Quarterlytics / Shoe Zone plc

Shoe Zone plc

shoe · LSE
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FY2020 Annual Report · Shoe Zone plc
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Contents

Strategic Report  

Governance
Corporate governance statement 
Board of Directors 
Remuneration report 
Directors’ report 
Independent auditor’s report to the members of Shoe Zone plc 

Financial Statements
Consolidated income statement 
Consolidated statement of total comprehensive income 
Consolidated statement of financial position 
Consolidated statement of changes in equity  
Consolidated statement of cash flows 
Notes to the financial statements 
Company statement of financial position  
Company statement of changes in equity 
Notes to the company financial statements  

Shareholder Information
Directors and Advisers 

2

14
22
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28
37

42
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46
47
100
101
102

106

This document is important and requires your immediate attention. If you are in any doubt 
as to the action you should take, you should contact an appropriate independent advisor 
authorised under the Finanical Services and Markets Act 2000 (as amended) immediately. If you 
have sold or otherwise transferred all of your shares in Shoe Zone plc you should forward this 
document to the purchaser or transferee, or to the stockbroker, bank or other agent through 
whom the sale or transfer was affected for transmission to the purchaser or transferee.

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1

Chief Executive’s report

In my second year back as Chief Executive, it is 
disappointing I am reporting on a year impacted by 
COVID-19. Despite this, there are positives such as the 
continued growth of digital and the commitment and 
focus of our loyal employees.  The financial pressure 
caused by COVID-19 has meant we now have debt on the 
balance sheet for the first time in over 15 years. 

The business model of digital, big box, hybrid and town centre stores remains the same 
although the percentage contributions of each area are changing fast due to lockdown 
restrictions, some of which will be a permanent shift.

In 2020, the business delivered revenue of £122.6m (2019: £162.0m).  Underlying loss before 
tax was £14.6m (2019: profit before tax £6.7m).  During the year freehold property values 
were reviewed to reflect the deteriorating retail property environment, resulting in a non-cash 
adjustment of £2.3m. Loss per share is therefore -23.65p (2019: Earnings per share 11.43p).

Digital

Digital continues to be a key growth area especially during lockdown 
periods when it was our only source of income. Our relatively new 
autonomous digital department has been very effective at coping 
with unexpectedly huge growth in sales and volumes. 

Digital revenue was £19.3m (2019: £10.6m) with growth of 82% and 
a profit contribution of £4.6m (2019: £3.0m).  The slower increase 
in contribution was due to heavy discounting in Lockdown 1 using 
a “Buy One Get One Free” promotion to generate cash and rectify 
overstocks.  Discounting and resultant lower margins continue to be 
an ongoing issue due to COVID-19. We also had to slow down our 
digital exclusive lines due to lack of availability from suppliers. Gross 
margin during April 2020 was 28.7% (2019: 65.4%), and in May was 
52.4% (2019: 64.7%). Gross margin took 5 months to recover in the 
financial year, and hence digital margin for the period as a whole was 
51.7% (2019: 60.3%).

By the close of the year we grew the email database to 1.45m 
engaged members (2019: 1.1m). The conversion rate grew to 4.47% 
(2019: 3.48%) however this has been artificially inflated because of 
stores not being open, although we are focused on taking advantage 
of the increase in engaged database members going forward. 

Returns continue to be extremely low at 8.4% (2019: 11%). The 
returns’ rate has been lower than expected during lockdown due to 
the mix of product sold. We expect this to return to c.10% as trading 
patterns stabilise.

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Chief Executive’s Report CONTINUED

Big Box & Hybrid

The big box stores have increased by 9 to a total of 51 stores. Revenue was £17.1m (2019: 
£15.6m) with a contribution loss of £0.2m (2019: £1.5m profit). This loss is entirely attributable 
to the COVID-19 lockdown impact.  

The hybrid stores have increased by 2 to a total of 6.  These have performed well and will 
be our strategy for town centre renewal over the next five years, which we anticipate will 
contribute the majority of our town centre profitability.   

Product

We revived the ‘Lilley & Skinner’ brand in Spring/Summer with premium sandals and Autumn/
Winter with boots. These are sourced direct from factories and deliver strong margins.

Osaga, Red Level, Stone Creek, Urban Territory were former Brantano brands acquired during 
the year to develop for our big box and hybrid ranges. These brands will enhance our “made 
to order” product ranges. 

Clarks gave us notice to end our relationship due to their ongoing difficulties. This brand was 
performing poorly for us, so will not be missed.

Property

We ended the period operating from 460 stores, having opened 10 (9 big box; 1 hybrid) and 
closed 50.  We completed 8 refits.  Total capital expenditure of £2.8m (2019: £7.3m).

Rents at lease renewal have fallen by 30.9% (2019: 23.1%) saving £777k (2019: £631k).  We 
expect this trend will continue as property supply continues to outstrip demand. 

Our average lease length is 2 years, giving us opportunity to respond to changes in any retail 
location at short notice. 

Dividend

The effect of COVID-19, has meant the business has taken on debt of £12m after being debt 
free for over 15 years. Our defined benefit pension schemes remain at deficit of £10.6m and 
will need greater support. Until the business is debt free, has tackled the pension deficit, 
repaired the balance sheet and restored capital expenditure, the business will not be in a 
position to make dividend payments. We anticipate this will not be before 2025.

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Chief Executive’s Report CONTINUED

Outlook 

All of our stores are closed and we remain unable to forecast accurately due to current 
uncertainties. Our experienced management team continues to make the right decisions as 
new issues arise. However, we look forward to our customers returning to our stores on or after 
12th April 2021 (England only), combined with our Digital platforms continuing to perform well.  

Property

We have opened 1 hybrid store and completed 3 conversions (2 hybrid; 1 big box). When all 
our stores reopen we will have 427 stores (52 big box; 9 hybrid; 367 town centre). We have 
closed 33 stores which is faster than previously forecast, mainly due to COVID-19 and certain 
towns becoming unviable due to the closures of complementary retailers.   

We expect closures and openings to be at a similar level to 2020 (50 closures and 10 
relocations). This is expected to continue for the next 2-3 years, and will have a negative cash 
impact due to the closure costs of redundancies and dilapidations.

Capital expenditure

The rollout of big box stores has been suspended for the foreseeable future due to the 
financial pressure caused by COVID-19.

The hybrid stores have performed well and we now plan to relocate 10 stores to this format 
in 2021. These are largely funded by rent free periods from landlords, payback within 12 
months and have a high success rate because the relocation of existing stores.  Most of these 
relocations are essential to protect store contributions in decent towns where our current lease 
has expired.

Non-store capital expenditure is suspended unless it is business critical e.g. Payments software 
update to comply with GDPR.

Product

The November 2020 and current lockdowns are having a material impact on sales and margins.  
This will leave us with a Winter stock overhang of c. £7m at cost, that we are unable to deal 
with until Autumn 2021, as it is currently locked away in non-trading stores. We have sufficient 
warehouse stocks to fulfil digital orders on the majority of high-volume styles. 

Freight rates post-Christmas have significantly increased to c. £6,500 per container (2019: 
£1,900). We can’t forecast how long this will last but it is significant as we import on average 
100 containers per month.

Owing to Force Majeure stock cancellations during Lockdowns 1–3, we now have an excess of 
dollar hedges. We will keep the excess dollars for future use unless the business requires it for 
sterling payments. 

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Chief Executive’s Report CONTINUED

Conclusion

We have received government assistance via furlough payments, grants and rates relief. 
We have also had cash flow assistance via VAT deferral, rent deferrals from landlords (some 
discounts/COVID-19 clause reductions in rent), cancellations of stock with suppliers and other 
cost savings. 

We do not expect profits will return to pre COVID-19 levels for the foreseeable future. 
Lockdown in November and January to mid-April so far in this financial year makes a return to 
profit extremely unlikely until the financial period ending on 2nd October 2022 at the earliest. 

I would like to thank all those who gave us assistance in 2020 and have continued to help us in 
2021.  We are working very well as a management team in finding innovative ways to secure a 
future for our extremely dedicated “Shoe Zoners”. 

Director’s statement of compliance with the duty to 
promote the success of the group (Section 172(1) 
statement)

The Director has acted in the way he considers, in good faith, promotes the success of 
the group for the benefit of its members as a whole, and in doing so have given regard to 
(amongst other matters):

External relationships

The vast majority of the Company’s products are manufactured overseas in China and to a 
lesser extent in India and Europe. As a result, the Group is subject to the risks associated with 
international trade, particularly those common in the importation of goods from developing 
countries, including the imposition of taxes or other charges on imports, compliance with 
and changes to import restrictions and regulations, and exposure to different legal standards 
and the burden of complying with a variety of foreign laws and changing foreign government 
policies.

The Company’s policy for the payment of suppliers is to agree payment terms in advance and 
to abide by such terms.

The Company continually develops strategies to further improve its strong relationship with its 
suppliers.

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Chief Executive’s Report CONTINUED

Our people

Our long-term success depends on looking after the best interests of our employees, 
customers, shareholders and suppliers.  

All employees are able to contribute to the ongoing success of the business through regular 
contact between management and employees.  We promote equal opportunities and do not 
tolerate discrimination of any kind. We operate a non-contractual profit share scheme that 
rewards all employees, with service greater than one year, based on the overall company 
profit performance. Details on the number of people employed can be found in note 7 of the 
financial statements.

I am delighted that Terry Boot will be joining us on 8th March 2021 as our new Finance 
Director. The Board meets regularly and communicates with our people on a regular basis to 
ensure they all understand our strategic objectives both short and long-term. 

I am incredibly proud of the effort of our employees in extremely difficult circumstances and 
want to thank them for their ongoing commitment and hard work and the considerable efforts 
needed in the months ahead.

Charity

We donated over £165,000 to charitable causes. These donations are mainly targeted at 
children in poverty/difficult circumstances locally, nationally and internationally and delivered 
via The Shoe Zone Trust.

Environment

We recognise the impact of our activities on the environment.  We relentlessly review our 
consumption of single use plastics and have eliminated them in all own label products.  
We recycle all cardboard and plastic waste from our stores and head office.  We use sea 
transportation to reduce emissions.  We are currently trialling our first Compressed Natural Gas 
delivery lorry.

Political donations

During its last financial period the Group made no political donations and incurred no political 
expenditure.  The Group does not intend to make any such donations or incur any such 
expenditure this year.

Strategic Report 
6

Financial Review

In the 52 weeks to 3 October 2020, revenues fell by 24.4% 
to £122.6m (2019: £162.0m) following the loss of trade 
from our retail stores due to COVID-19. We ended the 
year with 460 stores, a net reduction of 40 stores on 2019.

The Loss before Tax was £14.6m (2019: Profit before Tax £6.7m). This significant reduction in 
Profit before Tax was due to COVID-19 reversed in part by furlough support monies and rate 
free periods during lock-down. We continue to focus on cost reductions in rent, rates and 
central costs.

Digital growth has been strong with revenues of £19.3m (2019: £10.6m). Profit contribution 
from Digital increased by 15.3% to £4.6m (2019: £3.0m) in the year. We continue to grow and 
invest in our digital presence and recognise the growth potential this provides.

During the year, the company has adopted IFRS 16. This has had a significant impact on both 
our income statement account and statement of financial position. Details of the impact can be 
found in note 1.

During the year, with the back drop of COVID-19 and increased pressure on retail space we 
undertook a review of the value of our freehold properties. This resulted in a one off non-cash 
adjustment to profits of £2.3m

Product Gross Margin decreased to 61.4% (2018: 62.7%) due to digital promotional activity 
during lock-down and a buy one get one free promotion when stores reopened.

Administration expenses increased by £1.8m to £13.9m (2019: £12.1m) in part due to 
COVID-19 with redundancy costs rising by £1.2m. Distribution costs rose by £0.7m to £6.9M 
(2019: £6.2m) with the higher costs of digital post and packing.

The effective rate of corporation tax for the year was 18.5% (2019: 19.4%) creating £2.7m of 
taxable losses to be offset against future profits. 

Earnings per Share are therefore a (23.81p) (2019: 11.43p).

Capital expenditure fell to £2.8m (2019: £7.3m) as we conserved cash during lockdown. The 
expenditure in the early part of the financial year was for expansion of our Big Box portfolio, 
re-fits and IT development projects.

For the first time in over 15 years the Group has taken on debt to mitigate the loss of trade 
during COVID-19. The business has a loan with National Westminster Bank supported by the 
COVID-19 Large Business Interruption Loan Scheme. At the year-end the draw down was 
£7.0m which we extended to £12.0m in October to cover the cash flow pressure through 
further lockdowns. 

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Financial Review CONTINUED

The pension liability has increased by £0.9m (2019: £3.4m) from £9.7m to £10.6m. During the 
year, deficit reduction contributions of £1.4m were made between the two schemes.

The Group uses derivative financial instruments, typically forward exchange contracts, to hedge 
the risk of future foreign currency fluctuations. The hedging policy enables the effective portion 
of changes in the fair value of designated derivatives to be recognised in Other 
Comprehensive Income. Historically these movements would have been recognised in the 
Income Statement. Further information can be seen in accounting policies in note 1 of the 
financial statements. 

Derivative financial assets of £(0.1m), compared to £2.7m in the prior year, represents the 
market to market valuation of the derivative hedges in place at the end of the financial year. 
Due to stock cancellations during the pandemic Shoe Zone is over hedged against future dollar 
purchases, this will be reflected in larger variations in exchange differences in future periods.

The Company generated £15.9m cash from operations, a year on year increase of £1.7m 
resulting in a net cash position of £6.3m (2019: £11.4m) at the year end. The reported cash 
position (£13.3m) includes the £7.0m CLBILS loan. The Group’s current bank facilities also 
include an on demand overdraft facility of £3.0m, which has not been used during the year. 

With the growing pension scheme liability, loan facility and ongoing pressure from COVID-19 
and lockdowns the Board is not proposing a final dividend this year and given these pressures 
on our business will be unlikely to pay a dividend until 2025 at the earliest. 

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Key Performance Indicators

The Group uses the following Key Performance Indicators (KPIs) to measure the performance 
and position of the business and its progress against strategic objectives.

ONLINE PARTICIPATION % 

15.7%

2019: 6.5%

Online sales as a percentage of total sales. Online sales 
exclude orders placed in store.

The online participation increased by 920 basis points to 15.7% (2019: 6.5%). This 
performance reflects the growth of the Shoe Zone website sales, the offering on 
eBay and Amazon, and reflects the lockdown periods restricting store sales.

PRODUCT GROSS MARGIN %

61.4%

2019: 62.7%

Product Gross Profit expressed as a percentage of 
revenue.

Product Gross Margin remained stable at 61.4% (2019: 62.7%). This decrease 
reflects the increased promotional activity both in store and on digital platforms 
as a result of Covid restrictions.

CASH BALANCE

£6.3m

2019: £11.4m

Cash held by the Group at the period end.

We finished the year with a net cash balance of £6.3m (2019: £11.4m). 

EARNINGS PER SHARE

(23.81p)

2019: 11.43p

The percentage movement in Earnings per Share.

Earnings per Share decreased to (23.81p) (2019: 11.43p).

Strategic Report 

9

Principal Risks and Uncertainties 

We set out below the principal risks and uncertainties that 
the Directors consider could impact the business.  The list 
highlights the key risks but there may be other risks to 
which the business is exposed. The list is not intended to 
be exhaustive.

Market and Competition

The footwear market is highly competitive, particularly with respect to price, product selection, 
quality and store location. The markets the Group operates in are, on a comparative basis, free 
and open markets with low barriers to entry. The Group competes at national and local levels 
with a diverse group of retailers of varying sizes and covering different product categories and 
geographic markets. These competitors include local, national and global retailers, including 
other specialist footwear retailers, supermarkets, online retailers and local independent 
retailers. Some competitors may have greater market presence, name recognition, financial 
resources and economies of scale or lower cost bases than the Group and may be able to 
withstand, or respond more swiftly to, changes in market conditions, any of which could give 
them a competitive advantage over the Group. In addition, like many other retailers, because 
the Group does not have exclusive rights to many of the elements that comprise its in-store 
experience and product offering, competitors may seek to copy or improve on the Group’s 
business strategy, which could significantly harm the Group’s competitive position.

The Board monitors competitor activities and discusses them on a weekly basis. The Group 
has adopted a strategy which intends to differentiate itself from its closest competitors and 
endeavours to price match on any cross over product lines.  Maintaining price competitiveness 
is a key focus of the business.

Identifying fashion and trends

The success of the Group’s business depends in part on its ability to innovate and to identify, 
anticipate and respond to evolving trends in consumer preferences, demographics and fashion 
trends, and to translate these trends into appropriate, saleable products. The Group seeks to 
change and refresh its product offering seasonally in order to drive customer traffic through its 
stores and online offering but demand for, and market acceptance of, these new products is 
uncertain.

Trends and demands are continually reviewed by knowledgeable and experienced employees 
who have a high level of market awareness. The Board monitors best sellers on a weekly basis 
and evaluates the performance of new lines.

Economic factors

Poor economic conditions in the UK, the Republic of Ireland and globally, as well as economic 
factors such as unemployment levels, consumer debt levels, lack of available credit, energy 

Strategic Report 
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Principal Risks and 
Uncertainties  CONTINUED

costs, inflation, currency exchange rates, interest and tax rates, may adversely affect the 
disposable income of the Group’s customers, which could result in lower sales. In particular, 
in times of economic uncertainty or recession or lack of consumer confidence, there may be a 
decrease in discretionary purchases generally, which could have a material adverse effect on 
the Group’s business, results of operations and financial condition. Global economic conditions 
and uncertainties may also impact the Group’s manufacturers and suppliers in ways that could 
adversely affect the Group’s business.

The Board considers very carefully the economic climate in planning its product ranges and 
pricing structure. As the business is focussed on offering low prices it is more resilient to 
reductions in consumer expenditure than other footwear retailers.

Reliance on overseas suppliers

Like many retailers, the Group is dependent on being able to source suitable products from 
manufacturers and other suppliers at a sufficiently low cost and in a timely manner. Although 
the Group enjoys good relationships with a wide range of manufacturers and other suppliers 
and is not overly reliant on any one supplier, there is still potential for the Group to be exposed 
to adverse operational and financial risks should there be a deterioration in relationships with a 
number of its key suppliers or if the Group is unable to identify and develop relationships with 
suitable suppliers who can satisfy its standards for price, quality, safety and its quantity and 
delivery requirements.

The vast majority of the Group’s retail products are manufactured overseas by suppliers located 
in China and to a lesser extent India and Europe.  As a result, the Group is also subject to 
the risks associated with international trade, particularly those risks which are common in the 
importation of goods from developing countries, including the imposition of taxes or other 
charges on imports, compliance with and changes to import restrictions and regulations, and 
exposure to different legal standards and the burden of complying with a variety of foreign 
laws and changing foreign government policies.

The Board is always seeking out new sources of supply with a clear strategy of diversification.  
Members of the Management Team frequently visit overseas suppliers to ensure that existing 
factories are being regularly monitored and new factories are being sourced that meet our 
price, quality and safety standards.

Reputational risk

The Group’s sales are dependent in part on the strength and reputation of the brands it offers, 
including own label brands, and are dependent on consumers’ perceptions of the Group and 
its products.

The vast majority of the Group’s profits are derived through sales of its own label brands.  
Maintaining broad market acceptance of its own label brands depends on many factors, 
including value, quality and consumer perception. The Group may not in the future achieve or 
maintain its expected sales of its own label brands, which could have a material adverse effect 
on the Group’s business, results of operations and financial position.

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Principal Risks and 
Uncertainties  CONTINUED

The Board has sufficient internal processes to ensure that it receives feedback from stores 
and customers on the design and quality of its products. The business’ reputation is carefully 
managed through internal procedures by the Board.

Loss of key operating site

The Group has a single distribution centre and its head office located at premises in Leicester 
and therefore the Group is currently entirely dependent on the continued efficient operation 
of the Leicester premises. Any disruption to the operation of the Leicester premises may 
therefore have an adverse effect upon the Group’s financial condition, operations and business 
prospects. The premises may suffer prolonged power or equipment failures, failures in its IT 
systems or networks or damage from fire, flood, or other disasters or unforeseen events which 
may not be covered by, or may be in excess of, its insurance coverage. Damage resulting 
from any of these events may take considerable time to repair. A prolonged period before 
rectification could have an adverse effect upon the Group’s financial condition, operations and 
business prospects.

The business has developed and maintains a Business Continuity Plan for the unlikely scenario 
of long term disruption to the Leicester premises. The business retains appropriate insurance to 
mitigate the risk of such a loss.

Data security and IT reliability

The Group relies to a significant degree on the uninterrupted operation of its computer and 
communications systems and infrastructure, as well as the equivalent systems and infrastructure 
of third parties, for the efficient running of its business, including with respect to inventory, 
merchandising, finance, human resources, distribution and logistics and store operations.

The Group must comply with restrictions on the use of customer data and ensure that 
confidential information (such as credit or debit card numbers) is transmitted in a secure 
manner over public networks.

Despite controls to ensure the confidentiality and integrity of customer data, the Group may 
breach restrictions or may be subject to attack from computer programmes that attempt to 
penetrate the network security and misappropriate confidential information.  Any such breach 
or compromise of security could adversely impact the Group’s reputation with customers and 
consumers, lead to litigation or fines, and as a result, have a material adverse effect on its 
business, results of operations and financial position.

The business has appropriate disaster recovery and business interruption plans. The IT systems 
have been developed significantly in-house reducing the business’s dependency on any third 
parties. Reputable third party antivirus, anti-spam and web filtering software are in use and its 
appropriateness regularly reviewed. 

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Principal Risks and 
Uncertainties  CONTINUED

Reliance on key personnel

The Group depends on a relatively small senior Management Team and the loss of a material 
number of such individuals or the inability to attract appropriate personnel in a timely manner 
could impact upon the Group’s future performance. 

The Group’s Remuneration Policy is designed to attract, retain and motivate management.  
Succession plans are in place for key roles.

Brexit

Shoe Zone continues to review the potential risks and opportunities that the post Brexit 
environment presents. Within the Shoe Zone product range, less than 2.5% of all stock is 
purchased from within the EU, this limits any potential risks.

The import of finished product from the Far East represents the main areas of risk, initial 
disruption at ports has now been resolved and deliveries have only been marginally impacted. 
No major instability of the Sterling/Dollar exchange rate has been seen and Shoe Zone is now 
fully hedged for the forthcoming financial year.

We continue to monitor both of these risk factors.

COVID-19 

The COVID-19 pandemic has presented all retailers with challenges and Shoe Zone has not 
been immune to this.

During the pandemic, Shoe Zone has taken a CLBILS loan (see note 18) and has made use of 
the government job retention scheme and rating relief.

Shoe Zone remains in a satisfactory cash position despite the current trading environment.

With the prospect of high street stores reopening following the initial success of the 
government vaccine programme, we look forward to increased demand returning to our high 
street stores.

Going concern

Please see page 23 in Director’s report regarding going concern.

The strategic report was approved by the Board.

On behalf of the Board

Anthony Smith
Chief Executive
Date: 5 March 2021

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Corporate Governance 
Statement

Chairman’s Statement

It is with pleasure that I take the opportunity to outline the approach taken to Corporate 
Governance within Shoe Zone plc.

The Board is committed to maintaining high standards of corporate governance and, with 
effect from 1 September 2018, the Board has adopted the Quoted Companies Alliance’s (QCA) 
Corporate Governance Code for small and mid-size quoted companies (the “Code”).  

The Code was revised in April 2018 to meet the new requirements of AIM Rule 26 and sets 
out ten broad principles of corporate governance. The code states what are considered to be 
appropriate corporate governance arrangements for companies. It provides an explanation 
about how they are meeting the principles through certain prescribed disclosures. 

The Chairman leads the Board and is responsible for its overall effectiveness in directing the 
Company. He manages the Board agenda and ensures that all Directors receive accurate, 
timely and clear information and effectively contribute their various talents and experience in 
the development and implementation of the Company’s strategy. He ensures that the nature 
and extent of the significant risks the Company is willing to embrace in the implementation 
of its strategy are challenged and determined by the Board.  The Chairman is responsible 
for ensuring that the Board implements, maintains and communicates effective corporate 
governance processes and for promoting a culture of openness and debate designed to foster 
a positive governance culture throughout the Company.

The Board has considered how each principle is applied and provides below an explanation of 
the approach taken in relation to each and how they support the Company’s medium to long-
term success. 

The Board considers that it does not depart from any of the principles of the QCA Code and 
there have been no corporate governance matters in the previous year.

Charles Smith
Chairman
Date: 5 March 2021

Governance
14

Corporate Governance 
Statement CONTINUED

 THE TEN PRINCIPLES OF THE QCA CODE

CATEGORY: DELIVER GROWTH 

1

CATEGORY: DELIVER GROWTH 

2

PRINCIPLE: ESTABLISH A STRATEGY AND 
BUSINESS MODEL WHICH PROMOTES LONG-
TERM VALUE FOR SHAREHOLDERS.

PRINCIPLE: SEEK TO UNDERSTAND AND MEET 
SHAREHOLDER NEEDS AND EXPECTATIONS.

•  Shoe Zone is a footwear retailer. Its strategy is 

based on three pillars: 

•  Digital growth
•  Town Centre renewal
•  Big Box expansion 

•  This business model has been developed 

over many years and has proved successful in 
both profit performance and cash generation. 
Growth strategies have been limited 
through the year due to lockdowns and cash 
preservation strategies.

•  The Chief Executive and the Finance Director 
are primarily responsible for maintaining 
dialogue with shareholders, supported by the 
Company’s broker. 

•  The Chief Executive and Finance Director hold 
both one-to-one and group meetings with 
shareholders and the investing community 
following the announcement of the annual and 
interim results. The Chairman also attends a 
number of these group meetings. 

•  Following these meetings, the Company’s 

brokers provide independent and anonymised 
feedback to the Board on shareholders’ views. 

Governance
Governance
15
15

Corporate Governance 
Statement CONTINUED

CATEGORY: DELIVER GROWTH 

3

CATEGORY: DELIVER GROWTH 

4

PRINCIPLE: TAKE INTO ACCOUNT WIDER 
STAKEHOLDER AND SOCIAL RESPONSIBILITIES 
AND THEIR IMPLICATIONS FOR LONG TERM 
SUCCESS.

PRINCIPLE: EMBED EFFECTIVE RISK 
MANAGEMENT, CONSIDERING BOTH 
OPPORTUNITIES AND THREATS, THROUGHOUT 
THE ORGANISATION.

•  The key risks and the approach taken to 

mitigate these is detailed in the Annual Report 
and Accounts. The key risks identified are 
listed in the Annual Report elsewhere.

•  Shoe Zone takes its wider stakeholder 

population into account within its decision 
making processes. 

•  Examples of this are:

•  The Shoe Zone supplier manual outlines 

minimum working practices that we expect 
from all our suppliers.

•  The buying team, and in some instances the 
Chairman and Chief Executive, visit every 
factory that supplies us with manufactured 
product. 

•  We hold employee forums for the 

Distribution Centre and in particular, prior 
to changing shift patterns and afterwards 
to understand the implementation and 
any ongoing issues that it may have been 
caused. 

•  We are working with suppliers to eliminate 

plastic materials from the supply chain as far 
as possible. Most recently we have replaced 
plastic ‘shoe shapers’ with biodegradable 
cardboard ones. 

•  We collect all plastic and cardboard waste from 
our stores. Where possible, we reuse or recycle 
cardboard waste and recycle plastic waste 
through a third party. 

•  Shoe Zone is committed to eliminating all 
forms of slavery and the company website 
outlines the actions we are taking to ensure 
that we are supportive of the wider movement.

Governance
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16

 
 
Corporate Governance 
Statement CONTINUED

5

CATEGORY: MAINTAIN A DYNAMIC 
MANAGEMENT FRAMEWORK 

6

CATEGORY: MAINTAIN A DYNAMIC 
MANAGEMENT FRAMEWORK 

PRINCIPLE: MAINTAIN THE BOARD AS A WELL-
FUNCTIONING, BALANCED TEAM LED BY THE 
CHAIR.

PRINCIPLE: ENSURE THAT BETWEEN THEM 
THE DIRECTORS HAVE THE NECESSARY UP-TO-
DATE EXPERIENCE, SKILLS AND CAPABILITIES.

•  The Board consists of three Executive Directors 

and two Non-executive Directors. 

•  Please refer to the Investor Relations section of 
the website for further details of the Directors.

•  The Executive Chairman is Charles Smith, 

who is also a major shareholder with 22.43% 
shareholding. 

•  The Senior non-executive director is Victoria 

Norrish, who is the Chair of the Audit 
Committee. 

•  The remaining Executive board members are 
Anthony Smith, Chief Executive and Terry 
Boot, Finance Director. Anthony Smith is the 
largest shareholder with 28.05%. 

•  The remaining Non-executive Director is 
Malcolm Collins. He is Chairman of the 
Remuneration Committee. 

•  Within the Executive Directors, Anthony 

Smith is a full time Director. Charles Smith is 
employed for four days a week. 

•  The Non-executive Directors are selected 

for the specific skills and expertise that they 
contribute to the business. This ranges from 
experience of accounting, footwear retail and 
supply chain expertise.

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17

Corporate Governance 
Statement CONTINUED

7

CATEGORY: MAINTAIN A DYNAMIC 
MANAGEMENT FRAMEWORK 

8

CATEGORY: MAINTAIN A DYNAMIC 
MANAGEMENT FRAMEWORK 

PRINCIPLE: EVALUATE BOARD PERFORMANCE 
BASED ON CLEAR AND RELEVANT 
OBJECTIVES, SEEKING CONTINUOUS 
IMPROVEMENT.

PRINCIPLE: PROMOTE A CORPORATE CULTURE 
THAT IS BASED ON ETHICAL VALUES AND 
BEHAVIOURS.

•  The Company seeks to promote an open 
culture where all employees feel that they 
contribute to the ongoing success of the 
business.  

•  We operate a non-contractual profit share 
scheme that rewards all employees, with 
service greater than one year, based on the 
overall company profit performance.

•  The Executive Board consists of Anthony 
Smith, Charles Smith and Terry Boot. 

•  Within the organisation there is also a wider 

Management Team that has functional 
responsibility for the business.   

•  The Board is constantly reviewing its own 
performance and that of the Management 
Team including its relevance and constitution 
as the business develops and grows. We look 
to identify those individuals who excel in their 
role and develop them through appointment 
to the Management Team and measure their 
success as part of the Group and the wider 
group.

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18

Corporate Governance 
Statement CONTINUED

9

10

CATEGORY: BUILD TRUST 

CATEGORY: MAINTAIN A DYNAMIC 
MANAGEMENT FRAMEWORK  

PRINCIPLE: MAINTAIN GOVERNANCE AND 
PROCESSES THAT ARE FIT FOR PURPOSE AND 
SUPPORT GOOD DECISION-MAKING BY THE 
BOARD.

PRINCIPLE: COMMUNICATE HOW THE 
COMPANY IS GOVERNED AND ITS 
PERFORMANCE BY MAINTAINING A DIALOGUE 
WITH SHAREHOLDERS AND OTHER RELEVANT 
STAKEHOLDERS.

•  All shareholders are invited to make use of 

the Group’s Annual General Meeting to raise 
any questions regarding the management or 
performance of the Company. 

•  Following the announcement of results 

the Company will also offer the chance for 
shareholders to meet the Chairman, Chief 
Executive and Finance Director to discuss 
performance and future plans. 

•  All voting results for the Annual General 

Meeting on resolutions are available on the 
website and the reports of Board Committees 
are set out in the Annual Report and Accounts 
each year.

•  The Board meets around six times per year.  

Agendas and papers are issued in advance of 
the meeting in order to allow each member 
to prepare thoroughly. All Non-Executive 
Directors are expected to attend these 
meetings. 

•  The Remuneration Committee and Audit 

Committee meet at least twice per year and 
their reports are contained in the Annual 
Report and Accounts. 

•  Draft minutes are circulated for all meetings 
and following feedback, approved by the 
various boards at their next meeting. 

•  Non-Executive Directors are also called on 

where their expertise or advice would benefit 
the Company, such as pension negotiations, 
selection of a new audit partner, product range 
reviews or the selection of other advisors. 

•  Management meetings are also held 

periodically with other key senior members 
of the Company who hold functional 
responsibility.  Information is disseminated 
through this group to the wider business and 
updates and feedback sought on key topics 
and areas.  

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19

Corporate Governance 
Statement CONTINUED

The Board

The Board comprises three Executive Directors (including the Chairman) and two Non-
Executive Directors. The Board composition meets the recommendations of the QCA 
guidelines. 

The Board is committed to maintaining high standards of corporate governance and to being 
transparent about its arrangements.

The key responsibilities of the Board are: 

•  the overall management of the Group; 

•  approval of corporate strategy; 

•  approval of income, expenditure and capital budgets; 

•  oversight of operations ensuring adequate systems of internal control and risk 

management are in place; 

•  to review business performance against the objectives that it has set; 

•  to monitor the integrity of the financial statements and approve the annual and interim 

reports; 

•  approval of the dividend policy; 

•  determining changes to the structure and composition of the Board; 

•  determining remuneration policy; and 

•  approval of communications with shareholders and the market.

Details of each of the Directors are given in their biographies on pages 14.

Appointments to the Board and re-election

The Company is governed by its Articles of Association (‘Articles’). Under the Articles the Board 
has the power to appoint a Director during the year but any person so appointed must stand 
for election at the next Annual General Meeting (‘AGM’). The Articles require that each Director 
retires and seeks re-election by the members every three years. The QCA Code recommends 
that Directors should be subject to annual re-election by members and, in line with the 
Company’s intention to apply certain principles of the UK Code, each Director will stand for re-
election at each of the Company’s AGMs. 

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Corporate Governance 
Statement CONTINUED

Board committees

The Board has established a Remuneration Committee and an Audit Committee.  Due to 
the nature and size of the Group, the Directors have decided that issues concerning the 
nomination of Directors will be dealt with by the Board rather than a nomination committee.

Membership of the two Board Committees is comprised of all independent Non-Executive 
Directors. Each Board Committee has approved Terms of Reference setting out their 
responsibilities. The Terms of Reference were approved by the Board during the year. All of the 
Board Committees are authorised to obtain, at the Company’s expense, professional advice on 
any matter within the Terms of Reference and to have access to sufficient resources to carry out 
their duties. 

The Audit Committee is chaired by Victoria Norrish. The committee meets as necessary to 
monitor the Group’s risk management and internal control systems and is also concerned with 
any major accounting and audit related issues. Executive Directors and senior management are 
responsible for managing the risk framework and internal control systems and must report on 
their effectiveness to the Audit Committee. 

Details of the duties of the Remuneration Committee are set out in the Remuneration report on 
page 15.

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21

Board of Directors 

Chairman 
CHARLES SMITH
Charles joined Shoe Zone in 1998, becoming Chief Operating Officer in 2001. He was 
appointed Chairman in January 2020. Charles is a founder and Trustee of the 
Shoe Zone Trust.

Chief Executive
ANTHONY SMITH
Anthony joined Shoe Zone in 1993 as Marketing Manager before becoming Chief Executive 
in 1997. Anthony was appointed Chairman in June 2016. He was re-appointed as Chief 
Executive in August 2019. Anthony is a founder and Trustee of the Shoe Zone Trust.

Finance Director 
TERRY BOOT
Terry joined Shoe Zone in March 2021 as Finance Director. He was most recently Finance 
Director and then CEO at The Company of Master Jewellers having prior to that been in the 
footwear industry for 26 years. From 1998 to 2016, he was the Finance Director at Brantano.

Company Secretary 
CATHERINE BOWEN
Catherine joined Shoe Zone in September 2018 as General Counsel and was appointed 
Company Secretary in September 2019. Catherine qualified as a solicitor in 2001 and has 
extensive legal experience in the retail sector, and is a specialist in landlord and tenant 
matters. Catherine also taught, part time, on the Law Degree at University of Leicester for 
eight years, while continuing to practice.

Non-executive Director 
MALCOLM COLLINS
Malcolm joined as a Non-Executive Director in June 2016. Malcolm was most recently Group 
Buying and Design Director for footwear and accessories at New Look, overseeing the 
Group’s £550m footwear division.  Prior to Malcolm’s 16 years at New Look, he worked for 23 
years at Clarks Shoes including 13 years as Women’s Footwear Buyer.

Non-executive Director 
VICTORIA NORRISH
Victoria joined as a Non-Executive Director in August 2020. Victoria joined Blue Light Card 
Limited in January 2021 as Chief Financial Officer. She was previously at TheWorks.co.uk plc 
from 2008 to 2020 as Supply Chain Director (January 2019 to December 2020), Strategic 
Development Director (July 2018 to January 2019) and Finance Director (November 2008 to 
July 2018). She commenced her accountancy career as an auditor with KPMG and 
Godkin & Co.

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22

Remuneration Report

This is the Company’s sixth Directors’ Remuneration 
Report since it listed on AIM in May 2014.

The Remuneration Committee consists of the Non-executive Directors. Malcolm Collins is the 
Chairman and Victoria Norrish also serves on the Committee.

Anthony Smith and Charles Smith may attend the Committee meetings by invitation.

Duties

The main duties of the Remuneration Committee are set out in its Terms of Reference adopted 
25 April 2014 and include:

•  responsibility for agreeing, with the Board, the framework or broad policy for the 
remuneration of all Executive Directors of the Company, including pension rights, 
compensation payments bonuses, incentive payments, share options and benefits in kind; 

•  obtain reliable, up-to-date information about remuneration in other companies of 

comparable scale and complexity and market practice generally; 

•  be exclusively responsible for selecting any remuneration consultants who advise the 

Committee; 

•  approve the design and determine targets for any performance-related pay schemes 
operated by the Company and approve the total annual payments made under such 
schemes; 

•  monitor the level and structure of remuneration for senior management and note annually 

the remuneration trends across the Group; 

•  review the design and implementation of all share incentive plans for approval by the 
Board and shareholders. For such plans, determine each year whether awards will be 
made, and if so, the overall amount of such awards; 

•  ensure the contractual terms on termination, and any payments made, are fair to 
the individual and the Company, and in accordance with any legal and regulatory 
requirements; 

•  oversee any major change in employee benefit structures throughout the Group; and 

•  agree the policy for authorising claims for expenses from the Directors.

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23

Remuneration Report

CONTINUED

Directors and Directors’ interests

The Directors listed below all served through the year. Their interests in the issued share capital 
of the Company as at the date of this report were as follows:

Executive Directors

Anthony Smith

Charles Smith

Non-executive Directors

Victoria Norrish

Malcolm Collins

Number of 
ordinary 
shares

Percentage 
of issued 
share capital

14,025,837 

(1)

11,213,538 

(2)

Nil

Nil 

28.05%

22.43%

Nil

Nil

(1) 

(2) 

The registered holder of these shares is Slawston Investments Limited, an entity jointly owned by Anthony 
and Catherine Smith 
The registered holder of these shares is Sheepy Magna Investments Limited, an entity jointly owned by 
Charles and Sian Smith

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24
24

 
 
Remuneration Report CONTINUED

Directors’ Remuneration 

Directors’ remuneration information for those individuals who have served as a Director for the 
year are presented below. The information presented in respect of these Directors is for the full 
financial year.

Individual

Financial 
year

Basic 
Salary and 
fees 

£

Profit Share 
(Bonus) 

LTIP paid 
within year

Benefits

Pension 
Contribution 

Total 

£

£

£

£

£

Executive Directors

Anthony Smith

Charles Smith

Nick Davis

Jonathan Fearn*

Peter Foot*

Non–executive Directors

Malcolm Collins

Victoria Norrish

Jeremy Sharman*

Charlie Caminada*

Total

FY20

350,000

FY19

250,000

FY20

224,000

FY19

120,000

FY20

FY19

-

194,792

FY20

101,896

FY19

115,000

FY20

FY19

30,403

-

FY20

FY19

FY20

FY19

FY20

FY19

FY20

FY19

19,334

20,000

2,828

-

27,000

30,000

16,613

30,000

FY20

772,074

FY19

759,792

* Resigned before date of signing 

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

43,464

53,342

23,329

19,412

-

11,661

9,477

11,426

2,153

-

-

-

-

-

-

-

-

-

- 393,464

-

303,342

- 247,329

-

-

139,412

-

23,375

229,828

12,228 123,601

13,800

140,226

-

-

-

-

-

-

-

-

-

-

32,256

-

19,334

20,000

2,828

-

27,000

30,000

16,613

30,000

78,423

95,841

12,228 862,725

37,175

892,808

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Remuneration Report CONTINUED

Long Term Incentive Plan (LTIP)

All shares owed to Jonathan Fearn for previous years’ performance were vested in November 
2019. In addition, the Company have awarded Jonathan a net amount of 10,000 shares in 
compensation for the termination of the Shoe Zone LTIP scheme. These shares were also 
vested in November 2019.

The LTIP scheme has now been discontinued. 

Directors’ Service contracts and employment letters

The Executive Directors have entered into service agreements with the Company with effect 
from 1 May 2017 or in the case of Peter Foot his date of commencement. Salaries for the up-
coming year are set out below:

Anthony Smith

Charles Smith (1)

Peter Foot (resigned 19 February 2021)

Terry Boot (started 8 March 2021)

(1)  Now contracted for 4 days per week.

£

350,000

224,000

125,000

115,000

Each Executive Director’s employment will continue until terminated by either party by written 
notice. The notice periods applicable are 12 months for Anthony Smith and Charles Smith 
and 6 months for Terry Boot. Other fixed elements of the Executive Directors’ remuneration 
comprise a company car provision, life assurance and private medical insurance. Terry Boot is 
entitled to a Pension Contribution of 12% basic salary.

The Company may elect to terminate the employment of each Executive Director by making a 
payment in lieu of notice equal to their basic salary payable in monthly instalments. 

Each of the Executive Directors has agreed to post-termination restrictions in order to protect 
confidential information, trade secrets and business connections. These restrictions last for 9 
months.

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Remuneration Report

CONTINUED

The Non-Executive Directors have entered into appointment letters. Under the terms of these 
letters, the Non-Executive Directors are entitled to an annual fee as set out below:

Malcolm Collins

Victoria Norrish

Jeremy Sharman*

Charlie Caminada*

* Resigned before date of signing 

£

20,000

30,000

30,000

30,000

The appointments are terminable by either party with three months’ written notice. The 
Company may pay the Non-Executive Directors in lieu of their notice period.

The remuneration report was approved by the Board.

On behalf of the Board

Malcolm Collins
Chairman of the Remuneration Committee
Date: 5 March 2021

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27

DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020

The Directors present their Annual Report and audited 
financial statements of the Company and the Group for 
the 52 weeks ended 3 October 2020.

The disclosure requirements of the Companies Act 2006 have been met by the contents of 
this Directors’ Report, apart from the likely future developments in the business and existence 
of stores which are included within the Strategic Report which should therefore be read in 
conjunction with one another.

The Company

Shoe Zone plc (the ‘Company’) is a Company incorporated and domiciled in the UK, with 
the registered company number 08961190. The company is listed on the AIM market of the 
London Stock Exchange.

Share Capital

Details of the share capital of the Company are shown in note 22 of the financial statements. 
The Company’s share capital consists of one class of ordinary shares.  As at 3 October 2020 
there were 50,000,000 ordinary shares of £0.01 each.  The authorised share capital of the 
Company is unlimited.

At the AGM held on 5th March 2020, the Board was granted authority to allot shares in the 
Company of up to approximately a third of the Company’s issued share capital.  The Board was 
also granted authority to allot further shares having an aggregate nominal value of £166,666 
in connection with a pre-emptive rights issue (representing approximately a further third of the 
Company’s issued share capital). At the 2021 AGM, shareholders will be asked to renew this 
authority for a further year.

Directors

The Directors who held office during the year and up to the date of signing the financial 
statements are listed on the Directors and Advisors page.

Directors’ Interests

Information about the Directors’ interests in the shares of the Company can be found in the 
Directors’ Remuneration Report.

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DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

Directors’ Indemnities

As permitted by the Articles of Association, the Directors have the benefit of an indemnity 
provision as defined by s234 of the Companies Act 2006. The indemnity was in force 
throughout the financial year and at the date of approval of the financial statements. The 
Group maintains Directors’ and Officers’ liability insurance.

In accordance with the Articles of Association, all the Directors offer themselves for re-election 
at the AGM, as they were appointed during the year.

Employees

The Group employed 3,428 (05 October 2019: 3,519) employees at the year end. 

The Group’s policy is to actively involve its employees in the business to ensure that matters 
of concern to them, including the Group’s aims and objectives and the financial and economic 
factors which impact them are communicated in an open and regular manner. 

The Directors are committed to delivering the highest standards of health and safety for 
employees, customers and others that might be affected by the Group’s activities.

The Group is committed to employing the right people, training them well and promoting from 
within wherever possible. Well trained and motivated employees are key to delivering good 
service to our customers and are fundamental to the long-term success of the business.

All employees are able to contribute to the ongoing success of the business through regular 
contact between management and employees.  We promote equal opportunities and do not 
tolerate discrimination of any kind.

Annual general meeting

The Company’s seventh AGM will be held on Wednesday, 31 March 2021 at 10.00 a.m. at 
the Company’s registered office at Haramead Business Centre, Humberstone Road, Leicester, 
Leicestershire LE1 2LH.  The Notice of AGM appears on pages 107 to 110.

In light of the current guidance issued by the UK Government restricting social gatherings, 
which would prohibit shareholders from attending the Annual General Meeting if it remains 
in place at the date of the Annual General Meeting, and the general uncertainty on what 
additional and/or alternative measures may be put in place should the current guidance be 
amended, the Board regretfully requests that shareholders do not attend the Annual General 
Meeting in person (irrespective of whether the restrictions on social gatherings remain in place 
at the date of the Annual General Meeting). The Annual General Meeting will be convened 
with the minimum quorum of shareholders required in order to conduct the business of the 
Annual General Meeting and this will be facilitated by the Company’s management.

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29

DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

With this in mind, shareholders are strongly encouraged to exercise their vote by appointing 
the Chairman of the Annual General Meeting as their only proxy and providing voting 
instructions in advance of the Annual General Meeting, in accordance with the instructions 
explained in the Notes attached to this Notice of Annual General Meeting. In the interests of 
health and safety, shareholders and any appointed proxies or corporate representatives (other 
than the Chairman of the Annual General Meeting or another member of the Company’s 
management attending the Annual General Meeting to facilitate a quorum) will not be 
admitted to the Annual General Meeting.

The Company will continue to closely monitor the developing impact of COVID-19 and the 
latest guidance from the UK Government. If the guidance changes significantly such that the 
arrangements regarding attendance at the Annual General Meeting can change, the Company 
will notify shareholders of any such changes via Regulatory Information Service.

Set out below is an explanation of certain resolutions which will be proposed at the AGM.

Appointment of Directors (resolutions 2 to 6)

The UK Corporate Governance Code recommends that directors should be subject to annual 
re-election by shareholders. In line with the Company’s intention to apply certain principles 
of the UK Corporate Governance Code, each Director will stand for election or re-election (as 
appropriate) at the AGM. Biographical details of each Director appear on page 22. The Board 
believes that each Director continues to demonstrate his commitment to his role and that, 
collectively; the Directors’ skills complement each other and enhance the overall operation of 
the Board.

Political donations (resolution 9)

The Company is prohibited under the Companies Act 2006 from making donations to EU 
political parties or organisations or to independent election candidates in the EU of over 
£5,000 a year without shareholder approval.  The Companies Act 2006 uses very broad 
definitions of political donations and expenditure which may extend to normal business 
activities which might not be thought of as political expenditure in the more usual sense.  
Activities which could be caught include representing the Company in the business community 
or at special interest groups which the Company may wish to support.  In addition, the 
sponsorship of industry forums, the funding of seminars and other functions to which politicians 
are invited may also be caught.  The Company is therefore proposing this resolution to ensure 
that it does not inadvertently breach the rules whilst carrying out its normal business activities.

During its last financial period the Company made no political donations and incurred no 
political expenditure.  The Company does not intend to make any such donations or incur any 
such expenditure this year.

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DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

Authority to allot shares (resolution 10)

By law, the Directors are not permitted to allot new shares (or to grant rights over shares) 
unless authorised to do so by shareholders. Resolution 10 seeks shareholder authority to allow 
the Directors to allot shares having an aggregate nominal value of £166,666 representing 
approximately a third of the Company’s issued share capital on 2 March 2021.  In addition, 
shareholder authority is sought to allot further shares having an aggregate nominal value of 
£166,666 in connection with a pre-emptive rights issue (representing approximately a further 
third of the Company’s issued share capital on 2 March 2021).

Disapplication of pre-emption rights (resolutions 11 and 
12)

Resolutions 11 and 12 concern the disapplication of pre-emption rights.  Under the Companies 
Act 2006, all shareholders are entitled to participate on a pre-emptive basis in all issues of 
shares for cash, unless shareholders have authorised the Directors otherwise.  

Paragraph (a) of resolution 11 gives the Directors authority to make arrangements dealing with 
certain legal, regulatory and practical matters in connection with a pre-emptive issue of shares.  
Paragraph (b) of resolution 11 gives the Directors the necessary authority to either allot shares 
or sell shares held in treasury for cash on a non pre-emptive basis up to an aggregate nominal 
amount of £25,000 (being 2,500,000 shares). This is equivalent to 5% of the issued share 
capital of the Company on 2 March 2021. This resolution also disapplies statutory pre-emption 
rights to the extent necessary to facilitate rights issues.

Resolution 12 is being proposed as a separate resolution to authorise the Directors to allot 
a further 5% of issued ordinary share capital of the Company otherwise than in connection 
with a pre-emptive offer for the purposes of financing a transaction (or refinancing within six 
months of the transaction) which the Directors determine to be an acquisition or other capital 
investment contemplated by the Pre-emption Group’s Statement of Principles (the ‘Pre-
emption Group Principles’).

These disapplication authorities are in line with the authority sought at last year’s AGM and with 
institutional shareholder guidance, in particular the Pre-emption Group Principles.  The Pre-
emption Group Principles were updated in March 2015 and provide the Company with greater 
flexibility to undertake non-pre-emptive issuances in connection with acquisitions and specified 
capital investments by allowing the Company to allot shares with a nominal value of up to 
£25,000 (representing 5% of the issued share capital of the Company as at 2 March 2021) for 
cash where that allotment is in connection with an acquisition or specified capital investment 
(as described in the Pre-emption Group Principles) which is announced at the same time as the 
allotment, or which has taken place in the preceding six-month period and is disclosed in the 
announcement of that allotment. 

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DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

The Board does not intend to allot shares for cash on a non-pre-emptive basis above 7.5% 
of the total issued share capital of the Company over a rolling three-year period without 
consulting shareholders first. 

The Directors consider that it is appropriate for these authorities to be granted to preserve 
maximum flexibility for the future.  However, the Directors currently have no plans to exercise 
these powers.  The authorities sought will apply until the conclusion of the next AGM of the 
Company to be held in 2022 or 31 March 2022, whichever is earlier.

Authorisation for the Company to purchase its own shares 
(Resolution 13) 

Resolution 13 seeks authority for the Company to make market purchases (within the meaning 
of section 693(4) of the Companies Act 2006) of the Company’s ordinary shares on such 
terms and in such a manner as the Directors may determine from time to time, subject to the 
limitations set out in the resolution.  If Resolution 13 is passed, the Company will be authorised 
to purchase up to a maximum of 5,000,000 ordinary shares, representing approximately 10% of 
the Company’s issued ordinary share capital as at 2 March 2021. Resolution 13 also sets out the 
minimum and maximum price that the Company may pay for purchases of its ordinary shares. 

If Resolution 13 is passed, the authority for the Company to purchase its ordinary shares will 
remain effective until the conclusion of the next AGM of the Company to be held in 2022 or 31 
March 2022, whichever is earlier. 

The Directors will only exercise this buy-back authority, after careful consideration, when it is 
in the best interests of the shareholders generally. Any purchases would be financed out of 
distributable profits and shares purchased would either be cancelled (and the number of shares 
in issue reduced accordingly) or held as treasury shares, with a view to using any such shares 
held in treasury for future distributions to employees. 

Form of proxy

Please note you will not receive a form of proxy for the March 2021 AGM in the post. You 
may vote online which you can do at www.signalshares.com. To register you will need your 
Investor Code, which can be found on your share certificate. For shares held through CREST, 
proxy appointments may be submitted via the CREST proxy voting system. Otherwise, you 
may request a hard copy proxy form directly from our Registrars, Link Asset Services, on 0371 
664 0391 if calling from the United Kingdom, or +44(0)371 664 0391 if calling from outside the 
United Kingdom. 

Calls are charged at the standard geographical rate and will vary by provider. Calls outside the 
United Kingdom will be charged at the applicable international rate. Lines are open between 
9.00 a.m. – 5.30 p.m. Monday to Friday excluding public holidays in England and Wales.

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DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

In normal circumstances voting online or appointing a proxy will not preclude a shareholder 
from attending the AGM and voting in person. However please note the restrictions on 
attendance at the AGM this year in light of the ongoing COVID-19 guidance. As a result, 
shareholders are encouraged to appoint a proxy.

All online votes or proxy appointments should be submitted so as to be received no later than 
10.00 a.m. on 29 March 2021.

Recommendation

The Board considers that the resolutions to be proposed at the AGM are in the best interests 
of the Company and are most likely to promote the success of the Company for the benefit of 
its members as a whole.  The Directors recommend that shareholders vote in favour of each 
resolution, as the Directors intend to do in respect of their own shareholdings.

External auditor

Cooper Parry Group Limited have issued their independent report on these financial 
statements to the shareholders of Shoe Zone plc. The report can be found on pages 37 to 41.

The auditor, Cooper Parry Group Limited have indicated their willingness to continue in office 
and a resolution that they be re-appointed will be proposed at the AGM.

Financial risk management

The Group’s operations expose it to a variety of financial risks that include the effects 
of liquidity risk, foreign currency risk and interest rate risk. The Group has in place a risk 
management programme that seeks to limit the adverse effects on the financial performance 
of the Group by monitoring the management of net cash, and the related finance income 
and costs. As the Group has both interest bearing assets and interest bearing liabilities, 
management maintain a close monitoring of the respective balances to ensure any interest rate 
risk is managed. 

The Group does not make significant use of derivative financial instruments but does use 
forward currency contracts when management consider this to be appropriate. External expert 
advice is sought from the Group’s bankers and relevant advisors on the suitability of these 
currency contracts in respect of the timings and rate. The Group has no exposure to equity 
securities. Limited credit risk exposure exists given the high level of cash transactions through 
the store network. Where credit risk arises management have procedures in place to assess 
the level of risk to be taken, with approval by the Directors for significant credit transactions. 
Further information can be found in note 3 to the financial statements.

Governance
33

DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

Environment

The vast majority of our stores in England, Wales and Scotland have a requirement to ensure 
that all packaging and store waste is returned to our distribution centre to be recycled and 
re-used.

Streamlined Energy and Carbon Reporting (SECR)

Energy consumption breakdown (kWh):

Electricity

Natural gas

Transport fuel

Other fuels

Totals

Greenhouse gas emissions (tCO2e):

From combustion of fuel

Natural gas

Transport fuel for company vehicles

Transport fuel for rental vehicles

Other fuels

Subtotal

From Purchased Electricity, Steam, Heat & Cooling

From Other Activities inc. Process & Fugitive

Subtotal

Total gross emissions

Renewable electricity

Carbon offsets

Domestic carbon units

Total net emissions

Intensity ratios

Annual MWh per £m Turnover

Annual tCO2e per £m Turnover

13,642,297

2,300,880

428,475

-

16,371,652

423.06

57.34

48.29

-

528.69

3,180.57

23.53

3,204.10

3,732.79

-

-

-

3,732.79

133.58

30.46

Governance
34

 
 
 
 
 
 
 
 
 
 
 
 
 
DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

Going Concern

The Directors consider that the business is a going concern and that it is appropriate to 
prepare the financial statements on a going concern basis. In reaching this conclusion, the 
Directors have assessed the Group’s current performance and position and factors that may 
affect the Group’s future prospects.

The Group’s financial position is satisfactory despite the current trading environment. It also has 
in place a £3.0m overdraft facility. During the pandemic the company took a COVID-19 Large 
Business Interruption Loan Scheme (CLBILS) loan of £7.0m, this requires the Group to comply 
with certain financial covenants, these have been met during the year and since year end. The 
Directors have reviewed forecasts and projections and consider that the Group has adequate 
banking facilities and cash resources to meet its operational and capital commitments.

With the prospect of high street stores reopening following the initial success of the 
Government vaccine programme, we look forward to increased demand returning to our high 
street stores combined with maintaining the growth levels of our digital presence.

Digital performance growth combined with the satisfactory cash position gives the Directors a 
reasonable basis on which to satisfy themselves that the business is a going concern. 

Events after the year-end

Between 3 October 2020 and the date of this report, there have been no material events. 
The Strategic Report, the Directors’ Report and the Remuneration Report were approved by 
the Board.

Directors’ responsibilities statement 

The Directors are responsible for preparing the strategic report, the Director’s report and the 
financial statements in accordance with applicable law and regulations. 

Company law requires the Directors to prepare financial statements for each financial 
year. Under that law the Directors have elected to prepare the group financial statements 
in accordance with International Financial Reporting Standards (IFRSs) as adopted by the 
European Union and the company financial statements in accordance with United Kingdom 
Generally Accepted Accounting Practice (United Kingdom Accounting Standards and 
applicable law). Under company law the Directors must not approve the financial statements 
unless they are satisfied that they give a true and fair view of the state of affairs of the group 
and company and of the profit or loss of the group for that period. The Directors are also 
required to prepare financial statements in accordance with the rules of the London Stock 
Exchange for companies trading securities on the Alternative Investment Market.  

Governance
35

DIRECTORS’ REPORT 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

In preparing these financial statements, the Directors are required to:

•  select suitable accounting policies and then apply them consistently; 

•  make judgements and accounting estimates that are reasonable and prudent; 

•  state whether they have been prepared in accordance with IFRSs as adopted by the 
European Union, subject to any material departures disclosed and explained in the 
financial statements; and 

•  prepare the financial statements on the going concern basis unless it is inappropriate to 

presume that the Company will continue in business.

The Directors are responsible for keeping adequate accounting records that are sufficient to 
show and explain the company’s transactions and disclose with reasonable accuracy at any time 
the financial position of the Company and enable them to ensure that the financial statements 
comply with the requirements of the Companies Act 2006. They are also responsible for 
safeguarding the assets of the Company and hence for taking reasonable steps for the 
prevention and detection of fraud and other irregularities.

Website publication

The Directors are responsible for ensuring the annual report and the financial statements 
are made available on a website. Financial statements are published on the company’s 
website in accordance with legislation in the United Kingdom governing the preparation and 
dissemination of financial statements, which may vary from legislation in other jurisdictions. 
The maintenance and integrity of the company’s website is the responsibility of the Directors. 
The Directors’ responsibility also extends to the ongoing integrity of the financial statements 
contained therein.

Disclosure of information to auditor

Each Director in office at the date of approval of this report has confirmed that:

•  So far as they are aware, there is no relevant audit information of which the Company’s 

auditors are unaware; and 

•  They have taken all reasonable steps that he ought to have taken as a Director in order to 
make himself aware of any relevant audit information and to establish that the Company’s 
auditor are aware of that information. 

Approved by the Board and signed on its behalf:

Anthony Smith
Chief Executive
Date: 5 March 2021

Governance
36

INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF 
SHOE ZONE PLC

Opinion

We have audited the financial statements of Shoe Zone plc (the ‘parent company’) and its 
subsidiaries (the ‘group’) for the 52 weeks ended 03 October 2020 which comprise the 
consolidated income statement, the consolidated statement of total comprehensive income, 
the consolidated statement of financial position, the consolidated statement of changes in 
equity, the consolidated statement of cash flows, the company statement of financial position, 
the company statement of changes in equity and the related notes to the financial statements, 
including a summary of significant accounting policies. 

The financial reporting framework that has been applied in the preparation of the group 
financial statements is applicable law and International Financial Reporting Standards (IFRSs) 
as adopted by the European Union. The financial reporting framework that has been applied 
in the preparation of the parent company financial statements is applicable law and United 
Kingdom Accounting Standards, including Financial Reporting Standard 101 Reduced 
Disclosure Framework (United Kingdom Generally Accepted Accounting Practice).

In our opinion:

•  the financial statements give a true and fair view of the state of the group’s and of the 

parent company’s affairs as at 03 October 2020 and of the group’s loss for the 52 weeks 
then ended; 

•  the group financial statements have been properly prepared in accordance with IFRSs as 

adopted by the European Union; 

•  the parent company financial statements have been properly prepared in accordance with 

United Kingdom Generally Accepted Accounting Practice; and 

•  the financial statements have been prepared in accordance with the requirements of the 

Companies Act 2006.

Basis for opinion

We conducted our audit in accordance with International Standards on Auditing (UK) (ISAs 
(UK)) and applicable law. Our responsibilities under those standards are further described in 
the Auditor’s responsibilities for the audit of the financial statements section of our report. We 
are independent of the group and parent company in accordance with the ethical requirements 
that are relevant to our audit of the financial statements in the UK, including the FRC’s Ethical 
Standard as applied to listed entities, and we have fulfilled our other ethical responsibilities in 
accordance with these requirements. We believe that the audit evidence we have obtained is 
sufficient and appropriate to provide a basis for our opinion.

Governance
37

INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF 
SHOE ZONE PLC CONTINUED

Conclusions relating to going concern

We have nothing to report in respect of the following matters in relation to which the ISAs (UK) 
require us to report to you where:

•  the Directors’ use of the going concern basis of accounting in the preparation of the 

financial statements is not appropriate; or 

•  the Directors have not disclosed in the financial statements any identified material 
uncertainties that may cast significant doubt about the group’s ability or the parent 
company’s ability to continue to adopt the going concern basis of accounting for a period 
of at least twelve months from the date when the financial statements are authorised for 
issue.

Key audit matters

Key audit matters are those matters that, in our professional judgment, were of most 
significance in our audit of the financial statements of the current period and include the most 
significant assessed risks of material misstatement (whether or not due to fraud) we identified, 
including those which had the greatest effect on: the overall audit strategy, the allocation of 
resources in the audit, and directing the efforts of the engagement team. These matters were 
addressed in the context of our audit of the financial statements as a whole, and in forming our 
opinion thereon, and we do not provide a separate opinion on these matters.

Carrying value and impairment of Property, Plant and 
Equipment in relation to the store portfolio

Matter

The Group has a significant property, plant and equipment balance in relation to the portfolio 
of stores it operates. The Group’s assessment of the carrying value of assets relating to each 
store requires significant judgement, in particular regarding cash flows, growth rates and 
discount rates.

Response

•  We obtained information on performance by store in order to assess for indication of 

impairment.  

•  We considered historical trading performance by comparing recent growth rates of both 

revenue and operating profit by store. 

•  We assessed the appropriateness of the assumptions concerning growth rates and inputs 

to the discount rates against latest market expectations. 

•  We performed sensitivity analysis to determine whether an impairment would be required 

if costs increase at a higher than forecast rate.

Governance
38

INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF 
SHOE ZONE PLC CONTINUED

Our application of materiality

We apply the concept of materiality in planning and performing our audit, in determining the 
nature, timing and extent of our audit procedures, in evaluating the effect of any identified 
misstatements, and in forming our audit opinion. 

The materiality for the group financial statements as a whole was set at £300,000. This has 
been determined with reference to the benchmark of the group’s loss before tax which we 
consider to be an appropriate measure for a group of companies such as these. Materiality 
represents 3% of group loss before tax.

The materiality for the parent company financial statements as a whole was set at £15,000. This 
has been determined with reference to the benchmark of the parent company’s loss before tax 
which we consider to be an appropriate measure for a parent company such as this. Materiality 
represents 7.5% of the parent company loss before tax.

An overview of the scope of our audit

We adopted a risk based audit approach. We gained a detailed understanding of the group’s 
business, the environment it operates in and the risks it faces.

The key elements of our audit approach were as follows:

Our Group audit scope focused on the Group’s principal trading subsidiary, Shoe Zone Retail 
Limited which was subject to a full scope audit. Together with the parent company and its 
group consolidation, which was also subject to a full scope audit, these entities represent the 
principal business units of the Group and account for 100% of the Group’s revenue, 100% of 
the Group’s profit before tax and 100% of the Group’s total assets. In performing our testing we 
utilised performance materiality of £442,000, equating to 85% of materiality.

In order to address the matters described in the Key audit matters section we performed 
focused audit procedures over these areas, including reference to external market data and 
publicly available market information in relation to assumptions used. 

Other information

The Directors are responsible for the other information. The other information comprises the 
information included in the annual report, other than the financial statements and our auditor’s 
report thereon. Our opinion on the financial statements does not cover the other information 
and, except to the extent otherwise explicitly stated in our report, we do not express any form 
of assurance conclusion thereon.

In connection with our audit of the financial statements, our responsibility is to read the other 
information and, in doing so, consider whether the other information is materially inconsistent 
with the financial statements or our knowledge obtained in the audit or otherwise appears 
to be materially misstated. If we identify such material inconsistencies or apparent material 

Governance
39

INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF 
SHOE ZONE PLC CONTINUED

misstatements, we are required to determine whether there is a material misstatement in 
the financial statements or a material misstatement of the other information. If, based on 
the work we have performed, we conclude that there is a material misstatement of this other 
information, we are required to report that fact. We have nothing to report in this regard.

Opinions on other matters prescribed by the Companies 
Act 2006

In our opinion, based on the work undertaken in the course of the audit:

•  the information given in the strategic report and the Directors’ report for the financial year 
for which the financial statements are prepared is consistent with the financial statements; 
and 

•  the strategic report and the Directors’ report have been prepared in accordance with 

applicable legal requirements. 

Matters on which we are required to report by exception

In the light of the knowledge and understanding of the group and the parent company and its 
environment obtained in the course of the audit, we have not identified material misstatements 
in the strategic report or the Directors’ report.

We have nothing to report in respect of the following matters in relation to which the 
Companies Act 2006 requires us to report to you if, in our opinion:

•  adequate accounting records have not been kept, or returns adequate for our audit have 

not been received from branches not visited by us; or 

•  the parent company financial statements are not in agreement with the accounting 

records and returns; or 

•  certain disclosures of Directors’ remuneration specified by law are not made; or 

•  we have not received all the information and explanations we require for our audit.

Responsibilities of Directors

As explained more fully in the Directors’ responsibilities statement set out on page 35, the 
Directors are responsible for the preparation of the financial statements and for being satisfied 
that they give a true and fair view, and for such internal control as the Directors determine 
is necessary to enable the preparation of financial statements that are free from material 
misstatement, whether due to fraud or error.

In preparing the financial statements, the Directors are responsible for assessing the group’s 
and the parent company’s ability to continue as a going concern, disclosing, as applicable, 
matters related to going concern and using the going concern basis of accounting unless the 
Directors either intend to liquidate the group or the parent company or to cease operations, or 
have no realistic alternative but to do so.

Governance
40

INDEPENDENT AUDITOR’S REPORT TO THE MEMBERS OF 
SHOE ZONE PLC CONTINUED

Auditor’s responsibilities for the audit of the financial 
statements

Our objectives are to obtain reasonable assurance about whether the financial statements as 
a whole are free from material misstatement, whether due to fraud or error, and to issue an 
auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance, 
but is not a guarantee that an audit conducted in accordance with ISAs (UK) will always detect 
a material misstatement when it exists. Misstatements can arise from fraud or error and are 
considered material if, individually or in the aggregate, they could reasonably be expected 
to influence the economic decisions of users taken on the basis of these financial statements. 
A further description of our responsibilities for the audit of the financial statements is located 
on the Financial Reporting Council’s website at: www.frc.org.uk/auditorsresponsibilities. This 
description forms part of our auditor’s report.

Use of our report

This report is made solely to the parent company’s members, as a body, in accordance with 
Chapter 3 of Part 16 of the Companies Act 2006. Our audit work has been undertaken so that 
we might state to the parent company’s members those matters we are required to state to 
them in an auditor’s report and for no other purpose. To the fullest extent permitted by law, 
we do not accept or assume responsibility to anyone other than the parent company and the 
parent company’s members as a body, for our audit work, for this report, or for the opinions we 
have formed.

Katharine Warrington (Senior Statutory Auditor)
For and on behalf of Cooper Parry Group Limited
Chartered Accountants and Statutory Auditor
Sky View
Argosy Road
East Midlands Airport
Castle Donington
Derby
DE74 2SA
Date: 12 January 2021

Governance
41

CONSOLIDATED INCOME STATEMENT FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

Note

4, 8

5

5

5

9

9

10

28

Revenue

Cost of sales

Gross profit

Administration expenses

Distribution costs

(Loss)/Profit from operations

Finance income

Finance expense

(Loss)/Profit before taxation

Taxation

(Loss)/Profit attributable to equity 
holders of the parent

(Loss)/Profit Earnings per Share – 
basic and diluted

52 weeks ended 
3 October 2020 

53 weeks ended
5 October 2019

£’000

122,568

(114,455)

8,113

(13,928)

(6,895)

(12,710)

10

(1,901)

(14,601)

2,698

(11,903)

(23.81p)

£’000

162,047

(136,965)

25,082

(12,081)

(6,154)

6,847

44

(192)

6,699

(985)

5,714

11.43p

Financials

42

CONSOLIDATED STATEMENT OF TOTAL COMPREHENSIVE 
INCOME FOR THE 52 WEEKS ENDED 3 OCTOBER 2020

Note

52 weeks ended 
3 October 2020 

53 weeks ended
5 October 2019 

(Loss)/profit for the period

Items that will not be reclassified subsequently to 
the income statement

Remeasurement losses on defined benefit pension 
scheme

Movement in deferred tax on pension schemes

25

21

Items that will be reclassified subsequently to the 
income statement

£’000

(11,903)

(2,114)

899

£’000

5,714

(4,177)

707

Fair value movements on cash flow hedges

(2,124)

648

Cash flow hedges recognised in inventories

Tax on cash flow hedges

Other comprehensive income / (expense) for the 
period

Total comprehensive income for the period 
attributable to equity holders of the parent

363

(2,973)

(14,879)

(126)

(2,948)

2,766

Financials

43

CONSOLIDATED STATEMENT OF FINANCIAL POSITION 
AS AT 3 OCTOBER 2020

Note

52 weeks ended 
3 October 2020 

53 weeks ended
5 October 2019 

Assets
Non-current assets

Property, plant and equipment

Right of use assets

Deferred tax asset

Total non-current assets

Current assets

Inventories

Trade and other receivables

Derivative financial assets

Cash and cash equivalents

Total current assets

Total assets

Current liabilities

Trade and other payables

Lease liabilities

Derivative financial liability

Bank Loan

Provisions

Corporation tax liability

Total current liabilities

Non-current liabilities

Trade and other payables

Lease liabilities

Bank Loan

Provisions

Employee benefit liability

Total non-current liabilities

Total liabilities

Net assets

Equity attributable to equity holders of the company

Called up share capital

Merger reserve

Cash flow hedge reserve

Retained earnings

Total equity and reserves

12

13

21

14

15

16

26

17

13

16

18

19

17

13

18

19

25

22

£’000

16,967

42,387

5,617

64,971

26,698

2,735

-

13,266

42,699

107,670

(17,316)

(19,914)

(105)

(1,944)

(1,471)

(137)

(40,887)

-

(37,475)

(5,056)

(1,260)

(10,594)

(54,385)

(95,272)

12,398

500

2,662

(116)

9,352

12,398

£’000

22,143

-

1,677

23,820

28,511

6,078

2,726

11,417

48,732

72,552

(27,429)

-

-

-

(715)

(440)

(28,584)

(2,432)

-

-

(370)

(9,736)

(12,538)

(41,122)

31,430

500

2,662

1,645

26,623

31,430

The financial statements were approved and authorised for issue by the Board of Directors and 
were signed on its behalf by:

              Anthony Smith, Chief Executive, Date: 5 March 2021 

Financials

44

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY 
FOR THE 52 WEEKS ENDED 3 OCTOBER 2020

Share 
capital

Merger
reserve

Cash flow 
hedge 
reserve

Retained 
earnings

Total

£’000

£’000

£’000

£’000

£’000

500

2,662

1,123

34,129

38,414

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

648

(126)

5,714

5,714

(4,177)

(4,177)

-

707

648

581

522

2,244

2,766

-

-

(9,750)

(9,750)

(9,750)

(9,750)

At 29 September 2018

Profit for the period

Defined benefit pension movements

Cash flow hedge movements

Deferred tax on other comprehensive income

Total comprehensive income for the period

Dividends paid during the year (note 11)

Total contributions by and distributions to 
owners

At 5 October 2019

500

2,662

1,645

26,623

31,430

Impact on transition to IFRS 16 (note 13)

-

-

-

(4,153)

(4,153)

At 6 October 2019

Loss for the period

Defined benefit pension movements

Cash flow hedge movements

Deferred tax on other comprehensive income

Total comprehensive income for the period

Dividends paid during the year (note 11)

Total contributions by and distributions to 
owners

500

2,662

1,645

22,470

27,277

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

(11,903)

(11,903)

(2,114)

(2,114)

(2,124)

-

(2,124)

363

899

1,262

(1,761)

(13,118)

(14,879)

-

-

-

-

-

-

At 3 October 2020

500

2,662

(116)

9,352

12,398

Share capital comprises the nominal value of shares subscribed for.

The merger reserve has arisen as a result of the application of merger accounting to the group 
reorganisation on 26 March 2014.

The cash flow hedge reserve comprises of gains/losses arising on the effective portion of 
hedging instruments and is carried at fair value in a qualifying cash flow hedge.

Retained earnings are all other net gains and losses and transactions with owners (e.g. 
dividends) not recognised elsewhere.

Financials

45

CONSOLIDATED STATEMENT OF CASH FLOWS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

Note

52 weeks ended 
3 October 2020 

53 weeks ended
5 October 2019 

Operating activities

(Loss)/Profit after tax

Corporation tax

Finance income

Finance expense

Depreciation of property, plant and equipment

12

Fixed asset impairment and loss on disposal of property, 
plant and equipment

Right of use asset profit on disposal, depreciation and 
impairment

Pension contributions paid

Decrease / (increase) in trade and other receivables

Decrease / (increase) in foreign exchange contract

Decrease / (increase) in inventories

(Decrease) / Increase in trade and other payables

Increase in provisions

Cash generated from operations

Net corporation tax paid

Net cash flows from operating activities

Investing activities

Purchase of property, plant and equipment

Interest received

Net cash used in investing activities

New secured loan repayable by instalments

Repayments of secured loan

Capital element of lease repayments

Interest paid

Dividends paid during the year

Net cash used in financing activities

Net increase in cash and cash equivalents

Cash and cash equivalents at beginning of period

Cash and cash equivalents at end of period

1

2

3

4

4

5

6

7

8

12

18

18

11

26

£’000

(11,903)

(2,698)

(10)

1,901

3,545

4,642

23,998

(1,466)

18,009

(810)

336

2,184

(5,498)

1,646

(2,142)

15,867

(283)

15,584

(2,809)

10

(2,799)

10,000

(3,000)

(17,719)

(217)

-

(10,936)

1,849

11,417

13,266

£’000

5,714

985

(44)

192

3,258

3,034

-

(890)

12,249

157

30

(1,451)

3,150

83

1,969

14,218

(1,488)

12,730

(7,290)

44

(7,246)

-

-

(9,750)

(9,750)

(4,266)

15,683

11,417

Financials

46

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

1. ACCOUNTING POLICIES

General information

Shoe Zone plc (the ‘Company’) is a public company incorporated and domiciled in England 
and Wales. The registered office is at Haramead Business Centre, Humberstone Road, 
Leicester, LE1 2LH. The company registered number of the Company is 08961190.

The Company and its subsidiaries’ (collectively the Group) principal activity is a footwear 
retailer in the United Kingdom and the Republic of Ireland.

Basis of preparation

The principal accounting policies adopted in the preparation of the financial statements are 
set out below. The policies have been consistently applied for the 52 weeks ended 3 October 
2020. 

These consolidated financial statements have been prepared in accordance with International 
Financial Reporting Standards and Interpretations (collectively IFRSs) issued by the Internal 
Accounting Standards Board (IASB) as adopted by the European Union (‘adopted IFRSs’) and 
those parts of the Companies Act 2006 that are applicable to companies that prepare financial 
statements in accordance with IFRS.

The consolidated financial statements have been prepared on a going concern basis and under 
the historical cost convention, as modified for the revaluation of certain financial assets and 
financial liabilities at fair value.

The preparation of financial statements in compliance with adopted IFRS requires the use 
of certain critical accounting estimates. It also requires management to exercise judgement 
in applying the company’s accounting policies. The areas where significant judgements and 
estimates have been made in preparing the financial statements and their effect are disclosed 
in note 2.

The consolidated financial statements are presented in Sterling, which is also the Group’s 
functional currency.

Amounts are rounded to the nearest thousand, unless otherwise stated.

Basis of consolidation

The consolidated financial statements incorporating the financial statements of Shoe Zone plc 
and its subsidiary undertakings are all made up to 3 October 2020. The results for all subsidiary 
companies are consolidated using the acquisition method of accounting.  

Where the company has control over an investee, it is classified as a subsidiary. The company 

Financials
47

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES

CONTINUED

controls an investee if all three of the following elements are present: power over the investee, 
exposure to variable returns from the investee, and the ability of the investor to use its power 
to affect those variable returns. Control is reassessed whenever facts and circumstances 
indicate that there may be a change in any of these elements of control.

De-facto control exists in situations where the company has the practical ability to direct 
the relevant activities of the investee without holding the majority of the voting rights. In 
determining whether de-facto control exists the company considers all relevant facts and 
circumstances, including:

•  The size of the company’s voting rights relative to both the size and dispersion of other 

parties who hold voting rights. 

•  Substantive potential voting rights held by the company and by other parties. 

•  Other contractual arrangements. 

•  Historic patterns in voting attendance.

The consolidated financial statements present the results of the company and its subsidiaries 
(‘the Group’) as if they formed a single entity. Intercompany transactions and balances between 
group companies are therefore eliminated in full.

The consolidated financial statements incorporate the results of business combinations using 
the acquisition method. In the statement of financial position, the acquiree’s identifiable 
assets, liabilities and contingent liabilities are initially recognised at their fair values at the 
acquisition date. The results of acquired operations are included in the consolidated statement 
of comprehensive income from the date on which control is obtained. They are deconsolidated 
from the date on which control ceases. 

Going Concern

The Directors consider that the business is a going concern and that it is appropriate to 
prepare the financial statements on a going concern basis. In reaching this conclusion, the 
Directors have assessed the Group’s current performance and position and factors that may 
affect the Group’s future prospects.

The Group’s financial position is strong with healthy positive cash balances. It also has in place 
a £3.0m overdraft facility. During the pandemic the company took a CLBILS loan of £7.0m, this 
requires the group to comply with certain financial covenants, these have been met during the 
year and since year end. The directors have reviewed forecasts and projections and consider 
that the group has adequate banking facilities and cash resources to meet its operational and 
capital commitments.

With the prospect of high street stores reopening following the initial success of the 
government vaccine programme, we look forward to increased demand returning to our high 
street stores combined with maintaining the growth levels of our digital presence.

Financials
48

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS 16 Leases

IFRS 16 Leases is effective for the Group from 6 October 2019 and replaces existing 
lease guidance under IAS 17 Leases. IFRS 16 sets out the principles for the recognition, 
measurement, presentation and disclosure of all leases. 

Leases in which the Group is a lessee

A majority of the Groups trading stores are leased. The Group also has a number of non-
property leases relating to vehicles and other equipment.

Under IFRS 16 on commencement of a lease the Group recognises on the Balance Sheet a 
right of use asset and a lease liability representing its obligation to make payments under the 
lease.

The right of use asset is established as the cost value of the initial measurement of the lease 
liability adjusted for any lease payments made at or before commencement and any lease 
incentives received or premiums paid. The Group depreciates the right of use assets on a 
straight line basis from the lease commencement date to the earlier of the end of the useful 
life of the right of use asset or the end of the lease term. The Group assesses the right of use 
asset for impairment on a periodic basis. The Group has not factored the dilapidation provision 
into the right of use asset as the provision relates to general ‘wear and tear’ as opposed to 
structural changes.

The lease liability is initially measured as the present value of the remaining lease payments, 
discounted using the interest rate based on the Groups incremental borrowing rate. 
Subsequent to initial measurement, the liability will be reduced for lease payments made and 
increased by interest charged on the net liability value. The carrying value of the lease liability 
is periodically remeasured to reflect any modification event such as any change to in-substance 
fixed payments or change in the lease term. When the lease liability is remeasured the 
corresponding adjustment is reflected in the right of use asset or profit and loss account if the 
right of use asset is already reduced to zero.

The Group has elected to account for short term leases and leases of low-value assets using 
the practical expedient method. Instead of recognising a right of use asset and a lease liability, 
the payments for these are treated as an expense on a straight line basis over the term of 
the lease. The total value of leases/agreements where the company has used the practical 
expedient are disclosed in note 13.

Leases in which the Group is a lessor

Lessor accounting remains the same as that applied under IAS 17 and applied to previous 
accounting periods. At inception the lease is assessed as being an operating or finance lease. 
This assessment is based on an evaluation as to whether the lease transfers substantially all 
the risks and rewards to the underlying asset. If this is the case then the lease is identified as a 
finance lease. If not the lease is recognised as an operating lease.

The Group has a very small number of leases where it is intermediate lessor.

Financials
49

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS 16 transition note

The Group has adopted IFRS 16 Leases on 6 October 2019 using the modified retrospective 
approach. The cumulative effect of adopting IFRS 16 has been recognised as an adjustment 
to the opening balance sheet as at 6 October 2019, with no restatement of comparable 
information and a £4.2m adjustment (debit) to retained earnings.

Under the modified retrospective approach the opening right of use asset can be measured in 
one of two ways:

(a)  As if the Group had applied IFRS 16 since the commencement date using its 

incremental borrowing rate at the date of initial application; or 

(b)  Measured at an amount equal to the lease liability at the date of initial application.

The right of use assets for property leases were measured on a retrospective basis as if the new 
rules had always been applied. Other right-of-use assets were measured at the amount equal 
to the lease liability, adjusted by the amount of any prepaid or accrued lease payments relating 
to the lease recognised in the balance sheet as at 6 October 2019.

The Group applies the practical expedient, not to reassess whether a contract is or contains a 
lease at the date of application. This means the Group applies IFRS 16 to all contracts entered 
into before 6 October 2019 and identified as leases in accordance with IAS 17 and IFRIC 4.

The Group has elected to use the exemptions proposed by the standard on lease contracts 
for which the lease term ends within 12 months as of the date of initial application, except 
for leases which are expected to be renewed or replaced by a lease with a term greater than 
12 months. These leases are accounted for as short-term leases and the lease payments 
associated with them are recognised as an expense.

Financials
50

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS 16 transition note (continued)

The impact on the income statement for the 52 weeks ended 3 October 2020 is as follows:

52 weeks ended 
3 October 2020 

(excluding IFRS 16 
adjustments)

IFRS 16 adjustment

53 weeks ended
5 October 2019

(including IFRS 16 
adjustments)

Revenue

Cost of sales

Gross profit

Administration expenses

Distribution costs

Profit from operations

Finance income

Finance expense

Loss before tax      

Taxation

Loss after tax

£’000

122,568

(109,870)

12,698

(15,278)

(6,910)

(9,490)

10

(217)

(9,697)

2,698

(6,999)

£’000

-

(4,585)

(4,585)

1,350

15

(3,220)

-

(1,684)

(4,904)

-

(4,904)

£’000

122,568

(114,455)

8,113

(13,928)

(6,895)

(12,710)

10

(1,901)

(14,601)

2,698

(11,903)

Financials
51

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS16 transition note (continued)

Note

53 weeks ended 
3 October 2019 

53 weeks ended 
5 October 2019 

53 weeks ended
5 October 2019 

(excluding IFRS 16
adjustments)

IFRS 16 adjustment 

(including IFRS 16 
adjustments)

£’000

£’000

£’000

Assets

Non-current assets

Property, plant and equipment

Right of use assets

Deferred tax asset

Total non-current assets

Current assets

Inventories

Trade and other receivables

Derivative financial assets

Cash and cash equivalents

Corporation tax asset

Total current assets

Total assets

12

13

21

14

15

16

26

22,143

-

1,677

23,820

28,511

6,078

2,726

11,417

-

48,732

72,552

-

61,662

-

61,662

-

(4,153)

-

-

-

(4,153)

57,509

22,143

61,662

1,677

85,482

28,511

1,925

2,726

11,417

-

44,579

130,061

Financials
52

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS16 transition note (continued)

Note

53 weeks ended 
5 October 2019 

53 weeks ended 
5 October 2019 

53 weeks ended
5 October 2019 

(excluding IFRS 16
adjustments)

IFRS 16 adjustment 

(including IFRS 16 
adjustments)

£’000

£’000

£’000

Current liabilities

Trade and other payables

Lease liabilities

Derivative financial asset/liability

Bank Loan

Provisions

Corporation tax liability

Total current liabilities

Non-current liabilities

Trade and other payables

Lease liabilities

Bank Loan

Provisions

Employee benefit liability

Total non-current liabilities

Total liabilities

Net assets

17

13

16

18

19

17

13

18

19

25

Equity attributable to equity 
holders of the company

Called up share capital

22

Merger reserve

Cash flow hedge reserve

Retained earnings

Total equity and reserves

(27,429)

715

-

-

(715)

(440)

(28,584)

(2,432)

-

-

(370)

(9,736)

(12,538)

(41,121)

31,431

500

2,662

1,645

26,623

31,430

4,595

(19,914)

-

-

-

-

(17,296)

2,432

(46,798)

-

-

-

(44,366)

(61,662)

(4,153)

-

-

-

(4,153)

(4,153)

(22,834)

(21,891)

-

-

(715)

(440)

(45,880)

-

(46,798)

-

(370)

(9,736)

(56,904)

(102,784)

27,277

500

2,662

1,645

22,470

27,277

Financials
53

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS 16 transition note (continued)

Under previous lease accounting standards (IAS 17), lease costs were recognised on a straight-
line basis over the term of the lease and the Group would have recognised these costs within 
operating expenses this would have been recognised in the 52 week period ended 3 October 
2020 if IAS 17 had still been applied. Under IFRS 16 these costs have been removed and 
replaced with depreciation of the right of use assets and no rent costs in the profit and loss 
account, which has resulted in an additional charge of £3.2m for the year ended 3 October 
2020. 

The impact on net financing expense in the 52 week period ended 3 October 2020 was £1.7m.

The net impact of applying IFRS 16 to the profit for the period in the 52 week period ended 
3 October 2020 was a reduction of £4.9m after tax. This difference to profit for the period 
represents a timing difference in the recognition of costs under IFRS 16 compared to IAS 17. 
IAS 17 recognises costs on a straight-line basis, whereas under IFRS 16 finance charges are 
recognised in relation to the value of the lease liability and costs will therefore reduce as the 
liability reduces. 

The Group has adopted IFRS 16 Leases retrospectively from 6 October 2019, but has not 
restated comparatives for the 2019 reporting period, as permitted under the specific transition 
provisions in the standard. The reclassifications and the adjustments arising from the new 
leasing rules are therefore recognised in the opening balance sheet on 6 October 2019.

On adoption of IFRS 16, the Group recognised lease liabilities in relation to leases which had 
previously been classified as ‘operating leases’ under the principles of IAS 17 Leases. These 
liabilities were measured at the present value of the remaining lease payments, discounted 
using the lessee’s incremental borrowing rate as of 5 October 2019. The weighted average 
lessee’s incremental borrowing rate applied to the lease liabilities on 5 October 2019 was 
2.94% and was 1.82% at 3 October 2020. If the discount rate was changed by 0.13% this would 
result in an increase of liabilities in excess of £300,000.

The presentation of cash flows arising from leases where the Group is a lessor has also 
changed. Up to 5 October 2019, cash flows relating to such leases were treated as part of 
operating cash flow. On transition to IFRS 16, the cash flows relating to capital repayments are 
required to be presented as financing cash flows.

For leases previously classified as finance leases, the entity recognised the carrying amount 
of the lease asset and lease liability immediately before transition as the carrying amount of 
the right of use asset and the lease liability at the date of initial application. The measurement 
principles of IFRS 16 are only applied after that date.

Financials
Financials
54
54

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS 16 transition note (continued) 

(i) Practical expedients applied on transition

In applying IFRS 16 for the first time, the group has used the following practical expedients 
permitted by the standard:

•  applying a single discount rate to a portfolio of leases with reasonably similar 

characteristics 

•  relying on previous assessments on whether leases are onerous as an alternative to 

performing an impairment review – there were no onerous contracts as at 6 October 2019 

•  accounting for operating leases with a remaining lease term of less than 12 months as at 6 

October 2019 as short-term leases 

•  excluding initial direct costs for the measurement of the right of use asset at the date of 

initial application, and 

•  using hindsight in determining the lease term where the contract contains options to 

extend or terminate the lease.

The Group has also elected not to reassess whether a contract is, or contains a lease at the 
date of initial application. Instead, for contracts entered into before the transition date the 
Group relied on its assessment made applying IAS 17 and Interpretation 4 determining 
whether an arrangement contains a Lease.

Financials
Financials
55
55

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

IFRS 16 transition note (continued)

(ii) Measurement of lease liabilities

The following is a reconciliation of total operating lease commitments at 5 October 2019 (as 
disclosed in the financial statements to 5 October 2019) to the lease liabilities recognised at 6 
October 2019.

Total operating lease commitments disclosed at 5 October 2019

Recognition exemptions

Leases of low value assets

Leases with remaining lease term of less than 12 months

Contracts reassessed as lease contracts (prior year operating  
lease commitment errors)

Adjustments as a result of a different treatment of extension and termination options

Variable lease payments not recognised

Other adjustments relating to commitment disclosures

Operating lease liabilities before discounting

Discounted using incremental borrowing rate

Finance lease obligations

Total lease liabilities recognised under IFRS 16 at 6 October 2019

(iii) Other non-current assets

Sublease assets have been recognised in respect of finance leases under IFRS 16 for a 
number of the properties which are subleased to third parties. The finance lease is assessed 
by reference to the right of use asset under the head lease rather than the underlying asset. A 
number of subleases continue to be accounted for as operating leases which has resulted in no 
change to their accounting treatment under IFRS 16.

51,070

£’000

(14)

(95)

6,637

12,313

-

(165)

69,746

(1,113)

56

68,689

Financials
Financials
56
56

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

(iv) Lease liabilities

A lease liability is recognised under IFRS 16, representing the Group’s contractual obligation 
to minimum lease payments during the lease term. The lease liability is initially measured at 
the present value of the remaining lease payments, discounted using the rates based on the 
Group’s incremental borrowing rate. The weighted average discount rate used to discount the 
lease liability as at 5 October 2019 was 2.94 %. The element of the liability payable in the next 
12 months is shown within current liabilities, with the balance shown in non-current liabilities.

(v) Amendment to IFRS 16 for COVID-19 related rent concessions

On 28 May 2020, the IASB issued COVID-19 related Rent Concessions - Amendment to IFRS 
16 Leases (the amendment). The Board amended the standard to provide optional relief to 
lessees from applying IFRS 16 guidance on lease modification accounting for rent concessions 
arising as a direct consequence of the COVID-19 pandemic. The amendments do not apply to 
lessors.

As a practical expedient, a lessee may elect not to assess whether a COVID-19 related lease 
concession from a lessor is a lease modification. A lessee that makes this election accounts for 
any qualifying change in lease payments resulting from the COVID-19related rent concession 
the same way it would account for the change under IFRS 16 if the change were not a lease 
modification. A lessee may elect to apply the practical expedient consistently to contracts with 
similar characteristics and in similar circumstances. 

The Group received rent free periods or discounts on some property leases during the year. In 
addition, some rental payments were deferred. Such amendments have been accounted for as 
if the lease is unchanged and a separate lease liability recognised where payments have been 
deferred.

The practical expedient applies only to rent concessions occurring as a direct consequence of 
the COVID-19 pandemic and only if all of the conditions described in IFRS 16 paragraph 46B 
are met. This amendment was effective for financial periods beginning on or after 1 June 2020, 
however, this amendment has been adopted early by the Group as permitted.

The Group received discounts and free rental periods amounting to £0.2m which have been 
recognised as a credit in the income statement.

The Group has not factored the dilapidation provision into the right of use as the provision 
relates to general ‘wear and tear’ as opposed to structural charges. Under IFRS 16 cash 
payments for the lease liability are recognised within financing activities. In the prior period 
operating lease payments under IAS 17 are recognised in operating activities. This has no net 
impact on the cash flow.

Financials
Financials
57
57

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

Revenue

Revenue is measured at the fair value of consideration received or receivable net of discounts, 
returns and VAT. Revenue is recognised when the company has transferred the significant risks 
and rewards of ownership to the buyer at the point of sale in the shop. At the point of sale a 
provision is made for the level of expected returns based on previous experience. 

Internet sales are recognised when the goods have been paid for, despatched and received by 
the customer. 

Exceptional Items

Exceptional items are transactions that fall within the ordinary activities of the Company but are 
presented separately due to their size or incidence.

The Directors reviewed the treatment of non-underlying items, it was not considered 
appropriate to show any non-underlying items for the current year or prior year.

Property, plant and equipment

Items of property, plant and equipment are initially recognised at cost. As well as purchase 
price, cost includes directly attributable costs. 

Depreciation is provided on all items of property, plant and equipment so as to write off their 
carrying value over the expected useful economic lives. It is provided at the following rates:

Freehold and long leasehold 

50 years on a straight line basis

Short leasehold and leasehold improvements 

5-10 years on a straight line basis

Fixtures and fittings 

Motor vehicles 

5-10 years on a straight line basis

3-5 years on a straight line basis

No depreciation is provided against freehold land. Depreciation is provided against freehold 
shop properties writing off the original cost less estimated residual value over the useful 
economic life of the property which is estimated to be 50 years. 

Financials
Financials
58
58

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

1. ACCOUNTING POLICIES CONTINUED

Assets under construction

Whilst held under assets under construction, no depreciation is charged on the assets. Once 
the project is completed, the asset will be transferred to the correct fixed asset category.

Impairment of non-financial assets

The carrying values of non-financial assets are reviewed in conjunction with an independent 
third party for impairment when there is an indication that assets might be impaired. When 
the carrying value of an asset exceeds its recoverable amount, the asset is written down 
accordingly.

Where it is not possible to estimate the recoverable amount of an individual asset, the 
impairment test is carried out on the asset’s cash generating unit (i.e. the smallest group of 
assets in which the asset belongs for which there are separable identifiable cash flows).

Impairment charges are included in the consolidated income statement in cost of sales, 
except to the extent they reverse previous gains recognised in the consolidated statement of 
comprehensive income.

Inventories

Inventories are initially recognised at cost on a first in first out basis, and subsequently at the 
lower of cost and net realisable value. Cost comprises all costs of purchase, costs of conversion 
and other costs incurred in bringing the inventories to their present location and condition.

Financial assets

The Group classified its financial assets into the categories, discussed below, due to the 
purpose for which the asset was acquired. The Group has not classified any of its financial 
assets as held to maturity.

The Group documents at the inception of the transaction the relationship between hedging 
instruments and hedged items, as well as its risk management objectives and strategy for 
undertaking various hedging transactions. The Group also documents its assessment, both at 
hedge inception and on an ongoing basis, of whether the derivatives that are used in hedging 
transactions are highly effective in offsetting changes in fair values or cash flows of hedged 
items.

Cash and cash equivalents include cash in hand and deposits held at call with banks.

Financials
Financials
59
59

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

Loans and receivables

Loans and receivable assets are non-derivative financial assets with fixed or determinable 
payments that are not quoted in an active market. They arise principally through the provision 
of goods to customers (e.g. trade receivables), but also incorporate other types of contractual 
monetary asset. They are initially recognised at fair value plus transaction costs that are directly 
attributable to their acquisition or issue, and are subsequently carried at amortised cost using 
the effective interest rate method, less provision for impairment.

The Group’s loans and receivables comprise trade and other receivables and cash and cash 
equivalents included within the consolidated statement of financial position.

Impairment provisions are recognised when there is objective evidence (such as significant 
financial difficulties on the part of the counterparty or default or significant delay in payment) 
that the Group will be unable to collect all of the amounts due under the terms receivable, 
the amount of such a provision being the difference between the net carrying amount and the 
present value of the future expected cash flows associated with the impaired receivable. For 
trade receivables, which are reported net, such provisions are recorded in a separate allowance 
account with the loss being recognised within administrative expenses in the consolidated 
income statement. On confirmation that the trade receivable will not be collectable, the gross 
carrying value of the asset is written off against the associated provision.

Financial liabilities

The Group classified its financial liabilities as other financial liabilities which include the 
following:

•  Trade payables and other short-term monetary liabilities, which are initially recognised at 
fair value and subsequently carried at amortised cost using the effective interest method. 

•  Bank loan – external loan which is valued at its amortised cost and incurs interest. 

•  Finance costs are charged to the profit and loss account over the term of the debt using 
the effective interest method so that the amount charged is at a constant rate on the 
carrying amount. Issue costs are initially recognised as a reduction in the proceeds of the 
associated capital instrument.

Derivative financial instruments and hedging activities 

Hedge accounting is applied to financial assets and financial liabilities only where all of the 
following criteria are met:

At the inception of the hedge there is formal designation and documentation of the hedging 
relationship and the Group’s risk management objective and strategy for undertaking the 

Financials
60

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

hedge.

•  For cash flow hedges, the hedged item in a forecast transaction is highly probable and 

presents an exposure to variations in cash flows that could ultimately affect profit or loss. 

•  The cumulative change in the fair value of the hedging instrument is expected to be 

between 80-125% of the cumulative change in the fair value or cash flows of the hedged 
item attributable to the risk hedged (i.e. it is expected to be highly effective). 

•  The effectiveness of the hedge can be reliably measured. 

•  The hedge remains highly effective on each date tested.  Effectiveness is tested quarterly.

The Group uses derivative financial instruments such as forward foreign exchange contracts 
to hedge its risks associated with foreign currency fluctuations. Such derivative financial 
instruments are initially measured at fair value and subsequently remeasured at fair value. The 
fair value of forward foreign exchange contracts is calculated by reference to current forward 
exchange rates for contracts with similar maturity profiles.

The effective portion of changes in the fair value of derivatives that are designated and qualify 
as cash flow hedges is recognised in other comprehensive income. The gain or loss relating to 
the ineffective portion is recognised immediately in cost of sales in the income statement.

Amounts accumulated in equity are reclassified to inventories in the period when the purchase 
occurs, matching the hedged transaction. The cash flows are expected to occur and impact on 
profit and loss within 12 months from the year end.

When a hedging instrument expires or is sold, or when a hedge no longer meets the criteria 
for hedge accounting, any cumulative gain or loss previously recognised in equity is retained 
in equity and is recognised when the forecast transaction is ultimately recognised in cost of 
sales in the income statement.  When a forecast transaction is no longer expected to occur, the 
cumulative gain or loss that was reported in equity is immediately transferred to the income 
statement.

Deferred taxation

Deferred tax assets and liabilities are recognised where the carrying amount of an asset or 
liability in the statement of financial position differs from its tax base.

Recognition of deferred tax assets is restricted to those instances where it is probable that 
taxable profit will be available against which the difference can be utilised.

The amount of the asset or liability is determined using tax rates that have been enacted or 
substantively enacted by the balance sheet date and are expected to apply when the deferred 

Financials
61

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

tax liabilities or assets are settled or recovered. Deferred tax balances are not discounted.

Deferred tax assets are offset when the Group has legally enforceable rights to set off current 
tax assets against current tax liabilities and the deferred tax liabilities relate to taxes levied by 
the same tax authority on either:

•  the same taxable group company; or 

•  different company entities which intend to either settle current tax assets and liabilities on 
a net basis, or to realise the assets and settle the liabilities simultaneously, in each future 
period in which significant amounts of deferred tax assets and liabilities are expected to 
be settled or recovered.

Provisions

Provision for dilapidations is made at the best estimate of the expenditure required to settle 
the obligation at the reporting date, where material, discounted at the pre-tax rate reflecting 
current market assessments of the time value of money and risks specific to the liability. A 
dilapidation provision is only recognised on those properties which are likely to be exited. 
Where such property is identified the full costs expected are recognised. This provision relates 
to the liability of ‘wear and tear’ incurred on the leasehold properties and does not include 
any removal of shop refits as experience indicates that liabilities do not arise for removal of 
shop refits. Dilapidations are not included in IFRS 16 as they relate to ‘wear and tear’ and not 
structural alterations to the buildings.

Foreign exchange

Transactions entered into the Group entities in a currency other than the functional currency are 
recorded at the average monthly rate prevailing during the period.  Foreign currency monetary 
assets and liabilities are translated at the rates ruling at the reporting date.

Foreign exchange differences are recognised in the profit and loss account.

Retirement benefits – defined contribution and benefit 
schemes

The Group operates both defined benefit and defined contribution funded pension schemes. 
The schemes are administered by trustees and are independent of the Group. 

Contributions to defined contribution schemes are charged to the consolidated statement of 
comprehensive income in the year to which they relate.

Defined benefit scheme surpluses and deficits are measured at:

Financials
62

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

•  the fair value of plan assets at the reporting date; less 

•  plan liabilities calculated using the projected unit credit method discounted to its present 
value using yields available on high quality corporate bonds that have maturity dates 
approximating to the terms of the liabilities; plus 

•  unrecognised past service costs; less 

•  the effect of minimum funding requirements agreed with scheme trustees.

Re-measurements of the net defined obligation are recognised directly within equity. These 
include actuarial gains and losses, return on plan assets (interest exclusive) and any asset 
ceilings (interest exclusive).

Service costs are recognised in the income statement, and include current and past service 
costs as well as gains and losses on curtailments.

Net interest expense (income) is recognised in the income statement, and is calculated by 
applying the discount rate used to measure the defined benefit obligation (asset) at the 
beginning of the annual period to the balance of the net defined benefit obligation (asset), 
considering the effects of contributions and benefit payments during the period.

Gains or losses arising from changes to scheme benefits or scheme curtailments are recognised 
immediately in profit or loss.

Settlements of defined benefit schemes are recognised in the period in which the settlement 
occurs.

Dividends 

Dividends are recognised when they become legally payable. In the case of interim dividends 
to equity shareholders, this is when declared by the Directors. In the case of final and special 

Financials
63

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

dividends, this is when approved by the shareholders at the AGM.  

2. CRITICAL ACCOUNTING ESTIMATES AND JUDGEMENTS

The Shoe Zone plc Group makes certain estimates and assumptions regarding the future. 
Estimates and judgements are continually evaluated based on historical experience and 
other factors, including expectations of future events that are believed to be reasonable 
under the circumstances. In the future, actual experience may differ from these estimates and 
assumptions. The estimates and assumptions that have a significant risk of causing a material 
adjustment to the carrying amounts of assets and liabilities within the next financial year are 
discussed below.

Accounting estimates and assumptions

Retirement benefits:

The Groups’ defined benefit schemes’ pension surplus/obligation, which is assessed each 
period by actuaries, is based on key assumptions including discount rates, mortality rates, 
inflation, future salary costs and pension costs. These assumptions, individually or collectively, 
may be different to actual outcomes; refer to note 25 for further details.

Estimated impairment of store assets:

The Group tests whether store assets have suffered any impairment in accordance with the 
accounting policies stated in note 1. The recoverable amount of cash-generating units is de-
termined on a value-in-use calculation. The method requires an estimate of future cash flows 
and the selection of a suitable discount rate in order to calculate the net present value of cash 
flows. The Group has performed a sensitivity analysis on the impairment tests for its store port-
folio using various reasonably possible scenarios.  An increase of three percentage points in the 
post-tax discount rate would have resulted in an increase to the impairment charge of £17,000.  
A decrease of one percentage point in the growth rate after year three would have resulted in 
an increase to the impairment charge of £7,000.

Estimated useful life of property, plant and equipment:

At the date of capitalising property, plant and equipment, the Group estimates the useful life 
of the asset based on management’s judgement and experience. Due to the significance of 
capital investment to the Group, variances between actual and estimated useful economic lives 
could impact results both positively and negatively, see note 12.

Judgements

Foreign currency hedge accounting:

Group policy is to adopt hedge accounting for cash flows for the purchase of goods for resale. 
Due to the degree of judgement in determining forecast cash flows there is a risk that the as-
sumptions made in the effectiveness testing are inappropriate.

Discount rate - The weighted average lessee’s incremental borrowing rate applied to the lease 
liabilities on 5 October 2019 was 2.94% and was 1.82% at 3 October 2020. If the discount rate 
was changed by 0.13% this would result in an increase of liabilities in excess of £300,000.

Financials
64

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

3. FINANCIAL INSTRUMENTS – RISK MANAGEMENT

The Board has overall responsibility for the determination of the Group’s risk management 
objectives and policies. The overall objective of the Board is to set policies that seek to reduce 
risk as far as possible without unduly affecting the Group’s competitiveness and flexibility. The 
Group reports in Pound Sterling. All funding requirements and financial risks are managed 
based on policies and procedures adopted by the Board of Directors. The Group does use 
forward currency contracts to mitigate foreign exchange risk. The Group does not issue or use 
financial instruments of a speculative nature.

The Group is exposed to the following financial risks:

•  credit risk; 

•  liquidity risk; and 

•  foreign exchange risk.

The Group is exposed to risks that arise from its use of financial instruments. The principal 
financial instruments used by the Group, from which financial instrument risk arises, are as 
follows:

•  trade and other receivables; 

•  cash and cash equivalents; 

•  forward foreign exchange contracts; and 

•  trade and other payables.

Fair value hierarchy

All financial instruments measured at fair value must be classified into one of the levels below: 

•  Level 1: Quoted prices in active markets; 

•  Level 2: Level 1 quoted prices are not available, but fair value is based on observable 

market data; and 

•  Level 3: Inputs that are not based on observable market data. 

Financials
65

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

3. FINANCIAL INSTRUMENTS – RISK MANAGEMENT CONTINUED

A summary of the financial instruments held by category is provided below:

Financial assets

Financial assets at amortised cost

Trade receivables

Other receivables

Cash and cash equivalents

Total receivables and cash

Financial assets at fair value through profit or loss

Financial assets at fair value through other comprehensive income

Total financial assets

52 weeks ended 
3 October 2020  

53 weeks ended
5 October 2019 

£’000

£’000

582

690

13,266

14,538

34

(139)

14,433

396

421

11,417

12,234

744

1,982

14,960

52 weeks ended 
3 October 2020  

53 weeks ended
5 October 2019 

£’000

£’000

Financial liabilities

Financial liabilities at amortised cost

Trade and other payables

Financial liabilities at fair value through other comprehensive 
income

Financial liabilities at fair value through profit and loss

Financial liabilities at fair value through other comprehensive 
income

17,316

24,119

-

-

-

-

Total financial liabilities

17,316

24,119

Financials
Financials

66
66

 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

3. FINANCIAL INSTRUMENTS – RISK MANAGEMENT CONTINUED

To the extent financial instruments are not carried at fair value in the consolidated statement 
of financial position, book value approximates to fair value at 3 October 2020 and 5 October 
2019.

Trade and other receivables are measured at amortised cost. Book values and expected cash 
flows are reviewed by the Board and any impairment charged to the consolidated statement of 
comprehensive income in the relevant period.

Cash and cash equivalents are held in Pound Sterling and placed on deposit in UK banks.

Trade and other payables are measured at amortised cost.

Credit risk

Credit risk is the risk of financial loss to the Group if a customer or counter-party to a financial 
instrument fails to meet its contractual obligations. At 3 October 2020 the Group has trade 
receivables of £582,000 (2019: £396,000). 

£378,000 of the balance is monies due from on-line sales with a further £103,000 in respect 
of longstanding prepaid gift card providers. The remainder is balances owing from sub-let 
properties and charges due from a number of suppliers.

The Directors are unaware of any factors affecting the recoverability of outstanding balances at 
3 October 2020 and previously and consequently no provisions have been made for bad and 
doubtful debts.

All cash balances and derivative financial instruments are held with reputable banks and service 
providers and the Board monitors its exposure to counterparty risk on an on going basis.

Liquidity risk

Liquidity risk arises from the Group’s management of working capital. It is the risk that the 
Group will encounter difficulty in meeting its financial obligations as they fall due. The Group’s 
policy is to ensure that it will always have sufficient cash to allow it to meet its liabilities when 
they become due.

To achieve this aim, it seeks to maintain cash balances to meet expected requirements for 
a period of at least 30 days. The Company has an overdraft facility of £3m and has taken 
advantage of a CLBILS loan (see note 18) to maintain cash balances through the COVID-19 
pandemic.

Trade payables are repayable within 3 months. The Group prepares and maintains detailed 
cash flow forecasts to monitor cash requirements and manage liquidity risk.

Financials
Financials
67
67

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

3. FINANCIAL INSTRUMENTS – RISK MANAGEMENT CONTINUED

The following table sets out the contractual maturities (representing undiscounted contractual 
cash-flows) of financial liabilities: 

Up to 3 
months

Between 
3 and 12 
months

Between 1 
and 2 years

Between 2 
and 5 years

Over 5 years

At 3 October 2020

£’000

£’000

£’000

£’000

£’000

Trade and other payables

Total financial liabilities

17,316

17,316

-

-

-

-

-

-

-

-

Up to 3 
months

Between 
3 and 12 
months

Between 1 
and 2 years

Between 2 
and 5 years

Over 5 years

At 5 October 2019

£’000

£’000

£’000

£’000

£’000

Trade and other payables

Total

24,119

24,119

-

-

-

-

-

-

-

-

Financials
Financials

68
68

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

3. FINANCIAL INSTRUMENTS – RISK MANAGEMENT CONTINUED

Foreign exchange risk

The Group is predominantly exposed to foreign exchange risk on purchases from major 
suppliers based in the Far East. Purchases are made on a central basis and the risk is mitigated 
through using forward foreign currency exchange contracts. 

The fair value of forward foreign exchange contacts has been determined based on discounted 
market forward currency exchange rates at the balance sheet date.

Foreign Currency: Sensitivity Analysis

A sensitivity rate of 10% represents the Directors’ assessment of a reasonably possible change, 
based on historic volatility.

The analysis assumes that exchange rate fluctuations on currency derivatives that form part 
of an effective cash flow hedge relationship affect the fair value reserve in equity and the fair 
value of the hedging derivatives. For foreign exchange derivatives which have ceased to have a 
hedging relationship, these movements in exchange rates impact the income statement.

Positive figures represent an increase in profit or equity.

                Income Statement

               Equity

2020

£’000

379

(463)

2019

£’000

692

(845)

2020 

£’000

5,033

(6,151)

2019

£’000

4,412

(5,393)

Sterling strengthens by 10%

Sterling weakens by 10%

Financials
Financials

69
69

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

3. FINANCIAL INSTRUMENTS – RISK MANAGEMENT

CONTINUED

Year-end exchange rates applied in the above analysis are US Dollar 1.29 (2019: 1.23). 
Strengthening and weakening of Sterling may not produce symmetrical results depending on 
the proportion and nature of foreign exchange derivatives which cease to qualify for hedge 
accounting.

Interest rate risk

The Group is exposed to interest rate risk which is managed centrally. The Group reviews the 
exposure periodically and will manage its interest rate risk by reviewing appropriate facilities.

Capital management

In order to maintain or adjust the capital structure, the Group may adjust the value of dividends 
paid to shareholders, return capital to shareholders, issue new shares or sell assets to reduce 
debt.

The Group’s capital is made up of share capital, merger reserve and retained earnings totalling 
£12,351,000 (5 October 2019: £31,430,000).

The Group’s objectives when maintaining capital are:

•  to safeguard the entity’s ability to continue as a going concern, so that it can continue to 

provide returns for shareholders and benefits for other stakeholders; and 

•  to provide an adequate return to shareholders by pricing products and services commen-

surately with the level of risk.

The capital structure of the Group consists of shareholders’ equity as set out in the 
consolidated statement of changes in equity.  All working capital requirements are planned to 
be financed from existing cash resources whenever possible.

4. REVENUE

Revenue arises from:

Sales of goods

52 weeks ended 
3 October 2020  

53 weeks ended
5 October 2019

£’000

£’000

122,568

162,047

Financials
Financials

70
70

 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

5. EXPENSES BY NATURE

52 weeks ended 
3 October 2020  

53 weeks ended
5 October 2019 

Inventories recognised as an expense

Carriage charges on purchases

Duty charges on purchases

Employee benefit expenses

Depreciation and impairment charge of property, plant and 
equipment

Depreciation held on finance lease

Depreciation of right of use assets

Operating lease expense

Land and buildings

Other

Loss on disposal of property, plant and equipment

Profit on disposal of Right of Use Asset

Administration expenses

Gain on Foreign Exchange

Other costs

6. AUDITOR’S REMUNERATION

The audit of the parent company

Audit of subsidiary financial statements pursuant to legislation

Other services

£’000

41,858

1,800

3,940

33,054

7,695

16

24,112

1,303

82

526

(113)

12,378

(30)

8,657

135,278

£’000

52,198 

2,687

5,743

39,488

6,199

2

-

21,364

626

92

-

19,619

(385)

7,567

155,200

52 weeks ended 
3 October 2020 

53 weeks ended
5 October 2019 

£’000

£’000

10

55

-

65

10

48

5

63

Financials
Financials

71
71

  
 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

7. EMPLOYEE BENEFIT EXPENSES

Employee benefit expenses (including Directors) comprise:

Wages and salaries

Social security costs

Other pension costs

52 weeks ended 
3 October 2020   

53 weeks ended
5 October 2019 

£’000

£’000

30,534

1,614

906

33,054

36,363

2,061

1,064

39,488

Wages and salaries in 2020 incudes the benefit of furlough income £5,039,000.

The average monthly number of employees during the period was as follows:

Sales and distribution

Directors

Administration

52 weeks ended 
3 October 2020   

53 weeks ended
5 October 2019 

No.

3,275

6

147

3,428

No.

3,351

7

161

3,519

The average monthly number of full time equivalent employees during the period was 1,698 
(2019: 1,737).

Shoe Zone plc does not employ any members of staff and has no staff costs during the period 
(2019: Nil).

Directors’ remuneration, included in staff costs:

Salaries and benefits

Pension contributions

Information regarding the highest paid Director is as follows:

Salary and benefits

52 weeks ended 
3 October 2020    

53 weeks ended
5 October 2019

£’000

£’000

851

12

863

393

393

856

37

893

303

303

Financials
Financials

72
72

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

8. SEGMENTAL INFORMATION

Operating segments are reported in a manner consistent with the internal reporting provided 
to the chief operating decision-maker. The chief operating decision-maker has been identified 
as the management team including the Chairman, Chief Executive and Finance Director.

The Board considers that each store is an operating segment but there is only one reporting 
segment as the stores qualify for aggregation, as defined under IFRS 8.The Directors now 
consider digital to be its own operating segment. Management reviews the performance of 
the Group by reference to total results against budget. The total profit measures are operating 
profit and profit for the year, both disclosed on the face of the consolidated income statement. 
No differences exist between the basis of preparation of the performance measures used by 
management and the figures in the Group financial statements.

Revenue

United Kingdom stores

Digital

Republic of Ireland stores

Other

52 weeks ended 
3 October 2020  

53 weeks ended
5 October 2019

£’000

£’000

100,098

19,296

2,678

496

122,568

146,928

10,592

3,838

689

162,047

There are no customers with turnover in excess of 10% or more of total turnover.

Non-current assets by location:

United Kingdom

Republic of Ireland

52 weeks ended 
3 October 2020  

53 weeks ended
5 October 2019

£’000

£’000

59,349

5

59,354

22,124

19

22,143

Digital fixed and current assets have not been disclosed due to the immaterial value. The 
contribution is £4m (2019: £3.0m)

The Group has only one operating and reporting segment which reflects the Group’s 
management and reporting structure as viewed by the board of directors.

The deferred tax asset of £5,617,000 (2019: £1,677,000) is unallocated.

Financials
Financials

73
73

 
 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

9. FINANCE INCOME AND EXPENSES

Finance income

Interest receivable

Total finance income

Finance expense

Interest expense on lease liability

Net interest expense on defined benefit pension scheme

Loan interest

Other finance expense

Total finance expense

52 weeks ended 
3 October 2020 

53 weeks ended
5 October 2019

£’000

£’000

10

10

(1,684)

(163)

(50)

(4)

(1,901) 

44

44

-

(172)

-

(20)

(192)

Financials
Financials

74
74

 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

10. INCOME TAX

52 weeks ended 
3 October 2020 

53 weeks ended
5 October 2019

£’000

£’000

Current tax expense

Current tax on (loss)/profits for the period 

Adjustment for (over) / under provision in prior periods

Total current tax (credit)/expense

Deferred tax expense

Adjustment for (over) provision in prior periods

Origination and reversal of temporary differences (note 21)

(Credit)/Tax charge on (loss)/profit on ordinary activities

-

(20)

(20)

(994)

(1,684)

(2,698)

1,442

(64)

1,378

(348)

(45)

985

The reason for the difference between the actual tax charge for the period and the standard 
rate of corporation tax in the United Kingdom applied to profit for the period is as follows:

52 weeks ended 
3 October 2020

53 weeks ended
5 October 2019

(Loss)/Profit for the period 

Income tax expense

(Loss)/Profit before income taxes

Expected tax charge based on corporation tax rate of 19%                                 
(05 October 2019: 19%)

Expenses not deductible for tax purposes

Effective change of rate

Adjustments to tax charge in respect of previous period

Total tax expense

Factors that may affect future tax charges:

There were no factors that may affect future tax charges.

£’000

(11,903)

(2,698)

(14,601)

(2,774)

956

134

(1,014)

(2,698)

£’000

5,714

985

6,699

1,273

119

6

(413)

985

Financials
Financials

75
75

 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

11. DIVIDENDS

Dividends paid during the year at Nil (2019: 19.5p) per share

53 weeks ended 
5 October 2019

53 weeks ended
5 October 2019

£’000

Nil

£’000

9,750

No final dividend is proposed for shareholders on the register (2019: 8.0p) per share.

Financials
Financials

76
76

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

12. PROPERTY, 
PLANT AND 
EQUIPMENT

l

d
n
a
d
o
h
e
e
r
F

l

d
o
h
e
s
a
e

l

g
n
o

l

s
e
i
t
r
e
p
o
r
p

l

d
o
h
e
s
a
e

l

d
n
a

s
t
n
e
m
e
v
o
r
p
m

i

l

d
o
h
e
s
a
e

l

t
r
o
h
S

s
e
l
c
i
h
e
v

r
o
t
o
M

s
g
n
i
t
t
fi

d
n
a

s
e
r
u
t
x
F

i

l

a
t
o
T

r
e
d
n
u

s
t
e
s
s
A

n
o
i
t
c
u
r
t
s
n
o
c

£’000

£’000

£’000

£’000

£’000

£’000

Cost 

At 29 September 2018

8,769

18,539

Additions

Disposals

Impairments

Assets under construction

318   

-

(2,838)

-

2,570

(324)

(105)

-

34

80

-

-

-

34,669

4,004

(1,203)

-

-

-

360

-

-

-

62,011

7,332

(1,527)

(2,943)

-

At 5 October 2019

6,249

20,680

114

37,470

360

64,873

Additions

Disposals

Impairments

Assets under construction

-

-

-

-

590

(1,485)

-

125

-

-

-

-

2,219

(1,943)

-

235

-

-

-

(360)

At 3 October 2020

6,249

19,910

114

37,981

Depreciation

At 29 September 2018

1,066

13,732

Charge for the period

Disposals

Impairments

At 5 October 2019

Charge for the period

Disposals

Impairments

At 3 October 2020

Net book value

At 3 October 2020

At 5 October 2019

At 30 September 2018

57

-

-

1,123

54

-

2,447

3,624

2,625

5,126

7,703

1,098

(318)

-

14,512

1,043

(1,335)

717

14,937

4,973

6,168

4,807

18

7

-

-

25

22

-

-

26,092

2,096

(1,118)

-

27,070

2,426

(1,819)

1,002

47

28,679

67

89

16

9,302

10,400

8,577

-

-

-

-

-

-

-

-

-

-

-

360

-

2,809

(3,428)

-

-

64,254

40,908

3,258

(1,436)

-

42,730

3,545

(3,154)

4,166

47,287

16,967

22,143

21,103

Financials
77

 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

13. LEASES

The majority of the Company’s trading stores are leased under operating leases. The Group 
also has a number of non-property operating leases relating to vehicles and an item of 
equipment in the Distribution Centre.

Information about leases for which the Company is a lessee is presented below:

Cost

Balance at 5 October 2019

Additions

Disposals

At 3 October 2020

Depreciation

Balance at 5 October 2019

Charge for the period

Disposals

Impairment

At 3 October 2020

Net book value

At 3 October 2020

At 5 October 2019

Property  

Motor vehicles and 
equipment     

£’000

£’000

60,528

5,435

(1,159)

64,804

-

18,456

(292)

5,135

23,299

41,505

60,528

1,134

271

(2)

1,403

-

521

-

-

521

882

1,134

Total

£’000

61,662

5,706

(1,161)

66,207

-

18,977

(292)

5,135

23,820

42,387

61,662

Financials

78

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

13. LEASES

CONTINUED

The Group costs for those leases for which the practical expedient was applied described in 
Accounting Policies: IFRS 16 Leases, amounted to £292,000 in the 52 weeks ended 3 October 
2020.

The table below sets out the maturity analysis of future lease payments:

Maturity analysis – contracted undiscounted cash flows

3 October 2020

5 October 2019

Less than one year

Between one and five years

More than five years

Total undiscounted lease liabilities

Carrying value of lease liabilities included in balance sheet

Current

Non-current

£’000

£’000

16,660

32,454

6,986

56,100

57,389

19,914

37,475

30,887

31,119

6,549

68,555

-

-

-

Operating Leases

The Group has a number of stores on short-term rental and a small number of outlets where a 
subsection are sublet to third parties at a contracted rate. The Group has classified these leases 
as operating leases because they do not transfer substantially all the risks and rewards of the 
right of use asset.

In line with IAS36 the carrying value of the right of use-asset is assessed for impairment and 
booked where necessary. See note 23.

Financials

79

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

14. INVENTORIES

3 October 2020

5 October 2019

Goods for resale

Shop fitting materials and other consumables

£’000

26,295

403

26,698

£’000

27,838

673

28,511

15. TRADE AND OTHER RECEIVABLES

3 October 2020

5 October 2019

Trade receivables

Prepayments

Other receivables

£’000

582

1,463

690

2,735

£’000

396

5,261

421

6,078

There are no impairment provisions or receivables past due in either year.

16. DERIVATIVE FINANCIAL INSTRUMENTS

At the balance sheet date, details of the forward foreign exchange contracts that the Group has committed 
to are as follows:

3 October 2020 

5 October 2019

Derivative financial assets/liability 

Derivatives not designated as hedging instruments

Derivatives designated as hedging instruments

£’000

34

(139)

(105)

£’000

744

1,982

2,726

The maximum exposure to credit risk at the reporting date is the fair value of the derivative 
assets in the consolidated statement of financial position. 

The notional principal amounts of outstanding forward foreign exchange contracts at 3 
October 2020 were $71,250,000 (5 October 2019: $59,700,000). The fair value of the forward 
foreign exchange contracts are within the level 2 of the fair value hierarchy and have been 
valued on the basis of observable market data. The key input into the valuation is market rates 
of financial instruments at the balance sheet date.

Financials
Financials

80
80

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

17. TRADE AND OTHER PAYABLES

Current

Trade payables

Social security and other taxes

Other payables and finance lease liability

Accruals

Non-current

Accruals

3 October 2020 

5 October 2019 

£’000

£’000

6,401

440

426

10,049

17,316

12,335

2,097

708

12,289

27,429

3 October 2020 

5 October 2019 

£’000

-

-

£’000

2,432

2,432

Non-current accruals for prior year relate to rental liabilities, these are now included in IFRS 16 
(note 13).

Financials
Financials

81
81

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

18. LOANS

Amounts falling due within one year

Bank Loans

Amounts falling due within 1-2 years

Bank loans

Amounts falling due within 2-5 years

Bank loans

3 October 2020 

5 October 2019 

£’000

£’000

1,944

2,333

2,723

7,000

-

-

-

-

The bank loan is provided by National Westminster Bank plc under their COVID-19 Large 
Business Interruption Scheme. The loan is repayable over 36 monthly payments of £194,000. 
It is subject to an interest rate of 1.22% over base increasing to 1.72% over base rate in May 
2021.

After the year-end the Group extended the loan by a further £5 million. National Westminster 
Bank plc holds a fixed and floating charge over the Group’s property and assets.

Financials

82

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

19. PROVISIONS

As at 5 October 2019

Additions

Amounts utilised

Amounts released

As at 3 October 2020

The provisions are aged as follows:

Current

Non-current

As at 3 October 2020

Customer Returns

Dilapidations

£’000

41

28

(41)

-

28

£’000

1,044

1,797

(138)

-

2,703

Customer Returns

Dilapidations

£’000

28

-

28

£’000

1,443

1,260

2,703

For all products, the Group has incurred an obligation to exchange the item if it is faulty due 
to a lack of quality or give the client a refund if they are not satisfied. Revenue from the sale of 
the products is recognised once the product is sold, however, a provision for customer returns 
based on previous experience is recognised at the same time. 

Leasehold dilapidations relate to the estimated cost of returning a leasehold property to its 
original state at the end of the lease in accordance with the lease terms. The main uncertainty 
relates to estimating the cost that will be incurred at the end of the lease.

20. CONTINGENT LIABILITIES 

Shoe Zone plc and its subsidiary undertakings have given a duty deferment guarantee in favour 
of HM Revenue and Customs amounting to £800,000 (5 October 2019: £800,000).

Total

£’000

1,085

1,825

(179)

-

2,731

Total

£’000

1,471

1,260

2,731

Financials

83

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

21. DEFERRED TAX

Deferred tax is calculated in full on temporary differences under the liability method using a tax 
rate of 19% (5 October 2019: 17%).

The movement on the deferred tax account is as shown below:

At beginning of the period

Recognised in income statement:

Tax expense (note 10)

Recognised in other comprehensive income:

Actuarial gain / loss on defined benefit pension schemes

Cashflow hedge

At end of the period

3 October 2020 

5 October 2019

£’000

1,677

2,678

899

363

5,617

£’000

703

393

707

(126)

1,677

         The deferred tax has arisen due to the following:

3 October 2020  

5 October 2019

Accelerated capital allowances

Ineligible buildings

Short term timing differences

Loss for the financial year

IFRS 16 transitional adjustment

Defined benefit pension scheme

£’000

1,361

(540)

26

2,126

631

2,013

5,617

The Group has an unrecognised deferred tax asset £989,000 as at 3 October 2020 (5 October 
2019: £885,000).

There are estimated losses available to offset against future capital taxable profits amounting 
to approximately £11.0m (5 October 2019: Nil).

£’000

1,279

(920)

(337)

-

-

1,655

1,677

Financials

84

 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

22. SHARE CAPITAL

Share capital issued and fully paid

50,000,000 ordinary shares of 1p each

3 October 2020 

5 October 2019

£’000

£’000

500

500

500

500

Ordinary shares carry the right to one vote per share at general meetings of the company and 
the rights to share in any distribution of profits or returns of capital and to share in any residual 
assets available for distribution in the event of a winding up.

23. LEASES

Operating leases – lessee

The Shoe Zone plc Group has entered into commercial leases on land and buildings. These 
leases have an average life of between five and ten years. There are no restrictions placed 
on the Shoe Zone plc Group by entering into these leases. The total future minimum lease 
payments under non-cancellable operating leases for land and buildings and other items of 
plant and machinery are as follows:

Expense relating to short-term leases

Expense relating to variable lease payments

The majority of leases are now included within IFRS 16 (note 13).

Property

Property

3 October 2020 

5 October 2019 

£’000

£’000

292

29

321

-

-

-

Financials

85

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

23. LEASES  CONTINUED

Finance leases 

Where substantially all of the risks and rewards incidental to ownership of a leased asset have 
been transferred to the Shoe Zone plc Group (a ‘finance lease’), the asset is treated as if it had 
been purchased outright.

The amount initially recognised as an asset is the lower of the fair value of the leased property 
and the present value of the minimum lease payments payable over the term of the lease. The 
corresponding lease commitment is shown as a liability. Lease payments are analysed between 
interest and capital. The interest element is charged to the consolidated income statement 
over the period of the lease and is calculated so that it represents a constant proportion of the 
lease liability. The capital element reduces the balance owed to the lessor.

Not later than one year

Later than one year and not later than five years

Later than five years

Motor Vehicle

Motor Vehicle

3 October 2020 

5 October 2019

£’000

£’000

16

48

-

64

11

45

-

56

Finance leases are secured on the assets to which they relate to. The net book value of assets 
held under finance lease is £62,000 (2019: £78,000).

24. CAPITAL COMMITMENTS

Contracted for but not provided

3 October 2020    

5 October 2019

£’000

Nil

£’000

28

Financials

86

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSION COSTS

Defined contribution scheme

The Group operates a defined contribution pension scheme namely Shoe Zone Worksave 
Pension Plan contributions amounted to £906,000 (05 October 2019: £1,064,000).

Defined benefit scheme

The Group operates two other pension schemes in the UK: the Shoe Zone Pension Scheme 
and the Shoefayre Limited Pension and Life Assurance Scheme. The Shoe Zone Pension 
Scheme provided benefits on a defined benefit basis for service up to 30 September 2001. For 
service after that date, benefits are provided on a defined contribution basis. The Shoefayre 
Limited Pension and Life Assurance Scheme provided benefits on a defined benefit basis but 
was closed to future accrual on 30 June 2009. The scheme was acquired on the purchase 
of Shoefayre Limited on 19 September 2007. The assets of all schemes are held in separate 
trustee administered funds. There have been no contributions to the scheme this year, last year 
was also nil. 

The schemes are exposed to a number of risks, including:

•  Investment risk: movement of discount rate used (high quality corporate bonds) against 

the return from plan assets, 

•  Interest rate risk: decreases/increases in the discount rate used (high quality corporate 

bonds) will increase/decrease the defined benefit obligation, 

•  Longevity risk: changes in the estimation of mortality rates of current and former 

employees.

Amounts recognised in the balance sheet at 3 October 2020 

Fair value of assets

Present value of funded obligations

Impact of asset ceiling

Deficit

3 October 2020

5 October 2019

£’000

£’000

87,850

(94,724)

(3,720)

(10,594)

86,683

(92,232)

(4,187)

(9,736)

Financials
87

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

Amounts recognised in other comprehensive income

Return on plan assets

Actuarial gains arising from changes in:

Demographic assumptions

Financial assumptions

Experience losses

Total actuarial gain

Impact of asset ceiling

Deferred tax on employee benefit scheme

Total amount recognised in other comprehensive income

3 October 2020

5 October 2019

£’000

1,360

277

(4,293)

-

(4,016)

542

899

(1,215)

£’000

9,311

(206)

(14,005)

2,561

(11,650)

(1,838)

707

(3,470)

Financials
Financials

88
88

 
 
 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

The following figures are based on a full actuarial valuation performed in April 2016 and March 
2016 for the Shoe Zone and Shoefayre schemes respectively which was carried out by a quali-
fied independent actuary. This actuarial valuation has been updated to 5 October 2019 for the 
purpose of calculating the pension deficit and disclosures in the current period.

Post retirement mortality

Life expectancy

Male currently aged 45

Female currently aged 45

Male currently aged 65

Female currently aged 65

        Financial assumptions

Deferred pension revaluation

Pension increases

Discount rate

Consumer Price Index

Retail Price Index

3 October 2020

5 October 2019

Years

Years

88.7

90.4

86.9

88.9

88.5

90.2

86.7

88.6

3 October 2020

5 October 2019

%

2.40

3.10

1.40

2.40

3.20

%

2.55

3.40

1.80

2.55

3.55

The weighted average duration of the defined benefit obligation for the Shoe Zone scheme at 
3 October 2020 is 14 years (5 October 2019: 17 years).

The weighted average duration of the defined benefit obligation for the Shoefayre scheme at 3 
October 2020 is 16 years (5 October 2019: 19 years).

Financials
Financials

89
89

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS  CONTINUED

Defined benefit scheme - Shoe Zone Pension Scheme Assets

Assets

The Shoe Zone Pension Scheme provided benefits on a defined benefit basis for service 
up to 30 September 2001. For service after that date, benefits are provided on a defined 
contribution basis.

The major categories of assets as a percentage of total assets are as follows:

Asset category

3 October 2020   

5 October 2019

Equities

Property

Gilts/bonds

Cash

Diversified Growth Funds 

Liability Driven Investment

17%

0%

17%

11%

33%

22%

100%

16%

9%

16%

0%

35%

24%

100%

The actual return on the Scheme’s assets net of expenses over the period to the review date 
was a gain of £2,288,000 (5 October 2019: £7,253,000).

The assets do not include any investments in shares of the company.

The expected return on assets is a weighted average of the assumed long-term returns 
available on high quality corporate bonds in line with the method used to value the liabilities. 
Equity and property returns are developed based on the selection of an appropriate risk 
premium above the risk free rate which is measured in accordance with the yield on the 
government bonds. Bond returns are selected by reference to the yields on the government 
and corporate debt, as appropriate to the scheme holdings of these instruments. The expected 
returns on the Target Return Funds are equal to the fund’s targets.

Financials
Financials

90
90

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

23. PENSIONS  CONTINUED

Amounts recognised in the income statement over the period

Interest cost

Expected return on assets

Interest on asset restriction

Amounts recognised in the statement of financial position

Fair value of assets

Present value of funded obligations

Surplus

Impact of asset ceiling

Net defined benefit liability

3 October 2020   

5 October 2019   

£’000

£’000

(859)

934

(75)

-

(1,284)

1,352

(68)

-

3 October 2020   

5 October 2019   

£’000

£’000

53,264

(49,544)

3,720

(3,720)

-

52,822

(48,635)

4,187

(4,187)

-

Financials
Financials

91
91

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

Defined benefit scheme - Shoe Zone Pension Scheme (continued)

Amounts recognised in other comprehensive income

Return on plan assets

Actuarial (loss) / gains arising from changes in:

Demographic assumptions

Financial assumptions

Total actuarial (loss) / gain

Changes in effect of asset ceiling

Deferred tax on employee benefit scheme

Total amount recognised in other comprehensive expense

Reconciliation of assets and defined benefit obligation

The change in assets over the period was:

3 October 2020   

5 October 2019   

£’000

£’000

1,354

171

(2,066)

(1,895)

542

198

199

5,901

1,378

(7,206)

(5,828)

(1,838)

19

(1,746)

3 October 2020   

5 October 2019   

£’000

£’000

Fair value of assets at the beginning of the period

Expected return on assets

Company contributions

Benefits paid

Actuarial gain

Fair value of assets at the end of the period

52,822

934

46

(1,892)

1,354

53,264

47,381

1,352

102

(1,914)

5,901

52,822

Financials
Financials

92
92

 
 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

Defined benefit scheme - Shoe Zone Pension Scheme (continued)

The change in defined benefit obligation over the period was:

3 October 2020   

5 October 2019   

£’000

£’000

Defined benefit obligation at the beginning of the period

Interest cost

Benefits paid

Actuarial loss

Defined benefit obligation at the end of the period

48,635

859

(1,892)

1,942

49,544

45,091

1,284

(1,914)

4,174

48,635

During 2020 contributions of £46,000 were made. 

Sensitivity of the value placed on the liabilities:

Adjustments to assumptions

Approximate effect on liabilities

Discount rate

Plus 0.50%

Minus 0.50%

Inflation

Plus 0.50%

Minus 0.50%

Life Expectancy

Plus 1.0 years

Minus 1.0 years

-7.0%

8.0%

2.0%

-1.0%

4.0%

-4.0%

Note that the above sensitivities are approximate and only show the likely effect of an 
assumption being adjusted whilst all other assumptions remain the same.

Financials
Financials

93
93

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

Defined benefit scheme - Shoefayre Limited Pension and Life Assurance Scheme

The company operates the Shoefayre Limited Pension and Life Assurance Scheme. The scheme 
provided benefits on a defined benefit basis but was closed to future accrual on 30 June 2009.

The major categories of assets as a percentage of total assets are as follows:

Asset Category

3 October 2020   

5 October 2019   

Equities

Property

Gilts/bonds

Cash

Diversified Growth Funds

Liability Driven Investment

21%

0%

9%

4%

44%

22%

100%

19%

11%

9%

0%

38%

23%

100%

The actual return on the Scheme’s assets net of expenses over the period to the review 
date was a gain of £616,000 (5 October 2019: £4,277,000). The assets do not include any 
investments in shares of the company. 

The expected return on assets is a weighted average of the assumed long-term returns 
available on high quality corporate bonds in line with the method used to value the liabilities. 
Equity and property returns are developed based on the selection of an appropriate risk 
premium above the risk free rate which is measured in accordance with the yield on the 
government bonds. Bond returns are selected by reference to the yields on the government 
and corporate debt, as appropriate to the scheme holdings of these instruments. The expected 
returns on the Target Return Funds are equal to the fund’s targets.

Amounts recognised in the statement of financial position

Fair value of assets

Present value of funded obligations

Net liability

3 October 2020   

5 October 2019 

£’000

£’000  

34,586

(45,180)

(10,594)

33,861

(43,597)

(9,736)

Financials
Financials

94
94

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

Defined benefit scheme - Shoefayre Limited Pension and Life Assurance Scheme (continued)

Amounts recognised in other comprehensive income

Gain / (loss) on plan assets

Actuarial (loss) / gains arising from changes in:

Demographic assumptions

Financial assumptions

Total actuarial (loss) / gain

Deferred tax on employee benefit scheme

Total amount recognised in other comprehensive income

Amounts recognised in the income statement over the period

Interest cost

Expected return on assets

3 October 2020   

5 October 2019   

£’000

£’000

6

106

(2,227)

(2,121)

701

(1,414)

3,410

(1,584)

(6,799)

(8,383)

688

(4,285)

3 October 2020

5 October 2019   

£’000

£’000

(773)

610

(163)

(1,039)

867

(172)

Financials
Financials

95
95

 
 
NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

Defined benefit scheme - Shoefayre Limited Pension and Life Assurance Scheme (continued)

Reconciliation of assets and defined benefit obligation

The change in assets over the period was:

Fair value of assets at the beginning of the period

Expected return on assets

Employer contributions

Benefits paid

Actuarial gain / (loss) on assets

Fair value of assets at the end of the period

The change in defined benefit obligation over the period was:

Defined benefit obligation at the beginning of the period

Interest cost

Benefits paid

Actuarial loss on obligation

Defined benefit obligation at the end of the period

During 2020 contributions of £1,420,000 were made.

3 October 2020   

5 October 2019

£’000

£’000

33,861

610

1,420

(1,311)

6

34,586

30,036

867

779

(1,231)

3,410

33,861

3 October 2020   

5 October 2019

£’000

£’000

43,597

773

(1,311)

2,121

45,180

36,332

1,039

(1,231)

7,457

43,597

Financials
Financials

96
96

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

25. PENSIONS 

CONTINUED

Defined benefit scheme - Shoefayre Limited Pension and Life Assurance Scheme (continued)

Sensitivity of the value placed on the liabilities:

Adjustments to assumptions

Approximate effect on liabilities

Discount rate

Plus 0.50%

Minus 0.50%

Inflation

Plus 0.50%

Minus 0.50%

Life Expectancy

Plus 1.0 years

Minus 1.0 years

-8.0%

10.0%

5.0%

-4.0%

4.0%

-4.0%

Note that the above sensitivities are approximate and only show the likely effect of an 
assumption being adjusted whilst all other assumptions remain the same. 

26. CASH AND CASH EQUIVALENTS

Cash and cash equivalents for the purpose of the statement of cash flow comprise:

3 October 2020   

5 October 2019

£’000

£’000

Cash at banks and in hand

Cash and cash equivalents

13,266

13,266

11,417

11,417

Financials
Financials

97
97

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

27. RELATED PARTY TRANSACTIONS

Balances and transactions between the company and its subsidiaries, which are related parties 
of the company, have been eliminated on consolidation and are not disclosed in this note. 
Details of transactions between the Group and other related parties are disclosed below. 

During the period, the Group entities entered into the following trading transactions with 
Group pension schemes:

Rent paid to Zone Executive Pension Scheme

Contributions to the:

Shoe Zone Worksave Pension Plan

Shoe Zone Pension Scheme

Shoefayre Limited Pension and Life Assurance Scheme

52 weeks ended 
3 October 2020   

53 weeks ended  
5 October 2019

£’000

147

872

46

1,350

2,415

£’000

163

1,064

111

779

2,117

During the period, the key management personnel remuneration included within staff costs are 
as follows:

52 weeks ended 
3 October 2020   

53 weeks ended  
5 October 2019   

Short term employee benefits

Post-employment benefit

Employers national insurance

£’000

851

12

111

974

Key management personnel are considered to be the Directors of Shoe Zone plc.

£’000

856

37

168

1,061

Financials
Financials

98
98

NOTES TO THE FINANCIAL STATEMENTS FOR THE 
52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

28. EARNINGS PER SHARE

Earnings per share is calculated by dividing profit for the year by the weighted average number 
of shares outstanding during the year.

Numerator

Loss)/Profit for the year and (Loss)/earnings used in basic and 
diluted EPS

As the company recorded a loss this year the EPS is nil.

52 weeks ended 
3 October 2020   

53 weeks ended  
5 October 2019

£’000

£’000

-

5,714

52 weeks ended 
3 October 2020

53 weeks ended  
5 October 2019

No.

No.

Denominator

Weighted average number of shares used in basic and diluted 
EPS

50,000,000

50,000,000

29. ANALYSIS OF NET DEBT

6 October 
2019

Cashflows

Loan advance

Loan 
repayment

3 October 
2020

Cash at bank and in hand

11,417

1,849

Bank loan

-

(10,000)

          11,417 

1,849

(10,000)

-

3,000 

3,000

13,266

(7,000)

6,266

30. ULTIMATE CONTROLLING PARTY

The company is controlled by the Smith family albeit there is not a single controlling party.

Financials
Financials

99
99

COMPANY STATEMENT OF FINANCIAL POSITION 
AS AT 3 OCTOBER 2020

Note

3 October 2020

 5 October 2019   

£’000

£’000

Fixed assets

Investments

Current assets

Debtors

Creditors: amounts falling due within one year 

Net current liabilities

Net assets

Capital and reserves

Called up share capital

Merger reserve

Profit and loss account

Total shareholders’ funds

2

3

4

5

6

6

68,644

68,644

12

12

(1,695)

(1,683)

66,961

500

586

65,875

66,961

The company made a loss during the year of £177,000 (2019: profit of £9,551,000).

The financial statements were approved and authorised for issue by the Board of Directors and 
were signed on its behalf by:

Anthony Smith
Chief Executive
Date: 5 March 2021

68,644

68,644

65

65

(1,571)

(1,506)

67,138

500

586

66,052

67,138

Financials
Financials

100
100

   
COMPANY STATEMENT OF CHANGES IN EQUITY FOR 
THE 52 WEEKS ENDED 3 OCTOBER 2020

At 29 September 2018

Profit for the period

Total comprehensive income for the period

Dividends paid during the year

Total contributions by and distributions to owners

At 5 October 2019

Loss for the period

Total comprehensive income for the period

Dividends paid during the year (note 6)

Total contributions by and distributions to owners

Share 
capital

Merger
reserve

Retained 
earnings

Total 

£’000

£’000

£’000

£’000

500

586

66,251

67,337

-

-

-

-

-

-

-

-

9,551

9,551

9,551

9,551

(9,750)

(9,750)

(9,750)

(9,750)

500

586

66,052

67,138

-

-

-

-

-

-

-

-

(177)

(177)

-

-

(177)

(177)

-

-

At 3 October 2020

500

586

65,875

66,961

Share capital comprises nominal value of shares subscribed for.

The merger reserve has arisen as a result of the application of merger accounting to the group 
reorganisation of 26 March 2014.

Retained earnings are all other net gains and losses and transactions with owners (e.g 
dividends) not recognised elsewhere.

Financials
Financials

101
101

NOTES TO THE COMPANY FINANCIAL STATEMENTS FOR 
THE 52 WEEKS ENDED 3 OCTOBER 2020

1. ACCOUNTING POLICIES

Basis of preparation

The Company’s financial period is 52 weeks ended 3 October 2020. The financial statements 
are prepared on the going concern basis, under the historical cost convention and in 
accordance with the Companies Act 2006 and applicable accounting standards in the United 
Kingdom.

The Company has taken advantage of the exemption contained in Section 408(4) of the 
Companies Act 2006 from presenting its own profit and loss accounts. The loss dealt with in 
the accounts of the Company was £177,000 (5 October 2019: profit of £9,551,000).

The financial statements have been prepared in accordance with Financial Reporting Standard 
100 ‘Application of Financial Reporting Requirements’ and Financial Reporting Standard 
101 “Reduced Disclosure Framework”. The principal accounting policies adopted in the 
preparation of the financial statements are set out below. The policies have been consistently 
applied to all the years presented, unless otherwise stated.

As permitted by FRS 101, the company has taken advantage of all the disclosure exemptions 
available under that standard. 

Accounting policies have been applied consistently throughout the period.

Investments

Investments held as fixed assets are stated at cost, less any provision for impairment. 

The directors review the forecast and budgets of the subsidiaries held and review any 
necessary impairments.

Financials
Financials
102
102

NOTES TO THE COMPANY FINANCIAL STATEMENTS FOR 
THE 52 WEEKS ENDED 3 OCTOBER 2020

CONTINUED

2. FIXED ASSET INVESTMENTS 

3 October 2020   

5 October 2019   

£’000

£’000

Cost 

Impairment of investment in Castle Acres Development Limited

Total

70,586

(1,942)

68,644

70,586

(1,942)

68,644

Name of investment

Place of 
incorporation

Principal activity

Ownership

Castle Acres Development Limited 

England & Wales Non-trading company

100% owned by company

Shoe Zone Retail Limited

England & Wales Trading company

100% owned by company

Zone Property Limited

England & Wales Non-trading company

100% owned by company

Zone Group Limited

England & Wales Non-trading company

100% owned by company

Shoe Zone (Ireland) Limited

England & Wales Non-trading company

Shoe Zone Pension Trustees Limited England & Wales Non-trading company

Shoe Fayre Pension Trustees Limited England & Wales Non-trading company

Stead & Simpson Limited

England & Wales Non-trading company

Zone Footwear Limited

England & Wales Non-trading company

Zone Retail

England & Wales Non-trading company

Walkright Limited

England & Wales Non-trading company

100% owned by Shoe 
Zone Retail Limited

100% owned by Zone 
Group Limited

100% owned by Zone 
Group Limited

100% owned by Zone 
Group Limited

100% owned by Zone 
Group Limited

100% owned by Zone 
Group Limited

100% owned by Zone 
Group Limited

The registered address of all of the above subsidiaries is Haramead Business Centre, 
Humberstone Road, Leicester, LE1 2LH.

Financials
Financials

103
103

NOTES TO THE COMPANY FINANCIAL STATEMENTS FOR 
THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

3. DEBTORS 

Prepayments

Other debtors

4. CREDITORS: AMOUNTS FALLING 
DUE WITHIN ONE YEAR 

Amounts owing to group undertakings

Accruals

5. SHARE CAPITAL

Allotted, called up and fully paid:

50,000,000 ordinary shares of 1p each

3 October 2020

5 October 2019

£’000

£’000

4

8

12

10

55

65

3 October 2020

5 October 2019

£’000

1,660

35

1,695

£’000

1,549

22

1,571

3 October 2020

5 October 2019

£’000

£’000

500

500

500

500

Financials
Financials

104
104

NOTES TO THE COMPANY FINANCIAL STATEMENTS FOR 
THE 52 WEEKS ENDED 3 OCTOBER 2020 CONTINUED

6. RESERVES

At 5 October 2019

Loss for the financial period

Dividends paid during the year

At 3 October 2020

Merger reserve

Profit and loss account

£’000

£’000

586

-

-

586

66,052

(177)

-

65,875

7. RELATED PARTY TRANSACTIONS

Transactions between the Company and its 100% owned subsidiaries, which are related parties 
of the Company, are not disclosed in this note due to the advantage being taken of the 
exemption provided by FRS 101 ‘Reduced Disclosure Framework’. There have been no other 
related party transactions during the year.

Financials

105

Directors and Advisers

Directors

Registered office

Registrar

A E P Smith
J C P Smith
M J Collins
V J Norrish  
(appointed 28 August 2020)
P J L Foot 
(appointed 23 July 2020, 
resigned 19 February 2021)
J L Fearn 
(resigned 31 July 2020)
J W Sharman 
(resigned 26 August 2020)
C J Caminada 
(resigned 24 March 2020)

Secretary

C A Bowen

Haramead Business Centre
Humberstone Road
Leicester
LE1 2LH

Auditor

Cooper Parry Group Limited
East Midlands Office
Sky View, Argosy Road
East Midlands Airport
Derby
DE74 2SA 

Link Group
10th Floor 
Central Square
29 Wellington Road
Leeds
LS1DL  

Solicitors

Dickson Minto W.S. 
Broadgate Tower 
20 Primrose Street
London
EC2A 2EW

Bankers

NatWest 
1 Granby Street
Leicester
LE1 9GT

Corporate broker

Finncap 
60 New Broad Street 
London
EC2M 1JJ

Shareholder Information
106

NOTICE OF ANNUAL GENERAL MEETING

Notice is hereby given that the Annual General Meeting 
of Shoe Zone plc (the ‘Company’) will be held at 
its registered office at Haramead Business Centre, 
Humberstone Road, Leicester, Leicestershire LE1 
2LH on Wednesday 31 March 2021 at 10.00 a.m. to 
consider and, if thought fit, pass the resolutions set out 
below. Resolutions 1 to 10 will be proposed as ordinary 
resolutions and Resolutions 11 to 13 will be proposed as 
special resolutions.

1. 

To receive and adopt the Company’s annual accounts for the financial period ended 
3 October 2020 and the associated reports of the Directors of the Company and the 
auditors of the Company.   

2. 

To re-elect Charles Smith as a Director. 

3. 

To re-elect Anthony Smith as a Director. 

4. 

To elect Terry Boot as a Director.  

5. 

To re-elect Malcolm Collins as a Director. 

6. 

To elect Victoria Norrish as a Director. 

7. 

8. 

9. 

To re-appoint Cooper Parry Group Limited as auditors of the Company to hold office 
from the conclusion of the annual general meeting until the conclusion of the annual 
general meeting of the Company to be held in 2022. 

To authorise the Directors of the Company to determine the remuneration of Cooper 
Parry Group Limited as auditors of the Company. 

That, in accordance with section 366 of the Companies Act 2006 (the ‘Act’), the 
Company and its subsidiaries be and are hereby authorised, in aggregate, to: 

(a)  make political donations to political parties and/or independent election candidates, 

not exceeding £50,000 in total;  

(b)  make political donations to political organisations other than political parties, not 

exceeding £50,000 in total; and 

(c) 

incur political expenditure, not exceeding £50,000 in total, 

Shareholder Information
107

NOTICE OF ANNUAL GENERAL MEETING CONTINUED

such authority to expire on the earlier of 31 March 2022 and the conclusion of the annual 
general meeting of the Company to be held in 2022. For the purposes of this resolution 
the terms ‘political donation’, ‘political parties’, ‘independent election candidates’, 
‘political organisation’ and ‘political expenditure’ have the meanings given by sections 
363 to 365 of the Act.  

10.  That, in substitution for any existing authority but without prejudice to the exercise of 

any such authority prior to the date of the passing of this resolution, the Directors of the 
Company be and are hereby generally and unconditionally authorised pursuant to and 
in accordance with section 551 of the Companies Act 2006 (the ‘Act’) to exercise all the 
powers of the Company to allot shares in the Company and to grant rights to subscribe 
for, or to convert any security into, shares in the Company: 

(a)  up to an aggregate nominal amount of £166,666; and 

(b)  up to an aggregate nominal amount of £333,332 (such amount to be reduced by 
any shares allotted, or rights to subscribe for or to convert any security into shares 
granted, under paragraph (a) of this resolution) in connection with an offer by way of 
a rights issue: 

(i) 

to holders of ordinary shares of £0.01 each in the capital of the Company in 
proportion (as nearly as may be practicable) to their existing holdings; and 

(ii) 

to holders of other equity securities as required by the rights of those securities 
or as the Directors otherwise consider necessary or permitted by the rights of 
those securities, 

and so that the Directors may impose any limits or restrictions and make any 
arrangements which they consider necessary or appropriate to deal with treasury shares, 
fractional entitlements or securities represented by depositary receipts, record dates, 
legal, regulatory or practical problems in, or under the laws of, any territory or the 
requirements of any regulatory body or stock exchange or any other matter, provided 
that this authority shall expire on the earlier of 31 March 2022 and the conclusion of the 
annual general meeting of the Company to be held in 2022, save that the Company 
may before such expiry make an offer or enter into an agreement which would or might 
require shares to be allotted, or rights to subscribe for or to convert securities into shares 
to be granted, after such expiry and the Directors may allot shares or grant such rights 
in pursuance of such an offer or agreement as if the authority conferred hereby had not 
expired. 

11.  That, subject to the passing of Resolution 10 proposed at the annual general meeting of 
the Company convened for 31 March 2021 (‘Resolution 10’) and in substitution for any 
existing authority but without prejudice to the exercise of any such authority prior to the 
date of the passing of this resolution, the Directors of the Company be and are hereby 
generally empowered pursuant to sections 570 and 573 of the Companies Act 2006 (the 
‘Act’) to allot equity securities (within the meaning of section 560(1) of the Act) (including 
the grant of rights to subscribe for, or to convert any securities into, ordinary shares of 
£0.01 each in the capital of the Company (‘Ordinary Shares’)) for cash pursuant to the 
authorities conferred by Resolution 10 and/or by way of a sale of treasury shares (within 

Shareholder Information
108

 
 
NOTICE OF ANNUAL GENERAL MEETING CONTINUED

the meaning of section 560(3) of the Act), as if section 561(1) of the Act did not apply to 
any such allotment or sale, provided that this power shall be limited to: 

(a) 

the allotment of equity securities and the sale of treasury shares for cash in 
connection with an offer of, or invitation to apply for, equity securities (but in the 
case of the authority granted under paragraph (b) of Resolution 10, by way of a 
rights issue only): 

(i) 

to holders of Ordinary Shares in proportion (as nearly as may be practicable) to 
their existing holdings; and 

(ii) 

to holders of other equity securities as required by the rights of those securities 
or as the Directors otherwise consider necessary or permitted by the rights of 
those securities, 

and so that the Directors may impose any limits or restrictions and make any 
arrangements which they consider necessary or appropriate to deal with any treasury 
shares, fractional entitlements, record dates, legal, regulatory or practical problems in, 
or under the laws of, any territory or the requirements of any regulatory body or stock 
exchange or any other matters (including such problems arising by virtue of equity 
securities being represented by depositary receipts); and 

(b)  the allotment of equity securities and the sale of treasury shares (other than under 

paragraph (a) of this resolution) up to an aggregate nominal amount of £25,000, 

and shall expire on the earlier of 31 March 2022 and the conclusion of the annual 
general meeting of the Company to be held in 2022, save that the Company may before 
such expiry make an offer or enter into an agreement which would or might require 
equity securities to be allotted after such expiry and the Directors may allot equity 
securities in pursuance of such an offer or agreement as if the power conferred hereby 
had not expired.  

12.  That, subject to the passing of Resolution 10 proposed at the annual general meeting 
of the Company convened for 31 March 2021 (‘Resolution 10’) and in addition to any 
authority granted pursuant to Resolution 11 proposed at the annual general meeting 
of the Company convened for 31 March 2021, the Directors of the Company be and 
are hereby generally empowered pursuant to sections 570 and 573 of the Companies 
Act 2006 (the ‘Act’) to allot equity securities (within the meaning of section 560(1) of 
the Act) (including the grant of rights to subscribe for, or to convert any securities into, 
ordinary shares of £0.01 each in the capital of the Company (‘Ordinary Shares’)) for cash 
pursuant to the authorities conferred by Resolution 10 and/or by way of a sale of treasury 
shares within the meaning of section 560(3) of the Act, as if section 561(1) of the Act did 
not apply to any such allotment or sale, provided that this power shall be: 

(a) 

limited to the allotment of equity securities and the sale of treasury shares for cash 
up to an aggregate nominal amount of £25,000; and 

Shareholder Information
109

 
 
NOTICE OF ANNUAL GENERAL MEETING CONTINUED

(b)  used only for the purposes of financing (or refinancing, if the authority is to be used 
within six months after the original transaction) a transaction which the Directors of 
the Company determine to be an acquisition or other capital investment of a kind 
contemplated by the Statement of Principles on Disapplying Pre-Emption Rights 
most recently published by the Pre-Emption Group prior to the passing of this 
resolution, 

and shall expire on the earlier of 31 March 2022 and the conclusion of the annual 
general meeting of the Company to be held in 2022, save that the Company may before 
such expiry make an offer or enter into an agreement which would or might require 
equity securities to be allotted after such expiry and the Directors may allot equity 
securities in pursuance of such an offer or agreement as if the power conferred hereby 
had not expired. 

13.  That, the Company be and is hereby generally authorised pursuant to section 701 of 
the Companies Act 2006 (the ‘Act’) to make market purchases (within the meaning of 
section 693(4) of the Act) of ordinary shares of £0.01 each in the capital of the Company 
(‘Ordinary Shares’) on such terms and in such manner as the Directors of the Company 
may from time to time determine, provided that: 

(a) 

the aggregate number of such Ordinary Shares hereby authorised to be acquired by 
the Company shall not exceed 5,000,000; 

(b)  the price that may be paid by the Company for any of its Ordinary Shares shall not 

be less than £0.01, being the nominal value of each Ordinary Share, and shall not be 
greater than the higher of, exclusive of expenses: 

(i)  an amount equal to 105% of the average trading price of the Ordinary Shares 
as derived from the middle market quotations for an Ordinary Share on the 
London Stock Exchange Daily Official List for the five trading days immediately 
preceding the date on which a share is contracted to be purchased; and 

(ii) 

the higher of the price of the last independent trade and the highest current 
independent bid on the trading venue where the purchase is carried out, and 

unless previously revoked, renewed, extended or varied, the authority hereby conferred 
shall expire on the earlier of 31 March 2022 and the conclusion of the annual general 
meeting of the Company to be held in 2022, save that the Company may before such 
expiry make an offer or enter into an agreement which would or might require such 
purchases of Ordinary Shares to be carried out after such expiry and the Directors may 
carry out such purchases in pursuance of such an offer or agreement as if the power 
conferred hereby had not expired.  

By order of the Board

Catherine Bowen
Company Secretary
Date: 5 March 2021

Registered Office: Haramead Business Centre, Humberstone Road, Leicester, Leicestershire, 
LE1 2LH

Shareholder Information
110

 
 
NOTES

1. ATTENDING THE ANNUAL GENERAL MEETING IN PERSON

Although in normal circumstances members are encouraged to attend the Annual General 
Meeting in person, in light of the current UK Government guidance restricting gatherings, 
members are requested not to attend the Annual General Meeting in person and those 
arriving at the venue will not be permitted access to the Annual General Meeting. If these 
arrangements change, members will be notified by the Company via Regulatory Information 
Service.

2. ONLINE VOTING

Members may vote online at www.signalshares.com. To register for this service, members will 
need their Investor Code, which can be found on their share certificate. To be valid, an online 
vote must be submitted no later than 48 hours before the time of the Annual General Meeting 
or any adjournment of that meeting.

The submission of an online vote will not prevent a member from attending the Annual General 
Meeting and voting in person.

3. APPOINTMENT OF PROXIES

Members are entitled to appoint one or more proxies to exercise all or any of their rights to 
attend, speak and vote at the Annual General Meeting. A proxy need not be a member of the 
Company but must attend the Annual General Meeting to represent a member. To be validly 
appointed, a proxy must be appointed using the procedures set out in these notes. If members 
wish their proxy to speak on their behalf at the meeting, members will need to appoint 
their own choice of proxy (not the Chairman of the Annual General Meeting) and give their 
instructions directly to them.  However, in light of the restrictions on attendance at the Annual 
General Meeting outlined above, we strongly encourage all shareholders to exercise their vote 
by appointing the Chairman of the Annual General Meeting as their proxy and providing voting 
instructions in advance of the Annual General Meeting.

Members can only appoint more than one proxy where each proxy is appointed to exercise 
rights attached to different shares. Members cannot appoint more than one proxy to exercise 
the rights attached to the same share(s). If a member wishes to appoint more than one proxy, 
they should contact the Registrar at Link Group, 10th Floor, Central Square, 29 Wellington 
Street, Leeds LS1 4DL or by telephone on 0371 664 0391 if calling from the United Kingdom, 
or +44(0)371 664 0391 if calling from outside the United Kingdom. Calls are charged at the 
standard geographical rate and will vary by provider. Calls outside the United Kingdom will 
be charged at the applicable international rate. Lines are open between 9.00 a.m. – 5.30 p.m. 
(London time) Monday to Friday excluding public holidays in England and Wales.

However, please note the restrictions on attendance at the Annual General Meeting outlined 
above and the impact this will have on multiple proxy appointments. A member may instruct 
their proxy to abstain from voting on any resolution to be considered at the Annual General 
Meeting by marking the ‘Vote Withheld’ option when appointing their proxy. It should be 
noted that a vote withheld is not a vote in law and will not be counted in the calculation of the 
proportion of votes ‘For’ or ‘Against’ the resolution.

Shareholder Information
111

NOTES

CONTINUED

In usual circumstances, the appointment of a proxy will not prevent a member from attending 
the Annual General Meeting and voting in person if he or she wishes. However, as highlighted 
above, in light of the continuing guidelines restricting social gatherings as a result of 
COVID-19, members are requested not to attend the Annual General Meeting and restrictions 
on entry will be in place.

4. APPOINTMENT OF A PROXY USING A FORM OF PROXY

Members may request a hard copy proxy form directly from Registrar on 0371 664 0330. (Calls 
are charged at the standard geographic rate and will vary by provider. Calls outside the United 
Kingdom will be charged at the applicable international rate. Lines open between 09:00 – 
17:30 (London time) Monday to Friday excluding public holidays in England and Wales). 

To be valid, a Form of Proxy or other instrument appointing a proxy, together with any power 
of attorney or other authority under which it is signed or a certified copy thereof, must be 
received by post or (during normal business hours only) by hand by the Registrar at The 
Registry, 34 Beckenham Road, Beckenham, Kent BR3 4TU no later than 48 hours before the 
time of the Annual General Meeting or any adjournment of that meeting.

5. APPOINTMENT OF A PROXY THROUGH CREST

CREST members who wish to appoint a proxy or proxies through the CREST electronic proxy 
appointment service may do so by using the procedures described in the CREST Manual and 
by logging on to the following website: www.euroclear.com/CREST. CREST personal members 
or other CREST sponsored members, and those CREST members who have appointed (a) 
voting service provider(s), should refer to their CREST sponsor or voting service provider(s) who 
will be able to take the appropriate action on their behalf.

In order for a proxy appointment or instruction made using the CREST service to be valid, the 
appropriate CREST message (a ‘CREST Proxy Instruction’) must be properly authenticated 
in accordance with Euroclear UK & Ireland Limited’s specifications and must contain the 
information required for such instruction, as described in the CREST Manual. The message, 
regardless of whether it constitutes the appointment of a proxy, or is an amendment to the 
instruction given to a previously appointed proxy must, in order to be valid, be transmitted 
so as to be received by the Registrar (ID RA10) no later than 48 hours before the time of the 
Annual General Meeting or any adjournment of that meeting. For this purpose, the time of 
receipt will be taken to be the time (as determined by the timestamp applied to the message 
by the CREST Application Host) from which the Registrar is able to retrieve the message 
by enquiry to CREST in the manner prescribed by CREST. After this time any change of 
instructions to proxies appointed through CREST should be communicated to the appointee 
through other means.

CREST members and, where applicable, their CREST sponsors or voting service provider(s) 
should note that Euroclear UK & Ireland Limited does not make available special procedures in 
CREST for any particular message. Normal system timings and limitations will, therefore, apply 
in relation to the input of CREST Proxy Instructions. 

Shareholder Information
112

NOTES CONTINUED

It is the responsibility of the CREST member concerned to take (or, if the CREST member 
is a CREST personal member, or sponsored member, or has appointed (a) voting service 
provider(s), to procure that their CREST sponsor or voting service provider(s) take(s)) such 
action as shall be necessary to ensure that a message is transmitted by means of the CREST 
system by any particular time. In this connection, CREST members and, where applicable, their 
CREST sponsors or voting system providers are referred, in particular, to those sections of the 
CREST Manual concerning practical limitations of the CREST system and timings.

The Company may treat as invalid a CREST Proxy Instruction in the circumstances set out in 
Regulation 35(5)(a) of the Uncertificated Securities Regulations 2001 (as amended).

6. APPOINTMENT OF A PROXY BY JOINT HOLDERS

In the case of joint holders, where more than one of the joint holders purports to appoint one 
or more proxies, only the purported appointment submitted by the most senior holder will be 
accepted. Seniority shall be determined by the order in which the names of the joint holders 
stand in the Company’s register of members in respect of the joint holding.

7. CORPORATE REPRESENTATIVES

Any corporation which is a member can appoint one or more corporate representatives. 
Members can only appoint more than one corporate representative where each corporate 
representative is appointed to exercise rights attached to different shares. Members cannot 
appoint more than one corporate representative to exercise the rights attached to the same 
share(s). Please, however, note the restrictions on attendance at the Annual General Meeting 
in light of the ongoing COVID-19 restrictions. In light of these restrictions, corporate members 
are encouraged to appoint the Chairman of the Annual General Meeting as their proxy and to 
provide voting instructions in advance of the Annual General Meeting.

8. ENTITLEMENT TO ATTEND AND VOTE

To be entitled to attend and vote at the Annual General Meeting (and for the purpose of 
determining the votes they may cast), members must be registered in the Company’s register 
of members at 6:00 p.m. on 29 March 2021 (or, if the Annual General Meeting is adjourned, 
at 6:00 p.m. on the day two days (excluding non-working days) prior to the adjourned 
meeting). Changes to the register of members after the relevant deadline will be disregarded 
in determining the rights of any person to attend and vote at the Annual General Meeting. 
Please, however, note the restrictions on attendance at the Annual General Meeting in light of 
the ongoing COVID-19 restrictions.

9. VOTING RIGHTS

As at 2 March 2021 the Company’s issued share capital consisted of 50,000,000 ordinary shares 
of £0.01 each carrying one vote each 12,878 shares are held by the Company in treasury. 
Therefore, the total voting rights in the Company as at 2 March 2021 were 49,987,122 votes.

Shareholder Information
113