Quarterlytics / Consumer Cyclical / Beverages - Wineries & Distilleries / Andrew Peller

Andrew Peller

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Employees 1001-5000
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FY2021 Annual Report · Andrew Peller
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OPERATIONAL HIGHLIGHTS 

FOR THE YEARS ENDED MARCH 31 
(in thousands of Canadian dollars, except per share amounts) 

Net sales 
EBITA
Adjusted earnings * 
FINANCIAL POSITION 
Working capital 
Total assets 
Shareholders' equity 
PER SHARE 
Net earnings per Class A Share - basic and diluted 
DIVIDENDS
Class A Shares, non-voting 
Class B Shares, voting 
MARKET VALUE 
Class A - HIGH 
Class A - LOW 
Class B - HIGH 
Class B - LOW 
ANALYTICAL INFORMATION 
Return on average shareholders' equity 
Return on average capital employed 
Ratio of current assets to current liabilities 

2021
$          393,036 
63,046
26,986

2020
$          382,306 
61,501
27,575

170,684
542,521
265,574

0.65

0.218
0.190

11.68
7.02
14.68
7.40

10.9%
10.1%
4.13:1

83,654
513,919
245,523

0.55

0.215
0.187

14.84
6.00
14.75
6.01

9.8%
10.7%
1.64:1

*Adjusted earnings is defined as net earnings excluding restructuring costs, gains (losses) on derivative financial instruments, other expenses (income), non-recurring, non-
operating (gains) and losses and the related income tax effect.

 
 
 
CONTENTS 

REPORT TO SHAREHOLDERS 

THE YEAR’S TOP AWARDS  

MANAGEMENT’S DISCUSSION & ANALYSIS 

INDEPENDENT AUDITOR’S REPORT 

CONSOLIDATED FINANCIAL STATEMENTS 

NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

TEN-YEAR SUMMARY 

DIRECTORS & OFFICERS 

SHAREHOLDER INFORMATION 

THE WINE SHOP RETAIL STORES 

EXCLUSIVE WINE OFFER FOR SHAREHOLDERS 

1 

3 

7 

21 

25 

30 

63 

65 

66 

67 

69 

Report to Shareholders 

Despite operating under the COVID-19 pandemic for the full fiscal year, the extraordinary effort and contribution from our 
people,  combined  with  the  strength  and  resilience  of  our  trade  channels,  we  generated  solid  sales  growth  and  an  18% 
increase  in  net  earnings  for  the  year.  As  our  premium  trade  channels,  hospitality  and  export  markets  re-open  and  all  our 
businesses  return  to  more  normal  conditions,  we  are  confident  our  track  record  of  growth  in  sales  and  net  earnings  will 
continue. 

An Extraordinary Year 
I am writing this letter to shareholders shortly after a meeting of our senior management team, the first in-person gathering 
we have held in over fifteen months. And while we have spent more time together than ever before due to the significant 
challenges  presented  by  the  COVID-19  pandemic,  it  was  highly  gratifying  to  move  from  our  “virtual”  meetings  to 
celebrating together the accomplishments we achieved over the last year.   

With the onset of the pandemic in March 2020, we immediately took steps to ensure the safety and well-being of all our 
employees.  Approximately  80%  of  our  more  than  1,600  people  across  the  country  continued  to  work  throughout  this 
challenging  year,  and  it  is  their  extraordinary  effort  and  commitment  that  delivered  such  positive  results  for  the  year, 
ensuring we will emerge from the pandemic stronger than ever before.   

We were fortunate that the beverage alcohol category was deemed essential by the federal government during the pandemic, 
and as a result provincial liquor stores, our largest customers, remained open across the country. Our production facilities 
continued to operate, our stand-alone and grocery and estate winery retail outlets were open for business. However, our nine 
estate wineries, hospitality and export trade channels were closed, impacting our growth for the year.  

The  pandemic  also  affected  our  sales  product  mix  as  consumers  gravitated  toward  more  value-priced  segments.  The 
resulting significant increase in sales of our lower margin products, combined with the closure of trade channels focused on 
our  higher-margin  premium  and  ultra-premium  products,  negatively  impacted  our  overall  gross  margin  for  the  year. 
Additionally,  we  took  steps  to  reduce  our  overhead  costs  to  reflect  the  pandemic  operating  environment,  including  staff 
reductions and reduced sales and marketing expenses. Through the fourth quarter we began to return to more normal selling 
and administrative staffing and marketing costs in anticipation of a gradual return to more normal business conditions.   

Fiscal 2021 was another year of significant investment in the Company. Over the last three years we have invested more in 
our  operations,  our  vineyards,  and  our  estate  wine  group  than  ever  before.  We  have  also  invested  in  a  new  and  highly 
scalable  Enterprise  Resource  Planning  (ERP)  system  and  platform  that  will  have  a  profound  and  positive  impact  on  our 
logistics, production and delivery programs going forward. The new system went live in February 2021, and we are already 
seeing the benefits of its implementation. Our recent and successful entry into e-commerce sales was a specific beneficiary, 
and we look to grow our on-line presence and sales in the years to come.   

Another Strong Year 
Despite the significant challenges in our markets and operations due to the pandemic, sales rose almost 3% for the year to 
$393  million  as  we  performed  well  through  our  new  e-commerce  platform,  at  provincial  liquor  stores  and  other  retail 
channels that remained open. Gross margin was impacted by higher imported wine costs, increased consumption of lower-
margin products, and reduced sales of our premium and ultra-premium products. Selling and administrative expenses were 
lower  due  to  planned  efforts  to  conserve  cash  resources  during  the  pandemic.  However,  despite  these  challenges,  we 
generated an 18% increase in net earnings to $27.8 million or $0.65 per Class A share for the year ended March 31, 2021, up 
from $23.5 million or $0.55 per share in the prior year.   

Our balance sheet and liquidity position remained strong and stable at year end. During the year we amended and restated 
our debt facilities, combining our prior credit lines into one facility, with an increased borrowing capacity of $350 million. 

ANDREW PELLER LIMITED 2021 |  1 

 
 
 
 
 
 
 
 
 
 
With this change, we recorded a net gain on debt modification of $2.3 million in fiscal 2021. Working capital was strong at 
$170.7 million at year end, while shareholders’ equity rose to $265.6 million or $6.08 per common share.  

Increase in Common Share Dividends 
In  June  2021,  the  Company’s  Board  of  Directors  approved  a  10%  increase  in  common  share  dividends,  reflecting  our 
positive performance during the pandemic, our outlook on our future, and our commitment to enhancing long-term value for 
our shareholders. The annual dividend on Class A Shares was increased to $0.246 per share and the dividend on Class B 
Shares was increased to $0.214. The Company has consistently paid common share dividends since 1979. 

Acquisition of The Riverbend Inn and Vineyard 
On  February  26,  2021,  we  completed  the  acquisition  of  the  assets  and  properties  of  The  Riverbend  Inn  and  Vineyard  in 
Niagara-on-the-Lake,  Ontario  for  $10.0  million.  This  historic  and  well-located  property,  containing  17  acres  of  prime 
vineyards and a 21-room hotel and restaurant, is situated directly adjacent to our Peller Estates Winery. Opened in 2004, this 
Georgian-style inn has a successful and profitable track record as a destination of choice for visitors to the Niagara Region. 
The  Inn  is  a  natural  extension  of  our  success  in  delivering  a  premium  wine  tourism  experience,  and  we  look  forward  to 
welcoming you on your next visit to Niagara-on-the-Lake. 

Looking Ahead 
As the vaccine rollout accelerates in Canada, and all our markets and trade channels slowly return to more normal activity as 
the pandemic eases, we look forward to another strong year in fiscal 2022.  

We are already seeing significant demand for visits to our estate wineries and anticipate growth in our premium and ultra-
premium sales, as well as from the re-opening of our hospitality business, restaurants, tours and export sales, augmented by 
the recently acquired Riverside Inn and Vineyard. We also expect to see increased momentum through our new e-commerce 
portals as we enhance our on-line consumer experience and drive efficiencies in our delivery costs.  

Our recent entry into new markets and product categories will make a positive contribution going forward. We have made 
significant progress in our recent entry into the ready-to-drink segment with strong brand recognition and growth in seltzers 
and our popular No Boats on Sunday ciders, while the introduction of new wine spritzers and cocktails holds real promise. 
Likewise, our entry into the spirits category is performing very well, including craft and cream whiskey under our Wayne 
Gretzky and Panama Jack brands.  

In  closing,  on  behalf  of  the  Board  of  Directors  and  all  shareholders,  I  want  to  thank  everyone  at  the  Company  for  their 
extraordinary  contribution  in  what  was  an  extraordinary  year  for  the  Company.  It  is  our  decades  of  experience  and  our 
proven  culture  of  innovation  and  performance  that  enabled  us  to  successfully  work  through  the  pandemic,  and  we  are 
confident  we  will  emerge  stronger  than  ever  before  as  we  return  to  more  normal  business  conditions.  We  also  thank  our 
customers  and  consumers  for  their  patience  and  loyalty.  We  remain  committed  to  what  we  do  best  –  providing  the  best 
products  at  the  best  price.  This  commitment  has  driven  our  growth  and  success  for  over  forty  years  and  will  continue  to 
build value for our shareholders in the years ahead. 

John E. Peller, O.C. 

President and Chief Executive Officer 

2 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
2020 TOP AWARDS

Peller Estates Winery
(Niagara-on-the-Lake, ON)

International East Meets West – Eastern Division
•  Best of Show Red Wine – Best of Class – Gold Medal – 
91 points – 2018 Family Vineyards VQA Cabernet Franc

•  Double Gold Medal – 97 points – 2018 Family 

Vineyards VQA Cabernet Merlot

•  Gold Medal – 93 points – 2018 Family 

Vineyards VQA Sauvignon Blanc

•  Gold Medal – 90 points – 2018 Family Vineyards VQA Riesling
•  Silver Medal – 2018 Family Vineyards VQA Chardonnay
•  Silver Medal – 2018 Family Vineyards VQA Baco Noir
•  Silver Medal – 2018 Family Vineyards VQA Merlot
•  Silver Medal – 2018 Family Vineyards 

VQA Cabernet Sauvignon

Global Riesling Masters – UK
•  Master – 2017 Andrew Peller Signature 

Series Riesling Icewine

•  Silver Medal – 2018 Private Reserve Riesling
•  Silver Medal – 2018 Andrew Peller Signature Series Riesling

The Global Riesling Masters – UK 2020
•  Master – 95 points – 2018 Andrew Peller 

Signature Series Riesling Icewine

Experience Rosé, California USA
•  Gold Medal – 91 points – 2019 Peller Private Reserve Rose

Finger Lakes International Wine Competition
•  Silver Medal – 2018 Family Vineyards VQA Sauvignon Blanc
•  Silver Medal – 2018 Family Vineyards VQA Baco Noir
•  Bronze Medal – 2018 Family Vineyards VQA Chardonnay
•  Bronze Medal – 2018 Family Vineyards VQA Cabernet Franc
•  Bronze Medal – 2018 Family Vineyards 

VQA Cabernet Sauvignon

•  Bronze Medal – 2018 Family Vineyards VQA Cabernet Merlot

International Wine & Spirit Competition – UK
•  Trophy - Sweet Wine Producer of the Year
•  Gold Medal – 95 points – 2018 AP Signature 

Series Vidal Blanc Icewine

•  Gold Medal – 95 points – 2018 AP 
Signature Series Riesling Icewine

•  Silver Medal – 94 points – 2018 AP Signature 

Series Oak Aged Vidal Blanc Icewine

•  Silver Medal – 90 points – 2017 AP Signature 

Series Cabernet Franc Icewine

•  Bronze Medal – 87 points – 2017 AP 
Signature Series Cabernet Franc

•  Bronze Medal – 86 points – 2018 AP Signature Series Riesling

Decanter World Wine Awards – UK
•  Platinum – 97 points – 2018 Andrew Peller 

Signature Series Oak Aged Vidal Blanc Icewine
•  Silver Medal – 94 points – 2018 Andrew Peller 

Signature Series Vidal Blanc Icewine

•  Silver Medal – 94 points – 2018 Andrew Peller 

Signature Series Riesling Icewine

•  Silver Medal – 91 points – 2017 Andrew Peller 

Signature Series Cabernet Franc

•  Silver Medal – 91 points – 2017 Andrew Peller 

Signature Series Cabernet Franc Icewine
•  Bronze Medal – 89 points – 2018 Andrew 

Peller Signature Series Riesling

•  Bronze Medal – 89 points – 2017 Andrew Peller 

Signature Series Cabernet Sauvignon

Women’s Wine & Spirits Awards, UK (2021)
•  Double Gold Medal – Ice Cuvee Classic
•  Double Gold Medal – Ice Cuvee Rose
•  Gold Medal – 2017 Andrew Peller Signature 

Series Cabernet Franc Icewine

•  Silver Medal – 2018 Andrew Peller Signature 

Series Vidal Blanc Icewine

•  Bronze Medal – 2018 Andrew Peller 
Signature Series Riesling Icewine

International Wine Challenge – UK
•  Silver Medal – 93 points – 2018 Andrew Peller 

Signature Series Vidal Blanc Icewine

•  Silver Medal – 92 points – 2018 Andrew Peller 
Signature Series Oak Aged Vidal Blanc Icewine
•  Bronze Medal – 89 points – 2018 Andrew Peller 

Signature Series Riesling Icewine

•  Bronze Medal – 87 points – 2018 Andrew 

Peller Signature Series Riesling

•  Bronze Medal – 85 points – 2017 Andrew Peller 

Signature Series Cabernet Franc Icewine

WineAlign – Guide to Canada’s Best Wines
•  93 points – 2018 Peller Estates Andrew Peller Signature 

Series Oak Aged Vidal Blanc Icewine TOP 10
•  90 points – 2018 Peller Estates Andrew Peller 

Signature Series Riesling Icewine

•  88 points – 2019 Peller Private Reserve Rose
•  90 points – 2017 Peller Estates Andrew Peller 

Signature Series Cabernet Sauvignon

•  88 points – 2018 Peller Estates Private Reserve Gamay Noir
•  91 points – 2018 Peller Estates Andrew Peller 
Signature Series Sauvignon Blanc TOP 10

•  89 points – 2019 Peller Estates Private 

Reserve Sauvignon Blanc

•  92 points – 2017 Peller Estates Andrew Peller 

Signature Series Cabernet Franc TOP 10
•  90 points – 2018 Peller Estates Private 

Reserve Cabernet Franc

•  90 points – 2018 Peller Estates Andrew Peller 

Signature Series Chardonnay Sur Lie
•  89 points – 2018 Peller Estates Andrew 

Peller Signature Series Riesling

•  89 points – Peller Estates Ice Cuvee Classic
•  89 points – Peller Estates Ice Cuvee Rose

Selections Mondiales des Vin Canada, Quebec City
•  Silver Medal – 2019 Family Vineyards VQA Riesling

Thirty Bench Wine Makers
(Niagara-on-the-Lake, ON)

Global Riesling Masters – UK
•  Silver Medal – 2017 Small Lot Riesling Wild Cask
•  Silver Medal – 2017 Small Lot Riesling Triangle Vineyard
•  Bronze Medal – 2018 Winemakers Blend Riesling

The Global Riesling Masters – UK 2020
•  Gold Medal – 93 points – Sparkling Riesling
•  Silver Medal – 91 points – 2017 Small Lot Riesling Wild Cask
•  Silver Medal – 89 points – 2017 Small 

Lot Riesling Triangle Vineyard

Experience Rosé, California USA
•  Silver Medal – 2019 Thirty Bench Rose

International Wine & Spirit Competition – UK
•  Silver Medal – 90 points – 2017 Small Lot Riesling Wild Cask
•  Silver Medal – 91 points – 2017 Small Lot Cabernet Sauvignon
•  Bronze Medal – 89 points – 2018 Winemakers Blend Riesling
•  Bronze Medal – 89 points – Sparkling Riesling
•  Bronze Medal – 87 points – 2017 Small 

Lot Riesling Triangle Vineyard

Decanter World Wine Awards – UK
•  Silver Medal – 93 points – 2017 Small Lot Riesling Wild Cask
•  Silver Medal – 92 points – 2018 Winemakers Blend Riesling
•  Silver Medal – 92 points – 2017 Small Lot 

Riesling Steel Post Vineyard

•  Silver Medal – 92 points – 2017 Small Lot Cabernet Sauvignon
•  Silver Medal – 91 points – 2016 Small Lot Cabernet Franc
•  Silver Medal – 91 points – 2017 Small 

Lot Riesling Triangle Vineyard

•  Bronze Medal – 89 points – Sparkling Riesling

International Wine Challenge – UK
•  Silver Medal – 90 points – 2017 Small Lot Riesling Wild Cask
•  Bronze Medal – 88 points – 2017 Small 

Lot Riesling Steel Post Vineyard 

•  Bronze Medal – 85 points – 2017 Small 

Lot Riesling Triangle Vineyard 

WineAlign – Guide to Canada’s Best Wines
•  90 points – 2018 Thirty Bench Winemaker’s Blend Red
•  91 points – 2017 Thirty Bench Small Lot Pinot Noir
•  91 points – 2019 Thirty Bench Rose TOP 

10 and #1 Top Scoring Rose

•  92 points – 2019 Thirty Bench Small 

Lot Gewurztraminer TOP 10

•  91 points – 2017 Thirty Bench Small Lot 

Cabernet Sauvignon TOP 10

•  94 points – 2017 Thirty Bench Small Lot Cabernet 
Franc TOP 10 and #1 Top Scoring Cabernet Franc
•  91 points – 2018 Thirty Bench Small Lot Chardonnay 
•  92 points – 2017 Thirty Bench Small 

Lot Riesling Wild Cask TOP 10

•  92 points – 2017 Thirty Bench Small Lot 

Riesling Triangle Vineyard TOP 10

•  91 points – Thirty Bench Sparkling Riesling TOP 10

ONTARIO & N.S.

Trius Winery
(Niagara-on-the-Lake, ON)

Wayne Gretzky Estates & Distillery
(Niagara-on-the-Lake, ON)

Decanter World Wine Awards

Global Riesling Masters – UK
•  Silver Medal – 2018 Showcase Riesling Ghost Creek Vineyard
•  Bronze Medal – 2018 Dry Riesling
•  Bronze Medal – 2018 Late Autumn Off Dry Riesling

Experience Rosé, California USA
•  Silver Medal – 2019 Trius Rose

International Wine & Spirit Competition – UK
•  Silver Medal – 90 points – Brut Rose
•  Bronze Medal – 89 points – 2018 Showcase Vidal Icewine
•  Bronze Medal – 86 points – Trius Brut

Decanter World Wine Awards – UK
•  Gold Medal – 95 points – 2018 Showcase Vidal Icewine
•  Silver Medal – 90 points – 2017 Showcase 

Red Shale Cabernet Franc

•  Silver Medal – 90 points – 2017 Showcase 

East Block Cabernet Sauvignon

•  Bronze Medal – 89 points – Trius Brut
•  Bronze Medal – 88 points – Trius Brut Rose
•  Bronze Medal – 88 points – 2017 Red The Icon

International Wine Challenge – UK
•  Silver Medal – 92 points – 2018 Showcase 

Riesling Ghost Creek Vineyard

•  Silver Medal – 92 points – 2018 Showcase Vidal Icewine

WineAlign – Guide to Canada’s Best Wines
•  91 points – 2018 Trius Red The Icon
•  91 points – 2018 Trius Showcase Pinot Noir Clark Farm
•  89 points – 2018 Trius Showcase Outlier Gewurztraminer
•  91 points – 2017 Trius Showcase East 
Block Cabernet Sauvignon TOP 10

•  90 points – 2018 Trius Showcase Clean Slate 

Sauvignon Blanc Wild Ferment TOP 10
•  92 points – 2017 Trius Showcase Red 

Shale Cabernet Franc TOP 10

•  91 points – 2018 Trius Showcase Chardonnay 

Wild Ferment Watching Tree Vineyard
•  93 points – 2018 Trius Showcase Riesling 

Ghost Creek Vineyard TOP 10

•  90 points – Trius Brut Rose
•  89 points – Trius Brut

Canadian Whisky Awards – Victoria, BC
•  Best Mixed Mash Whisky – Wayne Gretzky 

No. 99 Ninety Nine Proof Small Batch

•  Gold Medal – Wayne Gretzky No.99 

Ninety Nine Proof Small Batch

•  Silver Medal – Wayne Gretzky No. 99 Red Cask Whisky
•  Silver Medal – Wayne Gretzky No. 99 Ice Cask Whisky
•  Silver Medal – Wayne Gretzky No. 99 Cream Whisky

International East Meets West – Eastern Division
•  Best of Class – Double Gold Medal – 98 
points – 2018 Whisky Oak Aged Red

•  Gold Medal – 90 points – 2018 Whisky Oak Aged Chardonnay
•  Silver Medal – 2018 Merlot

San Francisco World Spirits Competition
•  Best Cream / Dairy Liqueur – Double 

Gold – No.99 Canadian Cream

•  Silver Medal – No.99 Ninety Nine Proof Whisky
•  Silver Medal – No.99 Red Cask Whisky
•  Silver Medal – No.99 Ice Cask Whisky

Experience Rosé, California USA
•  Silver Medal – 2019 Wayne Gretzky Rose

Alberta Beverage Awards
•  Best in Class – Wayne Gretzky No.99 Red Cask Whisky

International Wine & Spirit Competition – UK
•  Silver Medal – 90 points – 2018 No.99 Vidal Icewine

Decanter World Wine Awards – UK
•  Silver Medal – 91 points – 2018 No.99 Vidal Icewine

Women’s Wine & Spirits Awards, UK (2021)
•  Double Gold Medal – 2018 No.99 Vidal Icewine

International Wine Challenge – UK
•  Gold Medal – 95 points – 2018 Vidal Icewine

WineAlign – Guide to Canada’s Best Wines
•  89 points – 2017 Wayne Gretzky Shiraz Cabernet
•  88 points – 2017 Wayne Gretzky Cabernet Merlot
•  92 points – 2017 Wayne Gretzky 
Cabernet Franc Icewine TOP 10

•  91 points – 2018 Wayne Gretzky Vidal Icewine

Selections Mondiales des Vin Canada, Quebec City
•  Silver Medal – 2019 Founders Series Riesling

PLATINUM 
97 POINTS
Peller Estates Winery 
2019 Signature Series Riesling

+290

AWARDS NATIONALLY

2020 TOP AWARDS

Black Hills Estate Winery
(Okanagan Valley, BC)

Chardonnay du Monde, France
•  Silver Medal – 2018 Black Hills Chardonnay

International Wine & Spirit Competition UK
•  Gold Medal – 95 points – 2018 Carmenere
•  Silver Medal – 92 points – 2017 Syrah
•  Silver Medal – 91 points – 2017 Ipso Facto
•  Silver Medal – 90 points – 2018 Chardonnay

Decanter World Wine Awards, UK
•  Silver Medal – 91 points – 2017 Syrah
•  Bronze Medal – 89 points – 2017 Ipso Facto
•  Bronze Medal – 88 points – 2018 Viognier
•  Bronze Medal – 88 points – 2018 Chardonnay

British Columbia Lieutenant Governor’s Wine Awards
•  Gold Medal – 2018 Roussanne
•  Silver Medal – 2017 Ipso Facto
•  Bronze Medal – 2019 Viognier
•  Bronze Medal – 2018 Chardonnay
•  Bronze Medal – 2018 Addendum
•  Bronze Medal – 2018 Syrah
•  Bronze Medal – 2018 Carmenere

WineAlign – Guide to Canada’s Best Wines
•  90 points – 2018 Black Hills Carmenere TOP 10
•  90 points – 2018 Black Hills Tempranillo TOP 10
•  93 points – 2018 Black Hills Addendum TOP 10
•  93 points – 2018 Black Hills Per Se TOP 10
•  91 points – 2018 Black Hills Syrah TOP 10
•  91 points – 2018 Black Hills Roussanne TOP 10
•  91 points – 2019 Black Hills Chardonnay

Gray Monk Estate Winery
(Okanagan Valley, BC)

International East Meets West – Western Division
•  Best of Show White Wine – Best of Class – 
Double Gold – 97 points – 2018 Pinot Gris

•  Gold Medal – 93 points – 2018 Pinot Auxerrois
•  Gold Medal – 92 points – 2018 Gewurztraminer
•  Silver Medal – 2018 Riesling
•  Silver Medal – 2018 Pinot Noir
•  Silver Medal – 2018 Latitude 50 Red

Experience Rosé, California USA
•  Silver Medal – 2019 Gray Monk Rose
•  Silver Medal – 2019 Gray Monk Latitude 50 Rose

Finger Lakes International Wine Competition
•  Silver Medal – 2018 Chardonnay Unwooded
•  Silver Medal – 2018 Latitude 50 Red
•  Bronze Medal – 2018 Pinot Auxerrois

International Wine & Spirit Competition UK
•  Bronze Medal – 88 points – 2018 Odyssey Pinot Gris
•  Bronze Medal – 87 points – 2017 Odyssey White Brut

Raven Conspiracy
(Okanagan Valley, BC)

Decanter World Wine Awards, UK
•  Silver Medal – 90 points – 2018 Odyssey Pinot Gris
•  Bronze Medal – 89 points – 2017 Odyssey White Brut
•  Bronze Medal – 88 points – 2016 Odyssey Cabernet Franc
•  Bronze Medal – 88 points – 2017 Odyssey Rose Brut

British Columbia Lieutenant Governor’s Wine Awards
•  Silver Medal – 2017 Odyssey Merlot
•  Silver Medal – 2017 Odyssey Rose Brut
•  Bronze Medal – 2019 Seigerrebe
•  Bronze Medal – 2019 Rose
•  Bronze Medal – 2017 Odyssey Cabernet Sauvignon

Women’s Wine & Spirits Awards, UK (2021)
•  Trophy – Greatest Sparkling Wine – Double 

Gold Medal – 2017 Odyssey White Brut

•  Gold Medal – 2016 Odyssey Merlot
•  Silver Medal – 2016 Odyssey Cabernet Franc

WineAlign – Guide to Canada’s Best Wines
•  90 points – 2017 Gray Monk Odyssey Meritage
•  89 points – 2017 Gray Monk Odyssey Merlot
•  91 points – 2017 Gray Monk Odyssey 

Cabernet Sauvignon TOP 10

•  90 points – 2019 Gray Monk Odyssey Pinot Gris  TOP 10
•  90 points – 2016 Gray Monk Odyssey Cabernet Franc
•  89 points – 2017 Gray Monk Odyssey Rose Brut
•  88 points – 2018 Gray Monk Odyssey White Brut

Peller Estates Winery
(Okanagan Valley, BC)

International East Meets West – Western Division
•  Gold Medal – 92 points – 2018 Family 
Vineyards Select VQA Chardonnay
•  Gold Medal – 92 points – 2018 Family 

Vineyards Select VQA Sauvignon Blanc

•  Silver Medal – 2017 Family Select Cabernet Merlot

Finger Lakes International Wine Competition
•  Silver Medal – 2019 Family Vineyards 

VQA Select Sauvignon Blanc

•  Silver Medal – 2018 Family Vineyards 

VQA Select Cabernet Merlot

•  Bronze Medal – 2018 Family Vineyards VQA Select Merlot
•  Bronze Medal – 2018 Family Vineyards 

VQA Select Chardonnay

British Columbia Lieutenant Governor’s Wine Awards
•  Silver Medal – 2019 Family Reserve VQA Winemaker’s Red
•  Bronze Medal – 2019 Family Reserve VQA Chardonnay 

International East Meets West – Western Division
•  Silver Medal – 2017 Deep Dark Red

Red Rooster Winery
(Okanagan Valley, BC)

Alberta Beverage Awards – Culinaire magazine
•  Judge’s Selection – 2017 Red Rooster Golden Egg

International Wine & Spirit Competition UK
•  Silver Medal – 92 points – 2018 Riesling
•  Silver Medal – 91 points – 2017 Rare Bird Series Merlot
•  Bronze Medal – 87 points – 2018 Riesling Icewine
•  Bronze Medal – 87 points – 2017 Rare Bird Series Syrah
•  Bronze Medal – 86 points – 2017 Rare Bird Series Meritage

Decanter World Wine Awards, UK
•  Gold Medal – 95 points – 2018 Riesling Icewine
•  Silver Medal – 90 points – 2018 Riesling
•  Bronze Medal – 89 points – 2017 Rare Bird Series Malbec
•  Bronze Medal – 89 points – 2016 Rare Bird Series Meritage

British Columbia Lieutenant Governor’s Wine Awards
•  Gold Medal – 2019 Rare Bird Series Pinot Gris
•  Silver Medal – 2018 Rare Bird Series Syrah
•  Silver Medal – Brut 
•  Bronze Medal – 2018 Rare Bird Series Malbec
•  Bronze Medal – 2018 Rare Bird Series Merlot

Women’s Wine & Spirits Awards, UK (2021)
•  Gold Medal – 2018 Riesling Icewine
•  Gold Medal – 2018 Riesling

WineAlign – Guide to Canada’s Best Wines
•  91 points – 2017 Red Rooster Golden Egg
•  88 points – 2018 Red Rooster Rare Bird Series Syrah
•  88 points – 2019 Red Rooster Rare Bird Series Viognier

Sandhill Winery
(Okanagan Valley, BC)

Experience Rosé, California USA
•  Double Gold Medal – 95 points – 2019 
Sandhill Rose Terroir Driven Wine

Alberta Beverage Awards – Culinaire magazine
•  Judge’s Selection – 2017 Sandhill Cabernet 

Franc Terroir Driven Wine

International Wine & Spirit Competition UK
•  Silver Medal – 92 points – 2017 Single Vineyard 

Malbec Osprey Ridge Vineyard

•  Silver Medal – 91 points – 2017 Single Vineyard 

Syrah Sandhill Estate Vineyard

BRITISH COLUMBIA

Wayne Gretzky Estates Okanagan
(Okanagan Valley, BC)

International East Meets West – Western Division
•  Silver Medal – 2018 Whisky Oak Aged Cask Red

Experience Rosé, California USA
•  Gold Medal – 90 points – 2019 Wayne Gretzky Rose

Alberta Beverage Awards – Culinaire magazine
•  Best in Class – Wayne Gretzky No.99 Red Cask Whisky

British Columbia Lieutenant Governor’s Wine Awards
•  Silver Medal – 2019 Pinot Grigio
•  Silver Medal – 2019 Rose
•  Silver Medal – 2019 Cabernet Franc Syrah
•  Bronze Medal – 2019 Chardonnay
•  Bronze Medal – 2019 Whisky Oak Aged Chardonnay
•  Bronze Medal – 2019 The Great Red

All Canadian Wine Championships

BEST 
SPARKLING WINE 
DOUBLE GOLD
Gray Monk Estate Winery 
2018 Odyssey Rose Brut

•  Silver Medal – 90 points – 2017 Single Vineyard 

THREE Sandhill Estate Vineyard

Stone Road Vineyard

•  Bronze Medal – 87 points – 2016 Harvest 

Series Co Ferment Red

•  Bronze Medal – 86 points – 2017 Single 

Vineyard ONE Vanessa Vineyard

•  Bronze Medal – 86 points – 2017 Single 
Vineyard TWO Sandhill Estate Vineyard

Decanter World Wine Awards, UK
•  Silver Medal – 94 points – 2018 Riesling Icewine
•  Silver Medal – 91 points – 2017 Single Vineyard 

TWO Sandhill Estate Vineyard

•  Silver Medal – 90 points – 2017 Single 

Vineyard ONE Vanessa Vineyard

•  Bronze Medal – 89 points – 2018 Harvest Series Chardonnay
•  Bronze Medal – 89 points – 2017 Single 
Vineyard Syrah Sandhill Estate Vineyard

•  Bronze Medal – 88 points – 2017 Single Vineyard 

THREE Sandhill Estate Vineyard

British Columbia Lieutenant Governor’s Wine Awards
•  Gold Medal – 2019 Pinot Blanc Terroir Driven Wine
•  Silver Medal – 2019 Chardonnay Terroir Driven Wine
•  Silver Medal – 2017 Single Vineyard 

TWO Sandhill Estate Vineyard

•  Silver Medal – 2018 Single Vineyard 

Syrah Hidden Terrace Vineyard

•  Bronze Medal – 2019 Pinot Gris Terroir Driven Wine
•  Bronze Medal – 2019 Sovereign Opal Terroir Driven Wine
•  Bronze Medal – 2019 Rose Terroir Driven Wine
•  Bronze Medal – 2019 Single Vineyard 

Viognier Osprey Ridge Vineyard

•  Bronze Medal – 2017 Single Vineyard Petit 

Verdot Osprey Ridge Vineyard

•  Bronze Medal – 2019 Riesling Icewine

WineAlign – Guide to Canada’s Best Wines
•  88 points – 2017 Sandhill Single Vineyard 

Barbera Sandhill Estate Vineyard

•  91 points – 2017 Sandhill Single Vineyard 

THREE Sandhill Estate Vineyard

•  89 points – 2017 Sandhill Single Vineyard 

ONE Vanessa Vineyard

•  89 points – 2018 Sandhill Single Vineyard 

Syrah Hidden Terrace Vineyard

•  88 points – 2019 Sandhill Pinot Gris Terroir Driven Wine
•  90 points – 2018 Sandhill Harvest Series Chardonnay 

Sandhill Estate Vineyard Harvest Twenty Two

•  88 points – 2019 Sandhill Chardonnay Terroir Driven Wine

International East Meets West – Western Division
•  Silver Medal – 2018 Smooth Red

Finger Lakes International Wine Competition
•  Silver Medal – 2018 Smooth Red
•  Bronze Medal – 2018 Smooth White

Tinhorn Creek Vineyards
(Okanagan Valley, BC)

Chardonnay du Monde, France
•  Silver Medal – 2018 Tinhorn Creek Vineyards Chardonnay

International Wine & Spirit Competition UK
•  Silver Medal – 90 points – 2017 Merlot
•  Silver Medal – 90 points – 2016 Oldfield 

Reserve Cabernet Franc

•  Bronze Medal – 87 points – 2018 Chardonnay
•  Bronze Medal – 86 points – 2018 Pinot Gris
•  Bronze Medal – 86 points – 2017 Cabernet Franc

Decanter World Wine Awards, UK
•  Silver Medal – 93 points – 2016 Oldfield 

Reserve Cabernet Franc

•  Silver Medal – 93 points – 2015 The Creek
•  Silver Medal – 92 points – 2016 Oldfield Reserve Syrah
•  Silver Medal – 92 points – 2016 Oldfield Reserve Merlot
•  Bronze Medal – 88 points – 2018 Chardonnay
•  Bronze Medal – 88 points – 2017 Cabernet Franc
•  Bronze Medal – 87 points – 2017 Merlot

British Columbia Lieutenant Governor’s Wine Awards
•  Silver Medal – 2018 Cabernet Franc
•  Silver Medal – 2016 The Creek
•  Bronze Medal – 2018 Chardonnay
•  Bronze Medal – 2019 Pinot Gris
•  Bronze Medal – 2018 Oldfield Reserve Cabernet Franc

WineAlign – Guide to Canada’s Best Wines
•  93 points – 2015 Tinhorn Creek The Creek TOP 10
•  92 points – 2016 Tinhorn Creek The Creek
•  92 points – 2017 Tinhorn Creek Oldfield Reserve Syrah TOP 10
•  91 points – 2017 Tinhorn Creek Oldfield Reserve Merlot TOP 10
•  90 points – 2019 Tinhorn Creek Oldfield 

Reserve Sauvignon Blanc  TOP 10

•  89 points – 2018 Tinhorn Oldfield Reserve Cabernet Franc 

MANAGEMENT’S DISCUSSION & ANALYSIS 
FOR THE THREE MONTHS AND YEAR ENDED MARCH 31, 2021 

The following management’s discussion and analysis (“MD&A”) provides a review of corporate developments, results of 
operations, and financial position for the three months and year ended March 31, 2021 in comparison with those for the three 
months and year ended March 31, 2020 for Andrew Peller Limited (the “Company” or “APL”). This discussion is prepared 
as  of  June  16,  2021  and  should  be  read  in  conjunction  with  the  audited  annual  consolidated  financial  statements  and 
accompanying notes contained therein for the years ended March 31, 2021 and 2020. Additional information relating to the 
Company, including the audited annual consolidated financial statements and Annual Information Form for the years ended 
March  31,  2021  and  March  31,  2020,  is  available  on  www.sedar.com.    The  financial  years  ending  March  31,  2021  and 
March  31,  2020  are  referred  to  as  “fiscal  2021”  and    “fiscal  2020”  respectively.    All  dollar  amounts  are  expressed  in 
Canadian dollars unless otherwise indicated.  

Forward-Looking Information 
Certain  statements  in  this  MD&A  may  contain  “forward-looking  statements”  within  the  meaning  of  applicable  securities 
laws including the “safe harbour provisions” of the Securities Act (Ontario) with respect to APL and its subsidiaries.  Such 
statements include, but are not limited to, statements about the growth of the business; its launch of new premium wines and 
craft  beverage  alcohol  products;  sales  trends  in  foreign  markets;  its  supply  of  domestically  grown  grapes;  and  current 
economic conditions.  These statements are subject to certain risks, assumptions, and uncertainties that could cause actual 
results to differ materially from those included in the forward-looking statements.  The words “believe”, “plan”, “intend”, 
“estimate”, “expect”, or “anticipate”, and similar expressions, as well as future or conditional verbs such as “will”, “should”, 
“would”,  “could”,  and  similar  verbs  often  identify  forward-looking  statements.    We  have  based  these  forward-looking 
statements on our current views with respect to future events and financial performance.  With respect to forward-looking 
statements contained in this MD&A, the Company has made assumptions and applied certain factors regarding, among other 
things: future grape, glass bottle, and wine and spirit prices; its ability to obtain grapes, imported wine, glass, and other raw 
materials;  fluctuations  in  foreign  currency  exchange  rates;  its  ability  to  market  products  successfully  to  its  anticipated 
customers; the trade balance within the domestic Canadian and international wine markets; market trends; reliance on key 
personnel;  protection  of  its  intellectual  property  rights;  the  economic  environment;  the  regulatory  requirements  regarding 
producing, marketing, advertising, and labelling of its products; the regulation of liquor distribution and retailing in Ontario; 
the application of federal and provincial environmental laws; and the impact of increasing competition.  

These forward-looking statements are also subject to the risks and uncertainties discussed in the “Risks and Uncertainties” 
section and elsewhere in this MD&A and other risks detailed from time to time in the publicly filed disclosure documents of 
the Company which are available at www.sedar.com.  Forward-looking statements are not guarantees of future performance 
and involve risks, uncertainties, and assumptions which could cause actual results to differ materially from the conclusions, 
forecasts,  or  projections  anticipated  in  these  forward-looking  statements.    Because  of  these  risks,  uncertainties,  and 
assumptions,  you  should  not  place  undue  reliance  on  these  forward-looking  statements.  The  Company’s  forward-looking 
statements are made only as of the date of this MD&A, and except as required by applicable law, Andrew Peller Limited 
undertakes no obligation to update or revise these forward-looking statements to reflect new information, future events, or 
circumstances. 

Overview 
The  Company  is  a  leading  producer  and  marketer  of  quality  wines  and  craft  beverage  alcohol  products  in  Canada.   With 
wineries  in  British  Columbia,  Ontario,  and  Nova  Scotia,  the  Company  markets  wines  produced  from  grapes  grown  in 
Ontario’s Niagara Peninsula, British Columbia’s Okanagan and Similkameen Valleys, and from vineyards around the world. 
The  Company’s  award-winning  premium  and  ultra-premium  Vintners’  Quality  Alliance  (“VQA”)  brands  include  Peller 
Estates, Trius, Thirty Bench, Wayne Gretzky, Sandhill, Red Rooster, Black Hills Estate Winery, Tinhorn Creek Vineyards, 
Gray  Monk  Estate  Winery,  Raven  Conspiracy  and  Conviction.  Complementing  these  premium  brands  are  a  number  of 
popularly  priced  varietal  brands  including  Peller  Family  Vineyards,  Copper  Moon,  Black  Cellar  and  XOXO.  Hochtaler, 
Domaine D’Or, Schloss Laderheim, Royal, and Sommet are the Company’s key value priced brands. The Company imports 
wines from major wine regions around the world to blend with domestic wine to craft these quality and value priced brands. 
The Company also produces craft beverage alcohol products, including No Boats on Sunday ciders and seltzers, and various 
beer, spirits and cream whisky products under the Wayne Gretzky No. 99 brand. With a focus on serving the needs of all 
wine  consumers,  the  Company  produces  and  markets  premium  personal  winemaking  products  through  its  wholly-owned 
subsidiary, Global Vintners Inc. (“GVI”), the recognized leader in personal winemaking products. GVI distributes products 
through over 200 authorized retailers and more than 400 independent retailers across Canada, with additional distributors in 
the  United  States,  the  United  Kingdom,  New  Zealand,  Australia,  and  China.  GVI’s  award-winning  premium  and  ultra-

ANDREW PELLER LIMITED 2021 |  7 

 
 
 
 
 
premium winemaking brands include Winexpert, Vine Co., Apres, LE, Passport Series, On the House, Wild Grapes, DIY My 
Wine Co., Island Mist and Niagara Mist.  The Company owns and operates 101 well-positioned independent retail locations 
in Ontario under The Wine Shop, Wine Country Vintners, and Wine Country Merchants store names. The Company also 
operates  Andrew  Peller  Import  Agency  and  The  Small  Winemaker’s  Collection  Inc.,  importers  and  marketing  agents  for 
premium wines from around the world.  

The  Company’s  vision  is  to  Pour  Extraordinary  into  Everyday  Life.  The  Company  believes  it  achieves  this  objective  by 
delivering to its customers and consumers the highest quality branded wines, spirits, refreshments, beer and experiences at 
the best possible value. To meet this goal, the Company invests in improvements in the quality of grapes, wines, and other 
raw  materials,  its  winemaking  and  distillation  capabilities,  sales  and  marketing  initiatives,  tourism  and  hospitality 
experiences, and its quality management programs.     

The Company is focused on initiatives to reduce costs and enhance its production efficiencies through a continual review of 
its operations and cost structure with a view to enhancing profitability.  The Company continues to expand and strengthen its 
distribution through provincial liquor boards, Ontario independent retail locations, grocery outlets and e-commerce platform 
under The Wine Shop, Wine Country Vintners, and Wine Country Merchants store names, estate wineries, restaurants, and 
other  licensed  establishments.  This  distribution  network  is  supported  by  enhanced  sales,  marketing,  and  promotional 
programs. From time to time the Company also evaluates the potential for acquisitions and partnerships, both in Canada and 
internationally, to further complement its product portfolio and market presence. 

Recent Events 
On  June  16,  2021,  the  Company’s  Board  of  Directors  approved  a  10%  increase  in  common  share  dividends.  The  annual 
dividend on Class A Shares was increased to $0.246 per share and the dividend on Class B Shares was increased to $0.214. 
The  Company  has  consistently  paid  common  share  dividends  since  1979.  APL  currently  designates  all  dividends  paid  as 
“eligible dividends” for purposes of the Income Tax Act (Canada) unless indicated otherwise. 

On March 4, 2021, the Company announced its notice of intention to make a normal course issuer bid had been approved by 
the  Toronto  Stock  Exchange.  Under  the  issuer  bid  the  Company  can  purchase  for  cancellation  up  to  1,773,896  of  its 
outstanding  Class  A  non-voting  shares,  representing  5%  of  the  Class  A  shares  outstanding  at  the  time,  over  the  ensuing 
twelve months. As of June 16, 2021, the Company had not purchased any shares under the approved issuer bid. 

On February 26, 2021, the Company announced it had acquired The Riverbend Inn and Vineyard in Niagara-on-the-Lake, 
Ontario. This historic and well-located property, containing 17 acres of prime vineyards and a 21-room hotel and restaurant, 
is situated directly adjacent to the Company’s Peller Estates Winery. Located at the corner of John Street and Niagara River 
Parkway,  the  Georgian-style  inn  was  opened  in  2004  and  has  a  successful  and  profitable  track  record  as  a  destination  of 
choice  for  visitors  to  the  Niagara  Region.  The  Company  paid  $10.0  million  for  100%  ownership  of  the  assets  and  the 
property. Due to the COVID-19 pandemic, the Inn has been closed since 2020, and management expects it will reopen once 
the current lockdown in Ontario has been lifted. 

On  February  10,  2021,  the  Company’s  Board  of  Directors  approved  a  5%  increase  to  the  fourth  quarter  common  share 
dividend. The quarterly dividend on Class A Shares of $0.0564 per share and the dividend on Class B Shares of $0.0491 will 
be payable to shareholders of record on March 31, 2021 and were paid on April 9, 2021. The Company has consistently paid 
common share dividends since 1979. APL currently designates all dividends paid as “eligible dividends” for purposes of the 
Income Tax Act (Canada) unless indicated otherwise.  

On July 27, 2020, it was announced that the Government of Canada has agreed to repeal the federal excise duty exemption 
of 100% Canadian wine by June 30, 2022. This agreement was reached due to a World Trade Organization challenge put 
forward  by  Australia  against  Canadian  wine  measures.  The  federal  Finance  Minister  has  committed  that  the  Canadian 
government  is  prepared  to  support  the  wine  industry  in  managing  the  impacts  of  this  agreement  and  are  actively 
investigating options that align with Canada’s international trade obligations, with a view to ensuring the long-term success 
of the industry.  Should a permanent replacement program not be implemented, the loss of the federal excise duty exemption 
would have a material adverse impact on the Company’s financial condition and results of operations. The Company, along 
with  its  industry  partners,  will  continue  to  work  with  the  federal  government  to  mitigate  the  economic  impacts  of  the 
negotiated settlement. 

On June 24, 2020, Randy Powell resigned as President of the Company to pursue other interests. John Peller, Chief 
Executive Officer has assumed his responsibilities. 

8 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
Results of Operations  

For the years ended March 31,  
(in $000, except per share amounts) 
Sales 
Gross margin 
Gross margin (% of sales) 
Selling and administrative expenses 
EBITA 
Interest 
Gain on debt modification and financing fees 
Net unrealized (gain) loss on derivative financial instruments 
Other expenses  
Adjusted earnings 
Net earnings  
Earnings per share – basic and diluted - Class A 
Earnings per share – basic and diluted - Class B 
Dividend per share – Class A (annual) 
Dividend per share – Class B (annual) 

2021 

2020 

2019 

$  393,036 
156,518 
39.8% 
93,472 
63,046 
8,108 
(2,312) 
(135) 
1,770 
26,986 
27,786 
$0.65 
$0.57 
$0.218 
$0.190 

$  382,306 
166,250 
43.5% 
104,749 
61,501 
8,107 
- 
1,406 
1,769 
27,575 
23,494 
$0.55 
$0.48 
$ 0.215 
$ 0.187 

$  381,796 
159,008 
41.6% 
106,133 
52,875 
6,872 
- 
1,679 
1,063 
29,408 
21,958 
$0.51 
$0.44 
$0.205 
$0.178 

Sales for the year ended March 31, 2021 were $393.0 million, up 2.8% from the prior year. Due to the COVID-19 pandemic, 
consumer purchasing patterns changed resulting in an increase in sales from the Company’s new e-commerce platform, at 
provincial  liquor  stores  and  other  retail  channels.  Partially  offsetting  the  increase  was  the  reduction  in  hospitality  and 
licensee sales due to COVID-19 closures and lower duty-free export sales due to restricted travel. Management believes the 
highly diversified nature of its well-established network of trade channels will continue to mitigate the impact on sales from 
the COVID-19 pandemic.  

The Company defines gross margin as gross profit excluding amortization. Gross margin as a percentage of sales was 39.8% 
for the year ended March 31, 2021 compared to 43.5% in the prior year. Gross margin in fiscal 2021 has declined as a result 
of higher imported wine costs, an increase in consumption of lower margin products, revenue declines in high margin trade 
channels, increased distribution costs resulting from the new e-commerce platform, and increased co-packing costs related to 
the Company’s new and growing refreshment beverage categories.  

Selling  and  administrative  expenses  were  lower  in  fiscal  2021  compared  to  the  prior  year  due  to  a  deliberate  effort  to 
conserve  cash  resources  by  temporarily  reducing  advertising  and  promotional  spending  and  staffing  levels  during  the 
COVID-19  pandemic.  As  a  result,  as  a  percentage  of  sales,  selling  and  administrative  expenses  were  reduced  to  23.8% 
compared  to  27.4%  in  the  prior  year.  Going  forward,  as  the  pandemic  eases  and  activity  in  the  hospitality  and  licensee 
channels increases, and the Company invests in growth opportunities, selling and administrative expenses will increase as a 
percentage of sales compared to fiscal 2021.  

Earnings  before  interest,  amortization,  net  unrealized  gains  and  losses  on  derivative  financial  instruments,  gain  on  debt 
modification and deferred financing fees, other (income) expenses, and income taxes (“EBITA”) were $63.0 million for the 
year ended March 31, 2021, up from $61.5 million in the prior year. EBITA strengthened due primarily to the lower selling 
and administrative costs. 

Interest expense in fiscal 2021 was consistent compared to the prior year due to lower interest rates partially offset by higher 
debt levels resulting primarily from the acquisition of the Riverbend Inn and Vineyard discussed above. 

The Company amended and restated its debt facilities on December 8, 2020 (discussed below).  Management has assessed 
the above amendments and has determined that these amendments constitute a modification of long term debt, in accordance 
with IFRS 9, which resulted in a gain on modification of $2.9 million for the year ended March 31, 2021, offset by financing 
costs of $0.6 million. 

ANDREW PELLER LIMITED 2021 |  9 

 
 
 
 
 
 
 
 
 
The Company recorded a net unrealized non-cash gain in fiscal 2021 of $0.1 million related to mark-to-market adjustments 
on interest rate swaps and foreign exchange contracts compared to an unrealized net loss of $1.4 million in the prior year. 
The  change  in  fiscal  2021  is  primarily  due  to  gains  on  interest  rate  swaps,  partially  offset  by  losses  on  foreign  exchange 
contracts.  The  Company  has  elected  not  to  apply  hedge  accounting  and  accordingly  the  change  in  fair  value  of  these 
financial  instruments  is  reflected  in  the  Company’s  consolidated  statement  of  earnings  each  reporting  period.  These 
instruments  are  considered  to  be  effective  economic  hedges  and  are  expected  to  mitigate  the  short-term  volatility  of 
changing foreign exchange and interest rates. 

Net earnings for the year ended March 31, 2021 were $27.8 million or $0.65 per Class A Share compared to $23.5 million or 
$0.55 per Class A Share in the prior year. Adjusted earnings, defined as net earnings not including gain on debt modification 
and  financing  fees,  net  unrealized  gains  and  losses  on  derivative  financial  instruments,  other  (income)  expenses,  and  the 
related income tax effect were $27.0 million for the year ended March 31, 2021 compared to $27.6 million in the prior year. 

COVID-19 Pandemic 
After  the  announcement  of  the  COVID-19  pandemic,  Canadian  businesses  selling  beer,  wine  and  other  alcohol  products 
were  deemed essential  services, as  well as  those  businesses  that  supply them.  Under  this provision,  all  of the Company’s 
production  facilities,  retail  locations  and  retail  estate  locations  remained  open  throughout  fiscal  2021  with  enhanced 
protocols  relating  to  cleanliness  and  physical  distancing.  As  a  result,  the  pandemic  has  not  negatively  impacted  the 
Company’s operations or demand for its products and as a result, has also not negatively impacted the Company’s liquidity 
position. However, uncertainty resulting from the on-going pandemic could result in an unforeseen disruption to the supply 
chain or continued government-mandated closures of restaurant and hospitality businesses that could impact the Company’s 
operations and results. 

Quarterly Performance  
The following table outlines key quarterly highlights.  

(in $000, except per share amounts)  

Q4 21 

Q3 21 

Q2 21 

Q1 21 

Q4 20 

Q3 20 

Q2 20 

Q1 20 

Sales 

Gross margin 

79,126 

111,060 

104,410 

98,440 

82,118 

101,597 

103,375 

95,216 

28,089 

41,537 

44,165 

42,727 

35,550 

41,968 

46,311 

42,421 

Gross margin (% of sales) 

35.5% 

37.4% 

42.3% 

43.4% 

43.3% 

41.3% 

44.8% 

44.6% 

EBITA  
Interest 
Gain on debt modification and 

financing fees 

1,815 
2,619 
- 

16,223 
1,637 
(2,312) 

22,438 
1,813 
- 

22,570 
2,039 
- 

9,668 
1,839 
- 

16,148 
1,818 
- 

17,335 
2,222 
- 

18,350 
2,228 
- 

Net unrealized (gain) loss on financial 

(495) 

170 

(540) 

730 

1,984 

(646) 

(497) 

565 

instruments 

Other expenses (income) 

742 

148 

195 

685 

Adjusted earnings (loss) 

Net earnings (loss) 

E.P.S. – Class A basic & diluted  

E.P.S. – Class B basic & diluted 

(6,145) 

(6,328) 

$(0.15) 

$(0.13) 

8,159 

10,236 

$0.24 

$0.21 

12,419 

12,674 

$0.30 

$0.26 

634 

1,196 

(996) 

12,553 

11,204 

$0.26 

$(0.02) 

$0.23 

$(0.02) 

(57) 

7,815 

8,056 

$0.19 

$0.16 

1,106 

8,716 

7,643 

$0.18 

$0.15 

86 

9,848 

8,791 

$0.20 

$0.18 

The  second  and  third  quarters  of  the  Company’s  fiscal  year  are  historically  the  largest  due  to  increased  activity  at  the 
Company's  estate  properties  and  increased  consumer  purchasing  of  the  Company’s  products  during  the  holiday season. 
However,  the  COVID-19  pandemic  has,  and  may  continue  to  cause  unusual  fluctuations  in  the  Company’s  results  and 
consequently, quarterly results may not follow historical trends. 

Sales  in  the  fourth  quarter  of  fiscal  2021  declined  to  $79.1  million  from  $82.1  million  in  the  prior  year’s  fourth  quarter. 
When the pandemic was announced in March 2020, the Company saw an increase in sales as a result of higher consumer 
purchases  due  to  uncertainty  around  trade  channels  for  alcoholic  beverages  remaining  open.  Furthermore,  given  the 
pandemic was not announced until March 2020, it had minimal impact on the Company’s sales channels during fiscal 2020. 
In  the  fourth  quarter  of  fiscal  2021,  sales  in  hospitality  and  licensee  channels  decreased,  due  to  COVID-19  closures  and 
duty-free export sales decreased due to restricted travel when compared to the fourth quarter of fiscal 2020. These decreases 

10 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
were partially offset by an increase in sales from the Company’s new e-commerce platform, at provincial liquor stores and 
other retail channels. 

Gross margin for the three months ended March 31, 2021 reduced to 35.5% of sales compared to 43.3% in the fourth quarter 
of fiscal 2020 largely due to a change in product and channel mix due to COVID-19 as described above. Furthermore, gross 
margin in the fourth quarter of fiscal 2021 has declined as a result of increased distribution costs resulting from the new e-
commerce  platform  and  increased  co-packing  costs  related  to  the  Company’s  new  and  growing  refreshment  beverage 
categories.  The Company expects margin to improve in post COVID-19 periods.   

Selling  and  administrative  expenses  were  higher  in  the  fourth  quarter  of  fiscal  2021  compared  to  the  prior  year  as  the 
Company began to increase staffing and marketing expenses in preparation for more normal markets returning as the impact 
of the COVID-19 pandemic eases. As these expenses were incurred before the majority of government-mandated closures 
were  lifted,  the  Company  is  expecting  selling  and  administrative  expenses  as  a  percentage  of  sales  to  decrease  in  future 
quarters when compared to the fourth quarter of 2021.  

EBITA was $1.8 million for the three months ended March 31, 2021 compared to $9.7 million in the same quarter in fiscal 
2020.  EBITA  was  impacted  in  the  fourth  quarter  of  fiscal  2021  by  the  reduced  gross  margin  and  increased  selling  and 
administrative expenses in the period.  

The Company incurred a net loss of $6.3 million or a loss of $0.15 per Class A share for the three months ended March 31, 
2021 compared to a net loss of $1.0 million or $0.02 per Class A share in the prior year. 

Liquidity and Capital Resources  
As at  
(in $000) 
Current assets 
Property, plant, and equipment 
Intangible assets 
Goodwill 
Total assets 

Current liabilities 
Long-term debt 
Long-term derivative financial instruments 
Lease obligations 
Post-employment benefit obligations 
Deferred income taxes 
Shareholders’ equity 
Total liabilities and shareholders’ equity 

March 31, 2021 

March 31, 2020 

March 31, 2019 

$  225,302 
223,931 
39,650 
53,638 
$  542,521 

$  54,618 
174,544 
717 
13,987 
3,316 
29,765 
265,574 
$  542,521 

$  214,114 
221,100 
25,067 
53,638 
$  513,919 

$  130,460 
95,515 
1,932 
14,802 
3,649 
22,038 
245,523 
$  513,919 

$  196,700 
199,749 
16,932 
53,638 
$  467,019 

$  99,395 
106,879 
1,008 
- 
4,657 
20,329 
234,751 
$  467,019 

The  change  in  current  assets  as  at  March  31,  2021  compared  to  March  31,  2020  reflects  an  increase  in  cash  of  
$2.7  million,  an  increase  in  inventory  due  to  a  change  in  sales  mix  and  an  increase  in  income  taxes  receivable,  partially 
offset by a decrease in trade receivables due to reduced sales in the fourth quarter. Inventory is dependent on domestically 
grown grapes that are used in the sale of premium and ultra-premium wines that are held for a longer period than imported 
wine.    These  wines  are  typically  aged  for  one  to  three  years  before  they  are  sold.    The  cost  of  producing  wine  from 
domestically  grown  grapes  is  also  significantly  higher  than  wine  purchased  on  international  markets.  Included  in  current 
assets  as  at  March  31,  2021  was  $1.3  million  reflecting  the  carrying  value  of  the  Company’s  production  facility  in  Port 
Coquitlam British Columbia which is being held for sale.   

Accounts  receivable  are  predominantly  with  provincial  liquor  boards  and,  to  a  lesser  extent,  licensed  establishments  and 
independent  retailers  of  personal  winemaking  products.  The  Company  had  $16.0  million  of  accounts  receivable  with 
provincial liquor boards at March 31, 2021, all of which is expected to be collectible. The balance represents amounts due 

ANDREW PELLER LIMITED 2021 |  11 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
from  licensees,  export  customers,  and  independent  retailers  of  personal  winemaking  products.  The  amount  of  accounts 
receivable that was 30 days past due was $0.7 million at March 31, 2021. Against these amounts an expected credit loss of 
$0.3  million  has  been  provided  which  the  Company  has  determined  based  on  a  reasonable  estimate  of  lifetime  expected 
credit losses for trade receivable.  

Property, plant and equipment increased during the year due to additions of $20.7 million, which includes additions to land, 
vineyards and building as a result of the acquisition of the Riverbend Inn & Vineyard assets, partially offset by amortization. 

Intangible  assets  increased  at  March  31,  2021  compared  to  the  prior  year-end  due  primarily  to  the  investment  in  the 
Company’s  new  Enterprise  Resource  Planning  (ERP)  solution.  The  new  ERP  system  successfully  went  live  on  
February 2, 2021 and management expects further investments in the new system to reduce going forward. 

The change in current liabilities as at March 31, 2021 compared to March 31, 2020 is due primarily to a refinancing of the 
Company’s long-term debt, discussed below, and a reduction in accounts payable. 

On December 8, 2020 the Company amended and restated its debt facilities. Amendments include a revised maturity date of 
December  8,  2024,  revised  financial  covenants  and  additional  tiers  to  the  applicable  margins  based  on  the  Company’s 
leverage.  Additionally, the total borrowing limit was increased to $350 million and combined into one revolving, interest 
only  facility  to  be  used  for  acquisitions,  day-to-day  operations,  distributions,  and  capital  expenditures.    The  bank 
indebtedness  was  transferred  to  this  facility  and  repayment  of  the  facility  is  due  on  maturity.    As  at  March  31,  2021,  the 
applicable  margin  was  1.90%  (2020  -  1.90%).  Management  assessed  the  above  amendments  and  determined  these 
amendments constitute a modification of long term debt, which has resulted in the debt being valued at present values of 
future cash flows.  As a result, the Company has recorded a gain on debt modification of $2.9 million offset by financing 
costs of $0.6 million during the third quarter of fiscal 2021. Overall bank debt increased to $174.5 million at March 31, 2021 
from $165.2 million at March 31, 2020, due primarily to the acquisition of the assets and properties of The Riverbend Inn 
and Vineyard as discussed above. The Company’s debt to equity ratio was 0.66:1 at March 31, 2021 compared to 0.67:1 at 
March  31,  2020.  At  March  31,  2021,  the  Company  had  unutilized  debt  capacity  in  the  amount  of  $175.5  million  on  its 
operating facility.   

Management  expects  to  generate  sufficient  cash  flow  from  operations  to  meet  its  debt  servicing  and  working  capital 
requirements over both the short and long-term through continued profitability and strong management of working capital 
and prioritization of capital expenditures. The Company regularly reviews all of its assets to ensure appropriate returns on 
investment are being achieved and that they fit with the Company’s long-term strategic objectives.  

For  the  year  ended  March  31,  2021,  the  Company  generated  cash  from  operating  activities,  after  changes  in  non-cash 
working  capital  items,  of  $41.1  million  compared  to  $31.5  million  in  the  prior  year.  Investing  activities  include  the 
acquisition  of  The  Riverbend  Inn  and  Vineyard  for  $10.0  million  and  $18.9  million  related  to  capital  expenditures  to 
implement the new ERP system that successfully went live on February 2, 2021.  

Financing activities for the year ended March 31, 2021 primarily reflect the refinancing of the Company’s long-term debt as 
discussed above, the payment of dividends, and principal repayment of lease obligations. 

Working  capital  at  March  31,  2021  was  $170.7  million  compared  to  $83.7  million  at  March  31,  2020.  The  increase  is 
primarily attributed to the refinancing of the Company’s long-term debt as discussed above. Shareholders’ equity at March 
31, 2021 was $265.6 million or $6.08 per common share compared to $245.5 million or $5.63 per common share at March 
31,  2020.  The  increase  in  shareholders’  equity  was  due  to  the  increased  net  earnings  in  the  period  partially  offset  by  the 
payment of dividends. 

12 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
  
 
 
 
 
The following table outlines the Company’s contractual obligations as at March 31, 2021: 

(in $000) 
Long-term debt 
Leases and royalties 
Service agreements 
Grape and bulk wine purchase contracts 
Packaging purchase contracts 

Interest rate swap 
Foreign exchange forwards 
Total contractual obligations 

< 1 
Year 

- 
5,893 
2,448 
93,344 
39,702 
141,387 

2,030 
37,038 
180,455 

2 – 3 
Years 

- 
9,285 
4,063 
91,611 
45,472 
150,431 

904 
- 
151,335 

4 – 5 
Years 
174,640 
4,904 
763 
58,668 
- 
238,975 

- 
- 
238,975 

> 5 
Years 

- 
15,880 
- 
95,347 
- 
111,227 

- 
- 
111,227 

Total 
174,640 
35,962 
7,274 
338,970 
85,174 
642,020 

2,934 
37,038 
681,992 

The Company’s obligations under its interest rate swaps and foreign exchange forward contracts are stated above on a gross 
basis rather than net of the corresponding contractual benefits. 

Common Shares Outstanding  
The Company is authorized to issue an unlimited number of Class A and Class B Shares. Class A Shares are non-voting and 
are entitled to a dividend in an amount equal to 115% of any dividend paid or declared on Class B Shares. Class B Shares 
are voting and convertible into Class A Shares on a one-for-one basis.  

Shares outstanding 
Class A Shares 
Class B Shares 
Total 

March 31, 2021 
35,525,639 
8,144,183 
43,669,822 

March 31, 2020 
35,403,767 
8,191,883 
43,595,650 

March 31, 2019 
35,988,148 
8,198,994 
44,187,142 

As discussed above, on March 4, 2021 the Company announced its notice of intention to make a normal course issuer bid 
had  been  approved  by  the  Toronto  Stock  Exchange.  Under  the  bid  the  Company  can  purchase  for  cancellation  up  to 
1,773,896 of its outstanding Class A non-voting shares, representing 5% of the Class A shares outstanding, over the ensuing 
twelve months. As of June 16, 2021 the Company had not purchased any shares under the approved issuer bid. 

Strategic Outlook and Direction 
Andrew Peller Limited is committed to a strategy of growth that focuses on the expansion of its core business as a producer 
and marketer of quality wines and wine related products through concentrating on and developing leading brands that meet 
the needs of consumers and customers.  Over the long term the Company believes higher-priced premium wine and spirits 
sales will continue to grow in Canada, generating higher margins and increased profitability compared to its lower-priced 
products.  The  Company  has  also  entered  the  spirits  and  craft  beer  categories,  through  its  strategic  alliance  with  Wayne 
Gretzky, and has introduced ciders and seltzers through its own brand labels.  

The  Company  has  focused  its  product  development  and  sales  and  marketing  initiatives  by  capitalizing  on  alcohol 
consumption trends and expects to see continued sales growth. The Company will continue to closely monitor its costs and 
will react quickly to changes to risks and opportunities in the marketplace.  
The  Company  will  continue  to  expand  product  offerings  outside  the  traditional  table  wine  segment  into  other  alcoholic 
beverages where it is able to leverage its detailed knowledge of growth opportunities in the Canadian market.  The Company 
will also make packaging design changes that are more appealing to its target markets and are consistent with its initiative to 
be  more  environmentally  friendly.  Increased  focus  will  be  made  on  coordination  between  the  Company’s  business-to-
consumer trade channels to provide customers with a more intimate awareness of its broad product portfolio. New product 
launches and key  brands  through all  of the Company’s  distribution channels  will continue  to  receive increased  marketing 
and sales support.  

ANDREW PELLER LIMITED 2021 |  13 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
From  time  to  time  the  Company  evaluates  investment  opportunities,  including  acquisitions,  which  support  its  strategic 
direction. 

The Company believes that sales will grow over the long term due to strong positioning of key brands, the continued launch 
of new and innovative products in both its core wine business and in new product categories, as well as overall growth in the 
Canadian  beverage  alcohol  market.  The  Company  expects  to  continue  to  invest  in  capital  expenditures  to  improve 
efficiencies,  increase  capacity,  support  its  ongoing  commitment  to  producing  the  highest-quality  wines  and  spirits,  and 
improve productivity.  

Risks and Uncertainties  
The Company’s sales of wine and craft beverage alcohol products are affected by general economic conditions and social 
trends such as changes in discretionary consumer spending and consumer confidence, future economic conditions, changes 
to inter-provincial trade laws, tax laws, the prices of its products and health trends. During the year ended March 31, 2021, 
the COVID-19 pandemic has not materially impacted the Company’s operations or demand for its products, and as a result, 
has also not negatively impacted the Company’s liquidity position. The impact of the outbreak on the financial results of the 
Company will continue to depend on future developments, including the duration and spread of the outbreak and its impact 
on the overall economy and related advisories and restrictions. It is not possible to reliably estimate the length and severity 
of these developments and conclusively quantify the impact on the financial results and condition of the Company in future 
periods. Such general economic conditions have, and may continue to, impact the Company’s sales through duty-free export, 
restaurant and estate property channels.  

The outbreak may also have an effect on the future collectability of certain receivables, recoverability of property plant and 
equipment, goodwill and intangible assets, as well as fair value of derivatives. As the duration and impact of the COVID-19 
outbreak or the efficacy of the Government and Bank of Canada interventions is not known at this time, it is not possible to 
reliably  estimate  the  length  and  severity  of  these  developments  or  quantify  the  impact  this  pandemic  may  have  on  the 
financial results and condition of the Company in future periods. In response to COVID-19, the Company has implemented 
working practices to address potential impacts to its operations, employees and customers and will take further measures in 
the future, if required. At present, the Company has not identified any material continuity-risks specifically associated with 
COVID-19. 

The Government of Ontario has announced its intention to modernize the rules for selling beverage alcohol in Ontario by 
expanding retail distribution in the province. This could represent a significant change to the retail landscape in Ontario with 
the goal of providing more convenience and choice to consumers. While there has not been a proposal by the Government of 
Ontario regarding implementation, the Company is working closely with its industry partners to mitigate the risks that this 
transition may have on its financial results. 

The Canadian wine market continues to be the target of low-priced imported wines from regions and countries that subsidize 
wine production and grape growing as well as providing sizeable export incentives on subsidies. Many of these countries 
and regions prohibit or restrict the sale of imported wine in their own domestic markets. The Company, along with other 
members of the Canadian wine industry, are working with the Canadian government to improve support for the domestic 
industry.  

The Company operates in a highly competitive industry and the dollar amount and unit volume of sales could be negatively 
impacted by its inability to maintain or increase prices, changes in geographic or product mix, a general decline in beverage 
alcohol consumption, or the decision of retailers or consumers to purchase competitive products instead of the Company’s 
products.  Retailer  and  consumer  purchasing  decisions  are  influenced  by,  among  other  things,  the  perceived  absolute  or 
relative overall value of the Company’s products including their quality or pricing compared to competitive products. Unit 
volume and dollar sales could also be affected by purchasing, financing, operational, advertising, or promotional decisions 
made by provincial agencies and retailers which could affect supply of or consumer demand for the Company’s products.  
APL could also experience higher than expected selling and administrative expenses if it finds it necessary to increase the 
number of its personnel, advertising, or promotional expenditures to maintain its competitive position.  

APL  expects to increase  sales  in  Canada  principally  through the  sale  of  VQA  wines,  and as  a  result,  is  dependent  on  the 
quality and supply of domestically grown premium quality grapes. If any of the Company’s vineyards or the vineyards of 
our grape suppliers experience certain weather variations, natural disasters, pestilence, other severe environmental problems, 
or  other  occurrences,  APL  may  not  be  able  to  secure  a  sufficient  supply  of  grapes,  a  situation  which  could  result  in  a 

14 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
decrease in production of certain products from those regions and/or result in an increase in costs. The inability to secure 
premium  quality  grapes  could  impair  the  ability  of  the  Company  to  supply  certain  wines  to  its  customers.  APL  has 
developed programs to ensure it has access to a consistent supply of premium quality grapes and wine. The price of grapes is 
determined through negotiations with the Ontario Grape Growers Marketing Board in Ontario and with independent growers 
in British Columbia. 

Foreign exchange risk exists on the purchases of bulk wine and concentrate that are primarily made in United States dollars, 
Euros,  and  Australian  dollars.  Fluctuating  foreign  currencies  may  have  a  positive  or  negative  impact  on  gross  margins, 
however, the Company believes the impact on gross margin will be largely offset by its continued ability to leverage scale 
and successful cost control initiatives to reduce other cost of goods sold. The Company’s strategy is to hedge approximately 
50%  -  80%  of  its  foreign  exchange  requirements  throughout  the  fiscal  year  and  to  regularly  review  its  on-going 
requirements. The Company does not enter into foreign exchange contracts for trading or speculative purposes and contracts 
are reviewed periodically. As at March 31, 2021, the Company has forward foreign currency contracts to buy $24.0 million 
US at rates ranging between $1.24 and $1.29; $1.5 million Euro at rates ranging between $1.52 and $1.53 and $4.5 million 
AUD at a rate of $1.00. These contracts mature at various dates to February 2022. Based on the Company’s forecasts for 
foreign currency purchases and the amount of foreign exchange forward contracts outstanding at March 31, 2021, each one 
percent change in the respective foreign currency exchange rates would not result in a material impact on the Company’s net 
earnings. 

The Company purchases glass, bag in box, tetra paks, and other components used for bottling and packaging. The largest 
component  of  packaging  is  glass,  of  which  there  are  few  domestic  or  international  suppliers.  There  is  currently  only  one 
commercial  supplier  of  glass  in  Canada  that  is  able  to  supply  glass  to  APL’s  specifications.    Any  interruption  in  supply 
could have an adverse impact on the Company’s ability to supply its markets.  APL has taken steps to reduce its dependence 
on  domestic  suppliers  through  the  development  of  relationships  with  several  international  producers  of  glass  and  through 
carrying increased inventory of selected bottles.   

The Company operates in a highly regulated industry with requirements regarding the production, distribution, marketing, 
advertising, and labelling of wine and spirits. These regulatory requirements may inhibit or restrict the Company’s ability to 
maintain  or  increase  strong  consumer  support  for  and  recognition  of  its  brands  and  may  adversely  affect  APL’s  business 
strategies  and  results  of  operations.  Privatization  of  liquor  distribution  and  retailing  has  been  implemented  in  varying 
degrees  across  the  country.  The  recent  regulatory  changes  relating  to  privatization  in  Ontario  and  sales  through  grocery 
outlets remains a risk to the Company through its impact on the Company’s retail operations.  

The wine industry and the domestic and international markets in which the Company operates are consolidating.  This has 
resulted  in  fewer,  but  larger,  competitors  who  have  increased  their  resources  and  scale.    The  increased  competition  from 
these  larger  market  participants  may  affect  the  Company’s  pricing  strategies  and  create  margin  pressures  resulting  in 
potentially  lower  revenues.  Competition  also  exerts  pressure  on  existing  customer  relationships  which  may  affect  APL’s 
ability  to  retain  existing  customers  and  increase  the  number  of  new  customers.    The  Company  has  worked  to  improve 
production efficiencies, selectively increase pricing to increase gross margin, and implement a higher level of promotion and 
advertising  activity  to  remain  competitive.    APL  and  other  wine  industry  participants  also  generally  compete  with  other 
alcoholic beverages for consumer acceptance, loyalty, and shelf space.  No assurance can be given that consumer demand 
for wine and premium wine products will continue at current levels in the future.  

Federal  and  provincial  governments  impose  excise,  other  taxes,  and  mark-ups  on  beverage  alcohol  products  which  have 
been subject to change. Significant increases in excise and other taxes on beverage alcohol products could materially and 
adversely affect the Company’s financial condition or results of operations. Federal and provincial governmental agencies 
extensively regulate the beverage alcohol products industry concerning such matters as licensing, trade practices, permitted 
and  required  labelling,  advertising,  and  relations  with  consumers  and  retailers.  Certain  federal  and  provincial  regulations 
also require warning labels and signage. New or revised regulations, increased licensing fees, requirements, taxes, or mark-
ups could also have a material adverse effect on the Company’s financial condition or results of operations. 

The  Company’s  future  operating  results  also  depend  on  the  ability  of  its  officers  and  other  key  employees  to  continue  to 
implement  and  improve  its  operating  and  financial  systems  and  manage  the  Company’s  significant  relationships  with  its 
suppliers  and customers.  The  Company  is  also  dependent  upon  the  performance of  its  key  senior  management  personnel. 
The  Company’s  success  is  linked  to  its  ability  to  identify,  hire,  train,  motivate,  promote,  and  retain  highly  qualified 
management.  Competition for such employees is intense and there can be no assurances that the Company will be able to 
retain current key employees or attract new key employees. 

ANDREW PELLER LIMITED 2021 |  15 

 
 
 
 
 
 
 
 
The Company has certain defined benefit pension plans. The expense and cash contributions related to these plans depend 
on the discount rate used to measure the liability to pay future benefits and the market performance of the plan assets set 
aside to pay these benefits. The Company’s Pension Committee reviews the performance of plan assets on a regular basis 
and has a policy to hold diversified investments. Nevertheless, a decline in long-term interest rates or in asset values could 
increase the Company’s costs related to funding the deficit in these plans. 

The  competitive  nature  of  the  wine  industry  internationally  has  resulted  in  the  discounting of  retail prices of  wine  in  key 
markets  such  as  the  United  States  and  the  United  Kingdom.  Although  significant  price  discounting  may  occur  in  Canada 
beyond  current  levels,  the  Company  believes  that  its  product  quality,  advertising,  and  promotional  support  along  with  its 
competitive pricing strategies will effectively mitigate the impact of this to the Company. 

The Company considers its trademarks, particularly certain brand names and product packaging, advertising and promotion 
design, and artwork to be of significant importance to its business and ascribes a significant value to these intangible assets.  
APL relies on trademark laws and other arrangements to protect its proprietary rights.  There can be no assurance that the 
steps taken by APL to protect its intellectual property rights will preclude competitors from developing confusingly similar 
brand names or promotional materials.  The Company believes that its proprietary rights do not infringe upon the proprietary 
rights of fourth parties, but there can be no assurance in this regard.  

As an owner and lessee of property the Company is subject to various federal and provincial laws relating to environmental 
matters.  Such  laws  provide  that  the  Company  could  be  held  liable  for  the  cost  of  removal  and  remediation  of  hazardous 
substances on its properties.  The failure to remedy any situation that might arise could lead to claims against the Company. 
A  perceived  failure  to  maintain  high  ethical,  social,  and  environmental  standards  could  have  an  adverse  effect  on  the 
Company’s reputation. 

The success of the Company’s brands depends upon the positive image that consumers have of those brands.  Contamination 
of  APL’s  products,  whether  arising  accidentally  or  through  deliberate  fourth-party  action,  or  other  events  that  harm  the 
integrity or consumer support for those brands could adversely affect their sales.  Contaminants in raw materials purchased 
from fourth parties and used in the production of the Company’s products or defects in the fermentation process could lead 
to low product quality as well as illness among, or injury to, consumers of the products and may result in reduced sales of 
the affected brand or all of the Company’s brands. 

Non-IFRS Measures 
The  Company  utilizes  EBITA  (defined  as  earnings  before  interest,  amortization,  net  unrealized  gains  and  losses  on 
derivative financial instruments, gain on debt modification and deferred financing fees, other (income) expenses, and income 
taxes) to measure its financial performance. EBITA is not recognized measures under IFRS; however, management believes 
that EBITA is a useful supplemental measure to net earnings as it provides readers with an indication of earnings available 
for investment prior to debt service, capital expenditures, and income taxes, as well as providing an indication of recurring 
earnings compared to prior periods. 

16 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
The Company calculates EBITA as follows.  

For the three months and year ended March 31, 
(in $000) 
Net earnings (loss) 
Add: Interest 

         Income taxes 

         Gain on debt modification and financing fees 

         Amortization of plant and equipment used in production 

         Amortization of equipment and intangibles used in 

selling and administration 

Three Months 

Year 

2021 
$ (6,328) 
2,619 

153 

- 

2,265 

2,859 

2020 
$ (996) 
1,839 

621 

- 

2,882 

2,704 

2021 
$ 27,786 
8,108 

9,667 

(2,312) 

10,138 

8,024 

2020 
$ 23,494 
8,107 

8,971 

- 

10,057 

7,697 

         Net unrealized (gain) loss on derivative financial 

(495) 

1,984 

(135) 

1,406 

instruments 
         Other expenses 

EBITA 

742 

634 

1,770 

1,769 

$ 1,815 

$ 9,668 

$ 63,046 

$ 61,501 

Readers are cautioned that EBITA should not be construed as an alternative to net earnings determined in accordance with 
IFRS as an indicator of the Company’s performance or to cash flows from operating, investing, and financing activities as a 
measure of liquidity and cash flows. 

The Company utilizes gross margin (defined as sales less cost of goods sold, excluding amortization) as calculated below.  

For the three months and year ended March 31, 
(in $000) 
Sales 
Less: Cost of goods sold, excluding amortization 

Gross margin 

Gross margin (% of sales) 

Three Months 
2021 
$ 79,126 
51,037 

2020 
$ 82,118 
46,568 

Year 

2021 
$ 393,036 
236,518 

2020 
$ 382,306 
216,056 

$ 28,089 

$ 35,550 

$ 156,518  

$ 166,250 

35.5% 

43.3% 

39.8% 

43.5% 

The Company calculates adjusted earnings (loss) as follows: 

For the three months and year ended March 31,  

Three Months 

Year 

(in $000) 
Net earnings (loss) 

Net unrealized (gain) loss on derivative financial instruments 

Other expenses 
Fair value adjustment for acquired inventory sold during the 

period 

Income tax effect of the above 

Gain on debt modification and financing fees 

Adjusted earnings (loss) 

2021 
$ (6,328) 
(495) 

742 

- 

(64) 

- 

2020 
$ (996) 
1,984 

634 

256 

2021 
$ 27,786 
(135) 

1,770 

302 

(682) 

- 

(425) 

(2,312) 

2020 
$ 23,494 
1,406 

1,769 

1,732 

(826) 

- 

$ (6,145) 

$ 1,196 

$ 26,986 

$ 27,575 

The Company’s method of calculating EBITA, gross margin, and Adjusted earnings (loss) may differ from the methods used 
by other companies and accordingly, may not be comparable to the corresponding measures used by other companies. 

Transactions with Related Parties 
The  Company  is  controlled  by  Peller  Family  Enterprises  Inc.  (formerly,  Jalger  Limited),  which  owns  61.3%  of  the 
Company’s Class B voting shares. No individual has sole voting power or control in respect of the shares of the Company 
owned by Peller Family Enterprises Inc.  

ANDREW PELLER LIMITED 2021 |  17 

 
 
 
 
 
 
 
 
 
 
The  compensation  expense  recorded  for  directors  and  members  of  the  Executive  Management  Team  of  the  Company  is 
shown below: 

For the years ended March 31 
(in $000) 
Compensation and short-term benefits 
Post-employment benefits 
Stock based compensation expense 

2021 

$  4,421 
265 
823   

$  5,509 

2020 

$  4,374 
266 
1,613 
$  6,253 

The compensation and short-term benefits expense consist of amounts that will primarily be settled within twelve months. 

Financial Statements and Accounting Policies 
The Company’s consolidated financial statements have been prepared in accordance with International Financial Reporting 
Standards, as issued by the International Accounting Standards Board (“IFRS”). 

Critical Accounting Estimates 
The preparation of consolidated financial statements in accordance with IFRS requires management to make estimates and 
assumptions that affect the reported amounts of assets and liabilities at the dates of the consolidated financial statements, the 
reported  amounts  of  revenue  and  expenses  during  the  reporting  periods  and  the  extent  of  and  the  reported  amounts  in 
disclosures. Actual results may vary from current estimates. These estimates are reviewed periodically and, as adjustments 
become necessary, they are recorded in the period in which they change. Specific areas of uncertainty include but are not 
limited to: 

Impairment of goodwill and indefinite life intangible assets 
Testing goodwill for impairment at least annually involves estimating the recoverable amount of the cash generating units 
(CGUs)  to  which  goodwill  is  allocated.  This  requires  making  assumptions  about  future  cash  flows,  growth  rates  and 
discount  rates.  Testing  indefinite  life  intangible  assets  for  impairment  at  least  annually  involves  estimating  the  fair  value 
using the relief of royalty method. This requires making assumptions about royalty rates, growth rates and discount rates. 
These  assumptions  are  inherently  uncertain  and  as  such,  actual  amounts  may  vary  from  these  assumptions  and  cause 
significant adjustments.  

Post-employment benefits 
Measuring the liability for post-employment benefits requires assumptions for the discount rates, increases in compensation, 
increases in medical costs and the timing of the payment of benefits. Actual amounts may vary from these assumptions and 
cause significant adjustments. 

Leases 
Critical accounting estimates were made in determining the lease term and incremental borrowing rate. In determining the 
lease  term,  management  considers  all  facts  and  circumstances  that  create  an  economic  incentive  to  exercise  an  extension 
option, or not exercise a termination option. Extension options (or periods after termination options) are only included in the 
lease term if the lease is reasonably certain to be extended (or not terminated). The assessment is reviewed if a significant 
event  or  a  significant  change  in  circumstances  occurs  which  affects  this  assessment  and  that  is  within  the  control  of  the 
lessee.  

In  determining  the  carrying  amount  of  right-of-use  assets  and  lease  liabilities,  the  Company  is  required  to  estimate  the 
incremental borrowing rate specific to each leased asset or portfolio of leased assets if the interest rate implicit in the lease is 
not readily determined. Management determines the incremental borrowing rate of each leased asset or portfolio of leased 
assets by using the Company’s specific risk portfolio, the security, term and value of the underlying leased asset, and the 
economic environment in which the leased asset operates in. The incremental borrowing rates are subject to change mainly 
due to macroeconomic changes in the environment. 

18 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
Recently adopted accounting pronouncements 
IAS 1, Presentation of Financial Statements; IAS 8, Accounting Policies, Changes in Accounting Estimates and Errors 
These standards have been amended to use a consistent definition of materiality throughout all accounting standards, clarify 
the explanation of the definition of material and incorporate some of the guidance in IAS 1 about immaterial information. 
The amendments are effective for annual periods beginning on or after January 1, 2020. The adoption of these amendments 
did not have a significant impact on the consolidated financial statements.  

IFRS 3, Business Combinations 
This standard has been amended to improve the definition of a business. The amendments will help companies determine 
whether an acquisition made is of a business or a group of assets. To be considered a business, an acquisition would have to 
include  an  input  and  a  substantive  process  that  together  significantly  contribute  to  the  ability  to  create  outputs.  The 
amendments are effective for annual periods beginning on or after January 1, 2020. The adoption of these amendments did 
not have a significant impact on the consolidated financial statements. 

Recently issued accounting pronouncements 
IFRS 16, Leases 
This  standard  has been amended  to provide  lessees  with  an optional  exemption  from  assessing whether  a  rent  concession 
related to COVID-19 is a lease modification. This amendment is effective for annual periods beginning on or after June 1, 
2020. At this time, the Company has not received rent concessions related to COVID-19 and therefore, this amendment is 
not expected to have a significant impact on the consolidated financial statements.   

London  Inter-bank  Offered  Rate  (LIBOR)  Reform  with  Amendments  to  IFRS  9,  Financial  Instruments,  IFRS  7,  Financial 
Instruments: Disclosures and IFRS 16 
In August 2020, the IASB issued Interest Rate Benchmark Reform Phase 2 (the “Reform Phase 2”), which complemented 
the Reform Phase 1 and amended various standards requiring interest rates or interest rate calculations. The Reform Phase 2 
provides guidance on the impacts on the financial statements after the LIBOR reform and its replacement with alternative 
benchmark rates. The amendments are effective for annual periods beginning on or after January 1, 2021. The Company has 
not yet assessed the impact of the amendments on the consolidated financial statements. 

IAS 16, Property, Plant and Equipment 
This  standard  has  been  amended  to  prohibit  an  entity  from  deducting  from  the  cost  of  an  item  of  property,  plant  and 
equipment  any  proceeds  received  from  selling  items  produced  while  the  entity  is  preparing  the  asset  for  its  intended  use, 
clarify  that  an  entity  is  “testing  whether  the  asset  is  functioning  properly”  when  it  assesses  the  technical  and  physical 
performance of the asset and require certain related disclosures. The amendments are effective for annual periods beginning 
on or after January 1, 2022. The Company has not yet assessed the impact of the amendments on the consolidated financial 
statements. 

IAS 37, Provisions 
This standard has been amended to clarify that, before a separate provision for an onerous contract is established, an entity 
recognizes an impairment loss that has occurred on assets used in fulfilling the contract, rather than on assets dedicated to 
that  contract  and  to  clarify  the  meaning  of  costs  to  fulfill  a  contract.  The  amendments  are  effective  for  annual  periods 
beginning on or after January 1, 2022. The Company has not yet assessed the impact of the amendments on the consolidated 
financial statements. 

IFRS 9, Financial Instruments 
This  standard  has  been  amended  to  address  which  fees  should  be  included  in  the  10%  test  for  derecognition  of  financial 
liabilities. This amendment is effective for annual periods beginning on or after January 1, 2022. The Company has not yet 
assessed the impact of the amendment on the consolidated financial statements. 

IAS 1, Presentation of Financial Statements 
This  standard  has  been  amended  to  clarify  that  liabilities  are  classified  as  either  current  or  non-current  depending  on  the 
rights that exist at the end of the reporting period. Classification is unaffected by the expectations of the entity or events after 
the reporting date. The amendment also clarifies the meaning of settlement of a liability. This amendment is effective for 
annual periods beginning on or after January 1, 2023. The Company has not yet assessed the impact of the amendment on 
the consolidated financial statements. 

ANDREW PELLER LIMITED 2021 |  19 

 
 
 
 
 
 
 
Evaluation of Disclosure Controls and Procedures and Internal Control over Financial Reporting   
Disclosure controls and procedures are designed to provide reasonable assurance that all relevant information required to be 
disclosed  by  the  Company  in  reports  filed  with  or  submitted  to  various  securities  regulators  are  recorded,  processed, 
summarized  and  reported  within  the  time  periods  specified.  This  information  is  gathered  and  reported  to  the  Company’s 
management, including the Chief Executive Officer (“CEO”) and Chief Financial Officer (“CFO”) on a timely basis so that 
decisions can be made regarding the Company’s disclosures to the public.  

The Company’s management, under the supervision of, and with the participation of, the CEO and CFO, have designed and 
maintained  the  Company’s  disclosure  controls  and  procedures  as  required  in  Canada  by  “National  Instrument  52-109  – 
Certification of Disclosure in Issuers’ Annual and Interim Filings”. As at June 16, 2021, the CEO and CFO of the Company 
have evaluated the effectiveness of the disclosure controls and procedures. Based on these evaluations, the CEO and CFO 
have concluded that the controls and procedures were operating effectively. 

Internal Controls over Financial Reporting 
Internal  controls  over  financial  reporting  are  procedures  designed  to  provide  reasonable  assurance  that  transactions  are 
properly authorized, assets are safeguarded against unauthorized or improper use, and transactions are properly recorded and 
reported. A control system, no matter how well designed and operated, can provide only reasonable, not absolute, assurance 
with respect to reliability of financial reporting and financial statement preparation. Designing, establishing and maintaining 
adequate  internal  controls  over  financial  reporting  is  the  responsibility  of  management.  Internal  controls  over  financial 
reporting is a process designed by, or under the supervision of, senior management and effected by the Board of Directors to 
provide  reasonable  assurance  regarding  the  reliability  of  financial  reporting  and  preparation  of  the  Company’s  financial 
statements  in  accordance  with  IFRS.    For  the  year  ended  March  31,  2021,  there  have  been  no  material  changes  in  the 
Company’s  internal  controls  over  financial  reporting  or  changes  to  disclosure  controls  and  procedures  that  materially 
affected  or  were  likely  to  affect,  the  Company’s  internal  control  systems.  As  at  June  16,  2021,  the  CEO  and  CFO  of  the 
Company  have  evaluated  the  effectiveness  of  the  Company’s  internal  controls  over  financial  reporting.  Based  on  these 
evaluations, the CEO and CFO have concluded that the controls and procedures were operating effectively. 

20 

| ANDREW PELLER LIMITED 2021 

Independent auditor’s report 

To the Shareholders of Andrew Peller Limited 

Our opinion 
In  our  opinion,  the  accompanying  consolidated  financial  statements  present  fairly,  in  all  material  respects,  the  financial 
position  of  Andrew  Peller  Limited  and  its  subsidiaries  (together,  the  Company)  as  at  March 31,  2021  and  2020,  and  its 
financial  performance  and  its  cash  flows  for  the  years  then  ended  in  accordance  with  International  Financial  Reporting 
Standards as issued by the International Accounting Standards Board (IFRS). 

What we have audited 
The Company’s consolidated financial statements comprise: 

 

 

 

 

 

 

the consolidated balance sheets as at March 31, 2021 and 2020; 

the consolidated statements of earnings for the years then ended; 

the consolidated statements of comprehensive income for the years then ended; 

the consolidated statements of changes in equity for the years then ended; 

the consolidated statements of cash flows for the years then ended; and 

the notes to the consolidated financial statements, which include significant accounting policies and other explanatory 
information. 

Basis for opinion 
We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those 
standards are further described in the Auditor’s responsibilities for the audit of the consolidated financial statements section 
of our report. 

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. 

Independence 
We  are  independent  of  the  Company  in  accordance  with  the  ethical  requirements  that  are  relevant  to  our  audit  of  the 
consolidated  financial  statements  in  Canada.  We  have  fulfilled  our  other  ethical  responsibilities  in  accordance  with  these 
requirements. 

Key audit matters 
Key  audit  matters  are  those  matters  that,  in  our  professional  judgment,  were  of  most  significance  in  our  audit  of  the 
consolidated  financial  statements  for the year  ended  March 31,  2021.  These  matters  were  addressed  in  the context of  our 
audit  of  the  consolidated  financial  statements  as  a  whole,  and  in  forming  our  opinion  thereon,  and  we  do  not  provide  a 
separate opinion on these matters.  

ANDREW PELLER LIMITED 2021 |  21 

 
 
 
 
 
 
 
 
 
Key audit matter 
Costing of bulk wine and spirits inventory 
Refer to Note 2 – Summary of significant accounting policies 
and Note 4 – Inventories to the consolidated financial 
statements. 
The total value of bulk wine and spirits amounted to $81.7 
million as at March 31, 2021. The Company carries bulk 
wine and spirits inventory on an average cost basis. The 
weighted average costs are determined separately for import 
wine, domestic wine and spirits for each varietal and vintage 
year. 
We considered this a key audit matter due to the magnitude 
of the bulk wine and spirits inventory balance and the high 
degree of audit effort in performing procedures related to 
evaluating management’s calculation of average costs.   

How our audit addressed the key audit matter 
Our approach to addressing the matter involved the 
following procedures, amongst others: 
  Tested the operating effectiveness of controls relating to 
management’s bulk wine and spirits inventory costing 
process, including controls over the review of the inputs 
in the calculation of average costing and approval of 
bulk wine and spirit inventory costs. 

  On a sample basis of bulk wine and spirits inventory 

items, tested the underlying inputs in the calculation of 
weighted average cost against supporting third party 
support, evidence of payment and the allocation of 
internal overhead costs. 

  Performed a reconciliation of total domestic bulk wine 
purchases made during the year to the carrying value of 
domestic bulk wine inventory and performed testing 
over any significant reconciling items. 

  Tested the mathematical accuracy of the weighted 

average cost calculation.  

  Attended and observed inventory counts or obtained 

third party confirmations for significant locations to test 
the existence and accuracy of the quantity of bulk wine 
and spirits inventory as an input to the weighted average 
costs calculations. 

Other information 
Management is responsible for the other information. The other information comprises the Management’s Discussion and 
Analysis,  which  we  obtained  prior  to  the  date  of  this  auditor’s  report  and  the  information,  other  than  the  consolidated 
financial statements and our auditor’s report thereon, included in the annual report, which is expected to be made available 
to us after that date. 

Our  opinion  on  the  consolidated  financial  statements  does  not  cover  the  other  information  and  we  do  not  and  will  not 
express an opinion or any form of assurance conclusion thereon. 

In  connection  with  our  audit  of  the  consolidated  financial  statements,  our  responsibility  is  to  read  the  other  information 
identified  above  and,  in  doing  so,  consider  whether  the  other  information  is  materially  inconsistent  with  the  consolidated 
financial statements or our knowledge obtained in the audit, or otherwise appears to be materially misstated. 

If, based on the work we have performed on the other information that we obtained prior to the date of this auditor’s report, 
we  conclude  that  there  is  a  material  misstatement  of  this  other  information,  we  are  required  to  report  that  fact.  We  have 
nothing  to  report  in  this  regard.  When  we  read  the  information,  other  than  the  consolidated  financial  statements  and  our 
auditor’s report thereon, included in the annual report, if we conclude that there is a material misstatement therein, we are 
required to communicate the matter to those charged with governance. 

Responsibilities of management and those charged with governance for the consolidated financial statements 
Management is responsible for the preparation and fair presentation of the consolidated financial statements in accordance 
with IFRS, and for such internal control as management determines is necessary to enable the preparation of consolidated 
financial statements that are free from material misstatement, whether due to fraud or error. 

22 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
In  preparing  the  consolidated  financial  statements,  management  is  responsible  for  assessing  the  Company’s  ability  to 
continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of 
accounting unless management either intends to liquidate the Company or to cease operations, or has no realistic alternative 
but to do so. 

Those charged with governance are responsible for overseeing the Company’s financial reporting process.  

Auditor’s responsibilities for the audit of the consolidated financial statements 
Our objectives are to obtain reasonable assurance about whether the consolidated financial statements as a whole are free 
from  material  misstatement,  whether  due  to  fraud  or  error,  and  to  issue  an  auditor’s  report  that  includes  our  opinion. 
Reasonable  assurance  is  a  high  level  of  assurance,  but  is  not  a  guarantee  that  an  audit  conducted  in  accordance  with 
Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can 
arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected 
to influence the economic decisions of users taken on the basis of these consolidated financial statements. 

As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment 
and maintain professional skepticism throughout the audit. We also: 

 

Identify and assess the risks of material misstatement of the consolidated financial statements, whether due to fraud or 
error,  design  and  perform  audit  procedures  responsive  to  those  risks,  and  obtain  audit  evidence  that  is  sufficient  and 
appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is 
higher  than  for  one  resulting  from  error,  as  fraud  may  involve  collusion,  forgery,  intentional  omissions, 
misrepresentations, or the override of internal control. 

  Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate 
in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Company’s internal 
control. 

  Evaluate  the  appropriateness  of  accounting  policies  used  and  the  reasonableness  of  accounting  estimates  and  related 

disclosures made by management. 

  Conclude on the appropriateness of management’s use of the going concern basis of accounting and, based on the audit 
evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt 
on  the  Company’s  ability  to  continue  as  a  going  concern.  If  we  conclude  that  a  material  uncertainty  exists,  we  are 
required to draw attention in our auditor’s report to the related disclosures in the consolidated financial statements or, if 
such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to 
the date of our auditor’s report. However, future events or conditions may cause the Company to cease to continue as a 
going concern.  

  Evaluate  the  overall  presentation,  structure  and  content  of  the  consolidated  financial  statements,  including  the 
disclosures,  and  whether  the  consolidated  financial  statements  represent  the  underlying  transactions  and  events  in  a 
manner that achieves fair presentation. 

  Obtain  sufficient  appropriate  audit  evidence  regarding  the  financial  information  of  the  entities  or  business  activities 
within the Company to express an opinion on the consolidated financial statements. We are responsible for the direction, 
supervision and performance of the group audit. We remain solely responsible for our audit opinion. 

We communicate with those charged with governance regarding, among other matters, the planned scope and timing of the 
audit  and  significant  audit  findings,  including  any  significant  deficiencies  in  internal  control  that  we  identify  during  our 
audit.  

We also provide those charged with governance with a statement that we have complied with relevant ethical requirements 
regarding independence, and to communicate with them all relationships and other matters that may reasonably be thought 
to bear on our independence, and where applicable, related safeguards. 

ANDREW PELLER LIMITED 2021 |  23 

 
 
 
 
 
 
 
From  the  matters  communicated  with  those  charged  with  governance,  we  determine  those  matters  that  were  of  most 
significance in the audit of the consolidated financial statements of the current period and are therefore the key audit matters. 
We describe these matters in our auditor’s report unless law or regulation precludes public disclosure about the matter or 
when, in extremely rare circumstances, we determine that a matter should not be communicated in our report because the 
adverse  consequences  of  doing  so  would  reasonably  be  expected  to  outweigh  the  public  interest  benefits  of  such 
communication. 

The engagement partner on the audit resulting in this independent auditor’s report is John Donnelly. 

Chartered Professional Accountants, Licensed Public Accountants 

Toronto, Ontario 
June 16, 2021 

24 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
Consolidated Balance Sheets 
As at March 31, 2021 and 2020 
(in thousands of Canadian dollars) 

Assets 

Current assets 
Cash 
Accounts receivable (note 20) 
Inventories (note 4) 
Biological assets (note 6) 
Prepaid expenses and other assets 
Income taxes receivable 
Derivative financial instruments (note 20) 
Assets held for sale (note 5) 

Property, plant and equipment (notes 5 and 10) 

Intangible assets (note 7) 

Goodwill (note 8) 

Liabilities 

Current liabilities 
Bank indebtedness (note 11) 
Accounts payable and accrued liabilities (note 9) 
Dividends payable 
Lease obligations (note 10) 
Derivative financial instruments (note 20) 
Long-term debt (note 11) 

Long-term debt (note 11) 

Long-term derivative financial instruments (note 20) 

Lease obligations (note 10) 

Post-employment benefit obligations (note 12) 

Deferred income taxes (note 13) 

Shareholders’ Equity 

Capital stock (note 14) 

Contributed surplus (note 15) 

Retained earnings 

Accumulated other comprehensive loss 

2021 
$ 

2020 
$ 

2,737 
28,896 
178,727 
2,815 
4,879 
5,973 
- 
1,275 

225,302 

223,931 

39,650 

53,638 

542,521 

- 
46,487 
2,404 
3,826 
1,901 
- 

54,618 

174,544 

717 

13,987 

3,316 

29,765 

276,947 

27,020 

4,950 

236,773 

(3,169)   

265,574 

542,521 

- 
34,096 
170,779 
1,951 
3,998 
1,232 
783 
1,275 

214,114 

221,100 

25,067 

53,638 

513,919 

58,114 
53,821 
2,288 
3,018 
1,604 
11,615 

130,460 

95,515 

1,932 

14,802 

3,649 

22,038 

268,396 

26,014 

4,834 

218,263 

(3,588) 

245,523 

513,919 

Contingent liabilities and unrecognized contractual commitments (note 18) 

Events after the reporting period (note 24) 

The accompanying notes are an integral part of these consolidated financial statements.

Director 

Director 

ANDREW PELLER LIMITED 2021 |  25 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Earnings 
For the years ended March 31, 2021 and March 31, 2020 
(in thousands of Canadian dollars, except per share amounts) 

Sales 
Cost of goods sold, excluding amortization (note 16) 
Amortization of plant and equipment used in production 

Gross profit 

Selling and administration (note 16) 
Amortization of equipment and intangible assets used in selling and 

administration 

Interest 
Gain on debt modification and financing fees (note 11) 
Net unrealized (gain) loss on derivative financial instruments (note 20) 
Other expense (note 16) 

Earnings before income taxes 

Income taxes (note 13) 
Current 
Deferred 

2021 
$ 

393,036 
236,518 

10,138   

2020 
$ 

382,306 
216,056 
10,057 

146,380   

156,193 

93,472   

104,749 

8,024   
8,108   
(2,312)   
(135)   
1,770   

7,697 
8,107 
- 
1,406 
1,769 

108,927   

123,728 

37,453   

32,465 

2,091   
7,576   

9,667   

7,456 
1,515 

8,971 

Net earnings for the year 

27,786 

23,494 

Net earnings per share (note 17) 
Basic and diluted 

Class A shares 

Class B shares 

0.65 

0.57 

0.55 

0.48 

The accompanying notes are an integral part of these consolidated financial statements. 

26 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
   
 
 
   
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Comprehensive Income 
For the years ended March 31, 2021 and March 2020 
(in thousands of Canadian dollars) 

Net earnings for the year 

Items that are never reclassified to net earnings 

Net actuarial gains on post-employment benefit plans (note 12) 
Deferred income taxes (note 13) 

Other comprehensive income for the year 

2021 
$ 

2020 
$ 

27,786 

23,494 

570   
(151)   

419   

822 
(214) 

608 

Net comprehensive income for the year 

28,205 

24,102 

The accompanying notes are an integral part of these consolidated financial statements. 

ANDREW PELLER LIMITED 2021 |  27 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
   
 
 
 
 
   
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Changes in Equity 
For the years ended March 31, 2021 and March 31, 2020 
(in thousands of Canadian dollars) 

Capital 
stock 
$ 

Contributed 
surplus 
$ 

Retained 
earnings 
$ 

Accumulated 
other 
comprehensive 
loss 
$ 

Total 
shareholders’ 
equity 
$ 

Balance at April 1, 2019 

26,330   

2,737   

209,825   

(4,141)  

234,751 

Net comprehensive income for the 

year 

Exercise of DSUs and issuance of 

Class A non-voting shares 
(notes 14 and 15) 

Cancellation of post-retirement 

benefit arrangement (note 12) 

Repurchase and cancellation of Class 

A non-voting shares (note 14) 

Share-based compensation (note 15)   
Dividends (Class A $0.215 per share, 
Class B $0.187 per share) 

-   

-   

23,494   

608   

24,102 

115   

(115)   

-   

-   

(5,810)   
-   

75   

-   
2,137   

-   

(9,246)   

-   

(431)   
-   

-   

-   

(55)   

-   
-   

-   

- 

20 

(6,241) 
2,137 

(9,246) 

Balance at March 31, 2020 

26,014   

4,834   

218,263   

(3,588)   

245,523 

Net comprehensive income for the 

year 

Exercise of share awards and 

issuance of Class A non-voting 
shares (notes 14 and 15) 

Share-based compensation (note 15)   
Dividends (Class A $0.218 per share, 
Class B $0.190 per share) 

-   

-   

27,786   

419   

28,205 

1,006   
-   

(1,006)   
1,122   

-   
-   

-   

-   

(9,276)   

-   
-   

-   

- 
1,122 

(9,276) 

Balance at March 31, 2021 

27,020   

4,950   

236,773   

(3,169)   

265,574 

The accompanying notes are an integral part of these consolidated financial statements. 

28 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
 
 
 
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Cash Flows 
For the years ended March 31, 2021 and March 31, 2020 
(in thousands of Canadian dollars) 

Cash provided by (used in) 

Operating activities 
Net earnings for the year 

Adjustments for non-cash items 

Loss on disposal of property, plant and equipment and intangible assets 
Amortization of plant, equipment and intangible assets 
Amortization of deferred financing fees 
Interest expense 
Income taxes 
Net unrealized (gain) loss on derivative financial instruments 
Gain on debt modification 
Share-based compensation expense 
Post-employment benefits 

Interest paid 
Income taxes paid 

Change in non-cash working capital items related to operations (note 19) 

Investing activities 
Purchase of property, plant and equipment 
Purchase of intangible assets 

Financing activities 
Increase in bank indebtedness (note 11) 
Repayment of lease obligations 
Drawings on long-term debt (note 11) 
Repayment of long-term debt (note 11) 
Deferred financing fees paid (note 11) 
Repurchase of Class A shares 
Dividends paid 

Increase in cash during the year 

Cash – Beginning of year 

Cash – End of year 

Supplementary information 
Property, plant and equipment acquired that were unpaid in cash and included in 

accounts payable and accrued liabilities 

Intangible assets acquired that were unpaid in cash and included in accounts payable 

and accrued liabilities 

2021 
$ 

2020 
$ 

27,786 

23,494 

677   
18,162   
10   
8,098   
9,667   
(135)   
(2,861)   
937   
237   
(7,076)   
(6,832)   

48,670   
(7,551)   

729 
17,754 
251 
7,856 
8,971 
1,406 
- 
1,876 
(186) 
(8,208) 
(10,165) 

43,778 
(12,235) 

41,119   

31,543 

(17,651)   
(18,888)   

(17,699) 
(5,609) 

(36,539)   

(23,308) 

-   
(3,812)   
76,620   
(64,836)   
(655)   
-   
(9,160)   

(1,843)   

2,737 

- 

2,737 

61 

1,478 

19,939 
(3,022) 
- 
(9,741) 
- 
(6,241) 
(9,170) 

(8,235) 

- 

- 

- 

1,360 

4,270 

The accompanying notes are an integral part of these consolidated financial statements.

ANDREW PELLER LIMITED 2021 |  29 

 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
   
 
 
 
 
 
   
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 
March 31, 2021 and March 31, 2020 
(in thousands of Canadian dollars, except per share amounts) 

1  Nature of operations 

Andrew Peller Limited (the Company) produces and markets wine, spirits, craft beer and wine related products. The 
Company’s products are produced and sold predominantly in Canada. The Company is incorporated under the Canada 
Business  Corporations  Act  and  is  domiciled  in  Canada.  The  address  of  its  head  office  is  697  South  Service  Road, 
Grimsby, Ontario, L3M 4E8. 

During  the  year  ended  March  31,  2021,  the  COVID-19  pandemic  has  not  materially  impacted  the  Company’s 
operations  or  demand  for  its  products,  and  as  a  result,  has  also  not  negatively  impacted  the  Company’s  liquidity 
position.  The  Company  continues  to  generate  operating  cash  flows  to  meet  short-term  liquidity  needs.  However, 
uncertainty  resulting  from  the  ongoing  pandemic  could  result  in  an  unforeseen  disruption  to  the    supply  chain  or 
continued  government-mandated  closures  of  restaurant  and  hospitality  businesses  that  could  impact  the  Company’s 
operations and results. 

2 

Summary of significant accounting policies 

Basis of presentation 

These  consolidated  financial  statements  have  been  prepared  in  compliance  with  International  Financial  Reporting 
Standards as issued by the International Accounting Standards Board (IFRS). 

These consolidated financial statements were approved by the Board of Directors for issuance on June 16, 2021. 

Basis of measurement 

The consolidated financial statements have been prepared under the historical cost convention, except for derivatives, 
which are measured at fair value, and biological assets, which are measured at fair value less costs to sell.  

Basis of consolidation 

These consolidated financial statements include the accounts of the Company and all subsidiary companies, including 
Canrim  Packaging  Limited,  Global  Vintners  Inc.,  Riverbend  Inn  &  Winery  Inc.,  Sandhill  Vineyards  Ltd.  and  Small 
Winemakers Collections Inc., all of which are wholly-owned by Andrew Peller Limited. Subsidiaries are those entities 
the  Company  controls  by  having  the  power  to  govern  their  financial  and  operating  policies.  Subsidiaries  are  fully 
consolidated from the date on which control is obtained by the Company and are de-consolidated from the date control 
ceases. Intercompany transactions, balances, income and expenses and profits and losses are eliminated. 

Business combinations 

Business combinations are accounted for using the acquisition method. The consideration transferred by the Company 
is  measured  as  the  fair  value  of  assets  transferred  and  equity  instruments  issued  at  the  date  of  completion  of  the 
acquisition. Identifiable assets acquired and liabilities assumed in a business combination are measured initially at fair 
value at the acquisition date. The excess of the consideration transferred over the fair value of the net assets acquired is 
recorded as goodwill. If the consideration transferred is less than the net assets acquired, the difference is recognized 
directly in the consolidated statements of earnings as a gain on acquisition. Results of operations of a business acquired 
are included in the Company’s consolidated financial statements from the date of the business acquisition. Acquisition 
costs incurred are expensed and included in selling and administrative expenses. 

30 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
Foreign currency translation 

The consolidated financial statements are presented in Canadian dollars, which is the Company’s functional currency. 

Foreign currency transactions are translated into the functional currency using the exchange rates prevailing at the dates 
of  the transactions.  Foreign  exchange gains  and  losses  resulting  from  the  settlement  of  foreign  currency  transactions 
and from the translation at year-end exchange rates of monetary assets and liabilities denominated in currencies other 
than the Company’s functional currency are recognized in the consolidated statements of earnings. 

Revenue 

Revenue  is  derived  from  the  sale  of  goods  and  is  recognized  at  a  point  in  time  when  the  performance  obligation  is 
fulfilled.  For  sales  to  consumers  through  retail  stores,  winery  restaurants  and  estate  wineries,  the  performance 
obligation  is  deemed  fulfilled  when  the  product  is  purchased.  For  sales  transactions  with  provincial  liquor  boards, 
licensee  retail  stores  and  wine  kit  retailers,  the  Company’s  performance  obligation  is  fulfilled  when  the  product  is 
shipped from the Company’s distribution facilities.  

Excise  taxes  collected  on  behalf  of  the  federal  government,  licensing  fees  and  levies  paid  on  wine  sold  through  the 
Company’s independent retail stores in Ontario, product returns, breakage, promotional and advertising allowances and 
discounts provided to customers are deducted from the selling price to determine the transaction price at which revenue 
is recognized. Expected product returns and breakage are estimated based on historical actuals as a percentage of sales. 

Deferred revenue represents amounts paid by customers in advance of the purchase of products which typically takes 
the form of pre-loaded gift cards. The amounts received are recorded as deferred revenue within accounts payable and 
accrued liabilities on the consolidated balance sheets. Once a gift card is redeemed to make a purchase, the liability is 
relieved and revenue is recognized.  

The Company also enters into arrangements with third parties for the sale of products to customers. When the terms of 
the arrangement are such that the Company is acting as an agent of the third party, revenue is recognized in the amount 
of the commission to which the Company is entitled in exchange for arranging for the third party to provide its goods to 
customers. 

Cost of goods sold 

Cost  of  goods  sold  includes  the  cost  of  finished  goods  inventories  sold  during  the  year,  inventory  writedowns  and 
revaluations of agricultural produce to fair value less costs to sell at the point of harvest. 

Inventories 

Inventories are valued at the lower of cost and net realizable value. Cost is determined on an average cost basis. The 
Company utilizes a weighted average cost calculation to determine the value of ending inventory (bulk wine and spirits 
and finished goods). Average cost is determined separately for import wine, domestic wine and spirits and is calculated 
by varietal and vintage year.  

Grapes produced from vineyards controlled by the Company that are part of inventories are measured at their fair value 
less costs to sell at the point of harvest. 

The  Company  includes  borrowing  costs  in  the  cost  of  certain  wine  and  spirit  inventories  that  require  a  substantial 
period of time to become ready for sale. 

Property, plant and equipment 

Property,  plant  and  equipment  are  carried  at  cost  less  accumulated  amortization.  Cost  includes  borrowing  costs  for 
assets that require a substantial period of time to become ready for use. Amortization of buildings, vines and vineyard 
infrastructure and machinery and equipment is calculated on the straight-line basis in amounts sufficient to amortize the 

ANDREW PELLER LIMITED 2021 |  31 

 
 
cost of buildings, vines and vineyard infrastructure and machinery and equipment over their estimated useful lives as 
follows: 

Buildings 
Vines and vineyard infrastructure 
Machinery and equipment 

Land is carried at cost and is not amortized. 

40 years 
20 years 
5 to 20 years 

Vines  and  vineyard  infrastructure  amortization  commences  in  the  year  the  vineyard  yields  a  crop  that  approximates 
50% of expected annual production. 

Biological assets 

The Company measures biological assets, consisting of grapes grown on vineyards controlled by the Company, at fair 
value, which approximates cost as there has been minimal biological transformation since the initial cost incurred. The 
initial  costs  incurred  are  comprised  of  direct  expenditures  required  to  enable  the  biological  transformation  of 
agricultural produce.  

At the point of harvest, the fair value of biological assets is determined by reference to local market prices for grapes of 
a  similar  quality  and  the  same  varietal.  At  this  point,  agricultural  produce  is  measured  at  fair  value  less  cost  to  sell, 
which becomes the basis for the cost of inventories after harvest. 

Gains  or  losses  arising  from  a  change  in  fair  value  less  costs  to  sell  are  included  in  the  consolidated  statements  of 
earnings in the period in which they arise. 

Intangible assets 

Intangible  assets  include  brands,  customer  contracts  and  lists,  contract  co-packaging  arrangements,  software  and 
customer-based  relationships.  These  intangible  assets  are  recorded  at  their  estimated  fair  value  on  the  date  of 
acquisition or at cost for regular way purchases. 

Brands – indefinite life 
Brands – finite life 
Customer contracts and lists 
Contract packaging 
Software 

Amortization 
method 

n/a 
straight-line 
straight-line 
straight-line 
straight-line 

Useful life 

indefinite 
2 years 
10 – 20 years 
10 years 
5 – 15 years 

Remaining 
useful life 

indefinite 
none 
3 – 15 years 
none 
3 – 15 years 

Certain of the Company’s brands have been assessed as having an indefinite life because the expected usage, period of 
control and other factors do not limit the life of these assets. Intangible assets with an indefinite life are not amortized 
but are tested for impairment at least annually or more frequently if events or circumstances indicate the asset might be 
impaired.  To test  for  impairment,  the  Company primarily  compares the  amount of  royalty the  Company  would  have 
had  to  pay  in  an  arm’s  length  licensing  arrangement  to  secure  access  to  the  same  rights  to  its  carrying  value.  If 
necessary, the fair value is also considered. An impairment charge is recorded to the extent the carrying value exceeds 
the fair value. Management has determined there was no impairment in intangible assets for the years ended March 31, 
2021 and 2020. 

Certain of the Company’s brands have a finite life based on the remaining expected usage. Therefore, amortization for 
these brands is being recorded on a straight-line basis over the remaining period of expected usage. 

Where  the  Company  incurs  costs  to  configure  and  customize  cloud  computing  software,  the  costs  incurred  are 
capitalized  and  amortized  over  the  useful  life  only  if  the  expenditures  meet  the  recognition  criteria  of  IAS  38, 
Intangible Assets. 

32 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Goodwill 

Goodwill represents the cost of a business combination in excess of the fair values of the net tangible and identifiable 
intangible  assets  acquired.  Goodwill  is  not  amortized  but  is  tested  for  impairment  on  an  annual  basis,  or  more 
frequently if circumstances indicate goodwill may be impaired. The Company assigns goodwill combined with other 
assets to a cash generating unit (CGU) based on certain regions and product lines, which is the lowest level at which the 
combined assets generate independent cash inflows. To test for impairment, the Company primarily compares a CGU’s 
value in use, determined based on expected future discounted cash flows, to its carrying value. If necessary, a CGU’s 
fair value is also considered. An impairment charge is recorded to the extent the carrying value of a CGU exceeds the 
greater  of  the  CGU’s  fair  value  and  its  value  in  use.  An  impairment  loss  in  respect  of  goodwill  cannot  be  reversed. 
Management has determined there is no impairment in goodwill for the years ended March 31, 2021 and 2020. 

Post-employment benefits 

The  Company  sponsors  defined  contribution  pension  plans,  defined  benefit  pension  plans,  post-employment  medical 
benefit plans and other post-employment benefit plans for certain employees. Contributions to the defined contribution 
pension  plans  are  recognized  as  an  expense  as  services are  rendered  by  employees.  The  costs  of  the  defined  benefit 
plans, the post-employment medical benefit plans and other post-employment benefit plans are actuarially determined 
and  include  management’s  best  estimate  of  expected  plan  investment  performance,  the  interest  rate  on  the  plan 
obligation,  salary  escalation,  expected  retirement  ages  and  medical  cost  escalation.  The  liability  recognized  in  the 
consolidated balance sheets in respect of these plans is the present value of the defined benefit obligation at the end of 
the  reporting  period  as  determined  by  the  Company’s  actuary  less  the  fair  value  of  plan  assets  adjusted  for  the 
unamortized portion of negative past service credits. The current service cost and the interest cost net of the expected 
return  on  plan  assets  are  recognized  in  earnings  in  the  period  they  arise.  Adjustments  arising  from  actuarially 
determined gains or losses are recognized in other comprehensive income (loss) in the period in which they arise. The 
corresponding change in shareholders’ equity is adjusted to retained earnings for the year. 

Financial instruments and hedge accounting 

Financial  assets  and  liabilities  are  initially  recorded  at  fair  value  including,  where  permitted  by  IFRS  9,  Financial 
Instruments  (IFRS  9),  any  directly  attributable  transaction  costs.  For  those  financial  assets  that  are  not  subsequently 
held at fair value, the Company assesses whether there is evidence of impairment at each consolidated balance sheet 
dates.  

The Company classifies its financial assets and liabilities into the following categories: financial assets and liabilities at 
amortized cost and financial assets and liabilities at fair value through profit or loss.  

Expected  credit  losses  on  financial  assets  carried  at  amortized  cost  are  assessed  on  a  forward-looking  basis.  The 
impairment  methodology  applied  depends  on  whether  there  has  been  a  significant  increase  in  credit  risk.  The  loss 
allowances for financial assets are based on assumptions about risk of default and expected loss rates. The Company 
uses  judgment  in  making  these  assumptions  and  selecting  the  inputs  to  the  impairment  calculation,  based  on  past 
history, existing market conditions as well as forward-looking estimates at the end of each reporting period. 

The Company recognizes financial instruments when it becomes a party to the terms of the instrument and has elected 
to use “trade date” accounting for regular way purchases and sales of financial assets. 

Embedded derivatives (elements of contracts whose cash flows move independently from the host contract similar to a 
stand-alone derivative) are required to be separated and measured at fair value if certain criteria are met. Management 
reviewed  its  contracts  and  determined  the  Company  does  not  currently  have  any  embedded  derivatives  in  these 
contracts that require separate accounting and disclosure. 

Leases 

Leases are recognized as a right-of-use asset within property, plant and equipment and a corresponding lease liability at 
the date at which the leased asset is available for use by the Company. Each lease payment is allocated between the 
repayment  of  the  principal  portion  of  lease  liability  and  the  interest  portion.  The  interest  expense  is  charged  to  the 

ANDREW PELLER LIMITED 2021 |  33 

 
 
consolidated  statements  of earnings over the lease  period  so  as to  produce  a  constant periodic  rate  of interest  on  the 
remaining balance of the liability for each period.  

Assets and liabilities arising from a lease are initially measured on a present value basis. Lease liabilities include the net 
present value of the following lease payments: 

 

 

 

 

 

Fixed payments, including in-substance fixed payments, less any lease incentives receivable; 

Variable lease payments that are based on an index or a rate; 

Amounts expected to be payable by the lessee under residual value guarantees; 

The exercise price of a purchase option if the lessee is reasonably certain to exercise that option; and 

Payment of penalties for terminating the lease, if the lease term reflects the lessee exercising that option. 

The lease payments are discounted using the interest rate implicit in the lease. If that rate cannot be determined, the 
lessee’s  incremental  borrowing  rate  is  used,  being  the  rate  that  the  lessee  would  have  to  pay  to  borrow  the  funds 
necessary  to  obtain  an  asset  of  similar  value  in  a  similar  economic  environment  with  similar  terms  and  conditions. 
Payments associated with variable lease payments not based on an index or a rate, short-term leases and leases of low 
value assets are recognized on a straight-line basis as an expense in the consolidated statements of earnings. 

Right-of-use assets are included in property, plant and equipment in the consolidated balance sheets and are measured 
at cost comprising the following: 

 

 

 

 

The amount of the initial measurement of the lease liability;  

Any lease payments made at or before the commencement date, less any lease incentives received; 

Any initial direct costs; and 

Restoration costs. 

The right-of-use assets are depreciated over the shorter of the asset’s useful life and the lease term on a straight-line 
basis.  Right-of-use  assets  are  subject  to  impairment.  Amortization  of  right-of-use  vineyard  land,  buildings  and 
machinery and equipment is as follows: 

Vineyard land 
Buildings 
Machinery and equipment 

Impairment of non-financial assets 

2 – 29 years 
3 – 10 years 
2 – 6 years 

The Company reviews long-lived assets and definite life intangible assets for impairment when events or circumstances 
indicate  an  asset  may  be  impaired.  Assets  are  assigned  to  a  CGU  based  on  the  lowest  level  at  which  they  generate 
independent cash inflows. When there is an indication of impairment, an impairment charge is recorded to the extent 
the carrying value of a CGU exceeds the recoverable amount. The recoverable amount is the greater of the CGU’s fair 
value less costs to dispose and its value in use, determined by discounting expected cash flows. An impairment loss is 
reversed if there is a reversal in circumstances that led to the impairment and if a CGU’s recoverable amount increases 
to the extent that the related assets’ carrying amounts are no larger than the amount that would have been determined, 
net of amortization, had no impairment loss been recorded. 

Net earnings per share 

Basic net earnings per share have been calculated using the weighted average number of Class A and Class B shares 
outstanding  during  the  year.  Diluted  net  earnings  per  share  have  been  calculated  by  considering  the  impact  of  any 
potential ordinary shares that are dilutive on the two classes of shares when considered together. 

34 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
Dividends 

Dividends on Class A and Class B shares are recognized in the period in which they are formally declared by the Board 
of Directors. 

Segmented information 

The Company produces and markets wine, spirits, craft beer and wine related products in Canada. A significant portion 
of  the  Company’s  sales  are  made  to  the  liquor  control  boards  in  each  province  in  which  the  Company  transacts 
business.  Management  has  concluded  that  the  chief  operating  decision  maker  allocates  resources  and  assesses 
performance of the Company on a consolidated basis. Furthermore, based on the type of products sold and the fact that 
its customers are similar in nature, the Company operates in a single operating segment. In addition, substantially all of 
the  Company’s  sales  are  made  in  Canada.  As  a  result,  management  has  concluded  the  Company  operates  in  one 
geographic segment. 

Income taxes 

Current income tax is the expected amount of tax payable or recoverable on taxable income or loss during the period. 
Current income tax may also include adjustments to taxes payable or recoverable in respect of previous periods. 

The Company accounts for deferred income taxes based on temporary differences, which are the differences between 
the  carrying  amount  of  an  asset  or  liability  and  its  tax  base.  Deferred  income  taxes  are  provided  for  all  temporary 
differences between the carrying amount and tax bases of assets and liabilities, except for those arising from the initial 
recognition of goodwill or for those arising from the initial recognition of an asset or liability in a transaction that is not 
a  business  combination  and  has  no  impact  on  earnings  or  taxable  income  or  loss.  Deferred  income  tax  assets  and 
liabilities are measured using the enacted or substantively enacted tax rates expected to apply to taxable income in the 
years  in  which  temporary  differences  are  expected  to  be  recovered  or  settled.  The  deferred  income  tax  provision 
recorded  in  net  earnings  and  other  comprehensive  income  (loss)  represents  the  change  during  the  year  in  deferred 
income tax assets and deferred income tax liabilities. 

Contingencies 

In  the  ordinary  course  of  business  activities,  the  Company  may  be  contingently  liable  for  litigation  and  claims. 
Management believes adequate provisions have been recorded in the accounts where required. Although it is not possible 
to  accurately  estimate  the  extent  of  potential  claims,  if  any,  management  believes  the  ultimate  resolution  of  such 
contingencies would not have a material adverse effect on the financial position of the Company. 

Comprehensive income 

Comprehensive  income  is  comprised  of  net  earnings  and  other  comprehensive  income  (loss).  Other  comprehensive 
income (loss) represents the change in equity for a period that arises from transactions that are required to be or are 
elected to be recognized outside of net earnings. The Company records actuarial gains and losses on defined benefit 
pension plans and other post-employment benefit plans in other comprehensive income (loss) in the period incurred. 

Equity 

The  Company  separately  presents  changes  in  equity  related  to  capital  stock,  contributed  surplus,  retained  earnings  and 
accumulated other comprehensive income (loss) in the consolidated statements of changes in equity. 

Share-based compensation 

The Company grants stock options, performance share units (PSUs) and deferred share units (DSUs) to employees and 
directors  under  its  share-based  compensation  plan.  All  share-based  compensation  arrangements  are  equity-settled  in 
Class A non-voting common shares. 

ANDREW PELLER LIMITED 2021 |  35 

 
 
Equity-settled  share-based  payments  to  employees  are  measured  at  the  fair  value  of  the  equity  instrument  granted.  An 
option valuation model (Black-Scholes) is used to fair value stock options issued on the date of grant. 

The  grant  date  fair  value  of  equity-settled  share-based  awards  is  recognized  as  compensation  expense  with  a 
corresponding increase in equity reserves over the related service period provided to the Company. The total amount of 
expense recognized in profit or loss is determined by reference to the fair value of the options granted or share awards, 
which  factors  in  the  number  of  options  expected  to  vest.  Equity-settled  share-based  payment  transactions  are  not 
remeasured once the grant date fair value has been determined, except in cases where the share-based payment is linked 
to non-market performance conditions. Stock options vest in tranches (graded vesting) and, accordingly, the expense is 
recognized  in  vesting  tranches.  PSUs  vest  in  full  at  the  end  of  the  third  fiscal  year  after  the  date  of  grant  and, 
accordingly, the  expense  is  recognized  evenly over  the  vesting period.  DSUs  vest  immediately  and,  accordingly,  the 
expense is recognized in full at the date of grant. 

Compensation expense is recognized over the applicable vesting period by increasing contributed surplus based on the 
number  of  awards  expected  to  vest.  At  the  end  of  each  reporting  period,  the  Company  revises  its  estimates  of  the 
number  of  awards  that  are  expected  to  vest  based  on  the  non-market  performance  vesting  conditions.  The  Company 
recognizes  the  impact of  the  revision  to original  estimates, if  any,  in  the  consolidated  statements  of  earnings,  with  a 
corresponding adjustment to contributed surplus. 

Recently adopted accounting pronouncements 

IAS 1, Presentation of Financial Statements (IAS 1), and IAS 8, Accounting Policies, Changes in Accounting Estimates 
and Errors 
These standards have been amended to use a consistent definition of materiality throughout all accounting standards, 
clarify the explanation of the definition of material and incorporate some of the guidance in IAS 1 about immaterial 
information. The amendments are effective for annual periods beginning on or after January 1, 2020. The adoption of 
these amendments did not have a significant impact on the consolidated financial statements. 

IFRS 3, Business Combinations 
This  standard  has  been  amended  to  improve  the  definition  of  a  business.  The  amendments  will  help  companies 
determine whether an acquisition made is of a business or a group of assets. To be considered a business, an acquisition 
would have to include an input and a substantive process that together significantly contribute to the ability to create 
outputs. The amendments are effective for annual periods beginning on or after January 1, 2020. The adoption of these 
amendments did not have a significant impact on the consolidated financial statements. 

Recently issued accounting pronouncements 

IFRS 16, Leases (IFRS 16) 
This  standard  has  been  amended  to  provide  lessees  with  an  optional  exemption  from  assessing  whether  a  rent 
concession related to COVID-19 is a lease modification. This amendment is effective for annual periods beginning on 
or after June 1, 2020. At this time, the Company has not received rent concessions related to COVID-19 and therefore, 
this amendment is not expected to have a significant impact on the consolidated financial statements. 

London  Inter-bank  Offered  Rate  (LIBOR)  reform  with  amendments  to  IFRS  9,  IFRS  7,  Financial  Instruments: 
Disclosures and IFRS 16 
In August 2020, the IASB issued Interest Rate Benchmark Reform Phase 2 (the Reform Phase 2), which complemented 
the  Reform  Phase  1  and  amended  various  standards  requiring  interest  rates  or  interest  rate  calculations.  The  Reform 
Phase 2 provides guidance on the impacts on the financial statements after the LIBOR reform and its replacement with 
alternative benchmark rates. The amendments are effective for annual periods beginning on or after January 1, 2021. 
The Company has not yet assessed the impact of the amendments on the consolidated financial statements. 

IAS 16, Property, Plant and Equipment 
This standard has been amended to prohibit an entity from deducting from the cost of an item of property, plant and 
equipment  any proceeds  received  from  selling  items  produced  while  the entity  is preparing the asset  for  its intended 
use,  clarify  that  an  entity  is  “testing  whether  the  asset  is  functioning  properly”  when  it  assesses  the  technical  and 
physical  performance  of  the  asset  and  require  certain  related  disclosures.  The  amendments  are  effective  for  annual 

36 

| ANDREW PELLER LIMITED 2021 

 
 
periods beginning on or after January 1, 2022. The Company has not yet assessed the impact of the amendments on the 
consolidated financial statements. 

IAS 37, Provisions 
This standard has been amended to clarify that, before a separate provision for an onerous contract is established, an 
entity  recognizes  an  impairment  loss  that  has  occurred  on  assets  used  in  fulfilling  the  contract,  rather  than  on  assets 
dedicated to that contract and to clarify the meaning of costs to fulfill a contract. 

The  amendments  are  effective  for  annual  periods  beginning  on  or  after  January  1,  2022.  The  Company  has  not  yet 
assessed the impact of the amendments on the consolidated financial statements. 

IFRS 9, Financial Instruments 
This standard has been amended to address which fees should be included in the 10% test for derecognition of financial 
liabilities. This amendment is effective for annual periods beginning on or after January 1, 2022. The Company has not 
yet assessed the impact of the amendment on the consolidated financial statements. 

IAS 1, Presentation of Financial Statements 
This standard has been amended to clarify that liabilities are classified as either current or non-current depending on the 
rights that exist at the end of the reporting period. Classification is unaffected by the expectations of the entity or events 
after  the  reporting  date.  The  amendment  also  clarifies  the  meaning  of  settlement  of  a  liability.  This  amendment  is 
effective for annual periods beginning on or after January 1, 2023. The Company has not yet assessed the impact of the 
amendment on the consolidated financial statements. 

3  Critical accounting estimates and judgments 

The preparation of consolidated financial statements in accordance with IFRS requires management to make estimates 
and  assumptions  that  affect  the  reported  amounts  of  assets  and  liabilities  at  the  dates  of  the  consolidated  financial 
statements,  the  reported  amounts  of  revenues  and  expenses  during  the  reporting  periods  and  the  extent  of  and  the 
reported  amounts  in  disclosures.  Actual  results  may  vary  from  current  estimates.  These  estimates  are  reviewed 
periodically and, as adjustments become necessary, they are recorded in the period in which they change. Specific areas 
of uncertainty include but are not limited to: 

Impairment of goodwill and indefinite life intangible assets 

Testing goodwill for impairment at least annually involves estimating the recoverable amount of the CGUs to which 
goodwill  is  allocated.  This  requires  making  assumptions  about  future  cash  flows,  growth  rates  and  discount  rates. 
Testing  indefinite  life  intangible  assets  for  impairment  at  least  annually  involves  estimating  the  fair  value  using  the 
relief of royalty method. This requires making assumptions about royalty rates, growth rates and discount rates. These 
assumptions  are  inherently  uncertain  and  as  such,  actual  amounts  may  vary  from  these  assumptions  and  cause 
significant adjustments. Refer to note 8 for further information. 

Post-employment benefits 

Measuring  the  liability  for  post-employment  benefits  requires  assumptions  for  the  discount  rates,  increases  in 
compensation,  increases  in  medical  costs  and  the  timing  of  the  payment  of  benefits.  Actual  amounts  may  vary  from 
these assumptions and cause significant adjustments. 

Leases 

Critical accounting estimates were made in determining the lease term and incremental borrowing rate. In determining 
the  lease  term,  management  considers  all  facts  and  circumstances  that  create  an  economic  incentive  to  exercise  an 
extension option, or not exercise a termination option. Extension options (or periods after termination options) are only 
included  in  the  lease  term  if  the  lease  is  reasonably  certain  to  be  extended  (or  not  terminated).  The  assessment  is 
reviewed if a significant event or a significant change in circumstances occurs which affects this assessment and that is 
within the control of the lessee.  

ANDREW PELLER LIMITED 2021 |  37 

 
 
In determining the carrying amount of right-of-use assets and lease liabilities, the Company is required to estimate the 
incremental borrowing rate specific to each leased asset or portfolio of leased assets if the interest rate implicit in the 
lease  is  not  readily  determined.  Management  determines  the  incremental  borrowing  rate  of  each  leased  asset  or 
portfolio of leased assets by using the Company’s specific risk portfolio, the security, term and value of the underlying 
leased  asset  and  the  economic  environment  in  which  the  leased  asset  operates.  The  incremental  borrowing  rates  are 
subject to change mainly due to macroeconomic changes in the environment. 

4 

Inventories 

Packaging materials and supplies 
Bulk wine and spirits 
Finished goods 

2021 
$ 

12,791 
81,718   
84,218   

2020 
$ 

11,513 
88,921 
70,345 

178,727 

170,779 

Interest included in the cost of inventories 

1,203 

1,697 

Inventory writedowns recognized as an expense amounted to $3,523 (2020 – $2,033). 

The  cost  of  inventories  recognized  as  an  expense  and  included  in  cost  of  goods  sold,  excluding  amortization,  was 
$232,995 (2020 – $214,023). 

5 

Property, plant and equipment 

Vines, vineyard 
land and 
infrastructure 

Machinery 
and 
equipment 

Buildings 

$   

$   

$   

Land 

$   

Total 
$ 

At March 31, 2019 
Cost 
Accumulated amortization 

35,801   
-   

48,047   
(12,915)   

88,785   
(23,204)   

151,289   
(88,054)   

323,922 
(124,173) 

Net carrying amount 

35,801   

35,132   

65,581   

63,235   

199,749 

Year ended March 31, 2020 
Right-of-use assets capitalized on 

adoption of IFRS 16 

Additions 
Assets held for sale  
Disposals 
Amortization 

-   
-   
(275)   
-   
-   

7,176   
956   
-   
-   
(3,895)   

9,009   
11,083   
(1,000)   
(116)   
(4,759)   

1,473   
9,785   
-   
(515)   
(7,571)   

17,658 
21,824 
(1,275) 
(631) 
(16,225) 

Closing net carrying amount 

35,526   

39,369   

79,798   

66,407   

221,100 

At March 31, 2020 
Cost 
Accumulated amortization 

35,526   
-   

56,179   
(16,810)   

107,161   
(27,363)   

156,823   
(90,416)   

355,689 
(134,589) 

Net carrying amount 

35,526   

39,369   

79,798   

66,407   

221,100 

38 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
 
   
   
   
   
 
 
 
   
   
   
   
 
Year ended March 2021 
Additions 
Disposals 
Amortization 

Vines, vineyard 
land and 
infrastructure 

Machinery 
and 
equipment 

Buildings 

$   

$   

$   

Total 
$ 

1,301   
(86)   
(3,100)   

6,027   
(692)   
(5,239)   

8,921   
(421)   
(8,310)   

20,679 
(1,199) 
(16,649) 

Land 

$   

4,430   
-   
-   

Closing net carrying amount 

39,956   

37,484   

79,894   

66,597   

223,931 

At March 31, 2021 
Cost 
Accumulated amortization 

39,956   
-   

57,293   
(19,809)   

112,189   
(32,295)   

164,710   
(98,113)   

374,148 
(150,217) 

Net carrying amount 

39,956   

37,484   

79,894   

66,597   

223,931 

Included  in  buildings  and  machinery  and  equipment  are  assets  amounting  to  $1,831  (2020  –  $8,678)  that  are  under 
development and are not being amortized. 

Contractual  commitments  to  purchase  property,  plant  and  equipment  were  $3,871  as  at  March  31,  2021  (2020  – 
$1,235). 

During  2020,  the  Company  listed  for  sale  plant  assets  in  Port  Coquitlam,  British  Columbia,  as  a  result  of  the 
consolidation of production assets. The assets listed for sale have a net book value of $1,275, and the Company intends 
to close the transaction during the fiscal year ending March 31, 2022. 

6  Biological assets 

Biological assets consist of grapes prior to harvest that are controlled by the Company. The Company owns and leases 
land in Ontario and British Columbia to grow grapes in order to secure a supply of quality grapes for the making of 
wine. 

During the year ended March 31, 2021, the Company harvested grapes valued at $8,419 (2020 – $9,402). 

The changes in the carrying amount of biological assets are as follows: 

Carrying amount – Beginning of year 
Net increase in fair value less costs to sell due to biological 

transformation 

Transferred to inventory on harvest 

Biological assets 

2021 
$ 

1,951 

9,283   
(8,419)   

2,815 

2020 
$ 

1,736 

9,617 
(9,402) 

1,951 

The Company is exposed to financial risk because of the long period of time between the cash outflow required to plant 
grape vines, cultivate vineyards and harvest grapes and the cash inflow from selling wine and related products from the 
harvested grapes. 

Substantially  all  of  the  grapes  from  owned  and  leased  vineyards  are  used  in  the  Company’s  winemaking  processes. 
Owned and leased vineyards, in combination with supply contracts with grape growers, are used to secure a supply of 
domestic grapes. These strategies reduce the financial risks associated with changes in grape prices. 

ANDREW PELLER LIMITED 2021 |  39 

 
 
   
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
7 

Intangible assets 

Brands – 
indefinite 
life 
$ 

Brands – 
finite life 
$ 

Customer 
contracts 
and lists 
$ 

Contract 
packaging 
$ 

Software 
$ 

Other 
$ 

Total 
$ 

At March 31, 2019 
Cost 
Accumulated amortization 
and impairment 

10,239 

375 

12,827 

1,100 

4,202 

1,917 

30,660 

(200)   

(125)   

(8,036)   

(1,100)   

(2,451)   

(1,816)   

(13,728) 

Net carrying amount 

10,039 

250 

4,791 

Year ended March 31, 

2020 
Additions 
Disposal 
Amortization 

Closing net carrying 
amount 

At March 31, 2020 
Cost 
Accumulated amortization 
and impairment 

Year ended March 31, 

2021 
Additions 
Amortization 

Closing net carrying 
amount 

At March 31, 2021 
Cost 
Accumulated amortization 
and impairment 

- 
- 
- 

- 
- 
(250)   

- 
- 
(820)   

10,039 

- 

3,971 

- 

- 
- 
- 

- 

1,751 

101 

16,932 

9,879 
(215)   
(459)   

- 
- 
- 

9,879 
(215) 
(1,529) 

10,956 

101 

25,067 

10,239 

375 

12,827 

1,100 

13,832 

1,917 

40,290 

(200)   

(375)   

(8,856)   

(1,100)   

(2,876)   

(1,816)   

(15,223) 

- 

- 
- 

- 

3,971 

- 
(611)   

3,360 

- 

- 
- 

- 

10,956 

101 

25,067 

16,096 

(902)   

- 
- 

16,096 
(1,513) 

26,150 

101 

39,650 

- 
- 

10,039 

10,239 

375 

12,827 

1,100 

29,928 

1,917 

56,386 

(200)   

(375)   

(9,467)   

(1,100)   

(3,778)   

(1,816)   

(16,736) 

Net carrying amount 

10,039 

Net carrying amount 

10,039 

- 

3,360 

- 

26,150 

101 

39,650 

Contractual commitments to purchase software were $1,269 as at March 31, 2021 (2020 – $3,805). 

Included  in  software  are  assets  amounting  to  $404  (2020  –  $9,351)  that  are  under  development  and  are  not  being 
amortized. 

40 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
8  Goodwill 

In order to test goodwill for impairment, the Company allocates the carrying value of goodwill to CGUs based on the 
lowest level that goodwill is monitored for internal management purposes. The aggregate carrying amount of goodwill 
allocated to each unit is as follows: 

Ontario and Eastern Canadian wine 
Western Canadian wine 
Personal winemaking products 

2021 
$ 

3,134 
26,695 
23,809 

53,638 

2020 
$ 

3,134 
26,695 
23,809 

53,638 

The Company determined the recoverable amount of the related CGUs by estimating their value in use. The weighted 
average key assumptions used are: 

Discount rate 
Period of projected cash flows 
Gross profit percentage, excluding amortization 
Growth rate beyond period of projected cash flows 

2021 

2020 

10.4% 
5 years 
42.8% 
3.6% 

9.1% 
5 years 
44.0% 
3.3% 

The  Company  uses  past  experience  and  current  expectations  about  future  performance  in  projecting  cash  flows, 
including the impact of COVID-19, which are based on financial budgets for five years. For the period after five years, 
the  Company  projects  cash  flows  using  an  assumed  growth  rate,  which  is  based  on  expectations  about  long-term 
economic  growth  in  Canada  and  any  known  industry  specific  factors  that  may  influence  long-term  growth  in  the 
Canadian wine industry. The discount rate is estimated by referring to external sources of information about the cost of 
capital and the leverage of companies that operate in a similar industry to the Company and that are of similar size. 

The recoverable amount of each CGU is sensitive to changes in market conditions and could result in changes in the 
carrying value of goodwill in the future. Sensitivity analysis was performed for each CGU by changing the following 
key assumptions: discount rate, gross profit percentage and the growth rate beyond the period of projected cash flows. 
Each  key  assumption  was  changed  independently  while  holding  all  other  assumptions  constant  and  does  not 
contemplate management’s ability to mitigate against any adverse effects that may arise in the future. Changing the key 
assumptions  for  the  projected  cash  flows  by  100  basis  points  would  not  result  in  an  impairment  of  the  Company’s 
CGUs. 

ANDREW PELLER LIMITED 2021 |  41 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
9  Accounts payable and accrued liabilities 

Trade payables 
Accrued liabilities 
Deferred revenue  

2021 
$ 

24,796 
20,444   
1,247   

46,487 

10  Right-of-use assets and lease obligations 

Leases are included as part of property, plant and equipment in the consolidated balance sheets as follows: 

Vineyard 
land 
$ 

7,176   

-   
-   
(517)   

Buildings 
$ 

9,009   

3,103   
(116)   
(2,327)   

Machinery 
and 
equipment 
$ 

1,473   

198   
-   
(448)   

6,659   

9,669   

1,223   

17,551 

522   
(86)   
(517)   

1,435   
(195)   
(2,713)   

2,370   
(247)   
(1,109)   

4,327 
(528) 
(4,339) 

6,578   

8,196   

2,237   

17,011 

At April 1, 2019 

Additions 
Terminations 
Amortization 

Closing net carrying 

amount as at March 
31, 2020 

Year ended March 31, 

2021 

Additions 
Terminations 
Amortization 

Closing net carrying 

amount as at March 
31, 2021 

2020 
$ 

34,250 
18,608 
963 

53,821 

Total 
$ 

17,658 

3,301 
(116) 
(3,292) 

42 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
   
   
   
 
 
 
   
   
   
 
 
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
The lease obligations transactions during the year were as follows: 

Lease obligations 

Balance – Beginning of year 
Additions  
Terminations 
Repayments  
Interest 

Balance – End of year  
Less: Current portion of lease obligations 

2021 
$ 

17,820   
4,327   
(522)   
(4,674) 
862   

17,813   
3,826   

2020 
$ 

17,658 
3,301 
(117) 
(3,859) 
837 

17,820 
3,018 

Lease obligations 

13,987   

14,802 

Expenses related to leases with variable consideration amounting to $1,981 (2020 – $1,759) and short-term leases and 
low value leases amounting to $501 (2020 –  $595) were recorded within selling and administration expenses. The total 
cash outflows relating to leases during the year were $7,156 (2020 – $6,213). 

Some  property  leases  contain  variable  payment  terms  that  are  linked  to  sales  generated  from  a  store.  For  individual 
stores,  up  to  100%  of  lease  payments  are  on  the  basis  of  variable  payment  terms.  Variable  lease  payments  are 
recognized in the consolidated statements of earnings in the period in which the condition that triggers those payments 
occurs. A 5% increase in sales across all stores with such variable lease contracts would not result in a material change 
to the total lease payments. 

11  Bank indebtedness and long-term debt 

Bank indebtedness 

Significant terms 

Committed until 
Borrowing limit 
Interest rate 
Unused amount 

2021 
$ 

- 

- 
- 
- 
- 

2020 
$ 

58,114 

September 29, 
2022 
$90,000 
  CDOR + 1.90% 
$31,886 

ANDREW PELLER LIMITED 2021 |  43 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Revolving, amortizing loan – investment facility 
Other 

Less: Financing costs 

Less: Current portion of revolving, amortizing loan 
Less: Current portion of other loan 

2021 
$ 

174,640 
- 

174,640 
96 

174,544 
- 
- 

174,544 

2020 
$ 

107,591 
106 

107,697 
567 

107,130 
11,509 
106 

95,515 

On December 8, 2020, the Company amended and restated its debt facilities. Amendments include a revised maturity 
date  of  December  8,  2024,  revised  financial  covenants  and  additional  tiers  to  the  applicable  margins  based  on  the 
Company’s  leverage.  Additionally,  the  total  borrowing  limit  was  increased  to  $350,000  and  combined  into  one 
revolver,  interest  only  facility  to  be  used  for  acquisitions  and  day-to-day  operations,  distributions  and  capital 
expenditures. Repayment of the facility is due on maturity. As at March 31, 2021, the applicable margin was 1.90% 
(2020 – 1.90%). Management has assessed and determined that these amendments constitute a modification of long-
term debt, which has resulted in the debt being valued at present values of future cash flows. As a result, the Company 
has recorded a gain on debt modification of $2,861 offset by financing costs of $549. Financing costs of $106 are being 
amortized over the new term of the loan. 

The  Company  has  entered  into  interest  rate  swap  agreements  to  fix  the  interest  rate  on  a  portion  of  the  balance 
outstanding on the investment facility. Until September 29, 2022, the interest rate is fixed at 2.25%, plus the applicable 
margin. Interest expense on long-term debt during the year was $5,925 (2020 – $4,695). 

The Company and its subsidiaries have provided their assets as security for these loans. 

The  following  table  summarizes  the  change  in  the  Company’s  bank  indebtedness  and  long-term  debt  arising  from 
financing activities for the year ended March 31, 2021. 

Balance – Beginning of year 
Cash previously held net of bank indebtedness, reclassified to cash   
Drawings 
Repayments 
Deferred financing fees paid 
Amortization of deferred financing fees 
Gain on modification of debt 
Amortization of gain on modification of debt 
Other 
Transfer to long-term debt on December 8, 2020 

Bank 
indebtedness 
$ 

Long-term 
debt 
$ 

58,114   
7,620   
43,000   
(51,771)   
-   
-   
-   
-   
37   
(57,000)   

107,130 
- 
26,000 
(13,065) 
(106) 
258 
(2,861) 
257 
(69) 
57,000 

Balance – End of year 

-   

174,544 

44 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
12  Post-employment benefits 

Defined contribution plans 

The total expenses for the defined contribution savings plans were $2,099 (2020 – $2,028). 

Defined benefit plans 

The Company has funded defined benefit pension plans. The Company also has an unfunded post-retirement medical 
benefits plan for certain employees and provides a monthly wine allowance to retired employees, which are collectively 
referred  to  as  other  post-employment  benefits.  On  June  1,  2019,  under  the  Company’s  new  collective  bargaining 
agreement with its unionized employees, one of the post-retirement benefit agreements was cancelled with no further 
amounts  payable  to  employees.  As  a  result,  the  balance  of  this  post-employment  benefit  obligation  of  $107  was 
recorded as a credit against current service cost, and the accumulated actuarial gain of $75 was released to contributed 
surplus during the fiscal year ended March 31, 2020. 

Nature 

The Company’s defined benefit pension plans pay benefits based on a percentage of final average salary. There are two 
defined benefit pension plans in British Columbia with members who continue to accrue benefits. New employees are 
no longer  entitled  to  accrue  benefits  under  these  defined  benefit pension  plans.  There  is one  defined benefit pension 
plan in Ontario and no further benefits accrue to the members of this plan. All members of the defined benefit pension 
plan  in  Ontario  have  retired.  The  Company  is  responsible  for  administering  these  pension  plans  and  determining 
investment policies. A committee of the Company’s Board of Directors is responsible for overseeing the Company’s 
defined benefit pension plans. 

Regulatory information 

The  defined  benefit  pension  plans  are  governed  by  the  Pension  Benefits  Standards  Act  in  British  Columbia  and  the 
Pension Benefits Act in Ontario. An appointed actuary prepares a valuation at least every three years for each of the 
plans.  These valuations  determine the  Company’s  minimum contributions.  The minimum  contributions are primarily 
based on the normal going concern cost, the funding deficit amortized over 15 years, and the solvency deficit amortized 
over five years. The solvency deficit is calculated assuming the plan is wound up on the effective date of the valuation. 
Contributions could be reduced in certain instances via a funding holiday if requirements of the relevant regulations are 
met, which normally requires the plan to have a surplus above certain threshold levels. 

Risks 

The  defined  benefit plan’s assets are  invested in  mutual  funds. The investment  mix  for  each plan is chosen  with  the 
objective that sufficient assets will be available to pay benefits as they come due and to achieve a reasonable return at 
an  acceptable  level  of  risk  to  stakeholders.  The  defined  benefit  plans  subject  the  Company  to  market,  interest  rate, 
currency, price, credit, liquidity and longevity risks, which are typical of such plans. The most significant of these risks 
is  that  the  expense  and  cash  contributions  related  to  these  plans  depend  on  the  discount  rate  used  to  measure  the 
liability to pay future benefits and the market performance of the plan’s assets set aside to pay these benefits. A decline 
in long-term interest rates or in asset values could increase the Company’s costs related to funding the deficit in these 
plans. 

ANDREW PELLER LIMITED 2021 |  45 

 
 
Amounts pertaining to defined benefit plans are as follows: 

Plan assets 

Fair value – Beginning of year 
Return on plan assets excluding amounts in 

interest income 

Interest income 
Company’s contributions 
Benefits paid 

Fair value – End of year 

Plan obligations 

Accrued benefit obligations – Beginning of year 
Total current service cost 
Interest cost 
Benefits paid 
Remeasurements 
Experience gain 
Loss from change in financial assumptions 

Accrued benefit obligations – End of year 

Post-employment benefit obligations 

Benefit plan expense 

Current service cost 
Net interest cost on defined benefit liability 

Net benefit plan expense 

Amount recognized in other comprehensive income 

Net actuarial gain (loss) 

Expected contributions for the year ending March 31, 

2022 

Weighted average duration of the defined benefit 

obligations in years 

46 

| ANDREW PELLER LIMITED 2021 

Pension 
benefits 
$ 

Other post- 
employment 
benefits 
$ 

23,274 

2,137   
863   
419   
(1,535)   

25,158 

24,686 
505 
928 
(1,535) 

(667) 
2,152 

26,069 

911 

- 

- 
- 
63 
(63) 

- 

2,237 
63 
86 
(63) 

- 
82 

2,405 

2,405 

Pension 
benefits 
$ 

Other post- 
employment 
benefits 
$ 

505 
65 

570 

652 

192 

12.9 

63 
86 

149 

(82) 

65 

11.9 

2021 

Total 
$ 

23,274 

2,137 
863 
482 
(1,598) 

25,158 

26,923 
568 
1,014 
(1,598) 

(667) 
2,234 

28,474 

3,316 

2021 

Total 
$ 

568 
151 

719 

570 

257 

12.8 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Plan assets 

Fair value – Beginning of year 
Return on plan assets excluding amounts in 

interest income 

Interest income 
Company’s contributions 
Benefits paid 

Fair value – End of year 

Plan obligations 

Accrued benefit obligations – Beginning of year 
Total current service cost 
Interest cost 
Benefits paid 
Past service cost 
Remeasurements 
Experience loss (gain)  
Loss from change in financial assumptions 

Accrued benefit obligations – End of year 

Post-employment benefit obligations 

Benefit plan expense 

Current service cost 
Net interest cost on defined benefit liability 
Past service cost 

Net benefit plan expense 

Amount recognized in other comprehensive income 

Net actuarial gain 

Expected contributions for the year ending March 31, 

2021 

Weighted average duration of the defined benefit 

obligations in years 

Pension 
benefits 
$ 

Other post- 
employment 
benefits 
$ 

23,953 

(1,075)   
784   
776   
(1,164)   

23,274 

25,900 
529 
853 
(1,164) 
- 

123 
(1,555) 

24,686 

1,412 

- 

- 
- 
95 
(95) 

- 

2,710 
(37) 
87 
(95) 
37 

(339) 
(126) 

2,237 

2,237 

Pension 
benefits 
$ 

Other post- 
employment 
benefits 
$ 

529 
69 
- 

598 

357 

488 

12.1 

(37) 
87 
37 

87 

465 

85 

11.3 

2020 

Total 
$ 

23,953 

(1,075) 
784 
871 
(1,259) 

23,274 

28,610 
492 
940 
(1,259) 
37 

(216) 
(1,681) 

26,923 

3,649 

2020 

Total 
$ 

492 
156 
37 

685 

822 

573 

12.1 

ANDREW PELLER LIMITED 2021 |  47 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The  significant  actuarial  assumptions  adopted  in  measuring  the  Company’s  accrued  benefit  obligations  and  benefits 
costs are as follows: 

Discount rate for expenses 
Discount rate for obligations 
Rate of compensation increase 
Rate of medical cost increases 

Retirement age 
Inflation rate 
Mortality tables 

2021 

3.8%   
3.1%   
2.5%   
5.0%   

60 – 65 years   
2.0%   
MI-2017   

2020 

3.3% 
3.8% 
2.5% 
5.0% 
60 – 65 
years 
2.0% 
MI-2017 

The  following  table  outlines  the  impact  of  a  reasonable  change  in  significant  assumptions  assuming  all  other 
assumptions are held constant. Changes in numerous assumptions may occur at the same time, which could increase or 
decrease the impact. With respect to a 1% increase or decrease in the inflation rate, the analysis excludes any impact 
this would have on the discount rate, medical cost trend rates and the rate of compensation increase. 

2021 

Other post- 
employment 
benefits 
$ 

2020 

Other post- 
employment 
benefits 
$ 

Pension 
benefits 
$ 

(267)  
304   

(2,705)   
3,279   

(238) 
269 

-   

-   
-   
-   

742   

(671)   
74   
(73)   

- 

- 
- 
- 

Pension 
benefits 
$ 

(3,020)   
3,682   

655   

(594)   
51   
(51)   

Increase (decrease) in the post-employment 

benefit obligations 
1% increase in the discount rate 
1% decrease in the discount rate 
1% increase in the rate of compensation 

increase 

1% decrease in the rate of compensation 

increase 

1% increase in the inflation rate 
1% decrease in the inflation rate 

At March 31, 2021, the accumulated actuarial losses, net of deferred taxes, recognized in other comprehensive income 
were $3,169 (2020 – $3,588). 

Plan assets 

The plan assets consist of the following: 

Mutual funds 

Fixed income 
Equity 

$ 

18,036   
7,122   

25,158   

2021 

72%   
28%   

100%   

$ 

17,107   
6,167   

23,274   

2020 

74% 
26% 

100% 

48 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
   
 
 
   
 
 
13 

 Income taxes 

Current income tax expense 

Change in temporary differences 
Impact of change in tax rate 

Deferred income tax expense 

Total income tax expense 

The Company’s income tax expense consists of the following: 

Income taxes at blended statutory rate of 

26.46% (2020 – 25.81%) 

Permanent differences and non-deductible items 
Future income tax rate changes 
Other 

The movement of the deferred income tax account is as follows: 

Beginning of year 
Deferred income taxes in net earnings 
Deferred income taxes in other comprehensive income 
Deferred tax liability reversed for cancelled post-retirement benefit 

arrangement 

End of year 

2021 
$ 

2,091   

7,198   
378   

7,576   

9,667   

2021 
$ 

9,910 

321   
378   
(942)   

9,667   

2021 
$ 

22,038   
7,576   
151   

2020 
$ 

7,456 

1,875 
(360) 

1,515 

8,971 

2020 
$ 

8,378 
648 
(360) 
305 

8,971 

2020 
$ 

20,329 
1,515 
214 

-   

(20) 

29,765   

22,038 

ANDREW PELLER LIMITED 2021 |  49 

 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
The significant temporary differences giving rise to the deferred income tax liability are comprised of the following: 

Deferred income tax liability 

Accelerated tax 
depreciation 
and deductions 
on property, 
plant and 
equipment 
$ 

Accelerated 
tax 
deductions 
on intangible 
assets 
$ 

17,823 
4,096 

21,919 
(5,433)   

16,486 

466 
(45)   

421 
12,870 

13,291 

Tax 
deductions 
on 
inventory 
$ 

Tax 
deductions 
on goodwill 
$ 

516 
(436)   

80 
(80)   

3,712 
(2,854)   

858 
(138)   

Total 
$ 

22,517 
761 

23,278 
7,219 

- 

720 

30,497 

March 31, 2019 
Expense (income) in net earnings   

March 31, 2020 
Expense (income) in net earnings   

March 31, 2021 

Deferred income tax asset 

March 31, 2019 
Expense (income) in net earnings 
Expense (income) in other comprehensive income 
Deferred tax liability reversed for cancelled post-retirement 

benefit arrangement 

March 31, 2020 
Expense (income) in net earnings 
Expense (income) in other comprehensive income 

March 31, 2021 

(356)   
356 
- 

- 

- 
- 
- 

- 

Fair value 
change on 
derivatives 
$ 

Post- 
employment 
benefits 
$ 

Other 
$ 

(602)   
306 
- 

Total 
$ 

(2,188) 
754 
214 

- 

(20) 

(296)   
440 
- 

(1,240) 
357 
151 

(1,230)   
92 
214 

(20)   

(944)   
(83)   
151 

(876)   

144 

(732) 

The income tax effects relating to components of accumulated other comprehensive loss are as follows: 

Before 
income tax 
amount 
$ 

Deferred 
tax 
expense 
$ 

2021 

Net of 
income tax 
expense 
$ 

Before 
income tax 
amount 
$ 

Deferred 
tax 
expense 

2020 

Net of 
income tax 
expense 
$ 

Accumulated actuarial losses 

4,278 

1,109 

3,169 

4,848 

1,260 

3,588 

50 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
14  Capital stock 

Authorized 

Unlimited preference shares 
Unlimited Class A shares, non-voting 
Unlimited Class B shares, voting 

Issued 

Number 
of shares 

2021   

Amount 

$   

Number 
of shares 

Class A shares, non-voting 
Class B shares, voting 

35,525,639 
8,144,183   

26,656   
364   

35,403,767 
8,191,883   

43,669,822 

27,020   

43,595,650 

All of the issued Class A and Class B shares are fully paid and have no par value. 

2020 

Amount 
$ 

25,650 
364 

26,014 

Class  A  shares  are  non-voting  and  are  entitled  to  a  dividend  in  an  amount  equal  to  115%  of  any  dividend  paid  or 
declared  on  Class  B  shares.  Class  B  shares  are  voting  and  convertible  into  Class  A  shares  on  a  one-for-one  basis. 
During  the  year  ended  March  31, 2021, 47,700 Class B  shares  were  converted into  Class  A  shares  on a one-for-one 
basis.  

As described in note 15, 71,049 Class A shares were issued as a result of the exercise of share-based awards during the 
year ended March 31, 2021. In addition to the shares issued due to the exercise, the holders of DSUs and PSUs earn 
dividends in the form of additional units and as a result, the Company issued an additional 3,123 Class A shares. 

On March 4, 2021, the Company announced a normal course issuer bid (NCIB) to repurchase for cancellation up to 
1,773,896 Class A non-voting shares, representing 5% of Class A non-voting shares issued and outstanding as at the 
close of markets on February 25, 2021, during the 12-month period from March 8, 2021 to March 7, 2022. There were 
no  Class  A  non-voting  shares  repurchased  for  cancellation  under  the  NCIB  during  the  fiscal  year  ended  March  31, 
2021. 

On November 8, 2019, the Company announced an NCIB to repurchase for cancellation up to 1,799,733 Class A non-
voting common shares, representing 5% of Class A non-voting common shares issued and outstanding as at the close of 
market on November 7, 2019, during the 12-month period from November 12, 2019 to November 12, 2020. The total 
number  of  Class  A  non-voting  common  shares  repurchased  for  cancellation  under  the  NCIB  during  the  fiscal  year 
March 31, 2020 amounted to 597,900 common shares, at a weighted average price of $10.44 per Class A non-voting 
common  share,  for  total  cash  consideration  of  $6,241.  The  Company’s  share  capital  was  reduced  by  $413  and  the 
remaining $5,810 was accounted for as a decrease to retained earnings. 

Annual  dividends  of  $0.215  (2020  –  $0.215)  per  Class  A  share  and  $0.187  (2020  –  $0.187)  per  Class  B  share  were 
approved by the Board of Directors on June 10, 2020 and are formally declared in each quarter. On February 10, 2021, 
the Board of Directors approved a 5% increase to the fourth quarter dividend for shareholders of record on March 31, 
2021. The quarterly dividend was increased from $0.054 to $0.056 per Class A share and $0.047 to $0.049 per Class B 
share. 

The authorized share capital of the Company also consists of an unlimited number of preference shares, issuable in one 
or more series, of which 33,315 are designated as preference shares, Series A. As at March 31, 2021 and 2020, there 
were no preference shares issued or outstanding. 

ANDREW PELLER LIMITED 2021 |  51 

 
 
 
 
   
   
 
 
   
   
   
 
 
 
   
   
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
 
 
   
 
 
Stock purchase plan 

The  Company’s  full-time  salaried  and  certain  hourly  employees  participate  in  a  Company  sponsored  stock  purchase 
plan.  Under  the  terms  of  the  plan,  employees  can  purchase  a  certain  number  of  Class  A  shares  on  an  annual  basis. 
Employees  are  required  to  pay  67%  of  the  market  price  per  Class  A  share.  The  Company  is  responsible  for  the 
remainder of the cost and, during 2021, expensed $264 (2020 – $258) related to the employee program. 

15  Share based compensation 

On September 13, 2017, the Company established a share-based compensation plan comprised of stock options, PSUs 
and DSUs. The impact of the share-based compensation expense is summarized as follows: 

1,041,800 stock options (2020 – 765,200) (a) 
218,562 performance share units (2020 – 219,876) (b) 
65,669 deferred share units (2020 – 72,459) (c)  

2021 
$ 

655   
282   
-   

937   

2020 
$ 

1,028 
848 
- 

1,876 

The  stock  options,  PSUs  and  DSUs  are  equity  settled  and,  as  such,  the  expense  associated  with  these  instruments  is 
recorded as a share-based compensation expense through the consolidated statements of earnings and comprehensive 
income with a corresponding entry made to contributed surplus on the consolidated balance sheets.  

The maximum number of shares that may be issued under all share-based compensation arrangements implemented by 
the  Company,  including  the  stock  option  plan,  the  PSU  plan  and  the  DSU  plan,  may  not  exceed  10%  of  the  total 
number of Class A non-voting common shares issued and outstanding from time to time. As at March 31, 2021, the 
Company had 3,266,974 Class A non-voting common shares reserved for issuance under the share-based compensation 
arrangements. 

a)  Stock options 

The Company has a stock option plan under which options to purchase Class A non-voting common shares may 
be granted to officers and employees of the Company. Options granted under the plan have an exercise price of 
not less than the volume weighted average trading price of the Class A non-voting common shares where they are 
listed for the five trading days prior to the date of the grant. Options granted vest in tranches, equally over a three-
year period on each anniversary of the grant date, commencing on the first anniversary of the grant date. 

The Company’s stock option transactions during the year were as follows: 

2021 

Weighted 
average 
exercise price 
per share 
$ 

Number of 
options 

Number of 
options 

Balance – Beginning of year 
Granted 
Forfeited 

765,200   
500,600   
(224,000)   

14.19   
9.31   
(14.26)   

436,467 
354,800 
(26,067) 

Balance – End of year 

1,041,800   

11.89   

765,200 

Exercisable 

338,254   

13.85   

211,788 

52 

| ANDREW PELLER LIMITED 2021 

2020 

Weighted 
average 
exercise price 
per share 
$ 

14.25 
14.14 
(14.45) 

14.19 

13.18 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
   
 
 
   
   
 
 
 
 
 
   
 
 
   
   
 
 
 
 
 
   
For options granted during the year, the fair value was estimated on the grant date using the Black-Scholes fair 
value option pricing model using the following weighted average assumptions: 

Weighted average fair value per share option 
Expected volatility (1) 
Dividend yield 
Risk-free interest rate 
Weighted average expected life in years 

2021 

$1.99   
24.41%   
1.82%   
0.54%   
10   

2020 

$3.97 
23.34% 
1.34% 
2.25% 
10 

(1)  Expected volatility was determined using historical volatility. 

Information relating to stock options outstanding and exercisable as at March 31, 2021 is as follows: 

Share options outstanding   

Share options exercisable 

Weighted 
average 
remaining 
life 
(in months) 

Number 
of share 
options 

Weighted 
average 
exercise 
price 

Weighted 
average 
remaining 
life 
(in months) 

Number 
of share 
options 

Weighted 
average 
exercise 
price 
$ 

113 
92 
89 

489,200     
414,600     
138,000     

$   

9.29   
13.18   
17.21   

-   

-   

86    246,258     
91,996     
89   

- 
12.59 
17.21 

102 

  1,041,800     

11.89   

87    338,254     

13.85 

Range of 
exercise 
prices 

5.01 to 10.00 
10.01 to 15.00 
15.01 to 20.00 

b)  PSU plan 

The Company has established a PSU plan for employees and officers of the Company. PSUs represent the right to 
receive Class A non-voting common shares settled by the issuance of treasury shares or shares purchased on the 
open market. PSUs vest in full at the end of the third fiscal year after the grant date. The number of units that will 
vest is determined based on the achievement of certain performance conditions (i.e., financial targets) established 
by  the  Board  of  Directors  and  are  adjusted  by  a  factor,  which  ranges  from  0.5  to  2.0,  depending  on  the 
achievement of the targets established. Therefore, the number of units that will vest and are exchanged for Class A 
non-voting common shares may be higher or lower than the number of units originally granted to a participant. 

ANDREW PELLER LIMITED 2021 |  53 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
   
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
   
   
   
   
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
 
 
 
 
 
 
 
   
   
   
   
 
The Company’s PSU transactions during the year were as follows: 

2021 

Grant date 
fair value 
per unit 
$ 

14.20 
9.31 
(11.74) 
(14.25) 

12.44 

17.14 

Number of 
units 

137,546   
87,980   
-   
(5,650)   

219,876   

44,444   

2020 

Grant date 
fair value 
per unit 
$ 

14.29 
14.14 
- 
14.45 

14.20 

11.74 

Number of 
units 

219,876   
107,050   
(44,419)   
(63,945)   

218,562   

30,219   

Balance – Beginning of year 
Granted 
Exercised 
Forfeited 

Balance – End of year 

Exercisable 

Awards  granted  September  12,  2018  and  November  7,  2018  vested  March  31,  2021  and,  based  on  the 
achievement of the performance condition, 30,219 shares vested. 

c)  DSU plan 

The Company has established a DSU plan for employees, officers and directors of the Company. DSUs represent 
the  right  to  receive  Class  A  non-voting  common  shares  settled  by  the  issuance  of  treasury  shares  or  shares 
purchased  on  the  open  market.  DSUs  vest  immediately,  but  are  only  exercisable  when  the  participant’s 
employment with the Company ceases, or when the participant is no longer a director of the Company. DSUs may 
be offered to directors of the Company subsequent to the year in which fees are earned. As a result, the issuance of 
DSUs is reflected as an increase to contributed surplus in the year the offer is made, which may not correspond to 
when the expense is recognized. 

The Company’s DSU transactions during the year were as follows: 

Number of 
units 

2021 

Grant date 
fair value 
per unit 
$ 

Number of 
units 

Balance – Beginning of year 
Issued 
Exercised 

72,459   
19,840   
(26,630)   

17.19 
9.48 
(18.22) 

61,819   
16,960   
(6,320)   

Balance – End of year 

65,669   

14.40 

72,459   

2020 

Grant date 
fair value 
per unit 
$ 

18.26 
13.75 
(18.22) 

17.19 

54 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
   
 
 
   
 
16  Nature of expenses  

The nature of expenses included in selling and administration and cost of goods sold, excluding amortization, are as 
follows: 

Raw materials and consumables 
Employee compensation and benefits 
Advertising, promotion and distribution 
Occupancy 
Repairs and maintenance 
Other external charges 

Other expenses are as follows: 

Ongoing maintenance costs related to Port Moody winery facility, 

net of income (a) 

Restructuring (b) 
Other 

2021 
$ 

181,134   
78,084   
31,053   
8,408   
6,939   
24,372   

2020 
$ 

172,430 
77,379 
28,169 
10,048 
8,302 
24,477 

329,990   

320,805 

2021 
$ 

278   
1,897   
(405)   

1,770   

2020 
$ 

421 
1,703 
(355) 

1,769 

a)  During fiscal 2006, the Company closed its Port Moody winery facility and transferred production to its winery 
operations in Kelowna, British Columbia. The costs of maintaining this idle facility are recorded in other expenses 
(income). 

b)  Restructuring costs of $1,897 (2020 – $1,703) were recorded during the year ended March 31, 2021. These costs 
relate to restructuring of certain production facilities within the Company’s personal winemaking product division 
and restructuring due to the implementation of a new enterprise resource planning system. 

17  Net earnings per share 

Class A 
$ 

Class B 
$ 

2021 

Total 
$ 

Net earnings attributed for the year – basic and 

diluted 

23,145 

4,641 

27,786 

Weighted average number of shares outstanding – 

basic and diluted 

35,471,394 

8,180,089 

Net earnings per share – basic and diluted 

0.65 

0.57 

ANDREW PELLER LIMITED 2021 |  55 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Class A 
$ 

Class B 
$ 

2020 

Total 
$ 

Net earnings attributed for the year – basic and 

diluted 

19,597 

3,897 

23,494 

Weighted average number of shares outstanding – 

basic and diluted 

35,835,372 

8,195,401 

Net earnings per share – basic and diluted 

0.55 

0.48 

18  Commitments 

The Company is subject to various claims by third parties arising out of the normal course and conduct of its business, 
including,  but  not  limited  to,  labour  and  employment  and  regulatory  and  environmental  claims.  In  addition,  the 
Company  is  potentially  subject  to  regular  audits  from  federal  and  provincial  tax  authorities  relating  to  income, 
commodity and capital taxes and as a result of these audits, may receive assessments and reassessments. Although such 
matters  cannot  be  predicted  with  certainty,  management  currently  considers  the  Company’s  exposure  to  such  claims 
and  litigation,  to  the  extent  not  covered  by  the  Company’s  insurance  policies  or  otherwise  provided  for,  not  to  be 
material to these consolidated financial statements. 

19  Non-cash working capital items 

The change in non-cash working capital items related to operations is comprised of the change in the following items: 

Accounts receivable 
Inventories and current portion of biological assets 
Prepaid expenses and other assets 
Accounts payable and accrued liabilities 

2021 
$ 

5,200 
(8,812)   
(881)   
(3,058)   

(7,551) 

2020 
$ 

(4,015) 
(10,457) 
628 
1,609 

(12,235) 

56 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
20  Financial instruments 

Classification of financial instruments 

The  classification  and  measurement  of  the  financial  assets  and  liabilities,  as  well  as  their  carrying  amounts  and  fair 
values, are as follows: 

Assets/liabilities 

Category 

Measurement 

Carrying 
amount 
$ 

2021 

Fair 
value 
$ 

Financial assets 

Amortized cost 

28,896 

28,896 

Accounts receivable 
Accounts payable and 
accrued liabilities 

Dividends payable 
Long-term debt 

Financial liabilities 
Financial liabilities 
Financial liabilities 

Interest rate swap liability 
Foreign exchange forward 
contracts liability 

Derivatives 

Derivatives 

Amortized cost 
Amortized cost 
Amortized cost 
Fair value through 
profit or loss 
Fair value through 
profit or loss 

Assets/liabilities 

Category 

Measurement 

Financial assets 
Financial liabilities 

Amortized cost 
Amortized cost 

Accounts receivable 
Bank indebtedness 
Accounts payable and 
accrued liabilities 

Dividends payable 
Long-term debt 

Financial liabilities 
Financial liabilities 
Financial liabilities 

Interest rate swap liability 
Foreign exchange forward 

contracts asset 

Derivatives 

Derivatives 

Amortized cost 
Amortized cost 
Amortized cost 
Fair value through 
profit or loss 
Fair value through 
profit or loss 

46,487 
2,404 
174,544 

2,314 

304 

Carrying 
amount 
$ 

34,096 
58,114 

53,821 
2,288 
107,130 

3,536 

783 

46,487 
2,404 
174,640 

2,314 

304 

2020 

Fair 
value 
$ 

34,096 
58,114 

53,821 
2,288 
107,697 

3,536 

783 

The Company’s interest rate swaps and foreign exchange contracts are derivatives and are recorded at fair value. As a 
result, unrealized gains and losses are included each period through earnings, which reflect changes in fair value. 

Fair value 

The  fair  value  of  accounts  receivable,  accounts  payable  and  accrued  liabilities  and  dividends  payable  approximates 
their carrying value because of the short-term maturity of these instruments. 

The fair value of bank indebtedness and long-term debt is equivalent to its carrying value because the variable interest 
rate is comparable to market rates. The fair value of the interest rate swaps used to fix the interest rate on long-term 
debt is included in the current and long-term derivative financial instruments in the consolidated balance sheets. 

The fair value of foreign exchange forward contracts is determined based on the difference between the contract rate 
and the forward rate at the date of the valuation. 

ANDREW PELLER LIMITED 2021 |  57 

 
 
The  fair  value  of  the  interest  rate  swaps  is  determined  based  on  the  difference  between  the  fixed  interest  rate  in  the 
contract that will be paid by the Company and the forward curve of the floating interest rates that are expected to be 
paid by the counterparty. The fair values of foreign exchange forward contracts and the interest rate swaps are adjusted 
to reflect any changes in the Company’s or the counterparty’s credit risk. 

Fair  value  estimates  are  made  at  a  specific  point  in  time,  using  available  information  about  the  instrument.  These 
estimates are subjective in nature and often cannot be determined with precision. 

The net unrealized (gain) loss on derivative financial instruments is comprised of: 

Unrealized loss (gain) on foreign exchange forward contracts 
Unrealized (gain) loss on interest rate swaps 

2021 
$

1,087 
(1,222) 

(135)

2020 
$ 

(779) 
2,185 

1,406

The fair value measurements of the Company’s financial instruments are classified in the hierarchy below according to 
the significance of the inputs used in making the fair value measurements. 

Quoted prices in 
active markets 
for 
identical assets 
(Level 1) 
$ 

-

-

Quoted prices in 
active markets 
for 
identical assets 
(Level 1) 
$ 

Significant 
observable 
inputs 
other than 
quoted prices 
(Level 2) 
$ 

2,314

304

Significant 
observable 
inputs 
other than 
quoted prices 
(Level 2) 
$ 

2021

Significant 
unobservable 
inputs 
(Level 3) 
$ 

- 

- 

2020

Significant 
unobservable 
inputs 
(Level 3) 
$ 

Asset/liability 

Interest rate swap liability 
Foreign exchange forward contracts 

liability 

Asset/liability 

Interest rate swap liability 
Foreign exchange forward contracts asset

-
-

3,536
783

- 
-

Objectives and policy relating to financial risk management 

Interest rate risk 

The Company is exposed to interest rate risk as a result of cash balances, floating rate debt and interest rate swaps. Of 
these risks, the Company’s principal exposure is that increases in the floating interest rates on its debt, if unmitigated, 

58 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
could lead to decreases in cash flow and earnings. The Company’s objective in managing interest rate risk is to achieve 
a  balance  between  minimizing  borrowing  costs  over  the  long  term,  ensuring  it  meets  borrowing  covenants,  and 
ensuring it meets other expectations and requirements of investors. To meet these objectives, the Company’s policy is 
to  effectively  fix  the  rates  on  long-term  debt  to  match  the  duration  of  investments  in  long-lived  assets  and  to  use 
floating rate funding for short-term borrowing. 

The Company has effectively fixed its interest rate on $97,421 of its long-term debt until September 2022 by entering 
into interest rate swaps. The interest rate swaps are measured at fair value.  

An unrealized gain of $1,222 (2020 – unrealized loss of $2,185) was recognized on the interest rate swaps, which are 
classified as a component of the net unrealized gain on derivative financial instruments in the consolidated statements 
of earnings. 

The remaining portion of the Company’s borrowings are funded using a floating interest rate and as such are sensitive 
to interest rate movements. As at March 31, 2021, with other variables unchanged, a 100 basis point change in interest 
rates would impact the Company’s net earnings by approximately $571 (2020 – $430), exclusive of the mark-to-market 
adjustments on the interest rate swaps. 

Credit risk 

Credit risk arises from cash, derivative financial instruments and accounts receivable. The Company places its cash and 
cash  equivalents  with  major  Canadian  financial  institutions.  Counterparties  to  derivative  contracts  are  also  major 
financial institutions. 

Credit  risk  for  trade  receivables  is  monitored  through  established  credit  monitoring  activities.  Over  60%  of  the 
Company’s accounts receivable balance relates to amounts owing from Canadian provincial liquor boards. Excluding 
accounts receivable from Canadian provincial liquor boards, the Company does not have a significant concentration of 
credit  risk  with  any  single  counterparty or  group  of  counterparties.  Amounts  owing  from  Canadian  provincial liquor 
boards represent $15,990 (2020 – $20,807) of the total accounts receivable for which no allowance has been provided. 
Of the remaining non-provincial liquor board balances, $719 (2020 – $1,512) was over thirty days past due as at March 
31, 2021. An expected credit loss of $257 (2020 – $875) has been provided against these accounts receivable amounts, 
which  the  Company  has  determined  represents  a  reasonable  estimate  of  the  lifetime  expected  credit  losses  for  trade 
receivables. 

Sales to  its  largest customer,  a  provincial  Crown  corporation,  were $69,578  (2020 – $69,181)  during  the  year ended 
March  31,  2021.  Sales  to  its  second  largest  customer,  a  branch  of  a  provincial  government,  were  $30,561  (2020  – 
$41,553) during the year. No other customers accounted for over 10% of sales during the years ended March 31, 2021 
and March 31, 2020. 

An analysis of accounts receivable is as follows: 

Liquor boards 
Non-liquor boards 
Current 
Past due 0 – 30 days 
Past due 31 – 60 days 
Past due > 60 days 

Expected credit loss 

2021 
$ 

15,990   

11,938   
506   
204   
515   
(257)   

28,896 

2020 
$ 

20,807 

10,872 
1,798 
206 
1,288 
(875) 

34,096 

ANDREW PELLER LIMITED 2021 |  59 

 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
   
 
 
 
 
The change in the expected credit loss was as follows: 

Balance – Beginning of year 
Provision for (recovery of) expected credit losses 
Write-offs 

Balance – End of year 

Liquidity risk 

2021 
$ 

875 
(217)   
(401)   

257 

2020 
$ 

128 
795 
(48) 

875 

The Company incurs obligations to deliver cash or other financial assets on future dates. Liquidity risk inherently arises 
from these obligations, which include requirements to repay debt, purchase grape inventory and make lease payments. 

The Company manages liquidity risk by maintaining adequate cash and cash equivalent balances and by appropriately 
utilizing  its  operating  line  of  credit.  Company  management  continuously  monitors  and  reviews  both  actual  and 
forecasted  cash  flows  and  matches  the  maturity  profile  of  financial  assets  and  financial  liabilities.  Accounts  payable 
and accrued liabilities are generally due within 30 days. 

The following table outlines the Company’s contractual undiscounted obligations. The Company analyzes contractual 
obligations  for  financial  liabilities  in  conjunction  with  other  commitments  in  managing  liquidity  risk.  Contractual 
obligations include long-term debt, the expected payments under swap agreements that fix the Company’s interest rate 
on long-term debt, leases, service agreements and commitments on short-term forward foreign exchange contracts used 
to mitigate the currency risk on purchases denominated in foreign currencies as at March 31, 2021. 

Long-term debt 
Leases and royalties 
Service agreements 
Grape and bulk wine purchase 

contracts 

Packaging purchase contracts 

< 1 
year 
$ 

-   
5,893   
2,448   

2 – 3 
years 
$ 

-   
9,285   
4,063   

4 – 5 
years 
$ 

> 5 
years 
$ 

Total 
$ 

174,640   
4,904   
763   

-   
15,880   
-   

174,640 
35,962 
7,274 

93,344   
39,702   

91,611   
45,472   

58,668   
-   

95,347   
-   

338,970 
85,174 

141,387   

150,431   

238,975   

111,227   

642,020 

Interest rate swap 
Foreign exchange forwards 

2,030   
37,038   

904   
-   

-   
-   

-   
-   

2,934 
37,038 

Total contractual obligations 

180,455   

151,335   

238,975   

111,227   

681,992 

The Company’s obligations under its interest rate swaps and foreign exchange forward contracts are stated above on a 
gross basis rather than net of the corresponding contractual benefits. 

The  Company  has entered  into  grape purchase  contracts  with certain  suppliers  to purchase their  crops at the  time  of 
harvest for prices set by the market. The amount of the commitment will change based on the total tonnes harvested or 
the prices set by the market for specific grapes, and the amount included in the table above represents management’s 
best estimate of the Company’s commitment over the periods noted. 

60 

| ANDREW PELLER LIMITED 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
 
 
 
 
 
   
   
   
   
 
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
Foreign exchange risk 

Certain of the Company’s purchases are denominated in US dollars (US$), euro (EUR) or Australian dollars (AU$). 
Any  increases  or  decreases  to  the  foreign  exchange  rates  could  increase  or  decrease  the  Company’s  earnings.  To 
mitigate the exposure to foreign exchange risk, the Company has entered into forward foreign currency contracts. 

The  Company’s  foreign  exchange  risk  arises  on  the  purchase  of  bulk  wine  and  concentrate,  which  are  priced  in  US 
dollars,  euro  and  Australian  dollars.  The  Company’s  strategy  is  to  hedge  approximately  50%  to  80%  of  its  annual 
foreign  exchange  requirements  prior  to  or  during  the  beginning  of  each  fiscal  quarter.  As  at  March  31,  2021,  the 
Company  has  forward  foreign  currency  contracts  to  buy  US$24,000  at  rates  ranging  between  $1.24  and  $1.29; 
EUR1,500  at  rates  ranging  between  $1.52  and  $1.53  and  AU$4,500  at  a  rate  of  $1.00.  These  contracts  mature  at 
various  dates to  February 2022.  After  considering  the offsetting impact of  these  forward  contracts,  a 1%  increase  or 
decrease  to  the  exchange  rate  of  the  US  dollar,  the  euro  or  the  Australian  dollar  would  impact  the  Company’s  net 
earnings by approximately $129 (2020 – $234), $31 (2020 – $50) or $20 (2020 – $39), respectively. The Company has 
elected to not use hedge accounting and as a result, has recognized unrealized foreign exchange losses of $1,087 (2020 
–  unrealized  foreign  exchange  gains  of  $779)  in  the  consolidated  statements  of  earnings  as  a  component  of  the  net 
unrealized loss (gain) on derivative financial instruments and has recorded the fair value of $304 (2020 – $783) in the 
current portion of derivative financial instruments in the consolidated balance sheets. 

21  Capital disclosures 

The Company’s objective when managing capital is to safeguard the Company’s ability to continue as a going concern, 
to provide an adequate return to shareholders and to meet external capital requirements on debt and credit facilities. 

The  Company’s  capital consists of  cash, long-term  debt  and shareholders’  equity. The  primary uses of  capital  are  to 
fund working capital, maintenance and growth-related capital expenditures, pay dividends and finance acquisitions. In 
order to meet the Company’s objectives in managing capital, the Company prepares annual budgets of cash, earnings 
and capital expenditures that are updated during the year as necessary. The annual budget is approved by the Board of 
Directors. 

As part of the existing debt agreement, the Company is subject to financial covenants, which consist of the following: 

 

Funded  debt  to  a  rolling  twelve-month  EBITA,  which  is  defined  as  consolidated  earnings  before  interest, 
amortization and taxes excluding unusual and non-recurring items that are agreed to by the Company and the 
lender; and 

 

Interest charge coverage ratio. 

Compliance with these covenants is monitored by management on a quarterly basis. As at March 31, 2021 and 2020, 
the Company was in compliance with these covenants. 

22  Related parties and management compensation 

The Company is controlled by Peller Family Enterprises Inc., which owns 61.3% (2020 – 61.0%) of the Company’s 
Class B voting shares. No individual has sole voting power or control in respect of the shares of the Company owned 
by Peller Family Enterprises Inc. 

ANDREW PELLER LIMITED 2021 |  61 

 
 
Compensation of directors and executives 

The compensation expense recorded for directors and members of the Executive Management Team of the Company is 
shown below: 

Compensation and short-term benefits 
Post-employment benefits 
Share-based compensation expense 

2021 
$

4,421 
265 
823 

5,509

2020 
$ 

4,374 
266 
1,613 

6,253

The  compensation  and  short-term  benefits  expense  consist  of  amounts  that  will  primarily  be  settled  within  twelve 
months. 

23  Entity wide disclosures 

During the year, export sales were $15,550 (2020 – $12,871), primarily in the United States. The remainder of sales 
occurred in Canada. All of the Company’s assets are located in Canada. 

24  Events after the reporting period 

On June 16, 2021, the Company’s Board of Directors approved the annual dividend for holders of its Class A and Class 
B shares in the amount of $0.246 per Class A share and $0.214 per Class B share to be paid quarterly to shareholders, 
subject to management’s review of projected cash flows and compliance with financial covenants. 

62 

| ANDREW PELLER LIMITED 2021 

TEN-YEAR SUMMARY 

(in thousands of Canadian dollars, 
except per share amounts) 

Sales and earnings 
Net sales  
EBITA 
Net earnings 
Financial position  
Working capital  
Total assets  
Shareholders’ equity  

Per share (3) 
Net earnings (3) 
Basic & diluted Class A 
Basic & diluted Class B  
Dividends (3) 
  Class A Shares, non-voting 
  Class B Shares, voting  
Number of shares outstanding 
(in thousands of shares) (3) 
  Class A Shares, non-voting  
  Class B Shares, voting 

Other information 
Return on average 
  shareholders’ equity (1) 
Return on average  
  capital employed (2) 

2021 

2020 

2019 

2018 

2017 

$     393,036 
63,046 
27,786 

$     382,306 
61,501
23,494

$     381,796 
52,875
21,958

$     363,897 
52,860
30,117

$     342,606 
45,137
26,350

170,684 
542,521 
265,574 

83,654
513,919
245,523

97,305 
467,019
234,751

104,417
457,780
220,246

78,825
327,478
177,317

0.65 
0.57 

0.218 
0.190 

35,526 
8,144 
43,670 

0.55
0.48

0.215
0.187

35,404
8,192
43,596

10.9% 

9.8%

10.1% 

10.7%

0.51
0.44

0.205
0.178

35,988
8,199
44,187

9.7%

11.5%

0.71
0.62

0.180
0.156

35,471
8,702
44,173

15.2%

14.0%

0.64
0.55

0.163
0.142

33,581
9,012
42,593

15.7%

14.1%

(1) Return on average shareholders' equity is calculated as net earnings divided by average shareholders’ equity.
(2) To determine return on average capital employed, return is calculated as EBITA less amortization. Capital employed is

calculated as total assets less non-interest bearing liabilities.

(3) Restated to reflect the three-for-one stock split completed in October of 2016. 

ANDREW PELLER LIMITED 2021 |  63 

2016 

2015

Restated (5) 

$     334,263 
40,916
19,199

71,665
308,309
157,736

0.46
0.40

0.150
0.130

33,581
9,012
42,593

12.6%

13.2%

$     315,697 

    $ 

35,184 (5) 
15,224 (5) 

68,982
301,519 (5) 
147,375 (5) 

0.36 (5) 
0.32 (5) 

0.140
0.122

33,882
9,012
42,894

10.6% (5) 

11.0% (5) 

2014

 297,824  
33,729
14,021

44,564 
301,015 
138,003

0.34
0.29

0.133  
0.116  

33,882
9,012
42,894

10.5%

10.8%

2013
Restated (4) 

    $ 

 289,143  
33,489 (4)
14,519 (4)

41,670  
296,519  
129,701 (4)

2012

 $    276,883 
32,651
13,001

34,869  
285,552  
120,552

0.35 (4)
0.30 (4)

0.120  
0.105  

33,882
9,012
42,894

11.6% (4)

11.1% (4)

0.31
0.27

0.120  
0.105  

33,882
9,012
42,894

11.1%

11.5%

(4) Restated to reflect the adoption of the amendments to IAS 19. 
(5) Restated to reflect the adoption of the amendments to IAS 16 and IAS 41.

64 

| ANDREW PELLER LIMITED 2021 

DIRECTORS & OFFICERS 

Directors 

Officers 

JOHN E. PELLER, O.C. 
Burlington, Ontario 
President & Chief Executive Officer 
Andrew Peller Limited 

SHAUNEEN BRUDER 
Toronto, Ontario 
Corporate Director 

MARK W. COSENS 
Burlington, Ontario 
Managing Director 
Kilbride Capital Partners 

PERRY J. MIELE 
Burlington, Ontario 
Chairman and Partner 
Beringer Capital 

A. ANGUS PELLER M.D.
Toronto, Ontario
Senior Medical Consultant
RBC Insurance

FRANCOIS VIMARD 
Mississauga, Ontario 
Corporate Director 

Honorary Directors 

RICHARD D. HOSSACK 
Toronto, Ontario 

JOHN F. PETCH, O.C. 
Toronto, Ontario 

BRIAN J. SHORT 
Hamilton, Ontario 

JOHN E. PELLER, O.C. 
President & Chief Executive Officer 

STEVE ATTRIDGE 
Chief Financial Officer and Executive Vice-President, IT 

PATRICK R. O’BRIEN 
Chief Commercial Officer 

JAMES H. COLE 
Executive Vice-President, Business to Consumer 

SHAWN B. MACLEOD 
Executive Vice-President, Marketing 

SARA E. PRESUTTO 
Executive Vice-President, People & Culture 

BRENDAN P. WALL 
Executive Vice-President, Operations 

GREGORY J. BERTI 
Vice-President, Global Markets, Industry Relations & 
Business Development 

GAVIN J. HAWTHORNE 
Vice-President, Sales & Marketing GVI 

CRAIG D. MCDONALD 
Vice-President, Winemaking 

ANDREW PELLER LIMITED 2021 |  65 

SHAREHOLDER INFORMATION 

Head Office 
ANDREW PELLER LIMITED 
697 South Service Road 
Grimsby, Ontario L3M 4E8 
Tel: (905) 643-4131 
Fax: (905) 643-4944 

Stock Exchange 
TORONTO 
Symbols: ADW.A/ADW.B 

Registrar and Transfer Agent 
COMPUTERSHARE INVESTOR SERVICES INC. 

Auditors 
PRICEWATERHOUSECOOPERS LLP 

Bankers 
BANK OF MONTREAL 
NATIONAL BANK  
RABOBANK 
ROYAL BANK OF CANADA 
TORONTO DOMINION BANK 

Shareholder Inquiries 
Computershare Investor Services Inc. operates services for 
inquiries  regarding  changes  of  address,  stock  transfers, 
registered shareholdings, dividends and lost certificates. 

Phone:  1-800-564-6253 toll free North America 

(International 514-982-7555) 

Fax: 

1-866-249-7775 toll free North America 
(International 416-263-9524) 

Internet: www.computershare.com 
The Investors section offers enrolment for self-service 
account management for registered shareholders through 
Investor Centre. 

Mail:  Computershare Investor Services 
100 University Avenue, 9th Floor 
Toronto, Ontario M5J 2Y1 

Investor Relations 
For  additional  information  regarding  the  Company’s 
activities, please contact: 
Steve Attridge 
Chief Financial Officer and Executive Vice President, 
Information Technology at the Head Office address or by 
email at: info@andrewpeller.com 

2021 Annual Shareholders’ Meeting 
The  2021  Annual  Meeting  of  Shareholders’  will  be  held 
virtually on Wednesday, September 8, 2021 at 3:00 p.m. 

66 

| ANDREW PELLER LIMITED 2021 

 
AJAX 
SOBEYS 
WITHIN GROCERY AISLE 
955 WESTNEY ROAD S.  
(905) 683-1705 

SOBEYS 
260 KINGSTON ROAD W.  
(905) 428-6500 

REAL CANADIAN SUPERSTORE 
30 KINGSTON ROAD W.  
(905) 428-7829 

ANCASTER 
SOBEYS 
WITHIN GROCERY AISLE 
977 GOLF LINKS ROAD  
(905) 648-1465 

FORTINOS 
54 WILSON STREET 
(905) 304-0094 

BARRIE 
ZEHRS 
11 BRYNE DRIVE  
(705) 725-8121 

BARRIE ESSA CENTRE 
555 ESSA ROAD UNIT#5 
(705) 797-0844 

BOLTON 
ZEHRS 
487 QUEEN STREET S.  
(905) 857-4166 

BRAMALEA 
METRO 
25 PEEL CENTRE DRIVE  
(905) 793-4246 

BRAMPTON 
FOOD BASICS 
CENTENNIAL MALL 
227 VODDEN STREET  
(905) 459-2386 

SOBEYS 
WITHIN GROCERY AISLE 
930 NORTH PARK DRIVE  
(905) 793-9071 

BROCKVILLE 
REAL CANADIAN SUPERSTORE 
1972 PARKEDALE AVE.  
(613) 342-8477 

BURLINGTON	
FORTINOS 
WITHIN GROCERY AISLE 
2025 GUELPH LINE  
(905) 336-3849 

MARILU’S MARKET 
4025 NEW STREET  
(905) 632-8580 

SOBEYS 
WITHIN GROCERY AISLE 
1250 BRANT STREET 
(905) 319-8670 

WALKERS PLACE 
3505 UPPER MIDDLE ROAD  
(905) 336-9101 

LAKESIDE SHOPPING VILLAGE 
5353 LAKESHORE ROAD  
(905) 681-8282 

CAMBRIDGE	
ZEHRS 
180 HOLIDAY INN DRIVE 
(519) 651-1145 

ZEHRS 
400 CONESTOGA BLVD.  
(519) 624-1103 

NO FRILLS 
980 FRANKLIN BLVD 
(519) 622-2552 

COLLINGWOOD	
LOBLAWS 
12 HURONTARIO STREET  
(705) 446-2237 

METRO 
WITHIN GROCERY AISLE 
640 FIRST STREET EXTENSION  
(705) 444-1730 

EAST	YORK	
SOBEYS 
1015 BROADVIEW AVE.  
(416) 467-7760 

ETOBICOKE	
LOBLAWS 
WITHIN GROCERY AISLE 
380 THE EAST MALL  
(416) 695-9567 

FERGUS	
ZEHRS 
800 TOWER STREET S.  
(519) 787-7721 

GEORGETOWN 
REAL CANADIAN SUPERSTORE 
WITHIN GROCERY AISLE 
171 GUELPH STREET  
(905) 877-1815 

GRIMSBY	
REAL CANADIAN SUPERSTORE 
361 SOUTH SERVICE ROAD  
(905) 945-9982	

GUELPH	
ZEHRS 
297 ERAMOSA ROAD  
(519) 824-7922 

MILTON 
LONGOS 
1079 MAPLE AVE  
(905) 693-8850 

ZEHRS HARTSLAND PLAZA 
WITHIN GROCERY AISLE 
160 KORTRIGHT ROAD, W.  
(519) 837-9293 

MISSISSAUGA	
SQUARE ONE 
100 CITY CENTRE DRIVE 
(905) 896-7822 

NO FRILLS 
167 SILVERCREEK PARKWAY  
(519) 837-0540 

SOUTH COMMON CENTRE 
2150 BURNHAMTHORPE ROAD W.  
(905) 820-9958 

HAMILTON 
FORTINOS 
50 DUNDURN STREET S.  
(905) 528-4003 

NEWMARKET 
METRO 
1111 DAVIS DRIVE  
(905) 853-0401 

FORTINOS EASTGATE MALL 
WITHIN GROCERY AISLE 
75 CENTENNIAL PARKWAY N. 
(905) 561-4504 

REAL CANADIAN SUPERSTORE 
WITHIN GROCERY AISLE 
18120 YONGE STREET N.  
(905) 895-2412 

FORTINOS 
WITHIN GROCERY AISLE 
1579 MAIN STREET W. 
(905) 522-8882 

KESWICK	
ZEHRS 
24018 WOODBINE AVE.  
(905) 476-8544 

KINGSTON 
LOBLAWS 
WITHIN GROCERY AISLE 
1048 MIDLAND AVE. 
(613) 389-6139 

KITCHENER	
ZEHRS 
750 OTTAWA STREET S.  
(519) 745-2183 

LOBLAW SUPERSTORE 
WITHIN GROCERY AISLE 
39 - 875 HIGHLAND ROAD  W. 
(519) 742-5844 

LONDON	
METRO ADELAIDE CENTRE 
WITHIN GROCERY AISLE 
1030 ADELAIDE STREET N.  
(519) 679-3717 

METRO 
WITHIN GROCERY AISLE 
395 WELLINGTON STREET S.  
(519) 649-7180 

LOBLAWS 
3040 WONDERLAND ROAD S. 
(519) 668-2224 

METRO 
16640 YONGE STREET 
(905) 830-3448 

UPPER CANADA MALL 
17600 YONGE STREET 
(905) 853-6246 

NIAGARA	ON	THE	LAKE	
THE OUTLET COLLECTION 
300 TAYLOR ROAD  
(905) 704-0550 

WINE COUNTRY VINTNERS 
27 QUEEN STREET  
(905) 468-1881 

NORTH	YORK 
LOBLAW GREAT FOOD 
3501 YONGE STREET  
(416) 481-7699 

OAKVILLE 
SOBEYS 
511 MAPLE GROVE DRIVE  
(905) 338-3042 

LONGOS 
469 CORNWALL ROAD  
(905) 338-0880 

SOBEYS ABBEY PLAZA 
1500 UPPER MIDDLE ROAD W.  
(905) 847-2944 

ORANGEVILLE 
ZEHRS, HERITAGE MALL 
50 - 4TH AVE.  
(519) 942-8752 

ANDREW PELLER LIMITED 2021 |  67 

OSHAWA 
METRO 
1265 RITSON ROAD N.  
(905) 571-6167 

PICKERING 
YOUR INDEPENDENT GROCER 
1900 DIXIE ROAD 
(905) 831-6705 

TORONTO 
METRO 
656 EGLINTON AVE. E.  
(416) 485-0093 

REAL CANADIAN SUPERSTORE 
1385 HARMONY ROAD N.  
(905) 438-1800 

NO FRILLS 
1300 KING STREET E.  
(905) 728-3767 

OTTAWA 
SOUTHGATE SHOPPING CENTRE 
2515 BANK STREET  
(613) 523-5837 

FARM BOY 
187 METCALFE STREET 
(613) 565-5062 

METRO 
WITHIN GROCERY AISLE 
50 BEECHWOOD AVENUE 
(613) 746-4300 

(Ottawa)	GLOUCESTER 
YOUR INDEPENDENT GROCER 
671 RIVER ROAD  
(613) 822-3080 

(Ottawa)	NEPEAN	
LOBLAWS 
59 ROBERTSON ROAD  
(613) 820-7219 

LOBLAWS 
1460 MERIVALE ROAD  
(613) 723-5507 

(Ottawa)	VANIER 
LOBLAWS 
WITHIN GROCERY AISLE 
100 MCARTHUR ROAD  
(613) 749-9618 

OWEN	SOUND	
ZEHRS 
1150 SIXTEENTH STREET E.  
(519) 371-8664 

PETERBOROUGH	
LOBLAWS 
769 BORDEN AVE.  
(705) 740-2513 

SCARBOROUGH 
METRO 
WITHIN GROCERY AISLDE 
3221 EGLINTON AVE. E.  
(416) 267-2795 

SIMCOE	
SOBEYS 
WITHIN GROCERY AISLE 
470 NORFOLK STREET S.  
(519) 426-1033 

ST.	CATHARINES 
FRESCHO 
318 ONTARIO STREET  
(905) 685-8898 

ZEHRS, PEN CENTRE 
221 GLENDALE AVE.  
(905) 688-4767 

ZEHRS, FAIRVIEW MALL 
WITHIN GROCERY AISLE 
285 GENEVA STREET  
(905) 646-7363 

LOBLAWS 
WITHIN GROCERY AISLE 
50 MUSGRAVE STREET 
(416) 693-6336 

LONGOS 
93 LAIRD DRIVE  
(416) 424-1362 

LOBLAWS 
WITHIN GROCERY AISLE 
3671 DUNDAS STREET W.  
(416) 762-8635 

QUEENS QUAY 
228 QUEENS QUAY W. 
(416) 598-8880 

SOBEYS 
125 THE QUEENSWAY  
(416) 201-8221 

YORKVILLE VILLAGE 
87 AVENUE ROAD  
(416) 923-6336 

REAL CANADIAN SUPERSTORE 
411 LOUTH STREET 
(905) 685-9779 

ST. LAWRENCE MARKET 
93 FRONT STREET E.  
(416) 364-1811 

GRANTHAM PLAZA 
400 SCOTT STREET  
(905) 934-0981 

SOBEYS URBAN FRESH 
22 FORT YORK BLVD.  
(416) 623-0793 

LAKESHORE SQUARE PLAZA 
33 LAKESHORE ROAD 
(905) 937-5093 

LOBLAWS 
650 DUPONT STREET 
(416) 533-8484 

ST.	THOMAS 
REAL CANADIAN SUPERSTORE 
1063 TALBOT STREET  
(519) 633-6343 

METRO 
1230 QUEEN STREET 
WEST 
(416) 533-9180 

STITTSVILLE	
YOUR INDEPENDENT GROCER 
WITHIN GROCERY AISLE 
1251 MAIN STREET 
(613) 831-3837 

BLOOR WEST VILLAGE 
2273 BLOOR STREET W.  
(416) 766-8654 

METRO  
WITHIN GROCERY AISLE 
100 LYNN WILLIAMS ST 
(416) 543-5228 

UXBRIDGE 
ZEHRS 
WITHIN GROCERY AISLE 
323 TORONTO STREET S.  
(905) 852-5008 

WATERDOWN	
WATERDOWN SHOPPING 
CENTRE 
255 DUNDAS STREET E.  
(905) 689-3420 

WATERLOO 
ZEHRS, BEECHWOOD PLAZA 
450 ERB STREET W.  
(519) 747-5897 

ZEHRS 
315 LINCOLN ROAD  
(519) 746-7226 

WELLAND 
ZEHRS 
821 NIAGARA STREET  
(905) 714-9521 

WHITBY 
SOBEYS 
1615 DUNDAS STREET E.  
(416) 728-4118 

REAL CANADIAN 
SUPERSTORE 
WITHIN GROCERY AISLE 
200 TAUNTON ROAD 
(905) 668-7568 

WHITBY TOWN SQUARE 
3050 GARDEN STREET  
(905) 430-5314 

WINDSOR	
METRO 
WITHIN GROCERY AISLE 
3100 HOWARD AVENUE 
(519) 972-8346 

WOODBRIDGE	
LONGOS 
9200 WESTON ROAD 
(905) 303-3055 

68 

| ANDREW PELLER LIMITED 2021 

Exclusive 2021 Wine Offer for Shareholders 

We are pleased to offer exceptional VQA wines from our wineries in both the East & West. These exclusive 
collections are available at a 15% Savings and complimentary delivery. 

Delivered right to your door, these collections give you the opportunity to enjoy a variety of wines from 
Andrew Peller Limited’s award-winning wineries. Stock up for get-togethers and surprise the wine lovers in 
your life with a delicious bottle (or two).  

To place an order for the 2021 Shareholder Collections, see instructions on the pages to follow. 

This special offer ends Wednesday, September 30th, 2021. 

Don’t forget, our Wine Club memberships are also available for Peller Estates, Trius, Thirty Bench Winery 
and Wayne Gretzky Winery & Distillery in the East and Sandhill Wines, Red Rooster Winery, Black Hills 
Estate Winery, Gray Monk Estate Winery & Tinhorn Creek in the West.  For more information on our 
programs, give us a call!  

 
 
 
 
 
 
 
 
Ontario VQA Wine Collections: 

To place an online order for our Ontario Collections please visit 
www.thewineshops.com/shareholders or contact the Ontario Direct to Consumer Team at 
1.866.440.4383 or by email at wineorders@peller.com  

Signature Series Ice Cuvee Rose  
Family Vineyard Chardonnay  
Private Reserve Gamay Noir  
Signature Series Sauvignon Blanc 
Signature Series Merlot   
Late Harvest Vidal  

Trius Brut 
Trius Divine White 
Trius Pinot Grigio 
Trius Merlot  
Trius Red  
Showcase Late Harvest Vidal 

Gretzky Riesling  
Gretzky Pinot Grigio  
Gretzky Chardonnay  
Gretzky Baco Noir 
Signature Series Cabernet Merlot 
Estates Series Shiraz Cabernet   

Winemakers Riesling  
Small Lot Gewurztraminer  
Small Lot Rose  
Winemakers Red 
Small Lot Cabernet Sauvignon 
Small Lot Merlot 

6 bottle 
Collection 
$154.61  
(Reg $181.70) 
~ 
12 bottle 
Collection 
$309.22  
(Reg $363.40)

6 bottle 
Collection 
$118.91 
(Reg $139.70) 
~ 
12 bottle 
Collection 
$237.82 
(Reg $279.40) 

6 bottle 
Collection 
$102.78 
 (Reg $120.70) 
~ 
12 bottle 
Collection 
$205.55  
(Reg $241.40) 

6 bottle 
Collection 
$177.15  
(Reg $208.20) 
~ 
12 bottle 
Collection 
$354.40 
(Reg $416.40) 

Peller Family Vineyard Riesling  
Peller Private Reserve Pinot Noir   
Trius Sauvignon Blanc 
Trius Cabernet Franc 
Thirty Bench Winemakers Riesling  
Wayne Gretzky Estate Series Shiraz 
Cabernet  

6 bottle 
Collection 
$109.58 
 (Reg $128.70) 
~ 
12 bottle 
Collection 
$219.15  
(Reg $257.40) 

British Columbia VQA Wine Collections: 

To place an online order for our Red Rooster, Sandhill & Grey Monk Collections please visit 
www.thewineshops.com/can/shareholders or contact the BC  Direct to Consumer Team at 
1.866.440.4383  

Order the Black Hills Collection by contacting us at 1.250.498.0666 or info@blackhillswinery.com 

Order the Tinhorn Creek Vineyards Collection by contacting us at 1.888.484.6467 

Red Rooster Riesling  
Red Rooster Rare Bird Series Viognier 
Red Rooster Rare Bird Series Rose 
Red Rooster Rare Bird Pinot Noir  
Red Rooster Rare Bird Meritage 
Red Rooster Golden Egg  

*Prices shown do not include applicable BC Taxes 

Sandhill Soveriegn Opal  
Sandhill Estate Chardonnay   
Sandhill Estate Rose  
Sandhill Small Lot Sangiovese 
Sandhill Small Lot Barbera  
Sandhill Small Lot Syrah 

*Prices shown do not include applicable BC Taxes

6 bottle 
Collection 
$163.77 
(Reg $192.57) 
~ 
12 bottle 
Collection 
$327.55  
(Reg $385.14) 

6 bottle 
Collection 
$142.11  
(Reg $167.08) 
~ 
12 bottle 
Collection 
$284.22  
(Reg $334.16) 

Gray Monk Odyssey Brut Rose 
Gray Monk Pinot Aux 
Gray Monk Chardonnay 
Gray Monk Odyssey Merlot  
Gray Monk Cabernet Merlot  
Gray Monk Odyssey Meritage 

*Prices shown do not include applicable BC Taxes

Black Hills Nota Bene  
Black Hills Carmenere 
Black Hills Syrah 
Black Hills Addendum 
Black Hills Rose 
Black Hills Ipso Facto 

*Prices shown do not include applicable BC Taxes 

Tinhorn Creek Vineyards Chardonnay   
Tinhorn Creek Vineyards 
Gewurztraminer  
Tinhorn Creek Vineyards Cabernet Franc 
Tinhorn Creek Vineyards Reserve Merlot 
Tinhorn Creek Vineyards Reserve Syrah  
Tinhorn Creek Vineyards Reserve 
Roussanne 

*Prices shown do not include applicable BC Taxes 

6 bottle 
Collection 
$122.97  
(Reg $144.57) 
~ 
12 bottle 
Collection 
$245.95 
(Reg $289.14) 

6 bottle 
Collection 
$254.64  
(Reg $299.58) 
~ 
12 bottle 
Collection 
$509.29  
(Reg $599.16) 

6 bottle 
Collection 
$139.95 
(Reg $164.54) 
~ 
12 bottle 
Collection 
$279.88 
(Reg $329.08) 

~ 

Offer Ends Thursday, September 30th, 2021. 

Delivery Information: 

You can expect your order within 5-10 business days based on delivery location. Your wines will be 

delivered in a sturdy corrugated box. Please ensure someone of legal drinking age is available to sign at 

the time of delivery.