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Spin Master

toy · TSX Consumer Cyclical
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Ticker toy
Exchange TSX
Sector Consumer Cyclical
Industry Entertainment
Employees 501-1000
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FY2020 Annual Report · Spin Master
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2020  
ANNUAL REPORT

SPI N M ASTE R C ORP.

 
 
 
 
 
Financial  
Highlights

About Spin Master

Gross Product Sales1

Adjusted EBITDA1, 2

Spin Master Corp. (TSX:TOY) is a leading 
global children’s entertainment company 
creating exceptional play experiences 
through a diverse portfolio of innovative 
toys, entertainment franchises and digital 
games. Spin Master is best known for award-
winning brands PAW Patrol®, Bakugan®, 
Kinetic Sand®, Air Hogs®, Hatchimals®, 
Rubik’s Cube® and GUND®, and is the toy 
licensee for other popular properties. 
Spin Master Entertainment creates and 
produces compelling multiplatform content, 
stories and endearing characters through 
its in-house studio and partnerships with 
outside creators, including the pre-school 
success PAW Patrol and nine other original 
shows along with multiple short-form series, 
which are distributed in more than 190 
countries. The Company has an established 
digital presence anchored by the Toca Boca® 
and Sago Mini® brands, which combined 
have more than 40 million monthly active 
users. With close to 2,000 employees in 
28 offices globally, Spin Master distributes 
products in more than 100 countries. For 
more information visit spinmaster.com or 
follow on Instagram, Facebook and Twitter 
@spinmaster. Spin Master Corp. and its 
subsidiaries are together referred to, in this 
report, as the “Company” or “Spin Master.”

This Annual Report is intended to provide shareholders 
and other interested persons with information concerning 
Spin Master Corp. For further information concerning the 
Company, shareholders and other interested persons should 
consult the Company’s disclosure documents, such as its 
most recent Annual Information Form and Management’s 
Discussion and Analysis. Copies of the Company’s 
continuous disclosure documents can be obtained from its 
website at www.spinmaster.com or from www.sedar.com.

Readers should also review the note further in this report, 
in the section entitled Forward-Looking Statements, 
concerning the use of Forward-Looking Statements, 
which applies to the entirety of this Annual Report.

All figures mentioned in this report are in U.S. dollars, 
in millions, and as of December 31, 2020, unless 
otherwise noted.

$1,708
$1,708

$1,657
$1,657

$1,708
$1,708

$1,691
$1,691

$1,691
$1,691

$1,624
$1,624

$1,624
$1,624

$1,657
$1,657

$1,255
$1,255

$1,255
$1,255

$304
$304

$292
$292

$304
$304

$292
$292

$206
$206

$206
$206

$219
$219

$219
$219

$181
$181

$181
$181

2016

2016

2017

2017

2018

2018

2019

2019

2020

2020

2016

2016

2017

2017

2018

2018

2019

2019

2020

2020

2016

2016

2017

2017

2018

2018

2019

2019

2020

2020

2016

2016

2017

2017

2018

2018

2019

2019

2020

2020

$232
$232

$232
$232

Adjusted Net Income1, 2

Free Cash Flow1

$173
$173

$173
$173

$164
$164

$164
$164

$120
$120

$120
$120

$93
$93

$93
$93

$53
$53

$53
$53

$210
$210

$210
$210

$110
$110

$110
$110

$32
$32

$32
$32

2016

2016

2017

2017

2018

2018

2019

2019

2020

2020

2016

2016

2017

2017

2018

2018

$5
$5

$5
$5
2019
2019

2020

2020

2016

2016

2017

2017

2018

2018

2019

2019

2020

2020

2016

2016

2017

2017

2018

2018

2019

2019

2020

2020

1. Gross Product Sales, Adjusted EBITDA, Adjusted Net Income and Free Cash Flow are Non-IFRS 
financial measures that do not have standard meaning prescribed by International Financial Reporting 
Standards (“IFRS”). Refer to the “Non-IFRS Financial Measures” section further in this report for their 
definition and their reconciliation with IFRS financial measures.

2. The Company adopted IFRS 16, effective January 1, 2019. The comparative information presented 
for prior years has not been restated for the adoption of IFRS 16. 

Growth Strategies  

Letter to Shareholders  

CSR at Spin Master  

2020 Financial Review  

1

2

6

8

Growth 
Strategies

TOYS

DIGITAL GAMES

Continue to innovate  
using our global internal  
and external R&D network

• Leverage innovation capabilities  
and global network to build a  
robust pipeline

• Focus on strategic brand building

• Invest in advanced technology 

and licenses

Increase sales in 
international developing  
and emerging markets

• Increase proportion of sales outside  

of North America to 45% in the  
medium term

ENTERTAINMENT

Develop evergreen global 
entertainment properties

• Grow current franchises and 

properties

• Launch one new property per year

• Strategically relaunch properties  
to capitalize on value of owned  
content library

• Grow revenue through content 

distribution 

• Maximize licensing and 

merchandising revenue for owned 
intellectual property

Establish leading  
position in digital games 

• Build evergreen digital games 

properties 

• Expand studio capability and  

leverage owned intellectual property  
to develop, nurture and  
broaden offerings

• Drive organic growth  

through internal design and 
development capitalizing on  
current and future trends

LEVERAGE GLOBAL 
PLATFORM THROUGH 
STRATEGIC ACQUISITIONS

• Fragmented toy industry with 
opportunities for consolidation

• Acquire high-quality kid-focused 

entertainment intellectual property 
that can be developed into evergreen 
entertainment properties

• Acquire digital games studios  

to complement strategy to build 
evergreen digital games properties

• Strong balance sheet with  

financial flexibility

SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  1

Letter to  
Shareholders

Fellow shareholders,
2020 saw us adapt to a shifting and evolving landscape, focused on driving  
operational improvements globally, while also navigating through the complexities 
of a global pandemic. At the outset of the year, we committed to resolving the 
operational challenges we faced in 2019. We are pleased to say that we achieved  
our goal through significantly improved focus and execution in every function 
across Spin Master globally. We set ambitious objectives and we followed through 
with meaningful results to return stability to our supply chain and strengthen  
the platform for growth.

We’re extremely proud of how our team rallied 
to adjust to the various waves of the pandemic. 
From mobilizing to meet fluid production timelines, 
to resolving supply chain issues and to driving 
continued innovation in product development, 
our team rose to the challenge. Our commitment 
to collaboration and partnerships has shone 
during a time where many of our team members 
were working remotely. Together, we’ve been able 
to provide magical moments and imaginative 
experiences through our toys, entertainment and 
digital games for kids around the world, at a time 
when connecting with family has never been 
more important. 

The circumstances surrounding the pandemic have 
triggered consumer behaviour shifts, some of which 
will be long lasting. The shift to ecommerce, as 
consumer shopping habits evolved towards online 
shopping, had an impact on our business. In those 
markets where we sell directly, we recorded over 
30% of our sales through ecommerce channels. 
The acceleration of digital adoption across the 
board from shopping preferences to consumption 
habits required us to remain agile and flexible to 

best serve customers and consumers wherever 
they shopped.

Our performance this year reflects our commitment 
to, and the power of, a diversified portfolio of 
brands, entertainment franchises and digital games. 
We reported Gross Product Sales1 of $1.62 billion 
and total revenue of $1.57 billion. We continued to 
significantly strengthen our balance sheet, exiting 
2020 with the strongest net cash position in our 
history of just over $320 million, after generating 
over $232 million in Free Cash Flow1 resulting from a 
significant reduction in our net working capital. 

We remediated the operational issues we 
experienced in Q4 2019 and ended 2020 with 
strong operational momentum. We used the 
remediation process as an opportunity to build a 
continuous improvement mindset, which is now 
embedded in our organization globally. We will 
continue to improve our systems and processes 
in 2021. Our solid financial position, together with 
the achievement of our operational improvement 
initiatives, sets a very solid foundation for growth 
for 2021 and beyond.

1. Gross Product Sales, Adjusted EBITDA, Adjusted Net Income and Free Cash Flow are Non-IFRS financial measures that do not have standard meaning prescribed by International 
Financial Reporting Standards (“IFRS”). Refer to the “Non-IFRS Financial Measures” section further in this report for their definition and their reconciliation with IFRS financial measures.

SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  2

Letter to Shareholders

“Founded over 26 years ago, Spin Master has grown from a single,  

item-driven business to a leading global children’s entertainment company. 
With a clear vision for the future, an exceptional leadership team in place, 
a solid global operating platform and three thriving creative centres 
encompassing toys, entertainment and digital games leveraged to deliver 
the most imaginative experiences for kids and families around the world,  
we are poised for the next stage of our growth. 

Growth strategies 
During 2020, we advanced key initiatives 
within our growth strategies:

•  Innovate using our global internal and 
external research and development 
network

•  Increase international sales in 

developed and emerging markets

•  Develop evergreen global entertainment 

franchises and establish a leading 
position in digital games

•  Leverage the Company’s global 

platform through strategic acquisitions

These strategies continue to drive our 
long-term growth and we are intensely 
focused on our efforts to continue to 
progress in each. 

Innovation

TOYS
At its core, Spin Master values open-
mindedness, innovation, collaboration and 
partnership; values that are reflected in 
the development of our toys and products. 
Building on our deep understanding of 
play, our Internal Advanced Concepts Team 
of inventors, designers and engineers, 
in collaboration with a powerful, global 
network of external inventors, review 
thousands of product ideas annually to 
unearth new ideas and develop imaginative 
toys and games. While we are best known 
for our own award-winning brands such 
as PAW Patrol®, Bakugan®, Kinetic Sand®, 
Air Hogs®, Hatchimals® and GUND®, we are 
also constantly inventing and bringing new, 
innovative toys to the market.

In 2020, we again demonstrated our 
ability to break through with new items 
with many of our toys landing on retailer 

top-toy lists globally, and receiving 
numerous toy industry accolades. In 
North America, we received eight top-
selling toy awards including the Kinetic 
Sand® brand Sandisfying Set™, which 
was the top-selling toy in the Arts & 
Crafts super category and the PAW 
Patrol Dino Patroller™ vehicle, which 
won the Preschool Toy of the Year Award 
from The Toy Association. In Europe, 
we received three top-selling NPD toy 
awards and in Canada we received two. 
The sustainability of our innovation 
is achieved, in part, from our rolling 
36-month brand innovation pipeline, 
which we regularly review to identify 
opportunities to commercialize innovation, 
capitalize on growing trends, fill gaps 
in our product categories, meet growth 
targets and diversify our product offering.

Our continued focus on innovation 
and diversification within our portfolio 
of brands and products across all 
11 categories of the toy industry was 
evident in 2020. Our global point of sale 
(POS) purchases increased 9%, in line with 
the industry’s 10%. Global POS, excluding 
the U.S., increased 9% compared to 4% for 
the industry. This highlights the strength 
of our international platform and the 
strong results we achieved of more than 
double the industry’s growth. Most of our 
international growth came from Europe, 
where we performed very strongly. 

We continue to attract highly sought-
after toy licenses. In 2020, we introduced 
new products within our current toy 
lines, including the Monster Jam® and 
DC Comics Batman® franchises. We also 
announced several new toy licensing 

SPIN MASTER CORP.  2020 ANNUAL REPORT 
SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  3
|  3

agreements, including the Warner Bros. 
Consumer Products’ Wizarding World™, 
FELD Entertainment Inc.’s Supercross™ 
and Riot Games’ League of Legends® 
franchises, all of which have products 
scheduled to launch in Fall 2021. Being 
entrusted with these leading global 
franchises gives us the opportunity to 
develop innovative toys for kids and 
fans everywhere.

ENTERTAINMENT 
For the past few years, we observed the 
changing consumer content consumption 
patterns and have mobilized an established 
multiplatform approach to content 
production within our entertainment 
creative centre to stay ahead of the curve. 
Telling stories and creating engaging 
and endearing characters that resonate 
with kids around the world is important 
to us regardless of what screen they are 
watching. Our commitment to storytelling 
is working. PAW Patrol, currently in its 
eighth season, continues to be the number 
one pre-school show. Fans around the 
globe responded with excitement as we 
announced Spin Master’s feature film 
debut with PAW Patrol: The Movie™. The 
animated feature film, including a cast 
of star-studded voice and music talent, 
is scheduled to debut August 2021, in 
association with Nickelodeon Movies and 
distributed by Paramount Pictures. 

We also launched our first-ever straight-
to-streaming series with the Netflix original 
Mighty Express™. Mighty Express is built on  
an evergreen and timeless foundation with  
a contemporary approach, which infuses 
the show with action, humour and a 
cast of characters that are diverse in 

Letter to Shareholders

personality, experience and appearance. 
We’ve taken a multifaceted approach to 
the content creation for Mighty Express 
that includes a YouTube destination with 
short-form content, music videos and 
character bios as well as a mobile app 
to further engage kids where they are. 
Spin Master has retained the rights to the 
distribution of the series outside of SVOD, 
including licensing of consumer products 
and a toy line set to launch soon.

While we currently have 10 original shows 
and multiple short-form series airing or 
streaming in more than 190 countries 
in 30 languages, the development team 
within the entertainment creative centre 
is constantly searching for fresh stories 
and ideas that will captivate children and 
families alike. While the PAW Patrol movie 
is our first feature film, we have other 
film concepts in development and are 
currently developing our original series 
slate well into 2023. 

DIGITAL GAMES 
Mobile device gaming is the fastest 
growing segment of the video game 
industry, and 67% of all games are now 
played on mobile devices, with 94% of 
all kids aged 2-12 playing digital games 
on mobile devices. Playing digital games 
has become an integral part of children’s 
lives and this trend only further intensified 
during the pandemic, with children finding 
solace in digital games, using virtual 
worlds to meet up with friends and “hang 
out” virtually. 

We are focused on delivering “play as a 
service,” brought to life through our leading 
digital brands, Toca Boca® and Sago Mini®. 
We put kids first by creating expansive 
and open-ended digital playgrounds while 
also providing a safe and secure place 
for them to explore, learn and express 
themselves. This past year our digital 
games revenue nearly tripled, driven by 
significant growth in the Toca Life World™ 
platform. Monthly active users (MAU) for 
Toca Boca digital games climbed to more 
than 40 million. Sago Mini digital games 

had over 242,000 subscribers at the end of 
2020, up from 119,000 at the end of 2019. 

In addition to growing our base of 
users in 2020, we were also focused 
on launching new products. Launches 
in 2020 included Sago Mini School™, a 
subscription-based learning app geared 
to kids aged 3-5, which provides parents 
with an educational and engaging tool. 
The go-live in April was well-timed given 
many parents have had to perform double 
duty as both educator and parent during 
the pandemic. In 2020, we launched Sago 
Mini subscription boxes, monthly make-
and-play kits that bring quality, creative 
play right to consumers’ doors.

We’re developing the Toca Boca and Sago 
Mini brands into cross-category franchises 
that have a strong presence in both the 
physical and digital worlds. Leveraging 
the deep connection kids have with these 
popular characters, we’re bringing them 
from the digital world to real life. Our teams 
at Toca Boca are currently developing its 
first multiplayer game, Toca Days™, which 
is expected to go-live during Q4 2021. In 
2021, building on the success of the Sago 
Mini subscription boxes, we will introduce 
Toca Life Boxes™, celebrating the power of 
play with creative, do-it-yourself activities 
full of fun and silliness. 

International expansion 
Despite the challenges posed 
internationally due to the rolling retail 
closures, we kept pace with toy industry 
gains internationally. In 2020, our Gross 
Product Sales1 in international markets 
remained consistent year over year, 
representing approximately 39% of Gross 
Product Sales.1 We believe our international 
platform remains under-leveraged and 
provides us with a very meaningful 
growth opportunity in the future. We are 
making solid progress toward our goal 
of increasing our Gross Product Sales1 in 
international markets to 45% of our Gross 
Product Sales.1

We continue to invest in converting 
specific markets to direct distribution 

where it provides a competitive advantage 
and stronger sales potential. In 2020, we 
moved to a direct distribution model in 
Turkey and we plan to selectively convert 
further third-party distributor markets 
to direct sales where it makes sense 
strategically for us to do so.

Acquisitions 
While Spin Master has grown its business 
organically on many fronts, we’ve also 
built an aggressive acquisition strategy 
to further diversify our product offerings. 
With 22 acquisitions completed, we’ve 
demonstrated an ability to successfully 
identify, integrate and grow businesses 
through acquisition. More importantly, we 
have become a trusted steward to legacy 
brands, and, in turn, these acquisitions 
have enhanced our overall growth 
and profitability. 

Our financial flexibility, made possible by 
our strong balance sheet and free cash 
flow generation, positions Spin Master 
to continue to supplement organic 
growth with strategic acquisitions. 
In October 2020, we announced our 
intention to acquire Rubik’s Brand Limited, 
owner of the iconic Rubik’s Cube™, and 
subsequently closed the transaction 
in January 2021. We are excited for the 
opportunity to put our innovation on 
the entire Rubik’s portfolio and expand 
distribution through our global footprint. 
The acquisition of Rubik’s Cube further 
strengthens our presence in the Games & 
Puzzles category and gives us a platform 
for further innovation and global leverage. 
We’ve been expanding our leading position 
within this category through acquisitions 
of new titles and innovative partnerships 
and collaborations for some time. The 
Games & Puzzles category was one of the 
fastest growing super categories in 2020, 
with families spending more quality time 
at home with their loved ones. 

We’re always on the lookout for accretive 
M&A opportunities that complement our 
organic growth strategy, and we continue 
to apply a disciplined approach to assessing 

1. Gross Product Sales, Adjusted EBITDA, Adjusted Net Income and Free Cash Flow are Non-IFRS financial measures that do not have standard meaning prescribed by International Financial 
Reporting Standards (“IFRS”). Refer to the “Non-IFRS Financial Measures” section further in this report for their definition and their reconciliation with IFRS financial measures.

SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  4

Letter to Shareholders

all opportunities. We’re increasingly 
focused on the entertainment and digital 
games areas for M&A opportunities. Given 
our growth in the digital games creative 
centre, our potential M&A universe has 
expanded dramatically.

Corporate social responsibility

Spin Master brings kids and families 
together through the timeless magic of 
play. As we continue to grow our business, 
we seek to be an inclusive employer, 
enhance the communities in which we 
operate and minimize our environmental 
impacts. Our CSR strategy is grounded in 
four key areas: our people, our community, 
our environment and our products. 

This past year, we accelerated and 
adapted our CSR programs in response 
to the pandemic, putting efforts behind 
immediate needs, while also laying 
the foundation for the future. First and 
foremost, we introduced supplemental 
programs to support our team during 
this challenging time. We also responded 
to the early need for personal protective 
equipment for front-line health workers, 
producing and donating more than 
450,000 face shields, made from our 
Hedbanz™ game, to hospitals, shelters 
and long-term care facilities. Finally, 
recognizing the need for imagination and 
inspiration has never been greater, we 
increased the number of in-kind donations 
for children, distributing more than 
460,000 toys globally. We also progressed 
against our environmental targets by 
participating in carbon emissions offsets. 
In 2020, we funded two projects through 
Carbonfund, offsetting 10,000 metric 
tonnes of carbon. Our goal in 2021 is to 
offset 100% of our self-generated carbon. 

More details regarding our CSR 
commitments and progress in 2020 can 
be found in our annual CSR report.

Looking ahead 
At the end of 2020, we appointed 
Max Rangel as Spin Master’s new Global 
President, and he will assume the position 
of CEO in April 2021. Max is a seasoned 
executive who has successfully led global 

exceptional leadership team in place, a 
solid operating platform and three thriving 
creative centres encompassing toys, 
entertainment and digital games, we are 
poised for the next stage of our growth. 
We continue to believe in our long-term 
financial framework and that at its core, our 
formula for innovation and growth across 
toys, entertainment and digital games is 
stronger than ever.

On behalf of the Board of Directors 
and management, we want to thank 
our talented team members for their 
incredible efforts in 2020 and to thank you 
for your continued support of Spin Master. 

Anton Rabie 
Director and Co-CEO

Ronnen Harary 
Chair and Co-CEO

Charles Winograd 
Lead Director

businesses generating growth across 
multiple consumer packaged goods 
categories. He is an effective people 
leader with a well-established ability to 
unlock the potential of teams to boost 
organizational capability. From April, we, 
as co-founders, will continue to drive 
the long-term vision and strategy for 
Spin Master in our roles on the Board 
of Directors. We will also continue to be 
actively involved in areas of the business 
we are passionate about, including 
external partnerships and M&A. Ronnen 
will maintain involvement in the creative 
process for entertainment and oversight 
of the digital games creative centres 
and Anton will provide guidance on 
Spin Master’s talent and culture globally. 

As we look to the balance of 2021, our 
team is fully aligned and we remain 
deeply committed to disciplined cost 
management, operational efficiency 
and productivity gains, as we set the 
foundation for a return to further growth 
and margin improvement. We will capitalize 
on the momentum we developed in 2020, 
leveraging the significant improvements 
in our operations to propel us forward. We 
will continue making investments to drive 
long-term operational excellence while we 
continue to seek operating leverage. We 
are confident in our strategy and 
have aligned our leadership 
structure to accelerate our 
growth. With a clear vision  
for the future, an 

SPIN MASTER CORP.  2020 ANNUAL REPORT 
SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  5
|  5

CSR at  
Spin Master

CSR Vision 

Spin Master brings 
kids and families 
together through 
the timeless magic 
of play. We seek 
to be an inclusive 
employer, enhance 
the communities 
we operate in 
and minimize our 
environmental 
impacts. 

274M 

Toys and games  
produced in 2020. 

These are a few highlights from our 2020 Corporate Social Responsibility Report. 
To learn more about our CSR commitments and progress, visit our website for the  
full report. www.spinmaster.com/en-US/corporate/corporate-social-responsibility

SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  6

Our Products
As a leading global children’s 
entertainment company, we 
operate in a highly regulated 
industry and are committed 
to the highest product quality 
and safety.

99%

of manufacturing 
facilities underwent  
an Ethical Toy  
Program audit in  
2020. 

Zero  
Recalls

The Company has not had 
any consumer recalls in over 
a decade. 

Our People
Our people are our key 
differentiator. We are committed to 
their development and well-being 
and to fostering our unique and 
inclusive culture. 

Our Community
Giving back is an integral part of 
our culture. Through philanthropic 
giving, volunteering and toy 
donations, we help enrich the lives 
of children and families.

Our Environment
We recognize the need to act in 
support of the environment and to 
minimize the impact of our operations, 
for children and families today and 
generations to come.

462,294 

Toys donated globally in 2020.

451,000 

Face shields produced 
and donated to hospitals, 
shelters and long-term 
care facilities. 

58%

Reduced the number of 
recordable health and safety 
incidents in our facilities by 58%. 

85%

of respondents in our 2020 
engagement survey indicated 
they are proud to work at  
Spin Master. 

41%

Women represent 41% of senior 
management within the Company 
(director level and above). 

150 

Spin Master employees joined our 
Earth Buddy Teams to implement 
sustainability action items in creative 
ways and lead regional initiatives  
both in the office and at home. 

10,000  
Metric Tonnes
We offset 10,000 metric tonnes 
of carbon in 2020. Our goal is to 
offset 100% of self-generated 
carbon in 2021. 

50% 

Planned reduction in plastic 
in packaging by 2025. 

SPIN MASTER CORP.  2020 ANNUAL REPORT 
SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  7
|  7

2020  
Financial 
Review

Management’s Discussion and 
Analysis of Financial Results

Independent Auditor’s Report

Consolidated Statements  
of Financial Position

Consolidated Statements  
of Earnings and  
Comprehensive Income

Consolidated Statements of 
Changes in Shareholders’ Equity

Consolidated Statements  
of Cash Flows 

Notes to the Consolidated  
Financial Statements 

SPIN MASTER CORP.  2020 ANNUAL REPORT 

|  8

SPIN MASTER CORP.

MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL RESULTS

For the three months and year ended December 31, 2020 

March 1, 2021

INTRODUCTION

The  following  Management’s  Discussion  and Analysis  (“MD&A”)  for  Spin  Master  Corp.  (“Spin  Master”  or  the 
“Company”)  is  dated  March  1,  2021  and  provides  information  concerning  the  Company’s  financial  condition, 
financial  performance  and  cash  flows  for  the  year  ended  December  31,  2020  and  the  three  months  ended 
December 31, 2020, (“fourth quarter”, “the quarter”, “Q4”). This MD&A should be read in conjunction with the 
Company’s audited consolidated financial statements and accompanying notes (“financial statements”) for the 
year ended December 31, 2020 and its Annual Information Form ("AIF"). Additional information relating to the 
Company can be found under the Company's profile on SEDAR at www.sedar.com.  

Some  of  the  information  contained  in  this  MD&A  contains  forward‑looking  statements  that  are  based  on 
assumptions  and  involve  risks  and  uncertainties.  See  the  “Forward‑Looking  Statements”,  “Financial  Risk 
Management”  and  “Risks  Relating  to  Spin  Master’s  Business”  sections  of  this  MD&A  for  a  discussion  of  the 
uncertainties, risks and assumptions associated with those statements. Actual results may differ materially from 
those discussed in the forward‑looking statements as a result of various factors, including those described in 
the “Risks Relating to Spin Master’s Business” section and elsewhere in this MD&A. 

BASIS OF PRESENTATION

The  financial  statements  of  the  Company  have  been  prepared  in  accordance  with  International  Financial 
Reporting  Standards  (“IFRS”).  However,  certain  financial  measures  contained  in  this  MD&A  are  non-IFRS 
measures  and  are  discussed  further  in  the  “Non-IFRS  Financial  Measures”  section  of  this  MD&A.  Effective 
December 31, 2019, all financial information is presented in millions of United States dollars ("$", "dollars" and 
"US$")  and  has  been  rounded  to  the  nearest  hundred  thousand,  except  per  share  amounts  and  where 
otherwise indicated. Certain totals, subtotals and percentages throughout this MD&A may not reconcile due to 
rounding. The impact of these rounding adjustments do not have a material effect on the Company's MD&A.

BUSINESS OVERVIEW

Spin  Master  is  a  leading  global  children’s  entertainment  company  creating  exceptional  play  experiences 
through a diverse portfolio of innovative toys, entertainment franchises and digital games. Spin Master is best 
known for award-winning brands PAW Patrol, Bakugan, Kinetic Sand, Air Hogs, Hatchimals, Rubik's Cube and 
GUND  and  is  the  toy  licensee  for  other  popular  properties.  Spin  Master's  entertainment  team  creates  and 
produces  compelling  multiplatform  content,  stories  and  endearing  characters  through  its  in-house  studio  and 
partnerships  with  outside  creators,  including  the  pre-school  success  PAW  Patrol  and  9  other  original  shows 
along with multiple short-form series, which are distributed in more than 190 countries. The Company has an 
established digital games presence, anchored by the Toca Boca and Sago Mini brands, which combined have 
more than 40 million monthly active users. With close to 2,000 employees in 28 offices globally, Spin Master 
distributes products in more than 100 countries.

Spin Master’s principal strategies to drive the Company's continued growth include:

•        Innovate using our global internal and external research and development network;

•        Developing evergreen global entertainment franchises and digital games;

•        Increasing international sales in developed and emerging markets; and

•        Leveraging the Company's global platform through strategic acquisitions.

Spin Master's organic growth strategy is centered around the Company's 36-month brand innovation pipeline. 
This  pipeline  is  fed  by  internal  innovation  and  multiple  touch  points  with  inventors,  licensors,  consumers  and 

1

potential  acquisitions,  traditional  and  innovative  entertainment  contact  and  digital  toys.  These  touch  points 
strengthen  consumers'  attachments  to  Spin  Master's  brands  and  franchises  and  are  the  engine  of  long-term 
growth.

Spin Master continues to expand into content for traditional television, video-on-demand, subscription video-on-
demand, in addition to other short-form and long-form content, including movies, across a variety of distribution 
channels.  In  addition,  the  Company  will  continue  its  focus  on  direct-to-consumer  initiatives  as  consumer 
purchasing trends in the retail landscape evolve.

Spin Master’s business comprises three geographic segments: North America, comprised of the United States 
("U.S.")  and  Canada;  Europe,  comprised  of  the  United  Kingdom,  France,  Italy,  the  Netherlands,  Germany, 
Austria,  Switzerland,  Belgium,  Luxembourg,  Slovakia,  Hungary,  Romania,  Czech  Republic,  Poland,  Turkey, 
Russia and Greece; and the Rest of World, primarily comprised of Hong Kong, China, Vietnam, India, Australia, 
New  Zealand,  Japan  and  Mexico  and  all  other  areas  of  the  world  serviced  by  Spin  Master’s  third  party 
distribution network. The Company remains focused on its long-term goal of more than 45% of sales outside of 
the North America segment. 

Spin  Master’s  diversified  portfolio  of  toys,  games  and  products  is  organized  into  five  product  categories: 
(1)  Activities,  Games  &  Puzzles  and  Plush;  (2)  Boys  Action  and  Construction;  (3)  Outdoor;  (4)  Pre-School 
and  Girls  and  (5)  Remote  Control  and  Interactive  Characters.  Effective  January  1,  2021,  Spin  Master  has 
simplified its product categories to align with the Company's product offerings going forward (see Addendum for 
additional information).

Seasonality factors cause the Company's operating results to fluctuate significantly from quarter to quarter. A 
majority of the Company’s annual sales occur during the third and fourth quarters of the Company’s fiscal year 
with a significant portion of its net income earned and cash flows generated during the same period. 

COVID-19 PANDEMIC UPDATE 

In March 2020, the World Health Organization declared the outbreak of COVID-19 as a global pandemic.  The 
crisis related to COVID-19 is unprecedented and has had an impact on the Company's employees, customers 
and suppliers.

Supply Chain

When  COVID-19  first  emerged  early  in  the  first  quarter  of  2020,  it  directly  affected  Spin  Master’s  third  party 
manufacturing  capacity  in  China,  which  comprises  between  60%  to  65%  of  the  Company's  manufacturing 
capacity, in addition to third party manufacturing in Vietnam, Mexico and India. Capacity progressively improved 
through the first quarter such that by the end of the quarter it had largely returned to normal levels. Following 
the  first  quarter,  Spin  Master  did  not  experience  any  material  disruption  to  its  manufacturing  as  a  result  of 
COVID-19. 

The Company continues to closely monitor the changing global environment to enable immediate actions to be 
taken to ensure customer order fulfillment is achieved across the various markets.

Demand

The pandemic spread to customer markets globally late in the first quarter of 2020 and continued through the 
rest of the year. Due to government-imposed restrictions and the closure of many retail locations during certain 
parts  of  the  year,  the  pandemic  resulted  in  significant  reductions  in  retail  consumer  traffic  in  most  countries 
globally,  including  some  of  Spin  Master’s  largest  markets.  This  put  additional  pressure  on  the  Company's 
business, driving disruption in customer behaviour and consumer demand. Although many retail locations re-
opened  globally  during  the  third  quarter  with  the  exception  of  some  small  specialty  stores  mainly  in  North 
America, they were forced to close again during the fourth quarter. As a result, retail consumer traffic continues 
to be impacted in markets with government-imposed restrictions. Online and e-commerce channels continue to 
remain active in most countries.

2

Liquidity

During  the  first  quarter  of  2020,  as  a  precautionary  measure  and  to  increase  available  cash  on  hand,  the 
Company drew $350.0 million from the $510.0 million available on its secured revolving credit facility ("Credit 
Facility"). The  Company  repaid  $50.0  million  and  $300.0  million  on  its  Credit  Facility  in  the  second  and  third 
quarters of 2020, respectively. As at December 31, 2020, the Company had unutilized liquidity of $838.0 million, 
comprised  of  $320.6  million  in  cash  and  $517.4  million  unutilized  under  its  credit  facilities.  The  Company 
believes it has sufficient liquidity to meet its operational requirements. 

Selected Financial Information

The following provides selected historical information and other data of the Company which should be read in 
conjunction with the financial statements of the Company.

Key Performance Metrics

(US$ millions, except per share information)

Sales and Earnings
Gross Product Sales1
Net Sales1
Entertainment and Licensing revenue

Digital games revenue

Total revenue

Net income
Adjusted Net Income1
EBITDA1
Adjusted EBITDA1
Adjusted EBITDA Margin1
Earnings Per Share ("EPS")

Basic EPS

Diluted EPS
Adjusted Basic EPS1
Adjusted Diluted EPS1
Balance Sheet and Cash Flow Data

Cash

Total assets

Total liabilities

Cash provided by operating activities

Cash (used in) provided by investing activities

Cash (used in) provided by financing activities
Free Cash Flow1

Notes:

1) See "Non-IFRS Financial Measures".

Year Ended Dec 31

2020

2019

20182

1,623.7 

1,415.6 

78.2 

76.8 

1,691.2 

1,463.7 

91.7 

26.2 

1,708.0 

1,509.6 

98.3 

23.6 

1,570.6 

1,581.6 

1,631.5 

45.5 

53.4 

124.5 

180.6 

64.3 

92.8 

181.3 

219.0 

154.9 

163.5 

292.0 

303.6 

 11.5 %

 13.8 %

 18.6 %

0.45 

0.44 

0.52 

0.51 

320.6 

1,342.1 

499.2 

310.8 

(84.9) 

(16.3) 

232.1 

0.63 

0.62 

0.91 

0.90 

115.3 

1,256.4 

496.0 

98.4 

(116.2) 

(13.7) 

4.7 

1.52 

1.51 

1.61 

1.60 

143.5 

999.2 

336.7 

192.9 

(159.5) 

0.2 

110.4 

2) The Company adopted International Financial Reporting Standard 16 Leases ("IFRS 16"), effective January 1, 2019. The Company implemented the standard using the 
modified retrospective approach. The comparative information presented for 2018 has not been restated for the adoption of IFRS 16. On a pro forma basis, the impact of IFRS 
16 on Adjusted EBITDA for 2018 would be an increase of $11.3 million.

3

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(all amounts in US$ millions, except percentages)

Earnings Results
Gross Product Sales1 by Product Category
Activities, Games & Puzzles and Plush

Pre-School and Girls

Boys Action and Construction

Remote Control and Interactive Characters

Outdoor

Gross Product Sales1
Sales Allowances1
Net Sales1

Entertainment and Licensing revenue

Digital games revenue

Other revenue

Total revenue

Cost of sales

Gross profit

Gross margin

Selling, marketing, distribution and product development

Administrative expenses

Depreciation and amortization expenses

Other expenses (income)

Foreign exchange loss (gain)

Finance costs

Income before income tax (recovery) expense

Income tax (recovery) expense

Net income

Note:

1) See "Non-IFRS Financial Measures".

Year Ended Dec 31

2020

2019

20182

511.2 

467.2 

352.1 

202.1 

91.1 

1,623.7 

(208.1) 

1,415.6 

78.2 

76.8 

155.0 

1,570.6 

842.7 

727.9 

457.7 

516.2 

331.4 

299.3 

86.6 

1,691.2 

(227.5) 

1,463.7 

91.7 

26.2 

117.9 

1,581.6 

796.6 

785.0 

455.5 

517.5 

133.1 

505.4 

96.5 

1,708.0 

(198.4) 

1,509.6 

98.3 

23.6 

121.9 

1,631.5 

812.7 

818.8 

 46.3 %

 49.6 %

 50.2 %

367.8 

264.6 

37.7 

8.7 

27.6 

12.1 

9.4 

(36.1) 

45.5 

395.4 

247.9 

32.6 

6.6 

5.8 

11.7 

85.0 

20.7 

64.3 

331.9 

278.4 

14.7 

(14.7) 

(9.3) 

9.4 

208.4 

53.5 

154.9 

2) The Company adopted IFRS 16, effective January 1, 2019. The Company implemented the standard using the modified retrospective approach. The comparative 
information presented for 2018 has not been restated for the adoption of IFRS 16.

The  Company  experienced  a  year-over-year  decline  in  Gross  Product  Sales1  as  a  result  of  the  government-
imposed  restrictions  and  the  closure  of  many  retail  locations  that  resulted  in  significant  reductions  in  retail 
consumer  traffic  in  most  countries  globally,  including  some  of  Spin  Master’s  largest  markets.  Despite  this 
disruption in customer behaviour and consumer demand, the Company has experienced significant growth in 
its  digital  games  revenue,  up  over  193%  from  prior  year.  In  addition,  the  Company  has  made  significant 
progress  on  its  ongoing  operational  improvement  initiatives,  exceeding  its  goal  of  reducing  the  number  of  its 
North American warehouses earlier than expected in 2020 in order to refine its supply chain infrastructure.

Total  revenue  of  $1,570.6  million  decreased  by  0.7%  from  $1,581.6  million  in  2019.  In  Constant  Currency1 
terms, total revenue decreased by 1.0%. The decline in revenue was primarily driven by lower Gross Product 
Sales1, offset in part by an increase in digital games revenue and lower Sales Allowances1. 

Net  income  for  the  year  ended  December  31,  2020  was  $45.5  million,  a  decrease  of  $18.8  million  or  29.2% 
from  $64.3  million  in  2019.  Excluding  share-based  compensation,  restructuring  expenses,  foreign  exchange 
loss, legal settlement, acquisition related contingent consideration and other non-recurring items, Adjusted Net 
Income1 for the year ended December 31, 2020 was $53.4 million, a decrease of $39.4 million or 42.5% from 
$92.8 million in 2019.

Adjusted EBITDA1 decreased to $180.6 million or 11.5% of revenue, compared to $219.0 million or 13.8% in 
2019,  primarily  driven  by  lower  gross  profit  and  higher  administrative  expenses,  partially  offset  by  lower 
marketing and distribution expenses. 

4

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Gross Product Sales1 have decreased from $1,708.0 million in 2018 to $1,623.7 million in 2020. Over the same 
period, total revenue has decreased from $1,631.5 million to $1,570.6 million. However, over the past 10 years, 
the Company’s Gross Product Sales1 have grown at a 5.9% compound annual growth rate.

FINANCIAL PERFORMANCE

For  the  three  months  and  year  ended  December  31,  2020  compared  to  the  three  months  and  year  ended 
December 31, 2019:

Consolidated Results

The  following  tables  provide  a  summary  of  Spin  Master’s  consolidated  results  for  the  three  months  and  year 
ended December 31, 2020 and 2019:

(US$ millions)

Total revenue

Cost of sales

Gross profit
Selling, marketing, distribution and product 
development

Administrative expenses

Depreciation and amortization expenses

Other expenses

Foreign exchange loss (gain)

Finance costs

Loss before income tax recovery

Income tax recovery

Net income (loss)

Three Months Ended Dec 31

2020

2019

$ Change

% Change

490.6 

249.6 

241.0 

135.1 

76.7 

10.0 

9.7 

10.5 

3.4 
(4.4) 

(4.7) 

0.3 

473.5 

247.4 

226.1 

164.8 

66.6 

8.8 

7.5 

(0.1) 

3.2 
(24.7) 

(7.5) 

(17.2) 

17.1 

2.2 

14.9 

(29.7) 

10.1 

1.2 

2.2 

10.6 

0.2 
20.3 

2.8 

17.5 

 3.6 %

 0.9 %

 6.6 %

 (18.0) %

 15.2 %

 13.6 %

 29.3 %

n.m.

 6.3 %
 (82.2) %

 (37.3) %

 (101.7) %

Highlights for the three months ended December 31, 2020 as compared to the same period in 2019:
(US$ millions, except per share information)                                                                                                              

•

Total  revenue  of  $490.6  million  increased  by  3.6%  from  $473.5  million.  In  Constant  Currency1 
terms,  total  revenue  increased  by  2.4%.  Contributing  to  this  increase  was  higher  digital  games 
revenue of $31.8 million, which increased by $25.5 million or 404.8% from $6.3 million.

•

•

•

• Gross profit as a percentage of total revenue increased to 49.1% from 47.8%.
•

Selling, marketing, distribution and product development expenses decreased to $135.1 million or 
27.5% of total revenue from $164.8 million or 34.8%. 
Administrative expenses increased to $76.7 million or 15.6% of total revenue from $66.6 million or 
14.1%.
Net income was $0.3 million or earnings per share of nil compared to net loss of $17.2 million or 
loss per share of $0.17.
Adjusted Net Income1 was $14.6 million or Adjusted Diluted EPS1 of $0.14 compared to Adjusted 
Net Loss1 of $7.8 million or Adjusted Basic EPS1 of $(0.08).
Adjusted EBITDA1 increased to $51.5 million or 10.5% of total revenue from $6.7 million or 1.4%.
Cash provided by operating activities were $138.2 million compared to $10.8 million.
Free Cash Flow1 was $123.7 million compared to negative $19.3 million. 

•
•
•
• On  October  27,  2020,  the  Company  announced  it  reached  an  agreement  to  acquire  control  of 
Rubik's  Brand  Limited  ("Rubik's")  through  the  acquisition  of  100%  of  the  shares  of  its  holding 
company, Rubiks Malta Holding Company Limited. The transaction closed on January 4, 2021 for 
a preliminary estimate of purchase consideration of $56.4 million. Gross Product Sales1 related to 
Rubik's will be included in the Activities, Games & Puzzles and Plush product category.

5

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(US$ millions)

Total revenue

Cost of sales

Gross profit
Selling, marketing, distribution and product 
development

Administrative expenses

Depreciation and amortization expenses

Other expenses

Foreign exchange loss

Finance costs
Income before income tax (recovery) expense

Income tax (recovery) expense

Net income

Year Ended Dec 31

2020

2019

$ Change

% Change

1,570.6 

1,581.6 

842.7 

727.9 

367.8 

264.6 

37.7 

8.7 

27.6 

12.1 
9.4 

(36.1) 

45.5 

796.6 

785.0 

395.4 

247.9 

32.6 

6.6 

5.8 

11.7 
85.0 

20.7 

64.3 

(11.0) 

46.1 

(57.1) 

(27.6) 

16.7 

5.1 

2.1 

21.8 

0.4 
(75.6) 

(56.8) 

(18.8) 

 (0.7) %

 5.8 %

 (7.3) %

 (7.0) %

 6.7 %

 15.6 %

 31.8 %

 375.9 %

 3.4 %
 (88.9) %

 (274.4) %

 (29.2) %

Highlights for the year ended December 31, 2020 as compared to the same period in 2019:
(US$ millions, except per share information)

•

Total revenue of $1,570.6 million decreased by 0.7% from $1,581.6 million. In Constant Currency1 
terms, total revenue decreased by 1.0%. Partially offsetting this decline was higher digital games 
revenue of $76.8 million, which increased by $50.6 million or 193.1% from $26.2 million.

•

•

•

•

•

•
•
•

• Gross profit as a percentage of total revenue decreased to 46.3% from 49.6%.
•

Selling, marketing, distribution and product development expenses decreased to $367.8 million or 
23.4% of total revenue from $395.4 million or 25.0%. 
Administrative  expenses  increased  by  $16.7  million  to  $264.6  million  from  $247.9  million.  As  a 
percentage of total revenue, administrative expenses increased to 16.8% from 15.7%. 
In  the  first  quarter  of  2020,  an  internal  transfer  of  intellectual  property  resulted  in  a  one-time 
income tax recovery of $33.3 million.
Net income was $45.5 million or earnings per share of $0.44 (diluted) compared to $64.3 million or 
$0.62 (diluted).
Adjusted  Net  Income1  was  $53.4  million  or Adjusted  Diluted  EPS1  of  $0.51  compared  to  $92.8 
million or $0.90. 
Adjusted  EBITDA1  decreased  to  $180.6  million  or  11.5%  of  total  revenue,  compared  to  $219.0 
million or 13.8%.
Cash provided by operating activities were $310.8 million compared to $98.4 million.
Free Cash Flow1 was $232.1 million compared to $4.7 million.
In  the  first  quarter  of  2020,  the  Company  borrowed  $350.0  million  on  its  Credit  Facility  and 
subsequently  repaid  $50.0  million  and  $300.0  million  in  the  second  and  third  quarters  of  2020, 
respectively. As at December 31, 2020, the Credit Facility was undrawn while the Company had an 
ending cash balance of $320.6 million.

Acquisition of Rubik's Brand Limited

On January 4, 2021, the Company acquired control of Rubik's Brand Limited through the acquisition of 100% of 
the shares of its holding company, Rubiks Malta Holding Company Limited. The brand will be reported in the 
Activities, Games & Puzzles and Plush product category beginning from the date of acquisition. 

The  preliminary  estimate  of  purchase  consideration  of  $56.4  million  is  comprised  of  $50.0  million  of  cash 
consideration plus an estimated $6.4 million related to closing values for net working capital and fair value of 
future  royalties.  Given  the  timing  of  the  transaction  and  measurement  uncertainty  with  final  purchase 
agreement  consideration  adjustments,  the  purchase  price  allocation  is  not  yet  final.  The  purchase  price 
allocation  will  be  disclosed  in  the  Company's  first  quarter  2021  condensed  consolidated  interim  financial 
statements. 

There  were  $0.9  million  in  transaction  related  costs  included  in  administrative  expenses  in  the  consolidated 
statement of earnings and comprehensive income for the year ended December 31, 2020.

6

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Revenue

For the three months ended December 31, 2020 as compared to the same period in 2019:

The  following  table  provides  a  summary  of  Spin  Master’s  revenue  by  product  category  for  the  three  months 
ended December 31, 2020 and 2019: 

(US$ millions)

2020

2019

$ Change

% Change

Three Months Ended Dec 31

Activities, Games & Puzzles and Plush

Pre-School and Girls

Boys Action and Construction

Remote Control and Interactive Characters

Outdoor
Gross Product Sales1
Sales Allowances1
Net Sales1
Entertainment and Licensing revenue

Digital games revenue

Other revenue

Total revenue

1) See "Non-IFRS Financial Measures".

165.1   

154.0   

116.9   

60.1   

15.7   

511.8   

(77.5)   

434.3   

24.5   

31.8   

56.3   

490.6   

162.1   

152.4   

114.8   

106.5   

14.9   

550.7   

(109.1)   

441.6   

25.6   

6.3   

31.9   

473.5   

3.0 

1.6 

2.1 

(46.4) 

0.8 

(38.9) 

31.6 

(7.3) 

(1.1) 

25.5 

24.4 

17.1 

 1.9 %

 1.0 %

 1.8 %

 (43.6) %

 5.4 %

 (7.1) %

 (29.0) %

 (1.7) %

 (4.3) %

 404.8 %

 76.5 %

 3.6 %

Gross Product Sales decreased by $38.9 million or 7.1%, to $511.8 million with a favourable foreign exchange 
impact of $4.3 million or 0.8%. Excluding the impact of foreign exchange, Gross Product Sales decreased by 
$43.2 million or 7.9% to $507.5 million. The decrease was driven by Remote Control & Interactive Characters, 
partially offset by growth in Activities, Games & Puzzles and Plush, Boys Action & Construction and Pre-School 
& Girls.

Gross  Product  Sales  in Activities,  Games  &  Puzzles  and  Plush  increased  by  $3.0  million  or  1.9%  to  $165.1 
million. The increase was driven primarily by higher sales of Kinetic Sand and sales of Rainbow Jellies, partially 
offset by declines in GUND, the Games & Puzzles portfolio and Bunchems.

Gross Product Sales in Pre‑School and Girls increased by $1.6 million or 1.0% to $154.0 million. The increase 
was  driven  primarily  by  higher  sales  of  PAW  Patrol  and  Pre  Cool,  offset  in  part  by  declines  in  Candylocks, 
Twisty Petz, Awesome Blossems, Off the Hook and Hatchimals Plush.

Gross Product Sales in Boys Action and Construction increased by $2.1 million or 1.8% to $116.9 million. The 
increase was  primarily  driven  by higher sales of  DC  licensed products and  Tech Deck in addition to sales of  
Present Pets, offset in part by declines in Bakugan, DreamWorks Dragons and Boxer.

Gross  Product  Sales  in  Remote  Control  and  Interactive  Characters  decreased  by  $46.4  million  or  43.6%  to 
$60.1  million,  primarily  due  to  lower  sales  of  Hatchimals,  Owleez,  Juno  and  Luvabella,  partially  offset  by  an 
increase in Monster Jam RC.

Gross Product Sales in Outdoor increased by $0.8 million or 5.4% to $15.7 million. 

Sales Allowances decreased by $31.6 million or 29.0% to $77.5 million and as a percentage of Gross Product 
Sales, declined 4.7% to 15.1% from 19.8%, The decrease was primarily driven by lower markdowns and non-
compliance charges as a result of the remediation of operational challenges, which arose in the fourth quarter 
of 2019.  

Other  revenue  grew  by  $24.4  million  or  76.5%  to  $56.3  million.  The  increase  was  driven  by  higher  in-game 
purchases  in  the  Toca  Life  World  platform  and  growth  in  the  Sago  Mini  subscription  user  base.  Also 
contributing  to  the  increase  was  higher  television  distribution  revenue,  partially  offset  by  lower  licensing  and 
merchandising revenue.

7

 
 
 
 
 
 
 
 
 
 
 
 
The following table provides a summary of Spin Master’s Gross Product Sales by geographic segment for the 
three months ended December 31, 2020 and 2019: 

(US$ millions)

North America

Europe

Rest of World
Gross Product Sales1

1) See "Non-IFRS Financial Measures".

Three Months Ended Dec 31

2020

% of GPS

2019

% of GPS

$ Change % Change

272.4 

168.0 

71.4 

511.8 

 53.2 %  

 32.8 %  

 14.0 %  

 100.0 %  

308.8 

164.2 

77.7 

550.7 

 56.1 %  

 29.8 %  

 14.1 %  

 100.0 %  

(36.4) 

 (11.8) %

3.8 

(6.3) 

(38.9) 

 2.3 %

 (8.1) %

 (7.1) %

As a percentage of total Gross Product Sales, the North America segment decreased 2.9% to 53.2% compared 
to 56.1% in the prior year. International sales, comprised of the Europe and Rest of World segments, increased 
2.9% to 46.8% compared to 43.9% in the prior year.

Gross Product Sales in North America decreased by $36.4 million or 11.8% to $272.4 million, with a favourable 
foreign  exchange  impact  of  $0.1  million. The  decrease  was  driven  by  Hatchimals,  Bakugan,  Owleez,  GUND, 
DreamWorks  Dragons,  the  Games  &  Puzzles  portfolio,  Juno,  Candylocks,  Marshmallow  and  Boxer,  offset  in 
part by higher sales of Kinetic Sand, DC licensed products and Monster Jam RC in addition to sales of Present 
Pets.

Gross Product Sales in Europe increased by $3.8 million or 2.3% to $168.0 million, with a favourable foreign 
exchange impact of $5.6 million. The increase was driven by PAW Patrol, DC licensed products and Monster 
Jam  RC  in  addition  to  sales  of  Present  Pets,  offset  in  part  by  declines  in  Owleez,  DreamWorks  Dragons, 
Hatchimals, Bakugan and Luvabella.

Gross Product Sales in Rest of World decreased by $6.3 million or 8.1% to $71.4 million, with an unfavourable 
foreign exchange impact of $1.4 million. The decrease was driven by Hatchimals, Bakugan and DreamWorks 
Dragons, offset in part by higher sales of DC licensed products and sales of Present Pets.

For the year ended December 31, 2020 as compared to the same period in 2019:

The  following  table  provides  a  summary  of  Spin  Master’s  revenue  by  product  category  for  the  years  ended 
December 31, 2020 and 2019: 

(US$ millions)

2020

2019

$ Change

% Change

Year Ended Dec 31

Activities, Games & Puzzles and Plush

Pre-School and Girls

Boys Action and Construction

Remote Control and Interactive Characters

Outdoor
Gross Product Sales1
Sales Allowances1
Net Sales1
Entertainment and Licensing revenue

Digital games revenue

Other revenue

Total revenue

1) See "Non-IFRS Financial Measures".

511.2   

467.2   

352.1   

202.1   

91.1   

1,623.7   

(208.1)   

1,415.6   

78.2   

76.8   

155.0   

1,570.6   

457.7   

516.2   

331.4   

299.3   

86.6   

1,691.2   

(227.5)   

1,463.7   

91.7   

26.2   

117.9   

1,581.6   

53.5 

(49.0) 

20.7 

(97.2) 

4.5 

(67.5) 

19.4 

(48.1) 

(13.5) 

50.6 

37.1 

(11.0) 

 11.7 %

 (9.5) %

 6.2 %

 (32.5) %

 5.2 %

 (4.0) %

 (8.5) %

 (3.3) %

 (14.7) %

 193.1 %

 31.5 %

 (0.7) %

Gross  Product  Sales  decreased  by  $67.5  million  or  4.0%  to  $1,623.7  million,  with  a  favourable  foreign 
exchange  impact  of  $3.0  million  or  0.2%.  Excluding  the  impact  of  foreign  exchange,  Gross  Product  Sales 
decreased  by  $70.5  million  or  4.2%  to  $1,620.7  million.  The  decrease  was  driven  by  Remote  Control  & 
Interactive  Characters  and  Pre-School  &  Girls,  partially  offset  by  growth  in Activities,  Games  &  Puzzles  and 
Plush and Boys Action & Construction.

8

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Gross Product Sales in Activities, Games & Puzzles and Plush increased by $53.5 million or 11.7% to $511.2 
million, primarily driven by increases in Kinetic Sand and the Games & Puzzles portfolio in addition to sales of 
Rainbow Jellies and Orbeez, offset in part by declines in GUND and Bunchems.

Gross Product Sales in Pre‑School and Girls decreased by $49.0 million or 9.5% to $467.2 million, driven by 
declines in Twisty Petz, Candylocks, PAW Patrol, Awesome Blossems, Off the Hook, Hatchimals Plush, Party 
Popteenies and Universe, offset in part by higher sales of Pre Cool.

Gross  Product  Sales  in  Boys Action  and  Construction  increased  by  $20.7  million  or  6.2%  to  $352.1  million, 
primarily  due  to  higher  sales  of  DC  licensed  products  and  Tech  Deck  in  addition  to  sales  of  Present  Pets, 
partially offset by declines in DreamWorks Dragons, Bakugan, Boxer, Fugglers and Meccano.

Gross  Product  Sales  in  Remote  Control  and  Interactive  Characters  decreased  by  $97.2  million  or  32.5%  to 
$202.1  million,  primarily  due  to  declines  in  Hatchimals,  Owleez,  Juno,  Luvabella,  Moonlite,  Air  Hogs  and 
Zoomer,  partially  offset  by  increases  in  Monster  Jam  RC,  Ninja  Bots,  PAW  Patrol  RC  and  sales  of  remote 
controlled DC licensed products.

Gross Product Sales in Outdoor increased by $4.5 million or 5.2% to $91.1 million.

Sales Allowances decreased by $19.4 million or 8.5% to $208.1 million and as a percentage of Gross Product 
Sales,  declined  0.7%  to  12.8%  from  13.5%.  The  decline  is  primarily  driven  by  lower  markdowns  and  non-
compliance charges as a result of the remediation of operational challenges, which arose in the fourth quarter 
of 2019. 

Other revenue increased by $37.1 million or 31.5% to $155.0 million, driven by higher in-game purchases in the 
Toca Life World platform and growth in the Sago Mini subscription user base, offset in part by lower licensing 
and merchandising revenue.

The following table provides a summary of Spin Master’s Gross Product Sales by geographic segment for the 
years ended December 31, 2020 and 2019:

(US$ millions)

North America

Europe

Rest of World
Gross Product Sales1

1) See "Non-IFRS Financial Measures".

2020

% of GPS

2019

% of GPS

$ Change % Change

Year Ended Dec 31

983.4 

451.0 

189.3 

 60.6 %  

 27.8 %  

 11.6 %  

1,026.3 

430.4 

234.5 

 60.7 %  

 25.4 %  

 13.9 %  

1,623.7 

 100.0 %  

1,691.2 

 100.0 %  

(42.9) 

20.6 

(45.2) 

(67.5) 

 (4.2) %

 4.8 %

 (19.3) %

 (4.0) %

As a percentage of total Gross Product Sales, the North America segment decreased 0.1% to 60.6% compared 
to 60.7% in the prior year. International sales, comprised of the Europe and Rest of World segments, increased 
0.1% to 39.4% compared to 39.3% in the prior year.

Gross  Product  Sales  in  North  America  decreased  by  $42.9  million  or  4.2%  to  $983.4  million,  with  an 
unfavourable  foreign  exchange  impact  of  $0.2  million. The  decrease  was  driven  by  PAW  Patrol,  Hatchimals, 
DreamWorks Dragons, Owleez, Juno, GUND, Twisty Petz, Boxer, Bakugan, Candylocks, Awesome Blossems, 
Fugglers,  Luvabella  and  Cool  Maker,  offset  in  part  by  increases  in    DC  licensed  products,  Kinetic  Sand,  the 
Games & Puzzles portfolio, Monster Jam RC, Ninja Bots, Tech Deck, Pre Cool and SwimWays in addition to 
sales of Present Pets and Orbeez.

Gross Product Sales in Europe increased by $20.6 million or 4.8% to $451.0 million, with a favourable foreign 
exchange impact of $8.1 million. The increase was driven by PAW Patrol, DC licensed products, Kinetic Sand, 
Monster  Jam  RC,  Bakugan  and  the  Games  &  Puzzles  portfolio  in  addition  to  sales  of  Present  Pets,  offset  in 
part by declines in DreamWorks Dragons, Hatchimals, Owleez, Twisty Petz, Luvabella, Bunchems and Juno.

Gross  Product  Sales  in  Rest  of  World  decreased  by  $45.2  million  or  19.3%  to  $189.3  million,  with  an 
unfavourable  foreign  exchange  impact  of  $4.9  million.  The  decrease  was  driven  by  Bakugan,  Hatchimals, 

9

 
 
 
 
DreamWorks  Dragons,  Owleez,  Candylocks,  Monster  Jam,  Twisty  Petz,  Bunchems,  PAW  Patrol  and  GUND, 
offset in part by higher sales of DC licensed products and sales of Present Pets.

Gross Profit as compared to the same period in 2019:

(US$ millions)

Total revenue

Gross profit

Gross profit as % of total revenue

Three Months Ended Dec 31

2020

490.6 

241.0 

 49.1 %

2019

$ Change

% Change

473.5 

226.1 

 47.8 %

17.1 

14.9 

N/A

 3.6 %

 6.6 %

 1.3 %

For  the  three  months  ended  December  31,  2020,  gross  profit  increased  by  $14.9  million  or  6.6%  to  $241.0 
million. As a percentage  of  total revenue, gross profit increased to  49.1% from  47.8%, primarily due to  lower 
Sales  Allowances1,  higher  digital  games  revenue  and  lower  costs  resulting  from  the  Company's  ongoing 
operational improvement initiatives, which include lower freight-related expenses, scrap and obsolescence and 
reconfiguration costs, offset in part by changes in product mix and lower entertainment and licensing revenue.

(US$ millions)

Total revenue

Gross profit

2020

1,570.6 

727.9 

1,581.6 

785.0 

Gross profit as % of total revenue

 46.3 %

 49.6 %

(11.0) 

(57.1) 

N/A

 (0.7) %

 (7.3) %

 (3.3) %

Year Ended Dec 31

2019

$ Change

% Change

For the year ended December 31, 2020, gross profit decreased by $57.1 million or 7.3% to $727.9 million. As a 
percentage of total revenue, gross profit decreased to 46.3% from 49.6%, primarily due to changes in product 
mix,  the  sale  of  inventory  resulting  from  the  operational  challenges,  which  arose  in  the  second  half  of  2019, 
higher  Sales Allowances1  and  freight-related  expenses  in  the  first  half  of  2020  and  lower  entertainment  and 
licensing revenue, offset in part by higher digital games revenue.

Selling, Marketing, Distribution and Product Development Expenses as compared to the same period in 
2019:

Three Months Ended Dec 31

(US$ millions)

Selling expenses

Marketing expenses

Distribution expenses

Product development expenses

2020

32.0 

70.0 

22.7 

10.4 

% of 
revenue

 6.5 %  

 14.3 %  

 4.6 %  

 2.1 %  

2019

37.5 

72.6 

46.5 

8.2 

Total

135.1 

 27.5 %  

164.8 

% of 
revenue

 7.9 %  

 15.3 %  

 9.8 %  

 1.7 %  

 34.8 %  

$ Change % Change

(5.5) 

(2.6) 

(23.8) 

2.2 

(29.7) 

 (14.7) %

 (3.6) %

 (51.2) %

 26.8 %

 (18.0) %

Selling expenses decreased by $5.5 million or 14.7% to $32.0 million due to lower sales of licensed products. 
Selling expenses as a percentage of total revenue decreased to 6.5% from 7.9%.

Marketing  expenses  decreased  by  $2.6  million  or  3.6%  to  $70.0  million,  due  to  lower  traditional  media 
marketing in North America as a result of the COVID-19 environment. These declines were partially offset by 
higher digital media marketing. Marketing expenses as a percentage of total revenue decreased to 14.3% from 
15.3%. 

Distribution expenses decreased by $23.8 million or 51.2% to $22.7 million, primarily due to the remediation of 
operational  challenges,  which  arose  in  the  fourth  quarter  of  2019.  In  the  prior  year,  the  Company  incurred 
higher  operational  expenses  attributed  to  the  start-up  and  performance  issues  associated  with  the 
establishment of a new third-party East Coast distribution centre in the U.S and the consolidation of the GUND, 
SwimWays  and  Cardinal  warehouses  into  this  new  facility.  Distribution  expenses  as  a  percentage  of  total 
revenue decreased to 4.6% from 9.8%.

Product development expenses increased by $2.2 million or 26.8% to $10.4 million.

10

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Year Ended Dec 31

(US$ millions)

Selling expenses

Marketing expenses

Distribution expenses

Product development expenses

Total

2020

109.5 

133.1 

90.7 

34.5 

367.8 

% of 
revenue

 7.0 %  

 8.5 %  

 5.8 %  

 2.2 %  

 23.4 %  

2019

112.0 

155.0 

98.1 

30.3 

395.4 

% of 
revenue

 7.1 %  

 9.8 %  

 6.2 %  

 1.9 %  

(2.5) 

(21.9) 

(7.4) 

4.2 

 25.0 %  

(27.6) 

 (2.2) %

 (14.1) %

 (7.5) %

 13.9 %

 (7.0) %

$ Change % Change

Selling expenses decreased by $2.5 million or 2.2% to $109.5 million due to lower sales of licensed products. 
Selling expenses as a percentage of total revenue decreased to 7.0% from 7.1%.

Marketing  expenses  decreased  by  $21.9  million  or  14.1%  to  $133.1  million,  due  to  lower  traditional  media 
marketing,  a  decrease  in  experiential  marketing  and  trade  show  cancellations  as  a  result  of  the  COVID-19 
environment. These declines were partially offset by higher influencer and digital media marketing. Marketing 
expenses as a percentage of total revenue decreased to 8.5% from 9.8%. 

Distribution  expenses  decreased  by  $7.4  million  or  7.5%  to  $90.7  million,  primarily  due  to  the  remediation  of 
operational  challenges,  which  arose  in  the  fourth  quarter  of  2019.  As  part  of  its  ongoing  operational 
improvement  initiatives,  the  Company  reduced  its  footprint  from  18  warehouses  to  4  warehouses  as  at 
December  31,  2020,  which  has  resulted  in  lower  storage  and  distribution  costs.  Distribution  expenses  as  a 
percentage of total revenue decreased to 5.8% from 6.2%.

Product development expenses increased by $4.2 million or 13.9% to $34.5 million.

Administrative Expenses as compared to the same period in 2019:

(US$ millions)

Administrative expenses

Adjustments:
Restructuring expense1
Share based compensation2
Impairment of property, plant and equipment3
Transaction costs4
Bad debt recovery5
Adjusted Administrative Expenses6

1) Restructuring expense primarily relates to personnel related costs.

2020

76.7 

(0.5) 

(2.9) 

(0.5) 

(0.9) 

— 

71.9 

Three Months Ended Dec 31

2019

66.6 

(0.7) 

(3.5) 

— 

— 

0.9 

63.3 

$ Change

% Change

10.1 

 15.2 %

0.2 

0.6 

(0.5) 

(0.9) 

(0.9) 

8.6

 (28.6) %

 (17.1) %

n.m.

n.m.

n.m.

 13.6 %

2) Related to non-cash expenses associated with subordinate voting shares granted to equity participants at the time of the initial public offering ("IPO"), share option expense 
and long-term incentive plan ("LTIP").

3) Impairment of property, plant and equipment related to machinery.

4) Non-recurring transaction costs relating to the acquisition of Rubik's.

5) Net bad debt recovery related to the bankruptcy declaration and liquidation proceedings of Toys "R" Us ("TRU").

6) See "Non-IFRS Financial Measures".

For the three months ended December 31, 2020, administrative expenses increased by $10.1 million or 15.2% 
to  $76.7  million.  The  increase  was  primarily  due  to  higher  personnel  related  costs  and  professional  services 
expenses,  offset  in  part  by  lower  travel  related  expenses  as  a  result  of  COVID-19  travel  restrictions. 
Administrative  expenses  as  a  percentage  of  total  revenue  increased  to  15.6%  from  14.1%.  Adjusted 
Administrative  Expenses1  increased  by  $8.6  million  or  13.6%  to  $71.9  million.  Adjusted  Administrative 
Expenses1 as a percentage of total revenue increased to 14.7% from 13.4%.

11

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(US$ millions)

Administrative expenses

Adjustments:
Restructuring expense1
Share based compensation2
Impairment of property, plant and equipment3
Transaction costs4
Bad debt recovery5
Adjusted Administrative Expenses6

2020

264.6 

(5.3) 

(12.2) 

(0.5) 

(0.9) 

— 

245.7 

Year Ended Dec 31

2019

247.9 

(8.8) 

(15.2) 

— 

— 

0.9 

224.8 

$ Change

% Change

16.7 

3.5 

3.0 

(0.5) 

(0.9) 

(0.9) 

20.9 

 6.7 %

 (39.8) %

 (19.7) %

n.m.

n.m.

n.m.

 9.3 %

1) Restructuring expense primarily relates to personnel related costs. Restructuring expense in the current year includes costs related to changes in senior leadership.

2) Related to non-cash expenses associated with subordinate voting shares granted to equity participants at the time of the IPO, share option expense and LTIP.

3) Impairment of property, plant and equipment related to machinery.

4) Non-recurring transaction costs relating to the acquisition of Rubik's.

5) Net bad debt recovery related to the bankruptcy declaration and liquidation proceedings of TRU.

6) See “Non-IFRS Financial Measures”.

For the year ended December 31, 2020, administrative expenses increased by $16.7 million or 6.7% to $264.6 
million. The increase was primarily due to higher personnel related costs, professional services expenses and 
software subscription costs in addition to an increase in bad debt expense due to the impact of COVID-19 on 
smaller retailers in the European and North American markets. This was offset in part by lower travel related 
expenses as a result of COVID-19 travel restrictions. Administrative expenses as a percentage of total revenue 
increased  to  16.8%  from  15.7%.  Adjusted  Administrative  Expenses1  increased  by  $20.9  million  or  9.3%  to 
$245.7  million. Adjusted Administrative  Expenses1  as  a  percentage  of  total  revenue  increased  to 15.6%  from 
14.2%.

Finance Costs as compared to the same period in 2019:

For the three months ended December 31, 2020, finance costs increased by $0.2 million to $3.4 million. For the 
year  ended  December  31,  2020,  finance  costs  increased  by  $0.4  million  to  $12.1  million.  The  increase  was 
primarily due to higher interest expense related to the Company's utilization of its Credit Facility, offset in part 
by lower bank fees, accretion expense and amortization of financing costs. 

Depreciation and Amortization Expenses as compared to the same period in 2019:

For  the  three  months  ended  December  31,  2020,  depreciation  and  amortization  expense  increased  by  $1.2 
million  to  $10.0  million.  For  the  year  ended  December  31,  2020,  depreciation  and  amortization  expense 
increased  by  $5.1  million  to  $37.7  million.  The  increase  was  primarily  due  to  increased  computer  software, 
trademarks, leasehold improvements, equipment and right-of-use assets.

Foreign Exchange Loss (Gain) as compared to the same period in 2019:

For  the  three  months  ended  December  31,  2020,  the  Company  incurred  a  foreign  exchange  loss  of  $10.5 
million  compared  to  a  foreign  exchange  gain  of  $0.1  million.  For  the  year  ended  December  31,  2020,  the 
Company incurred a foreign exchange loss of $27.6 million compared to $5.8 million. 

Unrealized  foreign  exchange  gains  and  losses  are  generated  by  the  translation  of  monetary  assets  and 
liabilities  denominated  in  a  currency  other  than  the  functional  currency  and  also  includes  gains  and  losses 
related to the Company's hedging programs. Realized foreign exchange gains and losses are recognized when 
monetary assets and liabilities denominated in a currency other than the functional currency of the applicable 
entity  are  settled.  The  Company  uses  derivative  financial  instruments  such  as  foreign  exchange  forward 
contracts to manage foreign currency risk.

Income Tax (Recovery) Expense as compared to the same period in 2019:

For  the  three  months  ended  December  31,  2020  the  Company  had  an  income  tax  recovery  of  $4.7  million 
compared to $7.5 million. The effective income tax rate was 106.8% compared to 30.4%.

12

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
For the year ended December 31, 2020 the Company had an income tax recovery of $36.1 million compared to 
an  income  tax  expense  of  $20.7  million.  An  internal  transfer  of  intellectual  property  resulted  in  a  one-time 
income tax recovery of $33.3 million or 354.2% on the effective tax rate for the year ended December 31, 2020. 
Excluding  the  one-time  income  tax  recovery,  the  effective  income  tax  rate  was  (29.8)%  compared  to  24.4%. 
The change in the effective income tax rate was primarily driven by different tax rates of subsidiaries operating 
in other jurisdictions.

Net Income (Loss) as compared to the same period in 2019:

Net income for the three months ended December 31, 2020 was $0.3 million, an increase of $17.5 million from 
net loss of $17.2 million. Excluding share-based compensation, restructuring expense, foreign exchange loss 
(gain),  legal  settlement,  acquisition  related  contingent  consideration  and  other  non-recurring  items, Adjusted 
Net  Income1  for  the  three  months  ended  December  31,  2020  was  $14.6  million,  an  increase  of  $22.4  million 
from Adjusted Net Loss1 of  $7.8 million.

Net income for the year ended December 31, 2020 was $45.5 million, a decrease of $18.8 million from $64.3 
million. Excluding share-based compensation, restructuring expense, foreign exchange loss, legal settlement, 
acquisition  related  contingent  consideration,  a  one-time  income  tax  recovery  and  other  non-recurring  items, 
Adjusted  Net  Income1  for  the  year  ended  December  31,  2020  was  $53.4  million,  a  decrease  of  $39.4  million 
from  $92.8 million.

OUTLOOK

Spin Master continues to focus on driving long-term growth. Its principle strategies are to:

•        Innovate using our global internal and external research and development network;
•        Increase international sales in developed and emerging markets;
•        Develop evergreen global entertainment franchises;
•        Establish a leading position in digital games; and
•        Leverage the Company's global platform through strategic acquisitions.

The Company expects 2021 Gross Product Sales1 to increase low to mid single digits compared to 2020. The 
seasonality of Gross Product Sales1 for 2021 is expected to be approximately 32-34% in the first half of 2021 
and 66-68% in the second half of 2021.

On a full year basis, the Company expects 2021 total revenue to increase mid to high single digits compared to 
2020.  The  Company  expects  2021  Adjusted  EBITDA  Margin1  to  be  in  the  mid  to  high  teens,  significantly 
improved over 2020.

13

SELECTED QUARTERLY FINANCIAL INFORMATION

Seasonality  factors  cause  Spin  Master’s  operating  results  to  fluctuate  significantly  from  quarter  to  quarter. A 
majority of the Company’s annual sales occur during the third and fourth quarters of the Company’s fiscal year.

The following table provides selected historical information and other data, which should be read in conjunction 
with the financial statements of the Company.

(in US$ millions, except EPS)

Q4 2020 Q3 2020 Q2 2020 Q1 2020 Q4 2019 Q3 2019 Q2 2019 Q1 2019

Gross Product Sales1
Total revenue

Adjusted EBITDA1
Adjusted EBITDA Margin1

Net income (loss)

Basic EPS

Diluted EPS

Adjusted Net Income (Loss)1
Adjusted Basic EPS1
Adjusted Diluted EPS1

511.8

490.6

587.4

571.6

282.2

281.1

242.3

227.3

550.7

473.5

583.3

548.1

316.8

321.0

240.5

239.0

51.5

139.9

21.5

(32.3)

6.7

150.2

55.2

7.0

10.5% 24.5%

7.6% (14.2)% 1.4%

27.4% 17.2%

2.9%

0.3

$—

$—

14.6

$0.14

$0.14

86.8

$0.85

$0.83

95.1

$0.93

$0.91

(14.9)

(26.7)

(17.2)

$(0.15)

$(0.26)

$(0.17)

$(0.15)

$(0.26)

$(0.17)

(9.5)

(46.8)

(7.8)

$(0.09)

$(0.46)

$(0.08)

$(0.09)

$(0.45)

$(0.08)

92.2

$0.90

$0.89

93.3

$0.91

$0.91

10.2

$0.10

$0.10

19.9

$0.19

$0.19

(20.9)

$(0.21)

$(0.21)

(12.5)

$(0.12)

$(0.12)

Cash, net of loans and borrowings
Free Cash Flow1
1) See “Non-IFRS Financial Measures".

320.6

123.7

207.3

96.0

111.4

40.2

74.8

(27.8)

115.3

(19.3)

150.2

86.5

77.1

(34.7)

113.8

(27.8)

14

The following table provides reconciliations of net income (loss) to EBITDA1, Adjusted EBITDA1 and Adjusted 
Net Income (Loss)1. 

(US$ millions)

Q4 2020 Q3 2020 Q2 2020 Q1 2020 Q4 2019 Q3 2019 Q2 2019 Q1 2019

Net income (loss)

0.3   

86.8   

(14.9)   

(26.7)   

(17.2)   

92.2   

10.2   

(20.9) 

Finance costs
Depreciation and amortization 
expenses
Income tax (recovery) expense
EBITDA1
Adjustments
Restructuring expense2
Foreign exchange loss (gain)3
Share based compensation4
Acquisition related contingent 
consideration5
Impairment of intangible assets6
Impairment of property, plant and 
equipment7
Legal settlement8
Transaction costs9
Bad debt recovery10
Adjusted EBITDA1
Finance costs

Depreciation and amortization 
expenses
Income tax (recovery) expense
One-time income tax recovery11
Tax effect of adjustments12
Adjusted Net Income (Loss)1

Footnotes:

1) See "Non-IFRS Financial Measures".

3.4   

2.6   

3.3   

2.8   

3.2   

3.2   

2.6   

2.7 

27.6   

26.4   

25.7   

23.3   

16.2   

22.2   

24.8   

21.4 

(4.7)   
14.7   
26.6    130.5   

2.1   
16.2   

(48.2)   
(48.8)   

(7.5)   
33.0   
(5.3)    150.6   

2.8   
40.4   

(7.6) 
(4.4) 

0.5   
10.5   
2.9   

3.7   
0.4   

0.5   

1.4   
5.1   
2.9   

—   
—   

—   

5.5   
0.9   
—   

—   
—   
—   
51.5    139.9   
2.6   

3.4   

(1.0)   
3.5   
2.8   

—   
—   

—   

—   
—   
—   
21.5   
3.3   

4.4   
8.5   
3.6   

—   
—   

—   

—   
—   
—   
(32.3)   
2.8   

0.7   
(0.1)   
3.5   

3.2   
5.6   

—   

—   
—   

0.3   
(4.1)   
3.4   

—   
—   

—   

—   
—   

(0.9)   
—   
6.7    150.2   
3.2   
3.2   

27.6   
(4.7)   

—   

10.6   
14.6   

26.4   
14.7   

—   

1.1   
95.1   

25.7   
2.1   

23.3   
(48.2)   

—   

33.3   

(0.1)   
(9.5)   

3.3   
(46.8)   

16.2   
(7.5)   

—   

2.6   
(7.8)   

22.2   
33.0   

—   

(1.5)   
93.3   

7.2   
3.6   
3.9   

—   
—   

—   

—   
—   

—   
55.1   
2.6   

24.8   
2.8   

—   

5.1   
19.8   

0.7 
6.3 
4.4 

— 
— 

— 

— 
— 

— 
7.0 
2.7 

21.4 
(7.6) 

— 

3.0 
(12.5) 

2) Restructuring expense primarily relates to personnel related costs. Restructuring expense included costs related to changes in senior leadership in the first quarter of 2020. 
In the second quarter of 2019, restructuring expenses also included costs related to facility closures.

3) Includes foreign exchange loss (gain) generated by the translation of monetary assets/liabilities denominated in a currency other than the functional currency of the 
applicable entity and loss (gain) related to the Company's hedging programs.

4) Related to non-cash expenses associated with subordinate voting shares granted to equity participants at the time of the Company's IPO, share option expense and LTIP.

5) Remuneration expense associated with additional contingent consideration for previous acquisitions.

6) Impairment charges for intangible assets relating to licenses, content development, brands and trademarks.

7) Impairment of property, plant and equipment related to machinery.

8) Legal settlement in the fourth quarter of 2020.

9) Non-recurring transaction costs relating to the acquisition of Rubik's.

10) Bad debt recovery related to the bankruptcy declaration and liquidation proceedings of TRU.

11) One-time income tax recovery relates to internal transfer of intangible property of $33.3 million.

12) Tax effect of adjustments (Footnotes 2-10). Adjustments are tax effected at the effective tax rate of the given year-to-date period.

LIQUIDITY AND CAPITAL RESOURCES

The Company’s primary source of liquidity is cash flow from operations. As a result of the seasonal nature of 
the toy and children’s entertainment industries, working capital requirements are variable throughout the year. 
Working  capital  needs  typically  grow  through  the  first  three  quarters  as  inventories  are  built  up  for  the  peak 
sales periods for retailers in the fourth quarter. The Company’s cash flows from operating activities are typically 
at  their  highest  levels  of  the  year  in  the  fourth  quarter. As  at  December  31,  2020,  the  Company  had  cash  of 
$320.6 million. 

Cash flows from operations could be negatively impacted by decreased demand for the Company’s products, 
which  may  result  from  factors  such  as  adverse  economic  conditions  and  changes  in  public  and  consumer 
preferences,  the  loss  of  confidence  by  the  Company’s  principal  customers  in  the  Company  and  its  product 
lines, or by increased costs associated with manufacturing and distribution of products. The Company’s primary 

15

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
capital  needs  are  related  to  inventory  financing,  accounts  payable  funding,  debt  servicing  and  capital 
expenditures for tooling and film production and to fund strategic acquisitions. The Company expects that cash, 
future operating cash flows and the amounts available to be drawn against the Credit Facilities will enable the 
Company to finance its capital investment program and fund its ongoing business requirements over the next 
12 months, including working capital and financial obligations.

During the first quarter of 2020, as a precautionary measure, the Company borrowed a total of $350.0 million 
under its Credit Facility, to maximize liquidity and increase available cash on hand. The Company drew on the 
Credit Facility due to the uncertainties caused by the COVID-19 pandemic. The Company repaid $50.0 million 
and  $300.0  million  on  its  Credit  Facility  in  the  second  and  third  quarters  of  2020,  respectively.  As  at 
December 31, 2020, the Company had utilized $0.4 million (December 31, 2019 - $0.7 million) of the Facility:  
$0.4  million  (December  31,  2019  -  $0.7  million)  drawn  in  letters  of  credit  and  nil  (December  31,  2019  -  nil) 
drawn in LIBOR Loans.

The  Credit  Facility  may  be  used  for  general  corporate  purposes  including  refinancing  existing  indebtedness, 
funding working capital requirements, permitted acquisitions and permitted distributions. The Credit Facility also 
has an option which permits the Company to increase the total capital available by an additional $200.0 million. 
As at December 31, 2020, unamortized debt issuance costs related to this facility were $0.5 million.

On  December  19,  2018,  the  Company  entered  into  an  uncommitted  Overdraft  Facility  Agreement  (the 
"European Facility") for $18.4 million (€15.0 million). The European Facility may be used to fund working capital 
requirements in Europe. As at December 31, 2020, the European Facility was undrawn.

The Company has a credit facility (the "Production Facility") with a limit of $7.8 million ($10.0 CAD million) to 
finance television and film production. The interest rate on amounts drawn under the Production Facility bear 
interest at a variable rate referenced to the lending institution’s Canadian dollar prime rate. As at December 31, 
2020, the Production Facility was undrawn.

As at December 31, 2020, the Company had unutilized liquidity of $838.0 million, comprised of $320.6 million in 
cash and $517.4 million unutilized under its credit facilities. The Company believes it has sufficient liquidity to 
meet its operational requirements. 

Capital and Investment Framework

Over the long term, the Company plans to use its free cash flows to fund seasonal working capital requirements 
related  to  product  sales,  television  shows,  feature  films,  short-form  content,  digital  games  development  in 
addition to strategic acquisitions.

Spin Master primarily uses third parties to manufacture, warehouse and distribute its products. As a result, the 
Company does not have to incur material investments in property, plant and equipment. The Company’s capital 
expenses  are  generally  comprised  of  the  purchase  of  tooling  used  in  the  manufacturing  process  and 
entertainment property production.

CASH FLOW

The  following  tables  provide  a  summary  of  Spin  Master’s  consolidated  cash  flows  for  the  three  months  and 
year ended December 31, 2020 and 2019:

(US$ millions)

Net cash flows provided by operating activities

Net cash flows used in investing activities

Net cash flows used in financing activities

Net increase (decrease) in cash

Effect of foreign currency exchange rate changes on cash

Cash at beginning of period

Cash at end of period

Three Months Ended Dec 31

2020

138.2   

(19.3)   

(4.0)   

114.9   

(1.6)   

207.3   

320.6   

2019

10.8   

(43.2)   

(5.5)   

(37.9)   

1.8   

151.4   

115.3   

$ Change

127.4 

23.9 

1.5 

152.8 

(3.4) 

55.9 

205.3 

16

 
 
 
 
 
 
 
(US$ millions)

Net cash flows provided by operating activities

Net cash flows used in investing activities

Net cash flows used in financing activities

Net increase (decrease) in cash

Effect of foreign currency exchange rate changes on cash

Cash at beginning of period

Cash at end of period

Year Ended Dec 31

2020

310.8   

(84.9)   

(16.3)   

209.6   

(4.3)   

115.3   

320.6   

2019

98.4   

(116.2)   

(13.7)   

(31.5)   

3.3   

143.5   

115.3   

$ Change

212.4 

31.3 

(2.6) 

241.1 

(7.6) 

(28.2) 

205.3 

Cash from Operating Activities as compared to the same period in 2019:

Cash flows provided by operating activities were $138.2 million for the three months ended December 31, 2020 
compared to $10.8 million, primarily driven by the reduction in net working capital and higher EBITDA1.

For  the  year  ended  December  31,  2020,  cash  flows  provided  by  operating  activities  were  $310.8  million 
compared  to  $98.4  million,  primarily  driven  by  the  reduction  in  net  working  capital,  partially  offset  by  lower 
EBITDA1.

The table below outlines key financial information pertaining to the Company's net working capital: 

(US$ millions)
Trade receivables, net1
Other receivables2
Inventories

Advances on royalties

Prepaid expenses

Other assets

Total current assets

Trade payables
Accrued liabilities3
Contract liabilities

Provisions and contingent liabilities

Total current liabilities

Total net working capital

Dec 31,
2020

Dec 31,
2019

$ Change

% Change

265.2   

73.4   

102.0   

17.2   

7.9   

3.0   

468.7   

161.4   

153.0   

25.3   

29.2   

368.9   

99.8   

370.7   

57.0   

185.3   

18.0   

14.4   

—   

645.4   

215.8   

129.8   

7.6   

26.2   

379.4   

266.0   

(105.5) 

16.4 

(83.3) 

(0.8) 

(6.5) 

3.0 

(176.7) 

(54.4) 

23.2 

17.7 

3.0 

(10.5) 

(166.2) 

 (28.5) %

 28.8 %

 (45.0) %

 (4.4) %

 (45.1) %

n.m.

 (27.4) %

 (25.2) %

 17.9 %

 232.9 %

 11.5 %

 (2.8) %

 (62.5) %

1) Trade receivables are net of allowance for doubtful accounts and provisions for sales allowances. Refer to Note 10 of the financial statements for additional details.

2) Other receivables include investment tax credits receivable, royalties, sales tax and other balances. Refer to Note 10 of the financial statements.

3) Accrued liabilities are comprised of employee compensation liabilities, royalties and commodity tax balances. Refer to Note 16 of the financial statements for additional 
details.

Total  net  working  capital  decreased  by  $166.2  million  or  62.5%  to  $99.8  million  at  December  31,  2020  from 
$266.0 million. Excluding the impact of foreign exchange, total net working capital decreased by $153.0 million.

Trade  receivables,  net,  decreased  by  $105.5  million  or  28.5%  to  $265.2  million  at  December  31,  2020  from 
$370.7 million, driven by increased collections in the fourth quarter and higher than normal trade receivables in 
the prior year as a result of the shift in sales from the third quarter of 2019 to the fourth quarter of 2019.

Inventories decreased by $83.3 million or 45.0% to $102.0 million at December 31, 2020 from $185.3 million, 
driven by the Company's ongoing operational improvement initiatives focused on optimizing inventory levels.

Trade payables and accrued liabilities decreased by $31.2 million or 9.0% to $314.4 million at December 31, 
2020 from $345.6 million, driven by lower inventory purchases, offset in part by higher personnel related costs.

17

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Investing Activities as compared to the same period in 2019:

The following tables provide a summary of Spin Master’s consolidated cash flows used in investing activities for 
the three months and year ended December 31, 2020 and 2019: 

(US$ millions)

Property, plant and equipment

Tooling

Other

Total property, plant and equipment

Intangible assets

Content development

Computer software

Brands, licenses and trademark acquisitions

Total intangible assets

Total capital expenditures

Business acquisitions, net of cash acquired

Investment in limited partnership

Proceeds from disposals

Cash used in investing activities

Three Months Ended Dec 31

2020

2019

$ Change

3.8   

(2.0)   

1.8   

14.2   

(1.7)   

0.2   

12.7   

14.5   

3.3   

1.8   

(0.3)   

19.3   

5.2   

2.8   

8.0   

20.5   

1.6   

—   

22.1   

30.1   

13.1   

—   

—   

43.2   

(1.4) 

(4.8) 

(6.2) 

(6.3) 

(3.3) 

0.2 

(9.4) 

(15.6) 

(9.8) 

1.8 

(0.3) 

(23.9) 

Cash used in investing activities was $19.3 million for the three months ended December 31, 2020 compared to 
$43.2  million.  Business  acquisitions  in  2019  relate  to  Orbeez  while  business  acquisitions  in  the  current  year 
relate to the advance paid for the Rubik's acquisition. Also contributing to the decrease was lower investments 
in content development and other property, plant and equipment.

(US$ millions)

Property, plant and equipment

Tooling

Other

Total property, plant and equipment

Intangible assets

Brands, licenses and trademark acquisitions

Content development

Computer software

Total intangible assets

Total capital expenditures

Business acquisitions, net of cash acquired

Investment in trademark license agreement

Investment in limited partnership

Proceeds from disposals

Cash used in investing activities

Year Ended Dec 31

2020

2019

$ Change

18.9   

2.1   

21.0   

1.2   

50.6   

5.9   

57.7   

78.7   

2.3   

2.4   

1.8   

(0.3)   

84.9   

24.7   

16.2   

40.9   

—   

48.1   

5.2   

53.3   

94.2   

22.5   

—   

—   

(0.5)   

116.2   

(5.8) 

(14.1) 

(19.9) 

1.2 

2.5 

0.7 

4.4 

(15.5) 

(20.2) 

2.4 

1.8 

0.2 

(31.3) 

For the year ended December 31, 2020, cash used in investing activities was $84.9 million compared to $116.2 
million. Business acquisitions in 2019 relate to Orbeez and Hedbanz while business acquisitions in the current 
year  relate  to  the  advance  paid  for  the  Rubik's  acquisition.  Also  contributing  to  the  decrease  was  lower 
investments in property, plant and equipment. This was offset in part by an investment in a trademark license 
agreement and an investment in a limited partnership. 

Financing Activities as compared to the same period in 2019:

Cash  flows  used  in  financing  activities  were  $4.0  million  for  the  three  months  ended  December  31,  2020 
compared to $5.5 million. For the year ended December 31, 2020, cash flows used in financing activities were 

18

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
$16.3 million compared to $13.7 million, primarily driven by the repurchase of shares arising from changes to 
senior leadership in the first quarter of 2020.

Free Cash Flow1 as compared to the same period in 2019:

The  following  tables  provide  a  reconciliation  of  Spin  Master’s  consolidated  Free  Cash  Flow1  to  cash  from 
operations for the three months and year ended December 31, 2020 and 2019: 

(US$ millions)

Cash flows provided by operating activities

Cash flows used in investing activities

Add:

Cash used for license, brand and business acquisitions
Free Cash Flow1

(US$ millions)

Cash flows provided by operating activities

Cash flows used in investing activities

Add:

Cash used for license, brand and business acquisitions
Free Cash Flow1

1) See "Non-IFRS Financial Measures".

Three Months Ended Dec 31

2020

138.2   

(19.3)   

4.8   

123.7   

2019

10.8   

(43.2)   

13.1   

(19.3)   

Year Ended Dec 31

2020

310.8   

(84.9)   

6.2   

232.1   

2019

98.4   

(116.2)   

22.5   

4.7   

$ Change

127.4 

23.9 

(8.3) 

143.0 

$ Change

212.4 

31.3 

(16.3) 

227.4 

Free  Cash  Flow1  was  $123.7  million  for  the  three  months  ended  December  31,  2020  compared  to  negative 
$19.3  million,  an  increase  of  $143.0  million.  For  the  year  ended  December  31,  2020,  Free  Cash  Flow1  was 
$232.1 million compared to $4.7 million, an increase of $227.4 million, driven by higher cash flows provided by 
operating activities and lower cash flows used in investing activities.

COMMITMENTS

In  the  normal  course  of  business,  Spin  Master  enters  into  contractual  arrangements  to  obtain  and  protect 
Spin Master’s right to create and market certain products and to ensure availability and timely delivery of  future 
purchases  of  goods  and  services.  These  arrangements  include  commitments  for  future  services,  purchases 
and  royalty  payments  pursuant  to  licensing  agreements.  Certain  of  these  commitments  routinely  contain 
provisions for guarantees or minimum expenditures during the terms of the contracts. Additionally, Spin Master 
routinely  enters  into  non‑cancellable  lease  agreements  for  premises  and  equipment,  which  contain  minimum 
rental payments.

The  following  table  summarizes  Spin  Master's  contractual  commitments  and  obligations  as  at  December  31, 
2020, which are primarily for the leasing of offices and related office equipment and minimum guarantees due 
to  licensors.  The  leases  have  been  entered  into  with  terms  of  between  two  and  twelve  years  in  length  and 
minimum guarantees to licensors are primarily due within 24 months, but can extend beyond 24 months. 

(US$ millions)

<1 Year

1-5 Years

> 5 Years

Total

Lease obligations - undiscounted

Guaranteed payments due to licensors

Total commitments

15.7   

8.4   

24.1   

37.8   

25.3   

63.1   

48.7   

4.0   

52.7   

102.2 

37.7 

139.9 

Less than 1 year to greater than 5 years

OFF‑BALANCE SHEET ARRANGEMENTS

Spin  Master  has  no  off‑balance  sheet  arrangements  that  have  or  are  reasonably  likely  to  have  a  current  or 
future  material  effect  on  its  financial  condition,  revenues  or  expenses,  results  of  operations,  liquidity,  capital 
expenditures or capital resources.

19

 
 
 
 
 
 
 
 
 
 
 
CAPITALIZATION

Share Capital

As  at  March  1,  2021,  there  were  102.0  million  shares  outstanding  comprised  of  70.6  million  Multiple  Voting 
Shares and 31.4 million Subordinate Voting Shares.

As  of  March  1,  2021,  pursuant  to  grants  under  the  Company's  Long-Term  Incentive  Plan,  0.8  million 
Subordinate  Voting  Shares  were  issuable  under  outstanding  Restricted  Stock  Units,  up  to  1.8  million 
Subordinate Voting Shares were issuable under outstanding Performance Share Units (assuming vesting at a 
maximum of 200% for units with an outstanding performance period) and 0.5 million Subordinate Voting Shares 
were issuable under outstanding Share Option grants.

On February 18, 2020, the Company announced changes to senior leadership. As a result of these changes, 
301,160  subordinate  voting  shares  were  forfeited  and  133,550  subordinate  voting  shares  with  a  fair  value  of 
$1.1 million were canceled. 

RISKS RELATING TO SPIN MASTER'S BUSINESS

An  investment  in  securities  of  the  Company  involves  significant  risks.  Investors  should  carefully 
consider  the  risks  described  below,  the  other  information  described  elsewhere  in  this  Annual 
Information  Form  and  those  risks  set  out  in  the  Company's  MD&A  for  the  year  ended  December  31, 
2020  (as  updated  by  subsequent  interim  MD&A)  before  making  a  decision  to  buy  securities  of  the 
Company.  If  any  of  the  following  or  other  risks  occur,  the  Company’s  business,  prospects,  financial 
condition, financial performance and cash flows could be materially adversely impacted. These factors 
are  also  currently,  and  in  the  future  may  be,  amplified  by  the  COVID-19  pandemic.  In  that  case,  the 
ability  of  the  Company  to  make  distributions  to  holders  of  Subordinate  Voting  Shares  could  be 
adversely  affected,  the  trading  price  of  securities  of  the  Company  could  decline  and  investors  could 
lose  all  or  part  of  their  investment  in  such  securities.  There  is  no  assurance  that  risk  management 
steps  taken  will  avoid  future  loss  due  to  the  occurrence  of  the  below  described  or  other  unforeseen 
risks.

If  Spin  Master  does  not  create  original,  or  enhance  existing,  products,  brands  and  entertainment 
properties that satisfy consumer preferences, and anticipate, initiate and capitalize on developments in 
its industry, the Company’s business will suffer.

Spin Master depends on its ability to innovate and sell original products, brands and entertainment properties 
and  to  identify  changing  consumer  sentiments  and  respond  to  such  changes  on  a  timely  basis.  Spin  Master 
also  relies  on  its  ability  to  identify  third-party  entertainment  media  that  is  likely  to  be  popular  with  consumers 
and license rights to such media to incorporate into the Company’s products. Spin Master’s ability to maintain 
current sales, and increase sales or establish sales with new, innovative products, will depend on its ability to 
satisfy  play  preferences,  enhance  existing  products,  engineer,  develop,  introduce  and  achieve  market 
acceptance of its original products, brands and entertainment properties. If the Company is unable to anticipate 
consumer  preferences,  its  products,  brands  and  entertainment  properties  may  not  be  accepted  by  children, 
parents, or families, demand for the Company’s products, brands and entertainment properties could decrease 
and Spin Master’s business, financial condition and performance could be materially and adversely affected.

Spin Master’s business and financial performance depend largely upon the appeal of its products, brands and 
entertainment  properties.  Failure  to  anticipate,  identify  and  react  to  changes  in  children’s  interests  and 
consumer preferences could significantly lower sales of its products, brands and entertainment properties and 
harm  its  revenues  and  profitability.  This  challenge  is  more  difficult  with  the  ever  increasing  utilization  of 
technology and digital media in entertainment offerings, and the increasing breadth of entertainment available 
to consumers. Evolving consumer tastes and shifting interests, coupled with changing and expanding sources 
of entertainment and consumer products and properties which compete for children’s and families’ interest and 
acceptance,  create  an  environment  in  which  some  products  and  properties  can  fail  to  achieve  consumer 
acceptance,  and  other  products  and  properties  can  be  popular  during  a  certain  period  of  time  but  then  be 
rapidly replaced. The preferences and interests of children and families evolve quickly, can change drastically 
from year to year and season to season and are difficult to anticipate. Significant, sudden shifts in demand are 
caused by “hit” toys, technologies and trends, which are often unpredictable. Even the Company’s successful 
brands and products typically have a relatively short period of high demand followed by a decrease in demand 
as the product matures or is superseded by newer technologies and / or brands and products. A decline in the 
popularity  of  the  Company’s  existing  products,  brands  and  entertainment  properties,  or  the  failure  of  Spin 
Master’s original products, brands and entertainment properties to achieve and sustain market acceptance with 

20

retailers and consumers, could significantly lower the Company’s revenues and operating margins, which would 
harm Spin Master’s business, financial condition and performance.

The  industries  in  which  Spin  Master  operates  are  highly  competitive  and  the  Company’s  inability  to 
compete  effectively  may  materially  and  adversely  impact  its  business,  financial  condition  and 
performance.

Spin Master operates in industries characterized by intense competition. The Company competes domestically 
and  internationally  with  numerous  large  and  small  companies  that  develop,  market  and  sell  analog  toys  and 
games, products which combine analog and digital play, digital gaming products, and other entertainment and 
consumer  products,  as  well  as  with  retailers  who  offer  such  products  under  their  own  private  labels  often  at 
lower  prices. The  growing  importance  of  digital  media,  and  the  heightened  connection  between  digital  media 
and  consumer  interest,  has  further  increased  the  ability  for  new  participants  to  enter  Spin  Master’s  markets, 
and has broadened the array of companies Spin Master competes with which can become a significant source 
of competition for the Company in a very short period of time. In addition to existing customers, low barriers to 
entry  enable  new  competitors  to  quickly  establish  themselves  with  only  a  single  popular  product.  New 
participants  with  a  popular  product  idea  or  property  can  gain  access  to  consumers  and  become  a  significant 
source  of  competition  for  the  Company.  Spin  Master’s  competitors’  products  may  achieve  greater  market 
acceptance  than  the  Company’s  products  and,  in  doing  so,  may  potentially  reduce  the  demand  for  the 
Company’s products, brands or properties. Spin Master’s competitors have obtained and are likely to continue 
to  obtain  licenses  that  overlap  with  the  Company’s  licenses  with  respect  to  products,  geographic  areas  and 
markets. Spin Master may not be able to obtain adequate shelf space in retail stores to support or expand its 
brands or products, and the Company may not be able to continue to compete effectively against current and 
future competitors. These existing and new competitors may be able to respond more rapidly than Spin Master 
to  changes  in  consumer  preferences.  Spin  Master’s  competitors’  products  may  achieve  greater  market 
acceptance than the Company’s products and potentially reduce demand for the Company’s products, lower its 
revenues and lower its profitability.

Spin  Master  also  faces  competition  in  the  entertainment  industry.  Some  of  the  Company’s  competitors  in  the 
content market have interests in multiple media businesses which are often vertically integrated. Spin Master’s 
ability to compete in this market depends on a number of factors, including its ability to develop high quality and 
popular  entertainment  content,  adapt  to  new  technologies  and  distribution  platforms  and  achieve  widespread 
distribution.

Some  of  Spin  Master’s  competitors  have  longer  operating  histories,  significantly  greater  financial,  marketing 
and other resources, greater economies of scale, more long-standing brands and products and greater name 
recognition. The Company may be unable to compete with them in the future. If Spin Master fails to compete, 
its business, financial condition and performance could be materially and adversely affected.

Spin  Master’s  failure  to  market  or  advertise  products  could  have  a  material  adverse  effect  on  the 
Company’s business, financial condition and performance.

Spin  Master’s  products  are  marketed  worldwide  through  a  diverse  spectrum  of  advertising  and  promotional 
programs. The Company’s ability to sell products is largely dependent upon the success of these programs. If 
Spin Master does not market its products, sales could decline or if media or other advertising or promotional 
costs  increase,  Spin  Master’s  costs  could  increase,  which  could  have  a  material  adverse  effect  on  the 
Company’s  business,  financial  condition  and  performance.  Additionally,  loss  of  television  or  media  support 
related to any of the Company’s products may decrease the number of products it sells and harm its business, 
financial condition and performance.

Failure  to  protect  or  enforce  Spin  Master’s  IP  rights  and  claims  by  third  parties  that  the  Company  is 
infringing  their  IP  rights  could  materially  and  adversely  affect  Spin  Master’s  business,  financial 
condition and performance.

Spin Master relies on a combination of patents, copyrights, trademarks, trade secrets, confidentiality provisions 
and licensing arrangements to establish and protect its IP and proprietary rights. Contractual arrangements and 
other  steps  the  Company  has  taken  to  protect  its  IP  may  not  prevent  misappropriation  of  its  IP  or  deter 
independent  third-party  development  of  similar  products.  The  steps  Spin  Master  has  taken  may  not  prevent 
unauthorized  use  of  its  IP,  particularly  in  foreign  countries  where  the  Company  does  not  hold  patents  or 
trademarks  or  where  the  laws  may  not  protect  its  IP  as  fully  as  in  North  America.  Some  of  Spin  Master’s 
products and product features have limited IP protection, and, as a consequence, the Company may not have 
the  legal  right  to  prevent  others  from  reverse  engineering  or  otherwise  copying  and  using  these  features  in 
competitive products. Monitoring the unauthorized use of the Company’s IP is costly, and any dispute or other 

21

litigation,  regardless  of  the  outcome,  may  be  costly  and  time  consuming  and  may  divert  the  Company’s 
resources.

Additionally, Spin Master has registered various domain names relating to some of its brands and products. If 
the  Company  fails  to  maintain  these  registrations,  or  if  a  third  party  acquires  domain  names  similar  to  the 
Company’s  and  engages  in  a  business  that  may  be  confusing  to  the  Company’s  users  and  customers,  Spin 
Master’s revenues may decline and it may incur additional expenses in maintaining its brands.

Spin  Master  periodically  receives  claims  of  infringement  or  otherwise  becomes  aware  of  potentially  relevant 
patents, copyrights, trademarks or other IP rights held by other parties. Responding to any infringement claim, 
regardless of its validity, may be costly and time-consuming and may divert the Company’s resources. If Spin 
Master or its licensors are found to be infringing on the IP rights of any third-party, Spin Master or its licensors 
may be required to obtain a license to use those rights, which may not be obtainable on reasonable terms, if at 
all. The Company also may be subject to significant damages or injunctions against the development and sale 
of some of its products or against the use of a trademark or copyright in the sale of some of its products. Spin 
Master’s insurance does not cover all types of IP claims and insurance levels for covered claims may not be 
adequate to indemnify the Company against all liability, which could materially and adversely harm its business, 
financial condition and performance.

Spin Master licenses IP rights from third-party owners. Failure of such owners to properly maintain or 
enforce  the  IP  underlying  such  licenses  could  have  a  material  adverse  effect  on  the  Company’s 
business,  financial  condition  and  performance.  The  Company’s  licensors  may  also  seek  to  terminate 
Spin Master’s license.

Spin Master is a party to a number of licenses that give the Company rights to third-party IP that is necessary 
or useful to the Company’s business. Spin Master’s success will depend in part on the ability of its licensors to 
obtain,  maintain  and  enforce  its  licensed  IP,  in  particular,  those  IP  rights  to  which  the  Company  has  secured 
exclusive  rights.  Without  protection  for  the  IP  Spin  Master  licenses,  other  companies  might  be  able  to  offer 
substantially  identical  products  for  sale,  which  could  have  a  material  adverse  effect  on  the  Company’s 
business, financial condition and performance.

One or more of the Company’s licensors may allege that Spin Master has breached its license agreement with 
them, and accordingly seek to terminate Spin Master’s license. If successful, this could result in the Company’s 
loss of the right to use the licensed IP, which could adversely affect the Company’s ability to commercialize its 
technologies, products or services, as well as have a material adverse effect on its business, financial condition 
and performance.

The COVID-19 pandemic and actions taken by governments, businesses, and individuals in response to 
it could adversely affect Spin Master’s business, financial position, sales, and results of operations.

The  global  COVID-19  pandemic  and  the  actions  taken  by  governments,  businesses,  and  individuals  in 
response  to  it  have  resulted  in  significant  global  economic  disruption,  including,  but  not  limited  to,  temporary 
business closures, reduced retail traffic, volatility in financial markets, restrictions on travel, and safer-at-home 
protocols.  Such  disruptions  in  the  markets  in  which  Spin  Master,  its  employees,  consumers,  customers, 
partners, licensees, licensors, suppliers, and manufacturers operate, can have, and at times in the past have 
had,  a  significant  negative  impact  on  Spin  Master’s  business,  financial  position,  sales,  and  results  of 
operations. Negative impacts may result from, among other things:

•

•

•

•

•

•

declines in net sales as a result of retail store closures (including specialty retailers), limited reopening, 
evolving stay-at-home protocols, and limitations on the capacity of e-commerce in certain markets;
disruptions  to  the  design,  development,  manufacturing,  and/or  distribution  operations  of  Spin  Master 
and/or  its  third-party  suppliers  resulting  in  limitations  on  Spin  Master’s  ability  to  design,  develop, 
manufacture, and distribute products effectively, efficiently, and in a timely manner;
delays  in  entertainment  content  releases  from  our  licensors,  or  changes  in  release  plans,  that  can 
adversely impact sales of the Company’s products; 
disruptions  or  restrictions  on  the  ability  of  Spin  Master’s  employees,  suppliers,  and  manufacturers  to 
work effectively, including due to illness, quarantines, government actions, and facility closures or other 
similar restrictions;
increased  operational  risks,  including  increased  risks  of  accounts  receivable  collection,  insolvency  of 
retailers  (particularly  specialty  retailers),  delays  in  payment,  and  negotiations  with  third  parties  over 
payment terms or the ability to perform under certain contracts or licenses; and
any currently unforeseen effects of COVID-19.

22

Any one of these factors, or a combination thereof, could impact Spin Master’s ability to meet demand for its 
products. To the extent any of these disruptions become prolonged or recur, particularly during seasonally high 
periods of production or distribution, Spin Master’s ability to meet demand may be materially impacted.

Since mid-March 2020, the majority of Spin Master’s workforce has been working remotely. While reopening of 
some of the Company’s offices has begun on a limited basis, Spin Master continues to actively develop a plan 
to safely bring additional personnel back to its offices, which will be based on need and governmental, health, 
and safety guidelines. The Company regularly communicates and engages with its employees to minimize the 
disruption and stress of working remotely, provide flexibility and ensure that our employees are getting access 
to information and accommodations as the Company plans for a successful and safe re-entry to the workplace. 

The  impact  of  the  COVID-19  pandemic  continues  to  be  fluid  and  uncertain,  making  it  difficult  to  forecast  the 
ultimate  impact  it  could  have  on  Spin  Master’s  future  operations.  If  Spin  Master’s  business  experiences 
prolonged  occurrence  of  adverse  public  health  conditions  due  to  COVID-19  or  other  similar  public  health 
incidents,  Spin  Master’s  business,  financial  position,  sales,  and  results  of  operations  could  be  materially 
impacted.

Spin Master may not be able to sustain or manage its growth strategy, which may prevent the Company 
from increasing its net revenues.

Historically,  Spin  Master  has  experienced  growth  in  its  product  lines  which  at  times  has  been  rapid.  The 
Company’s growth strategy calls for it to continuously develop and diversify its business by introducing original 
products,  innovating  and  refining  its  existing  product  lines  and  expanding  into  international  markets,  entering 
into additional license agreements, and acquiring other companies, which will place additional demands upon 
the  Company’s  management,  operational  capacity  and  financial  resources  and  systems.  The  increased 
demand  upon  management  may  necessitate  Spin  Master’s  recruitment  and  retention  of  qualified  personnel. 
This can be particularly difficult when unexpected, significant, sudden shifts in demand are caused by “hit” toys 
and trends. There can be no assurance that the Company will be able to recruit and retain qualified personnel 
or  expand  and  manage  its  operations  effectively  and  profitably.  Implementation  of  Spin  Master’s  growth 
strategy  is  subject  to  risks  beyond  its  control,  including  competition,  market  acceptance  of  original  products, 
changes in economic conditions, its ability to obtain or renew licenses on commercially reasonable terms and 
its  ability  to  finance  increased  levels  of  accounts  receivable  and  inventory  necessary  to  support  its  sales 
growth, if any. Accordingly, there can be no assurance that the Company’s growth strategy will be successful or 
that  it  will  be  able  to  achieve  its  targeted  future  sales  growth. The  lack  of  success  in  the  Company’s  growth 
strategy may have a material and adverse effect on its business, financial condition and performance.

Spin Master’s dependence on third-party manufacturers, distributors, distribution centres and logistics 
service  providers  presents  risks  to  the  Company’s  business  and  exposes  it  to  risks  associated  with 
international operations.

A majority of Spin Master’s products are manufactured by third-party manufacturers, most of which are located 
in  Asia  and  primarily  in  China,  and  transported,  stored  and  distributed  by  third  parties  on  its  behalf.  The 
Company’s operations could be adversely affected if the Company lost its relationship with any of its third-party 
service  providers,  or  if  there  was  any  material  failure,  inadequacy  or  interruption  resulting  from  its  third-party 
service  providers  due  to  factors  beyond  the  Company’s  control. Although  Spin  Master’s  external  sources  of 
manufacturing and its distribution centres and logistics service providers can be shifted over a period of time to 
alternative  sources,  should  such  changes  be  necessary,  the  Company’s  operations  could  be  disrupted, 
potentially  for  a  significant  period  of  time,  while  alternative  sources  were  secured,  and  significant  capital 
investments could be required to remediate the problem.

Given that the majority of Spin Master’s products are manufactured by third-party manufacturers, public health 
crises,  such  as  the  COVID-19  pandemic,  and  other  factors  affecting  social  and  economic  activity  where  our 
manufacturers are located may affect the movement of people and products into and from those locations to 
the  Company’s  major  markets,  including  North  America  and  Europe.  Public  health  crises,  such  as  the 
COVID-19 pandemic, impacting the Company’s third-party manufacturers, distributors, distribution centres and 
logistics service providers had and can have a significant negative impact on Spin Master’s business. 

As a result of Spin Master’s dependence on third-party manufacturers, any difficulties encountered by one of 
the Company’s third-party manufacturers that results in production delays, cost overruns or the inability to fulfill 
its  orders  on  a  timely  basis,  including  political  disruptions,  labour  difficulties  and  other  factors  beyond  the 
Company’s control, could adversely affect the Company’s ability to deliver its products to its customers, which 
in  turn  could  harm  the  Company’s  reputation  and  adversely  affect  its  business,  financial  condition  and 
performance. Similarly, Spin Master relies on third-party distribution centres and logistics service providers to 
transport  its  products  to  the  markets  in  which  they  are  sold  and  on  third-party  distributors  to  distribute  those 

23

products within those markets. Any disruption affecting the ability of the Company’s third-party service providers 
to timely deliver or distribute its products to its customers could cause delays in product sales, cause customers 
to  cancel  orders,  have  a  material  adverse  effect  on  Spin  Master’s  revenue  and  profitability,  and  harm  its 
reputation.

Spin Master’s significant use of third-party manufacturers outside of North America also exposes the Company 
to risks, including:

•
•
•

•
•
•

•
•

•

•
•

currency fluctuations;
limitations on the repatriation of capital;
potential challenges to the Company’s transfer pricing determinations and other aspects of its cross-
border transactions which may impact income tax expense;
political instability, civil unrest and economic instability;
greater difficulty enforcing IP rights and weaker laws protecting such rights;
requirements to comply with different laws in varying jurisdictions, which laws may dictate that certain 
practices  that  are  acceptable  in  some  jurisdictions  are  not  acceptable  in  others,  and  changes  in 
governmental policies;
natural disasters and greater difficulty and expense in recovering from them;
difficulties  in  moving  materials  and  products  from  one  country  to  another,  including  port  congestion, 
strikes and other transportation delays and interruptions;
difficulties  in  controlling  the  quality  of  raw  materials  and  components  used  to  manufacture  the 
Company’s products, which may lead to public health and other concerns regarding its products;
changes in international labour costs, labour strikes, disruptions or lock-outs; and
the imposition of tariffs or other protectionist measures, or the breakdown of trade relations.

Due to Spin Master’s reliance on international sourcing of manufacturing, its business, financial condition and 
performance could be significantly and materially harmed if any of the risks described above were to occur.

Spin  Master  requires  its  third-party  manufacturers  and  distributors  to  comply  with  Spin  Master’s  code  of 
conduct,  which  is  designed  to  prevent  products  manufactured  by  or  for  the  Company  from  being  produced 
under  inhumane  or  exploitive  conditions.  Spin  Master’s  code  of  conduct  addresses  a  number  of  issues, 
including  work  hours  and  compensation,  health  and  safety,  and  abuse  and  discrimination.  In  addition,  the 
Company  requires  that  its  products  supplied  by  third-party  manufacturers  or  distributors  be  produced  or 
distributed in compliance with all applicable laws and regulations, including consumer and product safety laws 
in the markets where those products are sold. The Company has the right, both directly and through the use of 
outside  monitors,  to  monitor  compliance  by  its  third-party  manufacturers  and  distributors  with  Spin  Master’s 
code of conduct and other manufacturing requirements. In addition, the Company conducts quality assurance 
testing  on  its  products,  including  products  manufactured  or  distributed  for  the  Company  by  third  parties. 
Notwithstanding these requirements and Spin Master’s monitoring and testing of compliance with them, there 
remains  the  risk  that  one  or  more  of  the  Company’s  third-party  manufacturers  or  distributors  will  not  comply 
with Spin Master’s requirements and that Spin Master will not immediately discover such non-compliance. Any 
failure  of  the  Company’s  third-party  manufacturers  or  distributors  to  comply  with  labour,  consumer,  product 
safety or other applicable requirements in manufacturing or distributing products for the Company could result 
in damage to Spin Master’s reputation, harm sales of its products and potentially create liability for Spin Master 
and its business, financial condition and performance could be materially and adversely impacted.

Disruptions in Spin Master’s manufacturing operations or supply chain due to political instability, civil 
unrest or public health crisis have adversely affected and could further adversely affect Spin Master’s 
business, financial position, sales, and results of operations.

The Company owns, operates and manages manufacturing facilities and utilizes third-party manufacturers and 
suppliers in China, as well as in Vietnam, India, Mexico, France and the U.S. The risk of political instability and 
civil  unrest  in  certain  of  these  countries,  which  could  temporarily  or  permanently  damage  the  manufacturing 
operations  of  the  Company  or  its  third-party  manufacturers.  Outbreaks  of  communicable  diseases  have  also 
been known to occur in certain of these countries and around the world. For example, the COVID-19 pandemic 
began in Wuhan, Hubei Province, China, resulting in a global pandemic caused supply chain interruptions for 
Spin Master, its suppliers and customers that contributed to lower net sales in the first half of 2020 and may 
cause lower net sales to the extent they remain issues in the future. Other disruptions from public health crises 
such as these result from, among other things, workers contracting diseases, restrictions on factory openings, 
restrictions  on  travel,  restrictions  on  shipping  and  shopping,  and  the  closure  of  critical  infrastructure.  The 
design,  development,  manufacture,  distribution  and  sale  of  the  Company’s  products  has  suffered  and  could 
further  suffer  if  a  significant  number  of  the  Company’s  employees  or  the  employees  of  its  third-party 
manufacturers,  their  suppliers,  or  of  businesses  where  the  Company’s  products  are  sold,  contract 
communicable  diseases  such  as  these,  or  if  the  Company,  the  Company’s  third-party  manufacturers,  or  their 

24

suppliers  are  adversely  affected  by  other  impacts  of  such  diseases.  In  addition,  the  contingency  plans  the 
Company  has  developed  to  help  mitigate  the  impact  of  disruptions  in  its  operations,  have  not  and  may  not 
prevent  its  business,  financial  position,  sales,  and  results  of  operations  from  being  adversely  affected  by  a 
significant disruption to its operations, suppliers or demand for the Company’s products.

Spin  Master’s  business  is  seasonal  and  therefore  its  annual  financial  performance  depends,  in  large 
part, on its sales relating to the holiday season. As retailers become more efficient in their control of 
inventory  levels  and  give  shorter  lead  times  for  production,  failures  to  predict  demand  and  possible 
transportation,  production  or  other  disruptions  during  peak  demand  times  may  affect  the  Company’s 
ability to deliver products in time to meet retailer demands.

Seasonality  factors  cause  Spin  Master’s  operating  results  to  fluctuate  significantly  from  quarter  to  quarter. A 
majority  of  the  Company’s  sales  occur  during  the  third  and  fourth  quarters,  with  a  majority  of  retail  sales 
occurring during the period from September through December in anticipation of the holiday season. Generally, 
the  first  quarter  is  the  period  of  lowest  shipments  and  revenues  in  the  toy  industry  and  therefore,  the  least 
profitable because of certain fixed costs. This seasonality has increased over time, as retailers become more 
efficient  in  their  control  of  inventory  levels  through  inventory  management  techniques.  Further,  ecommerce 
continues  to  grow  significantly  and  accounts  for  a  higher  portion  of  the  ultimate  sales  of  the  Company’s 
products to consumers. Ecommerce retailers tend to hold less inventory and take inventory closer to the time of 
sale  to  consumers  than  traditional  retailers.  Spin  Master’s  failure  to  predict  levels  of  consumer  demand 
surrounding  the  holiday  season  may  result  in  under-producing  popular  products  and  overproducing 
underperforming  items,  which,  in  either  case,  would  adversely  affect  the  Company’s  business,  financial 
condition and performance. Spin Master’s results of operations may also fluctuate as a result of factors such as 
the  timing  of  new  products  or  new  products  that  its  competitors  introduce  in  the  marketplace,  the  advertising 
activities of its competitors and the emergence of new market entrants. In addition, due to the seasonal nature 
of  Spin  Master’s  business,  the  Company  would  be  materially  and  adversely  impacted,  in  a  manner 
disproportionate to the impact on a company with sales spread more evenly throughout the year, by unforeseen 
events, such as public health crises and pandemics, terrorist attacks, adverse weather conditions or economic 
shocks that harm the retail environment or consumer buying patterns during the Company’s key selling season, 
or  by  events  such  as  strikes,  port  delays  or  supply  chain  interruptions,  that  interfere  with  the  manufacture  or 
shipment of goods during critical months leading up to the peak purchasing season.

If  Spin  Master  fails  to  meet  transportation  schedules,  it  could  damage  the  Company’s  relationships  with 
retailers, increase the Company’s distribution and logistics costs or cause sales opportunities to be delayed or 
lost. In order to be able to deliver its merchandise on a timely basis, Spin Master needs to maintain adequate 
inventory  levels  of  the  desired  products.  If  the  Company’s  inventory  forecasting  and  production  planning 
processes  result  in  Spin  Master  manufacturing  inventory  in  excess  of  the  levels  demanded  by  its  customers, 
the Company could be required to record inventory write-downs for excess and obsolete inventory, which could 
materially and adversely affect the Company’s financial performance. If the inventory of Spin Master products 
held by its retailers is too high, they may not place or may reduce orders for additional products, which could 
unfavourably impact the Company’s future sales and materially and adversely affect its financial performance.

Uncertainty  and  adverse  changes  in  general  economic  conditions  may  negatively  affect  consumer 
spending, which could have a material adverse effect on Spin Master’s revenue and profitability.

Current and future conditions in the economy have an inherent degree of uncertainty. As a result, it is difficult to 
estimate the level of growth or contraction for the economy as a whole. It is even more challenging to estimate 
growth  or  contraction  in  various  parts,  sectors  and  regions  of  the  economy,  including  the  many  different 
markets  in  which  Spin  Master  participates.  The  Company’s  budgeting  and  forecasting  are  dependent  upon 
estimates of demand for its products and growth or contraction in the markets it serves. Economic uncertainty 
complicates reliable estimation of future income and expenditures. Adverse changes may occur as a result of 
weakening global economic conditions, tightening of consumer credit, falling consumer confidence, increasing 
unemployment,  declining  stock  markets  or  other  factors  affecting  economic  conditions  generally.  These 
changes may negatively affect demand for Spin Master’s products, increase exposure to retailers with whom it 
does  business,  increase  the  cost  and  decrease  the  availability  of  financing  to  fund  Spin  Master’s  working 
capital  needs,  or  increase  costs  associated  with  manufacturing  and  distributing  products,  any  of  which  could 
have a material and adverse effect on the Company’s revenue and profitability.

Consumer spending habits, including spending on Spin Master products, are affected by, among other things, 
prevailing  economic  conditions,  levels  of  employment,  fuel  prices,  salaries  and  wages,  the  availability  of 
consumer  credit,  foreclosures,  bankruptcies,  falling  home  prices,  consumer  confidence  and  consumer 
perception of economic conditions. A general economic slowdown in Canada, the U.S. and other parts of the 
world  could  decrease  demand  for  the  Company’s  products  which  would  adversely  affect  its  revenue;  an 
uncertain  economic  outlook  may  adversely  affect  consumer  spending  habits  and  customer  traffic,  which  may 

25

result in lower revenue. A prolonged global economic downturn could have a material negative impact on the 
Company’s business, financial condition and performance.

In addition to experiencing potentially lower revenues during times of economic difficulty, in an effort to maintain 
sales  during  such  times,  Spin  Master  may  need  to  reduce  the  price  of  its  products,  increase  promotional 
spending  and/or  sales  allowances,  offer  incentives  or  take  other  steps  to  encourage  retailer  and  consumer 
purchase  of  its  products. Those  steps  may  lower  the  Company’s  net  revenues  or  increase  its  costs,  thereby 
decreasing  its  operating  margins  and  lowering  its  profitability.  These  challenges  can  be  exacerbated  if 
customers  accumulate  excess  retail  inventories  over  time  due  to  their  purchases  of  Spin  Master’s  products 
exceeding  sales  of  those  products  to  ultimate  consumers.  It  can  then  take  the  Company  significant  time, 
working with retailers, to reduce those excess retail inventories, and in the interim its sales of new products can 
be negatively impacted.

Spin  Master’s  sales  are  concentrated  with  a  small  number  of  retailers  that  do  not  make  long-term 
purchase  commitments.  Consequently,  economic  difficulties  or  changes  in  the  purchasing  strategies 
and  patterns  of  those  retailers  could  have  a  material  adverse  effect  on  the  Company’s  business, 
financial condition and performance.

A small number of retailers account for a large proportion of Spin Master’s total sales. In 2020, the three largest 
customers  collectively  accounted  for  approximately  50.3%  of  the  Company’s  Gross  Product  Sales.  This 
concentration  means  that  if  one  or  more  of  Spin  Master’s  major  customers  were  to  experience  difficulties  in 
fulfilling  their  obligations  to  the  Company,  cease  doing  business  with  the  Company,  significantly  reduce  the 
amount of their purchases from the Company,  return substantial amounts of Spin Master’s products, favour its 
competitors  or  new  entrants  or  increase  their  competition  with  Spin  Master  by  expanding  their  private  label 
product lines, or seek material financial contributions from the Company towards price reductions at the retail 
level, the Company’s business, financial condition and performance could suffer. The COVID-19 pandemic has 
resulted in an increased reliance on Spin Master’s largest customers due to forced or voluntary store closures 
by  its  specialty  retail  customers.  In  addition,  increased  concentration  among  Spin  Master’s  customers  could 
also negatively impact its ability to negotiate higher sales prices for its products, could result in lower margins 
and could reduce the number of products the Company would otherwise be able to bring to market. Retailers 
do not make any long-term commitments to the Company regarding purchase volumes and make all purchases 
by  delivering  one-time  purchase  orders. Any  customer  could  reduce  its  overall  purchases  of  the  Company’s 
products, reduce the number and variety of the Company’s products that it carries and the shelf space allotted 
for Spin Master’s products, or otherwise seek to materially change the terms of their business relationship with 
Spin Master at any time. Any such change could significantly harm the Company’s business, financial condition 
and performance. Similarly, liquidity problems at one or more of the Company’s key customers could expose 
the Company to losses from bad debts and negatively impact its business, financial condition and performance. 
Spin Master’s sales to retailers are typically made on credit without collateral. There is a risk that customers will 
not pay, or that payment will be delayed, because of bankruptcy or other factors beyond Spin Master’s control, 
which could increase its exposure to losses from bad debts and increase its cost of sales. In addition, if these 
or other retailers were to cease doing business as a result of bankruptcy, or significantly reduce the number of 
stores they operate, it could have a material adverse effect on the Company’s business, financial condition and 
performance. Spin Master’s credit insurance may not cover all types of claims against customers and insurance 
levels  for  covered  claims  may  not  be  adequate  to  indemnify  the  Company  against  all  liability,  which  could 
materially and adversely harm the Company’s business, financial condition and performance.

Failure  to  maintain  existing  relationships,  or  to  develop  new  relationships,  with  inventors  and 
entertainment  content  collaborators  could  have  a  material  adverse  effect  on  Spin  Master’s  business, 
financial condition and performance.

Spin  Master’s  relationships  with  inventors  are  a  critical  aspect  of  the  Company’s  product  development.  A 
significant  portion  of  Spin  Master’s  product  ideas  have  been  sourced  from  inventors  and  developed  by  the 
Company.  If  Spin  Master  fails  to  maintain  existing  relationships  or  to  develop  new  relationships  within  the 
inventor  community  or  if  the  Company  experiences  an  adverse  change  in  the  perception  of  the  Company  by 
inventors, Spin Master may receive fewer product concepts from inventors. This would adversely impact Spin 
Master’s ability to introduce new, innovative brands and products, which in turn would materially and adversely 
harm its business, financial condition and performance.

including  writers,  content  developers, 
Spin  Master’s  relationships  with  entertainment  collaborators, 
broadcasters and directors, are a critical aspect of the Company’s development of its entertainment properties, 
brands  and  content.  A  portion  of  Spin  Master’s  entertainment  properties,  brands  and  content  have  been 
sourced  from  external  collaborators.  If  Spin  Master  fails  to  maintain  existing  relationships  or  to  develop  new 
relationships  with  entertainment  collaborators  or  if  the  Company  experiences  an  adverse  change  in  the 
perception  of  the  Company  by  these  entertainment  collaborators,  Spin  Master  may  receive  fewer  concepts. 

26

This  would  adversely  impact  Spin  Master’s  ability  to  introduce  new  entertainment  properties,  brands  and 
content, which in turn would materially and adversely harm its business, financial condition and performance.

Failure  to  leverage  Spin  Master’s  portfolio  of  franchises  effectively  across  entertainment  and  media 
platforms, maintain relationships with key television and motion picture studios, and entertainment and 
media companies could have a material adverse effect on the Company’s business, financial condition 
and performance.

Complementing Spin Master’s product offerings with entertainment and media initiatives is an integral part of 
the  Company’s  growth  strategy.  Spin  Master  invests  in  interactive  media  and  other  entertainment  initiatives, 
extending the Company’s brands across multiple platforms. Establishing and maintaining relationships with key 
broadcasters and motion picture studios, and entertainment and media companies are critical to the successful 
execution of these initiatives. The Company’s failure to execute effectively on these initiatives could result in its 
inability to recoup its investment and harm the related toy brands employed in these initiatives. Such failures 
could have a material adverse effect on the Company’s business, financial condition and performance.

Risks Related to the Entertainment Industry.

The  entertainment  industry  involves  a  substantial  degree  of  risk.  Acceptance  of  children’s  entertainment 
programming represents a response not only to the production’s artistic components, but also the quality and 
acceptance  of  other  competing  programs  released  into  the  marketplace  at  or  near  the  same  time,  the 
availability  of  alternative  forms  of  children’s  entertainment  and  leisure  time  activities,  general  economic 
conditions,  public  tastes  generally  and  other  intangible  factors,  all  of  which  could  change  rapidly  or  without 
notice and cannot be predicted with certainty. There is a risk that some or all of Spin Master’s programming will 
not  be  purchased  or  accepted  by  the  public  generally,  resulting  in  a  portion  of  costs  not  being  recouped  or 
anticipated direct and indirect profits not being realized, which could have a material and adverse effect on the 
Company’s  business,  financial  condition  and  performance.  There  can  be  no  assurance  that  revenue  from 
existing  or  future  programming  will  replace  loss  of  revenue  associated  with  the  cancellation  or  unsuccessful 
commercialization of any particular production or that Spin Master’s entertainment programming will generate 
product sales.

The  business  of  producing  and  distributing  television  programs  is  highly  competitive.  There  are  numerous 
suppliers  of  entertainment  content  and  Spin  Master  faces  intense  competition  with  other  producers  and 
distributors, many of whom are substantially larger and have greater resources. Further, vertical integration of 
the  television  broadcast  industry  worldwide  and  the  creation  and  expansion  of  new  networks,  which  create  a 
substantial  portion  of  their  own  programming,  has  decreased  access  for  programs  produced  by  third-party 
production  companies.  The  Company  competes  with  other  television  production  companies  for  ideas  and 
storylines  created  by  third  parties  as  well  as  for  access  to  animation  studios,  writers,  producers,  actors, 
directors  and  other  personnel  required  for  a  production.  Spin  Master  may  not  be  successful  in  any  of  these 
efforts which could have a material and adverse effect on its business, financial condition and performance. 

Spin  Master  also  faces  competition  from  both  regulated  and  unregulated  players  using  existing  or  new 
technologies and from illegal services. The rapid deployment of new technologies, services and products have 
reduced  the  traditional  lines  between  internet  and  broadcast  services  and  further  expanded  the  competitive 
landscape. The Company may also be affected by changes in customer discretionary spending patterns, which 
in  turn  are  dependent  on  consumer  confidence,  disposable  consumer  income  and  general  economic 
conditions.  New  or  alternative  media  technologies  and  business  models,  such  as  video-on-demand, 
subscription-video-on-demand,  high-definition  television,  personal  video  recorders,  mobile  television,  internet 
protocol  television,  over-the-top  internet-based  video  entertainment  services,  connected  televisions,  virtual 
multichannel  programming  distributors,  audio  streaming  platforms,  podcasting  and  direct-to-home  satellite 
compete  for  audiences.  As  well,  mobile  devices  like  smartphones  and  tablets  allow  consumers  to  access 
content  anywhere,  anytime  and  are  creating  consumer  demand  for  mobile,  portable  or  free  content.  These 
technologies  and  business  models  may  increase  audience  fragmentation.  Technological  developments  may 
also  disrupt  traditional  distribution  platforms  by  enabling  content  owners  to  provide  content  directly  to 
consumers, thus bypassing traditional content aggregators.

Distributors’  decisions  regarding  the  timing  of  release  and  promotional  support  of  Spin  Master’s  television 
programs  are  important  in  determining  the  success  of  these  programs.  The  Company  does  not  ultimately 
control  the  timing  and  manner  in  which  its  distributors  distribute  the  Company’s  television  programs.  Any 
decision  by  those  distributors  not  to  distribute  or  promote  one  of  Spin  Master’s  television  programs  or  to 
promote  competitors’  programs  to  a  greater  extent  than  they  promote  Spin  Master’s  programs  could  have  a 
material and adverse effect on the Company’s business, financial condition and performance.

27

Production of film and television programs requires a significant amount of capital. Unforeseen events such as 
labour  disputes,  changes  related  to  technology,  special  effects  or  other  aspects  of  production,  shortage  of 
necessary equipment, or other unforeseen events affecting aspects of production may cause cost overruns and 
delay or frustrate completion of a production. Although Spin Master has historically completed its productions 
within  budget,  there  can  be  no  assurance  that  it  will  continue  to  do  so.  The  Company  currently  maintains 
insurance policies covering certain of these risks. There can be no assurance that any overrun resulting from 
any  occurrence  will  be  adequately  covered  or  that  such  insurance  and  completion  bonds  will  continue  to  be 
available or, if available on terms acceptable to Spin Master. In the event of substantial budget overruns, there 
can be no assurance that such costs will be recouped, which could have a material and adverse effect on the 
Company’s business, financial condition and performance.

Financial  risks  exist  in  productions  relating  to  tax  credits.  There  can  be  no  assurance  that  industry  funding 
assistance programs and government tax credits which Spin Master may access in Canada and internationally 
from  time  to  time,  including  those  sponsored  by  various  European,  Australian  and  Canadian  governmental 
agencies, will not be reduced, amended or eliminated or that Spin Master’s production projects will continue to 
qualify for them. Any change in the policies of those countries in connection with their incentive programs could 
have a material and adverse effect on the Company’s business, financial condition and performance.

International  sales  are  subject  to  various  risks  and  failure  to  implement  the  international  growth 
strategy  could  have  a  material  adverse  effect  on  the  Company’s  business,  financial  condition  and 
performance.

Spin Master currently relies on international sales of its products and expects to do so to a greater extent in the 
future as it continues to expand its business. The Company believes that its revenue and financial performance 
will depend in part upon its ability to increase sales in international markets. Implementation of Spin Master’s 
international growth strategy is subject to risks beyond its control, and accordingly, there can be no assurance 
that  the  Company’s  international  growth  strategy  will  be  successful.  The  lack  of  success  in  the  Company’s 
international  growth  strategy  may  have  a  material  and  adverse  effect  on  its  business,  financial  condition  and 
performance.

International  sales  are  subject  to  various  risks,  including:  exposure  to  currency  fluctuations;  political  and 
economic instability; increased difficulty of administering business; and the need to comply with a wide variety 
of  international  and  domestic  laws  and  regulatory  requirements.  There  are  a  number  of  risks  inherent  in  the 
Company’s  international  activities,  including:  unexpected  changes  in  Canadian,  U.S.  or  other  governmental 
policies concerning the import and export of goods; services and technology and other regulatory requirements; 
tariffs  and  other  trade  barriers;  costs  and  risks  of  localizing  products  for  foreign  languages;  longer  accounts 
receivable payment cycles; limits on repatriation of earnings; the burdens of complying with a wide variety of 
non-Canadian or U.S. laws; and difficulties supervising and managing local personnel. The financial stability of 
non-Canadian  or  U.S.  markets  could  also  affect  Spin  Master’s  international  sales.  In  addition,  international 
income  may  be  subject  to  taxation  by  more  than  one  jurisdiction,  which  could  also  have  a  material  adverse 
effect  on  the  Company’s  financial  performance.  Such  factors  may  have  a  material  adverse  effect  on  the 
Company’s  revenues  and  expenses  related  to  international  sales  and,  consequently,  business,  financial 
condition and performance.

An  increasing  portion  of  Spin  Master’s  business  may  come  from  new  and  emerging  markets,  and 
growing  business  in  new  and  emerging  markets  presents  additional  challenges  which  could  have  a 
material adverse effect on the Company’s business, financial condition and performance.

Spin Master expects an increasing portion of its revenues to come from new and emerging markets, including 
China and Russia. Operating in new and emerging markets, each with its own unique consumer preferences 
and  business  climates,  presents  additional  challenges  that  Spin  Master  must  meet.  In  addition,  sales  and 
operations  in  new  and  emerging  markets  are  subject  to  other  risks  associated  with  international  operations. 
Such risks include, but are not limited to: complications in complying with different laws in varying jurisdictions; 
dealing  with  changes  in  governmental  policies  and  the  evolution  of  laws  and  regulations  that  impact  Spin 
Master’s  product  offerings  and  related  enforcement;  difficulties  understanding  the  retail  climate,  consumer 
trends, local customs and competitive conditions in foreign markets, which may be quite different from Canada 
and  the  U.S.;  difficulties  in  moving  materials  and  products  from  one  country  to  another,  including  port 
congestion,  strikes  and  other  transportation  delays  and  interruptions;  potential  challenges  to  Spin  Master’s 
transfer  pricing  determinations  and  other  aspects  of  its  cross  border  transactions;  and  the  impact  of  tariffs, 
quotas, or other protectionist measures. Spin Master’s business, financial condition and performance could be 
harmed  if  any  of  the  risks  described  above  are  not  appropriately  managed,  or  if  the  Company  is  otherwise 
unsuccessful in managing its new and emerging market business.

28

Product recalls, post-manufacture repairs of Spin Master’s products, product liability claims, absence 
or cost of insurance, and associated costs could harm the Company’s reputation, which could have a 
material adverse effect on the Company’s business, financial condition and performance.

Spin  Master  is  subject  to  regulation  by  Health  Canada,  the  U.S.  Consumer  Product  Safety  Commission  and 
regulatory authorities and by similar consumer protection regulatory authorities in other countries in which Spin 
Master sells its products. These regulatory bodies have the authority to remove from the market, products that 
are found to be defective and present a substantial hazard or risk of serious injury or death. The Company has 
experienced,  and  may  in  the  future  experience,  issues  in  relation  to  products  that  result  in  recalls,  delays, 
withdrawals, or post-manufacture repairs or replacements of products.

Individuals have asserted claims, and may in the future assert claims, that they have sustained injuries from the 
Company’s products, and Spin Master may be subject to lawsuits relating to these claims. There is a risk that 
these claims or liabilities may exceed, or fall outside of the scope of, Spin Master’s insurance coverage as Spin 
Master does not maintain separate product recall insurance. The Company has recorded, and in the future may 
record, charges and incremental costs relating to recalls, withdrawals or replacements of its products, based on 
the  Company’s  most  recent  estimates  of  retailer  inventory  returns,  consumer  product  replacement  costs, 
associated  legal  and  other  professional  fees,  and  costs  associated  with  advertising  and  administration  of 
product recalls. As these current and expected future charges are based on estimates, they may increase as a 
result of numerous factors, many of which are beyond Spin Master’s control, including the amount of products 
that  may  be  returned  by  consumers  and  retailers,  the  number  and  type  of  legal,  regulatory,  or  legislative 
proceedings relating to product recalls, withdrawals or replacements or product safety proceedings in Canada, 
the  U.S.  and  elsewhere  that  may  involve  the  Company,  as  well  as  regulatory  or  judicial  orders  or  decrees  in 
Canada,  the  U.S.  and  elsewhere  that  may  require  the  Company  to  take  certain  actions  in  connection  with 
product recalls.

Moreover, Spin Master may be unable to obtain adequate liability insurance in the future. Any of these issues 
could  result  in  damage  to  the  Company’s  reputation,  diversion  of  development  and  management  resources, 
reduced  sales,  and  increased  costs  and  could  cause  the  Company’s  licensors  to  terminate  or  not  renew  its 
licenses, any of which could materially and adversely harm its business, financial condition and performance. 
Product recalls, withdrawals, or replacements may also increase the competition that Spin Master faces. Some 
competitors may attempt to differentiate themselves by claiming that their products are produced in a manner 
or geographic area that is insulated from the issues that preceded recalls, withdrawals or replacements of Spin 
Master’s products. In addition, to the extent that the Company’s competitors choose not to implement enhanced 
safety  and  testing  protocols  comparable  to  those  that  the  Company  and  its  third-party  manufacturers  have 
adopted,  such  competitors  could  enjoy  a  cost  advantage  that  could  enable  them  to  offer  products  at  lower 
prices than Spin Master.

Additionally,  product  recalls  relating  to  Spin  Master’s  competitors’  products,  post-manufacture  repairs  of  their 
products and product liability claims against the Company’s competitors may indirectly impact the Company’s 
product sales even if its products are not subject to the same recalls, repairs or claims.

Unfavourable  resolution  of  litigation  matters  and  disputes,  including  those  arising  from  recalls, 
withdrawals  or  replacements  of  Spin  Master’s  products,  could  have  a  material  adverse  effect  on  the 
Company’s business, financial condition and performance.

Spin  Master  is  involved  from  time  to  time  in  litigation  and  disputes,  including  those  arising  from  recalls, 
withdrawals  or  replacements  of  its  products.  Since  outcomes  of  regulatory  investigations,  litigation  and 
arbitration  disputes  are  inherently  difficult  to  predict,  there  is  the  risk  that  an  unfavourable  outcome  in  any  of 
these  matters  could  negatively  affect  the  Company’s  business,  financial  condition  and  performance. 
Regardless  of  the  outcome,  litigation  may  result  in  substantial  costs  and  expenses  to  Spin  Master  and 
significantly divert the attention of its management. The Company may not be able to prevail in, or achieve a 
favourable  settlement  of,  pending  litigation.  In  addition  to  pending  litigation,  future  litigation,  government 
proceedings,  labour  disputes  or  environmental  matters  could  lead  to  increased  costs  or  interruption  of  the 
Company’s normal business operations.

Failure  to  implement  new  initiatives  or  meet  product  introduction  schedules  could  have  a  material 
adverse effect on Spin Master’s business, financial condition and performance.

Spin  Master  has  undertaken,  and  in  the  future  may  undertake,  initiatives  to  increase  its  efficiency,  reduce  its 
costs,  improve  the  execution  of  its  core  business,  globalize  and  extend  its  brands,  develop  or  extend 
entertainment properties, leverage new trends, create new brands or franchises, offer new innovative products 
and  technologies,  enhance  product  safety,  develop  its  employees,  improve  productivity,  simplify  processes, 
maintain customer service levels, drive sales growth, capitalize on its scale advantage and improve its supply 

29

chain. These  initiatives  involve  investment  of  capital  and  complex  decision-making,  as  well  as  extensive  and 
intensive execution, and these initiatives may not succeed or there may be a delay in the anticipated timing of 
the launch of new initiatives. In addition, Spin Master may anticipate introducing a specific product, product line 
or  brand  at  a  certain  time  in  the  future. There  is  no  guarantee  that  Spin  Master  will  be  able  to  manufacture, 
source and ship new or continuing products in a timely manner and on a cost-effective basis. The risk is also 
exacerbated  by  the  increasing  sophistication  of  many  of  the  products  the  Company  is  designing,  and  the 
brands being developed in terms of combining digital and analog technologies and providing greater innovation 
and product differentiation. Unforeseen delays or difficulties in the development process or significant increases 
in the planned cost of development for new products may cause the introduction date for products to be later 
than  anticipated  or,  in  some  situations,  may  cause  a  product  or  new  product  introduction  to  be  discontinued. 
Failure to implement any of these initiatives, or the delay of the anticipated launch, or the failure of any of these 
initiatives or launches to produce the results anticipated by management, could have a material adverse effect 
on the Company’s business, financial condition and performance.

A reduction or interruption in the delivery of raw materials, parts and components from Spin Master’s 
suppliers or a significant increase in the price of supplies could negatively impact the Company’s profit 
margins or result in lower sales.

Spin  Master’s  ability  to  meet  customer  demand  depends  in  part  on  its  ability  to  obtain  timely  and  adequate 
delivery  of  materials,  parts  and  components  from  Spin  Master’s  suppliers.  The  Company  has  experienced 
shortages  in  the  past,  including  shortages  of  raw  materials  and  components,  and  may  encounter  these 
problems in the future. A reduction or interruption in supplies, whether resulting from more stringent regulatory 
requirements, disruptions in transportation, port delays, labour strikes, lockouts, an outbreak of a severe public 
health  crisis,  severe  weather  due  to  climate  change  or  otherwise,  the  occurrence  of  threat  of  wars  or  other 
conflicts,  or  a  significant  increase  in  the  price  of  one  or  more  supplies,  such  as  fuel  and  resin  (which  is  a 
petroleum-based product), could have a material adverse effect on the Company’s business, financial condition 
and  performance.  Cost  increases,  whether  resulting  from  shortages  of  materials  or  rising  costs  of  materials, 
transportation, services or labour, could impact the profit margins on the sale of Spin Master’s products. Due to 
market conditions, timing of pricing decisions and other factors, the Company may not be able to offset any of 
these  increased  costs  by  adjusting  the  prices  of  its  products.  Increases  in  prices  of  the  Company’s  products 
could result in lower sales and have a material adverse effect on its financial condition and performance.

Spin  Master  may  not  realize  the  full  benefit  of  its  licenses  if  the  licensed  material  has  less  market 
appeal  than  expected  and  licenses  may  not  be  profitable  to  the  Company  if  sales  revenue  from  the 
licensed products are not sufficient to support the minimum guaranteed royalties.

An  integral  part  of  Spin  Master’s  business  involves  obtaining  licenses  to  produce  products  utilizing  various 
entertainment  brands  and  content.  As  a  licensee  of  entertainment-based  properties,  the  Company  has  no 
guarantee that a particular brand or property will translate into a successful toy, entertainment brand or other 
product. Additionally, a successful brand may not continue to be successful or maintain a high level of sales. If 
Spin  Master  produces  a  line  of  products  based  on  entertainment-based  properties,  the  success  of  the 
entertainment  series  has  a  critical  impact  on  the  level  of  consumer  interest  in  the  associated  products  being 
offered  by  the  Company.  Spin  Master  relies  on  the  efforts  of  third  parties,  such  as  licensors,  film  studios, 
content  producers  and  distribution  channels  with  whom  the  Company  works,  with  respect  to  development  of 
content and timing of media development, release dates and the ultimate consumer interest in and success of 
these  media  efforts.  Spin  Master  does  not  fully  control  when  or  if  any  particular  project  will  be  developed  or 
released,  and  the  Company’s  licensors,  media  partners  or  other  third  parties  may  change  their  plans  with 
respect to projects and release dates or cancel development all together. Lack of control can make it difficult for 
the  Company  to  successfully  develop  and  market  products  in  conjunction  with  such  entertainment  projects, 
given  the  lengthy  lead  times  involved  in  product  development  and  successful  marketing  efforts. Any  delay  or 
cancellation  of  planned  product  development  work,  releases,  or  media  support  may  decrease  the  number  of 
products sold by the Company, which could harm its business. If any production or entertainment releases are 
delayed,  due  to  the  COVID-19  pandemic  or  otherwise,  it  could  adversely  affect  the  Company’s  business, 
financial condition and performance. 

The license agreements into which the Company enters usually require it to pay minimum royalty guarantees 
that may be substantial, and in some cases may be greater than the amount it earns from sales of the licensed 
brands.  This  could  result  in  write-offs  of  significant  amounts,  which  in  turn  could  materially  and  adversely 
impact  the  Company’s  financial  condition  and  performance.  Acquiring  or  renewing  licenses  may  require  the 
payment of minimum guaranteed royalties that Spin Master considers to be too high to be profitable, which may 
result in losing licenses it currently holds when they become renewable under their terms, or missing business 
opportunities  for  new  licenses.  If  the  Company  is  unable  to  acquire  or  maintain  successful  licenses  on 
advantageous  terms,  its  business,  financial  condition  and  performance  may  be  materially  and  adversely 
impacted.

30

Spin Master’s operating procedures and product requirements are subject to change and may increase 
costs,  which  may  materially  and  adversely  affect  its  relationship  with  vendors  and  make  it  more 
difficult  for  it  to  produce,  purchase  and  deliver  products  on  a  timely  basis  to  meet  market  demands. 
Future conditions may require the Company to adopt further changes that may increase its costs and 
adversely affect the Company’s relationship with vendors.

Spin  Master’s  operating  procedures  and  requirements  for  both  its  own  manufacturing  facilities  and  vendors, 
which  are  regularly  monitored  and  which  are  subject  to  change,  including  by  implementing  enhanced  testing 
requirements  and  standards,  impose  additional  costs  on  both  Spin  Master  and  the  vendors  from  whom  it 
purchases products. These changes may also delay delivery of the Company’s products. Additionally, changes 
in  industry  wide  product  safety  guidelines  may  affect  the  Company’s  ability  to  sell  its  inventory  and  may 
negatively impact its business. Spin Master’s relationship with existing vendors may be adversely affected as a 
result  of  these  changes,  making  it  more  dependent  on  a  smaller  number  of  vendors.  Some  vendors  may 
choose not to continue to do business with the Company or not to accommodate the Company’s needs to the 
extent  that  they  have  done  so  in  the  past.  Due  to  the  seasonal  nature  of  Spin  Master’s  business  and  the 
demands of its customers for deliveries with short lead times, Spin Master depends upon the cooperation of its 
vendors to meet market demand for its products in a timely manner. Existing and future events may require the 
Company  to  impose  additional  requirements  on  its  vendors  that  may  adversely  affect  the  Company’s 
relationships with those vendors and its ability to meet market demand in a timely manner which may in turn 
have a material and adverse effect on the Company’s business, financial condition and performance.

Spin  Master  may  engage  in  acquisitions,  mergers,  or  dispositions,  which  may  affect  the  profit, 
revenues, profit margins or other aspects of its business. Spin Master may not realize the anticipated 
benefits of future acquisitions, mergers or dispositions to the degree anticipated, or such transactions 
could  have  a  material  adverse  impact  on  the  Company’s  business,  financial  condition  and 
performance.

Acquisitions have been a part of Spin Master’s growth and have enabled it to further broaden and diversify its 
product  offerings.  The  Company  expects  that  in  the  future  it  will  further  expand  its  operations,  brands,  and 
product  offerings  through  the  acquisition  of  additional  businesses,  products  or  technologies.  However,  the 
Company may not be able to identify suitable acquisition targets or merger partners and the Company’s ability 
to  efficiently  integrate  large  acquisitions  may  be  limited  by  its  lack  of  experience  with  them.  If  Spin  Master  is 
able to identify suitable targets or merger partners, it may not be able to acquire these targets on acceptable 
terms  or  agree  to  terms  with  merger  partners.  Also,  Spin  Master  may  not  be  able  to  integrate  or  profitably 
manage  acquired  businesses  and  may  experience  substantial  expenses,  delays  or  other  operational  or 
financial  problems  associated  with  the  integration  of  acquired  businesses.  The  Company  may  also  face 
substantial expenses, delays or other operational or financial problems if it is unable to sustain the distribution 
channels and other relationships currently in place at an acquired business. The businesses, products, brands 
or  properties  the  Company  acquires  may  not  achieve  or  maintain  popularity  with  consumers,  and  other 
anticipated benefits may not be realized immediately or at all. Further, integration of an acquired business may 
divert  the  attention  of  the  Company’s  management  from  its  core  business.  In  cases  where  Spin  Master 
acquires businesses that have key individuals, Spin Master cannot be certain that those persons will continue 
to work for it after the acquisition or that they will continue to develop popular and profitable products. Loss of 
such individuals could materially and adversely affect the value of businesses that the Company acquires.

Acquisitions also entail numerous other risks, including but not limited to:

•
•
•
•
•

unanticipated costs and legal liabilities;
adverse effects on the Company’s existing business relationships with its suppliers and customers;
risk of entering markets in which the Company has limited or no prior experience;
amortizing any acquired intangible assets; and
difficulties in maintaining uniform standards, procedures, controls and policies.

Some  or  all  of  the  foregoing  risks  could  have  a  material  adverse  effect  on  Spin  Master’s  business,  financial 
condition  and  performance.  In  addition,  any  businesses,  products  or  technologies  the  Company  may  acquire 
may not achieve anticipated revenues or income and the Company may not be able to achieve cost savings 
and other benefits that it would hope to achieve with an acquisition.

Acquisitions could also consume a substantial portion of Spin Master’s available cash, could result in incurring 
substantial debt which may not be available on favourable terms, and could result in the Company assuming 
contingent  liabilities.  In  addition,  if  the  business,  product  or  technologies  the  Company  acquires  are 
unsuccessful  it  would  likely  result  in  the  incurrence  of  a  write-down  of  such  acquired  assets,  that  could 

31

adversely affect Spin Master’s financial performance. The Company’s failure to manage its acquisition strategy 
could have a material adverse effect on its business, financial condition and performance.

Consistent with Spin Master’s past practice and in the normal course, the Company may have outstanding non-
binding  letters  of  intent  and  /  or  conditional  agreements  or  may  otherwise  be  engaged  in  discussions  with 
respect to possible acquisitions which may or may not be material. However, there can be no assurance that 
any of these letters, agreements and / or discussions will result in an acquisition and, if they do, what the final 
terms or timing of any acquisition would be.

If Spin Master fails to maintain an effective system of internal controls, Spin Master may not be able to 
report  its  financial  results  or  prevent  fraud,  which  could  harm  the  Company’s  financial  performance 
and may cause investors to lose confidence in it.

Spin  Master  must  maintain  effective  internal  financial  controls  for  it  to  provide  reliable  and  accurate  financial 
reports.  The  Company’s  compliance  with  the  internal  control  reporting  requirements  will  depend  on  the 
effectiveness of its financial reporting and data systems and controls. Spin Master expects these systems and 
controls to become increasingly complex to the extent that its business grows, including through acquisitions. 
To effectively manage such growth, the Company will need to continue to improve its operational, financial and 
management  controls  and  its  reporting  systems  and  procedures. These  measures  may  not  ensure  that  Spin 
Master designs, implements and maintains adequate controls over its financial processes and reporting in the 
future.  Any  failure  to  implement  required  new  or  improved  controls,  or  difficulties  encountered  in  their 
implementation  or  operation,  could  harm  the  Company’s  financial  performance  or  cause  it  to  fail  to  meet  its 
financial  reporting  obligations.  Inferior  internal  controls  could  also  cause  investors  to  lose  confidence  in  the 
Company’s reported financial information, which could have a material and adverse effect on the trading price 
of its stock and its access to capital.

Spin Master is subject to tax and regulatory compliance in all the jurisdictions in which it operates and 
may  be  subject  to  audits  from  time  to  time  that  could  result  in  the  assessment  of  additional  taxes, 
interest and penalties.

Spin Master conducts business globally and is subject to tax and regulatory compliance in the jurisdictions in 
which it operates. These include those related to collection and payment of value added taxes at appropriate 
rates and the appropriate application of value added taxes to each of the Company’s products, those designed 
to ensure that appropriate levels of customs duties are assessed on the importation of its products, as well as 
transfer  pricing  and  other  tax  regulations  designed  to  ensure  that  its  intercompany  transactions  are 
consummated at prices that have not been manipulated to produce a desired tax result, that appropriate levels 
of income are reported as earned and that it is taxed appropriately on such transactions. International transfer 
pricing is a subjective area of taxation and generally involves a significant degree of judgment.

Spin Master may be subject to audits that are at various levels of review, assessment or appeal in a number of 
jurisdictions  involving  various  aspects  of  value  added  taxes,  customs  duties,  transfer  pricing,  income  taxes, 
withholding taxes, sales and use and other taxes and related interest and penalties in material amounts. The 
taxation authorities in the jurisdictions where the Company carries on business could challenge the Company’s 
transfer pricing policies. In some circumstances, additional taxes, interest and penalties may be assessed and 
deposits required to be paid in order to challenge the assessments. When applicable, the Company reserves in 
the  consolidated  financial  statements  an  amount  that  it  believes  represents  the  most  likely  outcome  of  the 
resolution of disputes, but if it is incorrect in its assessment, it may have to pay a different amount which could 
potentially  be  material.  Ultimate  resolution  of  these  matters  can  take  several  years,  and  the  outcome  is 
uncertain.  If  the  taxing  authorities  in  any  of  the  jurisdictions  in  which  the  Company  operates  were  to 
successfully  challenge  its  transfer  pricing  practices  or  its  positions  regarding  the  payment  of  income  taxes, 
customs duties, value added taxes, withholding taxes, sales and use, and other taxes, it could become subject 
to higher taxes and its revenue and earnings could be adversely affected.

Significant changes in currency exchange rates could have a material adverse effect on Spin Master’s 
business, financial condition and performance.

Spin  Master’s  global  operations  means  business  is  transacted  in  many  different  currencies  and  financial 
performance  and  cash  flows  are  subject  to  changes  in  currency  exchange  rates  and  regulations.  As  the 
Company’s financial results are reported in U.S. dollars, changes in the exchange rate between the U.S. dollar, 
Canadian  dollar,  Pound  Sterling,  Peso  and  the  Euro  may  have  an  adverse  effect  /  beneficial  impact  on  the 
Company’s  U.S.  dollar  results.  Furthermore,  potential  significant  revaluation  of  the  Chinese  yuan,  which  may 
result in an increase in the cost of producing products in China, could negatively affect Spin Master’s business. 
Government action may restrict the Company’s ability to transfer capital across borders and may also impact 
the  fluctuation  of  currencies  in  the  countries  where  the  Company  conducts  business  or  has  invested  capital. 

32

Significant changes in currency exchange rates and reductions in Spin Master’s ability to transfer capital across 
borders  could  have  a  material  adverse  effect  on  its  business,  financial  condition  and  performance.  Currency 
fluctuations  may  also  adversely  affect  the  Company’s  financial  performance  when  it  repatriates  the  funds  it 
receives from these sales or other sources.

Spin  Master  is  subject  to  various  laws  and  government  regulations,  which,  if  violated,  could  subject 
Spin Master to sanctions or third-party litigation or, if changed, could lead to increased costs, changes 
in  the  Company’s  effective  tax  rate  or  the  interruption  of  normal  business  operations  that  would 
negatively impact the Company’s business, financial condition and performance.

Spin  Master  operates  in  a  highly  regulated  environment  in  the  U.S.,  Canada  and  international  markets, 
including  its  products  and  the  importation  and  exportation  of  its  products.  These  policies  or  regulations  may 
include accounting standards, taxation requirements (including changes in applicable income tax rates, new tax 
laws, and revised tax law interpretations), product safety and other safety standards, trade restrictions, duties 
and  tariffs  (including  international  trade  laws  and  regulations,  export  controls,  and  economic  sanctions),  and 
regulations  regarding  currency  and  financial  matters,  anticorruption  standards,  environmental  matters, 
advertising  directed  toward  children,  product  content,  and  privacy  and  data  protection,  as  well  as  other 
administrative  and  regulatory  restrictions.  The  breakdown  of  trade  relations  between  the  U.S.  and  a  foreign 
country in which Spin Master has significant manufacturing facilities or other operations, could adversely affect 
Spin  Master’s  business,  financial  condition  and  results  of  operations.  For  example,  a  change  in  trade  status 
between  the  U.S.  and  a  foreign  country  could  result  in  a  substantial  increase  in  the  import  duty  of  toys 
manufactured in that foreign country and imported into the U.S. The U.S. has commenced certain trade actions, 
including imposing increased tariffs on certain goods imported into the U.S. from China, which has resulted in 
retaliatory tariffs by China. Any increased trade barriers or restrictions on global trade imposed by the U.S., or 
further  retaliatory  trade  measures  taken  by  China  or  other  countries  in  response,  could  adversely  affect  Spin 
Master’s  business,  financial  condition  and  performance.  Given  the  recent  change  in  the  U.S.  presidential 
administration, Spin Master faces uncertainty with respect to U.S. trade policy going forward.

In addition, changes in laws or regulations may lead to increased costs, changes in the Company’s effective tax 
rate, or the interruption of normal business operations that would materially and adversely impact its business, 
financial  condition  and  performance.  The  Company  believes  that  it  takes  all  necessary  steps  to  comply  with 
these laws and regulations, but Spin Master cannot be certain that it is in full compliance or will be in the future. 
Failure  to  comply  could  result  in  sanctions  or  delays  that  could  have  a  negative  impact  on  the  Company’s 
business, financial condition and performance. 

Spin Master relies extensively on information technology in its operations, and any material failure in 
design, inadequacy, interruption, or security breach of that technology could have a material adverse 
impact on the Company’s business, financial condition and performance.

Spin Master relies extensively on various information technology systems and software applications across its 
operations to manage many aspects of the business, including product development, management of its supply 
chain,  sale  and  delivery  of  its  products,  financial  reporting,  collection  and  storage  of  data,  and  various  other 
processes  and  transactions.  Many  of  these  systems  are  managed  by  third-party  service  providers.  The 
Company  is  critically  dependent  on  the  integrity,  security  and  consistent  operations  of  these  systems  and 
related back-up systems. These systems are subject to damage or interruption from power outages, computer 
and telecommunications failures, computer viruses, malware and other security breaches, catastrophic events 
such  as  hurricanes,  fires,  floods,  earthquakes,  tornadoes,  acts  of  war  or  terrorism  and  usage  errors  by 
employees  or  partners. The  efficient  operation  and  successful  growth  of  Spin  Master’s  business  depends  on 
these  information  systems,  including  its  ability  to  operate  them  effectively  and  to  select  and  implement 
appropriate upgrades or new technologies and systems and adequate disaster recovery systems successfully. 
The failure of the information systems design, to perform as designed or Spin Master’s failure to implement and 
operate  them  effectively  could  disrupt  the  Company’s  business,  require  significant  capital  investments  to 
remediate  a  problem  or  subject  the  Company  to  liability  and  could  have  a  material  adverse  effect  on  its 
business, financial condition and performance.

Spin Master’s business could be significantly harmed if its electronic data is compromised.

Spin Master maintains significant amounts of data electronically in locations around the world. This data relates 
to  all  aspects  of  the  Company’s  business  and  also  contains  certain  customer  and  consumer  data.  The 
Company maintains systems and processes designed to protect this data, but notwithstanding such protective 
measures, there is a risk of intrusion or tampering that could compromise the integrity and privacy of this data. 
In addition, Spin Master provides confidential and proprietary information to its third-party business partners in 
certain  cases  where  doing  so  is  necessary  to  conduct  the  Company’s  business.  While  Spin  Master  obtains 
assurances from those parties that they have systems and processes in place to protect such data, and where 

33

applicable, that they will take steps to assure the protections of such data by third parties, nonetheless those 
partners may also be subject to data intrusion or otherwise compromise the protection of such data. While Spin 
Master  and  its  third-party  business  partners  maintain  systems  for  preventing  and  detecting  a  breach  of  their 
respective information technology systems, Spin Master and those third parties may be unaware that a breach 
has  occurred,  may  be  unable  to  detect  an  ongoing  breach  or  may  be  delayed  in  detecting  a  breach.  Spin 
Master  has  exposure  to  similar  security  risks  faced  by  other  large  companies  that  have  data  stored  on  their 
information technology systems. To its knowledge, Spin Master has not experienced any material breach of its 
cybersecurity systems. If Spin Master’s or any third-party service providers’ systems fail to operate effectively 
or are damaged, destroyed, or shut down, or there are problems with transitioning to upgraded or replacement 
systems, or there are security breaches in these systems, any of the aforementioned could occur as a result of 
natural disasters, software or equipment failures, telecommunications failures, loss or theft of equipment, acts 
of terrorism, circumvention of security systems, or other cyber-attacks, Spin Master could experience delays or 
decreases in sales, and reduced efficiency of its operations. Any compromise of the confidential data of Spin 
Master’s customers, its consumers or itself, or failure to prevent or mitigate the loss of this data could disrupt 
Spin  Master’s  operations,  damage  its  reputation,  violate  applicable  laws  and  regulations  and  subject  the 
Company to additional costs and liabilities and have a material and adverse impact on its business, financial 
condition and performance.

The  challenge  of  continuously  developing  and  offering  products  and  entertainment  experiences  that 
are  sought  after  by  children  is  compounded  by  the  sophistication  of  today’s  children  and  the 
increasing array of technology and entertainment offerings available to them.

Children are increasingly utilizing electronic offerings such as computers, tablet devices and mobile phones and 
they are expanding their interests to a wider array of innovative, technology-driven entertainment products and 
digital  and  social  media  offerings  at  younger  and  younger  ages.  Spin  Master’s  products  and  digital  games 
compete  with  the  offerings  of  consumer  electronics  companies,  gaming,  digital  media  and  social  media 
companies. To meet this challenge, the Company is designing and marketing products and digital games which 
incorporate  increasing  technology,  seek  to  combine  digital  and  analog  play,  and  capitalize  on  evolving  play 
patterns  and  increased  consumption  of  digital  and  social  media.  With  the  increasing  array  of  competitive 
entertainment offerings, there is no guarantee that:

•

•
•

•

any of Spin Master’s products, brands or entertainment properties will achieve popularity or continue to 
be popular;
any property for which Spin Master has a significant license will achieve or sustain popularity;
any new products or product lines Spin Master introduces, or entertainment content that it creates, will 
be considered interesting to consumers and achieve an adequate market acceptance; or
any product’s life cycle or sales quantities will be sufficient to permit Spin Master to profitably recover 
the development, manufacturing, marketing, royalties (including royalty advances and guarantees) and 
other costs of producing, marketing and selling the product.

An  increasing  portion  of  Spin  Master’s  business  may  come  from  technologically  advanced  or 
sophisticated digital and smart technology products, which present additional challenges compared to 
more traditional toys and games.

Spin Master expects that children will continue to be interested in product offerings incorporating sophisticated 
technology, such as video games, consumer electronics and social and digital media, at younger and younger 
ages.  Spin  Master  also  expects  that  parents  will  seek  to  enhance  child  development  and  learning  through 
digital technologies and analog and technology-based play.

In addition to the risks associated with Spin Master’s more traditional products, sophisticated digital and smart 
technology products face certain additional risks. Costs associated with designing, developing and producing 
digital games and technologically advanced or sophisticated products tend to be higher than for many of Spin 
Master’s more traditional products. Heavy competition in consumer electronics and entertainment products and 
difficult economic conditions may increase the risk of Spin Master not achieving sales sufficient to recover the 
increased costs associated with these products. Designing, developing and producing sophisticated digital and 
smart technology products requires different competencies and may follow longer timelines than traditional toys 
and games, and any delays in the design, development or production of these products could have a significant 
impact on Spin Master’s ability to successfully offer such products. In addition, the pace of change in product 
offerings and consumer tastes in the video games, consumer electronics and social and digital media areas is 
potentially even greater than for Spin Master’s more traditional products. This pace of change means that the 
window  in  which  a  technologically  advanced  or  sophisticated  product  can  achieve  and  maintain  consumer 
interest  may  be  shorter  than  traditional  toys  and  games. These  products  may  also  present  data  security  and 
data  privacy  risks  and  be  subject  to  certain  laws,  government  policies  or  regulations  not  applicable  to  more 

34

traditional products,  such  as  the U.S. Children’s Online Privacy Protection Act of 1998, the EU General Data 
Protection Regulation and the California Consumer Protection Act.

The  production  and  sale  of  private-label  toys  by  the  retailers  with  which  Spin  Master  does  business 
may result in lower purchases of the Spin Master’s branded products by those customers.

In recent years, retailers have been increasing the development of their own private-label products that directly 
compete with the products of their other suppliers, including children’s entertainment companies. Some of the 
retailers with whom Spin Master does business sell private-label toys designed, manufactured and branded by 
the  retailers  themselves.  The  Company’s  customers  may  sell  their  private-label  toys  at  prices  lower  than 
comparable toys sold by the Company, and, particularly in the event of strong sales of private-label toys, may 
elect  to  reduce  their  purchases  of  Spin  Master’s  branded  products.  In  some  cases,  retailers  who  sell  these 
private-label toys are larger than Spin Master and have substantially more resources. An increase in the sale of 
private-label  product  by  retailers  could  have  a  material  adverse  effect  on  the  Company’s  business,  financial 
condition and performance.

Spin  Master’s  success  depends  on  key  personnel  and  without  them  the  Company  may  be  unable  to 
maintain and expand its business.

Spin  Master’s  future  success  depends  on  the  continued  contribution  of  key  personnel,  including,  executives, 
designers, inventors, technical, sales, marketing and in the entertainment and digital creative centres. The loss 
of  services  of  any  of  the  Company’s  key  personnel  could  harm  its  business.  Recruiting  and  retaining  skilled 
personnel  is  costly  and  highly  competitive  around  the  world.  If  the  Company  fails  to  retain,  hire,  train  and 
integrate qualified employees and contractors, it may not be able to maintain and expand its business.

Natural disasters or other catastrophic events out of Spin Master’s control may damage its operations, 
facilities or those of its contractors and could materially and adversely affect the Company’s business, 
financial condition and performance.

A  catastrophic  event  where  Spin  Master  has  operations,  offices  or  manufacturing  facilities,  such  as  an 
earthquake, tsunami, flood, typhoon, fire or other natural or manmade disaster, terrorist attacks, wars and other 
conflicts,  or  an  outbreak  of  a  public  health  pandemic  could  disrupt  the  Company’s  operations  or  those  of  its 
contractors and impair production or distribution of its products, damage inventory, interrupt critical functions, or 
otherwise  affect  its  business  negatively,  and  could  materially  and  adversely  affect  the  Company’s  business, 
financial condition and performance.

Increases in interest rates, the lack of availability of credit and Spin Master’s inability to meet the debt 
covenant coverage requirements in its credit facility could negatively impact the Company’s ability to 
conduct its business operations.

Increases in interest rates, both domestically and internationally, could negatively affect Spin Master’s cost of 
financing its operations and investments. Adverse credit market conditions could limit the Company’s ability to 
refinance  its  existing  credit  facility  and  raise  additional  debt  that  may  be  needed  to  fund  the  Company’s 
operations. Additionally, Spin Master’s ability to issue or borrow long-term debt and obtain seasonal financing or 
pay  dividends  could  be  adversely  affected  by  factors  such  as  an  inability  to  meet  certain  debt  covenant 
requirements and ratios. In the past, the Company’s business has required and will continue to require capital 
expenditures and available resources to finance acquisitions. Accordingly, Spin Master’s ability to maintain its 
current credit facility and its ability to issue or borrow long-term debt and raise seasonal financing are critical for 
the  success  of  Spin  Master’s  business. The  Company’s  ability  to  conduct  operations  could  be  materially  and 
adversely impacted should these or other adverse conditions affect the Company’s sources of liquidity.

Negative  publicity  and  product  reviews  may  negatively  impact  Spin  Master’s  business,  financial 
condition and performance.

There has been a marked increase in the use of social media platforms and similar channels, including weblogs 
(blogs), social media websites and other forms of Internet-based communications that provide individuals with 
access  to  a  broad  audience  of  consumers  and  other  interested  persons.  The  availability  and  impact  of 
information  on  social  media  platforms  is  virtually  immediate  and  the  accuracy  of  such  information  is  not 
independently  verified.  The  opportunity  for  dissemination  of  information,  including  inaccurate  information,  is 
seemingly limitless and readily available. Information concerning Spin Master or one or more of its products or 
employees may be posted on such platforms at any time. Information posted may be adverse to Spin Master’s 
interests  or  may  be  inaccurate,  each  of  which  may  harm  the  Company’s  reputation  and  business. The  harm 
may be immediate without affording Spin Master an opportunity for redress or correction. Ultimately, the risks 

35

associated  with  any  such  negative  publicity  or  incorrect  information  cannot  be  completely  eliminated  or 
mitigated and may materially and adversely impact its business, financial condition and performance.

System  failures  related  to  the  websites  that  support  Spin  Master’s  internet-related  products, 
applications, services and associated websites could harm the Company’s business.

The websites, applications and services associated with Spin Master’s internet-related products depend upon 
the  reliable  performance  of  their  technological  infrastructure.  Customers  could  be  inconvenienced  and  the 
Company’s business may suffer if demand for access to those websites, applications or services exceeds their 
capacity. Any  significant  disruption  to,  or  malfunction  by,  those  websites  or  services,  particularly  malfunctions 
related  to  transaction  processing,  on  those  associated  websites  could  result  in  a  loss  of  potential  or  existing 
customers and sales.

Although  Spin  Master’s  systems  have  been  designed  to  function  in  the  event  of  outages  or  catastrophic 
occurrences,  they  remain  vulnerable  to  damage  or  interruption  from  earthquakes,  floods,  fires,  power  loss, 
telecommunication  failures,  terrorist  attacks,  computer  viruses,  computer  denial-of-service  attacks,  and  other 
events.  Some  of  the  Company’s  systems  are  not  fully  redundant,  and  its  disaster  recovery  planning  is  not 
sufficient  for  all  eventualities.  Spin  Master’s  systems  are  also  subject  to  break-ins,  sabotage,  and  intentional 
acts  of  vandalism.  Despite  any  precautions  the  Company  may  take,  the  occurrence  of  a  natural  disaster  or 
other  unanticipated  problems  at  the  Company’s  hosting  facilities  could  result  in  lengthy  interruptions  in  its 
services. Spin Master does not carry business interruption insurance sufficient to compensate it for losses that 
may  result  from  interruptions  in  its  service  as  a  result  of  system  failures.  Any  unplanned  disruption  of  the 
Company’s  systems  could  result  in  material  and  adverse  financial  impact  on  its  business,  financial  condition 
and performance.

FINANCIAL RISK MANAGEMENT

The Company is exposed to risks of varying degrees of significance which could affect its ability to achieve its 
strategic objectives for growth. The main objectives of the Company’s risk management process are to ensure 
that risks are properly identified and that the capital base is adequate in relation to these risks. The principal 
financial risks to which the Company is exposed are described below.

Foreign currency risk

Due  to  the  nature  of  the  Company’s  international  operations,  it  is  exposed  to  foreign  currency  risk  driven  by 
fluctuations in foreign exchange rates. Risk arises because the value of monetary assets, liabilities, revenues 
and  expenditures  arising  from  transactions  denominated  in  foreign  currencies  may  vary  due  to  changes  in 
foreign  exchange  rates  (“transaction  exposures”)  and  because  the  non-U.S.  dollar  denominated  financial 
statements  of  the  Company’s  subsidiaries  may  vary  on  translation  into  the  U.S.  dollar  presentation  currency 
(“translation exposures”). These exposures could impact the Company’s earnings and cash flows.

The  Company  uses  derivative  financial  instruments  such  as  foreign  exchange  forward  contracts  to  manage 
foreign currency risk.

Interest rate risk

Interest rate risk is the risk that the Company’s financial assets and liabilities will increase or decrease in value 
due to a change in interest rates. The Company is exposed to interest rate risk as its loan facility bears interest 
at a variable rate.

Credit risk and Customer Concentration

The Company is dependent on three main retailers with respect to product sales for the majority of its products. 
These  three  customers  accounted  for  50.3%  and  48.0%  of  consolidated  Gross  Product  Sales1  for  the  years 
ended December 31, 2020 and 2019 respectively. 

As the Company usually grants credit to customers on an unsecured basis, credit risk arises from the possibility 
that customers may experience financial difficulty and may be unable to fulfill their financial obligations.

36

This risk is managed through the establishment of credit limits and payment terms based on an evaluation of 
the customer’s financial performance, ability to generate cash, financing availability, and liquidity status. These 
factors are reviewed at least annually, with more frequent reviews performed as necessary.

In addition, the Company uses a variety of financial arrangements to ensure collectability of trade receivables, 
including requiring letters of credit, supplier financing programs, cash in advance of shipment and purchase of 
insurance on trade  customer receivables, when available.

RELATED PARTY TRANSACTIONS

The Company periodically engages the services of a law firm whose managing partner is also a member of the 
Company’s Board of Directors. During the year ended December 31, 2020, the fees for services rendered were 
approximately $1.6 million (2019 - $0.5 million). 

CRITICAL ACCOUNTING ESTIMATES

The Company’s significant accounting policies are described in Note 2 of the Company's audited consolidated 
financial  statements  and  accompanying  notes,  which  have  been  prepared  in  accordance  with  IFRS.  The 
preparation of financial statements requires management to make estimates, assumptions and judgments that 
affect the reported amounts of assets and liabilities, related disclosures and the reported amounts of revenues 
and  expenses  during  the  periods  covered  by  the  financial  statements.  Refer  to  Note  3  of  the  Company's 
audited consolidated financial statements for additional information.

The Company has identified the following accounting policies under which significant judgments, estimates and 
assumptions are made, where actual results may differ from these estimates under different assumptions and 
conditions and which may materially affect financial results or the financial position in future periods.

Determination of cash‑generating units

A  cash‑generating  unit  ("CGU")  is  defined  as  the  smallest  identifiable  group  of  assets  that  generates  cash 
inflows that are largely independent of the cash inflows from other assets or groups of assets. Determining the 
impact  of  impairment  requires  significant  judgment  in  identifying  which  assets  or  groups  of  assets  constitute 
CGUs of the Company.

Functional currency

Transactions in foreign currencies are translated to the respective functional currencies of Company entities at 
foreign exchange rates at the dates of the transactions. Monetary assets and liabilities denominated in foreign 
currencies at the reporting date are retranslated to the functional currency at the exchange rate at that date.

Determining  the  appropriate  functional  currencies  for  entities  in  the  Company  requires  analysis  of  various 
factors,  including  the  currencies  and  country‑specific  factors  that  mainly  influence  sales  prices,  and  the 
currencies that mainly influence labour, materials, and other costs of providing goods or services.

Useful life of property, plant and equipment and intangible assets with finite useful lives

The  Company  employs  significant  estimates  to  determine  the  estimated  useful  lives  of  property,  plant  and 
equipment  and  intangible  assets  with  finite  useful  lives,  considering  industry  trends  such  as  technological 
advancements, past experience, expected use and review of asset lives.

Components of an item of property, plant and equipment may have different useful lives. The Company makes 
estimates  when  determining  depreciation  methods,  depreciation  rates  and  asset  useful  lives,  which  requires 
taking into account industry trends and company-specific factors. The Company reviews depreciation methods, 
useful lives and residual values annually or when circumstances change and adjusts its depreciation methods 
and assumptions prospectively.

37

Impairment testing of goodwill and indefinite life intangible assets

Goodwill and indefinite life intangible assets are assessed for impairment at least annually, and whenever there 
is an indication that the asset may be impaired. The Company determines the fair value of its CGU groupings 
and  indefinite  life  intangible  assets  using  discounted  cash  flow  models  corroborated  by  other  valuation 
techniques.  The  process  of  determining  these  fair  values  requires  the  Company  to  make  estimates  and 
assumptions of a long-term nature regarding discount rates, projected revenues, royalty rates and margins, as 
applicable,  derived  from  past  experience,  actual  operating  results  and  budgets.  These  estimates  and 
assumptions  may  change  in  the  future  due  to  uncertain  competitive  and  economic  market  conditions  or 
changes in business strategies.

Provision for inventories

Inventories  are  stated  at  the  lower  of  cost  and  estimated  net  realizable  value.  The  Company  estimates  net 
realizable  value  as  the  amount  at  which  inventories  are  expected  to  be  sold,  taking  into  consideration 
fluctuations in retail prices due to seasonality less estimated costs necessary to make the sale. Inventories are 
written  down  to  net  realizable  value  when  the  cost  of  inventories  is  estimated  to  be  unrecoverable  due  to 
obsolescence, damage or declining selling prices.

Sales allowances

A sales allowance is established to reflect amounts for programs which can be contractual or discretionary by 
nature, and can include negotiated discounts, customer audits, defective products and refund of costs incurred 
by customers to sell the Company’s products. Contractual allowances are fixed and determinable at the time of 
sale  and  are  recorded  at  the  time  of  sales  as  a  reduction  to  revenue.  Discretionary  allowances  can  vary 
depending on the future outcomes such as customer sales volume, inventory position, product performance at 
retail,  historical  performance,  market  conditions  and  other  considerations.  The  Company  may  adjust  its 
estimate of sales allowances when facts and circumstances used in the estimation process change.

Income and other taxes

The  calculation  of  current  and  deferred  income  taxes  requires  the  Company  to  make  estimates  and 
assumptions and to exercise judgment regarding the carrying values of assets and liabilities which are subject 
to accounting estimates inherent in those balances, the interpretation of income tax legislation across various 
jurisdictions,  expectations  about  future  operating  results,  the  timing  of  reversal  of  temporary  differences  and 
possible audits of income tax filings by tax authorities.

Changes or differences in underlying estimates or assumptions may result in changes to the current or deferred 
income tax balances on the consolidated statements of financial position and income tax (recovery) expense on 
the consolidated statements of earnings and comprehensive income. 

All  income,  capital  and  commodity  tax  filings  are  subject  to  audits  and  reassessments.  Changes  in 
interpretations  or  judgments  may  result  in  a  change  in  the  Company’s  income,  capital  or  commodity  tax 
provisions in the future. The amount of such a change cannot be reasonably estimated.

FINANCIAL INSTRUMENTS

The  Company  uses  derivative  financial  instruments  such  as  foreign  exchange  forward  contracts  to  manage 
foreign currency risk.

As  at  December  31,  2020,  the  Company  is  committed  under  outstanding  foreign  exchange  contracts 
representing  a  total  net  purchase  commitment  of  approximately  $11.3  million  in  US$  (2019  -  $15.8  million). 
These foreign exchange contracts have maturity dates varying from January to December 2021. The fair value 
of  these  contracts  at  December  31,  2020  results  in  an  unrealized  loss  of  $7.2  million  included  in  accrued 
liabilities  and  an  unrealized  gain  of  $3.7  million  included  in  other  receivables  (2019  -  $0.5  million  included  in 
accrued  liabilities).  In  2020,  realized  losses  on  the  Company’s  matured  hedges  were  $2.6  million  (2019  - 
realized  gains  of  $0.6  million)  and  is  included  in  the  consolidated  statement  of  earnings  and  comprehensive 
income.

38

DISCLOSURE CONTROLS AND PROCEDURES

The  Co-Chief  Executive  Officers  and  the  Chief  Financial  Officer  (the  “Certifying  Officers”)  have  designed,  or 
caused  to  be  designed  under  their  supervision,  Disclosure  Controls  and  Procedures  (“DC&P”)  to  provide 
reasonable assurance that (i) material information relating to the Company is made known to them by others, 
particularly during the period in which the annual filings are being prepared; and (ii) information required to be 
disclosed  by  the  Company  in  its  annual  filings,  interim  filings  or  other  reports  filed  or  submitted  by  it  under 
securities  legislation  is  recorded,  processed,  summarized  and  reported  within  the  time  periods  specified  in 
securities legislation. The Certifying Officers have evaluated, or caused to be evaluated under their supervision, 
the effectiveness of the Company’s DC&P as at December 31, 2020 and have concluded that the Company's 
DC&P was effective as at December 31, 2020. 

INTERNAL CONTROL OVER FINANCIAL REPORTING

The Certifying Officers have also designed, or caused to be designed under their supervision, Internal Control 
over Financial Reporting (“ICFR”) to provide reasonable assurance regarding the reliability of financial reporting 
and  the  preparation  of  financial  statements  for  external  purposes  prepared  in  accordance  with  IFRS.  The 
Certifying Officers have used the Internal Control – Integrated Framework (2013 COSO Framework) issued by 
the Committee of Sponsoring Organizations of the Treadway Commission (“COSO”) to design the Company’s 
ICFR.  The  Certifying  Officers  have  evaluated,  or  caused  to  be  evaluated  under  their  supervision,  the 
effectiveness of the Company’s ICFR as at December 31, 2020 and have concluded that the Company's ICFR 
was effective as at December 31, 2020.

There have been no changes in the Company’s ICFR during the year ended December 31, 2020 which have 
materially affected, or are reasonably likely to materially affect, the Company’s ICFR and its disclosure controls 
and procedures.

LIMITATIONS OF AN INTERNAL CONTROL SYSTEM

The  Co-Chief  Executive  Officers  and  the  Chief  Financial  Officer  believe  that  any  Disclosure  Controls  and 
Procedures  or  ICFR,  no  matter  how  well  designed  and  operated,  can  provide  only  reasonable,  not  absolute, 
assurance that the objectives of the control system are met and that all control issues, including instances of 
fraud,  if  any,  within  the  Company  have  been  prevented  or  detected.  Further,  the  design  of  a  control  system 
must reflect the fact that there are resource constraints, and the benefits of controls must be considered relative 
to  their  costs. The  design  of  any  system  of  control  is  also  based  in  part  upon  certain  assumptions  about  the 
likelihood of future events, and there can be no assurance that any design will succeed in achieving its stated 
goals under all potential (future) conditions.

NON-IFRS FINANCIAL MEASURES

In addition to using financial measures prescribed under IFRS, references are made in this MD&A to “EBITDA”, 
“Adjusted  EBITDA”,  “Adjusted  EBITDA  Margin”,  “Adjusted  Net  Income  (Loss)”,  “Free  Cash  Flow”,  “Gross 
Product Sales”, “Constant Currency”, “Sales Allowances”, "Net Sales" and "Adjusted Administrative Expenses" 
which are non-IFRS financial measures. Non-IFRS financial measures do not have any standardized meaning 
prescribed  by  IFRS  and  are  therefore  unlikely  to  be  comparable  to  similar  measures  presented  by  other 
issuers. 

EBITDA  is  calculated  as  net  earnings  before  finance  costs,  income  tax  expense  and  depreciation  and 
amortization. 

Adjusted EBITDA is calculated as EBITDA excluding adjustments that do not necessarily reflect the Company’s 
underlying  financial  performance. These  adjustments  include  restructuring  expenses,  foreign  exchange  gains 
or  losses,  share  based  compensation  expenses,  acquisition  related  contingent  consideration,  impairment  of 
intangible  assets,  impairment  of  property,  plant  and  equipment,  legal  settlement,  transaction  costs,  bad  debt 
recovery and expense and fair market value adjustments to acquired inventories. Adjusted EBITDA is used by 
management as a measure of the Company’s profitability. 

Adjusted EBITDA Margin is calculated as Adjusted EBITDA divided by Revenue. Management uses Adjusted 
EBITDA  Margin  to  evaluate  the  Company’s  performance  compared  to  internal  targets  and  to  benchmark  its 
performance against key competitors. 

39

Adjusted  Net  Income  (Loss)  is  calculated  as  net  income  (loss)  excluding  adjustments,  as  defined  above,  in 
addition  to  a  one-time  income  tax  recovery  and  the  corresponding  impact  these  items  have  on  income  tax 
expense.  Management  uses Adjusted  Net  Income  (Loss)  to  measure  the  underlying  financial  performance  of 
the business on a consistent basis over time. 

Adjusted Basic EPS is calculated by dividing Adjusted Net Income (Loss) by the weighted average number of 
shares  outstanding  during  the  period.  Adjusted  Diluted  EPS  is  calculated  by  dividing  Adjusted  Net  Income 
(Loss) by the weighted average number of common shares outstanding, assuming the conversion of all dilutive 
securities were exercised during the period.

Constant  Currency  represents  Revenue  and  Gross  Product  Sales  results  that  are  presented  excluding  the 
impact from changes in foreign currency exchange rates. The current period and prior period results for entities 
reporting  in  currencies  other  than  the  US  dollar  are  translated  using  consistent  exchange  rates,  rather  than 
using  the  actual  exchange  rate  in  effect  during  the  respective  periods.  The  difference  between  the  current 
period  and  prior  period  results  using  the  consistent  exchange  rates  reflects  the  changes  in  the  underlying 
performance results, excluding the impact from fluctuations in foreign currency exchange rates. 

Free Cash Flow is calculated as cash flows provided by/used in operating activities reduced by cash flows used 
in  investing  activities  and  adding  back  cash  used  in  license,  brand  and  business  acquisitions.  Management 
uses the Free Cash Flow metric to analyze the cash flow being generated by the Company’s business. Prior 
year comparative information has been updated to conform with the current disclosure.

Gross Product Sales represent sales of the Company’s products to customers, excluding the impact of Sales 
Allowances.  As  Sales  Allowances  are  generally  not  associated  with  individual  products,  the  Company  uses 
changes in Gross Product Sales to provide meaningful comparisons across product category and geographical 
segment  results  to  highlight  trends  in  Spin  Master’s  business.  For  a  reconciliation  of  Gross  Product  Sales  to 
Revenue, please see the revenue table for the three months and year ended December 31, 2020 as compared 
to the same period in 2019 in this MD&A. 

Sales Allowances  represent  marketing  and  sales  credits  requested  by  customers  relating  to  factors  such  as 
cooperative  advertising,  contractual  discounts,  negotiated  discounts,  customer  audits,  volume  rebates, 
defective  products  and  costs  incurred  by  customers  to  sell  the  Company’s  products  and  are  recorded  as  a 
reduction  to  Gross  Product  Sales.  Management  uses  Sales Allowances  to  identify  and  compare  the  cost  of 
doing  business  with  individual  retailers,  different  geographic  markets  and  amongst  various  distribution 
channels. 

Net Sales represents Gross Product Sales less Sales Allowances. Management uses Net Sales to evaluate the 
Company’s total net revenue generating capacity compared to internal targets and as a measure of Company 
performance.

Adjusted  Administrative  Expenses  is  calculated  as  administrative  expenses  adjusted  for  restructuring 
expenses,  share  based  compensation  expenses,  impairment  of  property,  plant  and  equipment,  transaction 
costs and bad debt recovery. Please see the Adjusted Administrative Expenses table for the three months and 
year ended December 31, 2020 as compared to the same period in 2019 in this MD&A. 

Management  believes  the  non-IFRS  measures  defined  above  are  important  supplemental  measures  of 
operating  performance  and  highlight  trends  in  the  core  business  that  may  not  otherwise  be  apparent  when 
relying solely on IFRS financial measures. Management believes that these measures allow for assessment of 
the  Company’s  operating  performance  and  financial  condition  on  a  basis  that  is  more  consistent  and 
comparable between reporting periods. The Company believes that lenders, securities analysts, investors and 
other interested parties frequently use these non-IFRS financial measures in the evaluation of issuers.

40

Reconciliation Tables

The  following  table  presents  a  reconciliation  of  net  income  to  EBITDA1, Adjusted  EBITDA1  and Adjusted  Net 
Income1, and cash from operations to Free Cash Flow1 for the fiscal years ended December 31,  2020, 2019 
and 2018: 

(US$ millions)

Reconciliation of Non-IFRS Financial Measures

Net income

Income tax (recovery) expense

Finance costs

Depreciation and amortization expenses

EBITDA1
Adjustments:

Restructuring expense2
Foreign exchange loss (gain)3
Share based compensation4
Acquisition related contingent consideration5
Impairment of intangible assets6
Impairment of property, plant and equipment7
Legal settlement8
Transaction costs9
Bad debt (recovery) expense10
Amortization of fair market value adjustments11

Adjusted EBITDA1, 14

Income tax (recovery) expense

Finance costs

Depreciation and amortization expenses
One-time income tax recovery12
Tax effect of adjustments13

Adjusted Net Income1

Cash provided by operating activities

Cash used in investing activities

Add:

Cash used for license, brand and business acquisitions
Free Cash Flow1

1) See "Non-IFRS Financial Measures".

Year Ended Dec 31

2020

2019

201814

45.5 

(36.1) 

12.1 

103.0 

124.5 

5.3 

27.6 

12.2 

3.7 

0.4 

0.5 

5.5 

0.9 

— 

— 

180.6 

(36.1) 

12.1 

103.0 

33.3 

14.9 

53.4 

310.8 

(84.9) 

6.2 

232.1 

64.3   

20.7   

11.7   

84.6   

154.9 

53.5 

9.4 

74.2 

181.3   

292.0 

8.8   

5.8   

15.2   

3.2   

5.6   

—   

—   

—   

(0.9)   

—   

7.2 

(9.3) 

12.2 

1.2 

— 

— 

(15.5) 

— 

12.1 

3.7 

219.0   

303.6 

20.7   

11.7   

84.6   

—   

9.2   

92.8   

53.5 

9.4 

74.2 

— 

3.0 

163.5 

98.4   

(116.2)   

192.9 

(159.5) 

22.5   

4.7   

77.0 

110.4 

2) Restructuring expense primarily relates to personnel related costs. Restructuring in the current period includes costs related to changes in senior leadership. In the second 
quarter of 2019 and fourth quarter of 2018, restructuring expenses  also included costs related to facility closures.

3) Includes foreign exchange loss (gain) generated by the translation of monetary assets/liabilities denominated in a currency other than the functional currency of the 
applicable entity and losses (gains) related to the Company's hedging programs.

4) Related to non-cash expenses associated with subordinate voting shares granted to equity participants at the time of the IPO and share option expense. As of August 1, 
2018, share based compensation includes expenses related to the Company's LTIP.

5) Remuneration expense associated with additional contingent consideration for previous acquisitions.

6) Impairment of intangible assets related to content development, licenses, brands and trademarks.

7) Impairment of property, plant and equipment related to machinery.

8) Legal settlement in the fourth quarter of 2020 and in the second quarter of 2018.

9) Non-recurring transaction costs relating to the acquisition of Rubik's.

10) Net bad debt (recovery) expense related to the bankruptcy declaration and liquidation proceedings of TRU during the fourth quarter of 2019 and first quarter of 2018.

11) Amortization of fair market value adjustments to inventory relating to the acquisition of Gund in the second quarter of 2018.

12) One-time income tax recovery relates to internal transfer of intangible property of $33.3 million.

13) Tax effect of adjustments (Footnotes 2-11). Adjustments are tax effected at the effective tax rate of the given period.

14) The comparative information presented for 2018 has not been restated for the adoption of IFRS 16. On a pro forma basis, the impact of IFRS 16 on Adjusted EBITDA for 
2018 would be an increase of $11.3 million.

41

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
FORWARD‑LOOKING STATEMENTS

Certain statements, other than statements of historical fact, contained in this MD&A constitute “forward-looking 
information” within the meaning of certain securities laws, including the Securities Act (Ontario), and are based 
on expectations, estimates and projections as of the date on which the statements are made in this MD&A. The 
words  “plans”,  “expects”,  “projected”,  “estimated”,  “forecasts”,  “anticipates”,  “indicative”,  “intend”,  “guidance”, 
“outlook”,  “potential”,  “prospects”,  “seek”,  “strategy”,  “targets”  or  “believes”,  or  variations  of  such  words  and 
phrases  or  statements  that  certain  future  conditions,  actions,  events  or  results  “will”,  “may”,  “could”,  “would”, 
“should”,  “might”  or  “can”,  or  negative  versions  thereof,  “be  taken”,  “occur”,  “continue”  or  “be  achieved”,  and 
other  similar  expressions,  identify  statements  containing  forward-looking  information.  Statements  of  forward-
looking information in this MD&A include, without limitation, statements with respect to: the Company’s outlook 
for  2021  (see  “Outlook”);  future  growth  expectations  in  2021  and  beyond;  financial  position,  cash  flows  and 
financial  performance;  drivers  for  such  growth;  the  resolution  of  logistics  problems;  the  program  to  achieve 
operational efficiencies supports the growth of the Company's global platform; the successful execution of its 
strategies for growth; the impacts of the COVID-19 pandemic on the Company; and consumer demand and the 
seasonality of financial results and performance.

Forward-looking statements are necessarily based upon management’s perceptions of historical trends, current 
conditions  and  expected  future  developments,  as  well  as  a  number  of  specific  factors  and  assumptions  that, 
while considered reasonable by management as of the date on which the statements are made in this MD&A, 
are inherently subject to significant business, economic and competitive uncertainties and contingencies which 
could  result  in  the  forward-looking  statements  ultimately  being  incorrect.  In  addition  to  any  factors  and 
assumptions set forth above in this MD&A, the material factors and assumptions used to develop the forward-
looking  information  include,  but  are  not  limited  to:  the  ability  of  factories  to  manufacture  products,  including 
labour size and allocation, tooling, raw material and component availability, ability to shift between product mix, 
and customer acceptance of delayed delivery dates; that the program designed to gain operational efficiencies 
will  achieve  the  desired  results;  the  expanded  use  of  advanced  technology,  robotics  and  innovation  the 
Company applies to its products will have a level of success consistent with its past experiences; the Company 
will  continue  to  successfully  secure  broader  licenses  from  third  parties  for  major  entertainment  properties 
consistent with  past  practices; the expansion of sales and marketing offices in new markets will increase the 
sales  of  products  in  that  territory;  the  Company  will  be  able  to  successfully  identify  and  integrate  strategic 
acquisition opportunities; the Company will be able to maintain its distribution capabilities; the Company will be 
able to leverage its global platform to grow sales from acquired brands; the Company will be able to recognize 
and capitalize on opportunities earlier than its competitors;  the Company will be able to continue to build and 
maintain strong, collaborative relationships; the Company will maintain its status as a preferred collaborator; the 
culture  and  business  structure  of  the  Company  will  support  its  growth;  the  current  business  strategies  of  the 
Company  will  continue  to  be  desirable  on  an  international  platform;  the  Company  will  be  able  to  expand  its 
portfolio  of  owned  branded  intellectual  property  and  successfully  license  it  to  third  parties;  use  of  advanced 
technology  and  robotics  in  the  Company’s  products  will  expand;  access  of  entertainment  content  on  mobile 
platforms  will  expand;  fragmentation  of  the  market  will  continue  to  create  acquisition  opportunities;  the 
Company will be able to maintain its relationships with its employees, suppliers and retailers; the Company will 
continue  to  attract  qualified  personnel  to  support  its  development  requirements;  and  the  Company's  key 
personnel will continue to be involved in the Company products and entertainment properties will be launched 
as scheduled and that the risk factors noted in this MD&A, collectively, do not have a material impact on the 
Company.

By its nature, forward-looking information is subject to inherent risks and uncertainties that may be general or 
specific  and  which  give  rise  to  the  possibility  that  expectations,  forecasts,  predictions,  projections  or 
conclusions  will  not  prove  to  be  accurate,  that  assumptions  may  not  be  correct  and  that  objectives,  strategic 
goals  and  priorities  will  not  be  achieved.  Known  and  unknown  risk  factors,  many  of  which  are  beyond  the 
control of the Company, could cause actual results to differ materially from the forward-looking information in 
this  MD&A.  Such  risks  and  uncertainties  include,  without  limitation,  the  magnitude  and  length  of  economic 
disruption  as  a  result  of  the  COVID-19  pandemic;  and  the  factors  discussed  in  the  Company's  disclosure 
materials, including the Annual MD&A and the Company's most recent AIF, filed with the securities regulatory 
authorities  in  Canada  and  available  under  the  Company's  profile  on  SEDAR  (www.sedar.com).  These  risk 
factors are not intended to represent a complete list of the factors that could affect the Company and investors 
are  cautioned  to  consider  these  and  other  factors,  uncertainties  and  potential  events  carefully  and  not  to  put 
undue reliance on forward-looking statements.

There  can  be  no  assurance  that  forward-looking  statements  will  prove  to  be  accurate,  as  actual  results  and 
future events could differ materially from those anticipated in such statements. Forward-looking statements are 
provided for the purpose of providing information about management’s expectations and plans relating to the 

42

future. The Company disclaims any intention or obligation to update or revise any forward-looking statements 
whether  as  a  result  of  new  information,  future  events  or  otherwise,  or  to  explain  any  material  difference 
between  subsequent  actual  events  and  such  forward-looking  statements,  except  to  the  extent  required  by 
applicable law.

43

ADDENDUM

Effective  January  1,  2021,  Spin  Master  has  simplified  its  product  categories  to  align  with  the  Company's 
product offerings going forward. The following table restates 2020 Gross Product Sales1 in the same format that 
the Company will be presenting Gross Product Sales1 in 2021:

Gross Product Sales1 by Product Category

(US$ millions)

Pre-School and Girls

Activities, Games & Puzzles and Plush

Boys

Outdoor

Q1 2020

Q2 2020

Q3 2020

Q4 2020

73.1

80.1

60.7

28.4

93.5

99.8

54.1

34.8

242.7

181.0

151.4

12.3

587.4

200.2

173.9

122.1

15.6

511.8

Gross Product Sales1

242.3

282.2

Total

609.5

534.8

388.3

91.1

1,623.7

44

Spin Master Corp.

Annual consolidated financial statements

For the years ended December 31, 2020 and December 31, 2019

Deloitte LLP 
Bay Adelaide East 
8 Adelaide Street West 
Suite 200 
Toronto ON M5H 0A9 
Canada 

Tel: 416-601-6150 
Fax: 416-601-6151 
www.deloitte.ca 

Independent Auditor’s Report 

To the Shareholders of Spin Master Corp.  

Opinion 
We have audited the consolidated financial statements of Spin Master Corp. (the “Company”), which 
comprise the consolidated statements of financial position as at December 31, 2020 and 2019, and 
the consolidated statements of earnings and comprehensive income, consolidated statements of 
changes in shareholders’ equity and consolidated statements of cash flows for the years then ended, 
and notes to the consolidated financial statements, including a summary of significant accounting 
policies (collectively referred to as the “financial statements”). 

In our opinion, the accompanying financial statements present fairly, in all material respects, the 
financial position of the Company as at December 31, 2020 and 2019, and its financial performance 
and its cash flows for the years then ended in accordance with International Financial Reporting 
Standards (“IFRS”). 

Basis for Opinion 
We conducted our audit in accordance with Canadian generally accepted auditing standards 
(“Canadian GAAS”). Our responsibilities under those standards are further described in the Auditor’s 
Responsibilities for the Audit of the Financial Statements section of our report. We are independent of 
the Company in accordance with the ethical requirements that are relevant to our audit of the financial 
statements in Canada, and we have fulfilled our other ethical responsibilities in accordance with these 
requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to 
provide a basis for our opinion. 

Key Audit Matter 
A key audit matter is a matter that, in our professional judgment, was of most significance in our audit 
of the financial statements for the year ended December 31, 2020. This matter was addressed in the 
context of our audit of the financial statements as a whole, and in forming our opinion thereon, and 
we do not provide a separate opinion on this matter. 

Provisions for sales allowances - Refer to Notes 2F, 3D and 10 to the financial statements 
Key Audit Matter Description 
The Company routinely enters into arrangements with its customers to provide sales incentives, 
support customer promotional activities and provide compensation for defective merchandise. Such 
arrangements are considered variable consideration for revenue recognition purposes, and the 
Company uses the expected value method to quantify the variable consideration. A sales allowance is 
established to reflect amounts for programs which can be contractual or discretionary by nature. 
Contractual allowances are fixed and determinable at the time of sale, which do not require 
management to make significant judgments. The determination of the provisions for discretionary 
sales allowances are impacted by various current and forward-looking factors including customer sales 
volumes, channel inventory positions, product performance at retail, historical performance, market 
conditions and other considerations.  

Given the significant judgments made by management to estimate the provisions for discretionary 
sales allowances, performing audit procedures to evaluate their reasonableness required a high degree 
of auditor judgment and an increased extent of audit effort.    

How the Key Audit Matter Was Addressed in the Audit 
Our audit procedures related to the determination of the provisions for discretionary sales allowances 
included the following procedures, among others:  

 
 
 
 
 
• 

• 

• 

Evaluated management’s methods around the development of the provisions for discretionary 
sales allowances. 

Evaluated the reasonableness of the assumptions used by management to develop the provisions 
for discretionary sales allowances, including assessing the completeness and appropriateness of 
information considered by management.  

Tested the underlying inputs used in the determination of the provisions for discretionary sales 
allowances. 

•  Assessed management’s historical ability to estimate the provisions for discretionary sales 

allowances by comparing the prior year estimated amounts to actual allowances utilized in the 
current year. 

• 

Evaluated the reasonableness of the provisions for discretionary sales allowances by comparing a 
sample to the actual results of transactions occurring after year end. 

Other Information 
Management is responsible for the other information. The other information comprises:  

•  Management’s Discussion and Analysis  

• 

The information, other than the financial statements and our auditor’s report thereon, in the 
Annual Report  

Our opinion on the financial statements does not cover the other information and we do not and will 
not express any form of assurance conclusion thereon. In connection with our audit of the financial 
statements, our responsibility is to read the other information identified above and, in doing so, 
consider whether the other information is materially inconsistent with the financial statements or our 
knowledge obtained in the audit, or otherwise appears to be materially misstated.  

We obtained Management’s Discussion and Analysis prior to the date of this auditor’s report. If, based 
on the work we have performed on this other information, we conclude that there is a material 
misstatement of this other information, we are required to report that fact in this auditor’s report. We 
have nothing to report in this regard.  

The Annual Report is expected to be made available to us after the date of the auditor’s report. If, 
based on the work we will perform on this other information, we conclude that there is a material 
misstatement of this other information, we are required to report that fact to those charged with 
governance. 

Responsibilities of Management and Those Charged with Governance for the 
Financial Statements 
Management is responsible for the preparation and fair presentation of the financial statements in 
accordance with IFRS, and for such internal control as management determines is necessary to enable 
the preparation of financial statements that are free from material misstatement, whether due to 
fraud or error. 

In preparing the financial statements, management is responsible for assessing the Company’s ability 
to continue as a going concern, disclosing, as applicable, matters related to going concern and using 
the going concern basis of accounting unless management either intends to liquidate the Company or 
to cease operations, or has no realistic alternative but to do so. 

Those charged with governance are responsible for overseeing the Company’s financial reporting 
process. 

Auditor’s Responsibilities for the Audit of the Financial Statements 
Our objectives are to obtain reasonable assurance about whether the financial statements as a whole 
are free from material misstatement, whether due to fraud or error, and to issue an auditor’s report 
that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee 
that an audit conducted in accordance with Canadian GAAS will always detect a material misstatement 
when it exists. Misstatements can arise from fraud or error and are considered material if, individually 
or in the aggregate, they could reasonably be expected to influence the economic decisions of users 
taken on the basis of these financial statements. 

 
As part of an audit in accordance with Canadian GAAS, we exercise professional judgment and 
maintain professional skepticism throughout the audit. We also: 

• 

Identify and assess the risks of material misstatement of the financial statements, whether due to 
fraud or error, design and perform audit procedures responsive to those risks, and obtain audit 
evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not 
detecting a material misstatement resulting from fraud is higher than for one resulting from error, 
as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override 
of internal control. 

•  Obtain an understanding of internal control relevant to the audit in order to design audit 

procedures that are appropriate in the circumstances, but not for the purpose of expressing an 
opinion on the effectiveness of the Company’s internal control.  

• 

Evaluate the appropriateness of accounting policies used and the reasonableness of accounting 
estimates and related disclosures made by management. 

•  Conclude on the appropriateness of management’s use of the going concern basis of accounting 

and, based on the audit evidence obtained, whether a material uncertainty exists related to events 
or conditions that may cast significant doubt on the Company’s ability to continue as a going 
concern. If we conclude that a material uncertainty exists, we are required to draw attention in 
our auditor’s report to the related disclosures in the financial statements or, if such disclosures are 
inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to 
the date of our auditor’s report. However, future events or conditions may cause the Company to 
cease to continue as a going concern. 

• 

Evaluate the overall presentation, structure and content of the financial statements, including the 
disclosures, and whether the financial statements represent the underlying transactions and 
events in a manner that achieves fair presentation. 

•  Obtain sufficient appropriate audit evidence regarding the financial information of the entities or 
business activities within the Company to express an opinion on the financial statements. We are 
responsible for the direction, supervision and performance of the group audit. We remain solely 
responsible for our audit opinion. 

We communicate with those charged with governance regarding, among other matters, the planned 
scope and timing of the audit and significant audit findings, including any significant deficiencies in 
internal control that we identify during our audit. 

We also provide those charged with governance with a statement that we have complied with relevant 
ethical requirements regarding independence, and to communicate with them all relationships and 
other matters that may reasonably be thought to bear on our independence, and where applicable, 
related safeguards. 

From the matters communicated with those charged with governance, we determine those matters 
that were of most significance in the audit of the financial statements of the current period and are 
therefore the key audit matters. We describe these matters in our auditor's report unless law or 
regulation precludes public disclosure about the matter or when, in extremely rare circumstances, we 
determine that a matter should not be communicated in our report because the adverse consequences 
of doing so would reasonably be expected to outweigh the public interest benefits of such 
communication. 

The engagement partner on the audit resulting in this independent auditor’s report is 
Steve Lawrenson. 

Chartered Professional Accountants 
Licensed Public Accountants  
March 1, 2021 

 
 
Spin Master Corp.
Consolidated statements of financial position

(US$ millions)
Assets
Current assets
  Cash
  Trade receivables
  Other receivables
  Inventories
  Advances on royalties
  Prepaid expenses
  Other assets

Non-current assets
  Intangible assets
  Goodwill
  Right-of-use assets
  Property, plant and equipment
  Deferred income tax assets
  Advances on royalties
  Other assets

Total assets

Liabilities
Current liabilities
  Trade payables and accrued liabilities
  Contract liabilities
  Provisions and contingent liabilities
  Income tax payable
  Lease liabilities

Non-current liabilities
  Provisions and contingent liabilities
  Deferred income tax liabilities
  Lease liabilities

Total liabilities

Shareholders’ equity
  Share capital
  Retained earnings (accumulated deficit)
  Contributed surplus
  Accumulated other comprehensive income
Total shareholders’ equity
Total liabilities and shareholders’ equity

Approved by the Board of Directors on March 1, 2021.

The accompanying notes on pages 5 to 44 are an integral part of these consolidated financial statements. 

Notes

Dec 31,

2020

Dec 31,

2019

10
10
11

12

14
15
24
13
9

12

16
17
19
9
24

19
9
24

20

320.6   
265.2   
73.4   
102.0   
17.2   
7.9   
3.0   
789.3   

192.0   
138.0   
67.0 
53.4   
98.7   
0.7   
3.0   
552.8   
1,342.1   

314.4   
25.3   
29.2   
21.1   
15.4   
405.4   

5.2   
29.6   
59.0   
93.8   
499.2   

115.3 
370.7 
57.0 
185.3 
18.0 
14.4 
— 
760.7 

182.4 
138.8 
78.3
66.8 
26.2 
3.2 
— 
495.7 
1,256.4 

345.6 
7.6 
26.2 
4.5 
15.1 
399.0 

9.0 
20.4 
67.6 
97.0 
496.0 

724.8   
17.4   
36.6   
64.1   
842.9   
1,342.1   

714.5 
(28.1) 
35.8 
38.2 
760.4 
1,256.4 

1

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.
Consolidated statements of earnings and comprehensive income

(US$ millions, except earnings per share)

Notes

Year Ended Dec 31

2020

2019

Revenue

Cost of sales

Gross profit

Expenses

  Selling, marketing, distribution and product development

  Administrative expenses

  Depreciation and amortization expenses

  Other expenses

  Foreign exchange loss

  Finance costs

Income before income tax (recovery) expense

Income tax (recovery) expense

Net income

Earnings per share

  Basic

  Diluted

(US$ millions)

Net income

Items that may be subsequently reclassified to net income

  Foreign currency translation gain on foreign operations

Other comprehensive income

Total comprehensive income

4

7

7

7

5

8

6

9

21

21

Notes

1,570.6   

1,581.6 

842.7   

727.9   

367.8   

264.6   

37.7   

8.7   

27.6   

12.1   

9.4   

(36.1)   

45.5   

0.45   

0.44   

796.6 

785.0 

395.4 

247.9 

32.6 

6.6 

5.8 

11.7 

85.0 

20.7 

64.3 

0.63 

0.62 

Year Ended Dec 31
2019
64.3 

2020
45.5   

25.9   

25.9   

71.4   

18.3 

18.3 

82.6 

The accompanying notes on pages 5 to 44 are an integral part of these consolidated financial statements.

2

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.
Consolidated statements of changes in shareholders' equity 

(US$ millions)

January 1, 2019

Net income

Other comprehensive income

Share-based compensation

Shares released from equity participation

Exercise of share options

Shares issued upon settlement of LTIP

December 31, 2019

January 1, 2020

Net income

Other comprehensive income

Cancellation of common shares

Share-based compensation

Shares released from equity participation

Shares issued upon settlement of LTIP

December 31, 2020

(Accumulated 
deficit) 
retained 
earnings

Contributed 
surplus

Accumulated 
other 
comprehensive 
income

Note

20

20

20

20

20

20

20

20

Share  
capital

694.1   

—   

—   

—   

8.4   

0.2   

11.8   

714.5   

714.5   

—   

—   

(1.1)   

—   

8.2   

3.2   

(92.4)   

64.3   

—   

—   

—   

—   

—   

(28.1)   

(28.1)   

45.5   

—   

—   

—   

—   

—   

40.9   

—   

—   

15.2   

(8.4)   

(0.1)   

(11.8)   

35.8   

35.8   

—   

—   

—   

12.2   

(8.2)   

(3.2)   

36.6   

724.8   

17.4   

The accompanying notes on pages 5 to 44 are an integral part of these consolidated financial statements.

19.9   

—   

18.3   

—   

—   

—   

—   

Total

662.5 

64.3 

18.3 

15.2 

— 

0.1 

— 

38.2   

760.4 

38.2   

—   

25.9   

—   

—   

—   

—   

760.4 

45.5 

25.9 

(1.1) 

12.2 

— 

— 

64.1   

842.9 

3

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.
Consolidated statements of cash flows 

(US$ millions)

Operating activities
  Net income

Adjustments to reconcile net income to cash provided by operating activities

    Income tax (recovery) expense
    Interest expense (income)
    Depreciation and amortization expense
    Gain on disposal of property, plant and equipment

    Accretion expense
    Amortization of financing costs
    Impairment of intangible asset and property, plant and equipment
    Unrealized foreign exchange loss

    Share-based compensation expense
Net change in non-cash working capital

Net change in provisions and contingent liabilities
Income taxes paid
Income taxes received
Interest (paid) received
Cash provided by operating activities

Investing activities
Investment in property, plant and equipment
Investment in intangible assets
Business acquisitions, net of cash acquired
Advance paid for business acquisitions
Investment in limited partnership
Investment in trademark license agreement
Proceeds from sale of investments
Proceeds from disposal of property, plant and equipment
Cash used in investing activities

Financing activities
Proceeds from loans and borrowings
Repayment of loans and borrowings
Payment of lease liabilities
Issuance of common shares from exercise of share options
Cancellation of common shares
Cash used in financing activities

Effect of foreign currency exchange rate changes on cash

Net increase (decrease) in cash during the period
Cash, beginning of period
Cash, end of period

9
6
7
13

6
6
13, 14
8

20
22

13
14
15
12, 29
12
14
15
13

18
18
24
20
20

The accompanying notes on pages 5 to 44 are an integral part of these consolidated financial statements.

Notes

2020

2019

45.5   

64.3 

(36.1)   
1.7   
103.0   
(0.1)   
5.6   
0.4   
0.9   
41.7   

12.2   
153.0   

(1.8)   
(25.6)   
12.1   
(1.7)   
310.8   

(21.0)   
(57.7)   
0.7   
(3.0)   
(1.8)   
(2.4)   
0.3   
—   
(84.9)   

350.0   
(350.0)   
(15.2)   
—   
(1.1)   
(16.3)   

20.7 
(1.6) 
84.6 
— 

6.5 
0.9 
5.6 
11.7 

15.2 
(91.6) 

7.2 
(27.0) 
— 
1.9 
98.4 

(40.9) 
(53.3) 
(22.5) 
— 
— 
— 
— 
0.5 
(116.2) 

— 
— 
(13.8) 
0.1 
— 
(13.7) 

(4.3)   

3.3 

205.3   
115.3   
320.6   

(28.2) 
143.5 
115.3 

4

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

1.

Description of business 

Spin Master Corp., was incorporated on June 9, 2004, under the laws of the Province of Ontario, Canada and is a 
global  children’s  entertainment  company  creating  exceptional  play  experiences  through  a  diverse  portfolio  of 
innovative  toys,  entertainment  franchises  and  digital  games.  Spin  Master  Corp.  creates,  designs,  manufactures, 
licenses  and  markets  a  diversified  portfolio  of  toys,  games  and  products,  creates  and  produces  multiplatform 
content, stories and characters in both original shows along with short-form series and creates digital games and 
apps. Its registered office is located at 225 King Street West, Suite 200, Toronto, Canada, M5V 3M2. Spin Master 
Corp. and its subsidiaries are together referred to, in these consolidated financial statements, as the “Company” or 
“Spin Master”.

The Company has three reportable operating segments: North America, Europe and Rest of World (see Note 28). 

2.

Summary of significant accounting policies 

(A) Statement of compliance and basis of preparation and measurement

The  consolidated  financial  statements  have  been  prepared  in  accordance  with  International  Financial  Reporting 
Standards (“IFRS”) as issued by the International Accounting Standards Board ("IASB") with interpretations of the 
International Financial Reporting Interpretations Committee ("IFRIC").

All  financial  information  is  presented  in  millions  of  United  States  dollars  ("US$")  and  has  been  rounded  to  the 
nearest hundred thousand, except as otherwise indicated.

These consolidated financial statements were approved and authorized for issuance by the Board of Directors on 
March 1, 2021.

The consolidated financial statements have been prepared on the historical cost basis except for certain financial 
instruments  that  are  measured  at  fair  value,  as  explained  in  the  accounting  policies  below.  Historical  cost  is 
measured on the fair value of the consideration provided in exchange for goods and services.

(B) Application of new and revised IFRS

IFRS 16 Leases

The  Company  has  adopted  the  IFRS  16  "Leases"  amendment  related  to  COVID-19  Rent  Concessions  effective 
June  1,  2020. The  amendment  provides  lessees  with  a  practical  expedient  that  relieves  a  lessee  from  assessing 
whether a COVID-19-related rent concession is a lease modification. 

The Company, as a lessee, has elected to apply the practical expedient to all eligible contracts and has accounted 
for rent concessions occurring as a direct consequence of COVID-19 as if they were not lease modifications. The 
forgiveness  of  lease  payments  is  accounted  for  as  a  variable  lease  payment  and  that  part  of  the  lease  liability  is 
derecognized.  For  deferrals  of  lease  payments,  interest  continues  to  be  recognized  on  the  lease  liability  and  the 
liability is reduced once payments are made to the lessor. 

The Company has applied the amendment and has recognized an impact for the year ended December 31, 2020 in 
its lease liabilities on the balance sheet of $0.1 million related to rent forgiveness and $1.0 million related to rent 
deferrals.

IFRS 3 Business Combinations

The IASB published amendments to IFRS 3 "Business Combinations". The amendment clarifies the definition of a 
business  and  outputs.  The  amendment  also  adds  guidance  that  determines  if  substantive  processes  have  been 
acquired or if an acquired set of activities and assets is a business. The amendments are effective for fiscal years 
beginning  on  or  after  January  1,  2020.  The  Company  has  adopted  these  changes  to  IFRS  3  for  the  year  ended 
December 31, 2020.

5

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Summary of significant accounting policies (continued)

(C) Basis of preparation

The  consolidated  financial  statements  incorporate  the  financial  statement  accounts  of  the  Company  and  entities 
controlled by the Company and its subsidiaries (the “Group”). Control is achieved when the Company:

•
•
•

has power over the investee;
is exposed, or has rights, to variable returns from its involvement with the investee; and 
has the ability to use its power to affect its returns. 

The Company reassesses whether or not it controls an investee if facts and circumstances indicate that there are 
changes to one or more of the three elements of control listed above. 

Consolidation of a subsidiary begins when the Company obtains control over the subsidiary and ceases when the 
Company loses control of the subsidiary. Specifically, income and expenses of a subsidiary acquired or disposed of 
during the year are included in the consolidated statement of earnings and comprehensive income from the date 
the Company gains control until the date when the Company ceases to control the subsidiary. 

All  intragroup  assets  and  liabilities,  equity,  income,  expenses  and  cash  flows  relating  to  transactions  between 
members of the Group are eliminated in full on consolidation. 

In March 2020, the World Health Organization declared the outbreak of COVID-19 as a global pandemic, which has 
resulted  in  governments  worldwide  enacting  emergency  measures  to  combat  the  spread  of  the  pandemic. These 
measures have caused disruption to businesses globally resulting in an economic slowdown which has impacted 
the demand for the Company’s products.

The Company’s financial performance in 2020 was impacted by the supply chain disruption in the first half of 2020 
and the reduction in customer demand due to COVID-19. As a result of the dynamic nature of these circumstances, 
it is not possible to reliably estimate the length and severity of the pandemic and the impact on the financial results 
of the Company.

During the first quarter of 2020, due to the uncertainties caused by the COVID-19 pandemic and as a precautionary 
measure,  the  Company  borrowed  a  total  of  $350.0  million  under  its  credit  facility,  to  maximize  liquidity  and  
increase  available  cash  on  hand.  The  Company  repaid  $50.0  million  and  $300.0  million  in  the  second  and  third 
quarters of 2020, respectively.

The  Company  has  assessed  the  significant  accounting  judgments  and  estimates  in  preparing  the  Company’s  
consolidated financial statements for the year ended December 31, 2020. 

(D) Business combinations

Acquisitions  of  businesses  are  accounted  for  using  the  acquisition  method.  The  consideration  transferred  in  a 
business combination is measured at fair value, which is calculated as the sum of the acquisition-date fair values of 
the  assets  transferred  by  the  Company,  liabilities  incurred  by  the  Company  to  the  former  owners  of  the  acquiree 
and the equity interests issued by the Company in exchange for control of the acquiree. Acquisition-related costs 
are recognized in profit or loss as incurred.

When the consideration transferred by the Group in a business combination includes assets or liabilities resulting 
from a contingent consideration arrangement, the contingent consideration is measured at its acquisition-date fair 
value and included as part of the consideration transferred in a business combination. Changes in the fair value of 
the  contingent  consideration  that  qualify  as  measurement  period  adjustments  are  adjusted  retrospectively,  with 
corresponding  adjustment  against  goodwill.  Measurement  period  adjustments  are  adjustments  that  arise  from 
additional  information  obtained  during  the  “measurement  period”  (which  cannot  exceed  one  year  from  the 
acquisition date) about facts and circumstances that existed at the acquisition date.

6

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Summary of significant accounting policies (continued)

(D) Business combinations (continued)

All  other  subsequent  changes  in  the  fair  value  of  contingent  consideration  classified  as  an  asset  or  liability  are 
accounted  for  in  accordance  with  the  relevant  policy.  Contingent  consideration  that  is  classified  as  equity  is  not 
remeasured  and  its  subsequent  settlement  is  accounted  for  within  equity.  Other  contingent  consideration  is 
remeasured to fair value at subsequent reporting dates with changes in fair value recognized in profit or loss. There 
has been no changes in the fair value of contingent consideration classified as equity.

If  the  initial  accounting  for  a  business  combination  is  incomplete  by  the  end  of  the  reporting  period  in  which  the 
combination  occurs,  the  Group  reports  provisional  amounts  for  the  items  for  which  the  accounting  is  incomplete.  
Those  provisional  amounts  are  adjusted  during  the  measurement  period  (see  above),  or  additional  assets  or 
liabilities  are  recognized,  to  reflect  new  information  obtained  about  facts  and  circumstances  that  existed  at  the 
acquisition date that, if known would have affected the amounts recognized at that time.

At the acquisition date, the identifiable assets acquired and the liabilities assumed are recognized at their fair value.

Goodwill  arising  on  an  acquisition  of  a  business  is  carried  at  cost  as  established  at  the  date  of  acquisition  of  the 
business  less  accumulated  impairment  losses,  if  any.  Goodwill  is  measured  as  the  excess  of  the  sum  of  the 
consideration transferred, over the net of the acquisition-date amounts of the identifiable assets acquired and the 
liabilities  assumed.  For  the  purposes  of  impairment  testing,  goodwill  is  allocated  to  each  of  the  Company’s  cash 
generating units ("CGUs") (or groups of CGUs) that are expected to benefit from the combination. 

(E) Goodwill

A CGU to which goodwill has been allocated is tested for impairment annually, or more frequently when there is an 
indication that the unit may be impaired. If the recoverable amount of the CGU is less than its carrying amount, the 
impairment loss is allocated first to reduce the carrying amount of any goodwill allocated to the unit and then to the 
other assets of the unit pro-rata based on the carrying amount of each asset in the unit.

Any  impairment  loss  for  goodwill  is  recognized  directly  in  profit  or  loss,  and  an  impairment  loss  recognized  for 
goodwill is not reversed in subsequent periods. On disposal of the relevant CGU, the attributed amount of goodwill 
is included in the determination of the profit or loss on disposal.

(F) Revenue recognition

Sale of Goods

The majority of the Company’s revenue is derived from the sales of toys and related products to retail customers 
and  distributors  in  domestic  and  international  markets.  Revenue  is  recognized  at  an  amount  that  reflects  the 
consideration to which an entity expects to be entitled in exchange for transferring goods or services to a customer.

The  Company  recognizes  revenue  when  control  of  the  goods  has  transferred,  which  is  determined  by  respective 
shipping terms and certain additional considerations. Invoices are generally issued at the time of delivery (which is 
when  the  Company  has  satisfied  its  performance  obligations  under  the  arrangement).  As  such,  a  receivable  is 
recognized as the consideration is unconditional and only the passage of time is required before payment is due. 

The Company does not have performance obligations subsequent to delivery of the sale of goods to customers and 
revenues from sale of goods are recognized upon the passing of control to the customer. 

The Company routinely enters into arrangements with its customers to provide sales incentives, support customer 
promotion and provides allowances for returns and defective merchandise. Such programs are based primarily on 
purchases,  customer  performance  of  specified  promotional  activities  and  other  specified  factors,  which  are  not 
necessarily stipulated in the customer's contract.  

Revenue represents the amount of consideration to which the Company expects to be entitled to through the sale of 
goods excluding sales tax and after the application of the variable consideration constraint. Variable consideration 
includes  estimates  for  defective  products,  sales  allowances  and  returns  by  customers  made  based  on  certain 
judgments, contractual terms and conditions and historical data. The Company uses the expected value method to 
quantify the variable consideration. The Company monitors periodic results against historical data and makes any 
adjustments  to  both  sales  discounts  and  returns  accruals  as  required.  Note  3  -  Significant  accounting  judgments 
and estimates outlines additional details on sales allowances. 

7

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.       Significant accounting policies (continued)

(F) Revenue recognition (continued)

Entertainment and Licensing revenue

Television  distribution  sales,  which  are  generated  by  the  use  of  the  Company's  brands  and  other  intellectual 
property  through  the  production  of  television  and  streaming  programming  for  licensing  to  third  parties,  are 
recognized in accordance with the relevant agreements. The license agreement is assessed as either providing the 
customer with a 'right-to-use' or 'right-to-access' license and the applicable revenue is recognized at a point-in-time 
or over time based on the classification determined. The license to distribute television and streaming programming 
grants  a  right  to  use  the  Company's  brands  and  other  intellectual  property. The  licensee  pays  a  fixed  fee  for  the 
license of the produced content. Revenue is recognized upon delivery of the television or streaming programming 
and is measured based on the consideration to which the Company expects to be entitled to upon delivery. There 
are no future performance obligations associated with the delivery of the programs. 

For  entertainment  and  licensing  revenues  that  are  generated  by  the  use  of  the  Company’s  brands  and  other 
intellectual property, the license is assessed as either providing the customer with a ‘right-to-use’ or ‘right-to-access’ 
license and revenue is recognized at a point-in-time or over time based on the classifications determined. Judgment 
is required in determining the appropriate classification. The license of the Company’s brands provide access to the 
intellectual property over the term of the license and is considered a right-to-access license of intellectual property. 
The Company records sales-based or usage-based royalty revenues for right-to-access licenses upon occurrence 
of the licensees’ subsequent sale or usage. 

Customer advances on contracts, licensing and/or television distribution, are recorded in contract liabilities until all 
of  the  foregoing  revenue  recognition  conditions  have  been  met. This  does  not  give  rise  to  a  significant  financing 
component  as  the  timing  difference  between  when  the  customer  advances  are  recorded  and  the  revenue 
recognition  conditions  being  fulfilled  are  protective  for  both  parties  of  a  contract,  to  protect  against  failure  of 
completion of some of their obligations under the contract. 

Digital games

The  Company  develops  digital  applications  ("apps")  which  are  hosted  by  third-party  platform  providers.  The 
Company controls all aspects of the apps delivered to the end user. The third-party platform providers are providing 
the  service  of  hosting  and  administrating  receipt  from  the  end  users. The  Company  has  determined  that  it  is  the 
principal in the arrangement and revenues are recorded in other revenue on a gross basis. The fees charged by the 
third-party  platform  providers  are  recorded  within  cost  of  sales.  Revenue  associated  with  the  sale  of  apps  is 
recognized when control is transferred. This condition is typically met when the end-user purchases and downloads 
the app from the third-party. The end users can make in-app purchases and the Company recognizes revenue at 
the  time  of  sale.  The  Company  has  no  additional  performance  obligations  other  than  the  delivery  of  apps  to  the 
third-party platform providers.  

Disaggregation of revenue

The Company disaggregates its revenues from contracts with customers by geographic segment: North America, 
Europe and Rest of World. The Company further disaggregates revenues by product category: Activities, Games & 
Puzzles and Plush, Remote Control and Interactive Characters, Boys Action and Construction, Pre-School and Girls 
and  Outdoor.  The  Company  believes  these  collectively  depict  how  the  nature,  amount,  timing  and  uncertainty  of 
revenue and cash flows are affected by economic factors. See Note 28 Segment information for further information. 

8

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.       Significant accounting policies (continued)

(G) Leases

The  Company  assesses  whether  a  contract  is  or  contains  a  lease,  at  inception  of  a  contract.  The  Company 
recognizes a right-of-use asset and a corresponding lease liability with respect to all lease agreements in which it is 
the lessee, except for short-term leases (defined as leases with a lease term of 12 months or less) and leases of 
low value assets. For these leases, the Company recognizes the leases as an operating expense on a straight-line 
basis over the term of the lease unless another systematic basis is more representative of the time pattern in which 
economic benefits from the leased assets are assumed. 

Lease liability

The  lease  liability  is  initially  measured  at  the  present  value  of  the  lease  payments  that  are  not  paid  at  the 
commencement date, discounted by using the rate implicit in the lease. If this rate cannot be readily determined, the 
Company uses its incremental borrowing rate. The incremental borrowing rate is defined as the rate of interest that 
the Company would have to pay to borrow over a similar term and with a similar security the funds necessary to 
obtain an asset of a similar value to the right-of-use asset in a similar economic environment. 

Lease payments included in the measurement of the lease liability comprise:

•
•

•
•
•

fixed lease payments (including in-substance fixed payments), less any lease incentives receivable;
variable  lease  payments  that  depend  on  an  index  or  rate,  initially  measured  using  the  index  or  rate  at  the 
commencement date;
the amount expected to be payable by the lessee under residual value guarantees;
the exercise of purchase options, if the lessee is reasonably certain to exercise the options; and
payments of penalties for terminating the lease, if the lease term reflects the exercise of an option to terminate 
the lease. 

The  lease  liability  is  subsequently  measured  by  increasing  the  carrying  amount  to  reflect  interest  on  the  lease 
liability  (using  the  effective  interest  method)  and  by  reducing  the  carrying  amount  to  reflect  the  lease  payments 
made. 

The  Company  remeasures  the  lease  liability  (and  makes  a  corresponding  adjustment  to  the  related  right-of-use 
asset) whenever: 

•

•

•

the lease term has changed or there is a change in the assessment of exercise of a purchase option, in which 
case the lease liability is remeasured by discounting the revised lease payments using a revised discount rate; 
the  lease  payments  change  due  to  changes  in  an  index  or  rate  or  a  change  in  expected  payment  under  a 
guaranteed  residual  value,  in  which  cases  the  lease  liability  is  remeasured  by  discounting  the  revised  lease 
payments  using  the  initial  discount  rate  (unless  the  lease  payments  change  is  due  to  a  change  in  a  floating 
interest rate, in which case a revised discount rate is used); and
a lease contract is modified and the lease modification is not accounted for as a separate lease, in which case 
the lease liability is remeasured by discounting the revised lease payments using a revised discount rate. 

Right-of-use asset

The right-of-use assets comprise the initial measurement of the corresponding lease liability, lease payments made 
at  or  before  the  commencement  day  and  any  initial  direct  costs.  They  are  subsequently  measured  at  cost  less 
accumulated depreciation and impairment losses. 

Right-of-use assets are depreciated over the shorter period of lease term and useful life of the underlying asset. If a 
lease  transfers  ownership  of  the  underlying  asset  or  the  cost  of  the  right-of-use  asset  reflects  that  the  Company 
expects  to  exercise  a  purchase  option,  the  related  right-of-use  asset  is  depreciated  over  the  useful  life  of  the 
underlying asset. The depreciation starts at the commencement date of the lease. 

The Company applies IAS 36 Impairment of Assets to determine whether a right-of-use asset is impaired.

Variable rents that do not depend on an index or rate are not included in the measurement of the lease liability and 
the  right-of-use  asset.  The  related  payments  are  recognized  as  an  expense  in  the  period  in  which  the  event  or 
condition  that  triggers  those  payments  occurs  and  are  included  in  administrative  expenses  in  the  consolidated 
statement of earnings and comprehensive income. 

9

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.       Significant accounting policies (continued)

(G) Leases (continued)

As a practical expedient, IFRS 16 permits a lessee not to separate non-lease components and instead account for 
any lease and associated non-lease components as a single arrangement. The Company has elected to use this 
practical expedient. 

(H) Foreign currencies

The Company reports its financial results in US$; however, the functional currency of the Company is the Canadian 
dollar.

The assets and liabilities of foreign operations that have a functional currency different from that of the Company 
are  translated  into  the  Company’s  functional  currency  of  Canadian  dollars  using  exchange  rates  prevailing  at  the 
end  of  each  reporting  period.  Income  and  expense  items  are  translated  at  the  average  exchange  rates  for  the 
period,  unless  exchange  rates  fluctuate  significantly  during  that  period,  in  which  case  the  exchange  rates  at  the 
dates  of  the  transactions  are  used.  Exchange  differences  arising,  if  any,  are  recognized  in  the  foreign  currency 
translation adjustment as part of other comprehensive income.

In preparing the financial statements of each individual Group entity, transactions in currencies other than the Group 
entity’s functional currency are recognized at the rates of exchange prevailing at the dates of the transactions. At 
the  end  of  each  reporting  period,  monetary  items  denominated  in  foreign  currencies  are  retranslated  at  the  rates 
prevailing  at  that  date.  Non-monetary  items  carried  at  fair  value  that  are  denominated  in  foreign  currencies  are 
retranslated at the rates prevailing when the fair value was determined. Non-monetary items that are measured in 
terms of historical cost in a foreign currency are translated using the exchange rate at the date of the transaction. 
The resulting foreign currency exchange gains or losses are recognized in profit or loss. 

For  the  purposes  of  presenting  these  consolidated  financial  statements,  the  assets  and  liabilities  of  the  Group’s 
foreign  operations  are  translated  into  US$  using  exchange  rates  prevailing  at  the  end  of  each  reporting  period. 
Income and expense items are translated in the same manner as above with exchange differences impacting other 
comprehensive income and accumulated in equity.

At December 31, 2020 and 2019, the functional currencies of the Groups subsidiaries included the Canadian dollar, 
the  Euro,  the  Great  Britain  pound  sterling,  the  Hong  Kong  dollar,  the  Mexican  peso,  the  Chinese  yuan,  the 
Vietnamese  dong,  the  Japanese  yen,  the  Swedish  krona,  the Australian  dollar,  the  Indian  rupee,  the  Polish  zloty, 
and the Russian ruble.

(I) Earnings per share

Basic earnings per share (“EPS”) is calculated by dividing net income by the weighted average number of shares 
outstanding  during  the  period.  Diluted  earnings  per  share  is  calculated  by  dividing  net  income  by  the  weighted 
average number of common shares outstanding, assuming the conversion of all dilutive securities were exercised 
during  the  period.  Securities  refer  to  all  outstanding  share  options,  Restricted  Stock  Units  ("RSUs")  and 
Performance Share Units ("PSUs").

(J) Income taxes

Income  tax  expense  or  recovery  represents  the  sum  of  the  taxes  currently  payable  or  receivable  and  deferred 
taxes.

Current tax

For  each  entity  in  the  Group,  the  tax  currently  payable  is  based  on  taxable  income  for  the  year. Taxable  income 
differs from “income before income tax expense (recovery)” as reported on the consolidated statement of earnings 
and  comprehensive  income  because  of  items  of  income  or  expense  that  are  taxable  or  deductible  in  other  years 
and items that are never taxable or deductible. The Company’s current tax expense or recovery is calculated using 
income tax rates that have been enacted or substantively enacted by the end of the reporting period.

10

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.       Significant accounting policies (continued)

(J) Income taxes (continued)

Deferred tax

Deferred  tax  is  recognized  on  temporary  differences  between  the  carrying  amount  of  assets  and  liabilities  in  the 
consolidated  financial  statements  and  the  corresponding  tax  basis  used  in  the  computation  of  taxable  income. 
Deferred  tax  liabilities  are  recognized  for  taxable  temporary  differences.  Deferred  tax  assets  are  recognized  for 
deductible temporary differences to the extent that it is probable that taxable profits will be available against which 
those deductible temporary differences can be utilized.

Deferred tax assets and liabilities are not recognized if the temporary difference arises from the initial recognition 
(other  than  a  business  combination)  of  assets  and  liabilities  in  a  transaction  that  does  not  affect  either  taxable 
income or net income before income taxes. In addition, deferred tax liabilities are not recognized if the temporary 
difference arises from the initial recognition of goodwill.

The  carrying  amount  of  deferred  tax  assets  is  reviewed  at  the  end  of  each  reporting  period  and  reduced  to  the 
extent that it is no longer probable that sufficient taxable income will be available to allow all or part of the asset to 
be recovered.

Deferred tax liabilities and assets are measured at the income tax rates that are expected to apply in the period in 
which the liability is expected to be settled or the asset realized, based on income tax rates (and income tax laws) 
that have been enacted or substantively enacted at the end of the reporting period, reflecting the tax consequences 
that would follow from the manner in which the Company expects, at the end of the reporting period, to recover or 
settle the carrying amount of its assets and liabilities.

Current and deferred tax for the period

Current and deferred tax expense or recovery are recognized in profit or loss, except when they relate to items that 
are  recognized  in  other  comprehensive  income  or  directly  in  equity,  in  which  case  the  current  and  deferred  tax 
expenses  are  also  recognized  in  other  comprehensive  income  or  directly  in  equity,  respectively.  Where  current 
deferred  taxes  arises  from  the  initial  accounting  for  a  business  combination,  the  tax  effect  is  included  in  the 
accounting for the business combination.

(K) Cash

Cash is net of outstanding bank overdrafts, if applicable.

(L) Property, plant and equipment

Property,  plant  and  equipment  are  stated  at  cost,  net  of  accumulated  depreciation  and  accumulated  impairment 
losses, if any. 

Depreciation is recognized so as to depreciate the cost or valuation of assets less their residual values over their 
useful  lives,  using  the  straight-line  method  or  declining  balance  method.  Repairs  and  maintenance  costs  are 
recognized in profit or loss as incurred. 

The  estimated  useful  lives,  residual  values  and  depreciation  method  are  reviewed  at  the  end  of  each  reporting 
period, with the effect of any changes in estimate accounted for on a prospective basis.

The following are the estimated useful lives for the major classes of property, plant and equipment:

Land

Buildings

Moulds, dies and tools

Office equipment

Not depreciated

30 years

2 years

3 years

Leasehold improvements

Lesser of lease term or 5 years

Computer hardware

3 years

Machinery and equipment

30% declining balance

An item of property, plant and equipment is derecognized upon disposal or when no future economic benefits are 
expected to arise from the continued use of the asset. Any gain or loss arising on the disposal or retirement of an 
item of property, plant and equipment is determined as the difference between the sales proceeds and the carrying 
amounts of the asset and is recognized in profit or loss.

11

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Significant accounting policies (continued)

(M) Intangible assets

The following are the estimated useful lives for the major classes of intangible assets:

Brands 

Trademarks and licenses 

Customer lists 

   Indefinite

5 years

5 years

Intellectual property ("IP") 

               10 years

App and content development 

1-5 years 

Computer software  

1-5 years

Intangible assets acquired separately in an asset acquisition

Intangible  assets  with  finite  useful  lives  that  are  acquired  separately  are  carried  at  cost  less  accumulated 
amortization and accumulated impairment losses, if any.

Amortization  is  recognized  on  a  straight-line  basis  over  the  estimated  useful  life  of  the  intangible  assets.  The 
estimated useful life and amortization method are reviewed at the end of each reporting period, with the effect of 
any changes in estimate being accounted for on a prospective basis.

Intangible  assets  with  indefinite  useful  lives,  such  as  brands  that  are  acquired  separately  are  carried  at  cost  less 
accumulated impairment losses. 

Intangible assets acquired in a business combination

Intangible  assets  acquired  in  a  business  combination  and  recognized  separately  from  goodwill  are  initially 
recognized at their fair values at the acquisition date (which is regarded as their initial cost).

Subsequent  to  initial  recognition,  intangible  assets  acquired  in  business  combinations  are  reported  at  cost  less 
accumulated amortization if applicable and accumulated impairment losses, on the same basis as intangible assets 
that are acquired separately. 

Internally-generated intangible assets - research and development expenditures

Expenditures on research activities are recognized as incurred. An internally-generated intangible asset arising from 
development (or from the development phase of an internal project) is recognized only if all of the following have 
been demonstrated:

•
•
•
•
•

•

the technical feasibility of completing the intangible asset so that it will be available for use or sale;
the intention to complete the intangible asset for use or sale;
the ability to use or sell the intangible asset;
how the intangible asset will generate probable future economic benefits;
the availability of adequate technical, financial and other resources to complete the development and to use or 
sell the intangible asset; and
the ability to measure reliably the expenditure attributable to the intangible asset during its development.

The  amount  initially  recognized  for  internally-generated  intangible  assets  is  the  sum  of  the  expenditure  incurred 
from  the  date  when  the  intangible  asset  first  meets  the  recognition  criteria  listed  above.  Where  no  internally-
generated  intangible  asset  can  be  recognized,  development  expenditures  are  recognized  in  profit  or  loss  in  the 
period in which they are incurred.

Subsequent  to  initial  recognition,  internally-generated  intangible  assets  are  reported  at  cost  less  accumulated 
amortization  and  accumulated  impairment  losses,  on  the  same  basis  as  intangible  assets  that  are  acquired 
separately.

12

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Significant accounting policies (continued)

(M) Intangible assets (continued)

Television production assets

Television  production  assets  are  a  component  of  intangible  assets  and  are  recorded  at  cost  as  content 
development. The Company has access to government programs, including tax credits that are designed to assist 
film and television production and distribution in Canada. The federal and provincial tax credits are not recognized 
until there is reasonable assurance that the Company will comply with the conditions attached to them and that the 
tax  credits  will  be  received.  Capitalized  costs  net  of  expected  federal  and  provincial  tax  credits  are  charged  to 
amortization expense as completed episodes are delivered on a pro-rata basis over the total number of episodes 
for the season. 

Contract liabilities related to television production assets arises as a result of consideration received in advance of 
the Company fulfilling its obligations. 

Impairment of tangible and intangible assets other than goodwill

At the end of each reporting period, the Company reviews the carrying amounts of its tangible and intangible assets 
to determine whether there is any indication of impairment. If any such indication exists, the recoverable amount of 
the asset is estimated in order to determine the extent of the impairment loss (if any). 

When  it  is  not  possible  to  estimate  the  recoverable  amount  of  an  individual  asset,  the  Company  estimates  the 
recoverable amount of the CGU to which the asset belongs. When a reasonable and consistent basis of allocation 
can  be  identified,  corporate  assets  are  also  allocated  to  individual  CGUs,  otherwise,  they  are  allocated  to  the 
smallest group of CGUs for which a reasonable and consistent allocation basis can be identified. Intangible assets 
with  indefinite  useful  lives  or  that  are  not  yet  available  for  use  are  tested  for  impairment  at  least  annually  and 
whenever there is an indication that the asset may be impaired.

Recoverable amount is the higher of fair value less costs of disposal and value in use. In assessing value in use, 
the  estimated  future  cash  flows  are  discounted  to  their  present  value  using  a  pre-tax  discount  rate  that  reflects 
current market assessments of the time value of money and the risks specific to the asset for which the estimates of 
future cash flows have not been adjusted. 

If  the  recoverable  amount  of  an  asset  (or  CGU)  is  estimated  to  be  less  than  its  carrying  amount,  the  carrying 
amount  of  the  asset  (or  CGU)  is  reduced  to  its  recoverable  amount. An  impairment  loss  equal  to  the  difference 
between the carrying and recorded amounts is recognized immediately in profit or loss.

When  an  impairment  loss  subsequently  reverses,  the  carrying  amount  of  the  asset  (or  CGU)  is  increased  to  the 
revised  estimate  of  its  recoverable  amount,  provided  that  the  increased  carrying  amount  does  not  exceed  the 
carrying amount that would have been determined had no impairment loss been recognized for the asset (or CGU) 
in prior years. A reversal of an impairment loss is recognized immediately in profit or loss.

(N) Advances on royalties

The Company enters into license agreements with inventors and licensors for the use of their intellectual properties 
in its products. These agreements may call for payment in advance of minimum guaranteed amounts. Amounts paid 
in advance are initially recorded as an asset and subsequently expensed to net income or loss as revenue from the 
related products is recognized. If all or a portion of an advance does not appear to be recoverable through future 
use of the rights obtained under license, the non-recoverable portion is expensed immediately in profit or loss.

(O) Inventories

Inventories  are  stated  at  the  lower  of  cost  and  net  realizable  value.  Cost  is  determined  by  the  first-in,  first-out 
method. Cost includes the purchase price and other costs, such as import duties, taxes and transportation costs. 
Trade discounts and rebates are deducted from the purchase price. Net realizable value represents the estimated 
selling  price  for  inventories  in  the  ordinary  course  of  business,  less  all  estimated  costs  of  completion  and  costs 
necessary  to  make  the  sale.  Reserves  for  excess  and  obsolete  inventory  are  based  upon  quantities  on  hand, 
projected volumes from demand forecast and net realizable value. The impact of changes in inventory reserves is 
reflected in cost of sales.

13

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Significant accounting policies (continued)

(P) Provisions and contingent liabilities

A provision is a liability of uncertain timing or amount. Provisions are recognized when the Company has a present 
legal or constructive obligation as a result of past events, it is probable that an outflow of resources will be required 
to settle the obligation and if the amount can be reliably estimated. Provisions are measured at the present value of 
the amount expected to be required to settle the obligation and are re-measured each reporting date. 

Contingent consideration

Where the Company is committed to pay royalties on sales of acquired brands, the future royalty obligation is based 
on the Company’s estimate of the related brands future sales, discounted for the timing of expected payments.

Provision for defectives

Defectives  refer  to  when  the  end  consumer  returns  defective  goods  to  the  Company’s  customers.  Customers 
without a fixed allowance for defectives are eligible for a credit for the cost of the product if returned as defective by 
the end consumer. The estimate of defectives is made based on the class and nature of the product and is recorded 
as a reduction to revenue in the consolidated statement of earnings and comprehensive income.

Supplier obligations

Supplier obligations represent the estimated compensation to be paid to suppliers for lower than expected volumes 
purchased, resulting in the supplier having excess raw material and finished goods inventories. While payments are 
not contractually required, the Company regularly compensates suppliers to maintain supplier relationships, which 
represents  a  constructive  obligation  due  to  past  practices. The  supplier  obligation  is  based  on  an  estimate  of  the 
cost of the supplier’s excess raw material and finished goods inventory. 

(Q) Share-based payments

As part of the Company’s Initial Public Offering (the “Initial Offering”), employees were granted subordinate voting 
shares through equity participation arrangements. The Initial Offering price multiplied by the number of shares that 
an employee was entitled to receive is recognized as an expense in administrative expenses, with a corresponding 
increase in contributed surplus over the vesting period, at the end of which, the employees become unconditionally 
entitled to the shares. The amount expensed is adjusted for forfeitures as required.

The  Company  has  one  share  option  plan  for  key  employees,  which  forms  part  of  their  long-term  incentive 
compensation  plan.  Under  the  plan,  the  exercise  price  of  each  option  equals  the  market  price  of  the  Company’s 
shares on the date of grant and the options have a maximum term of ten years. Options vest between zero and four 
years.

The equity based compensation plan providing for the issuance of securities from treasury under which the grants 
will be made by the Company. Under the long-term incentive plan ("LTIP"), the Board may at its discretion from time 
to  time,  grant  share  options,  share  units  (in  the  form  of  RSUs  and  PSUs),  Stock  Appreciation  Rights  ("SARs"), 
restricted  stock  and  any  other  equity  based  awards. These  awards  may  be  settled  in  shares  at  the  option  of  the 
Company. LTIP liabilities are recorded in shareholders equity and not marked to market.

(R) Financial instruments 

Financial  assets  and  financial  liabilities  are  recognized  when  the  Company  becomes  a  party  to  the  contractual 
provisions of the respective instrument.

Financial  assets  and  financial  liabilities  are  initially  measured  at  fair  value.  Transaction  costs  that  are  directly 
attributable  to  the  acquisition  or  issue  of  financial  assets  and  financial  liabilities  (other  than  financial  assets  and 
financial  liabilities  at  fair  value  through  profit  or  loss)  are  included  in  the  initial  carrying  value  of  the  related 
instrument  and  are  amortized  using  the  effective  interest  method.  Transaction  costs  directly  attributable  to  the 
acquisition of financial assets or financial liabilities at fair value through profit or loss are recognized immediately in 
profit or loss.

14

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Significant accounting policies (continued)

(R) Financial instruments (continued)

Fair  value  estimates  are  made  at  the  consolidated  statement  of  financial  position  date  based  on  relevant  market 
information  and  information  about  the  financial  instrument. All  financial  instruments  are  classified  into  either:  fair 
value through profit or loss (“FVTPL”) or amortized cost.

The Company has made the following classifications:

Cash

Trade and other receivables

Other long-term assets

Investment in a limited partnership

Trade payables and other liabilities

Loans and borrowings

Interest payable

Other long-term liabilities

Foreign exchange forward contracts

(S) Financial assets 

Amortized cost

Amortized cost

Amortized cost

FVTPL

Amortized cost

Amortized cost

Amortized cost

Amortized cost

FVTPL

The classification of financial assets depends on the nature and purpose of the financial assets and is determined 
at the time of initial recognition. 

Financial assets at FVTPL

Financial  assets  are  classified  as  FVTPL  when  the  financial  asset  is  either  held  for  trading  or  it  is  designated  as 
FVTPL. A financial asset is classified as held for trading if:

•
•

•

it has been acquired principally for the purpose of selling it in the near term;
on  initial  recognition  it  is  part  of  a  portfolio  of  identified  financial  instruments  that  the  Company  manages 
together and has a recent actual pattern of short-term profit-taking; or 
it is a derivative that is not designated and effective as a hedging instrument. 

Financial assets at amortized cost

Financial  assets  at  amortized  cost  are  non-derivative  financial  assets  which  are  held  within  a  business  model 
whose  objective  is  to  hold  assets  to  collect  contractual  cash  flows  and  whose  contractual  terms  give  rise  on 
specified dates to cash flows that are solely payments of principal and interest on the principal amount outstanding. 
A financial asset (unless it is a trade receivable without a significant financing component that is initially measured 
at the transaction price) is initially measured at fair value plus, for an item not at FVTPL, transaction costs that are 
directly attributable to its acquisition. Subsequent to initial recognition, financial assets are measured at amortized 
cost using the effective interest method, less any impairment.

Impairment of financial assets

Financial assets, other than those classified as FVTPL, are assessed for indicators of impairment at the end of each 
reporting period. Financial assets are considered to be impaired when there is objective evidence that, as a result of 
one or more events that occurred after the initial recognition of the financial asset, the estimated future cash flows 
of the investment have been decreased. 

The carrying amount of the financial asset is reduced by the impairment loss directly for all financial assets with the 
exception of trade receivables, where the carrying amount is reduced through the use of an allowance account.

When  a  trade  receivable  is  considered  uncollectible,  it  is  written  off  against  the  allowance  account.  Subsequent 
recoveries  of  amounts  previously  written  off  are  offset  against  the  allowance  account.  Changes  in  the  carrying 
amount  of  the  allowance  account  are  recognized  in  profit  or  loss.  Loss  allowances  are  based  on  the  lifetime 
expected  credit  losses  that  result  from  all  possible  default  events  over  the  expected  life  of  the  trade  receivable, 
using the simplified approach.  

15

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Significant accounting policies (continued)

(T) Financial liabilities and equity instruments

For  financial  assets  measured  at  amortized  cost,  if,  in  a  subsequent  period,  the  amount  of  the  impairment  loss 
decreases and the decrease can be related objectively to an event occurring after the impairment was recognized, 
the previously recognized impairment loss is reversed through profit or loss to the extent that the carrying amount of 
the investment at the date the impairment is reversed does not exceed what the amortized cost would have been 
had the impairment not been recognized. 

Classification as debt or equity

Debt  and  equity  instruments  issued  by  the  Company  are  classified  as  either  financial  liabilities  or  as  equity  in 
accordance  with  the  substance  of  the  contractual  arrangements  and  the  definitions  of  a  financial  liability  and  an 
equity instrument.

Equity instruments

An equity instrument is any contract that evidences a residual interest in the assets of an entity after deducting all of 
its  liabilities.  Equity  instruments  issued  by  the  Company  are  recognized  as  the  proceeds  received,  net  of  direct 
issue costs.

Other financial liabilities

Other  financial  liabilities  (including  loans  and  borrowings  and  trade  payables  and  other  liabilities)  are  initially 
measured at fair value, net of transaction costs. Subsequently, other financial liabilities are measured at amortized 
cost using the effective interest method.

The effective interest method is a method of calculating the amortized cost of a financial liability and of allocating 
interest  expense  over  the  relevant  period.  The  effective  interest  rate  is  the  rate  that  exactly  discounts  estimated 
future  cash  payments  (including  all  fees  and  points  paid  or  received  that  form  an  integral  part  of  the  effective 
interest rate, transaction costs and other premiums or discounts) through the expected life of the financial liability, or 
(where appropriate) a shorter period, to the net carrying amount on initial recognition. 

(U) Derivative financial instruments

The  Company  enters  into  foreign  exchange  forward  contracts  to  manage  its  exposure  to  foreign  exchange  rate 
risks. 

Derivatives  are  initially  recognized  at  fair  value  at  the  date  the  derivative  contracts  are  entered  into  and  are 
subsequently  re-measured  at  their  fair  value  at  the  end  of  each  reporting  period.  The  resulting  gain  or  loss  is 
recognized in profit or loss.

(V) Fair value hierarchy and liquidity risk disclosure

Fair value measurements are classified using a fair value hierarchy that reflects the significance of inputs used in 
making the measurements. The fair value hierarchy has the following levels:

•
•

•

Level 1 - valuation based on quoted prices (unadjusted) in active markets for identical assets or liabilities;
Level 2 - valuation techniques based on inputs other than quoted prices included in Level 1 that are observable 
for the asset or liability, either directly (i.e. as prices) or indirectly (i.e. derived from prices); and
Level  3  -  valuation  techniques  using  inputs  for  the  asset  or  liability  that  are  not  based  on  observable  market 
data (unobservable inputs).

The  fair  value  of  short-term  financial  instruments  approximates  their  carrying  amounts  due  to  the  relatively  short 
period to maturity. These include cash, trade and other receivables, as well as trade payables and other liabilities 
and provisions. Fair value amounts represent point-in-time estimates and may not reflect fair value in the future.

16

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

2.

Significant accounting policies (continued)

(W) Accounting standards issued but not yet adopted

IAS 1 Presentation of Financial Statements

The  IASB  published  amendments  to  IAS  1  "Presentation  of  Financial  Statements".  The  amendments  clarify  the 
requirements for classifying liabilities as current or non-current. In particular, they specify the conditions which exist 
at  the  end  of  the  reporting  period  will  be  used  to  determine  if  a  right  to  defer  settlement  of  a  liability  exists,  and 
clarify  the  situations  that  are  considered  settlement  of  a  liability.  The  amendments  are  effective  for  fiscal  years 
beginning on or after January 1, 2023 and are applicable retrospectively. The Company is currently assessing these 
changes and their potential impact on the Company's financial statements. 

IAS 37 Provisions, Contingent Liabilities and Contingent Assets

The  IASB  published  amendments  to  IAS  37  "Provisions,  Contingent  Liabilities  and  Contingent  Assets".  The 
amendments specify that the cost of fulfilling a contract consists of both incremental costs of fulfilling the contract 
and  an  allocation  of  other  costs  that  relate  directly  to  fulfilling  contracts.  The  amendments  are  effective  for  fiscal 
years beginning on or after January 1, 2022. The Company is currently assessing these changes and their potential 
impact on the Company's financial statements. 

3.        Significant accounting judgments and estimates 

In the application of the Company’s accounting policies, management is required to make judgments, estimates and 
assumptions about the carrying amounts of assets and liabilities that are not readily apparent from other sources. 
As  these  estimates  and  associated  assumptions  are  based  on  historical  experience  and  other  factors  that  are 
considered to be relevant, actual results may differ. The estimates and underlying assumptions are reviewed on an 
ongoing basis. Adjustments are recognized in the period in which the estimate is modified if the change affects only 
that period, or in the period the estimate is modified and future periods if the revision affects both current and future 
periods.

Critical judgments in applying accounting policies

The  Company  has  identified  the  following  judgments,  apart  from  estimates,  which  management  has  made  in  the 
process of applying the Company’s accounting policies and which have the most significant effect on the amounts 
recognized in the consolidated financial statements.

(A) Determination of CGUs

A  CGU  is  defined  as  the  smallest  identifiable  group  of  assets  that  generates  cash  inflows  that  are  largely 
independent  of  the  cash  inflows  from  other  assets  or  groups  of  assets.  Determining  the  impact  of  impairment 
requires significant judgment in identifying which assets or groups of assets are CGUs of the Company.

(B) Functional currency

Transactions  in  foreign  currencies  are  translated  to  the  respective  functional  currencies  of  Group  entities  at 
exchange  rates  as  of  the  dates  the  transactions  occur.  Monetary  assets  and  liabilities  denominated  in  foreign 
currencies at the reporting date are retranslated to the functional currency at the exchange rate at that date.

Determining  the  appropriate  functional  currencies  for  entities  in  the  Group  requires  analysis  of  various  factors, 
including  the  currencies  and  country-specific  factors  that  mainly  influence  sales  prices,  and  the  currencies  that 
mainly influence labour, materials and other costs of providing goods or services.

Significant estimates and assumptions

The  Company  has  identified  the  following  accounting  policies  under  which  significant  judgments,  estimates  and 
assumptions  are  made,  where  actual  results  may  differ  from  these  estimates  under  different  assumptions  and 
conditions, and which may materially affect the Company's financial results or financial position in future periods.

(A) Useful life of property, plant and equipment and intangible assets with finite useful lives

The  Company  employs  significant  estimates  to  determine  useful  lives  of  property,  plant  and  equipment  and 
intangible  assets  with  finite  useful  lives,  considering  industry  trends  such  as  technological  advancements,  past 
experience, expected use and review of asset lives.

17

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

3.        Significant accounting judgments and estimates (continued)

Components  of  an  item  of  property,  plant  and  equipment  may  have  different  useful  lives.  The  Company  makes 
estimates  when  determining  depreciation  methods,  depreciation  rates  and  useful  lives,  which  require  taking  into 
account  industry  trends  and  company-specific  factors.  The  Company  reviews  depreciation  methods,  useful  lives 
and  residual  values  annually  or  when  circumstances  change  and  adjusts,  if  necessary,  its  depreciation  methods 
and assumptions prospectively.

(B) Impairment testing of goodwill and indefinite life intangible assets

Goodwill and indefinite life intangible assets are assessed for impairment at least annually, and whenever there is 
an  indication  of  impairment.  The  Company  determines  the  fair  value  of  its  CGU  groupings  and  indefinite  life 
intangible assets using discounted cash flow models corroborated by other valuation techniques. 

The process of determining these fair values requires the Company to make estimates and assumptions of a long-
term nature regarding discount rates, projected revenues, royalty rates and margins derived from past experience, 
actual operating results and budgets. These estimates and assumptions may change in the future due to uncertain 
competitive and economic market conditions or changes in business strategies.

(C) Provision for inventories

Inventories  are  stated  at  the  lower  of  cost  and  estimated  net  realizable  value.  The  Company  estimates  net 
realizable value as the amount at which inventories are expected to be sold, taking into consideration fluctuations in 
retail prices due to seasonality less estimated costs required to sell. Inventories are written down to net realizable 
value  when  the  cost  of  inventories  is  estimated  to  be  unrecoverable  due  to  obsolescence,  damage  or  declining 
selling prices.

(D) Sales allowances

A  sales  allowance  is  established  to  reflect  amounts  for  programs  which  can  be  contractual  or  discretionary  by 
nature, and can include negotiated discounts, customer audits, defective products and refund of costs incurred by 
customers to sell the Company’s products. Contractual allowances are fixed and determinable at the time of sale 
and are recorded  at  the  time  of sale as a reduction to revenue. Discretionary allowances can vary depending on 
future  outcomes  such  as  customer  sales  volume,  inventory  position,  product  performance  at  retail,  historical 
performance,  market  conditions  and  other  considerations.  The  Company  may  adjust  its  estimate  of  sales 
allowances when facts and circumstances used in the estimation process change.

(E) Income and other taxes

The calculation of current and deferred income taxes requires the Company to make estimates and assumptions 
and  to  exercise  judgment  regarding  the  carrying  values  of  assets  and  liabilities  which  are  subject  to  accounting 
estimates  inherent  in  those  balances,  the  interpretation  of  income  tax  legislation  across  various  jurisdictions, 
expectations about future operating results, the timing of reversal of temporary differences and possible audits of 
income tax filings by tax authorities.

Changes  or  differences  in  underlying  estimates  or  assumptions  may  result  in  changes  to  the  current  or  deferred 
income tax balances on the consolidated statements of financial position, a charge or credit to income tax expense 
in the consolidated statement of earnings and comprehensive income and may result in cash payments or receipts. 
All income, capital and commodity tax filings are subject to audits and reassessments. Changes in interpretations or 
judgments may result in a change in the Company’s income, capital or commodity tax provisions in the future. The 
amount of such a change cannot be reliably estimated.

18

Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

4.        Revenue 

The Company earns revenue from the following primary sources:

a. Sales of toys and related products;
b. Entertainment and Licensing revenue; and
c. Digital games revenue.

(US$ millions)

Revenue from sale of goods

Entertainment and Licensing revenue

Digital games revenue

Revenue

5.

Other expenses 

(US$ millions)

Impairment of non-current assets

Other

Other expenses

Year Ended Dec 31

2020

2019

1,415.6   

1,463.7 

78.2   

76.8   

91.7 

26.2 

1,570.6   

1,581.6 

Notes

13, 14

Year Ended Dec 31

2020

0.9   

7.8   

8.7   

2019

5.6 

1.0 

6.6 

The Company agreed to a legal settlement of $5.5 million included in other expenses in the consolidated statement 
of earnings and comprehensive income for the year ended December 31, 2020. The legal settlement was recorded 
in accrued liabilities and paid subsequent to December 31, 2020.

Other includes $3.7 million in contingent consideration related to previous acquisitions (see Note 19) (2019 - $4.3 
million).  

6.       Finance costs 

(US$ millions)

Bank fees

Accretion expense - lease liabilities

Accretion expense - other

Amortization of financing costs

Interest expense (income)

Finance costs

7.       Expenses 

Year Ended Dec 31

2020

2019

4.4   

4.6   

1.0   

0.4   

1.7   

12.1   

5.9 

4.8 

1.7 

0.9 

(1.6) 

11.7 

Included  within  expenses  are  the  following:  selling,  marketing,  distribution  and  product  development  expenses; 
administrative expenses, which include employee benefit expenses, property and operations and professional fees; 
and depreciation and amortization expenses.

Selling, marketing, distribution and product development expenses  

(US$ millions)

Selling 

Marketing

Distribution

Product development

Selling, marketing, distribution and product development expenses

Year Ended Dec 31

2020

109.5   

133.1   

90.7   

34.5   

367.8   

2019

112.0 

155.0 

98.1 

30.3 

395.4 

19

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

7.       Expenses (continued)

Administrative expenses 

(US$ millions)

Employee compensation and benefits

Professional services

Property and operations

Technology

Recruiting and training

Bad debts

Other taxes

Restructuring 

Other

Administrative expenses

Employee compensation and benefits     

(US$ millions)

Salaries, wages and bonuses

Employee benefits

Employee compensation and benefits expenses in cost of sales

Salaries, wages and bonuses

Share-based compensation

Restructuring expense

Employee benefits

Employee compensation and benefits in administrative expenses

Employee compensation and benefits

Depreciation and amortization expenses

(US$ millions)

Property, plant and equipment

Moulds, dies and tools, included in cost of sales

Equipment

Land and leasehold improvements

Computer hardware

Intangible assets

Trademarks, licenses, IP & customer lists - definite

Content development, included in cost of sales

App development, included in cost of sales

Computer software

Right-of-use assets

Depreciation and amortization expenses

Year Ended Dec 31

2020

184.5   

26.9   

17.2   

13.7   

8.0   

3.3   

3.2   

—   

7.8   

2019

172.1 

22.8 

27.6 

12.2 

6.9 

0.2 

2.3 

2.7 

1.1 

264.6   

247.9 

Year Ended Dec 31

2020

2019

5.8   

1.2   

7.0   

5.6 

0.9 

6.5 

144.3   

130.5 

12.2   

5.3   

22.7   

184.5   

191.5   

15.2 

6.1 

20.3 

172.1 

178.6 

Year Ended Dec 31

2020

2019

23.6   

4.2   

6.3   

1.6   

35.7   

7.7   

38.6   

3.1   

4.6   

54.0   

20.9 

3.4 

5.8 

1.4 

31.5 

6.8 

28.8 

2.3 

2.2 

40.1 

13.3   

13.0 

103.0   

84.6 

20

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

8.       Foreign exchange loss

For  the  year  ended  December  31,  2020,  the  Company  incurred  a  foreign  exchange  loss  (net  of  gains)  of  $27.6 
million (2019 - $5.8 million).

(US$ millions)
Unrealized foreign exchange losses
Realized foreign exchange gains
Foreign exchange loss

2020
41.7   
(14.1)   
27.6   

2019
11.7 
(5.9) 
5.8 

Unrealized  foreign  exchange  gains  and  losses  are  generated  by  the  translation  of  monetary  assets  and  liabilities 
denominated  in  a  currency  other  than  the  functional  currency  and  also  includes  gains  and  losses  related  to  the 
Company's hedging programs. Realized foreign exchange gains and losses are recognized when monetary assets 
and liabilities denominated in a currency other than the functional currency of the applicable entity are settled. The 
Company  uses  derivative  financial  instruments  such  as  foreign  exchange  forward  contracts  to  manage  foreign 
currency risk (see Note 27). 

9.       Income tax

The  income  tax  (recovery)  expense  recognized  in  the  consolidated  statement  of  earnings  and  comprehensive 
income comprise of the following:

(US$ millions)
Current income tax expense
Deferred income tax recovery
Income tax (recovery) expense

2020
27.4   
(63.5)   
(36.1)   

2019
22.9 
(2.2) 
20.7 

The income tax (recovery) expense is calculated as follows:

(US$ millions)
Income before income tax (recovery) expense

2020

9.4 

2019

85.0 

Income tax expense at Canadian statutory tax rate of 26.5% (2019 - 26.5%)

2.5 

 26.5 %  

22.5 

 26.5 %

Effect of:

Different tax rates of subsidiaries operating in other jurisdictions

(5.0) 

 (53.1) %  

(4.2) 

Unused tax losses and tax attributes not recognized as deferred tax assets

(Income) expenses not (taxable) deductible in determining taxable income

Recognition of previously unrecognized tax losses and other deferred tax assets

Internal transfer of intangible property

Other

Income tax (recovery) expense

1.7 

(0.3) 

— 

 18.1 %  

 (3.2) %  

 — %  

(33.3) 

 (354.2) %  

(1.7) 
(36.1) 

 (18.1) %  
 (384.0) %  

1.5 

0.5 

(0.4) 

— 

0.8 
20.7 

 (5.0) %

 1.8 %

 0.6 %

 (0.5) %

 — %

 1.0 %
 24.4 %

The  tax  rates  used  for  the  reconciliations  above  are  the  Canadian  statutory  tax  rates  of  the  parent  payable  by 
corporate  entities  in  the  Group,  on  taxable  profits  under  tax  laws  in  the  respective  jurisdictions  in  which  the 
Company operates. 

Current tax assets and liabilities

As at December 31, 2020, the Company had an income tax payable of $21.1 million (2019 - $4.5 million). 

Deferred income tax balances

The following is the analysis of deferred income tax assets and liabilities presented in the consolidated statements 
of financial position:

(US$ millions)

Deferred income tax assets

Deferred income tax liabilities

Net deferred income tax assets

2020

98.7   

(29.6)   

69.1   

2019

26.2 

(20.4) 

5.8 

21

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
    
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

9.      Income tax (continued)

The sources of deferred income tax balances are as follows:

(US$ millions)

Property, plant and equipment

Intangible assets

Provisions and contingent liabilities

Allowance for doubtful accounts

Benefits of tax loss carryforwards

Other temporary differences in basis

Net deferred tax assets

(US$ millions)

Property, plant and equipment

Intangible assets

Provisions and contingent liabilities

Allowance for doubtful accounts

Benefits of tax loss carryforwards

Other temporary differences in basis

Net deferred tax assets

Unused tax losses

2018

(1.6)   

(7.9)   

9.6   

0.2   

0.3   

6.4   

(1.2)   

5.5   

Recognized 
in
net income

Foreign 
currency 
translation

Recognized 
on business 
combination

3.2   

(1.5)   

1.8   

—   

3.5   

0.4   

(1.7)   

2.2   

2019

1.6   

(11.1)   

11.3   

0.2   

2.0   

6.7   

(2.9)   

5.8   

—   

—   

(0.1)   

—   

(0.1)   

(0.1)   

—   

(0.2)   

—   

(1.7)   

—   

—   

(1.7)   

—   

—   

(1.7)   

Recognized 
in
net income

Foreign 
currency 
translation

5.5   

52.6   

5.4   

(0.5)   

63.0   

1.3   

(0.8)   

63.5   

(0.1)   

0.7   

(0.6)   

—   

—   

(0.4)   

0.2   

(0.2)   

2019

1.6 

(11.1) 

11.3 

0.2 

2.0 

6.7 

(2.9) 

5.8 

2020

7.0 

42.2 

16.1 

(0.3) 

65.0 

7.6 

(3.5) 

69.1 

As  at  December  31,  2020,  the  Company  had  unused  tax  losses  of  $5.5  million  (2019  -  $5.7  million).  Unused  tax 
losses of $0.4 million will expire between 2021 and 2030, $2.6 million will expire beyond 2030 and $2.5 million may 
be  carried  forward  indefinitely.  There  were  no  unrecognized  deductible  temporary  differences  for  the  year  ended 
December 31, 2020 (2019 - nil). 

Unrecognized taxable temporary differences associated with investments

         The aggregate amount of temporary differences associated with investments in subsidiaries for which deferred tax                                                                                                                                                   
         liabilities were not recognized as at December 31, 2020, are $219.0 million (2019 - $236.2 million).

22

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

10.       Trade and other receivables

Trade receivables

(US$ millions)

Trade receivables

Provisions for sales allowances

Allowance for doubtful accounts

Trade receivables

Dec 31,

2020

426.5   

(158.1)   

(3.2)   

265.2   

Dec 31,

2019

546.2 

(174.9) 

(0.6) 

370.7 

Trade receivables disclosed above include amounts that are past due as at the end of the reporting period. 

Trade receivables past due but not impaired

(US$ millions)

61-90 days

91-120 days

> 120 days

Total trade receivables past due but not impaired

Movement in the allowance for doubtful accounts

(US$ millions)

Beginning of year 

Net impairment losses (net recoveries) recognized

Amounts written off during the year as uncollectible 

Foreign currency translation

End of year

Dec 31,

2020

1.5   

0.7   

10.9   

13.1   

Dec 31,

2019

6.7 

2.9 

19.7 

29.3 

Dec 31,

2020

Dec 31,

2019

0.6   

4.1   

(1.6)   

0.1   

3.2   

2.2 

(0.8) 

(0.8) 

— 

0.6 

In determining the recoverability of a trade receivable, the Company considers any change in the credit quality of 
the trade receivable from the date credit was initially granted up to the end of the reporting period.

During  the  year  ended  December  31,  2019,  the  Company  recognized  a  bad  debt  recovery  of  $0.9  million  in 
administrative expenses (other), related to the legal motion filed by Toys R Us Inc. on March 15, 2018, to wind down 
and liquidate certain of Toys R Us Inc.'s global businesses. 

Other receivables

(US$ millions)

Investment tax credits receivable

Royalty receivables

Production receivables

Sales tax receivables

Digital games receivables

Unrealized foreign exchange gain

Other

Other receivables

Dec 31,

2020

31.8   

11.5   

10.6   

7.6   

4.3   

3.7   

3.9   

73.4   

Dec 31,

2019

24.2 

14.2 

2.9 

12.0 

3.4 

— 

0.3 

57.0 

23

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

11.

Inventories 

(US$ millions)

Raw materials

Finished goods

Inventories

Dec 31,

Dec 31,

2020

7.8   

94.2   

102.0   

2019

12.4 

172.9 

185.3 

The cost of inventories recognized as an expense in cost of sales during the year was $692.4 million (2019 - $686.9 
million). 

During  the  year  ended  December  31,  2020,  $1.1  million  of  inventories  were  written  down  to  net  realizable  value 
(2019  -  $9.0  million).  This  charge  is  included  within  cost  of  sales  in  the  consolidated  statement  of  earnings  and 
comprehensive income. 

12. Other assets

(US$ millions)

Current 

Non-current

Other assets

Dec 31,

2020

Dec 31,

2019

3.0   

3.0   

6.0   

— 

— 

— 

The current portion of the other assets includes $3.0 million relating to the Company's deposit for the acquisition of 
Rubik's Brand Limited subsequent to December 31, 2020 (see Note 29). 

The non-current portion of the other assets includes $3.0 million relating to the Company's investment in a limited 
partnership. The Company has paid $1.8 million and is obligated to pay the remaining $1.2 million upon receiving 
capital  calls  over  the  remaining  term  of  the  limited  partnership  agreement. The  investment  is  held  for  medium  to 
long-term strategic purposes (see Note 27). 

24

 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

13.      Property, plant and equipment

(US$ millions)

Cost

December 31, 2018

Additions

Disposals

Foreign currency translation

December 31, 2019

Additions

Disposals

Asset impairments

Foreign currency translation

December 31, 2020

Accumulated depreciation

December 31, 2018

Depreciation

Disposals

Foreign currency translation

December 31, 2019

Depreciation

Disposals

Asset Impairments

Foreign currency translation

December 31, 2020

Net carrying amount

December 31, 2019

December 31, 2020

Moulds, dies 
and tools

Equipment

Land and 
leasehold 
improvements

Computer 
hardware

114.0   

24.7   

(8.7)   

(1.1)   

128.9   

18.9   

(2.8)   

—   

7.5   

152.5   

(93.5)   

(20.9)   

8.7   

1.4   

(104.3)   

(23.6)   

2.8   

—   

(5.5)   

(130.6)   

24.6   

21.9   

24.4   

7.6   

(2.3)   

—   

29.7   

1.4   

(0.1)   

(0.6)   

0.8   

31.2   

(15.2)   

(3.4)   

2.3   

(0.1)   

(16.4)   

(4.2)   

0.2   

0.1   

(1.2)   

(21.5)   

13.3   

9.7   

33.8   

5.6   

(1.9)   

1.6   

39.1   

0.3   

—   

—   

0.7   

40.1   

(10.4)   

(5.8)   

1.9   

(0.5)   

(14.8)   

(6.3)   

—   

—   

(0.7)   

(21.8)   

24.3   

18.3   

11.3   

3.0   

(0.2)   

0.1   

14.2   

0.4   

(0.1)   

—   

0.5   

15.0   

(8.4)   

(1.4)   

0.2   

—   

(9.6)   

(1.6)   

0.1   

—   

(0.4)   

(11.5)   

4.6   

3.5   

Total

183.5 

40.9 

(13.1) 

0.6 

211.9 

21.0 

(3.0) 

(0.6) 

9.5 

238.8 

(127.5) 

(31.5) 

13.1 

0.8 

(145.1) 

(35.7) 

3.1 

0.1 

(7.8) 

(185.4) 

66.8 

53.4 

Using a discounted cash flow approach, the Company assessed tangible assets for any indication of impairment. 
Impairment  losses  are  recorded  when  the  carrying  amount  of  the  asset  exceeds  its  recoverable  amount.  The 
recoverable amount was based on the asset's value in use. For the year ended December 31, 2020, the Company 
recorded impairment losses of $0.5 million (2019 - nil). 

25

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

14.

Intangible assets 

(US$ millions)

Cost

December 31, 2018

Additions

Asset impairments

Note

Brands - 
indefinite

Trademarks, 
licenses, IP 
& customer 
lists - 
definite

Content 
development

Computer 
software

Total

292.2 

53.3 

(5.6) 

12.0 

5.9 

357.8 

57.7 
(0.2) 

(0.4) 

2.4 

11.9 

429.2 

(126.4) 

(40.1) 

(8.9) 

(175.4) 

(54.0) 

0.2 

(8.0) 

113.4   

—   

(5.6)   

6.5   

1.4   

115.7   

—   
—   

—   

—   

1.8   

117.5   

—   

—   

—   

—   

—   

—   

—   

—   

45.9   

—   

—   

5.5   

0.3   

51.7   

1.2   
—   

—   

2.4   

(0.5)   

54.8   

(11.9)   

(6.8)   

0.2   

(18.5)   

(7.7)   

—   

—   

113.2   

48.1   

—   

—   

3.2   

164.5   

50.6   
—   

(0.4)   

—   

9.5   

224.2   

(97.3)   

(31.1)   

(8.3)   

(136.7)   

(41.7)   

—   

(7.2)   

19.7   

5.2   

—   

—   

1.0   

25.9   

5.9   
(0.2)   

—   

—   

1.1   

32.7   

(17.2)   

(2.2)   

(0.8)   

(20.2)   

(4.6)   

0.2   

(0.8)   

(26.2)   

(185.6)   

(25.4)   

(237.2) 

115.7   

117.5   

33.2   

28.6   

27.8   

38.6   

5.7   

7.3   

182.4 

192.0 

Assets acquired through business    
  combinations

26

Foreign currency translation

December 31, 2019

Additions
Disposals

Asset impairments

Assets acquired through business    
  combinations

Foreign currency translation

December 31, 2020

Accumulated amortization

December 31, 2018

Amortization

Foreign currency translation

December 31, 2019

Amortization

Disposal

Foreign currency translation

December 31, 2020

Net carrying amount

December 31, 2019

December 31, 2020

The Company has capitalized content development costs for an entertainment production with a carrying amount of 
$16.9 million at December 31, 2020 (2019 - $6.1 million). Amortization of these costs will begin once the content 
has been delivered and will be amortized over an estimated 2 year period.

The  Company  holds  intellectual  property  relating  to  the  Games  and  Puzzles  CGU.  The  carrying  amount  of  $5.7 
million at December 31, 2020 (2019 - $6.6 million) will be fully amortized in 6 years. 

The carrying amount of indefinite life brands by CGU is as follows:

(US$ millions)

Games and Puzzles

GUND

Swimways

Toca Boca

Etch A Sketch

Meccano

Total

Dec 31,

2020

33.4   

33.9   

27.8   

13.0   

7.2   

2.2   

Dec 31,

2019

31.6 

33.9 

27.8 

13.0 

7.2 

2.2 

117.5   

115.7 

26

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

14.

Intangible assets (continued)

The Company has assessed these intangible assets to have indefinite useful lives as they will generate economic 
benefit with no foreseeable limit. Therefore, the Company does not amortize these intangible assets, but tests for 
impairment in accordance with the Company's policy. 

Using a discounted cash flow approach, the Company assessed intangible assets for any indication of impairment. 
For  assets  where  indicators  of  impairment  existed,  the  Company  has  determined  the  recoverable  amount  of  net 
assets. Impairment losses are recorded where the carrying amount of the CGU exceeds its recoverable amount. 

The  recoverable  amount  of  a  CGU  is  determined  based  on  a  value  in  use  calculation  which  uses  cash  flow 
projections based on financial forecasts covering a five-year period and a terminal value. The terminal value is the 
value attributed to the CGU's cash flows beyond the five-year period. The key assumptions used in the value in use 
calculation are discount rates and growth rates. 

The discount rate applied to each CGU to determine the value in use is a pre-tax discount rate that reflects current 
market assessments of the time value of money and considers the risk-free rate, market equity risk premium, size 
premium  and  the  risks  specific  to  each  CGU's  cash  flow  projections.  The  pre-tax  discount  rates  used  by  the 
Company for the purpose of its value in use calculations ranged from 10% to 18% (2019 - 11% to 14%).

Revenue  growth  rates  are  based  on  management's  best  estimates  considering  historical  and  expected  future 
operating  and  plans,  economic  considerations  and  the  general  outlook  for  the  industry  and  markets  in  which  the 
CGU operates. Cash flow projections during the forecast period are determined using expected gross margins and 
raw materials price inflation throughout the forecast period. The projections are prepared separately for each of the 
Company's  CGUs  and  are  based  on  the  most  recent  financial  budgets  approved  by  management.  The  terminal 
value is projected using a 1.0% (2019 - 1.0%) per annum growth rate in perpetuity which is the projected long-term 
average growth rate. 

The  Company  has  conducted  a  sensitivity  analysis  on  the  key  assumptions  used  to  determine  the  recoverable 
amount for each of the CGUs. Management believes that any reasonable change in the key assumptions on which 
the  recoverable  amount  is  based  would  not  cause  the  aggregate  carrying  amount  to  exceed  the  aggregate 
recoverable amount of the related CGUs. 

For  the  year  ended  December  31,  2020,  the  Company  completed  its  annual  impairment  tests  for  indefinite  life 
intangible assets and concluded there was no impairment (2019 - $5.6 million in 1 CGU). 

The Company recorded an impairment loss of $0.4 million in content development (2019 - nil). 

15. Goodwill 

(US$ millions)

Balance, beginning of year

Additions during the year

Measurement period adjustment

Proceeds from sale during the year

Foreign currency translation

Balance, end of year

Dec 31,

2020

138.8   

—   

(0.7)   

(0.3)   

0.2   

Dec 31,

2019

124.2 

13.6 

— 

— 

1.0 

138.0   

138.8 

27

 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

15. Goodwill (continued)

The carrying amount of goodwill was allocated to these CGUs as follows:

(US$ millions)

Games and Puzzles

Swimways

GUND

Toca Boca

Orbeez

Etch A Sketch

Meccano

Tech Deck

Spin Master UK

Goodwill

Dec 31,

2020

48.5   

42.1   

20.3   

11.5   

8.0   

4.1   

2.1  

1.2  

0.2   

Dec 31,

2019

48.2 

42.1 

20.3 

11.5 

9.0 

4.1 

2.2 

1.2 

0.2 

138.0   

138.8 

The  Company  assessed  goodwill  for  any  indication  of  impairment.  The  recoverable  amount  of  the  CGUs  for 
goodwill have been determined on the same basis and assumptions as the indefinite lived intangible assets (see 
Note 14). There have been no impairment losses recognized with respect to goodwill during 2020 (2019 - nil).

16.

Trade payables and accrued liabilities 

(US$ millions)

Trade payables

Accrued liabilities

Trade payables and accrued liabilities

Dec 31,

2020

161.4   

153.0   

314.4   

Dec 31,

2019

215.8 

129.8 

345.6 

Accrued liabilities are comprised of payroll related liabilities, accrued royalties, commodity tax and other balances.

During the year ended December 31, 2020, the Company announced changes in senior leadership. Included within 
accrued liabilities is a restructuring provision of $1.1 million (December 31, 2019 - $2.1 million). In the prior year, the 
Company executed the restructuring of the GUND, Swimways, Cardinal and other business units. 

17.

Contract liabilities 

Contract liabilities are comprised of advances on contracts relating to entertainment and licensing revenue, which 
arise as a result of consideration received in advance of the Company fulfilling its obligations. As at December 31, 
2020, the Company had contract liabilities of $25.3 million (December 31, 2019 - $7.6 million).

During the year ended December 31, 2020, the Company recognized revenue of $5.6 million previously deferred in 
contract liabilities (2019 - $4.2 million). There was no revenue recognized that related to performance obligations 
from a prior year. 

18.

Loans and borrowings 

Secured Debt

Bank Facilities

(i) The Company has a secured revolving credit facility (the “Facility”) in the amount of $510.0 million, which matures 
in July 2023. Advances under the Facility may be used for general corporate purposes including refinancing existing 
indebtedness, funding working capital requirements, permitted acquisitions and permitted distributions. The Facility 
also has an option which permits the Company to increase the total capital available by an additional $200.0 million. 

28

 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

18.

Loans and borrowings (continued)

Available borrowing options under the Facility include:

•
•
•

•

•
•
•

Prime Rate Loans;
Base Rate Loans;
Bankers’ Acceptances  from  BA  Lenders  with  a  maturity  of  thirty,  sixty,  ninety  or  one  hundred  and  eighty 
days, subject to availability;
BA Equivalent Loans from the Non-BA Lenders with a maturity of thirty, sixty, ninety or one hundred and 
eighty days, subject to availability; 
LIBOR Loans with an interest period of one, two, three or six months, subject to availability;
Swing Loans; or
Letters of Credit 

As at December 31, 2020, the Company had utilized $0.4 million (December 31, 2019 - $0.7 million) of the Facility:  
$0.4 million (December 31, 2019 - $0.7 million) drawn in letters of credit and nil (December 31, 2019 - nil) drawn in 
LIBOR Loans. 

The obligation under the Facility is secured by a general security and pledge agreement in respect of all present 
and future personal property, assets and undertaking of the credit parties. This facility is subject to the maintenance 
of the following financial covenants:

•

•

Total  leverage  ratio,  defined  as  the  ratio  of  (a)  total  debt  at  such  time,  to  (b)  EBITDA  for  the  applicable 
twelve-month period, is calculated on a quarterly basis, of 3.00 to 1.00 or less, provided that, in the event 
the  borrower  used  proceeds  of  a  borrowing  to  complete  a  single  permitted  acquisition  with  aggregate 
consideration  greater  than  $100.0  million  during  any  two  consecutive  fiscal  quarters  falling  within  the 
twelve-month  reporting  period  immediately  following  such  permitted  acquisition,  the  borrower  must  only 
maintain a total leverage ratio 3.50 to 1.00 or less; and
Interest coverage ratio, calculated on a consolidated, rolling four quarter basis, of 3.00:1.00 or greater.

The Company was in compliance with all covenants as at December 31, 2020. 

(ii) On December 2, 2019, the Company reduced the limit of the credit facility (the "Production Facility") to $10.0 million 
CAD  ($7.8  million  US$)  to  better  align  with  the  Company's  borrowing  needs  under  the  Production  Facility. As  at 
December 31, 2020, the balance of the Production Facility was nil. 

Unsecured Debt

Bank Overdraft Facility

(iii)  On  December  19,  2018,  the  Company  entered  into  an  uncommitted  Overdraft  Facility Agreement  (the  "European 
Facility")  for  €15.0  million  ($18.4  million  US$).  The  European  Facility  will  be  used  to  fund  working  capital 
requirements in Europe. As at December 31, 2020, the outstanding balance was nil (December 31, 2019 - nil).

19.

Provisions and contingent liabilities 

(US$ millions)
Defectives(i)
Supplier liabilities(ii)
Contingent consideration, acquisitions(iii)
Provisions and contingent liabilities

Current 

Non-current

Provisions and contingent liabilities

Dec 31,

2020

13.0   

5.6   

15.8   

34.4   

29.2   

5.2   

34.4   

Dec 31,

2019

13.8 

4.9 

16.5 

35.2 

26.2 

9.0 

35.2 

29

 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

19.

Provisions and contingent liabilities (continued)

December 31, 2018

  Provisions recognized

  Accretion recognized

  Payments

December 31, 2019

  Provisions recognized

  Accretion recognized

  Payments

December 31, 2020

Provisions 

Defectives(i)

Supplier
liabilities(ii)

Contingent 
consideration, 
acquisitions(iii)

9.8   

15.8   

—   

(11.8)   

13.8   

12.8   

—   

(13.6)   

13.0   

6.2   

0.5   

—   

(1.8)   

4.9   

5.7   

—   

(5.0)   

5.6   

14.9   

4.3   

1.7   

(4.4)   

16.5   

3.7   

1.0   

(5.4)   

15.8   

Total

30.9 

20.6 

1.7 

(18.0) 

35.2 

22.2 

1.0 

(24.0) 

34.4 

(i) Defectives refer to when the end consumer returns faulty goods to the Company’s customers. Customers 
without a fixed allowance for defectives are eligible for a credit for the cost of the product if returned as 
defective by the end consumer. The estimate of defectives is made based on the class and nature of the 
product and reduces the net sales figure in the consolidated statement of earnings and comprehensive 
income.

(ii) Supplier liabilities represent the estimated compensation to be paid to suppliers for lower than expected 
volumes  purchased,  resulting  in  the  supplier  having  excess  raw  material  and  finished  goods  inventory. 
While  payments  are  not  legally  required,  the  Company  will  regularly  compensate  suppliers  to  maintain 
supplier  relationships.  The  supplier  obligation  is  based  on  the  Company’s  estimate  of  the  cost  of  the 
supplier’s  excess  raw  material  and  finished  goods  inventory.  The  provision  for  supplier  obligations  is 
recorded in cost of sales in the consolidated statement of earnings and comprehensive income.

(iii) Business combinations as described in Note 26 include a royalty payable over the next seven calendar 
years. The fair value of the total contingent consideration on December 31, 2020 was $15.8 million (2019 
- $16.5 million) and is based on the achievement of certain financial performance criteria. The accretion 
of the royalty is recorded in finance costs in the consolidated statement of earnings and comprehensive 
income.  Subsequent  reviews  of  financial  performance  may  result  in  the  recording  of  additional 
considerations or reductions of the existing provision in other expenses in the consolidated statement of 
earnings and comprehensive income. For the year ended December 31, 2020, $3.7 million was recorded 
in  other  expenses  relating  to  additional  contingent  consideration  for  previous  acquisitions  (2019  -  $4.3 
million).

The Company is involved in various routine legal proceedings incidental to the ordinary course of its business. The 
Company  believes  that  the  outcome  of  all  pending  legal  proceedings  in  the  aggregate  is  not  probable  to  have  a 
material adverse effect on the Company’s business, financial condition and/or its results of operations. However, in 
light of the uncertainties involved in legal proceedings generally, the ultimate outcome of a particular matter could 
be material to the Company’s operating results for a particular period depending on, among other things, the size of 
the loss or the nature of the liability imposed and the level of the Company’s income for that particular period.

30

 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

20.

Share capital 

(a) Authorized as at December 31, 2020 and December 31, 2019 

•
•
•

Unlimited number of multiple voting shares;
Unlimited number of subordinate voting shares; and 
Unlimited number of preferred shares issuable in series.

Multiple  voting  shares  and  subordinate  voting  shares  entitle  the  holder  to  receive  dividends,  and  to  receive  the 
proceeds of liquidation, dissolution or winding up the Company in proportion to the number of shares held. These 
rights are subject to the prior rights of the holders of any shares ranking prior to the multiple voting shares and the 
subordinate voting shares. 

The  holders  of  the  multiple  voting  shares  are  entitled  to  10  votes  for  each  share  held  and  the  holders  of  the 
subordinate voting shares are entitled to 1 vote for each share held. 

Multiple  voting  shares  are  convertible  at  any  time  into  an  equivalent  number  of  subordinate  voting  shares. 
Subordinate voting shares do not have any redemption or conversion rights. 

Preferred shares of each series will be entitled to preference over the multiple voting shares and subordinate voting 
shares with respect to the payment of dividends and to receive the proceeds of liquidation, dissolution or winding up 
of the Company. 

Multiple voting shares:

Balance, beginning of year

Conversion to subordinate voting shares

Balance, end of year

Subordinate voting shares:

Balance, beginning of year

Issuance of common shares

Cancellation of common shares

Forfeiture of common shares

Conversion from multiple voting shares

Balance, end of year

Common shares issued and outstanding, end of year

2020

2019

Shares 
(millions)

Amount
(US$ millions)

Shares 
(millions)

Amount
(US$ millions)

70.6   

—   

70.6   

31.6   

0.2   

(0.1)   

(0.3)   

—   

31.4   

102.0   

360.5   

—   

360.5   

354.0   

11.4   

(1.1)   

—   

—   

364.3   

724.8   

70.7   

(0.1)   

70.6   

31.1   

0.4   

—   

—   

0.1   

31.6   

102.2   

360.8 

(0.3) 

360.5 

333.3 

20.4 

— 

— 

0.3 

354.0 

714.5 

As at December 31, 2020, the Company does not hold any of its outstanding shares (2019 - nil). 

(b) Share-based plans

Participation arrangements

The Company had equity participation arrangements (“Participation Arrangements”) with six senior employees and 
four  former  employees  pursuant  to  which  all  were  entitled  to  receive  a  cash  payment  and  shares  on  the  Initial  
Offering of the Company. The Participation Arrangements served to reward past service and encourage retention. 
The  terms  of  the  Participation Arrangements  differ  between  participants  with  vested  participants  being  entitled  to 
some or all of their shares between six months and six years following the Initial Offering.

The  Company  satisfied  the  participants’  entitlements  by  making  a  one-time  cash  payment  to  participants  and  by 
issuing an aggregate of 4,790,178 subordinate voting shares immediately prior to the closing of the Initial Offering. 
The  compensation  expense  for  the  Participation  Arrangements  is  calculated  based  on  the  fair  value  of  each 
participation arrangement, as determined by the value of the Company at the closing of the Initial Offering, less the 
value  of  the  cash  settlement.  The  Company  recognizes  compensation  expense  over  the  vesting  period  of  the 
Participation Arrangements, which is between six months and six years.

31

 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

20.

Share capital (continued)

On  February  18,  2020,  the  Company  announced  changes  to  senior  leadership.  As  a  result  of  these  changes, 
301,160 subordinate voting shares were forfeited and 133,550 subordinate voting shares with a fair value of $1.1 
million were canceled. 

As at December 31, 2020, 151,993 (December 31, 2019 - 1,068,258) subordinate voting shares were outstanding 
relating to the Participation Arrangements with a weighted average grant date fair value of $2.1 million (December 
31, 2019 - $14.9 million) based on the weighted average of the contractual life remaining of 7 months. 

Share based compensation expense of $1.5 million (2019 - $3.3 million) relating to Participation Arrangements is 
recorded in administrative expenses in the consolidated statement of earnings and comprehensive income for the 
year ended December 31, 2020. 

Long-Term Incentive Plan

The Company has an equity based compensation plan providing for the issuance of securities from treasury under 
which the grants will be made by the Company. Under the LTIP, the Board may at its discretion from time to time, 
grant share options, share units, in the form of RSUs and PSUs, Stock Appreciation Rights, restricted stock and any 
other equity based awards. 

The  Company  settled  vested  LTIP  grants  during  the  year  ended  December  31,  2020  through  the  issuance  of 
shares. The settlements resulted in a transfer of $3.2 million (2019 - $11.8 million) from contributed surplus to share 
capital.

RSUs and PSUs

Below  is  a  summary  of  the  activity  related  to  RSUs  and  PSUs  outstanding  as  at  December  31,  2020  and 
December 31, 2019.

(number of units)

Outstanding, beginning of year

Granted

Exercised

Forfeited

Outstanding, end of year

Dec 31,

Dec 31,

2020

2019

713,908   

708,090 

1,418,898   

460,559 

(260,854)   

(413,088) 

(126,907)   

(41,653) 

1,745,045   

713,908 

Included  in  the  above  table  are  grants  of  918,929  PSUs  to  certain  key  employees  during  the  year  ended 
December 31, 2020 (December 31, 2019 - 453,246). 

Share based compensation expense of $9.9 million (2019 - $10.1 million) relating to RSUs and PSUs is recorded in 
administrative expenses in the consolidated statement of earnings and comprehensive income for the year ended 
December 31, 2020 with corresponding entries recorded in contributed surplus. 

Deferred Share Units ("DSUs")

Below is a summary of the activity related to DSUs outstanding as at December 31, 2020 and December 31, 2019.

(number of units)

Outstanding, beginning of year

Granted

Outstanding, end of year

Dec 31,

Dec 31,

2020

78,311   

43,460   

121,771   

2019

60,393 

17,918 

78,311 

32

 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

20.

Share capital (continued)

Share based compensation expense of $0.7 million (2019 - $0.5 million) with a mark to market gain of $0.4 million 
(2019 - loss of $0.1 million) relating to DSUs is recorded in administrative expenses in the consolidated statement 
of  earnings  and  comprehensive  income  for  the  year  ended  December  31,  2020.  A  corresponding  amount  was 
recorded in accrued liabilities.

Share Purchase Options (“Options”)

The  Company  has  one  share  option  plan  for  key  employees,  which  forms  part  of  their  LTIP.  Under  this  plan,  the 
exercise price of each option equals the market price of the Company’s shares on the date of grant and the Options 
have a maximum term of ten years. The Options vest ratably over four years.

The  Company  did  not  issue  any  Options  in  2020.  As  at  December  31,  2020,  545,322  (December  31,  2019  - 
836,596) Options were outstanding with a weighted average exercise price of $34.42 CAD (December 31, 2019 - 
$34.60 CAD). 

Share  based  compensation  expense  of  $0.8  million  (2019  -  $1.8  million)  relating  to  Options  is  recorded  in 
administrative expenses in the consolidated statement of earnings and comprehensive income for the year ended 
December 31, 2020. 

The  total  expense  recognized  for  employee  services  received  during  the  period  for  equity-settled  transactions  is 
shown in the following table: 

(US$ millions)

Equity-settled RSUs and PSUs

Equity-settled Participation Arrangement transactions

Share purchase options

Share based compensation expense

Year Ended Dec 31

2020

9.9   

1.5   

0.8   

12.2   

2019

10.1 

3.3 

1.8 

15.2 

Share based compensation expense of $12.2 million (2019 - $15.2 million) is recorded in administrative expenses 
in  the  consolidated  statement  of  earnings  and  comprehensive  income  for  the  year  ended  December  31,  2020. A 
corresponding amount was recorded in contributed surplus.

33

 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

21.   Earnings per share 

(Number of shares 
in millions)
Basic
Diluted

2020

Weighted average 
number of shares

102.0   
104.2   

Per share amount 
(US$)
0.45 
0.44 

2019

Weighted average 
number of shares

102.1   
102.9   

Per share amount 
(US$)
0.63 
0.62 

The Participation Arrangements issued to employees upon the Initial Offering as subordinate voting shares resulted 
in  the  issuance  of  fewer  multiple  voting  shares  to  the  principal  shareholders. As  these  share  issuances  are  anti-
dilutive, they are not included in the computation of diluted earnings per share.

22.      Changes in net working capital 

(US$ millions)

Decrease (increase) in:

  Trade receivables

  Other receivables

  Inventories

  Prepaid expenses

  Advances on royalties

(Decrease) increase in:

  Trade payables and accrued liabilities

  Contract liabilities

  Provisions and contingent liabilities

  Other

Total changes in net working capital

23.

Related party transactions

2020

2019

97.5   

(23.5)   

82.3   

7.3   

2.4   

(103.9) 

11.8 

(75.1) 

0.6 

6.9 

166.0   

(159.7) 

(29.7)   

17.8   

0.1   

(1.2)   

(13.0)   

153.0   

68.8 

0.6 

(3.1) 

1.8 

68.1 

(91.6) 

During  the  years  ended  December  31,  2020  and  2019,  the  Company  engaged  the  services  of  a  law  firm  whose 
managing partner is also a member of the Company's Board of Directors. For the year ended December 31, 2020, 
related party transactions were included in administrative expenses in the consolidated statement of earnings and 
comprehensive income of the Company in the amount of $1.6 million (December 31, 2019 - $0.5 million). 

Compensation of key management personnel

The compensation of directors and other key management personnel during the years were as follows:

(US$ millions)

Salaries, wages and bonuses

Share-based compensation

Employee benefits

Total compensation of key management personnel

2020

3.2   

0.6   

0.1   

3.9   

2019

5.4 

6.6 

0.2 

12.2 

34

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

24.

Leases

Amounts recognized in the balance sheet

Leased office buildings represented approximately 94.0% of the right-of-use assets with the remainder comprised of 
leases of distribution centres, information technology ("IT") equipment, and vehicles. 

(US$ millions)

Transition, January 1, 2019

Additions

Disposals and modifications

Depreciation and amortization

Foreign currency translation

Accretion

Lease payments

December 31, 2019

Additions

Disposals and modifications

Depreciation and amortization

Foreign currency translation

Accretion

Lease payments

December 31, 2020

(US$ millions)

Lease Liabilities, current

Lease Liabilities, non-current

December 31, 2020

Right-of-use Assets

Lease Liabilities

83.4   

9.8   

(1.5)   

(13.0)   

(0.4)   

—   

—   

78.3   

1.1   

(0.1)   

(13.3)   

1.0   

—   

—   

67.0   

2020

15.4   

59.0   

74.4   

83.4 

9.8 

(1.5) 

— 

— 

4.8 

(13.8) 

82.7 

1.1 

(0.1) 

— 

1.3 

4.6 

(15.2) 

74.4 

2019

15.1 

67.6 

82.7 

The  Company  has  categorized  class  of  assets  for  leases  of  office  buildings  and  distribution  centres  as  "Building" 
and  IT  equipment  and  vehicles  are  as  "Equipment".  The  weighted  average  lease  term  is  11  years.  The  carrying 
value of right-of-use assets and depreciation by class of underlying assets at December 31, 2020 are as follows:

As at December 31, 2020

Net carrying amount

Depreciation expense

As at December 31, 2019

Net carrying amount

Depreciation expense

Building

Equipment

65.0   

12.0   

2.0   

1.3   

Building

Equipment

75.4   

12.0   

2.9   

1.0   

Total

67.0 

13.3 

Total

78.3 

13.0 

Extension and termination options are included in a number of property and equipment leases across the Company. 
These terms are used to maximize operational flexibility in terms of managing contracts. The majority of extension 
and termination options are exercisable only by the Company and not by the respective lessor. 

Amounts recognized in the statement of earnings and comprehensive income

(US$ millions)

Depreciation expense on right-of-use assets

Accretion expense on lease liabilities

Expense relating to short-term leases

Expense relating to leases of low value assets

Expense relating to variable lease payments not included in measurement of lease liability

Total

2020

13.3   

4.6   

—   

1.2   

3.8   

22.9   

2019

13.0 

4.8 

0.6 

1.1 

3.4 

22.9 

The total cash outflows for leases for the year end December 31, 2020 was $20.2 million (2019 - $18.3 million). 

35

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

25.     Commitments for expenditures 

Licensing and similar agreements in effect at December 31, 2020 contain provisions for future minimum payments 
of $40.4 million (2019 - $32.7 million).

(US$ millions)

< 1 Year

1-5 Years

> 5 Years

Total

Lease liabilities - undiscounted

Guaranteed payments due to licensors

Total commitments

15.7   

8.4   

24.1   

37.8   

25.3   

63.1   

48.7   

4.0   

52.7   

102.2 

37.7 

139.9 

Less than 1 year to greater than 5 years

26.     Business acquisitions 

Prior year acquisitions

Acquisition of Orbeez

On  December  4,  2019,  the  Company  acquired  the  rights  to  the  Orbeez  brand,  pursuant  to  an  asset  purchase 
agreement  with  The  Maya  Group.  The  acquisition  secures  the  Company  the  global  intellectual  property  and  the 
ability  to  sell,  market  and  license  for  further  penetration  into  existing  markets  as  well  as  expansion  into  new 
territories. The  acquisition  also  allows  Spin  Master  to  incorporate  Orbeez  products  into  new  and  existing  product 
lines.

Pursuant to the terms set forth in the agreement, the Company acquired control of the Orbeez intellectual property 
through the acquisition of certain assets of The Maya Group for total purchase consideration of $15.2 million.

Included  in  the  total  purchase  consideration  of  $15.2  million  is  $2.1  million  related  to  the  estimated  fair  value  of 
future royalties. The total purchase consideration has been allocated to the identifiable intangible assets based on 
their estimated fair values of $5.5 million (related to the brands and trademarks), and $9.0 million of goodwill. The 
assets are included in the Activities, Games & Puzzles and Plush product category, belonging to the North America 
segment effective December 4, 2019.

The  pro  forma  and  actual  results  of  operations  for  this  acquisition  have  not  been  presented  and  are  immaterial. 
There  were  $0.1  million  in  transaction  related  costs  included  in  administrative  expenses  in  the  consolidated 
statement of earnings and comprehensive income for the year ended December 31, 2019.

Assets acquired at the date of acquisition

Assets acquired

Inventories

Intangible assets

Fair value of identifiable net assets acquired

Goodwill arising on acquisition

Consideration paid in cash

Present value of future royalties

Total purchase consideration

Fair value of identifiable net assets acquired

Goodwill arising from transaction

Fair Value as at Dec 4, 2019

0.7 

5.5 

6.2 

13.1 

2.1 

15.2 

6.2 

9.0 

Goodwill  arose  on  the  acquisition  of  Orbeez  as  the  cost  of  the  consideration  paid  for  the  combination  effectively 
included  amounts  for  the  benefit  of  expected  synergies,  revenue  growth  and  future  market  development.  These 
benefits  are  not  recognized  separately  from  goodwill  because  they  do  not  meet  the  recognition  criteria  for 
identifiable  intangible  assets.  Subsequently  in  2020,  the  Company  sold  certain  assets  relating  to  the  Orbeez 
acquisition, reducing the goodwill by $1.0 million to $8.0 million as at December 31, 2020. 

36

 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

26.     Business acquisitions (continued)

Acquisition of Hedbanz

On August 9, 2019, the Company acquired the intellectual property associated with the Hedbanz brand, pursuant to 
a  share  purchase  agreement  for  total  cash  consideration  of  $9.4  million.  The  Company  originally  acquired  the 
distribution rights to Hedbanz for the U.S and Mexico in 2011. The acquisition secures the Company the global IP 
and  the  ability  to  sell,  market  and  license  for  further  penetration  into  markets  presently  under  license  as  well  as 
expansion into new territories.

The total purchase consideration has been allocated to the identifiable intangible assets based on their estimated 
fair values of $6.5 million (related to the brands and trademarks), $1.7 million related to a deferred tax liability and 
$4.6  million  of  goodwill  acquired.  The  assets  are  included  in  the Activities,  Games  &  Puzzles  and  Plush  product 
category,  belonging  to  the  North America  segment  effective August  9,  2019.  The  pro  forma  and  actual  results  of 
operations for this acquisition have not been presented and are immaterial. There were $0.1 million in transaction 
related  costs  included  in  administrative  expenses  in  the  consolidated  statement  of  earnings  and  comprehensive 
income for the year ended December 31, 2019.

Assets acquired and liabilities recognized at the date of acquisition

Fair Value as at Aug 9, 2019

Assets acquired

  Intangible assets

Liabilities assumed

  Deferred tax liability

Fair value of identifiable net assets acquired

Goodwill arising on acquisition

Consideration paid in cash

Fair value of identifiable net assets acquired

Goodwill arising from transaction

6.5 

1.7 

4.8 

9.4 

4.8 

4.6 

Goodwill arose on the acquisition of Hedbanz as the consideration paid effectively included amounts for the benefit 
of  expected  synergies,  revenue  growth  and  future  market  development.  These  benefits  are  not  recognized 
separately from goodwill as they do not meet the recognition criteria for identifiable intangible assets.

27.      Financial instruments and risk management 

Capital management

Management includes the following items in its definition of capital:

(US$ millions)

  Share capital

  Contributed surplus

  Retained earnings (accumulated deficit)

Capital

Dec 31,

2020

724.8   

36.6   

17.4   

778.8   

Dec 31,

2019

714.5 

35.8 

(28.1) 

722.2 

The  Company  makes  adjustments  to  its  capital  structure  based  on  the  funds  available  to  the  Company  in 
supporting  the  operations  of  the  business  and  to  ensure  that  the  subsidiaries  of  the  Company  will  be  able  to 
continue on a going concern basis, while maximizing the return to stakeholders through the optimization of the debt 
and equity balances.

The Company manages its capital structure, and may make adjustments in light of changes in economic conditions. 
In  order  to  maintain  or  modify  the  capital  structure,  the  Company  may  arrange  new  debt  with  existing  or  new 
lenders, or obtain additional financing through other means.

37

 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

27.

Financial instruments and risk management (continued)

Management reviews its capital management strategy for reasonability on an ongoing basis and believes that this 
approach  is  reasonable.  There  were  no  changes  in  the  Company’s  approach  to  capital  management  during  the 
year ended December 31, 2020.

The Company is subject to capital requirements under the credit facility agreement, as described in Note 18. As at 
December 31, 2020, the Company was in compliance with all financial covenants.

Financial risk management objectives

Management’s  objective  is  to  protect  the  Company  and  its  subsidiaries  on  a  consolidated  basis  against  material 
economic  exposures  and  the  variability  of  results  from  various  financial  risks  that  include  foreign  currency  risk, 
interest rate risk, credit risk and liquidity risk.

Market risk

Foreign currency risk

Due  to  the  structure  of  the  Company’s  international  operations,  it  is  exposed  to  foreign  currency  risk  driven  by 
fluctuations  in  exchange  rates.  Risk  arises  because  the  value  of  monetary  assets,  liabilities,  revenues  and 
expenditures  arising  from  transactions  denominated  in  foreign  currencies  may  vary  due  to  changes  in  exchange 
rates (“transaction exposures”) and because the non-US dollar denominated financial statements of the Company’s 
subsidiaries  may  vary  on  translation  into  the  US  dollar  presentation  currency  (“translation  exposures”).  These 
exposures could impact the Company’s earnings and cash flows.

The  Company  uses  derivative  financial  instruments  such  as  foreign  exchange  forward  contracts  with  various 
financial institutions to manage foreign currency risk.

As at December 31, 2020, the Company is committed under outstanding foreign exchange contracts representing a 
total  net  purchase  commitment  of  approximately  $11.3  million  in  US$  (2019  -  $15.8  million).  These  foreign 
exchange contracts have maturity dates varying from January to December 2021. The fair value of these contracts 
at December 31, 2020 results in an unrealized loss of $7.2 million included in accrued liabilities and an unrealized 
gain  of  $3.7  million  included  in  other  receivables  (2019  -  $0.5  million  included  in  accrued  liabilities).  In  2020, 
realized losses on the Company’s matured hedges were $2.6 million (2019 - realized gains of $0.6 million) and is 
included in the consolidated statement of earnings and comprehensive income.

As at December 31, 2020
(in millions)
Foreign exchange contracts

Buy US$

Buy US$

Buy US$

Sell US$

Total

As at December 31, 2019
(in millions)
Foreign exchange contracts

Buy US$

Buy US$

Buy US$

Sell US$

Sell US$

Total

Notional value: 
foreign currency

Notional value: 
US$

Unrealized 
(loss) gain: US$

42.5 EUR  

25.0 GBP  

360.6 MXN  

(114.2) CAD  

(49.4)   

(31.9)   

(15.9)   

85.9   

(11.3)   

(2.9) 

(2.3) 

(2.0) 

3.7 

(3.5) 

Notional value: 
foreign currency

Notional value: 
US$

Unrealized 
gain (loss): US$

35.5 EUR  

23.0 GBP  

270.0 MXN  

(260.0) JPY  

(85.9) CAD  

(40.6)   

(29.1)   

(13.5)   

2.4   

65.0   

(15.8)   

0.3 

(1.4) 

(0.6) 

— 

1.2 

(0.5) 

38

 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

27.

Financial instruments and risk management (continued)

Foreign currency risk - sensitivity analysis

The Company is mainly exposed to the Canadian dollar, the Great Britain pound sterling, the Mexican peso and the 
Euro. The following table details the Company's sensitivity to a 5.0% change in currency units against the US$. The 
sensitivity  analysis  includes  all  outstanding  foreign  currency  denominated  monetary  assets  and  liabilities  and 
adjusts their translation as at the end of the reporting period for a 5.0% change in foreign currency rates. A positive 
number below indicates an increase in a foreign exchange gain where the currency unit strengthens 5.0% against 
US$.

(US$ millions)

Canadian dollar

Great Britain pound sterling

Mexican peso

Euro

Interest rate risk - management

2020

(9.9)   

0.5   

1.7   

2.2   

2019

(5.5) 

0.7 

2.0 

2.6 

Interest rate risk is the risk that the Company’s financial assets and liabilities will increase or decrease in value due 
to a change in interest rates. The Company is exposed to interest rate risk as its loan facilities bears interest at a 
variable rate.

Interest rate risk - sensitivity analysis

The  Company  is  exposed  to  interest  rate  risk  on  financial  instruments.  A  sensitivity  rate  of  50  basis  points 
represents management’s assessment of the reasonably possible change in interest rates to which the Company is 
exposed.

For the year ended December 31, 2020, with all other variables held constant, a 50 basis point decrease in interest 
rates would have resulted in a decrease to net interest expense of $0.2 million for the year (2019 - a decrease to 
interest income of $0.3 million). 

Credit risk

As the Company usually grants credit to customers on an unsecured basis, credit risk arises from the possibility that 
customers may experience financial difficulty and may be unable to fulfill their financial obligations.

This risk is managed through the establishment of credit limits and payment terms based on an evaluation of the 
customer’s financial performance, ability to generate cash, financing availability and liquidity status. These factors 
are reviewed at least annually, with more frequent reviews performed as necessary.

In  addition,  the  Company  uses  a  variety  of  financial  arrangements  to  ensure  collectability  of  trade  receivables, 
including  requiring  letters  of  credit,  supplier  financing  programs,  cash  in  advance  of  shipment  and  purchase  of 
insurance on trade customer receivables, when available.

As at December 31, 2020, approximately 44.8% (2019 - 46.5%) of the Company’s trade receivables are due from 
three  major  retail  customers  which  represent  approximately  50.3%  of  gross  product  sales  for  the  year  ended 
December 31, 2020 (2019 - 48.0%). 

The Company mitigates credit risk on its cash balance by ensuring deposits are with financial institutions with high 
credit-ratings assigned by international credit-rating agencies.

Liquidity risk

The  following  details  the  Company’s  remaining  contractual  maturities  for  its  financial  liabilities  with  contractual 
repayment periods. The tables reflect the undiscounted cash flows of financial liabilities based on the earliest date 
on which the Company can be required to pay, including both interest and principal.

To the extent that interest rates are floating, the undiscounted amount is derived from interest rate curves at the end 
of  the  reporting  period.  The  contractual  maturity  is  based  on  the  earliest  date  on  which  the  Company  may  be 
required to pay.

39

 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

27.

Financial instruments and risk management (continued)

The Company's contractual maturities are as follows:

As at December 31, 2020

< 1 year

1-5 years

> 5 years

Total

Trade payables and accrued liabilities

Provisions and contingent liabilities

314.4   

29.2   

343.6   

—   

5.2   

5.2   

—   

—   

—   

314.4 

34.4 

348.8 

As at December 31, 2019

< 1 year

1-5 years

> 5 years

Total

Trade payables and accrued liabilities

Provisions and contingent liabilities

345.6   

26.2   

371.8   

—   

9.0   

9.0   

—   

—   

—   

345.6 

35.2 

380.8 

Financing facilities

(US$ millions)

Bank loan facilities

  Amount undrawn

Bank loan facilities

Fair value measurements 

Dec 31,

2020

536.2   

536.2   

Dec 31,

2019

534.5 

534.5 

With the exception of foreign exchange forward contracts which are recorded at fair value, the carrying amounts of 
all other financial assets or liabilities of the Company approximate their fair values as follows:

(US$ millions)

Financial assets

Cash 

Trade receivables

Other receivables

Other assets

Financial assets

Financial liabilities

Trade payables and accrued liabilities

Provisions and contingent liabilities

Financial liabilities

Dec 31,

2020

Dec 31,

2019

320.6   

265.2   

73.4   

6.0   

665.2   

314.4   

34.4   

348.8   

115.3 

370.7 

57.0 

— 

543.0 

345.6 

35.2 

380.8 

The Company records foreign exchange forward contracts at fair value in the financial statements. 

The fair value of foreign exchange forward contracts at December 31, 2020 represented an asset of $3.7 million, 
which is recorded in other receivables and a liability of $7.2 million recorded in accrued liabilities (2019 - liability of 
$0.5 million). These fair values are categorized within Level 2 of the fair value hierarchy. The fair values of over-the-
counter derivative financial instruments are based on broker or observable market rates. Those quotes are tested 
for  reasonableness  by  discounting  expected  future  cash  flows  using  market  interest  and  exchange  rates  for  a 
similar  instrument  at  the  measurement  date.  Fair  values  reflect  the  credit  risk  of  the  instrument  for  the  Company 
and  counterparty  when  appropriate.  The  fair  value  of  foreign  exchange  contracts  is  estimated  based  on  forward 
exchange rates observable at the end of the reporting period and contract forward rates. Realized and unrealized 
gains and losses on derivative financial instruments may be offset by realized and unrealized losses and gains on 
the underlying exposures being hedged and are recorded in earnings as they occur.

40

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

27.

Financial instruments and risk management (continued)

The fair value of the investment in a limited partnership as at December 31, 2020 is recorded in other assets of $3.0 
million (2019 - nil) with no impact to profit or loss for the year. This fair value is categorized within Level 3 of the fair 
value  hierarchy  (2019  -  nil). As  a  result  of  the  timing  of  the  investment  and  limited  changes  in  the  partnership  at 
December  31,  2020,  the  Company  determined  that  the  carrying  amount  approximates  the  fair  value  of  the 
investment in a limited partnership. 

28.

Segment information

Spin  Master  is  a  global  children's  entertainment  company.  Spin  Master’s  portfolio  includes  children’s  products, 
brands and entertainment properties which are grouped into five major categories as follows:

(i) Activities, games & puzzles and plush
(ii) Pre-school and girls
(iii) Boys action and construction
(iv) Remote control and interactive characters
(v) Outdoor

Information reported to the Chief Operating Decision Maker (“CODM”) for the purposes of resource allocation and 
assessment of segment performance focuses on geographical areas rather than product category. The executives 
of  the  Company  have  chosen  to  organize  the  Company  around  the  3  operating  segments  as  follows:  (i)  North 
America, (ii) Europe, and (iii) Rest of World. Factors considered in determining the operating segments include the 
nature  of  the  Company’s  business  activities,  the  management  structure  directly  accountable  to  the  CODM, 
availability of discrete financial information and strategic priorities within the organizational structure.

The North American segment is comprised of the United States and Canada. The European segment is comprised 
of  the  United  Kingdom,  France,  Italy,  the  Netherlands,  Germany,  Austria,  Switzerland,  Belgium,  Luxembourg, 
Slovakia, Hungary, Romania, Czech Republic, Poland, Turkey, Russia and Greece. The Rest of World segment is 
primarily comprised of Hong Kong, China, Vietnam, India, Australia, New Zealand, Japan and Mexico, as well as all 
other areas of the world serviced by the Company’s distribution network.

Segment revenue and results

The Company’s gross product sales and results from operations by reportable segment are as follows:

(US$ millions)

Revenue by segment

  North America

  Europe

  Rest of World

Gross product sales

Sales allowances

Net sales

Other revenue

Revenue

Segment income (loss) before tax (recovery) expense

  North America

  Europe

  Rest of World

Total segment income before tax (recovery) expense 

Corporate and other

Income before income tax (recovery) expense

2020

2019

983.4   

451.0   

189.3   

1,623.7   

(208.1)   

1,415.6   

155.0   

1,570.6   

(12.1)   

17.2   

—   

5.1   

4.3   

9.4   

1,026.3 

430.4 

234.5 

1,691.2 

(227.5) 

1,463.7 

117.9 

1,581.6 

51.9 

23.9 

18.7 

94.5 

(9.5) 

85.0 

Revenues for North America include revenues attributable to Canada of $127.3 million (2019 - $158.3 million) for 
the year ended December 31, 2020.

41

 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

28.

Segment information (continued)

Revenue reported by segment above represents revenue generated from external customers. There were no inter-
segment  sales  in  the  current  year  (2019  -  nil).  The  Company  does  not  include  sales  adjustments  such  as  trade 
discounts and other allowances in reporting revenue by segment (referred to as "gross product sales”).

The accounting policies of the reportable segments are the same as the Company’s accounting policies described 
in Note 2. Segment income represents income before income tax (recovery) expense earned by each segment prior 
to  any  allocation  of  other  expenses,  foreign  exchange  loss  and  finance  costs.  This  measure  is  reported  to  the 
CODM for the purposes of resource allocation and assessment of segment performance.

Segment assets

(US$ millions)

  North America

  Europe

  Rest of World

Total segment assets

Corporate and other

Total assets

Non-current assets by reportable segment are detailed as follows:

(US$ millions)

  North America

  Europe

  Rest of World

Total segment non-current assets

Corporate and other

Total non-current assets

Dec 31,

2020

971.4   

217.6   

111.3   

1,300.3   

41.8   

1,342.1   

Dec 31,

2020

426.4   

33.2   

19.9   

479.5   

73.3   

552.8   

Dec 31,

2019

872.7 

211.2 

120.7 

1,204.6 

51.8 

1,256.4 

Dec 31,

2019

395.1 

26.9 

13.4 

435.4 

60.3 

495.7 

Non-current assets for North America include assets attributable to Canada of $139.3 million as at December 31, 
2020 (December 31, 2019 - $140.2 million). 

Segment liabilities

(US$ millions)

  North America

  Europe

  Rest of World

Total segment liabilities

Corporate and other

Total liabilities

Dec 31,

2020

410.7   

84.9   

39.4   

535.0   

(35.8)   

499.2   

Dec 31,

2019

387.6 

68.9 

56.9 

513.4 

(17.4) 

496.0 

For the purposes of monitoring segment performance and allocating resources between segments:

•

•

all  assets  are  allocated  to  reportable  segments  other  than  deferred  tax  assets,  other  long-term  assets  and 
computer software. Goodwill is allocated to cash generating units. Assets used jointly by reportable segments 
are allocated on the basis of the revenues earned by individual reportable segments; and
all liabilities are allocated to reportable segments other than royalties payable (included within trade payables 
and accrued liabilities) and deferred tax liabilities. Liabilities for which reportable segments are jointly liable are 
allocated in proportion to segment assets.

42

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

28.

Segment information (continued)

Capital expenditures by reportable segment

(US$ millions)

  North America

  Europe

  Rest of World

Total capital expenditures

Depreciation and amortization by reportable segment

(US$ millions)

  North America

  Europe

  Rest of World

Total segment depreciation and amortization

Corporate and other

Total depreciation and amortization

2020

66.8   

5.3   

6.6   

78.7   

2020

82.3   

11.4   

4.7   

98.4   

4.6   

103.0   

2019

81.1 

7.5 

5.6 

94.2 

2019

66.9 

9.4 

4.6 

80.9 

3.7 

84.6 

Impairment losses  of  $0.9  million were recognized in respect of property, plant and equipment, intangible  assets, 
right-of-use assets and goodwill for the year ended December 31, 2020 (2019 - $5.6 million).

Revenue from major product categories

The Company’s worldwide revenues based on its major product categories are as follows:

(US$ millions)

  Activities, games & puzzles and plush

  Pre-school and girls

  Boys action and construction

  Remote control and interactive characters

  Outdoor

Gross product sales

Sales allowances

Net sales

Entertainment and Licensing revenue

Digital games revenue

Revenue

Major customers

Year Ended Dec 31,

2020

511.2   

467.2   

352.1   

202.1   

91.1   

1,623.7   

(208.1)   

1,415.6   

78.2   

76.8   

2019

457.7 

516.2 

331.4 

299.3 

86.6 

1,691.2 

(227.5) 

1,463.7 

91.7 

26.2 

1,570.6   

1,581.6 

Sales to the Company's three largest customers accounted for 50.3% (2019 - 48.0%) of gross product sales for the 
year ended December 31, 2020, respectively. Other than the top three customers, which have remained the same 
year  over  year,  no  other  single  customer  contributed  10%  or  more  to  gross  product  sales  for  the  year  ended 
December 31, 2020 (2019 - nil).

(US$ millions)

Gross product sales

Customer 1

Customer 2

Customer 3

Total

2020

2019

363.1   

273.1   

180.2   

816.4   

403.1 

240.8 

168.5 

812.4 

43

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Spin Master Corp.

Consolidated financial statements for the years ended December 31, 2020 and December 31, 2019

29.

Subsequent event 

Acquisition of Rubik's Brand Limited

On January 4, 2021, the Company acquired control of Rubik's Brand Limited through the acquisition of 100% of the 
shares of its holding company, Rubiks Malta Holding Company Limited. The brand will be reported in the Activities, 
Games & Puzzles and Plush product category beginning from the date of acquisition. 

The  preliminary  estimate  of  purchase  consideration  of  $56.4  million  is  comprised  of  $50.0  million  of  cash 
consideration plus an estimated $6.4 million related to closing values for net working capital and fair value of future 
royalties.  Given  the  timing  of  the  transaction  and  measurement  uncertainty  with  final  purchase  agreement 
consideration  adjustments,  the  purchase  price  allocation  is  not  yet  final.  The  purchase  price  allocation  will  be 
disclosed in the Company's first quarter 2021 condensed consolidated interim financial statements. 

There  were  $0.9  million  in  transaction  related  costs  included  in  administrative  expenses  in  the  consolidated 
statement of earnings and comprehensive income for the year ended December 31, 2020.

30.

Prior year comparatives

Certain prior year comparatives have been reclassified to conform with current year presentation.

44

Corporate 
Directory

Board of Directors

Senior Management

Anton Rabie
Chairman, Co-Founder & 
Co-Chief Executive Officer

Ronnen Harary
Director, Co-Founder & 
Co-Chief Executive Officer 

Jeffrey I. Cohen
Non-Executive Director

Reggie Fils-Aimé
Non-Executive Director

Kevin Glass 
Non-Executive Director

Dina R. Howell 
Non-Executive Director

Christina Miller
Non-Executive Director

Todd Tappin
Non-Executive Director

Ben Varadi
Director, Executive Vice President & 
Chief Creative Officer 

Charles Winograd
Lead Director

Anton Rabie
Chairman, Co-Founder & 
Co-Chief Executive Officer 

Ronnen Harary
Director, Co-Founder & 
Co-Chief Executive Officer

Ben Varadi
Director, Executive Vice President & 
Chief Creative Officer 

Max Rangel
Global President 

Mark L. Segal
Executive Vice President & 
Chief Financial Officer 

Chris Beardall
President, Toys

Jennifer Dodge
President, Entertainment 

Fredrick Loving
President, Digital Games

Adam Beder
Executive Vice President, Strategic 
Partnership & Franchise Development 

Paul Blom 
Executive Vice President,  
Global Operations & Technology 

Tara Deakin
Executive Vice President & 
Chief People Officer

Christopher Harrs
Executive Vice President & 
General Counsel, Corporate Secretary

Laura Henderson
Executive Vice President, Marketing

Ben Dermer
Senior Vice President, Creative Development

Head Office 
225 King Street West, Suite 200

Toronto, ON  M5V 3M2
Tel. (416) 364-6002 

Fax (416) 364-5097

www.spinmaster.com

Toronto Stock  
Exchange Listing
Trading symbol: TOY

Securities listed: Subordinate Voting Shares

Auditor 
Deloitte LLP

8 Adelaide Street West, Suite 200

Toronto, ON  M5H 0A9

Transfer Agent & 
Registrar 
Computershare Investor Services Inc. 

100 University Avenue, 8th Floor

Toronto, ON  M5J 2Y1

Legal Counsel 
Torkin Manes LLP 

1500 – 151 Yonge Street

Toronto, ON  M5C 2W7

Annual Meeting  
of Shareholders
May 6, 2021

Investor Contact Information
Email: Investor.relations@spinmaster.com 

The trademarks contained in this report are owned by Spin Master Corp. or by its subsidiaries. Trademarks that are not owned 
by Spin Master Corp. are used with permission.

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Spin Master Corp.

225 King Street West, Suite 200, Toronto, ON  M5V 3M2
Tel. (416) 364-6002  Fax (416) 364-5097

spinmaster.com

 
 
 
 
 
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