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Sheffield Resources

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FY2021 Annual Report · Sheffield Resources
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2021 
Annual Report  

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Table of Contents 

CORPORATE DIRECTORY ................................................................................................................................................... 3 

CHAIRMAN’S LETTER ......................................................................................................................................................... 4 

REVIEW OF OPERATIONS ................................................................................................................................................... 5 

ORE RESERVES AND MINERAL RESOURCES ................................................................................................................... 9 

DIRECTORS’ REPORT ....................................................................................................................................................... 16 

REMUNERATION REPORT (AUDITED) .............................................................................................................................. 21 

AUDITOR’S INDEPENDENCE DECLARATION ................................................................................................................... 33 

CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME ..................................... 34 

CONSOLIDATED STATEMENT OF FINANCIAL POSITION ................................................................................................. 35 

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY .................................................................................................. 36 

CONSOLIDATED STATEMENT OF CASH FLOWS .............................................................................................................. 37 

NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS ............................................................................................ 38 

DIRECTORS’ DECLARATION ............................................................................................................................................. 62 

INDEPENDENT AUDITOR’S REPORT................................................................................................................................ 63 

ASX ADDITIONAL INFORMATION ..................................................................................................................................... 67 

TENEMENT SCHEDULE .................................................................................................................................................... 69 

ANNUAL REPORT 2021         2 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Corporate Directory 

CORPORATE DIRECTORY 

Directors 

Securities Exchange 

Mr Bruce Griffin, Executive Chair 

Australian Securities Exchange 

Mr John Richards, Lead Independent Non-Executive Director 

Level 40 Central Park 

Mr Ian Macliver, Non-Executive Director 

152-158 St Georges Terrace 

Mr Gordon Cowe, Non-Executive Director 

Perth WA  6000 

Company Secretary 

Mr Mark Di Silvio 

Registered Office  

Level 2, 41-47 Colin Street 

West Perth WA  6005 

T: +61 8 6555 8777 

F: +61 8 6555 8787 

ASX Code:  SFX 

Solicitors 

HWL Ebsworth Lawyers 

Level 20, 240 St Georges Terrace 

Perth WA  6000 

Bankers 

W: www.sheffieldresources.com.au 

Australia and New Zealand Banking Group Ltd (ANZ) 

Postal Address 

PO Box 205 

West Perth WA  6872 

Share Register 

Link Market Services 

Level 12 QV1 Building 

250 St Georges Terrace 

Perth WA  6000 

T: +61 8 9211 6670 

Level 5, 240 St Georges Terrace  

Perth WA  6000 

Auditors 

HLB Mann Judd 

Level 4, 130 Stirling Street 

Perth WA  6000 

Australian Business Number (ABN)  

29 125 811 083 

ANNUAL REPORT 2021         3 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Review of Operations 

CHAIRMAN’S LETTER 

Dear Shareholders, 

The 2021 financial year heralded a significant milestone by your Company.  As described in last year’s Annual Report, in August 
of  2020,  Sheffield  announced  that  a  non-binding  term  sheet  to  form  a  50:50  Joint  Venture  for  the  development  of  the 
Thunderbird Mineral Sands Project (Thunderbird Project) had been signed with YGH Australia Investment Pty Ltd (Yansteel).  The 
agreement was approved by the Foreign Investment Review Board on 15 December 2020, and binding agreements executed on 
6 January 2021.   

Sheffield  and  Yansteel  have  now  formally  established  the  Kimberley  Mineral  Sands  Joint  Venture  (KMSJV)  with  Yansteel 
subscribing for a 50% interest in the joint venture entity Kimberley Mineral Sands Pty Ltd (KMS) through a cash investment of 
$130.1m on 12 March 2021.  This investment, combined with the effort our team has made to secure offtake and financing 
from existing partners, has meant that development of the Thunderbird Project has made a significant step forward.  Yansteel 
are a cornerstone offtake partner, having entered into an offtake agreement to take or pay for 100% of the ilmenite produced 
from Stage 1 of the Thunderbird Project. 

The Yansteel $130.1m joint venture equity funding, together with project financing to be secured from lenders, is expected to 
deliver a fully funded project.  In accordance with terms of the Joint Venture agreement, Sheffield will provide funding of $10m 
following a final investment decision in relation to the Thunderbird  Project, with any further joint venture equity to be funded 
50:50 by Yansteel and Sheffield. 

In  addition  to  being  a  joint  venture  partner,  we  also  extended  a  warm  welcome  to  Yansteel  as  a  significant  shareholder  of 
Sheffield Resources Limited, with a share placement approved by the Board and completed on 11 August 2020 seeing Yansteel 
invest $12.9m for a 9.9% shareholding of the Company.   

Following the formation of KMS in March 2021, the KMS team have led an early works program with expenditure of approximately 
$8m to the end of August 2021 and commitments of $20m to date. The early works program includes completion of trial mining 
activities, commencement of mine access road construction and continuation of engineering and design activities ahead of a 
proposed final investment decision expected during the course of the 2022 financial year.  Coupled with new key management 
appointments, the KMS team is led by several executives and staff previously engaged by Sheffield, having joined KMS upon its 
inception in March 2021.   

A number of changes were made to the Board and management during the year substantially completing the reformulation of 
the Board and management which commenced two years ago with the appointment of Mr John Richards and Mr Ian Macliver as 
independent  Non-Executive  Directors.    With  the  Thunderbird  Project  moving  towards  execution,  the  Company  welcomed  Mr 
Gordon  Cowe  to  the  Board  as  an  independent  Non-Executive  Director.    A  qualified  mechanical  engineer  with  over  30  years’ 
experience leading and managing major resource construction projects globally, Mr Cowe has enjoyed an extensive career with 
leading contractors on a wide range of projects. 

Following formation of the joint venture, founding directors Mr Will Burbury and Mr David Archer stepped down from the Sheffield 
Board.  Along with my fellow Board members, I extend my sincere thanks and gratitude to Mr Burbury, the Company’s former 
Chair, and Mr Archer, the former Technical Director, for their valued contributions in guiding and positioning the Company for 
this exciting next stage in its evolution. 

Having successfully delivered the $143 million  KMSJV transaction with Yansteel, in April 2021 we announced that Mr Bruce 
McFadzean,  Sheffield’s  Managing  Director  and  Chief  Executive  Officer  since  November  2015,  would  step  down  from  his 
executive role effective from 1 July 2021.  Mr McFadzean has most recently retired from the Board, and I’d like to thank Bruce 
for his great achievements in steering the Company and the Thunderbird Project to where it is today. 

I’ve been honoured to step into the Executive Chair role.  I wish to thank Mr John Richards, Sheffield’s previous Non-Executive 
Chair, for his continued stewardship as he moved into the Lead Independent Director role.  

I  would  like  to  thank  each  of  my  fellow  Directors,  our  management  team,  dedicated  employees  and  the  management  and 
employees of KMS for their efforts over this transformational year for your Company.  

With the KMSJV formed and the offtake required to support financing in place, the next 12 months will see your Company take 
further significant steps toward the execution of the Thunderbird Project.  A bankable feasibility study will be completed for the 
revised project scope, ahead of concluding project finance arrangements and an expected Final Investment Decision during the 
2022 financial year. 

In closing, I thank Sheffield’s loyal shareholders for your continued support of our Company as we look forward to an exciting 
year ahead as we commence construction at Thunderbird. 

Bruce Griffin 
Executive Chair 

ANNUAL REPORT 2021         4 

 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Review of Operations 

REVIEW OF OPERATIONS 

KIMERBERLY MINERAL SANDS (KMS) 

Joint Venture Overview 

During the reporting period, Sheffield Resources Limited (Sheffield, the Company or the Group) made significant progress to 
advance the Thunderbird Mineral Sands Project (Thunderbird, Project or Thunderbird Project), located near Derby in the Canning 
Basin region of Western Australia, toward construction. 

On 12 March 2021, the Kimberley Mineral Sands Joint Venture (KMS or KMSJV) was formally established, with YGH Australia 
Investment  Pty  Ltd  (Yansteel)  subscribing  for  a  50%  interest  in  the  Joint  Venture,  providing  $130.1m  in  joint  venture  equity 
funding  at  that time.  The  Yansteel  $130.1m  joint  venture  equity  funding,  together  with  project  financing  to be  secured  from 
lenders by the KMSJV, is expected to deliver a fully funded project.  In accordance with terms of the Agreement, Sheffield will 
fund any excess equity shortfall up to a maximum of $10.0m with any further joint venture equity thereafter to be funded 50:50 
by Yansteel and Sheffield. 

Yansteel  is  a  wholly-owned  subsidiary  of  Tangshan  Yanshan  Iron  &  Steel  Co.,  Ltd,  a  privately  owned  steel  manufacturer 
headquartered  in  Hebei,  China  producing  approximately  10mt  per  annum  of  steel  products  and  having  annual  revenues  of 
~A$6bn.  Construction by Yansteel’s parent of a 500ktpa integrated titanium dioxide processing facility including a titanium slag 
smelter has commenced.  This complex will consume the Low Temperature Roast (LTR) ilmenite from Stage 1 of the Thunderbird 
Project. 

Key elements of the Agreement with Yansteel included: 

• 

• 

• 

• 

• 

• 

Completion of a 9.9% share placement in favour of Yansteel for $12.9m at approximately $0.376 per share, on 11 August 
2020 

An investment of $130.1m to acquire 50% of the Project, concluded on 12 March 2021 

A binding Stage 1 life of mine LTR ilmenite offtake agreement 

the joint venture is to be conducted through KMS 

the  KMSJV  is  governed  by  a  four-person  Board  of  Directors  with  Sheffield  and  Yansteel  each  nominating,  and  being 
represented by, two directors 

key KMSJV decisions require unanimous approval of both shareholders and the KMSJV is operated as a standalone entity 
with its own management and employees.  An organisational structure is described below. 

YGH Australia  

Investment Limited 

50% 

9.9% 

Sheffield Resources 
Limited 

50% 

Kimberley Mineral 
Sands Pty Ltd 

(KMSJV) 

Thunderbird Mineral 
Sands Project 

The development concept for Stage 1 of the Project will be a 10.4mt per annum mine and process plant producing a zircon rich 
non-magnetic concentrate and LTR ilmenite.  As is customary with a transaction of this nature, Foreign Investment Review Board 
(FIRB) approval was sought and granted on 15 December 2020.  The formal agreements were signed on 6 January 2021. 

ANNUAL REPORT 2021         5 

 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Review of Operations 

Thunderbird Mineral Sands Project Overview 

The Thunderbird Mineral Sands Project status, is described as follows: 

• 

• 

Thunderbird Ore Reserve of 748 million tonnes at 11.2% HM 

$130m of project equity secured in March 2021 from Sheffield’s joint venture partner Yansteel 

•  Granted State and Federal environmental approvals in place 

• 

Executed Native Title Agreement with traditional owners 

•  Granted Thunderbird Mining Lease in place 

• 

• 

• 

• 

Secured product offtake agreements covering approximately 80% of the Stage 1 revenue to be derived from Thunderbird 

Established support infrastructure to enable commencement of construction activities 

Bankable Feasibility Study underway in relation to a 10.4mt per annum mine and process plant producing a zircon rich non-
magnetic concentrate and LTR ilmenite 

Since inception of the KMSJV on 12 March 2021, an early works program has commenced including the completion of trial 
mining activities, commencement of mine access road construction and continued engineering and design activities.  Early 
works expenditure to end of August 2021 was approximately $8 million, with total commitments to date of $20m. 

Figure 1: Location of Thunderbird Mineral Sands Project 

Moving forward, through KMS, Sheffield is focused on the following key objectives:  

•  Delivery of a Bankable Feasibility Study for the Thunderbird Project 

• 

• 

Securing project financing and other key commercial agreements to support a Final Investment Decision (FID) 

Commencing a targeted early works program at Thunderbird including construction of mine access roads, accommodation 
and  plant  site  earthworks,  along  with  procurement  of  long  lead  items  to  maximise  the  2022  Kimberley  dry  season 
construction window. 

ANNUAL REPORT 2021         6 

 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Review of Operations 

Thunderbird Work Program Activities 

Project development work programs completed during the period benefited from detailed engineering work completed during 
earlier 2017 and 2019 feasibility studies. Project development opportunities identified during this work will inform the Bankable 
Feasibility Study (BFS) scheduled for completion later this year. The current flowsheet reintroduces the Low Temperature Roast 
(LTR) and simplifies the ilmenite circuit from earlier studies, as well as removing the zircon-related Mineral Separation Plant 
components included in earlier studies.  Metallurgical test work has been completed on the current flowsheet to a standard to 
support  the  2021  BFS  and  the  project  financing  process.    The  detailed  engineering  work  has  also  advanced,  with  revised 
procurement and construction schedules to assist the Joint Venture ahead of finalising the implementation strategy. 

Trial Mining and Variability Sample Collection 

A full-scale trial mining program was completed during the period.  The trial mining pit was designed to: 

• 

• 

• 

• 

• 

expose the full thickness of the high grade “T2” ore zone  

enable full scale ore mining via dozer push method through the orebody 

enable a bulk sample from dozer push ore material to be collected 

confirm mine digging and traffic rates of waste and ore material in various conditions 

enable the collection of geotechnical and pit slope information assisting final pit design parameters. 

Waste  material  was  removed  by  excavator  and  truck  operations  with  some  zones  of  harder  and  competent  waste  materials 
requiring ripping by dozer to enable excavation.  Regular zones of ore material on each mining flitch were marked up and dozer 
pushed towards a mined slot where the excavator loaded the ore material into trucks, simulating the fixed location of a future 
mining unit plant (MUP).   

              Figure 2: Waste mining by excavator and truck  

        Figure 3: Ore mining by dozer push to fixed excavator location 

The trial mining program confirmed that ore mining via a dozer push method is a viable and practical mining method over a range 
of ground and weather conditions, including a rain event of up 50mm during a 24-hour period.  Mining operations were able to 
continue throughout this period with good heavy vehicle trafficability in waste and ore materials.  

A 25-tonne bulk sample collected from dozer pushed ore material, enabling final design criteria to be determined for the ore 
feed  preparation  plant  and  additional  metallurgical  test  work.    Excavated  and  dozer  push  bulk  samples  were  collected  from 
regular flitches through the orebody. 

A second phase of trial mining activities commenced in June 2021, to assess an alternative mining method for the upper ore 
layer of Thunderbird. Information from the initial mining trial completed in late 2020 and subsequent process test-work along 
with current trial mining activities shall be used to develop the final MUP design.  

Aboriginal and Community Engagement 

Prior to the commencement of the trial mining program, Traditional Owners’ heritage monitors and Company rangers conducted 
pre  and  post  land  clearing  artefact  checks  and  Greater  Bilby  surveys  of  the area.    No  artefacts  or  evidence of  Greater  Bilby 
presence or activity was found in the trial mining area.  Senior Traditional Owners were invited to site to share artefact knowledge 
with  heritage  monitors  and  rangers.    Areas  where  final  artefact  checks  had  occurred  since  2018  were  revisited  by  heritage 
monitors, rangers and Senior Traditional Owners. 

ANNUAL REPORT 2021         7 

 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Review of Operations 

Heritage monitors and rangers continued final artefact checks and Greater Bilby surveys over land where Project infrastructure 
will be constructed.  Evidence of Greater Bilby activity was found in some of the surveyed areas.  The Greater Bilby Disturbance 
Protocols outlined in Thunderbird’s Terrestrial Fauna Environmental Management Plan, approved by the Federal Government, is 
followed prior to land clearing.  

Figure 4:  Site knowledge share between Heritage Monitors and Elders 

Markets 

The mineral sands market has performed well over the period, despite the backdrop of the global COVID-19 pandemic having 
affected key markets in the first half of CY 2020. Zircon and titanium industries outperformed subdued forecasts for the 2H of 
2020, with a particularly strong recovery in sulfate ilmenite resulting in full year 2020 global demand exceeding 2019.   

2021  has  seen  a  continued  strengthening  of  the  mineral  sands  industry.    The  rebound  in  the  titanium  feedstock  market 
evidenced in late 2020 continued into 2021, with tight supply and strong demand resulting in strengthening prices of feedstock, 
and in particular sulfate ilmenite. Easing of zircon demand during 2020 reversed during 2021 with the market steadying and 
prices rebounding to pre-COVID levels. Further price increases have recently been announced by major suppliers. 

Demand for sulfate ilmenite remains robust with growth expected to continue in the near term. High grade pigment feedstock 
demand for production of chloride grade pigment is a growth area for the longer term, with demand forecast to out-strip supply 
in the coming years and chloride slag (produced from sulfate ilmenite) the most likely source of new supply. This provides a 
strong justification for the decision to include the LTR circuit in the final project design. 

The outlook for zircon supply remains tight as previously reported, with price strengthening expected during the remainder of 
calendar 2021 and forecast supply constraints driving a strong future market position.  

Thunderbird is well placed to be a significant supplier in what is forecast to be a strengthening market. 

Exploration 

Eneabba & McCalls Projects (Sheffield – 100%) 

Sheffield’s 100% owned Eneabba Project is located approximately 230km north of Perth in Western Australia’s Midwest region.  
The Eneabba Project has a Mineral Resource inventory totalling 211.4 million tonnes @ 3.0% HM containing 6.3 million tonnes 
of Valuable Heavy Mineral above various HM cut-offs (Measured, Indicated and Inferred) (refer to ASX announcement 3 October 
2018  and  24  September  2019).    The  mineralisation  is  across  seven  Mineral  Resources  including  Yandanooka,  Durack, 
Drummond Crossing, Robbs Cross, Thomson, West Mine North, Ellengail and Corridor. 

The McCalls Mineral Sands Project (McCalls) is located 110km to the north of Perth near the town of Gingin. Across two deposits 
(McCalls and Mindarra Springs) the Project has a Mineral Resource of 5,800 million tonnes @ 1.4% HM above a 1.1% HM cut-
off (Indicated and Inferred).  The McCalls Project contains 67 million tonnes of chloride ilmenite grading 59-66% TiO2 and is 
considered  a  longer-term  strategic  asset  (refer  to  ASX  announcement  3  October  2018  and  24  September  2019).  Both  HM 
deposits in the McCalls Project have retention status.   

As 100% owner of the Eneabba & McCalls mineral sands projects in the North Perth Basin, Sheffield is updating scoping studies 
for both these locations. Given the buoyant mineral sands market outlook Sheffield is exploring opportunities to maximise the 
value of the deposits to its shareholders. 

ANNUAL REPORT 2021         8 

 
 
 
 
 
 
   
 
 
 
SHEFFIELD RESOURCES LIMITED 
Ore Reserves and Mineral Resources 

ORE RESERVES AND MINERAL RESOURCES  

Sheffield  announced  an  updated  Ore  Reserve  totalling  748  million  tonnes  @  11.2%  HM  for  the  Thunderbird  deposit,  in  the 
Kimberley Region of Western Australia, on 31 July 2019, and has completed a Bankable Feasibility Study Update for development 
of  the  Thunderbird  Mineral  Sands  Project,  on  31  July  2019.    The  Ore  Reserve  estimate  is  based  on  the  current,  July  2016 
Thunderbird Mineral Resource estimate, announced to the ASX on 5 July 2016.  Measured and Indicated Mineral Resources 
were  converted  to  Proved  and  Probable  Ore  Reserves  respectively,  subject  to  mine  design,  modifying  factors  and  economic 
evaluation.  

Ore Reserve for Dampier Project as at 30 June 2021 

Dampier Project Ore Reserve 1,2,3,4  

Deposit 

Ore 
Reserve 
Category 

Material  
(Million 
Tonnes) 

In-situ HM 
(Million 
Tonnes)7 

Thunderbird 

Proved 
Probable 
Total 

219 
529 
748 

30.0 
53.4 
83.8 

Deposit 

Ore 
Reserve 
Category 

Material  
(Million 
Tonnes) 

In-situ HM 
(Million 
Tonnes)7 

Thunderbird 

Proved 
Probable 
Total 

219 
529 
748 

30.0 
53.4 
83.8 

Total 
HM 
Grade 
(%) 

13.7 
10.1 
11.2 

Total 
HM 
Grade 
(%) 

13.7 
10.1 
11.2 

Valuable HM Grade (In-situ)5 

Zircon 
(%) 

1.02 
0.79 
0.86 

HiTi 
Leuc 
(%) 

0.30 
0.26 
0.27 

Leuc 
(%) 

Ilmenite 
(%) 

Slimes 
(%) 

Oversize 
(%) 

0.28 
0.27 
0.27 

3.68 
2.87 
3.11 

16.1 
14.5 
15.0 

14.0 
10.5 
11.6 

HM Assemblage6 

Zircon 
(%) 

7.4 
7.8 
7.7 

HiTi 
Leuc 
(%) 

2.2 
2.6 
2.4 

Leuc 
(%) 

Ilmenite 
(%) 

Slimes 
(%) 

Oversize  
(%) 

2.0 
2.7 
2.4 

26.9 
28.4 
27.8 

16.1 
14.5 
15.0 

14.0 
10.5 
11.6 

Note  1:    The  Ore  Reserve  estimate  was  prepared  by  Entech  Pty  Ltd  and  first  disclosed  under  the  JORC  Code  (2012),  refer  to  ASX 
announcement 31 July 2019 for further details.  Ore Reserve is reported to a design overburden surface with appropriate consideration of 
modifying factors, costs, mineral assemblage, process recoveries and product pricing.  
Note 2:  Ore Reserve is a sub-set of Mineral Resource  
Note 3:  HM is within the 38µm to 1mm size fraction and reported as a percentage of the total material, slimes is the -38µm fraction and 
oversize is the +1mm fraction.  
Note 4:  Tonnes and grades have been rounded to reflect the relative accuracy and confidence level of the estimate, thus the sum of columns 
may not equal. 
Note 5:  The in-situ assemblage grade is determined by multiplying the percentage of HM by the percentage of each valuable heavy mineral 
within the heavy mineral assemblage at the Resource block model scale. 
Note 6:  Mineral assemblage as a percentage of HM Grade, it is derived by dividing the in-situ grade by the HM grade. 
Note 7:  The contained in-situ tonnes derived from HM and material tonnes from information in the Mineral Resource tables 

The Ore Reserve estimate was prepared by Entech Pty Ltd, an experienced and prominent mining engineering consultancy with 
appropriate mineral sands experience in accordance with the JORC Code (2012 Edition). The Ore Reserve is estimated using all 
available geological and relevant drill hole and assay data, including mineralogical sampling and test work on mineral recoveries 
and final product qualities.  

The Company is not aware of any new information or data that materially affects the information included in the Ore Reserve 
estimate and confirms that all material assumptions and technical parameters underpinning the estimate continue to apply and 
have not materially changed.  

ANNUAL REPORT 2021         9 

 
 
 
 
 
 
 
  
  
  
  
  
  
  
  
  
  
  
 
 
SHEFFIELD RESOURCES LIMITED 
Ore Reserves and Mineral Resources 

Mineral Resources for Dampier Project as at 30 June 2021 

Dampier Project Mineral Resources 1,2,3 

Deposit 
(cut-off) 

Mineral 
Resource 
Category 

Cut-off 
(Total 
HM%) 

Material 
(Million 
Tonnes) 

In-situ 
HM 
(Million 
Tonnes)7 

Total 
HM 
Grade 
(%) 

HM Assemblage 

Zircon 
(%) 

HiTi 
Leuc6 
(%) 

Leuc 
(%) 

Ilmenite 
(%) 

Slimes 
(%) 

Oversize 
(%) 

Thunderbird4 
(low-grade) 

Night Train5 
(low-grade) 

All Dampier 
(low-grade) 

Thunderbird4 
(high-grade) 

Night Train5,6 
(high-grade) 

All Dampier 
(high-grade) 

Measured 

Indicated 

Inferred 

Total 

Inferred 

Total 

Measured 

Indicated 

3.0 

3.0 

3.0 

3.0 

1.2 

1.2 

3.0 

3.0 

510 

2,120 

600 

3,230 

130 

130 

510 

2,120 

Inferred 

Various 

730 

Total 

Various 

3,360 

Measured 

Indicated 

Inferred 

Total 

Inferred 

Total 

Measured 

Indicated 

7.5 

7.5 

7.5 

7.5 

2.0 

2.0 

7.5 

7.5 

Inferred 

Various 

220 

640 

180 

1,050 

127 

50 

50 

220 

640 

230 

3.0 

3.0 

32 

76 

23 

Total 

Various 

1,090 

130 

45 

140 

38 

223 

4.2 

4.2 

45 

140 

42 

227 

32 

76 

20 

8.9 

6.6 

6.3 

6.9 

3.3 

3.3 

8.9 

6.6 

5.8 

6.8 

14.5 

11.8 

10.8 

12.2 

5.9 

5.9 

14.5 

11.8 

9.7 

11.9 

8.0 

8.4 

8.4 

8.3 

14 

14 

8.0 

8.4 

8.9 

8.4 

7.4 

7.6 

8.0 

7.6 

14 

14 

7.4 

7.6 

8.8 

7.8 

2.3 

2.7 

2.6 

2.6 

5.4 

5.4 

2.3 

2.7 

2.9 

2.7 

2.1 

2.4 

2.5 

2.3 

5.6 

5.6 

2.1 

2.4 

2.9 

2.4 

2.2 

3.1 

3.2 

2.9 

46 

46 

2.2 

3.1 

7.5 

3.7 

1.9 

2.1 

2.4 

2.1 

49 

49 

1.9 

2.1 

8.6 

3.2 

27 

28 

28 

28 

22 

22 

27 

28 

27 

28 

27 

28 

28 

27 

18 

18 

27 

28 

27 

27 

18 

16 

15 

16 

8.7 

8.7 

18 

16 

13 

15 

16 

14 

13 

15 

10.2 

10.2 

16 

14 

12 

14 

12 

9 

8 

9 

2.2 

2.2 

12 

9 

7.2 

8.7 

15 

11 

9 

11 

2.2 

2.2 

15 

11 

7.2 

11 

Note 1:  Night Train:  The Mineral Resources estimate was prepared by Optiro Pty Ltd and first disclosed under the JORC Code (2012) refer 
to  ASX  announcement  31  January  2019  for  further  details.    The  Mineral  Resource  reported  above  1.2%  HM  cut-off  is  inclusive  of  (not 
additional to) the Mineral Resource reported above 2.0% HM cut-off.  Thunderbird:  The Mineral Resource estimate was prepared by Optiro 
Pty Ltd and first disclosed under the JORC Code (2012) refer to ASX announcement 5 July 2016 fur further details including Table 1.  The 
Dampier Project Mineral Resources are reported inclusive of (not additional to) Ore Reserves.  Thunderbird:  The Mineral Resource reported 
above 3.0% HM cut-off is inclusive of (not additional to) the Mineral Resource reported above 7.5% HM cut-off.   
Note 2:  HM is within the 38µm to 1mm size fraction and reported as a percentage of the total material, slimes is the -38µm fraction and 
oversize is the +1mm fraction. 
Note 3:  Tonnes and grades have been rounded to reflect the relative accuracy and confidence level of the estimate, thus the sum of columns 
may not equal.  
Note 4:  Thunderbird: Estimates of Mineral Assemblage are presented as percentages of the Heavy Mineral (HM) component of the deposit, 
as determined by magnetic separation, QEMSCANTM and XRF.  Magnetic fractions were analysed by QEMSCANTM for mineral determination 
as follows: Ilmenite: 40-70% TiO2 >90% Liberation; Leucoxene: 70-94% TiO2 >90% Liberation; High Titanium Leucoxene (HiTi Leucoxene): 
>94% TiO2 >90% Liberation; and Zircon: 66.7% ZrO2+HfO2 >90% Liberation. The non-magnetic fraction was submitted for XRF analysis and 
minerals determined as follows: Zircon: ZrO2+HfO2/0.667 and High Titanium Leucoxene (HiTi Leucoxene): TiO2/0.94. 
Note 5:  Night Train: Estimates of Mineral Assemblage are presented as percentages of the Heavy Mineral (HM) component of the deposit, as 
determined by magnetic separation, QEMSCANTM and XRF for one of 12 composite samples.  Magnetic fractions were analysed by QEMSCANTM 
for  mineral  determination  as  follows:  Ilmenite:  40-70%  TiO2  >90%  Liberation;  Leucoxene:  70-90%  TiO2  >90%  Liberation;  High  Titanium 
Leucoxene (HiTi Leucoxene) and Rutile 90% TiO2 >90% Liberation, and Zircon: 66.7% ZrO2+HfO2 >90% Liberation. The non-magnetic fraction 
was  submitted  for  XRF  analysis  and  minerals  determined  as  follows:  Zircon:  ZrO2+HfO2/0.667  and  High  Titanium  Leucoxene  (HiTi 
Leucoxene): TiO2/0.94. HM assemblage determination- was by the QEMSCANTM process for 11 of 12 composite samples which uses observed 
mass and chemistry to classify particles according to their average chemistry, and then report mineral abundance by dominant  % mass in 
particle.  For the TiO2 minerals the following breakpoints were used to distinguish between Ilmenite 40% to 70% TiO2, Leucoxene 70% to 90% 
TiO2, High Titanium Leucoxene and Rutile > 90%, Screening of the heavy mineral was not required.  
Note 6:  HiTi Leucoxene and Rutile (%) combined for Night Train at a >90% TiO2 (as one assemblage sample utilised=> 90% rutile and HiTi 
Leucoxene), HiTi Leucoxene for Thunderbird > 94% TiO2 
Note 7:  The contained in-situ tonnes for the valuable heavy minerals were derived from information from the Mineral Resource tables. The 
in-situ assemblage grade is determined by multiplying the percentage of HM by the percentage of each valuable heavy mineral within the 
heavy mineral assemblage at the Resource block model scale. 

ANNUAL REPORT 2021         10 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Ore Reserves and Mineral Resources 

Mineral Resources for Eneabba Project as at 30 June 2021 

Eneabba Project Mineral Resources 1,2 

Deposit 

Mineral 
Resource 
Category 

Cut off  
(Total 
HM%) 

Material  
(Million 
Tonnes) 

In-situ 
HM11 
(Thousand 
Tonnes) 

Total 
HM 
Grade 
(%) 

HM Assemblage8,9,10 

Zircon 
(%) 

Rutile 
(%) 

Leuco-
xene 
(%) 

Ilmenite 
(%) 

Oversize 
(%) 

Slimes 

Yandanooka4,6,8 

Measured 

Indicated 

Inferred 

Total 

Indicated 

Durack4,6,7,8 

Inferred 

Drummond 
Crossing3,4, 6,8 

Robbs 
Cross5,6,8 

Thomson5,8,  

West  
Mine  
North3,4,6,9, 

Ellengail3,4,9,10 

Corridor11, 12, 13, 
14  

Total 

Total 

Indicated 

Inferred 

Total 

Indicated 

Inferred 

Total 

Inferred 

Total 

Indicated 

Inferred 

Total 

Indicated 
Inferred 
Total 
Inferred 
Total 

Measured 

Indicated 
Inferred 
Total 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

1.4 

2.0 

2.0 

2.0 

2.0 
2.0 
2.0 
2.0 
2.0 
1.4 
Various 
Various 

Various 

2.6 

57.7 

0.4 

60.8 

20.7 

5.6 

26.3 

35.5 

3.3 

38.8 

14.0 

3.8 

17.8 

26 

26 

10.2 

1.8 

12.0 

6.5 
5.3 
11.8 
18 
18 

112 

1,726 

7 

1,845 

600 

148 

748 

838 

77 

915 

261 

77 

338 

516 

516 

748 

48 

796 

346 
218 
565 
568 
568 

4.3 

3.0 

1.5 

3.0 

2.9 

2.6 

2.8 

2.4 

2.3 

2.4 

1.9 

2.0 

1.9 

2.0 

2.0 

7.3 

2.7 

6.6 

5.3 
4.1 
4.8 
3.1 
3.1 

10 

12 

11 

12 

14 

14 

14 

14 

11 

14 

15 

14 

15 

19 

19 

6 

9 

6 

10 
10 
10 
7 
7 

2.1 

3.6 

3.0 

3.5 

2.9 

2.6 

2.9 

10.3 

9.0 

10.2 

12.7 

10.9 

12.3 

13.8 

13.8 

6.5 

8.6 

6.6 

8.0 
8.2 
8.1 
5.5 
5.5 

2.3 

3.7 

4.4 

3.6 

3.7 

7.4 

4.4 

3.4 

2.7 

3.4 

5.0 

4.1 

4.8 

5.4 

5.4 

1.8 

2.1 

1.8 

10.4 
8.4 
9.6 
0.4 
0.4 

2.6 

112 

4.3 

10 

2.1 

2.3 

144.6 
64.1 
211.4 

4,519 
1,660 
6,291 

3.1 
2.6 
3.0 

12 
12 
12 

6.1 
8.7 
6.7 

3.9 
4.0 
3.9 

72 

69 

68 

70 

71 

64 

70 

53 

56 

54 

47 

50 

48 

42 

42 

48 

50 

48 

66 
62 
64 
47 
47 

72 

62 
50 
59 

11.3 

11.4 

21.9 

11.5 

14.7 

18.3 

15.5 

7.7 

7.2 

7.7 

6.2 

8.1 

6.6 

6.9 

6.9 

2.3 

3.0 

2.4 

3.2 
2.5 
2.9 
4.8 
4.8 

11 

9 
7 
9 

15 

15 

20 

15 

14 

16 

14 

14 

12 

14 

6 

6 

6 

18 

18 

11 

17 

12 

15 
15 
15 
14 
14 

15 

14 
15 
14 

Note 1:  The Mineral Resource estimates were prepared by Optiro Pty Ltd and first  disclosed under the JORC Code (2012).  Refer to ASX 
announcement  3  October  2018  for  Yandanooka,  Durack,  Drummond  Crossing,  West  Mine  North,  Ellengail  for  further  details.    Refer  to 
December 2017 Quarterly Activities Report for Robbs Cross and Thomson deposits for further details. 
Note 2:  All tonnages and grades have been rounded to reflect the relative uncertainty of the estimate, thus the sums of columns may not 
equal. 
Note 3:  HM %: Samples from 1989 and 1996 (Drummond Crossing, Ellengail and West Mine North) were analysed using a -75 µm slimes / 
+2 mm oversize screen.  Separation of HM% was by heavy liquid TBE (density 2.84 g/ml) from the -710µm+75µm fraction.   
Note 4:  HM %: RGC samples from 1998 and Iluka samples (Drummond Crossing, Durack, Ellengail, West Mine North and Yandanooka) were 
analysed using a -53 µm slimes / +2 mm oversize screen.  Separation of total HM% was by heavy liquid TBE (density 2.90 g/ml) from the -
710µm+53µm fraction. 
Note 5:  HM %: Samples from Robbs Cross and Thomson analysed by Diamantina Laboratories in Perth using a  -45 µm slimes / +1 mm 
oversize screen (method DIA_HLS_45µm_1mm).  Separation of total HM% was by heavy liquid TBE (density 2.96g/ml) from the -45 µm+1mm 
fraction. 
Note 6:  HM %: Samples from Drummond Crossing, Durack, West Mine North and Yandanooka were analysed by Western Geolabs in Perth 
using a -53 µm slimes / +1 mm oversize screen.  Separation of total HM% was by heavy liquid TBE (density 2.96 g/ml) from the +53µm-1mm 
fraction. 
Note 7:  Reported below an upper cut-off grade of 35% slimes. 
Note 8:  Estimates of mineral  assemblage are presented as percentages of the total heavy mineral (THM) component of the deposit,  as 
determined by QEMSCAN analysis.  For the TiO2 minerals specific breakpoints are used to distinguish between rutile (>95% TiO2), leucoxene 
(85-95% TiO2) and ilmenite (<55-85% TiO2).    

ANNUAL REPORT 2021         11 

 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Ore Reserves and Mineral Resources 

Note 9:  At West Mine North and Ellengail mineral assemblage data determined by Iluka using Method 4 (HMC is separated into magnetics 
and non-magnetics) was used with the Sheffield QEMSCANTM data. 
Note 10:  At Ellengail mineral assemblage data determined by Iluka using Method 3 (magnetic separation and XRF analysis) was used with 
the Sheffield QEMSCANTM data and Iluka Method 4 data. 
Note 11: THM % is the total heavy minerals from within the -2mm+75µm fraction (45% of the input data), the -710µm+53µm fraction (49% 
of the input data) and the -1mm+53µm fraction (6% of the input data) and is reported as a percentage of the total material. 
Note 12: Slimes is measured from the -53 µm fraction (55% of the input data) and the -75 µm fraction (45% of the input data) and oversize 
is measured as the +2 mm (94% of the input data) and -1 mm (6% of the input data) fraction 
Note 13: All tonnages and grades have been rounded to reflect the relative uncertainty of the estimate, thus the sums of columns may not 
equal.   
Note 14: Estimates of mineral assemblage are presented as percentages of the T HM component of the deposit, as determined from historical 
data. 
Note 15:  The contained in-situ tonnes for the valuable heavy minerals were derived from information from the Mineral Resource tables. The       
in-situ assemblage grade is determined by multiplying the percentage of HM by the percentage of each valuable heavy mineral within the 
heavy mineral assemblage at the Resource block model scale. 

Mineral Resources for McCalls Project as at 30 June 2021 

McCalls Project Mineral Resources 1,2,3,4,7 

Deposit 
(cut-off) 

Mineral 
Resource 
Category 

Cut off  
(Total 
HM%) 

Material 
(Million 
Tonnes) 

In-situ 
HM  
(Million 
Tonnes)6 

Total 
HM 
Grade 
(%) 

HM Assemblage5 

Zircon 
(%) 

Rutile 
(%) 

Leuc 
(%) 

Ilmenite 
(%) 

Slimes 
(%) 

Oversize 
(%) 

Indicated 

McCalls 

Inferred 

Mindarra 
Springs 

All 
McCalls 
Project 

Total 

Inferred 

Total 

Indicated 

Inferred 

Total 

1.1 

1.1 

1.1 

1.1 

1.1 

1.1 

1.1 

1.1 

1,630 

1,980 

3,600 

2,200 

2,200 

1,630 

4,180 

5,800 

23.3 

24.4 

47.7 

36.3 

36.3 

2.3 

60.7 

84.0 

1.4 

1.2 

1.3 

1.6 

1.6 

1.4 

1.5 

1.4 

5.2 

5.0 

5.1 

4.2 

4.2 

5.2 

4.5 

4.7 

3.3 

3.8 

3.6 

0.9 

0.9 

3.3 

2.1 

2.4 

2.8 

3.2 

3.0 

3.1 

3.1 

2.8 

3.2 

3.1 

77 

81 

79 

80 

80 

77 

81 

79 

21 

26 

24 

20 

20 

21 

23 

22 

1.1 

1.1 

1.1 

5.1 

5.1 

1.1 

3.2 

2.6 

Note  1:    The  Mineral  Resource  estimates  were  prepared  by  Optiro  Pty  Ltd  and  first  disclosed  under  the  JORC  Code  (2012)  refer  to  ASX 
announcement 3 October 2018 for McCalls and Mindarra Spring. 
Note 2:  All tonnages and grades have been rounded to reflect the relative uncertainty of the estimate, thus the sums of columns may not 
equal. 
Note 3:  HM is within the 45µm to 1mm size fraction and reported as a percentage of the total material, slimes is the -45µm fraction and 
oversize is the +1mm fraction. 
Note 4:  Reported below an upper cut-off grade of 35% slimes. 
Note 5:  Estimates of mineral assemblage (Sheffield) are presented as percentages of the total heavy mineral (HM) component of the deposit, 
as determined by QEMSCAN analysis.  For the TiO2 minerals specific breakpoints are used to distinguish between rutile (>95% TiO2), leucoxene 
(85-95%  TiO2)  and  ilmenite  (<55-85%  TiO2).  Estimates  of  mineral  assemblage  (BHP)  HM  assemblage  determination  was  by  magnetic 
separation and observation (grain-counting) 
Note 6:  The contained in-situ tonnes for the valuable heavy minerals were derived from information from the Mineral Resource tables. The 
in-situ assemblage grade is determined by multiplying the percentage of HM by the percentage of each valuable heavy mineral within the 
heavy mineral assemblage at the Resource block model scale. 
Note 7:  Excludes Mineral Resources within the Mogumber Nature Reserve 

GOVERNANCE AND INTERNAL CONTROLS 

Mineral Resource and Ore Reserve are compiled by qualified Sheffield personnel and / or independent consultants following 
industry  standard  methodology  and  techniques.    The  underlying  data,  methodology,  techniques  and  assumptions  on  which 
estimates are prepared are subject to internal peer review by senior Company personnel, as is JORC compliance.  Where deemed 
necessary or appropriate, estimates are reviewed by independent consultants.  Competent Persons named by the Company are 
members of the Australasian Institute of Mining and Metallurgy and / or the Australian Institute of Geoscientists and qualify as 
Competent Persons as defined in the JORC Code 2012. 

ANNUAL REPORT 2021         12 

 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Ore Reserves and Mineral Resources 

COMPETENT PERSONS AND COMPLIANCE STATEMENTS 

The information in this report that relates to Exploration Results is based on information compiled by Mr Seb Gray, a Competent 
Person who is a Member of Australian Institute of Geoscientists (AIG). Mr Gray is a consultant to Sheffield Resources Ltd and 
has sufficient experience that is relevant to the style of mineralisation and type of deposit under consideration and to the activity 
being undertaken to qualify as a Competent Person as defined in the 2012 Edition of the ‘Australasian Code for Reporting of 
Exploration Results, Mineral Resources and Ore Reserves’. Mr Gray consents to the inclusion in the report of the matters based 
on his information in the form and context in which it appears. 

The  Company’s  Ore  Reserves  and  Mineral  Resources  Statement  is  based  on  information  first  reported  in  previous  ASX 
announcements  by  the  Company.  These  announcements  are  listed  below  and  are  available  to  view  on  Sheffield’s  website 
www.sheffieldresources.com.au. Mineral Resources and Ore Reserves reported for the Dampier Project and Mineral Resources 
reported for the Eneabba and McCalls Projects, are prepared and disclosed under the JORC Code 2012. The Company confirms 
that it is not aware of any new information or data that materially affects the information included in the relevant original market 
announcements and that all material assumptions and technical parameters underpinning the estimates in the relevant original 
market announcement continue to apply and have not materially changed.   

The  information  in  this  report  that  relates  to  the estimation of  the  Ore Reserve  is  based  on information compiled  by  Mr  Per 
Scrimshaw,  a  Competent  Person  who  is  a  Member  of  the  Australasian  Institute  of  Mining  and  Metallurgy.  Mr  Scrimshaw  is 
employed by Entech Pty Ltd and has sufficient experience that is relevant to the style of mineralisation and type of deposit under 
consideration  and  to  the  activity  being  undertaken  to  qualify  as  a  Competent  Person  as  defined  in  the  2012  Edition  of  the 
‘Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves’. Mr Scrimshaw consents to the 
inclusion in the report of the matters based on his information in the form and context in which it appears. 

The information in this report that relates to the estimation of the Mineral Resources is based on information compiled by Mrs 
Christine Standing, a Competent Person who is a Member of the Australian Institute of Geoscientists (AIG) and the Australasian 
Institute of Mining and Metallurgy (AusIMM). Mrs Standing is a full-time employee of Optiro Pty Ltd and has sufficient experience 
which is relevant to the style of mineralisation and type of deposit under consideration and to the activity which she is undertaking 
to qualify as a Competent Person as defined in the 2012 Edition of the ‘Australasian Code for Reporting of Exploration Results, 
Mineral  Resources  and  Ore  Reserves’.  Mrs  Standing  consents  to  the  inclusion  in  this  report  of  the  matters  based  on  her 
information in the form and context in which it appears. 

The  information  in  this  report  that  relates  to  the  Thunderbird  Mineral  Resource  is  based  on information  compiled  under  the 
guidance of Mr Mark Teakle, a Competent Person who is a Member of the Australian Institute of Geoscientists (AIG) and the 
Australasian Institute of Mining and Metallurgy (AusIMM). Mr Teakle is an employee of Thunderbird Operations Pty Ltd and has 
sufficient experience that is relevant to the style of mineralisation and type of deposit under consideration and to the activity 
being undertaken to qualify as a Competent Person as defined in the 2012 Edition of the ‘Australasian Code for Reporting of 
Exploration Results, Mineral Resources and Ore Reserves’. Mr Teakle consents to the inclusion in the report of the matters based 
on his information in the form and context in which it appears. 

The Competent Persons for reporting of Mineral Resources and Ore Reserves in the relevant original market announcements 
are listed below. The Company confirms that the form and context in which the Competent Persons’ findings are presented have 
not been materially modified from the relevant original market announcement. 

SUPPORTING INFORMATION REQUIRED UNDER ASX LISTING RULES, CHAPTER 5 

The supporting information below is required, under Chapter 5 of the ASX Listing Rules, to be included in market announcements 
reporting estimates of Mineral Resources and Ore Reserves.  

PREVIOUSLY REPORTED INFORMATION 

This  report  includes  information  that  relates  to  Exploration  Results,  Mineral  Resources  and  Ore  Reserves  prepared  and  first 
disclosed  under  the  JORC  Code  2012  and  a  Bankable  Feasibility  Study.  The  information  was  extracted  from  the  Company’s 
previous ASX announcements as follows: 

•  Mineral Resource and Ore Reserve Statement: “MINERAL RESOURCE AND ORE RESERVE STATEMENT” 24 September 2019 

• 

• 

Thunderbird Ore Reserve Update: “THUNDERBIRD ORE RESERVE UPDATE” 31 July 2019 

Thunderbird BFS Update: “BFS UPDATE MATERIALLY REDUCES CAPITAL”, 31 July 2019 

•  Night Train Inferred Resource and Mineral Assemblage results “HIGH GRADE MAIDEN MINERAL RESOURCE AT NIGHT TRAIN” 

31 January 2019 

• 

• 

• 

Yandanooka, Durack, Drummond Crossing, West Mine North, Ellengail, McCalls and Mindarra Springs Resource Estimates 
and including Mineral Resource and Ore Statement “MINERAL RESOURCE AND RESERVE STATEMENT” 3 October, 2018  

Thomson and Robbs Cross Mineral Resources: “QUARTERLY ACTIVITIES REPORT FOR THE PERIOD ENDED 31 DECEMBER 
2017” 30 January 2018 

Thunderbird Mineral Resource: “SHEFFIELD DOUBLES MEASURED MINERAL RESOURCE AT THUNDERBIRD” 5 July 2016 

ANNUAL REPORT 2021         13 

 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Ore Reserves and Mineral Resources 

• 

Thunderbird drilling: “EXCEPTIONALLY HIGH GRADES FROM INFILL DRILLING AT THUNDERBIRD MINERAL SANDS PROJECT” 
9 February 2015 

These announcements are available to view on Sheffield’s website at www.sheffieldresources.com.au. 

The Company confirms that it is not aware of any new information or data that materially affects the information included in the 
relevant market announcements and, in the case of estimates of Mineral Resources, Ore Reserves and the Bankable Feasibility 
Study  Update,  that  all  material  assumptions  and  technical  parameters  underpinning  the  estimates  in  the  relevant  market 
announcement continue to apply and have not materially changed. The Company confirms that the form and context in which 
the  Competent  Persons’  findings  are  presented  have  not  been  materially  modified  from  the  relevant  original  market 
announcements. 

Ore Reserves and Mineral Resources prepared and first disclosed under the JORC Code (2012): 

Item 

Report title 

Report Date 

Competent 
Person(s) 

Thunderbird Ore Reserve 

Thunderbird 10% Ore Reserve Increase 

31 July 2019 

P. Scrimshaw 

Thunderbird Mineral Resource 

Night Train Mineral Resource 

Robbs Cross Mineral Resource 

Thomson Mineral Resource 

Sheffield Doubles Measured Mineral Resource at 
Thunderbird 

5 July 2016 

M. Teakle, 
C. Standing 

High Grade Maiden Mineral Resource at Night 
Train 

Quarterly Activities Report for The Period Ended 
31 December 2017 

Quarterly Activities Report for The Period Ended 
31 December 2017 

31 January 2019 

C. Standing 

30 January 2018 

C. Standing 

30 January 2018 

C. Standing 

Yandanooka Mineral Resource 

Mineral Resource and Ore Reserve Statement 

3 October 2018 

C. Standing 

Durack Mineral Resource 

Mineral Resource and Ore Reserve Statement 

3 October 2018 

C. Standing 

Drummond Crossing Mineral Resource  Mineral Resource and Ore Reserve Statement 

3 October 2018 

C. Standing 

West Mine North Mineral Resource 

Mineral Resource and Ore Reserve Statement 

3 October 2018 

C. Standing 

Ellengail Mineral Resource 

Mineral Resource and Ore Reserve Statement 

3 October 2018 

C. Standing 

McCalls Mineral Resource 

Mineral Resource and Ore Reserve Statement 

3 October 2018 

C. Standing 

Mindarra Springs Mineral Resource 

Mineral Resource and Ore Reserve Statement 

3 October 2018 

C. Standing 

Corridor Mineral Resource  

Heavy Mineral Sand Deposit Mineral Resource 
Estimate  

May 2021 

C Standing  

Item 

Name 

Company 

Professional Affiliation 

Exploration Results 

Mr Seb Gray 

Sheffield Resources 

MAIG 

Mineral Resource Reporting 

Mr Mark Teakle 

Thunderbird Operations 

MAIG, MAusIMM 

Mineral Resource Estimation 

Mrs Christine Standing 

Ore Reserve 

Mr Per Scrimshaw 

Optiro 

Entech 

MAIG, MAusIMM 

MAusIMM 

ANNUAL REPORT 2021         14 

 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Ore Reserves and Mineral Resources 

FORWARD LOOKING, CAUTIONARY STATEMENTS AND RISK FACTORS  

The  contents  of  this  report  reflect  various  technical  and  economic  conditions  at  the  time  of  writing.  Given  the  nature  of  the 
resources industry, these conditions can change significantly over relatively short periods of time. Consequently, actual results 
may vary from those contained in this report. 

Some statements in this report regarding estimates or future events are forward-looking statements. They include indications of, 
and guidance on, future earnings, cash flow, costs and financial performance. Forward-looking statements include, but are not 
limited  to,  statements  preceded  by  words  such  as  “planned”,  “expected”,  “projected”,  “estimated”,  “may”,  “scheduled”, 
“intends”, “anticipates”, “believes”, “potential”, "predict", "foresee", "proposed", "aim", "target", "opportunity", “could”, “nominal”, 
“conceptual” and similar expressions. Forward-looking statements, opinions and estimates included in this report are based on 
assumptions and contingencies which are subject to change without notice, as are statements about market and industry trends, 
which are based on interpretations of current market conditions.   Forward-looking statements are provided as a general guide 
only and should not be relied on as a guarantee of future performance. Forward-looking statements may be affected by a range 
of variables that could cause actual results to differ from estimated results and may cause the Company’s actual performance 
and financial results in future periods to materially differ from any projections of future performance or results expressed or 
implied by such forward-looking statements. So there can be no assurance that actual outcomes will not materially differ from 
these forward-looking statements.  

ANNUAL REPORT 2021         15 

 
 
 
 
 
 
  
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

DIRECTORS’ REPORT 

The Directors present their report on Sheffield Resources Limited (Sheffield, parent entity or the Company) and its controlled 
entities (collectively known as the Group or consolidated entity) for the year ended 30 June 2021.   

DIRECTORS AND COMPANY SECRETARY 

The Directors and Company Secretary of the Company during and until the date of this report are: 

Mr Bruce Griffin 

Qualifications 

Appointed 

Experience 

Executive Chair 

B.Ch.Eng, B.A.Econ, MBA 

10 June 2020 
(Previously Commercial Director, appointed Executive Chair on 13 April 2021) 

Mr  Griffin  most  recently  held  the  position  of  Senior  Vice  President  Strategic 
Development  of  Lomon  Billions  Group,  the  world’s  third  largest  producer  of  high-
quality  titanium  dioxide  pigments.    Bruce  previously  held  executive  management 
positions  in  several  resource  companies,  including  acting  as  the  Chief  Executive 
Officer  and  a  director  of  TZ  Minerals  International  Pty.  Ltd.  (TZMI),  the  leading 
independent consultant on the global mineral sands industry, Chief Executive Officer 
and  a  director  of  World  Titanium  Resources  Ltd,  a  development  stage  titanium 
project in Africa and as Vice President Titanium for BHP Billiton.  

Responsibilities 

Member of the Board 

Interest in shares, options and rights 

200,000 Ordinary Shares 
3,000,000 Performance Rights 

Other current directorships 

Titanium Corporation Inc. (since 2019) 

Past directorships last 3 years 

None 

Mr John Richards 

Qualifications 

Appointed 

Experience 

Responsibilities 

Lead Independent Director 

B. Econ (Hons) 

1 August 2019  
(Previously  Non-Executive  Chair,  appointed  Lead  Independent  Director  13  April 
2021) 

Mr Richards is an economist with more than 35 years’ experience in the resources 
industry.  During this time, he has held strategy and business development positions 
within mining companies as well as in investment banks and private equity groups.  
He  has  been  involved  in  a  wide  range  of  mining  M&A  transactions  in  multiple 
jurisdictions.  

Previous positions include Group Executive – Strategy and Business Development 
at  Normandy  Mining  Ltd,  Head  of  Mining  and  Metals  Advisory  (Asia-Pacific)  at 
Standard Bank, Managing Director at Buka Minerals Ltd and Operating Partner at 
GNRI.   

Member  of  the  Board,  Chair  of  the  Remuneration  and  Nomination  Committee, 
Member of the Audit and Risk Committee  

Interest in shares, options and rights 

480,000 Options 

Other current directorships 

Past directorships last 3 years 

Northern Star Resources Limited (appointed 12 February 2021) 
Sandfire Resources Limited (appointed 1 January 2021) 

Saracen Mineral Holdings Ltd (appointed May 2019, resigned February 2021) 
Adriatic Metals PLC (appointed November 2019, resigned July 2020) 

ANNUAL REPORT 2021         16 

 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Mr Ian Macliver 

Qualifications 

Appointed 

Experience 

Responsibilities 

Non-Executive Director  

BCom, FCA, SF Fin, FAICD 

1 August 2019 

Mr  Macliver  is  a  Chartered  Accountant  with  significant  experience  as  a  senior 
executive  and  director  of  both  resource  and  industrial  companies,  with  particular 
responsibility for company strategy development, capital raising and all other forms 
of  corporate  development  initiatives.    Mr  Macliver  is  Chair  of  Grange  Consulting 
Group Pty  Ltd  which  provides specialist  corporate  advisory services  to  both listed 
and unlisted companies. 

Member  of  the  Board,  Chair  of  the  Audit  and  Risk  Committee,  Member  of  the 
Remuneration and Nomination Committee 

Interest in shares, options and rights 

100,000 Ordinary Shares 
480,000 Options 

Other current directorships 

Western Areas Limited (appointed October 2011) 
MMA Offshore Limited (appointed January 2020) 

Past directorships last 3 years 

Otto Energy Limited (appointed September 2010, resigned November 2019) 

Mr Bruce McFadzean 

Non-Executive Director (resigned 6 September 2021) 

Qualifications 

Appointed 

Experience 

Dip. Mining, FAusIMM 

2 November 2015 
(Previously Managing Director, appointed Non-Executive Director 1 July 2021) 

A  qualified  mining  engineer  with  more  than  40  years’  experience  in  the  global 
resources  industry.    Mr  McFadzean  has  led  the  financing,  development  and 
operation  of  several  new  mines  around  the  world.    Mr  McFadzean’s  technical, 
operating and corporate experience includes gold, silver, nickel, diamonds, iron ore 
and mineral sands.  Mr McFadzean’s professional career includes 15 years with BHP 
Billiton and Rio Tinto in a variety of positions and four years as Managing Director of 
successful ASX gold miner Catalpa Resources Limited.   

Responsibilities 

Member of the Board 

Interest in shares, options and rights 

2,249,239 Ordinary Shares 

Other current directorships 

Hastings Technology Metals Limited (appointed 1 January 2021) 
Aquirian Limited (appointed 27 July 2021) 

Past directorships last 3 years 

Indiana Resources Limited (appointed March 2015, resigned February 2019) 

Mr Gordon Cowe 

Qualifications 

Appointed 

Experience 

Responsibilities 

Non-Executive Director  

BSc (Hons) Mechanical Engineering, GAICD 

12 March 2021 

A  qualified  mechanical  engineer  with  over  30  years'  experience,  Gordon  has  had 
significant  involvement  in  leading  business  start-up,  planning  and  delivery  of 
multiple  complex  projects  including  Mining  &  Mineral  Processing,  Oil  &  Gas  and 
Resources  based  infrastructure  projects  globally.    He  has  enjoyed  an  extensive 
career with leading contractors (including Bechtel and Worley Parsons) and project 
owners on a wide range of projects. 

Member  of  the Board,  member  of  the  Remuneration and  Nomination  Committee, 
member of the Audit and Risk Committee 

Interest in shares, options and rights 

Other current directorships 

Nil 

Nil 

Past directorships last 3 years 

None 

ANNUAL REPORT 2021         17 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Mr David Archer 

Qualifications 

Appointed 

Experience 

Non-Executive Director (resigned 12 March 2021) 

B.Sc (Hons) 

December 2009 (Previously Technical Director) (resigned 12 March 2021) 

Mr Archer is a geologist with over 30 years’ experience in exploration and mining in 
Australia.    He  has  held  senior  positions  with  major  Australian  mining  companies, 
including Renison Goldfields Consolidated Ltd and ten years as a Director of Archer 
Geological  Consulting  specialising  in  project  generation,  geological  mapping  and 
project evaluation.  
Mr Archer was a consultant to ASX listed Atlas Iron Limited and Warwick Resources 
Limited and was responsible for significant iron ore discoveries for both companies 
in  the  Pilbara.    Other  major  West  Australian  discoveries  include  the  Raleigh  and 
Paradigm gold mines and the Magellan lead mine.  

Responsibilities 

Nil 

Interest in shares, options and rights 

8,411,549 Ordinary Shares (12 March 2021) 
639,713 Performance Rights (12 March 2021) 

Other current directorships 

Carawine Resources Limited (since 2017) 

Past directorships last 3 years 

None 

Mr Will Burbury 

Qualifications 

Appointed 

Experience 

Non-Executive Director (resigned 12 March 2021) 

B.Comm, LLB 

June 2007 (resigned 12 March 2021) 

Mr Burbury practised as a corporate lawyer with a leading Australian law firm prior 
to entering the mining and exploration industry in 2003.  During this time, he has 
been actively involved in the identification and financing of many resources’ projects 
in Australia and overseas and has held senior management positions and served on 
boards of several private and publicly listed companies.  

Responsibilities 

Nil 

Interest in shares, options and rights 

8,255,483 Ordinary Shares (12 March 2021) 

Other current directorships 

Carawine Resources Limited (since 2017) 

Past directorships last 3 years 

None 

Mr Mark Di Silvio 

Qualifications 

Appointed 

Experience 

Company Secretary  

B.Bus, CPA, MBA 

15 February 2016 

Mr. Di Silvio is a CPA qualified accountant with experience in the resources sector 
spanning three decades.  Mr Di Silvio held a variety of finance-based roles within the 
gold  mining  sector  early  in  his  career,  before  gaining  oilfield  experience  with 
Woodside Energy Limited through the financial management of joint ventures and 
the financial management of Woodside’s Mauritanian oilfield assets.  Mr Di Silvio 
has  held  executive  positions  including  Central  Petroleum  Limited,  Centamin  Plc, 
Ausgold Limited and Mawson West Limited. 

ANNUAL REPORT 2021         18 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

DIRECTORS’ MEETINGS 

The number of meetings held and attended by each Director during the year is shown are as follows: 

Directors’ Meetings 

Audit & Risk Committee 

Remuneration & Nomination 
Committee 

Held 

Attended 

Held 

Attended 

Held 

Attended 

9 

9 

9 

9 

2 

7 

7 

9 

9 

9 

9 

2 

6 

7 

- 

2 

- 

2 

- 

- 

2 

- 

2 

- 

2 

- 

- 

2 

- 

1 

- 

1 

- 

- 

1 

- 

1 

- 

1 

- 

- 

1 

B Griffin 

J Richards 

B McFadzean 

I Macliver 

G Cowe 

D Archer 

W Burbury 

OPTIONS 

Total unlisted options on issue at the date of this report are as follows: 

Date of expiry 

Grant date 

Exercise price 

Number under options 

30 November 2023 

19 November 2019 

$0.65 

960,000 

PERFORMANCE RIGHTS 

Total unlisted performance rights on issue at the date of this report are as follows: 

Date of expiry 

Grant date 

Exercise price 

Number under rights 

30 November 2021 

30 November 2017 

31 December 2021 

18 December 2020 

1 March 2022 

1 March 2018 

26 October 2025 

6 November 2018 

1 December 2025 

22 December 2018 

Nil 

Nil 

Nil 

Nil 

Nil 

1,700,000 

3,000,000 

256,173 

480,342 

1,947,552 

7,384,067 

PRINCIPAL ACTIVITIES 

The principal activities during the year were mineral sands exploration and development within Australia.   

OPERATING AND FINANCIAL REVIEW 

The Group’s operations during the year ended 30 June 2021 is set out in the Review of Operations and Ore Reserves and Mineral 
Resources sections.  

The Group recorded a net profit after tax for the year ended 30 June 2021 of $28.0m (2020:  net loss after tax of 8.4m).  At 30 
June  2021,  the  Group had  $6.5m  in  cash  and  cash  equivalents  (2020:   $7.1m)  and  the  Group’s  net  assets  were  $128.4m 
(2020:  $86.8m). 

COVID-19 IMPACT 

The Group continues to follow recommendations from State and Federal Government authorities to provide a COVID-19 safe 
workplace. 

COVID-19 impacts have not been significant to the Group during the period.  The Company does not expect any negative impacts 
to the financial statements nor triggers for any significant uncertainties with respect to events or conditions which may adversely 
impact the Group as at the reporting date or subsequently as a result of the COVID-19 pandemic.  

ANNUAL REPORT 2021         19 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

DIVIDENDS 

No dividends were paid or declared during the year ended 30 June 2021. 

CORPORATE GOVERNANCE STATEMENT 

The Corporate Governance Statement is available on the Company’s website at www.sheffieldresources.com.au. 

LIKELY DEVELOPMENTS AND EXPECTED RESULTS 

Disclosure  of  information  regarding  likely  developments  in  the  operations  of  the  Company  in  future  years  and  the  expected 
results of those operations is likely to result in unreasonable prejudice to the Company.  Therefore, this information has not been 
presented in this report.  

ENVIRONMENTAL REGULATION 

The Group’s exploration activities are governed by environmental regulation.  To the best of the Directors’ knowledge the Group 
believes it has adequate systems in place to ensure the compliance with the requirements of applicable environmental legislation 
and is not aware of any material breach of those requirements during the year and up to the date of the Directors’ Report. 

INDEMNIFICATION AND INSURANCE OF DIRECTORS AND OFFICERS 

The Company agreed to indemnify all the Directors and key management personnel of the Company for any liabilities to another 
person (other than the company or related body corporate) that may arise from their designated position of the Company, except 
where the liability arises out of conduct involving a lack of good faith.  

During the year the Company paid a premium in respect of a contract insuring the Directors and Officers of the Company against 
any liability incurred in the course of their duties to the extent permitted by the Corporations Act 2001.  

INDEMNIFICATION OF INSURANCE OF AUDITOR 

The Company has not, during or since the end of the year, indemnified or agreed to indemnify the auditor of the Company or any 
related entity against a liability incurred by the auditor.  During the year, the Company has not paid a premium in respect of a 
contract to insure the auditor of the Company or any related entity.  

NON-AUDIT SERVICES 

During the year the Company has not used its auditors, HLB Mann Judd, to complete any non-audit related work (2020: nil). 

PROCEEDINGS ON BEHALF OF THE COMPANY  

No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of 
the Company, or to intervene in any proceedings to which the Company is a party, for the purpose of taking responsibility on 
behalf of the Company for all or part of those proceedings.  

ROUNDING 

The amounts contained in the financial report have been rounded to the nearest $1,000 (unless otherwise stated) pursuant to 
the option available to the Company under ASIC Class Order 2016/191.  The Company is an entity to which the class order 
applies.  

AUDITOR’S INDEPENDENCE  

This Auditor’s Independence Declaration is set out on page 33 and forms part of the Directors’ report for the year ended 30 June 
2021. 

EVENTS SUBSEQUENT TO REPORTING PERIOD 

Mr Bruce McFadzean stepped down from the Managing Director role on 1 July 2021 and subsequently retired from his position 
as Non-Executive Director on 6 September 2021. Cash benefits (including leave entitlements) totalling $238,308 were made in 
favour of Mr McFadzean on 1 July 2021, representing the Company’s contractual and statutory obligations associated with his 
position as Managing Director.  Additionally, the Board determined that Mr McFadzean retain a portion of awards made under 
the employee incentive plan and 532,794 out of 1,236,421 performance rights held by Mr McFadzean vested on 1 July 2021 
with the remainder forfeited. Mr McFadzean exercised the performance rights on 6 August 2021. The benefits and entitlements 
were recognised at 30 June 2021.  

Other  than  noted  above,  there  has  been  no  additional  matter  or  circumstance  that  has  arisen  after  balance  date  that  has 
significantly affected, or may significantly affect, the operations of the Group, the results of those operations, or the state of 
affairs of the Group in future financial periods. 

ANNUAL REPORT 2021         20 

 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

REMUNERATION REPORT (AUDITED) 

This report sets out the remuneration strategy and arrangements for Key Management Personnel (KMP) of Sheffield Resources 
Limited for year ended 30 June 2021.  This Remuneration Report forms part of the Directors’ Report.  

KEY MANAGEMENT PERSONNEL 

For the purposes of this report KMP are defined as those persons having authority and responsibility for planning, directing and 
controlling the major activities of the Company and the Group, directly or indirectly, including any Director (whether Executive or 
otherwise) of the Company and are detailed in the table below: 

Name 

Position 

Non-Executive Directors 

John Richards 

Lead Independent Director (appointed 13 April 2021, previously Non-Executive Chair) 

Ian Macliver 

Gordon Cowe 

David Archer 

Will Burbury 

Senior Executives 

Non-Executive Director 

Non-Executive Director (appointed 12 March 2021) 

Non-Executive Director (resigned 12 March 2021) 

Non-Executive Director (resigned 12 March 2021) 

Bruce McFadzean 

Managing Director (appointed Non-Executive Director 1 July 2021, resigned 6 September 2021) 

Bruce Griffin 

Mark Di Silvio 

Stuart Pether 

BOARD POLICY 

Executive Chair (appointed 13 April 2021, previously Commercial Director) 

Chief Financial Officer and Company Secretary 

Chief Operating Officer (resigned 12 March 2021) 

The  Board  is  responsible  for  the  nomination  and  appointment  of  Directors  and  the  remuneration  of  its  Directors,  Managing 
Director and Senior Executives.  To assist the Board in meeting its obligations and to address all matters pertaining to Board 
nomination  and  executive  remuneration,  the  Board  has  set  in  place  a  Nomination  &  Remuneration  Committee  during  the 
reporting period. 

OVERVIEW OF COMPANY PERFORMANCE 

The table below sets out summary of information about the movements in shareholder wealth for the following financial periods: 

Profit / (loss) before tax ($’000) 

Net profit / (loss) after tax ($’000) 

Dividend (cents) 

Basic earnings / (loss) per share (cents) 

Diluted earnings / (loss) per share (cents) 

Share price at year end (cents) 

2021 

29,096 

28,008 

- 

8.19 

7.82 

35.5 

2020 

(8,370) 

(8,370) 

- 

(2.81) 

(2.81) 

12.5 

2019 

(10,250) 

(10,250) 

- 

(4.18) 

(4.18) 

36.0 

2018 

(4,305) 

(4,305) 

- 

(2.02) 

(2.02) 

78.5 

2017 

(10,338) 

(10,338) 

- 

(5.95) 

(5.95) 

51.69 

VOTING AT THE COMPANY’S 2020 ANNUAL GENERAL MEETING 

The  Company  believes  it  has  addressed  matters  raised  by  investors  in  relation  to  which  a  “first  strike”  was  received  by  the 
Company at the 2020 Annual General Meeting, with a 37.39% vote against the prior year Remuneration Report.  The Company 
received advice from a proxy adviser recommending a qualified vote in favour of the Remuneration Report in 2020, noting that 
remuneration  practices  of  the  Company  were  in  line  with  market  standards.  Qualifications  expressed  by  the  proxy  adviser 
included  the  award  of  incentive  securities  in  favour  of  non-executive  directors,  along  with  the  tenor  and  change  of  control 
conditions  associated  with  other  incentive  securities.    The  Company  does  note  that  reservations  expressed  were  subject  to 
shareholder approval and granted by shareholders accordingly. 

The  Remuneration  Committee  engaged  independent  remuneration  consultants  during  2021  to  address  the  above  matters, 
ensuring  rigour  was  applied  in  remuneration  deliberations,  independent  of  management.    Remuneration  consultants  have 
reviewed and developed a revised Executive Incentive Plan to be tabled at the 2021 Annual General Meeting.   

ANNUAL REPORT 2021         21 

 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Changes to Board composition since the 2020 Annual General Meeting have  resulted in the proportion of independent non-
executive directors increasing to 100%, addressing previous concerns in relation to Board independence raised by the proxy 
adviser. The Board continues to review its composition, a process that commenced 18 months ago, and is targeting wider Board 
diversity  as  the  Company  moves  forward  with  development  of  the  Thunderbird  Mineral  Sands  Project  via  Kimberley  Mineral 
Sands Pty Ltd.  The Board is also very confident that the forthcoming financial year remuneration structure is appropriate for the 
Company, in order to reward and retain Sheffield’s executive team. 

REMUNERATION STRUCTURE - NON-EXECUTIVE DIRECTORS 

The structure of Non-Executive Director and Senior Executive remuneration is separate and distinct.  Shareholders approve the 
aggregate or total fees payable to Non-Executive Directors, with the current approved limit being $600,000 (excluding share-
based payments).  The fees paid to Non-Executive Directors are set at levels that reflect both the responsibilities of, and the time 
commitments required from, each Non-Executive Director to discharge their duties and are not linked to the performance of the 
Company.  

All  Non-Executive  Directors  have  their  indemnity  insurance  paid  by  the  Company.    Non-Executive  Directors  receive  fixed 
remuneration consisting of a base fee and statutory superannuation contributions as set out below: 

Base fees excluding statutory superannuation1 

Non- Executive Chair / Lead Independent Non-Executive Director 

Other Non-Executive Directors 

2021 
$ 

2020 
$ 

100,000 

80,000 

100,000 

80,000 

Note 1:  All Non-Executive Directors agreed to an up to 50% reduction in base fees for the period between 1 April 2020 to 12 March 2021. 

Share Options Grants  

No share options were granted to non-executive directors during the year.  

Share Options Vested  

No share options vested in favour of non-executive directors during the year. 

Share Options Expired  

No share options awarded to non-executive directors expired during the year.  

Measurement of Share Options 

There are no participating rights or entitlements inherent in the options and the holders will not be entitled to participate in new 
issues of capital offered to shareholders during the currency of the options.  All shares allotted upon the exercise of options will 
rank pari passu in respect with other shares. 

REMUNERATION STRUCTURE - SENIOR EXECUTIVES 

External and independent executive remuneration advice may be sought by the Board in determining remuneration strategy. 

In determining the level and composition of Senior Executive remuneration year on year, the Board takes into consideration the 
operational  and  economic  circumstances  the  Company  is  facing  and  likely  to  face  in  the  medium  term  together  with  the 
complexity and responsibility associated with each role. 

The Policy of the Board in determining Senior Executive remuneration levels is to: 

• 

• 

• 

• 

• 

• 

• 

provide total remuneration and employment conditions which will enable the Company to attract and retain high quality 
senior executives to the business;  

align remuneration with the creation and maximisation of shareholder value and the achievement of Company strategy, 
business objectives and core values;  

ensure  the  structure  and  quantum  of  remuneration  is  competitive  and  reflective  of  the  external  market  in  which  the 
Company operates; 

provide a mix of fixed and variable, performance-based remuneration to drive superior performance; 

reward  the achievement  of  individual  and  Company  objectives  thus  promoting  a balance  of  individual  performance and 
teamwork across the executive management team; 

provide  a  fair,  equitable  and  scalable  system  that  allows  for  sustainable  business  growth  and  is  regularly  reviewed  for 
relevance and reliability; and 

is transparent, easily understood and is acceptable to Shareholders. 

ANNUAL REPORT 2021         22 

 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

The Board’s specific remuneration aims for the year ending 30 June 2021 were to: 

• 

• 

retain a core group of Senior Executives at the early stage in the Company’s development; 

ensure cash preservation measures were set in place across the Company; 

•  maintain  a  Long  Term  Incentive  (LTI)  scheme  designed  to  create  alignment  with  the  Thunderbird  project  objectives, 

sustainability aims and maximise overall shareholder value; 

• 

• 

ensure effective benchmarking of fixed and variable remuneration for Senior Executives for a clearly defined peer group of 
similar companies to ensure remuneration is fair and competitive; and  

retain total remuneration at or around the 50th percentile of market. 

Use of External Remuneration Consultants 

The  Remuneration  Committee  approved  the  engagement  of  BDO  Reward  (WA)  Pty  Ltd  (BDO  WA)  to  provide  remuneration 
recommendations regarding the mix and quantum for executives. Sheffield and BDO WA are satisfied that the advice received 
from BDO WA is free from undue influence from the KMP to whom the remunerations recommendations apply. 

The remuneration recommendations were provided to the Remuneration Committee as an input to its decision making process.  
Along with a range of other factors, the Remuneration Committee considered and has made relevant remuneration decisions. 
Fees paid to BDO WA totalled $3,075 for the period. 

Remuneration Mix 

Senior Executive remuneration consists of the following key elements: 

• 

• 

• 

fixed annual remuneration (FAR);  

short term incentives (STI); and 

long term incentives (LTI). 

Fixed Annual Remuneration 

The level of FAR is set to provide a base level of remuneration which is both appropriate to the position and is competitive in the 
market. FAR includes a base salary, inclusive of superannuation.  Allowances and other benefits may be provided, including 
leased  motor  vehicles  and  additional  superannuation,  provided  that  no  extra  cost  is  incurred  by  the  Group.  FAR  is  reviewed 
annually  with  any  adjustments  to  FAR  for  Senior  Executives  ultimately  approved  by  the Board following  consideration  by  the 
Remuneration Committee.   

Following a Company wide review in 2020, FAR applicable to Senior Executives was reduced up to 25% as a contribution to the 
Company’s strategy of cash preservation.  This continued through to inception of the Kimberley Mineral Sands Joint Venture in 
March  2021.   At  that  time,  several  Senior  Executives  of  the Company  departed  the Group and  were transferred  to  the Joint 
Venture  under  new  employment  arrangements.    FAR  applicable  to  Senior  Executives  including  the  Managing  Director, 
Commercial Director and Chief Financial Officer was reviewed by the Remuneration Committee in line with recommendations 
proposed by independent remuneration consultants.  

Short Term Incentive 

Following successful completion of the Kimberley Mineral Sands Joint Venture, the Board awarded one-off performance bonuses 
to the Managing Director, Chief Financial Officer and Chief Operations Officer totalling $572,466.  Details of the award to each 
individual  Senior  Executive  are  disclosed  in  the  Remuneration  of  Key  Management  Personnel  table, which  forms  part  of  the 
Directors’ Report.  

Long Term Incentive  

The LTI program comprises of the Employee Share Option Plan (ESOP) and Performance Rights Plan (PRP).  Each plan contains 
performance hurdles that need to be achieved prior to award.  

The objective of the LTI program is to: 

• 

• 

• 

align the interest of Senior Executives more closely with the interests of Shareholders by providing an opportunity to earn 
shares in the Company; 

provide Senior Executives with the opportunity to share in any future growth in value of the Company; and 

provide greater incentive for Senior Executives to focus on the Company’s longer-term goals.  

ANNUAL REPORT 2021         23 

 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Employee Share Option  

The ESOP is an equity component of at-risk remuneration.  The Board determined the quantum of options to be issued to the 
relevant Senior Executive dependent on FAR and seniority of position in the Company.  Whilst the Board has discretion to award 
options to Senior Executives under the ESOP going forward, no such awards have taken place in favour of Senior Executives in 
recent years with the Board favouring a PRP mechanism to incentivise Senior Executives. 

Share Options Grants  

No share options were granted to employees during the year.  

Share Options Vested  

No share options vested in favour of employees during the year. 

Share Options Expired  

No share options awarded to employees expired during the year.  

Measurement of Share Options 

There are no participating rights or entitlements inherent in the options and the holders will not be entitled to participate in new 
issues of capital offered to shareholders during the currency of the options.  All shares allotted upon the exercise of options will 
rank pari passu in respect with other shares. 

Change of Control Measures 

In the event of a change of control event occurring, options that are not exercisable will become exercisable on and from the 
date of the change of control event occurring.  

Performance Rights Plan 

The current PRP is a long term (typically 4 year), performance centred, at risk scheme based on the issue of performance rights.  
An amount calculated as a percentage of the Senior Executive’s FAR is used to calculate the number of performance rights to 
be granted.  The percentage can range from 50% to 100% of FAR based on the seniority of position in the Company. 

A performance right is a right which, upon the satisfaction or waiver of the relevant vesting conditions entitles its holder to receive 
fully paid ordinary shares for nil consideration. 

Performance Hurdles 

To date, the Group uses two performance hurdle measures to determine the proportion of performance rights which vest, if at 
all, as follows: 

• 

• 

80% of the performance rights are subject to an Absolute Total Shareholder Return (ATSR); and 

20% of the performance rights are subject to a Sustainability Performance hurdle. 

Performance hurdles under future awards may be similar to the above or may include alternate thresholds, aligned with material 
company milestones or other factors to align with shareholder value creation. 

Absolute TSR Performance Hurdle 

The Board considers that ATSR is an appropriate performance hurdle because it ensures that a proportion of each participant’s 
remuneration  is  explicitly  linked  to  shareholder  value  and  ensures  that  participants  only  receive  a  benefit  where  there  is  a 
corresponding direct benefit to shareholders.   

TSR  measures  the  return  received  by  shareholders  from  holding  shares  in  the  Company  over  a  particular  period.    TSR  is 
calculated  by  taking  into  account  the  growth  in  a  Company’s  share  price  over  the  period  as  well  as  the  capital  returns  and 
dividends received during that period.  

ATSR refers to the setting of threshold, target and stretch levels of TSR for the Company at the beginning of the performance 
period.    Thus,  they  are  determined  in  advance  having  regard  to  expectations  of  the  Company’s  performance.  The  ATSR 
performance rights are separated into two tranches, each with equal weighting of 50%. 

The Tranche 1 ATSR performance rights were calculated by reference to the 30-day VWAP for the period ended 31 August 2018.  
The Tranche 2 ATSR performance rights will be calculated by reference to the 30-day VWAP for the period ending 30 November 
2020.  The Board may, in its absolute discretion, set a different reference price for the Tranche 2 ATSR performance rights where 
it could potentially be unfair or unjust to the Senior Executive or the Group.   

To  the  extent  that  the  performance  hurdles  are  not  satisfied  by  the  applicable  testing  dates,  the  performance  rights  will 
automatically lapse.   

ANNUAL REPORT 2021         24 

 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

As described below, following measurement of the Tranche 1 ATSR performance rights on 30 November 2020, it was determined 
that Tranche 1 performance conditions were not satisfied, and performance rights lapsed unexercised.  Any Tranche 2 ATSR 
performance rights that may vest will be determined on or after 30 November 2022 on the basis of the below Tranche 2 scale. 

Weighting 

Measure 

ATSR (%) 

Performance rights 
vested (%) 

Performance period 

Tranche 1: 

Tranche 1: 

Less than 16% 

0% 

Tranche 1: 

50% 

Increase in Sheffield 
share price between 
31 Aug 2018 and 30 
Nov 2020 

16%  
(lower threshold) 

25% 

31 Aug 2018 to  
30 Nov 2020 

Tranche 2: 
50% 

Tranche 2: 
Increase in Sheffield 
share price between  

Between 16% to 26% 
(being the upper 
threshold) 

Pro rata between 25% 
and 50% 

Between 26% to 40% 
(being the target) 

Pro rata between 50% 
and 75% 

30 Nov 2020 and 30 
Nov 2022 

Between 40% to 50% 
(being the stretch) 

Pro rata between 75% 
and 100% 

50% or above 

100% 

Outcome: 
Performance 
condition not satisfied 

Tranche 2: 
30 Nov 2020 to 
30 Nov 2022 

Outcome: 
To be determined 30 
November 2022 

Sustainability Performance Hurdles 

The Company aims to optimise shared value and develop long term trusting relationships with the communities in which we 
operate.  

The  Board  therefore  considers  that  sustainability  measures  are  important  inclusions  as  performance  hurdles  due  to  the 
Thunderbird  projects  success being  central  in  the Kimberley  region,  particularly  in  relation  to  local  and  Aboriginal  economic, 
social and cultural advancement. 

The Sustainability Performance Rights are subject to up to three separate hurdles, allocated and weighted to the Senior Executive 
by the Board, according to the individual’s role.  These hurdles are as follows; 

•  Meet Aboriginal Employment Targets 

•  Meet Local Content Employment Targets 

•  Develop and Implement Succession Planning system   

The Aboriginal and Local Employment targets relate to the make-up of the Company’s employee base for the Thunderbird Project 
(Employment Hurdle), particularly in relation to developing a locally based workforce, employed on a Drive in and Drive out (DIDO) 
basis rather than a Fly in and Fly out (FIFO) basis, with high rates of Aboriginal employment.  

Specifically, the Employment Hurdles are as follows: 

Aboriginal Employment 

Threshold: a minimum of 3% Aboriginal employment by end calendar Year 1 of Thunderbird operations (in production) and a 
minimum of 8% by end Year 2 of operations. 

Target:  a  minimum  of  5%  Aboriginal  employment  by  end  calendar  Year  2  of  Thunderbird  operations  (in  production)  and  a 
minimum of 10% by end Year 2 of operations. 

ANNUAL REPORT 2021         25 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Local Content Employment 

Threshold: ensure 40% Thunderbird employees (excluding EPC contractor) are employed on a DIDO basis by end calendar Year 
1 of Thunderbird operations (in production) and 60% by end Year 2 of operations. 

Target: ensure 60% Thunderbird employees (excluding EPC contractor) are employed on a DIDO basis by end calendar Year 1 of 
Thunderbird operations (in production) and 75% by end Year 2 of operations. 

For the performance rights subject to the Employment Hurdles: 

• 

• 

• 

• 

50% of those performance rights will vest if relevant Threshold is achieved; 

100% of those performance rights will vest if relevant Target is achieved; 

pro rata vesting of those performance rights will occur for achievements between the relevant Threshold and Target and;  

none of those performance rights will vest if the relevant Threshold is not achieved. 

Succession Plan 

The Board considers an effective Succession Plan as an important tool in both talent management and risk management for the 
Company.  The hurdle involves the development and implementation of the Succession Plan for specified Senior Executive roles 
across the four-year measurement period until 30 November 2022 (Succession Plan Hurdle). 

For the performance rights subject to the Succession Plan Hurdle: 

• 

100% of those performance rights will vest if the Succession Plan Hurdle is achieved; and 

•  None of those performance rights will vest if the Succession Plan Hurdle is not achieved. 

The performance period for both the Employment Hurdles and the Succession Plan Hurdle is 30 November 2022, but it is noted 
that the Thresholds and Target for the Employment Hurdles will be measured as at the end of calendar years 1 and 2 after the 
Thunderbird Project is in operation.  

Performance Rights on Cessation of Employment 

Employment cessation after 30 November 2020 but prior to 1 January 2023 

Vested performance rights held by a Senior Executive who ceases to, or has ceased to, hold a position of employment, office, or 
engagement with the Company after 30 November 2020 but before 1 January 2023 will be exercisable by the Senior Executive 
unless the Board has determined that the Senior Executive’s position of employment, office or engagement was terminated for 
cause. 

Grant of Performance Rights 

3,000,000 performance rights were granted to Mr Bruce Griffin in June 2020 and were subsequently awarded following receipt 
of shareholder approval at the Annual General Meeting held on 15 December 2020. 

Performance Hurdles 

Applicable  performance  hurdles  in  relation  to  Mr  Griffin’s  performance  rights  include  an  announcement  to  the  ASX  that  the 
Company has made a Final Investment Decision for the development of the Company’s Thunderbird Mineral Sands Project on 
or before 31 December 2021.  Any unvested performance rights following testing on 31 December 2021 will automatically lapse 
in accordance with the Company’s Performance Rights Plan.   

Performance Rights Vested 

No performance rights vested during the reporting period.  

532,794 performance rights vested in favour of Mr Bruce McFadzean subsequent to the end of the financial year on 1 July 2021.  
Mr McFadzean stepped down from the Managing Director role on 1 July 2021 and subsequently retired from his position as Non-
Executive Director on 6 September 2021.   In addition to cash benefits made in favour of Mr McFadzean, the Board determined 
that of 1,236,421 performance rights, Mr McFadzean could retain a portion of awards made under the LTI plan totalling 532,794 
performance rights and the balance of 703,627 performance rights were forfeited. The adjustments were recognised at 30 June 
2021 and disclosed in the Remuneration of Key Management Personnel table, which forms part of the Directors’ Report. 

Hedging of At-Risk Remuneration 

A participant in the PRP must not enter into an arrangement if the arrangement would have the effect of limiting the exposure of 
the participant to risk relating to performance rights that have not vested. 

ANNUAL REPORT 2021         26 

 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Performance Rights on Change of Control 

All vesting conditions attached to performance rights will be deemed to be automatically waived on a change of control event 
occurring.  Accordingly, in the case of a change of control event occurring, all performance rights will be deemed to have vested 
and will be eligible for exercise. 

Proposed Forward (2022 onwards) Executive Incentive Planning & Strategy  

During 2021, the Company engaged BDO Remuneration & Reward Pty Ltd (BDO) to advise and provide a report on proposed 
remuneration structuring and incentive planning for its executives, namely the Executive Chair and Chief Financial Officer, going 
forward. The methodology encompasses Total Fixed Remuneration (TFR), an Incentive Plan (Short Term Incentive (STI) and Long 
Term Incentive (LTI)) and a Reward Plan (RP). 

The Remuneration Committee has considered a forward executive incentive plan which will be subject to shareholder approval.  
The executive incentive plan shall consist of a STI and LTI linked to non-market performance measures and a Reward Plan linked 
to market measures. The LTI would take the form of a performance right vesting after three years and subject to satisfaction of 
performance criteria and with three further years to exercise.  The STI would be based upon annual performance targets and 
paid 50% in cash and 50% in the form of performance rights which vest after one further year with 3 years to exercise.  The 
Reward Plan would consider an annual grant of out of the money options vesting after three years subject to satisfaction of 
market based performance criteria and with one further year to exercise. 

The Remuneration Committee  has proposed the following Total Incentive Opportunity  (TIO)  for the Executive Chair and Chief 
Financial Officer (CFO): 

Position 

Executive Chair 

Chief Financial Officer 

ANNUAL TFR 
$ 

$300,000 

$370,000 

ANNUAL TIO  
(% TFR) 

ANNUAL STI  
(% TFR) 

ANNUAL LTI  
(% LTI) 

ANNUAL REWARD  
(% TFR) 

150% 

120% 

50% 

40% 

60% 

50% 

40% 

30% 

Further details in relation to the proposed 2022 remuneration structure will be made available to shareholders in conjunction 
with the 2021 Notice of Annual General Meeting, scheduled for release in October 2021. 

Senior Executive Employment Agreements 

Remuneration and other terms of employment for the following KMP are formalised in employment agreements.  All contracts 
with  Senior  Executives  may  be  terminated  early  by  either  party  with  notice,  per  individual  agreement,  and  subject  to  the 
termination payments as detailed below: 

Name 

Position 

Commencement 
date 

Base salary  
(Including superannuation) 

Termination benefit 

B McFadzean1  Managing Director 

2 November 2015 

$383,250 

B Griffin2 

Commercial Director 

10 June 2020 

$300,000 

M Di Silvio 

CFO & Company Secretary 

15 February 2016 

$370,000 

S Pether3 

Chief Operating Officer 

1 April 2017 

$328,500 

3 months’ notice 

1 months’ notice 

4 months’ notice 

4 months’ notice 

Note  1:    Mr  McFadzean  stepped  down  from  the  Managing  Director  role  on  1  July  2021  and  subsequently  retired  from  his  position  as  Non-
Executive Director on 6 September 2021.   

Note 2: Mr Griffin was appointed Executive Chair on 13 April 2021 with no change in employment terms. 

Note  3:  Mr  Pether  departed  the  Group  on  12  March  2021  and  was  contemporaneously  appointed  Chief  Executive  Officer  of  the  KMS  Joint 
Venture. 

ANNUAL REPORT 2021         27 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

REMUNERATION OF KEY MANAGEMENT PERSONNEL 

The tables below show the fixed and variable remuneration for KMP: 

Short-term  

Cash 
bonus 

$ 

Post -
employment  

Other  

Share based 
payments 

Non-
monetary2 

Super-
annuation 

Termination 
Benefits7 

Options & 
rights1 

$ 

$ 

$ 

$ 

Total 

$ 

Salary & fees 

2021 

$ 

Non-Executive Directors 

J Richards3 

I Macliver 

G Cowe4 

D Archer5 

W Burbury6 

82,518 

66,014 

30,545 

28,205 

28,205 

- 

- 

- 

- 

- 

Senior Executives 

B McFadzean7 

318,790 

230,000 

B Griffin8 

M Di Silvio 

S Pether9 

258,065 

- 

272,721 

171,233 

183,680 

171,233 

1,268,743 

572,466 

9,278 

9,278 

8,505 

6,959 

6,959 

11,354 

9,278 

11,354 

9,078 

82,043 

7,839 

6,271 

2,332 

2,680 

2,680 

- 

- 

- 

- 

- 

- 

- 

- 

       99,635  

       81,563  

41,382 

26,977 

       64,821  

- 

       37,844  

21,694 

238,308 

708,240 

1,528,386  

- 

21,535 

24,892 

- 

- 

- 

279,042 

 546,385  

44,418 

 521,261  

62,058 

 450,941  

89,923 

238,308 

1,120,735 

3,372,218 

Note 1:  The fair value of the options is calculated at the date of grant using a Black-Scholes valuation model and allocated to each reporting 
period starting from grant date to vesting date. 

Note 2:  Non-monetary benefits include either cost to the Company in providing fringe benefits and/or attributable non-cash benefit applied by 
virtue of the Company’s Directors and Officer Liability policy.  

Note 3:  Mr Richards was appointed Lead Independent Director on 13 April 2021 (previously Non-Executive Chair). 

Note 4:  Mr Cowe was appointed on 12 March 2021.  Compensation includes $6,000 consulting fees paid to Mr Cowe. Further details disclosed 
in Other Transactions with KMP and their Related Parties section, which forms part of the Directors’ Report. 

Note 5:  Mr Archer resigned on 12 March 2021. 

Note 6:  Mr Burbury resigned on 12 March 2021. 

Note  7:    Mr  McFadzean  stepped  down  from  the  Managing  Director  role  on  1  July  2021  and  subsequently  retired  from  his  position  as  Non-
Executive Director on 6 September 2021. Cash benefits (including leave entitlements) totalling $238,308 were made in favour of Mr McFadzean 
reflecting  his  contractual  and  statutory  rights  associated  with  his  role  as  Managing  Director.    Additionally,  the  Board  determined  that  Mr 
McFadzean retain a portion of awards made under the LTI plan. That amount ($337,548), in conjunction with the number of awards forfeited by 
Mr McFadzean ($370,692) and totalling $708,240, was recognised at 30 June 2021. Please also refer to the Performance Rights table on Page 
31, which forms part of the Directors’ Report for further information. 

Note 8:  Compensation includes consulting fees paid to Mr Griffin. Further details disclosed in Other Transactions with KMP and their Related 
Parties section, which forms part of the Directors’ Report. 

Note  9:  Mr  Pether  departed  the  Group  on  12  March  2021  and  was  contemporaneously  appointed  Chief  Executive  Officer  of  the  KMS  Joint 
Venture. 

ANNUAL REPORT 2021         28 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Short-term  

Post -
employment  

Long 
term  

Share based 
payments 

Salary & 
fees 

Cash 
bonus 

Non-
monetary2 

Superannuation 

2020 

$ 

$ 

$ 

$ 

Long 
service 
leave 

$ 

Options & 
rights1 

$ 

Total 

$ 

Non-Executive Directors 

J Richards 

I Macliver 

D Archer3 

W Burbury4 

B McQuitty5 

Senior Executives 

B McFadzean6 

B Griffin7 

M Di Silvio8 

S Pether9 

72,083 

68,334 

199,148 

49,063 

24,375 

379,616 

20,000 

321,091 

321,455 

1,455,165 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

8,327 

8,327 

10,536 

9,184 

3,428 

12,395 

770 

12,001 

12,001 

76,969 

6,966 

6,492 

13,320 

4,661 

2,316 

21,986 

- 

21,096 

21,003 

97,840 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

61,288 

148,664 

61,288 

144,441 

317,355 

540,359 

- 

- 

62,908 

30,119 

556,282 

970,279 

15,290 

36,060 

322,912 

677,100 

62,228 

416,687 

1,396,643 

3,026,617 

Note 1:  The fair value of the options is calculated at the date of grant using a Black-Scholes valuation model and allocated to each reporting 
period starting from grant date to vesting date. 

Note 2:  Non-monetary benefits include, where applicable, the cost to the Company of providing fringe benefits and the fringe benefits and the 
fringe benefits tax on those benefits and the attributable non-cash benefit applied by virtue of the Company’s Directors and Officer Liability policy.  

Note 3:  Mr Archer resigned as Technical Director on 29 February 2020 and was appointed Non-Executive Director thereafter.  $58,940 of salary 
and fees described above relates to the payment of accrued annual and long service leave entitlements.  In the 2019 financial year, Mr Archer 
entered into an agreement with the Company to defer a portion of his salary and superannuation.  Mr Archer has waived his right to repayment 
of all amounts deferred under the agreement.  

Note 4:  In the 2019 financial year, Mr Burbury entered into an agreement with the Company to defer a portion of his salary and superannuation.  
Mr Burbury has waived his right to repayment of all amounts deferred under the agreement.  

Note 5:  Mr McQuitty retired as Non-Executive Director on 19 November 2019. In the prior financial year, Mr McQuitty entered into an agreement 
with the Company to defer a portion of his salary and superannuation.  $10,950 of Mr McQuitty’s salary and superannuation described above 
relates to the repayment of deferred salary and superannuation under this agreement. 

Note  6:    During  the  2019  financial  year,  Mr  McFadzean  entered  into  an  agreement  with  the  Company  to  defer  a  portion  of  his  salary  and 
superannuation.    $95,813  of  Mr  McFadzean’s  salary  and  superannuation  described  above relates  to  the  repayment  of  deferred  salary  and 
superannuation under this agreement.  

Note 7:  Mr Griffin commenced as Commercial Director on 10 June 2020. 

Note  8:    During  the  2019  financial  year,  Mr  Di  Silvio  entered  into  an  agreement  with  the  Company  to  defer  a  portion  of  his  salary  and 
superannuation.    $82,125  of  Mr  Di  Silvio’s  salary  and  superannuation  described  above  relates  to  the  repayment  of  deferred  salary  and 
superannuation under this agreement. 

Note  9:    During  the  2019  financial  year,  Mr  Pether  entered  into  an  agreement  with  the  Company  to  defer  a  portion  of  his  salary  and 
superannuation.    $82,125  of  Mr  Pether’s  salary  and  superannuation  described  above  relates  to  the  repayment  of  deferred  salary  and 
superannuation under this agreement. 

ANNUAL REPORT 2021         29 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

The relative proportions of those elements of remuneration of key management personnel that are linked to performance: 

Fixed remuneration 

Remuneration linked to performance 

Non-Executive Directors 

J Richards 

I Macliver 

G Cowe 

D Archer1 

W Burbury1 

Senior Executives 

B McFadzean 

B Griffin 

M Di Silvio 

S Pether 

2021 

100% 

100% 

100% 

58% 

100% 

39% 

49% 

59% 

48% 

2020 

59% 

58% 

100% 

41% 

100% 

43% 

58% 

52% 

85% 

2021 

2020 

- 

- 

- 

42% 

- 

61% 

51% 

41% 

52% 

41% 

42% 

- 

59% 

- 

57% 

42% 

48% 

15% 

Note 1:  Both Mr Archer and Mr Burbury resigned on 12 March 2021. 

EQUITY INSTRUMENTS 

Share Options 

The table below outlines the movement of the options held by each KMP: 

2021 

Opening 
balance 

Non-Executive Directors 

J Richards 

I Macliver 

G Cowe 

D Archer1 

W Burbury1 

Senior Executives 

B McFadzean 

B Griffin 

M Di Silvio 

S Pether 

480,000 

480,000 

- 

550,000 

- 

- 

- 

500,000 

- 

2,010,000 

Granted 

Exercised 

Lapsed 

Closing 
balance 

Vested & 
exercisable 

Unvested 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

(550,000) 

- 

- 

- 

(500,000) 

- 

480,000 

480,000 

480,000 

480,000 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

(1,050,000) 

960,000 

960,000 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

Note 1:  Both Mr Archer and Mr Burbury resigned on 12 March 2021. 

ANNUAL REPORT 2021         30 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

Performance Rights 

The table below outlines the movement of the rights held by each KMP: 

Year 
granted 

Opening 
balance 

Granted  

Rights to deferred shares 

Closing 
balance 
(unvested) 

Value  
yet to 
vest 

Vested 

Forfeited/Lapsed 

2021 

Number 

Number 

Number 

% 

Number 

% 

Number 

$ 

Non-Executive Directors 

J Richards 

I Macliver 

G Cowe 

D Archer1 

W Burbury1 

- 

- 

- 

- 

- 

- 

2018 

1,066,189 

- 

- 

Senior Executives 

B McFadzean2 

2018 

2,060,701 

B Griffin 

M Di Silvio 

S Pether 

2020 

3,000,000 

2018 

1,097,547 

2017 

1,700,000 

8,924,437 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

426,476  40% 

639,713  174,645 

- 

- 

- 

- 

- 

- 

532,794  26% 

1,527,907  74% 

- 

- 

- 

- 

- 

- 

- 

- 

3,000,000  140,668 

439,019  40% 

658,528  179,781 

- 

- 

1,700,000 

26,013 

532,794 

2,393,402 

5,998,241  521,107 

Note 1:  Both Mr Archer and Mr Burbury resigned on 12 March 2021. 

Note  2:    Mr  McFadzean  stepped  down  from  the  Managing  Director  role  on  1  July  2021  and  subsequently  retired  from  his  position  as  Non-
Executive Director on 6 September 2021. 824,280 rights lapsed during the year due to performance conditions not being satisfied. A further 
703,627  rights  lapsed  upon  cessation  of  Mr  McFadzean’s  executive  employment  effective  1  July  2021.  The  Board  determined  that  Mr 
McFadzean retain 532,794 rights, vesting on 1 July 2021 and remaining unexercised as at that date. This was taken into account at 30 June 
2021. 

Shareholdings 

The table below outlines the relevant interest of each KMP in the share capital (held directly or indirectly of the Company): 

Opening  
balance 

Granted as 
remuneration 

Received on 
exercise of 
options / rights 

Other  
Changes1 

Closing  
balance 

2021 

Non-Executive Directors 

J Richards 

I Macliver 

G Cowe 

D Archer2 

W Burbury2 

- 

100,000 

- 

8,411,579 

8,255,483 

Senior Executives 

B McFadzean3 

1,716,445 

B Griffin 

M Di Silvio 

S Pether 

- 

641,854 

430,215 

19,555,576 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

200,000 

- 

- 

- 

100,000 

- 

8,411,579 

8,255,483 

1,716,445 

200,000 

641,854 

430,215 

200,000 

19,755,576 

Note 1: Include on-market purchases by KMP. 

Note 2:  Both Mr Archer and Mr Burbury resigned on 12 March 2021. 

Note  3:    Mr  McFadzean  stepped  down  from  the  Managing  Director  role  on  1  July  2021  and  subsequently  retired  from  his  position  as  Non-
Executive Director on 6 September 2021. In addition to cash benefits made in favour of Mr McFadzean, the Board determined that Mr McFadzean 
could  retain  a  portion  of  awards  totalling  532,794  performance  rights  and  the  balance  of  703,627  performance  rights  were  forfeited.  The 
adjustments were recognised at 30 June 2021 and disclosed in the Remuneration of Key Management Personnel table, which forms part of the 
Directors’ Report. The 532,794 performance rights vested in favour of Mr Bruce after the reporting date on 1 July 2021.   

ANNUAL REPORT 2021         31 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Report 

OTHER TRANSACTIONS WITH KMP AND THEIR RELATED PARTIES 

Farview  Solutions  Limited  (Farview)  provides  consultancy  services  to  the  Group.  Mr  Griffin  is  a  director  and  controlling 
shareholder of Farview and also serves as Executive Chair of Sheffield. The total amount paid to Farview during the year was 
$258,065 (2020: $20,000). The payment was disclosed in the Remuneration of Key Management Personnel table, which forms 
part of the Directors’ Report. 

Ozscot Trust (Ozscot) provides general consultancy services and workshop participation to the Group. Mr Cowe is a director of 
Ozscot and also serves as Non-Executive Director of Sheffield. The total amount paid to Ozscot during the year was $6,000 plus 
GST (2020: nil). The payment was disclosed in the Remuneration of Key Management Personnel table, which forms part of the 
Directors’ Report.  

LOANS TO KEY MANAGEMENT PERSONNEL 

No loans were granted to KMP during the year. 

END OF AUDITED REMUNERATION REPORT 

Signed in accordance with a resolution of the Directors.  

For and on behalf of the Directors 

Bruce Griffin 

Executive Chair 

Perth, Western Australia 

9 September 2021 

ANNUAL REPORT 2021         32 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
AUDITOR’S INDEPENDENCE DECLARATION 

As  lead  auditor  for  the  audit  of  the  financial  report  of  Sheffield  Resources  Limited  for  the  year 
ended 30 June 2021, I declare that to the best of my knowledge and belief, there have been no 
contraventions of: 

a) 

the  auditor  independence  requirements  of  the  Corporations  Act  2001  in  relation  to  the 
audit; and 

b) 

any applicable code of professional conduct in relation to the audit. 

Perth, Western Australia 
9 September 2021 

N G Neill 
Partner 

ANNUAL REPORT 2021         33 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Consolidated Financial Statements 

CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME  

For the year ended 30 June 2021 

Continuing operations 

Other income 

Gain on loss of control of subsidiary 

Share of joint venture loss 

Finance costs 

Other expenses  

Employee benefits expenses 

Share-based payments expenses 

Depreciation expenses 

Impairment exploration expenses 

Occupancy expenses 

Legal expenses 

Gain on disposal of assets 

Net profit / (loss) before income tax  

Income tax expense 

Profit / (Loss) after income tax  

Other comprehensive income / (loss) 

Other comprehensive income / (loss)  

Total comprehensive income / (loss), net of tax 

Note 

10 

7 

8 

21 

15 

16 

2021 

$’000 

2020 

$’000 

330 

271 

              43,987  

                        -   

(3,717) 

                        -   

(3,441) 

(3,100) 

(2,958) 

(1,027) 

(457) 

(401) 

(100) 

(20) 

(154) 

(2,098) 

(3,334) 

(1,460) 

(684) 

(887) 

(127) 

(48) 

                        -   

                   151  

        29,096  

(8,370) 

11 

           (1,088)   

                        -   

28,008 

(8,370) 

                        -   

                        -   

28,008  

(8,370) 

Earnings / (Loss) per share attributable to ordinary equity holders  

Basic earnings / (loss) per share (cents per share) 

Diluted earnings / (loss) per share (cents per share) 

23 

23 

8.19 

8.04 

(2.81) 

(2.81)  

The consolidated statement of profit or loss and other comprehensive income should be read in conjunction with the 
accompanying notes 

ANNUAL REPORT 2021         34 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
  
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Consolidated Financial Statements 

CONSOLIDATED STATEMENT OF FINANCIAL POSITION  

As at 30 June 2021 

Current assets 

Cash and cash equivalents 

Trade and other receivables 

Total current assets 

Non-current assets 

Investment in joint venture 

Other non-current assets 

Plant and equipment 

Right of use asset 

Mine development 

Exploration and evaluation assets 

Total non-current assets 

Total assets 

Current liabilities 

Trade and other payables 

Lease liabilities 

Provisions 

Total current liabilities 

Non-current liabilities 

Lease liabilities 

Provisions 

Deferred tax liabilities 

Total non-current liabilities 

Total liabilities 

Net assets 

Equity 

Issued capital 

Reserves 

Accumulated losses 

Total equity 

Note 

12 

13 

2021 

$’000 

2020 

$’000 

                6,519  

                7,083  

                   297  

                   500  

          6,816  

          7,583  

8 

14 

15 

15 

15 

16 

17 

18 

19 

18 

19 

11 

20 

21 

22 

           116,401  

                        -   

                        -   

                3,364  

                        -   

                3,719  

                        -   

                1,393  

                        -   

              64,979  

                6,648  

              10,137  

      123,049  

        83,592  

      129,865  

        91,175  

                   335  

                2,576  

                        -   

                      19  

                      55  

                   205  

             390  

          2,800  

                        -   

                1,492  

                        -   

                      63  

1,088 

1,088 

- 

          1,555  

1,478 

          4,355  

128,387 

        86,820  

           133,091  

           120,559  

              12,150  

              11,123  

(16,854) 

(44,862) 

128,387  

        86,820  

The consolidated statement of financial position should be read in conjunction with the accompanying notes 

ANNUAL REPORT 2021         35 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Consolidated Financial Statements 

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY  

For the year ended 30 June 2021 

Issued  
capital 

$’000 

Reserves 

Accumulated 
losses 

$’000 

$’000 

Total 

$’000 

Balance as at 1 July 2020 

             120,559  

               11,123  

(44,862) 

               86,820  

Comprehensive income / (loss) 

Profit for the year 

                          -   

                          -   

28,008 

28,008 

Other comprehensive income / (loss) 

                          -   

                          -   

                          -   

                          -   

Total comprehensive income 

- 

- 

28,008 

28,008 

Transactions with owners 

Shares issued  

Share issue costs 

               12,882  

                          -   

                          -   

               12,882  

(350) 

                          -   

                          -   

(350) 

Share-based payments 

                          -   

                 1,027  

                          -   

                 1,027  

Total transactions with owners 

12,532 

1,027 

- 

13,559 

Balance as at 30 June 2021 

       133,091  

         12,150  

(16,854) 

128,387  

Issued  
capital 

$’000 

Reserves 

Accumulated 
losses 

$’000 

$’000 

Total 

$’000 

Balance as at 1 July 2019 

               99,469  

                 9,663  

(36,492) 

               72,640  

Comprehensive income / (loss) 

Loss for the year 

Other comprehensive income / (loss) 

Total comprehensive loss 

Transactions with owners 

Shares issued  

Share issue costs 

Share-based payments 

 -  

- 

- 

               22,463  

(1,373) 

 -  

- 

- 

 -  

 -  

 -  

                 1,460  

Total transactions with owners 

21,090 

1,460 

(8,370) 

- 

(8,370) 

(8,370) 

- 

(8,370) 

 -  

 -  

 -  

- 

               22,463  

(1,373) 

                 1,460  

22,550 

Balance as at 30 June 2020 

       120,559  

         11,123  

(44,862) 

         86,820  

The consolidated statement of changes in equity should be read in conjunction with the accompanying notes 

ANNUAL REPORT 2021         36 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Consolidated Financial Statements 

CONSOLIDATED STATEMENT OF CASH FLOWS  

For the year ended 30 June 2021 

Cash flows from operating activities 

Receipts from customers 

Payments to suppliers and employees 

Interest received 

Interest paid 

Note 

2021 

$’000 

2020 

$’000 

- 

7 

(7,298) 

(4,384) 

41 

- 

74 

(154) 

Net cash used in operating activities 

12 

(7,257) 

 (4,457) 

Cash flows from investing activities 

Research and development tax refund 

Payments for exploration and evaluation expenditure 

Payments for plant and equipment 

Proceeds from disposal of assets 

Payments for development expenditure 

Net cash outflow on loss of control of subsidiary 

Release of / (Payments for) bonds 

Payments for lease liabilities 

Net cash used in investing activities 

Cash flows from financing activities 

Proceeds from issue of shares 

Payments for share issue costs 

Payments for lease liabilities 

Net cash from financing activities 

Net increase / (decrease) in cash and cash equivalents 

Cash and cash equivalents at the beginning of the year 

Cash and cash equivalents at the end of the period 

12 

- 

(795) 

(8) 

- 

(4,742) 

(323) 

41 

- 

(5,827) 

12,882 

(350) 

(12) 

12,520 

(564) 

7,083 

6,519 

670 

(1,349) 

- 

1,755 

 (5,403) 

- 

 (67) 

 (3,260) 

(7,654) 

18,000 

 (1,373) 

 (131) 

16,496 

4,385 

2,698 

7,083 

The consolidated statement of cash flows should be read in conjunction with the accompanying notes 

ANNUAL REPORT 2021         37 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS  

For the year ended 30 June 2021 

1.  CORPORATE INFORMATION 

The consolidated financial report for the year ended 30 June 2021 covers Sheffield Resources Limited (Sheffield, parent entity 
or the Company) and its controlled entities (collectively known as the Group or consolidated entity). The principal activities during 
the year were mineral sands exploration and development within Australia.   

Sheffield is a for-profit company limited by shares whose shares are publicly traded on the Australian Securities Exchange.  The 
Company and its controlled entities were incorporated and domiciled in Australia.  The registered office and principal place of 
business of the Company is Level 2, 41-47 Colin Street, West Perth, WA 6005. 

The consolidated financial report of Sheffield for the year ended 30 June 2021 was authorised for issue in accordance with a 
resolution of the Directors on 9 September 2021.   

2.  BASIS OF PREPARATION 

These  general  purpose  financial  statements  have  been  prepared  in  accordance  with  Australia  Accounting  Standards  and 
Interpretations issued by the Australia Accounting Standards Board (AASB) and the Corporations Act 2001.  The consolidated 
financial  statements  also  comply  with  International  Financial  Reporting  Standards  (IFRS)  as  issued  by  the  International 
Accounting Standards Board (IASB).  The financial statements have been prepared on a going concern basis.  

(a)  Functional and presentation currency 

Both the functional and presentation currency of Sheffield is Australian Dollars.  Each entity in the Group determines its own 
functional currency and items included in the financial statements of each entity are measured using that currency.  

(b)  Rounding of amounts 

The amounts contained in the financial report have been rounded to the nearest $1,000 (unless otherwise stated) pursuant to 
the option available to the Company under ASIC Class Order 2016/191.  The Company is an entity to which this class order 
applies.  

(c)  Historical cost convention 

These financial statements have been prepared under the historical cost convention and on an accruals basis, except for certain 
financial assets and liabilities which are required to be measured at fair value.  

(d)  Going concern 

The financial statements have been prepared on a going concern basis. The Group recorded a net profit after tax for the year 
ended 30 June 2021 of $28.0m (2020:  net loss after tax of 8.4m).  At 30 June 2021, the Group had $6.5m in cash and cash 
equivalents (2020:  $7.1m).  The Group’s net assets were $128.4m (2020:  $86.8m) and the net cash outflows from operating 
activities were $7.3m (2020: $4.5m). 

During the year, Sheffield and YGH Australia Investment Pty Ltd (Yansteel) entered into a binding joint venture agreement for the 
formation of a 50:50 Joint Venture to own and develop the Thunderbird project. As per the terms of the agreement, Yansteel 
subscribed for a 50% interest in Kimberly Mineral Sands Pty Ltd (KMS) and provided $130.1 million in project equity funding. 
Sheffield  had  owned  100%  of  high-grade  mineral  sands  Thunderbird  project,  located  in  north-west  Western  Australia.  The 
ownership of Thunderbird project was held by Sheffield through its 100% owned subsidiary KMS which included tenements and 
other assets associated with Thunderbird. 

In accordance with the terms of the agreement regarding the KMS Joint Venture, Sheffield recognised a contingent liability to 
fund any excess equity shortfall up to a maximum of $10m. The payment is not yet due and remains contingent upon KMS 
reaching a final investment decision in relation to the Thunderbird project.  

The Directors prepared a cash flow forecast for the next 12 month period reflecting the need for further funding in the event that 
a final investment decision was reached in relation to the Thunderbird project. Whilst the Directors are confident that funding 
requirements will be successfully covered, the timing and costs of any additional funding remains uncertain. Should the Company 
be unsuccessful in obtaining such funding, there is a material uncertainty which may cast significant doubt whether the Group 
will be able to continue as a going concern and therefore, whether it will realise its assets and extinguish its liabilities  in the 
normal course of business and at the amounts stated in the financial report.  

The Directors have discretion regarding the level and timing of expenditure to be incurred against forecast expenditure. Steps 
can be taken to contain operating and investment activities which may include a review of assets held to rationalise the number 
of tenements on hand which will assist in ensuring the Group’s ability to manage the timing of cash flows to meet committed 
obligations of the business as and when they fall due.  

ANNUAL REPORT 2021         38 

 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

3.  SIGNIFICANT ACCOUNTING ESTIMATES AND JUDGEMENTS 

The preparation of the Group’s consolidated financial statements requires management to make judgements, estimates and 
assumptions that affect the reporting amounts of assets and liabilities at the date of the consolidated financial statements, and 
the reported amounts of revenues and expenses during the reporting period.   

Estimates and assumptions are continuously evaluated and are based on management’s experience and other factors, including 
expectations of future events, which are believed to be reasonable under the circumstances.  However, actual outcomes would 
differ from these estimates if different assumptions were used, and different conditions existed.  

The Group has identified the following areas where significant judgements, estimates and assumptions are required, and where 
actual results were to differ, may materially affect the financial position or financial results reported in future periods.  

Share-based payments transactions 

The  Group  measures  the  cost  of  equity-settled  transactions  with  employees  by  reference  to  the  fair  value  of  the  equity 
instruments at the date at which they are granted.  The fair value is determined using a Black-Scholes model. 

Exploration and evaluation expenditure 

The future recoverability of capitalised exploration and evaluation expenditure is dependent on several factors, including whether 
the Group decides to exploit the related area of interest itself or, if not, whether it successfully recovers the related exploration 
and evaluation asset through sale.  

Factors which could impact the future recoverability include the level or reserves and resources, future technological changes 
which could impact the cost of mining, future legal changes (including changes to environmental obligations) and changes to 
commodity prices.  To the extent that capitalised exploration and evaluation expenditure is determined not to be recoverable in 
the future, this will reduce profits and net assets in the period in which this determination is made.  

In  addition,  exploration  and  evaluation  expenditure  is  capitalised  if  rights  to  tenure  of  the  area  of  interest  are  current  and 
activities  in  the  area  of  interest  have  not  yet  reached  a  stage  which  permits  a  reasonable  assessment  of  the  existence  or 
otherwise of economically recoverable reserves.  

Mine development  

The future recoverability of capitalised mine development expenditure is dependent on  several factors, including the level of 
proved  and  probable  reserves  and  measured,  indicated  and  inferred  mineral  resources,  future  technological  changes  which 
could  impact  the  cost  of  mining,  future  legal  changes  (including  changes  to  environmental  obligations)  and  changes  to 
commodity prices.  

To the extent that capitalised mine development expenditure is determined not to be recoverable in the future, this will reduce 
profits and net assets in the period in which this determination is made. 

Mineral resources and ore reserves 

The determination of reserves impacts the accounting asset carrying values, depreciation and amortisation rates, and provision 
for  decommissioning  and  restoration.    The  information  in  this  report  as  it  relates  to  ore  reserves,  mineral  resources  or 
mineralisation is reported in accordance with the AusIMM “Australasian Code for Reporting of Identified Mineral Resources and 
Ore Reserves 2012”.  The information has been prepared by or under supervision of competent persons as identified by the 
Code. 

There are numerous uncertainties inherent in estimating mineral resources and ore reserves and assumptions that are valid at 
the time of estimation may change significantly when new information becomes available.  Changes in the forecast prices of 
commodities, exchange rates, production costs or recovery rates may change the economic status of reserves and may ultimately 
result in the reserves being restated. 

4.  NEW AND REVISED ACCOUNTING STANDARDS AND INTERPRETATIONS 

The Group adopted all new or amended Accounting Standards and Interpretations issued by the Australian Accounting Standards 
Board that are relevant to its operations and are mandatory for the current financial reporting period beginning 1 July 2020.  Any 
new or amended Accounting Standards or Interpretations that are not yet mandatory have not been early adopted.  

The following Accounting Standards and Interpretations are most relevant to the Group: 

Conceptual Framework for Financial Reporting (Conceptual Framework) 

The  Group  adopted  the  Conceptual  Framework  from  1  July  2020.  The  Conceptual  Framework  contains  new  definitions  and 
recognition criteria as well as new guidance on measurement that affects several Accounting Standards, but it has not had a 
material impact on the Group’s financial statements.  

ANNUAL REPORT 2021         39 

 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

5.  SEGMENT REPORTING 

Operating segments are reported in a manner consistent with the internal reporting provided to the chief operating decision 
maker (CODM).  The CODM is responsible for allocating resources and assessing performance of the operating segments and 
has been identified as the Board.   

The Group’s operating segments are as follows: 

• 

• 

Sheffield project – Project consists of mineral sand exploration tenements located in Western Australia held by Sheffield 
Resources Limited. 

Thunderbird  project  –  Project  consists  of  mineral  sands  tenements  located  in  the  Canning  Basin  that  form  part  of  the 
potential  Thunderbird  mineral  sand  mining  operation  held  by  Thunderbird  Operations  Pty  Ltd,  subsidiary  of  Kimberley 
Mineral Sands Pty Ltd (KMS). The Company deconsolidated KMS Group during the year. On 12 March 2021, YGH Australia 
Investment  Pty  Ltd  entered  into  a  50:50  joint  venture  with  Sheffield  to  own  and  develop  the  Thunderbird  project.    The 
ownership of Thunderbird project was held by Sheffield through its 100% owned subsidiary KMS prior to the formation of 
the joint venture. Please refer to Notes 7 and 8. 

•  Other unallocated items – corporate expenses and share-based payments expenses are examples of items that are not 

allocated to operating segments as they are not considered part of the core operation of any segment.  

Current taxes and deferred taxes are not allocated to the segments as they are managed on a group basis.  

Sheffield project 

Thunderbird project 

$’000 

$’000 

2021 

Segment Reporting 

Other income 

Employee benefits expenses 

Corporate expenses 

Depreciation expenses 

Gain on loss of control of subsidiary 

-  

-  

-  

-  

-  

Impairment exploration expenses 

(408) 

Share-based payments expenses 

Share of joint venture loss 

Finance costs 

Segment profit / (loss) before tax 

Segment assets 

Segment liabilities 

Other disclosures 

Investment in joint venture 

Capital expenditure 

-  

-  

-  

(408) 

6,648  

-  

-  

250  

107  

-  

-  

(331) 

43,987 

7  

-  

(3,717)  

(3,441) 

36,612 

116,401 

-  

116,401   

4,617 

Other 

$’000 

223 

(2,958) 

(3,220) 

(126) 

- 

-  

(1,027) 

- 

- 

(7,108) 

6,816 

1,478 

Total 

$’000 

330 

(2,958) 

(3,220) 

(457) 

43,987  

(401) 

(1,027) 

(3,717) 

(3,441) 

29,096  

129,865  

1,478 

- 

-  

116,401  

4,867 

ANNUAL REPORT 2021         40 

 
 
 
 
 
 
 
 
 
 
 
 
  
  
  
  
 
  
  
  
  
  
  
  
  
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

2020 

Segment Reporting 

Other income 

Employees benefit expense 

Corporate expenses 

Depreciation expenses 

Gain on disposal of assets 

Impairment exploration expenses 

Share-based payments expenses 

Finance costs 

Segment loss before tax 

Segment assets 

Segment liabilities 

Other disclosure 

Capital expenditure 

Sheffield project 

Thunderbird project 

$’000 

$’000 

 -  

 -  

 -  

 -  

 -  

(120) 

 -  

 -  

(120) 

 6,806  

 -  

 -  

 -  

 -  

(496) 

 -  

(767) 

 -  

(119) 

(1,382) 

 78,651  

 3,171  

Other 

$’000 

271 

(3,334) 

(2,273) 

(188) 

 151  

 -  

(1,460) 

 (35)  

(6,868) 

 5,718  

 1,184  

Total 

$’000 

271 

(3,334) 

(2,273) 

(684) 

 151  

(887) 

(1,460) 

(154) 

(8,370) 

 91,175  

 4,355  

323 

14,508 

- 

14,831 

6.  FINANCIAL RISK MANAGEMENT  

The Group manages its capital to ensure that entities in the Group will be able to continue as a going concern while maximising 
the return to stakeholders through the optimisation of the debt and equity balance.  The Group does not enter into or trade 
financial instruments, including derivative financial instruments, for speculative purposes. 

The Group have exposure to the following risks from their use of financial instruments: 

• 

• 

• 

Interest rate risk; 

Credit risk; and 

Liquidity risk 

Risk management 

The Group’s principal financial instruments comprise of cash, receivables and payables. The Group monitors and manages its 
exposure to key financial risks in accordance with the Group’s financial management policy.  

Interest rate risk management 

The Group is exposed to interest rate risk as the Group holds cash and interest-bearing lease liabilities at both fixed and floating 
interest rates.  The Group constantly analyses its interest rate exposure. The Group’s exposure to interest rate risk is limited to 
the amount of interest income it can potentially earn on surplus cash deposits and the discount rate used to determine the 
present value of lease payments for interest bearing lease liabilities. 

ANNUAL REPORT 2021         41 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Credit risk management 

Credit risk refers to the risk that a counterparty will default on its contractual obligations resulting in financial loss to the Group.  
The  Group  has  adopted  a  policy  of  only  dealing  with  creditworthy  counterparties  and  obtaining  sufficient  collateral  where 
appropriate, as a means of mitigating the risk of financial loss from defaults.  The Group’s exposure and the credit ratings of its 
counterparties  are  continuously  monitored,  and  the  aggregate  value  of  transactions  concluded  is  spread  amongst  approved 
counterparties.  Credit exposure is controlled by counterparty limits that are reviewed and approved by the Directors periodically.   

The carrying amount of financial assets recorded in the financial statements, net of any allowance for losses, represents the 
Group’s maximum exposure to credit risk without taking account of the value of any collateral obtained.  

Liquidity risk management 

Ultimate  responsibility  for  liquidity  risk  management  rests  with  the  Directors,  who  have  built  an  appropriate  liquidity  risk 
management framework for the management of the Group’s short, medium and long-term funding and liquidity management 
requirements.    The  Group manages  liquidity  risk  by  maintaining  adequate reserves,  banking  facilities  and  reserve  borrowing 
facilities by continuously monitoring forecast and actual cash flows and matching the maturity profiles of financial assets and 
liabilities.   

The Group financial instruments are as follows: 

Floating 
interest 
rate 

< 1 year 

1 to 5 
years 

> 5 
years 

Non-
interest 
bearing 

Total 

Weighted average 
interest rate 

$’000 

$’000 

$’000 

$’000 

$’000 

$’000 

Fixed    

Floating  

2021 

Financial assets 

Cash and cash equivalents 

5,619 

Trade and other receivables 

Total financial assets 

- 

5,619 

Financial liabilities 

Trade and other payables 

Total financial liabilities 

- 

- 

- 

51 

51 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

900 

246 

6,519 

297 

0.23% 

0.23% 

1,146 

6,816 

335 

335 

335 

335 

- 

0.22% 

- 

- 

Floating 
interest 
rate 

< 1 year 

1 to 5 
years 

> 5 
years 

Non-
interest 
bearing 

Total 

Weighted average 
interest rate 

$’000 

$’000 

$’000 

$’000 

$’000 

$’000 

Fixed 

Floating 

2020 

Financial assets 

Cash and cash equivalents 

863 

4,000 

Trade and other receivables 

- 

180 

Total financial assets 

863 

4,180 

Financial liabilities 

Trade and other payables 

Lease liabilities 

Total financial liabilities 

- 

- 

- 

- 

19 

19 

- 

- 

- 

- 

- 

- 

- 

- 

154 

154 

1,338 

1,338 

2,220 

7,083 

0.67% 

0.40% 

320 

500 

0.67% 

2,540 

7,583 

2,576 

2,576 

- 

- 

1,511 

7.90% 

2,576 

4,087 

- 

- 

- 

ANNUAL REPORT 2021         42 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

The Group’s expected contractual outflows and maturities of financial liabilities, including estimated interest payments, are as 
follows: 

2021 

Financial liabilities 

Trade and other payables 

Current liabilities 

Non-current liabilities 

< 6 months 

6 to 12 months 

1 to 5 years 

$’000 

$’000 

$’000 

> 5 years 

$’000 

335 

335 

- 

- 

- 

- 

- 

- 

2020 

Financial liabilities 

Trade and other payables 

Lease liabilities 

Current 

Non-Current 

< 6 months 

6 to 12 months 

1 to 5 years 

$’000 

2,551 

68 

2,619 

$’000 

$’000 

- 

69 

69 

- 

727 

727 

> 5 years 

$’000 

- 

2,253 

2,253 

7.  LIST OF SUBSIDIARIES AND OTHER ENTITIES 

Subsidiaries are entities over which the Group has control.  The Group controls an entity when the Group is exposed to, or has 
rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power to 
direct the activities of the entity. Subsidiaries are consolidated from the date on which control is transferred to the Group.  They 
are deconsolidated from the date that control ceases. 

Sheffield Resources Limited 

Moora Talc Pty Ltd 

Ironbridge Resources Pty Ltd 

Sheffield Exploration (WA) Pty Ltd 

Kimberley Minerals Sands Pty Ltd (formerly Thunderbird Finance Pty Ltd) 

Kimberley Minerals Sands Pty Ltd Group 

Thunderbird Operations Pty Ltd 

Thunderbird Infraco Holdings Pty Ltd 

Thunderbird Infraco Pty Ltd 

Country of 
incorporation 

Ownership interest % 

2021 

2020 

Australia 
Australia 

Australia 

Australia 

Australia 

Australia 

Australia 

100% 

100% 

100% 

50% 

50% 

50% 

50% 

100% 

100% 

100% 

100% 

100% 

100% 

100% 

The Company deconsolidated Kimberley Mineral Sands Pty Ltd (KMS) and its subsidiaries during the year. On 12 March 2021, 
YGH Australia Investment Pty Ltd entered into a 50:50 joint venture with Sheffield to own and develop the Thunderbird project.  
The ownership of Thunderbird project was held by Sheffield through its 100% owned subsidiary KMS prior to the formation of 
the joint venture. Please refer to Note 8. 

ANNUAL REPORT 2021         43 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Reconciliation of the gain on loss of control of subsidiary, KMS at 12 March 2021 is as follows: 

Kimberley Mineral Sands Pty Ltd Group - deconsolidation 

Recognition of investment in Kimberley Minerals Sands Pty Ltd joint venture 

Derecognition of subsidiary assets 

Derecognition of subsidiary liabilities 

Gain on loss of control of subsidiary in statement of profit or loss 

2021 

$’000 

120,118 

(78,399) 

2,268 

43,987 

2020 

$’000 

- 

- 

- 

- 

8. 

INTEREST IN A JOINT VENTURE 

A joint venture is a type of joint arrangement whereby the parties that have joint control of the arrangement have rights to the 
net assets of the joint venture. Joint control is the contractually agreed sharing of control of an arrangement, which exist only 
when the decisions about relevant activities require the unanimous consent of the parties sharing control.  

The considerations made in determining significant influence or joint control are similar to those necessary to determine control 
over subsidiaries. The Group’s investment in its joint venture is accounted for using the equity method. Under the equity method, 
the investment in a joint venture is initially recognised at cost. The carrying amount of the investment is adjusted to recognise 
changes in the Group’s share of net assets of the joint venture since the acquisition date.  

The statement of profit or loss reflects the Group’s share of the results of operations of the joint venture. The aggregate of the 
Group’s share of profit or loss of a joint venture is shown on the face of the statement of profit or loss outside operating profit 
and represents profit or loss after tax.  

Kimberley Mineral Sands Pty Ltd Joint Venture 

On 6 January 2021, Sheffield and YGH Australia Investment Pty Ltd (Yansteel) entered into a binding joint venture agreement 
for  the formation of  a 50:50  Joint  Venture  to  own  and  develop  the Thunderbird  project.  As  per  the terms  of  the agreement, 
Yansteel subscribed for a 50% interest in Kimberley Mineral Sands Pty Ltd (KMS) and provided $130.1 million in project equity 
funding. Sheffield had owned 100% of high-grade mineral sands Thunderbird project, located in north-west Western Australia. 
The ownership of Thunderbird project was held by Sheffield through its 100% owned subsidiary KMS which included tenements 
and other assets associated with Thunderbird. 

KMS became jointly owned by Sheffield and Yansteel as at 12 March 2021 following completion of the joint venture transaction.  
Since that date, Sheffield’s interest in KMS is accounted for using the equity method in the consolidated financial statements.  

ANNUAL REPORT 2021         44 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Summarised consolidated statement of profit or loss and other comprehensive income of KMS for the year ended 30 June 2021 
is as follows: 

Kimberley Mineral Sands Pty Ltd Joint Venture – continuing operations 

Other income 

Expenses 

Loss before income tax  

Income tax expense 

Loss after income tax  

Other comprehensive income / (loss) 

Total comprehensive loss, net of tax 

Reconciliation of loss after income tax – continuing operations 

KMS reported loss before deconsolidation (1 July 2020 to 11 March 2021) 1 

KMS joint venture loss (12 March 2021 to 30 June 2021) 

Loss after income tax  

2021 

$’000 

140 

(4,053) 

(3,913) 

(7,074) 

(10,987) 

- 

(10,987) 

(3,553) 

(7,434) 

(10,987) 

Reconciliation of share of joint venture loss – continuing operations 

Sheffield’s share of KMS joint venture loss – 50% (12 March 2021 to 30 June 2021) 

(3,717) 

2020 

$’000 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

Note 1:  KMS’ financial results before formation of the joint venture on 12 March 2021 were consolidated into the Group’s statement of profit 
or loss. Following the formation of the joint venture, the Group is only entitled to 50% of the loss for the remaining period 12 March 2021 to 30 
June 2021 being 50% of $7.4m. 

ANNUAL REPORT 2021         45 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Summarised consolidated statement of financial position of KMS as at 30 June 2021 is as follows: 

Kimberley Mineral Sands Pty Ltd Joint Venture 

2021 

$’000 

2020 

$’000 

Assets 

Current assets 

Non-current assets 

Total assets 

Liabilities 

Current liabilities 

Non-current liabilities 

Total liabilities 

Net assets 

Reconciliation of carrying amount in joint venture investment 

Opening balance of share of joint venture investment 

Less contingent liabilities (Note 27) 

Carrying amount of joint venture investment as at 12 March 2021 

Sheffield’s share of KMS joint venture loss – 50% (12 March 2021 to 30 June 2021) 

Closing carrying amount of joint venture investment as at 30 June 2021 

128,589 

81,753 

210,342 

1,983 

9,142 

11,125 

199,217 

130,118 

(10,000) 

120,118 

(3,717) 

116,401 

- 

- 

- 

- 

- 

- 

- 

- 

- 

KMS is governed by a four-person Board of Directors with Sheffield and Yansteel each nominating, and being represented by, 
two directors. Key decisions require unanimous approval of both shareholders.   

KMS had no other contingent liabilities as at 30 June 2021, except for exploration and capital commitments, for which the Group 
has a corresponding commitment as disclosed in Note 26.  

9.  REMUNERATION OF AUDITORS 

The auditor of Sheffield is HLB Mann Judd. 

HLB Mann Judd 

Amounts received or receivable for audit or review of the financial report of the entity 

49,425 

57,125 

2021 

$ 

2020 

$ 

ANNUAL REPORT 2021         46 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

10.  OTHER INCOME 

Other income is recognised when the amount can be reliably measured and control of the right to receive income is passed to 
the Group.  

The Group’s other income is as follows: 

Other income 

Government incentives 

Interest income 

11.  INCOME TAX 

2021 

$’000 

215 

74 

41 

330 

2020 

$’000 

196 

- 

75 

271 

The income tax expense or benefit is the tax payable on the current period’s taxable income based on the applicable income tax 
rate for each jurisdiction adjusted by changes in deferred tax assets and liabilities attributable to temporary difference and to 
unused tax losses.  

The  carrying  amount  of  deferred  tax  assets  is  reviewed  at  each  balance  date  and  reduced  to  the  extent  that  it  is  no  longer 
probable  that  sufficient  taxable  profit  will  be  available  to  allow  all  or  part  of  the  deferred  income  tax  asset  to  be  utilised.  
Unrecognised deferred income tax assets are reassessed at each balance date and are  recognised to the extent that it has 
become probable that future taxable profit will allow the deferred tax asset to be recovered. 

Deferred tax assets and liabilities are measured at the tax rates that are expected to apply to the year when the asset is realised 
or the liability is settled, based on tax rates (and tax laws) that have been enacted or substantively enacted at the balance date. 
Income taxes relating to items recognised directly in equity are recognised in equity and not in profit or loss. Income taxes relating 
to items recognised directly in equity are recognised in equity and not in profit or loss. 

Deferred tax assets and deferred tax liabilities are offset only if a legally enforceable right exists to set off current tax assets 
against current tax liabilities and the deferred tax assets and liabilities relate to the same taxable entity and the same taxation 
authority. 

The deductible temporary difference and tax losses do not expire under current tax legislation.  Deferred tax is provided on all 
temporary differences at the balance date between the tax bases of assets and liabilities and their carrying amounts for financial 
reporting purposes.   

Deferred tax liabilities 

Deferred tax liabilities are recognised for all taxable temporary differences except: 

•  when the deferred tax liability arises from initial recognition of an asset or liability in a transaction that is not a business 
combination and that, at the time of the transaction, affects neither the accounting profit nor taxable profit or loss; or 

•  when the taxable temporary difference is associated with investments in subsidiaries or interests in joint ventures, and the 
timing of the reversal of the temporary difference can be controlled and it is probable that the temporary difference will not 
reverse in the foreseeable future. 

Deferred tax assets  

Deferred tax assets are recognised for all deductible temporary differences, carry-forward of unused tax assets and unused tax 
losses, to the extent that it is probable that taxable profit will be available against which the deductible temporary differences 
and the carry-forward of unused tax credits and unused tax losses can be utilised, except: 

•  when the deferred income tax asset relating to the deductible temporary difference arises from the initial recognition of an 
asset or liability in a transaction that is not a business combination and, at the time of the transaction, affects neither the 
accounting profit nor taxable profit or loss; or 

•  when the deductible temporary difference is associated with investments in subsidiaries or interests in joint ventures, in 
which case a deferred tax asset is only recognised to the extent that it is probable that the temporary difference will reverse 
in the foreseeable future and taxable profit will be available against which the temporary difference can be utilised. 

ANNUAL REPORT 2021         47 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Tax consolidation 

Sheffield Resources Limited and its wholly-owned Australian controlled entities implemented the tax consolidation legislation.  
These entities are taxed as a single entity and the deferred tax assets and liabilities of these entities are set off in the consolidated 
financial statements. The current and deferred tax are recognised in the statement of profit or loss. 

Reconciliation of income tax expense to prima facie tax is as follows: 

2021 

$’000 

2020 

$’000 

Profit / (loss) before income tax 

29,096 

 (8,370) 

Prima facie tax calculated at 26% (2020:  27.5%) 

7,565 

 (2,302) 

Adjusted for the tax effect of: 

Non-deductible share-based payments 

Share of joint venture loss 

Accruals 

Other non-assessable income 

Other non-deductible expenses 

Other deductible items 

Share issue costs 

Immediate deduction for exploration and evaluation expenditure 

Unrecognised tax losses 

Income tax expense reported in the statement of profit or loss 

Reconciliation of recognised deferred tax balances is as follows: 

Recognised deferred tax  

Exploration and evaluation expenditure 

Mine development expenditure 

Trade and other receivables 

Plant and equipment 

Capitalised business expenditure 

Other timing differences 

 254  

 966  

 62  

(11,437) 

 878  

(3) 

(376) 

(100) 

1,103 

(1,088) 

2021 

$’000 

(1,728) 

 -   

(20) 

 7  

 569  

84 

Net deferred tax assets / (liabilities) reported in the statement of financial position 

(1,088) 

 687  

 -   

(1) 

 -   

 759  

(1,306) 

(408) 

(380) 

 2,951  

- 

2020 

$’000 

- 

- 

- 

- 

- 

- 

- 

ANNUAL REPORT 2021         48 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Reconciliation of unrecognised deferred tax balances is as follows: 

Unrecognised deferred tax 

Exploration and evaluation expenditure 

Mine development expenditure 

Joint venture investment 

Carried forward tax losses 

Other timing differences 

Unrecognised deferred tax assets / (liabilities) 

20212 

$’000 

- 

- 

(27,225) 

21,841 

- 

(5,384) 

20201 

$’000 

(2,636) 

(6,801) 

- 

- 

19,696 

10,259 

Note 1: Deferred tax assets of $10.3m are not recognised because it is not probable that future taxable profit will be available against which the 
Company can utilise the benefits. 

Note 2: Deferred tax liabilities of $5.4m are not recognised as the balance is associated with the interest in the joint venture, the timing of the 
reversal of the temporary difference can be controlled and it is probable that it will not be reversed in the foreseeable future. 

12.  CASH AND CASH EQUIVALENTS 

Cash  comprises  of  cash  at  bank  and  in  hand.    Cash  equivalents  are  short  term,  highly  liquid  investments  that  are  readily 
convertible to known amounts of cash. Cash at bank earns interest at floating rates based on daily bank deposit rates.  

Short-term deposits are made for varying periods of up to three months, depending on the immediate cash requirements of the 
Group, and earn interest at the respective short-term deposit rates.  

For  the  purposes  of  the  statement  of  cash  flows,  cash  and  cash  equivalents  consist  of  cash  and  cash  equivalents,  net  of 
outstanding bank overdrafts. 

The Group’s cash and cash equivalents are as follows: 

Current assets 

Cash at bank and on hand 

Short-term deposits 

2021 

$’000 

6,519 

- 

6,519 

2020 

$’000 

3,083 

4,000 

7,083 

ANNUAL REPORT 2021         49 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Reconciliation of cash used in operating activities is as follows: 

Profit / (Loss) after income tax 

28,008 

(8,370) 

2021 

$’000 

2020 

$’000 

Adjustments for non-cash items 

Income tax expense 

Depreciation expenses 

Share-based payments expenses 

Impairment exploration expenses 

Gain on disposal of assets 

Gain on loss of control of subsidiary1 

Share of joint venture loss 

Discontinued borrowing costs and fees 

Other 

Changes in assets and liabilities 

(Increase) / Decrease in trade and other receivables 

Increase / (Decrease) in trade and other payables 

Increase / (Decrease) in provisions 

Net cash (used in) operating activities 

1,088 

457  

 1,027  

 401  

 -   

(43,987) 

3,717 

3,364 

- 

 684  

 2,843  

 887  

(151) 

 -   

 -   

 -   

-  

(203)   

203 

(1,322) 

(213) 

(7,257) 

 17  

 34  

(198) 

(4,457) 

Note 1:  The Company deconsolidated its subsidiary, Kimberley Mineral Sands Pty Ltd during the year. Please refer to Notes 7 and 8.   

13.  TRADE AND OTHER RECEIVABLES 

Trade receivables are measured on initial recognition at fair value and are subsequently measured at amortised cost using the 
effective interest rate method, less any allowance for impairment.  Trade receivables are generally due for settlement within 30 
days. 

Impairment of trade receivables is continually reviewed and those that are considered uncollectable are written off by reducing 
the carrying amount directly.  An allowance account is used when there is objective evidence that the Group will not be able to 
collect all amounts due according to the original contractual terms.  

The Group’s trade and other receivables are as follows: 

Current assets 

Trade and other receivables 

Bank guarantees – office lease and credit card facilities 

2021 

$’000 

246 

51 

297 

2020 

$’000 

320 

180 

500 

ANNUAL REPORT 2021         50 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

14.  OTHER NON-CURRENT ASSETS 

The Group’s non-current assets are as follows: 

Non-current assets 

Transaction costs1 

2021 

$’000 

- 

- 

2020 

$’000 

3,364 

3,364 

Note 1:  The Company deconsolidated its subsidiary, Kimberley Mineral Sands Pty Ltd during the year.  The transaction costs were related to the 
establishment of the loan facilities negotiated for the Thunderbird project. The loan facilities were terminated in March 2021.  Please refer to 
Notes 7 and 8. 

15.  PLANT AND EQUIPMENT, RIGHT OF USE ASSETS & MINE DEVELOPMENT 

Plant and equipment 

Plant  and  equipment  is  stated  at  historical  cost  less  accumulated  depreciation  and  any  accumulated  impairment  losses.  
Historical cost includes expenditure that is directly attributable to the acquisition of the items. 

Subsequent costs are included in the asset’s carrying amount or recognised as a separate asset, as appropriate, only when it is 
probable that future economic benefits associated with the item will flow to the group and the cost of the item can be measured 
reliably.  The carrying amount of any component accounted for as a separate asset is derecognized when replaced.  All other 
repairs and maintenance are charged to profit or loss during the reporting period in which they are incurred. 

The carrying values of plant and equipment are reviewed for impairment at each balance date, with recoverable amount being 
estimated when events or changes in circumstances indicate that the carrying value may be impaired. 

An item of plant and equipment is derecognised upon disposal or when no further future economic benefits are expected from 
its use or disposal. Any gain or loss arising on derecognition of the asset (calculated as the difference between the net disposal 
proceeds and the carrying amount of the asset) is included in profit or loss in the year the asset is derecognised. 

Depreciation is calculated on a straight-line basis over the estimated useful life of the assets as follows: 

• 

Buildings – 10 years 

•  Motor Vehicles – 4 years 

• 

Plant and equipment – 2 to 10 years 

Right of use assets 

The right of use asset is initially measured at cost, which comprises the initial amount of the lease liability adjusted for any lease 
payments made at or before the commencement date. The right of use asset is subsequently depreciated using the straight-line 
method from the commencement date to the earlier of the end of the useful life of the right of use asset or the end of the lease 
term.  

Mine development 

Mine  development  costs  are  accumulated  when  economically  recoverable  reserves  have  been  identified  and  a  decision  to 
develop has occurred.  This expenditure includes all capitalised exploration and evaluation expenditure in respect of the area of 
interest, direct costs of construction, overheads and where applicable borrowing costs capitalised during construction.  Once 
mining of the area can commence, the aggregated capitalised costs are classified under non-current assets as an appropriate 
class of property, plant and equipment. 

The Group assesses at each balance date whether there is an indication that an asset may be impaired.  If any such indication 
exists, or when annual impairment testing for an asset is required, the Group makes an estimate of the asset’s recoverable 
amount.  

An assessment is also made at each balance date as to whether there is any indication that previously recognised impairment 
losses may no longer exist or may have decreased.  If such indication exists, the recoverable amount is estimated.  A previously 
recognised  impairment  loss  is  reversed  only  if  there  has  been  a  change  in  the  estimates  used  to  determine  the  asset’s 
recoverable amount since the last impairment loss was recognised.   

The recoverable amount which makes up these development costs was estimated on the present value of the future cash flows 
expected to be derived from the Project, using a pre-tax discount rate of 10%.  The recoverable amount of the Thunderbird project 
was estimated to be higher than the carrying amount and no impairment was required.  

ANNUAL REPORT 2021         51 

 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

The Group’s non-current assets are as follows: 

2021 

Non-current assets 

Carrying amount – at cost 

Accumulated depreciation 

Reconciliation 

Opening balance at the beginning of the year 

Additions 

Derecognition of assets – deconsolidation1 

Depreciation expenses 

163 

(163) 

- 

3,719  

8 

(3,316) 

(411) 

-  

Plant & 
equipment 

Right of use 
assets 

Mine 
development 

$’000 

$’000 

$’000 

- 

- 

- 

- 

- 

- 

1,393  

- 

64,979  

4,072  

70,091  

4,080 

(1,347) 

(69,051) 

(73,714) 

(46) 

-  

-  

-  

(457) 

-  

Note 1:  The Company deconsolidated its subsidiary, Kimberley Mineral Sands Pty Ltd during the year. Please refer to Notes 7 and 8.   

2020 

Non-current assets 

Carrying amount – at cost 

Accumulated depreciation 

Reconciliation 

Plant & 
equipment 

Right of use 
assets 

Mine 
development 

$’000 

$’000 

$’000 

4,891 

(1,172) 

3,719 

1,544 

(151) 

1,393 

64,979 

- 

64,979 

53,952 

9,971 

3,331 

- 

(670) 

(1,605) 

- 

64,979 

Opening balance at the beginning of the year 

4,232 

2,058 

Additions 

Transfers between asset classes1 

Derecognition of right of use asset2 

Capitalisation of research & development grant 

Disposal of assets 

Depreciation expenses 

- 

- 

- 

- 

(38) 

(475) 

3,719 

- 

- 

(456) 

- 

- 

(209) 

1,393 

Note 1:  The Group transferred $3.3m in relation to commitment fees paid on the undrawn US$175m Taurus Mining Fund Facility.   

Note 2:  The lease for the corporate office lease reached the expiry date for the initial term.  The Group elected not to renew for the option term 
of a further 3 years.  The Group renegotiated the lease for a fixed term 6 months, then monthly by agreement with the lessor.   

ANNUAL REPORT 2021         52 

Total 

$’000 

163 

(163) 

- 

Total 

$’000 

71,414 

(1,323) 

70,091 

60,242 

9,971 

3,331 

(456) 

(670) 

(1,643) 

(684) 

70,091 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

16.  EXPLORATION AND EVALUATION ASSETS 

Exploration and evaluation assets are initially measured at cost and include acquisition of rights to explore, studies, exploratory 
drilling,  trenching  and  sampling  and  associated  activities  and  an  allocation of  depreciation  and  amortised  of  assets  used  in 
exploration and evaluation activities.  General and administrative costs are only included in the measurement of exploration and 
evaluation costs where they are related directly to operational activities in a particular area of interest. 

The recoupment of costs carried forward in relation to areas of interest in the exploration and evaluation phases is dependent 
on  the  successful  development  and  commercial  exploitation  or  sale  of  the  respective  areas.  Exploration  and  evaluation 
expenditures in relation to each separate area of interest are recognised as an exploration and evaluation asset in the year in 
which they are incurred where the following conditions are satisfied: 

• 

• 

the rights to tenure of the area of interest are current; and 

at least one of the following conditions is also met: 

- 

- 

the  exploration  and  evaluation  expenditures  are  expected  to  be  recouped  through  successful  development  and 
exploitation of the area of interest, or alternatively, by its sale; or 

exploration  and  evaluation  activities  in  the  area  of  interest  have  not  at  the  balance  date  reached  a  stage  which 
permits a reasonable assessment of the existence or otherwise of economically recoverable reserves, and active and 
significant operations in, or in relation to, the area of interest are continuing. 

Exploration and evaluation assets are assessed for impairment when facts and circumstances suggest that the carrying amount 
of an exploration and evaluation asset may exceed its recoverable amount.  The recoverable amount of the exploration and 
evaluation asset is estimated to determine the extent of the impairment loss, if any.   

Where an impairment loss subsequently reverses, the carrying amount of the asset is increased to the revised estimate of its 
recoverable amount, but only to the extent that the increased carrying amount does not exceed the carrying amount that would 
have been determined had no impairment loss been recognised for the asset in previous years. 

The Group’s exploration and evaluation assets are as follows: 

Non-current assets 

Exploration and evaluation assets – at cost 

Expenditure incurred 

Derecognition of assets – deconsolidation1 

Impairment of exploration expenditure2 

2021 

$’000 

10,137 

788 

(3,876) 

(401) 

6,648 

2020 

$’000 

9,641 

1,383 

- 

 (887) 

10,137 

Note 1:  The Company deconsolidated its subsidiary, Kimberley Mineral Sands Pty Ltd during the year. Please refer to Notes 7 and 8.   

Note 2: The exploration and evaluation expenditure were not considered to have further commercial value at reporting date. 

17.  TRADE AND OTHER PAYABLES 

Trade and other payables represent liabilities for goods and services provided to the Group prior to the year end and which are 
unpaid.  These amounts are unsecured and have 30 to 60-day payment terms.   

The Group’s trade and other payables are as follows: 

Current liabilities 

Trade payables 

Other payables 

2021 

$’000 

17 

318 

335 

2020 

$’000 

1,584 

992 

2,576 

ANNUAL REPORT 2021         53 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

18.  LEASE LIABILITIES  

A lease liability is initially measured at the present value of the remaining lease payments, discounted using the interest rate 
implicit in the lease or, if that rate cannot be readily determined, the Group’s incremental borrowing rate. The lease liability is 
measured at amortised cost using the effective interest method.  

The Group’s lease liabilities are as follows: 

Current liabilities 

Lease liabilities1 

Non-current liabilities 

Lease liabilities1 

2021 

$’000 

- 

- 

- 

2020 

$’000 

19 

1,492 

1,511 

Note 1:  The Company deconsolidated its subsidiary, Kimberley Mineral Sands Pty Ltd during the year. Please refer to Notes 7 and 8.   

19.  PROVISIONS 

Provisions are measured at the present value of management’s best estimate of the expenditure required to settle the present 
obligation at the reporting date.  The discount rate used to determine the present value reflects current market assessments of 
the  time  value  of  money  and  the  risks  specific  to  the  liability.    The  increase  in  the  provision  due  to  the  passage  of  time  is 
recognised as an expense.  

Employee benefits 

Short term obligations 

Liabilities accruing to employees in respect of wages and salaries, annual leave, long service leave and sick leave expected to 
be settled within 12 months of the balance date are recognised as current liabilities in respect of employees’ services up to the 
balance  date.    They  are  measured  at  the  amounts  expected  to  be  paid  when  the  liabilities  are  settled.    Liabilities  for  non-
accumulated sick leave are recognised when the leave is taken and are measured at the rates paid or payable.  

Long term obligations  

Liabilities accruing to employees in respect of wages and salaries, annual leave, long service leave and sick leave not expected 
to be settled within 12 months of the balance date are recognised in non-current liabilities in respect of employees’ services up 
to the balance date.  They are measured as the present value of the estimated future outflows to be made by the Group.  

Provision for rehabilitation 

Rehabilitation costs are recognised in full at present value as a non-current liability. An equivalent amount is capitalised as part 
of the cost of the asset when an obligation arises to decommission or restore a site to a certain condition as a result of bringing 
the assets to its present location.  

Any changes in the estimates for the costs or other assumptions against the cost of relevant assets are accounted for on a 
prospective  basis.  In  determining  the  costs  of  site  restoration  there  is  uncertainty  regarding  the  nature  and  extent  of  the 
restoration due to community expectations and future legislation. 

The Group’s provisions are as follows: 

Current liabilities 

Provision for employee benefits 

Non-current liabilities 

Provision for rehabilitation1 

2021 

$’000 

55 

- 

55 

2020 

$’000 

205 

63 

268 

Note 1:  The Company deconsolidated its subsidiary, Kimberley Mineral Sands Pty Ltd during the year. Please refer to Notes 7 and 8.   

ANNUAL REPORT 2021         54 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

20.  ISSUED CAPITAL 

Ordinary  shares  are  classified  as  equity.    Costs  attributable  to  the  issue  of  new  shares  or  options  are  shown  in  equity  as  a 
deduction, net of tax.  

Ordinary shares entitle the holder to participate in dividends and the proceeds on winding up of the company in proportion to the 
number of and amounts paid on the shares held. Ordinary shares entitle their holder to one vote, either in person or by proxy, at 
a meeting of the Company. 

Reconciliation of movements in issued capital is as follows: 

2021 

2020 

Number 

$’000 

Number 

$’000 

Equity 

Opening balance at the beginning of the year 

311,795,340 

120,559 

260,555,374 

Issue of fully paid ordinary shares1 

Issued pursuant to a Facility Agreement2 

Issued pursuant to an Agreement3 

- 

- 

- 

Issued of fully paid ordinary shares4 

34,259,421 

Share issue costs 

- 

- 

- 

- 

46,153,846 

2,250,000 

2,836,120 

12,882 

(350) 

- 

- 

346,054,761 

133,091 

311,795,340 

99,469 

18,000 

1,463 

3,000 

- 

(1,373) 

120,559 

Note  1:    On  16  September  2019,  the  Company  issued  26,550,002  fully  paid  ordinary  shares  for  $0.39  per  share  to  sophisticated  and 
professional investors as part of a share placement to raise $18 million.  On 30 October 2019, the Company completed the share placement by 
issuing a further 19,603,844 fully paid ordinary shares for $0.39 per share.  

Note 2:  On 1 August 2019, the Company issued 2,250,000 fully paid ordinary shares for $0.650 per share to Taurus Mining Finance and Taurus 
Mining Finance Annex Fund L.P. in partial satisfaction of a front end fee associated with the bridge facility mandate dated 25 June 2019.  The 
shares were valued using the closing share price on the day prior to issue, being 31 July 2019.  

Note  3:    On  9  April  2020,  the  Company  issued  2,836,120  fully  paid  ordinary  shares  for  $1.057  per  share  for  consideration  to  Kimberley 
Sustainable Development Pty Ltd pursuant to the Thunderbird Project Co-existence Agreement dated 31 October 2018. The shares were valued 
using the 20-day VWAP up to and including 31 October 2018.  These shares are held in escrow until 9 September 2020. 

Note 4:  On 12 August 2020, the Company issued 34,259,421 fully paid ordinary shares for $0.376 per share for consideration to YGH Australia 
Investment Pty Ltd. 

21.  RESERVES 

The Company provides benefits to employees (including Directors) in the form of share-based payments whereby employees 
render services in exchange for shares or rights over shares (share-based payments). The cost of these share-based payments 
with  employees  is  measured  by  reference  to  the  fair  value  at  the  date  they  are  granted.    The  value  is  determined  using  an 
appropriate valuation model.  In valuing share-based payments, no account is taken of any performance conditions, other than 
conditions linked to the price of the shares of Sheffield (market conditions) if applicable.  

The cumulative expense is recognised for share-based payments at each reporting date until vesting date and reflects the extent 
to which the vesting period has expired and the number of awards, that will ultimately vest. No expense is recognised for awards 
that do not ultimately vest, except for awards where vesting is conditional upon a market condition.  

Where the terms of a share-based payment are modified, as a minimum an expense is recognised as if the terms had not been 
modified.  In addition, an expense is recognised for any increase in the value of the transaction as a result of the modification 
as measured at the date of modification.   

Where a share-based payment is cancelled (other than cancellation when a vesting condition has not been satisfied), it is treated 
as if it had vested on the date of cancellation and any expense not yet recognised for the award is recognised immediately.  
However, if a new award is submitted for the cancelled award and designated as a replacement award on the date that it is 
granted,  the cancelled  and  new  awards  are  treated  as  if  they  were a  modification  of  the original  award,  as  described  in  the 
previous paragraph.  

ANNUAL REPORT 2021         55 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Reconciliation of movements in reserves is as follows: 

Equity 

Opening balance at the beginning of the year 

Share-based payments expenses 

2021 

$’000 

11,123 

1,027 

12,150 

2020 

$’000 

9,663 

1,460 

11,123 

Employee share option plan  

Employees of the Group (including Directors) may be issued with options over ordinary shares of Sheffield.  Options are issued 
for nil consideration and are subject to performance criteria established by the Directors of Sheffield. The objective of the grant 
of options to employees is to assist in the recruitment, retention, reward and motivation of the employees of the Group. 

Options granted may be exercised at any time from the date of vesting to the date of expiry.  The exercise price for employee 
options  granted  under  the  Employee  Share  Option  Plan  will  be  fixed  by  the  Directors  prior  to  the  grant  of  the  option.    Each 
employee share option converts to one fully paid ordinary share of Sheffield.  The options do not provide any dividend or voting 
rights and are not quoted on the Australian Securities Exchange. 

The following options were in place: 

Date of expiry 

Grant date 

Exercise price 

Number under options 

30 November 2023 

19 November 2019 

$0.65 

960,000 

Detailed disclosures regarding vesting conditions of the options are set out in the Remuneration Report, which forms part of the 
Directors’ Report. 

Options issued in consideration for services 

No options were issued in consideration for services during the year.  

Options issued as remuneration 

No options were issued as remuneration during the year.  

Movement in options 

2021 

2020 

Number  
under options 

Weighted average  
exercise price 

Number  
under options 

Weighted average  
exercise price 

Movement in options 

Outstanding at the beginning of the year 

4,517,037 

$0.57 

10,501,667 

Granted during the year 

Exercised during the year 

Lapsed during the year 

Cancelled during the year 

Outstanding at the end of the year 

Exercisable at the end of the year 

- 

- 

- 

- 

960,000 

- 

(3,557,037) 

$0.50 

(6,666,667) 

- 

960,000 

960,000 

- 

(277,963) 

$0.65 

$0.65 

4,517,037 

2,553,998 

$0.47 

$0.65 

- 

$0.37 

$1.00 

$0.57 

$0.94 

ANNUAL REPORT 2021         56 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

The weighted average contractual remaining life of the share options outstanding as at 30 June 2020 is 2.42 years (2020:  1.89 
years). 

The table lists the inputs to the model for options outstanding during the year: 

Dividend yield 

Expected volatility 

Risk-free interest rate 

Expected life of options 

Exercise price 

Grant date share price 

Number 

Fair value at grant date 

Grant date 

Expiry date 

0% 

70% 

0.75% 

2.42 years 

$0.65 

$0.34 

960,000 

$0.13 

19 November 2019 

30 November 2023 

The expected life of an option is based on historical data and is not necessarily indicative of exercise payments that may occur.  
The  expected  volatility  reflects  the  assumption  that  the  historical  volatility  is  indicative  of  future  trends,  which  may  also  not 
necessarily be the actual outcome.  No other features of the options granted were incorporated into the measurement of fair 
value. 

Employee incentive plan 

The Employee Incentive Plan was established to enable employees of the Group to be issued with performance rights entitling 
each participant to a fully paid ordinary share.  The performance rights issued for nil consideration are issued in accordance with 
the  terms  and  conditions  approved  at  a  General  Meeting  by  shareholders  and  in  accordance  with  performance  criteria 
established by the Directors. The objective of the Employee Incentive Plan is to assist in the recruitment, reward, retention and 
motivation of employees of the Group. 

Employees do not possess any rights to participate in the Employee Incentive Plan as participation is solely determined by the 
Directors.  Performance rights convert to one fully paid ordinary share in Sheffield at an exercise price of nil upon meeting certain 
non-market-based performance conditions.  The performance rights do  not provide any dividend or voting rights and are not 
quoted  on  the  Australian  Securities  Exchange.    If  an  employee  ceases  to  be  employed  by  the  Group  within  the  period,  the 
unvested performance rights will be forfeited. 

The following performance rights were in place and are subject to the Company Performance Rights plan: 

Date of expiry 

Grant date 

Exercise price 

Number under rights 

30 November 2021 

30 November 2017 

31 December 2021 

18 December 2020 

28 February 2022 

1 March 2018 

26 October 2025 

6 November 2018 

1 December 2025 

22 December 2018 

Nil 

Nil 

Nil 

Nil 

Nil 

1,700,000 

3,000,000 

256,173 

480,342 

2,480,346 

7,916,861 

Detailed disclosures regarding vesting conditions of the Performance Rights are set out in the Remuneration Report, which forms 
part of the Directors’ Report. 

ANNUAL REPORT 2021         57 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

Movement in performance rights 

2021 

2020 

Number  
under rights 

Weighted average  
grant price 

Number  
under rights 

Weighted average  
grant price 

Movement in performance rights 

Outstanding at the beginning of the year 

11,191,318 

$0.60 

9,338,359 

Granted during the year 

Vested during the year 

Lapsed during the year 

Forfeited during the year1 

Cancelled during the year 

- 

- 

(2,570,830) 

(703,627) 

- 

- 

$0.78 

$0.77 

3,000,000 

- 

- 

- 

- 

- 

(1,147,041) 

Outstanding at the end of the year 

7,916,861 

$0.53 

11,191,318 

Exercisable at the end of the year 

- 

- 

- 

$0.78 

$0.15 

- 

- 

- 

$0.84 

$0.60 

- 

Note 1:  Mr Bruce McFadzean stepped down from the Managing Director role on 1 July 2021 and subsequently retired from his position as Non-
Executive Director on 6 September 2021. In addition to cash benefits made in favour of Mr McFadzean, the Board determined that Mr McFadzean 
could  retain  a  portion  of  awards  totalling  532,794  performance  rights  and  the  balance  of  703,627  performance  rights  were  forfeited.  The 
adjustments were recognised at 30 June 2021 and disclosed in the Remuneration of Key Management Personnel table, which forms part of the 
Directors’ Report. The 532,794 performance rights vested in favour of Mr Bruce after the reporting date on 1 July 2021.   

The fair value of the performance rights is measured at grant date was estimated by taking the market price of the Company’s 
shares on that date less the present value of expected dividends that will not be received on the performance rights during the 
vesting period. The weighted average remaining contractual life of the performance rights as at 30 June 2021 is 1.95 years 
(2020:  3.67 years). 

Rights issued in consideration for services 

No rights were issued in consideration for services during the year.  

Rights issued as remuneration 

No rights were issued as remuneration during the year.  

22.  ACCUMULATED LOSSES 

Reconciliation of movements in accumulated losses is as follows: 

Equity 

Accumulated losses at the beginning of the year 

Profit / (Loss) after income tax  

2021 

$’000 

(44,862) 

28,008 

(16,854) 

2020 

$’000 

(36,492) 

(8,370) 

(44,862) 

23.  EARNINGS / (LOSS) PER SHARE 

Basic  earnings  per  share  is  determined  by  dividing  the  operating  loss  after  income  tax  by  the  weighted  average  number  of 
ordinary shares outstanding during the year.   

Diluted earnings per share adjusted the figures used in the determination of basic earnings per share by taking into account 
amounts unpaid on ordinary shares and any reduction in earnings per share that will probably arise from the exercise of partly 
paid shares or options outstanding during the year.  

The conversion of options and performance rights to shares for purposes of dilutive calculation is not required when the Group 
is in a loss position because the conversion would cause the loss position to decrease. 

ANNUAL REPORT 2021         58 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

From continuing operations 

Basic earnings / (loss) per share 

Diluted earnings / (loss) per share 

2021 

Cents per 
share 

2020 

Cents per 
share 

8.19 

8.04 

(2.81) 

(2.81) 

2021 

$’000 

2020 

$’000 

Earnings used in calculating earnings / (loss) per share – continuing operations 

Profit / (Loss) after income tax attributable to owners 

28,008 

 (8,370) 

Weighted average number of shares used as denominator 

Weighted average number of ordinary shares for basic earnings / (loss) per share 

342,019 

297,735 

2021 

2020 

Number (‘000) 

Number (‘000) 

Effects of dilution from: 

- Options 

- Performance rights 

- 

6,511 

- 

- 

Weighted average number of ordinary shares for diluted earnings / (loss) per share 

348,530 

297,735 

24.  RELATED PARTIES 

Loans to subsidiaries 

Loans made by Sheffield to its controlled entities are made to meet required expenditure. The loans are payable on demand and 
are not interest bearing.  

Transactions with other related parties 

Farview  Solutions  Limited  (Farview)  provides  consultancy  services  to  the  Group.  Mr  Griffin  is  a  director  and  controlling 
shareholder of Farview and also serves as Executive Chair of Sheffield. The total amount paid to Farview during the year was 
$258,065 (2020: $20,000). The payment was disclosed in  Remuneration Report section, which forms part of the Directors’ 
Report. 

Ozscot Trust (Ozscot) provides general consultancy services and workshop participation to the Group. Mr Cowe is a director of 
Ozscot and also serves as Non-Executive Director of Sheffield. The total amount paid to Ozscot during the year was $6,000 plus 
GST (2020: nil). The payment was disclosed in Remuneration Report section, which forms part of the Directors’ Report. 

25.  KEY MANAGEMENT PERSONNEL 

The following persons acted as Directors of the Company during the year: 

•  Mr John Richards – Lead Independent Director (appointed 13 April 2021, previously Non-Executive Chair) 

•  Mr Ian Macliver – Non-Executive Director 

•  Mr Gordon Cowe – Non-Executive Director (appointed 12 March 2021) 

•  Mr David Archer – Non-Executive Director (resigned 12 March 2021) 

•  Mr Will Burbury – Non-Executive Director (resigned 12 March 2021) 

•  Mr Bruce McFadzean – Managing Director (appointed Non-Executive Director 1 July 2021; resigned 6 September 2021) 

•  Mr Bruce Griffin – Executive Chair (appointed 13 April 2021, previously Commercial Director) 

ANNUAL REPORT 2021         59 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

The following persons are the other key management personnel of the Company during the year: 

•  Mr Mark Di Silvio – Company Secretary & Chief Financial Officer 

•  Mr Stuart Pether – Chief Operating Officer (resigned 12 March 2021) 

The aggregate compensation made to directors and other key management personnel of the Group is as follows: 

Short-term employee benefits 

Post-employment benefits 

Share-based payments expenses1 

Termination benefits1 

2021 

$ 

2020 

$ 

1,923,252 

1,532,134 

89,923 

97,840 

1,120,735 

1,396,643 

238,308 

- 

3,372,218 

3,026,617 

Note  1:    Mr  McFadzean  stepped  down  from  the  Managing  Director  role  on  1  July  2021  and  subsequently  retired  from  his  position  as  Non-
Executive Director on 6 September 2021. Cash benefits (including leave entitlements) totalling $238,308 were made in favour of Mr McFadzean, 
comprising statutory and contractual obligations associated with his employment as Managing Director.  Additionally, the Board determined that 
Mr McFadzean could retain a portion of awards made under the Long Term Incentive plan and that amount ($337,548), in conjunction with the 
number of awards forfeited ($370,692), was recognised at 30 June 2021. Detailed remuneration disclosures are set out in the Remuneration 
Report section, which forms part of the Directors’ Report. 

Other Key Management Personnel Transactions with The Company 

There were no other key management personnel transactions with the Company other than the fees paid to Farview Solutions 
Limited and Ozscot Trust as detailed in Note 24.  

Loans to Key Management Personnel 

No loans were granted to key management personnel during the year. 

26.  COMMITMENTS 

Exploration commitments 

To  maintain  current  rights  of  tenure  to  exploration  tenements,  the  Group  is  required  to  meet  the  minimum  expenditure 
requirements specified by various State and Territory Governments.  The minimum amounts required to retain tenure is $263k 
(2020:  $1.6m).  These obligations are expected to be fulfilled in the normal course of operations.   

Joint venture with YGH Australia Investment Pty Ltd 

On 6 January 2021, Sheffield and YGH Australia Investment Pty Ltd (Yansteel) entered into a binding joint venture agreement 
for  the formation of  a 50:50  Joint  Venture  to  own  and  develop  the  Thunderbird  project.  As  per  the terms  of  the agreement, 
Yansteel subscribed for a 50% interest in Kimberly Mineral Sands Pty Ltd (KMS) and provided $130.1 million in project equity 
funding. Sheffield had owned 100% of high-grade mineral sands Thunderbird project, located in north-west Western Australia. 
The ownership of Thunderbird project was held by Sheffield through its 100% owned subsidiary KMS which included tenements 
and other assets associated with Thunderbird. 

KMS became jointly owned by Sheffield and Yansteel as at 12 March 2021 following completion of the joint venture transaction.  
Please refer to Notes 7 and 8. KMS reported exploration commitments of $1.49m for 2022. KMS also has the following capital 
commitments relating to Thunderbird Operations Pty Ltd: 

• 

• 

$0.4m annual support payment; and 

$1.5m payable on a positive final investment decision for the Thunderbird project.  

27.  CONTINGENT LIABILITIES 

In accordance with the terms of agreement with regards to the KMS Joint Venture, Sheffield recognised a contingent liability to 
fund any excess equity shortfall up to a maximum of $10m. The payment is contingent upon KMS reaching a final investment 
decision with regards to the Thunderbird project. No such decision was made at 30 June 2021.   

The Group has no other contingent liabilities as at 30 June 2021 (2020:  nil). 

ANNUAL REPORT 2021         60 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Notes to the Consolidated Financial Statements 

28.  EVENTS SUBSEQUENT TO REPORTING PERIOD 

Mr McFadzean stepped down from the Managing Director role on 1 July 2021 and subsequently retired from his position as Non-
Executive Director on 6 September 2021. Cash benefits (including leave entitlements) totalling $238,308 were made in favour 
of Mr McFadzean on 1 July 2021, representing the Company’s contractual and statutory obligations associated with his role as 
Managing Director.  Additionally, the Board determined that Mr McFadzean retain a portion of awards made under the employee 
plan  and  532,794  out  of  1,236,421  performance  rights  held  by  Mr  McFadzean  vested  on  1  July  2021  with  the  remainder 
forfeited. Mr McFadzean exercised the performance rights on 6 August 2021. The benefits and entitlements were recognised at 
30 June 2021.  

Other  than  noted  above,  there  has  been  no  additional  matter  or  circumstance  that  has  arisen  after  balance  date  that  has 
significantly affected, or may significantly affect, the operations of the Group, the results of those operations, or the state of 
affairs of the Group in future financial periods. 

29.  PARENT ENTITY INFORMATION 

Assets 

Current assets 

Non-current assets 

Total assets 

Liabilities 

Current liabilities 

Non-current liabilities 

Total liabilities 

Net assets 

Equity 

Issued capital 

Reserves 

Accumulated losses 

Total equity 

Financial performance 

Profit / (Loss) after income tax 

Other comprehensive income 

Total comprehensive income / (loss), net of tax 

Parent entity 

Parent entity 

2021 

$’000 

6,816 

123,049 

129,865 

390 

1,088 

1,478 

2020 

$’000 

5,592 

82,412 

88,004 

1,168 

16 

1,184 

128,387 

86,820 

133,091 

12,150 

(16,854) 

128,387 

120,559 

11,123 

 (44,862) 

86,820 

28,008 

 (8,370) 

- 

- 

28,008 

 (8,370) 

ANNUAL REPORT 2021         61 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Directors’ Declaration 

DIRECTORS’ DECLARATION 

1. 

In the opinion of the Directors of the Company: 

a. 

the accompanying financial statements and notes are in accordance with the Corporations Act 2001 including: 

i. 

ii. 

giving a true and fair view of the Group’s financial position as at 30 June 2021 and of its performance 
for the year then ended; and 

complying  with  Australian  Accounting  Standards,  the  Corporations  Regulations  2001,  professional 
reporting requirements and other mandatory requirements. 

b. 

there  are  reasonable  grounds  to  believe  that  the  Company  will  be  able  to  pay  its  debts  as  and  when  they 
become due and payable. 

c.       the financial statements and notes thereto are in accordance with International Financial Reporting Standards 

issued by the International Accounting Standards Board. 

2. 

This declaration has been made after receiving the declarations required to be made to the Directors in accordance 
with Section 295A of the Corporations Act 2001 for the year ended 30 June 2021. 

This declaration was signed in accordance with a resolution of the Board of Directors. 

Bruce Griffin 

Executive Chair 

Perth, Western Australia 

9 September 2021 

ANNUAL REPORT 2021         62 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INDEPENDENT AUDITOR’S REPORT 
To the members of Sheffield Resources Limited 

Report on the Audit of the Financial Report 

Opinion  

We  have  audited  the  financial  report  of  Sheffield  Resources  Limited  (“the  Company”)  and  its 
controlled entities (“the Group”), which comprises the consolidated statement of financial position 
as at 30 June 2021, the consolidated statement of profit or loss and other comprehensive income, 
the consolidated statement of changes in equity and the consolidated statement of cash flows for 
the  year  then  ended,  and  notes  to  the  financial  statements,  including  a  summary  of  significant 
accounting policies, and the directors’ declaration.  

In  our  opinion,  the  accompanying  financial  report  of  the  Group  is  in  accordance  with  the 
Corporations Act 2001, including:  

a)  giving  a  true  and  fair  view  of  the  Group’s  financial  position  as  at  30  June  2021  and  of  its 

financial performance for the year then ended; and  

b)  complying with Australian Accounting Standards and the Corporations Regulations 2001.  

Basis for opinion  

We  conducted  our  audit  in  accordance  with  Australian  Auditing  Standards.  Our  responsibilities 
under those standards are further described in the  Auditor’s Responsibilities for the Audit of the 
Financial Report section of our report. We are independent of the Group in accordance with the 
auditor independence requirements of the Corporations Act 2001 and the ethical requirements of 
the  Accounting  Professional  and  Ethical  Standards  Board’s  APES  110  Code  of  Ethics  for 
Professional  Accountants  (“the  Code”)  that  are  relevant  to  our  audit  of  the  financial  report  in 
Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code.  

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis 
for our opinion.  

Material uncertainty related to going concern  

We draw attention to Note 2(d) in the financial report, which indicates that a material uncertainty 
exists that may cast significant doubt on the Group’s ability to continue as a going concern. Our 
opinion is not modified in respect of this matter. 

Key audit matters  

Key audit matters are those matters that, in our professional judgement, were of most significance 
in our audit of the financial report of the current period. These matters were addressed in the context 
of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not 
provide a separate  opinion on  these matters. In addition to the  matter described in the  Material 
Uncertainty Related to Going Concern section, we have determined the matters described below 
to be the key audit matters to be communicated in our report. 

ANNUAL REPORT 2021         63 

 
 
 
 
 
 
 
 
 
 
 
 
 
Key Audit Matters 

How  our  audit  addressed  the  key  audit 
matter 

Accounting for Kimberly Mineral Sands Joint Venture 
Refer to Notes 7 & 8 

The  carrying  amount  of  the  investment  in  the  joint 
venture as at 30 June 2021 is $116.4 million and the 
share of joint venture loss for period then ended was 
$3.7 million. 

involved 

transaction 

A joint venture was entered into with YGH Australia 
Investment  Pty  Ltd  (“Yansteel”)  during  the  period. 
This 
the  subscription  by 
Yansteel of 50% of the shares in Kimberly Mineral 
Sands Pty Ltd (“KMS”), a former controlled entity of 
Sheffield  Resources  Limited.  Yansteel  provided 
consideration  of  $130.1m  for  this  interest  with  the 
Company contributing the Thunderbird project to the 
joint venture.  

This transaction was considered a key audit matter 
as it involved a number of complexities and formed 
a  large  component  of  the  overall  result  for  the 
Company for the year. 

Our  procedures  included  but  were  not  limited 
to: 

•  Review  management’s  accounting 
treatment of the joint arrangement; 
•  Reviewed  journals  processed  upon 
initial  recognition  of  the  joint  venture, 
and  corresponding  journals  for  the 
deconsolidation  of  Kimberley  Mineral 
Sands Pty Ltd; 

•  Examined the recognition of the share 
of  joint  venture  loss  in  comparison  to 
the 
joint  venture  entity’s  audited 
financial statements and ensured it has 
been correctly recorded and disclosed; 
and 

•  Examined the disclosures made in the 

financial report. 

Carrying value of exploration and evaluation assets 
Refer to Note 16 

The carrying amount of exploration and  evaluation 
assets as at 30 June 2021 is $6.6 million. 

Our procedures included but were not limited 
to the following: 

In  accordance  with  AASB  6  Exploration  for  and 
Evaluation  of  Mineral  Resources, 
the  Group 
all 
capitalises 
evaluation 
and 
including  acquisition  costs  and 
expenditure, 
subsequently  applies 
the  cost  model  after 
recognition.  

exploration 

Our  audit  focussed  on  the  Group’s  assessment  of 
the  carrying  amount  of  the  capitalised  exploration 
and  evaluation  asset,  as  this  is  one  of  the  most 
significant assets of the Group.  

We planned our work to address the audit risk that 
the capitalised expenditure may no longer meet the 
recognition criteria of the standard. In  addition, we 
considered it necessary to assess whether facts and 
circumstances  existed  to  suggest  that  the  carrying 
amount of an exploration and evaluation asset may 
exceed its recoverable amount. 

•  Obtained an understanding of the key 
processes 
with 
management’s  review  of  the  carrying 
values of each area of interest; 

associated 

•  Considered the Directors’ assessment 
of potential indicators of impairment; 
•  Obtained evidence that the Group has 
current  rights  to  tenure  of  its  areas  of 
interest; 

•  Examined  the  exploration  budget  for 
the  year  ending  30  June  2022  and 
discussed  with  management 
the 
nature of planned ongoing activities; 
•  Enquired  with  management,  reviewed 
ASX  announcements  and  reviewed 
minutes  of  Directors’  meetings 
to 
ensure that the Group had not resolved 
to 
and 
evaluation  at  any  of  its  areas  of 
interest; 

discontinue 

exploration 

•  Substantiated a sample of expenditure 
supporting 

to 

agreeing 

by 
documentation; and 

•  Examined the disclosures made in the 

financial report. 

ANNUAL REPORT 2021         64 

 
 
 
 
 
 
 
 
 
 
 
Information other than the financial report and auditor’s report thereon 

The  directors  are  responsible  for  the  other  information.  The  other  information  comprises  the 
information included in the Group’s annual report for the year ended 30 June 2021, but does not 
include the financial report and our auditor’s report thereon.  

Our opinion on the financial report does not cover the other information and accordingly we do not 
express any form of assurance conclusion thereon.  

In connection with our audit of the financial report, our responsibility is to read the other information 
and, in doing so, consider whether the other information is materially inconsistent with the financial 
report or our knowledge obtained in the audit or otherwise appears to be materially misstated.  

If, based on the work we have performed, we conclude that there is a material misstatement of this 
other information, we are required to report that fact. We have nothing to report in this regard.  

Responsibilities of the directors for the financial report  

The directors of the Company are responsible for the preparation of the financial report that gives 
a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 
2001 and for such internal control as the directors determine is necessary to enable the preparation 
of the financial report that gives a true and fair view and is free from material misstatement, whether 
due to fraud or error. 

In preparing the financial report, the directors are responsible for assessing the ability of the Group 
to continue as a going concern, disclosing, as  applicable, matters related to going concern and 
using the going concern basis of accounting unless the directors either intend to liquidate the Group 
or to cease operations, or have no realistic alternative but to do so. 

Auditor’s responsibilities for the audit of the financial report 

Our objectives are to obtain reasonable assurance about whether the financial report as a whole is 
free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that 
includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee 
that  an  audit  conducted  in  accordance  with  Australian  Auditing  Standards  will  always  detect  a 
material  misstatement  when  it  exists.  Misstatements  can  arise  from  fraud  or  error  and  are 
considered  material  if,  individually  or  in  the  aggregate,  they  could  reasonably  be  expected  to 
influence the economic decisions of users taken on the basis of this financial report. 

As part of an audit in accordance with the Australian Auditing Standards, we exercise professional 
judgement and maintain professional scepticism throughout the audit. We also:  

- 

Identify and assess the risks of material misstatement of the financial report, whether due to 
fraud or error, design and perform audit procedures responsive to those risks, and obtain audit 
evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not 
detecting  a material  misstatement resulting from fraud is higher than for one resulting  from 
error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the 
override of internal control.  

-  Obtain  an  understanding  of  internal  control  relevant  to  the  audit  in  order  to  design  audit 
procedures that are appropriate in the circumstances, but not for the purpose of expressing 
an opinion on the effectiveness of the Group’s internal control.  

- 

- 

Evaluate  the  appropriateness  of  accounting  policies  used  and  the  reasonableness  of 
accounting estimates and related disclosures made by the directors.  

Conclude on the appropriateness of the directors’ use of the going concern basis of accounting 
and, based on the audit evidence obtained, whether a material uncertainty exists related to 

ANNUAL REPORT 2021         65 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
events or conditions that  may cast significant doubt  on the Group’s  ability to continue as a 
going  concern.  If  we  conclude  that  a  material  uncertainty  exists,  we  are  required  to  draw 
attention  in  our  auditor’s  report  to  the  related  disclosures  in  the  financial  report  or,  if  such 
disclosures  are  inadequate,  to  modify  our  opinion.  Our  conclusions  are  based  on  the  audit 
evidence obtained up to the date of our auditor’s report. However, future events or conditions 
may cause the Group to cease to continue as a going concern.  

- 

Evaluate the overall presentation, structure and content of the financial report, including the 
disclosures,  and  whether  the  financial  report  represents  the  underlying  transactions  and 
events in a manner that achieves fair presentation.  

We communicate with the directors regarding, among other matters, the planned scope and timing 
of the audit and significant audit findings, including any significant deficiencies in internal control 
that we identify during our audit.  

We  also  provide  the  directors  with  a  statement  that  we  have  complied  with  relevant  ethical 
requirements regarding independence, and to communicate with them all relationships and other 
matters  that  may  reasonably  be  thought  to  bear  on  our  independence,  and  where  applicable, 
related safeguards.  

From the matters communicated with the directors, we determine those matters that were of most 
significance in the audit of the financial report of the current period and are therefore the key audit 
matters. We describe these matters in our auditor’s report unless law or regulation precludes public 
disclosure about the matter or when, in extremely rare circumstances, we determine that a matter 
should not be communicated in our report because the adverse consequences of doing so would 
reasonably be expected to outweigh the public interest benefits of such communication. 

Report on the Remuneration Report  

Opinion on the Remuneration Report 

We have audited the Remuneration Report included within the directors’ report for the year ended 
30 June 2021.  

In our opinion, the Remuneration Report of Sheffield Resources Limited for the year ended 30 June 
2021 complies with section 300A of the Corporations Act 2001. 

Responsibilities 

The  directors  of  the  Company  are  responsible  for  the  preparation  and  presentation  of  the 
Remuneration  Report  in  accordance  with  section  300A  of  the  Corporations  Act  2001.  Our 
responsibility is to express an opinion on the Remuneration Report, based on our audit conducted 
in accordance with Australian Auditing Standards. 

HLB Mann Judd 
Chartered Accountants 

Perth, Western Australia 
9 September 2021 

N G Neill  
Partner 

ANNUAL REPORT 2021         66 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
ASX Additional Information 

ASX ADDITIONAL INFORMATION 

The Company was admitted to the official list of ASX on 15 December 2010.  The shareholder information set out below was 
applicable as at 7 September 2021. 

DISTRIBUTION OF EQUITY SECURTIES  

Spread of Holdings 

1 – 1,000 

1,001 – 5,000 

5,001 – 10,000 

10,001 – 100,000 

100,001 and over 

Total holders 

Number held 

236 

564 

368 

1,081 

377 

2,626 

85,776 

1,630,772 

2,917,603 

40,928,187 

301,025,217 

346,587,555 

Unmarketable parcels amount to 178,236 shares held by 311 shareholders. 

SUBSTANTIAL SHAREHOLDERS 

Ordinary shareholders – fully paid ordinary shares 

Number held 

Percentage % 

YGH AUSTRALIA INVESTMENT PTY LTD  

MR WALTER MICK GEORGE YOVICH & MRS JEANETTE JULIA YOVICH  

BLACKROCK GROUP 

34,259,421 

30,126,843 

21,956,836 

86,343,100 

9.9% 

8.7% 

6.3% 

24.9% 

UNLISTED OPTIONS 

Date of expiry 

Grant date 

Exercise price 

Number under options 

30 November 2023 

19 November 2019 

$0.65 

960,000 

UNLISTED PERFORMANCE RIGHTS 

Date of expiry 

Grant date 

Exercise price 

Number under rights 

30 November 2021 

30 November 2017 

31 December 2021 

18 December 2020 

28 February 2022 

1 March 2018 

26 October 2025 

6 November 2018 

1 December 2025 

22 December 2018 

Nil 

Nil 

Nil 

Nil 

Nil 

1,700,000 

3,000,000 

256,173 

480,342 

1,947,552 

7,384,067 

STATEMENT OF QUOTATION AND RESTRICTIONS 

• 

• 

• 

Listed on the ASX are 346,587,555 fully paid shares.  All fully paid shares are free of escrow conditions. 

All 960,000 options are not quoted on the ASX.  All options are free of escrow conditions. 

All 7,384,067 rights are not quoted on the ASX.  All rights are free of escrow conditions. 

VOTING RIGHTS 

All ordinary shares carry one vote per share without restriction.  Options for ordinary shares do not carry any voting rights. 

ANNUAL REPORT 2021         67 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
ASX Additional Information 

TWENTY LARGEST SHAREHOLDERS 

Details of the twenty largest shareholders by registered shareholding are as follows: 

Ordinary shareholders – fully paid ordinary shares 

Number held 

Percentage % 

YGH AUSTRALIA INVESTMENT PTY LTD  

HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED  

MR WALTER MICK GEORGE YOVICH & MRS JEANETTE JULIA YOVICH  

CITICORP NOMINEES PTY LIMITED  

MR WALTER MICK GEORGE YOVICH  

BNP PARIBAS NOMINEES PTY LTD HUB24 CUSTODIAL SERV LTD  

MR BRUCE MORRISON MCQUITTY  

UBS NOMINEES PTY LTD  

MR WILLIAM BURBURY  

SATORI INTERNATIONAL PTY LTD  

BNP PARIBAS NOMINEES PTY LTD SIX SIS LTD  

ARCHER ENTERPRISES (WA) PTY LTD  

SEVEN FOUR SEVEN PTY LTD  

KIMBERLEY SUSTAINABLE DEVELOPMENT PTY LTD  

KNAPPICK INVESTMENTS PTY LTD  

MR DAVID LINDSAY ARCHER & MRS SIMONE ELIZABETH ARCHER  

TUCARNDI PTY LTD  

CRESCENT NOMINEES LIMITED  

RENEAGLE PTY LTD  

PENMAEN LIMITED  

34,259,421 

25,602,404 

16,745,524 

14,919,701 

13,402,516 

10,149,887 

8,186,612 

8,149,738 

7,548,500 

6,830,000 

6,165,107 

5,827,634 

3,180,000 

2,836,120 

2,668,740 

2,503,945 

2,240,000 

2,237,085 

2,210,000 

2,200,000 

9.9% 

7.4% 

4.8% 

4.3% 

3.9% 

2.9% 

2.4% 

2.4% 

2.2% 

2.0% 

1.8% 

1.7% 

0.9% 

0.8% 

0.8% 

0.7% 

0.6% 

0.6% 

0.6% 

0.6% 

177,862,934 

51.3% 

ANNUAL REPORT 2021         68 

 
 
 
 
 
 
 
 
 
 
SHEFFIELD RESOURCES LIMITED 
Tenement Schedule 

TENEMENT SCHEDULE 

Sheffield Resources Limited 

Project 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 

Tenement 
E70/3762 
E70/3813 
E70/3814 
E70/3859 
E70/3929 
E70/3967 
E70/4190 
E70/4292 
E70/4584 
E70/4719 
E70/4747 
E70/4922 
M70/8721 
M70/9651 
M70/11531 
R70/3521 

Holder 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 
Sheffield Resources Ltd 

Interest 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 

Location 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 
Perth Basin 

Status 
Granted 
Granted 
Granted 
Pending 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 

Note 1:  Iluka Resources Ltd (ASX:ILU) retains a gross sales royalty of 1.5% in respect to tenements R70/35, M70/872, M70/965 & M70/1153. 

Kimberley Mineral Sands Pty Ltd Joint Venture (Sheffield interest – 50%)2 

Project 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 
Mineral Sands 

Tenement 
E04/2081 
E04/2083 
E04/2084 
E04/2171 
E04/2349 
E04/2390 
E04/2456 
E04/2478 
E04/2494 
E04/2509 
E04/2540 
E04/2554 
E04/2571 
E04/2597 
L04/82 
L04/83 
L04/84 
L04/85 
L04/86 
L04/92 
L04/93 
M04/459 

Holder 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 
Thunderbird Operations Pty Ltd 

Interest 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 
100% 

Location 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 
Canning Basin 

Status 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 
Granted 

Note 2:  Thunderbird Operations Pty Ltd is a wholly owned subsidiary of Kimberley Mineral Sands Pty Ltd (refer to ASX announcement 12 March 
2021).    Kimberley  Mineral  Sands  Pty  Ltd  is  a  50:50  incorporated  joint  venture  between  Sheffield  Resources  Limited  and  YGH  Australia 
Investment Ltd (Yansteel). 

ANNUAL REPORT 2021         69