Sayona Mining Limited
Annual Report 2022

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ANNUAL REPORT ANNUAL REPORT 2 2 0 2 PLUGGED INTO AN ELECTRIC FUTURE PLUGGED INTO AN ELECTRIC FUTURE CONTENTS 14 17 23 24 32 34 49 50 92 97 Tansim Project Western Australian Projects East Kimberley Graphite Project Tenement Schedule Resources and Reserves Directors’ Report Auditor’s Independence Declaration Financial Statements ASX Information Corporate Directory The Company Highlights Sayona's Expansion Strategy Managing Director’s Review 2 3 4 5 8 Leadership Team 10 Operations Review 12 Authier Project CONTENTS PLUGGED INTO AN ELECTRIC FUTURE PLUGGED INTO AN ELECTRIC FUTURE 2 3 4 5 6 8 The Company Highlights Sustainability Sayona's Expansion Strategy Managing Director’s Review Leadership Team 10 Review of Operations North American Lithium Moblan Lithium Project Authier Lithium Project 10 Review of Operations 10 12 14 16 16 18 19 22 Tenement Schedule Tansim Lithium Project Lac Albert Project Novonix Testing Western Australian Projects 30 35 54 56 Resources and Reserves Directors’ Report Auditor’s Independence Declaration Financial Statements 108 ASX Information 113 Corporate Directory Sayona Mining Limited I Annual Report 2022 1 Lac Albert Project Tansim Lithium Project Novonix Testing Western Australian Projects THE COMPANY North American Lithium Authier Lithium Moblan Lithium Pilbara Lithium/Gold Lithium development Lithium exploration Sayona Mining Limited (ASX:SYA; OTCQB:SYAXF) is an emerging lithium producer with projects in Québec, Canada and Western Australia. Sayona is focused on becoming in 2023 the first local supplier of spodumene in North America, paving the way to being the region's leading supplier of lithium carbonate/hydroxide. In September 2022, Sayona's growth in market value was recognised with the Company's promotion to the benchmark S&P/ASX200 index. This followed a number of milestones in fiscal 2022, including the successful acquisition of the North American Lithium (NAL) operation in Québec. A pre-feasibility study announced in May 2022 showed the value of NAL as part of the Company's emerging Abitibi hub. The acquisition of a 60% stake in the Moblan Lithium Project has also spurred the creation of a northern hub, as Sayona rapidly gains the leading spodumene (lithium) resource base in North America. Meanwhile in Western Australia, the Company has a prospective portfolio of gold and lithium projects in the Pilbara region, with the latter subject to an earn-in agreement with Morella Corporation. With lithium prices and demand hitting all-time highs in 2022 on the back of the accelerating electric vehicle (EV) revolution, Sayona is well placed to generate increased value for shareholders. Importantly, the Company is operating in a sustainable and stable jurisdiction, with leading ESG benefits due to Québec's clean and green hydropower and proximity to North American battery markets. SAYONA'S GROWTH IN MARKET VALUE WAS RECOGNISED WITH THE COMPANY'S PROMOTION TO THE BENCHMARK S&P/ASX200 INDEX 2 HIGHLIGHTS Completion of successful acquisition of North American Lithium (NAL) operation in Québec, offering fast-track to production Positive NAL pre-feasibility study confirms technical and financial viability over 27-year life of mine 3 Li 6.941 Acquisition of 60% stake in Moblan Lithium Project, becoming centrepiece of expanding northern lithium hub Successful doubling of Québec lithium resource base, becoming the largest in North America Substantial growth in market value, culminating in September 2022 promotion to S&P/ASX200 index Sayona Mining Limited I Annual Report 2022 3 As part of our commitment, Sayona is participating in the Towards Sustainable Mining initiative, a globally recognised performance system that helps mining companies evaluate and manage their environmental and social responsibilities. Read more about our sustainability initiatives in the 2021 CSR Report, which is available via the Company's website. SUSTAINABILITY Sayona's 2021 Corporate Social Responsibility (CSR) Report has highlighted the Company's commitment to sustainable development. The Company is committed to investing in the communities in which we operate to provide them with a better future. A strong commitment to health, safety, sustainability and social responsibility is not just good for business, it also reduces risks for all stakeholders and inspires healthy relationships with all communities. Our commitment to sustainable development is based on the following principles: RESPECT – We operate with respect for cultures, customs, social values, laws and human rights. SOCIAL RESPONSIBILITY – We are committed to contributing to the social and economic development of the communities with which we work, and to maintaining fair and respectful relationships with our employees and external partners. We actively engage with our host communities by listening to their needs and contributing to their vision of a sustainable future. HEALTH AND SAFETY – We provide a work environment where human health and safety is a priority for everyone. ENVIRONMENTAL GOVERNANCE – We aim to minimise our impact on the environment to maintain sustainability and diversity, and do so continuously to encourage sustainable development. 4 SAYONA’S EXPANSION STRATEGY Stepping up the lithium value chain. 2022 - 2024 ! Targeting Abitibi hub production up to 180kt of SC6 ! Develop Abitibi downstream refinery plans ! Complete northern hub and start Moblan production 2022 ! Complete NAL restart plan & Abitibi hub ! Expand Moblan as northern hub ! WA gold/lithium exploration 2027 + ! Targeting expansion of northern hub capacity ! Further invest in Québec battery metals to increase supply 2025 - 2026 ! Targeting start of refinery operations at Abitibi ! Ramp-up SC6 production at Moblan ! Develop refinery operation to support lithium production from northern hub Sayona Mining Limited I Annual Report 2022 5 MANAGING DIRECTOR’S REVIEW Dear Shareholder Little steps, but quickly. That has been the mantra for Sayona as we have climbed up the lithium value chain, acquiring the leading lithium resource base in North America in preparation for moving downstream into lithium carbonate/hydroxide production. The market's confidence in our strategy has been aptly demonstrated. In September 2022, Sayona was promoted to the benchmark S&P/ASX200 index, a significant milestone that reflected our substantial growth in market value to more than A$2 billion. There were numerous highlights during fiscal 2022, some of which I will touch upon here, with all of them contributing to our overall expansion strategy. Finalisation of NAL acquisition A highlight for the past fiscal year was the completion in August 2021 of the acquisition of North American Lithium (NAL), in partnership with Piedmont Lithium (Sayona 75%; Piedmont 25%). Some C$400 million has already been invested in the operation, including a concentrator, mining operations and significantly, a carbonate plant. Sayona has wasted no time with our plan to recommence spodoumene (lithium) production at NAL in the first quarter of 2023. Senior management personnel have been recruited, major long-lead items ordered and permitting and other approvals advanced. As of September 2022, procurement was 94% completed and nearly all the required permits had been obtained, with construction activities also ramping up on-site. Québec company, L. Fournier & Fils, was also awarded the contract for mining operations at NAL, a C$200 million, four-year contract that highlights the economic benefits of the operation to the province and our commitment to local stakeholders. With operational works to commence in October 2022, we are progressing well towards our target and I look forward to announcing the milestone of first production next year! Positive NAL pre-feasibility study The potential value of NAL was highlighted in a positive pre- feasibility study (PFS) released in May 2022, which confirmed the technical and financial viability of the operation over a projected 27-year mine life. Initially, NAL is scheduled to produce a lithium concentrate for general market conversion, before ultimately becoming a primary feed source for our planned downstream products. The PFS showed an estimated net present value of around A$1 billion (pre-tax), with a high internal rate of return of 140% and capital payback within two years. Significantly, the operation only has modest capex requirements of around A$100 million, with further upgrades planned to improve operational efficiency, grade, quality and recovery. Notably, the PFS was based on an estimated spodumene concentrate price of US$1,242 per tonne – a fraction of recent reported prices of around US$7,000. When combined with our nearby Authier Lithium Project, NAL will be a very profitable, long-life operation and we look forward to maximising the benefits of our Abitibi hub. Creation of northern hub Sayona also took a major step forward in our Québec resource base during the past fiscal year, with the acquisition of a 60% stake in the Moblan Lithium Project. (SOQUEM Inc, a wholly owned subsidiary of Investissement Québec, holds the remaining 40% interest). Located in the Eeyou-Istchee James Bay region of northern Québec, Moblan is a top quality lithium deposit in a region that hosts world- class lithium resources such as the Whabouchi mine. Importantly for Sayona, Moblan creates the opportunity for the development of a northern hub, adding to our Abitibi hub in the south. In January 2022, Sayona acquired 121 new claims around 3.5km west of Moblan, the Lac Albert Project, which spans more than 6,500 ha. 6 OUR SHAREHOLDER BASE ALMOST DOUBLED OVER THE PAST YEAR, FROM AROUND 20,000 IN SEPTEMBER 2021 TO CURRENTLY NEARLY 39,000, RANKING SAYONA AMONG THE MOST POPULAR COMPANIES ON THE ASX Yours sincerely Brett Lynch Managing Director/CEO Sayona has conducted some 28,000m of drilling at Moblan (as at October 2022) and the results have been excellent, with the potential to significantly expand the resource base. Ultimately, as a first step Moblan has the potential to generate up to 200kt SC6 (spodumene) or 25kt LCE (lithium carbonate equivalent), adding to the targeted 220kt SC6 or 30kt LCE from the Abitibi hub. Several potential refinery locations are under review and we look forward to updating the market on our progress. Investor support Sayona would not have achieved recent progress without support from investors, and I would like to thank all shareholders, both longstanding and recent, who have backed our capital raisings over the past year. The latest raising in May 2022 was an institutional placement of A$190 million to fund NAL's restart, with significant demand seen from global institutional, professional and sophisticated investors. It is gratifying to see such support particularly amid the volatile financial markets experienced in 2022, in the wake of geopolitical events and rising inflation and interest rates. Our shareholder base almost doubled over the past year, from around 20,000 in September 2021 to currently nearly 39,000, ranking Sayona among the most popular companies on the ASX. We have also attracted increasing attention from institutional investors, particularly in the wake of our promotion to the S&P/ASX200 index. I welcome the support from such investors from across North America, Europe, Asia and Australia. I would also like to acknowledge the contribution made by all our team across Canada and Australia, including employees, contractors, suppliers and everyone associated with Sayona's successful growth. There will be no slowdown in the year ahead, with further expected growth in our staff, particularly in Québec, to facilitate the start of production at NAL. Electric outlook Recent reports highlight the electric outlook for the lithium sector, based on the strength of demand from the EV and battery industry. Industry analysts Benchmark Mineral Intelligence have projected that more than 300 new mines need to be built over the next decade to meet the demand for EV and energy storage batteries, including 74 new lithium mines with an average size of 45,000 tonnes by 2035. With supply badly lagging demand, the onus is on companies such as Sayona to get into production as quickly and as efficiently as possible. I can assure you that we are working as fast and hard as we can to make this happen. Sayona Mining Limited I Annual Report 2022 7 We have also attracted increasing attention from institutional investors, particularly in the wake of our promotion to the S&P/ASX200 index. I welcome the support from such investors from across North America, Europe, Asia and Australia. I would also like to acknowledge the contribution made by all our team across Canada and Australia, including employees, contractors, suppliers and everyone associated with Sayona's successful growth. There will be no slowdown in the year ahead, with further expected growth in our staff, particularly in Québec, to facilitate the start of production at NAL. LEADERSHIP TEAM BRETT LYNCH Managing Director CEO Brett is an experienced mining engineer, company director and CEO with a strong background in international mining and mining related businesses. He has over 30 years’ experience in business development and management, with a proven track record of delivering shareholder value through converting opportunities to outcomes. Brett was appointed Managing Director in July 2019. PAUL CRAWFORD Executive Director Company Secretary Paul is an experienced company secretary with qualifications in accountancy, financial management and business law. He has more than 40 years of commercial experience, including various technical and management roles within the minerals, coal and petroleum industries. Paul is the principal of his own corporate consultancy firm, providing accounting, corporate governance, business advisory and commercial management services. He joined the Board in 2000. JAMES BROWN Non-Executive Director James is a mining engineer with extensive operational and development experience in the coal mining industry in Australia and Indonesia, including 22 years with New Hope Corporation. He was appointed to the Board in 2013. James is also Managing Director of Morella Corporation. ALAN BUCKLER Non-Executive Director Alan has over 45 years’ experience in the mining industry and has been directly responsible for the commercialisation of several projects in Australia and Indonesia, from resource identification through to production. He is a former Director and Chief Operations Officer of New Hope Corporation. Alan joined the Board in 2013. He is also a Non-Executive Director of Morella Corporation. 8 Québec leadership GUY LALIBERTÉ Chief Executive Officer, Sayona Québec Guy is an experienced project director and construction manager in the mining and heavy industry sector. Born in Québec, he has more than 35 years’ project management experience in major international mining and construction projects. The Authier development will be the fourth open pit mining project he has led, either as project director or construction manager. Guy joined Sayona in May 2019. YVES DESROSIERS Interim General Manager, NAL An experienced mining executive, Yves has served in various roles including COO and General Manager at NAL and Vice President of Mining Operations for BlackRock Metals. He is responsible for the technical aspects and technical team for NAL, Authier and other projects developed by Sayona Québec, including NAL’s restart. Yves joined Sayona Québec in March 2021. SAL VITALE Chief Financial Officer, Sayona Québec A graduate of McGill University, Sal has held senior finance positions with companies operating in the retail, distribution, mining, transportation and manufacturing industries. He joined Sayona Québec in May 2022. Sayona Mining Limited I Annual Report 2022 9 REVIEW OF OPERATIONS North American Lithium The acquisition of North American Lithium (NAL) marked a transformational year for Sayona. Forming the key part of Sayona's Abitibi hub along with the nearby Authier Lithium Project, the restored NAL operation together with the Company's emerging northern hub, now comprises North America's largest lithium (spodumene) resource base. This will allow Sayona to launch production ahead of other North American projects, generating sustainable cash flows and putting the Company on a fast track to go downstream into value-added lithium carbonate or hydroxide production. The NAL acquisition was completed in August 2021 through a strategic partnership with subsidiary, Sayona Québec Inc (Sayona Quebec) and Piedmont Lithium Inc. (Piedmont) (SYA 75%; PLL 25%). NAL has a lithium mine and concentrator located in Abitibi, near the established mining district of Val d'Or, Québec and in proximity to Sayona's Authier project. The Company plans to combine ore produced from Authier with ore produced at NAL to facilitate a significant improvement in plant performance and economics and transform both operations. 10 In June 2022 a formal agreement was announced by Sayona Québec and Piedmont to restart spodumene production at NAL. This will ultimately include the development of a spodumene conversion facility at NAL to produce lithium hydroxide or lithium carbonate, as per the Company's agreement with the Québec Government to develop a local downstream processing capability in proximity to the North American battery market. The restart of NAL operations will signal the beginning of revenue generation for Sayona, another step on its journey to becoming a leading North American lithium producer. It will also support the Québec Government's plans for a clean energy future based on the development of its own battery industry, from mining to downstream processing and EV production. As of September 2022, procurement was 94% completed and nearly all the required permits had been obtained, with construction activities also ramping up on-site. In the same month, Québec company, L. Fournier & Fils, was awarded the contract for mining operations at NAL, a C$200 million, four-year contract that highlights the economic benefits of the operation to the province and Sayona's commitment to local stakeholders. Sayona is committed to supporting the local economy and local employability. More than 85% of the workforce comes from local communities. Sayona is on track for the recommencement of spodumene (lithium) production at NAL in the first quarter of 2023. OPERATIONS REVIEW REVIEW OF OPERATIONS North American Lithium Piedmont Partnership The acquisition of North American Lithium (NAL) marked a transformational year for Sayona. Forming the key part of Sayona's Abitibi lithium hub along with the nearby Authier Lithium Project, the restored NAL operation together with the Company's emerging northern Québec hub, now comprises North America's largest lithium (spodumene) resource base. This will allow Sayona to launch production ahead of other North American projects, generating sustainable cash flows and putting the Company on a fast track to go downstream into valueadded lithium carbonate or hydroxide production. in August 2021 through a strategic partnership with subsidiary, Sayona Quebec Inc (Sayona Quebec) and Piedmont Lithium Inc. (Piedmont) (SYA 75%; PLL 25%). NAL has a lithium mine and performance and economics and transform both operations. In June 2022 a formal agreement was announced by Sayona Quebec and Piedmont to restart spodumene production at NAL. This will ultimately include the development of a spodumene conversion facility at NAL to produce lithium hydroxide or lithium carbonate, as per the Company's agreement with the Québec Government to develop a local downstream processing capability in proximity to the North American battery market. The restart of NAL operations will signal the beginning of revenue generation for Sayona, another step on its journey to becoming a leading North American lithium producer. It will also support the Québec Government's plans for a clean energy future based on the development of its own battery industry, from mining to downstream As of September 2022, procurement was 94% completed and nearly all the required permits had been obtained, with construction activities also ramping up on-site. The NAL acquisition was completed processing and EV production. concentrator located in Abitibi, near In the same month, Québec the established mining district of Val company, L. Fournier & Fils, was d'Or, Québec and in proximity to awarded the contract for mining Sayona's Authier project. The Company plans to combine ore produced from Authier with ore produced at NAL to facilitate a significant improvement in plant operations at NAL, a C$200 million, four-year contract that highlights the Sayona is on track for the economic benefits of the operation recommencement of spodumene to the province and Sayona's (lithium) production at NAL in the commitment to local stakeholders. first quarter of 2023. The bid for NAL was undertaken by subsidiary Sayona Québec (75%) supported by leading US based lithium corporation, Piedmont Lithium Inc. (25%). Upon restart of operations, an offtake agreement with Piedmont will come into effect, whereby Piedmont is entitled to purchase the greater of 113,000 metric tonnes per year of spodumene concentrate or 50% of production from NAL. Prior to the NAL restart, the agreement provides for offtake of 60,000 tonnes or 50% of concentrate produced from ore mined at Sayona's nearby Authier Lithium Project. This offtake agreement will remain in place until the commencement of operation of a lithium conversion plant in Québec. At this point, spodumene concentrate produced from NAL will be preferentially delivered to that chemical plant. Any remaining concentrate not required by the conversion plant will be delivered to Piedmont. The supply agreement is conditional upon Piedmont and Sayona agreeing to a start date for spodumene concentrate deliveries between July 2023 and July 2024, based on the development schedules of both parties. Sayona Mining Limited I Annual Report 2022 11 REVIEW OF OPERATIONS Authier Lithium Project The Authier Lithium Project (Authier) in Québec is a hard rock spodumene lithium deposit set to play a key role in the Company's planned multi-project Abitibi lithium hub, as a source of supplementary ore for processing at NAL when production restarts. Following the acquisition of the NAL mine and concentrator, the Authier project's operating strategy was revised to include only mining operations and waste and water management on­site. The Authier mine will serve as a supplementary or secondary mine and will deliver ore to NAL for processing. The plan to process Authier ore at NAL may impact on the requirements for approvals under the BAPE process. Regardless, the Company will continue the development of the Authier project under strict guidelines to minimise impacts on the environment, including reducing wind and water erosion, promoting revegetation and optimising water management practices. Positive NAL pre-feasibility study * This includes conservative allowances for non (or low) mineralised diluted material from the upper and lower contact of the pegmatite/mining horizon. Key outcomes of the PFS included an estimated pre­tax NPV of C$952 million) (8% discount rate), a pre­tax IRR of 140% and capital payback period within two years. The life of mine has been extended to 27 years, based on an estimated JORC Proved and Probable Ore Reserves of 29.2 Mt @ 0.96% Li O (Proved Reserve 1.2Mt @ 0.92% Li O and Probable Reserve 28.0Mt @ 0.96% Li O). 2 2 2 In May 2022, Sayona announced a positive pre­feasibility study (PFS) confirming NAL's technical and financial viability. 12 REVIEW OF OPERATIONS Table 1: NAL Operation Including Authier Ore Supply – PFS Key Results Item Average Annual Ore Feed to Plant Total Ore Mined Unit Mtpa Mt Results 1.5 183.4 Annual Spodumene Concentrate Production (@ 6% Li O)2 Tonnes/y 163,266 Rod Mill Feed Grade Blended Li O Recovery 2 Life of Mine (LOM) Total Spodumene Concentrate Produced LOM Strip Ratio Spodumene Concentrate Market Price Capital Cost Estimate Total Net Revenue Project EBITDA Total C1 Cash Cost Total Cash Cost FOB / tonne product Pre-Tax Net Present Value (NPV) Pre-Tax Internal Rate of Return (IRR) Discount Rate Pre-Tax Project payback period After-tax NPV After-tax payback period After-tax IRR Exchange Rate % % years Mt waste:ore $ $M $M $M $M $ $M % % years $M Years % 1 67.7 27 4.4 5.3 AUD 1,836 102 7,888 3,234 3,812 873 1,070 140 8 2 844 2.1 139 A$:C$ C$:US$ 0.89 USD 1,242 69 5,335 2,187 2,578 590 724 140 8 2 571 2.1 139 0.76 CAD 1,634 91 7,020 2,878 3,392 777 952 140 8 2 751 2.1 139 Sayona Mining Limited I Annual Report 2022 13 REVIEW OF OPERATIONS Moblan Lithium Project In October 2021, Sayona completed the acquisition of the Moblan Lithium Project (Moblan) in a joint venture with SOQUEM Inc, a wholly owned subsidiary of Investissement Québec. (Sayona 60%/SOQEM 40%) Moblan is in the Eeyou-Istchee James Bay region of northern Québec, a proven lithium mining province which hosts established, world-class lithium resources including the Whabouchi mine. It is well serviced by key infrastructure and transport and has access to low-cost, environmentally friendly hydropower. Moblan is host to high-grade spodumene mineralisation, in a well- studied deposit with more than 17,000 metres of diamond drilling. The Project covers around 433 ha for a total of 20 claims. 2 A Mineral Resource Foreign Estimate of 12.03Mt @ 1.4% Li O* has been identified at Moblan and there is potential to expand this resource based on previous geotechnical drilling which intersected up to 29.1m of continuous spodumene-bearing pegmatites outside the resource envelope. 14 REVIEW OF OPERATIONS In January 2022, Sayona commenced a major drilling program at the project in partnership with SOQUEM. In April 2022, Sayona announced the discovery of a significant new southern lithium pegmatite zone, the Moblan South Discovery. The following month the Company announced the discovery of multiple new mineralised lithium pegmatites at Moblan South, South-East Extension, Moleon and extensions to the Main Moblan lithium deposit. As of October 2022, Sayona had completed approximately 28,000m of drilling at the project. In company with the nearby Lac Albert Project, Moblan forms the basis of a major northern hub for Sayona in Québec, targeting production of more than 25,000 tonnes of lithium carbonate equivalent (LCE) by 2027 and complementing the Abitibi hub in the south. Sayona has now established an office in the region, at Chibougamau and hired a liaison officer in Mistissini . * The Mineral Resources and Ore Reserves stated are foreign estimates and are not reported in accordance with the JORC Code. A competent person has not done sufficient work to classify the foreign estimates as Mineral Resources or Ore Reserves in accordance with the JORC Code. It is uncertain that following evaluation and/or further exploration work that the foreign estimates will be able to be reported as Mineral Resources or Ore Reserves in accordance with the JORC Code. Sayona Mining Limited I Annual Report 2022 15 REVIEW OF OPERATIONS Lac Albert Project In January 2022, Sayona announced the acquisition of 121 new claims in the vicinity of Moblan known as the Lac Albert Project. Located 3.5km west of the Moblan project, in the same proven lithium mining province, the new claims span 6,592 ha. These claims are separate to the current Moblan joint venture agreement. Past work has been limited and the geology of the new claim area at Lac Albert is poorly understood, with much of the area obscured by glacial moraines. A till and soil sampling program was undertaken at Lac Albert in May 2022 and mapping of outcrops and boulders completed. Tansim Lithium Project The Tansim Lithium Project (Tansim) is situated 82 kilometres south­west of Authier and is prospective for lithium, tantalum and beryllium. The project comprises 355 claims spanning a total of 20,546 ha. Sayona is focused on ensuring the project generates maximum benefits for all local stakeholders, including First Nations, together with minimising any environmental impacts. The main prospects at Tansim are Viau­Dallaire, Viau and Vezina. An Exploration Target for the Viau- Dallaire prospect has been estimated at between 5 million and 25 million tonnes, at an estimated grade of 1.2 – 1.3% Li O.*2 No significant activities were undertaken at Tansim during the year while the focus was on the Abitibi and northern hubs. 16 *Note: The potential quantity and grade of the Exploration Target is conceptual in nature and is therefore an approximation. There has been insufficient exploration to estimate a Mineral Resource and it is uncertain if further exploration will result in the estimation of a Mineral Resource. REVIEW OF OPERATIONS WHABOUCHI PROJECT Lac Albert PROJECT MOBLAN PROJECT CHAPAIS CHIBOUGAMAU AUTHIER PROJECT AMOS LEBEL-SUR-QUEVILLON ALMA SAGUENAY ROUYN-NORANDA TAMSIM PROJECT SENNETERRE VAL-D’OR NORTH AMERICAN LITHIUM PROJECT LA TUQUE MONT AURIER QUEBEC N NORTH BAY MANIWAKI TROS-RIVIERES OTTAWA MONTREAL 0 100 200km Sayona Québec Nemaska Lithium Cities and municipalities Port Airport Factory Railroad Roads Figure 1: Sayona's Lithium Project Locations in Québec Sayona Mining Limited I Annual Report 2022 17 REVIEW OF OPERATIONS * Disclaimer: The purity of the material is defined as the weight of LiOH.H O in the sample divided by the total sample weight, comprised of lithium values as LiOH.H O‐plus‐impurities, expressed as a percentage. To five figures the sample purity is 99.990%. 2 2 The analysis does not extend to anions other than the hydroxide ion OH. It does not determine levels of chloride, carbonate or nitrate, while sulphur present is assumed to be as sulphate ion. Sodium and potassium values are likely to be present as nitrates while any carbonate present would arise from contamination from atmospheric CO2; the processing facilities cannot entirely exclude exposure of samples to the atmosphere. Impurity levels are generally so low that they are at the threshold of measurement capabilities by the analytical equipment employed, so variations are to be expected in repeat analyses on material from the one sample batch. Novonix Testing In April 2022, Sayona announced product trials with leading battery researcher, Novonix Limited (Novonix) had reaffirmed the quality of the Author spodumene product. Results confirmed that spodumene from Authier can be refined to produce high purity, 99.99% lithium hydroxide.* Spodumene samples from Authier were processed into lithium hydroxide by Australian hydroxide technology provider, ICS Lithium. Samples were then sent to the Novonix Battery Technology Solutions laboratories for testing. The results showed the discharge capacity of Sayona's hydroxide­based cathode cells was the same as benchmark cathode cells using currently available commercial lithium hydroxide. 18 REVIEW OF OPERATIONS Western Australian Projects Sayona's leases in Western Australia cover 1,072 sq km and comprise lithium, gold and graphite tenure in the Pilbara, Yilgarn and East Kimberley regions. The Pilbara projects comprise 12 lithium leases totaling 933 sq km in the Pilgangoora lithium district, with 10 of the tenements also having associated gold rights. These are proximal to the De Grey Mining's 10.6 Moz Au Mallina Gold Project, which includes the 8.5 Moz Au Hemi gold discovery. Of the 12 Pilbara tenements with lithium rights, nine are subject to an earn­in agreement, where Morella Corporation Limited (ASX:1MC, Morella), previously Altura Mining, is carrying out exploration to earn an interest. The three remaining tenements are held within Sayona's 100% owned lithium exploration portfolio. N Port Hedland E 45/5289 Strelley West E 45/5904 Mac Well E 45/5288 Strelley E 47/3829 Deep Well Au, Li - 100% SYA Hemi Gold Discovery (De Grey Mining) E 45/2364 Tabba Tabba Li - 100% SYA E 47/2983 Mallina E 47/3950 Mt Dove E 45/5817 Indee E 45/4703 Tabba Tabba East E 45/4716 Red Rock Au, Li - 100% SYA LEGEND Sayona tenement (gold and lithium) Sayona tenement (lithium only) Morella Corp. has an earn-in right for lithium on all tenements except where otherwise noted Road Rail Wodgina Lithium Mine (MinRes/Albemarle) Pilgangoora Lithium Mine (Pilbara Minerals) E 47/3802 Friendly Creek E 45/4726 West Wodgina 0 10 20km Figure 2: Sayona's tenements in Western Australia Sayona Mining Limited I Annual Report 2022 19 Wyndham Broome N Port Hedland Exmouth Pilgangoora Lithium Deposit Pilbara Gold & Lithium Project WESTERN AUSTRALIA Mt Magnet Geraldton Mount Edon Lithium Project Kalgoorlie Mount Marion Lithium Deposit PERTH Greenbushes Lithium Deposit Cattlin Creek Lithium Deposit 500km Esperance Albany REVIEW OF OPERATIONS Morella Lithium Earn-In In 2021, Morella commenced an earn-in agreement with Sayona covering eight tenements including the Mallina, Tabba East and Strelley areas, all in the Pilgangoora lithium district, and two tenements in the South Murchison. Morella has to spend A$1.5 million on exploration within three years to earn a 51% interest. Mt Edon Lithium Project E59/2092 This project located in the South Murchison covers the southern portion of the Payne's Find greenstone belt and hosts an extensive swarm of pegmatites. During the period, Morella commenced exploration, mapping a total of 53 pegmatite outcrops. Rock chip assay results indicate the potential of the area for lithium mineralisation. Sayona Pilbara Gold Exploration (100%) Sayona's Pilbara gold leases are prospective for intrusion related gold mineralisation, similar in style to that identified at the Hemi gold 600000 E 650000 E 700000 E Strelley N Hemi Gold Deposit 8.5Moz Au (part of 10.6Moz Au) Mallina Gold Project (De Grey) Deep Well South Hedland Strelley Mac Well Mt Berghaus (De Grey) 181,000 oz Au 7700000 N Mallina (De Grey) 307,000 oz Au Mallina Withnell (De Grey) 794,000 oz Au Toweranna 524,000 oz Au Gillies Prospect (De Grey) LEGEND Sayona Gold Tenement Gold Resource 7650000 N Hemi Discovery Pilbara Mining Centre 7650000 N Mt Dove Kangan Tabba Tabba Tabba Tabba 7700000 N Red Rock Mt York (Kairos) 873,000 oz Au Indee Wingina (De Grey) 357,000 oz Au Wodgina Mining Centre Wodgina Friendly Creek 25km 650000 E 700000 E De Grey Tenement De Grey Intrusion De Grey Target Road Rail Town 600000 E Figure 3: Sayona's Pilbara gold projects 20 Kimberley Graphite Past exploration by Sayona has identified graphite mineralisation within a 25-kilometre strike extent of the Corkwood geochemical and geophysical anomaly. The target is structurally deformed, higher grade graphite portions of the stratigraphy with the potential to host coarse flake, high purity graphite mineralisation. Sayona is planning further drill testing of the mineralisation to obtain samples for metallurgical and beneficiation testwork. REVIEW OF OPERATIONS discovery. This style of mineralisation is hosted within altered late stage hi­Mg diorites. Sayona's tenement portfolio remains effectively untested for its gold potential with large areas masked by surficial cover. Mt Dove Project E47/3950 The Mt Dove Project is within 5km of De Grey's greater Hemi project area, a 15km trend which includes Hemi and adjacent intrusions and which is host to 8.5Moz Au in gold resources. During the year, airborne magnetic surveys and geological mapping was undertaken which identified magnetic features for drill testing. Deep Well Project E47/3829 The Deep Well Project covers an area of 119 sq km to the west of Port Hedland. Interpretation of new high resolution geophysical data, covering the entire lease area, has identified 11 discrete magnetic anomalies. An air- core drilling program, carried out in May, completed a total of 60 drill holes for 1,677m. Drill samples have been submitted for gold, lithium and multi-element analysis. Results are pending. Drilling targeted magnetic features that display similarities to the Hemi style of intrusion-related gold mineralisation. The T1, T2, T3, T7, T12a and T12b targets were tested. Planning for follow up RC drilling is underway. Sayona Pilbara Lithium Exploration (Sayona 100%) Sayona holds the lithium rights at the Deep Well, Tabba Tabba and Red Rock tenements which cover a total of 334 sq km. Tabba Tabba Project E45/2364 The Tabba Tabba Project is located north of the Pilgangoora lithium mining area, in a region of historic tin and tantalum mining. Soil geochemistry and geological mapping has identified pegmatite and geochemical anomalies. Planning for drill testing of these features in the 2022 season are advanced. Red Rock Project E45/4716 During the period a geological and regolith terrain mapping study was undertaken over the tenement area, identifying a north-east trading structural corridor extending from Pilgangoora in the south. As a first pass test for lithium and gold mineralisation, a soil geochemical sampling program was completed over a 10km+ extent to this target zone. Once results are returned they will be assessed for potential targets for drill testing. Sayona Mining Limited I Annual Report 2022 21 TENEMENT SCHEDULE As at 31 August 2022 Australian Tenement Schedule Tenement Name Status Interest in Tenement E59/2092 E59/2055 E45/2364 E45/4703 E45/4716 E45/4726 E80/4511 E80/4949 E47/3802 E47/3829 E47/3950 E45/5288 E45/5289 E47/2983 E45/5817 E45/5904 Mt Edon Mt Edon West Tabba Tabba Tabba Tabba East Red Rock West Wodgina Western Iron Corkwood Friendly Creek Deep Well Mt Dove Strelley Strelley West Mallina Indee Mac Well Granted Granted Granted Granted Granted Granted Granted Granted Granted Granted Granted Granted Granted Granted 80% (pegmatite minerals)* 100% (pegmatite minerals)* 100% (pegmatite minerals) 100%* 100%* 100%* 100%* 100%* 100%* 100% 100%* 100%* 100%* 100% (pegmatite minerals)* Application Application 100%* 100%* Note: * Tenement subject to Morella Lithium Earn-in 22 TENEMENT SCHEDULE Canadian Tenement Schedule - Authier Canadian Tenement Schedule - Tansim Tenement Location Interest in Tenement Tenement Location Interest in Tenement 2116146 2116154 2116155 2116156 2183454 2183455 2187651 2187652 2192470 2192471 2194819 2195725 2219206 2219207 2219208 2219209 2240226 2240227 2247100 2247101 2472424 2472425 2480180 2507910 Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec Authier, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 1133877 2415443 2415444 2436732 2436733 2436734 2438472 2438473 2438474 2438475 2438476 2438477 2438478 2438723 2440836 2440837 2440838 2440839 2440840 2440841 2440842 2440843 2440844 2440845 2440846 2440847 2440848 2440849 2440850 2440851 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% Sayona Mining Limited I Annual Report 2022 23 TENEMENT SCHEDULE Tenement Location Interest in Tenement Tenement Location Interest in Tenement Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 2440852 2440853 2440854 2440855 2440856 2440857 2440858 2440859 2440860 2440890 2440891 2440892 2440893 2440894 2440895 2440896 2440897 2440898 2440899 2440900 2440901 2440902 2440903 2440907 2440908 2440909 2440919 2440920 2440925 2440930 2440935 24 2440936 2440993 2440994 2450758 2519251 2519252 2519253 2519254 2519255 2519256 2519257 2519258 2519259 2519260 2519261 2519262 2519263 2519264 2519265 2519266 2519267 2519268 2519269 2519270 2519271 2519272 2519273 2519274 2519275 2519276 2519277 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 50% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% TENEMENT SCHEDULE Tenement Location Interest in Tenement Tenement Location Interest in Tenement 2519278 2519279 2519280 2519281 2519282 2519283 2519284 2519285 2519286 2519287 2519288 2519289 2519290 2519291 2519292 2519293 2519294 2519295 2519296 2519297 2519298 2519299 2519300 2519301 2519302 2519303 2519304 2519305 2519306 2519307 2519308 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 2519309 2519310 2519311 2519312 2519313 2519314 2519315 2519316 2519317 2519318 2519319 2519320 2519321 2519322 2519323 2519324 2572665 2572666 2572667 2572668 2572669 2572670 2572671 2572672 2572673 2572674 2572675 2572676 2572677 2572678 2572679 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% Sayona Mining Limited I Annual Report 2022 25 TENEMENT SCHEDULE Tenement Location Interest in Tenement Tenement Location Interest in Tenement Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 2572680 2572681 2572682 2572683 2572684 2572685 2572686 2572687 2572688 2572689 2572690 2572691 2572692 2572693 2572694 2572695 2572696 2572697 2572698 2572699 2572700 2572701 2572702 2572703 2579261 2579262 2579263 2579264 2579265 2579266 2579267 26 2579268 2579269 2579270 2579271 2601761 2601762 2601763 2601764 2601765 2601766 2601767 2601768 2601769 2601770 2601771 2601772 2601773 2601774 2601775 2601776 2601777 2601778 2601778 2601780 2601781 2601782 2601783 2601784 2601785 2601786 2601787 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% TENEMENT SCHEDULE Tenement Location Interest in Tenement Tenement Location Interest in Tenement 2601788 2601789 2601790 2601791 2601792 2601793 2601794 2601795 2601796 2601797 2601798 2601799 2601803 2601804 2601805 2601806 2601807 2601808 2601809 2601810 2601811 2601812 2601813 2601814 2601815 2601816 2601817 2601818 2601819 2601820 2601821 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 2601822 2601823 2601824 2601825 2601826 2601827 2601828 2601829 2601830 2601831 2601832 2601833 2601834 2601835 2601836 2601837 2601838 2601839 2601840 2601841 2601862 2601863 2601864 2601865 2601866 2601867 2601868 2601869 2601870 2601871 2601872 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% Sayona Mining Limited I Annual Report 2022 27 TENEMENT SCHEDULE Tenement Location Interest in Tenement Tenement Location Interest in Tenement Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 2601918 2601922 2603761 2603762 2603763 2603764 2603765 2603766 2603767 2603768 2603769 2603770 2603771 2603772 2603773 2603774 2603775 2603776 2603777 2603778 2603779 2603780 2603781 2603782 2603783 2603784 2603785 2603786 2603787 2603788 2603789 28 2603790 2603791 2603792 2603793 2603794 2603795 2603796 2603797 2603798 2603799 2603800 2603801 2603802 2603803 2603804 2603805 2603806 2603807 2603808 2603809 2603810 2603811 2603812 2603813 2603814 2603815 2603816 2603817 2603818 2603819 2603820 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% TENEMENT SCHEDULE Tenement Location Interest in Tenement 2603821 2603822 2603823 2603824 2603825 2603826 2603827 2603828 2603829 2603830 2603831 2603832 2603833 2603834 2603835 Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec Tansim, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% Canadian Tenement Schedule - Moblan Tenement Location Interest in Tenement 2331201 2331202 2331203 2331204 2331205 2331206 2331207 2331208 2331353 2331354 2331355 2331356 2331357 2331358 2331359 2195586 2195587 2338382 2378688 2378689 Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec Moblan, Québec 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% Sayona Mining Limited I Annual Report 2022 29 RESOURCES AND RESERVES In March 2022, the Company announced a total JORC combined Measured, Indicated and Inferred Mineral Resource of 119.1 million tonnes (mt) @ 1.05% Li O with the total Canadian National Instrument 43-101 Measured and Indicated Mineral Resource statement rising to 87.8 Mt @ 1.05% Li O. The 2 2 identification of the first underground constrained resources at NAL, taking advantage of higher-grade mineralisation at depth, together with significant inferred mineralisation within the open pit constrained estimation offers scope for further future resource increases under the NI 43-101 reporting code. Mineral Resources Estimates: NAL & Authier JORC Code (2012) compliant and NI43-101 Mineral Resource estimates for the NAL and Authier deposits are presented in Tables 1 and 2 below. Authier JORC Mineral Resource Estimate (0.55% Li 0 cut-off grade) 2 Table 2: Category Measured Resource Indicated Resource Inferred Resource Total Resource Measured + Indicated Resource Tonnes (Mt) Grades (% Li 0)2 Contained Li 0 (t) 2 6.58 10.60 17.18 3.76 20.94 1.02 1.01 1.01 0.98 1.01 67,100 107,100 174,200 36,800 211,000 Table 1: JORC Mineral Resource Estimates, NAL and Authier NAL – Open Pit Constrained Mineral Resource Statement using a 0.6% Li O cut-off 2 Category Measured Indicated Measured and Indicated Inferred Tonnes 1,471,000 52,806,000 54,277,000 13,874,000 Li 0 %2 0.99 1.01 1.01 0.96 Contained Li 0 (t) 2 14,600 533,300 548,200 133,200 NAL – Underground Constrained Mineral Resource Statement using a 0.8% Li O cut-off 2 Category Measured Indicated Measured and Indicated Inferred Tonnes - 19,398,000 19,398,000 14,372,000 Li 0 %2 - 1.18 1.18 1.19 Contained Li 0 (t) 2 - 228,900 228,900 171,000 NAL – Total Open Cut and Underground Mineral Resource Statement Category Tonnes Li 0 %2 Contained Li 0 (t) 2 Total JORC Resource (Measured, Indicated and Inferred) 101,921,000 1.06 1,081,300 30 Note: The Ore Reserve Estimate is inclusive of dilution and ore loss. Table 1: JORC Mineral Resource Estimates, NAL and Authier (continued) Authier – Open Pit Constrained Mineral Resource Statement using a 0.55% Li O cut-off 2 Category Measured Indicated Measured and Indicated Inferred Tonnes 6,042,000 8,098,000 14,140,000 2,996,000 Li 0 %2 0.98 1.03 1.01 1.00 Contained Li 0 (t) 2 59,200 83,400 142,800 30,000 Authier – Total Mineral Resource Statement Measured and Indicated Category Tonnes Li 0 %2 Contained Li 0 (t) 2 Total JORC Resource (Measured, Indicated and Inferred) 17,136,000 1.01 173,000 Total Mineral Resource Statement NAL and Authier NAL – Underground Constrained Mineral Resource Statement using a 0.8% Li O cut-off 2 Li 0 %2 Contained Li 0 (t) 2 Category Tonnes Li 0 %2 Contained Li 0 (t) 2 Measured and Indicated NAL and Authier JORC Mineral Resource Estimate (Measured, Indicated and Inferred) 119,057,000 1.05 1,250,000 Table 2: NI43-101 Mineral Resource Estimates, NAL and Authier NAL – Open Pit Constrained Mineral Resource Statement using a 0.6% Li O cut-off 2 Li 0 %2 Contained Li 0 (t) 2 Category Measured Indicated Inferred Category Measured Indicated Inferred Category Tonnes 1,471,000 52,806,000 54,277,000 13,874,000 Tonnes - 19,398,000 19,398,000 14,372,000 Tonnes 73,675,000 28,246,000 0.99 1.01 1.01 0.96 - 1.18 1.18 1.19 1.05 1.08 14,600 533,300 548,200 133,200 - 228,900 228,900 171,000 77,100 304,200 NAL – Total Open Cut and Underground Mineral Resource Statement Li 0 %2 Contained Li 0 (t) 2 Total NI43-101 Measured and Indicated Total NI43-101 Inferred Sayona Mining Limited I Annual Report 2022 31 The NI43-101 compliant Foreign Estimates of mineralisation for the NAL and Authier deposits are tabulated below. Table 2: NI43-101 Mineral Resource Estimates, NAL and Authier NAL – Open Pit Constrained Mineral Resource Statement using a 0.6% Li O cut-off 2 Category Measured Indicated Measured and Indicated Inferred Tonnes 1,471,000 52,806,000 54,277,000 13,874,000 Li 0 %2 0.99 1.01 1.01 0.96 Contained Li 0 (t) 2 14,600 533,300 548,200 133,200 NAL – Underground Constrained Mineral Resource Statement using a 0.8% Li O cut-off 2 Category Measured Indicated Measured and Indicated Inferred Tonnes - 19,398,000 19,398,000 14,372,000 Li 0 %2 - 1.18 1.18 1.19 Contained Li 0 (t) 2 - 228,900 228,900 171,000 NAL – Total Open Cut and Underground Mineral Resource Statement Category Total NI43-101 Measured and Indicated Total NI43-101 Inferred Tonnes 73,675,000 28,246,000 Li 0 %2 1.05 1.08 Contained Li 0 (t) 2 77,100 304,200 Authier – Open Pit Constrained Mineral Resource Statement using a 0.55% Li O cut-off 2 Category Measured Indicated Measured and Indicated Inferred Tonnes 6,042,000 8,098,000 14,140,000 2,996,000 Authier – Total Mineral Resource Statement Category Tonnes Total NI43-101 Measured and Indicated 14,140,000 Total NI43-101 Inferred 2,996,000 Total Mineral Resource Statement NAL and Authier Category Tonnes Total NI43-101 Measured and Indicated 87,815,000 Total NI43-101 Inferred 31,242,000 Li 0 %2 0.98 1.03 1.01 1.00 Li 0 %2 1.01 1.00 Li 0 %2 1.05 1.07 Contained Li 0 (t) 2 59,200 83,400 142,800 30,000 Contained Li 0 (t) 2 142,800 30,000 Contained Li 0 (t) 2 919,900 334,200 Cautionary Note: National Instrument 43­101 is a national instrument for the Standards of Disclosure for Mineral Projects within Canada. The Mineral Resources stated are foreign estimates and are not reported in accordance with JORC Code. See Table 1 above for JORC (2012) Resource Reporting for the NAL and Authier projects. 32 Based on the substantially increased Mineral Resource Estimate Sayona developed a Pre-feasibility Study (PFS) and Ore Reserves estimate for the NAL project. NAL Ore Reserve Estimate Table 3 below presents the NAL Ore Reserve Estimate. In addition to the 29.2 Mt of ore, a total of 150.4 Mt of waste and 3.8 Mt of overburden must be mined, resulting in an overall LOM strip ratio of 5.3. Table 3: North American Lithium Project Ore Reserves Estimate North American Lithium Project JORC Ore Reserve Estimate (0.60% Li O cut-off grade) 2 Category Proved Ore Reserve Probable Ore Reserve Total Ore Reserve * Metallurgical recovery not applied Tonnes (Mt) 1.2 28.0 29.2 Grades (%Li 0)2 0.92 0.96 0.96 Contained Li 0 (kt)* 2 10.9 269.4 280.3 Sayona Mining Limited I Annual Report 2022 33 SAYONA IS FOCUSED ON BECOMING IN 2023, THE FIRST LOCAL SUPPLIER OF SPODUMENE IN NORTH AMERICA, PAVING THE WAY TO BEING THE REGION'S LEADING SUPPLIER OF LITHIUM CARBONATE/HYDROXIDE. 34 DIRECTORS’ REPORT Your Directors present their report on the consolidated entity (Group) consisting of Sayona Mining Limited and its controlled entities for the financial year to 30 June 2022. The information in the following operating and financial review and the Remuneration Report forms part of this Directors’ Report for the financial year ended on 30 June 2022 and is to be read in conjunction with this Directors’ Report. DIRECTORS The Directors of the Company during or since the end of the financial year are listed below. During the year, there were 16 meetings of the full Board of Directors. The meetings attended by each Director were: DIRECTOR B. L. Lynch P.A. Crawford A. C. Buckler J. S. Brown ELIGIBLE TO ATTEND 16 16 16 16 ATTENDED 16 16 15 16 The Company does not have an audit committee. The role of the audit committee has been assumed by the full Board. The size and nature of the Company’s activities has changed significantly over the last 12 months. The Board is currently reviewing its corporate governance regime. An audit committee will be constituted as part of that process. INFORMATION ON DIRECTORS AND COMPANY SECRETARY The names and qualifications of current Directors are summarised as follows: Brett L. Lynch Qualifications Experience Managing Director Company Director Diploma; Graduate Diploma of Business (Accounting); Bachelor of Engineering (Mining) (Honours). Appointed to a Director on 1 July 2019. An experienced International Company Director and CEO with a strong background in mining and mining related businesses across Australia, Asia, USA, Russia and emergent markets. Global executive and leadership experience with a focus on commercial results and owner/shareholder value. International Business Development Manager with proven ability to translate opportunities to outcomes. Interest in Shares 132,643,993 ordinary shares, 30,624,999 listed options and 2,000,000 unlisted options. Directorships in other listed entities during the 3 years prior to current year Nil Paul A Crawford Director (Executive) & Company Secretary Qualifications Experience Bachelor of Business – Accountancy; CPA, Master of Financial Management, Graduate Diploma in Business Law, Graduate Diploma in Company Secretarial Practice. Board member since 2000. Over 40 years of commercial experience, including various technical and management roles within the minerals, coal and petroleum industries. Principal of his own corporate consultancy firm, providing accounting, corporate governance, business advisory and commercial management services. Interest in Securities 159,585,689 ordinary shares and 20,000,000 unlisted options. Directorships in other listed entities during the 3 years prior to current year Nil Sayona Mining Limited I Annual Report 2022 35 DIRECTORS’ REPORT Allan C Buckler Qualifications Experience Director (Non-Executive) Certificate in Mine Surveying and Mining, First Class Mine Managers Certificate and a Mine Surveyor Certificate issued by the Queensland Government’s Department of Mines. Appointed to the Board on 5 August 2013. Over 35 years’ experience in the mining industry and has taken lead roles in the establishment of several leading mining and port operations in both Australia and Indonesia. Significant operations such as PT Adaro Indonesia, PT Indonesia Bulk Terminal and New Hope Coal Australia have been developed under his leadership. Interest in Securities 102,589,057 ordinary shares and 10,000,000 unlisted options. Directorships in other listed entities during the 3 years prior to current year Morella Corporation Limited (formerly Altura Mining Limited), Interra Resources Limited James S Brown Director (Non-Executive) Qualifications Experience Graduate Diploma in Mining from University of Ballarat Appointed to the Board on 12 August 2013. Mr Brown is an experienced mining company executive with over 40 years' experience in the mining industry in Australia, United States, Africa and Indonesia, including the last 14 years in the Managing Director role at Morella Corporation. Mr Brown has successfully sourced, developed and operated numerous key global projects with a focus on lithium and battery materials. He has an extensive global investment network to underpin the capital requirements for project investment and development. Interest in Securities 757,094 ordinary shares and 10,000,000 unlisted options. Directorships in other listed entities during the 3 years prior to current year DIVIDENDS Morella Corporation Limited (formerly Altura Mining Limited), Greenwing Resources Limited. No dividends were declared or paid during the financial year. SHARE OPTIONS At the date of this report, the unissued ordinary shares of Sayona Mining Limited under option are as follows: Grant Date Expiry Date Exercise Price No. under Option 29 November 2019 29 April to 7 August 2020 28 January 2022 29 November 2022 29 April 2023 28 July 2023 4.0 cents 2.0 cents 15.0 cents 2,000,000 243,136,935 40,000,000 Options holders do not have any rights to participate in any issue of shares or other interests of the Company or any other entity. Movements in listed and unlisted employee options are set out in the significant state of affairs section of this report and Note 22 in the financial report. No person entitled to exercise the option had or has any right by virtue of the option to participate in any share issue of any other body corporate. 36 DIRECTORS’ REPORT INDEMNIFICATION OF DIRECTORS AND AUDITORS The Group has paid insurance premiums to indemnify each of the Directors against liabilities for costs and expenses incurred by them in defending any legal proceedings arising out of their conduct while acting in the capacity of Director of the Company, other than conduct involving a wilful breach of duty in relation to the Group. The contracts include a prohibition on disclosure of the premium paid and nature of the liabilities covered under the policy. The Group has not given an indemnity or entered into any agreement to indemnify, or paid or agreed to pay insurance premiums in respect of any person who is or has been an auditor of the Group or a related body corporate during the year and up to the date of this report. PROCEEDINGS ON BEHALF OF THE COMPANY No person has applied for leave of Court to bring proceedings on behalf of the Company or intervene in any proceedings to which the Company is a party for the purpose of taking responsibility on behalf of the Company for all or any part of those proceedings. The Company was not a party to any such proceedings during the year. AUDITOR INDEPENDENCE A copy of the auditor’s independence declaration as required under section 307C of the Corporations Act 2001 is attached. Non-Audit Services There were no non-audit services provided by the Company’s auditors in the current or previous financial year. Sayona Mining Limited I Annual Report 2022 37 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW PRINCIPAL ACTIVITY The consolidated Group’s principal activity during the financial year continued as the identification, acquisition, evaluation and development of mineral exploration assets, focusing on lithium. During the year, the Group completed the A$128.6M acquisition of North American Lithium Inc. (NAL) with its strategic partner, Piedmont Lithium Inc., through its subsidiary Sayona Québec Inc. The Group is presently undertaking a major refurbishment of the plant at NAL with a view to recommencing spodumene concentrate production by first quarter 2023. The budgeted cost of the refurbishment is approximately C$100M. During the year, the Group also acquired a 60% interest in the Moblan joint venture for US$86.5M. With this investment, the Group aims to form a northern Quebec hub, targeting production of more than 25,000 tonnes LCE (Lithium Carbonate equivalent by 2027). In addition, exploration activity continued on a number of projects in Australia and Canada including, in respect of the Australian projects, entering into revised earn-in arrangements with Altura Mining Ltd. There were no other significant changes in these activities during the financial year. BUSINESS MODEL AND OBJECTIVES The Company’s primary objective is to provide shareholders with satisfactory returns. This will be achieved through implementation of the Company’s business model of identifying, evaluating and developing its portfolio of exploration and development assets. The acquisitions of NAL and Moblan and integration with existing assets will potentially transform the Group into a significant lithium producer in North America. It will also advance plans for downstream processing in Quebec, taking advantage of its environment and economic advantage including low cost, renewable hydropower, an established mining services industry and proximity to the North American battery market. OPERATING RESULTS The entity’s consolidated profit for the financial year after applicable income tax was A$83,686,172 (2021: A$4,379,498 loss). Included in the profit for the year was a A$108,374,739 gain on acquisition of the North American Lithium Inc. subsidiary. REVIEW OF OPERATIONS The Group’s operations during the year have been focused on the development of its lithium assets in Quebec and working to realise value from its lithium and gold tenements in Western Australia. Canada North American Lithium Inc (NAL) In August 2021, the Group announced the completion of its A$128.6m acquisition of North American Lithium Inc. (NAL) with its strategic partner, Piedmont Lithium Inc. NAL comprises 19 contiguous claims covering approximately 582 ha, situated in La Corne township in Québec’s Abitibi-Témiscamingue region. The project lies 60 km north of the city of Val d’Or, a major mining service centre, and in proximity to Sayona’s Authier Lithium Project (Authier). The Group is targeting the restart of spodumene concentrate production at NAL from the first quarter 2023. In addition, an evaluation of downstream processing at NAL will be undertaken. In June 2022, the Group announced formal agreement by Sayona Québec Inc (SYA 75%; Piedmont Lithium 25%) to restart spodumene concentrate production at NAL. The restart will feature significant operational upgrades totalling approximately C$98M (~A$110M) to improve product quality and plant utilisation. 38 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW Prior to the decision to restart production at NAL, the Group undertook studies in relation to the resources available from both NAL and Authier, together with a preliminary feasibility study on the proposed NAL operation. In March 2022, the Group announced a total JORC combined Measured, Indicated and Inferred Mineral Resource for NAL and Authier of 119.1M tonnes (Mt) @ 1.05% Li2O. The JORC Code (2012) compliant Mineral Resource estimates for the NAL and Authier deposits are presented below. NAL – Open Pit Constrained Mineral Resource Statement using a 0.6% Li2O cut-off Tonnes Category 1,471,000 Measured 52,806,000 Indicated 54,277,000 Measured and Indicated 13,874,000 Inferred Li2O % 0.99 1.01 1.01 0.96 14,600 533,300 548,200 133,200 Contained Li2O (t) Li2O % Tonnes NAL – Underground Constrained Mineral Resource Statement using a 0.8% Li2O cut-off Category Measured Indicated Measured and Indicated Inferred NAL – Total Open Cut and Underground Mineral Resource Statement Category Total JORC Resource (Measured, Indicated and Inferred) 19,398,000 19,398,000 14,372,000 1.18 1.18 1.19 101,921,000 1,081,300 Tonnes Li2O % 1.06 Contained Li2O (t) 228,900 228,900 171,000 Contained Li2O (t) Authier – Open Pit Constrained Mineral Resource Statement using a 0.55% Li2O cut-off Category Measured Indicated Measured and Indicated Inferred Tonnes 6,042,000 8,098,000 14,140,000 2,996,000 Contained Li2O (t) 59,200 83,400 142,800 30,000 Li2O % 0.98 1.03 1.01 1.00 Authier – Total Mineral Resource Statement Category Total JORC Resource (Measured, Indicated and Inferred) Tonnes 17,136,000 Total Mineral Resource Statement NAL and Authier Category NAL and Authier JORC Mineral Resource Estimate Indicated and Inferred) (Measured, Tonnes 119,057,000 Li2O % Contained Li2O (t) 1.01 173,000 Li2O % Contained Li2O (t) 1.05 1,250,000 In May 2022, the Group announced a positive pre-feasibility study (PFS) confirming NAL’s technical and financial viability. Based on a substantially increased Mineral Resource Estimate, the Group mandated BBA Inc., an experienced Canadian engineering firm, to develop the PFS and Ore Reserves estimate for the NAL project and its integration with the Authier project. Key outcomes of the PFS included an estimated pre-tax NPV of C$952M) (8% discount rate), a pre-tax IRR of 140% and capital payback period within two years. The life of mine has been extended to 27 years, based on an estimated JORC Proved and Probable Ore Reserves of 29.2 Mt @ 0.96% Li2O (Proved Reserve 1.2Mt @ 0.92% Li2O and Probable Reserve 28.0Mt @ 0.96% Li2O). This includes conservative allowances for non (or low) mineralised diluted material from the upper and lower contact of the pegmatite/mining horizon. Sayona Mining Limited I Annual Report 2022 39 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW The Group will implement a ROM (run-of-mine) ore stockpile management system whereby diluted material, lower grade ore and higher-grade feed will be segregated and managed via a stockpile management plan to ensure consistent feed to the plant. This will allow for production campaigns of similar material, providing the concentrate plant sufficient feed stock to maximise product recovery and grade. Table 1: NAL Operation Including Authier Ore Supply – PFS Key Results Item Average Annual Ore Feed to Plant Total Ore Mined Annual Spodumene Concentrate Production (@ 6% Li2O) Rod Mill Feed Grade Blended Li2O Recovery Life of Mine (LOM) Total Spodumene Concentrate Produced LOM Strip Ratio Spodumene Concentrate Market Price Capital Cost Estimate Total Net Revenue Project EBITDA Total C1 Cash Cost Total Cash Cost FOB / tonne product Pre-Tax Net Present Value (NPV) Pre-Tax Internal Rate of Return (IRR) Discount Rate Pre-Tax Project payback period After-tax NPV After-tax payback period After-tax IRR Exchange Rate Results Results Unit Mtpa Mt Results 1.5 183.4 Tonnes/y 163,266 % % years Mt waste:ore $ $M $M $M $M $ $M % % years $M Years % A$:C$ C$:US$ 1.0 67.7 27 4.4 5.3 AUD 1,836 102 7,888 3,234 3,812 873 1,070 140 8 2 844 2.1 139 0.89 CAD 1,634 91 7,020 2,878 3,392 777 952 140 8 2 751 2.1 139 USD 1,242 69 5,335 2,187 2,578 590 724 140 8 2 571 2.1 139 0.76 A project revision process was initiated upon completion of the NAL acquisition and the provision of historical geological, mining and process data. The data reviewed allowed for the update of the Ore Reserves Estimate and increased concentrator mill throughput, from 3,800 tonnes per day (tpd) to 4,200 tpd to produce a 6% Li2O spodumene concentrate. 40 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW NAL Ore Reserves Estimate Table 2 below presents the NAL Ore Reserves Estimate. In addition to the 29.2 Mt of ore, a total of 150.4 Mt of waste and 3.8 Mt of overburden must be mined, resulting in an overall LOM strip ratio of 5.3. Table 2: North American Lithium Project Ore Reserves Estimate North American Lithium Project JORC Ore Reserve Estimate (0.60% Li2O cut-off grade) Category Tonnes (Mt) Grades (%Li2O) Contained Li2O (kt)* Proved Ore Reserve Probable Ore Reserve Total Ore Reserves 1.2 28.0 29.2 *Metallurgical recovery not applied Moblan Lithium Project 0.92 0.96 0.96 10.9 269.4 280.3 In October 2021, the Group announced it had completed the acquisition of its 60% interest in Moblan tenements for US$86.5M (A$116.6M). The remaining 40% interest is held by SOQUEM Inc, a wholly owned subsidiary of Investissement Québec. Moblan is located in the Eeyou-Istchee James Bay region of northern Québec, a proven lithium mining province which hosts established, world-class lithium resources including Nemaska Lithium’s Whabouchi mine. It is well serviced by key infrastructure and transport and has access to low-cost, environmentally friendly hydropower. Moblan is host to high-grade spodumene mineralisation in a well-studied deposit with more than 17,000 metres of diamond drilling. It has a Mineral Resource Foreign Estimate of 12.03Mt @ 1.4% Li2O* and there is potential to expand this resource based on previous geotechnical drilling, which intersected up to 29.1m of continuous spodumene-bearing pegmatites outside the resource envelope. In April 2022, Sayona announced the discovery of a significant new southern lithium pegmatite zone, the Moblan South Discovery, following a 35 hole, 4,683m diamond drilling program. The lithium mineralisation was at a shallow, 60m vertical depth, open in all directions and just 200m south of the main Moblan deposit. The highlights included 5m @ 1.85% Li2O from 3.5m and 35m @ 1.62% Li2O from 27.6m in hole DDH135, together with 6.6m @ 1.69% Li2O from 2.1m and 27.2m @ 1.53% Li2O from 22m in hole DDH136. In June, the Group announced the discovery of multiple new mineralised lithium pegmatites at Moblan South, South East Extension, Moleon and extensions to the Main Moblan lithium deposit. Highlights included 23.4m @ 1.69% Li2O from 17.6m and 27.1m @ 1.5% Li2O from 53.1m in drill hole DDH 134 (Moblan South); 32.1m @ 2% Li2O from 94.1m (Main Moblan dyke); and 23m @ 1.79% Li2O from 34.7m (Moblan East). Drill hole locations and selected intercepts are displayed in Figure 2. * The Mineral Resources and Ore Reserves stated are foreign estimates and are not reported in accordance with the JORC Code. A competent person has not done sufficient work to classify the foreign estimates as Mineral Resources or Ore Reserves in accordance with the JORC Code. It is uncertain that following evaluation and/or further exploration work that the foreign estimates will be able to be reported as Mineral Resources or Ore Reserves in accordance with the JORC Code. Sayona Mining Limited I Annual Report 2022 41 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW Figure 2: Moblan drillhole plan view with selected drill intercepts The Moleon prospect is located approximately 1km east of the Moblan deposit. Two main dykes, oriented north-south were intercepted in DDH 150B with results including 14m @ 1.93% Li2O from 63.3m and 25.6m @ 1.84% Li2O from 85.2m downhole. Results from all of the holes at the Moleon sector have been encouraging, identifying more substantial mineralisation at depth than recognised at surface. The large number of pegmatite occurrences at surface which remain untested indicate the high potential for further discoveries as well as the benefit from drilling out the newly identified mineralisation. Following the positive drill results, a new 20,000m drilling program was launched to enable a new resource calculation for the Moblan deposit, the new Moblan South discovery and Moleon areas. More than 215 new drill sites have been permitted by the Québec resources ministry (MERN), with the objective of exploring and defining new lithium resources at Moblan. Results are pending Expansion of Northern Québec Lithium Hub On 25 January 2022, the Group announced the expansion of its Northern Québec lithium hub through the acquisition of 121 new claims west of the Moblan Lithium Project. Known as the Lac Albert Project, the new claims span 6,592 ha and will be assessed for lithium pegmatite occurrences during the 2022 Northern Hemisphere summer. The new claims are separate to the Moblan joint venture agreement. Authier Lithium Project Authier is a hard rock spodumene lithium deposit which has a key role in the Group’s planned multi-project Abitibi lithium hub. The Group continues to advance regulatory approvals for the project however, since the acquisition of NAL, these will be based on a much smaller environmental footprint (ie, no requirement for a concentrator on-site). 42 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW A portion of the lithium hydroxide sample was dispatched to Novonix Battery Technology Solutions in Nova Scotia Canada, to evaluate its conformity with lithium-ion battery standards and its performance in commercial cells. This will demonstrate the project’s ability to deliver a high-purity product suitable for leading battery and cathode makers in North America. Results are pending. In December 2021, a 25-hole, 3,908 metre diamond drill program was completed at Authier with the aim of expanding the current ore resource, improving the strip ratio and accelerating production to enhance its profitability. The drilling campaign also tested for potential repetition of lithium pegmatite in the southern lease sector. The results included 9m @ 1.46% Li2O, with lithium pegmatite mineralisation identified west of the resource and the planned mining area. Three additional follow-up holes were completed to infill new mineralisation, with assay results pending. Follow-up work includes updated resource estimates (announced in March 2022) and an updated definitive feasibility study integrating Authier with NAL. Western Australian Assets The Group’s leases in Western Australia cover 1,072 sq km and comprise lithium, gold and graphite tenure in the Pilbara, Yilgarn and East Kimberley regions. The Pilbara project comprises 12 lithium leases totalling 933 sq km in the Pilgangoora lithium district with ten of the tenements also having associated gold rights. These are proximal to the De Grey Mining’s 10.6 Moz Au Mallina Gold Project which includes the 8.5 Moz Au Hemi gold discovery. Of the 12 Pilbara tenements with lithium rights, nine are subject to an earn-in agreement, where Morella Corporation Limited is carrying out exploration to earn an interest. The three remaining tenements are held within the Group’s 100% owned lithium exploration portfolio. In August 2021, Morella commenced an earn-in agreement with the Group covering eight tenements including the Mallina, Tabba Tabba East and Strelley areas, all in the Pilgangoora lithium district, and two tenements in the South Murchison. Morella has to spend A$1.5M on exploration within three years to earn a 51% interest. The Group’s will retain 100% of the projects not included in the Earn-in agreement and continues to manage and to invest in those projects as part of the Group’s strategy for Western Australian assets. The Group’s Pilbara gold leases are prospective for intrusion related gold mineralisation, similar in style to that identified at the Hemi gold discovery. This style of mineralisation is hosted within altered late stage hi-Mg diorites. Sayona’s tenement portfolio remains effectively untested for its gold potential with large areas masked by surficial cover FINANCIAL POSITION, CONTINUED OPERATIONS AND FUTURE FUNDING At 30 June 2022, the Group’s Consolidated Statement of Financial Position shows total assets of A$661,161,605 (2021: A$71,721,323), of which A$184,559,499 (2021: A$35,502,596) was cash, total liabilities of A$90,365,746 (2021: A$3,835,196) and net assets of A$570,795,859 (2021: A$67,886,127). The financial statements have been prepared on a going concern basis which contemplates that the Group will continue to meet its commitments and can therefore continue normal business activities and the realisation of assets and settlement of liabilities in the ordinary course of business. During the year, the Company raised approximately A$388M (before costs) though the issue of securities. This comprised approximately A$384M through a number of shareholder offers and private placement, together with approximately A$4M from the exercise of options. The Group’s primary focus over the next 12 months is the restart of spodumene concentrate production at NAL together with an evaluation of downstream processing potential. In addition, the Group intends upgrading the mineral resource at its Moblan project and completing a feasibility study on project’s development. An evaluation of downstream processing options will also be undertaken. The Group has sufficient cash on hand to fund planned operations through to the end of the 2023 financial year. However, the Group’s plans to move to downstream processing of spodumene to lithium carbonate and hydroxide, will require additional funding. Sayona Mining Limited I Annual Report 2022 43 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW The Group has funding initiatives in place, including the A$200M “At the Market” facility with Acuity Capital and potentially A$4.8M through the exercise of listed options. Options are exercisable at A$0.02 each, prior to 29 April 2023. The Group investigates various options for raising additional funds which may include but is not limited to an issue of shares, borrowings, a farm-out of an interest in one or more exploration tenements or the sale of exploration assets where increased value has been created through previous exploration activity. Directors believe that the Group is in a strong and stable financial position to grow it current operations. SIGNIFICANT CHANGES IN THE STATE OF AFFAIRS Significant changes during the year include: • • • • • • • • In July 2021, Sayona undertook a placement to raise A$45M through the issue of 600,000,000 new fully paid shares at an offer price of A$0.075 per new share. Sayona’s major shareholder and strategic partner, Piedmont, subscribed for A$8M in the Placement. In August 2021, Sayona completed its A$128.6M acquisition of North American Lithium Inc. (NAL) with its strategic partner, Piedmont Lithium Inc. Sayona also launched a Share Purchase Plan (SPP) for shareholders at the same offer price as the Placement. The SPP closed oversubscribed, with applications totalling approximately A$68M, more than 13 times the initial amount targeted. The Board subsequently used its discretion to accept oversubscriptions to A$20M. In October 2021, the Group announced it had completed the acquisition of its 60% interest in Moblan tenements for US$86.5M (A$116.6M). In October 2021, Sayona announced a Placement to global institutional, professional and sophisticated investors raising A$100M through the issue of 689,655,173 new fully paid ordinary shares at an offer price of A$0.145 per new share. Sayona also undertook a Non-Renounceable Rights Issue at the same offer price as the Placement. It was conducted on the basis of one new share for every 35 existing shares and raised A$17,325,395 through valid acceptances and applications for additional shortfall shares from eligible shareholders, amounting to 119,671,618 new shares. Sayona also received firm commitments from institutional, professional and sophisticated investors for the remaining rights issue shortfall of 56,370,424 shares, totalling A$8,173,700. In June 2022, Sayona completed a A$190M placement to global institutional, professional and sophisticated investors, resulting in the issue of 1,054,406,346 new fully paid ordinary shares. Issue price was $0.18 per share. SIGNIFICANT EVENTS AFTER BALANCE DATE • On 29 July 2022, the listed option securities exercisable at A$0.03 each expired. Of the 52,201,664 options on issue at 30 June 2022, 47,432,492 were exercised subsequent to year end and the balance of 2,750,795 expired unexercised. • On 25 July 2022, Sayona, Morella Corporation and Lithium Royalty Corp (LRC) agreed to binding terms for a royalty on lithium products produced from both the Mt Edon lithium project, tenements E59/2092 and E59/2055 and the Tabba Tabba lithium project, tenement E45/4703. In consideration for the grant of a 1.25% Gross Overriding Revenue royalty on the Mt Edon project, LRC will pay Morella an initial sum of US$450,000 with a further US$100,000 payable if a Mineral Resource estimate is declared with a minimum 5 Mt and 1% Li2O grade. In consideration for the grant of a 1.25% Gross Overriding Revenue royalty on the Tabba Tabba project, LRC will pay Morella an initial sum of US$650,000 with a further US$350,000 payable if a Mineral Resource estimate is declared with a minimum 5 Mt and 1% Li2O grade. The initial royalty funding will be used in the development of the Western Australian projects with a view to delineating a maiden JORC Resource. 44 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW • On 5 August 2022, Sayona increased the current Controlled Placement Agreement limit of A$15M to a new limit of A$200M and to extend the expiry date to 31 July 2025. The Agreement, provides Sayona with standby equity capital of up to A$200M over the period to 31 July 2025. Under the agreement, Sayona issued 95M shares in June 2021 as collateral. These shares were issued at no cost and are similar to treasury shares. The collateral shares are cancellable at any time by Sayona for no consideration. The collateral shares may be applied by the Group to meet any share issues under the Agreement when subscription monies are received. Sayona receives 90% of subscription monies with the remaining 10% retained by the subscriber. • On 27 September 2022, Sayona announced that the Group awarded a four-year, approximately C$200 million contract to Québec company L. Fournier & Fils for mining operations in relation to the restart and ongoing production at its North American Lithium (NAL) operation. No other matters or key events have arisen since 30 June 2022 which significantly affect or may significantly affect the operations of Sayona, the results of those operations, or the state of affairs of Sayona in subsequent financial years. FUTURE DEVELOPMENTS, PROSPECTS AND BUSINESS STRATEGIES During the year, the Group completed the A$128.6M acquisition of North American Lithium Inc. (NAL). The Group is presently undertaking a major refurbishment of the concentrator plant at NAL with a view to recommencing spodumene concentrate production by first quarter 2023 Significant steps have been made to expedite the restart, having recruited key personnel, secured critical long lead equipment items, progressed detailed engineering design work and obtained nearly all of the required regulatory approvals. The restart of NAL operations will signal the start of revenue generation for the Group, another step to becoming a leading North American lithium producer. Combined with the Group’s emerging northern lithium hub, NAL will ensure Québec is at the centre of lithium carbonate production, becoming an axis on which, a successful battery ecosystem can be built. On recommencement of operations, an offtake agreement with Piedmont will come into effect, whereby Piedmont is entitled to purchase the greater of 113,000 metric tons per year of spodumene concentrate or 50% of production from NAL. Prior to the NAL restart, the agreement provided for offtake of 60,000 tonnes or 50% of concentrate produced from ore mined at The Group’s nearby Authier Lithium Project. This offtake agreement will remain in place until the commencement of operation of a lithium conversion plant in Québec. At that point, spodumene concentrate produced from NAL will be preferentially delivered to that chemical plant. Any remaining concentrate not required by the conversion plant will be delivered to Piedmont. The Group is committed to the development of a downstream processing capability in Québec, comprising lithium carbonate and/or lithium hydroxide production. Business Risks The following exposure to business risks may affect the Group’s ability to achieve the objectives outlined above: • all relevant approvals are obtained to conduct proposed operations; • technical works will not achieve the results expected; • restart of NAL’s spodumene concentrate operations may take longer and be more expensive than initially expected; • price variation on sales of spodumene concentrate; • exploration and evaluation success on individual projects; and • the ability to raise additional funds in the future. Sayona Mining Limited I Annual Report 2022 45 DIRECTORS’ REPORT - OPERATING AND FINANCIAL REVIEW ENVIRONMENTAL REGULATION The Group’s operations are subject to environmental regulation under the law in Australia and Canada. The Directors monitor the Group’s compliance with environmental regulation under law, in relation to its exploration and future mining activities. The technical studies for the proposed restart of the NAL spodumene concentrate operations provide Directors with the necessary information/ technical details of the environmental regulations as they apply to the mining and manufacturing operations. In addition, the Authier project is subject to review procedures under the BAPE (bureau d'audiences publiques en environnement) as the Group seeks permitting approval to develop and operate a new mine. The Directors are not aware of any compliance breach arising during the year and up to the date of this report. CORPORATE GOVERNANCE Sayona’s Corporate Governance Statement is available on the Company’s website www.sayonamining.com.au/corporate-governance. 46 DIRECTORS’ REPORT – REMUNERATION REPORT REMUNERATION POLICY INTRODUCTION On behalf of the Directors of Sayona Mining Limited, we are pleased to present the Remuneration Report for the year ending 30 June 2022. This report is designed to provide our shareholders with information regarding our approach to remunerating our Key Management Personnel (KMP) including the principles that underpin our Remuneration Framework. The Group’s Remuneration Policy seeks to align Director and executive objectives with those of shareholders and the business, while at the same time recognising the development stage of the Group, including the criticality of funds being utilised to achieve development objectives. This report has been prepared in accordance with section 300A of the Corporations Act 2001 (Cth) (Act) and audited as required by section 308(3C) of the Act. KEY MANAGEMENT PERSONNEL For the purpose of this report, KMP are defined as those persons having authority and responsibility for planning, directing and controlling the major activities of the Group, directly or indirectly, including any directors of the Group. The table below outlines those individuals who were KMP during FY22. Individuals were KMP for the full year unless otherwise stated. Non-Executive Directors Mr Alan Buckler Mr James Brown Executive Directors Mr Brett Lynch Mr Paul Crawford REMUNERATION POLICY AND GOVERNANCE Setting remuneration arrangements Non-Executive Director Non-Executive Director Managing Director and Chief Executive Officer Executive Director and Chief Financial Officer The Board recognises that remuneration has an important role to play in supporting the implementation and achievement of the Group’s strategy and ongoing performance. The key principles that underpin the design of the remuneration arrangements are to: • Support the execution of our strategy • Be market competitive and designed to attract, retain and motivate • Comprise fixed and at-risk components which link a significant proportion to performance and the creation of value for our shareholders • Apply demanding performance conditions to at-risk components • Performance incentives (at-risk components) are only paid once performance conditions have been met The intention is for the Group to attract the highest calibre of executives possible and reward them for performance results leading to long-term growth in shareholder wealth. Sayona Mining Limited I Annual Report 2022 47 DIRECTORS’ REPORT – REMUNERATION REPORT Rewarding performance The performance of the Executive KMP is measured against criteria agreed annually with each party and is predominantly on the forecast growth of the Group, project milestones and shareholders’ value. The Board may, however, exercise its discretion in relation to approving performance-based pay. Review of reward arrangements The Board reviews KMP packages annually by reference to the consolidated Group’s performance, executive performance and comparable information from industry sectors. As a result of the current review, the Group is planning to implement a new Reward Framework from FY23. The Board believes these changes are appropriate in setting reward at the right level for Sayona’s size and business stage and effective in achieving the right balance of objectives for the company, with a focus on rewarding performance during the year and the continued value created for shareholders. Prohibition of hedging KMP or closely related parties of KMP are prohibited from entering into hedge arrangements that would have the effect of limiting the risk exposure relating to their remuneration. In addition, the Board’s remuneration policy prohibits directors and KMP from using Sayona’s shares as collateral in any financial transaction, including margin loan arrangements. EMPLOYMENT DETAILS OF EXECUTIVES The following table provides employment details of persons who were, during the financial year, members of KMP of the Group. The table also illustrates the proportion of remuneration that was performance and non- performance based (shares/cash, excluding options). Key Management Personnel Position held at 30 June 2022 & change during the year Contract Details (Term) Proportion of Remuneration: Related to performance Shares Cash Not related to performance Salary & Fees B Lynch CEO/Managing Director. P Crawford Executive Director Company Secretary A Buckler Non-executive Director J Brown Non-executive Director No fixed term, 3 months’ notice to terminate. No fixed term, termination as provided by Corporations Act No fixed term, termination as provided by Corporations Act No fixed term, termination as provided by Corporations Act 85% - - - - - - - 15% 100% 100% 100% Employment Contract of Managing Director and Chief Executive Officer Mr Brett Lynch was appointed Managing Director and Chief Executive Officer of the Group on 1 July 2019. The Company has entered into a contract of service with Mr Lynch. 48 DIRECTORS’ REPORT – REMUNERATION REPORT Under the agreement, the Company may terminate the Mr Lynch’s contract by giving three months’ notice. In the case of serious misconduct, the Company can terminate employment at any time. In the event of a change of control transaction involving the Company, his employment is involuntarily terminated without cause, Mr Lynch will be entitled to twelve months’ notice or payment in lieu of notice. The contract provides for the payment of short-term cash or equity incentives and equity based long- term incentives and annual reviews of remuneration. The terms of this agreement are not expected to change in the immediate future. NON-EXECUTIVE DIRECTOR REMUNERATION The Board’s policy is to remunerate Non-Executive Directors at market rates for time, commitment, and responsibilities. The Board collectively reviews and determines payments to the Non-Executive Directors annually, and may seek independent, external advice in doing so. The current maximum aggregate amount of fees that can be paid to Non-Executive Directors (Fee Pool) is $500,000 per annum and was approved by shareholders at the Annual General Meeting AGM on 28 January 2022. FY22 PERFORMANCE AND REMUNERATION OUTCOMES The details in the Section outline the key performance measures for Sayona in FY22 and remuneration outcomes for Executives and Non-Executive Directors. The following table shows some key performance data of the Group for the last four years, together with the share price at the end of the respective financial years. Performance Measure 2022 2021 2020 2019 Total lithium resource (tonnes @ grade) Total lithium reserve (tonnes @ grade) 119,057,000 20,940,000 20,940,000 20,940,000 @ 1.05% @1.01% @1.01% @1.01% 41,300,000 12,100,000 12,100,000 12,100,000 @ 1.05% @ 1.0% @ 1.0% @ 1.0% Exploration expenditure (A$’000) 10,314 4,984 3,439 5,922 Exploration Tenements applications) (No. including 558 400 184 185 Net Assets (A$’000) 570,795 67,886 21,146 21,224 Share price on 30 June (A$) Dividends paid (A$) 0.15 Nil 0.09 Nil 0.008 0.008 Nil Nil Sayona Mining Limited I Annual Report 2022 49 DIRECTORS’ REPORT – REMUNERATION REPORT Relationship Between Remuneration Policy and Company Performance The remuneration policy has been tailored to increase goal congruence between KMP and shareholders. Two methods have been applied to achieve this aim: • performance-based short-term incentives for Executive KMP based on challenging Key Performance Indicators (KPIs), and • the issue of shares and/or options to KMP to encourage the alignment of personal and shareholder interests. The Board believes this policy has been effective in increasing shareholder wealth over recent years, subject to volatility in commodity prices and financial markets. Fixed Remuneration and Director Fees No increases were granted in FY22 in relation to Director Fees for Non-Executive Directors or Fixed Remuneration for Executive KMP. Short-Term Incentive Awarded in Respect of FY22 Challenging performance hurdles, or KPIs, are approved by the Board each year, in consultation with KMP. These KPIs target areas the Board believes hold greater potential for Group expansion and shareholder value, with a focus on elements within the control of management over the financial year. Over FY22, in addition to a 75% growth in the share price, the Group achieved a number of significant milestones, including: • The acquisitions of NAL, Moblan and Lac Albert; • NVX certification; • For Moblan, the A$100M financing and the drilling results; and • For NAL, the pre-feasibility study and the A$100M PLL NAL restart confirmed. The Board took these achievements into account when deliberating on the incentive payments for FY22. Long-Term Incentive Granted in FY22 At the AGM on 28 January 2022, shareholders voted in favour of the issue of Options for Mr Crawford, Mr Buckler and Mr Brown. The Options have an exercise price of $0.15 and have an expiry date of 18 months after grant date of 28 January 2022. The table below outlines the details of the grant of Options. KMP Non-Executive Directors A Buckler J Brown Executive Directors P Crawford Grant Date No. of Options granted Exercise Price Value per Option at Grant Date Payable on Exercise(1) Expiry Date 28-Jan-22 10,000,000 15 cents 4 cents $1,500,000 28-Jul-23 28-Jan-22 10,000,000 15 cents 4 cents $1,500,000 28-Jul-23 28-Jan-22 20,000,000 15 cents 4 cents $3,000,000 28-Jul-23 (1) The maximum amount payable on exercise is the number of Options granted multiplied by an exercise price of $0.15 per Option. Options granted under incentive arrangements do not carry dividend or voting rights. Each option is entitled to be converted into one ordinary share once the interim or final financial report has been disclosed to the public and is measured using a Black Scholes valuation model which incorporates all market vesting conditions. 50 DIRECTORS’ REPORT – REMUNERATION REPORT Other Share-Based Remuneration Granted in FY22 At the AGM on 28 January 2022, shareholders also voted in favour of the issue of 17,500,000 shares to Mr Lynch. As explained in the Notice of Meeting, the Board developed several key targets in 2020/21 that were likely to underwrite the long-term future value of Sayona, with specific and direct links to the performance and within the control of Executive Directors and Management. It was expected that these targets, intended to deliver long- term value to shareholders, would be delivered progressively from their inception in early 2021 through to June 2023. The Board believes the exceptional grant of shares to Mr Lynch is reasonable, based on the relatively low value in equity-based remuneration that had been paid to him since he joined Sayona, and in light of the contractual commitments as part of his service agreement. STATUTORY REMUNERATION EXPENSE FOR FY22 The table below details the statutory disclosures required under the Corporations Act and in accordance with the Australian Accounting Standards. The amounts shown reflect the remuneration for each KMP relating to their service in FY22. KMP Short-term benefits Salary and fees Cash bonus A$ A$ Non- monetary benefits A$ Post- Employ Benefits Terminati on benefits Other long-term benefits(1) Share-based payments(2) Total Remunerat ion Super- annuation A$ A$ A$ A$ A$ Non-Executives A Buckler(3) J Brown Executives B Lynch(4) P Crawford Totals FY22 FY21 FY22 FY21 72,000 72,000 72,000 72,000 - - - - - - - - - - - - FY22 319,360 420,000 FY21 325,000 903,000 FY22 285,741 FY21 278,310 73,500 FY22 747,310 420,000 FY21 747,310 976,500 - 78,004 31,254 - - 78,004 31,254 27,500 25,000 14,259 21,690 46,690 46,690 - - - - - - - - - - - - - - - - - - - - 400,000 - 400,000 - 472,000 72,000 472,000 72,000 2,058,000 903,000 726,500 - 3,584,500 903,000 2,902,864 2,187,254 1,026,500 373,500 4,876,504 2,704,754 (1) Other long-term benefits include the accounting expense of annual and long-service leave movements. (2) Share-based payments are the amortised fair value of equity instruments granted to KMP. (3) Represents payments made to Shazo Holdings Pty Ltd, an entity controlled by Mr Allan Buckler, to provide directorial and technical services. (4) Represents an accrual of FY21 bonus payable due to settlement of the bonus structure post 30 June 2021. Sayona Mining Limited I Annual Report 2022 51 DIRECTORS’ REPORT – REMUNERATION REPORT LOOKING FORWARD TO FY23 As our business continues to grow, we regularly review our remuneration arrangements to ensure they deliver on their intended purpose, which is to incentivise and reward our Executives at a competitive level, while reflecting Sayona’s overall performance and the experience of our shareholders. As a result of reviews undertaken during FY22, our Reward Framework from FY23 will be revised with consideration given to the following key principles: • Alignment of reward outcomes to the performance of the company over a financial year; • Overall quantum compared to peer companies and industry norms; • Good Reward Governance (i.e., design, challenging performance hurdles, disclosure and the used of Board discretion); • Sufficient Disclosure of STI hurdles, weightings and outcomes; and • Board rationale for performance outcomes. KMP SHAREHOLDINGS The number of ordinary shares held by each KMP of the Group during the financial year is as follows: KMP Non-Executive Directors A Buckler J Brown Executive Directors B Lynch P Crawford Totals Held at 1 Jul 2021 No. Received as remuneration No. Exercise of Options No. Other net change (1) No. Held at 30 June 2022 No. 125,808,253 - - - 24,381,861 (40,601,063) 109,589,051 757,094 - 757,094 105,501,619 23,100,000 2,000,000 (12,492,511) 118,109,108 149,488,108 - 15,843,081 (5,745,500) 159,585,689 380,797,980 23,100,000 42,982,036 (58,839,074) 388,040,942 (1) Other net change includes purchases, participation in share issues (in capacity as shareholders) and sales of vested/exercised shares. OTHER EQUITY-RELATED KMP TRANSACTIONS The table below details the options held by KMP at 30 June 2022. KMP Non-Executive Directors A Buckler (2) J Brown (2) Executive Directors B Lynch (1) P Crawford (2) Held at 1 Jul 2021 No. Granted Exercised No. No. Other net change No. Held at 30 June 2022 No. 29,941,861 10,000,000 (24,381,861) (5,560,000) 10,000,000 872,094 10,000,000 (757,094) (115,000) 10,000,000 49,159,884 - (2,000,000) - 47,159,884 14,949,186 20,000,000 (15,843,081) 893,895 20,000,000 (1) Mr Lynch holds 2,000,000 unlisted options and 45,159,884 listed options at 30 June 2022. (2) All options held at 30 June 2022 are unlisted. 52 DIRECTORS’ REPORT – REMUNERATION REPORT OTHER TRANSACTIONS WITH KMP AND/OR THEIR RELATED PARTIES There were no other transactions conducted between the Group and KMP or their related parties, other than those disclosed above and elsewhere in the financial report, that were conducted other than in accordance with normal employee, customer or supplier relationships on terms no more favourable than those reasonably expected under arm’s length dealings with unrelated persons. The Directors’ Report, incorporating the Remuneration Report, is signed in accordance with a resolution of the Board of Directors. Brett Lynch Managing Director Signed: 29 September 2022 Brisbane, Queensland Paul Crawford Director Sayona Mining Limited I Annual Report 2022 53 Auditor’s Independence Declaration Under Section 307C of the Corporations Act 2001 To the Directors of Sayona Mining Limited As the lead auditor for the audit of the financial report of Sayona Mining Limited for the year ended 30 June 2022, I declare that, to the best of my knowledge and belief, there have been no contraventions of: (i) the auditor independence requirements as set out in the Corporations Act 2001 in relation to the audit; and (ii) any applicable code of professional conduct in relation to the audit. This declaration is in respect of Sayona Mining Limited and the entities it controlled during the year. Nexia Brisbane Audit Pty Ltd Ann-Maree Robertson Director Date: 28 September 2022 54 WITH LITHIUM PRICES AND DEMAND HITTING ALL-TIME HIGHS IN 2022 ON THE BACK OF THE ACCELERATING ELECTRIC VEHICLE REVOLUTION, SAYONA IS WELL PLACED TO GENERATE INCREASED VALUE FOR SHAREHOLDERS. Sayona Mining Limited I Annual Report 2022 55 FINANCIAL STATEMENTS 2022 56 CONTENTS Statement of Profit and Loss and Comprehensive Income 58 59 60 61 62 Statement of Financial Position Statement of Changes in Equity Statement of Cash Flows Notes to the Financial Statements 101 Directors’ Declaration 104 Independent Auditor’s Report FINANCIAL STATEMENTS 2022 CONTENTS 58 59 60 61 62 Statement of Profit and Loss and Comprehensive Income Statement of Financial Position Statement of Changes in Equity Statement of Cash Flows Notes to the Financial Statements 101 Directors’ Declaration 102 Independent Auditor’s Report 34 Sayona Mining Limited I Annual Report 2022 57 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME FOR THE YEAR ENDED 30 JUNE 2022 Revenue Other income Administration and Corporate expenses Capitalised exploration expenditure written-off Employee benefit expense Foreign exchange losses Occupancy costs Depreciation and amortisation expense Transaction cost on project acquisition Finance Costs Consolidated Group Note 2022 $ 2021 $ 2(a) 2(b) 3(ii) 3(i) 3(ii) 3(i) 498,218 645,387 108,374,739 (9,548,843) - (10,517,341) (2,108,773) (680,878) (50,069) (1,352,809) (928,072) - (3,003,696) (81,708) (1,884,058) - - (51,758) - (3,665) Profit/(Loss) before income tax 83,686,172 (4,379,498) Tax expense 4 - - Profit/(Loss) for the year Other comprehensive income Items that will be reclassified subsequently to profit or loss when specific conditions are met: 83,686,172 (4,379,498) Exchange differences on translating foreign operations 4(c) 14,105,312 (18,639) Items that will not be reclassified subsequently to profit or loss - - Other comprehensive income/(loss) for the year 14,105,312 (18,639) Total comprehensive income/(loss) for the year 97,791,484 (4,398,137) Total comprehensive income/(loss) attributable to: - members of the company - non-controlling interest Earnings per share from continuing operations: Basic earnings per share (cents per share) Diluted earnings per share (cents per share) 58,894,895 24,791,277 83,686,172 (4,379,498) - (4,379,498) 7 7 1.23 1.16 (0.13) - The accompanying notes form part of these financial statements. 58 SAYONA MINING LIMITEDAND CONTROLLED ENTITIES ABN 26 091 951 978 CONSOLIDATED STATEMENT OF FINANCIAL POSITION AS AT 3O JUNE 2022 ASSETS CURRENT ASSETS Cash and cash equivalents Trade and other receivables Other assets Total Current Assets NON-CURRENT ASSETS Mine properties Property, plant and equipment Exploration and evaluation asset Intangible Assets Right of Use Asset Total Non-Current Assets TOTAL ASSETS LIABILITIES CURRENT LIABILITIES Trade and other payables Lease Liability Provisions Total Current Liabilities NON-CURRENT LIABILITIES Lease Liability Other financial liabilities Other liabilities Provisions Interest bearing borrowings Total Non-Current Liabilities TOTAL LIABILITIES NET ASSETS EQUITY Issued capital Reserves Accumulated losses Non-controlling Interests TOTAL EQUITY Consolidated Group Note 2022 $ 2021 $ 9 10 11 12 13 14 15 16 17 16 18 16 20 21 18 19 22 23 184,559,499 9,680,669 13,700,194 207,940,362 35,502,596 10,412,500 43,648 45,958,744 61,783,059 232,381,790 158,861,990 184,875 9,529 453,221,243 - 162,222 25,552,728 - 47,629 25,762,579 661,161,605 71,721,323 6,921,952 10,240 323,787 7,255,979 3,665,560 37,540 116,872 3,819,972 - 11,503,791 17,058,804 31,085,639 23,461,533 83,109,767 15,224 - - - - 15,224 90,365,746 3,835,196 570,795,859 67,886,127 504,254,583 14,385,595 (7,360,822) 59,516,503 128,727,789 304,633 (67,643,223) 6,496,928 570,795,859 67,886,127 The accompanying notes form part of these financial statements. Sayona Mining Limited I Annual Report 2022 59 SAYONA MINING LIMITEDAND CONTROLLED ENTITIES ABN 26 091 951 978 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY FOR THE YEAR ENDED 30 JUNE 2022 Consolidated Group Share Capital Accumulated Losses $ $ Foreign Currency Translation Reserve $ Option Reserve Non- Controlling Interests Total $ $ $ Balance at 30 June 2020 84,930,181 (64,112,907) 214,319 114,135 Loss attributable to members of the entity Other comprehensive income for the year Total comprehensive income for the year - - - (4,379,498) - - (18,639) (4,379,498) (18,639) - - - Transactions with owners in their capacity as owners Shares issued during the year Transaction costs Share based payments Reserve transferred to retained earnings Recognition of non-controlling interests Total transactions with owners 22 29 33 47,008,233 (3,210,625) - - 43,797,608 - - - 849,182 - 849,182 - - - - - - - 844,000 (849,182) - - - - - - - - 21,145,728 (4,379,498) (18,639) (4,398,137) 47,008,233 (3,210,625) 844,000 - - (5,182) 6,496,928 6,496,928 6,496,928 51,138,536 Balance at 30 June 2021 128,727,789 (67,643,223) 195,680 108,953 6,496,928 67,886,127 Profit/attributable to members of the entity Other comprehensive income for the year Total comprehensive income for the year Transactions with owners in their capacity as owners Shares issued during the year Transaction costs Share based payments Reserve transferred to retained earnings Total transactions with owners - - - 58,894,895 - - 24,791,277 83,686,172 - 12,428,088 58,894,895 12,428,088 - - 1,677,224 14,105,312 26,468,501 97,791,484 22 29 392,474,768 (16,947,974) - - - - - 375,526,794 1,387,506 1,387,506 - - - - - - 26,551,074 419,025,842 (16,947,974) - - 3,040,380 - 3,040,380 1,387,506) - 1,652,874 26,551,074 405,118,248 - Balance at 30 June 2022 504,254,583 (7,360,822) 12,623,768 1,761,827 59,516,503 570,795,859 The accompanying notes form part of these financial statements. 60 SAYONA MINING LIMITEDAND CONTROLLED ENTITIES ABN 26 091 951 978 CONSOLIDATED STATEMENT OF CASH FLOWS FOR THE YEAR ENDED 30 JUNE 2022 CASH FLOWS FROM OPERATING ACTIVITIES Payments to suppliers and employees Government Subsidies Interest received Other income Interest and other costs of finance paid Finance costs Note Consolidated Group 2021 2022 $ $ (20,950,781) 42,133 110,638 345,447 (1,430) - (10,736,509) 315,190 2,252 17,584 - (773,636) Net cash provided by (used in) operating activities 24 (20,453,993) (11,175,119) CASH FLOWS FROM INVESTING ACTIVITIES Payment for subsidiary, net of cash acquired Payment for Moblan tenements Capitalised exploration expenditure Purchase of property, plant and equipment Net receipt of royalty advances Deposits for Rehabilitation provisions Net cash provided by (used in) investing activities CASH FLOWS FROM FINANCING ACTIVITIES Proceeds from issue of shares Costs associated with share and option issues Proceeds from minority interest investment in subsidiary Proceeds from convertible note facility Repayment of convertible notes Repayment of lease liabilities Net cash provided by (used in) financing activities Net increase (decrease) in cash held Cash at beginning of financial year 5A 5B 14 13 5B 22 (105,264,361) (116,661,862) (10,160,134) (21,864,633) 8,619,784 (10,503,432) - - (4,272,756) (31,758) - - (255,834,638) (4,304,514) 423,876,147 (15,577,814) 16,510,768 - - (42,524) 46,491,520 (2,167,693) 6,496,928 8,044,030 (8,044,030) (36,334) 424,766,577 50,784,421 148,477,946 35,304,788 35,502,596 492,660 Effect of exchange rates on cash holdings in foreign currencies 578,957 (294,852) Cash at end of financial year 9 184,559,499 35,502,596 The accompanying notes form part of these financial statements. Sayona Mining Limited I Annual Report 2022 61 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES These consolidated financial statements and notes represent those of Sayona Mining Limited ("the Company") and Controlled Entities (the “Consolidated Group” or “Group”). The separate financial statements of the parent entity, Sayona Mining Limited, have been presented within this financial report as permitted by the Corporations Act 2001. The financial statements have been authorised for issue as at the date of the Directors' Declaration. Basis of Preparation These general-purpose financial statements have been prepared in accordance with the Corporations Act 2001, Australian Accounting Standards and Interpretations of the Australian Accounting Standards Board and International Financial Reporting Standards as issued by the International Accounting Standards Board. The Group is a for-profit entity for financial reporting purposes under Australian Accounting Standards. Material accounting policies adopted in the preparation of these financial statements are presented below and have been consistently applied unless stated otherwise. Except for cash flow information, the financial statements have been prepared on an accruals basis and are based on historical costs, modified, where applicable, by the measurement at fair value of selected non-current assets, financial assets and financial liabilities. Continued Operations and Future Funding The financial statements have been prepared on a going concern basis which contemplates that the Group will continue to meet its commitments and can therefore continue normal business activities and the realisation of assets and settlement of liabilities in the ordinary course of business. At 30 June 2022 total assets of the Group were A$661,161,605 including cash balances of A$184,559,499, property, plant & equipment of A$232,381,790, together with mine and exploration assets of A$220,645,049. The Group’s focus over the next 12 months is the restart of spodumene concentrate production at NAL from the first quarter 2023, together with an evaluation of downstream processing potential. In addition, the Group intends upgrading the mineral resource at its Moblan project and completing a feasibility study on project development. An evaluation of downstream processing options will also be undertaken. Because of the nature of the Group's proposed operations and expansion strategies into downstream processing, additional funding will be required in the future to fund this and other activities. Accordingly, when necessary, the Group investigates various options for raising additional funds which may include but is not limited to an issue of shares, borrowings, a farm-out of an interest in one or more exploration tenements or the sale of exploration assets where increased value has been created through previous exploration activity. Principles of Consolidation The consolidated financial statements incorporate all of the assets, liabilities and results of the parent (Sayona Mining Limited) and all of the subsidiaries. Subsidiaries are entities the parent controls. The parent controls an entity when it is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power over the entity. A list of the subsidiaries is provided in Note 33. The assets, liabilities and results of all subsidiaries are fully consolidated into the financial statements of the Group from the date on which control is obtained by the Group. The consolidation of a subsidiary is discontinued from the date that control ceases. Intercompany transactions, balances and unrealised gains or losses on transactions between group entities are fully eliminated on consolidation. Accounting policies of subsidiaries have been changed and adjustments made where necessary to ensure uniformity of the accounting policies adopted by the Group. 62 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Business Combinations Business combinations occur where an acquirer obtains control over one or more businesses. A business combination is accounted for by applying the acquisition method, unless it is a combination involving entities or businesses under common control. The business combination will be accounted for from the date that control is obtained, whereby the fair value of the identifiable assets acquired and liabilities (including contingent liabilities) assumed is recognised (subject to certain limitations). Where measuring consideration transferred in the business combination, any assets or liability resulting from a contingent consideration arrangement is also included. Subject to initial recognition, contingent consideration classified as equity is not remeasured and its subsequent settlement is accounted for within equity. Contingent consideration classified as an assets or liability is remeasured in each reporting period to fair value, recognising any change to fair value in profit and loss, unless the change in value can be identified as existing at acquisition date. All transaction costs incurred in relation to business combinations, other than those associated with the issue of a financial instrument, are recognised as expenses in profit or loss as incurred. The acquisition of a business may result in the recognition of goodwill or a gain from a bargain purchase. Equity interests in a subsidiary not attributable, directly or indirectly, to the Group are presented as “non-controlling interests”. The Group initially recognises non-controlling interests that are present ownership interests in subsidiaries and are entitled to a proportionate share of the subsidiary’s net assets on liquidation at either fair value or the non- controlling interests’ proportionate share of the subsidiary’s net assets. Subsequent to initial recognition, non- controlling interests are attributed their share of profit or loss and each component of other comprehensive income. Non-controlling interests are shown separately within the equity section of the statement of financial position and statement of comprehensive income. Income Tax The income tax expense/(income) for the year comprises current income tax expense/(income) and deferred tax expense/(income). Current income tax expense charged to profit or loss is the tax payable on taxable income. Current tax liabilities/(assets) are measured at the amounts expected to be paid to/(recovered from) the relevant taxation authority. Deferred income tax expense reflects movements in deferred tax asset and deferred tax liability balances during the year as well as unused tax losses. Current and deferred income tax expense/(income) is charged or credited outside profit or loss when the tax relates to items that are recognised outside profit or loss. Deferred tax assets and liabilities are calculated at the tax rates that are expected to apply to the period when the asset is realised or the liability is settled and their measurement also reflects the manner in which management expects to recover or settle the carrying amount of the related asset or liability. Deferred tax assets relating to temporary differences and unused tax losses are recognised only to the extent that it is probable that future taxable profit will be available against which the benefits of the deferred tax asset can be utilised. Where temporary differences exist in relation to investments in subsidiaries, deferred tax assets and liabilities are not recognised where the timing of the reversal of the temporary difference can be controlled and it is not probable that the reversal will occur in the foreseeable future. Current tax assets and liabilities are offset where a legally enforceable right of set-off exists, and it is intended that net settlement or simultaneous realisation and settlement of the respective asset and liability will occur. Sayona Mining Limited I Annual Report 2022 63 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Deferred tax assets and liabilities are offset where a legally enforceable right of set-off exists, the deferred tax assets and liabilities relate to income taxes levied by the same taxation authority on either the same taxable entity or different taxable entities where it is intended that net settlement or simultaneous realisation and settlement of the respective asset and liability will occur in future periods in which significant amounts of deferred tax assets or liabilities are expected to be recovered or settled. Tax consolidation The company and its wholly-owned Australian resident entities have formed a tax consolidated group and are therefore taxed as a single entity from that date. The head entity within the tax consolidated group is Sayona Mining Limited. The members of the tax-consolidated group are identified in Note 33. Tax expense/income, deferred tax liabilities and deferred tax assets arising from temporary differences of the members of the tax consolidated group are recognised in the separate financial statements of the members of the tax-consolidated group using the “separate taxpayer within group” approach by reference to the carrying amounts in the separate financial statements of each entity and the tax values applying under tax consolidation. Current tax liabilities and assets and deferred tax assets arising from unused tax losses and relevant tax credits of the members of the tax-consolidated group are recognised by the Company (as head entity in the tax consolidated group). Tax funding arrangements are currently in place between entities in the tax-consolidated group. Property, Plant and Equipment Each class of property, plant and equipment is carried at cost or fair value as indicated less, where applicable, any accumulated depreciation and impairment losses. Plant and equipment are measured on the cost basis and therefore carried at cost less accumulated depreciation and any accumulated impairment. In the event the carrying amount of plant and equipment is greater than the estimated recoverable amount, the carrying amount is written down immediately to the estimated recoverable amount and impairment losses are recognised in profit or loss. A formal assessment of the recoverable amount is made when impairment indicators are present. The carrying amount of plant and equipment is reviewed annually by directors to ensure it is not in excess of the recoverable amount from these assets. The recoverable amount is assessed on the basis of the expected net cash flows that will be received from the asset’s employment and subsequent disposal. The expected net cash flows have been discounted to their present values in determining recoverable amounts. Subsequent costs are included in the asset’s carrying amount or recognised as a separate asset, as appropriate, only when it is probable that the future economic benefits associated with the item will flow to the Group and the cost of the item can be measured reliably. All other repairs and maintenance are recognised as expenses in profit or loss during the financial period in which they are incurred. Construction Work in Progress are measured on the cost basis and represent complete assets or partial assets/components that will be part of the refurbishment works to modernise the plant to be a world class lithium processing plant. These costs will form part of the plant and equipment costs once the refurbishment works are completed and the plant is then fully operational. Property Freehold land and buildings are carried at their fair value (being the amount for which an asset could be exchanged between knowledgeable, willing parties in an arm's length transaction), based on periodic, but at least triennial, valuations by external independent valuers, less accumulated impairment losses and accumulated depreciation for buildings. Increases in carrying amount arising on revaluation of land and buildings are credited to a revaluation surplus in equity. Decreases that offset previous increases in the same asset are recognised against revaluation surplus directly in equity. All other decreased are recognised in the profit or loss. Any accumulated depreciation at the date of revaluation is eliminated against the gross carrying amount of the asset. 64 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Depreciation The depreciable amount of all fixed assets is depreciated on a straight-line basis over their useful lives to the consolidated Group commencing from the time the asset is held ready for use. Leasehold improvements are depreciated over the shorter of either the unexpired period of the lease or the estimated useful lives of the improvements. The depreciation rates used for plant and equipment are in the range between 4% and 40%. The depreciable amount of buildings, excluding freehold land, is depreciable on a straight line basis over the asset's useful life to the Consolidated Group commencing from the time the asset is held ready for use. The rate of depreciation applicable to buildings is 2.5%. The assets’ residual values and useful lives are reviewed, and adjusted if appropriate, at the end of each reporting period. Gains and losses on disposals are determined by comparing proceeds with the carrying amount. These gains and losses are recognised in profit or loss in the period in which they arise. Exploration and Development Expenditure Exploration, evaluation and development expenditures incurred are capitalised in respect of each identifiable area of interest. These costs are only capitalised, where the Group has right of tenure, to the extent that they are expected to be recovered through the successful development of the area or where activities in the area have not yet reached a stage that permits reasonable assessment of the existence of economically recoverable reserves. Accumulated costs in relation to an abandoned area are written off in full against profit or loss in the year in which the decision to abandon the area is made. A regular review is undertaken of each area of interest to determine the appropriateness of continuing to capitalise costs in relation to that area of interest. The term "Joint Operation" has been used to describe "farm-in" and "farm-out" arrangements. Where the Group has entered into joint operation agreements on its areas of interest, the earn-in contribution by the joint operation partner is offset against expenditure incurred. Earn-in contributions paid, or expenditure commitments incurred by the Company to acquire a joint venture interest are expensed when incurred up to the time an interest is acquired. Intangible Assets Computer software is recorded at cost. Where software is acquired at no cost, or at nominal cost, the cost is its fair value as at the date of acquisition. It has a finite life and is carried at cost less accumulated amortisation and any impairment losses. Software has an estimated useful life of between one and three years. It is assessed annually for impairment. Interests in Joint Arrangements Joint arrangements represent the contractual sharing of control between two or more parties in a business venture where decisions about the relevant activities of the arrangement (those that significantly affect the companies’ returns) require the unanimous consent of the parties sharing control. Separate joint venture entities providing the joint venturers with an interest to the net asset as classified as a joint venture and accounting for using the equity method. Joint operations represent arrangements in which the joint operators maintain direct interests in each asset, and obligations for the liabilities, relating to the arrangement. The Group's interest in the assets and liabilities, revenue and expenses of joint operations are included in the respective line items of consolidation financial statements. Gains and losses resulting from sales to joint operation are recognised to the extent of the other parties' interests. When the Group makes purchases from a joint operation, it does not recognise its share of the gains and losses from the joint arrangement until it resells the goods/assets to a third party. Sayona Mining Limited I Annual Report 2022 65 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Restoration Costs Costs of site restoration are provided for over the life of the project from when exploration commences and are included in the costs of that stage. Site restoration costs include the dismantling and removal of mining plant, equipment and building structures, waste removal, and rehabilitation of the site in accordance with local laws and regulations and clauses of the permits. Such costs have been determined using estimates of future costs, current legal requirements and technology on an undiscounted basis. Any changes in the estimates for the costs are accounted for on a prospective basis. In determining the costs of site restoration, there is uncertainty regarding the nature and extent of the restoration due to community expectations and future legislation. Accordingly, the costs have been determined on the basis that the restoration will be completed within one year of abandoning the site. Provision is made for close-down, restoration and environmental costs when the obligation occurs, based on the net present value of estimated future costs required to satisfy the obligation. Management uses its judgment and experience to determine the potential scope of closure rehabilitation work required to meet the Group’s legal, statutory and constructive obligations, and any other commitments made to stakeholders, and the options and techniques available to meet those obligations and estimate the associated costs and the likely timing of those costs. Mine Properties Mines under construction Mine properties under construction comprises exploration and evaluation expenditure once the work completed to date supports the future development of the property and such development receives appropriate approvals. All subsequent expenditure on the construction, installation or completion of infrastructure facilities is capitalised in ’Mines under construction’. Development expenditure is net of proceeds from the sale of ore extracted during the development phase to the extent that it is considered integral to the development of the mine. Any costs incurred in testing the assets to determine if they are functioning as intended, are capitalised, net of any proceeds received from selling any product produced while testing. Where these proceeds exceed the cost of testing, any excess is recognised in the statement of profit or loss and other comprehensive income. After production starts, all assets included in ‘Mines under construction’ are then transferred to ’Producing mines’ which is also a sub-category of ’Mine properties’. Mine Properties and Mineral Deposits Estimates of ore reserves and, in some cases, mineral resources can impact depreciation and amortisation rates; the carrying values of intangible assets and property, plant and equipment; provisions for close-down and restoration costs; and the recovery of deferred tax assets. The Group estimates its ore reserves and mineral resources based on information compiled by Competent Persons as defined in accordance with the Joint Ore Reserves Committee (JORC) code. Estimation requires assumptions about future commodity prices and demand, exchange rates, production costs, transport costs, close-down and restoration costs, recovery rates and discount rates and, in some instances, the renewal of mining licences. There are many uncertainties in the estimation process and assumptions that are valid at the time of estimation may change significantly when new information becomes available. New geological or economic data, or unforeseen operational issues, may change estimates of ore reserves and mineral resources. The Group uses judgment as to when to include mineral resources in accounting estimates, for example, the use of mineral resources in the Group’s depreciation policy is described in Note 1 above and in the determination of the date of closure as described in Note 1. 66 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Leases At inception of a contract, the Group assesses if the contract contains or is a lease. If there is a lease present, a right- of-use asset and a corresponding lease liability is recognised by the Group where the Group is a lessee. However, all contracts that are classified as short-term leases (leases with remaining lease term of 12 months or less) and leases of low value assets are recognised as an operating expense on a straight-line basis over the term of the lease. Initially the lease liability is measured at the present value of the lease payments still to be paid at commencement date. The lease payments are discounted at the interest rate implicit in the lease. If this rate cannot be readily determined, the Group uses the incremental borrowing rate. Lease payments included in the measurement of the lease liability are as follows: • • • • • fixed lease payments less any lease incentives; variable lease payments that depend on an index or rate, initially measured using the index or rate at the commencement date; the amount expected to be payable by the lessee under residual value guarantees; the exercise price of purchase options, if the lessee is reasonably certain to exercise the options; lease payments under extension options if the lessee is reasonably certain to exercise the options; and • payments of penalties for terminating the lease, if the lease term reflects the exercise of an option to terminate the lease. The right-of-use assets comprise the initial measurement of the corresponding lease liability as mentioned above, any lease payments made at or before the commencement date as well as any initial direct costs. The subsequent measurement of the right-of-use assets is at cost less accumulated depreciation and impairment losses. Right-of-use assets are depreciated over the lease term or useful life of the underlying asset whichever is the shortest. Where a lease transfers ownership of the underlying asset or the cost of the right-of-use asset reflects that the Group anticipates to exercise a purchase option, the specific asset is depreciated over the useful life of the underlying asset. Impairment of Assets At the end of each reporting period, the Group assesses whether there is any indication that an asset may be impaired. The assessment will include consideration of external and internal sources of information. If such an indication exists, the recoverable amount of the asset, being the higher of the asset’s fair value less costs to sell and value in use, is compared to the asset’s carrying value. Any excess of the asset’s carrying value over its recoverable amount is recognised immediately in profit or loss. Where it is not possible to estimate the recoverable amount of an individual asset the Group estimates the recoverable amount of the cash generating unit to which the asset belongs. Reporting by operating segments An internally determined transfer price is set for all intersegment sales. This price is reset quarterly and is based on what would be realised in the event the sale was made to an external party at arm's length. All such transactions are eliminated on consolidation of the Group's financial statements. Corporate charges are allocated to reporting segments based on the segments' overall proportion of revenue generation with the Group. The Board of Directors that is representative of likely consumption of head office expenditure that should be used in assessing segment performance and cost recoveries. Sayona Mining Limited I Annual Report 2022 67 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Segment Assets Where an asset is used across multiple segments, the asset is allocated to the segment that receives the majority of the economic value from the asset. In most instances, segment assets are clearly identifiable on the basis of their nature and physical location. Segment Liabilities Liabilities are allocated to segments where there is a direct nexus between the incurrence of the liability abd the operations of the segment. Borrowings and tax liabilities are generally considered to relate to the Group as a whole and are not allocated. Segment liabilities include trade and other payable and certain direct borrowings. All Other Segments The following items of revenue, expenses, assets and liabilities are not allocated to operating segments as they are not considered part of the core operations of any segment: • • • • • • • • • • derivatives net gains on disposal pf available-for-sale investments impairment of assets and other non-recurring items of revenue or expense income tax expense deferred tax assets and liabilities current tax liabilities other financial liabilities intangible assets discontinued operations; and retirement benefit obligations. Fair Value of Assets and Liabilities The Group measures some of its assets and liabilities at fair value on either a recurring or non-recurring basis after initial recognition, depending on the requirements of the applicable Accounting Standard. Fair value is the price the Group would receive to sell an asset or would have to pay to transfer a liability in an orderly (i.e. unforced) transaction between independent, knowledgeable and willing market participants at the measurement date. Financial Instruments Initial recognition and measurement Financial assets and financial liabilities are recognised when the Group becomes a party to the contractual provisions to the instrument. For financial assets, this is the date that the Group commits itself to either the purchase or sale of the asset (ie trade date accounting is adopted). Financial instruments are initially measured at fair value plus transaction costs, except where the instrument is classified “at fair value through profit or loss”, in which case transaction costs are expensed to profit or loss immediately. Financial liabilities Financial liabilities are subsequently measured at amortised cost using the effective interest method. 68 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) The effective interest method is a method of calculating the amortised cost of a debt instrument and of allocating interest expense in profit and loss over the relevant period. The effective interest rate is the internal rate of return of the financial asset or liability. That is, it is the rate that exactly discounts the estimated future cash flows through the expected life of the instrument to the net carrying amount at initial recognition. Financial assets Financial assets are subsequently measured at amortised cost. Measurement is on the basis of two primary criteria: • • the contractual cash flow characteristics of the financial asset; and the business model for managing the financial assets. A financial asset that meets the following conditions is subsequently measured at amortised cost: • • the financial asset is managed solely to collect contractual cash flows; and the contractual terms within the financial asset give rise to cash flows that are solely payments of principal and interest on the principal amount outstanding on specified dates. Derecognition Derecognition refers to the removal of a previously recognised financial asset or financial liability from the statement of financial position. Derecognition of financial liabilities A liability is derecognised when it is extinguished (ie when the obligation in the contract is discharged, cancelled or expires). An exchange of an existing financial liability for a new one with substantially modified terms, or a substantial modification to the terms of a financial liability is treated as an extinguishment of the existing liability and recognition of a new financial liability. The difference between the carrying amount of the financial liability derecognised and the consideration paid and payable, including any non-cash assets transferred or liabilities assumed, is recognised in profit or loss. Derecognition of financial assets A financial asset is derecognised when the holder's contractual rights to its cash flows expires, or the asset is transferred in such a way that all the risks and rewards of ownership are substantially transferred. All of the following criteria need to be satisfied for derecognition of a financial asset: • the right to receive cash flows from the asset has expired or been transferred; • all risk and rewards of ownership of the asset have been substantially transferred; and • the Group no longer controls the asset (ie the Group has no practical ability to make a unilateral decision to sell the asset to a third party). On derecognition of a financial asset measured at amortised cost, the difference between the asset's carrying amount and the sum of the consideration received and receivable is recognised in profit or loss. Impairment The Group recognises a loss allowance for expected credit losses, using the simplified approach under AASB 9, which requires the recognition of lifetime expected credit loss at all times. Sayona Mining Limited I Annual Report 2022 69 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Foreign Currency Transactions and Balances Functional and presentation currency The functional currency of each of the Group’s entities is measured using the currency of the primary economic environment in which that entity operates. The consolidated financial statements are presented in Australian dollars which is the parent entity’s functional currency. Transaction and balances Foreign currency transactions are translated into functional currency using the exchange rates prevailing at the date of the transaction. Foreign currency monetary items are translated at the year-end exchange rate. Non-monetary items measured at historical cost continue to be carried at the exchange rate at the date of the transaction. Non-monetary items measured at fair value are reported at the exchange rate at the date when fair values were determined. Exchange differences arising on the translation of monetary items are recognised in profit or loss, except where deferred in equity as a qualifying cash flow or net investment hedge. Exchange differences arising on the translation of non-monetary items are recognised directly in other comprehensive income to the extent that the underlying gain or loss is recognised in other comprehensive income otherwise the exchange difference is recognised in profit or loss. The financial results and position of foreign operations whose functional currency is different from the Group’s presentation currency are translated as follows: • assets and liabilities are translated at year-end exchange rates prevailing at that reporting date; • income and expenses are translated at average exchange rates for the period; and • retained earnings are translated at the exchange rates prevailing at the date of the transaction. Exchange differences arising on translation of foreign operations with functional currencies other than Australian dollars are recognised in other comprehensive income and included in the foreign currency translation reserve in the statement of financial position. The cumulative amount of these differences is reclassified into profit or loss in the period in which the operation is disposed of. Employee Benefits The Group’s obligations for short-term employee benefits such as wages, salaries and sick leave are recognised as a part of current trade and other payables in the statement of financial position. The Group’s obligations for employees’ annual leave and long service leave entitlements are recognised as provisions in the statement of financial position. Other long-term employee benefits Provision is made for employees’ long service leave and annual leave entitlements not expected to be settled wholly within 12 months after the end of the annual reporting period in which the employees render the related service. Other long-term employee benefits are measured at the present value of the expected future payments to be made to employees. Expected future payments incorporate anticipated future wage and salary levels, durations of service and employee departures and are discounted at rates determined by reference to market yields at the end of the reporting period on government bonds that have maturity dates that approximate the terms of the obligations. Any remeasurements for changes in assumptions of obligations for other long-term employee benefits are recognised in profit or loss in the periods in which the changes occur. The Group’s obligations for long-term employee benefits are presented as non-current provisions in its statement of financial position, except where the Group does not have an unconditional right to defer settlement for at least 12 months after the end of the reporting period, in which case the obligations are presented as current provisions. 70 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Equity Settled (Share Based) Payments The Group uses shares and options to settle liabilities. Share-based payments to employees are measured at the fair value of the instruments issued and amortised over the vesting periods. Share-based payments to non-employees are measured at the fair value of goods or services received or the fair value of the equity instruments issued, if it is determined the fair value of the goods or services cannot be reliably measured, and are recorded at the date the goods or services are received. The fair value of options is determined using a binomial pricing model. The number of shares and options expected to vest is reviewed and adjusted at the end of each reporting period such that the amount recognised for services received as consideration for the equity instruments granted is based on the number of equity instruments that eventually vest. Cash and Cash Equivalents Cash and cash equivalents include cash on hand, deposits available on demand with banks and other short-term highly liquid investments with original maturities of three months or less. Provisions Provisions are recognised when the Group has a legal or constructive obligation, as a result of past events, for which it is probable that an outflow of economic benefits will result and that outflow can be reliably measured. Provisions are measured using the best estimate of the amounts required to settle the obligation at the end of the reporting period. Trade and Other Payables Trade and other payables represent the liabilities for goods and services received by the entity that remain unpaid at the end of the reporting period. The balance is recognised as a current liability with amounts normally paid within 30 days of recognition of the liability. Amounts are initially recognised at fair value, and subsequently measured at amortised cost. Issued Capital Ordinary shares are classified as equity. Transaction costs (net of tax, where the deduction can be utilised) arising on the issue of ordinary shares are recognised in equity as a reduction of the share proceeds received. Where share application monies have been received, but the shares have not been allotted, these monies are shown as a payable in the statement of financial position. Share options are classified as equity and issue proceeds are taken up in the option reserve. Transaction costs (net of tax where the deduction can be utilised) arising on the issue of options are recognised in equity as a reduction of the option proceeds received. Revenue and Other Income The Group's revenue is interest and sundry income, recognised on an accrual basis. Interest revenue is recognised using the effective interest method. All revenue is stated net of the amount of goods and services tax. Goods and Services Tax (GST) Revenues, expenses and assets are recognised net of the amount of GST, except where the amount of GST incurred is not recoverable from the taxation authority. Sayona Mining Limited I Annual Report 2022 71 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable from, or payable to, the taxation authority is included with other receivables or payables in the statement of financial position. Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities are presented as operating cash flows included in receipts from customers or payments to suppliers. These accounting policies also apply in respect of the Group's Canada operations in relation to GST. Comparative Figures When required by Accounting Standards, comparative figures have been adjusted to conform to changes in presentation for the current financial year. Earnings per Share (EPS) Basic earnings per share Basic earnings per share is calculated by dividing the loss attributable to equity holders of the parent entity, excluding any costs of servicing equity other than ordinary shares, by the weighted average number of ordinary shares outstanding during the financial year, adjusted for any bonus elements in ordinary shares issued during the year. Diluted earnings per share Diluted earnings per ordinary share adjusts the figures used in the determination of basic earnings per share to take into account the after-income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of shares assumed to have been issued for no consideration in relation to dilutive potential ordinary shares. Adjusting Events The weighted average number of shares outstanding during the period and for all periods presented are adjusted for events, other than the conversion of potential ordinary shares, that have changed the number of ordinary shares outstanding without a corresponding change in resources. Critical Accounting Estimates and Judgements The directors evaluate estimates and judgments incorporated into the financial report based on historical knowledge and best available current information. Estimates assume a reasonable expectation of future events and are based on current trends and economic data, obtained both externally and within the Group. The Group has identified new significant judgements and estimates and assumptions in the half year period: Significant Judgements: Accounting for acquisition of a business The Group completed the acquisition of North American Lithium Inc (NAL) on 27 August 2021. Accounting for business combinations under the scope of AASB3: Business Combinations is complex and requires judgements and estimates to be made in determining several matters including but not limited to: • Identifying the acquirer • Determining the date on which the Group achieved control of the subsidiary • Determining the purchase price consideration paid • Identifying the assets acquired and liabilities assumed as part of the transaction, and • Determining the fair values to be attributed to the identifiable assets acquired and liabilities assumed. 72 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Purchase Price Consideration Other NAL assets and liabilities (i.e. other than those detailed above) were excluded from the valuation prepared by the independent expert. The book value of other assets and liabilities acquired, namely current accounts receivable and current accounts payable and accruals as at acquisition date were assumed to approximate their fair value. As detailed in Note 5(A) the purchase price consideration included cash and the issue of redeemable preference shares. The difference between the consideration paid by the vendors for the fair value of the assets acquired and liabilities assumed at acquisition date, resulted in a A$108,374,739 gain on acquisition. The fair value of the assets acquired and liabilities assumed was estimated by calculating the present value of the future expected cash flows. A discount rate of 10% was used. Significant judgements are involved in assessing the future cash flows of the acquired business, including revenue, expenditure and growth rates applied for revenue and gross main. The assessment of discount rates required judgement, with the IRR determined as the appropriate discount rate. Judgement has been applied as to valuation methodology and valuation range. The directors engaged an independent expert to assist. In determining the fair value of NAL the independent expert prepared an Estimate Valuation Report in conformity with Canadian Institute of Chartered Business Valuators Practice Standards for valuation reports in respect of the following NAL assets and liabilities: • Plant and equipment • Mining Interest • Reclamation Provision Impairment - general The Group assesses impairment at the end of each reporting period by evaluating conditions and events specific to the Group that may be indicative of impairment triggers. Exploration and evaluation expenditure The Group capitalises expenditure relating to exploration and evaluation where it is considered likely to be recoverable or where the activities have not reached a stage that permits a reasonable assessment of the existence of reserves. For some areas of interest, the Group has assessed the existence of reserves and considers the expenditure is recoverable through successful development of the area. For other areas of interest exploration activity continues and the directors are of the continued belief that such expenditure should not be written off since technical and feasibility studies in such areas have not yet concluded. Royalty Advance - Other Liability The Group will amortise the royalty advance (deferred revenue) in line with the contractual obligations as agreed with the funder (LRC) in the agreement dated 8 August 2021. These requirements refer to royalties payable based on production tonnages and either a Gross Overriding Revenue (GOR) royalty being applied or a Net Smelter Return (NSR) being applied – depending on the property. The royalty advance will be amortised in accordance with the tonnages produced. Significant Estimates: Uncertain tax position – Unutilised tax losses on acquisition Tax benefits acquired as part of a business combination, but not satisfying the criteria for separate recognition at that date, are recognised subsequently if new information about facts and circumstances arises. The adjustment is treated as a reduction to goodwill if it has occurred during the measurement period or if outside the recognition period, is recognised in the statement of profit or loss and other comprehensive income. Sayona Mining Limited I Annual Report 2022 73 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Functional currency Management have determined the functional currency for the parent entity and its subsidiaries, is the currency of the primary economic environment in which the entity operates, which is the Australian dollar. The currencies of entities in the Group are the Canadian dollar and Australian dollar. Determining the functional currency involves judgements to identify the primary economic environment and the Company will reconsider the functional currency of its entities if there is a change in events and conditions which determined the primary economic environment. Mine restoration The ultimate mine restoration costs are uncertain, and costs estimates can vary in response to many factors including estimates of the extent of costs of rehabilitation activities, technological changes, regulatory changes, cost increases compared to inflation rates and changes in discount rates. The provision at reporting date represents management’s best estimate of the present value of the future rehabilitation costs required. Tax losses available The availability of the Group's carry forward tax losses are based on estimates of tax deductibility of exploration expenditure, and compliance with tax laws in Australia and Canada. New Accounting Standards Adopted There have been no new accounting standards applied for the first time in the preparation of the financial statements for the year ended 30 June 2022. New accounting standards issued as at 30 June 2022 that are not yet applicable are not expected to have a material effect on the amounts reported in the financial statements. AASB 2020-8: Amendments to Australian Accounting Standards – Interest Rate Benchmark Reform – Phase 2 The Group has applied AASB 2020-8 which amends various standards to help listed entities to provide financial statement users with useful information about the effects of the interest rate benchmark reform on those entities financial statements. As a result of these amendments, an entity: a) will not have to derecognise or adjust the carrying amount of financial instruments for changes required by the reform, but will instead update the effective interest rate to reflect the change to the alternative benchmark rate; b) will not have to discontinue its hedge accounting solely because it makes changes required by the reform, if the hedge meets other hedge accounting criteria; and c) will be required to disclose information about new risks arising from the reform and how it manages the transition to alternative benchmark rates. New and Amended Accounting Standards Not Yet Adopted by the Group AASB 2020-3: Annual Improvements to IFRS Standards 2018–2020 and Other Amendments This Standard amends: a) the application of AASB 1 by a subsidiary that becomes a first-time adopter after its parent in relation to the measurement of cumulative translation differences; b) AASB 3 to update references to the Conceptual Framework for Financial Reporting; c) AASB 9 to clarify when the terms of a new or modified financial liability are substantially different from the terms of the original financial liability; 74 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) d) AASB 116 to require an entity to recognise the sales proceeds from selling items produced while preparing property, plant and equipment for its intended use and the related cost in profit or loss, instead of deducting the amounts received from the cost of the asset; e) AASB 137 to specify the costs that an entity includes when assessing whether a contract will be loss-making; and f) AASB 141 to align the fair value measurement requirements in AASB 141 with those in other Australian Accounting Standards. The Group plans on adopting the amendment for the reporting period ending 30 June 2023. The impact of the initial application is not yet known. AASB 2020-1: Amendments to Australian Accounting Standards – Classification of Liabilities as Current or Non- Current Amends AASB 101 to clarify that liabilities are classified as either current or non-current, depending on the rights that exist at the end of the reporting period. Classification is unaffected by the expectations of the entity or events after the reporting date (for example, the receipt of a waiver, a breach of covenant, or settlement of the liability). The mandatory application date of the amendment has been deferred by 12 months to 1 January 2023 by AASB 2020-6. The Group plans on adopting the amendment for the reporting period ending 30 June 2024. The amendment is not expected to have a material impact on the financial statements once adopted. AASB 2021-2: Amendments to Australian Accounting Standards – Disclosure of Accounting Policies and Definition of Accounting Estimates This Standard amends: a) AASB 7, to clarify that information about measurement bases for financial instruments is expected to be material to an entity’s financial statements; b) AASB 101, to require entities to disclose their material accounting policy information rather than their significant accounting policies; c) AASB 108, to clarify how entities should distinguish changes in accounting policies and changes in accounting estimates; d) AASB 134, to identify material accounting policy information as a component of a complete set of financial statements; and e) AASB Practice Statement 2, to provide guidance on how to apply the concept of materiality to accounting policy disclosures. Additional conforming amendments to AASB 1049, AASB 1054, and AASB 1060 were made by AASB 2021-6. The Group plans on adopting the amendment for the reporting period ending 30 June 2024. The impact of the initial application is not yet known. AASB 2021-5: Amendments to Australian Accounting Standards - Deferred Tax related to Assets and Liabilities arising from a Single Transaction The amendment narrowed the scope of the recognition exemption in paragraphs 15 and 24 of AASB 112 (recognition exemption) so that it no longer applies to transactions that, on initial recognition, give rise to equal taxable and deductible temporary differences. The amendment applies to transactions that occur on or after the beginning of the earliest comparative period presented. The Group plans on adopting the amendment for the reporting period ending 30 June 2024. The impact of the initial application is not yet known. Sayona Mining Limited I Annual Report 2022 75 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 2: REVENUE AND OTHER INCOME (a) Revenue Revenue from contracts with customers Other sources of revenue: Interest received: unrelated parties Government subsidy and incentive receipts (R&D/Cashboost) Royalty payments FX Currency gain Other income Total revenue and other revenue (b) Other Income Gain from bargain purchase Total revenue and other income NOTE 3: PROFIT/(LOSS) FOR THE YEAR (i) Expenses: Included in expenses are the following items: Depreciation and amortisation expense: - Depreciation and amortisation Amortisation on right of use assets Finance costs: - Lease Liabilities Preference shares Short term lease expenses Defined Benefit Contribution superannuation expenses (ii) Significant Revenue and Expenses The following significant revenue and expense items are relevant in explaining the financial performance: Transaction cost on Moblan acquisition Royalty buy-back - Tansim royalty cost Finance costs - preference shares Capitalised exploration & evaluation expenditure written-off Net foreign exchange loss/(gain) Finance broker fees Capital raising fees and commissions expenses Legal advisory and registry management 76 2022 $ 2021 $ - - 110,638 42,133 92,255 - 253,192 498,218 2,252 315,190 - 310,361 17,584 645,387 108,374,739 108,872,957 - 645,387 11,969 38,100 50,069 1,430 926,642 928,072 213,639 60,510 1,352,809 2,169,752 926,642 - 2,108,773 678,474 - 1,701,782 13,654 38,104 51,758 3,665 - 3,665 44,120 59,125 - - - 81,708 - 769,971 160,876 878,274 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 4: INCOME TAX EXPENSE 2022 $ 2021 $ (a) The prima facie tax on loss from ordinary activities is reconciled to the income tax as follows: Prima facie tax payable on profit from ordinary activities before income tax at 25.0% (2021: 26%). 20,921,543 (1,138,669) Adjust for tax effect of: Non-Deductible Expenses Other non-assessable income Gain from bargain purchase Tax losses and temporary differences not brought to account 2,543,441 (10,533) (27,093,685) 3,639,234 218,135 (85,982) - 1,006,516 Income tax expense attributable to entity - - Weighted average effective tax rate (nil due to tax losses) 0.00% 0.00% (b) Deferred tax assets and liabilities not brought to account, the net benefit of which will only be realised if the conditions for deductibility set out in Note 1 occur: Temporary differences Tax losses - Revenue Tax losses - Capital Net unbooked deferred tax asset (25,744,785) 48,768,951 5,613,671 28,637,837 (726,827) 7,018,041 5,613,671 11,904,885 The Group has unconfirmed carry forward losses for revenue of A$185,272,561 (2021: A$27,608,259) and for capital of A$22,454,683 (2021: A$22,454,683). Deferred tax assets and liabilities are stated at tax rates expected to apply when the relevant items are realised. Prior year carry forward revenue losses have been revised in the current year to agree to amended tax returns due for lodgement. The tax benefits will only be obtained if the conditions in Note 1 are satisfied; the economic entity derives future assessable income of a nature and of an amount sufficient to enable the benefit from the deductions for the losses to be realised and if the economic entity continues to comply with the conditions for deductibility imposed by the relevant tax legislation. (c) The tax expense of each component of comprehensive income: Consolidated Group Exchange gain differences on translating foreign operations: Before Tax Tax (expense)/benefit Net of tax amount 2022 $ 14,105,312 - 14,105,312 2021 $ (18,639) - (18,639) Sayona Mining Limited I Annual Report 2022 77 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 5: SIGNIFICANT TRANSACTION AND EVENTS This section provides additional information which will help users understand how changes in the Group structure have impacted the financial position and performance of the Group as a whole and the significant events that have occurred during the year impacting the financial position and performance of the Group. (A) Business Combinations The Group acquired 100% of the issued capital of Lithium Amerique Du Nord Inc (North American Lithium Inc. - NAL), a known lithium reserve and former producer of spodumene, on 27 August 2021, for a purchase consideration of A$128.6M. The acquisition is part of the Group’s strategy to integrate NAL's assets with its nearby Authier Lithium Project and expand its lithium reserves and processing operations in the lithium battery industry. (a) Acquisition date fair values - NAL The fair values of identifiable assets and liabilities of NAL as at the date of acquisition were: Fair value on acquisition Assets Mine properties (pre-production) (1) Mine plant and equipment Receivables (2) Cash and cash equivalents Liabilities Trade and other payables Provisions (Note 18) Total identifiable net assets at fair value Gain from bargain purchase Total consideration A$ C$ 59,889,276 203,387,264 3,031,408 1,524,703 267,832,651 54,905,000 186,460,390 2,779,120 1,397,810 245,542,320 (720,025) (660,102) (30,133,223) (27,625,390) (30,853,248) 236,979,403 (108,374,739) 128,604,664 (28,285,492) 217,256,828 (99,355,268) 117,901,560 Because the mine was in care and maintenance prior to acquisition, significant expenditure is planned to (1) restore operations to full commercial production stage. (2) The directors believe the receivables are fully recoverable and no provision for impairment is required. (b) Acquisition-date fair value of consideration transferred Cash paid Preference shares issued A$ 106,789,064 21,815,600 128,604,664 C$ 97,901,560 20,000,000 117,901,560 The Group used a discounted cash flow model to estimate acquisition fair values, based on the life-of-mine plans. Expected future cash flows are based on estimates of future production and commodity prices, operating costs, and forecast capital expenditures using the life-of-mine plan as at the acquisition date. 78 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 5: SIGNIFICANT TRANSACTION AND EVENTS (continued) A replacement-cost approach was used to determine the fair value of other property, plant and equipment. (a) NAL filed for bankruptcy protection in May 2019 and the sale process did not occur until 2021, more than two years after the commencement of bidding for an asset in a Companies' Creditors Arrangement Act ("CCAA") process and thus the price paid can be lower than full value in a non-bankruptcy sale; (b) Over the 12 months prior to approval of the Group's bid, a number of government restrictions including travel restrictions were in place due to the COVD-19 pandemic. It is possible that travel restrictions and capital markets uncertainties resulting from COVID-19 also impacted the market competition for the NAL assets; (c) NAL had over C$400M invested. NAL's historical investment in mining, concentrate and refining capacity significantly exceeds the aggregate purchase price; and (d) The Company's share price was A$0.031 and market capitalization was A$138.9M on 26 May 2021, the day prior to signing an agreement to acquire NAL. At the end of business day on 27 May, the Company's share price rose to A$0.045 and market capitalization increased to A$201.5M, an increase of approximately 45%. This demonstrates the market's view that the NAL acquisition is value accretive to the Group. From the date of acquisition to 30 June 2022, NAL bargain purchase contributed A$108M to Group revenue and A$105M to Group profit. Included within other expenses in the statement of profit or loss and other comprehensive income are acquisition- related costs totalling A$130,380. The costs include advisory, legal, accounting and other professional fees. (B) Joint Arrangements - 'Moblan' During the period, the Group entered into a joint arrangement in Quebec through the acquisition of a 60% interest in the Moblan Lithium Project for US$86.5M (A$116.7M on the date of acquisition) and transaction costs of A$1,352,809 were incurred. The remaining 40% interest is held by SOQUEM Inc., a wholly owned subsidiary of Investissement Québec. Sayona will manage the project on behalf of the joint holders. Under the agreement with Lithium Royalty Corp. (LRC), Sayona acquired a 60% interest in the Moblan project held by Guo Ao Lithium Ltd. The project includes certain mineral claims, technical data and studies as well as the rights of Guo Ao in the joint venture formed with SOQUEM. In consideration for the assignment by LRC of its rights to acquire the Moblan Interest, Sayona has agreed to the following terms with LRC: (a) In consideration for a US$5M payment by LRC, the grant by Sayona to LRC of a Gross Overriding Revenue (GOR) Royalty on the Moblan Interest, calculated as follows: (i) 2.5% for the first 1 million tonnes (Mt) of ore per annum produced from the Moblan Project; (ii) 1.5% for any tonne of ore per annum produced from the Moblan Project in excess of the first 1 Mt. (b) In consideration for a US$3M payment by LRC, Sayona will cause the transfer to LRC of the 2% Net Smelter Return (NSR) Royalty currently owned by Quebec Precious Metals Inc. on the Tansim project; (c) In consideration for a US$500,000 payment by LRC, the grant by Sayona to LRC of a 1.5% GOR Royalty on Sayona’s Mallina Project in Western Australia; (d) Sayona and LRC have also agreed to enter into an offtake agreement with respect to the Moblan Project on the following key terms: Sayona Mining Limited I Annual Report 2022 79 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 5: SIGNIFICANT TRANSACTION AND EVENTS (continued) (i) 10% of Sayona’s ownership participation in the Moblan Project of the annual production for life of mine; (ii) price at a 5% discount to the prevailing market terms; and (e) Payment by Sayona to LRC of a US$1M structuring fee on closing of the acquisition of LRC’s rights to acquire the Moblan Interest. (C) Share Placement On 27 May 2022, the Group successfully completed a A$190M institutional placement to fund the NAL restart and provide additional working capital for other broader development initiatives. The proceeds are primarily to fund the restart of NAL operation in Quebec, Canada amid rapidly growing demand for battery metals produced in North America. The recent Pre-Feasibility Study (PFS) for NAL demonstrated the operation's technical and financial viability and will form the basis of a Definitive Feasibility Study (DFS) expected in the second half of 2022. NOTE 6: KEY MANAGEMENT PERSONNEL COMPENSATION Refer to the remuneration report contained in the directors report for details of the remuneration paid or payable to each member of the Group's key management personnel (KMP), and other information (including equity interests) for the year ended 30 June 2022. (a) The names of key management personnel of the Group who have held office during the financial year are: Key Management Personnel Brett Lynch Paul Crawford Allan Buckler James Brown Position Managing Director/CEO Director - Executive Director - Non-executive Director - Non-executive (b) The totals of remuneration paid to KMP of the Company and Group during the year are as follows: Short-term employee benefits Post-employment benefits Other long-term benefits Share-based payments Total KMP compensation Short-term employee benefits 2022 $ 1,247,105 41,759 - 3,584,500 4,873,364 2021 $ 1,791,585 52,169 - - 1,843,754 These amounts include salary, fees and paid leave benefits paid to the directors, or their related entities (Note 25). Post-employment benefits These amounts are the superannuation contributions made during the year. Other long-term benefits These amounts represent long service benefits accruing during the year. Share-based payments These amounts represent the expense related to the participation of KMP in equity-settled benefit schemes as measured by the fair value of the options, and shares granted on grant date. 80 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 7: EARNINGS PER SHARE The earnings figures used in the calculation of both the basic EPS and the dilutive EPS are the same as the profit or loss in the statement of profit or loss and other comprehensive income. Weighted average number of ordinary shares outstanding during the year used in the calculation of basic EPS Weighted average number of options outstanding Weighted average number of ordinary shares and potential ordinary shares outstanding during the year used in the calculation of diluted EPS 2022 $ 2021 $ 6,794,835,604 3,431,676,525 407,180,140 - 7,202,015,744 3,431,676,525 Options to acquire ordinary shares in the parent company are the only securities considered as potential ordinary shares in determination of diluted EPS. These securities are not presently dilutive and have been included in the calculation of diluted EPS. NOTE 8: AUDITORS' REMUNERATION Remuneration of the auditor for: - auditing or reviewing the financial reports - other assurance services NOTE 9: CASH AND CASH EQUIVALENTS Cash at bank and on hand Short-term bank deposits Cash at bank and on hand 2022 $ 2021 $ 211,325 - 211,325 53,000 - 53,000 184,509,499 50,000 35,452,596 50,000 184,559,499 35,502,596 The effective interest rate on short-term bank deposits was 0.06% (2021: 0.1%). These deposits have an average maturity of 25 days. Reconciliation of cash Cash at the end of the financial year as shown in the statement of cash flow is reconciled to items in the statement of financial position as follows: Cash and cash equivalents 184,559,499 35,502,596 NOTE 10: TRADE AND OTHER RECEIVABLES Current (unsecured): Trade and other debtors (a) Receivable - share issue (b) Financial assets at amortised cost classified as Trade and other receivables (Refer Note 27): 9,680,669 - 4,612,500 5,800,000 9,680,669 10,412,500 9,680,669 10,412,500 (a) Other debtors include A$5,809,385 of GST/VAT amounts due from the Australian and Canadian taxation authorities, which represents a significant concentration of credit risk to the Group. A further A$3,1112,872 (C$2,804,682) in Sayona Quebec Inc. cash calls were in transit at year end. Funds were received in July 2022. Sayona Mining Limited I Annual Report 2022 81 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 10: TRADE AND OTHER RECEIVABLES (continued) Other debtors in the prior year included A$4,223,088 for the initial deposits lodged in support of our bid for the acquisition of North American Lithium (NAL). Subsequent to year end, the deposits were utilised as part of the settlement of acquisition of NAL. (b) The prior year share issue receivable relates to shares issued pursuant to a Controlled Placement Agreement with Acuity Capital. Shares were issued on 30 June 2021, with funds received on 1 July 2021. NOTE 11: OTHER ASSETS Current: Deposits Prepayments 2022 $ 2021 $ 13,120,369 579,825 13,700,194 - 43,648 43,648 Under the terms of the rehabilitation fund, the Group have obtained a Revocable Line of Credit from Desjardin Bank for C$15M, with C$9.6M of the facility having been utilised. As security for the Revocable Line of Credit, there are 2 term deposits totalling C$9.6M lodged with Desjardin Bank. NOTE 12: MINE PROPERTIES Opening balance Acquisition (refer Note 5(A)) Foreign currency translation movement Closing balance 2022 $ - 59,889,276 1,893,783 2021 $ - - - 61,783,059 - During the period, the Group acquired the mining interests in North American Lithium Inc (NAL). The Group plans to refurbish the production facilities and recommence production. The mine properties are valued at fair value on a non-recurring basis. NOTE 13: PROPERTY, PLANT AND EQUIPMENT Property, plant and equipment Land and buildings At cost Accumulated depreciation FX Adjustment Office and mobile equipment At Cost Accumulated Depreciation FX Adjustment 2022 $ 2021 $ 76,591,770 (13,970) 2,425,189 79,002,989 1,714,923 (6,933) 17,031 1,725,021 148,164 (11,648) 779 137,295 8,110 (3,757) - 4,353 82 27,204 (6,797) 167 20,574 - - - - 162,222 Total $ - 151,720 31,758 - - (22,202) 946 162,222 - - - - - - - SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 13: PROPERTY, PLANT AND EQUIPMENT (Continued) Machinery and equipment At Cost Accumulated Depreciation FX Adjustment Capital works in progress At Cost Transfers FX Adjustment Total property, plant and equipment 126,285,499 (14,406) 4,155,700 130,426,793 21,226,987 - - 21,226,987 232,381,790 Land & Buildings Office & Mobile Equip Machinery & Equipment Capital Works in Progress $ $ $ $ Consolidated Group Balance as at 1 July 2020 Additions Disposals Acquisitions through business combinations Depreciation Expense FX Adjustment Balance as at 30 June 2021 Balance as at 1 July 2021 Additions Disposals Additions through acquisition (Note 5(A)) Depreciation Expense FX Adjustment Balance as at 30 June 2022 118,061 30,103 - - (11,648) 779 137,295 137,295 - 76,443,606 (2,322) 2,424,410 79,002,989 8,110 - - (3,757) - 4,353 4,353 1,021,282 - 685,531 (3,176) 17,031 1,725,021 25,549 1,655 - - (6,797) 167 20,574 20,574 - - - 21,226,987 - 162,222 22,248,269 - 126,258,128 (7,609) 4,155,700 130,426,793 - - - 21,226,987 203,387,265 (13,107) 6,597,141 232,381,790 Capital Works in Progress represents the cost of the replacement assets or parts thereof that have been or will be used as part of the NAL plant refurbishment due for completion at the end of March 2023. The planned cost of the refurbishment is estimated to be costing around C$98M (A$110M). NOTE 14: EXPLORATION AND EVALUATION ASSET 2022 $ Exploration and evaluation expenditure carried forward in respect of areas of interest are: 2021 $ Exploration and evaluation phase - group interest 100% (a) Exploration and evaluation phase - subject to joint operation (b) 34,800,724 124,061,266 23,523,843 2,028,885 158,861,990 25,552,728 Sayona Mining Limited I Annual Report 2022 83 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 14: EXPLORATION AND EVALUATION ASSET (Continued) (a) Movement in exploration and evaluation expenditure: Opening balance - at cost Capitalised exploration and evaluation expenditure Transfer (to)/from joint operations Capitalised exploration expenditure written-off Foreign currency translation movement Carrying amount at end of year (b) Movement in exploration and evaluation expenditure: Opening balance - at cost Capitalised exploration and evaluation expenditure Additions through acquisition (Note 5(B)) Transfer from/(to) non-joint operations Capitalised exploration expenditure written-off Foreign currency translation movement Carrying amount at end of year 2022 $ 2021 $ Non-Joint Operation 23,523,843 7,972,562 1,908,058 - 1,396,261 17,839,978 3,805,078 1,842,720 (81,708) 117,775 34,800,724 23,523,843 Joint Operation 2,028,885 2,342,622 116,561,471 (1,908,058) - 5,036,346 3,353,128 508,642 - (1,842,720) 9,835 - 124,061,266 2,028,885 Recoverability of the carrying amount of exploration assets is dependent on the successful exploration and development of projects, or alternatively, through the sale of the areas of interest. During the period, the Group entered into a Earn-In Agreement for its Pilbara lithium tenement portfolio with Morella Corporation Limited (formerly known as Altura Mining Limited). Morella had not earned any interest in the tenements as at 30 June 2022. During the period, the Group entered into a joint arrangement in Canada through the acquisition of a 60% interest in the Moblan Lithium Project for US$86.5 million. The remaining 40% interest is held by SOQUEM Inc., a wholly owned subsidiary of Investissement Québec. The Group will manage the project on behalf of the joint holders. Located approximately 130km north-west of Chibougamau, Moblan is host to high-grade spodumene mineralisation, with a Mineral Resource Foreign Estimate of 12.03Mt @ 1.4% Li2O. It is hosted in a well-studied deposit, with previous exploration work comprising 132 diamond drill holes for more than 17,559 metres. Movements during the year on exploration and evaluation assets in Canada included A$7,679,030 (2021: A$2,338,349) on the NAL and Authier project, together with A$2,598,621 (2021: nil) on the Moblan project. A further A$663,774 (2021: A$265,601) was incurred on the Australian projects. On 2 March 2022, the Group paid the final C$50,000 option payment to Exiro Minerals Inc. to acquire the remaining interest in relevant Tansim tenements. The Group now holds a 100% interest in the tenements. Commitments in respect of exploration projects are set out in Note 26. In addition, the Group has options on projects as set out in Note 30. 84 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 15: INTANGIBLE ASSETS Computer Software (at cost) -Accumulated depreciation Total net intangibles Year Ended 30 June 2021 Balance at the beginning of the year Additions Acquisitions FX Adjustment Year Ended 30 June 2022 2022 $ - 20,581 184,875 2021 $ - - - Computer Software $ 164,294 - 20,581 184,875 Computer software is initially recorded at cost. It has a finite life and is carried at cost less accumulated amortisation and any impairment losses. Software has an estimated useful life of between one and three years. It is assessed annually for impairment. NOTE 16: RIGHT-OF-USE-ASSETS & LEASE LIABILITY The Group has a lease of premises with possible expiry in 2022. Lease payments are subject to annual adjustments, and there is an option to extend. Right-of-use assets Leased premises Accumulated depreciation Movement in carrying amounts: Opening balance at cost Depreciation expense Net carrying amount Lease liability - Current - Non-Current Depreciation charge related to right-of-use assets Interest expense on lease liabilities Total yearly cash outflows for leases 27 2022 2021 $ 123,836 (114,307) $ 123,836 (76,207) 9,529 47,629 47,629 (38,100) 85,733 (38,104) 9,529 47,629 10,240 - 10,240 38,100 1,430 39,600 37,540 15,224 52,764 38,106 3,665 39,600 Sayona Mining Limited I Annual Report 2022 85 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 17: TRADE AND OTHER PAYABLES Current (unsecured): Trade creditors Sundry creditors and accrued expenses Total trade and other payables 2022 $ 2021 $ 5,146,065 1,775,887 1,648,184 2,017,376 6,921,952 3,665,560 Financial liabilities at amortised cost classified as trade and other payables: Financial liabilities as trade and other liabilities (refer Note 27) 27 6,921,952 3,665,560 NOTE 18: PROVISIONS Current: Provision for employee entitlements Opening balance Additional provisions Amounts used Balance at year end Non-Current Provision for mine restoration Opening balance Additions through acquisition (Note 5(A)) Additional provisions Amounts used Foreign currency translation movement Balance at year end Provision for Mine Restoration 2022 $ 2021 $ 323,787 116,872 116,872 266,128 (59,213) 323,787 2022 $ 31,085,639 - 30,133,223 - - 952,416 31,085,639 61,429 64,734 (9,291) 116,872 2021 $ - - - - - - - The Group acquired a provision for the future cost of rehabilitating mine sites and related production facilities as part of the NAL acquisition. The provision represents the present value of rehabilitation costs, which are expected to be incurred up to to the time when the producing mine properties cease operations. These provisions have been created based on the Group’s internal estimates and modified by the Ministere de I'Energie et des Ressources Naturelles ("MERN"). A discount rate of 10% adjusted to reflect the risk inherent in the mining operation has been applied. Assumptions based on the current economic environment have been made, which management believes are a reasonable basis upon which to estimate the future liability. These estimates are reviewed regularly to take into account any material changes to the assumptions. However, actual rehabilitation costs will ultimately depend upon future market prices for the necessary rehabilitation works required that will reflect market conditions at the relevant time. The timing of rehabilitation is likely to depend on when the mine ceases to produce at economically viable rates. This, in turn, will depend upon future lithium prices, which are inherently uncertain. Provision for Employee Benefits Provision for employee benefits represents amounts accrued for annual leave. 86 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 19: INTEREST BEARING BORROWINGS 2022 $ 2021 $ Non-convertible redeemable cumulative preference shares 27 23,461,533 - (a) Preference Shares on issue are as follows: Issued during the period: 27 August 2021, issued as part of the settlement of the acquisition of North American Lithium (Note 5(A)) Interest accrued Foreign currency translation movement Balance at reporting date 21,815,600 926,642 719,291 23,461,533 - - - - On August 2021, as part of the acquisition of NAL by Sayona Quebec the Group exchanged Investissement Quebec (IQ)'s second ranking debt of C$63M for NAL's 20,000,000 non-convertible redeemable cumulative preference shares a par value of C$1.00. These shares are classified as a non-current financial liability in the balance sheet. Interest is accrued or payable at 5% per annum. The shares may be redeemed at the option of NAL or at the option of IQ, subject to satisfaction of various performance hurdles. The shares cannot be converted to equity. Terms of the preference shares are detailed below: - - Preference shareholders are not entitled to dividends or to vote at shareholder meetings. In the event of default, liquidation, or receivership IQ rank before the ordinary shareholders in priority. - Redemption commences in accordance with the NAL Constitution and Governance Agreement once a feasibility study regarding spodumene carbonate production is economically feasible and/or the mine is in commercial operation and the redemption term is up to 10 years after the first anniversary of the issue of these shares. - Interest of A$926,642 was accrued in year to 30 June 2022. At 30 June 2022, the financial liability has been recorded at its issue price plus accrued interest. Given the nature and conditions impacting on potential redemption terms, the fair value assigned to the preference shares is their face value. NOTE 20: OTHER FINANCIAL LIABILITIES Non-Current Royalty advances - at cost 2022 $ 2021 $ 27 11,503,791 11,503,791 - - As part of 9451-6705 Quebec Inc's Moblan acquisition on 8 August 2021, royalty arrangements were entered into with LRC (Note 5(B)). Sayona Mining Limited I Annual Report 2022 87 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 21: OTHER LIABILITIES Joint funding advances (i) NAL Funding Advances: 2022 $ 17,058,804 17,058,804 2021 $ - - At 30 June 2022, Piedmont Lithium Limited (PLL) had agreed to joint funding advances for the purposes of the NAL refurbishment. Although agreed, the C$2.804M funds due by the end of June 2022 were not transferred to NAL until 12th July and have been reflected in the receivables at year end. The jointly funded advances included those outstanding receivables. This loan from Piedmont Lithium Limitedd (PLL), which represents approximately 25% of the cash advances has been treated as an equity loan during the 2022 financial year. NOTE 22: ISSUED CAPITAL 8,246,752,670 (2021: 5,153,695,375) Fully paid ordinary shares Ordinary shares issued during the year Balance at the beginning of the reporting period Shares issued during the prior year Shares issued during the current year: 9 July 2021, issue of shares on conversion of options at $0.02 19 July 2021, placement of shares at $0.075 20 July 2021, issue of shares on conversion of options at $0.02 20 July 2021, issue of shares on conversion of options at $0.03 28 July 2021, issue of shares on conversion of options at $0.02 4 August 2021, issue of shares on conversion of options at $0.03 4 August 2021, issue of shares on conversion of options at $0.02 6 August 2021, issue of shares on conversion of options at $0.02 6 August 2021, issue of shares on conversion of options at $0.03 12 August 2021, issue of shares on conversion of options at $0.02 12 August 2021, issue of shares on conversion of options at $0.03 13 August 2021, issue of shares on conversion of options at $0.02 13 August 2021, issue of shares on conversion of options at $0.03 18 August 2021, issue of shares on conversion of options at $0.02 18 August 2021, issue of shares on conversion of options at $0.03 19 August 2021, issue of shares on conversion of options at $0.0145 23 August 2021, placement of shares at $0.0075 25 August 2021, issue shares under a Share Purchase Plan at $0.0075 25 August 2021, placement of shares at $0.0453 31 August 2021, issue of shares on conversion of options at $0.02 31 August 2021, issue of shares on conversion of options at $0.03 10 September 2021, issue of shares on conversion of options at $0.02 10 September 2021, issue of shares on conversion of options at $0.03 29 September 2021, issue of shares on conversion of options at $0.02 29 September 2021, issue of shares on conversion of options at $0.03 30 September 2021, issue of shares on conversion of options at $0.02 6 October 2021, issue of shares on conversion of options at $0.02 6 October 2021, issue of shares on conversion of options at $0.03 88 2022 $ 2021 $ 504,254,583 128,727,789 No. 5,153,695,375 - No. 2,468,958,700 2,684,736,675 1,950,000 423,631,222 275,000 58,140 275,508 1,744,186 1,072,424 242,648 4,302,326 197,675 26,030,699 1,000,000 656,977 850,000 97,140 13,200,000 176,368,779 266,666,917 40,850,399 5,830,993 116,279 3,720,663 401,866 26,539,634 795,995 1,234,847 5,667,500 860,000 2021 $ SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 22: ISSUED CAPITAL (Continued) 11 October 2021, issue of shares on conversion of options at $0.02 11 October 2021, issue of shares on conversion of options at $0.03 11 October 2021, placement of shares at $0.145 14 October 2021, placement of shares at $0.15470 19 October 2021, issue of shares on conversion of options at $0.02 19 October 2021, issue of shares on conversion of options at $0.03 19 October 2021, issue placement at $0.0145 27 October 2021, issue of shares on conversion of options at $0.02 1 November 2021, issue of shares on conversion of options at $0.02 1 November 2021, issue of shares on conversion of options at $0.145 16 November 2021, issue of shares on conversion of options at $0.02 16 November 2021, issue of shares on conversion of options at $0.03 23 November 2021, issue of shares on conversion of options at $0.02 6 December 2021, issue of shares on conversion of options at $0.02 6 December 2021, issue of shares on conversion of options at $0.03 6 December 2021, issue of shares on conversion of options at $0.03 20 December 2021, issue of shares on conversion of options at $0.02 28 January 2022, issue of shares on conversion of options at $0.02 28 January 2022, issue of shares on conversion of options at $0.03 28 January 2022, placement of shares at $0.1547 28 January 2022, issue of shares on conversion of options at $0.02 28 January 2022, issue incentive shares at $0.11 28 January 2022, issue incentive shares at $0.11 11 February 2022, issue of shares on conversion of options at $0.02 11 February 2022, issue of shares on conversion of options at $0.03 2 March 2022, issue of shares on conversion of options at $0.02 2 March 2022, placement of shares at $0.1236 8 April 2022, issue of shares on conversion of options at $0.02 8 April 2022, issue of shares on conversion of options at $0.03 8 April 2022, issue of shares on conversion of options at $0.04 14 April 2022, placement of shares at $0.0607 21 April 2022, issue of shares on conversion of options at $0.02 21 April 2022, issue of shares on conversion of options at $0.03 29 April 2022, issue of shares on conversion of options at $0.02 29 April 2022, issue of shares on conversion of options at $0.03 12 May 2022, issue of shares on conversion of options at $0.02 26 May 2022, issue of shares on conversion of options at $0.02 26 May 2022, issue of shares on conversion of options at $0.03 2 June 2022, placement of shares at $0.18 23 June 2022, issue of shares on conversion of options at $0.02 23 June 2022, issue of shares on conversion of options at $0.03 2022 $ 2,007,552 755,814 689,655,173 133,971 11,604,902 538,392 3,279,401 1,040,466 15,902 176,042,042 1,050,000 348,837 194,820 1,181,061 925,000 4,000,000 800,000 1,063,879 1,310,229 33,284 2,313,745 23,100,000 15,533,420 1,194,262 465,875 2,054,321 440,670 29,954,876 14,036,019 2,000,000 22,631,142 8,381,903 187,840 3,202,506 174,419 2,762,630 5,306,265 20,000 1,054,406,346 2,991,688 1,280,826 8,246,754,692 5,153,695,375 Sayona Mining Limited I Annual Report 2022 89 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 22: ISSUED CAPITAL (Continued) All share issues in the current period were for cash other than: On 14 October 2021, 133,971 shares were issued at A$0.1547 as part of a performance bonus of a Sayona Quebec Inc employee and were expensed to the Profit & Loss. On 28 January 2022, 38,633,420 shares were issued at A$0.11 in settlement of employee bonus entitlements, approved by shareholders at Annual General Meeting and were expensed to the Profit & Loss. On 3 March 2022, 440,670 shares were issued at A$0.1236 in settlement of an option payment to acquire a further interest in mineral tenements. Ordinary shares participate in dividends and the proceeds on winding up of the parent entity in proportion to the number of shares held. At shareholders' meetings each ordinary share is entitled to one vote when a poll is called, otherwise each shareholder has one vote on a show of hands. The Company does not have authorised capital or par value in respect of its issued shares. Options on issue are as follows: (i) Unlisted employee and officer options Balance at beginning of reporting period Granted (Note 29) Exercised Expired Balance at reporting date Employee and officer incentive options consist of: 2022 No. 2021 No. 8,000,000 40,000,000 (6,000,000) - 42,000,000 8,000,000 - - - 8,000,000 2,000,000 options to acquire ordinary shares at A$0.04 expiring on 29 November 2022. The options have been valued at A$0.003 each, with A$6,750 recognised in the reserves and charged to profit & loss in a prior period. 40,000,000 options to acquire ordinary shares at A$0.15, expiring on 28 July 2023. The options have been valued at A$0.04 each, with A$1,600,000 recognised in the reserves and charged to profit & loss in the current period. All options have vested. (ii) Listed options Balance at beginning of reporting period Granted Exercised Expired Transfer from unlisted options Balance at reporting date 2022 No. 2021 No. 474,857,645 - (166,567,127) - - 308,290,518 182,716,433 195,593,766 (10,610,596) - 107,158,042 474,857,645 In May 2021, Sayona applied to list 107,158,042 previously unlisted options on the ASX. The options are exercisable at $0.03 and expire 23 July 2022. (iii) Other unlisted options Balance at beginning of reporting period Granted during the period Exercised during the period Expired during the period Transfer to listed options Balance at reporting date 2022 No. - 13,200,000 (13,200,000) - - 2021 No. 114,992,301 66,666,666 (74,500,925) - (107,158,042) - - 90 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 22: ISSUED CAPITAL (Continued) The Company issued 13,200,000 listed options to Jett Capital Advisors LLC for services provided. Each of the options were exercisable at A$0.0145 and were due to expire on 18 August 2024. The options were exercised on 19 August 2021. The options have been valued at A$0.0138 each, with A$1,370,161 recognised in the reserves and charged to share issue costs. Capital management policy Exploration companies such as Sayona Mining are funded by share capital during exploration and a combination of share capital and borrowings as they move into the development and operating phases of their business life. Management controls the capital of the Group in order to maintain a sustainable debt to equity ratio, generate long- term shareholder value and ensure that the Group can fund its operations and continue as a going concern. The Group’s debt and capital include ordinary share capital, preference shares and financial liabilities, supported by financial assets. In the current year, the capital management strategy has included various new issues. Management effectively manages the Group’s capital by assessing the Group’s financial risks and adjusting its capital structure in response to changes in these risks and in the market. There are no externally imposed capital requirements. There have been no changes in the strategy adopted by management to control the capital of the Group since the prior year. NOTE 23: RESERVES Foreign currency translation reserve The foreign currency translation reserve recorded exchange differences arising on translation of a foreign controlled subsidiary. Options reserve The options reserve records amounts recognised as expenses on valuation of employee share options. NOTE 24: CASH FLOW INFORMATION (a) Reconciliation of Cash Flow from Operations with profit/(loss) from Ordinary Activities after Income Tax: Profit/(loss) from ordinary activities after income tax Non-cash flows in profit/(loss) from ordinary activities: Depreciation/amortisation Share based payments - corporate costs Unrealised foreign exchange transactions Royalty Costs Interest on Preference Shares Write off capitalised exploration expenditure Gain on Acquisition of NAL Changes in operating assets and liabilities: (Increase)/Decrease in trade and other receivables (Increase)/Decrease in other assets (Decrease)/Increase in creditors and accruals (Decrease)/Increase in provisions Cash flows from operations 2022 $ 2021 $ 83,686,172 (4,379,498) 50,069 5,919,896 (2,875,718) 2,169,752 926,642 - (108,374,739) 51,758 276,817 321,781 - - (81,708) - (3,962,089) (518,892) 2,325,793 199,121 (20,453,993) (10,180,888) (6,936) 2,768,301 55,254 (11,175,119) Sayona Mining Limited I Annual Report 2022 91 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 24: CASH FLOW INFORMATION (continued) (b) Non-cash Financing and Investing Activities In the 2022 financial year the following non-cash financing and investing transactions occurred: • Issue of 133,971 shares valued at A$20,725 as an employee performance bonus - M Ratte. • Issue of 13.2M options to Jett Capital Inc, valued at A$1,370,160 in settlement of services provided. • Issue of 23.1M shares to B Lynch valued at A$2,541,000. Approved by shareholders at Annual General Meeting. • Issue of 40M options to KMP valued at A$1.6M. Approved by shareholders at Annual General Meeting. • Issue of 15,533,420 shares to employees valued at A$1,708,676. Approved at Annual General Meeting. • Issue of 4,894,986 performance rights to employees valued at A$702,200. Approved at Annual General Meeting. • Issue of 440,670 shares to Exiro Mineral Corporation - Tansim final tenant payment valued at A$54,467. Approved at Annual General Meeting. (c) Changes in liabilities from financing activities Balance 30 June 2021 Cash Flows Non-cash movements Accrued Interest FX Translation Movement Balance 30 June 2022 Other Financial Liabilities - 11,503,791 - - - Preference Shares - 2,181,560 23,461,533 926,642 719,291 Lease liabilities Total 52,764 (42,524) - - - 52,764 13,642,827 23,461,533 926,642 719,291 11,503,791 27,289,026 10,240 38,803,057 NOTE 25: RELATED PARTY TRANSACTIONS (a) The Group's main related parties are as follows: Key Management Personnel Morella Corporation Limited Piedmont Lithium Limited Any persons having authority and responsibility for planning, directing and controlling the activities of the Group, directly or indirectly, including any director (whether executive or non-executive) of the Group, are considered key management personnel (see Note 6). Morella Corporation Limited is considered a related party due to common directors. (b) Transactions with related parties: Transactions between related parties are on normal commercial terms and conditions, no more favourable than those available to other parties unless otherwise stated. During the year, the parent entity engaged a related party of Paul Crawford to provide accounting services and they were paid A$49,400. During the year, the parent entity engaged Shazo Holdings Pty Ltd, an entity controlled by Mr Allan Buckler, a director of the Company, to provide directorial and exploration technical services. Fees of A$72,000 were incurred during the year (2021: A$72,000). 92 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 25: RELATED PARTY TRANSACTIONS (continued) During the period, the Group entered into a Earn-In Agreement for its Pilbara lithium tenement portfolio with Morella Limited (formerly known as Altura Mining Limited). Morella had not earned any interest in the tenements. Under the earn-in agreement, Morella Corporation is to spend A$1.5m on exploration over three years to earn a 51% interest in lithium leases. NOTE 26: COMMITMENTS (a) Exploration commitments The entity must meet minimum expenditure commitments on granted exploration tenements to maintain those tenements in good standing. If the relevant mineral tenement is relinquished the expenditure commitment also ceases. The following commitments exist at balance date but have not been brought to account. Not later than 1 year Between 1 year and 5 years Total commitment 2022 $ 2021 $ 1,484,651 2,327,555 1,051,848 312,440 3,812,206 1,364,288 Under the earn-in agreement with Morella Corporate (formerly Altura Mining Limited) (refer Note 33), exploration amounts paid will be applied to meet some of the above exploration commitments. The Earn-In Agreement does not include all tenements which the Group currently controls, consequently, the Group will be responsible for the other tenements. (b) NAL commitments On May 22, the Company announced its commitment to a A$110M ($C98M) refurbishment of NAL processing facility. The planned restart is well advanced, targeting completion by end of first quarter 2023 - March 2023. The refurbishment and upgrade will be funded from existing cash reserves. NOTE 27: FINANCIAL RISK MANAGEMENT The Group’s financial instruments mainly comprises cash balances, receivables, payables, leases and preference shares. The main purpose of these financial instruments is to provide finances for group operations. The totals for each category of financial instruments, measured in accordance with AASB 139: Financial Instruments: Recognition and Measurement as detailed in the accounting policies to these financial statements are detailed in the table outlining financial instruments composition and maturity analysis in part (b) below. Financial Risk Management Policies The Board of the Company meets on a regular basis to analyse exposure and to evaluate treasury management strategies in the context of the most recent economic conditions and forecasts. The Board has overall responsibility for the establishment and oversight of the Company's risk management framework. Management is responsible for developing and monitoring the risk management policies. Sayona Mining Limited I Annual Report 2022 93 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 27: FINANCIAL RISK MANAGEMENT (continued) Financial Risk Exposures and Management (a) Credit Risk Credit risk arises from exposures to deposits with financial institutions, trade and other debtors and deposits and sundry receivables (Notes 9,10 and 11). Credit risk is managed and reviewed regularly by the Board. The Board monitors credit risk by actively assessing the rating quality and liquidity of counter parties. The carrying amount of cash and receivables recorded in the financial statements represent the Group's maximum exposure to credit risk. Concentration of credit risk is set out in Note 10. (b) Liquidity Risk Liquidity risk is the risk that the Group will not be able meet its financial obligations as they fall due. This risk is managed by ensuring, to the extent possible, that there is sufficient liquidity to meet liabilities when due, without incurring unacceptable losses or risking damage to the Group's reputation. The Board manages liquidity risk by sourcing long-term funding, primarily from equity sources. Financial liability and financial asset maturity analysis The table below reflects an undiscounted contractual maturity analysis for financial assets and financial liabilities and reflects management's expectations as to the timing of termination and realisation of financial assets and liabilities. Total 1 year or less 1 to 5 years Consolidated Group More than 5 years 2022 Financial assets Cash and cash equivalents (i) Other assets - rehabilitation deposits (v) Receivables (ii) Financial liabilities Payables (ii) Interest bearing borrowings (iii) Other financial liabilities - royalty advances (ii) Lease liability (iv) Net cash flow on financial instruments 2021 Financial assets Cash and cash equivalents (i) Receivables (ii) Financial liabilities Payables (ii) Lease Liability (iv) Net cash flow on financial instruments $ $ $ $ 184,559,499 - 9,680,669 194,240,168 6,921,952 - - 10,240 6,932,192 187,307,976 13,120,369 - 13,120,369 - - - - - 13,120,369 1 year or less 1 to 5 years - - - - - 23,461,533 11,503,791 - 34,965,324 (34,965,324) More than 5 years $ 35,502,596 10,412,500 45,915,096 3,665,560 37,540 3,703,100 42,211,996 $ - - - - 15,224 15,224 (15,224) $ - - - - - 184,559,499 13,120,369 9,680,669 207,360,537 6,921,952 23,461,533 11,503,791 10,240 41,897,516 165,463,021 Total $ 35,502,596 10,412,500 45,915,096 3,665,560 52,764 3,718,324 42,196,772 94 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 27: FINANCIAL RISK MANAGEMENT (continued) (i) Floating interest with a weighted average effective interest rate of 0.06% (2021: 0.10%). (ii) Non-interest bearing. (iii) Incremental borrowing rate 5.0% (iv) Incremental borrowing rate 4.5% (v) Rehabilitation deposits 0.67% (c) Market Risks (i) Interest Rate Risk The Group's exposure to interest rate risk, which is the risk that a financial instrument's value will fluctuate as a result of changes in market interest rates, arises in relation to the company's bank balances. This risk is managed through the use of variable rate bank accounts. (ii) Foreign exchange risk The Group operates internationally and is exposed to foreign exchange risk arising from currency movements, primarily in respect of the Canadian and US Dollar. No derivative financial instruments are employed to mitigate the exposed risks. Risk is reviewed regularly, including forecast movements in these currencies by the senior executive team and the Board. These foreign exchange risks arose from - - - Cash held in Canadian and US dollars. Canadian and US dollar denominated receivables and payables. Canadian denominated preference shares. The Group's exposure (in A$) to foreign currency risk at the reporting date was as follows: Cash and cash equivalents Receivables Deposits Payables Interest bearing borrowings Other liabilities Other financial liabilities Net exposure Cash and cash equivalents Receivables Payables Net exposure CAD 2022 $ 25,270,638 11,055,370 11,659,731 (5,384,641) (20,849,655) (15,159,716) (10,223,120) (3,631,393) USD 2022 $ 1,093,826 - - - - 1,093,826 CAD 2021 USD 2021 145,413 4,553,595 (2,223,723) 14,079,247 - - 2,475,285 14,079,247 Sayona Mining Limited I Annual Report 2022 95 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 27: FINANCIAL RISK MANAGEMENT (Continued) (d) Sensitivity analysis If the spot Australian Dollar rate strengthened/weakened by 5 percent against the US Dollar, with all other variables held constant, the Group's post-tax result for the year would have been increased/decreased by A$54,904 (2021 +/- A$704,036). If the spot Australian Dollar rate strengthened/weakened by 5 percent against the Canadian Dollar, with all other variables held constant, the Group's post-tax result for the year would have been increased/decreased by A$347,705 +/-(2021: A$130,721). The Group has performed sensitivity analysis relating to its exposure to interest rate risk. At year end, the effect on profit and equity as a result of a 1% change in the interest rate, with all other variables remaining constant would be +/- A$1,843,561 (2021: A$355,025). (e) Fair Values The aggregate fair values and carrying amounts of financial assets and liabilities are disclosed in the statement of financial position and notes to the financial statements. Fair values are materially in line with carrying values, due to the short-term nature of all these items, with the exception of preference shares which have a carrying amount of A$23,461,533 and a fair value of A$22,344,317 (2021: A$ nil). NOTE 28: CONTINGENT LIABILITIES There were no material contingent liabilities at the end of the reporting period. NOTE 29: SHARE BASED PAYMENTS Options The following options were issued during the year. On 18 August 2021, 13,200,000 unlisted options were issued to Jett Capital Advisors LLC for services provided. Each option is exercisable at A$0.0145 and were due to expire on 18 August 2024. Options were exercised during the period. On 28 January 2022, 40,000,000 unlisted options were issued to Directors of the Company following shareholder approval. Each option is exercisable at A$0.15 and expire on 28 July 2023. During the year, 6,000,000 unlisted employee options were exercised. On 28 January 2022, 4,894,986 performance rights were issued to employees of the Group following shareholder approval. Each right is exercisable at zero value and expire on 27 January 2024. Options issued are summarised as: 2022 2021 Number of Options Weighted Average Exercise Price Number of Options Weighted Average Exercise Price No $ No $ Outstanding at beginning of the year Granted Forfeited Exercised Expired Outstanding at period end 52,145,173 58,094,986 - (20,918,750) - 89,321,409 0.022 0.107 - (0.019) - 0.078 33,295,564 90,385,416 - (71,535,807) - 52,145,173 Exercisable and vested at year end 89,321,409 0.078 52,145,173 0.022 0.015 - 0.013 - 0.022 . 0.022 96 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 29: SHARE BASED PAYMENTS (continued) Shares The following shares were issued during the year: Issue of 133,971 shares valued at A$20,725 as an employee performance bonus. Issue of 38,633,420 shares valued at A$4,249,676 in settlement of employee bonus entitlements, approved by shareholders at Annual General Meeting. Issue of 440,670 shares valued at A$54,467 in settlement of an option payment to acquire a further interest in mineral tenements. NOTE 30: EVENTS AFTER BALANCE DATE Key events since the end of the financial year have been: On 29 July 2022, the listed option securities exercisable at A$0.03 each expired. Of the 52,201,664 options on issue at 30 June 2022, 47,432,492 were exercised subsequent to year end and the balance of 2,750,795 expired unexercised. On 25 July 2022, Sayona, Morella Corporation and Lithium Royalty Corp (LRC) agreed to binding terms for a royalty on lithium products produced from both the Mt Edon lithium project, tenements E59/2092 and E59/2055 and the Tabba Tabba lithium project, tenement E45/4703. In consideration for the grant of a 1.25% Gross Overriding Revenue royalty on the Mt Edon project, LRC will pay Morella an initial sum of US$450,000 with a further US$100,000 payable if a Mineral Resource estimate is declared with a minimum 5 Mt and 1% Li2O grade. In consideration for the grant of a 1.25% Gross Overriding Revenue royalty on the Tabba Tabba project, LRC will pay Morella an initial sum of US$650,000 with a further US$350,000 payable if a Mineral Resource estimate is declared with a minimum 5 Mt and 1% Li2O grade. The initial LRC royalty funding will be used in the development of the Western Australian projects with a view to delineating a maiden JORC resource. On 5 August 2022, the Company increased the current Controlled Placement Agreement limit of A$15M to a new limit of A$200M and to extend the expiry date to 31 July 2025. The agreement, provides the Group with standby equity capital of up to A$200M over the period to 31 July 2025. Under the agreement, the Company issued 95M shares in June 2021 as collateral. These shares were issued at no cost and are similar to treasury shares. The collateral shares are cancellable at any time by Sayona for no consideration. The collateral shares may be applied by Sayona to meet any share issues under the agreement when subscription monies are received. Sayona receives 90% of subscription monies with the remaining 10% retained by the subscriber. PLL have agreed that the advances for NAL can be converted to equity. On 27 September 2022, the Group announced that the Group awarded a four-year, approximately C$200 million contract to Québec company L. Fournier & Fils for mining operations in relation to the restart and ongoing production at its North American Lithium (NAL) operation. There have been no other key events since the end of the financial year. NOTE 31: JOINT ARRANGEMENTS Joint arrangements are in the form of options to acquire mineral tenements or joint venture agreements. The Group has entered into joint arrangements with the following parties: Sayona Mining Limited I Annual Report 2022 97 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 31: JOINT ARRANGEMENTS (continued) Sayona Lithium Pty Ltd The Group holds an 80% interest in the Western Australian mineral tenement E59/2092 (Mt Edon) at 30 June 2022. Under the agreement, the vendor is entitled to receive a 1% gross production royalty and is entitled to explore for and develop other non-lithium commodity within the tenement during the option period. During the period, the Group entered into a revised Earn-In Agreement for its Pilbara lithium tenement portfolio with Morella Corporation Limited (formerly known as Altura Mining Limited). Morella had not earned any interest in the tenements as at 30 June 2022. Sayona Quebec Inc. On 28 February 2019, the Group entered into an acquisition agreement with Exiro Minerals Group in relation to a number of mineral claims in Quebec. All conditions have been met and the Group now holds 100% interest in the relevant claims. Sayona Nord Inc. On 15 October 2021, the Group acquired a 60% interest in the Moblan Lithium Project for US$86.5M. Moblan is 40% owned by SOQUEM Inc., a wholly owned subsidiary of Investissement Québec. NOTE 32: PARENT ENTITY INFORMATION The following information relates to the parent entity, Sayona Mining Limited. This information has been prepared using consistent accounting policies as presented in Note 1. 2022 $ 171,161,455 266,902,636 2021 $ 39,468,941 30,786,336 438,064,091 70,255,277 (1,487,695) - 2,119,839 32,635 (1,487,695) 2,152,474 439,551,786 68,102,803 504,254,582 1,761,827 (66,464,623) 128,727,789 108,953 (60,733,939) 439,551,786 68,102,803 10,061,636 - (2,315,467) - 10,061,636 (2,315,467) Current assets Non-current assets Total assets Current liabilities Non-current liabilities Total liabilities Net Assets Contributed equity Option Reserve Accumulated losses Total equity Statement of Profit or Loss and Other Comprehensive Income Total (profit)/loss for the year Total other comprehensive income Total comprehensive loss for the year Guarantees There are no parent company guarantees. Contingent Liabilities There are no material contingent liabilities at the end of the reporting period. 98 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 NOTE 33: INTERESTS IN SUBSIDIARIES Information about principal subsidiaries ** Sayona Lithium Pty Ltd, incorporated in Australia on 4 September 1986. The parent entity holds 100% of the ordinary shares of the entity. ** Sayona East Kimberley Pty Ltd, incorporated in Australia on 18 June 2015. The parent entity holds 100% of the ordinary shares of the entity. ** Sayona International Pty Ltd, incorporated in Australia on 29 April 2016. The parent entity holds 100% of the ordinary shares of the entity. Sayona Quebec Inc, incorporated in Canada on 7 July 2016. The parent entity held 100% of the ordinary shares of the entity. On 8 June 2021, Piedmont subscribed for US$5M worth of shares in Sayona Quebec to acquire a 25% interest. Lithium Amerique Du Nord Inc (North American Lithium Inc), incorporated in Canada on 9th June 2021. Sayona Quebec Inc held 100% of the ordinary shares of the entity. Development capital, future operating costs and working capital requirements of Sayona Quebec Inc. and North American Lithium inc. will be jointly funded by Sayona 75% and Piedmont 25%. 9451-6705 Quebec Inc, incorporated in Canada on 8th October 2021. The parent entity holds 100% of the ordinary shares of the entity. Sayona Nord Inc, incorporated in Canada on 24th September 2021. 9451-6705 Quebec Inc owns 100% of the ordinary shares of the entity. These subsidiaries have share capital consisting solely of ordinary shares which are held directly by the Group and minority interests. There are no significant restrictions over the Group's ability to access or use assets and settle liabilities of the Group. Each subsidiary's principal place of business is also its country of incorporation, and year end coincide with the parent company. ** members of the Australian tax consolidated group NOTE 34: SEGMENT REPORTING The Group operates internationally, in the mineral exploration industry. Segment reporting is based on the whole of entity. Geographical segment information is as follows: Primary Reporting: Geographical Segments REVENUE Revenue Total revenue from ordinary activities Australia Overseas 2022 $ 2021 $ 2022 $ 2021 $ Consolidated Group 2021 2022 $ $ 114,509 644,591 383,709 796 498,218 645,387 114,509 644,591 383,709 796 498,218 645,387 Sayona Mining Limited I Annual Report 2022 99 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2022 Australia Overseas 2022 $ 2021 $ 2022 $ 2021 $ Consolidated Group 2021 2022 $ $ (10,203,472) (2,952,535) 93,889,644 (346,326) 83,686,172 (4,379,498) - - - - - - (10,203,472) (2,952,535) 93,889,644 (346,326) 83,686,172 (4,379,498) 174,324,897 40,969,047 486,836,708 30,752,276 1,161,605 71,721,323 RESULT Profit/(loss) from ordinary activities before income tax expense Income tax expense Profit/(loss) from ordinary activities after income tax expense ASSETS Segment assets LIABILITIES Segment liabilities 47,530,487 (1,557,110) (137,896,233) (2,278,086) (90,365,746) (3,835,196) There were no transfers between segments reflected in the revenues, expenses or result above. The pricing of any intersegment transactions is based on market values. Segment accounting policies are consistent with the economic entity. NOTE 35: FAIR VALUE MEASUREMENT Apart from software intangibles, the Group does not measure any assets or liabilities at fair value on a recurring basis after initial recognition. The Group does not subsequently measure any other assets or liabilities at fair value on a non-recurring basis. NOTE 36: COMPANY DETAILS The registered office and principal place of business is: Sayona Mining Limited Unit 68 283 Given Terrace Paddington Queensland 4064 100 SAYONA MINING LIMITED AND CONTROLLED ENTITIES ABN 26 091 951 978 DIRECTORS’ DECLARATION The Directors of the Company declare that: 1. The attached financial statements and notes are in accordance with the Corporations Act 2001 and: (a) Comply with Australian Accounting Standards applicable to the Company which, as stated in accounting policy Note 1 to the financial statements, constitutes compliance with International Financial Reporting Standards (IFRS); and (b) give a true and fair view of the financial position as at 30 June 2022 and of the performance of the Consolidated Group for the year ended on that date. 2. In the Directors’ opinion there are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable; and 3. The Directors have been given the declaration of their Chief Executive Officer and Chief Finance Officer required by section 259A of the Corporations Act 2001. This declaration is made in accordance with a resolution of the Board of Directors. Brett Lynch Managing Director Paul Crawford Director Dated this: 29th day of September 2022 Sayona Mining Limited I Annual Report 2022 101 Independent Auditor’s Report to the Members of Sayona Mining Limited Report on the Audit of the Financial Report Opinion We have audited the financial report of Sayona Mining Limited (the Company and its controlled entities (the Group)), which comprises the consolidated statement of financial position as at 30 June 2022, the consolidated statement of comprehensive income, the consolidated statement of changes in equity and the consolidated statement of cash flows for the year then ended, and notes to the financial statements, including a summary of significant accounting policies, and the directors’ declaration. In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act 2001, including: (i) giving a true and fair view of the Group’s financial position as at 30 June 2022 and of its performance for the year then ended; and (ii) complying with Australian Accounting Standards and the Corporations Regulations 2001. Basis for Opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional & Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We confirm that the independence declaration required by the Corporations Act 2001, which has been given to the directors of the Company, would be in the same terms if given to the directors as at the time of this auditor’s report. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. 102 Independent Auditor’s Report to the Members of Sayona Mining Limited (continued) Key Audit Matters Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters. Key audit matter Acquisition of NAL mine – accounting and fair values Refer to Note 5(A) Significant transactions and events – Business Combination – NAL Acquisition On 27 August 2021 the Group acquired the issued capital of North American Lithium Inc. (NAL) for a purchase price of A$128.6M. This was an acquisition of a previously operating mine in Quebec Canada which was in the possession of the Canadian government. As disclosed in Note 5(A) this acquisition has been accounted for as a business combination under Australian Accounting Standard AASB 3. The note indicates this is a key estimate in preparation of the financial statements, as the current accounting treatment and fair values reflect the complexity of the transaction and the re-commissioning of the mine site. In the financial statements the Group has recorded at fair value for the acquisition total assets of $267.8M, total liabilities of $30.8M, and a gain on acquisition of $108.4M. for required the acquisition was The accounting considered a key audit matter due to the estimates the acquisition as a business combination, the estimates required to measure the fair values of the assets and liabilities acquired, and due to the significant amounts involved. to account for How our audit addressed the key audit matter Our procedures included, amongst others: relevant agreements, • We obtained an understanding of the acquisition by examining legal documents, purchase price allocation reports, to obtain an understanding of the transaction; • We obtained an understanding of the operational status of the mine site by examining relevant the mine recommissioning and mine operating plans; documents for • We assessed whether the acquisition constituted a business combination under AASB 3; • We obtained and evaluated the external valuation report to assess the determination of the fair values of the assets and liabilities acquired; • We evaluated competency and the independence of management’s experts used in their assessment of the mine recommissioning and mine operating plans, and the fair values adopted; • We tested the calculation of the gain on bargain purchase arising from the acquisition. • We considered the key assumptions and estimates used by management to apply AASB 3, and • We assessed the appropriateness of disclosures of the acquisition included in the notes to the financial statements. Sayona Mining Limited I Annual Report 2022 103 Independent Auditor’s Report to the Members of Sayona Mining Limited (continued) Joint Arrangements – Moblan Lithium Project Refer to Note 5(B) Significant transactions and events – Moblan Lithium Project In October 2021 the Group acquired a 60 % interest in tenements known as the ‘Moblan Lithium Project’ for a purchase price of A$116.7M and transaction costs of A$1.35M were incurred. The Group will manage the project on behalf of the joint holders. The accounting for the acquisition of the project was considered a key audit matter due to due to the significant amount involved in the transaction. Carrying Value of Exploration and Evaluation Assets Refer to Note 14 Exploration and Evaluation Assets As at 30 June 2022 the carrying value of exploration and evaluation assets is $158.9M The Group’s accounting policy in respect of exploration and evaluation assets is outlined in Note 1. This is a key audit matter as this is a significant asset of the Group, and due to the fact that significant judgement is applied in determining whether the capitalised exploration and evaluation assets meet the recognition criteria set out in Australian Accounting Standard AASB 6. Our procedures included, amongst others: • We obtained an understanding of the acquisition by examining relevant agreements, and legal documents; • We obtained evidence as to the rights to tenure of the areas of interest acquired; • We obtained evidence of the future intention for the areas of interest, including reviewing future budgeted expenditure and related work programs; • We obtained an understanding of the status of ongoing exploration programs, for the areas of interest; • We obtained evidence as to the assumptions made by management in the determination of the recoverable value of the asset; and • We assessed the appropriateness of disclosures of the acquisition of the included in the notes to the financial statements. Our procedures included, amongst others: • We obtained evidence as to whether the rights to tenure of the areas of interest remained current at balance date as well as confirming that rights to tenure are expected to be renewed for tenements that will expire in the near future; • We obtained evidence of the future intention for the areas of interest, including reviewing future budgeted expenditure and related work programs; • We obtained an understanding of the status of ongoing exploration programs, for the areas of interest; • We obtained evidence as to the assumptions made by management in the determination of the recoverable value of the asset; and • We assessed the appropriateness of disclosures included in the notes to the financial statements. 104 Independent Auditor’s Report to the Members of Sayona Mining Limited (continued) Other Information The directors are responsible for the other information. The other information comprises the information in the Group’s annual report for the year ended 30 June 2022, but does not include the financial report and the auditor’s report thereon. Our opinion on the financial report does not cover the other information and we do not express any form of assurance conclusion thereon. In connection with our audit of the financial report, our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in the audit or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that there is a material misstatement of the other information we are required to report that fact. We have nothing to report in this regard. Responsibilities of the Directors’ for the Financial Report The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. In preparing the financial report, the directors are responsible for assessing the Group’s ability to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the directors either intend to liquidate the Group or to cease operations, or have no realistic alternative but to do so. Auditor’s Responsibilities for the Audit of the Financial Report Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with the Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of this financial report. As part of an audit in accordance with the Australian Auditing Standards, we exercise professional judgement and maintain professional scepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the financial report, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Sayona Mining Limited I Annual Report 2022 105 Independent Auditor’s Report to the Members of Sayona Mining Limited (continued) Auditor’s Responsibilities for the Audit of the Financial Report (continued) • Obtain an understanding of internal control relevant to the audit in order to design audit • • • procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Group’s internal control. Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by the directors. Conclude on the appropriateness of the directors’ use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Group’s ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditor’s report to the related disclosures in the financial report or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditor’s report. However, future events or conditions may cause the Group to cease to continue as a going concern. Evaluate the overall presentation, structure and content of the financial report, including the disclosures, and whether the financial report represents the underlying transactions and events in a manner that achieves fair presentation. • Obtain sufficient appropriate audit evidence regarding the financial information of the entities or business activities within the Group to express an opinion on the Group financial report. We are responsible for the direction, supervision and performance of the Group audit. We remain solely responsible for our audit opinion. We communicate with the directors regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. We also provide the directors with a statement that we have complied with relevant ethical requirements regarding independence, and to communicate with them all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, actions taken to eliminate threats or safeguards applied. From the matters communicated with the directors, we determine those matters that were of most significance in the audit of the financial report of the current period and are therefore the key audit matters. We describe these matters in our auditor’s report unless law or regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we determine that a matter should not be communicated in our report because the adverse consequences of doing so would reasonably be expected to outweigh the public interest benefits of such communication. 106 Independent Auditor’s Report to the Members of Sayona Mining Limited (continued) Report on the Remuneration Report Opinion on the Remuneration Report We have audited the Remuneration Report included in pages 14 to 20 of the Directors’ Report for the year ended 30 June 2022. In our opinion, the Remuneration Report of Sayona Mining Ltd for the year ended 30 June 2022 complies with section 300A of the Corporations Act 2001. Responsibilities The directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards. Nexia Brisbane Audit Pty Ltd Ann-Maree Robertson Director Level 28, 10 Eagle Street Brisbane, QLD, 4000 Date: 29 September 2022 Sayona Mining Limited I Annual Report 2022 107 ASX INFORMATION Additional information required by ASX and not disclosed elsewhere in the report. The following information is provided as at 26 September, 2022. 1. Shareholding Distribuon of shareholder numbers Category Number (Size of Holding) 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 Over Ordinary Shares (Number) 432 8,076 6,505 17,671 6,206 Total 38,890 Options – SYAOC (Number) 19 75 59 226 240 619 The number of shareholdings held in less than marketable parcels is 2,523. Top 20 Share Holdings Rank Name Piedmont Lithium Limited HSBC Custody Nominees (Australia) Limited Citicorp Nominees Pty Limited J P Morgan Nominees Australia Pty Limited BNP Paribas Noms Pty Ltd Merrill Lynch (Australia) Nominees Pty Limited BNP Paribas Nominees Pty Ltd ACF Clearstream Cropanly Pty Ltd 1 2 3 4 5 6 7 8 9 V13669 A/C> Acuity Capital Investment Management Pty Ltd Terryjoy Pty Ltd Bond Street Custodians Limited Bnp Paribas Nominees Pty Ltd National Nominees Limited 10 11 12 13 14 15 Mr Robert Veitch + Mrs Elaine Veitch 16 17 Mr Allan Charles Buckler 18 Mr Robert Desmond Wooding 19 Mr Richard Karl Hill 20 HSBC Custody Nominees (Australia) Limited Bond Street Custodians Limited A/C 2 – 108 Units 1,188,361,315 619,996,784 459,837,987 395,400,188 186,426,681 184,960,834 148,087,975 147,953,397 95,000,000 90,000,000 85,529,517 61,262,616 58,039,465 54,711,784 52,627,285 45,866,954 41,326,435 30,527,720 30,000,000 28,799,320 % Units 14.30 7.46 5.53 4.76 2.24 2.23 1.78 1.78 1.14 1.08 1.03 0.74 0.70 0.66 0.63 0.55 0.50 0.37 0.36 0.35 4,004,716,257 48.19 Top 20 Option Holdings - SYAOD Name Guy Laliberte Terryjoy Pty Ltd Dixon Sonoma Pty Ltd Bond Street Custodians Limited Mrs Robyn Lynelle Crawford + Mr Paul Anthony Crawford BNP Paribas Noms Pty Ltd Mr James Stuart Brown + Mrs Michelle Lillian Brown E M Enterprises (QLD) Pty Ltd Natasha Sarina Buckler Mrs Yvinne Tolato Hill + Mr Graeme Leslie Hill Mr Matthew John Horsnell Jannarn Pty Ltd Mr Non Huynh Nguyen Oodachi Pty Ltd

Sequencing Risk Pty Ltd Mr Maxwell Terry Smith Mr Robert Veitch + Mrs Elaine Veitch Mr Xiaobin Yang Ms Joy Galay Ydeo Ms Furong Zhang 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 15,406,977 8,720,931 6,459,949 5,813,954 1,162,791 1,046,412 872,094 872,094 872,093 872,093 872,093 872,093 872,093 872,093 872,093 872,093 872,093 872,093 872,093 872,093 21.64 12.25 9.07 8.17 1.63 1.47 1.22 1.22 1.22 1.22 1.22 1.22 1.22 1.22 1.22 1.22 1.22 1.22 1.22 1.22 50,820,318 71.38% ASX INFORMATION Number of % of T otal Options Held Options Issued Rank Name Units % Units Top 20 Option Holdings - SYAOC Isaiah Sixty Pty Ltd Bond Street Custodians Limited Terryjoy Pty Ltd 1 2 3 4 Top Class Holdings Pty Ltd Bond Street Custodians Limited 5 Mr Michael John Rae 6 Mr Shaun Pedler 7 Mr Robert Veitch + Mrs Elaine Veitch 8 9 Mr Adonis Diab 10 Mr Scott Russell Splade 10 Mr Mark Leslie Thomson 12 13 Mr Shuiwei Xie 14 Mr Jason Eric Cartmell 15 Mr Jason Corbo + Mrs Tracey Corbo 16 17 Mrs Althea Hawley Rattler Racing Pty Ltd Break The Mould Superannuation Pty Ltd 18 Mr Jason Lee Berry 19 Mr Elias Sis 20 Mr Jarrad Hunter Bayliss 20 Mr Michael John Kittelty 32,545,629 22,671,511 15,571,221 11,550,000 7,953,488 6,040,153 4,100,000 4,052,525 3,500,000 3,000,000 3,000,000 2,811,112 2,700,000 2,666,505 2,500,000 2,479,081 2,332,886 2,144,626 2,100,723 2,000,000 2,000,000 13.39 9.33 6.41 4.75 3.27 2.49 1.69 1.67 1.44 1.23 1.23 1.16 1.11 1.10 1.03 1.02 0.96 0.88 0.86 0.82 0.82 137,719,460 56.66 The names of the substantial shareholders listed in the Company’s register at the relevant date are: Shareholder Number of Shares Held % of Issued Capital Piedmont Lithium Limited HSBC Custody Nominees (Australia) Limited Citicorp Nominees Pty Limited 1,147,900,086 619,996,784 459,837,987 14.30% 7.46 5.53 Voting Rights Each ordinary share is entitled to one vote when a poll is called, otherwise each member present at a meeting has one vote on a show of hands. There are no voting rights attaching to the Options, but voting rights as detailed above will attach to the ordinary shares issued when the Options are exercised. Sayona Mining Limited I Annual Report 2022 109 ASX INFORMATION 2. Registers of securities are held at the following address: Computershare Investor Services Pty Limited Level 1, 200 Mary Street, Brisbane Qld 4000 3. Securities Exchange Lisng Quotation has been granted for all the ordinary shares issued by the Company on all Member Exchanges of the ASX Limited. 4. Restricted Securities The Company has no restricted securities on issue. Cautionary Statements Forward-looking statements This document may contain certain forward-looking statements. Such statements are only predictions, based on certain assumptions and involve known and unknown risks, uncertainties and other factors, many of which are beyond the company's control. Actual events or results may differ materially from the events or results expected or implied in any forward-looking statement. The inclusion of such statements should not be regarded as a representation, warranty or prediction with respect to the accuracy of the underlying assumptions or that any forward-looking statements will be or are likely to be fulfilled. Sayona Mining Limited undertakes no obligation to update any forward-looking statement to reflect events or circumstances after the date of this document (subject to securities exchange disclosure requirements). The information in this document does not take into account the objectives, financial situation or particular needs of any person or organisation. Nothing contained in this document constitutes investment, legal, tax or other advice. Competent Person Statements Exploration Targets The information in this report that relates to Exploration Targets is based on information compiled by Dr Gustavo Delendatti, a member of the Australian Institute of Geoscientists. Dr Delendatti is an independent consultant, and has sufficient experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity being undertaken to qualify as a Competent Person as defined in the JORC Code (2012 Edition) of the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves”. Dr Delendatti, as competent person for this announcement, has consented to the inclusion of the information in the form and context in which it appears. Mineral Resources The information in this report that relates to Mineral Resources for the NAL project is based on information compiled by Mr Todd McCracken, a member of the Association of Professional Geoscientists of Ontario (PGO). 110 Competent Person Statements - continued Mr McCracken is a full time employee of BBA Inc, and has sufficient experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity which it is undertaking to qualify as a Competent Person as defined in the JORC Code (2012 Edition) of the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves.” Mr McCracken supervised the preparation of the technical information in this release and has relevant experience and competence in the subject matter. Mr McCracken, as competent person for this announcement, has consented to the inclusion of the information in the form and context in which it appears herein. The information in this report that relates to Mineral Resources for the Authier project is based on information compiled by Mr Maxime Dupéré, B.Sc., géo. a member of the Ordre des Géologues du Québec (OGQ). Mr Dupéré is an employee of SGS Geological Services, part of SGS Canada Inc, and has sufficient experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity which it is undertaking to qualify as a Competent Person as defined in the JORC Code (2012 Edition) of the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves.” Mr Dupéré supervised the preparation of the technical information in this release and has relevant experience and competence in the subject matter. M. Dupéré, as competent person for this announcement, has consented to the inclusion of the information in the form and context in which it appears herein. The information in this announcement that relates to Metallurgical Testwork for the Authier project is based on information compiled by Dr Jarrett Quinn, P.Eng., Ph.D., a registered member of the Ordre des Ingénieurs du Québec. Dr Quinn is an independent consultant, employed by Jarrett Quinn Consultant Inc., and has sufficient experience which is relevant to the style of mineralisation and type of deposit under consideration and to the activity which it is undertaking to qualify as a Competent Person as defined in the JORC Code (2012 Edition) of the “Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves.” Dr Quinn supervised the preparation of the technical information in this release and has relevant experience and competence in the subject matter. Dr Quinn, as competent person for this announcement, has consented to the inclusion of the information in the form and context in which it appears herein. Sayona Mining Limited I Annual Report 2022 111 CORPORATE DIRECTORY Sayona Mining Limited ABN 26 091 951 978 ASX Code SYA Directors Registered Office Unit 68 Mr Brett Lynch – Managing Director/CEO Mr Paul Crawford – Executive Director Mr Alan Buckler – Non-Executive Director Mr James Brown – Non-Executive Director Company Secretary Mr Paul Crawford Auditors Lawyers 283 Given Terace Paddington Qld 4064 Ph: +61 7 3369 7058 Email: info@sayonamining.com.au Website: www.sayonamining.com.au Sayona Québec Inc. +1 (819) 384 3494 169, chemin du Quai La Motte, Québec J0Y 1T0 Website: www.sayonaquebec.com Nexia Brisbane Audit Pty Ltd Level 28, 10 Eagle Street Brisbane Qld 4000 Ph: +61 7 3229 2022 GRT Lawyers Level 2, 400 Queen Street Brisbane Qld 4000 Ph: +61 7 3309 7000 Colin Biggers & Paisley Lawyers Level 35, 1 Eagle Street Brisbane Qld 4000 Ph: +61 7 3002 8700 Level 1, 200 Mary Street Brisbane Qld 4000 Ph: 1300 787 272 Share Registry Computershare Investor Services Pty Limited www.sayonamining.com.au Sayona Mining Limited I Annual Report 2022 113 112 CORPORATE DIRECTORY Sayona Mining Limited ABN 26 091 951 978 ASX Code SYA Directors Registered Office Auditors Lawyers Mr Brett Lynch – Managing Director/CEO Mr Paul Crawford – Executive Director Mr Alan Buckler – Non-Executive Director Mr James Brown – Non-Executive Director Company Secretary Mr Paul Crawford Unit 68 283 Given Terace Paddington Qld 4064 Ph: +61 7 3369 7058 Email: info@sayonamining.com.au Website: www.sayonamining.com.au Sayona Québec Inc. 1100, Boul Rene-Levesque W Office 1230 Montreal, Québec H3B 4N4 Website: www.sayonaquebec.com Nexia Brisbane Audit Pty Ltd Level 28, 10 Eagle Street Brisbane Qld 4000 Ph: +61 7 3229 2022 GRT Lawyers Level 2, 400 Queen Street Brisbane Qld 4000 Ph: +61 7 3309 7000 Colin Biggers & Paisley Lawyers Level 35, 1 Eagle Street Brisbane Qld 4000 Ph: +61 7 3002 8700 Share Registry Computershare Investor Services Pty Limited Level 1, 200 Mary Street Brisbane Qld 4000 Ph: 1300 787 272 www.sayonamining.com.au 34 Sayona Mining Limited I Annual Report 2022 113 ANNUAL REPORT ANNUAL REPORT 2 2 0 2

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