solely to the company's members, as a body, in accordance with Chapter 3 of 
Part 16 of the Companies Act 2006. Our audit work has been undertaken so that we might state to 
the company's members those matters we are required to state to them in an auditor's report and 
for  no  other  purpose.  To  the  fullest  extent  permitted  by  law,  we  do  not  accept  or  assume 
responsibility to anyone other than the company and the company's members as a body, for our 
audit work, for this report, or for the opinions we have formed. 

Matthew Stallabrass 
Senior Statutory Auditor 
For and on behalf of 
Crowe U.K. LLP 
Statutory Auditor 
London 

13 July 2022 

32 

PENNPETRO ENERGY PLC 
CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME 
For the year ended 31 December 2021 

Continuing Operations 

Revenue 

Administrative expenses 

Operating Loss 

Finance income 
Finance costs 

Loss before Tax 

Income tax 

Note 

  Year ended 
 31 December 
2021 
$ 

  Year ended 
 31 December 
2020 
$ 

6 

9 
9 

- 

66,798 

(1,021,046) 

(1,378,164) 

(1,021,046) 

(1,311,366) 

- 
(290,661) 

2,058 
262,796 

(1,311,707) 

(1,046,512) 

10 

- 

- 

Loss for the year attributable to owners of the 
parent 

(1,311,707) 

(1,046,512) 

Other Comprehensive Income: 

Items that may be reclassified subsequently 
to profit or loss 
Currency translation differences 

(6,838) 

79,008 

Other Comprehensive Income for the Year 

(6,838) 

79,008 

Total Comprehensive Income for the Year 
attributable to the owners of the parent 

(1,318,545) 

(967,504) 

Loss per share attributable to the owners of 
the parent during the year 

Basic (cents per share) 

11 

Diluted (cents per share) 

The notes on pages 40 to 67 form part of these financial statements. 

(1.72) 

(1.72) 

(1.39) 

(1.39) 

33 

 
 
  
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
CONSOLIDATED STATEMENT OF FINANCIAL POSITION 
As at 31 December 2021 

ASSETS 

Non–Current Assets 
Property, plant and equipment 
Intangible assets 
Total Non-Current Assets 

Current Assets 
Trade and other receivables 
Short term investments 
Cash and cash equivalents 
Total Current Assets 

TOTAL ASSETS 

EQUITY AND LIABILITIES 

Equity Attributable to Owners of Parent 
Share capital 
Share premium 
Convertible reserve 
Reorganisation reserve 
Foreign exchange reserve 
Share based payment reserve 
Retained losses 
Total Equity 

Current Liabilities 
Borrowings 
Trade and other payables 
Total Current Liabilities 

Note 

 31 December 
2021 
$ 

31 December 
2020 
$ 

12 
13 

15 
16 
17 

18 
18 

19 

20 
21 

1,384,931 
4,233,890 
5,618,821 

1,384,314 
4,233,890 
5,618,204 

309,456 
34,914 
1,828 
346,198 

308,943 
49,152 
1,329 
359,424 

5,965,019 

5,977,628 

979,427 
4,121,700 
6,021,575 
(6,578,229) 
133,619 
- 
(4,013,864) 
664,228 

979,427 
4,121,700 
6,021,575 
(6,578,229) 
140,457 
838,909 
(3,770,290) 
1,753,549 

4,256,262 
1,044,529 
5,300,791 

3,727,995 
496,084 
4,224,079 

TOTAL EQUITY AND LIABILITIES 

5,965,019 

5,977,628 

These financial statements were approved by the Board of Directors on 12 July 2022 and signed 
on its behalf by:  

Thomas Evans 
Executive Director 

Company registration number: 10166359 

The notes on pages 40 to 67 form part of these financial statements. 

34 

 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
COMPANY STATEMENT OF FINANCIAL POSITION 
As at 31 December 2021 

ASSETS 

Non–Current Assets 
Investments in subsidiaries 
Property, plant and equipment 
Total Non–Current Assets 

Current Assets 
Trade and other receivables 
Short term investments 
Cash and cash equivalents 
Total Current Assets 

TOTAL ASSETS 

EQUITY AND LIABILITIES 

Equity Attributable to Shareholders 
Share capital 
Share premium 
Convertible reserve 
Foreign exchange reserve 
Share based payment reserve 
Retained losses 
Total Equity 

Current Liabilities 
Trade and other payables 
Total Current Liabilities 

Note 

 31 December 
2021 
$ 

  31 December 
2020 
$ 

14 
12 

15 
16 
17 

18 
18 

19 

21 

7,038,631 
- 
7,038,631 

7,104,824 
- 
7,104,824 

3,093,418 
34,914 
- 
3,128,332 

3,062,112 
49,152 
- 
3,111,264 

10,166,963 

10,216,088 

979,427 
4,121,700 
6,021,575 
575,249 
- 
(2,866,030) 
8,831,921 

979,427 
4,121,700 
6,021,575 
648,279 
838,909 
(2,942,712) 
9,667,178 

1,335,042 
1,335,042 

548,910 
548,910 

TOTAL EQUITY AND LIABILITIES 

10,166,963 

10,216,088 

The Company has elected to take the exemption under Section 408 of the Companies Act 2006 
from presenting the parent company Statement of Comprehensive Income. The loss for the parent 
company for the year was $991,451 (2020: $639,524).  

These financial statements were approved by the Board of Directors  on 12 July 2022  and  were 
signed on its behalf by: 

Thomas Evans 
Executive Director 

Company registration number: 10166359 

The notes on pages 40 to 67 form part of these financial statements. 

35 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
  
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
CONSOLIDATED STATEMENT OF CHANGES IN EQUITY 
For the year ended 31 December 2021 

Group  

Attributable to the owners of the parent 

Share 
Capital 

Share 
 Premium 

Convertible 
Reserve 

Reorganisation 
Reserve 

$ 

$ 

$ 

$ 

Foreign  
Exchange  
Reserve 
$ 

Share Based 
Payments 
Reserve 
$ 

Retained 
Losses 

$ 

Total 
Equity 

$ 

Balance at 1 January 2020 

926,711 

1,538,636 

6,021,575 

(6,578,229) 

61,449 

438,641 

(2,723,778) 

(314,995) 

Loss for the year 
Foreign currency translation 
differences 
Total comprehensive loss for the 
year 
Shares issued 
Share based payments 

- 

- 

- 

- 

- 

- 

52,716 
- 

2,583,064 
- 

- 

- 

- 

- 
- 

- 

- 

- 

- 
- 

- 

79,008 

79,008 

- 

- 

- 

(1,046,512) 

(1,046,512) 

- 

79,008 

(1,046,512) 

(967,504) 

- 
- 

- 
400,268 

- 
- 

2,635,780 
400,268 

Balance at 31 December 2020 

979,427 

4,121,700 

6,021,575 

(6,578,229) 

140,457 

838,909 

(3,770,290) 

1,753,549 

Loss for the year 
Foreign currency translation 
differences 
Total comprehensive loss for the 
year 
Share based payments 
Lapse of share options 

- 

- 

- 

- 
- 

- 

- 

- 

- 
- 

- 

- 

- 

- 
- 

- 

- 

- 

- 
- 

- 

(6,838) 

(6,838) 

- 

- 

- 

(1,311,707) 

(1,311,707) 

- 

(6,838) 

(1,311,707) 

(1,318,545) 

- 
- 

229,224 
(1,068,133) 

- 
1,068,133 

229,224 
- 

Balance at 31 December 2021 

979,427 

4,121,700 

6,021,575 

(6,578,229) 

133,619 

- 

(4,013,864) 

644,228 

The notes on pages 40 to 67 form part of these financial statements. 

36 

 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
COMPANY STATEMENT OF CHANGES IN EQUITY 
For the year ended 31 December 2021 

Company  

Share 
Capital 

$ 

Share 
Premium 

Convertible 
Reserve 

$ 

$ 

Share Based 
Payments 
Reserve 
$ 

Foreign 
Exchange 
Reserve 
$ 

Retained  
Losses 

$ 

Total  
Equity 

$ 

Balance at 1 January 2020 

926,711 

1,538,636 

6,021,575 

438,641 

319,749 

(2,303,188) 

6,942,124 

Loss for the year 
Other Comprehensive Income 
Total comprehensive loss for the  
Year 
Shares issued 
Share based payments 

- 
- 

- 

- 
- 

- 

52,716 
- 

2,583,064 
- 

- 
- 

- 

- 
- 

       - 
- 

- 

- 
400,268 

- 
328,530 

328,530 

- 
- 

(639,524) 
- 

(639,524) 
328,530 

(639,524) 

(310,994) 

- 
- 

2,635,780 
400,268 

Balance at 31 December 2020 

979,427 

4,121,700 

6,021,575 

838,909 

648,279 

(2,942,712) 

9,667,178 

Loss for the year 
Other Comprehensive Income 
Total comprehensive loss for the  
Year 
Share based payments 
Lapse of share options 

- 
- 

- 

- 
- 

- 
- 

- 

- 
- 

- 
- 

- 

- 
- 

       - 
- 

- 

229,224 
(1,068,133) 

- 
(73,030) 

(73,030) 

(991,451) 
- 

(991,451) 
(73,030) 

(991,451) 

(1,064,481) 

- 
- 

- 
1,068,133 

229,224 
- 

Balance at 31 December 2021 

979,427 

4,121,700 

6,021,575 

- 

575,249 

(2,866,030) 

8,831,921 

The notes on pages 40 to 67 form part of these financial statements. 

37 

 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
CONSOLIDATED STATEMENT OF CASH FLOWS 
For the year ended 31 December 2021 

Cash Flows from Operating Activities 
Loss before tax 
Depreciation 
Amortisation 
Foreign exchange 
Write off  
Finance income 
Finance costs 
Share base payment charge 

Changes to working capital 
(Increase)/decrease in trade and other receivables 
Increase in trade and other payables 
Cash (used)/ generated in operations 
Interest paid 

Net Cash used in Operating Activities  

Cash Flows from Investing Activities 
Increase in Development expenditure 
Purchases of property, plant and equipment 
Disposal of short-term investments 
Net Cash (used in)/ generated from Investing 
Activities  

Cash Flows from Financing Activities 
Loan repaid 
Advances received from borrowings 
Net Cash generated from/ (used in) Financing 
Activities  

Net Increase/(Decrease) in Cash and Cash 
Equivalents 

Cash and cash equivalents at the beginning of the 
year 
Net increase/ (decrease) in cash and cash 
equivalents 
Cash and Cash Equivalents at the End of the 
Year 

The notes on pages 40 to 67 form part of these financial statements. 

Year ended  
31 December 
2021 
$ 

  Year ended  
  31 December 
2020 
$ 

(1,311,707) 
- 
- 
(8,078) 
- 
- 
290,661 
229,224 
(799,900) 

(511) 
548,671 
(251,740) 
- 

(251,740) 

- 
(617) 
14,238 

13,621 

(65,938) 
304,556 

238,618 

(1,046,512) 
1,536 
75,094 
1,068,243 
(130,746) 
(2,058) 
(262,796) 
362,730 
(65,491) 

47,985 
230,113 
343,589 
(271,189) 

72,400 

(67,153) 
(23,151) 
10,849 

(79,455) 

- 
- 

- 

499 

(7,055) 

1,329 

499 

1,828 

8,384 

(7,055) 

1,329 

38 

 
 
  
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
COMPANY STATEMENT OF CASH FLOWS 
For the year ended 31 December 2021 

Cash Flows from Operating Activities 
Loss before tax 
Depreciation 
Share based payments 
Unrealised foreign exchange 

Changes to working capital 
Increase in trade and other receivables 
Increase in trade and other payables 
Cash used in operations 
Net cash used in Operating Activities  

Cash Flows from Investing Activities 
Disposal of short-term investments 
Net Cash used in Investing Activities 

Cash Flows from Financing Activities 
Proceeds from issue of ordinary shares 
Issue costs 
Net Cash generated from Financing Activities  

Net movement in Cash and Cash Equivalents  

Cash and cash equivalents at the beginning of the 
year 
Exchange gain on cash and cash equivalents 
Net Decrease in cash and cash equivalents  
Cash and Cash Equivalents at the End of the 
Year 

The notes on pages 40 to 67 form part of these financial statements. 

Year ended 
31 December 
2021 
$ 

Year ended 
31 December 
2020 
$ 

(991,451) 
- 
229,224 
(6,838) 
(769,065) 

(31,306) 
786,133 
(14,238) 
(14,238) 

(639,524) 
959 
362,730 
160,386 
(115,449) 

(196,597) 
301,197 
(10,849) 
(10,849) 

14,238 
14,238 

10,849 
10,849 

- 
- 
- 

- 

- 

- 
- 

- 

- 
- 
- 

- 

- 

- 
- 

- 

39 

 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS  
For the year ended 31 December 2021 

1.  GENERAL INFORMATION 

Pennpetro  Energy  plc  (the  “Company”)  is  a  public  limited  company  which  is  listed  on  the 
standard  market  of  the  London  Stock  Exchange  and  incorporated  and  domiciled  in  England 
and Wales. Its registered office address is 20b Wilton Row, London, SW1X 7NS. 

The  consolidated  financial  statements  of  the  Company  consist  of  the  following  companies 
(together “the Group”): 
Pennpetro Energy plc 
Pennpetro USA Corp 
Nobel Petroleum USA Inc 
Nobel Petroleum LLC 
Nobel Petroleum UK Limited 
Pennpetro Greentec Limited 
Pennpetro Greentec UK Limited 
Pennpetro Green Energy Limited 

UK registered company 
US registered company 
US registered company 
US registered company 
UK registered company 
Cyprus registered company 
UK registered company 
UK registered company 

The Group is an oil and gas developer with assets in Texas, United States. The Company’s 
US-based subsidiaries own a portfolio of leasehold petroleum mineral interests centred on the 
City  of  Gonzales,  in  southeast  Texas,  comprising  the  undeveloped  central  portion  of  the 
Gonzales Oil Field.   

2.  SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES 

The  principal  accounting  policies  applied  in  the  preparation  of  these  consolidated  financial 
statements are set out below.  

These  policies  have  been  consistently  applied  to  all  the  years  presented,  unless  otherwise 
stated. 

2.1 Basis of preparation  
These consolidated financial statements have been prepared and approved by the Directors in 
accordance with the UK adopted International Accounting Standards. 

The financial statements have been prepared under the historical cost convention. 

The preparation of financial statements in conformity with the international financial reporting 
standards requires the use of certain critical accounting estimates. It also requires management 
to exercise its judgement in the process of applying the Group’s accounting policies. The areas 
involving  a  higher  degree  of  judgement  or  complexity,  or  areas  where  assumptions  and 
estimates are significant to the consolidated financial statements are disclosed in note 4. 

2.2 Basis of consolidation 
The Group financial statements consolidate the financial statements of the Company and all its 
subsidiaries (the “Group”).   

Subsidiaries  include  all  entities  over  which  the  Group  is  exposed,  or  has  rights,  to  variable 
returns from its involvement with the investee and has the ability to affect those returns through 
its power over the investee.  The existence and effect of potential voting rights that are currently 
exercisable or convertible are considered when assessing whether the Group controls another 
entity. Subsidiaries are consolidated from the date on which control commences until the date 
that control ceases. Intra-group balances and any unrealised gains and losses on income or 
expenses  arising  from  intra-group  transactions,  are  eliminated  in  preparing  the  consolidated 
financial statements. 

40 

 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

2.  SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.2 Basis of consolidation (continued) 
Acquisition 
On 17 May 2017 Pennpetro Energy plc (“Pennpetro”) acquired 100% of the issued capital of 
Nobel Petroleum UK Limited (“Nobel UK”) in a share for share exchange with the shareholders 
of Nobel UK’s parent company at that time, Nobel Petroleum Ireland Limited (“Nobel Ireland”). 
Due to the relative size of the companies, Nobel Ireland’s shareholders became the majority 
shareholders in the enlarged share capital. Pennpetro’s shares were later listed on the London 
Stock Exchange in December 2017.  

The transaction fell outside the scope of IFRS 3 (“Business Combinations”) and as such has 
been treated  as a reverse merger and  accounted for  as a share-based  payment transaction 
which  should  be  accounted  for  in  accordance  with  IFRS  2.  On  the  basis  of  the  guidance  in 
paragraph B21 of IFRS 3, the reverse merger has been treated as a continuation of the Nobel 
Group  into  the  Pennpetro  Group.  The  consideration  included  the  issue  of  new  share  capital 
and the issue of a convertible bond.   

Pennpetro  was  incorporated  with  the  intention  of  obtaining  a  listing  on  the  LSE  shortly  after 
completing a reverse merger with Nobel UK by way of a share swap with Nobel UK’s parent 
company Nobel Ireland. Nobel Ireland’s shareholders retained a majority interest in the listed 
Pennpetro after the transaction.   

2.3 Business combinations 
The  acquisition  of  the  other  subsidiaries  is  accounted  for  using  the  acquisition  method  of 
accounting.  The  acquisition  method  of  accounting  is  used  to  account  for  business 
combinations.  The  cost  of  an  acquisition  is  measured  as  the  fair  value  of  the  assets  given, 
equity instruments issued, and liabilities incurred or assumed at the date of exchange, and the 
equity  interests  issued.  Identifiable  assets  acquired,  and  liabilities  and  contingent  liabilities 
assumed in a business combination are measured initially at their fair value at the acquisition 
date. Acquisition related costs are expensed as incurred. Where necessary, amounts reported 
by subsidiaries have been adjusted to conform with the Group’s accounting policies.  

2.4 Going concern 
The Group’s business activities, together with the factors likely to affect its future development 
and performance are set out in the Executive Director’s Statement. In addition, notes 3 and 24 
to  the  financial  statements  disclose  the  Group’s  and  Company’s  objectives,  policies  and 
processes for managing financial risks and capital.   

On 2 June 2021, the Company announced the execution of a three-year £20,000,000 Share 
Subscription Facility Agreement ("Facility") with GEM Global Yield LLC SCS, Luxembourg, and 
GEM Yield Bahamas Limited (GEM Global).  This new surce of funds will enable the group to 
re-establish its operations in Texas and fund the Group’s ongoing cashflow needs. 

On  16  March  2022,  the  Company  raised  £350,000  gross  proceeds  through  the  issue  of 
1,166,667 new ordinary shares at a price of 30p per share.  

On 29 June 2022, Petroquest Energy Limited extended the repayment date by one year on the 
loan  owing by Nobel Petroleum LLC. The revised maturity date on the loan is  31 December 
2023. 

The  Group  has  prepared  cashflow  forecasts  to  31  December  2023.  The  Directors  have 
considered these forecasts and have a reasonable expectation that the Company and Group 
has adequate resources to continue in operational existence through to 31 December 2023 as 
projected.  

41 

 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

2.  SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.4 Going concern (continued) 
This is subject to material adverse unforeseen events that may occur, including but not limited 
to  oil  and  gas  prices  and  further  hinderances  to  operations  as  a  result  of  the  Covid-19 
pandemic.  

The Directors continue to consider it appropriate to prepare the Group and Company financial 
statements on a going concern basis. 

2.5  New  standards,  amendments  and  interpretations  adopted  by  the  Group  and 
Company 
The following IFRS or IFRIC interpretations were effective for the first time for the financial year 
beginning 1 January 2021. Their adoption has not had any material impact on the disclosures 
or on the amounts reported in these financial statements: 

Standards /interpretations 
IFRS 16 

IAS 1 & IAS 8 amendments 

IFRS 3 amendments 

Application 
Amendments to provide lessees with an exemption from 
assessing whether a COVID-19 related rent concession is 
a lease modification 
Amendments regarding the definition of materiality 

Amendments to clarify the definition of a business and 
amendments updating a reference to the conceptual 
framework 

2.6 New standards, amendments and interpretations not yet adopted 

Standards /interpretations 
IAS 1 amendments 

IFRS 3 amendments 

IFRS 16 

IAS 8 

IAS 12 

IAS 16 amendments 

  Application 

Presentation of Financial Statements: Classification of 
Liabilities as Current or Non-Current. 
Effective: Annual periods beginning on or after 1 January 
2023 
Business Combinations – Reference to the Conceptual 
Framework. 
Effective: Annual periods beginning on or after 1 January 
2022 
Amended by Covid-19 Related Rent Concessions beyond 
30 June 2021 (amendment to IFRS 16) 
Effective: Annual periods beginning on or after 1 April 
2021 
Amendments regarding the definition of accounting 
estimates 
Effective Annual periods beginning on or after 1 January 
2023 
Amendments resulting from Deferred tax related to Assets 
and Liabilities arising from a single transaction. 
Effective Annual periods beginning on or after 1 January 
2023 
Amendments prohibiting a company from deducting from 
the cost of property plant and equipment amounts 
received from selling items produced while the company is 
preparing the asset for intended use. 
Effective: Annual periods beginning on or after 1 January 
2022 

42 

 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

2.  SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.6 New standards, amendments and interpretations not yet adopted (continued) 

IAS 37 amendments 

IFRS 1, IFRS 9, IFRS 16, 
IAS41 

Amendments regarding the costs to include when 
assessing whether a contract is onerous. 
Effective: Annual periods beginning on or after 1 January 
2022 
Annual Improvements to IFRS Standards 2018-2020 
Cycle. (Fees in the ’10 per cent’ test for derecognition of 
financial liabilities) Effective: Annual periods beginning on 
or after 1 January 2022 

There are no IFRS’s or IFRIC interpretations that are not yet effective that would be expected 
to have a material impact on the Company or Group.  

2.7 Investments in subsidiaries  
Investments in subsidiaries are accounted for at cost less impairment. 

2.8 Foreign Currency Translation 

•  Functional and presentation currency 

Items included in each of the financial statements of the Group’s entities are measured 
using the currency of the primary economic environment in which the entity operates (the 
‘functional  currency’).  The  functional  currency  of  the  UK  parent  entity  and  Nobel  UK 
Limited is pound sterling and the functional currency of the US subsidiaries is US dollars. 
The financial statements are presented in US Dollars, rounded to the nearest dollar, which 
is the Group’s and Company’s presentation currency. 

•  Transactions and balances 

Foreign  currency  transactions  are  translated  into  the  functional  currency  using  the 
exchange rates prevailing at the dates of the transactions or valuation where such items 
are  re-measured.  Foreign  exchange  gains  and  losses  resulting  from  the  settlement  of 
such transactions and from the translation at year-end exchange rates of monetary assets 
and  liabilities  denominated  in  foreign  currencies  are  recognised  in  the  Statement  Of 
Comprehensive Income. 

•  Group companies 

The results and financial position of all the Group entities that have a functional currency 
different from the presentation currency are translated into the presentation currency as 
follows: 
•  assets and liabilities for each Statement of Financial Position presented are translated 

• 

at the closing rate at the date of that Statement of Financial Position; 
income and expenses for each Statement of Comprehensive Income are translated at 
average exchange rates (unless this average is not a reasonable approximation of the 
cumulative effect of the rates prevailing on the transaction dates, in which case income 
and expenses are translated at the dates of the transactions); and 

•  all resulting exchange differences are recognised in other comprehensive income. 

On  consolidation,  exchange  differences  arising  from  the  translation  of  the  net  investment  in 
foreign entities, and of monetary items receivable from foreign subsidiaries for which settlement 
is neither planned nor likely to occur in the foreseeable future are taken to other comprehensive 
income.  When  a  foreign  operation  is  sold,  such  exchange  differences  are  recognised  in  the 
Statement of Comprehensive Income as part of the gain or loss on sale. 

43 

 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

3.  SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.9 Property, plant and equipment 
Following evaluation of successful exploration of wells, if commercial reserves are established 
and the technical feasibility of extraction  demonstrated, and once  a project is sanctioned for 
commercial development, then the related capitalised exploration costs are transferred into a 
single field cost centre within ‘producing properties’ within property, plant and equipment after 
testing for impairment. 

The net book values of ‘producing properties’ are depreciated on a unit of production basis at 
a rate calculated by reference to proven and probable reserves and incorporating the estimated 
future cost of developing and extracting those reserves once production has commenced.  

The Petroleum (Mineral lease) expenditure to date is over land that has already had historical 
vertical drilled wells and has proven oil reserves. All these costs were therefore immediately 
capitalised within property, plant and equipment. 

All  costs  incurred  after  the  technical  feasibility  and  commercial  viability  of  producing 
hydrocarbons has been demonstrated, are capitalised within ‘drilling costs and equipment’ on 
a well-by-well basis. Subsequent expenditure is capitalised only where it either enhances the 
economic  benefits  of  the  development/producing  asset  or  replaces  part  of  the  existing 
development/producing  asset.  Any  costs  remaining  associated  with  the  part  replaced  are 
expensed.  

All property, plant and equipment other than oil and gas assets are stated at historical cost less 
depreciation. Historical cost includes expenditure that is directly attributable to the acquisition 
of the items. 

All  other  repairs  and  maintenance  are  charged  to  the  Statement  of  Comprehensive  Income 
during the financial period in which they are incurred. 

Depreciation is charged so as to allocate the cost of assets, over their estimated useful lives, 
on a straight-line basis as follows: 
Office equipment – 4 years 
The assets’ residual values and useful lives are reviewed, and adjusted if appropriate, at each 
financial year-end. 

Gains and losses  on disposal  are determined  by comparing proceeds with carrying amount. 
These are included in the Statement of Comprehensive Income. 

2.10 Intangible assets 

•  Development expenditure 
Expenditure  on  the  drilling  of  development  wells,  including  service,  is  capitalised 
initially  within  intangible  fixed  assets  and  when  the  well  has  formally  commenced 
commercial production, then it is transferred to property, plant and equipment and is 
depreciated  from  the  commencement  of  production  as  described  in  the  accounting 
policy for property, plant and equipment 

44 

 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

2.  SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.10 Intangible assets (continued) 

•  Drilling costs and Petroleum mineral leases 
The Group applies the successful efforts method of accounting for oil and gas assets, 
having regard to the requirements of IFRS 6 ‘Exploration for and Evaluation of Mineral 
Resources’. Costs incurred prior to obtaining the legal rights to explore an  area  are 
expensed immediately to the Statement of Comprehensive Income. 

Exploration expenditure incurred in the process of determining exploration targets is 
capitalised initially within intangible assets as drilling costs. Drilling costs are initially 
capitalised on a well-by-well basis until the success or otherwise has been established.  
Drilling  costs  are  written  off  on  completion  of  a  well  unless  the  results  indicate  that 
hydrocarbon reserves exist and there is a reasonable prospect that these reserves are 
‘Drilling 
commercially  viable.  Drilling  costs  are  subsequently 
expenditure’  within  property,  plant  and  equipment  and  depreciated  over  their 
estimated  useful  economic  life.  All  such  costs  are  subject  to  regular  technical, 
commercial  and  management  review  on  at  least  an  annual  basis  to  confirm  the 
continued intent to develop or otherwise extract value from the discovery. Where this 
is  no  longer  the  case,  the  costs  are  immediately  expensed  to  the  Statement  of 
Comprehensive Income. 

transferred 

to 

2.11 Impairment of Non-Financial Assets 
Assets not ready for use are not subject to amortisation and are tested annually for impairment.  
Assets  that  are  subject  to  amortisation  or  depreciation  are  reviewed  for  impairment  at  each 
reporting date. An impairment loss is recognised for the amount by which the asset’s carrying 
amount exceeds its recoverable amount. The recoverable amount is the higher of an asset’s 
fair value less costs to sell and value in use.  For the purposes of assessing impairment, assets 
are grouped at the lowest levels for which there are separately identifiable cash flows (cash-
generating  units).  Non-financial  assets  other  than  goodwill  that  suffered  impairment  are 
reviewed for possible reversal of the impairment at each reporting date. 

2.12 Financial assets 

Classification 
Financial assets are recognised when the Group becomes a party to the contractual provisions 
of the instrument. At initial recognition, the Group measures its financial  assets at amortised 
cost which comprise ‘trade and other receivables’ and ‘cash and cash equivalents’. 

A  financial  asset  shall  be  measured  at  amortised  cost  if  both  of the  following  conditions  are 
met: 
• 

the  financial  asset  is  held  within  a  business  model  whose  objective  is  to  hold  financial 
assets in order to collect contractual cash flows; and 
the contractual terms of the financial asset give rise on specified dates to cash flows that 
are solely payments of principal and interest on the principal amount outstanding. 

• 

Recognition and measurement 
At initial recognition, an entity shall measure a financial asset at its fair value plus transaction 
costs that are directly attributable to the acquisition or issue of the financial asset. 

At initial recognition, an entity shall measure trade receivables at their transaction price if the 
trade receivables do not contain a significant financing component. 

45 

 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

2.   SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.12 Financial assets (continued) 

Derecognition 
The Group derecognises a financial asset when the contractual rights to the cash flows from 
the asset expire, or it transfers the rights to receive the contractual cash flows on the financial 
asset in a transaction in which substantially all the risks and rewards of the ownership of the 
financial  asset  are  transferred.  Any  interest  in  transferred  financial  assets  that  is  created  or 
retained by the Group is recognised as a separate asset or liability. 

Derecognition also takes place for certain assets when the Group writes-off balances pertaining 
to the assets deemed to be uncollectible. 

Impairment of financial assets 
IFRS  9  mandates  the  use  of  an  expected  credit  loss  model  to  calculate  impairment  losses 
rather than an incurred loss model, and therefore it is not necessary for a credit event to have 
occurred  before  credit  losses  are  recognised.  The  impairment  model  applies  to  the  Group’s 
financial assets and loan commitments. The Group recognises lifetime expected credit losses 
(“ECL”)  when  there  has  been  a  significant  increase  in  credit  risk  since  initial  recognition. 
However, if the credit risk on the financial instrument has not increased significantly since initial 
recognition, the Group measures the loss allowance for that financial instrument at an amount 
equal to 12-month ECL.  

The Group is satisfied that the credit risk of its financial assets has not significantly increased 
and no provision for losses is required. The Group has concluded this on the basis of ongoing 
monitoring of the credit status of bank counterparties and the long-term operating relationships 
that the Group has with the other debtor counterparties. 

2.13 Short term investments 
Short term investments include amounts held in bank accounts and deposits by intermediaries 
that have been approved by the Directors. 

2.14 Cash and cash equivalents 
Cash  and  cash  equivalents  comprise  cash  at  bank  and  in  hand  and  demand  deposits  with 
banks. 

2.15 Trade and other payables 
Trade and other payables are initially measured at fair value, net of transaction costs that are 
directly  attributable  to  the  issue  of  the  financial  liability  and  are  subsequently  measured  at 
amortised cost using the effective interest method if the time value of money is significant. 

2.16 Borrowings 
Borrowings  are  recognised  initially  at  fair  value  minus  transaction  costs  that  are  directly 
attributable  to  the  issue  of  the  financial  liability.    Borrowings  are  subsequently  carried  at 
amortised  cost;  any  difference  between  the  proceeds  (net  of  transaction  costs)  and  the 
redemption  value  is  recognised  in  the  Income  Statement  over  the  period  of  the  borrowings, 
using the effective interest method. 

Borrowings are classified as current liabilities unless the Group has an unconditional right to 
defer settlement of the liability for at least 12 months after the end of the reporting period. 

46 

 
 
 
 
 
 
  
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

2.  SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.17 Share capital  
Ordinary shares are classified as equity when there is no obligation to transfer cash or other 
assets. Incremental costs directly attributable to the issue of equity instruments are shown in 
equity as a deduction from the proceeds, net of tax. Incremental costs directly attributable to 
the issue of equity instruments as consideration for the acquisition of a business are included 
in the cost of acquisition. 

2.18 Reserves 
The reverse merger as described in Accounting Policy 2.2; the acquisition has been accounted 
for as a share-based payment transaction which should be accounted for in accordance with 
IFRS  2.  On  the  basis  of  the  guidance  in  para  13A  of  IFRS  2,  the  reverse  merger  has  been 
treated  as  a  continuation  of  the  Nobel  Group  into  the  Pennpetro  Group.  The  consideration 
included  the  issue  of  new  share  capital  and  the  issue  of  a  convertible  bond.  The  total 
consideration less the share capital in Nobel UK resulted in the creation of the reorganisation 
reserve. 

The convertible reserve represents the principal value of a mandatory convertible note issued 
by Pennpetro Petroleum plc to  Nobel Petroleum Ireland Limited in part consideration for the 
acquisition of Nobel Petroleum UK under an agreement dated 17 May 2017.  

The translation reserve represents effects of currency translation in the year. 

2.19 Taxation 
The tax expense or credit comprises current and deferred tax. It is calculated using tax rates 
that have been enacted or substantively enacted by the Statement of Financial Position date.  

Deferred tax is accounted for using the balance sheet liability method in respect of temporary 
differences arising from differences between the carrying amount of assets and liabilities in the 
financial statements and the corresponding tax basis used in the computation of taxable profit.  
In  principle,  deferred  tax  liabilities  are  recognised  for  all  taxable  temporary  differences  and 
deferred tax assets are recognised to the extent that it is probable that taxable profits will be 
available  against  which  deductible  temporary  differences  can  be  utilised.    Such  assets  and 
liabilities  are  not  recognised  if  the  temporary  difference  arises  from  goodwill  (or  negative 
goodwill) or from the initial recognition (other than in a business combination) of other assets 
and liabilities in a transaction, which affects neither the tax profit nor the accounting profit. 

Deferred tax liabilities are recognised for taxable temporary differences arising on investments 
in subsidiaries and associates, and interests in joint ventures, except where the Group is able 
to  control  the  reversal  of  the  temporary  difference  and  it  is  probable  that  the  temporary 
difference will not reverse in the foreseeable future. Deferred tax is calculated at the tax rates 
that  are  expected  to  apply  to the  period  when  the  asset  is  realised,  or  the  liability  is  settled.  
Deferred tax is charged or credited in the Statement of Comprehensive Income, except when 
it relates to items credited or charged directly to equity, in which case the deferred tax is also 
dealt with in equity.  Deferred tax assets and liabilities are offset when they relate to income 
taxes levied by the same taxation authority and the Group intends to settle its current tax assets 
and liabilities on a net basis. 

2.20 Segment Information 
Operating segments are reported in a manner consistent with the internal reporting provided to 
the chief operating decision-maker (“CODM”), who is responsible for allocating resources and 
assessing performance of the operating segments and making strategic decisions. The CODM 
is determined to be the board of Directors. 

47 

 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

2.   SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 

2.21 Share based payments 
All services received in exchange for the grant of any share-based remuneration are measured 
at their fair values. These are indirectly determined by reference to the fair value of the share 
options/warrants awarded. Their value is appraised at the grant date and excludes the impact 
of any non-market vesting conditions (for example, profitability and sales growth targets). 

Share  based  payments  are  ultimately  recognised  as  an  expense  in  the  Statement  of 
Comprehensive Income with a corresponding credit to other reserves in equity, net of deferred 
tax  where  applicable.  If  vesting  periods  or  other  vesting  conditions  apply,  the  expense  is 
allocated over the vesting period, based on the best available estimate of the number of share 
options/warrants expected to vest. Non-market vesting conditions are included in assumptions 
about the number of options/warrants that are expected to become exercisable. Estimates are 
subsequently  revised,  if  there  is  any  indication  that  the  number  of  share  options/warrants 
expected  to  vest  differs  from  previous  estimates.  No  adjustment  is  made  to  the  expense  or 
share issue cost recognised in prior periods if fewer share options ultimately are exercised than 
originally estimated. 

Upon  exercise  of  share  options,  the  proceeds  received  net  of  any  directly  attributable 
transaction costs up to the nominal value of the shares issued are allocated to share capital 
with any excess being recorded as share premium. 

Where share options are cancelled, this is treated as an acceleration of the vesting period of 
the options. The amount that otherwise would have been recognised for services received over 
the  remainder  of  the  vesting  period  is  recognised  immediately  within  the  Statement  of 
Comprehensive Income. 

3.  FINANCIAL RISK MANAGEMENT 

The Group’s activities expose it to a variety of financial risks: market risk (including currency 
risk and cash flow and interest rate risk), credit risk and liquidity risk. 

Market risk 
The Group operates in an international market for hydrocarbons and is exposed to risk arising 
from variations in the demand for and price of the hydrocarbons. Oil and gas prices historically 
have  fluctuated  widely  and  are  affected  by  numerous  factors  over  which  the  Group  has  no 
control,  including  world  production  levels,  international  economic  trends,  exchange  rate 
fluctuations, speculative activity and global or regional political events. 

  Currency risk 

The  majority  of  the  Group’s  purchase  transactions  and  expenditure  are  denominated  in  US 
dollars.  The  currencies  are  stable,  and  any  exchange  risk  is  managed  by  maintaining  bank 
accounts denominated in those currencies. 

48 

 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

3.  FINANCIAL RISK MANAGEMENT (continued) 

Credit risk 
The Group’s  principal financial assets are cash and cash equivalents, other receivables and 
short-term investments. 

Credit  risk  represents  the  risk  of  loss  the  Group  would  incur  if  third  party  operators  and 
counterparties fail to fulfil their credit obligations. The risk is concentrated between a relatively 
small group of operators given the small number of parties involved in oil and gas exploration 
and production activities. The Group seeks to mitigate this risk where possible by assessing 
the credit quality of the participants and by establishing ongoing and long-term relationships. 

The  initial  credit  risk  on  cash  and  cash  equivalents  and  short-term  investments  is  limited 
because  it  is  the  Group’s  policy  to  invest  with  banks  that  firstly  offer  the  greatest  degree  of 
security in the view of the Group and, secondly the most competitive interest rates. The credit 
risk for short term investments and cash and cash equivalents is considered negligible since 
the counterparties are reputable banks. 

Other receivables include amounts due from parties that have been involved in the Gonzales 
Project since its inception  and continue to have an interest in the Group in their capacity as 
shareholders in Pennpetro or as lenders to the Group.  Other receivables are therefore initially 
considered low credit risk.  

Other  receivables  are  considered  in  default  if  the  entity  or  party  has  not  settled  its  payment 
obligation by the due date set out in the underlying contracts and agreements. 

A  loss  allowance  is  recognised  for  expected  credit  losses  on  all  financial  assets  held  at  the 
balance sheet date. Given risk mitigation steps undertaken by the Directors, no provision has 
been made for losses.  

The maximum exposure due to credit risk for the Group on financial assets during the year was 
$346,198 (2020: $359,424). All amounts are expected to be received in full and on time. 

Liquidity risk 
Cash flow forecasting is performed in the operating entities of the Group and aggregated by 
Group Finance.  Group Finance monitors rolling forecasts of the Group’s liquidity requirements 
to ensure it has sufficient cash to meet operational needs, while seeking to maintain sufficient 
headroom on its undrawn committed borrowing facilities (note 20) at all times, so that the Group 
does  not  breach  borrowing  limits  or  covenants  (where  applicable)  on  any  of  its  borrowing 
facilities.  Such forecasting takes into consideration the Group’s debt financing plans, covenant 
compliance,  compliance  with  internal  Statement  of  Financial  Position  ratio  targets,  and,  if 
applicable, external regulatory or legal requirements (for example, currency restrictions). 

The  table  below  analyses  the  Group’s  non-derivative  financial  liabilities  and  net-settled 
derivative financial liabilities into relevant maturity groupings, based on the remaining period at 
the Statement of Financial Position to the contractual maturity date. The amounts disclosed in 
the table are the contractual undiscounted cash flows. 

49 

 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

3.  FINANCIAL RISK MANAGEMENT (continued) 

Liquidity risk (continued) 

Group 

At 31 December 2021 

Borrowings (undiscounted) 

Trade and other payables 

At 31 December 2020 
Borrowings (undiscounted) 

Trade and other payables 

Less than  
1 year 
$ 

Between 
1 and 2 years 
$ 

Between  
2 and 3 years 
$ 

4,190,324 

1,044,529 

4,242,366 

496,086 

- 

- 

- 

- 

- 

- 

- 

- 

4.  CRITICAL ACCOUNTING ESTIMATES AND JUDGEMENTS 

4.1 Use of estimates and judgements 
The  preparation  of  Financial  Statements  in  conformity  with  IFRSs  requires  management  to 
make  judgements,  estimates  and  assumptions  that  affect  the  application  of  policies  and 
reported amounts of assets and liabilities, income and expenses. The estimates and associated 
assumptions are based on historical experience and various other factors that are believed to 
be  reasonable  under  the  circumstances,  the  results  of  which  form  the  basis  of  making  the 
judgements  about  carrying  values  of  assets  and  liabilities  that  are  not  readily  apparent  from 
other sources. Actual results may differ from these estimates. 

The  estimates  and  underlying  assumptions  are  reviewed  on  an  ongoing  basis.  Revisions  to 
accounting estimates are recognised in the period in which the estimate is revised if the revision 
affects only that period, or in the period of the revision and future periods if the revision affects 
both current and future periods. In particular, information about significant areas of estimation 
uncertainty  and  critical  judgements  in  applying  accounting  policies  that  have  the  most 
significant effect on the amount recognised in the financial statements are described below. 

4.2 Critical accounting judgements 

•  Recoverability of non-producing mineral leases and capitalised drilling costs & 

equipment 

 Management tests annually whether non-producing mineral leases have future economic 
value in accordance with the accounting policies. This assessment takes into consideration 
the  likely  commerciality  of  the  asset,  the  future  revenues  and  costs  pertaining  and  the 
discount rates to be applied for the purposes of deriving a recoverable value. In the event 
that a lease does not represent an economic drilling target and results indicate that there 
is no additional upside, the mineral lease and drilling costs will be impaired. The Directors 
have reviewed the estimated value of the licences and have concluded that an impairment 
charge of $Nil (2020: $Nil) should be recognised.  The Directors do not consider that there 
is a significant risk of material adjustment to the  estimated value of the  leases given the 
underlying value of proven reserves and the successful testing, trials and completion of the 
initial well. 

50 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

4.  CRITICAL ACCOUNTING ESTIMATES AND JUDGEMENTS (continued) 

4.2 Critical accounting judgements (continued) 

Impairment of investments 

• 
The Directors have assessed at year end whether there is any indication that the carrying 
value  of  the  Company’s  investment  in  its  subsidiaries  has  been  impaired.  The  Directors 
have determined that the value of the assets owned by its subsidiaries, namely the mineral 
leases, the proven oil and gas reserves and Net Revenue Interests are significantly higher 
than  the  Investment  carried  in  the  Company’s  books.    The  Directors  therefore  do  not 
consider  any  impairment  is  necessary.  The  Directors  do  not  consider  that  there  is  a 
significant  risk  of  material  downward  adjustment  to  the  estimated  levels  of  proven  and 
probable reserves in the next 12 months, but have disclosed this as an area of significant 
estimation based on the size of the balance. 

•  Going concern  
When  assessing  going  concern  the  Directors  considered  whether  there  was  a  material 
uncertainty  The  Company  is  currently  looking  to  draw  down  funds  under  the  Share 
Subscription Facility awarded on 2 June 2021.. The Directors have considered the current 
share price and historic pricing movements and are satisfied, based on this, that adequate 
funds will be received that, in conjunction with existing sources of finance, will enable the 
Group to continue to operate as a going concern for at least 12 months from the date of 
signature. On 16 March 2022, the Company raised £350,000 gross proceeds through the 
issue of 1,166,667 new ordinary shares at a price of 30p per share. Additionally, on 29 June 
2022,  Petroquest  Energy  Limited  extended  the  repayment  date  by  one  year  on  the  loan 
owing  by  Nobel  Petroleum  LLC.  The  revised  maturity  date  on  the  loan  is  31  December 
2023.  On  this  basis  the  Directors  did  not  consider  there  to  be  a  material  uncertainty  in 
respect of going concern. 

•  Estimated  impairment  of  producing  properties  and  capitalised  drilling  costs  & 

equipment 

 At 31 December 2021, petroleum mineral leases and capitalised drilling costs & equipment 
on  petroleum  properties  have  a  total  carrying  value  of  $5,618,821  (2020:  $5,618,204), 
(notes 12 and 13).  Management tests annually whether the assets have future economic 
value in accordance with the accounting policies and has placed reliance on the Competent 
Persons Report (“CPR”) prepared in December 2017. 

 All  of  the  mineral  leases  were  offered  on  an  initial  term  of  three  years  with  an  option  to 
extend them by two years.  All of the leases covering the initial permit area do not need 
renewing  whilst  there  is  any  production  from  the  permitted  area.  The  initial  drilled  well 
COG#1-H was drilled within the initial term and is classified by the Texas Commission as 
a production unit and therefore leases are held pursuant to that production status. 

 The recoverable amount of each property has been determined based on a value in use 
calculation which requires the use of certain estimates and assumptions such as long-term 
commodity  prices (i.e. oil and gas prices), pre-tax discount rates, operating costs, future 
capital  requirements  and  mineral  resource  estimates.  These  estimates  and  assumptions 
are subject to risk and uncertainty and therefore a possibility that changes in circumstances 
will impact the recoverable amount. 

 The following information has been used by the Directors in determining the recoverability 
of  the  Company’s  Petroleum  properties.  The  Source  for  this  information  is  the  CPR 
prepared in December 2017.  

51 

 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

4.  CRITICAL ACCOUNTING ESTIMATES AND JUDGEMENTS (continued) 

•  Estimated  impairment  of  producing  properties  and  capitalised  drilling  costs  & 

equipment (continued) 

•  The  Pennpetro  Group  owns  approximately  1,000  leases  on  2,500  acres  in 

Gonzales, Texas. 

•  The Group’s Net Working Interests are 4,000 Mbbl of oil and 2,000 MMcf of gas. 
•  Base case oil sold is assumed at $33 per barrel and gas at $3.20 per thousand 

cubic feet. 

•  WTI Oil initially for two years at $33 then at $45 and gas pricing held constant to 

depletion in 2031. 

•  The  total  proved  future  Net  Revenue  Interest  after  costs  as  at  1  June  2021: 

Undiscounted $120m (2020: $92m). 

The Directors are comfortable in relying on the CPR for the following reasons: 

-  The  oil  sold  price  used  by  the  Directors  in  their  revised  assessment  of  future  Net 
Revenue of $33, is lower than current and future forecast WTI prices. The WTI price as 
at 23 June 2022 was $105.32 (source: Bloomberg markets). 

-  Operating costs remain unchanged. 
-  The Group increased  its Working Interest to 100% during 2019  and consequently its 
Net Revenue Interest increased to 75%.  This was as a result of taking legal ownership 
of the remaining participants interests in the Gonzales Project. 

-  The  effect  of  the  increase  in  the  Group’s  Net  Revenue  Interest  counteracts  the 
reduction  in  oil  price  used  by  the  Directors  in  calculating  the  total  proved  future  Net 
Revenue Interest after costs. 

 Based  on  the  information  provided  in  the  CPR,  updated  for  changes  in  Net  Revenue 
Interest and oil price, the Directors have determined that the Company’s oil properties have 
not been impaired as at the  31 December 2021. The  Directors also do not consider that 
there is a significant risk of material adjustment to the estimates used to assess impairment 
of producing properties and capitalised drilling costs & equipment in the next 12 months, 
but have disclosed this as an area of significant estimation based on the size of the balance.  

52 

 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

5.  SEGMENTAL INFORMATION 

The Group operates in two geographical areas, the United Kingdom and the United States of 
America. Activities in the UK are mainly administrative in nature whilst the activities in the USA 
relate to exploration and production from oil and gas wells. The reports reviewed by the Board 
of  Directors  that  are  used  to  make  strategic  decisions  are  based  on  these  geographical 
segments.  

Year ended 31 December 2021 

USA 
$ 

Intra-segment 
balances 
$ 

UK 
$ 

- 
(29,595) 

- 
(991,451) 

- 

617 

- 

- 

- 
- 

- 

- 

Total 
$ 

- 
(1,021,046) 

- 

617 

- 
6,050,937 
3,593,419 

- 
3,128,332 
1,335,042 

- 
(3,042,414) 
(3,042,414) 

- 
5,965,019 
5,300,791 

Revenue 
Operating loss 
Depreciation & 
amortisation 

Capital expenditure 
Development expenditure 
Total assets 
Total liabilities 

Year ended 31 December 2020 

USA 
$ 

Intra-segment 
balances 
$ 

UK 
$ 

Revenue 
Operating profit/(loss) 
Depreciation & 
amortisation 
Capital expenditure 
Development expenditure 
Total assets 
Total liabilities 

66,798 
(671,842) 

- 
(639,524) 

577 

959 

- 
- 

- 

23,151 
67,153 
5,877,838 
6,686,644 

- 
- 
3,111,264 
548,910 

- 
- 
(3,011,474) 
(3,011,474) 

Total 
$ 

66,798 
(1,311,366) 

1,536 

23,151 
67,153 
5,977,628 
4,224,080 

53 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

5.  SEGMENTAL INFORMATION (continued) 

The amounts provided to the Board of Directors with respect to total assets are measured in a 
manner consistent with that of the financial statements. These assets are allocated based on 
the operations of the segment and physical location of the asset.  

Reportable segments’ assets are reconciled to total assets as follows: 

  Year ended 
31 December 
2021 
$ 

Year ended 
31 December 
2020 
$ 

Segmental assets for reportable segments 
Total assets per Statement of Financial Position 

5,965,019 
5,965,019 

5,977,628 
5,977,628 

Information about major customers/operating partners  
At 31 December 2021, Nobel USA held a 100% Working Interest (2020: 100%) in the leasehold 
petroleum  interests  which  are  centred  on  the  City  of  Gonzales,  southwest  Texas,  USA, 
comprising the undeveloped central portion of the Gonzales Oil Field.  

6.  EXPENSES BY NATURE 

Group 

Legal, professional and compliance costs 
Depreciation and amortisation 
Foreign exchange loss 
Loan arrangement fee 
Other costs 
Total administrative expenses 

  Year ended 
31 December 
2021 
$ 

Year ended 
31 December 
2020 
$ 

186,028 
- 
22,307 
550,033 
262,678 
1,021,046 

84,192 
76,630 
743,679 
- 
473,663 
1,378,164 

54 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

7.  AUDITOR REMUNERATION 

Services provided by the Company’s auditor and its associates 
During the year, the Group (including its overseas subsidiaries) obtained the following services 
from the Company’s auditor: 

  Year ended 
31 December 
2021 
$ 

Year ended 
31 December 
2020 
$ 

Fees payable to the Company’s auditor for the audit 
of the parent company and consolidated financial  
Statements 

38,400 

32,000 

8.  STAFF COSTS 

Group and Company 

Wages and salaries 
Social security costs 
Valuation of options 

Directors’ Emoluments 

Keith Edelman (resigned on  
15 April 2021)  

Emoluments 

Olof Rapp 

Philip Nash (resigned on  
8 June 2021) 

Thomas Evans 

Valuation of options 
Emoluments 
Valuation of options 

Emoluments 

Valuation of options 
Emoluments 
Valuation of options 

2021 
$ 

114,652 
7,233 
229,224 
351,109 

2021 
$ 

13,528 

27,601 
40,306 
79,913 

17,558 

41,797 
40,306 
79,913 
340,922 

2020 
$ 

160,000 
12,146 
362,730 
534,876 

2020 
$ 

47,026 

90,682 
40,306 
90,682 

40,306 

90,682 
40,306 
90,682 
530,672 

The Group does not employ any full-time employees at its US subsidiaries. Instead the Group 
uses specialist service providers to fulfil its well drilling and land management requirements. 

The average monthly number of staff, including the Directors, during the financial year was as 
follows: 

Directors 

2021 

3 

2020 

4 

55 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

9.  FINANCE INCOME AND FINANCE COSTS  

Loan adjustment for effective interest and bank interest 

2021 
$ 

- 

2020 
$ 

2,058 

Interest expense 

290,661 

262,796 

10. INCOME TAX 

The tax charge for the year is $Nil (2020: $Nil). 

Factors affecting the tax charge for the period 

The tax charge for each year is explained below:   

2021 
$ 

2020 
$ 

Loss for the year before taxation 

(1,311,707) 

(1,046,512) 

UK Loss before tax multiplied by the UK tax  
rate 19% (2020: 19%) 

(249,224) 

(198,837) 

Tax effect of: 
Expense not deductible for tax purposes 
Unutilised tax losses carried forward 

- 
249,224 
- 

- 
198,837 
- 

The  Group  has  UK  tax  losses  of  approximately  $913,199  (2020:  $663,895)  to  carry  forward 
against future profits. The Directors have not recognised a deferred tax asset on the losses to 
date due to the uncertainty of recovery. 

On 10 June 2021, the UK Government’s proposal to increase the rate of UK corporation tax 
from 19% to 25% with effect from 1 April 2023 was enacted into UK law. 

11. EARNINGS PER SHARE 

The  calculation  of  basic  and  diluted  earnings  per  share  is  based  on  the  following  loss  and 
number of shares: 

2021 

2020 

Group: 
Loss attributable to equity holders of the parent ($) 

1,311,707 

1,046,512 

Weighted average number of shares (number)  

76,452,106 

75,109,393 

Loss per share (cents) 

(1.72) 

(1.39) 

There is no difference between the basic and diluted earnings per share as the effect would be 
to increase the loss per share. 

56 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

12. PROPERTY, PLANT AND EQUIPMENT 

Group 

Cost 

  Petroleum 
(Mineral 
Leases) 
$ 

Office 
  equipment 
$ 

Total 
$ 

At 1 January 2020 

1,361,163 

11,512 

1,372,675 

Additions 
Currency translation 
At 31 December 2020 

Additions 
Currency translation 
At 31 December 2021 

Accumulated Depreciation  

At 1 January 2020 

Charge for the year 
Currency translation 
At 31 December 2020 

Charge for the year 
Currency translation 
At 31 December 2021 

Net Book Amount 

At 31 December 2020 

At 31 December 2021 

23,151 
- 
1,384,314 

617 
- 
1,384,931 

- 
275 
11,787 

- 
(88) 
11,699 

23,151 
275 
1,396,101 

617 
(88) 
1,396,630 

- 

- 
- 
- 

- 
- 
- 

9,941 

9,941 

1,536 
310 
11,787 

- 
(88) 
11,699 

1,536 
310 
11,787 

- 
(88) 
11,699 

1,384,314 

1,384,931 

- 

- 

1,384,314 

1,384,931 

57 

 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

12. PROPERTY, PLANT AND EQUIPMENT (continued) 

Company 

Cost 

At 1 January 2020 

Additions 
Currency translation 
At 31 December 2020 

Additions 
Currency translation 
At 31 December 2021 

Accumulated Depreciation 

At 1 January 2020 

Charge for the period 
Currency translation 
At 31 December 2020 

Charge for the period 
Currency translation 
At 31 December 2021 

Net Book Amount 

At 31 December 2020 

At 31 December 2021 

Office 
 equipment 
$ 

9,203 

- 
275 
9,478 

- 
(88) 
9,390 

8,209 

959 
310 
9,478 

- 
(88) 
9,390 

- 

- 

Office equipment depreciation expense of $Nil (2020: $959) has been charged in administrative 
expenses. 

58 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

13. INTANGIBLE ASSETS 

Group 

Cost 
At 1 January 2020 

Additions 
At 31 December 2020 

Additions 
At 31 December 2021 

Amortisation 
At 1 January 2020 

Amortisation charge for the year 
At 31 December 2020 

Amortisation charge for the year 
At 31 December 2021 

Net Book Amount 

At 31 December 2020 

At 31 December 2021 

Drilling 
costs 
$ 

Loan 
arrangement 
fees 
$ 

Total 
$ 

4,166,737 

270,339 

4,437,076 

67,153 
4,233,890 

- 
4,233,890 

- 
270,339 

67,153 
4,504,229 

- 
270,339 

- 
4,504,229 

- 

- 
- 

- 
- 

195,245 

195,245 

75,094 
270,339 

- 
270,339 

75,094 
270,339 

- 
270,339 

4,233,890 

4,233,890 

- 

- 

4,233,890 

4,233,890 

Drilling  costs  represents  acquired  exploration  and  evaluation  assets  with  an  undetermined 
useful life and are tested annually for impairment. Drilling costs are capitalised on a well by well 
basis if the results indicate the existence of a commercially viable level of reserves. No amounts 
are pledged as security for liabilities. 

At 31 December 2021, the Company held, through its US based subsidiary entities, 100% in 
the leasehold petroleum interests centred on the City of Gonzales, southwest Texas.  

Impairment review – Intangible assets 
The Directors have undertaken a review to assess whether circumstances exist which could 
indicate the existence of impairment, considering the following indicators: 

•  The Group no longer has title to mineral leases. 
•  A decision has been taken by the Board to discontinue exploration due to the absence 

of a commercial level of reserves. 

•  Sufficient data exists to indicate that the costs incurred will not be fully recovered from 

future development and participation.  

Following their assessment, the Directors recognised that no impairment charge is necessary. 
Further details regarding consideration of the carrying value is contained in note 4.

59 

 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

14. INVESTMENTS 

Investments in subsidiaries 

Company 

Shares in group undertakings 
At 1 January 
Additions 
Foreign exchange movements 
At 31 December 

The Group comprises of the following subsidiaries: 

2021 
$ 

2020 
$ 

7,104,824 

6,899,108 

(66,193) 
7,038,631 

205,716 
7,104,824 

Pennpetro USA Corp 
Registered Office:  
Nature of business:  
Class of share:  
% of equity shares held by Company: 

Nobel Petroleum USA Inc. 

Registered Office:  

Nature of business:  
Class of share:  
% of equity shares held by Company: 

Nobel Petroleum LLC 

Registered Office:  

Nature of business:  
Class of share:  
% of equity shares held by Company: 

Nobel Petroleum UK Limited 
Registered Office:  
Nature of business:  
Class of share:  
% of equity shares held by Company: 

Pennpetro Greentec UK Limited 
Registered Office:  
Nature of business:  
Class of share:  
% of equity shares held by Company: 

Pennpetro Green Energy Limited 
Registered Office:  
Nature of business:  
Class of share:  
% of equity shares held by Company: 

8 The Green Ste A, Dover, Delaware 19901, USA 
Oil and Gas 
Ordinary shares 
100% 

198 West 13th Street, Wilmington, Delaware 
19801, USA 
Oil and Gas 
Ordinary shares 
100% via Pennpetro USA Corp 

3867  Plaza  Tower  DR  Baton  Rouge,  Louisiana 
70816-4378, USA 
Oil and Gas 
Ordinary shares 
100% via Pennpetro USA Corp 

1/88 Whitfield St. London W1T 4EZ, UK 
Dormant, dissolved in April 2022 
Ordinary shares (£100) 
100%  

1/88 Whitfield St. London W1T 4EZ, UK 
Dormant 
Ordinary shares (£100) 
100%  

1/88 Whitfield St. London W1T 4EZ, UK 
Dormant 
Ordinary shares (£100) 
100%  

60 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

14. INVESTMENTS (continued) 

Pennpetro Greentec Limited 

Registered Office:  

Nature of business:  
Class of share:  
% of equity shares held by Company: 

1 Kalymnou, Q MERITO, 4th Floor, Agios Nikolaos, 
6037 Larnaca, Cyprus 
IP Holding 
Ordinary shares (€1,000) 
100%  

These subsidiary undertakings are included in the consolidation. The proportion of the voting 
rights in the subsidiary undertaking  held directly  by the parent company  does not differ from 
the proportion of ordinary shares held. 

15. TRADE AND OTHER RECEIVABLES 

Amounts owed from group 
undertakings 
Other receivables  

Group 

2021 
$ 

- 

2020 
$ 

Company 
2021 
$ 

2020 
$ 

- 

3,079,883 

3,047,540 

309,456 
309,456 

308,943 
308,943 

13,535 
3,093,418 

14,572 
3,062,112 

The fair value of all receivables is the same as their carrying values stated above.  

Group 
The  carrying  amounts  of  the  Group’s  trade  and  other  receivables  are  denominated  in  the 
following currencies: 

UK Pound Sterling 
US Dollar 

2021 
$ 

13,535 
295,921 
309,456 

2020 
$ 

13,663 
295,280 
308,943 

The maximum exposure to credit risk at the reporting date is the carrying value of each class 
of receivable mentioned above.  With respect to amounts due from Development participants, 
each  participant  has  provided  a  lien  over  its  lease  interests  and  a  security  interest  over  its 
interest in well assets. The Group does not hold any collateral as security for other receivables.    

The impact of a 10% favourable movement in the US Dollar to UK Pound would increase the 
carrying value of other receivables denominated in UK Pounds by approximately $1,353 (2020: 
$1,366). The impact of a 10% adverse movement in the US Dollar to UK Pound would reduce 
the carrying value of other receivables denominated in UK Pounds by approximately $1,353 
(2020: $1,366).    

Company 
The carrying amounts of the Company’s trade and other receivables are denominated in UK 
Pound Sterling.  

The maximum exposure to credit risk at the reporting date is the carrying value of each class 
of receivable mentioned above. The Company does not hold any collateral as security for other 
receivables.    

The impact of a 10% favourable movement in the US Dollar to UK Pound would increase the 
carrying value of other receivables denominated in UK Pounds by $309,341 (2020: $306,211). 
The  impact  of  a  10%  adverse  movement  in  the  US  Dollar  to  UK  Pound  would  reduce  the 
carrying value of other receivables denominated in UK Pounds by $309,341 (2020: $306,211).  

61 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

16.  SHORT-TERM INVESTMENTS 

Group 

2021 
$ 

2020 
$ 

Company 
2021 
$ 

2020 
$ 

Short-term investments 

34,914 

49,152 

34,914 

49,152 

Short term investments include $34,914 (2020: $49,152) of cash being held by FHF Corporate 
Finance Limited on behalf of Pennpetro.  The amount is held in Pounds Sterling.   

Group 
The carrying amounts of the Group’s short-term investments are denominated in the following 
currencies: 

UK Pound Sterling 
US Dollar 

2021 
$ 

34,914 
- 
34,914 

2020 
$ 

49,152 
- 
49,152 

The maximum exposure to credit risk at the reporting date is the carrying value of the short-
term investment mentioned above. The Group does not hold any collateral as security. 

The impact of a 10% favourable movement in the US Dollar to UK Pound would increase the 
carrying value of short-term investments denominated in UK Pounds by approximately $3,491 
(2020: $4,915). The impact of a 10% adverse movement in the US Dollar to UK Pound would 
reduce  the  carrying  value  of  short-term  investments  denominated  in  UK  Pounds  by 
approximately $3,491 (2020: $4,915).    

Company 
The carrying amounts of the Company’s short-term investments are denominated in UK Pound 
Sterling.  

17.  CASH AND CASH EQUIVALENTS 

Group 

2021 
$ 

2020 
$ 

Company 
2021 
$ 

Cash at bank 

1,828 

1,329 

- 

2020 
$ 

- 

At  31  December  2021,  the  Group  held  cash  of  $1,828  (2020:  $1,329)  in  banks  with  a  Fitch 
credit rating of A (Stable). 

62 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

18.  SHARE CAPITAL AND PREMIUM 

Ordinary shares 

Share premium 

Group 

 Number of 
shares  

 Value 
£ 

 Value 
$ 

  Value 
£ 

 Value  
$ 

Total 
$ 

At 1 January 2020 

72,333,702 

723,337 

926,711 

1,187,098 

1,538,636 

2,465,347 

Share issue 

4,118,404 

41,184 

52,716 

2,018,018 

2,583,064 

2,635,780 

At 31 December 
2020 

76,452,106 

764,521 

979,427 

3,205,116 

4,121,700 

5,101,127 

Share issue 

- 

- 

- 

- 

- 

- 

At 31 December 
2021 

76,452,106 

764,521 

979,427 

3,205,116 

4,121,700 

5,101,127 

Each ordinary share has a nominal value of 1 pence per share. 
A convertible loan note which was issued by Pennpetro to Nobel Ireland in the Reverse merger 
of Nobel UK, may be converted into 19 million ordinary shares if certain conditions are met, at 
a fixed subscription price of 25 pence.   

19. SHARE BASED PAYMENTS 

Share options 
On 2nd November 2018 the Company granted options under the Pennpetro Energy Plc Option 
Share Plan with an exercise price of £0.35p per share over, in aggregate, 1,700,000 ordinary 
shares of £0.01 each to Directors Keith Edelman, Phillip Nash, Tom Evans and Olof Rapp, 
who each received 425,000 options. The share price of the options granted are linked to the 
price of shares issued on listing. Options are granted at 35p, which is a modest premium to 
the issue price of the listing share price of 25p. 

Exercisable at 1 January 2020 
Awarded 
Forfeited 
Exercisable at 31 December 2020 
Awarded 
Expired 
Exercisable at 31 December 2021 

Weighted average 

exercise price   

£ 

0.35 
- 
- 
0.35 
- 
- 
- 

Number of 
awards 

1,700,000 
- 
- 
1,700,000 
- 
(1,700,000) 
- 

The  share  options  expired  on  2  November  2021.  No  share  options  were  exercised  by  the 
Directors.  

The  fair  value  of  the  options  was  determined  using  the  Black-Scholes  valuation  model. 
$229,224  (2020:  $400,268)  was  recognised  in  the  Statement  of  Comprehensive  Income  in 
relation to share based payment transactions. 

63 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

20.  BORROWINGS 

Group 

2021 
$ 

2020 
$ 

Company 
2021 
$ 

2020 
$ 

Current liabilities 
Corporate borrowings 

4,256,262 

3,727,995 

- 

- 

As at 31 December 2021, the Group had a $5 million Loan Note arrangement with Petroquest 
Energy Limited, with a maturity date of 31 December 2021.  In June 2021, Petroquest Energy 
Limited agreed to extend the maturity date to 31 December 2022. 

The annual interest rate is set at 1% below Barclays Bank base rate, which has been less than 
0.75% since the loan’s inception and therefore no interest has been charged on the loan. The 
undiscounted balance drawn against this loan note as at 31 December 2021 was $4,190,324 
(2020: $4,242,367). The borrowing facility is secured against certain petroleum leases owned 
by  the  Group.  The  discounted  present  value  of  the  loan  as  at  31  December  2021  was 
$3,658,987 (2020: $3,661,045) and reflects an adjustment for effective interest calculated at 
8% per annum over the remaining term of the loan.  

The movement in total borrowings in the year was as follows. Borrowings are denominated 
partially in US dollars and partially in Pounds Sterling.  

Group 

2021 
$ 

2020 
$ 

Company 

2021 
$ 

2020 
$ 

At 1 January 
Advance 
Interest charge 
Net repayment 
Loan settlement 
Adjustment for effective interest 
Loan term modification 
adjustment 
Foreign currency exchange 
At 31 December 

3,727,995 
304,556 
290,661 
(65,938) 
- 
2,058 

6,078,992 
66,950 
271,189 
- 
(2,324,351) 
2,058 

- 

(533,985) 

(3,070) 
4,256,262 

167,142 
3,727,995 

- 
- 
- 
- 

- 

- 
- 

- 
- 
- 
- 

- 

- 
- 

The fair value of borrowings equals their carrying amount. Borrowings are denominated in US 
dollars. 
The  net  debt  position  (total  borrowings  less  cash  on  hand)  as  at  31  December  2021  is 
$4,254,434 (2020: $3,726,666). 

64 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

20.  BORROWINGS (continued) 

Group 
The carrying amounts of the Group’s borrowings are denominated in the following currencies: 

UK Pound Sterling 
US Dollar 

2021 
$ 

304,556 
3,951,706 
4,256,262 

2020 
$ 

66,950 
3,661,045 
3,727,995 

The impact of a 10% favourable movement in the US Dollar to UK Pound would increase the 
carrying  value  of  borrowings  denominated  in  UK  Pounds  by  approximately  $30,455  (2020: 
$6,695). The impact of a 10% adverse movement in the US Dollar to UK Pound would reduce 
the  carrying  value  of  the  borrowings  denominated  in  UK  Pounds  by  approximately  $30,455 
(2020: $6,695).    

Company 
The company does not carry any borrowings. 

21.  TRADE AND OTHER PAYABLES 

Group 

2021 
$ 

2020 
$ 

Company 
2021 
$ 

2020 
$ 

Trade and other payables  
Amounts owed to group 
undertakings 
Accrued expenses 
At 31 December 

408,726 

291,412 

663,510 

308,171 

- 

- 

35,729 

36,065 

635,803 
1,044,529 

204,673 
496,085 

635,803 
1,335,042 

204,674 
548,910 

Group 
The  carrying  amounts  of  the  Group’s  trade  and  other  payables  are  denominated  in  the 
following currencies: 

UK Pound Sterling 
US Dollar 

2021 
$ 

994,529 
50,000 
1,044,529 

2020 
$ 

446,086 
50,000 
496,086 

The impact of a 10% favourable movement in the US Dollar to UK Pound would increase the 
carrying  value  of  trade  and  other  payables  denominated  in  UK  Pounds  by  approximately 
$99,453  (2020:  $44,609).  The  impact  of  a  10%  adverse  movement  in  the  US  Dollar  to  UK 
Pound  would  reduce  the  carrying  value  of  trade  and  other  payables  denominated  in  UK 
Pounds by approximately $99,453 (2020: $44,609).    

Company 
The  carrying  amounts  of  the  Company’s  trade  and  other  payables  are  denominated  in  UK 
Pound  sterling.  The  carrying  amounts  of  the  Company’s  US  subsidiary  companies  are 
denominated in US Dollars. 

65 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

22.  FINANCIAL INSTRUMENTS BY CATEGORY 

Assets as per Statement of 
Financial Position 
Loans and receivables: 

Trade and other receivables 
(excluding prepayments) 
Short-term investments 
Cash and cash equivalents 

Liabilities per Statement of 
Financial Position 
Financial liabilities at amortised 
cost: 
Borrowings 
Trade and other payables 
(excluding non-financial liabilities) 

Group 

2021 
$ 

2020 
$ 

Company 
2021 
$ 

2020 
$ 

309,456 

308,943 

3,093,418 

3,062,112 

34,914 
1,828 
346,198 

49,152 
1,329 
359,424 

34,914 
- 
3,128,332 

49,152 
- 
3,111,264 

4,256,262 

3,727,995 

- 

66,950 

1,044,529 

496,085 

1,335,042 

445,895 

5,300,791 

4,224,080 

1,335,042 

512,845 

Certain  leases  which  have  been  capitalised  in  Property  Plant  and  Equipment  have  been 
pledged  as  collateral  against  the  loan  from  Pennpetro  Bonds  II  Limited.    No  other  financial 
assets are pledged as security. Pennpetro Bonds II Limited is not in the Pennpetro group. 

23.  TREASURY POLICY 

The  Company  and  Group  operate  informal  treasury  policies  which  include  ongoing 
assessments  of  interest  rate  management  and  borrowing  policy.    The  Board  approves  all 
decisions on treasury policy. 

The Group has financed its activities by raising funds through borrowings set out in note 20 
above.  There are no material differences between the book value and fair value of the financial 
assets. 

24.  CAPITAL MANAGEMENT POLICIES 

The  Group  and  Company  set  the  amount  of  capital  in  proportion  to  its  overall  financing 
structure and manage their capital structure and make adjustments to it in the light of changes 
in economic conditions and the risk characteristics of the underlying assets.  

The Group considers its equity to be its capital.   

The Group and Company’s capital management objectives are: 
to ensure compliance with borrowing covenants; 
to ensure the Group’s and Company’s ability to continue as a going concern; and 
to provide an adequate return to shareholders. 

• 
• 
• 

In order to maintain or adjust the capital structure, the Group may issue  new shares or sell 
assets to reduce debts.  The Group will continue making interest payments in accordance with 
financial and non-financial loan covenants. 

66 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PENNPETRO ENERGY PLC 
NOTES TO THE FINANCIAL STATEMENTS (continued) 
For the year ended 31 December 2021 

25.  CAPITAL COMMITMENTS 

As at 31 December 2021 and 2020, the Group  had no capital commitments for drilling and 
equipment costs contracted but not provided for.  

26.  RELATED PARTY TRANSACTIONS 

Transactions with Directors 
An amount of £10,000 that was previously advanced to Thomas Evans remains outstanding 
as at 31 December 2021 (2020: £10,000). The amount is secured against shares held by him 
in the Company and is due for repayment within 12 months. No interest has been charged on 
the advance.   

Thomas Evans is a Director of Pennpetro Bonds II Limited, which provided a £2m loan facility 
to the Group in 2018 and was repaid in 2020.  In his capacity as a Director of Pennpetro Bonds 
II  Limited,  Mr.  Evans  received  director’s  fees  of  £Nil  (2020:  £Nil)  from  that  Company. 
Pennpetro Bonds II Limited is not in the Pennpetro group. 

Thomas  Evans  is  a  Director  of  the  following  companies  which  are  considered  as  related 
parties: 

•  FHF  Securities  (A’Asia)  Limited  –  a  shareholder  in  Pennpetro  with  a  6.54% 

shareholding in the Company. 

•  Nobel Petroleum UK Limited which is a 100% subsidiary of Pennpetro. 

•  Nobel Petroleum LLC, which is a 100% directly owned subsidiary of Pennpetro USA 

Corp. 

•  Nobel  Petroleum  USA,  Inc,  which  is  a  100%  owned  subsidiary  of  Pennpetro  USA 

Corp. 

•  Pennpetro USA Corp., which is a 100% owned subsidiary of Pennpetro. 

•  Pennpetro Greentec UK Limited, which is a 100% owned subsidiary of Pennpetro. 

•  Pennpetro Green Energy Limited, which is a 100% owned subsidiary of Pennpetro. 

•  Pennpetro Greentec Limited, which is a 100% owned subsidiary of Pennpetro. 

Transactions with Group undertakings 
During the year ended 31 December 2021, the Company provided funds to its wholly owned 
subsidiary Nobel Petroleum USA of $6,875 (2020: $19,480).  

After the foreign exchange gains of $427,692 (2020: $432,252) the total amount due from the 
Group as at 31 December 2021 was $3,078,144 (2020: $3,047,540).   

All Group transactions were eliminated on consolidation. 

26.  ULTIMATE CONTROLLING PARTY 

As at 31 December 2021, there was no ultimate controlling party. 

27.  EVENTS AFTER THE REPORTING PERIOD 

On  16  March  2022,  the  Company  raised  £350,000  gross  proceeds  through  the  issue  of 
1,166,667 new ordinary shares at a price of 30p per share. The Company also announced the 
appointment of Peterhouse Capital Limited as broker to the Company on the same day.  

On 29 June 2022, Petroquest Energy Limited extended the repayment date by one year on 
the loan owing by Nobel Petroleum LLC. The revised maturity date on the loan is 31 December 
2023. 

The Company has issued 952,268 ordinary shares to GEM Yield Bahamas Limited in lieu of 
fees owed as at 1 June 2022 of £266,640. 

67