Quarterlytics / Consumer Cyclical / Beverages - Wineries & Distilleries / Andrew Peller

Andrew Peller

adw · TSX Consumer Cyclical
Claim this profile
Ticker adw
Exchange TSX
Sector Consumer Cyclical
Industry Beverages - Wineries & Distilleries
Employees 1001-5000
← All annual reports
FY2016 Annual Report · Andrew Peller
Sign in to download
Loading PDF…
2015 Canadian 
Wine Producer of 
the Year 

2016 Annual Report 

 
 
 
 
 
 
 
 
 
 
Joseph Andrew 
Peller 
1926 - 2016 

                                           Remembering Joe 

Joe Peller was a man of traditional family values. 

His  love  for  family  developed  from  the  rigours  of  his  early  childhood.    Toward  the  end  of  the 
1920’s in Hungary, having experienced many of life’s most heart-rending trials, Joe’s Dad, Andy, 
summoned the courage to immigrate in search of a new life for his young wife Lena, and his ailing 
two  year  old  son,  Joe.    Throughout  his  life,  Joe  was  profoundly  moved  by  his  parents’  love  for 
each other and their efforts to give him a better life.   

Growing up in Toronto, Joe was inspired by his father’s entrepreneurial spirit and he learned at a 
young age that his destiny was not a matter of chance…but of choice.  He was a dedicated student 
with  a  passion  for  reading  and  natural  science  that  inspired  him  to  enroll  at  the  University  of 
Toronto at the age of sixteen, where he graduated with a doctorate in medicine in 1948.  The next 
year, as a resident intern at the Royal Victoria Hospital in Montreal,  Joe’s life changed forever 
when he met Connie Martin, a nurse from Prince Edward Island.  They were married in 1952 and 
moved to Ancaster, Ontario, where they raised their six children, while Joe served as the Chief of 
Medicine for Hamilton Civic Hospitals up until 1965. 

In  a  dramatic  turn,  Joe  decided  he needed  to  leave  medicine  in  1966  to aid  his  father who  was 
struggling  to  keep  our  wine  company  afloat  in  Port  Moody,  B.C.    The  company  grew  and 
prospered under Joe’s dedication and leadership.  Today our company thrives as Andrew Peller 
Limited.  Joe’s deep affection and regard for the many people who worked with him at APL reflect 
the company’s family culture and the many successes of all who have worked here. 

Joe’s life pursuits were widely varied. He enjoyed sailing, golf, skiing, classical music, and opera.  
Together,  Joe  and  Connie  travelled  extensively.    For  over  thirty  years,  they  spent  many  winter 
months in Captiva, Florida, hosting friends and family. 

Joe believed that fulfillment in life was achieved through learning and helping others grow.  His 
legacy  at  APL  was  nurturing  a  culture  of  learning  that  has  become  the  root  strength  of  our 
company.  He was genuinely humble and inspired everyone with his open mind and open heart. 

In the end, Joe’s dream to provide a better life for his family was certainly achieved.  With Connie 
at  his  side,  he  cherished  holding  family  dinner  parties  at  the  farm  in  Guelph,  and  toasting 
everyone’s bright future with a glass of wine in hand. 

We have all been fortunate to be part of Joe’s family.  He will be sadly missed and never forgotten. 

2 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
    
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
OPERATIONAL HIGHLIGHTS 

FOR THE YEARS ENDED MARCH 31 
(in thousands of Canadian dollars, except per share amounts) 

SALES AND EARNINGS 
Net sales 
EBITA 
Adjusted earnings * 
FINANCIAL POSITION 
Working capital 
Total assets 
Shareholders' equity 
PER SHARE 
Net earnings per Class A Share - basic and diluted 
DIVIDENDS 
Class A Shares, non-voting 
Class B Shares, voting 
MARKET VALUE 
Class A - HIGH 
Class A - LOW 
Class B - HIGH 
Class B - LOW 
ANALYTICAL INFORMATION 
Return on average shareholders' equity 
Return on average capital employed 
Ratio of current assets to current liabilities 

2016  
$          334,263 
40,916 
20,322 

2015(1) 
$          315,697 
35,184 
15,425 

71,665 
308,309 
157,736 

1.38 

0.450 
0.391 

30.50 
15.42 
34.00 
19.95 

12.6% 
13.2% 
1.9:1 

68,982 
301,519 
147,375 

1.09 

0.420 
0.365 

16.26 
13.10 
26.10 
15.35 

10.6% 
11.0% 
1.9:1 

* Adjusted earnings is defined as net earnings excluding restructuring costs, gains (losses) on derivative financial instruments, other 

expenses (income), and the related income tax effect. 

(1) Restated to reflect the adoption of amendments to IAS 16, Property, Plant and Equipment and IAS 41, Agriculture 

ANDREW PELLER LIMITED 2016 |   3 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Overview 

Andrew  Peller  Limited  is  a  leading  producer  and  marketer  of  quality  wines  in  Canada.   With  wineries  in  British 
Columbia, Ontario, and Nova Scotia, the Company markets wines produced from grapes grown in Ontario’s Niagara 
Peninsula,  British  Columbia’s  Okanagan  and  Similkameen  Valleys,  and  from  vineyards  around  the  world.  The 
Company’s  award-winning  premium  and  ultra-premium  VQA  brands  include  Peller  Estates,  Trius,  Thirty  Bench, 
Wayne  Gretzky,  Sandhill,  Conviction,  and  Red  Rooster.  Complementing  these  premium  brands  are  a  number  of 
popularly priced varietal brands including Peller Estates French Cross in Eastern Canada, Peller Estates Proprietors 
Reserve  in  Western  Canada,  Copper  Moon,  Black  Cellar,  XOXO,  and  skinnygrape.  Hochtaler,  Domaine  D’Or, 
Schloss Laderheim, Royal, and Sommet are our key value priced brands.  The Company produces wine based liqueurs 
and cocktails under the brand Panama Jack and wine based spritzers under the skinnygrape brand.  The Company 
imports wines from major wine regions around the world to blend with domestic wine to craft these popularly priced 
and  value  priced  brands.  With  a  focus  on  serving  the  needs  of  all  wine  consumers,  the  Company  produces  and 
markets  premium  personal  winemaking  products  through  its  wholly-owned  subsidiary,  Global  Vintners  Inc.,  the 
recognized  leader  in  personal  winemaking  products.  Global  Vintners  Inc.  distributes  products  through  over  170 
Winexpert authorized retailers and more than 600 independent retailers across Canada, the United States, the United 
Kingdom,  New  Zealand,  Australia,  and  China.  Global  Vintners  Inc.’s  award-winning  premium  and  ultra-premium 
winemaking  brands  include  Selection,  Vintners  Reserve,  Island  Mist,  KenRidge,  Cheeky  Monkey,  Traditional 
Vintage,  and  Cellar  Craft.   The  Company  owns  and  operates  100  well-positioned  independent  retail  locations  in 
Ontario  under The  Wine Shop,  Wine Country  Vintners,  and Wine Country  Merchants store names.  The  Company 
also owns Andrew Peller Import Agency and The Small Winemaker’s Collection Inc.; both of these wine agencies 
are  importers  of  premium  wines  from  around  the  world  and  are  marketing  agents  for  these  fine  wines.  The 
Company’s  products  are  sold  predominantly  in  Canada  with  a  focus  on  export  sales  for  its  icewine  and  personal 
winemaking products.  

CONTENTS 

OPERATIONAL HIGHLIGHTS…………………….……………………….………………………..…3 

REPORT TO SHAREHOLDERS………………………………………………………………………...5 

THE YEAR’S TOP AWARDS – ONTARIO AND BC.………………………………….……………...8 

MANAGEMENT’S DISCUSSION & ANALYSIS……………………………………………………..10 

INDEPENDENT AUDITOR’S REPORT………………………………………………………….…....24 

CONSOLIDATED FINANCIAL STATEMENTS…………………………………………………..….25 

NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS………………………….…….....30 
. 
TEN-YEAR SUMMARY………………………………………………………………………….….…60 

DIRECTORS & OFFICERS…………………………………………………………………………......62 

SHAREHOLDER INFORMATION…………………………………….………………………………63 

THE WINE SHOP RETAIL STORES…………………………………………………………………..64 

EXCLUSIVE WINE OFFER FOR SHAREHOLDERS.……………………………….……………….66 

4 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
       
 
Report to Shareholders 

Fiscal 2016 was another year of strong growth and operating performance for your Company, 

driven  by  a  solid,  broad-based  increase  in  revenues  across  all  of  our  well-established  trade 

channels and further strengthening in our gross margins and overall profitability. 

Our growth over the last decade has been primarily organic, the result of continuing strength in 

the  Canadian  wine  market,  and  our  ability  to  capitalize  on  these  solid  industry  fundamentals 

through  proven  marketing  programs,  the  quality  and  reputation  of  our  products,  the 

introduction  of  new  wine  brands,  and  our  entry  into  new  product  categories.  Our  organic 

revenue growth has averaged approximately 4.7% for the last five years, an exceptional track 

record for a consumer products company. 

Continuing Strong Performance 

In fiscal 2016 sales rose 5.9% to $334.3 million, the result of strong performance across all of our targeted markets 

including provincial liquor stores, our network of company-owned retail stores in Ontario, our export business, our 

award-winning  estate  wineries,  our  focus  on  licensed  restaurant  and  club  sales,  our  two  wine  importing  and 

marketing agencies, and our personal winemaking business.   

Complementing this sales growth, the positive impact of our cost control initiatives to improve productivity and raw 

material savings resulted in another year of increased profitability with gross margin as a percentage of sales rising to 

36.8% compared to 36.4% in the prior year.  

As a result of our solid sales growth and continuing improvement in gross  margins, our adjusted net earnings, not 

including restructuring charges, unrealized losses and gains on derivative financial instruments, and other expenses 

or income, rose 31.7% to $20.3 million. Net earnings for the year were $19.2 million or $1.38 per Class A Share, up 

26.1% from $15.2 million or $1.09 per Class A Share in fiscal 2015.   

With  our  record  growth  in  revenues  and  profitability,  the  Company’s  balance  sheet  and  financial  position  also 

remained  strong  at  year-end  with  an  increase  in  working  capital  to  $71.7  million,  a  reduction  in  our  overall  debt 

position, and an increase in shareholders’ equity to $157.7 million or $11.11 per common share. We amended our 

credit  facilities  during  the  year  to  realize  lower  debt  service  costs  and  to  better  align  with  our  ongoing  strategic 

direction. 

Increase in Common Share Dividends 

With  our  record  operating  results,  our  strong  financial  position,  and  our  highly  positive  outlook  on  the  future, the 

Board of Directors was pleased to announce a 9.0% increase in common share dividends in June 2016. The annual 

amount of dividends on Class A Shares was increased to $0.490 per share and on Class B Shares to $0.426 per share. 

This  was  our  eighth  increase  in  dividends  in  the  last  ten  years,  a  further  demonstration  of  our  commitment  to 

enhancing shareholder value. The Company has consistently paid common share dividends since 1979.  

ANDREW PELLER LIMITED 2016 |   5 

 
 
 
 
 
 
Significant Accomplishments 

We were very proud to have been recognized as the “Canadian Wine Producer of the Year” by the International Wine 

and  Spirit  Competition  (“IWSC”)  in  December  2015.  Established  in  1969,  the  IWSC  was  the  first  competition  to 

seek  out  the  best  wines,  spirits  and  liqueurs  from  around  the  globe.  Now  one  of  the  world’s  foremost  wine 

competitions, the IWSC’s panel of carefully selected industry experts comprised of Masters of Wine, wine buyers, 

sommeliers, qualified wine educators and respected wine journalists judges wines from more than 90 countries in a 

rigorous seven-month process that includes a double-blind tasting as well as chemical and microbiological analysis. 

An IWSC award is recognized internationally as a badge of excellence and quality, and is a testament to the quality 

of our products and everything we have accomplished over the last few years. 

In the spring of 2016 we broke ground to begin construction of the latest addition to our family of estate wineries, the 

Wayne Gretzky Estate Winery and Distillery. Located on land adjacent to our Trius Winery in Niagara-on-the-Lake, 

Ontario,  the  planned  15,000  square  foot  facility  will  include  a  winery,  craft  distillery,  barrel  aging  cellars,  tasting 

rooms,  retail  and  hospitality  facilities,  all  surrounded  by  landscaping  and  vineyards.  The  Company  established  its 

strategic  alliance  with  the  Wayne  Gretzky  Estate  Winery  in  2011,  and  our  Niagara  and  Okanagan  wine  portfolio 

continues to show great potential for growth. The extension of the Gretzky brand into Canadian whisky is a perfect 

complement to its top-performing wines. The new winery and distillery is expected to open in the spring of 2017 and 

will  add to  the significant  investments we  have  made  in  our Peller  Estates, Trius, Thirty  Bench, Sandhill  and Red 

Rooster estate wineries.   

A number of industry awards were received during the year. Our Vintners Quality Alliance (“VQA”) brands won a 

total  of  321  awards  in  fiscal  2016  including  Thirty  Bench  being  named Small  Winery  of  the Year  at  the National 

Wine Align Awards, the highest distinction in the Canadian wine industry. Thirty Bench winemaker Emma Garner 

was also awarded 2015 Winemaker of the Year, while our Trius winery was named Best Ontario Winery of the Year 

at  the  Ontario  Wine  awards.  In  Western  Canada,  our  Sandhill  brands  led  the  industry  with  more  than  65  awards, 

while  our  Red  Rooster  portfolio  performed  exceptionally  well  with  60  awards  for  its  current  and  new  product 

offerings.  

Strong Brand Performance 

All of our key brands performed well during the year as we continue to deliver the highest quality and value at all 

price  points.  Our  two  largest  brands,  Peller  Estates  French  Cross  /  Proprietors  Reserve  in  Eastern  Canada  and 

Copper  Moon  in  Western  Canada  remained  the  second  and  third  largest  wine  brands  in  our  markets  with  solid 

increases in volume sales growth during the year. 

Our  higher  margin  VQA  brand  portfolio  continues  to  perform  well  with  our  Peller  Estates  Family  Series,  Wayne 

Gretzky Wines, and Red Rooster remaining among the top-selling brands in our markets. Our premium Trius wines 

remained a solid performer, supported by strong media attention from an invitation  to showcase its sparkling wine 

and award-winning Trius Red at a celebrity pre-Oscar party in Hollywood in March 2016. In Western Canada, our 

Sandhill Winery in Kelowna, B.C. celebrated its second year with solid increases in visitors to the winery and strong 

6 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
sales growth. Our ultra-premium VQA wines, sold primarily through our estate wineries in Ontario’s Niagara-on-the-

Lake and British Columbia’s Okanagan Valley, also showed solid increases in sales through the year.   

Our export business continues to flourish with our wines now sold in 24 countries. More than thirty Michelin Star 

restaurants  have  chosen  Peller  Estates  Icewine,  including  top  renowned  culinary  establishments  such  as  Gordon 

Ramsay, Joël Robuchon and Hakkasan, while a number of the world’s finest retailers including Selfridges, Harrods 

and Harvey  Nichols  in  London,  England  stock  our  products.  They  are  also  served on  Celebrity,  P&O  and  Cunard 

cruise  ships,  offered  inflight  on  Air  Canada  business  class  flights,  as  well  as  in  Montreal’s  Maple  Leaf  Airport 

Lounge.  

An Exciting Future 

The Canadian wine business remains strong and growing, driven by increased consumption by consumers who have 

adopted  wine  as  their  beverage  of  choice,  the  widely  reported  health  benefits  of  moderate  wine  consumption,  and 

those who favour the more sophisticated experience wine delivers. For the year ended March 31, 2016 consumption 

of wine in our markets rose by approximately 3.0% following a 3.5% increase in fiscal 2015, while Canadian-made 

wines  experienced  an  increase  in  market  share  to  38.0%  from  37.4%  in  fiscal  2015.  The  Company’s  share  of  our 

Canadian markets was 14.4% in fiscal 2016, up from 14.1% in fiscal 2015. 

To  capitalize  on  these  strong  market  fundamentals,  and  to  maintain  the  steady  and  stable  increases  in  our  market 

share, we will continue to execute the same value-enhancing strategies that have proved so successful in the past.  

Organic growth  will  continue to  be driven by  market  share  gains, the  introduction  of  new  products and  packaging 

formats,  and  continuing  success  in  our  well-developed  trade  channels.  We  also  continue  to  prudently  evaluate 

accretive acquisition opportunities that expand and complement our presence within the Canadian wine market. Since 

1995 we have successfully  integrated fourteen acquisitions for a total investment of  approximately $113.8 million, 

and all have made a solid contribution to our growth and performance.  

We continue to invest in our people and our business systems, our marketing initiatives, our production capabilities, 

our vineyards, and our supply chain and distribution networks. We are confident these investments will contribute to 

increased sales and profitability for years to come. 

In  closing,  we  believe  our  growth  and  strong  operating  performance  will  continue,  and  we  thank  everyone  at  the 

Company for their dedication and commitment. We also thank our suppliers and our customers, and our shareholders, 

for their support.   

John E. Peller   
President and CEO 

Randy A. Powell 
Chairman

ANDREW PELLER LIMITED 2016 |   7 

 
 
 
 
 
 
 
     
   
                       
 
 
 
 
 
 
 
 
 
The Year’s Top Awards
Ontario VQA

In fiscal 2016, VQA brands in  
Eastern Canada received a total of  
142 MEDALS  

Thirty Bench
2015 Small Winery of the Year 
WineAlign Awards   

Trius
2015 Ontario Winery of the Year 
WineAlign Awards 

   Award winners in the Lieutenant 

Governor’s Award for Excellence in 
Ontario Wines included:

•  2013 Andrew Peller Signature Series 

Sauvignon Blanc

•  2013 Peller Estates Private Reserve 

Gamay Noir

•  2013 Thirty Bench Small Lot  

Riesling “Wild Cask”

The Canadian Winery of the Year Award is the highest 
distinction a winery can receive in the Canadian  
wine industry. With 1,408 wines being reviewed from  
205 wineries across Canada, this competition is  
judged by an extensive panel of the most respected  
wine writers and critics, retail buyers, Master of 
Sommelier and Masters of Wines in Canada. 

  Other 2015 WineAlign Awards included:

  PLATINUM AWARD
•  2013 Thirty Bench Small Lot  
Riesling “Triangle Vineyard”

  GOLD AWARDS
•  Trius Showcase Sparkling  

Blanc de Noir

•  2013 Trius Showcase Vidal Icewine
•  2013 Trius Showcase Outlier 

Gewürztraminer

•  2012 Trius Showcase  

Red Shale Cabernet Franc

•  2012 Andrew Peller Signature Series 

Cabernet Franc

•  2013 Peller Estates Private Reserve 

Cabernet Franc

•  2013 Thirty Bench Small Lot  

Riesling “Wild Cask”

•  2013 Thirty Bench Small Lot 

Gewürztraminer

• Emma Garner  

2015 Winemaker of the Year 
Ontario Wine Awards 

• 2013 Andrew Peller  
Signature Series  
Sauvignon Blanc

  2015 White Wine of the Year 

Ontario Wine Awards

• Trius Brut won
  Best Canadian Sparkling
  at the Champaign & 

Sparkling Wine World 

  Championship in 
  London, UK.

The Year’s Top Awards 
British Columbia VQA

In fiscal 2016, VQA brands in Western Canada 
received a total of  
179 MEDALS  

  DOUBLE GOLD
• 2013 Red Rooster  
Reserve Meritage 
Best of BC Wine Awards 
2016 by Okanagan Life

  Gold awards from the   

2016 Pacific Rim Wine Competition  
included:

• 2015 Red Rooster Pinot Gris 
• 2015 Sandhill Pinot Gris 
• 2015 Sandhill Rosé 

• 2012 Red Rooster 
Reserve Merlot
  2016 Lieutenant 

Governor’s Award for 
Excellence

  DOUBLE GOLD
• 2015 Red Rooster  

Red Blend

  2016 Los Angeles 

International Wine and 
Spirits Competition

  Other Gold awards from various 

competitions included:

• 2014 Sandhill Gamay Noir 
2016 All Canadian Wine  
Championships

• 2014 Wayne Gretzky Okanagan 
Signature Series Pinot Noir  
2016 All Canadian Wine  
Championships

• 2014 Conviction Pinot Grigio 
2015 Grand Harvest Awards

• 2014 Conviction Sovereign Opal 

2015 Grand Harvest Awards
• 2015 Peller Family Series  

Pinot Blanc 
2016 Okanagan Spring Wine Festival

MANAGEMENT’S DISCUSSION & ANALYSIS 

For the three months and year ended March 31, 2016  

The  following  management’s  discussion  and  analysis  (“MD&A”)  provides  a  review  of  corporate  developments, 
results of operations, and financial position for the three months and year ended March 31, 2016 in comparison with 
those  for  the  three  months  and  year  ended  March  31,  2015.  This  discussion  is  prepared  as  of  June  15,  2016  and 
should  be  read  in  conjunction  with  the  audited  annual  consolidated  financial  statements  and  accompanying  notes 
contained therein  for  the  years ended March 31,  2016  and  2015. Additional  information  relating  to  Andrew Peller 
Limited, including the audited consolidated financial statements, MD&A and Annual Information Form for the years 
ended March 31, 2016 and March 31, 2015, is available on www.sedar.com.  The financial years ending March 31, 
2017, March 31, 2016, March 31, 2015, and March 31, 2014 are referred to as “fiscal 2017”, “fiscal 2016”, “fiscal 
2015”,  and  “fiscal  2014”,  respectively.    All  dollar  amounts  are  expressed  in  Canadian  dollars  unless  otherwise 
indicated. 

FORWARD-LOOKING INFORMATION 
Certain  statements  in  this  MD&A  may  contain  “forward-looking  statements”  within  the  meaning  of  applicable 
securities laws including the “safe harbour provisions” of the Securities Act (Ontario) with respect to Andrew Peller 
Limited (“APL” or the “Company”) and its subsidiaries.  Such statements include, but are not limited to, statements 
about  the  growth  of  the  business  in  light  of  the  Company’s  acquisitions;  its  launch  of  new  premium  wines;  sales 
trends  in  foreign  markets;  its  supply  of  domestically  grown  grapes;  and  current  economic  conditions.    These 
statements  are  subject  to  certain  risks,  assumptions,  and  uncertainties  that  could  cause  actual  results  to  differ 
materially from those included in the forward-looking statements.  The words “believe”, “plan”, “intend”, “estimate”, 
“expect”,  or  “anticipate”,  and  similar  expressions,  as  well  as  future  or  conditional  verbs  such  as  “will”,  “should”, 
“would”,  “could”,  and  similar  verbs  often  identify  forward-looking  statements.    We  have  based  these  forward-
looking  statements  on  our  current  views  with  respect  to  future  events  and  financial  performance.    With  respect  to 
forward-looking statements contained in this MD&A, the Company has made assumptions and applied certain factors 
regarding, among other things: future grape, glass bottle, and wine prices; its ability to obtain grapes, imported wine, 
glass, and its ability to obtain other raw materials; fluctuations in the U.S./Canadian dollar, Euro/Canadian dollar, and 
Australian/Canadian dollar exchange rates; its ability to market products successfully to its anticipated customers; the 
trade balance within the domestic Canadian wine market; market trends; reliance on key personnel; protection of its 
intellectual property rights; the economic environment; the regulatory requirements regarding producing, marketing, 
advertising, and labeling of its products; the regulation of liquor distribution and retailing in Ontario; the application 
of federal and provincial environmental laws; and the impact of increasing competition.   

These  forward-looking  statements  are  also  subject  to  the  risks  and  uncertainties  discussed  in  the  “Risks  and 
Uncertainties” section and elsewhere in this MD&A and other risks detailed from time to time in the publicly filed 
disclosure documents of the Company which are available at www.sedar.com.  Forward-looking statements are not 
guarantees of future performance and involve risks, uncertainties, and assumptions which could cause actual results 
to  differ  materially  from  the  conclusions, forecasts, or  projections anticipated  in  these forward-looking  statements.  
Because of these risks, uncertainties, and assumptions, you should not place undue reliance on these forward-looking 
statements. The Company’s forward-looking statements are made only as of the date of this MD&A, and except as 
required  by  applicable  law,  Andrew  Peller  Limited  undertakes  no  obligation  to  update  or  revise  these  forward-
looking statements to reflect new information, future events, or circumstances. 

OVERVIEW 
The Company’s mission is to build sales volumes of its blended, premium, and ultra-premium brands by delivering to 
its  customers  and  consumers  the  highest  quality  wines  at  the  best  possible  value.  To  meet  this  goal  the  Company 
invests  in  improvements  in  the  quality  of  grapes  and  wines,  its  winemaking  capabilities,  sales  and  marketing 
initiatives, and its quality management programs.  Furthermore, the Company’s product portfolio covers the complete 
spectrum of price levels within the Canadian wine market. Over the long term the Company believes premium wine 
sales will continue to grow in Canada and these products generate higher prices and increased profitability compared 
to lower-priced table wines.  

10 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
The Company  is focused on  initiatives  to  reduce costs and  enhance its  production  efficiencies  through  a continual 
review of its operations and cost structure with a view to enhancing profitability.  The Company continues to expand 
and strengthen its distribution through provincial liquor boards, the Ontario independent retail locations under  The 
Wine  Shop,  Wine  Country  Vintners,  and  Wine  Country  Merchants  store  names,  estate  wineries,  restaurants,  and 
other licensed establishments. This distribution network is supported by enhanced sales, marketing, and promotional 
programs.  From  time  to  time  the  Company  also  evaluates  the  potential  for  acquisitions  and  partnerships,  both  in 
Canada and internationally, to further complement its product portfolio and market presence. 

Recent Events 
On  June  2,  2016  the  Company’s  Board  of  Directors  approved  a  9%  increase  in  common  share  dividends  for 
shareholders of record on June 30, 2016 payable on July 8, 2016.  The annual amount of dividends on Class A Shares 
was  increased  to  $0.490  per  share  from  $0.450  per  share  and  the  dividends  on  Class  B  Shares  was  increased  to 
$0.426  per  share  from  $0.391  per  share.  APL  currently  designates  all  dividends  paid  as  “eligible  dividends”  for 
purposes of the Income Tax Act (Canada), unless indicated otherwise. 

In  February  2016,  the  Government  of  Ontario’s  Premier  Advisory  Council  completed  its  review  of  the  beverage 
alcohol retailing and distribution system in Ontario. The recommendations will result in issuance of 150 new wine 
licenses over the next ten years to allow for the sale of both imported and domestic wine in grocery stores. Initially, 
70  licenses  will  be  issued, 35  of  which will  allow  for  the  sale of  imported and domestic wine. The Company  will 
have immediate access to these stores as an extension to its current distribution channel of independent retail stores. 
The remaining 35 licenses will carry only Ontario Vintners Quality Alliance (“VQA”) wine for an initial period of 
three years, during which the Company will not have access to sell in these stores. After the three-year period, these 
licenses will automatically permit the sale of all wine. The Company has also committed to move at least 14 of its 
100 independent retail locations to inside the main aisles of the grocery store by May 2017. These stores will be co-
located  next  to  beer  and  will  also  feature  other  Ontario  VQA  wines.  The  Company  is  not  required  to  move  its 
remaining independent retail locations and wine licenses will not be granted to grocery stores where the Company 
already  has  a  winery  retail  store.  This  project  is  still  in  its  early  stages  and  at  this  point  the  Company  doesn’t 
anticipate material  impact  as the increase in  sales  due  to  being  located in  the stores  is expected  to  compensate for 
potential lost sales due to providing shelf space to other wineries and higher tax rates imposed on these locations.  

On December 3, 2015 the Company announced that it had been awarded “Canadian Wine Producer of the Year” by 
the International Wine and Spirit Competition (“IWSC”). Established in 1969, the IWSC was the first competition to 
seek  out  the  best  wines,  spirits  and  liqueurs  from  around  the  globe.  Now  one  of  the  world’s  foremost  wine 
competitions, the IWSC’s panel of carefully selected industry experts comprised of Masters of Wine, wine buyers, 
sommeliers, qualified wine educators and respected wine journalists judges wines from more than 90 countries in a 
rigorous seven-month process that includes a double-blind tasting as well as chemical and microbiological analysis. 
An IWSC award is recognized internationally as a badge of excellence and quality. 

On October 7, 2015 the Company announced that its GVI subsidiary had been recognized by Clean50 as one of its 
Top  15  Projects  for  GVI’s  innovative  approach  to  environmental  sustainability.  Canada’s  Clean50  annually 
recognizes  Canada’s  leaders  in  sustainability  for  their  contributions  over  the  prior  two  years.  The  Clean50  Top15 
Projects  recognize  those  projects  completed  in  the  prior  two  years  based  on  their  innovation.  The  award-winning 
project for GVI has identified opportunities to save significant amounts of water, electricity and natural gas while at 
the  same  reducing  the  use  of  approximately  27  hectares  of  vineyards  to  produce  the  same  quantity  of  finished 
product.  

On September 4, 2015 the Company announced that it had filed planning documents for the development of the new 
Wayne Gretzky Estate Winery and Craft Distillery in Niagara-on-the-Lake, Ontario. Located on land adjacent to the 
Company’s Trius Winery, the proposed 15,000 square foot facility will include a winery, craft distillery, barrel aging 
cellars,  tasting  rooms,  retail  and  hospitality  facilities,  all  surrounded  by  landscaping  and  vineyards.  The  Company 
established its strategic alliance with the Wayne Gretzky Estate Winery in 2011, and has generated significant growth 
in  their  brands  to  where  their  wines  are  now  among  the  top-ten  best  sellers  across  Canada.  The  new  winery  is 
expected to open in the spring of 2017 and will add to the significant investments the Company has made in its Peller 
Estates, Trius, Thirty Bench, Sandhill and Red Rooster estate wineries.   

ANDREW PELLER LIMITED 2016 |   11 

 
 
 
 
 
 
On April 1, 2015 the Company adopted International Accounting Standards Board (IASB) amendments to IAS 16 – 
Property, Plant, and Equipment, and IAS 41 – Agriculture, which require bearer plants to be classified as property, 
plant, and equipment and accounted for under IAS 16. The Company has determined that grape vines controlled by 
the  Company  are  within  the  scope  of  these  amendments.  While  the  amended  standards  are  effective  for  annual 
periods beginning on or after January 1, 2016, early application of these standards is permitted. The Company elected 
to apply these amendments effective April 1, 2015. Comparative period information was re-stated beginning April 1, 
2014 to reflect the adoption of these amendments. 

In  June  2014,  Peller  Estates  was  awarded  the  prestigious  honour  of  “Canadian  Winery  of  the  Year”  at  the  2014 
WineAlign  National  Wine  Awards  held  in  Penticton,  British  Columbia.  This  year  marked  the  14th  national 
competition  judged  by  an  extensive  panel  of  the  most  respected  wine  writers,  wine  critics,  retail  buyers,  Master 
Sommeliers, and Masters of Wines in Canada.  With 1,335 wines being reviewed from 189 wineries across Canada, 
the “Canadian Winery of the Year” is the highest distinction awarded in the Canadian wine industry.   

The Canadian Wine Market 
The market for wine in Canada has continued to grow because of increased consumption by young consumers who 
have more recently adopted wine as their beverage of choice, the widely reported health benefits of moderate wine 
consumption, and a movement towards an increased consumption of wine made by an aging population who favour 
the more sophisticated experience that wine offers.   

For the year ended March 31, 2016 consumption of wine in Canada (excluding Quebec, where the Company does not 
participate  and  excluding  the  refreshment  wine  category)  rose  by  3%  after  increasing  by  3.5%  in  fiscal  2015. 
Imported wines accounted for 61.1% of total volume in fiscal 2016 down from 61.7% in fiscal 2015. Canadian-made 
wines  experienced  an  increase  in  market  share  from  37.4%  in  fiscal  2015  to  38%  in  fiscal  2016.  The  Company’s 
share of the total Canadian market in fiscal 2016 was 14.4% compared to 14.1% in 2015. 

The VQA, established in 1989, has become recognized throughout the world as the appellation system for Canadian 
wines that meet strict standards of excellence. The Company increased its share of VQA wines from 11.5% to 12.1% 
for BC VQA wines and decreased from 12.1% to 11.8% for Ontario VQA wines due to the short crop in Ontario. The 
Company carries tight inventory levels on VQA wines whereas other VQA wineries had excess stock that they could 
sell during the short crop year and gain share relative to the Company.  

Red  table  wines  continued  to  grow  in  popularity  with  total  Canadian  volume  sales  rising  3.7%  in  fiscal  2016 
compared to 4.4% in 2015. Volume sales of the Company’s red wine portfolio increased 5.3% in fiscal 2016 after 
increasing by 8.2% in fiscal 2015. Continued strong growth in the red segment of the market relates to the growth of 
the Company’s Black Cellar brand which is a red focused wine brand.  Volume sales of white table wines in Canada 
rose 3.7% in fiscal 2016 versus 4.7% in fiscal 2015 while the Company’s sales of white table wines were up 5.3% in 
fiscal 2016 compared to 5.8% in fiscal 2015. 

12 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
Results of Operations  

For the year ended March 31,  

(in $000, except per share amounts) 

Sales 

Gross margin 

Gross margin  (% of sales) 

Selling and administrative expenses 

EBITA 

Net unrealized (loss) gain on derivative financial instruments 

Other income (expenses) 

Adjusted earnings 

Net earnings  

Earnings per share – basic and diluted - Class A 

Earnings per share – basic and diluted - Class B 

Dividend per share – Class A (annual) 

Dividend per share – Class B (annual) 

2016 

2015 1 

2014 1 

$  334,263 

$  315,697 

$  297,824 

122,964 

114,869 

107,869 

36.8% 

82,048 

40,916 

(1,558) 

40 

20,322 

19,199 

$1.38 

$1.20 

$0.450 

$0.391 

36.4% 

79,685 

35,184 

(572) 

301 

15,425 

15,224 

$1.09 

$0.96 

$0.420 

$0.365 

36.2% 

74,253 

33,616 

750 

(78) 

13,982 

13,437 

$0.97 

$0.84 

$0.400 

$0.348 

1.  Restated to reflect the early adoption of the amendments to IAS 16 and IAS 41. 

Sales for the year ended March 31, 2016 increased 5.9% compared to fiscal 2015 due to strong organic  growth as 
well  as  the  introduction  of  new  products  and  categories.  Sales  growth  was  broad  based  across  the  majority  of  the 
Company’s  products  and  markets,  including  its  two  wine  import  and  marketing  agencies  and  its  personal 
winemaking business.  

The  Company  defines  gross  margin  as  gross  profit  excluding  amortization.  Gross  margin  as  a  percentage  of  sales 
improved  to  36.8%  for  the  year  March  31,  2016  compared  to  36.4%  in  fiscal  2015.  Gross  margin  in  fiscal  2016 
benefited from the positive impact of the Company’s cost control initiatives to improve productivity and raw material 
cost  savings, which offset  the negative impact  of  the  weak Canadian dollar  compared to  the prior  year,  as  well  as 
lower  discounting  of  selling  prices  in  Ontario  related  to  a  short  crop  resulting  from  the  prior  two  unusually  cold 
winters.  In  addition,  the  Company  incurred  a  one-time  $1.7  million  charge  to  cost  of  sales  mostly  in  the  fourth 
quarter due to quality issues in certain imported wines used to produce its International Canadian Blended (“ICB”) 
value-priced wines. Management is focused on efforts to further enhance production efficiency and productivity.  

Selling and administrative expenses in fiscal 2016 were higher than the prior year, however, as a percentage of sales, 
selling and administrative expenses improved to 24.5% of revenues from 25.2% of revenues in the prior year.  The 
Company is focused on ensuring selling and administrative expenses are tightly controlled, however it expects selling 
expenses will increase in fiscal 2017 to support the launch of additional new products and the new Wayne Gretzky 
Estate Winery and Craft Distillery.    

ANDREW PELLER LIMITED 2016 |   13 

 
 
 
 
 
 
 
 
Earnings  before  interest,  amortization,  net  unrealized  gains  and  losses  on  derivative  financial  instruments,  other 
(income)  expenses,  and  income  taxes  (“EBITA”)  were  $40.9  million  for  the  year  March  31,  2016,  an  increase  of 
16.3%  compared  to  $35.2  million  last  year.  The  increase  in  EBITA  is  primarily  the  result  of  the  higher  sales  and 
improved gross margin in fiscal 2016.  

Interest expense decreased for the year March 31, 2016 compared to the prior year due to lower interest rates charged 
on bank debt and lower debt levels. 

The  Company  recorded  a  net  unrealized  non-cash  loss  in  fiscal  2016  and  fiscal  2015  related  to  mark-to-market 
adjustments on interest rate swaps and foreign exchange contracts. The increase in the net unrealized loss in fiscal 
2016  is  due  to  the  improvement  in  the  Canadian  dollar  at  March  31,  2016,  following  sharp  declines  in  value 
throughout the latter half of the fiscal year. The Company has elected not to apply hedge accounting and accordingly 
the  change  in  fair  value  of  these  financial  instruments  is  reflected  in  the  Company’s  consolidated  statement  of 
earnings each reporting period. These instruments are considered to be effective economic hedges and have enabled 
management to mitigate the short-term volatility of changing foreign exchange and interest rates.  

Other  income  in  fiscal  2016  and  fiscal  2015  related  primarily  to  income  from  the  temporary  expropriation  of  the 
Company’s Port Moody property. The property is temporarily being used as a staging area for the construction of a 
rapid transit project. Payments amounting to $2.0 million for the use of the property were received in advance and 
were  recorded  as  deferred  income  and  are  being  recognized  as  other  income  over  the  five-year  term  of  the 
expropriation which began on July 1, 2012. 

Adjusted  earnings,  defined  as  net  earnings  not  including  net  unrealized  gains  and  losses  on  derivative  financial 
instruments, other (income)  expenses and the related income tax effect, were $20.3 million for the year March 31, 
2016 compared to $15.4 million in the prior year. Net earnings for the year ended March 31, 2016 were $19.2 million 
or $1.38 per Class A Share compared to $15.2 million or $1.09 per Class A Share in fiscal 2015.  

The Company believes that sales will continue to grow in fiscal 2017 due to the strong positioning of key brands, the 
continued launch of new and innovative products in the Canadian wine market, and continued growth in new wine-
related markets.  In fiscal 2017 the higher average cost of U.S. dollar currency purchases may have a larger negative 
impact  on  gross  margins,  although  management  believes  this  will  be  partially  offset  by  the  Company’s  continued 
ability  to  leverage  scale  and  successful  cost  control  initiatives  to  reduce  distribution,  operating  and  packaging 
expenses and raw material cost savings. 

The Company uses foreign exchange forward contracts to protect against changes in foreign currency rates and, as at 
March 31, 2016, had locked in $19.5 million in U.S. dollar contracts at rates averaging $1.36 Canadian, €3.0 million 
in Euro contracts at rates averaging $1.51 Canadian, and $4.1 million in Australian dollar contracts at rates averaging 
$0.96 Canadian. These contracts expire at various dates through December 31, 2016. 

Quarterly Performance  
The following table outlines key quarterly highlights.  

(in $000, except per share amounts)  

Q4 16 

Q3 16 

Q2 16 

Q1 16 

Q4 151 

Q3 151 

Q2 151 

Q1 151 

Sales 

Gross margin 

$74,170 

$91,775 

$85,200 

$83,118 

$68,791 

$84,630 

$82,759 

$79,517 

25,160 

33,277 

32,716 

31,811 

24,576 

31,152 

29,990 

29,151 

Gross margin  (% of sales) 

33.9% 

36.3% 

38.4% 

38.3% 

35.7% 

36.8% 

36.2% 

36.7% 

EBITA  

3,614 

12,445 

12,011 

12,846 

4,635 

11,024 

9,507 

10,018 

Net unrealized (loss) gain on financial 

instruments 

Other income (expenses) 

Adjusted earnings 

Net earnings (loss) 

E.P.S. – Class A basic & diluted  

(2,479) 

(21) 

191 

(1,659) 

$(0.12) 

525 

(68) 

6,807 

7,146 

$0.51 

711 

68 

6,447 

7,023 

$0.51 

E.P.S.  – Class B basic & diluted 
1.  Restated to reflect the early adoption of the amendments to IAS 16 and IAS 41. 

$(0.11) 

$0.44 

$0.45 

$0.42 

14 

| ANDREW PELLER LIMITED 2016 

(315) 

(622) 

61 

6,877 

6,689 

$0.48 

115 

886 

510 

$0.03 

$0.03 

(50) 

72 

5,666 

5,682 

$0.41 

$0.36 

1,225 

(1,125) 

71 

4,079 

5,038 

$0.36 

$0.32 

43 

4,794 

3,994 

$0.29 

$0.25 

 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The  third  quarter  is  historically  the  strongest  in  each  fiscal  year  due  to  increased  consumer  purchasing  of  the 
Company’s products during the holiday season.       

Sales in the fourth quarter of fiscal 2016 increased 7.8% compared to the same quarter of fiscal 2015 due primarily to 
strong organic growth across most of the Company’s trade channels, including its network of retail outlets in Ontario, 
its export markets, its two wine import and marketing agencies, provincial liquor control boards across the country, 
and in  its personal  winemaking  business.  Gross  margin  for  the  three months ended March 31,  2016  was  33.9%  of 
sales, lower than 35.7% in the prior year’s fourth quarter. Gross margin in the fourth quarter of 2016 was impacted 
by  the  one-time  charge  to  cost  of  sales  due  to  quality  issues  in  certain  imported  wines  used  to  produce  its 
International  Canadian  Blended  (“ICB”)  value-priced  wines.  Selling  and  administrative  expenses  increased  in  the 
fourth quarter of fiscal 2016 due to the timing of marketing activities, support for recent new product launches, and 
incentive  programs  related  to  the  strong  sales  growth  for  the  year.  EBITA  was  $3.6  million  for  the  three  months 
ended  March  31,  2016,  down  from  $4.6  million  for  the  same  quarter  in  fiscal  2015  due  primarily  to  the  one-time 
charge to cost of sales and increase in selling and administrative expenses. The Company incurred adjusted earnings 
for the three months ended March 31, 2016 of $0.2 million compared to adjusted earnings of $0.9 million in the same 
prior year period. The Company incurred a net loss of $1.7 million or $0.12 per Class A share for the three months 
ended March 31, 2016 compared to net earnings of $0.5 million or $0.03 per Class A Share in the fourth quarter of 
fiscal 2015. 

Liquidity and Capital Resources  
As at  
(in $000) 
Current assets 
Property, plant, and equipment 
Intangibles 
Goodwill 
Total assets 

  March 31, 

$ 

$ 

2016 
150,867  $ 
108,929 
11,040 
37,473 
308,309  $ 

$ 

Current liabilities 
Long-term debt 
Long-term derivative financial instruments 
Post-employment benefit obligations 
Deferred income 
Deferred income tax 
Shareholders’ equity 
Total liabilities and shareholders’ equity 
1.  Restated to reflect the early adoption of the amendments to IAS 16 and IAS 41. 

79,202  $ 
48,202 
1,529 
5,947 
102 
15,591 
157,736 
308,309  $ 

$ 

March 31, 
2015 1 
146,764  $ 
104,951 
12,331 
37,473 

301,519  $ 

77,782  $ 
52,269 
1,447 
6,165 
506 
15,975 
147,375 
301,519  $ 

March 31, 
2014 1 
146,127 
104,945 
13,209 
37,473 
301,754 

101,563 
38,328 
268 
6,132 
910 
16,003 
138,550 
301,754 

Inventory increased at March 31, 2016 compared to March 31, 2015 due to a larger harvest compared to last year, 
resulting  in  an  increase  in  bulk  wine,  and  an  increase  in  finished  goods  as  a  result  of  the  introduction  of  new 
products.  These  increases  have  been  partially  offset  by  the  one-time  charge  related  to  quality  issues  in  certain 
imported products used  to  produce the  Company’s  ICB value-priced  wines  which reduced inventories  at  year-end. 
The Company continues to generate benefits from improved information technology systems introduced to monitor 
and control the Company’s supply chain. These systems include improvements to the Company’s ability to manage 
supply  shortages  and excesses. Inventory  is  dependent  on  the increased  use  of  domestically  grown  grapes  that  are 
used in the sale of premium and ultra-premium wines that are held for a longer period than imported wine.  These 
grapes are typically aged for one to three years before they are sold.  The cost of domestically grown grapes is also 
significantly higher than wine purchased on international markets.   

Accounts receivable were higher at March 31, 2016 compared to March 31, 2015 due to the increase in sales during 
fiscal 2016 which are predominantly with provincial liquor boards and to a lesser extent licensed establishments and 
independent retailers of consumer made wine products. The Company had $14.9 million of accounts receivable with 
provincial  liquor  boards  at  March  31,  2016,  all  of  which  is  expected  to  be  collectible.    The  balance  represents 
amounts  due  from  licensees,  export  customers,  and  independent  retailers  of  consumer  made  wine  products.    The 
amount  of  accounts  receivable  that  was  30  days  past  due  was  $1.4  million  at  March  31,  2016,  compared  to  $0.8 
million  at  March  31,  2015.    Against  these  amounts  an  allowance  for  doubtful  accounts  of  $0.1  million  has  been 
provided which the Company has determined represents a reasonable estimate of amounts that may not be collectible.  

ANDREW PELLER LIMITED 2016 |   15 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Overall bank debt declined to $86.0 million as at March 31, 2016 compared to $89.0 million at March 31, 2015 as a 
result of strong earnings and working capital management, and scheduled long-term debt repayments. 

The following table outlines the Company’s contractual obligations: 

As at March 31, 2016 
(in $000) 

Long-term debt 
Leases and royalties 
Pension obligations 
Grape and bulk wine purchase 

$ 

contracts 
Bulk whiskey purchase 
contracts 

Interest rate swap 
Foreign exchange forwards 

< 1 
year 

4,106  $ 
5,001 
841 

102,955 

624 

113,527 
1,722 
35,011 

2 - 3 
years 

8,212  $ 
5,793 
1,034 

85,648 

605 

101,292 
3,027 
- 

4 - 5 
years 

40,440  $ 
3,113 
734 

> 5 
years 

- 
7,991 
1,463 

Total 

52,758 
21,898 
4,072 

49,404 

114,736 

352,743 

80 

93,771 
1,487 
- 

- 

1,309 

124,190 
- 
- 

432,780 
6,236 
35,011 

Total contractual obligations 

$ 

150,260  $ 

104,319  $ 

95,258  $ 

124,190 

474,027 

The  Company  also  has  contractual  commitments  of  $10.7  million  to  purchase  property,  plant  and  equipment  and 
expects to fund these commitments primarily through its cash flows from operations.  

The ratio of debt to equity was 0.55:1 at March 31, 2016 compared to 0.60:1 at March 31, 2015. At March 31, 2016 
the Company had unutilized debt capacity in the amount of $56.3 million on its operating loan facility. 

On August 7, 2015, the Company amended its debt facilities to extend the maturity date to July 31, 2020 and reduce 
the floating interest rate in relation to the one to six-month Canadian Dealer Offered Rate (CDOR) to CDOR plus an 
applicable margin based on the Company’s leverage. For the year ended March 31, 2016, the applicable margin was 
1.25%. The interest rate on the Company’s term loans remains fixed until July 31, 2020 as a result of interest rate 
swaps. 

Management expects to generate sufficient cash flow from operations to meet its debt servicing, principal payment, 
and  working  capital  requirements  over  both  the  short  and  the  long-term  through  increased  profitability  and  strong 
management  of  working  capital  and  capital  expenditures.    The  Company  continually  reviews  all  of  its  assets  to 
ensure appropriate returns on investment are being achieved and that they fit with the Company’s long-term strategic 
objectives.  

For the year ended March 31, 2016 the Company generated cash from operating activities, after changes in non-cash 
working capital items, of $21.8 million compared to $25.8 million in the prior year. Higher earnings in fiscal 2016 
were offset by an increase in inventory and accounts receivable. 

Investing  activities  of  $10.4  million  were  made  in  fiscal  2016  compared  to  $8.8  million  in  the  prior  year.  Capital 
expenditures in fiscal 2016 consisted of normal expenditures to sustain operations and the replanting of certain of the 
Company’s vineyards, as well as certain costs incurred related to the development of the new Wayne Gretzky Estate 
Winery and Craft Distillery. As at March 31, 2016, the Company had expended $3.1 million on this project.  

Working  capital  as  at  March  31,  2016  increased  to  $71.7  million  compared  to  $69.0  million  at  March  31,  2015. 
Accounts receivable and inventory increased due to the sales growth and a larger harvest compared to fiscal 2015, 
while bank indebtedness increased slightly. Shareholders’ equity as at March 31, 2016 was $157.7 million or $11.11 
per common share compared to $147.4 million or $10.31 per common share as at March 31, 2015.  The increase in 
shareholders’  equity  is  due  to  the  increase  in  net  earnings  partially  offset  by  the  payment  of  dividends  and  the 
repurchase and cancellation of 100,000 Class A Shares. 

16 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
Common Shares Outstanding  
The Company is authorized to issue an unlimited number of Class A and Class B Shares. Class A Shares are non-
voting and are entitled to a dividend in an amount equal to 115% of any dividend paid or declared on Class B Shares. 
Class B Shares are voting and convertible into Class A Shares on a one-for-one basis.  

Shares outstanding  

Class A Shares 
Class B Shares 
Total 

March 31, 2016 

March 31, 2015 

March 31, 2014 

11,193,829 
3,004,041 
14,197,870 

11,293,829 
3,004,041 
14,297,870 

11,293,829 
3,004,041 
14,297,870 

In  February 2016, the Company repurchased and cancelled 100,000 Class A Shares from Jalger  Limited, a related 
party. The repurchase price was calculated by reference to the average closing market price of the Class A Shares for 
a period of 20 business days preceding the repurchase date. The repurchase price of $2.3 million was first allocated to 
capital  stock  based  on  the  average  per  share  carrying  amount  of  the  Class  A  Shares.  The  remaining  amount  was 
allocated to retained earnings. 

Strategic Outlook and Direction 
Andrew Peller Limited is committed to a strategy of growth that focuses on the expansion of its core business as a 
producer and marketer of quality wines and wine related products through concentrating on and developing leading 
brands that meet the needs of our consumers and customers.  The Company will also be entering the spirits category, 
through its strategic alliance with Wayne Gretzky, and will introduce cider through its own brand labels.  

The  market  for  wine  in  Canada  continues  to  grow  due  to  a  movement  toward  the  consumption  of  wine  by  young 
consumers  who  have  adopted  wine  as  their  beverage  of  choice,  an  aging  population  that  favours  the  more 
sophisticated experience that wine offers, and the widely reported health benefits of moderate wine consumption. The 
Company has recorded strong growth in sales through provincial liquor boards and export and agency trade channels. 
The Company has focused its product development and sales and marketing initiatives by capitalizing on the trend of 
increased  wine  consumption  and  expects  to  see  continued  sales  growth.  The  Company  will  continue  to  closely 
monitor its costs and will react quickly to changes to risks and opportunities in the marketplace. 

The  Company  will  continue  to  launch  wine  brands  in  the  future  and  increase  its  use  of  differentiated  package 
formats.    The  Company  will  also  expand  product  offerings  outside  the  traditional  table  wine  segment,  into  other 
alcoholic  beverages,  where  it  is  able  to  leverage  its  detailed  knowledge  of  growth  opportunities  in  the  Canadian 
market.  The Company will also make packaging design changes that are more appealing to its target markets and are 
consistent  with  its  initiative  to  be  more  environmentally  friendly.  Increased  focus  will  be  made  on  coordination 
between the Company’s business-to-consumer trade channels to provide customers with a more intimate awareness 
of its broad product portfolio. New product launches and directed spending to support key brands through all of the 
Company’s distribution channels will continue to receive increased marketing and sales support in fiscal 2017 and 
fiscal 2018.    

The Company expects to maximize the efficiency of its existing assets while also making additional investments in 
capital expenditures to increase capacity, to support its ongoing commitment to producing the highest-quality wines 
and spirits, and to improve productivity. Improvements to enhance the coordination throughout its supply chain have 
been  implemented  recently  and  benefits  have  begun  to  accrue.  Investments  made  over  the  past  few  years  are 
expected to continue to result in increased sales and improved profitability. 

From  time  to  time  the  Company  evaluates  investment  opportunities,  including  acquisitions,  which  support  its 
strategic direction. 

The Company plans to dedicate further resources towards rectifying unfair trade practices and taxes by continuing to 
work closely with other members of the Canadian wine industry and the Canadian and provincial governments. 

The Company anticipates it  will generate increased sales in fiscal 2017 while gross margin dollars are expected to 
remain  stable.  The  higher  costs  of  U.S.  dollar  currency  purchases  may  have  a  negative  impact  on  gross  margin 
percentage  in  fiscal  2017  which  is  expected  to  be  partially  offset  by  raw  material  cost  savings  and  production 
efficiencies. 

ANDREW PELLER LIMITED 2016 |   17 

 
 
 
 
 
 
 
 
 
 
 
 
The  Company’s  product  portfolio  covers  the  complete  spectrum  of  price  levels  within  the  Canadian  wine  market. 
While there may be an increase in purchases of ultra-premium wine, this is expected to be offset by a slight decrease 
in  sales  of  blended  varietal  wine.  In  addition,  the  Company  will  be  accelerating  its  efforts  to  generate  production 
efficiencies and reduce overhead costs to enhance its overall profitability.  

Risks and Uncertainties   
The Company’s sales of wine are affected by general economic conditions such as changes in discretionary consumer 
spending and consumer confidence, future economic conditions, tax laws, and the prices of its products.  A steep and 
sustained  decline  in  economic  growth  may  cause  a  lower  demand  for  the  Company’s  products.    Such  general 
economic  conditions  could  impact  the  Company’s  sales  through  the  Company’s  estate  wineries  and  restaurants, 
direct sales through licensed establishments, and export sales through duty free shops. APL believes that these effects 
would likely be temporary and would not have a significant impact on financial performance. 

The Canadian wine market continues to be the target of low-priced imported wines from regions and countries that 
subsidize wine production and grape growing as well as providing sizeable export subsidies. Many of these countries 
and regions prohibit or restrict the sale of imported wine in their own domestic markets. The Company, along with 
other  members  of  the  Canadian  wine  industry,  are  working  with  the  Canadian  government  to  rectify  these  unfair 
trade practices.  

The  Company  operates  in  a  highly  competitive  industry  and  the  dollar  amount  and  unit  volume  of  sales  could  be 
negatively impacted by its inability to maintain or increase prices, changes in geographic or product mix, a general 
decline in beverage alcohol consumption, or the decision of retailers or consumers to purchase competitive products 
instead  of  the  Company’s  products.  Retailer  and  consumer  purchasing  decisions  are  influenced  by,  among  other 
things, the perceived absolute or relative overall value of the Company’s products including their quality or pricing 
compared  to  competitive  products.  Unit  volume  and  dollar  sales  could  also  be  affected  by  purchasing,  financing, 
operational,  advertising,  or  promotional  decisions  made  by  provincial  agencies  and  retailers  which  could  affect 
supply of or consumer demand for, the Company’s products.  APL could also experience higher than expected selling 
and  administrative  expenses  if  it  finds  it  necessary  to  increase  the  number  of  its  personnel,  advertising,  or 
promotional expenditures to maintain its competitive position. 

APL expects to increase the sales of its premium wines in Canada principally through the sale of VQA wines, and as 
a  result,  is  dependent  on  the  quality  and  supply  of  domestically  grown  premium  quality  grapes.  If  any  of  the 
Company’s vineyards or the vineyards of our grape suppliers experience certain weather variations, natural disasters, 
pestilence, other  severe environmental  problems, or  other  occurrences, APL  may  not  be able to secure a sufficient 
supply of grapes, a situation which could result in a decrease  in production of certain products from  those regions 
and/or result in an increase in costs. In the past where there has been a significant reduction in domestically sourced 
grapes, the Government of Ontario, in conjunction with the Ontario Grape Growers Marketing Board, have agreed to 
temporarily  increase  the  blending  of  imported  wines  which  would  enable  the  Company  to  continue  to  supply 
products to the market.  The inability to secure premium quality grapes could impair the ability of the Company to 
supply certain wines to its customers. APL has developed programs to ensure it has access to a consistent supply of 
premium  quality  grapes  and  wine.  The  price  of  grapes  is  determined  through  negotiations  with  the  Ontario  Grape 
Growers Marketing Board in Ontario and with independent growers in British Columbia. 

Foreign exchange risk exists on the purchases of bulk wine and concentrate that are primarily made in United States 
dollars, Euros, and Australian dollars. The Company’s strategy is to hedge approximately 50% - 80% of its foreign 
exchange requirements throughout the fiscal year and to regularly review its on-going requirements. APL has entered 
into a series of foreign exchange contracts as a hedge against movements in U.S. dollar, Euro and Australian dollar 
exchange  rates.  The  Company  does  not  enter  into  foreign  exchange  contracts  for  trading  or  speculative  purposes. 
These contracts are reviewed periodically. Based on the Company’s forecasts for foreign currency purchases and the 
amount of foreign exchange forward contracts outstanding at March 31, 2016, each one percent change in the value 
of the U.S. dollar, Euro and Australian dollar will not have a material impact on the Company’s net earnings.  

The Company purchases glass, bag in box, tetra paks, and other components used in the bottling and packaging of 
wine.  The  largest  component  in  the  packaging  of  wine  is  glass,  of  which  there  are  few  domestic  or  international 
suppliers. There is currently only one commercial supplier of glass in Canada that is able to supply glass to APL’s 
specifications.    Any  interruption  in  supply  could  have  an  adverse  impact  on  the  Company’s  ability  to  supply  its 
markets.    APL  has  taken  steps  to  reduce  its  dependence  on  domestic  suppliers  through  the  development  of 
relationships  with  several  international  producers  of  glass  and  through  carrying  increased  inventory  of  selected 
bottles.   

18 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
The  Company  operates  in  a  highly  regulated  industry  with  requirements  regarding  the  production,  distribution, 
marketing, advertising, and labelling of wine. These regulatory requirements may inhibit or restrict the Company’s 
ability  to  maintain  or  increase strong  consumer  support for  and  recognition of  its brands  and  may  adversely  affect 
APL’s  business  strategies  and  results  of  operations.  Privatization  of  liquor  distribution  and  retailing  has  been 
implemented in varying degrees across the country. The possibility of privatization in Ontario remains a risk to the 
Company through its impact on the Company’s retail operations.  

The wine industry and the domestic and international market in which the Company operates are consolidating.  This 
has  resulted  in  fewer,  but  larger,  competitors  who  have  increased  their  resources  and  scale.    The  increased 
competition  from  these  larger  market  participants  may  affect  the  Company’s  pricing  strategies  and  create  margin 
pressures resulting in potentially lower revenues. Competition also exerts pressure on existing customer relationships 
which  may  affect  APL’s  ability  to  retain  existing  customers  and  increase  the  number  of  new  customers.    The 
Company has worked to improve production efficiencies, selectively increase pricing to increase gross margin, and 
implement  a  higher  level  of  promotion  and  advertising  activity  to  combat  these  initiatives.    APL  and  other  wine 
industry  participants  also  generally  compete  with  other  alcoholic  beverages  like  beer  and  spirits  for  consumer 
acceptance, loyalty, and shelf space.  No assurance can be given that consumer demand for wine and premium wine 
products will continue at current levels in the future.  

Federal  and  provincial  governments  impose  excise,  other  taxes  and  mark-ups  on  beverage  alcohol  products  which 
have  been  subject  to  change.  Significant  increases  in  excise  and  other  taxes  on  beverage  alcohol  products  could 
materially  and  adversely  affect  the  Company’s  financial  condition  or  results  of  operations.  Federal  and  provincial 
governmental  agencies  extensively  regulate  the  beverage  alcohol  products  industry  concerning  such  matters  as 
licensing,  trade practices,  permitted and required labelling,  advertising,  and  relations with  consumers and retailers. 
Certain  federal  and  provincial  regulations  also  require  warning  labels  and  signage.  New  or  revised  regulations, 
increased licensing fees, requirements, taxes or mark-ups could also have a material adverse effect on the Company’s 
financial condition or results of operations. 

The Company’s future operating results also depend on the ability of its officers and other key employees to continue 
to implement and improve its operating and financial systems and manage the Company’s significant relationships 
with  its  suppliers  and  customers.  The  Company  is  also  dependent  upon  the  performance  of  its  key  senior 
management personnel. The Company’s success is linked to its ability to identify, hire, train, motivate, promote, and 
retain highly qualified management.  Competition for such employees is intense and there can be no assurances that 
the Company will be able to retain current key employees or attract new key employees. 

The  Company  has  some  defined  benefit  pension  plans.  The  expense  and  cash  contributions  related  to  these  plans 
depend on the discount rate used to measure the liability to pay future benefits and the market performance of  the 
plan assets set aside to pay these benefits. A pension committee reviews the performance of plan assets on a regular 
basis and has a policy to hold diversified investments. Nevertheless, a decline in long-term interest rates or in asset 
values could increase the Company’s costs related to funding the deficit in these plans. 

The competitive nature of the wine industry internationally has resulted in the discounting of retail prices of wine in 
key markets such as the United States and the United Kingdom. Although significant price discounting may occur in 
Canada  beyond  current  levels,  the  Company  believes  that  its  product  quality,  advertising  and  promotional  support 
along with its competitive pricing strategies will effectively mitigate the impact of this to APL. 

The  Company  considers  its  trademarks,  particularly  certain  brand  names  and  product  packaging,  advertising  and 
promotion design, and artwork to be of significant importance to its business and ascribes a significant value to these 
intangible assets.  APL relies on trademark laws and other arrangements to protect its proprietary rights.  There can 
be no assurance that the steps taken by APL to protect its intellectual property rights will preclude competitors from 
developing  confusingly  similar  brand  names  or  promotional  materials.    The  Company  believes  that  its  proprietary 
rights do not infringe upon the proprietary rights of third parties, but there can be no assurance in this regard.  

As  an  owner  and  lessee  of  property  the  Company  is  subject  to  various  federal  and  provincial  laws  relating  to 
environmental  matters.  Such  laws  provide  that  the  Company  could  be  held  liable  for  the  cost  of  removal  and 
remediation of hazardous substances on its properties.  The failure to remedy any situation that might arise could lead 
to  claims  against  the  Company.  A  perceived  failure  to  maintain  high  ethical,  social,  and  environmental  standards 
could have an adverse effect on the Company’s reputation. 

ANDREW PELLER LIMITED 2016 |   19 

 
 
 
 
 
 
 
 
 
 
The  success  of  the  Company’s  brands  depends  upon  the  positive  image  that  consumers  have  of  those  brands.  
Contamination  of  APL’s  products,  whether  arising  accidentally  or  through  deliberate  third-party  action,  or  other 
events that harm the integrity or consumer support for those brands could adversely affect their sales.  Contaminants 
in raw materials purchased from third parties and used in the production of the Company’s products or defects in the 
fermentation  process  could  lead  to  low  product  quality  as  well  as  illness  among,  or  injury  to,  consumers  of  the 
products and may result in reduced sales of the affected brand or all of the Company’s brands. 

Non-IFRS Measures 
The Company utilizes EBITA (defined as earnings before interest, amortization, net unrealized gains and losses on 
derivative financial  instruments, other  (income)  expenses,  and income taxes)  to  measure its financial  performance. 
EBITA is not a recognized measure under IFRS; however, management believes that EBITA is a useful supplemental 
measure to net earnings as it provides readers with an indication of earnings available for investment prior to  debt 
service, capital expenditures, and income taxes.  

For the three months and year ended March 31, 

Three months 

Year 

(in $000) 

Net earnings (loss) 

Add: Interest 

         Provision for (recovery of) income taxes 

         Amortization of plant and equipment used in production 

         Amortization of equipment and intangibles used in selling and 

administration 

         Net unrealized loss on derivative financial instruments 

         Other (income) expenses 

2016 

20151 

2016 

20151 

$  (1,659) 

$   510 

$   19,199 

$   15,224 

786 

(569) 

1,544 

1,012 

2,479 

21 

1,125 

- 

1,500 

993 

622 

(115) 

3,575 

6,916 

6,069 

3,639 

1,558 

(40) 

4,847 

5,548 

5,859 

3,435 

572 

(301) 

EBITA 
1.  Restated to reflect the early adoption of the amendments to IAS 16 and IAS 41. 

$  3,614 

$  4,635 

$  40,916 

$   35,184 

Readers are cautioned that EBITA should not be construed as an alternative to net earnings determined in accordance 
with IFRS as an indicator of the Company’s performance or to cash flows from operating, investing, and financing 
activities as a measure of liquidity and cash flows. 

The  Company  also  utilizes  gross  margin  (defined  as  sales  less  cost  of  goods  sold,  excluding  amortization)  as 
calculated below.  

For the three months and year ended March 31, 

(in $000) 

Sales 

Three months 

Year 

2016 

20151 

2016 

20151 

$  74,170 

$  68,791 

$ 334,263 

$ 315,697 

Less: Cost of goods sold, excluding amortization 

49,010 

44,215 

211,299 

200,828 

Gross margin 

$  25,160 

$  24,576 

$ 122,964 

$ 114,869 

Gross margin (% of sales) 
1.  Restated to reflect the early adoption of the amendments to IAS 16 and IAS 41. 

33.9% 

35.7% 

36.8% 

36.4% 

20 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
The Company calculates adjusted earnings as follows.  

For the three months and year ended March 31,  
(in $000) 

Net earnings (loss) 

Net unrealized loss on derivative financial instruments 

Other (income) expenses 

Income tax effect of the above 

Adjusted earnings 

Three months 

Year 

2016 

20151 

2016 

20151 

$ (1,659) 

$  510 

$  19,199 

$ 15,224 

2,479 

21 

(650) 

$  191 

622 

(115) 

(131) 

1,558 

(40) 

(395) 

572 

(301) 

(70) 

$  886 

$  20,322 

$  15,425 

1.  Restated to reflect the early adoption of the amendments to IAS 16 and IAS 41. 

The  Company’s  method  of  calculating  EBITA,  gross  margin,  and  adjusted  earnings  may  differ  from  the  methods 
used  by  other  companies  and  accordingly,  may  not  be  comparable  to  the  corresponding  measures  used  by  other 
companies. 

Transactions with related parties 
The Company is controlled by Jalger Limited, which owns 66.5% of the Company’s Class B voting shares. No 
individual has sole voting power or control in respect of the shares of the Company owned by Jalger Limited. In 
February 2016, the Company repurchased and cancelled 100,000 Class A Shares from Jalger Limited, a related party. 
This transaction was approved by the Company’s Board of Directors.  

The compensation expense recorded for directors and members of the Executive Management Team of the Company 
is shown below: 

For the year ended March , 31 
(in $000) 

Compensation and short-term benefits 

Post-employment benefits 

Payments to a share purchase plan 

2016 

4,939 

$ 

248 

409 

5,596 

$ 

2015 

5,017 

246 

258 

5,521 

$ 

$ 

The compensation and benefits expense consists of amounts that will primarily be settled within twelve months. 

Financial Statements and Accounting Policies 
The  Company’s  consolidated  financial  statements  have  been  prepared  in  accordance  with  IFRS,  as  issued  by  the 
International Accounting Standards Board (“IASB”). 

Critical Accounting Estimates 
During  the  year  management  is  required  to  make  estimates  and  assumptions  that  are  inherently  uncertain.  These 
estimates can vary with respect to the level of judgment involved and ultimately the impact that these estimates may 
have  on  the  Company's  financial  statements.    Estimates  are  deemed  to  be  critical  when  a  different  estimate  could 
reasonably  be  used  or  where  changes  are  reasonably  likely  to  occur  which  could  materially  affect  the  Company’s 
financial position or financial performance. The Company’s significant accounting policies are discussed in the notes 
to the consolidated financial statements for the years ended March 31, 2016 and March 31, 2015. Critical estimates 
inherent in these accounting policies are set out below. 

Impairment of goodwill 
Testing goodwill for impairment at least annually involves estimating the recoverable amount of the cash generating 
units to which goodwill is allocated. This requires making assumptions about future cash flows, growth rates, market 
conditions and discount rates, which are inherently uncertain. Actual amounts may vary from these assumptions and 
cause  significant  adjustments.  The  Company  has  concluded  that  a  10%  change  in  any  key  assumptions  in  the 
goodwill impairment test would not result in an impairment of goodwill as at March 31, 2016 and March 31, 2015.  

ANDREW PELLER LIMITED 2016 |   21 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Post-employment benefits 
Measuring  the  liability  for  post-employment  benefits  uses  assumptions  for  the  discount  rates,  increases  in 
compensation, increases in medical costs and timing of the payment of benefits. Actual amounts may vary from these 
assumptions and cause significant adjustments. 

Fair value of grapes at the point of harvest 
Where possible, the fair value of grapes at the point of harvest is determined by reference to local market prices for 
grapes of a similar quality and the same varietal. For grapes for which local market prices are not readily available, 
the average price of similar grapes is used. Actual amounts may vary from these assumptions and cause significant 
adjustments. 

Biological Assets 
During fiscal 2015, the Company measured biological assets, consisting of grape vines, at fair value less costs to sell. 
Gains or losses arising from a change in fair value less costs to sell were included in the consolidated statement of 
earnings in the period in which they arose.  

Due to the adoption of the amendments to IAS 16 – Property, Plant, and Equipment and IAS 41 – Agriculture during 
fiscal 2016 explained below, grape vines have been restated and are now measured at cost and amortized over  the 
useful  lives  in  accordance  with  IAS  16.  Consequently,  management  has  determined  that  the  estimates  used  to 
measure grape vines no longer result in critical accounting estimates. 

Recently Adopted Accounting Pronouncements 
During  May  2014  the  IASB  issued  amendments  to  IAS  16  –  Property,  Plant,  and  Equipment  and  IAS  41  – 
Agriculture which requires bearer plants to be classified as property, plant, and equipment and accounted for under 
IAS  16.  The  amended  standards  are  effective  for  annual  periods  beginning  on  or  after  January  1,  2016.  Early 
application of this standard is permitted. 

The Company controls bearer plants consisting of grape vines and has elected to apply these amendments effective 
April  1,  2015,  which  is  prior  to  the  mandatory  effective  date.  The  earliest  comparative  period  presented  in  the 
financial  statements  after  adopting  the  amended  standards  began  on  April  1,  2014.  The  Company  has  elected  to 
measure bearer plants using their fair value on that date as their deemed cost.  

The following tables summarize the impact of adopting the amendments to IAS 16, Property, Plant, and Equipment 
and IAS 41, Agriculture: 

Impact on the consolidated statements of earnings and 

comprehensive income 

Net earnings for the year 

Net earnings per share 
Basic and diluted 

Class A shares 
Class B shares 

For the 
year ended 
March 31, 
2015 - 
as reported 

Impact of 
IAS 16 and 
 IAS 41 
 changes 

For the 
year ended 
 March 31, 
2015 - 
as restated 

15,761 

(537) 

15,224 

1.13 
0.99 

(0.04) 
(0.03) 

                        1.09 
                        0.96 

Net comprehensive income for the year 

15,201 

(537) 

14,664 

Recently Issued Accounting Pronouncements 
In December 2014, the IASB issued amendments to IAS 1, Presentation of Financial Statements, which clarify the 
concept of materiality as it applies to information disclosed in the financial statements. The amendments also provide 
guidance on the presentation of subtotals, the structure of the notes to the financial statements, and the disclosure of 
significant  accounting  policies.  These  amendments  are  effective  for  first  interim  periods  within  annual  periods 
beginning on or after January 1, 2016. The Company is currently evaluating the potential impact of this standard. 

In  July  2014,  the  IASB  issued  the  complete  version  of  IFRS  9,  Financial  Instruments  -  Classification  and 
Measurement  of  Financial  Assets  and  Financial  Liabilities.  IFRS  9  will  replace  IAS  39,  Financial  Instruments: 
Recognition  and  Measurement.  In  addition,  IFRS  7,  Financial  Instruments  -  Disclosures,  was  amended  to  include 
additional disclosure requirements on transition to IFRS 9.  

22 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The mandatory effective date of applying these standards is for annual periods beginning on or after January 1, 2018. 
The  standard  uses  a  single  approach  to  determine  whether  a  financial  asset  is  measured  at  amortized  cost  or  fair 
value. The new standard also requires a single impairment method to be used. The standard requires that for financial 
liabilities  measured  at  fair  value,  any  changes  in  an  entity’s  own  credit  risk  are  generally  to  be  presented  in  other 
comprehensive income instead of net earnings. A new hedge accounting model is included in the standard as well as 
increased  disclosure  requirements  about  risk  management  activities  for  entities  that  apply  hedge  accounting.  The 
Company is currently evaluating the potential impact of this standard. 

In  May  2014,  the  IASB  issued  IFRS  15,  Revenue  from  Contracts  with  Customers,  which  supersedes  IAS  18, 
Revenue, and IAS 11, Construction Contracts. The standard details a revised  model for the recognition of revenue 
from contracts with customers. The standard is effective for first interim periods within annual periods beginning on 
or  after  January  1,  2018.  The  Company  is  currently  evaluating  the  potential  impact  of  adopting  this  amended 
standard. 

In January 2016, the IASB issued IFRS 16,  Leases, which will replace IAS 17, Leases and related Interpretations. 
The  new  standard  will  be  effective  for  fiscal  years  beginning  on  or  after  January  1,  2019,  with  early  adoption 
permitted provided the Company has adopted IFRS 15, Revenue from Contracts with Customers. The new standard 
requires lessees to recognize a lease liability reflecting future lease payments and a “right-of-use asset” for virtually 
all lease contracts, and record it on the statement of financial position, except with respect to lease contracts that meet 
limited exception  criteria.  Given  that  the  Company  has  significant  contractual  obligations in  the form  of  operating 
leases under IAS 17, there will be a  material increase to both assets and liabilities  upon adoption of IFRS 16,  and 
material changes to the timing of recognition of expenses associated with the lease arrangements. The Company is 
analyzing the new standard to determine its impact on the Company’s consolidated balance sheet and consolidated 
statement of earnings. 

Evaluation of Disclosure Controls and Procedures and Internal Control over Financial Reporting   
Disclosure  controls  and  procedures  are  designed  to  provide  reasonable  assurance  that  all  relevant  information 
required  to  be  disclosed  by  the  Company  in  reports  filed  with  or  submitted  to  various  securities  regulators  are 
recorded,  processed,  summarized, and  reported  within the time periods specified. This information  is gathered and 
reported  to  the  Company’s  management,  including  the  President  and  Chief  Executive  Officer  (“CEO”)  and  Chief 
Financial Officer (“CFO”), on a timely basis so that decisions can be made regarding the Company’s disclosures to 
the public.  

The  Company’s  management,  under  the  supervision  of,  and  with  the  participation  of  the  CEO  and  CFO,  have 
designed  and  maintained  the  Company’s  disclosure  controls  and  procedures  as  required  in  Canada  by  “National 
Instrument 52-109 – Certification of Disclosure in Issuers’ Annual and Interim Filings”. 

Internal Controls over Financial Reporting 
Internal controls over financial reporting are procedures designed to provide reasonable assurance that transactions 
are properly authorized, assets are safeguarded against unauthorized or improper use, and transactions are properly 
recorded and reported. A control system, no matter how well designed and operated, can provide only reasonable, not 
absolute, assurance with respect to reliability of financial reporting and financial statement presentation.  

Designing,  establishing  and  maintaining  adequate  internal  controls  over  financial  reporting  is  the  responsibility  of 
management. Internal controls over financial reporting is a process designed by, or under the supervision of senior 
management  and  effected  by  the  Board  of  Directors  to  provide  reasonable  assurance  regarding  the  reliability  of 
financial reporting and preparation of the Company’s financial statements in accordance with IFRS.  

For  the  year  ended  March 31,  2016,  there have  been  no  material  changes  in  the Company’s  internal  controls over 
financial reporting or changes to disclosure controls and procedures that materially affected or were likely to affect, 
the Company’s internal control systems. As at June 15, 2016, the CEO and CFO of the Company have evaluated the 
effectiveness of the Company’s internal controls over financial reporting. Based on these evaluations, the CEO and 
CFO have concluded that the controls and procedures were operating effectively.  

ANDREW PELLER LIMITED 2016 |   23 

 
 
 
 
 
 
 
 
 
INDEPENDENT AUDITOR’S REPORT 

June 15, 2016 

To the Shareholders of Andrew Peller Limited 

We have audited the accompanying consolidated financial statements of Andrew Peller Limited, which comprise the 
consolidated balance sheets as at March 31, 2016, March 31, 2015 and April 1, 2014 and the consolidated statements 
of earnings, comprehensive income, changes in equity and cash flows for the years ended March 31, 2016 and March 
31, 2015, and the related notes, which comprise a summary of significant accounting policies and other explanatory 
information. 

Management’s responsibility for the consolidated financial statements 
Management is responsible for the preparation and fair presentation of these consolidated financial statements in 
accordance with International Financial Reporting Standards, and for such internal control as management 
determines is necessary to enable the preparation of consolidated financial statements that are free from material 
misstatement, whether due to fraud or error. 

Auditor’s responsibility 
Our responsibility is to express an opinion on these consolidated financial statements based on our audits. We 
conducted our audits in accordance with Canadian generally accepted auditing standards. Those standards require 
that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about 
whether the consolidated financial statements are free from material misstatement. 

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the 
consolidated financial statements. The procedures selected depend on the auditor’s judgment, including the 
assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or 
error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and 
fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in 
the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal 
control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of 
accounting estimates made by management, as well as evaluating the overall presentation of the consolidated 
financial statements. 

We believe that the audit evidence we have obtained in our audits is sufficient and appropriate to provide a basis for 
our audit opinion. 

Opinion 
In our opinion, the consolidated financial statements present fairly, in all material respects, the financial position of 
Andrew Peller Limited as at March 31, 2016, March 31, 2015 and April 1, 2014 and its financial performance and its 
cash flows for the years ended March 31, 2016 and March 31, 2015 in accordance with International Financial 
Reporting Standards. 

Emphasis of matter 
Without modifying our opinion, we draw attention to note 24 to the consolidated financial statements, which 
describes the early adoption of IAS 16 - Property, Plant and Equipment, and IAS 41, Agriculture, related to the 
accounting for biological assets. 

Chartered Professional Accountants, Licensed Public Accountants 

24 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Balance Sheets 
(in thousands of Canadian dollars) 

Assets 

Current assets 

Accounts receivable (note 20) 
Inventories (note 4) 
Biological assets (note 6) 
Prepaid expenses and other assets 
Income taxes recoverable (note 14) 

Property, plant and equipment (note 5) 

Intangible assets (note 7) 

Goodwill (note 8) 

Liabilities 

Current liabilities 

Bank indebtedness (note 9) 
Accounts payable and accrued liabilities (note 10) 
Dividends payable 
Income taxes payable (note 14) 
Current portion of derivative financial instruments (note 20) 
Current portion of long-term debt (note 11) 

Long-term debt (note 11) 

Long-term derivative financial instruments (note 20) 

Post-employment benefit obligations (note 12) 

Deferred income (note 13) 

Deferred income taxes (note 14) 

Shareholders’ Equity 

Capital stock (note 15) 
Retained earnings 
Accumulated other comprehensive loss 

$ 

$ 

$ 

March 31, 
2016 

March 31, 
2015 
(note 24 - 
as restated) 

April 1, 
2014 
(note 24 - 
as restated) 

$ 

28,223 
119,666 
1,196 
1,782 
- 

150,867 

108,929 

11,040 

37,473 

$ 

25,616 
117,812 
1,129 
2,207 
- 

146,764 

104,951 

12,331 

37,473 

22,693 
120,751 
1,062 
1,381 
240 

146,127 

104,945 

13,209 

37,473 

308,309 

$ 

301,519 

$ 

301,754 

$ 

33,701 
36,772 
1,553 
2,425 
645 
4,106 

79,202 

48,202 

1,529 

5,947 

102 

15,591 

150,573 

$ 

32,522 
36,712 
1,460 
1,902 
992 
4,194 

77,782 

52,269 

1,447 

6,165 

506 

15,975 

154,144 

6,967 
154,605 

(3,836)   

157,736 

7,026 
143,847 

(3,498)   

147,375 

54,407 
37,371 
1,391 
- 
1,002 
7,392 

101,563 

38,328 

268 

6,132 

910 

16,003 

163,204 

7,026 
134,462 
(2,938) 

138,550 

$ 

308,309 

$ 

301,519 

$ 

301,754 

Director 

Director 

The accompanying notes are an integral part of these consolidated financial statements.

ANDREW PELLER LIMITED 2016 |   25 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Earnings 
For the years ended March 31, 2016 and March 31, 2015 
(in thousands of Canadian dollars, except per share amounts) 

2016 

2015 
(note 24 - 
as restated) 

Sales 
Cost of goods sold, excluding amortization (note 16) 
Amortization of plant and equipment used in production 

$ 

$ 

334,263 
211,299 

6,069   

315,697 
200,828 
5,859 

109,010 
79,685 

3,435 
4,847 

21,043 
572 
(301) 

116,895   
82,048   

3,639   
3,575   

27,633   
1,558   
(40)  

26,115   

20,772 

7,181   
(265)  

6,916   

5,379 
169 

5,548 

$ 

19,199 

$ 

15,224 

$ 

$ 

1.38 

1.20 

$ 

$ 

1.09 

0.96 

Gross profit 
Selling and administration (note 16) 
Amortization of equipment and intangible assets used in selling and 

administration 

Interest 

Operating earnings 
Net unrealized loss on derivative financial instruments (note 20) 
Other income (note 16) 

Earnings before income taxes 

Provision for (recovery of) income taxes (note 14) 
Current 
Deferred 

Net earnings for the year 

Net earnings per share (note 17) 
Basic and diluted 

Class A shares 

Class B shares 

The accompanying notes are an integral part of these consolidated financial statements. 

26 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
   
 
 
 
 
 
 
   
 
 
 
 
   
 
 
   
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Comprehensive Income 
For the years ended March 31, 2016 and March 2015 
(in thousands of Canadian dollars)  

2016 

2015 
(note 24 - 
as restated) 

Net earnings for the year 

$ 

19,199 

$ 

15,224 

Items that are never reclassified to net earnings 

Net actuarial losses on post-employment benefit plans (note 12) 
Deferred income taxes (note 14) 

Other comprehensive loss for the year 

(457)  
119   

(338)  

(757) 
197 

(560) 

Net comprehensive income for the year 

$ 

18,861 

$ 

14,664 

The accompanying notes are an integral part of these consolidated financial statements. 

ANDREW PELLER LIMITED 2016 |   27 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
   
 
 
 
 
   
 
 
 
   
 
 
Consolidated Statements of Changes in Equity 
For the years ended March 31, 2016 and March 31, 2015 
(in thousands of Canadian dollars)  

Balance at April 1, 2014 - as 

reported 

Impact of IAS 16 and IAS 41 

amendments (note 24) 

Balance at April 1, 2014 - as 

restated 

Net earnings for the year (note 24 - 

as restated) 

Net actuarial losses (net of $197 
deferred tax recovery) 
(note 12) 

Net comprehensive income for the 

year 

Dividends (Class A $0.420 per share, 
Class B $0.365 per share) 

Balance at March 31, 2015 

Balance at April 1, 2015 

Net earnings for the year 

Net actuarial losses (net of $119 
deferred tax recovery) 
(note 12) 

Net comprehensive income for the 

year 

Issue price of repurchased shares 

(note 15) 

Excess of repurchase price over 

average per share issue price 
(note 15) 

Dividends (Class A $0.450 per share, 
Class B $0.391 per share) 

  Capital stock 

Retained 
earnings 

Accumulated 
other 
comprehensive 
loss 

Total 
shareholders’ 
equity 

$ 

7,026 

$ 

133,915 

$  

(2,938) 

$ 

138,003 

-   

547   

-   

547 

7,026   

134,462   

(2,938)   

138,550 

-   

- 

-   

-   

15,224   

-   

15,224 

- 

(560) 

(560) 

15,224   

(560)   

14,664 

(5,839)   

-   

(5,839) 

$ 

$ 

7,026 

7,026 

$ 

$ 

143,847 

143,847 

$  

$  

(3,498) 

(3,498) 

$ 

$ 

19,199   

-   

147,375 

147,375 

19,199 

-   

-   

-   

-   

(338)   

(338) 

19,199   

(338)   

18,861 

(59)   

-   

-   

-   

(2,195)   

(6,246)   

-   

-   

-   

(59) 

(2,195) 

(6,246) 

Balance at March 31, 2016 

$ 

6,967 

$ 

154,605 

$  

(3,836) 

$ 

157,736 

The accompanying notes are an integral part of these consolidated financial statements.

28 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
  
 
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
   
   
   
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
Consolidated Statements of Cash Flows 
For the years ended March 31, 2016 and March 31, 2015 
(in thousands of Canadian dollars)  

Cash provided by (used in) 

Operating activities 

Net earnings for the year 
Adjustments for 

Loss on disposal of property, plant and equipment  
Amortization of plant, equipment and intangible assets 
Interest expense 
Provision for income taxes 
Net unrealized loss on derivative financial instruments 
Post-employment benefits 
Deferred income 

Interest paid 
Income taxes paid 

Change in non-cash working capital items related to operations (note 19) 

Investing activities 

Proceeds from disposal of property, plant and equipment 
Purchase of property, plant and equipment 
Purchase of intangible assets 

Financing activities 

Increase (decrease) in bank indebtedness 
Issuance of long-term debt 
Repayment of long-term debt 
Deferred financing costs 
Dividends paid 
Repurchase of Class A shares (note 15) 

Cash - Beginning and end of year 

2016 

2015 
(note 24 - 
as restated) 

$ 

19,199 

$ 

15,224 

397   
9,708   
3,575   
6,916   
1,558   
(675)  
(404)  
(3,524)  
(6,658)  

30,092   
(8,299)  

429 
9,294 
4,847 
5,548 
572 
(724) 
(404) 
(4,476) 
(3,237) 

27,073 
(1,236) 

21,793   

25,837 

20   
(10,401)  
-   

(10,381)  

1,179   
-   
(4,088)  
(96)  
(6,153)  
(2,254)  

10 
(8,466) 
(369) 

(8,825) 

(21,885) 
15,020 
(3,760) 
(617) 
(5,770) 
- 

(11,412)  

(17,012) 

$ 

- 

$ 

- 

Supplementary information 
Property, plant and equipment acquired that was unpaid in cash and included in 

accounts payable and accrued liabilities 

2,458 

47 

The accompanying notes are an integral part of these consolidated financial statements.

ANDREW PELLER LIMITED 2016 |   29 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 
March 31, 2016 and March 31, 2015 
(in thousands of Canadian dollars, except per share amounts) 

1  Nature of operations 

Andrew Peller Limited (the Company) produces and markets wine and wine related products. The Company’s 
products are produced and sold predominantly in Canada. The Company is incorporated under the Canada 
Business Corporations Act and is domiciled in Canada. The address of its head office is 697 South Service 
Road, Grimsby, Ontario, L3M 4E8. 

2 

Summary of significant accounting policies 

Basis of presentation 

These consolidated financial statements have been prepared in compliance with International Financial 
Reporting Standards (IFRS) as issued by the International Accounting Standards Board (IASB). 

The Company has adopted amendments to IAS 16, Property, Plant and Equipment (IAS 16), and IAS 41, 
Agriculture (IAS 41), effective April 1, 2015 and accordingly has updated the significant accounting policies 
with respect to property, plant and equipment and biological assets. Refer to note 24 for a summary of the 
impact of adopting the amendments to IAS 16 and IAS 41 on the consolidated financial statements 

These consolidated financial statements were approved by the Board of Directors for issue on June 15, 2016. 

Basis of measurement 

The consolidated financial statements have been prepared under the historical cost convention, except for 
derivatives, which are measured at fair value, and biological assets, which are measured at fair value less costs 
to sell. 

Basis of consolidation 

These consolidated financial statements include the accounts of the Company and all subsidiary companies. 
Subsidiaries are those entities the Company controls by having the power to govern their financial and operating 
policies. Subsidiaries are fully consolidated from the date on which control is obtained by the Company and are 
de-consolidated from the date control ceases. Intercompany transactions, balances, income and expenses, and 
profits and losses are eliminated. 

Foreign currency translation 

The financial statements are presented in Canadian dollars, which is the Company’s functional currency.  

Foreign currency transactions are translated into the functional currency using the exchange rates prevailing at 
the dates of the transactions. Foreign exchange gains and losses resulting from the settlement of foreign 
currency transactions and from the translation at year-end exchange rates of monetary assets and liabilities 
denominated in currencies other than the Company’s functional currency are recognized in the consolidated 
statements of earnings.

30 

| ANDREW PELLER LIMITED 2016 

 
 
 
Revenue 

The Company records a sale when: it has transferred the risks and rewards of ownership of the goods to the 
buyer; the Company has no continuing managerial involvement over the goods; it is probable the consideration 
will be received by the Company; and the amount of revenue and costs related to the transaction can be 
measured reliably. For transactions with provincial liquor boards, licensee retail stores and wine kit retailers, the 
Company’s terms are primarily “FOB shipping point”. Accordingly, sales are recorded when the product is 
shipped from the Company’s distribution facilities. Sales to consumers through retail stores, winery restaurants, 
and estate wineries are recorded when the product is purchased. 

Excise taxes collected on behalf of the federal government, licensing fees, and levies paid on wine sold through 
the Company’s independent retail stores in Ontario, product returns, breakage, and discounts provided to 
customers are deducted from gross revenue to arrive at sales. 

Cost of goods sold 

Cost of goods sold includes the cost of finished goods inventories sold during the year, inventory writedowns 
and revaluations of agricultural produce to fair value less costs to sell at the point of harvest. 

Inventories 

Inventories are valued at the lower of cost and net realizable value. Cost is determined on an average cost basis. 
The Company utilizes a weighted average cost calculation to determine the value of ending inventory (bulk 
wine and finished goods). Average cost is determined separately for import wine and domestic wine and is 
calculated by varietal and vintage year.  

Grapes produced from vineyards controlled by the Company that are part of inventories are measured at their 
fair value less costs to sell at the point of harvest. 

The Company includes borrowing costs in the cost of certain wine inventories that require a substantial period 
of time to become ready for sale. 

Property, plant and equipment 

Property, plant and equipment are carried at cost less accumulated amortization. Cost includes borrowing costs 
for assets that require a substantial period of time to become ready for use. Amortization of buildings, vines and 
vineyard infrastructure and machinery and equipment is calculated on the straight-line basis in amounts 
sufficient to amortize the cost of buildings, vines and vineyard infrastructure and machinery and equipment over 
their estimated useful lives as follows: 

Buildings 
Vines and vineyard infrastructure 
Machinery and equipment 

40 years 
20 years 
5 to 20 years 

Vines and vineyard infrastructure amortization commences in the year the vineyard yields a crop that 
approximates 50% of expected annual production. 

ANDREW PELLER LIMITED 2016 |   31 

 
 
 
 
 
 
 
 
 
Biological assets 

At March 31, 2016, the Company measures biological assets, consisting of grapes grown on vineyards 
controlled by the Company, at cost, which approximates fair value as there has been minimal biological 
transformation since the initial cost incurred. The initial costs incurred are comprised of direct expenditures 
required to enable the biological transformation of agricultural produce.  

At the point of harvest, the fair value of biological assets is determined by reference to local market prices for 
grapes of a similar quality and the same varietal. At this point, agricultural produce is measured at fair value less 
cost to sell, which becomes the basis for the cost of inventories after harvest. 

Gains or losses arising from a change in fair value less costs to sell are included in the consolidated statements 
of earnings in the period in which they arise. 

Intangible assets 

Intangible assets include brands, customer contracts, customer lists, contract co-packaging arrangements, 
software and customer-based relationships. These intangible assets are recorded at their estimated fair value on 
the date of acquisition or at cost for regular way purchases. 

Brands 
Customers 
Contract packaging 
Software 
Other 

Amortization 
method 

n/a 
straight-line 
straight-line 
straight-line 
straight-line 

Useful life 

indefinite 
10 - 20 years 
10 years 
5 years 
5 years 

Remaining 
useful life 

indefinite 
4 - 9 years 
3 years 
3 - 5 years 
2 years 

Brands have been assessed as having an indefinite life because the expected usage, period of control and other 
factors do not limit the life of these assets. Intangible assets with an indefinite life are not amortized but are 
tested for impairment at least annually or more frequently if events or circumstances indicate the asset might be 
impaired. To test for impairment the Company primarily compares a cash generating unit’s (CGU) value in use, 
determined based on expected future discounted cash flows, to its carrying value. If necessary, a CGU’s fair 
value is also considered. An impairment charge is recorded to the extent the carrying value of a CGU exceeds 
the greater of the CGU’s fair value and its value in use. Management has determined there was no impairment 
in intangible assets for the years ended March 31, 2016 and March 31, 2015. 

Goodwill 

Goodwill represents the cost of a business combination in excess of the fair values of the net tangible and 
identifiable intangible assets acquired. Goodwill is not amortized but is tested for impairment on an annual 
basis, or more frequently if circumstances indicate goodwill may be impaired. The Company assigns goodwill 
combined with other assets to a CGU based on certain regions and product lines, which is the lowest level at 
which the combined assets generate independent cash inflows. To test for impairment the Company primarily 
compares a CGU’s value in use, determined based on expected future discounted cash flows, to its carrying 
value. If necessary, a CGU’s fair value is also considered. An impairment charge is recorded to the extent the 
carrying value of a CGU exceeds the greater of the CGU’s fair value and its value in use. An impairment loss in 
respect of goodwill cannot be reversed. Management has determined there is no impairment in goodwill for the 
years ended March 31, 2016 and March 31, 2015. 

32 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Post-employment benefits 

The Company sponsors defined contribution pension plans, defined benefit pension plans, post-employment 
medical benefits plans, and other post-employment benefit plans for certain employees. Contributions to the 
defined contribution pension plans are recognized as an expense as services are rendered by employees. The 
costs of the defined benefit plans, the post-employment medical benefit plans, and other post-employment 
benefit plans are actuarially determined and include management’s best estimate of expected plan investment 
performance, the interest rate on the plan obligation, salary escalation, expected retirement ages, and medical 
cost escalation. The liability recognized in the consolidated balance sheets in respect of these plans is the 
present value of the defined benefit obligation at the end of the reporting period as determined by the 
Company’s actuary less the fair value of plan assets adjusted for the unamortized portion of negative past 
service credits. The current service cost, amortization of past service credits, and the interest cost net of the 
expected return on plan assets are recognized in earnings in the period they arise. Adjustments arising from 
actuarially determined gains or losses are recognized in other comprehensive loss in the period in which they 
arise. The corresponding change in shareholders’ equity is adjusted to retained earnings for the year. 

Deferred income 

Advance payments received for use of the Company’s assets are initially recorded in deferred income. The 
income is recognized on a straight-line basis in net earnings over the period of use. 

Financial instruments and hedge accounting 

The Company classifies its financial instruments into the following categories: loans and receivables, liabilities 
at amortized cost, and financial assets and liabilities at fair value through profit or loss. 

The Company has chosen to not apply hedge accounting to any of its derivative financial instruments. As a 
result of this policy choice, these derivative instruments are recorded initially and subsequently at fair value and 
the change in the fair value is recorded directly in the consolidated statements of earnings. 

The Company classifies accounts payable and accrued liabilities, dividends payable, bank indebtedness, and 
long-term debt as liabilities at amortized cost. Accounts payable and accrued liabilities and dividends payable 
are initially measured at the amount to be paid, which approximates fair value because of the short-term nature 
of these liabilities. Subsequently, they are measured at amortized cost. Bank indebtedness and long-term debt 
are measured initially at fair value, net of transaction costs incurred and subsequently at amortized cost using 
the effective interest method.  

Accounts receivable are classified as loans and receivables. Accounts receivable are primarily amounts due 
from customers from the sale of goods or the rendering of services. The Company maintains an allowance for 
doubtful accounts to record an estimate of credit losses. When no recovery of an amount owing is possible, the 
account receivable is reduced directly. 

Transaction costs related to long-term debt are netted against the carrying value of the liability and are then 
amortized over the expected life of the instrument using the effective interest method. The Company recognizes 
financial instruments when it becomes a party to the terms of the instrument and has elected to use “trade date” 
accounting for regular way purchases and sales of financial assets. 

Embedded derivatives (elements of contracts whose cash flows move independently from the host contract 
similar to a stand-alone derivative) are required to be separated and measured at fair value if certain criteria are 
met. Management reviewed its contracts and determined the Company does not currently have any embedded 
derivatives in these contracts that require separate accounting and disclosure. 

ANDREW PELLER LIMITED 2016 |   33 

 
Leases 

Leases in which a significant portion of the risks and rewards of ownership are retained by the lessor are 
classified as operating leases. Payments made under operating leases are charged to the consolidated statements 
of earnings on a straight-line basis over the period the asset is used under the lease. Leases under which the 
Company has substantially all the risks and rewards of ownership are classified as finance leases. Finance leases 
are capitalized at the inception of the lease at the lower of the fair value of the leased property and the present 
value of the minimum lease payments. Payments on finance leases are allocated to the liability and expense so 
as to recognize a constant rate of interest on the remaining balance of the liability. Assets acquired under finance 
leases are amortized over their useful lives. 

Impairment of non-financial assets 

The Company reviews long-lived assets and definite life intangible assets for impairment when events or 
circumstances indicate an asset may be impaired. Assets are assigned to a CGU based on the lowest level at 
which they generate independent cash inflows. When there is an indication of impairment, an impairment 
charge is recorded to the extent the carrying value of a CGU exceeds the greater of the CGU’s fair value less 
costs to dispose and its value in use determined by discounting expected cash flows (recoverable amount). An 
impairment loss is reversed if a CGU’s recoverable amount increases to the extent that the related assets’ 
carrying amounts are no larger than the amount that would have been determined, net of amortization, had no 
impairment loss been recorded. 

Net earnings per share 

Basic net earnings per share have been calculated using the weighted average number of Class A and Class B 
shares outstanding during the year. Diluted net earnings per share have been calculated by considering the 
impact of any potential ordinary shares that are dilutive on the two classes of shares when considered together. 

Dividends 

Dividends on Class A and Class B shares are recognized in the period in which they are formally declared by 
the Board of Directors. 

Segmented information 

The Company produces and markets wine products in Canada. A significant portion of the Company’s sales are 
made to the liquor control boards in each province in which the Company transacts business. Management has 
concluded that the chief operating decision maker allocates resources and assesses performance of the Company 
on a consolidated basis. Furthermore, based on the type of products sold and the fact that its customers are 
similar in nature, the Company operates in a single operating segment. In addition, a substantial portion of the 
Company’s sales are made in Canada. As a result, management has concluded the Company operates in one 
geographic segment. 

34 

| ANDREW PELLER LIMITED 2016 

 
Income taxes 

Current income tax is the expected amount of tax payable or recoverable on taxable income or loss during the 
period. Current income tax may also include adjustments to taxes payable or recoverable in respect of previous 
periods. 

The Company accounts for deferred income taxes based on temporary differences, which are the differences 
between the carrying amount of an asset or liability and its tax base. Deferred income taxes are provided for all 
temporary differences between the carrying amount and tax bases of assets and liabilities, except for those 
arising from the initial recognition of goodwill or for those arising from the initial recognition of an asset or 
liability in a transaction that is not a business combination and has no impact on earnings or taxable income or 
loss. Deferred income tax assets and liabilities are measured using the enacted or substantively enacted tax rates 
expected to apply to taxable income in the years in which temporary differences are expected to be recovered or 
settled. The deferred income tax provision (recovery) recorded in net earnings and other comprehensive loss 
represents the change during the year in deferred income tax assets and deferred income tax liabilities. 

Contingencies 

In the ordinary course of business activities, the Company may be contingently liable for litigation and claims. 
Management believes adequate provisions have been recorded in the accounts where required. Although it is not 
possible to accurately estimate the extent of potential claims, if any, management believes the ultimate 
resolution of such contingencies would not have a material adverse effect on the financial position of the 
Company. 

Comprehensive income 

Comprehensive income is comprised of net earnings and other comprehensive loss. Other comprehensive loss 
represents the change in equity for a period that arises from transactions that are required to be or are elected to 
be recognized outside of net earnings. The Company has chosen to record actuarial gains and losses on defined 
benefit pension plans and other post-employment benefit plans in other comprehensive loss in the period 
incurred. 

Equity 

The Company separately presents changes in equity related to capital stock, retained earnings and accumulated 
other comprehensive loss in the consolidated statements of changes in equity. 

Recently adopted accounting pronouncements 

In May 2014, the IASB issued amendments to IAS 16 and IAS 41, which require bearer plants to be classified 
as property, plant, and equipment and accounted for under IAS 16. The amended standards are effective for 
annual periods beginning on or after January 1, 2016. Early application of this standard is permitted. 

The Company controls bearer plants consisting of grape vines and has elected to apply these amendments 
effective April 1, 2015, which is prior to the mandatory effective date. The earliest comparative period 
presented in the consolidated financial statements after adopting the amended standards began on April 1, 2014. 
The Company has elected to measure bearer plants using their fair value on that date as their deemed cost in 
accordance with the transitional provisions. Refer to note 24 for details.  

ANDREW PELLER LIMITED 2016 |   35 

 
Recently issued accounting pronouncements 

In December 2014, the IASB issued amendments to IAS 1, Presentation of Financial Statements, which clarify 
the concept of materiality as it applies to information disclose in the financial statements. The amendments also 
provide guidance on the presentation of subtotals, the structure of the notes to the financial statements, and the 
disclosure of significant accounting policies. These amendments are effective for first interim periods within 
annual periods beginning on or after January 1, 2016. The Company is currently evaluating the potential impact 
of this standard. 

In July 2014, the IASB issued the complete version of IFRS 9, Financial Instruments - Classification and 
Measurement of Financial Assets and Financial Liabilities. IFRS 9 will replace IAS 39, Financial Instruments - 
Recognition and Measurement. In addition, IFRS 7, Financial Instruments - Disclosures, was amended to 
include additional disclosure requirements on transition to IFRS 9. The mandatory effective date of applying 
these standards is for annual periods beginning on or after January 1, 2018. The standard uses a single approach 
to determine whether a financial asset is measured at amortized cost or fair value. The approach is based on how 
an entity manages its financial instruments (its business model) and the contractual cash flow characteristics of 
the financial assets. The new standard also requires a single impairment method to be used. The standard 
requires that for financial liabilities measured at fair value, any changes in an entity’s own credit risk are 
generally to be presented in other comprehensive income instead of net earnings. A new hedge accounting 
model is included in the standard as well as increased disclosure requirements about risk management activities 
for entities that apply hedge accounting. The Company is currently evaluating the potential impact of this 
standard. 

In May 2014, the IASB issued IFRS 15, Revenue from Contracts with Customers, which supersedes IAS 18, 
Revenue, and IAS 11, Construction Contracts. The standard details a revised model for the recognition of 
revenue from contracts with customers. The standard is effective for first interim periods within annual periods 
beginning on or after January 1, 2018. The Company is currently evaluating the potential impact of adopting 
this amended standard. 

In January 2016, the IASB issued IFRS 16, Leases, which will replace IAS 17, Leases and Related 
Interpretations. The new standard will be effective for fiscal years beginning on or after January 1, 2019, with 
early adoption permitted provided the Company has adopted IFRS 15, Revenue from Contracts with Customers. 
The new standard requires lessees to recognize a lease liability reflecting future lease payments and a “right-of-
use asset” for virtually all lease contracts, and record it on the statement of financial position, except with 
respect to lease contracts that meet limited exception criteria. Given that the Company has significant 
contractual obligations in the form of operating leases (note 20) under IAS 17, there will be a material increase 
to both assets and liabilities on adoption of IFRS 16, and material changes to the timing of recognition of 
expenses associated with the lease arrangements. The Company is analyzing the new standard to determine its 
impact on the Company’s consolidated balance sheets and consolidated statements of earnings. 

3  Critical accounting estimates and judgments 

The preparation of consolidated financial statements in accordance with IFRS requires management to make 
estimates and assumptions that affect the reported amounts of assets and liabilities at the dates of the 
consolidated financial statements, the reported amounts of revenues and expenses during the reporting periods 
and the extent of and the reported amounts in disclosures. Actual results may vary from current estimates. These 
estimates are reviewed periodically and, as adjustments become necessary, they are recorded in the period in 
which they change. Specific areas of uncertainty include but are not limited to: 

36 

| ANDREW PELLER LIMITED 2016 

 
Impairment of goodwill 

Testing goodwill for impairment at least annually involves estimating the recoverable amount of the CGUs to 
which goodwill is allocated. This requires making assumptions about future cash flows, growth rates, market 
conditions and discount rates, which are inherently uncertain. Actual amounts may vary from these assumptions 
and cause significant adjustments. Management has concluded that a 10% change in any key assumption in the 
goodwill impairment test would not result in an impairment of goodwill as at March 31, 2016 and March 31, 
2015. 

Post-employment benefits 

Measuring the liability for post-employment benefits uses assumptions for the discount rates, increases in 
compensation, increases in medical costs and timing of the payment of benefits. Actual amounts may vary from 
these assumptions and cause significant adjustments. 

Fair value of grapes at the point of harvest 

Where possible, the fair value of grapes at the point of harvest is determined by reference to local market prices 
for grapes of a similar quality and same varietal. For grapes for which local market prices are not readily 
available, the average price of similar grapes is used. Actual amounts may vary from these assumptions and 
cause significant adjustments.  

4 

Inventories 

Packaging materials and supplies 
Bulk wine 
Finished goods 

Interest included in the cost of inventories 

2016 

9,307 
64,697   
45,662   

119,666 

635 

$ 

$ 

$ 

2015 

8,726 
63,777 
45,309 

117,812 

1,191 

$ 

$ 

$ 

Inventory writedowns recognized as an expense amounted to $3,286 (2015 - $1,700). 

The cost of inventories recognized as an expense and included in cost of goods sold, excluding amortization, 
was $208,013 (2015 - $198,794). 

ANDREW PELLER LIMITED 2016 |   37 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
5 

Property, plant and equipment 

Vines, 
vineyard 
land and 
infrastructure 
(note 24 - 
as restated) 

Buildings 

Machinery and 
equipment 

Total 

40,446  $ 
(5,474)   

43,033  $ 
(15,793)   

101,688  $ 
(63,732)   

189,944 
(84,999) 

34,972 

27,240 

37,956 

104,945 

349 
(334)   
(1,316)   

447 
- 

(1,116)   

7,606 
(105)   
(5,564)   

8,441 
(439) 
(7,996) 

Land 

4,777  $ 
- 

4,777 

39 
- 
- 

4,816  $ 

33,671  $ 

26,571  $ 

39,893  $ 

104,951 

4,816  $ 
- 

4,816 

40,461  $ 
(6,790)   

43,480  $ 
(16,909)   

107,632  $ 
(67,739)   

196,389 
(91,438) 

33,671 

26,571 

39,893 

104,951 

- 
- 
- 

359 
(377)   
(1,348)   

1,882 

(3)   
(1,173)   

10,571 

(37)   
(5,896)   

12,812 
(417) 
(8,417) 

4,816  $ 

32,305  $ 

27,277  $ 

44,531  $ 

108,929 

4,816  $ 
- 

4,816  $ 

40,374  $ 
(8,069)   

45,343  $ 
(18,066)   

116,585  $ 
(72,054)   

207,118 
(98,189) 

32,305  $ 

27,277  $ 

44,531  $ 

108,929 

At March 31, 2014 
Cost 
Accumulated amortization 

Net carrying amount 

Year ended March 31, 2015 
Additions 
Disposals 
Amortization 

Closing net carrying amount 

At March 31, 2015 
Cost 
Accumulated amortization 

Net carrying amount 

Year ended March 31, 2016 
Additions 
Disposals 
Amortization 

Closing net carrying amount 

At March 31, 2016 
Cost 
Accumulated amortization 

Net carrying amount 

$ 

$ 

$ 

$ 

$ 

$ 

Included in machinery and equipment are assets amounting to $4,507 (2015 - $199) that are under development 
and are not being amortized. 

Contractual commitments to purchase property, plant and equipment were $10,687 as at March 31, 2016 (2015 - 
$477). 

Included in machinery and equipment are assets with a net carrying amount of $124 (2015 - $184) that were 
purchased under a finance lease. 

38 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
6  Biological assets 

Biological assets consist of grapes prior to harvest that are controlled by the Company. The Company owns and 
leases land in Ontario and British Columbia to grow grapes in order to secure a supply of quality grapes for the 
making of wine. 

During the year ended March 31, 2016, the Company harvested grapes valued at $6,479 (2015 - $5,374). 

The changes in the carrying amount of biological assets are as follows: 

2016 

2015 
(note 24 - 
as restated) 

Carrying amount - Beginning of year 

$ 

1,129 

$ 

1,062 

Net increase in fair value less costs to sell due to biological 

transformation 

Transferred to inventory on harvest 

Net gain 

Biological assets 

6,546   
(6,479)  

67   

5,441 
(5,374) 

67 

$ 

1,196 

$ 

1,129 

The Company is exposed to financial risk because of the long period of time between the cash outflow required 
to plant grape vines, cultivate vineyards, and harvest grapes and the cash inflow from selling wine and related 
products from the harvested grapes.  

Substantially all of the grapes from owned and leased vineyards are used in the Company’s winemaking 
processes. Owned and leased vineyards, in combination with supply contracts with grape growers, are used to 
secure a supply of domestic grapes. These strategies reduce the financial risks associated with changes in grape 
prices. 

ANDREW PELLER LIMITED 2016 |   39 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
   
 
 
 
   
 
7 

Intangible assets 

Brands - 
indefinite 
life 

  Customers 

Contract 
packaging 

Software 

Other 

Total 

At March 31, 2014 
Cost 
Accumulated amortization and 

impairment  

$ 

4,175  $ 

11,147 $ 

1,100 $ 

1,713 

$ 

1,917 

$ 

20,052 

(200)  

(4,456)  

(643)  

(157) 

(1,387) 

(6,843) 

Net carrying amount 

3,975   

6,691  

457  

1,556 

530 

13,209 

Year ended March 31, 2015 
Additions 
Amortization 

-   
-   

-  
(700)  

-  
(110)  

420 
(356) 

- 
(132) 

420 
(1,298) 

Closing net carrying amount  $ 

3,975  $ 

5,991 $ 

347 $ 

1,620  $ 

398 

$ 

12,331 

At March 31, 2015 
Cost 
Accumulated amortization and 

impairment 

$ 

4,175  $ 

11,147 $ 

1,100 $ 

2,133 

$ 

1,917 

$ 

20,472 

(200)  

(5,156)  

(753)  

(513) 

(1,519) 

(8,141) 

Net carrying amount 

3,975   

5,991  

347  

1,620 

398 

12,331 

Year ended March 31, 2016 
Additions 
Amortization 

-   
-   

-  
(665)  

-  
(110)  

- 
(384) 

- 
(132) 

- 
(1,291) 

Closing net carrying amount  $ 

3,975  $ 

5,326 $ 

237 $ 

1,236 

$ 

266 

$ 

11,040 

At March 31, 2016 
Cost 
Accumulated amortization and 

$ 

impairment 

4,175  $ 

11,147 $ 

1,100 $ 

2,133 

$ 

1,917 

$ 

20,472 

(200)  

(5,821)  

(863)  

(897) 

(1,651) 

(9,432) 

Net carrying amount 

$ 

3,975  $ 

5,326 $ 

237 $ 

1,236 

$ 

266 

$ 

11,040 

8  Goodwill 

In order to test goodwill for impairment, the Company allocates the carrying value of goodwill to CGUs based 
on the lowest level that goodwill is monitored for internal management purposes. The aggregate carrying 
amount of goodwill allocated to each unit is as follows: 

Ontario and eastern Canadian wine 
Western Canadian wine 
Personal winemaking products 

2016 

3,134 
10,530 
23,809 

$ 

37,473 

$ 

2015 

3,134 
10,530 
23,809 

37,473 

$ 

$ 

40 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
   
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The Company determined the recoverable amount of the related CGUs by estimating their value in use. Key 
assumptions used are: 

Pre-tax discount rate 
Period of projected cash flows 
Growth rate beyond period of projected cash flows 

2016 

11% 
5 years 
4% 

2015 

12% 
5 years 
4% 

The Company uses past experience and current expectations about future performance in projecting cash flows, 
which are based on financial budgets for five years. For the period after five years, the Company projects cash 
flows using an assumed growth rate, which is based on expectations about long-term economic growth in 
Canada and any known industry specific factors that may influence long-term growth in the Canadian wine 
industry. The discount rate is estimated by referring to external sources of information about the cost of capital 
and the leverage of companies that operate in a similar industry to the Company and that are of similar size. The 
rate determined is then adjusted to a pre-tax basis. 

9  Bank indebtedness 

Significant terms of the Company’s operating loan facility are summarized below. The floating rates are stated 
in relation to the one to six-month Canadian Dealer Offered Rate (CDOR). 

Bank indebtedness 

Significant terms 

Committed until 
Borrowing limit 
Interest rate 
Unused amount 

10  Accounts payable and accrued liabilities 

Trade payables 
Accrued liabilities 
Deferred revenue 
Foreign exchange forward contracts liability (note 20) 
Restructuring provision 
Deferred income (note 13) 

2016 

$ 

33,701 

$ 

2015 

32,522 

July 31, 
2020 
$90,000 
 CDOR + 1.25% 
$56,299 

April 28, 
2019 
$90,000 
  CDOR + 1.50% 
$55,400 

$ 

$ 

2016 

25,201 
9,703   
338   
1,126   
-   
404   

$ 

36,772 

$ 

2015 

26,248 
9,657 
319 
- 
84 
404 

36,712 

ANDREW PELLER LIMITED 2016 |   41 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
   
 
11  Long-term debt 

Term loan 
Other 
Finance lease obligation 

Less: Financing costs 

Less: Current portion 

$ 

$ 

2016 

52,333 
425 
- 

52,758 
450 

52,308 
4,106 

$ 

48,202 

$ 

2015 

56,333 
531 
88 

56,952 
489 

56,463 
4,194 

52,269 

On April 28, 2014, the Company amended its debt facilities including the term loan. The terms of the debt 
facilities require monthly principal repayments until maturity of $333. Interest is based on the one to six-month 
CDOR rates plus an applicable margin based on the Company’s leverage. On August 7, 2015, the Company 
amended its debt facilities to extend the maturity date from April 28, 2019 to July 31, 2020 and reduce the 
applicable margin based on the Company’s leverage, as defined by the amended credit agreement. As at March 
31, 2016, the applicable margin was 1.25% (2015 - $1.50%). 

On May 14, 2014, the Company entered into a new interest rate swap in order to fix the interest rate on the 
entire amount outstanding on the term loan at 2.16%, plus applicable margin from September 1, 2015 to 
April 26, 2019. The Company’s previous interest rate swap that fixed the interest rate on the term loan at 3.18%, 
plus applicable margin matured on August 31, 2015.  

On December 2, 2015, the Company entered into a new interest rate swap with an effective date of April 30, 
2019 and a termination date of July 31, 2020 to fix the interest rate on the term loan at 1.65%, plus applicable 
margin.  

The Company also has a $15,000 term facility, which is available until July 31, 2020 and can be drawn on for 
the purpose of making capital expenditures. No amounts were drawn on this facility at March 31, 2016. 

The Company and its subsidiaries have provided their assets as security for this loan. 

Interest expense on long-term debt during the year was $2,297 (2015 - $2,945). 

12  Post-employment benefits 

Defined contribution plans 

The total expenses for the defined contribution savings plans were $1,432 (2015 - $1,388). 

42 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
Defined benefit plans 

The Company has funded defined benefit pension plans. The Company also has an unfunded post-retirement 
medical benefits plan for certain employees and provides a monthly wine allowance to retired employees, which 
are collectively referred to as other post-employment benefits. 

Nature 

The Company’s defined benefit pension plans pay benefits based on a percentage of final average salary. There 
are two defined benefit pension plans in British Columbia with members who continue to accrue benefits. New 
employees are no longer entitled to accrue benefits under these defined benefit pension plans. There is one 
defined benefit pension plan in Ontario and no further benefits accrue to the members of this plan. All members 
of the defined benefit pension plan in Ontario have retired. The Company is responsible for administering these 
pension plans and determining investment policies. A committee of the Company’s Board of Directors is 
responsible for overseeing the Company’s defined benefit pension plans. 

Regulatory information 

The defined benefit pension plans are governed by the Pension Benefits Standards Act in British Columbia and 
the Pension Benefits Act in Ontario. An appointed actuary prepares a valuation at least every three years for 
each of the plans. These valuations determine the Company’s minimum contributions. The minimum 
contributions are primarily based on the normal going concern cost, the funding deficit amortized over 15 years, 
and the solvency deficit amortized over five years. The solvency deficit is calculated assuming the plan is 
wound up on the effective date of the valuation. Contributions could be reduced in certain instances via a 
funding holiday if requirements of the relevant regulations are met, which normally requires the plan to have a 
surplus above certain threshold levels. 

Risks 

The defined benefit plan’s assets are invested in mutual funds. The investment mix for each plan is chosen with 
the objective that sufficient assets will be available to pay benefits as they come due and to achieve a reasonable 
return at an acceptable level of risk to stakeholders. The defined benefit plans subject the Company to market, 
interest rate, currency, price, credit, liquidity and longevity risks, which are typical of such plans. The most 
significant of these risks is that the expense and cash contributions related to these plans depend on the discount 
rate used to measure the liability to pay future benefits and the market performance of the plan’s assets set aside 
to pay these benefits. A decline in long-term interest rates or in asset values could increase the Company’s costs 
related to funding the deficit in these plans. 

ANDREW PELLER LIMITED 2016 |   43 

 
 
Amounts pertaining to defined benefit plans are as follows: 

Plan assets 

Fair value - Beginning of year 
Return on plan assets excluding amounts in interest 

income 
Interest income 
Company’s contributions 
Benefits paid 

Fair value - End of year 

Plan obligations 

Accrued benefit obligations - Beginning of year 
Total current service cost 
Interest cost 
Benefits paid 
Remeasurements 

Experience gain  
Loss (gain) from change in financial 

assumptions 

Accrued benefit obligations - End of year 

Post-employment benefit obligations 

Benefit plan expense 

Current service cost 
Net interest cost on defined benefit liability 

Net benefit plan expense 

Amount recognized in other comprehensive loss 

Net actuarial (loss) gain 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Pension 
benefits 

Other post- 
employment 
benefits 

2016 

Total 

$ 

21,030  $ 

-  $ 

21,030 

(1,044)   
761   
1,471   
(1,252)   

- 
- 
111 
(111) 

(1,044) 
761 
1,582 
(1,363) 

20,966  $ 

-  $ 

20,966 

24,341  $ 
600 
875 
(1,252) 

(496) 

16 

2,854  $ 
89 
104 
(111) 

- 

(107) 

27,195 
689 
979 
(1,363) 

(496) 

(91) 

24,084  $ 

2,829  $ 

26,913 

3,118  $ 

2,829  $ 

5,947 

Pension 
benefits 

Other post- 
employment 
benefits 

600  $ 
114 

714  $ 

(564)  $ 

89  $ 
104 

193  $ 

107  $ 

122  $ 

2016 

Total 

689 
218 

907 

(457) 

1,565 

Expected contributions for the year ending March 31, 2017  $ 

1,443  $ 

Weighted average duration of the defined benefit 

obligations in years 

12.8 

12.2 

12.7 

44 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Plan assets 

Fair value - Beginning of year 
Return on plan assets excluding amounts in interest 

income 
Interest income 
Company’s contributions 
Employees’ contributions 
Benefits paid 

Fair value - End of year 

Plan obligations 

Accrued benefit obligations - Beginning of year 
Employees’ contributions 
Total current service cost 
Interest cost 
Benefits paid 
Remeasurements 

Experience gain  
Loss from change in financial assumptions 

Accrued benefit obligations - End of year 

Post-employment benefit obligations 

Benefit plan expense 

Current service cost 
Net interest cost on defined benefit liability 

Net benefit plan expense 

Amount recognized in other comprehensive loss 

Net actuarial loss 

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Pension 
benefits 

Other post- 
employment 
benefits 

2015 

Total 

$ 

19,010  $ 

-  $ 

19,010 

763   
846   
1,521   
3   
(1,113)   

- 
- 
111 
- 
(111) 

763 
846 
1,632 
3 
(1,224) 

21,030  $ 

-  $ 

21,030 

22,620  $ 
3 
570 
997 
(1,113) 

(79) 
1,343 

2,522  $ 
- 
75 
112 
(111) 

- 
256 

25,142 
3 
645 
1,109 
(1,224) 

(79) 
1,599 

24,341  $ 

2,854  $ 

27,195 

3,311  $ 

2,854  $ 

6,165 

Pension 
benefits 

Other post- 
employment 
benefits 

570  $ 
151 

 721  $ 

75  $ 
112 

187  $ 

(501)  $ 

(256)  $ 

2015 

Total 

645 
263 

 908 

(757) 

1,590 

Expected contributions for the year ending March 31, 2016  $ 

1,463  $ 

127  $ 

Weighted average duration of the defined benefit 

obligations in years 

13.5 

12.6 

13.4 

ANDREW PELLER LIMITED 2016 |   45 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The significant actuarial assumptions adopted in measuring the Company’s accrued benefit obligations and 
benefits costs are as follows: 

Discount rate for expenses 
Discount rate for obligations 
Rate of compensation increase 
Rate of medical cost increases 
Retirement age 
Inflation rate 
Mortality tables 

2016 

2015 

3.6%   
3.8%   
2.5%   
5%   
60 - 65 years   
2.0%   

CPM-B 2014 
Private table   

4.4% 
3.6% 
3.0% 
5% 
60 - 65 years 
2.0% 
CPM-B 2014 
Private table 

The following table outlines the impact of a reasonable change in significant assumptions assuming all other 
assumptions are held constant. Changes in numerous assumptions may occur at the same time, which could 
increase or decrease the impact. With respect to a 1% increase or decrease in the inflation rate, the analysis 
excludes any impact this would have on the discount rate, medical cost trend rates and the rate of compensation 
increase. 

2016 

Pension 
benefits   

Other post- 
employment 
benefits 

Pension 
benefits 

2015 

Other post- 
employment 
benefits 

Increase (decrease) in the post-employment 

benefit obligations 
1% increase in the discount rate 
1% decrease in the discount rate 
1% increase in the rate of 

compensation increase 

1% decrease in the rate of 

compensation increase 
1% increase in the inflation rate 
1% decrease in the inflation rate 

$ 

(2,721)  $ 
3,440 

(277)  $ 
414 

(2,915)  $ 
3,670 

832 

(717) 
372 
(335) 

12 

(11) 
- 
- 

1,200 

(1,048) 
434 
(393) 

(275) 
444 

12 

(11) 
- 
- 

At March 31, 2016, the accumulated actuarial losses recognized in other comprehensive loss were $5,183 
(2015 - $4,726). 

Plan assets 

The plan assets consist of the following: 

Mutual funds 

Fixed income 
Equity 

$ 

$ 

15,127 
5,839 

20,966 

72% 
28 

$ 

100% 

$ 

15,192 
5,838 

21,030 

2016 

2015 

72% 
28 

100% 

46 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
13  Deferred income 

During the year ended March 31, 2013, the Company received an expropriation notice that its idle facility in 
Port Moody, British Columbia will be used, on a temporary basis, while construction of a rapid transit project 
takes place. Advance payments amounting to $2,021 were received for the temporary use of the property. The 
amount received was initially recorded in deferred income and is being reported as other income over the five-
year term of the expropriation. 

Deferred income 
Less: Current portion 

14  Income taxes 

Current tax on earnings for the year 
Adjustments in respect of prior years 

Provision for current income taxes 

Change in temporary differences 
Impact of change in tax rate 

Provision for (recovery of) deferred income taxes  

$ 

$ 

$ 

2016 

506 
404   

102 

$ 

$ 

2015 

910 
404 

506 

2016 

2015 
(note 24 - 
as restated) 

7,210 
(29) 

$ 

7,181 

(243) 
(22) 

(265) 

5,425 
(46) 

5,379 

195 
(26) 

169 

Total provision for income taxes 

$ 

6,916 

$ 

5,548 

The Company’s income tax expense consists of the following: 

Provision for income taxes at blended statutory rate of 25.90% (2015 

- 25.95%) 

Permanent differences and non-deductible items 
Future income tax rate changes 
Other 

2016 

2015 
(note 24 - 
as restated) 

$ 

$ 

$ 

6,764 
222   
(22)  
(48)  

5,390 
228 
(26) 
(44) 

6,916 

$ 

5,548 

The decrease in the blended statutory rate applicable to the Company is primarily a result of higher income 
being taxed at the rates of lower tax jurisdictions.

ANDREW PELLER LIMITED 2016 |   47 

 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
The movement of the deferred income tax account is as follows: 

At beginning of year 
Provision for (recovery of) deferred income taxes in net earnings 
Recovery of deferred income taxes in other comprehensive loss 

At end of year 

2016 

2015 
(note 24 - 
as restated) 

$ 

$ 

$ 

15,975 
(265)  
(119)  

16,003 
169 
(197) 

15,591 

$ 

15,975 

The significant temporary differences giving rise to the deferred income tax liability are comprised of the 
following: 

Deferred income tax liability 

Accelerated 
tax 
depreciation 
and 
deductions 
on property, 
plant and 
equipment   

Accelerated 
tax 
deductions 
on 
intangible 

assets   

Tax 
deductions 
on 

goodwill   

March 31, 2014 (note 24 - as restated) 
(Recovery) provision in net earnings 

$ 

12,431  $ 
372 

March 31, 2015 (note 24 - as restated) 
(Recovery) provision in net earnings 

12,803 
(122) 

2,788  $ 
(218) 

2,570 
(283) 

3,112  $ 
(19)   

3,093 
78 

Total 

18,331 
135 

18,466 
(327) 

March 31, 2016 

$ 

12,681  $ 

2,287  $ 

3,171  $ 

18,139 

Deferred income tax asset 

March 31, 2014 (note 24 - as restated) 
(Recovery) provision in net earnings 
Recovery in other comprehensive loss 

March 31, 2015 (note 24 - as restated) 
(Recovery) provision in net earnings 
Recovery in other comprehensive loss 

Fair value 
change on 
derivatives   

Post- 
employment 

benefits   

$ 

(306) $ 
(149)   
- 

(455)   
(407)  
-   

(1,602)  $ 
189 
(197) 

(1,610) 
175 
(119)   

Other   

Total 

(420)  $ 
(6) 
- 

(426) 
294   
-   

(2,328) 
34 
(197) 

(2,491) 
62 
(119) 

March 31, 2016 

$ 

(862) $ 

(1,554)  $ 

(132)  $ 

(2,548) 

48 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
   
   
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
15  Capital stock 

Authorized 

Unlimited Class A shares, non-voting 
Unlimited Class B shares, voting 

Issued 

Class A shares, non-voting 
Class B shares, voting 

Number 
of shares   

11,193,829 
3,004,041 

$ 

14,197,870 

$ 

2016 

Amount   

6,567 
400 

6,967 

Number 
of shares   

11,293,829 
3,004,041 

$ 

14,297,870 

 $ 

2015 

Amount 

6,626 
400 

7,026 

All of the issued Class A and Class B shares are fully paid and have no par value. 

Class A shares are non-voting and are entitled to a dividend in an amount equal to 115% of any dividend paid or 
declared on Class B shares. Class B shares are voting and convertible into Class A shares on a one-for-one 
basis. 

During 2016, the Company repurchased and cancelled 100,000 Class A non-voting shares from Jalger Limited, 
a related party. This transaction was approved by the Company’s Board of Directors. The repurchase price was 
calculated by reference to the average closing market price of the Class A shares for a period of 20 business 
days preceding the repurchase date. The repurchase price was first allocated to capital stock based on the 
average per share carrying amount of the Class A shares. The remaining amount was allocated to retained 
earnings. A summary of the transaction in Class A shares is as follows: 

Shares outstanding at the beginning of the year 
Repurchase 
Excess of repurchase price over average per share issue price 

Number 
of shares   

$ 

11,293,829 
(100,000) 
-   

Amount 

6,626 
(2,254) 
2,195 

11,193,829 

$ 

6,567 

Quarterly dividends of $0.1125 (previously $0.1050) per Class A share and $0.0978 (previously $0.0913) per 
Class B share were approved by the Board of Directors on June 3, 2015 and are formally declared in each 
quarter.  

The authorized share capital of the Company also consists of an unlimited number of preference shares, issuable 
in one or more series, of which 33,315 are designated as preference shares, Series A. As at March 31, 2016 and 
March 31, 2015, there were no preference shares issued or outstanding. 

ANDREW PELLER LIMITED 2016 |   49 

 
 
 
   
 
   
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
Stock purchase plan 

The Company’s full-time salaried, certain hourly employees and directors participate in a Company sponsored 
stock purchase plan. Under the terms of the plan, employees can purchase a certain number of Class A shares on 
an annual basis. Employees are required to pay 67% of the market price per Class A share. Directors can 
purchase 750 Class A shares and are required to pay 50% of the cost. The Company is responsible for the 
remainder of the cost and, during 2016, expensed $227 (2015 - $259) related to the employee program and $43 
(2015 - $35) relating to the directors program. Officers of the Company also participate in an Equity Incentive 
Program, where Class A shares of the Company are purchased on their behalf from the open market. During 
2016, the Company expensed $366 (2015 - $223) under this incentive program. 

16  Nature of expenses 

The nature of the expenses included in selling and administration and cost of goods sold, excluding amortization 
are as follows: 

Raw materials and consumables 
Employee compensation and benefits 
Advertising, promotion and distribution 
Occupancy 
Repairs and maintenance 
Other external charges 

Other (income) expenses are as follows: 

Ongoing maintenance costs related to Port Moody winery facility (a) 
Income related to Port Moody winery facility (b) 

$ 

$ 

2016 

171,168 
58,548 
28,013 
10,913 
6,575 
18,130 

2015 

162,670 
57,114 
28,518 
10,723 
5,740 
15,748 

$ 

293,347 

$ 

280,513 

2016 

364 
(404) 

$ 

(40) 

$ 

2015 

141 
(442) 

(301) 

$ 

$ 

a)  During fiscal 2006, the Company closed its Port Moody winery facility and transferred production to its 

winery operations in Kelowna, British Columbia. Effective July 1, 2012, the property was expropriated for 
a five-year period. The cost of maintaining this idle facility and costs associated with its expropriation 
amounted to $364 in 2016 (2015  - $153). 

b) 

Income amounting to $404 (2015 - $442) was recorded related to the Company’s idle Port Moody property 
related to expropriation notices received by the Company.  

50 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
17  Net earnings per share 

Class A 

Class B 

2016 

Total 

Net earnings attributed for the year - basic and 

diluted 

$ 

15,590 

$ 

3,609 

$ 

19,199 

Weighted average number of shares outstanding 

- basic and diluted 

11,283,692 

3,004,041 

Net earnings per share - basic and diluted 

$ 

1.38 

$ 

1.20 

Class A 

Class B 

2015 

Total 

Net earnings attributed for the year - basic and 

diluted 

$ 

12,364 

$ 

2,860 

$ 

15,224 

Weighted average number of shares outstanding 

- basic and diluted 

11,293,829 

3,004,041 

Net earnings per share - basic and diluted 

$ 

1.09 

$ 

0.96 

18  Commitments 

In certain instances, the Company leases land for the purpose of operating vineyards. The terms of the land 
leases are 30 and 32 years, which expire in 2036 and 2029, respectively. Under the terms of one land lease, the 
Company has the option to agree in advance to purchase any grapes grown on the property at fair value for five 
or more years after the termination of the lease. The Company also has a right of first refusal to purchase the 
land under both land leases. The terms of such a purchase would be negotiated based on market conditions 
existing at the time of the purchase.  

The Company leases various storage facilities, offices, and retail locations. The remaining terms of these leases 
range between one and ten years. The Company also leases various equipment and vehicles with remaining 
lease terms between one and five years. In many cases, the Company has renewal options for fair market rental 
prices at the time of renewal. 

The Company’s minimum lease payments as at March 31, 2016 under long-term non-cancellable leases are 
outlined in note 20 along with its other contractual obligations. 

In 2016, minimum lease payments of $5,149 (2015 - $4,799) were recognized as an expense. 

ANDREW PELLER LIMITED 2016 |   51 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
19  Non-cash working capital items 

The change in non-cash working capital items related to operations is comprised of the change in the following 
items: 

Accounts receivable 
Inventories and current portion of biological assets 
Prepaid expenses and other assets 
Accounts payable and accrued liabilities 

20  Financial instruments 

Classification of financial instruments 

2016 

(2,607) 
(1,921)  
(272)  
(3,499)  

$ 

(8,299) 

$ 

2015 

(2,923) 
2,872 
(229) 
(956) 

(1,236) 

$ 

$ 

The classification and measurement of the financial assets and liabilities, as well as their carrying amounts and 
fair values are as follows: 

35,646 
1,553 
52,308 
2,174 

1,126 

Carrying 
amount 

Assets/liabilities 

Category 

Measurement 

Carrying 
amount 

Loans and 

receivables  Amortized cost  $ 

Other liabilities  Amortized cost 

28,223  $ 
33,701 

Accounts receivable 
Bank indebtedness 
Accounts payable and accrued 

liabilities 

Dividends payable 
Long-term debt 
Interest rate swap liability 
Foreign exchange forward 
contracts liability 

Other liabilities  Amortized cost 
Other liabilities  Amortized cost 
Other liabilities  Amortized cost 
Derivatives 

Fair value 

Derivatives 

Fair value 

Assets/liabilities 

Category 

Measurement 

Accounts receivable 
Bank indebtedness 
Accounts payable and accrued 

liabilities 

Dividends payable 
Long-term debt 
Interest rate swap liability 
Foreign exchange forward 

contracts asset 

Loans and 

receivables  Amortized cost  $ 

Other liabilities  Amortized cost 

Other liabilities  Amortized cost 
Other liabilities  Amortized cost 
Other liabilities  Amortized cost 
Derivatives 

Fair value 

Derivatives 

Fair value 

25,616  $ 
32,522 

36,712 
1,460 
56,463 
2,439 

697 

52 

| ANDREW PELLER LIMITED 2016 

2016 

Fair 
value 

28,223 
33,701 

35,646 
1,553 
52,308 
2,174 

1,126 

2015 

Fair 
value 

25,616 
32,522 

36,712 
1,460 
56,463 
2,439 

697 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The Company’s interest rate swaps and foreign exchange contracts are derivatives and are recorded at fair value. 
As a result, unrealized gains and losses are included each period through earnings, which reflect changes in fair 
value. 

Fair value 

The fair value of accounts receivable, accounts payable and accrued liabilities and dividends payable 
approximates their carrying value because of the short-term maturity of these instruments. 

The fair value of bank indebtedness and long-term debt is equivalent to its carrying value because the variable 
interest rate is comparable to market rates. The fair value of the interest rate swaps used to fix the interest rate 
on long-term debt is included in the current and long-term derivative financial instruments in the consolidated 
balance sheets. 

The fair value of foreign exchange forward contracts is determined based on the difference between the contract 
rate and the forward rate at the date of the valuation. 

The fair value of the interest rate swaps is determined based on the difference between the fixed interest rate in 
the contract that will be paid by the Company and the forward curve of the floating interest rates that are 
expected to be paid by the counterparty. The fair value of foreign exchange forward contracts and the interest 
rate swaps are adjusted to reflect any changes in the Company’s or the counterparty’s credit risk. 

Fair value estimates are made at a specific point in time, using available information about the instrument. 
These estimates are subjective in nature and often cannot be determined with precision. 

The net unrealized loss on derivative financial instruments is comprised of: 

Unrealized (losses) gains on foreign exchange forward contracts 
Unrealized gains (losses) on the interest rate swaps 

2016 

(1,823) 
265 

$ 

(1,558) 

$ 

2015 

597 
(1,169) 

(572) 

$ 

$ 

ANDREW PELLER LIMITED 2016 |   53 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The fair value measurements of the Company’s financial instruments are classified in the hierarchy below 
according to the significance of the inputs used in making the fair value measurements.  

Asset/liability 

Quoted prices in 
active markets 
for 
identical assets 

(Level 1)   

Significant 
observable 
inputs 
other than 
quoted prices 
(Level 2) 

Interest rate swap liability 
Foreign exchange forward contracts liability   

$ 

-  $ 
-   

2,174  $ 
1,126   

Asset/liability 

Quoted prices in 
active markets 
for 
identical assets 

(Level 1)   

Significant 
observable 
inputs 
other than 
quoted prices 
(Level 2) 

2016 

Significant 
unobservable 
inputs 
(Level 3) 

- 
- 

2015 

Significant 
unobservable 
inputs 
(Level 3) 

Interest rate swap liability 
Foreign exchange forward contracts asset 

$ 

-  $ 
-   

2,439  $ 
697   

- 
- 

Objectives and policy relating to financial risk management 

Interest rate risk 

The Company is exposed to interest rate risk as a result of cash balances, floating rate debt, and interest rate 
swaps. Of these risks, the Company’s principal exposure is that increases in the floating interest rates on its 
debt, if unmitigated, could lead to decreases in cash flow and earnings. The Company’s objective in managing 
interest rate risk is to achieve a balance between minimizing borrowing costs over the long term, ensuring it 
meets borrowing covenants, and ensuring it meets other expectations and requirements of investors. To meet 
these objectives, the Company’s policy is to effectively fix the rates on long-term debt to match the duration of 
investments in long-lived assets and to use floating rate funding for short-term borrowing. 

The Company has effectively fixed its interest rate on its long-term debt until July 2020 by entering into interest 
rate swaps. The interest rate swaps are measured at fair value. An unrealized gain of $265 (2015 – unrealized 
loss of $1,169) was recognized on the interest rate swaps, which is classified as a component of the net 
unrealized loss on derivative financial instruments in the consolidated statements of earnings. 

The Company’s short-term borrowings are funded using a floating interest rate and as such are sensitive to 
interest rate movements. As at March 31, 2016, with other variables unchanged, a 100 basis point change in 
interest rates would impact the Company’s net earnings by approximately $249 (2015 - $237), exclusive of the 
mark-to-market adjustments on the interest rate swaps. 

54 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Credit risk 

Credit risk arises from cash, derivative financial instruments and accounts receivable. The Company places its 
cash and cash equivalents with major Canadian financial institutions. Counterparties to derivative contracts are 
also major financial institutions. 

Credit risk for trade receivables is monitored through established credit monitoring activities. Over 50% of the 
Company’s accounts receivable balance relates to amounts owing from Canadian provincial liquor boards. 
Excluding accounts receivable from Canadian provincial liquor boards, the Company does not have a significant 
concentration of credit risk with any single counterparty or group of counterparties. Amounts owing from 
Canadian provincial liquor boards represent $14,896 (2015 - $13,504) of the total accounts receivable for which 
no allowance has been provided. Of the remaining non-provincial liquor board balances, $1,413 (2015 - $755) 
was over thirty days past due as at March 31, 2016. An allowance for doubtful accounts of $124 (2015 - $99) 
has been provided against these accounts receivable amounts, which the Company has determined represents a 
reasonable estimate of amounts that may be uncollectible. 

Sales to its largest customer, a provincial Crown corporation, were $56,340 (2015 - $49,068) during the year 
ended March 31, 2016. Sales to its second largest customer, a branch of a provincial government, were $41,770 
(2015 - $34,387) during the year. 

An analysis of accounts receivable is as follows: 

Liquor boards 
Non-liquor boards 
Current 
Past due 0 - 30 days, due on delivery accounts 
Past due 0 - 30 days 
Past due 31 - 60 days 
Past due > 60 days 

Allowance for doubtful accounts 

The change in the allowance for doubtful accounts was as follows: 

Balance - Beginning of year 
Provision for current year 
Bad debts 

Balance - End of year 

Liquidity risk 

2016 

2015 

$ 

14,896 

$ 

13,504 

10,114   
603   
1,321   
605   
808   
(124)  

9,380 
620 
1,456 
249 
506 
(99) 

$ 

28,223 

$ 

25,616 

2016 

2015 

$ 

$ 

$ 

99 
89   
(64)  

124 

$ 

102 
54 
(57) 

99 

The Company incurs obligations to deliver cash or other financial assets on future dates. Liquidity risk 
inherently arises from these obligations, which include requirements to repay debt, purchase grape inventory 
and make operating lease payments.

ANDREW PELLER LIMITED 2016 |   55 

 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The Company manages liquidity risk by maintaining adequate cash and cash equivalent balances and by 
appropriately utilizing its operating line of credit. Company management continuously monitors and reviews 
both actual and forecasted cash flows and matches the maturity profile of financial assets and financial 
liabilities. Accounts payable and accrued liabilities are generally due within 30 days. 

The following table outlines the Company’s contractual undiscounted obligations. The Company analyzes 
contractual obligations for financial liabilities in conjunction with other commitments in managing liquidity 
risk. Contractual obligations include long-term debt, the expected payments under swap agreements that fix the 
Company’s interest rate on long-term debt, operating leases and commitments on short-term forward foreign 
exchange contracts used to mitigate the currency risk on purchases denominated in foreign currencies as at 
March 31, 2016: 

Long-term debt 
Leases and royalties 
Pension obligations 
Grape and bulk wine purchase 

contracts 

Bulk whiskey purchase contracts 

< 1 
year 

2 - 3 
years 

4 - 5 
years 

> 5 
years 

$ 

4,106  $ 
5,001 
841 

8,212  $ 
5,793 
1,034 

40,440  $ 
3,113 
734 

-  $ 

7,991 
1,463 

Total 

52,758 
21,898 
4,072 

  102,955 
624 

85,648 
605 

49,404 
80 

  114,736 
- 

  352,743 
1,309 

Interest rate swap 
Foreign exchange forwards 

  113,527 
1,722 
35,011 

  101,292 
3,027 
- 

93,771 
1,487 
- 

  124,190 
- 
- 

  432,780 
6,236 
35,011 

Total contractual obligations 

$  150,260  $  104,319  $ 

95,258  $  124,190  $  474,027 

The Company’s obligations under its interest rate swaps and foreign exchange forward contracts are stated 
above on a gross basis rather than net of the corresponding contractual benefits. 

Foreign exchange risk 

Certain of the Company’s purchases are denominated in US dollars (US$), euro (EUR) or Australian dollars 
(AU$). Any increases or decreases to the foreign exchange rates could increase or decrease the Company’s 
earnings. To mitigate the exposure to foreign exchange risk, the Company has entered into forward foreign 
currency contracts. 

The Company’s foreign exchange risk arises on the purchase of bulk wine and concentrate, which are priced in 
US dollars, euro and Australian dollars. The Company’s strategy is to hedge approximately 50% to 80% of its 
annual foreign exchange requirements prior to or during the beginning of each fiscal quarter. As at March 31, 
2016, the Company has forward foreign currency contracts to buy US$19,525 at rates ranging between $1.31 
and $1.38, EUR3,020 at rates ranging between $1.48 and $1.55 and AU$4,115 at rates ranging between $0.92 
and $0.98. These contracts mature at various dates to December 2016. After considering the offsetting impact of 
these forward contracts, a 1% increase or decrease to the exchange rate of the US dollar, the euro or the 
Australian dollar would impact the Company’s net earnings by approximately $87 (2015 - $108), $23 (2015 - 
$16) or $109 (2015 - $69), respectively. The Company has elected to not use hedge accounting and as a result, 
has recognized unrealized foreign exchange losses of $1,823 (2015 – unrealized foreign exchange gains of 
$597) in the consolidated statements of earnings as a component of the net unrealized loss on derivative 
financial instruments and has recorded the fair value of $1,126 in accounts payable and accrued liabilities (2015 
- $697 recorded in prepaid expenses and other assets) in the consolidated balance sheets. 

56 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
21  Capital disclosures 

The Company’s objective when managing capital is to safeguard the Company’s ability as a going concern, to 
provide an adequate return to shareholders and to meet external capital requirements on debt and credit 
facilities. 

The Company’s capital consists of cash, bank indebtedness, long-term debt and shareholders’ equity. The 
primary uses of capital are to make increases to non-cash working capital, fund maintenance and growth related 
capital expenditures, pay dividends and finance acquisitions. In order to meet the Company’s objectives in 
managing capital, the Company prepares annual budgets of cash, earnings and capital expenditures that are 
updated during the year as necessary. The annual budget is approved by the Board of Directors. 

As part of the existing debt agreement, the Company is subject to financial covenants, which consist of the 
following: 

 

funded debt to a rolling twelve-month EBITDA, which is defined as consolidated earnings before interest, 
amortization and taxes excluding unusual and non-recurring items that are agreed to by the Company and the 
lender; and 

 

fixed charge coverage ratio. 

Unfunded capital expenditures are limited to $15,000 on an annual basis, with the exception of 2017, where 
unfunded capital expenditures are limited to $17,000. The unspent portion may be carried over to the next fiscal 
year. 

Compliance with these covenants and the capital expenditure limit is monitored by management on a quarterly 
basis. As at March 31, 2016 and March 31, 2015, the Company was in compliance with these covenants and the 
capital expenditure limit. 

22  Related parties and management compensation 

The Company is controlled by Jalger Limited, which owns 66.5% of the Company’s Class B voting shares. No 
individual has sole voting power or control in respect of the shares of the Company owned by Jalger Limited.  

Compensation of directors and executives 

The compensation expense recorded for directors and members of the Executive Management Team of the 
Company is shown below: 

Compensation and short-term benefits 
Post-employment benefits 
Payments to a share purchase plan 

2016 

4,939 
248 
409   

$ 

5,596 

$ 

2015 

5,017 
246 
258 

5,521 

$ 

$ 

The compensation and benefits expense consists of amounts that will primarily be settled within twelve months. 

ANDREW PELLER LIMITED 2016 |   57 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
23  Segmented information 

During the year, export sales were $13,873 (2015 - $13,853), primarily in the United States. The remainder of 
sales occurred in Canada. All of the Company’s assets are located in Canada. 

24  Amendments to IAS 16 and IAS 41 

The following tables summarize the impact of adopting the amendments to IAS 16, Property, Plant, and 
Equipment, and IAS 41, Agriculture: 

Impact on the 

consolidated 
balance sheets 

Property, plant and 

equipment 
Biological assets 
Total assets 

March 31, 
 2015 - as 
 reported 

Impact of 
 IAS 16 
 and 
 IAS 41 
 changes 

March 31, 
2015 - as 
restated 

April 1, 
 2014 - as 
reported 

Impact of 
IAS 16 
and IAS 
41 

changes   

April 1, 
 2014 - as 
 restated 

(1)  $ 
(1) 

90,955  $ 
13,982 
301,505 

13,996  $ 

(13,982) 
14 

104,951 
- 
301,519 

 (1) $ 
 (1) 

90,152  $ 
14,054 
  301,015 

  (14,054) 
739 

14,793  $ 

Deferred income taxes 
Total liabilities 

(2) 

Retained earnings 
Total shareholders’ 

equity 

15,971 
154,140 

143,837 

147,365 

4 
4 

10 

10 

15,975 
154,144 

 (2) 

15,811 
  163,012 

143,847 

    133,915 

147,375 

    138,003 

192 
192 

547 

547 

104,945 
- 
301,754 

16,003 
163,204 

134,462 

138,550 

For the 
year ended 
March 31, 
2015 - 
as reported 

Impact of 
IAS 16 and 
 IAS 41 
 changes 

For the 
year ended 
 March 31, 
2015 - 
as restated 

200,494  $ 
5,116 
110,087 
22,120 
51 
21,497 

334  $ 
743 
(1,077) 
(1,077) 
(352) 
(725) 

357 

15,761 

1.13 
0.99 

15,201 

(188) 

(537) 

(0.04) 
(0.03) 

(537) 

200,828 
5,859 
109,010 
21,043 
(301) 
20,772 

169 

15,224 

1.09 
0.96 

14,664 

Impact on the consolidated statements of earnings 

and comprehensive income 

Cost of goods sold, excluding amortization 
Amortization of plant and equipment used in production  (1) 
Gross profit 
Operating earnings 
Other expenses (income) 
Earnings before income taxes 

(1) 

(1)  $ 

Provision for income taxes - deferred 

(2) 

Net earnings for the year 

Net earnings per share 
Basic and diluted 

Class A shares 
Class B shares 

Net comprehensive income for the year 

58 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
   
 
 
 
 
   
  
   
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Impact on the consolidated statements of cash flows (3)  

For the 
year ended 
March 31, 
2015 - 
as reported 

Impact of 
IAS 16 and 
 IAS 41 
 changes 

For the 
year ended 
 March 31, 
2015 - 
as restated 

Net earnings for the year 
Loss on disposal of property, plant and equipment 
Amortization of plant, equipment and intangible assets 
Provision for income taxes 
Revaluation of biological assets 
Cash flow from operating activities 

$ 

15,761  $ 
95 
8,551 
5,736 
352 
25,837 

(537)  $ 

334 
743 
(188) 
(352) 
- 

15,224 
429 
9,294 
5,548 
- 
25,837 

1)  Under the amended standards, grape vines are within the scope of property, plant, and equipment rather than 
biological assets. The Company elected to measure the grape vines at fair value at April 1, 2014 and to use 
this measurement basis as the deemed cost when applying IAS 16 after this date. In applying IAS 16, the 
Company amortizes grape vines on owned property over a 20-year period and over the remaining lease 
period for grape vines controlled by the Company that were planted on leased property. Vine disposals and 
writedowns were measured using this revised measurement basis and are recorded in cost of goods sold. 
Prior to adoption of the amended standards, the grape vines were measured at fair value less cost to sell at 
each reporting period and revaluation adjustments were recorded in other income in the consolidated 
statements of earnings.  

2)  Deferred income taxes were adjusted to reflect the income tax effect of the adjustment described in 1. 

3)  Certain items within operating activities in the consolidated statements of cash flows have been reclassified 
as a result of adopting the IAS 16 and IAS 41 amendments as illustrated above. Other than presentation, 
there was no impact on the consolidated statements of cash flows as a result of the adoption of the 
amendments to IAS 16 and IAS 41. 

25  Events after the reporting period 

On June 2, 2016, the Company’s Board of Directors approved a 9% increase of the quarterly dividend for 
holders of its Class A and Class B shares, from $0.1125 per Class A share and $0.0978 per Class B share to 
$0.1225 per Class A share and $0.1065 per Class B share. This increased quarterly dividend will be paid on July 
8, 2016 to shareholders of record at the close of business on June 30, 2016. 

ANDREW PELLER LIMITED 2016 |   59 

 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
TEN-YEAR SUMMARY 

(in thousands of Canadian dollars,  
except per share amounts) 

Sales and earnings 
Net sales  
EBITA 
Net earnings (loss) 
Financial position  
Working capital  
Total assets  
Shareholders’ equity  

Per share  
Net earnings (loss) 
Basic & diluted Class A  
Basic & diluted Class B  
Dividends 
  Class A Shares, non-voting 
  Class B Shares, voting  
Number of shares outstanding  
(in thousands of shares) 
  Class A Shares, non-voting  
  Class B Shares, voting 

Other information 
Return on average 
  shareholders’ equity (8) 
Return on average  
  capital employed (9) 

2016 

2015 
Restated (7) 

2014 

2013 
Restated (6) 

334,263 
40,916 
19,199 

71,665 
308,309 
157,736 

1.38 
1.20 

0.450 
0.391 

11,194 
3,004 
14,198 

12.6% 

13.2% 

$     315,697 

35,184 (7) 
15,224 (7) 

    $     297,824  
33,729 
14,021 

    $     289,143  

33,489 (6)   
14,519 (6)   

68,982 
301,519 (7) 
147,375 (7) 

44,564 
301,015 
138,003 

41,670  
296,519  
129,701 (6) 

1.09 (7) 
0.96 (7) 

0.420 
0.365 

11,294 
3,004 
14,298 

10.6% (7) 

11.0% (7) 

1.01 
0.88 

0.400  
0.348  

11,294 
3,004 
14,298 

10.5% 

10.8% 

1.04 (6) 
0.91(6)   

0.360  
0.314  

11,294 
3,004 
14,298 

11.6%(6) 

11.1%(6) 

(1) Excludes the net impact of discontinued operations. 
(2) Excludes the after-tax impact of mark-to-market adjustments on an interest rate swap. 
(3) Includes an after-tax gain of $11.9 million for the sale of Granville Island Brewing Company Ltd. and Mainland 

(4) Excludes an after-tax gain of $11.9 million for the sale of Granville Island Brewing Company Ltd. and Mainland 

Beverage Distribution Ltd. 

Beverage Distribution Ltd. 

60 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
2012 

2011 
Restated (5) 

2010 

2009 
Restated (1) 

2008 
Restated (1) 

            2007 

 $    276,883  
32,651  
13,001  

 $       265,420  
 31,544 (5) 
 11,223 (5) 

$      263,151 (3) 
 27,354 (3) 
 21,661 (3) 

$       251,136(1) 
 23,359(1) 
                (125) 

$       228,056(1) 
 28,109(1) 
              11,381  

 $    228,192  
27,665  
9,472  

34,869  
285,552  
120,552  

 27,643 (5) 
 267,996 (5) 
 114,297 (5) 

29,357  
263,716  
113,665  

29,203  
293,507  
96,791  

25,413  
259,744  
102,680  

25,316  
238,956  
95,522  

0.93  
0.81  

0.360  
0.314  

11,294 
3,004 
14,298 

11.1% 

11.5% 

0.78 (5) 
0.67 (5) 

0.330  
0.288  

1.49 (3) 
1.30 (3) 

0.330  
0.288  

11,294 
3,004 
14,298 

11,888 
3,004 
14,892 

9.8% (5) 

  6.8% (2,4) 

11.6% (5) 

9.1% (2,4) 

($0.01) 
($0.01) 

0.330  
0.288  

11,888 
3,004 
14,892 

6.0% (2) 

7.9% (2) 

0.78  
0.68  

0.300  
0.261  

11,888 
3,004 
14,892 

11.5% 

10.7% 

0.65  
0.57  

0.253  
0.220  

11,888 
3,004 
14,892 

10.2% 

10.3% 

(5)   March 31, 2012 and subsequent periods have been prepared in accordance with International Financial Reporting      
Standards ("IFRS").  The March 31, 2011 period was restated in accordance with IFRS. Amounts for March 31, 
2010 and prior have not been prepared in accordance with IFRS.  They have been presented in accordance with 
Canadian GAAP prior to IFRS transition and may not be comparable to subsequent periods. 

(6)  Restated to reflect the adoption of the amendments to IAS 19. 
(7)  Restated to reflect the adoption of the amendments to IAS 16 and IAS 41. 
(8)  Return on average shareholders' equity is calculated as net earnings divided by average shareholders’ equity. 
(9)  To determine return on average capital employed, return is calculated as EBITA less amortization. Capital 

employed is calculated as total assets less non-interest bearing liabilities. For 2008 and prior periods certain non-
interest-bearing debt was included in capital employed and may not be comparable to subsequent periods. 

ANDREW PELLER LIMITED 2016 |   61 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
DIRECTORS & OFFICERS 

Directors 
MARK W. COSENS 
Burlington, Ontario 
Managing Director 
Kilbride Capital Partners 

LORI C. COVERT 
Halifax, Nova Scotia 
Corporate Director 

RICHARD D. HOSSACK, PhD 
Toronto, Ontario 
Corporate Director 

PERRY J. MIELE 
Burlington, Ontario 
Chairman and Partner 
Beringer Capital 

A. ANGUS PELLER M.D. 
Toronto, Ontario 
Senior Medical Consultant 
Medcan Health Management Inc. 

JOHN E. PELLER 
Burlington, Ontario 
President and CEO 
Andrew Peller Limited 

RANDY A. POWELL 
Oakville, Ontario 
Chair: Andrew Peller Limited 
Founding Partner 
Southpier Capital 

JOHN F. PETCH, Q.C. LLD 
Toronto, Ontario 
Vice Chairman 
Andrew Peller Limited 

BRIAN J. SHORT 
Ancaster, Ontario 
Corporate Director 

Honorary Directors 

C. WILLIAM DANIEL, O.C. 
Toronto, Ontario 

WILLIAM J. WALSH, M.D. 
Hamilton, Ontario 

Officers 

JOHN E. PELLER 
President and Chief Executive Officer 

ANTHONY M. BRISTOW 
Chief Operating Officer 

BRIAN D. ATHAIDE 
Chief Financial Officer and  
Executive Vice-President  
Human Resources & Information Technology 

BRENDAN P. WALL 
Executive Vice-President, Operations 

SHARI A. NILES 
Executive Vice-President, Marketing 

GREGORY J. BERTI 
Vice-President, Government Relations and Export 

COLIN M. CAMPBELL 
Vice-President, Sales, Western Canada 

JAMES H. COLE 
Vice-President, Retail and Estate Wine Group 

GAVIN J. HAWTHORNE 
Vice-President, Sales & Marketing GVI 

CRAIG D. MCDONALD 
Vice-President, Winemaking 

ERIN L. ROONEY 
Vice-President, Sales, Eastern Canada and Agency 

62 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHAREHOLDER INFORMATION 

Head Office 
ANDREW PELLER LIMITED 
697 South Service Road 
Grimsby, Ontario L3M 4E8 
Tel: (905) 643-4131 
Fax: (905) 643-4944 

Stock Exchange 
TORONTO 
Symbols: ADW.A/ADW.B 

Shareholder Inquiries 
Computershare 
Inc.  operates 
Investor  Services 
services  for  inquiries  regarding  changes  of  address, 
stock  transfers,  registered  shareholdings,  dividends 
and lost certificates. 

Phone: 

Fax:  

1-800-564-6253 toll free North America 
(International 514-982-7555) 

1-866-249-7775 toll free North America 
(International 416-263-9524) 

Rgistrar and Transfer Agent 
COMPUTERSHARE INVESTOR SERVICES INC. 

Internet: 

Auditors 
PRICEWATERHOUSECOOPERS LLP 

Bankers 
BANK OF MONTREAL 
RABOBANK 
ROYAL BANK OF CANADA 
TORONTO DOMINION BANK 

www.computershare.com 
The Investors section offers enrolment 
for self-service account management for 
registered shareholders through Investor 
Centre. 

Mail: 

Computershare Investor Services 
100 University Avenue, 9th Floor 
Toronto, Ontario M5J 2Y1 

Investor Relations 
For  additional  information  regarding  the  Company’s 
activities, please contact: 
BRIAN D. ATHAIDE 
Chief Financial Officer and Executive Vice President, 
Human Resources & Information Technology at the 
Head Office address or by email at: 
brian.athaide@andrewpeller.com 

2016 Annual and Special Shareholders’ 
Meeting 
The  2016  Annual  and  Special  Meeting  of 
Shareholders’ will be held at: 
Peller Estates 
Niagara-on-the-Lake, Ontario 
on Friday, September 9, 2016 at 11:00 a.m. 

ANDREW PELLER LIMITED 2016 |   63 

 
 
 
 
 
 
 
                 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
AJAX 
955 WESTNEY ROAD S.  
L1S 3K7 (905) 683-1705 
#102 WITHIN: SOBEYS 

260 KINGSTON  ROAD W.  
L1T 4E4 (905) 428-6500 
#165  WITHIN: SOBEYS 

30 KINGSTON ROAD W.  
L1T 4K8 (905) 428-7829 
#170  WITHIN: RCSS 

ANCASTER 
977 GOLF LINKS ROAD  
L9G 3T9 (905) 648-1465 
#124  WITHIN: SOBEYS 

54 WILSON STREET 
L9G 3T8 (905) 304-0094 
#213 WITHIN: FORTINOS 

BARRIE 
201 CUNDLES ROAD E.  
L4M 4S5 (705) 739-1553 
#109  WITHIN: ZEHRS 

11 BRYNE DRIVE  
L4N 8V8 (705) 725-8121 
 #139 WITHIN: ZEHRS 

BOLTON 
487 QUEEN STREET S.  
L7E 2B4 (905) 857-4166 
 #145 WITHIN: ZEHRS 

BRAMALEA 
25 PEEL CENTRE DRIVE  
L6T 3R5 (905) 793-4246 
 #28 WITHIN: METRO  

BRAMPTON 
227 VODDEN STREET  
L6V 1N3 (905) 459-2386 
 #35 WITHIN:  FOOD BASICS 

930 NORTH PARK DRIVE  
L6S 3Y5 (905) 793-9071 
 #52 WITHIN: SOBEYS 

10970 AIRPORT ROAD  
 L6R 0E1 (905) 793-9531 
 #191 WITHIN: SOBEYS 

BROCKVILLE 
1972 PARKEDALE AVE.  
K6V 7N4 (613) 342-8477 
 #184  WITHIN: RCSS 

BURLINGTON 
2025 GUELPH LINE  
L7P 4M8 (905) 336-3849 
#112  WITHIN: FORTINO'S 

GEORGETOWN 
171 GUELPH STREET  
L7G 4A1 (905) 877-1815 
#179  WITHIN: RCSS 

4025 NEW STREET  
L7L 1S7 (905) 632-8580 
#114  WITHIN: MARILU'S 
MARKET 

1250 BRANT STREET 
L7P 1X8 (905) 319-8670 
 #131 WITHIN: SOBEYS 

3505 UPPER MIDDLE ROAD  
L7M 4C6 (905) 336-9101 
#312  WITHIN: WALKERS PLACE 

5353 LAKESHORE ROAD  
L7L 1C8 (905) 681-8282 
 #329 WITHIN: LAKESIDE  
VILLAGE 

CAMBRIDGE 
180 HOLIDAY INN DRIVE 
 N3C 3Z4 (519) 651-1145 
#86  WITHIN: ZEHRS 

400 CONESTOGA BLVD.  
N1R 7L7 (519) 624-1103 
 #151  WITHIN: ZEHRS 

980 FRANKLIN BLVD 
N1R 8R3 (519) 622-2552 
#212 WITHIN: NO FRILLS 

COLLINGWOOD 
12 HURONTARIO STREET  
L9Y 2L6 (705) 446-2237 
 #113 WITHIN; LOBLAW GREAT 
FOOD 

640 FIRST STREET EXTENSION  
L9Y 4Y7 (705) 444-1730 
#153  WITHIN: METRO 

 EAST YORK 
1015 BROADVIEW AVE.  
M4K 2S2 (416) 467-7760 
 #99  WITHIN: SOBEYS 

ETOBICOKE 
380 THE EAST MALL  
M9B 6L5 (416) 695-9567 
#152  WITHIN: LOBLAW  
GREAT FOOD 

FERGUS 
800 TOWER STREET  S.  
N1M 2R3 (519) 787-7721 
#149  WITHIN: ZEHRS 

GRIMSBY 
361 SOUTH SERVICE ROAD  
L3M 4E8 (905) 945-9982 
#181  WITHIN: RCSS 

GUELPH 
297 ERAMOSA ROAD  
NIH 1G7 (519) 824-7922 
#88  WITHIN: ZEHRS 

160 KORTRIGHT ROAD, W.  
N1G 4W2 (519) 837-9293 
#105  WITHIN: ZEHRS 

167 SILVERCREEK PARKWAY  
N1H 3T2 (519) 837-0540 
#197  WITHIN: NO FRILLS 

HAMILTON 
50 DUNDURN STREET S.  
L8P 4J9 (905) 528-4003 
#76    WITHIN: FORTINO'S 

75 CENTENNIAL PARKWAY N. 
 L8E 2P2 (905) 561-4504 
#79  WITHIN: FORTINO'S 

1579 MAIN STREET W. 
 L8S 1E6 (905) 522-8882 
#175  WITHIN: FORTINOS 

KESWICK 
24018 WOODBINE AVE.  
L4P 3E9 (905) 476-8544 
#134  WITHIN: ZEHRS 

KINGSTON 
1048 MIDLAND AVE. 
 K7M 7H4 (613) 389-6139 
#122  WITHIN: LOBLAWS 

KITCHENER 
750 OTTAWA STREET S.  
N2E 1B6 (519) 745-2183 
#164  WITHIN: ZEHRS 

39 - 875 HIGHLAND ROAD  W. 
N2N 2Y2 (519) 742-5844 
#324  WITHIN: HIGHLAND  
HILLS MALL 

LONDON 
1030 ADELAIDE STREET N.  
N5Y 2M9 (519) 679-3717 
#62  WITHIN: METRO 

395 WELLINGTON STREET  
N6C 4P9 (519) 649-7180 
#94  WITHIN: METRO 

3040 WONDERLAND STREET  
N6L 1A6 (519) 668-2224 
#161  WITHIN: LOBLAWS 

MILTON 
1079 MAPLE AVE  
L9T 0A5 (905) 693-8850 
#199  WITHIN: LONGOS 

MISSISSAUGA 
4099 ERIN MILLS PKWY.  
L5L 3P9 (905) 607-6246 
#148  WITHIN: MICHAEL- 
ANGELO'S 

5602 - 10th LINE W.  
L5M 7L9 (905) 858-0123 
#166  WITHIN: SOBEYS 

228 LAKESHORE ROAD W. 
L5H 1G6 (905) 271-8686 
#207 WITHIN: CREDIT LANDING 
SHOPPING CENTRE 

2150 BURNHAMTHORPE ROAD  W.  
L5L 3A2 (905) 820-9958 
#332  WITHIN: SOUTH COMMON  
CENTRE 

NEWMARKET 
1111 DAVIS DRIVE  
L3Y 8X2 (905) 853-0401 
#127  WITHIN: METRO 

18200 YONGE STREET N.  
L3Y 4V8 (905) 895-2412 
#138  WITHIN: RCSS 

16640 YONGE STREET 
L3X 1V6 (905) 830-3448 
#159  WITHIN: METRO 

NIAGARA ON THE LAKE 
300 TAYLOR ROAD  
L0S 1J0 (905)704-0550 
#203  WITHIN: NIAGARA 
OUTLET COLLECTION 

27 QUEEN STREET  
L0S 1J0 (905) 468-1881 
#204  WITHIN:  
WINE COUNTRY VINTNERS 

64 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(Ottawa) GLOUCESTER 
671 RIVER ROAD  
K1V 2G2 (613) 822-3080 
#186  WITHIN: YIG 

(Ottawa) NEPEAN 
59 ROBERTSON ROAD  
K2H 5Y9 (613) 820-7219 
#129  WITHIN: LOBLAWS 

1460 MERIVALE ROAD  
K2E 5P2 (613) 723-5507 
#351  WITHIN: LOBLAWS 

(Ottawa) STITTSVILLE 
1251 MAIN STREET  
K2S 2E5 (613) 831-3837 
#188  WITHIN: YIG 

(Ottawa) VANIER 
100 MCARTHUR ROAD  
K1L 6P9 (613) 749-9618 
#347  WITHIN: LOBLAWS 

OWEN SOUND 
1150 SIXTEENTH STREET E.  
N4K 1Z3 (519) 371-8664 
#140  WITHIN: ZEHRS 

PETERBOROUGH 
769 BORDEN AVE.  
K9J 0B6 (705) 740-2513 
#190 WITHIN: RCSS 

PICKERING 
1900 DIXIE ROAD 
L1V 6M4 (905) 831-6705 
#210 WITHIN: YIG 

SCARBOROUGH 
3221 EGLINTON AVE. E.  
M1J 2H7 (416) 267-2795 
#128 WITHIN: METRO 

SIMCOE 
470 NORFOLK STREET S.  
N3Y 2W8 (519) 426-1033 
#110  WITHIN: SOBEYS 

NORTH YORK 
3501 YONGE STREET  
M4N 2N5 (416) 481-7699 
#123   WITHIN: LOBLAW  
GREAT FOOD 

3090 BATHURST STREET  
M6A 2A1 (416) 256-0462  
#150  WITHIN: METRO 

OAKVILLE 
511 MAPLE GROVE DRIVE  
L6J 4W3 (905) 338-3042 
#63  WITHIN: SOBEYS 

469 CORNWALL ROAD  
L6J 4A7 (905) 338-0880 
#202  WITHIN: LONGO’S 

1500 UPPER MIDDLE ROAD W.  
L6M 3G3 (905) 847-2944 
#120  WITHIN: SOBEYS 

ORANGEVILLE 
50 - 4TH AVE.  
L9W 4P1 (519) 942-8752 
#90  WITHIN: ZEHRS 

OSHAWA 
285 TAUNTON ROAD E.  
L1G 3V2 (905) 571-6167 
#78  WITHIN: METRO 

1385 HARMONY ROAD N.  
L1H 7K5 (905) 438-1800 
#178  WITHIN: RCSS 

1300 KING STREET E. Unit #32  
L1H 8J4 (905) 438-0478 
#180  WITHIN: KINGSWAY 
PLAZA 

1300 KING STREET E.  
L1H 8J4 (905) 728-3767 
#350  WITHIN: NO FRILLS 

OTTAWA 
2515 BANK STREET  
K1V 8R9 (613) 523-5837 
#343 WITHIN: SOUTHGATE 

187 METCALFE STREET 
K2P 1P5 (613) 565-5062 
#211 WITHIN: SOBEYS 

ST. CATHARINES 
318 ONTARIO STREET  
L2R 5L8 (905) 685-8898 
#43 WITHIN: FRESCHCO 

221 GLENDALE AVE.  
L2T 2K9 (905) 688-4767 
#117 WITHIN: ZEHRS 

285 GENEVA STREET  
L2N 2G1 (905) 646-7363 
#137 WITHIN: ZEHRS 

411 LOUTH STREET  
L2S 4A2 (905) 685-9779 
#172 WITHIN: RCSS 

400 SCOTT STREET  
L2M 3W4 (905) 934-0981 
#201 WITHIN: GRANTHAM 
PLAZA 

600 ONTARIO STREET  
L2N 7H8 (905) 934-7430 
#322 WITHIN: PORT PLAZA 

ST. THOMAS 
1063 TALBOT STREET  
N5R 2S6 (519) 633-6343 
#111 WITHIN: RCSS 

TORONTO 
656 EGLINTON AVE. E.  
M4P 1P1 (416) 485-0093 
#143 WITHIN: METRO 

50 MUSGRAVE STREET 
M4E 3W2 (416) 693-6336 
 #156 WITHIN: LOBLAWS 

93 LAIRD DRIVE  
M4G 3T7 (416) 424-1362 
#200 WITHIN: LONGO’S 

3671 DUNDAS STREET W.  
M6S 2T3 (416) 762-8635 
#147 WITHIN: LOBLAWS 

228 QUEENS QUAY W. 
M5J 1B5 (416) 598-8880 
#167 WITHIN: QUEENS 
QUAY 

125 THE QUEENSWAY  
M8Y1H6 (416) 201-8221 
#171 WITHIN: SOBEYS 

87 AVENUE ROAD  
M5R 3R9 (416) 923-6336 
#176 WITHIN: HAZELTON 
LANES 

93 FRONT STREET E.  
M5E 1C4 (416) 364-1811 
#189 WITHIN: WINE 
COUNTRY MERCHANTS 

22 FORT YORK BLVD.  
M5V 3Z2 (416) 623-0793 
#192 WITHIN: SOBEYS 

650 DUPONT STREET 
M6G 4B1 (416) 533-8484 
#208 WITHIN: LOBLAWS 

2273 BLOOR STREET W.  
M6S 1N9 (416) 766-8654 
#309 WITHIN: BLOOR 
WEST VILLAGE 

UXBRIDGE 
323 TORONTO STREET S.  
L9P 1N2 (905) 852-5008 
#133 WITHIN: ZEHRS 

WATERLOO 
450 ERB STREET W.  
N2T 1H4 (519) 747-5897 
#40 WITHIN: ZEHRS 

315 LINCOLN ROAD  
N2J 4H7 (519) 746-7226 
#162 WITHIN: ZEHRS 

WELLAND 
821 NIAGARA STREET  
L3C 1M4 (905) 714-9521 
#144 WITHIN: ZEHRS 

WHITBY 
1615 DUNDAS STREET E.  
L1N 2L1 (905) 728-4118 
#177 WITHIN: SOBEYS 

3050 GARDEN STREET  
L1R 2G7 (905) 430-5314 
#205 WITHIN: WHITBY 
TOWN SQUARE 

ANDREW PELLER LIMITED 2016 |   65 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Exclusive Wine Offer for Shareholders 

We are pleased to offer exceptional VQA wines from our wineries in Niagara and the Okanagan Valley. These exclusive 
Collections are available at a 15% savings. As a Shareholder, we are also offering you complimentary delivery within 
Ontario and British Columbia. 

Delivered right to your door, these Collections give you the opportunity to enjoy a variety of wines from Andrew Peller 
Limited’s award-winning wineries. Stock up for get-togethers and surprise the wine lovers in your life with a delicious 
bottle (or two). 

Don’t forget, our wine club memberships are also available! Peller Estates, Trius and Thirty Bench No.30 memberships 
are available in Ontario, Sandhill and Red Rooster memberships are available in British Columbia. Please call us for more 
information. 
You can call us at 1.866.440.4383 to place your order or email wineorders@peller.com. We are available Monday to 
Friday, 9 am - 7 pm EST. Offer ends Friday, September 30, 2016. 

Ontario VQA Wine Collections 
Collections #1- 4 can be delivered to Ontario, British Columbia, Manitoba, Saskatchewan and Nova Scotia. Free 
delivery within Ontario  and a special delivery charge of only $25 to other provinces. Ontario Collection prices 
include $0.10 bottle deposit. 

Collection #1: Best of VQA Niagara Collection  
Peller Estates Family Series Riesling 
Peller Estates Private Reserve Pinot Noir 
Trius Sauvignon Blanc 
Trius Cabernet Franc 
Thirty Bench Winemaker’s Riesling 
Wayne Gretzky Estates Shiraz Cabernet 
6 Bottle Collection - $96.03 (reg. $112.50) 
12 Bottle Collection - $192.06 (reg. $225.50) 

 Collection #2: Peller Estates Collection  
 Peller Estates Signature Series Ice Cuvée Rosé 
 Peller Estates Family Series Chardonnay  
 Peller Estates Private Reserve Gamay Noir 
 Peller Estates Signature Series Sauvignon Blanc  
 Peller Estates Signature Series Merlot 
 Peller Estates Private Reserve Late Harvest Vidal (375 ml) 
 6 Bottle Collection - $142.39 (reg. $167.30) 
 12 Bottle Collection - $284.78 (reg. $334.60) 

Collection #3: Trius Collection  
Trius Brut 
Trius Divine White  
Trius Merlot 
Trius Gamay Noir 
Trius Red 
6 Bottle Collection - $108.82 (reg. $127.80) 
12 Bottle Collection - $217.64 (reg. $255.60) 

66 

| ANDREW PELLER LIMITED 2016 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Collection #4: Wayne Gretzky Estates No.99 Collection  
Wayne Gretzky Estates No.99 Riesling  
Wayne Gretzky Estates No.99 Pinot Grigio  
Wayne Gretzky Estates No.99 Chardonnay  
Wayne Gretzky Estates No.99 Merlot 
Wayne Gretzky Estates ‘Estate Series’ Cabernet Merlot 
Wayne Gretzky Estates ‘Estate Series’ Shiraz Cabernet 
6 Bottle Collection - $91.73 (reg. $107.70) 
12 Bottle Collection - $183.46 (reg. $215.40) 

British Columbia VQA Wine Collections 

Collections #5-7 can be delivered to British Columbia, Manitoba, Saskatchewan and Nova Scotia.  Free 
delivery within British Columbia and a special delivery charge of only $25 to other provinces. Prices for BC 
Collections do not include $0.10 bottle deposit and applicable taxes. 

Collection #5: Best of VQA Okanagan Collection 
Peller Estates Family Series Pinot Gris  
Peller Estates Family Series Cabernet Merlot 
Sandhill Chardonnay 
Sandhill Small Lots Sangiovese 
Sandhill  Chardonnay 
Wayne Gretzky Founders Merlot 
6 Bottle Collection - $82.88  (reg. $97.50) 
12 Bottle Collection - $166.37 (reg. $239.26) 

Collection #6: Red Rooster Collection 
Red Rooster Riesling 
Red Rooster Chardonnay  
Red Rooster Pinot Blanc 
Red Rooster Pinot Noir  
Red Rooster Reserve Merlot 
Red Rooster Reserve Meritage 
6 Bottle Collection - $91.82 (reg. $108.00) 
12 Bottle Collection - $184.24 (reg. $216.00) 

Collection #7: Sandhill Collection 
Sandhill Pinot Gris  
Sandhill Sauvignon Blanc  
Sandhill Gamay Noir Sandhill Cabernet Franc  
Sandhill Small Lots Single Block Chardonnay 
Sandhill Small Lots Two 
6 Bottle Collection - $121.59 (reg. $142.91) 
12 Bottle Collection - $243.36 (reg. $285.82) 

Delivery Information: 

You can expect your order within 5-10 business days based on delivery location. Wine will be delivered in a sturdy 
corrugated box. Please ensure someone of legal drinking age is available to sign for the package. Prices include bottle 
deposit. 

ANDREW PELLER LIMITED 2016 |   67 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
68 

| ANDREW PELLER LIMITED 2016