Quarterlytics / Consumer Cyclical / Beverages - Wineries & Distilleries / Andrew Peller

Andrew Peller

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Sector Consumer Cyclical
Industry Beverages - Wineries & Distilleries
Employees 1001-5000
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FY2018 Annual Report · Andrew Peller
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APL-AR2018-COVER-8.5x11-Bleeds-Hi-Res.indd   1

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OPERATIONAL HIGHLIGHTS 

FOR THE YEARS ENDED MARCH 31 
(in thousands of Canadian dollars, except per share amounts) 

SALES AND EARNINGS 
Net sales 
EBITA 
Adjusted earnings * 
FINANCIAL POSITION 
Working capital 
Total assets 
Shareholders' equity 
PER SHARE 
Net earnings per Class A Share - basic and diluted 
DIVIDENDS 
Class A Shares, non-voting 
Class B Shares, voting 
MARKET VALUE 
Class A - HIGH 
Class A - LOW 
Class B - HIGH 
Class B - LOW 
ANALYTICAL INFORMATION 
Return on average shareholders' equity 
Return on average capital employed 
Ratio of current assets to current liabilities 

2018 
$          363,897 
52,860 
29,303 

2017 
$          342,606 
45,137 
25,608 

104,417 
457,780 
220,246 

0.71 

0.1800 
0.1565 

19.04 
10.60 
18.80 
10.80 

15.2% 
14.0% 
2.1:1 

78,825 
327,478 
177,317 

0.64 

0.1632 
0.1420 

13.00 
8.38 
13.00 
8.67 

15.7% 
14.1% 
2.0:1 

*Adjusted earnings is defined as net earnings excluding restructuring costs, gains (losses) on derivative financial instruments, other expenses (income), non-recurring, non-

operating (gains) and losses and the related income tax effect. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CONTENTS 

REPORT TO SHAREHOLDERS 

THE YEAR’S TOP AWARDS  

MANAGEMENT’S DISCUSSION & ANALYSIS 

INDEPENDENT AUDITOR’S REPORT 

CONSOLIDATED FINANCIAL STATEMENTS 

NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

TEN-YEAR SUMMARY 

DIRECTORS & OFFICERS 

SHAREHOLDER INFORMATION 

THE WINE SHOP RETAIL STORES 

EXCLUSIVE WINE OFFER FOR SHAREHOLDERS 

1 

5 

7 

22 

23 

28 

59 

61 

62 

63 

65 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Report to Shareholders 

Another Record Year 

Fiscal 2018 was another year of record financial and operating performance as strong organic revenue growth, our focus 

on higher margin premium brands, and the contribution from acquisitions completed during the  year all contributed to a 

14.3% increase in our net income. 

For the year ended March 31, 2018, sales rose 6.2% to $363.9 million, driven by increased consumer brand building, new 

product  introductions,  selective  price  increases  and  the  contribution  from  the  acquisition  of  three  estate  wineries 

completed  in  early  October  2017.  Not  including  the  contribution  from  the  acquisitions,  the  Company  generated  strong 

3.7% organic sales growth in fiscal 2018. 

We  continue  to  perform  very  well  across  all  our  well-established  trade  channels.  Our  business  with  provincial  liquor 

stores, our network of company-owned retail stores in Ontario, our award-winning estate wineries, our sales to licensed 

restaurants and clubs, our export business, our two wine importing and marketing agencies, and our personal winemaking 

business  all  contributed  to  our  record  performance  in  fiscal  2018.  In  addition,  the  introduction  of  new  brands  and  our 

entry into new markets continue to expand our distribution channels and customer base. 

Our  strong  performance  during  the  year  was  supported  by  the  continuing  growth  of  the  Canadian  wine  market  where 

national retail wine sales rose 4.5% in fiscal 2018. Most of this gain came in the premium and ultra-premium categories, 

driven largely by sales of VQA products.  

With the increase in sales and our continuing focus on productivity and cost control, our gross margins strengthened again 

in fiscal 2018, rising to 41.3% of sales from 38.3% in the prior year. We are also making good progress in integrating our 

recent acquisitions into the Andrew Peller family, and expect to see further margin improvements as we realize operating 

synergies across our operations due to our increase in scale. 

As  a  result  of  our  solid  sales  growth  and  strong  gross  margins,  our  adjusted  earnings  before  interest,  amortization,  net 

unrealized  gains and losses on  derivative financial instruments,  other expenses, and taxes (EBITA), and excluding  one-

time charges related to the acquisitions completed during the year, rose 23.7% to $57.2 million for the year ended March 

31, 2018 compared to $46.2 million in the prior year. Net earnings for the year were $30.1 million or $0.71 per Class A 

Share, up from $26.4 million or $0.64 per Class A Share in fiscal 2017.   

Another Dividend Increase 

We were very pleased to announce a 13.9% increase in common share dividends in June 2018, our fifth increase in the 

last five years and a reflection of our continuing growth, strong performance, and confidence in the future. The Company 

has paid dividends every year since 1979, a remarkable track record of delivering value to shareholders, and we look for 

this momentum to continue going forward. 

1 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
Expanding our Presence in the Strong Canadian Wine Market 

In  early  October  2017  we  completed  the  acquisition  of  three  premium  and  well-established  wineries  located  in  British 

Columbia’s  Okanagan  Valley.  The  purchase  of  Gray  Monk  Estate  Winery,  Tinhorn  Creek  Vineyards,  and  Black  Hills 

Estate  Winery  complement  and  strengthen  our  premium  and  ultra-premium  VQA  brand  portfolio  and  enhance  our 

presence in the strong western Canadian market. With these acquisitions the Company has become the largest producer 

and the market leader of quality VQA wines in the province, almost doubling our market share to an estimated 23% of the 

B.C. VQA business.  

With wine consumers increasingly interested in the high-value segment of the Canadian  wine business, especially those 

wines coming from local producers, these new brands significantly increase our potential to capitalize on these trends. We 

believe  our  proven  sales  and  marketing  programs,  combined  with  our  well-established  trade  channel  presence,  will 

contribute to the long-term growth at all three of our new wineries. 

We were also very proud to officially open our Wayne Gretzky Estate Winery and Craft Distillery in June 2017. The new 

facility has quickly become a very popular destination for wine lovers in the Niagara wine region and a complement to all 

our estate wineries across Canada. We have seen significant growth in sales of their quality wines, and the launch of our 

Wayne Gretzky No. 99 ‘Red Cask’ Canadian Whisky is also performing very well, with future growth coming from the 

brand’s recent introduction into select markets in the United States.  

Taking Our Place Among the Best in the World 

At  Andrew  Peller  we  have  always  known  we  produce  some  of  the  world’s  best  wines,  and  recently  we  received  a 

testament to  our quality  with the selection  of  our Thirty  Bench 2015  Cabernet  Franc as the world’s best varietal by the 

prestigious Decanter Magazine. Published in the UK, Decanter is recognized as the world’s leading authority on wine and 

wine quality. Their competition for the world’s best receives approximately 4,000 entries for each varietal being judged 

from producers around the globe, and we are very proud to have been awarded the world’s best Cabernet Franc in 2018. 

This award speaks volumes about the dedication and skill of not only our winemakers, but producers across Canada. We 

do rank among the world’s best. 

We received several other important awards at both domestic and international wine competitions during the year. At the 

Decanter  World  Wine  Awards  in  London,  England,  our  Thirty  Bench,  Trius  and  Gretzky  wineries  were  also  presented 

with numerous other platinum, gold and best in show medals. Our Trius 2015 Showcase Chardonnay won a gold medal at 

Chardonnay du Monde in France, and at the UK’s International Wine challenge, Peller Estates won gold medals for both 

its Signature Series Riesling and Vidal icewines, in addition to eight other prestigious awards. The Okanagan Spring Wine 

festival presented eleven gold medals across a number of our brands, and at the San Francisco World Spirits Competition, 

our Wayne Gretzky Canadian Crème was presented with a gold medal, plus three other key awards. 

ANDREW PELLER LIMITED 2018 |  2 

 
 
 
 
 
 
These, and many other successes at wine competitions in Canada and around the world, are testaments to the quality we 

are  producing  at  our  wineries  each  and  every  day.  We  are  very  proud  of  these  achievements  and  congratulate  our 

winemakers for their commitment to helping us achieve our goals.  

Looking Ahead 

Over the last few years we have effectively implemented programs aimed at becoming Canada’s Number One wine and 

craft spirits company by delivering the best brand experience for every lifestyle, occasion and generation. Our vision is to 

“Pour  Extraordinary  into  Everyday  Life”,  and  our  growth  and  record  financial  performance  in  fiscal  2018  has 

demonstrated we are well on our way to achieving our goals.  

Today Andrew Peller is recognized as one of Canada’s most successful wine producers with a reputation for quality and 

value, an industry-leading distribution network, well-established and popular brands, and proven programs that continue 

to build brand awareness and growing sales.  

Sales will continue to grow as we invest in our portfolio of powerful national and regional brands. Going forward we will 

build  on  this  enviable  market  presence  through  innovative  investments  that  drive  growth.  Fiscal  2019  will  also  benefit 

from  a  full  year’s  contribution  from  our  recently-acquired  BC  wineries,  and  our  further  investments  in  building  these 

leading brands.  

Operating  profitability  will  continue  to  strengthen  as  we  invest  in  our  capacity  and  production  efficiency  through 

technological advancements that drive gross margin growth. As we complete the integration of our three new wineries, we 

expect further improvements in our overall profitability as we benefit from the resulting economies of scale and operating 

synergies. 

In  addition  to  generating  solid  organic  growth  on  our  base  business,  we  continue  to  prudently  examine  strategic 

acquisitions that further strengthen our brand portfolio and build on the success we have demonstrated with the seventeen 

purchases completed and successfully integrated since 1995.  

These  initiatives  and  programs  are  targeted  at  growing  our  business  and  increasing  profits  with  the  ultimate  goal  of 

enhancing  value  for  our  shareholders.    The  Company  has  a  successful  track  record  of  growth  and  strong  operating 

performance for more than forty years, and we look forward to building on this success in the years ahead. 

3 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
On behalf of the Board of Directors and all shareholders, we thank our leadership team and  many valued teammates at 

Andrew  Peller  for  their  dedication  and  hard  work.  Our  people  are  our  most  important  asset  -  it  is  their  unwavering 

commitment that has led to our record results in the past and will continue to be our driving force going forward. 

John E. Peller 

Executive Chairman & CEO 

  Randy A. Powell 

  President 

ANDREW PELLER LIMITED 2018 |  4 

 
 
 
 
 
 
Peller Estates 
(Niagara-on-the-Lake)

Chardonnay du Monde – France
Silver Medal 
2015 Peller Estates AP Signature Series Chardonnay

Indy International Wine Competition – Indiana, USA
Double Gold – 2015 Family Series Riesling

Los Angeles Int’l Wine Competition – USA
Best of Class: Gold (96 Points)
2015 AP Signature Series Vidal Blanc Icewine
Gold (94 Points) 
2015 AP Signature Series Oak Aged Vidal Blanc Icewine

All Canadian Wine Championships
Double Gold – 2015 Family Series Riesling
Double Gold – 2015 Private Reserve Cabernet Franc
Gold – 2015 Private Reserve Cabernet Sauvignon

Ontario Wine Awards
Gold – 2015 Private Reserve Late Harvest Vidal

Sandhill Winery 
(Okanagan)

Pacific Rim Wine Competition – USA
Gold ‘Best of Class’ – 2014 Small Lots TWO

Okanagan Spring Wine Festival – Best of Varietals 
Gold ‘Best Meritage Blend‘ – 2014 Small Lots Two
Gold - 2016 Small Lots Viognier

Los Angeles International Wine Competition
Gold (92 Points) – 2014 Cabernet Merlot Sandhill Estate Vineyard

Intervin International Wine Awards
Gold – 2014 Small Lots ONE Phantom Creek Vineyard

All Canadian Wine Championships 
Double Gold ‘Red Wine of the Year’ – 2014 Howard Soon Red
Double Gold – 2014 Small Lots Syrah Phantom Creek Vineyard
Gold – 2014 Cabernet Franc Sandhill Estate Vineyard
Gold – 2014 Small Lots Sangiovese Sandhill Estate Vineyard
Gold – 2014 Small Lots Petit Verdot Phantom Creek Vineyard

Decanter World Wine Awards – UK
Gold (95 points) 2015 AP Signature Series Oak Aged Vidal Icewine

British Columbia Wine Awards
PREMIER'S AWARD - 2015 Syrah 
Gold - 2016 Riesling Icewine 

Six Nations Wine Challenge – Australia
Double Gold / 2nd Runner Up 
2014 Sandhill Small Lots Syrah Phantom Creek Vineyard 

Trius Winery 
(Niagara-on-the-Lake)

All Canadian Wine Championships
Gold – Trius Brut
Gold – 2015 Chardonnay Barrel Fermented

Ontario Wine Awards
Gold – 2015 Showcase Clean Slate Wild Ferment Sauvignon Blanc 
Gold – 2015 Trius Shiraz
Gold – 2014 Showcase Vidal Icewine

International Wine Challenge – UK
Gold (Cnd. Icewine Trophy) – 2015 Showcase Riesling Icewine
Gold – 2015 Showcase Vidal Icewine

Korea Wine Challenge
Gold Medal (Icewine Trophy) - 2015 Showcase Riesling Icewine
Gold Medal – 2015 Showcase Vidal Icewine
Gold Medal – 2015 Showcase Cabernet Franc Icewine

WineAlign – National Wine Awards of Canada
Platinum – 2015 Showcase Chardonnay Wild Ferment Oliveira Vineyard
Gold – Brut Rosé

Lieutenant Governor’s Award 
for Excellence in Ontario Wines
2015 Showcase Clean Slate Sauvignon Blanc Wild Ferment
2014 Showcase Vidal Icewine
2015 Showcase Riesling Ghost Creek Vineyard

The Global Chardonnay Masters – UK
Gold (93 Points) – 2016 Sandhill Chardonnay Terroir Driven Wine

Intervin (Vines magazine) Canada
Gold – 2014 Showcase Red Shale Cabernet Franc

Six Nations Wine Challenge – Australia
Gold – Trius Brut

The Global Chardonnay Masters – UK
Gold – 2015 Showcase Chardonnay Wild Ferment Oliveira Vineyard

Sommelier Wine Awards, UK
Gold – 2015 AP Signature Series Vidal Icewine

WineAlign – National Wine Awards of Canada
Gold – 2016 Private Reserve Rose
Gold – 2015 Private Reserve Cabernet Franc
Gold – 2015 AP Signature Series Vidal Icewine

Intervin – Vines magazine – Canada
Gold – Ice Cuvee Classic
Gold – 2015 AP Signature Series Vidal Icewine

Six Nations Wine Challenge – Australia
Gold – 2015 Peller Estates Private Reserve Gamay Noir

Black Cellar 

Pacific Rim Wine Competition
Gold ‘Best of Class’ – Cabernet Sauvignon Tempranillo

Indy International Wine Competition – Indiana, USA
Gold – Malbec Merlot Blend 13
Gold – Merlot Blend 4
Gold – Shiraz Cabernet Blend 19

Tasters Guild – Michigan, USA
Gold – Pinot Grigio Chardonnay Blend 11
Gold – Cabernet Sauvignon Tempranillo Blend 9

Wayne Gretzky Estates 

(Niagara-on-the-Lake)

Thirty Bench Wine Makers 

(Beamsville)

Red Rooster Winery

(Okanagan)

Indy International Wine Competition – Indiana, USA

Los Angeles International Wine Competition – USA

Gold (91 Points) – 2015 No.99 Estate Series Cabernet Sauvignon

Platinum ‘Best in Category’ Best Canadian White (96 points) 

Double Gold – 2015 Merlot

Gold – 2016 Pinot Grigio

Los Angeles International Wine Competition – USA

Best of Class: Gold (94 Points) – 2015 No.99 Vidal Icewine

Gold (92 Points) - 2015 No.99 Cabernet Franc Icewine

Ontario Wine Awards

Gold – 2015 Estate Series Shiraz Cabernet

International Wine & Spirit Competition – UK

Gold – 2015 Vidal Icewine

Decanter World Wine Awards – UK

Gold (95 points) – 2015 Vidal Icewine

International Wine Challenge – UK

Gold – 2015 Vidal Icewine

Beverage Tasting Institute 

(Tastings Spirits Competition) Tastings.com

Gold (90 Points) – Wayne Gretzky No.99 Ice Cask Whisky

Gold (92 Points) – Wayne Gretzky No.99 Muscat Spirited Wine

88 Points – Wayne Gretzky No.99 Ninety Nine Proof Whisky

86 Points – Wayne Gretzky No.99 Vidal Spirited Wine 

Six Nations Wine Challenge – Australia

Gold – 2015 Wayne Gretzky Estates Estate Series Shiraz Cabernet

Gold (92 Points) – 2014 Small Lot Cabernet Franc

All Canadian Wine Championships

Gold – 2015 Winemakers Blend Riesling

Decanter World Wine Awards – UK

2014 Small Lot Riesling Steel Post Vineyard

WineAlign – National Wine Awards of Canada

#2 – Top 25 Wineries in Canada

#2 – Top 10 Wineries in Ontario

Platinum – 2015 Small Lot Riesling Wild Cask

Platinum – 2015 Small Lot Riesling Wood Post Vineyard

Gold – 2014 Small Lot Riesling Triangle Vineyard

Gold – 2014 Small Lot Chardonnay

Six Nations Wine Challenge – Australia

Trophy/Class Winner – 2015 Thirty Bench Winemaker’s Blend Riesling

Gold – 2016 Gewurztraminer

Gold – 2014 Thirty Bench Small Lot Riesling Steel Post Vineyard

West Coast Wine Competition 

(East Meets West) California

Gold – 2015 Red Rooster Hen House Sly White

Pacific Rim Wine Competition – USA

Gold – 2015 The Coop Wicked White

Gold – 2015 Hen House Ruffled Red

Okanagan Life Magazine, Best of BC Wine Awards

Gold – 2016 Rare Bird Series Viognier

Okanagan Spring Wine Festival – Best of Varietals 

Best Viognier ‘Gold’ – 2016 Rare Bird Series Viognier

Gold – 2016 Rare Bird Series Pinot Gris

Gold – 2014 Reserve Merlot

Dan Berger’s Intermatopmal Wine Competition

(formerly known as Riverside International)

Gold – ‘Best in Class’ – 2016 Pinot Blanc

Los Angeles Int’l Wine Competition

Gold (95 Points) ‘Best in Class’ – 2016 Pinot Blanc

Gold (95 Points) – 2016 Riesling

Intervin International Wine Awards

Gold – 2016 Riesling

Gold – 2014 Reserve Syrah

British Columbia Wine Awards

Platinum – 2016 Riesling 

Gold - 2016 Pinot Blanc 

Gold - 2015 Rare Bird Series Syrah

Wayne Gretzky Estates 

(Okanagan)

Syrah du Monde, France 

Gold– 2014 Wayne Gretzky Okanagan Signature Series Shiraz

All Canadian Wine Championships 

Gold – 2015 Cabernet Sauvignon Syrah

Gold – 2016 Signature Series Riesling

Los Angeles Int’l Wine Competition

Gold (92 Points) – 2015 Cabernet Sauvignon Syrah

Gold (90 Points) – 2016 The Great White

Intervin International Wine Awards

Gold – 2015 Signature Series Chardonnay

Panama Jack’s

Harvest Challenge – USA

Gold ‘Best in Class’ – Panama Jack’s Original Cream

No Boats On Sunday 

Pacific Rim Wine Competition

Gold ‘Best in Class’ – 100% Canadian Cider

Raven Conspiracy

West Coast Wine Competition

(East Meets West) California

Double Gold ‘Best of Class’ – 2015 Raven Conspiracy White (BC)

APL-AR2018-TOP-AWARDS-8.5x11-Bleeds-Hi-Res.indd   1

6/18/2018   10:01:41 AM

         
Trius Winery 

(Niagara-on-the-Lake)

All Canadian Wine Championships

Gold – Trius Brut

Gold – 2015 Chardonnay Barrel Fermented

Gold – 2015 Trius Shiraz

Gold – 2014 Showcase Vidal Icewine

Peller Estates 

(Niagara-on-the-Lake)

Chardonnay du Monde – France

Silver Medal 

2015 Peller Estates AP Signature Series Chardonnay

Sandhill Winery 

(Okanagan)

Pacific Rim Wine Competition – USA

Gold ‘Best of Class’ – 2014 Small Lots TWO

Okanagan Spring Wine Festival – Best of Varietals 

Indy International Wine Competition – Indiana, USA

Gold ‘Best Meritage Blend‘ – 2014 Small Lots Two

Ontario Wine Awards

Double Gold – 2015 Family Series Riesling

Gold - 2016 Small Lots Viognier

Gold – 2015 Showcase Clean Slate Wild Ferment Sauvignon Blanc 

Los Angeles Int’l Wine Competition – USA

Best of Class: Gold (96 Points)

2015 AP Signature Series Vidal Blanc Icewine

Gold (94 Points) 

Los Angeles International Wine Competition

Gold (92 Points) – 2014 Cabernet Merlot Sandhill Estate Vineyard

Intervin International Wine Awards

2015 AP Signature Series Oak Aged Vidal Blanc Icewine

Gold – 2014 Small Lots ONE Phantom Creek Vineyard

Gold – 2015 Showcase Vidal Icewine

All Canadian Wine Championships

Double Gold – 2015 Family Series Riesling

Double Gold – 2015 Private Reserve Cabernet Franc

Gold – 2015 Private Reserve Cabernet Sauvignon

Ontario Wine Awards

Gold – 2015 Private Reserve Late Harvest Vidal

Decanter World Wine Awards – UK

All Canadian Wine Championships 

Double Gold ‘Red Wine of the Year’ – 2014 Howard Soon Red

Double Gold – 2014 Small Lots Syrah Phantom Creek Vineyard

Gold – 2014 Cabernet Franc Sandhill Estate Vineyard

Gold – 2014 Small Lots Sangiovese Sandhill Estate Vineyard

Gold – 2014 Small Lots Petit Verdot Phantom Creek Vineyard

British Columbia Wine Awards

PREMIER'S AWARD - 2015 Syrah 

Gold (95 points) 2015 AP Signature Series Oak Aged Vidal Icewine

Gold - 2016 Riesling Icewine 

Sommelier Wine Awards, UK

Gold – 2015 AP Signature Series Vidal Icewine

Six Nations Wine Challenge – Australia

Double Gold / 2nd Runner Up 

Korea Wine Challenge

Gold Medal (Icewine Trophy) - 2015 Showcase Riesling Icewine

Gold Medal – 2015 Showcase Vidal Icewine

Gold Medal – 2015 Showcase Cabernet Franc Icewine

WineAlign – National Wine Awards of Canada

Platinum – 2015 Showcase Chardonnay Wild Ferment Oliveira Vineyard

Gold – Brut Rosé

Lieutenant Governor’s Award 

for Excellence in Ontario Wines

2015 Showcase Clean Slate Sauvignon Blanc Wild Ferment

2014 Showcase Vidal Icewine

2014 Sandhill Small Lots Syrah Phantom Creek Vineyard 

2015 Showcase Riesling Ghost Creek Vineyard

The Global Chardonnay Masters – UK

Intervin (Vines magazine) Canada

Gold (93 Points) – 2016 Sandhill Chardonnay Terroir Driven Wine

Gold – 2014 Showcase Red Shale Cabernet Franc

Six Nations Wine Challenge – Australia

Gold – Trius Brut

The Global Chardonnay Masters – UK

Gold – 2015 Showcase Chardonnay Wild Ferment Oliveira Vineyard

WineAlign – National Wine Awards of Canada

Gold – 2016 Private Reserve Rose

Gold – 2015 Private Reserve Cabernet Franc

Gold – 2015 AP Signature Series Vidal Icewine

Intervin – Vines magazine – Canada

Gold – Ice Cuvee Classic

Gold – 2015 AP Signature Series Vidal Icewine

Six Nations Wine Challenge – Australia

Gold – 2015 Peller Estates Private Reserve Gamay Noir

Wayne Gretzky Estates 
(Niagara-on-the-Lake)

Thirty Bench Wine Makers 
(Beamsville)

Red Rooster Winery
(Okanagan)

Indy International Wine Competition – Indiana, USA
Double Gold – 2015 Merlot
Gold – 2016 Pinot Grigio

Los Angeles International Wine Competition – USA
Best of Class: Gold (94 Points) – 2015 No.99 Vidal Icewine
Gold (92 Points) - 2015 No.99 Cabernet Franc Icewine
Gold (91 Points) – 2015 No.99 Estate Series Cabernet Sauvignon

International Wine Challenge – UK

Gold (Cnd. Icewine Trophy) – 2015 Showcase Riesling Icewine

Ontario Wine Awards
Gold – 2015 Estate Series Shiraz Cabernet

International Wine & Spirit Competition – UK
Gold – 2015 Vidal Icewine

Decanter World Wine Awards – UK
Gold (95 points) – 2015 Vidal Icewine

International Wine Challenge – UK
Gold – 2015 Vidal Icewine

Beverage Tasting Institute 
(Tastings Spirits Competition) Tastings.com
Gold (90 Points) – Wayne Gretzky No.99 Ice Cask Whisky
Gold (92 Points) – Wayne Gretzky No.99 Muscat Spirited Wine
88 Points – Wayne Gretzky No.99 Ninety Nine Proof Whisky
86 Points – Wayne Gretzky No.99 Vidal Spirited Wine 

Six Nations Wine Challenge – Australia
Gold – 2015 Wayne Gretzky Estates Estate Series Shiraz Cabernet

Los Angeles International Wine Competition – USA
Gold (92 Points) – 2014 Small Lot Cabernet Franc

All Canadian Wine Championships
Gold – 2015 Winemakers Blend Riesling

Decanter World Wine Awards – UK
Platinum ‘Best in Category’ Best Canadian White (96 points) 
2014 Small Lot Riesling Steel Post Vineyard

WineAlign – National Wine Awards of Canada
#2 – Top 25 Wineries in Canada
#2 – Top 10 Wineries in Ontario
Platinum – 2015 Small Lot Riesling Wild Cask
Platinum – 2015 Small Lot Riesling Wood Post Vineyard
Gold – 2014 Small Lot Riesling Triangle Vineyard
Gold – 2014 Small Lot Chardonnay

Six Nations Wine Challenge – Australia
Trophy/Class Winner – 2015 Thirty Bench Winemaker’s Blend Riesling
Gold – 2014 Thirty Bench Small Lot Riesling Steel Post Vineyard

280Number of Awards

Won Nationally.

West Coast Wine Competition 
(East Meets West) California
Gold – 2015 Red Rooster Hen House Sly White

Pacific Rim Wine Competition – USA
Gold – 2015 The Coop Wicked White
Gold – 2015 Hen House Ruffled Red

Okanagan Life Magazine, Best of BC Wine Awards
Gold – 2016 Rare Bird Series Viognier

Okanagan Spring Wine Festival – Best of Varietals 
Best Viognier ‘Gold’ – 2016 Rare Bird Series Viognier
Gold – 2016 Rare Bird Series Pinot Gris
Gold – 2014 Reserve Merlot

Dan Berger’s Intermatopmal Wine Competition
(formerly known as Riverside International)
Gold – ‘Best in Class’ – 2016 Pinot Blanc
Gold – 2016 Gewurztraminer

Los Angeles Int’l Wine Competition
Gold (95 Points) ‘Best in Class’ – 2016 Pinot Blanc
Gold (95 Points) – 2016 Riesling

Intervin International Wine Awards
Gold – 2016 Riesling
Gold – 2014 Reserve Syrah

British Columbia Wine Awards
Platinum – 2016 Riesling 
Gold - 2016 Pinot Blanc 
Gold - 2015 Rare Bird Series Syrah

Black Cellar 

Pacific Rim Wine Competition

Gold ‘Best of Class’ – Cabernet Sauvignon Tempranillo

Indy International Wine Competition – Indiana, USA

Gold – Malbec Merlot Blend 13

Gold – Merlot Blend 4

Gold – Shiraz Cabernet Blend 19

Tasters Guild – Michigan, USA

Gold – Pinot Grigio Chardonnay Blend 11

Gold – Cabernet Sauvignon Tempranillo Blend 9

Wayne Gretzky Estates 
(Okanagan)

Syrah du Monde, France 
Gold– 2014 Wayne Gretzky Okanagan Signature Series Shiraz

All Canadian Wine Championships 
Gold – 2015 Cabernet Sauvignon Syrah
Gold – 2016 Signature Series Riesling

Los Angeles Int’l Wine Competition
Gold (92 Points) – 2015 Cabernet Sauvignon Syrah
Gold (90 Points) – 2016 The Great White

Intervin International Wine Awards
Gold – 2015 Signature Series Chardonnay

Panama Jack’s

Harvest Challenge – USA
Gold ‘Best in Class’ – Panama Jack’s Original Cream

No Boats On Sunday 

Pacific Rim Wine Competition
Gold ‘Best in Class’ – 100% Canadian Cider

Raven Conspiracy

West Coast Wine Competition
(East Meets West) California
Double Gold ‘Best of Class’ – 2015 Raven Conspiracy White (BC)

APL-AR2018-TOP-AWARDS-8.5x11-Bleeds-Hi-Res.indd   2

6/18/2018   10:01:42 AM

         
MANAGEMENT’S DISCUSSION & ANALYSIS 

FOR THE THREE MONTHS AND YEAR ENDED MARCH 31, 2018 

The following management’s discussion and analysis (“MD&A”) provides a review of corporate developments, results of 
operations, and financial position for the three months and year ended March 31, 2018 in comparison with those for the 
three months and year ended March 31, 2017 for Andrew Peller Limited (the “Company” or “APL”). This discussion is 
prepared  as  of  June  6,  2018  and  should  be  read  in  conjunction  with  the  audited  consolidated  financial  statements  and 
accompanying notes contained therein for the years ended March 31, 2018 and 2017. Additional information relating to 
the Company, including the audited annual consolidated financial statements, MD&A and Annual Information Form for 
the years ended March 31, 2018 and March 31, 2017, is available on www.sedar.com.  The financial years ending March 
31,  2019,  March  31,  2018  and  March  31,  2017  are  referred  to  as  “fiscal  2019”,  “fiscal  2018”  and  “fiscal  2017” 
respectively.  All dollar amounts are expressed in Canadian dollars unless otherwise indicated.  

FORWARD-LOOKING INFORMATION 
Certain statements in this MD&A may contain “forward-looking statements” within the meaning of applicable securities 
laws  including  the  “safe  harbour  provisions”  of  the  Securities  Act  (Ontario)  with  respect  to  APL  and  its  subsidiaries.  
Such  statements  include,  but  are  not  limited  to,  statements  about  the  growth  of  the  business  in  light  of  the  Company’s 
acquisitions;  its  launch  of  new  premium  wines  and  spirits;  sales  trends  in  foreign  markets;  its  supply  of  domestically 
grown  grapes;  and  current  economic  conditions.    These  statements  are  subject  to  certain  risks,  assumptions,  and 
uncertainties  that  could  cause  actual  results  to  differ  materially  from  those  included  in  the  forward-looking  statements.  
The words “believe”, “plan”, “intend”, “estimate”, “expect”, or “anticipate”, and similar expressions, as well as future or 
conditional verbs such as “will”, “should”, “would”, “could”, and similar verbs often identify forward-looking statements.  
We  have  based  these  forward-looking  statements  on  our  current  views  with  respect  to  future  events  and  financial 
performance.  With respect to forward-looking statements contained in this MD&A, the Company has made assumptions 
and applied certain factors regarding, among other things: future grape, glass bottle, and wine and spirit prices; its ability 
to obtain grapes, imported wine, glass, and other raw materials; fluctuations in foreign currency exchange rates; its ability 
to  market  products  successfully  to  its  anticipated  customers;  the  trade  balance  within  the  domestic  Canadian  and 
international  wine  markets;  market  trends;  reliance  on  key  personnel;  protection  of  its  intellectual  property  rights;  the 
economic  environment;  the  regulatory  requirements  regarding  producing,  marketing,  advertising,  and  labeling  of  its 
products;  the  regulation  of  liquor  distribution  and  retailing  in  Ontario;  the  application  of  federal  and  provincial 
environmental laws; and the impact of increasing competition.   

These forward-looking statements are also subject to the risks and uncertainties discussed in the “Risks and Uncertainties” 
section and elsewhere in this MD&A and other risks detailed from time to time in the publicly filed disclosure documents 
of  the  Company  which  are  available  at  www.sedar.com.    Forward-looking  statements  are  not  guarantees  of  future 
performance and involve risks, uncertainties, and assumptions which could cause actual results to differ materially from 
the  conclusions,  forecasts,  or  projections  anticipated  in  these  forward-looking  statements.    Because  of  these  risks, 
uncertainties, and assumptions, you should not place undue reliance on these forward-looking statements. The Company’s 
forward-looking  statements  are  made  only  as  of  the  date  of  this  MD&A,  and  except  as  required  by  applicable  law, 
Andrew  Peller  Limited  undertakes  no  obligation  to  update  or  revise  these  forward-looking  statements  to  reflect  new 
information, future events, or circumstances. 

Overview 
The  Company  is  a  leading  producer  and  marketer  of  quality  wines  in  Canada.    With  wineries  in  British  Columbia, 
Ontario,  and  Nova  Scotia,  the  Company  markets  wines  produced  from  grapes  grown  in  Ontario’s  Niagara  Peninsula, 
British Columbia’s Okanagan and  Similkameen  Valleys, and from  vineyards around the world.  The Company’s  award-
winning  premium  and  ultra-premium  Vintners’  Quality  Alliance  (“VQA”)  brands  include  Peller  Estates,  Trius,  Thirty 
Bench, Wayne Gretzky, Sandhill, Red Rooster, Black Hills Estate, Tinhorn Creek, Gray Monk Estates, Raven Conspiracy 
and Conviction. Complementing these premium brands are a number of popularly priced varietal brands including Peller 
Estates  French  Cross  in  Eastern  Canada,  Peller  Estates  Proprietors  Reserve  in  Western  Canada,  Copper  Moon,  Black 
Cellar  and  XOXO.  Hochtaler,  Domaine  D’Or,  Schloss  Laderheim,  Royal,  and  Sommet  are  the  Company’s  key  value 
priced brands.  The Company imports wines from  major  wine regions around the world to blend  with  domestic  wine to 
craft  these  quality  and  value  priced  brands.  The  Company  also  produces  wine  based  liqueurs  and  cocktails  under  the 
brand Panama Jack and craft cider under the brand No Boats on Sunday.  In October 2016, the Company launched its new 
Wayne Gretzky No. 99 Red Cask Canadian Whisky in  certain  markets across Canada and in 2017  expanded the  Spirits 
portfolio  with  No.  99  Ice  Cask, 99  Proof, and  No.  99  Canadian  Whisky  Cream  products.    With  a  focus  on  serving  the 
needs  of  all  wine  consumers,  the  Company  produces  and  markets  premium  personal  winemaking  products  through  its 

7 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
wholly-owned  subsidiary,  Global  Vintners  Inc.  (“GVI”),  the  recognized  leader  in  personal  winemaking  products.  GVI 
distributes  products  through  over  170  Winexpert  authorized  retailers  and  more  than  500  independent  retailers  across 
Canada, with additional distributors in the United States, the United Kingdom, New Zealand, Australia, and China. GVI’s 
award-winning  premium  and  ultra-premium  winemaking  brands  include  Selection,  Vintners  Reserve,  Island  Mist, 
KenRidge, Cheeky Monkey, Traditional Vintage, and Cellar Craft.  The Company owns and operates 101 well-positioned 
independent retail locations in Ontario under The Wine Shop, Wine Country Vintners, and Wine Country Merchants store 
names. The Company also operates Andrew Peller Import Agency and The Small Winemaker’s Collection Inc., importers 
and marketing agents for premium wines from around the world. 

The Company’s mission is to Pour Extraordinary into Everyday Life. The Company believes it achieves this objective by 
delivering  to  its  customers  and  consumers  the  highest  quality  wines,  spirits,  refreshments,  and  experiences  at  the  best 
possible value. To meet this goal, the Company invests in improvements in the quality of  grapes, wines, and spirits raw 
materials, its winemaking and distillation capabilities, sales and marketing initiatives, tourism and hospitality experiences, 
and its quality management programs.  Our achievement of this goal is evidenced in our award-winning products: VQA 
brands in Eastern Canada received a total of 184 awards  in fiscal 2018 (up from 171 awards a year ago and 30% more 
awards than 2 years ago), including: 4 platinum, 47 gold, 78 silver, 41 bronze and 3 Lieutenant Governor Awards. VQA 
brands in Western Canada won a total  of 96 awards this past  fiscal.  The Sandhill  portfolio did exceptionally well with 
over 35 awards in total this year. Four of those awards were classified as “best in class” or double gold.   

The Company is focused on initiatives to reduce costs and enhance its production efficiencies through a continual review 
of  its  operations  and  cost  structure  with  a  view  to  enhancing  profitability.    The  Company  continues  to  expand  and 
strengthen its distribution through provincial liquor boards, Ontario independent retail locations and grocery outlets under 
The Wine Shop, Wine Country Vintners, and Wine Country Merchants store names, estate wineries, restaurants, and other 
licensed establishments. This distribution network is supported by enhanced sales, marketing, and promotional programs. 
From  time  to  time  the  Company  also  evaluates  the  potential  for  acquisitions  and  partnerships,  both  in  Canada  and 
internationally, to further complement its product portfolio and market presence. 

Recent Events 
On  June  6,  2018,  the  Company’s  Board  of  Directors  approved  a  13.9%  increase  in  common  share  dividends  for 
shareholders of record on June 29, 2018 payable on July 6, 2018. The annual dividend on Class A Shares was increased to 
$0.2050 per share from $0.1800 per share and the dividend  on Class B Shares was increased to $0.1783 per share from 
$0.1565 per share. The Company has consistently paid common share dividends since 1979 and has increased dividends 
every year for the past five years. APL currently designates all dividends paid as “eligible dividends” for purposes of the 
Income Tax Act (Canada) unless indicated otherwise. 

On October 10, 2017, the Company acquired 100% of the operating assets of Black Hills Estate Winery (Black Hills) for 
cash consideration  of approximately $31.3  million. Black Hills generates annual revenue  of approximately $6.0 million 
and employs approximately 20 people. The results of operations from October 10, 2017 have been included in the audited 
annual consolidated financial statements for the period. 

On October 1, 2017, the Company acquired 100% of the common shares of Gray Monk Cellars Ltd. (Gray Monk) and 
certain operating assets held by related parties for consideration of approximately $36.4 million, of which $17.3 million 
was funded in cash and $19.1 million was funded by the issuance of 1,579,670 Class A non-voting common shares. The 
consideration  transferred  increased  by  $1.9  million,  from  $34.5  million  to  $36.4  million  due  to  the  appreciation  of  the 
Company’s  Class  A  non-voting  shares  from  September  8,  2017,  the  date  the  share  purchase  agreement  was  signed,  to 
October 1, 2017, the date the acquisition closed. Gray Monk generates annual revenue of approximately $11.0 million and 
employs  approximately  50  people.  The  results  of  operations  from  October  1,  2017  have  been  included  in  the  audited 
annual consolidated financial statements for the period.  

On October 1, 2017, the Company acquired 100% of the common and preferred shares of Tinhorn Creek Vineyards Ltd. 
(Tinhorn) for cash consideration of approximately $28.9 million. Tinhorn generates annual revenue of approximately $7.0 
million and employs approximately 50 people. The results of operations from October 1, 2017 have been included in the 
audited annual consolidated financial statements for the period.  

ANDREW PELLER LIMITED 2018 |  8 

 
 
 
 
 
 
 
Results of Operations  

For the years ended March 31,  

(in $000, except per share amounts) 

Sales 

Gross margin 

Gross margin (% of sales) 

Selling and administrative expenses 

EBITA 

Adjusted EBITA 

Interest 

Net unrealized (gain) loss on derivative financial instruments 

Other (income) expenses  

Adjusted earnings 

Net earnings  

Earnings per share – basic and diluted - Class A 

Earnings per share – basic and diluted - Class B 

Adjusted earnings per share – basic and diluted – Class A 

Adjusted earnings per share – basic and diluted – Class B 

Dividend per share – Class A (annual) 

Dividend per share – Class B (annual) 

2018 

2017 (1) 

2016 (1) 

$  363,897 

$  342,606 

$  334,263 

150,325 

131,155 

122,964 

41.3% 

97,465 

52,860 

57,225 

5,345 

(1,400) 

(3,842) 

29,303 

30,117 

$0.71 

$0.62 

$0.69 

$0.60 

$0.1800 

$0.1565 

38.3% 

86,018 

45,137 

46,246 

3,078 

(2,232) 

120 

25,608 

26,350 

$0.64 

$0.55 

$0.62 

$0.54 

$0.1632 

$0.1420 

36.8% 

82,048 

40,916 

40,916 

3,575 

1,558 

(40) 

20,322 

19,199 

$0.46 

$0.40 

$0.46 

$0.40 

$0.1500 

$0.1304 

1 

Adjusted EBITA, Adjusted earnings and Adjusted earnings per share figures have been restated to conform to the current year’s presentation

Sales in fiscal 2018 increased 6.2% compared to fiscal 2017 due to organic growth across the majority of the Company’s 
products and trade channels, introduction of new products and new product categories, selective price increases in certain 
trade channels implemented during the year, and the contribution during the last half of the year from the acquisition of 
three  estate  wineries  completed  in  early  October  2017. Not  including  the  contribution  from  the  recent  acquisitions,  the 
Company generated organic growth in sales of 3.7% for the year ended March 31, 2018. 

The  Company  defines  gross  margin  as  gross  profit  excluding  amortization.  Gross  margin  as  a  percentage  of  sales 
improved to 41.3% for the year ended March 31, 2018 compared to 38.3% in the prior year. Gross margin in fiscal 2018 
benefited  from  the  discontinuation  of  lower  performing  products,  increased  focus  on  higher  margin  products,  selective 
pricing  increases,  and  the  positive  impact  of  the  Company’s  cost  control  initiatives.  During  fiscal  2018,  the  Company 
recorded a charge  of $3.0  million to increase cost  of  goods sold to  reflect the fair value  of inventory acquired  from the 
new  wineries that  had been sold since the acquisition  dates.  Management is continually  focused  on efforts to enhance 
production  efficiency  and  productivity  as  well  as  developing  synergies  from  the  addition  of  the  three  new  wineries 
acquired in October 2017.  

Selling  and  administrative  expenses  for  the  year  ended  March  31,  2018  included  $3.2  million  of  expenses  due  to  the 
addition of the three new wineries, as well as increased costs related to the operations of the new Wayne Gretzky Estate 
Winery  and  Craft  Distillery,  which  opened  in  June  2017  and  increased  marketing  support  for  new  launches  across  the 
Company’s product portfolio. Included in selling and administrative expenses is $1.1 million in one-time professional and 
transition fees related to the acquisitions, which is comparable to the $1.1 million charged in fiscal 2017 for professional 
fees related to a strategic acquisition that was not completed.  In fiscal 2018, selling and administrative expenses included 
$0.6 million in severance payments, compared to $1.3  million in  post-retirement benefits  for certain employees retiring 
during fiscal 2017. Selling and administrative expenses also increased by $0.8 million when compared to fiscal 2017 due 
to the increase in minimum wage in Ontario. The Company continues to increase its investment in its sales and marketing 
programs while remaining focused on ensuring a strong return on these investments.  

Earnings before interest, amortization, net unrealized gains and losses on derivative financial instruments, other (income) 
expenses, and income taxes (“EBITA”) was $52.9 million for the year ended March 31, 2018 compared to $45.1 million 

9 

| ANDREW PELLER LIMITED 2018 

 
 
 
  
 
 
 
 
in  the  prior  year.  The  increase  in  fiscal  2018  was  due  to  the  increase  in  sales  across  the  Company’s  established 
distribution network and the improved gross margin, partially offset by the increase in selling and administrative expenses 
and the reduction in margin related to the three new wineries due to the inventory fair value adjustment charged to cost of 
sales. Adjusted EBITA, which excludes from EBITA one-time acquisition related charges, was $57.2 million for the year 
ended March 31, 2018 compared to $46.2 million in fiscal 2017. 

Interest expense increased in fiscal 2018 compared to the prior year due primarily to long-term debt incurred to complete 
the three acquisitions in October 2017 and the write-off of $0.4 million in unamortized deferred financing fees related to 
the prior banking agreement that was amended on September 29, 2017. 

Amortization expense increased in fiscal 2018 due primarily to the addition of the three recently acquired wineries and the 
completion of the Wayne Gretzky Estate Winery and Craft Distillery in June 2017.  

The  Company  recorded  net  unrealized  non-cash  gains  in  fiscal  2018  and  fiscal  2017  related  to  mark-to-market 
adjustments  on  interest  rate  swaps  and  foreign  exchange  contracts.  The  Company  has  elected  not  to  apply  hedge 
accounting  and  accordingly  the  change  in  fair  value  of  these  financial  instruments  is  reflected  in  the  Company’s 
consolidated  statement  of  earnings  each  reporting  period.  These  instruments  are  considered  to  be  effective  economic 
hedges  and  have  enabled  management  to  mitigate  the  short-term  volatility  of  changing  foreign  exchange  and  interest 
rates.  

Other income in fiscal 2018 includes a one-time gain of $4.2 million on the acquisitions completed in October 2017.  

Adjusted  earnings,  defined  as  net  earnings  not  including  net  unrealized  gains  and  losses  on  derivative  financial 
instruments, other (income) expenses, non-recurring, non-operating (gains) and losses, and the related income tax effect 
were $29.3 million for the year ended March 31, 2018 compared to $25.6 million in the  prior year. Net earnings for the 
year ended March 31, 2018 were $30.1 million or $0.71 per Class A Share compared to $26.4 million or $0.64 per Class 
A Share in the prior year.  

The three acquired wineries contributed $8.6 million in sales, $1.1 million in EBITA and $0.4 million in net earnings in 
fiscal 2018 excluding acquisition related  fees and  margin adjustments as  described below.  The acquisitions contributed 
approximately $0.01 per Class A share in net earnings, which was offset by the dilution impact of the 1.6 million Class A 
shares  issued  to  acquire  one  of  the  wineries.  On  acquisition  the  Company  recorded  an  increase  of  $10.4  million  to 
inventory to represent the fair value of the goods acquired. This increase will be expensed over time to the consolidated 
statement  of  earnings  as  finished  goods  are  sold  thus  reducing  gross  margin.  During  fiscal  2018,  the  Company’s  gross 
margin was reduced by $3.0  million as a result  of this adjustment. It is expected  that  most  goods acquired will  be sold 
within one year of the acquisitions, and as such, the remaining balance of the fair value adjustment of $7.4 million will 
continue to be dilutive into fiscal 2019. Furthermore, one-time transaction and transition costs and restructuring costs, of 
which  $1.4  million  was  expensed  in  fiscal  2018,  also  had  a  dilutive  impact  on  earnings  per  share  in  fiscal  2018.  The 
impact of these items reduced earnings per share by approximately $0.10 per Class A Share for the year ended March 31, 
2018. Additional interest expense  on  debt used  to fund the acquisitions and  higher amortization  on acquired assets will 
also have a dilutive impact. The above items have resulted in an overall dilution of $0.06 per Class A share for the year 
ended March 31, 2018. 

The  Company  believes  that  sales  will  continue  to  grow  going  forward  due  to  strong  positioning  of  key  brands,  the 
continued launch  of  new and innovative products  in the  Canadian wine, cider and spirits  markets,  continued  growth in 
new  wine-related  markets,  and  the  full  year’s  contribution  from  the  three  estate  wineries  acquired  in  October  2017  in 
fiscal 2019.  

The Company has exposure to foreign currency risk as purchases of bulk wine and concentrate are made in U.S. dollars, 
Australian dollars, and Euros.  Fluctuating foreign  currencies  may  have a positive  or  negative  impact  on  gross  margins. 
Management believes the impact on gross margin will be largely offset by the Company’s continued ability to leverage 
scale  and  successful  cost  control  initiatives  to  reduce  distribution,  operating  and  packaging  expenses,  and  raw  material 
cost savings. The Company also uses foreign exchange  forward contracts to protect against changes in foreign currency 
rates and, as at March 31, 2018, had  locked in $4.7  million in  U.S.  dollar contracts at rates averaging $1.26 Canadian, 
€0.9 million in Euro con tracts at rates averaging $1.55 Canadian and $1.4 million in Australian dollar contracts at rates 
averaging $1.00 Canadian. These contracts expire at various dates through June 30, 2018. 

ANDREW PELLER LIMITED 2018 |  10 

 
 
 
  
 
 
 
 
 
 
Quarterly Performance  
The following table outlines key quarterly highlights.  

(in $000, except per share amounts)  

Q4 18 

Q3 18 

Q2 18 

Q1 18 

Q4 17 (1)  Q3 17 (1)  Q2 17 (1) 

Q1 17 

Sales 

Gross margin 

79,817 

103,583 

91,857 

$88,640 

$72,295 

$94,048 

$88,357 

$87,906 

32,811 

43,217 

38,693 

35,604 

28,326 

35,042 

33,644 

34,143 

Gross margin (% of sales) 

41.1% 

41.7% 

42.1% 

40.2% 

39.2% 

37.3% 

38.1% 

38.8% 

EBITA  

Interest 

Adjusted EBITA 

Net unrealized gain on financial 

4,279 

1,749 

5,740 

17,833 

16,290 

14,458 

5,865 

11,886 

12,583 

14,803 

1,656 

1,157 

783 

813 

702 

780 

783 

20,175 

16,852 

14,458 

5,865 

12,167 

13,411 

14,803 

instruments 

(833) 

(216) 

(285) 

Other expenses (income) 

Adjusted earnings (loss) 

Net earnings (loss) 

E.P.S. – Class A basic & diluted  

E.P.S. – Class B basic & diluted 

Adjusted E.P.S – Class A basic & 

35 

(4,092) 

(904) 

12,402 

(1,691) 

14,391 

$(0.04) 

$(0.03) 

$0.33 

$0.29 

70 

9,556 

9,226 

$0.22 

$0.19 

(66) 

145 

8,249 

8,191 

$0.20 

$0.18 

(189) 

(15) 

1,859 

2,010 

$0.05 

$0.04 

(868) 

(1,128) 

52 

7,741 

8,137 

$0.20 

$0.17 

56 

7,450 

7,630 

$0.18 

$0.16 

(47) 

27 

8,558 

8,573 

$0.21 

$0.18 

diluted 

$(0.02) 

$0.29 

$0.23 

$0.20 

$0.05 

$0.19 

$0.18 

$0.20 

Adjusted E.P.S – Class B basic & 

diluted 

$(0.02) 

$0.25 

$0.20 

$0.17 

$0.04 

$0.16 

$0.16 

$0.18 

1 

Adjusted EBITA, Adjusted earnings and Adjusted EPS figures have been restated to conform to the current year’s presentation

The third quarter of the Company’s fiscal year is historically the strongest due to increased consumer purchasing of the 
Company’s products during the holiday season.   

Sales in the fourth quarter of fiscal 2018 increased 10.4% compared to the same quarter of fiscal 2017 due primarily to the 
contribution  of  the  three  new  estate  wineries  acquired  in  early  October  2017,  selective  price  increases  in  certain  trade 
channels, and strong organic growth across most of the Company’s trade channels. The three acquisitions contributed $3.7 
million  in  sales  in  the  fourth  quarter  of  fiscal  2018.  Not  including  the  contribution  from  the  recent  acquisitions,  the 
Company generated organic revenue growth of approximately 5.4% through the three months ended March 31, 2018.  

Gross margin for the three months ended March 31, 2018 was 41.1% of sales compared to 39.2% in the fourth quarter of 
fiscal 2017. The increase in gross margin is attributable to improved product mix, increased pricing, and raw material and 
packaging costs savings. During the fourth quarter of fiscal 2018, the Company recorded a charge of approximately $1.1 
million to increase cost of goods sold to reflect the fair value of inventory acquired from the new wineries that had been 
sold since the acquisition dates.   

Selling and administrative expenses increased in the fourth quarter of fiscal 2018 compared to the fourth quarter of fiscal 
2017 due to the addition of three new wineries acquired in October 2017 as well as an increase in marketing activities and 
support for recent new product launches. Included in selling and administrative expenses in the fourth quarter of 2018 is 
$0.1  million  in  one-time  professional  services  fees  and  transition  costs  related  to  the  three  acquisitions  completed  in 
October 2017 and $0.6 million in severance payments. During the fourth quarter of fiscal 2017, selling and administrative 
expenses included $0.6 million in one-time costs related to restructuring.   

Interest  expense increased in the fourth quarter of fiscal 2018 due primarily to long-term  debt incurred to complete the 
three acquisitions in October 2017. Amortization expense also increased in the fourth quarter of fiscal 2018 due primarily 
to the addition of the three recently acquired wineries and the completion of the Wayne Gretzky Estate Winery and Craft 
Distillery in June 2017.  

11 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
EBITA declined to $4.3 million for the three months ended March 31, 2018 compared to $5.9 million in the same quarter 
in  fiscal  2017  primarily  due  to  the  fair  value  adjustment  to  cost  of  goods  sold  and  the  increase  in  selling  and 
administration  costs  related  to  the  recent  acquisitions.    Adjusted  EBITA  was  $5.7  million  for  the  three  months  ended 
March 31, 2018 compared to $5.9 million for the three months ended March 31, 2017. 

The Company generated an adjusted loss for the three months ended March 31, 2018 of $0.9 million compared to adjusted 
earnings of $1.9 million in the same prior year period. The net loss was $1.7 million or $0.04 per Class A Share for the 
three  months ended March 31, 2018 compared to net earnings of $2.0  million  or  $0.05 per Class A  Share in the  fourth 
quarter of fiscal 2017. 

Liquidity and Capital Resources 

As at  
(in $000) 
Current assets 
Property, plant, and equipment 
Intangibles 
Goodwill 
Derivative financial instruments 
Total assets 

Current liabilities 
Long-term debt 
Long-term derivative financial instruments 
Post-employment benefit obligations 
Deferred income 
Deferred income tax 
Shareholders’ equity 
Total liabilities and shareholders’ equity 

  March 31, 2018 

  March 31, 2017 

  March 31, 2016 

$  198,014 
188,191 
17,733 
53,638 
204 
$  457,780 

$  93,597 
116,257 
- 
5,140 
- 
22,540 
220,246 
$  457,780 

$  160,567 
118,838 
10,600 
37,473 
- 
$  327,478 

$  81,742 
46,678 
642 
5,279 
- 
15,820 
177,317 
$  327,478 

$  150,867 
108,929 
11,040 
37,473 
- 
$  308,309 

$  79,202 
48,202 
1,529 
5,947 
102 
15,591 
157,736 
$  308,309 

The changes to the Company’s balance sheet as at March 31, 2018 compared to March 31, 2017 related primarily to the 
acquisition of three estate wineries completed in early October 2017. 

Of the overall increase in inventory at March 31, 2018 compared to March 31, 2017, approximately $21.7 million related 
to inventory from the three wineries acquired in October 2017. The remaining increase in inventory is due to an increase 
in inventory volumes on hand as the harvest was larger compared to prior year, as well as an increase in spirits due to new 
market  and  product  launches.  The  Company  continued  to  benefit  from  improved  information  technology  systems 
introduced to monitor and control the Company’s supply chain. These systems include improvements to the Company’s 
ability  to  manage  supply  shortages  and  excesses.  Inventory  is  dependent  on  the  increase  of  domestically  grown  grapes 
that are used in the sale of premium and ultra-premium wines that are held for a longer period than imported wine.  These 
grapes are typically aged for one to three years before they are sold.  The cost of producing wine from domestically grown 
grapes is also significantly higher than wine purchased on international markets.   

Accounts receivable are predominantly with provincial liquor boards and, to a lesser extent, licensed establishments and 
independent  retailers  of  consumer  made  wine  products.  The  Company  had  $16.5  million  of  accounts  receivable  with 
provincial liquor boards at March 31, 2018, all of which is expected to be  collectible.  The balance represents amounts 
due  from  licensees,  export  customers,  and  independent  retailers  of  consumer  made  wine  products.    The  amount  of 
accounts receivable that was 30 days past due was $1.5 million at March 31, 2018.  Against these amounts an allowance 
for  doubtful  accounts  of  $0.2  million  has  been  provided  which  the  Company  has  determined  represents  a  reasonable 
estimate of amounts that may not be collectible.  

Property, plant, and equipment increased at March 31, 2018 compared to the prior year end due to investments in the three 
estate wineries acquired in October 2017. Other capital expenditures during fiscal 2018 related to completion of the new 
Wayne Gretzky Estate Winery and Craft Distillery which opened on June 7, 2017 and other operational investments at the 
Company’s Ontario production facilities. 

As part of the acquisitions of the three estate wineries, the Company recorded intangible assets of $8.1 million, relating to 
brands and customer lists, and goodwill of $16.2 million.  

ANDREW PELLER LIMITED 2018 |  12 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
On September 29, 2017, the Company amended and restated its debt facilities.  Amendments included a revised maturity 
date  of  September  29,  2022,  revised  financial  covenants  and  updated  applicable  margins  based  on  the  Company’s 
leverage.    Additionally,  the  total  borrowing  limit  was  increased  to  $310.0  million  and  separated  into  two  facilities:  a 
revolving,  non-amortizing  facility  with  a  borrowing  limit  of  $90.0  million  to  be  used  for  day-to-day  operations, 
distributions  and  capital  expenditures  and  a  revolving,  amortizing  investment  facility  with  a  borrowing  limit  of  $220.0 
million  to  be  used  for  acquisitions  or  capital  expenditures.    Each  draw  on  the  investment  facility  is  subject  to  a  new 
amortization schedule and annual repayments increase over the term. The initial draw on the investment facility was used 
to  refinance  the  previous  operating  and  capital  term  loans  and  fund  the  acquisitions  of  the  three  British  Columbia 
premium estate wineries in early October 2017. Up to September 30, 2018, monthly principal repayments of $0.5 million 
are  required  on  the  revolving,  amortizing  investment  facility  based  on  the  initial  draw.  Thereafter,  monthly  principal 
repayments of $0.8 million are required. At March 31, 2018, the applicable margin was 1.90% (March 31, 2017 – 1.25%). 

Overall  bank  debt  increased  to  $171.7  million  at  March  31,  2018  compared  to  $87.7  million  at  March  31,  2017.  The 
increase  in  bank  debt  is  due  primarily  to  $79.0  million  drawn  on  the  Company’s  credit  facility  related  to  the  above-
mentioned estate winery acquisitions. The increase in bank debt has been partially offset by the strong earnings in fiscal 
2018, the positive impact of working capital management, and regularly scheduled debt repayments. With the increase in 
debt, the Company’s debt to equity ratio increased to 0.78:1 at March 31, 2018 compared to 0.49:1 at March 31, 2017. At 
March 31, 2018, the Company  had unutilized debt capacity in the amount  of  $42.7 million  on  its operating facility and 
$94.7 million on its investment facility. 

The following table outlines the Company’s contractual obligations as at March 31, 2018:  

As at March 31, 2018 
(in $000) 

< 1 
year 

2 - 3 
years 

4 - 5 
years 

> 5 
years 

Long-term debt 
Leases and royalties 
Pension obligations 
Grape and bulk wine purchase contracts 
Packaging purchase contracts 
Bulk whiskey purchase contracts 

Interest rate swap 
Foreign exchange forwards 
Total contractual obligations 

$  8,135 
5,092 
514 
79,100 
30,392 
525 
123,758 
2,740 
8,720 
$  135,218 

$  20,982 
6,419 
734 
77,282 
1,457 
80 
106,954 
4,828 
- 
$  111,782 

$  96,350 
4,373 
576 
56,850 
- 
- 
158,149 
2,934 
- 
$  161,083 

- 
8,176 
888 
144,276 
- 
- 
153,340 
- 
- 
$  153,340 

Total 

$  125,467 
24,060 
2,712 
357,508 
31,849 
605 
542,201 
10,502 
8,720 
$  561,423 

Management expects to generate sufficient cash flow from operations to meet its debt servicing, principal payment, and 
working capital requirements over both the short and long-term through increased profitability and strong management of 
working capital and capital expenditures.  The Company regularly reviews all of its assets to ensure appropriate returns on 
investment are being achieved and that they fit with the Company’s long-term strategic objectives.  

For  the  year  ended  March  31,  2018,  the  Company  generated  cash  from  operating  activities,  after  changes  in  non-cash 
working  capital  items,  of  $21.7  million  compared  to  $25.6  million  in  the  prior  year.  Investing  activities  were  $97.8 
million  in  fiscal  2018  compared  to  $20.5  million  in  the  prior  year.  The  increase  in  fiscal  2018  includes  $77.4  million 
related to the acquisition of the three estate wineries in October 2017. The remaining investing activities related to capital 
expenditures to improve operations, as well as costs incurred related to the completion of the new Wayne Gretzky Estate 
Winery and Craft Distillery which officially opened on June 7, 2017.  

Financing activities for the year ended March 31, 2018 included a $79.0 million increase in long-term debt related to the 
acquisition of the three estate wineries in October 2017.  

Working  capital  as  at  March  31,  2018  increased  to  $104.4  million  compared  to  $78.8  million  at  March  31,  2017.  The 
increase in working capital was  due  to increases in inventory and accounts receivable  due  primarily to the acquisitions 
completed in October 2017, partially offset by increases in current debt. Shareholders’ equity as at March 31, 2018 was 
$220.2 million or $4.99 per common share compared to $177.3 million or $4.16 per common share as at March 31, 2017. 
The increase in shareholders’ equity was due to the issuance of Class A Shares to fund a portion of the purchase price for 
one of the acquired wineries and strong net earnings, partially offset by the payment of dividends and net actuarial losses 
on post-employment benefit plans. 

13 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Common Shares Outstanding  
The Company is authorized to issue an unlimited number of Class A and Class B Shares. Class A Shares are non-voting 
and are entitled to a dividend in an amount equal to 115% of any dividend paid or declared on Class B Shares. Class B 
Shares are voting and convertible into Class A Shares on a one-for-one basis.  

Shares outstanding  

Class A Shares 
Class B Shares 
Total 

March 31, 2018  March 31, 2017  March 31, 2016 

35,471,185 
8,702,095 
44,173,280 

33,581,487 
9,012,123 
42,593,610 

33,581,487 
9,012,123 
42,593,610 

On  October  2,  2017,  the  Company  issued  approximately  1.6  million  Class  A  Shares  to  fund  a  portion  of  the  purchase 
price for one of the acquisitions. In March 2018, approximately 0.3 million Class B Shares were converted into Class A 
shares on a one-for-one basis.  

Strategic Outlook and Direction 
Andrew  Peller  Limited  is  committed  to  a  strategy  of  growth  that  focuses  on  the  expansion  of  its  core  business  as  a 
producer  and  marketer  of  quality  wines  and  wine  related  products  through  concentrating  on  and  developing  leading 
brands  that  meet  the  needs  of  our  consumers  and  customers.    Over  the  long  term  the  Company  believes  higher-priced 
premium  wine  and  spirits  sales  will  continue  to  grow  in  Canada,  generating  higher  margins  and  increased  profitability 
compared to its lower-priced products. The Company  has also entered the spirits category, through its strategic alliance 
with Wayne Gretzky, and has introduced sangrias and ciders through its own brand labels.  

The  market  for  wine  in  Canada  continues  to  grow  due  to  a  movement  toward  the  consumption  of  wine  by  young 
consumers who have adopted wine as their beverage of choice, an aging population that favours the more sophisticated 
experience that wine offers, and the reported health benefits of moderate wine consumption. The Company has focused its 
product development and sales and marketing initiatives by capitalizing on the trend of increased wine consumption and 
expects to see continued sales growth. The Company will continue to closely monitor its costs and will react quickly to 
changes to risks and opportunities in the marketplace. 

The  Company  will  continue  to  launch  wine  and  other  craft  alcohol  brands  in  the  future  and  increase  its  use  of 
differentiated  package  formats.    The  Company  will  also  expand  product  offerings  outside  the  traditional  table  wine 
segment into other alcoholic beverages where it is able to leverage its detailed knowledge of growth opportunities in the 
Canadian market.  The Company will also make packaging design changes that are more appealing to its target markets 
and are consistent with its initiative to be more environmentally friendly. Increased focus will be  made on coordination 
between the Company’s business-to-consumer trade channels to provide customers with a more intimate awareness of its 
broad  product  portfolio. New  product launches and  directed  focus to support  key brands  through all  of the Company’s 
distribution channels will continue to receive increased marketing and sales support.    

The  Company  expects  to  increase  its  investments  in  capital  expenditures  over  the  next  five  years  to  increase  capacity, 
support  its  ongoing  commitment  to  producing  the  highest-quality  wines  and  spirits,  and  improve  productivity.  The 
Company also expects to invest additional funds in the next five years in vineyards and operations in Western Canada to 
support the three recent acquisitions.  Improvements to enhance the  coordination throughout  its supply chain  have been 
implemented  recently  and  benefits  have  begun  to  accrue.  Investments  made  over  the  past  few  years  are  expected  to 
continue to result in increased sales and improved profitability. 

The Company plans to dedicate further resources towards rectifying unfair trade barriers and taxes by continuing to work 
closely with other members of the Canadian wine industry and the Canadian and provincial governments. 

From  time  to  time  the  Company  evaluates  investment  opportunities,  including  acquisitions,  which  support  its  strategic 
direction. 

ANDREW PELLER LIMITED 2018 |  14 

 
 
 
 
 
 
 
 
 
 
 
 
Risks and Uncertainties   
The Company’s sales of  wine and spirits are affected by general  economic  conditions such as changes  in  discretionary 
consumer  spending  and  consumer  confidence,  future  economic  conditions,  changes  to  Inter-Provincial  trade  laws,  tax 
laws, and the prices of its products.  A steep and sustained decline in economic growth may cause a lower demand for the 
Company’s products.  Such general economic conditions could impact the Company’s sales through the Company’s estate 
wineries, distillery and restaurants, direct sales through licensed establishments, and export sales through duty free shops. 
The Company believes that these effects would likely be temporary and would not have a significant impact on financial 
performance. 

The  Canadian  wine  market  continues  to  be  the  target  of  low-priced  imported  wines  from  regions  and  countries  that 
subsidize wine production and grape growing as well as providing sizeable export incentives on subsidies. Many of these 
countries and regions prohibit or restrict the sale of imported wine in their own domestic markets. The Company, along 
with other members of the Canadian wine industry, are working with the Canadian government to improve support for the 
domestic industry.  

The  Company  operates  in  a  highly  competitive  industry  and  the  dollar  amount  and  unit  volume  of  sales  could  be 
negatively  impacted  by  its  inability  to  maintain  or  increase  prices,  changes  in  geographic  or  product  mix,  a  general 
decline  in  beverage  alcohol  consumption,  or  the  decision  of  retailers  or  consumers  to  purchase  competitive  products 
instead  of the Company’s products. Retailer and  consumer purchasing decisions are influenced by, among  other things, 
the perceived absolute or relative overall value of the Company’s products including their quality or pricing compared to 
competitive  products.  Unit  volume  and  dollar  sales  could  also  be  affected  by  purchasing,  financing,  operational, 
advertising, or promotional decisions made by provincial agencies and retailers which could affect supply of or consumer 
demand  for  the  Company’s  products.    APL  could  also  experience  higher  than  expected  selling  and  administrative 
expenses  if  it  finds  it  necessary  to  increase  the  number  of  its  personnel,  advertising,  or  promotional  expenditures  to 
maintain its competitive position.  

APL expects to increase the sales of its premium wines in Canada principally through the sale of VQA  wines, and as a 
result, is  dependent  on the quality and supply  of domestically  grown  premium quality  grapes.  If  any  of  the Company’s 
vineyards or the vineyards of our grape suppliers experience certain weather variations, natural disasters, pestilence, other 
severe  environmental  problems,  or  other  occurrences,  APL  may  not  be  able  to  secure  a  sufficient  supply  of  grapes,  a 
situation which could result in a decrease in production of certain products from those regions and/or result in an increase 
in costs. The inability to secure premium quality grapes could impair the ability of the Company to supply certain wines 
to its customers. APL  has developed  programs  to ensure it has access to a consistent supply of premium quality  grapes 
and  wine. The  price  of  grapes is  determined through  negotiations with the Ontario Grape Growers Marketing  Board in 
Ontario and with independent growers in British Columbia. 

Foreign  exchange  risk  exists  on  the  purchases  of  bulk  wine  and  concentrate  that  are  primarily  made  in  United  States 
dollars,  Euros,  and  Australian  dollars.  The  Company’s  strategy  is  to  hedge  approximately  50%  -  80%  of  its  foreign 
exchange  requirements  throughout  the  fiscal  year  and  to  regularly  review  its  on-going  requirements.  APL  enters  into  a 
series of foreign exchange contracts as a hedge against movements in U.S. dollar, Euro, and Australian dollar exchange 
rates. The Company  does not enter into  foreign  exchange contracts for trading  or speculative purposes. These contracts 
are reviewed  periodically. Based on the Company’s  forecasts  for foreign  currency purchases and the amount  of  foreign 
exchange forward contracts outstanding at March 31, 2018, each one percent change in the value of the U.S. dollar, Euro 
or the Australian  dollar would impact the  Company’s  net earnings by  an estimated $0.2  million, $0.1  million and $0.1 
million respectively. 

The Company purchases glass, bag in box, tetra paks, and other components used in the bottling and packaging of wine 
and  spirits.  The  largest  component  in  the  packaging  of  wine  and  spirits  is  glass,  of  which  there  are  few  domestic  or 
international suppliers. There is currently only one commercial supplier of glass in Canada that is able to supply glass to 
APL’s specifications.  Any interruption in supply  could  have an adverse  impact on the Company’s ability to supply its 
markets.  APL has taken steps to reduce its dependence on domestic suppliers through the development  of relationships 
with several international producers of glass and through carrying increased inventory of selected bottles.   

The Company operates in a highly regulated industry with requirements regarding the production, distribution, marketing, 
advertising, and labelling of wine and spirits. These regulatory requirements may inhibit or restrict the Company’s ability 
to  maintain  or  increase  strong  consumer  support  for  and  recognition  of  its  brands  and  may  adversely  affect  APL’s 
business  strategies  and  results  of  operations.  Privatization  of  liquor  distribution  and  retailing  has  been  implemented  in 

15 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
varying degrees across the country. The recent regulatory changes relating to  privatization in Ontario and sales through 
grocery outlets remains a risk to the Company through its impact on the Company’s retail operations.  

The wine industry and the domestic and international market in which the Company operates are consolidating.  This has 
resulted in fewer, but larger, competitors who have increased their resources and scale.  The increased competition from 
these  larger  market  participants  may  affect  the  Company’s  pricing  strategies  and  create  margin  pressures  resulting  in 
potentially lower revenues. Competition also exerts pressure on existing customer relationships which may affect APL’s 
ability  to  retain  existing  customers  and  increase  the  number  of  new  customers.    The  Company  has  worked  to  improve 
production efficiencies, selectively increase pricing to increase gross margin, and implement a higher level of promotion 
and  advertising  activity  to  remain  competitive.    APL  and  other  wine  industry  participants  also  generally  compete  with 
other  alcoholic  beverages  like  beer  and  spirits  for  consumer  acceptance,  loyalty,  and  shelf  space.    Any  legalization  of 
recreational  cannabis  may  also  have  an  impact  on  consumption  of  wine  and  other  beverage  alcohol  products.  No 
assurance can be given that consumer demand for wine and premium wine products will continue at current levels in the 
future.  

Federal and provincial governments impose excise, other taxes, and mark-ups  on beverage alcohol products which have 
been subject to change. Significant increases in excise and other taxes on beverage alcohol products could materially and 
adversely affect the Company’s financial condition or results of operations. Federal and provincial governmental agencies 
extensively  regulate  the  beverage  alcohol  products  industry  concerning  such  matters  as  licensing,  trade  practices, 
permitted and required labelling, advertising, and relations  with  consumers and retailers.  Certain  federal and  provincial 
regulations also require  warning labels and signage. New or revised  regulations, increased licensing  fees,  requirements, 
taxes, or mark-ups could also have a material adverse effect on the Company’s financial condition or results of operations. 

The Company’s future operating results also depend on the ability of its officers and other key employees to continue to 
implement and improve its operating and financial systems and  manage the Company’s significant relationships with its 
suppliers and customers. The Company is also dependent upon the performance of its key senior management personnel. 
The  Company’s  success  is  linked  to  its  ability  to  identify,  hire,  train,  motivate,  promote,  and  retain  highly  qualified 
management.  Competition for such employees is intense and there can be no assurances that the Company will be able to 
retain current key employees or attract new key employees. 

Increases in the minimum wage across Canada will also continue to negatively affect the profitability of the Company. It 
is estimated that increases in Ontario will increase selling and administrative expenses by approximately $3 million in the 
coming year.  

The Company has certain defined benefit pension plans. The expense and cash contributions related to these plans depend 
on the discount rate used to measure the liability to pay future benefits and the market performance of the plan assets set 
aside to pay these benefits. The Company’s Pension Committee reviews the performance of plan assets on a regular basis 
and has a policy to hold diversified investments. Nevertheless, a decline in long-term interest rates or in asset values could 
increase the Company’s costs related to funding the deficit in these plans. 

The competitive nature of the wine industry internationally has resulted in the discounting of retail prices of wine in key 
markets such as the United States and the United Kingdom. Although significant price discounting may occur in Canada 
beyond current levels, the Company believes that its product quality, advertising, and promotional support along with its 
competitive pricing strategies will effectively mitigate the impact of this to the Company. 

The  Company  considers  its  trademarks,  particularly  certain  brand  names  and  product  packaging,  advertising  and 
promotion  design,  and  artwork  to  be  of  significant  importance  to  its  business  and  ascribes  a  significant  value  to  these 
intangible assets.  APL relies on trademark laws and other arrangements to protect its proprietary rights.  There can be no 
assurance that the steps taken by APL to protect its intellectual property rights will preclude competitors from developing 
confusingly  similar  brand  names  or  promotional  materials.    The  Company  believes  that  its  proprietary  rights  do  not 
infringe upon the proprietary rights of third parties, but there can be no assurance in this regard.  

As  an  owner  and  lessee  of  property  the  Company  is  subject  to  various  federal  and  provincial  laws  relating  to 
environmental matters. Such laws provide that the Company could be held liable for the cost of removal and remediation 
of hazardous substances on its properties.  The failure to remedy any situation that might arise could lead to claims against 
the  Company.  A  perceived  failure  to  maintain  high  ethical,  social,  and  environmental  standards  could  have  an  adverse 
effect on the Company’s reputation. 

ANDREW PELLER LIMITED 2018 |  16 

 
 
 
 
 
 
 
 
 
The  success  of  the  Company’s  brands  depends  upon  the  positive  image  that  consumers  have  of  those  brands.  
Contamination  of  APL’s products,  whether arising accidentally  or through  deliberate third-party action,  or  other  events 
that  harm  the  integrity  or  consumer  support  for  those  brands  could  adversely  affect  their  sales.    Contaminants  in  raw 
materials  purchased  from  third  parties  and  used  in  the  production  of  the  Company’s  products  or  defects  in  the 
fermentation process could lead to low product quality as well as illness among, or injury to, consumers of the products 
and may result in reduced sales of the affected brand or all of the Company’s brands. 

Non-IFRS Measures 
The  Company  utilizes  EBITA  (defined  as  earnings  before  interest,  amortization,  net  unrealized  gains  and  losses  on 
derivative financial instruments, other (income) expenses, and income taxes) and Adjusted EBITA (EBITA before non-
recurring expenses such as acquisition transaction and transition costs) to measure its financial performance. EBITA and 
Adjusted  EBITA  are  not  recognized  measures  under  IFRS;  however,  management  believes  that  EBITA  and  Adjusted 
EBITA are useful supplemental measures to net earnings as these measures provide readers with an indication of earnings 
available for investment prior to debt service, capital expenditures, and income taxes, as well as provide an indication of 
recurring earnings compared to prior periods.  

The Company calculates EBITA and Adjusted EBITA as follows.  

For the three months and years ended March 31, 

(in $000) 

Net earnings (loss) 

Add: Interest 

         Provision for income taxes 

         Amortization of plant and equipment used in production 

         Amortization of equipment and intangibles used in selling and administration 

         Net unrealized gains on derivative financial instruments 

         Other (income) expenses 

EBITA 

         Acquisition transaction and transition costs 

         Fair value adjustment for acquired inventory sold during the period 

Adjusted EBITA 

1 

Adjusted EBITA figures have been restated to conform to the current year’s presentation

Three Months 

Year 

2018 

2017 (1) 

2018 

2017 (1) 

$  (1,691) 

$   2,010 

$   30,117 

$   26,350 

1,749 

1,411 

1,782 

1,826 

(833) 

35 

813 

597 

1,763 

886 

(189) 

(15) 

5,345 

10,937 

6,891 

4,812 

(1,400) 

(3,842) 

3,078 

7,895 

6,549 

3,377 

(2,232) 

120 

$  4,279 

$  5,865 

$  52,860 

$  45,137 

363 

1,098 

- 

- 

1,393 

2,972 

1,109 

- 

$  5,740 

$  5,865 

$  57,225 

$  46,246 

Readers  are  cautioned  that  EBITA  and  Adjusted  EBITA  should  not  be  construed  as  an  alternative  to  net  earnings 
determined  in  accordance  with  IFRS  as  an  indicator  of  the  Company’s  performance  or  to  cash  flows  from  operating, 
investing, and financing activities as a measure of liquidity and cash flows. 

The  Company also utilizes gross margin (defined as sales less cost of goods sold, excluding amortization) as calculated 
below.  

For the three months and years ended March 31, 

(in $000) 

Sales 

Less: Cost of goods sold, excluding amortization 

Gross margin 

Gross margin (% of sales) 

Three Months 

2018 

2017 

Year 

2018 

2017 

$ 79,817 

$ 72,295 

$ 363,897  

$ 342,606  

47,006 

43,969 

213,572 

211,451 

$ 32,811 

$ 28,326 

$ 150,325  

$ 131,155 

41.1% 

39.2% 

41.3% 

38.3% 

17 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
  
 
 
 
 
The Company calculates adjusted earnings and adjusted earnings per share as follows.  

For the three months and years ended March 31,  
(in $000) 

Net earnings (loss) 

Three Months 

Year 

2018 

2017 (1) 

2018 

2017 (1) 

$ (1,691) 

$  2,010 

$  30,117 

$  26,350 

Net unrealized gains on derivative financial instruments 

(833) 

(189) 

(1,400) 

(2,232) 

Other expenses (income)  

Acquisition transaction and transition costs 

Fair value adjustment for acquired inventory sold during the period 

Income tax effect of the above 

Adjusted earnings (loss) 

Adjusted earnings (loss) per share – Class A 

Adjusted earnings (loss) per share – Class B 

35 

363 

1,098 

124 

(15) 

(3,842) 

- 

- 

53 

1,393 

2,972 

63 

120 

1,109 

- 

261 

$ (904) 

$  1,859 

$  29,303 

$  25,608 

$(0.02) 

$(0.02) 

$0.05 

$0.04 

$0.69 

$0.60 

$0.62 

$0.54 

1 

Adjusted earnings and Adjusted earnings per share figures have been restated to conform to the current year’s presentation

The Company’s method of calculating EBITA, Adjusted EBITA, gross margin, adjusted earnings, and adjusted earnings 
per  share  may  differ  from  the  methods  used  by  other  companies  and  accordingly,  may  not  be  comparable  to  the 
corresponding measures used by other companies. 

Transactions with Related Parties 
The Company is controlled by Jalger Limited, which owns 57.4% of the Company’s Class B voting shares. No individual 
has sole voting power or control in respect of the shares of the Company owned by Jalger Limited.  

The  compensation expense recorded for directors and members of the Executive Management Team  of the Company is 
shown below: 

For the year ended March 31,  
(in $000) 

Compensation and short-term benefits 

Post-employment benefits 

Stock based compensation expense 

Payments to a share purchase plan 

2018 

$  3,848 

296 

1,422 

- 

2017 

$  6,951 

302 

- 

381 

$  5,566 

$  7,634 

The  compensation  and  short-term  benefits  expense  consists  of  amounts  that  will  primarily  be  settled  within  twelve 
months. 

Financial Statements and Accounting Policies 
The  Company’s  consolidated  financial  statements  have  been  prepared  in  accordance  with  IFRS,  as  issued  by  the 
International Accounting Standards Board (“IASB”). 

Critical Accounting Estimates 
During the year management is required to make estimates and assumptions that are inherently uncertain. These estimates 
can vary with respect to the level of judgment involved  and  ultimately the impact that these  estimates  may  have on the 
Company's financial statements.  Estimates are deemed to be critical when a different estimate could reasonably be used 
or  where  changes  are  reasonably  likely  to  occur  which  could  materially  affect  the  Company’s  financial  position  or 
financial  performance.  The  Company’s  significant  accounting  policies  are  discussed  in  the  notes  to  the  consolidated 
financial  statements  for  the  years  ended  March  31,  2018  and  March  31,  2017.  Critical  estimates  inherent  in  these 
accounting policies are set out below: 

ANDREW PELLER LIMITED 2018 |  18 

 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Business combinations 
For each business combination, the Company measures the identifiable assets acquired and the liabilities assumed at their 
acquisition-date  fair values.  The  determination  of fair value requires the Company to  make assumptions, estimates, and 
judgments regarding  future events.  The allocation  process is inherently subjective  and impacts the amounts assigned to 
individual  identifiable  assets  and  liabilities,  including  the  fair  value  of  finished  goods  inventory,  long-lived  assets,  the 
recognition and measurement of any identified intangible assets, and the final determination of the amount of goodwill or 
gain on acquisition. The inputs to the exercise of judgments include legal, contractual, business and economic factors. As 
a result, the purchase price allocation impacts the Company’s reported assets and liabilities and future net earnings due to 
the impact on future cost of goods sold, amortization, and impairment tests. 

Impairment of goodwill and indefinite life intangible assets 
Testing goodwill for impairment at least annually involves estimating the recoverable amount of the cash generating units 
to  which  goodwill  is  allocated.  This  requires  making  assumptions  about  future  cash  flows,  growth  rates,  and  discount 
rates. Testing indefinite life intangible assets for impairment at least annually involves estimating the fair value using the 
relief  of royalty  method.  This requires  making assumptions about royalty rates,  growth rates, and  discount rates. These 
assumptions are inherently uncertain and as such, actual amounts may vary from these assumptions and cause significant 
adjustments.  Management  has  concluded  that  a  10%  change  in  any  key  assumption  in  the  impairment  tests  would  not 
result in an impairment of goodwill or indefinite life intangible assets as at March 31, 2018 and March 31, 2017. 

Post-employment benefits 
Measuring the liability for post-employment benefits uses assumptions for the discount rates, increases in compensation, 
increases in medical costs, and timing of the payment of benefits. Actual amounts may vary from these assumptions and 
cause significant adjustments. 

Fair value of grapes at the point of harvest 
Where possible, the fair value of grapes at the point of harvest is determined by reference to local market prices for grapes 
of a similar quality and same varietal. For grapes for which local market prices are not readily available, the average price 
of similar grapes is used. Actual amounts may vary from these assumptions and cause significant adjustments. 

Recently Adopted Accounting Policies 

Business combinations 
Business combinations are accounted for using the acquisition method. The consideration transferred by the Company is 
measured as the fair value of assets transferred and equity instruments issued at the date of completion of the acquisition. 
Identifiable  assets  acquired  and  liabilities  assumed  in  a  business  combination  are  measured  initially  at  fair  value  at  the 
acquisition date. The excess of the consideration transferred over the fair value of the net assets acquired is recorded as 
goodwill.  If  the  consideration  transferred  is  less  than  the  share  of  the  net  assets  acquired,  the  difference  is  recognized 
directly in the consolidated statement of earnings as a gain on acquisition. Results of operations of a business acquired are 
included in the Company’s consolidated financial statements from the date of the business acquisition. Acquisition costs 
incurred are expensed and included in selling and administrative expenses. 

Share based compensation 
The  Company can  grant  stock  options,  performance share  units (PSUs), and  deferred share  units (DSUs) to employees 
under its share based compensation plan. All share based compensation arrangements are equity-settled in Class A non-
voting common shares.  

Equity-settled  share  based  payments  to  employees  are  measured  at  the  fair  value  of  the  equity  instrument  granted.  An 
option valuation model (Black-Scholes) is used to fair value stock options issued to employees on the date of grant.  

The  grant  date  fair  value  of  equity-settled  share  based  awards  is  recognized  as  compensation  expense  with  a 
corresponding increase in equity reserves over the related service period provided to the Company.  The total amount of 
expense recognized in profit or loss is determined by reference to the fair value of the options granted or share awards, 
which  factors  in  the  number  of  options  expected  to  vest.  Equity-settled  share  based  payment  transactions  are  not 
remeasured once the grant date fair value has been determined except in cases where the share based payment is linked to 
non-market  performance  conditions.  Stock  options  vest  in  tranches  (graded  vesting)  and  accordingly,  the  expense  is 
recognized in vesting tranches. PSUs vest in full at the end of the third fiscal year after the date of grant and accordingly, 

19 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
the  expense  is  recognized  evenly  over  the  vesting  period.  DSUs  vest  immediately  and  accordingly,  the  expense  is 
recognized in full at the date of grant.  

Compensation  expense  is  recognized  over  the  applicable  vesting  period  by  increasing  contributed  surplus  based  on  the 
number of awards expected to vest. At the end of each reporting period, the Company revises its estimates of the number 
of awards that are expected to vest based on the non-market performance vesting conditions. The Company recognizes the 
impact  of  the  revision  to  original  estimates,  if  any,  in  the  consolidated  statements  of  earnings,  with  a  corresponding 
adjustment to contributed surplus.  

Statement of cash flows 
In January 2016, the  IASB issued an amendment to  IAS  7, Statement  of Cash Flows, introducing additional disclosure 
that  will  enable  users  of  financial  statements  to  evaluate  changes  in  liabilities  arising  from  financing  activities.  The 
amendments  were  effective  for  annual  periods  beginning  on  or  after  January  1,  2017.    The  new  requirements  were 
adopted  effective  April 1, 2017. The adoption  of these amendments did  not  have a  material impact on the consolidated 
financial statements. 

Income taxes 
In  January  2016,  the  IASB  issued  amendments  to  IAS  12,  Income  Taxes  to  clarify  the  requirements  for  recognizing 
deferred  tax  assets  on  unrealized  losses.  The  amendments  clarify  the  accounting  for  deferred  tax  where  an  asset  is 
measured  at  fair  value  and  that  fair  value  is  below  the  asset’s  tax  base.  They  also  clarify  certain  other  aspects  of 
accounting  for  deferred tax assets.  The amendments  were  effective  for annual  periods beginning  on  or  after January 1, 
2017.   The  new  requirements  were  adopted  effective  April  1,  2017.  The  adoption  of  these  amendments  did  not  have  a 
material impact on the consolidated financial statements. 

Recently Issued Accounting Pronouncements 
During  July  2014,  the  IASB  issued  the  complete  version  of  IFRS  9,  Financial  Instruments  -  Classification  and 
Measurement  of  Financial  Assets  and  Financial  Liabilities.  IFRS  9  will  replace  IAS  39,  Financial  Instruments  - 
Recognition  and  Measurement.  In  addition,  IFRS  7,  Financial  Instruments  -  Disclosures  was  amended  to  include 
additional disclosure requirements on transition to IFRS 9. The mandatory effective date of applying these standards is for 
annual  periods  beginning  on  or  after  January  1,  2018.  The  standard  uses  a  single  approach  to  determine  whether  a 
financial asset is measured at amortized cost or fair value. The approach is based on how an entity manages its financial 
instruments  (its  business  model)  and  the  contractual  cash  flow  characteristics  of  the  financial  assets.  The  new  standard 
also requires a single impairment method to be used. The standard requires that  for financial liabilities measured at fair 
value, any changes in an entity’s own credit risk are generally to be presented in other comprehensive income instead of 
net  earnings.  A  new  hedge  accounting  model  is  included  in  the  standard,  as  well  as  increased  disclosure  requirements 
about  risk  management  activities  for  entities  that  apply  hedge  accounting.  The  adoption  of  these  amendments  is  not 
expected to have a material impact on the consolidated financial statements. 

During  May  2014,  the  IASB  issued  IFRS  15,  Revenue  from  Contracts  with  Customers,  which  supersedes  IAS  18, 
Revenue, and IAS 11, Construction Contracts. The standard details a revised model  for the recognition of revenue from 
contracts  with  customers.  In  April  2016,  the  IASB  has  amended  IFRS  15  to  clarify  the  guidance  on  identifying 
performance  obligations,  licenses  of  intellectual  property,  and  principal  versus  agent.  The  amendments  also  provide 
additional  practical  expedients  on  transition.  The  standard  is  effective  for  first  interim  periods  within  annual  periods 
beginning  on  or  after  January  1,  2018.  During  the  year  the  Company  carried  out  a  detailed  review  of  the  current 
recognition  criteria  for  revenue  against  the  requirements  of  IFRS  15.  This  review  closely  examined  its  agency  wine 
businesses,  presentation  of  certain  customer  related  trade  spending  and  timing  of  recognition  of  certain  promotional 
discounts. Based on preliminary work completed, the adoption of this standard is not expected to have a material impact 
on the consolidated financial statements.  

In January 2016, the  IASB issued  IFRS 16, Leases, which  will  replace  IAS 17, Leases and  related  Interpretations. The 
new  standard  will  be  effective  for  fiscal  years  beginning  on  or  after  January  1,  2019,  with  early  adoption  permitted 
provided the Company has adopted IFRS 15, Revenue from Contracts with Customers. The new standard requires lessees 
to recognize a lease liability reflecting future lease payments and a “right-of-use asset” for virtually all leases contracts, 
and  record  it  on  the  statement  of  financial  position,  except  with  respect  to  lease  contracts  that  meet  limited  exception 
criteria.  Given  that  the  Company  has  significant  contractual  obligations  in  the  form  of  operating  leases  under  IAS  17, 
there will be a material increase to both assets and liabilities on adoption of IFRS 16, and material changes to the timing 

ANDREW PELLER LIMITED 2018 |  20 

 
 
 
 
 
 
 
of  recognition  of  expenses  associated  with  the  lease  arrangements.  The  Company  is  analyzing  the  new  standard  to 
determine the impact of adopting this standard. 

Evaluation of Disclosure Controls and Procedures and Internal Control over Financial Reporting   
Disclosure controls and procedures are designed to provide reasonable assurance that all relevant information required to 
be disclosed by the Company in reports filed with  or submitted to  various securities regulators are recorded,  processed, 
summarized and reported within the time periods specified. This information is gathered and reported to the Company’s 
management,  including  the  Chief  Executive  Office  (“CEO”)  and  Chief  Financial  Officer  (“CFO”)  on  a  timely  basis  so 
that decisions can be made regarding the Company’s disclosures to the public.  

The Company’s  management,  under the supervision of, and  with the participation  of the CEO and CFO, have  designed 
and maintained the Company’s disclosure controls and procedures as required in Canada by “National Instrument 52-109 
– Certification of Disclosure in Issuers’ Annual and Interim Filings”. 

Internal Controls Over Financial Reporting 
Internal  controls  over  financial  reporting  are  procedures  designed  to  provide  reasonable  assurance  that  transactions  are 
properly authorized, assets are safeguarded against unauthorized or improper use, and transactions are properly recorded 
and  reported.  A  control  system,  no  matter  how  well  designed  and  operated,  can  provide  only  reasonable,  not  absolute, 
assurance with respect to reliability of financial reporting and financial statement presentation.  

Designing,  establishing,  and  maintaining  adequate  internal  controls  over  financial  reporting  is  the  responsibility  of 
management.  Internal  controls  over  financial  reporting  is  a  process  designed  by,  or  under  the  supervision  of  senior 
management and effected by the Board of Directors to provide reasonable assurance regarding the reliability of financial 
reporting and preparation of the Company’s financial statements in accordance with IFRS.  

For the year ended March 31, 2018, there have been no material changes in the Company’s internal controls over financial 
reporting or changes to disclosure controls and procedures that materially affected or were likely to affect, the Company’s 
internal control systems. As at June 6, 2018, the CEO and CFO of the Company have evaluated the effectiveness of the 
Company’s internal controls over financial reporting. Based on these evaluations, the CEO and CFO have concluded that 
the controls and procedures were operating effectively. 

21 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
INDEPENDENT AUDITOR’S REPORT 

June 6, 2018 

Independent Auditor’s Report 

To the Shareholders of Andrew Peller Limited 

We  have  audited  the  accompanying  consolidated  financial  statements  of  Andrew  Peller  Limited  and  its  subsidiaries, 
which  comprise  the  consolidated  balance  sheets  as  at  March  31,  2018  and  2017  and  the  consolidated  statements  of 
earnings, comprehensive income, changes in equity and cash flows for the years then ended, and the related notes, which 
comprise a summary of significant accounting policies and other explanatory information. 

Management’s responsibility for the consolidated financial statements 
Management  is  responsible  for  the  preparation  and  fair  presentation  of  these  consolidated  financial  statements  in 
accordance with International Financial Reporting Standards, and for such internal control as management determines is 
necessary to enable the preparation of consolidated financial statements that are free from material misstatement, whether 
due to fraud or error. 

Auditor’s responsibility 
Our responsibility is to express an opinion on these consolidated financial statements based on our audits. We conducted 
our audits  in accordance with Canadian  generally accepted auditing standards. Those standards require  that  we comply 
with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the consolidated 
financial statements are free from material misstatement. 

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated 
financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of 
material  misstatement  of  the  consolidated  financial  statements,  whether  due  to  fraud  or  error.  In  making  those  risk 
assessments,  the  auditor  considers  internal  control  relevant  to  the  entity’s  preparation  and  fair  presentation  of  the 
consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for 
the purpose of expressing an opinion on the effectiveness of the entity’s internal control. An audit also includes evaluating 
the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as 
well as evaluating the overall presentation of the consolidated financial statements. 

We believe that the audit evidence we have obtained in our audits is sufficient and appropriate to provide a basis for our 
audit opinion. 

Opinion 
In  our  opinion,  the  consolidated  financial  statements  present  fairly,  in  all  material  respects,  the  financial  position  of 
Andrew Peller Limited and its subsidiaries as at March 31, 2018 and 2017 and their financial performance and their cash 
flows for the years then ended in accordance with International Financial Reporting Standards. 

Chartered Professional Accountants, Licensed Public Accountants 

ANDREW PELLER LIMITED 2018 |  22 

 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
Consolidated Balance Sheets 
As at March 31, 2018 and 2017 
(in thousands of Canadian dollars) 

Assets 

Current assets 

Accounts receivable (note 21) 
Inventories (note 5) 
Biological assets (note 7) 
Prepaid expenses and other assets 
Current portion of derivative financial instruments (note 21) 

Property, plant and equipment (note 6) 

Intangible assets (note 8) 

Goodwill (note 9) 

Derivative financial instruments (note 21) 

Liabilities 

Current liabilities 

Bank indebtedness (note 10) 
Accounts payable and accrued liabilities (note 11) 
Dividends payable 
Income taxes payable (note 14) 
Current portion of derivative financial instruments (note 21) 
Current portion of long-term debt (note 12) 

Long-term debt (note 12) 

Long-term derivative financial instruments (note 21) 

Post-employment benefit obligations (note 13) 

Deferred income taxes (note 14) 

Shareholders’ Equity 

Capital stock (note 15) 
Contributed surplus (note 16) 
Retained earnings 
Accumulated other comprehensive loss 

$

$

$

2018 

2017 

$

$

$

31,406 
160,154 
1,901 
4,401 
152 

198,014 

188,191 

17,733 

53,638 

204 

457,780 

47,324 
33,404 
1,935 
2,775 
24 
8,135 

93,597 

116,257 

- 

5,140 

22,540 

237,534 

26,097 
1,673 
196,713 

(4,237)   

220,246 

26,973 
129,088 
1,400 
3,106 
- 

160,567 

118,838 

10,600 

37,473 

- 

327,478 

36,620 
36,260 
1,690 
2,348 
418 
4,406 

81,742 

46,678 

642 

5,279 

15,820 

150,161 

6,967 
- 
174,193 
(3,843) 

177,317 

$

457,780 

$

327,478 

Director 

Director 

The accompanying notes are an integral part of these consolidated financial statements.

23 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Earnings 
For the years ended March 31, 2018 and March 31, 2017 
(in thousands of Canadian dollars, except per share amounts) 

Sales 
Cost of goods sold, excluding amortization (note 17) 
Amortization of plant and equipment used in production 

Gross profit 
Selling and administration (note 17) 
Amortization of equipment and intangible assets used in selling and 

administration 

Interest 
Net unrealized gain on derivative financial instruments (note 21) 
Other (income) expense (note 17) 

Earnings before income taxes 

Provision for (recovery of) income taxes (note 14) 
Current 
Deferred 

Net earnings for the year 

Net earnings per share (notes 15 and 18) 
Basic and diluted 

Class A shares 

Class B shares 

$

2018 

363,897 
213,572 

6,891   

143,434   
97,465   

4,812   
5,345   
(1,400)  
(3,842)  

41,054   

11,797   
(860)  

10,937   

2017 

342,606 
211,451 
6,549 

124,606 
86,018 

3,377 
3,078 
(2,232) 
120 

34,245 

7,664 
231 

7,895 

30,117 

$

26,350 

0.71 

0.62 

$ 

$ 

0.64 

0.55 

$

$

$ 

$ 

The accompanying notes are an integral part of these consolidated financial statements. 

ANDREW PELLER LIMITED 2018 |  24 

 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
   
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Comprehensive Income 
For the years ended March 31, 2018 and March 2017 
(in thousands of Canadian dollars)  

Net earnings for the year 

Items that are never reclassified to net earnings 

Net actuarial losses on post-employment benefit plans (note 13) 
Deferred income taxes (note 14) 

Other comprehensive loss for the year 

2018 

2017 

$

30,117 

$

26,350 

(533)  
139   

(394)  

(9) 
2 

(7) 

Net comprehensive income for the year 

$

29,723 

$

26,343 

The accompanying notes are an integral part of these consolidated financial statements. 

25 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
   
 
 
 
 
   
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Changes in Equity 
For the years ended March 31, 2018 and March 31, 2017 
(in thousands of Canadian dollars)  

Capital 
stock 

Contributed 
surplus 

Retained 
earnings 

Accumulated 
other 
comprehensive 
loss 

Total 
shareholders’ 
equity 

$

154,605 

$

(3,836)  $

157,736 

Balance at April 1, 2016 

$

6,967 

$

Net earnings for the year 

Net actuarial losses (net of $2 

deferred tax recovery) 
(note 13) 

Net comprehensive income for 

the year 

Dividends (Class A $0.163 per 
share, Class B $0.142 per 
share) 

Balance at March 31, 2017 

Balance at April 1, 2017 

Net earnings for the year 

Net actuarial losses (net of $139 
deferred tax recovery) 
(note 13) 

Net comprehensive income for 

the year 

- 

- 

- 

- 

$

$

6,967 

6,967 

$

$

- 

- 

- 

Issuance of Class A non-voting 

shares (note 4) 

19,130 

Share based compensation  

(note 16) 

Dividends (Class A $0.180 per 
share, Class B $0.156 per 
share) 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

- 

1,673 

26,350 

- 

26,350 

$

$

(6,762) 

$

$

174,193 

174,193 

30,117 

- 

30,117 

- 

- 

- 

(7,597) 

- 

(7) 

(7) 

- 

26,350 

(7) 

26,343 

(6,762) 

(3,843)  $

177,317 

(3,843)  $

177,317 

- 

30,117 

(394) 

(394) 

- 

- 

- 

(394) 

29,723 

19,130 

1,673 

(7,597) 

Balance at March 31, 2018 

$

26,097 

$

1,673 

$

196,713 

$

(4,237)  $

220,246 

The accompanying notes are an integral part of these consolidated financial statements. 

ANDREW PELLER LIMITED 2018 |  26 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Consolidated Statements of Cash Flows 
For the years ended March 31, 2018 and March 31, 2017 
(in thousands of Canadian dollars)  

Cash provided by (used in) 

Operating activities 

Net earnings for the year 

Adjustments for non-cash items 

Gain on acquisition of subsidiary 
Loss (gain) on disposal of property, plant and equipment  
Amortization of plant, equipment and intangible assets 
Interest expense 
Provision for income taxes 
Net unrealized gain on derivative financial instruments 
Share based compensation expense 
Post-employment benefits 
Deferred income 

Interest paid 
Income taxes paid 

Change in non-cash working capital items related to operations (note 20) 

Investing activities 

Acquisition of subsidiaries, net of cash acquired 
Proceeds from disposal of property, plant and equipment 
Purchase of property, plant and equipment 
Purchase of intangible assets 

Financing activities 

Increase in bank indebtedness 
Drawings of long-term debt 
Repayment of long-term debt 
Deferred financing costs 
Dividends paid 

Cash - Beginning and end of year 

Supplementary information 
Property, plant and equipment and intangible assets acquired that were unpaid in 

cash and included in accounts payable and accrued liabilities 

$

$

The accompanying notes are an integral part of these consolidated financial statements. 

27 

| ANDREW PELLER LIMITED 2018 

2018 

2017 

$

30,117 

$

26,350 

(4,164)  
181   
11,703   
5,345   
10,937   
(1,400)  
1,673   
(672)  
-   
(4,600)  
(11,484)  

37,636   
(15,889)  

- 
(174) 
9,926 
3,078 
7,895 
(2,232) 
- 
(677) 
(102) 
(3,101) 
(7,741) 

33,222 
(7,658) 

21,747   

25,564 

(77,438)  
-   
(19,996)  
(378)  

- 
175 
(19,836) 
(822) 

(97,812)  

(20,483) 

10,642   
79,000   
(5,003)  
(1,222)  
(7,352)  

76,065   

2,919 
3,000 
(4,181) 
(194) 
(6,625) 

(5,081) 

- 

$

- 

384 

$

1,196 

 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 
March 31, 2018 and March 31, 2017 
(in thousands of Canadian dollars, except per share amounts) 

1  Nature of operations 

Andrew  Peller  Limited  (the  Company)  produces  and  markets  wine,  spirits  and  wine  related  products.  The 
Company’s  products  are  produced  and  sold  predominantly  in  Canada.  The  Company  is  incorporated  under  the 
Canada Business Corporations Act and is domiciled in Canada. The address of its head office is 697 South Service 
Road, Grimsby, Ontario, L3M 4E8. 

2 

Summary of significant accounting policies 

Basis of presentation 

These  consolidated  financial  statements  have  been  prepared  in  compliance  with  International  Financial  Reporting 
Standards (IFRS) as issued by the International Accounting Standards Board (IASB). 

These consolidated financial statements were approved by the Board of Directors for issue on June 6, 2018. 

Basis of measurement 

The  consolidated  financial  statements  have  been  prepared  under  the  historical  cost  convention,  except  for 
derivatives,  which are  measured at  fair value, and biological assets,  which are  measured at fair value less costs  to 
sell. 

Basis of consolidation 

These  consolidated  financial  statements  include  the  accounts  of  the  Company  and  all  subsidiary  companies. 
Subsidiaries  are  those  entities  the  Company  controls  by  having  the  power  to  govern  their  financial  and  operating 
policies. Subsidiaries are fully consolidated from the date on which control is obtained by the Company and are de-
consolidated  from  the  date  control  ceases.  Intercompany  transactions,  balances,  income  and  expenses,  and  profits 
and losses are eliminated. 

Business combinations 

Business  combinations  are  accounted  for  using  the  acquisition  method.  The  consideration  transferred  by  the 
Company is measured as the fair value of assets transferred and equity instruments issued at the date of completion 
of  the  acquisition.  Identifiable  assets  acquired  and  liabilities  assumed  in  a  business  combination  are  measured 
initially at fair value at the acquisition date. The excess of the consideration transferred over the fair value of the net 
assets  acquired  is  recorded  as  goodwill.  If  the  consideration  transferred  is  less  than  the  net  assets  acquired,  the 
difference  is  recognized  directly  in  the  consolidated  statements  of  earnings  as  a  gain  on  acquisition.  Results  of 
operations of a business acquired are included in the Company’s consolidated financial statements from the date of 
the  business  acquisition.  Acquisition  costs  incurred  are  expensed  and  included  in  selling  and  administrative 
expenses. 

Foreign currency translation 

The consolidated financial statements are presented in Canadian dollars, which is the Company’s functional 
currency.  

ANDREW PELLER LIMITED 2018 |  28 

 
 
Foreign currency transactions are translated into the  functional  currency  using  the exchange rates prevailing at the 
dates  of  the  transactions.  Foreign  exchange  gains  and  losses  resulting  from  the  settlement  of  foreign  currency 
transactions  and  from  the translation  at  year-end  exchange  rates  of  monetary  assets  and  liabilities  denominated  in 
currencies other than the Company’s functional currency are recognized in the consolidated statements of earnings. 

Revenue 

The Company records a sale when: it has transferred the risks and rewards of ownership  of the goods to the buyer; 
the  Company  has  no  continuing  managerial  involvement  over  the  goods;  it  is  probable  the  consideration  will  be 
received by the Company; and the amount of revenue and costs related to the transaction can be measured reliably. 
For transactions with provincial liquor boards, licensee retail stores and wine kit retailers, the Company’s terms are 
primarily “FOB shipping point.” Accordingly, sales are recorded when the  product is shipped from the Company’s 
distribution facilities. Sales to consumers through retail stores, winery restaurants, and estate wineries are recorded 
when the product is purchased. 

Excise taxes collected on behalf of the federal government, licensing fees, and levies paid on wine sold through the 
Company’s independent retail stores in Ontario, product returns, breakage, promotional and advertising allowances, 
and discounts provided to customers are deducted from gross revenue to arrive at sales. 

Cost of goods sold 

Cost  of goods sold includes the cost  of  finished  goods inventories sold  during the  year, inventory  writedowns and 
revaluations of agricultural produce to fair value less costs to sell at the point of harvest. 

Inventories 

Inventories are valued at the lower of cost and net realizable value. Cost is determined on an average cost basis. The 
Company  utilizes  a  weighted  average  cost  calculation  to  determine  the  value  of  ending  inventory  (bulk  wine  and 
finished  goods).  Average  cost  is  determined  separately  for  import  wine  and  domestic  wine  and  is  calculated  by 
varietal and vintage year.  

Grapes produced from  vineyards  controlled by the Company that are part of inventories are  measured at their fair 
value less costs to sell at the point of harvest. 

The  Company  includes  borrowing  costs  in  the  cost  of  certain  wine  inventories  that  require  a  substantial  period  of 
time to become ready for sale. 

Property, plant and equipment 

Property, plant and equipment are carried at cost less accumulated amortization. Cost includes borrowing costs for 
assets  that  require  a  substantial  period  of  time  to  become  ready  for  use.  Amortization  of  buildings,  vines  and 
vineyard infrastructure and machinery and equipment is calculated on the straight-line basis in amounts sufficient to 
amortize the cost of buildings, vines and vineyard infrastructure and machinery and equipment over their estimated 
useful lives as follows: 

Buildings 
Vines and vineyard infrastructure 
Machinery and equipment 

Land is carried at cost and is not amortized.  

40 years 
20 years 
5 to 20 years 

Vines and vineyard infrastructure amortization commences in the year the vineyard yields a crop that approximates 
50% of expected annual production. 

29 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
Biological assets 

The Company  measures biological assets, consisting  of  grapes  grown  on  vineyards controlled  by the  Company,  at 
cost,  which  approximates  fair  value  as  there  has  been  minimal  biological  transformation  since  the  initial  cost 
incurred.  The  initial  costs  incurred  are  comprised  of  direct  expenditures  required  to  enable  the  biological 
transformation of agricultural produce.  

At the point of harvest, the fair value of biological assets is determined by reference to local market prices for grapes 
of a similar quality and the same varietal. At this point, agricultural produce is measured at fair value less cost to sell, 
which becomes the basis for the cost of inventories after harvest. 

Gains or losses arising from a change in fair value less  costs to  sell are included in the consolidated statements  of 
earnings in the period in which they arise. 

Intangible assets 

Intangible  assets  include  brands,  customer  contracts,  customer  lists,  contract  co-packaging  arrangements,  software 
and  customer-based  relationships.  These  intangible  assets  are  recorded  at  their  estimated  fair  value  on  the  date  of 
acquisition or at cost for regular way purchases. 

Brands 
Customers 
Contract packaging 
Software 
Other 

Amortization 
method 

n/a 
straight-line 
straight-line 
straight-line 
straight-line 

Useful life 

indefinite 
10 - 20 years 
10 years 
5 years 
5 years 

Remaining 
useful life 

indefinite 
3 - 16 years 
1 year 
3 - 5 years 
1 year 

Brands  have  been  assessed  as  having  an  indefinite  life  because  the  expected  usage,  period  of  control  and  other 
factors do not limit the life of these assets. Intangible assets with an indefinite life are not amortized but are tested for 
impairment at least annually or more frequently if events or circumstances indicate the asset might be impaired. To 
test for impairment the Company primarily compares the amount of royalty the Company would have to pay in an 
arm’s  length  licensing  arrangement  to  secure  access  to  the  same  rights  to  its  carrying  value.  If  necessary,  the  fair 
value is also considered. An impairment charge is recorded to the extent the carrying value exceeds the fair value. 
Management has determined there was no impairment in intangible assets for the  years ended March 31, 2018 and 
2017. 

Goodwill 

Goodwill represents the cost of a business combination in excess of the fair values of the net tangible and identifiable 
intangible  assets  acquired.  Goodwill  is  not  amortized  but  is  tested  for  impairment  on  an  annual  basis,  or  more 
frequently if circumstances indicate goodwill may be impaired. The Company assigns goodwill combined with other 
assets to a cash generating unit (CGU) based on certain regions and product lines, which is the lowest level at which 
the combined assets generate independent cash inflows. To test for impairment the Company primarily compares a 
CGU’s value in use, determined based on expected future discounted cash flows, to its carrying value. If necessary, a 
CGU’s fair value  is also considered. An impairment charge is  recorded to the extent  the carrying value  of a CGU 
exceeds the greater of the CGU’s fair value and its value in use. An impairment loss in respect of goodwill cannot be 
reversed. Management has determined there is no impairment in goodwill  for the years ended March 31, 2018 and 
2017. 

ANDREW PELLER LIMITED 2018 |  30 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Post-employment benefits 

The Company sponsors defined contribution pension plans, defined benefit pension plans, post-employment medical 
benefit  plans,  and  other  post-employment  benefit  plans  for  certain  employees.  Contributions  to  the  defined 
contribution  pension  plans  are  recognized  as  an  expense  as  services  are  rendered  by  employees.  The  costs  of  the 
defined  benefit  plans,  the  post-employment  medical  benefit  plans,  and  other  post-employment  benefit  plans  are 
actuarially  determined  and  include  management’s  best  estimate  of  expected  plan  investment  performance,  the 
interest  rate  on  the  plan  obligation,  salary  escalation,  expected  retirement  ages,  and  medical  cost  escalation.  The 
liability recognized in the consolidated balance  sheets  in respect of  these  plans  is the  present  value of the  defined 
benefit obligation at the end of the reporting period as determined by the Company’s actuary less the fair value of 
plan  assets  adjusted  for  the  unamortized  portion  of  negative  past  service  credits.  The  current  service  cost, 
amortization of past service credits, and the interest cost net of the expected return on plan assets are recognized in 
earnings in the period they arise. Adjustments arising from actuarially determined gains or losses are recognized in 
other  comprehensive  loss  in  the  period  in  which  they  arise.  The  corresponding  change  in  shareholders’  equity  is 
adjusted to retained earnings for the year. 

Deferred income 

Advance payments received for use of the Company’s assets are initially recorded in deferred income. The income is 
recognized on a straight-line basis in net earnings over the period of use. 

Financial instruments and hedge accounting 

The  Company  classifies  its  financial  instruments  into  the  following  categories:  loans  and  receivables,  liabilities  at 
amortized cost, and financial assets and liabilities at fair value through profit or loss. 

The Company has chosen to not apply hedge accounting to any of its derivative financial instruments. As a result of 
this policy choice, these derivative instruments are recorded initially and subsequently at fair value and the change in 
the fair value is recorded directly in the consolidated statements of earnings. 

The  Company classifies accounts  payable and  accrued  liabilities,  dividends  payable, bank indebtedness, and long-
term debt as liabilities at amortized cost. Accounts payable and accrued liabilities and dividends payable are initially 
measured  at  the  amount  to  be  paid,  which  approximates  fair  value  because  of  the  short-term  nature  of  these 
liabilities. Subsequently, they are measured at amortized cost. Bank indebtedness and long-term debt are measured 
initially at fair value, net of transaction costs incurred and subsequently at amortized cost using the effective interest 
method. 

Accounts  receivable  are  classified  as  loans  and  receivables.  Accounts  receivable  are  primarily  amounts  due  from 
customers from the sale  of  goods  or the rendering  of services.  The Company  maintains an allowance for  doubtful 
accounts  to  record  an  estimate  of  credit  losses.  When  no  recovery  of  an  amount  owing  is  possible,  the  account 
receivable is reduced directly. 

Transaction  costs  related  to  long-term  debt  are  netted  against  the  carrying  value  of  the  liability  and  are  then 
amortized  over  the  expected  life  of  the  instrument  using  the  effective  interest  method.  The  Company  recognizes 
financial  instruments  when  it  becomes  a  party  to  the  terms  of  the  instrument  and  has  elected  to  use  “trade  date” 
accounting for regular way purchases and sales of financial assets. 

Embedded derivatives (elements of contracts whose cash flows move independently from the host contract similar to 
a  stand-alone  derivative)  are  required  to  be  separated  and  measured  at  fair  value  if  certain  criteria  are  met. 
Management reviewed its contracts and determined the Company does not currently have any embedded derivatives 
in these contracts that require separate accounting and disclosure. 

31 

| ANDREW PELLER LIMITED 2018 

 
Leases 

Leases in which a significant portion of the risks and rewards of ownership are retained by the lessor are classified as 
operating leases. Payments made under operating leases are charged to the consolidated statements of earnings on a 
straight-line  basis  over  the  period  the  asset  is  used  under  the  lease.  Leases  under  which  the  Company  has 
substantially all the risks and rewards of ownership are classified as finance leases. Finance leases are capitalized at 
the inception of the lease at the lower of the fair value of the leased property and the present value of the minimum 
lease payments. Payments on finance leases are allocated to the  liability and  expense so as to recognize a constant 
rate  of  interest  on  the  remaining  balance  of  the  liability.  Assets  acquired  under  finance  leases  are  amortized  over 
their useful lives. 

Impairment of non-financial assets 

The  Company  reviews  long-lived  assets  and  definite  life  intangible  assets  for  impairment  when  events  or 
circumstances indicate an asset may be impaired. Assets are assigned to a CGU based on the lowest level at which 
they  generate  independent  cash  inflows.  When  there  is  an  indication  of  impairment,  an  impairment  charge  is 
recorded to the extent the carrying value of a CGU exceeds the greater of the CGU’s fair value less costs to dispose 
and  its  value  in  use,  determined  by  discounting  expected  cash  flows  (recoverable  amount).  An  impairment  loss  is 
reversed if a CGU’s recoverable amount increases to the extent that the related assets’ carrying amounts are no larger 
than the amount that would have been determined, net of amortization, had no impairment loss been recorded. 

Net earnings per share 

Basic net earnings per share have been calculated using the weighted average number of Class A and Class B shares 
outstanding  during the year. Diluted  net  earnings  per share  have been  calculated by  considering the impact of any 
potential ordinary shares that are dilutive on the two classes of shares when considered together. 

Dividends 

Dividends  on  Class A and Class B shares are recognized in the  period  in which they are formally  declared by  the 
Board of Directors. 

Segmented information 

The  Company  produces and  markets  wine and spirits  products in  Canada. A significant  portion  of the  Company’s 
sales are made to the liquor control boards in each province in which the Company transacts business. Management 
has concluded that the chief operating decision maker allocates resources and assesses performance of the Company 
on a consolidated basis. Furthermore, based on the type of products sold and the fact that its customers are similar in 
nature, the Company operates in a single operating segment. In addition, substantially all of the Company’s sales are 
made in Canada. As a result, management has concluded the Company operates in one geographic segment. 

Income taxes 

Current income tax is the expected amount of tax payable or recoverable on taxable income or loss during the period. 
Current income tax may also include adjustments to taxes payable or recoverable in respect of previous periods. 

The Company accounts for deferred income taxes based on temporary differences, which are the differences between 
the  carrying amount  of an asset  or liability  and its tax base. Deferred income taxes are provided for  all temporary 
differences  between  the  carrying  amount  and  tax  bases  of  assets  and  liabilities,  except  for  those  arising  from  the 
initial recognition of goodwill or for those arising from the initial recognition of an asset or liability in a transaction 
that  is  not  a  business  combination  and  has  no  impact  on  earnings  or  taxable  income  or  loss.  Deferred  income  tax 
assets and liabilities are measured using the enacted or substantively enacted tax rates expected to apply to taxable 
income in the years in which temporary differences are expected to be recovered or settled. The deferred income tax 

ANDREW PELLER LIMITED 2018 |  32 

 
provision recorded in  net  earnings and  other comprehensive loss represents  the change during the  year in  deferred 
income tax assets and deferred income tax liabilities. 

Contingencies 

In  the  ordinary  course  of  business  activities,  the  Company  may  be  contingently  liable  for  litigation  and  claims. 
Management  believes  adequate  provisions  have  been  recorded  in  the  accounts  where  required.  Although  it  is  not 
possible to accurately estimate the extent of potential claims, if any, management believes the ultimate resolution of 
such contingencies would not have a material adverse effect on the financial position of the Company. 

Comprehensive income 

Comprehensive  income  is  comprised  of  net  earnings  and  other  comprehensive  loss.  Other  comprehensive  loss 
represents the change in equity for a period that arises from transactions that are required to be or are elected to be 
recognized outside of net earnings. The Company has chosen to record actuarial gains and losses on defined benefit 
pension plans and other post-employment benefit plans in other comprehensive loss in the period incurred. 

Equity 

The  Company separately  presents changes in  equity related to capital stock,  contributed surplus, retained  earnings 
and accumulated other comprehensive loss in the consolidated statements of changes in equity. 

Share based compensation  

The Company grants stock options, performance share units (PSUs) and  deferred share units (DSUs) to employees 
and directors under its share based compensation plan. All share based compensation arrangements are equity-settled 
in Class A non-voting common shares.  

Equity-settled share based  payments to employees are  measured  at  the  fair  value  of the  equity instrument  granted. 
An  option  valuation  model (Black-Scholes) is  used to  fair value stock  options  issued  to employees  on the date  of 
grant. 

The  grant  date  fair  value  of  equity-settled  share  based  awards  is  recognized  as  compensation  expense  with  a 
corresponding increase in equity reserves over the related service period provided to the Company. The total amount 
of  expense recognized in profit or loss is determined by  reference to the fair value of the  options granted or share 
awards, which factors in the number of options expected to vest. Equity-settled share based payment transactions are 
not remeasured once the grant date fair value has been determined, except in cases where the share based payment is 
linked to  non-market performance conditions. Stock  options  vest in tranches (graded  vesting) and  accordingly, the 
expense is recognized in vesting tranches. PSUs vest in full at the end of the third fiscal year after the date of grant 
and accordingly, the expense is recognized evenly over the vesting period. DSUs vest immediately and accordingly, 
the expense is recognized in full at the date of grant. 

Compensation expense is recognized over the applicable vesting period by increasing contributed surplus based on 
the number of awards expected to vest. At the end of each reporting period, the Company revises its estimates of the 
number of awards that are expected to vest based on the non-market performance vesting conditions. The Company 
recognizes the impact of the revision to original estimates, if any, in the consolidated statements of earnings, with a 
corresponding adjustment to contributed surplus. 

Recently adopted accounting pronouncements 

In  January  2016,  the  IASB  issued  an  amendment  to  IAS 7,  Statement  of  Cash  Flows,  introducing  additional 
disclosure  that  will  enable  users  of  financial  statements  to  evaluate  changes  in  liabilities  arising  from  financing 
activities. The amendments are effective for annual periods beginning on or after January 1, 2017. The adoption of 
these amendments did not have a material impact on the consolidated financial statements. 

33 

| ANDREW PELLER LIMITED 2018 

 
In January 2016, the IASB issued amendments to IAS 12, Income Taxes, to clarify the requirements for recognizing 
deferred tax assets on  unrealized losses.  The amendments  clarify the accounting for deferred tax where an asset is 
measured  at  fair  value  and  that  fair  value  is  below  the  asset’s  tax  base.  They  also  clarify  certain  other  aspects  of 
accounting for deferred tax assets. The amendments are effective for annual periods beginning on or after January 1, 
2017. The adoption of these amendments did not have a material impact on the consolidated financial statements. 

Recently issued accounting pronouncements 

During  July  2014,  the  IASB  issued  the  complete  version  of  IFRS  9,  Financial  Instruments  -  Classification  and 
Measurement  of  Financial  Assets  and  Financial  Liabilities.  IFRS  9  will  replace  IAS  39,  Financial  Instruments  - 
Recognition  and  Measurement.  In  addition,  IFRS  7,  Financial  Instruments  -  Disclosures,  was  amended  to  include 
additional disclosure requirements on transition to IFRS 9. The mandatory effective date of applying these standards 
is  for  annual  periods  beginning  on  or  after  January  1,  2018.  The  standard  uses  a  single  approach  to  determine 
whether  a  financial  asset  is  measured  at  amortized  cost  or  fair  value.  The  approach  is  based  on  how  an  entity 
manages its financial instruments (its business  model) and the contractual cash flow characteristics of the financial 
assets.  The  new  standard  also  requires  a  single  impairment  method  to  be  used.  The  standard  requires  that  for 
financial liabilities measured at fair value, any changes in an entity’s own credit risk are generally to be presented in 
other comprehensive income instead of net earnings. A new hedge accounting model is included in the standard, as 
well as increased disclosure requirements about risk management activities for entities that apply hedge accounting. 
The  adoption  of  these  amendments  is  not  expected  to  have  a  material  impact  on  the  consolidated  financial 
statements. 

During May 2014, the  IASB issued IFRS 15, Revenue  from Contracts with Customers,  which  supersedes IAS 18, 
Revenue, and IAS 11, Construction Contracts. The standard  details a revised  model  for the recognition  of revenue 
from  contracts  with  customers.  In  April  2016,  the  IASB  amended  IFRS  15  to  clarify  the  guidance  on  identifying 
performance obligations, licences of intellectual property and principal versus agent. The amendments also provide 
additional practical expedients on transition. The standard is effective for first interim periods within annual periods 
beginning  on  or  after  January  1,  2018.  During  the  year,  the  Company  carried  out  a  detailed  review  of  the  current 
recognition criteria for revenue against the requirements of IFRS 15. This review closely examined its agency wine 
businesses, presentation of certain customer related trade spending and timing of recognition of certain promotional 
discounts.  Based  on  preliminary  work  completed,  the  adoption  of  this  standard  is  not  expected  to  have  a  material 
impact on the consolidated financial statements. 

In January 2016, the  IASB issued IFRS 16, Leases, which  will replace  IAS 17, Leases and related interpretations. 
The  new  standard  will  be  effective  for  fiscal  years  beginning  on  or  after  January  1,  2019,  with  early  adoption 
permitted provided the Company has adopted IFRS 15, Revenue from Contracts with Customers. The new standard 
requires lessees to recognize a lease liability reflecting future lease payments and a “right-of-use asset” for virtually 
all  leases  contracts,  and  record  it  on  the  consolidated  statement  of  financial  position,  except  with  respect  to  lease 
contracts that meet limited exception criteria. Given that the Company has significant contractual obligations in the 
form of operating leases under IAS 17, there will be a material increase to both assets and liabilities on adoption of 
IFRS 16, and material changes to the timing of recognition of expenses associated with the lease arrangements. The 
Company is analyzing the new standard to determine the impact of adopting this standard. 

3  Critical accounting estimates and judgments 

The  preparation  of  consolidated  financial  statements  in  accordance  with  IFRS  requires  management  to  make 
estimates and assumptions that affect the reported amounts  of assets and liabilities at the dates  of the consolidated 
financial statements, the reported amounts  of revenues and expenses during the reporting periods and the extent of 
and  the  reported  amounts  in  disclosures.  Actual  results  may  vary  from  current  estimates.  These  estimates  are 
reviewed periodically and, as adjustments become necessary, they are recorded in the period in which they change. 
Specific areas of uncertainty include but are not limited to: 

ANDREW PELLER LIMITED 2018 |  34 

 
Business combinations 

For each business combination, the Company measures the identifiable assets acquired and the liabilities assumed at 
their  acquisition-date  fair  values.  The  determination  of  fair  value  requires  the  Company  to  make  assumptions, 
estimates  and  judgments  regarding  future  events.  The  allocation  process  is  inherently  subjective  and  impacts  the 
amounts assigned to individual identifiable assets and liabilities, including the fair value of finished goods inventory, 
long-lived assets, the recognition and measurement of any identified intangible assets and the final determination of 
the  amount  of  goodwill  or  gain  on  acquisition.  The  inputs  to  the  exercise  of  judgments  include  legal,  contractual, 
business and economic factors. As a result, the purchase price allocation impacts the Company’s reported assets and 
liabilities and future net earnings due to the impact on future cost of goods sold, amortization and impairment tests. 

Impairment of goodwill and indefinite life intangible assets 

Testing goodwill for impairment at least annually involves estimating the recoverable amount of the CGUs to which 
goodwill  is  allocated.  This  requires  making  assumptions  about  future  cash  flows,  growth  rates  and  discount  rates. 
Testing indefinite life intangible assets for impairment at least annually involves estimating the fair value using the 
relief  of  royalty  method.  This  requires  making  assumptions  about  royalty  rates,  growth  rates  and  discount  rates. 
These assumptions are inherently uncertain and as such, actual amounts may vary from these assumptions and cause 
significant  adjustments.  Management  has  concluded  that  a  10%  change  in  any  key  assumption  in  the  impairment 
tests would not result in an impairment of goodwill or indefinite life intangible assets as at March 31, 2018 and 2017. 

Post-employment benefits 

Measuring  the  liability  for  post-employment  benefits  uses  assumptions  for  the  discount  rates,  increases  in 
compensation, increases in medical costs and the timing of the payment of benefits. Actual amounts may vary from 
these assumptions and cause significant adjustments. 

Fair value of grapes at the point of harvest 

Where possible, the fair value of grapes at the point of harvest is determined by reference to local market prices for 
grapes of a similar quality and same varietal. For grapes for which local market prices are not readily available, the 
average  price  of  similar  grapes  is  used.  Actual  amounts  may  vary  from  these  assumptions  and  cause  significant 
adjustments. 

4  Acquisitions  

During the year, the Company made the following acquisitions: 

�  On October 1, 2017, the Company acquired 100% of the common shares of Gray Monk  Cellars Ltd. (Gray 
Monk)  and  certain  operating  assets  held  by  related  parties  for  consideration  of  $36,384,  of  which  $17,254 
was  funded  in  cash  and  $19,130  was  funded  by  the  issuance  of  1,579,670  Class  A  non-voting  common 
shares.  Gray  Monk  generates  annual  revenue  of  approximately  $11,000  and  employs  approximately  50 
people.  The results  of  operations from October 1, 2017  have  been  included in  these consolidated  financial 
statements.  Since  the  date  of  acquisition,  Gray  Monk  has  generated  revenue  of  $4,951  and  net  income  of 
$1,069. 

�  On  October  1,  2017,  the  Company  acquired  100%  of  the  common  and  preferred  shares  of  Tinhorn  Creek 
Vineyards  Ltd.  (Tinhorn)  for  cash  consideration  of  $28,880.  Tinhorn  generates  annual  revenue  of 
approximately $7,000 and employs approximately 50 people. The results of operations from October 1, 2017 
have  been  included  in  these  consolidated  financial  statements.  Since  the  date  of  acquisition,  Tinhorn  has 
generated revenue of $3,191 and has incurred a net loss of $376. 

35 

| ANDREW PELLER LIMITED 2018 

 
�  On  October  10,  2017,  the  Company  acquired  100%  of  the  operating  assets  of  Black  Hills  Estate  Winery 
(Black  Hills)  for  cash  consideration  of  $31,328.  Black  Hills  generates  annual  revenue  of  approximately 
$6,000 and  employs approximately 20  people.  The results of  operations from October 10, 2017 have been 
included in these consolidated financial statements. Since the date of acquisition, Black Hills has generated 
revenue of $544 and has incurred a net loss of $266.  

These acquisitions have been accounted for as business combinations.  

The following table summarizes the amounts paid or payable at the dates of the acquisitions and the allocation of the 
purchase prices to the identifiable assets acquired and liabilities assumed based on management’s estimate of the fair 
values: 

Gray Monk 
Cellars Ltd. 

Tinhorn Creek 
Vineyards 
Ltd. 

Black Hills 
Estate 
Winery 

Assets acquired 
Cash 
Receivables 
Inventories 
Current portion of biological assets   
Prepaid expenses and other assets 

   $ 

Property, plant and equipment  
Intangible assets - brand 
Intangible assets - customer lists 
Goodwill 

Liabilities assumed 

Debt 
Accounts payable and accrued 

liabilities 
Income taxes payable 
Deferred income taxes  

Net assets acquired 

Total purchase consideration  

24     $ 

-     $ 

934   
11,882   
312   
71   

13,223   

20,356   
2,440   
-   
5,190   

41,209   

-   

1,358   
114   
3,353   

4,825   

36,384   

36,384   

468   
7,977   
-   
107   

8,552   

27,459   
1,439   
-   
-   

37,450   

62   

532   
-   
3,812   

4,406   

33,044   

28,880   

Total 

24 
1,402 
23,478 
312 
190 

25,406 

60,851 
6,439 
1,680 
16,165 

-     $ 
-   
3,619   
-   
12   

3,631   

13,036   
2,560   
1,680   
10,975   

31,882   

110,541 

-   

-   
-   
554   

554   

62 

1,890 
114 
7,719 

9,785 

31,328   

100,756 

31,328   

96,592 

Gain on acquisition 

   $ 

-     $ 

4,164     $ 

-     $ 

 4,164 

Recognized goodwill reflects the value assigned to expected future synergies and an assembled workforce within the 
companies. The gain on acquisition relating to the purchase of Tinhorn was a result of the limited number of market 
participants  with  the  resources  to  acquire  the  assets  and  business  of  this  scale.  The  gain  on  acquisition  has  been 
recorded as other income (expense) in the consolidated statements of earnings. 

ANDREW PELLER LIMITED 2018 |  36 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
   
   
   
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
 
   
   
   
 
 
 
   
   
   
 
5 

Inventories 

Packaging materials and supplies 
Bulk wine and spirits 
Finished goods 

Interest included in the cost of inventories 

2018 

8,177 
85,780 
66,197 

160,154 

644 

$

$

$

2017 

9,627 
70,806 
48,655 

129,088 

566 

$

$

$

Inventory writedowns recognized as an expense amounted to $1,306 (2017 - $1,906). 

The  cost  of inventories recognized as an expense and included in  cost  of goods sold,  excluding amortization, was 
$212,266 (2017 - $209,545). 

6 

Property, plant and equipment 

$ 

$ 

$ 

At March 31, 2016 
Cost 
Accumulated amortization 

Net carrying amount 

Year ended March 31, 2017 
Additions 
Disposals 
Amortization 

Closing net carrying amount 

At March 31, 2017 
Cost 
Accumulated amortization 

Net carrying amount 

Year ended March 31, 2018 
Additions 
Additions from acquisition (note 4) 
Disposals 
Amortization 

Vines, 
vineyard 
land and 

infrastructure    Buildings   

Machinery 
and 

equipment   

Total 

40,374  $ 
(8,069)   

45,343  $ 
(18,066)   

116,585  $  207,118 
(98,189) 
(72,054)   

32,305   

27,277   

44,531   

108,929 

Land   

4,816  $ 

-   

4,816   

-   
-   
-   

573   
-   
(1,329)   

9,777   
-   
(1,227)   

8,213   
(1)   
(6,097)   

18,563 
(1) 
(8,653) 

4,816  $ 

31,549  $ 

35,827  $ 

46,646  $  118,838 

4,816  $ 

-   

4,816   

-   
30,988   
-   
-   

40,947  $ 
(9,398)   

55,120  $ 
(19,293)   

122,325  $  223,208 
(104,370) 
(75,679)   

31,549   

35,827   

46,646   

118,838 

395   
6,119   
(72)   
(1,814)   

2,771   
21,705   
-   
(1,838)   

16,012   
2,039   
(109)   
(6,843)   

19,178 
60,851 
(181) 
(10,495) 

Closing net carrying amount 

$ 

35,804  $ 

36,177  $ 

58,465  $ 

57,745  $  188,191 

At March 31, 2018 
Cost 
Accumulated amortization 

$ 

35,804  $ 

-   

47,373  $ 
(11,196)   

79,596  $ 
(21,131)   

139,285  $  302,058 
(113,867) 
(81,540)   

Net carrying amount 

$ 

35,804  $ 

36,177  $ 

58,465  $ 

57,745  $  188,191 

37 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
 
 
   
   
   
   
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
 
 
 
   
   
   
   
 
 
 
   
   
   
   
 
 
   
   
   
   
 
 
 
 
   
   
   
   
 
Included in buildings and machinery and equipment are assets amounting to $1,562 (2017 - $12,378) that are under 
development and are not being amortized. 

Contractual  commitments  to  purchase  property,  plant  and  equipment  were  $12,272  as  at  March  31,  2018  (2017 - 
$2,890). 

7  Biological assets 

Biological  assets  consist  of  grapes  prior  to  harvest  that  are  controlled  by  the  Company.  The  Company  owns  and 
leases  land  in  Ontario  and  British  Columbia  to  grow  grapes  in  order  to  secure  a  supply  of  quality  grapes  for  the 
making of wine. 

During the year ended March 31, 2018, the Company harvested grapes valued at $7,150 (2017 - $6,238). 

The changes in the carrying amount of biological assets are as follows: 

Carrying amount - Beginning of year 

$

1,400 

$

2018 

Acquisitions (note 4) 
Net increase in fair value less costs to sell due to biological 

transformation 

Transferred to inventory on harvest 

Net gain 

Biological assets 

2017 

1,196 

- 

6,442 
(6,238) 

204 

312 

7,339 
(7,150) 

501 

$

1,901 

$

1,400 

The Company is exposed to financial risk because of the long period of time between the cash  outflow required to 
plant grape vines, cultivate vineyards, and harvest grapes and the cash inflow from selling wine and related products 
from the harvested grapes.  

Substantially all of the grapes from owned and leased vineyards are used in the Company’s winemaking processes. 
Owned and leased vineyards, in combination with supply contracts with grape growers, are used to secure a supply 
of domestic grapes. These strategies reduce the financial risks associated with changes in grape prices. 

ANDREW PELLER LIMITED 2018 |  38 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
8 

Intangible assets 

Brands - 
indefinite 

life    Customers   

Contract 

packaging    Software 

  Other   

Total 

At March 31, 2016 
Cost 
Accumulated amortization and 

impairment 

$ 

4,175  $ 

11,147  $ 

1,100  $ 

2,133 

$

1,917 $ 

20,472 

(200)   

(5,821)   

(863)   

(897) 

(1,651) 

(9,432) 

Net carrying amount 

3,975   

5,326   

237   

1,236 

266  

11,040 

Year ended March 31, 2017 
Additions 
Amortization 

-   
-   

-   
(647)   

-   
(110)   

833 
(384) 

-  
(132) 

833 
(1,273) 

Closing net carrying amount  $ 

3,975  $ 

4,679  $ 

127  $ 

1,685 

At March 31, 2017 
Cost 
Accumulated amortization and 

impairment 

$ 

4,175  $ 

11,147  $ 

1,100  $ 

2,966 

(200)   

(6,468)   

(973)   

(1,281) 

(1,783) 

(10,705) 

Net carrying amount 

3,975   

4,679   

127   

1,685 

134  

10,600 

Year ended March 31, 2018 
Additions 
Additions from acquisitions 

(note 4) 
Amortization 

-   

6,439   
-   

-   

1,680   
(734)   

-   

-   
(110)   

384 

- 
(493) 

Closing net carrying amount  $ 

10,414  $ 

5,625  $ 

17  $ 

1,576 

$

$

134 $ 

10,600 

1,917 $ 

21,305 

-  

-  
(33) 

384 

8,119 
(1,370) 

101 $ 

17,733 

1,917 $ 

29,808 

$

$

At March 31, 2018 
Cost 
Accumulated amortization and 

impairment 

$ 

10,614  $ 

12,827  $ 

1,100  $ 

3,350 

(200)   

(7,202)   

(1,083)   

(1,774) 

(1,816) 

(12,075) 

Net carrying amount 

$ 

10,414  $ 

5,625  $ 

17  $ 

1,576 

$

101 $ 

17,733 

9  Goodwill 

In order to test goodwill for impairment, the Company allocates the carrying value of goodwill to CGUs based on the 
lowest  level  that  goodwill  is  monitored  for  internal  management  purposes.  The  aggregate  carrying  amount  of 
goodwill allocated to each unit is as follows: 

Ontario and eastern Canadian wine 
Western Canadian wine 
Personal winemaking products 

2018 

3,134 
26,695 
23,809 

53,638 

$

$

2017 

3,134 
10,530 
23,809 

37,473 

$

$

39 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
   
   
   
 
 
   
 
 
   
   
   
 
 
   
 
 
 
 
   
   
   
 
  
 
 
 
 
   
   
   
 
  
 
 
   
   
   
 
  
 
 
 
 
 
   
   
   
 
  
 
 
 
   
   
   
 
  
 
 
   
   
   
 
  
 
 
 
 
   
   
   
 
  
 
 
 
 
   
   
   
 
  
 
 
   
   
   
 
  
 
 
 
 
 
 
   
   
   
 
  
 
 
 
   
   
   
 
  
 
 
   
   
   
 
  
 
 
 
 
   
   
   
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The  Company  determined  the  recoverable  amount  of  the  related  CGUs  by  estimating  their  value  in  use.  Key 
assumptions used are: 

Pre-tax discount rate 
Period of projected cash flows 
Growth rate beyond period of projected cash flows 

2018 

12% 
5 years 
3% 

2017 

11% 
5 years 
3% 

The  Company  uses  past  experience  and  current  expectations  about  future  performance  in  projecting  cash  flows, 
which are based on financial budgets for five years. For the period after five years, the Company projects cash flows 
using an assumed growth rate, which is based on expectations about long-term economic growth in Canada and any 
known  industry specific  factors that  may influence long-term  growth in the Canadian  wine  industry.  The  discount 
rate  is  estimated  by  referring  to  external  sources  of  information  about  the  cost  of  capital  and  the  leverage  of 
companies that operate in a similar industry to the Company and that are of similar size. The rate determined is then 
adjusted to a pre-tax basis. 

10  Bank indebtedness 

Significant  terms  of  the  Company’s  operating  loan  facility  are  summarized  below.  The  floating  rates  are  stated  in 
relation to the one to six-month Canadian Dealer Offered Rate (CDOR). 

Bank indebtedness 

Significant terms 

Committed until 
Borrowing limit 
Interest rate 
Unused amount 

11  Accounts payable and accrued liabilities 

Trade payables 
Accrued liabilities 
Deferred revenue - gift cards 
Foreign exchange forward contracts liability (note 21) 
Deferred income 

2018 

2017 

$

47,324 

$

36,620 

September 29, 
2022 
$90,000 

CDOR + 1.90%

$42,676 

July 31, 2021
$90,000
CDOR + 1.25%
$53,380

$

2018 

22,211 
10,796 
397 
- 
- 

33,404 

$

$

$

2017 

23,725 
12,045 
380 
8 
102 

36,260 

ANDREW PELLER LIMITED 2018 |  40 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
12  Long-term debt 

Revolving, amortizing loan - Investment facility 
Term loan - Operating facility 
Term loan - Capital facility 
Other 

Less: Financing costs 

Less: Current portion 

$

$

2018 

125,255 
- 
- 
212 

125,467 
1,075 

124,392 
8,135 

$

116,257 

$

2017 

- 
48,333 
2,925 
319 

51,577 
493 

51,084 
4,406 

46,678 

On  September  29,  2017,  the  Company  amended  and  restated  its  debt  facilities.  Amendments  include  a  revised 
maturity  date  of  September  29,  2022,  revised  financial  covenants  and  updated  applicable  margins  based  on  the 
Company’s  leverage.  Additionally,  the  total  borrowing  limit  was  increased  to  $310,000  and  separated  into  two 
facilities:  a  revolving,  non-amortizing  facility  with  a  borrowing  limit  of  $90,000  to  be  used  for  day-to-day 
operations,  distributions and capital expenditures and a revolving, amortizing investment  facility  with a borrowing 
limit of $220,000 to be used for acquisitions or capital expenditures. Each draw on the investment facility is subject 
to a new amortization schedule and required annual repayments increase over the term of the loan. The initial draw 
on  the  investment  facility  was  used  to  refinance  the  previous  operating  and  capital  term  loans  and  to  fund 
acquisitions.  Monthly  principal  repayments  of  $535  are  required  on  the  revolving,  amortizing  investment  facility 
based on the initial draw until September 30, 2018. Thereafter, monthly principal repayments of $803 are required. 
As at March 31, 2018, the applicable margin was 1.90% (2017 - 1.25%). 

Unamortized financing costs relating to the refinanced facilities of $435 as at September 29, 2017 were expensed to 
interest  expense in the consolidated statements  of  earnings. Financing  costs  of $1,222 were incurred to amend the 
debt facilities and these costs will be amortized over the new term of the loan. 

On October 31, 2017, the Company terminated its existing swap agreements and entered into a new swap agreement 
to fix the interest rate on the balance outstanding on the investment facility. Until September 29, 2022, the interest 
rate is fixed at 2.25%, plus the applicable margin. 

The Company and its subsidiaries have provided their assets as security for these loans. 

Interest expense on long-term debt during the year was $3,227 (2017 - $1,858). 

41 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
13  Post-employment benefits 

Defined contribution plans 

The total expenses for the defined contribution savings plans were $1,630 (2017 - $1,519). 

Defined benefit plans 

The Company has funded defined benefit pension plans. The Company also has an unfunded post-retirement medical 
benefits  plan  for  certain  employees  and  provides  a  monthly  wine  allowance  to  retired  employees,  which  are 
collectively referred to as other post-employment benefits. 

Nature 

The Company’s defined benefit pension plans pay benefits based on a percentage of final average salary. There are 
two  defined  benefit  pension  plans  in  British  Columbia  with  members  who  continue  to  accrue  benefits.  New 
employees are no longer entitled to accrue benefits under these defined benefit pension plans. There is one defined 
benefit  pension  plan  in  Ontario  and  no  further  benefits  accrue  to  the  members  of  this  plan.  All  members  of  the 
defined benefit  pension  plan in Ontario  have retired.  The Company  is responsible for administering these  pension 
plans  and  determining  investment  policies.  A  committee  of  the  Company’s  Board  of  Directors  is  responsible  for 
overseeing the Company’s defined benefit pension plans. 

Regulatory information 

The defined benefit pension plans are governed by the Pension Benefits Standards Act in British Columbia and the 
Pension Benefits Act in Ontario. An appointed actuary prepares a valuation at least every three years for each of the 
plans. These valuations determine the Company’s minimum contributions. The minimum contributions are primarily 
based  on  the  normal  going  concern  cost,  the  funding  deficit  amortized  over  15  years,  and  the  solvency  deficit 
amortized over five years. The solvency deficit is calculated assuming the plan is wound up on the effective date of 
the  valuation.  Contributions  could  be  reduced  in  certain  instances  via  a  funding  holiday  if  requirements  of  the 
relevant regulations are met, which normally requires the plan to have a surplus above certain threshold levels. 

Risks 

The defined benefit plan’s assets are invested in mutual funds. The investment mix for each plan is chosen with the 
objective that sufficient assets will be available to pay benefits as they come due and to achieve a reasonable return 
at an acceptable level of risk to stakeholders. The defined benefit plans subject the Company to market, interest rate, 
currency, price, credit, liquidity and longevity risks,  which are typical of such  plans. The  most significant  of these 
risks is that the expense and cash contributions related to these plans depend on the discount rate used to measure the 
liability  to  pay  future  benefits  and  the  market  performance  of  the  plan’s  assets  set  aside  to  pay  these  benefits.  A 
decline in long-term interest rates or in asset values could increase the Company’s costs related to funding the deficit 
in these plans. 

ANDREW PELLER LIMITED 2018 |  42 

 
Amounts pertaining to defined benefit plans are as follows: 

Pension 
benefits 

Other post- 
employment 
benefits 

2018 

Total 

22,320 

$

- 

$

22,320 

$

$

(650) 
805 
1,398 
(1,346) 

22,527 

24,889 
559 
892 
(1,346) 

(566) 

147 

358 

$

$

- 
- 
91 
(91) 

- 

2,710 
72 
99 
(91) 

(33) 

9 

(32) 

24,933 

2,406 

$

$

2,734 

2,734 

$

$

Pension 
benefits 

Other post- 
employment 
benefits 

559 
87 

646 

$

$

(589)  $

1,362 

$

13.1 

$

$

$

$

72 
99 

171 

56 

128 

10.4 

(650) 
805 
1,489 
(1,437) 

22,527 

27,599 
631 
991 
(1,437) 

(599) 

156 

326 

27,667 

5,140 

2018 

Total 

631 
186 

817 

(533) 

1,490 

12.8 

$

$

$

$

$

$

$

$

$

Plan assets 

Fair value - Beginning of year 
Return on plan assets excluding amounts in 

interest income 

Interest income 
Company’s contributions 
Benefits paid 

Fair value - End of year 

Plan obligations 

Accrued benefit obligations - Beginning of year 
Total current service cost 
Interest cost 
Benefits paid 
Remeasurements 

Experience gain  
Loss from change in demographic 

Loss (gain) from change in financial 

assumptions 

assumptions 

Accrued benefit obligations - End of year 

Post-employment benefit obligations 

Benefit plan expense 

Current service cost 
Net interest cost on defined benefit liability 

Net benefit plan expense 

Amount recognized in other comprehensive loss 

Net actuarial (loss) gain 

Expected contributions for the year ending March 31, 

2019 

Weighted average duration of the defined benefit 

obligations in years 

43 

| ANDREW PELLER LIMITED 2018 

 
 
   
   
 
 
   
   
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Plan assets 

Fair value - Beginning of year 
Return on plan assets excluding amounts in 

interest income 

Interest income 
Company’s contributions 
Benefits paid 

Fair value - End of year 

Plan obligations 

Accrued benefit obligations - Beginning of year 
Total current service cost 
Interest cost 
Benefits paid 
Remeasurements 

Experience loss (gain)  
Loss from change in financial assumptions 

Accrued benefit obligations - End of year 

Post-employment benefit obligations 

Benefit plan expense 

Current service cost 
Net interest cost on defined benefit liability 

Net benefit plan expense 

Amount recognized in other comprehensive loss 

Net actuarial (loss) gain 

Expected contributions for the year ending March 31, 

2018 

Weighted average duration of the defined benefit 

obligations in years 

Pension 
benefits 

Other post- 
employment 
benefits 

2017 

Total 

20,966 

$

- 

$

20,966 

177 
804 
1,397 
(1,024) 

22,320 

24,084 
520 
916 
(1,024) 

76 
317 

24,889 

2,569 

Pension 
benefits 

520 
112 

632 

$

$

$

$

$

$

(216)  $

1,357 

$

14.7 

- 
- 
109 
(109) 

- 

2,829 
88 
109 
(109) 

(231) 
24 

2,710 

2,710 

Other post- 
employment 
benefits 

88 
109 

197 

207 

122 

11.1 

$

$

$

$

$

$

$

$

177 
804 
1,506 
(1,133) 

22,320 

26,913 
608 
1,025 
(1,133) 

(155) 
341 

27,599 

5,279 

2017 

Total 

608 
221 

829 

(9) 

1,479 

12.7 

$

$

$

$

$

$

$

$

$

ANDREW PELLER LIMITED 2018 |  44 

 
 
 
   
   
 
 
   
   
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The significant actuarial assumptions adopted in measuring the Company’s accrued benefit obligations and benefits 
costs are as follows: 

Discount rate for expenses 
Discount rate for obligations 
Rate of compensation increase 
Rate of medical cost increases 
Retirement age 
Inflation rate 
Mortality tables 

2018   

2017 

3.6%   
3.5%   
2.5%   
5.0%   
60 - 65 years   
2.0%   

MI-2017 

3.8% 
3.6% 
2.5% 
5.0% 
60 - 65 years 
2.0% 
CPM-B 2014 
Private table 

The  following  table  outlines  the  impact  of  a  reasonable  change  in  significant  assumptions  assuming  all  other 
assumptions are held constant. Changes in numerous assumptions may occur at the same time, which could increase 
or  decrease  the  impact.  With  respect  to  a  1%  increase  or  decrease  in  the  inflation  rate,  the  analysis  excludes  any 
impact this would have on the discount rate, medical cost trend rates and the rate of compensation increase. 

2018 

Pension 
benefits 

Other post- 
employment 
benefits 

Pension 
benefits 

2017 

Other post- 
employment 
benefits 

Increase (decrease) in the post-employment 

benefit obligations 

1% increase in the discount rate 
1% decrease in the discount rate 
1% increase in the rate of 

compensation increase 

1% decrease in the rate of 

compensation increase 
1% increase in the inflation rate 
1% decrease in the inflation rate 

$

(2,928)  $
3,583 

(267) 
301 

$

(3,301)  $
4,023 

667 

(604) 
360 
(326) 

5 

(5) 
- 
- 

952 

(840) 
365 
(329) 

(263) 
339 

10 

(9) 
- 
- 

At  March  31,  2018,  the  accumulated  actuarial  losses  recognized  in  other  comprehensive  loss  were  $5,725  (2017 - 
$5,192). 

Plan assets 

The plan assets consist of the following: 

Mutual funds 

Fixed income 
Equity 

$

$

16,177   
6,350   

22,527   

2018 

72% 
28    

100% 

$

$

16,094   
6,226   

22,320   

2017 

72% 
28    

100% 

45 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
   
 
 
   
 
   
 
 
 
   
 
   
 
 
14 

 Income taxes 

Current tax on earnings for the year 
Adjustments in respect of prior years 

Provision for current income taxes 

Change in temporary differences 
Impact of change in tax rate 
Other 

Provision for (recovery of) deferred income taxes  

$

$

2018 

11,797 
- 

11,797 

(714) 
(1) 
(145) 

(860) 

2017 

9,220 
(1,556) 

7,664 

72 
14 
145 

231 

Total provision for income taxes 

$

10,937 

$

7,895 

The Company’s income tax expense consists of the following: 

Provision for income taxes at blended statutory rate of 

26.05% (2017 - 25.98%) 

Permanent differences and non-deductible items 
Deferred tax liability required for purchased assets 
Future tax rate differential 
Future income tax rate changes 
Refunds relating to prior years  
Other 

The movement of the deferred income tax account is as follows: 

At beginning of year 
Deferred tax liability recognized on acquired assets (note 4) 
Provision for (recovery of) deferred income taxes in net earnings 
Recovery of deferred income taxes in other comprehensive loss 

At end of year 

2018 

2017 

$

10,696 
(741) 
228 
185 
(1) 
- 
570 

8,897 
346 
- 
- 
14 
(1,357) 
(5) 

10,937 

$

7,895 

2018 

15,820 
7,719 
(860) 
(139) 

$

2017 

15,591 
- 
231 
(2) 

22,540 

$

15,820 

$

$

$

$

ANDREW PELLER LIMITED 2018 |  46 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
   
   
 
 
 
 
 
 
The significant temporary differences giving rise to the deferred income tax liability are comprised of the following: 

Deferred income tax liability 

Accelerated 
tax 
depreciation 
and 
deductions 
on property, 
plant and 
equipment 

Accelerated 
tax 
deductions 
on 
intangible 
assets 

$ 

12,681  $ 

2,287  $

(27)   

12,654 

1,826 

1,884 

(375) 

1,912   

2,054 

(2,019) 

March 31, 2016 
(Recovery) provision in net 

earnings 

March 31, 2017 
Deferred tax liability recognized on 

acquisition of assets 

(Recovery) provision in net 

earnings 

Tax 
deductions 
on inventory   

Tax 
deductions 
on goodwill   

Total 

-  $ 
- 

3,171  $ 

18,139 

-   

(402) 

-   

3,171   

17,737 

3,891   
(1,872) 

(52)   

659   

7,719 

(1,348) 

March 31, 2018 

$ 

16,364  $ 

1,947  $

2,019  $ 

3,778  $ 

24,108 

Deferred income tax asset 

March 31, 2016 
(Recovery) provision in net earnings 
Recovery in other comprehensive loss 

March 31, 2017 
(Recovery) provision in net earnings 
Recovery in other comprehensive loss 

Fair value 
change on 
derivatives   

Post- 
employment 

benefits   

$ 

(862)  $ 
583   
-   

(279)   
366   
-   

(1,554)  $ 
175   
(2)   

(1,381)   
175   
(139)   

Other   

Total 

(132)  $ 
(125)   
-   

(257)   
(53)   
-   

(2,548) 
633 
(2) 

(1,917) 
488 
(139) 

March 31, 2018 

$ 

87  $ 

(1,345)  $ 

(310)  $ 

(1,568) 

47 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
 
 
   
   
   
 
 
 
   
   
   
 
15  Capital stock 

Authorized 

Unlimited preference shares 
Unlimited Class A shares, non-voting 
Unlimited Class B shares, voting 

Issued 

Class A shares, non-voting 
Class B shares, voting 

Number 
of shares 

35,471,185 
8,702,095 

44,173,280 

$

$

2018   

Amount   

Number 
of shares 

25,711   
386   

33,581,487 
9,012,123 

$

26,097   

42,593,610 

 $

2017 

Amount 

6,567 
400 

6,967 

All of the issued Class A and Class B shares are fully paid and have no par value. 

Class A shares are non-voting and are entitled to a dividend in an amount equal to 115% of any  dividend  paid  or 
declared on Class B shares. Class B shares are voting and convertible into Class A shares on a one-for-one basis. In 
March 2018, 310,028 Class B shares were converted into Class A shares on a one-for-one basis. 

Quarterly dividends of $0.0450 (previously $0.0408) per Class A share and $0.0391 (previously $0.0355) per Class 
B share were approved by the Board of Directors on June 7, 2017 and are formally declared in each quarter.  

The authorized share capital of the Company also consists of an unlimited number of preference shares, issuable in 
one or more series, of which 33,315 are designated as preference shares, Series A. As at March 31, 2018 and 2017, 
there were no preference shares issued or outstanding. 

Stock purchase plan 

The Company’s full-time salaried and certain hourly employees participate in a Company sponsored stock purchase 
plan. Under the terms of the plan, employees can purchase a certain number of Class A shares on an annual basis. 
Employees  are  required  to  pay  67%  of  the  market  price  per  Class A  share.  The  Company  is  responsible  for  the 
remainder  of  the  cost  and,  during  2018,  expensed  $197  (2017  -  $268)  related  to  the  employee  program.  In  fiscal 
2017, officers of the Company participated in an Equity Incentive Program, where Class A shares  of the Company 
were  purchased  on their behalf  from the  open  market.  During 2018, this  program  was replaced by the share based 
compensation program as described in note 16. 

ANDREW PELLER LIMITED 2018 |  48 

 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
   
 
 
16  Share based compensation 

On September 13, 2017, the Company established a new share based compensation plan comprised of stock options, 
PSUs and DSUs. The impact of the share based compensation expense is summarized as follows: 

241,600 stock options (2017 - nil) (a) 
72,750 performance share units (2017 - nil) (b) 
69,559 deferred share units (2017 - nil) (c)  

2018 

259 
146 
1,268 

1,673 

$

$

The stock options, PSUs and DSUs are equity settled and as such, the expense associated with these instruments is 
recorded as a share based compensation expense through the consolidated statements of earnings and comprehensive 
income with a corresponding entry made to contributed surplus on the consolidated balance sheets.  

The maximum number of shares that may be issued under all share based compensation arrangements implemented 
by the Company, including the stock option plan, the PSU plan and the DSU plan, may not exceed 10% of the total 
number of Class A non-voting common shares issued and outstanding from time to time. As at March 31, 2018, the 
Company  had  3,358,149  Class  A  non-voting  common  shares  reserved  for  issuance  under  the  share  based 
compensation arrangements. 

a)  Stock options 

The Company has a stock option plan under which options to purchase Class A non-voting common shares may 
be granted to officers and employees of the Company. Options granted under the plan have an exercise price of 
not less than the volume weighted average trading price of the Class A non-voting common shares where they 
are listed for the five trading days prior to the date of the grant. Options granted vest in tranches, equally over a 
three-year period on each anniversary of the grant date, commencing on the first anniversary of the grant date. 

The Company’s stock option transactions during the year were as follows: 

Balance - March 31, 2017 
Granted on September 21, 2017 
Granted on November 13, 2017   
Forfeited on November 17, 2017 
Forfeited on February 9, 2018 
Forfeited on February 28, 2018 
Forfeited on March 16, 2018 

Weighted 
average 
exercise 
price per 
share 

- 
11.66 
12.80 
(11.66) 
(11.66) 
(11.66) 
(11.66) 

Number of 

options   

-       $  

252,300   
17,600   
(1,900)   
(1,700)   
(6,300)   
(18,400)   

241,600       $  

11.74 

The  stock  options  granted  on  September  21,  2017  expire  on  September  21,  2027.  The  stock  options  granted 
November 13, 2017 expire on November 13, 2027. 

49 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
For options granted during the year, the fair value was estimated on the grant date using the Black-Scholes fair 
value option pricing model using the following weighted average assumptions: 

Weighted average fair value per share option 
Expected volatility (1) 
Dividend yield 
Risk-free interest rate 
Weighted average expected life in years 

$3.41   
30.43%   
1.75%   
1.00%   
10   

(1)  Expected volatility was determined using historical volatility. 

No  stock  options  granted  under  the  share  based  compensation  plan  have  vested  or  been  exercised  as  at 
March 31,2018. 

b)  PSU plan 

The Company has established a PSU plan for employees and officers of the Company. PSUs represent the right 
to receive Class A non-voting common shares settled by the issuance of treasury shares or shares purchased on 
the open market. PSUs vest in full at the end of the third fiscal year after the grant date. The number of units 
that will vest is determined based on the achievement of certain performance conditions (i.e., financial targets) 
established by the Board of Directors and are adjusted by a factor, which ranges from 0.5 to 2.0, depending on 
the achievement of the targets established. Therefore, the number of units that will vest and are exchanged for 
Class  A  non-voting  common  shares  may  be  higher  or  lower  than  the  number  of  units  originally  granted  to  a 
participant. 

The Company’s PSU transactions during the year were as follows: 

Balance - March 31, 2017 
Granted on September 21, 2017 
Granted on November 13, 2017  
Forfeited on November 17, 2017 
Forfeited on February 9, 2018 
Forfeited on February 28, 2018 
Forfeited on March 16, 2018 

Number of 

units   

Grant date 
fair value 
per unit 

-       $  

76,280   
4,690   
(560)   
(510)   
(1,570)   
(5,580)   

- 
11.66 
12.80 
(11.66) 
(11.66) 
(11.66) 
(11.66) 

72,750       $  

11.74 

No PSUs granted under the share based compensation plan have vested or been exercised as at March 31, 2018. 

c)  DSU plan 

The  Company  has  established  a  DSU  plan  for  employees,  officers  and  Directors  of  the  Company.  DSUs 
represent the right to receive Class A non-voting common shares settled by the issuance of treasury shares or 
shares purchased on the open market. DSUs vest immediately, but are only exercisable when the participant’s 
employment with the Company ceases, or when the participant is no longer a director of the Company.  

ANDREW PELLER LIMITED 2018 |  50 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
The Company’s DSU transactions during the year were as follows: 

Balance - March 31, 2017 
Granted on March 13, 2018 
Granted on March 31, 2018 

Number of 

units   

Grant date 
fair value 
per unit 

-       $  

9,780   
59,779   

69,559       $  

- 
18.41 
18.22 

18.25 

No DSUs granted under the share based compensation plan have been exercised as at March 31, 2018. 

17  Nature of expenses  

The nature of expenses included in selling and administration and cost of goods sold, excluding amortization, are as 
follows: 

Raw materials and consumables 
Employee compensation and benefits 
Advertising, promotion and distribution 
Occupancy 
Repairs and maintenance 
Other external charges 

Other (income) expenses are as follows: 

Gain on acquisition (note 4) 
Ongoing maintenance costs related to Port Moody winery  

facility (a) 

Income related to Port Moody winery facility (b) 
Other 

$

2018 

174,825 
67,712 
28,504 
11,885 
6,708 
21,403 

2017 

173,225 
63,412 
24,025 
11,169 
6,803 
18,835 

311,037 

$

297,469 

2018 

(4,164) 

$

572 
(101) 
(149) 

(3,842) 

$

2017 

- 

524 
(404) 
- 

120 

$

$

$

$

a)  During fiscal 2006, the Company closed its Port Moody winery facility and transferred production to its winery 
operations in Kelowna, British Columbia. Effective July 1, 2012, the property was expropriated for a five-year 
period. The cost of maintaining this idle facility and costs associated with its expropriation amounted to $572 in 
2018 (2017 - $524). 

b) 

Income  amounting  to  $101  (2017 -  $404)  was  recorded  related  to  the  Company’s  idle  Port  Moody  property 
related to expropriation notices received by the Company.  

51 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
   
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
18  Net earnings per share 

Class A 

Class B 

2018 

Total 

Net earnings attributed for the year - basic and 

diluted 

$

24,545 

$

5,572 

$

30,117 

Weighted average number of shares outstanding - 

basic and diluted 

34,539,843 

8,986,571 

Net earnings per share - basic and diluted 

$ 

0.71 

$ 

0.62 

Net  earnings  attributed  for  the  year  -  basic  and 

diluted 

Weighted average number of shares outstanding -

basic and diluted 

Net earnings per share - basic and diluted 

$

$

19  Commitments 

Class A 

Class B 

2017 

Total 

21,363 

$

4,987 

$

26,350 

33,581,487 

9,012,123 

0.64 

$

0.55 

In certain instances, the Company leases land for the purpose of operating vineyards. The terms of the land leases are 
30 and 32 years, which expire in 2036 and 2029, respectively. Under the terms of one land lease, the Company has 
the option to agree in advance to purchase any grapes grown on the property at fair value for five or more years after 
the termination of the lease. The Company also has a right of first refusal to purchase the land under both land leases. 
The terms of such a purchase would be negotiated based on market conditions existing at the time of the purchase.  

The  Company  leases  various  storage  facilities,  offices,  and  retail  locations.  The  remaining  terms  of  these  leases 
range  between  one  and  ten  years.  The  Company  also  leases  various  equipment  and  vehicles  with  remaining  lease 
terms between one and five years. In many cases, the Company has renewal options for fair market rental prices at 
the time of renewal. 

The Company’s minimum lease payments as at March 31, 2018 under long-term non-cancellable leases are outlined 
in note 21 along with its other contractual obligations. 

In 2018, minimum lease payments of $6,249 (2017 - $5,289) were recognized as an expense. 

ANDREW PELLER LIMITED 2018 |  52 

 
 
   
   
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
 
 
   
   
   
 
 
 
 
 
   
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
20  Non-cash working capital items 

The  change  in  non-cash  working  capital  items  related  to  operations  is  comprised  of  the  change  in  the  following 
items: 

Accounts receivable 
Inventories and current portion of biological assets 
Prepaid expenses and other assets 
Accounts payable and accrued liabilities 

2018 

(3,031) 
(7,615) 
(1,105) 
(4,138) 

$

(15,889) 

$

$

$

2017 

1,250 
(9,626) 
(1,324) 
2,042 

(7,658) 

21  Financial instruments 

Classification of financial instruments 

The classification and measurement of the financial assets and liabilities, as well as their carrying amounts and fair 
values are as follows: 

Assets/liabilities 

Category 

Measurement 

Carrying 
amount 

Loans and receivables  Amortized cost 
Amortized cost 
Other liabilities 

$

31,406  $
47,324 

Accounts receivable 
Bank indebtedness 
Accounts payable and 
accrued liabilities 

Dividends payable 
Long-term debt 
Interest rate swap asset 
Foreign exchange forward 

contracts asset 

Other liabilities 
Other liabilities 
Other liabilities 
Derivatives 

Amortized cost 
Amortized cost 
Amortized cost 
Fair value 

Derivatives 

Fair value 

33,404 
1,935 
124,392 
180 

152 

Carrying 
amount 

Assets/liabilities 

Category 

Measurement 

Accounts receivable 
Bank indebtedness 
Accounts payable and 
accrued liabilities 

Dividends payable 
Long-term debt 
Interest rate swap liability 
Foreign exchange forward 
contracts liability 

Loans and receivables  Amortized cost 
Amortized cost 
Other liabilities 

$

26,973  $
36,620 

Other liabilities 
Other liabilities 
Other liabilities 
Derivatives 

Amortized cost 
Amortized cost 
Amortized cost 
Fair value 

Derivatives 

Fair value 

36,252 
1,690 
51,084 
1,060 

8 

2018 

Fair 
value 

31,406 
47,324 

33,404 
1,935 
124,392 
180 

152 

2017 

Fair 
value 

26,973 
36,620 

36,252 
1,690 
51,084 
1,060 

8 

The Company’s interest rate swaps and foreign exchange contracts are derivatives and are recorded at fair value. As 
a result, unrealized gains and losses are included each period through earnings, which reflect changes in fair value. 

Fair value 

The  fair value of accounts receivable, accounts payable and accrued liabilities and dividends payable approximates 
their carrying value because of the short-term maturity of these instruments. 

53 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The  fair  value  of  bank  indebtedness  and  long-term  debt  is  equivalent  to  its  carrying  value  because  the  variable 
interest rate is comparable to  market rates. The  fair  value of the interest rate swaps  used to fix the interest rate on 
long-term debt is included in the current and long-term derivative financial instruments in the consolidated balance 
sheets. 

The fair value of foreign exchange forward contracts is determined based on the difference between the contract rate 
and the forward rate at the date of the valuation. 

The fair value of the interest rate swaps is determined based on the difference between the fixed interest rate in the 
contract that will be paid by the Company and the forward curve of the floating interest rates that are expected to be 
paid  by  the  counterparty.  The  fair  value  of  foreign  exchange  forward  contracts  and  the  interest  rate  swaps  are 
adjusted to reflect any changes in the Company’s or the counterparty’s credit risk. 

Fair  value  estimates  are  made  at  a  specific  point  in  time,  using  available  information  about  the  instrument.  These 
estimates are subjective in nature and often cannot be determined with precision. 

The net unrealized gain on derivative financial instruments is comprised of: 

Unrealized gains on foreign exchange forward contracts 
Unrealized gains on interest rate swaps 

2018 

160 
1,240 

1,400 

$

$

2017 

1,118 
1,114 

2,232 

$

$

The fair value measurements of the Company’s financial instruments are classified in the hierarchy below according 
to the significance of the inputs used in making the fair value measurements. 

Quoted prices in 
active markets 
for 
identical assets 

Significant 
observable 
inputs 
other than 
quoted prices 

Asset/liability 

(Level 1)   

(Level 2)   

Interest rate swap asset 
Foreign exchange forward contracts asset 

$ 

-  $ 
-   

180  $ 
152   

Asset/liability 

Quoted prices in 
active markets 
for 
identical assets 

(Level 1)   

Significant 
observable 
inputs 
other than 
quoted prices 

(Level 2)   

2018 

Significant 
unobservable 
inputs 
(Level 3) 

- 
- 

2017 

Significant 
unobservable 
inputs 
(Level 3) 

Interest rate swap liability 
Foreign exchange forward contracts liability 

$ 

-  $ 
-   

1,060  $ 

8   

- 
- 

ANDREW PELLER LIMITED 2018 |  54 

 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
   
   
 
 
 
 
 
 
 
   
 
 
 
 
   
 
 
 
 
   
   
 
 
 
 
   
   
 
 
Objectives and policy relating to financial risk management 

Interest rate risk 

The Company is exposed to interest rate risk as a result of cash balances, floating rate debt, and interest rate swaps. 
Of  these  risks,  the  Company’s  principal  exposure  is  that  increases  in  the  floating  interest  rates  on  its  debt,  if 
unmitigated, could lead to decreases in cash flow and earnings. The Company’s objective in managing interest rate 
risk is to achieve a balance between  minimizing borrowing  costs  over the  long term,  ensuring  it  meets borrowing 
covenants,  and  ensuring  it  meets  other  expectations  and  requirements  of  investors.  To  meet  these  objectives,  the 
Company’s policy is to effectively fix the rates on long-term debt to match the duration of investments in long-lived 
assets and to use floating rate funding for short-term borrowing. 

The  Company  has  effectively  fixed  its  interest  rate  on  its  long-term  debt  until  September  2022  by  entering  into 
interest rate swaps. The interest rate swaps are measured at fair value. An unrealized gain of $1,240 (2017 - $1,114) 
was  recognized  on  the  interest  rate  swaps,  which  are  classified  as  a  component  of  the  net  unrealized  gain  on 
derivative financial instruments in the consolidated statements of earnings. 

The Company’s short-term borrowings are funded  using a floating interest rate and as such are sensitive to interest 
rate  movements.  As at March 31, 2018, with  other  variables unchanged, a 100 basis point change in interest rates 
would impact the Company’s  net earnings by approximately $350 (2017 - $271), exclusive  of the  mark-to-market 
adjustments on the interest rate swaps. 

Credit risk 

Credit risk arises from cash, derivative financial instruments and accounts receivable. The Company places its cash 
and cash equivalents with major Canadian financial institutions. Counterparties to derivative contracts are also major 
financial institutions. 

Credit  risk  for  trade  receivables  is  monitored  through  established  credit  monitoring  activities.  Over  50%  of  the 
Company’s  accounts  receivable  balance  relates  to  amounts  owing  from  Canadian  provincial  liquor  boards. 
Excluding  accounts  receivable  from  Canadian  provincial  liquor  boards,  the  Company  does  not  have  a  significant 
concentration of credit risk with any single counterparty or group of counterparties. Amounts owing from Canadian 
provincial liquor boards represent $16,509 (2017 - $14,115) of the total accounts receivable for which no allowance 
has been provided. Of the remaining non-provincial liquor board balances, $1,483 (2017 - $948) was over thirty days 
past due as at March 31, 2018. An allowance for doubtful accounts of $162 (2017 - $127) has been provided against 
these accounts receivable amounts, which the Company has determined represents a reasonable estimate of amounts 
that may be uncollectible. 

Sales to its largest customer, a provincial Crown corporation, were $64,215 (2017 - $60,415) during the year ended 
March  31,  2018.  Sales  to  its  second  largest  customer,  a branch  of  a  provincial  government,  were  $42,622  (2017 - 
$41,304) during the year. 

An analysis of accounts receivable is as follows: 

Liquor boards 
Non-liquor boards 
Current 
Past due 0 - 30 days, due on delivery accounts 
Past due 0 - 30 days 
Past due 31 - 60 days 
Past due > 60 days 

Allowance for doubtful accounts 

55 

| ANDREW PELLER LIMITED 2018 

2018 

$

16,509 

$

11,110 
913 
1,553 
786 
697 
(162) 

$

31,406 

$

2017 

14,115 

10,709 
534 
794 
332 
616 
(127) 

26,973 

 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
The change in the allowance for doubtful accounts was as follows: 

Balance - Beginning of year 
Provision for current year 
Bad debts 

Balance - End of year 

Liquidity risk 

2018 

127 
110 
(75) 

162 

$

$

2017 

124 
141 
(138) 

127 

$

$

The  Company incurs  obligations to  deliver  cash  or  other financial  assets  on  future  dates.  Liquidity risk inherently 
arises  from  these  obligations,  which  include  requirements  to  repay  debt,  purchase  grape  inventory  and  make 
operating lease payments. 

The  Company  manages  liquidity  risk  by  maintaining  adequate  cash  and  cash  equivalent  balances  and  by 
appropriately  utilizing  its  operating  line  of  credit.  Company  management  continuously  monitors  and  reviews  both 
actual  and  forecasted  cash  flows  and  matches  the  maturity  profile  of  financial  assets  and  financial  liabilities. 
Accounts payable and accrued liabilities are generally due within 30 days. 

The  following  table  outlines  the  Company’s  contractual  undiscounted  obligations.  The  Company  analyzes 
contractual  obligations  for  financial  liabilities  in  conjunction  with  other  commitments  in  managing  liquidity  risk. 
Contractual  obligations  include  long-term  debt,  the  expected  payments  under  swap  agreements  that  fix  the 
Company’s  interest  rate  on  long-term  debt,  operating  leases  and  commitments  on  short-term  forward  foreign 
exchange  contracts  used  to  mitigate  the  currency  risk  on  purchases  denominated  in  foreign  currencies  as  at 
March 31, 2018. 

$ 

Long-term debt 
Leases and royalties 
Pension obligations 
Grape and bulk wine purchase 

contracts 

Packaging purchase contracts 
Bulk whiskey purchase contracts 

Interest rate swap 
Foreign exchange forwards 

< 1 
year 

8,135  $ 
5,092   
514   

79,100   
30,392   
525   

123,758   
2,740   
8,720   

2 - 3 
years 

4 - 5 
years 

20,982  $ 
6,419   
734   

77,282   
1,457   
80   

96,350  $ 
4,373   
576   

56,850   
-   
-   

106,954   
4,828   
-   

158,149   
2,934   
-   

> 5 
years 

-  $ 

8,176   
888   

144,276   
-   
-   

153,340   
-   
-   

Total 

125,467 
24,060 
2,712 

357,508 
31,849 
605 

542,201 
10,502 
8,720 

Total contractual obligations 

$ 

135,218  $ 

111,782  $ 

161,083  $ 

153,340  $ 

561,423 

The Company’s obligations under its interest rate swaps and foreign exchange forward contracts are stated above on 
a gross basis rather than net of the corresponding contractual benefits. 

The Company has entered into grape purchase contracts with certain suppliers to purchase their crops at the time of 
harvest for prices set by the market. The amount of the commitment will change based on the total tonnes harvested 
or  the  prices  set  by  the  market  for  specific  grapes  and  the  amount  included  in  the  table  above  represents 
management’s best estimate of the Company’s commitment over the periods noted.  

Foreign exchange risk 

Certain of the Company’s purchases are denominated in US dollars (US$), euro (EUR) or Australian dollars (AU$). 
Any  increases  or  decreases  to  the  foreign  exchange  rates  could  increase  or  decrease  the  Company’s  earnings.  To 
mitigate the exposure to foreign exchange risk, the Company has entered into forward foreign currency contracts. 

ANDREW PELLER LIMITED 2018 |  56 

 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
   
   
   
 
 
 
 
 
 
 
   
   
   
   
 
 
 
   
   
   
   
 
The Company’s foreign exchange risk arises on the purchase of bulk wine and concentrate, which are priced in US 
dollars, euro and Australian  dollars. The Company’s strategy is  to  hedge approximately 50% to 80% of its annual 
foreign  exchange  requirements  prior  to  or  during  the  beginning  of  each  fiscal  quarter.  As  at  March  31,  2018,  the 
Company  has  forward  foreign  currency  contracts  to  buy  US$4,700  at  rates  ranging  between  $1.23  and  $1.27, 
EUR900 at rates averaging 1.55 and AU$1,400 at rates averaging $1.00. These contracts mature at various dates to 
June  2018.  After  considering  the  offsetting  impact  of  these  forward  contracts,  a  1%  increase  or  decrease  to  the 
exchange  rate  of  the  US  dollar,  the  euro  or  the  Australian  dollar  would  impact  the  Company’s  net  earnings  by 
approximately $197 (2017 - $162), $68 (2017 - $27) or $111 (2017 - $98), respectively. The Company has elected to 
not use hedge accounting and as a result, has recognized unrealized foreign exchange gains of $160 (2017 - $1,118) 
in  the  consolidated  statements  of  earnings  as  a  component  of  the  net  unrealized  gain  on  derivative  financial 
instruments and has recorded the fair value of $152 in the current portion of derivative financial instruments (2017 - 
$8 liability recorded in accounts payable and accrued liabilities) in the consolidated balance sheets. 

22  Capital disclosures 

The  Company’s  objective  when  managing  capital  is  to  safeguard  the  Company’s  ability  to  continue  as  a  going 
concern, to provide an adequate return to shareholders and to meet external capital requirements on debt and credit 
facilities. 

The  Company’s capital consists  of  cash, bank indebtedness, long-term  debt  and shareholders’ equity.  The  primary 
uses  of  capital  are  to  make  increases  to  non-cash  working  capital,  fund  maintenance  and  growth-related  capital 
expenditures,  pay  dividends  and  finance  acquisitions.  In  order  to  meet  the  Company’s  objectives  in  managing 
capital, the Company prepares annual budgets of cash, earnings and capital expenditures that are updated during the 
year as necessary. The annual budget is approved by the Board of Directors. 

As  part  of  the  existing  debt  agreement,  the  Company  is  subject  to  financial  covenants,  which  consist  of  the 
following: 

� 

funded  debt  to  a  rolling  twelve-month  EBITDA,  which  is  defined  as  consolidated  earnings  before  interest, 
amortization  and  taxes  excluding  unusual  and  non-recurring  items  that  are  agreed  to  by  the  Company  and  the 
lender; and 

� 

fixed charge coverage ratio. 

Compliance  with  these  covenants  is  monitored  by  management  on  a  quarterly  basis.  As  at  March  31,  2018  and 
March 31, 2017, the Company was in compliance with these covenants. 

23  Related parties and management compensation 

The  Company  is  controlled  by  Jalger  Limited,  which  owns  57.4%  of  the  Company’s  Class  B  voting  shares.  No 
individual has sole voting power or control in respect of the shares of the Company owned by Jalger Limited.  

57 

| ANDREW PELLER LIMITED 2018 

 
Compensation of directors and executives 

The compensation expense recorded for directors and members of the Executive Management Team of the Company 
is shown below: 

Compensation and short-term benefits 
Post-employment benefits 
Share based compensation expense 
Payments to a share purchase plan 

2018 

3,848 
296 
1,422 
- 

$

5,566 

$

2017 

6,951 
302 
- 
381 

7,634 

$

$

The compensation and short-term benefits expense consists of amounts that will primarily be settled within twelve 
months. 

24  Segmented information 

During the year, export sales were $12,247 (2017 - $12,177), primarily in the United States. The remainder of sales 
occurred in Canada. All of the Company’s assets are located in Canada. 

25  Events after the reporting period 

On June 6, 2018, the Company’s Board of Directors approved a 14% increase in the quarterly dividend for holders of 
its Class A and Class B shares, from $0.0450 per Class A share and $0.0391 per Class B share to $0.0513 per Class 
A  share  and  $0.0446  per  Class  B  share.  This  increased  quarterly  dividend  will  be  paid  on  July 6,  2018  to 
shareholders of record at the close of business on June 29, 2018. 

ANDREW PELLER LIMITED 2018 |  58 

 
 
 
 
 
   
   
 
 
 
 
 
TEN-YEAR SUMMARY 

(in thousands of Canadian dollars,  
except per share amounts) 

Sales and earnings 
Net sales  
EBITA 
Net earnings (loss) 
Financial position  
Working capital  
Total assets  
Shareholders’ equity  

Per share (10) 
Net earnings (loss) (10) 
Basic & diluted Class A  
Basic & diluted Class B  
Dividends (10) 
  Class A Shares, non-voting 
  Class B Shares, voting  
Number of shares outstanding  
(in thousands of shares) (10) 
  Class A Shares, non-voting  
  Class B Shares, voting 

Other information 
Return on average 
  shareholders’ equity (8) 
Return on average  
  capital employed (9) 

2018 

2017 

2016 

$     363,897 
52,860 
30,117 

$     342,606 
45,137 
26,350 

$     334,263 
40,916 
19,199 

2015 
Restated (7) 

$     315,697 

35,184 (7) 
15,224 (7) 

    $     297,824  
33,729 
14,021 

2014 

104,417 
457,780 
220,246 

78,825 
327,478 
177,317 

71,665 
308,309 
157,736 

68,982 
301,519 (7) 
147,375 (7) 

44,564 
301,015 
138,003 

0.71 
0.62 

0.180 
0.156 

35,471 
8,702 
44,173 

15.2% 

14.0% 

0.64 
0.55 

0.163 
0.142 

33,581 
9,012 
42,593 

0.46 
0.40 

0.150 
0.130 

33,581 
9,012 
42,593 

15.7% 

12.6% 

14.1% 

13.2% 

0.36 (7) 
0.32 (7) 

0.140 
0.122 

33,882 
9,012 
42,894 

10.6% (7) 

11.0% (7) 

0.34 
0.29 

0.133  
0.116  

33,882 
9,012 
42,894 

10.5% 

10.8% 

(1) Excludes the net impact of discontinued operations. 
(2) Excludes the after-tax impact of mark-to-market adjustments on an interest rate swap. 
(3) Includes an after-tax gain of $11.9 million for the sale of Granville Island Brewing Company Ltd. and Mainland Beverage 

(4) Excludes an after-tax gain of $11.9 million for the sale of Granville Island Brewing Company Ltd. and Mainland Beverage 

Distribution Ltd. 

Distribution Ltd. 

59 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
2013 
Restated (6)   

2012 

2011 
Restated (5) 

2010 

    $     289,143  

33,489 (6)  
14,519 (6)  

 $    276,883  
32,651  
13,001  

 $       265,420  

 31,544 (5) 
 11,223 (5) 

$      263,151 (3) 
 27,354 (3) 
 21,661 (3) 

41,670  
296,519  
129,701 (6) 

34,869  
285,552  
120,552  

 27,643 (5) 
 267,996 (5) 
 114,297 (5) 

29,357  
263,716  
113,665  

2009 
Restated (1) 

$       251,136(1) 
 23,359(1) 
                (125) 

29,203  
293,507  
96,791  

0.35 (6) 
0.30 (6)  

0.120  
0.105  

33,882 
9,012 
42,894 

11.6%(6) 

11.1%(6) 

0.31  
0.27  

0.120  
0.105  

33,882 
9,012 
42,894 

11.1% 

11.5% 

0.26 (5) 
0.22 (5) 

0.110  
0.096  

33,882 
9,012 
42,894 

9.8% (5) 

11.6% (5) 

0.50 (3) 
0.43 (3) 

0.110  
0.096  

35,664 
9,012 
44,676 

  6.8% (2,4) 

9.1% (2,4) 

($0.00) 
($0.00) 

0.110  
0.096  

35,664 
9,012 
44,676 

6.0% (2) 

7.9% (2) 

(5)   March 31, 2012 and subsequent periods have been prepared in accordance with International Financial Reporting      

Standards ("IFRS").  The March 31, 2011 period was restated in accordance with IFRS. Amounts for March 31, 2010 and 
prior have not been prepared in accordance with IFRS.  They have been presented in accordance with Canadian GAAP prior 
to IFRS transition and may not be comparable to subsequent periods. 

(6)  Restated to reflect the adoption of the amendments to IAS 19. 
(7)  Restated to reflect the adoption of the amendments to IAS 16 and IAS 41. 
(8)  Return on average shareholders' equity is calculated as net earnings divided by average shareholders’ equity. 
(9)  To determine return on average capital employed, return is calculated as EBITA less amortization. Capital employed is 

calculated as total assets less non-interest bearing liabilities. For 2008 and prior periods certain non-interest-bearing debt was 
included in capital employed and may not be comparable to subsequent periods. 

(10) Restated to reflect the three-for-one stock split completed in October of 2016. 

ANDREW PELLER LIMITED 2018 |  60 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Officers 

JOHN E. PELLER 
Executive Chairman & Chief Executive Officer 

RANDY A. POWELL 
President 

PETER B. PATCHET 
CFO and Executive Vice-President, IT 

SHAWN B. MACLEOD 
Executive Vice-President, Marketing 

SARA E. PRESUTTO 
Executive Vice-President, Human Resources 

ERIN L. ROONEY 
Executive Vice-President, Sales 

BRENDAN P. WALL 
Executive Vice-President, Operations 

GREGORY J. BERTI 
Vice-President, Government Relations and Export 

JAMES H. COLE 
Vice-President, Retail and Estate Wine Group 

GAVIN J. HAWTHORNE 
Vice-President, Sales & Marketing GVI 

CRAIG D. MCDONALD 
Vice-President, Winemaking 

DIRECTORS & OFFICERS 

Directors 

JOHN E. PELLER 
Burlington, Ontario 
Executive Chairman & CEO 
Andrew Peller Limited 

MARK W. COSENS 
Burlington, Ontario 
Managing Director 
Kilbride Capital Partners 

LORI C. COVERT 
Halifax, Nova Scotia 
Corporate Director 

RICHARD D. HOSSACK, PhD 
Toronto, Ontario 
Corporate Director 

MICHELLE E. MALLETT DIEMANUELE 
President & CEO 
Trillium Health Partners 
Toronto, Ontario 

PERRY J. MIELE 
Burlington, Ontario 
Chairman and Partner 
Beringer Capital 

A. ANGUS PELLER M.D. 
Toronto, Ontario 
Senior Medical Consultant 
Medcan Health Management Inc. 

Honorary Directors 

C. WILLIAM DANIEL, O.C. 
Toronto, Ontario 

JOHN F. PETCH, O.C. 
Toronto, Ontario 

BRIAN J. SHORT 
Hamilton, Ontario 

61 

| ANDREW PELLER LIMITED 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SHAREHOLDER INFORMATION 

Head Office 
ANDREW PELLER LIMITED 
697 South Service Road 
Grimsby, Ontario L3M 4E8 
Tel: (905) 643-4131 
Fax: (905) 643-4944 

Stock Exchange 
TORONTO 
Symbols: ADW.A/ADW.B 

Shareholder Inquiries 
Computershare 
Inc.  operates 
Investor  Services 
services  for  inquiries  regarding  changes  of  address, 
stock  transfers,  registered  shareholdings,  dividends 
and lost certificates. 

Phone: 

Fax:  

1-800-564-6253 toll free North America 
(International 514-982-7555) 

1-866-249-7775 toll free North America 
(International 416-263-9524) 

Rgistrar and Transfer Agent 
COMPUTERSHARE INVESTOR SERVICES INC. 

Internet: 

Auditors 
PRICEWATERHOUSECOOPERS LLP 

Bankers 
BANK OF MONTREAL 
NATIONAL BANK  
RABOBANK 
ROYAL BANK OF CANADA 
TORONTO DOMINION BANK 

www.computershare.com 
The Investors section offers enrolment 
for self-service account management for 
registered shareholders through Investor 
Centre. 

Mail: 

Computershare Investor Services 
100 University Avenue, 9th Floor 
Toronto, Ontario M5J 2Y1 

Investor Relations 
For  additional  information  regarding  the  Company’s 
activities, please contact: 
Peter Patchet 
Chief Financial Officer and Executive Vice President, 
Information Technology at the Head Office address or 
by email at: info@andrewpeller.com 

2018 Annual Shareholders’ Meeting 
The  2018  Annual  Meeting  of  Shareholders’  will  be 
held  at  the  Wayne  Gretzky  Estate  Winery  &  Craft 
Distillery, Niagara-on-the-Lake, Ontario 
on Wednesday, September 12, 2018 at 3:00 p.m. 

ANDREW PELLER LIMITED 2018 |  62 

 
 
 
 
 
 
 
                 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
AJAX	
SOBEYS	
WITHIN	GROCERY	AISLE	
955	WESTNEY	ROAD	S.		
(905)	683­1705	

SOBEYS	
260	KINGSTON	ROAD	W.		
(905)	428­6500	

REAL	CANADIAN	SUPERSTORE	
30	KINGSTON	ROAD	W.		
(905)	428­7829	

ANCASTER	
SOBEYS	
WITHIN	GROCERY	AISLE	
977	GOLF	LINKS	ROAD		
(905)	648­1465	

FORTINOS	
54	WILSON	STREET	
(905)	304­0094	

BARRIE	
ZEHRS	
11	BRYNE	DRIVE		
(705)	725­8121	

BARRIE	ESSA	CENTRE	
555	ESSA	ROAD	UNIT#5	
(705)	797­1480	

BOLTON	
ZEHRS	
487	QUEEN	STREET	S.		
(905)	857­4166	

BRAMALEA	
METRO	
25	PEEL	CENTRE	DRIVE		
(905)	793­4246	

BRAMPTON	
FOOD	BASICS	
CENTENNIAL	MALL	
227	VODDEN	STREET		
(905)	459­2386	

SOBEYS	
WITHIN	GROCERY	AISLE	
930	NORTH	PARK	DRIVE		
(905)	793­9071	

BROCKVILLE	
REAL	CANADIAN	SUPERSTORE	
1972	PARKEDALE	AVE.		
(613)	342­8477	

BURLINGTON	
FORTINOS	
WITHIN	GROCERY	AISLE	
2025	GUELPH	LINE		
(905)	336­3849	

MARILU’S	MARKET	
4025	NEW	STREET		
(905)	632­8580	

SOBEYS	
WITHIN	GROCERY	AISLE	
1250	BRANT	STREET	
(905)	319­8670	

WALKERS	PLACE	
3505	UPPER	MIDDLE	ROAD		
(905)	336­9101	

LAKESIDE	SHOPPING	VILLAGE	
5353	LAKESHORE	ROAD		
(905)	681­8282	

CAMBRIDGE	
ZEHRS	
180	HOLIDAY	INN	DRIVE	
(519)	651­1145	

ZEHRS	
400	CONESTOGA	BLVD.		
(519)	624­1103	

NO	FRILLS	
980	FRANKLIN	BLVD	
(519)	622­2552	

COLLINGWOOD	
LOBLAWS	
12	HURONTARIO	STREET		
(705)	446­2237	

METRO	
WITHIN	GROCERY	AISLE	
640	FIRST	STREET	EXTENSION		
(705)	444­1730	

EAST	YORK	
SOBEYS	
1015	BROADVIEW	AVE.		
(416)	467­7760	

ETOBICOKE	
LOBLAWS	
WITHIN	GROCERY	AISLE	
380	THE	EAST	MALL		
(416)	695­9567	

FERGUS	
ZEHRS	
800	TOWER	STREET	S.		
(519)	787­7721	

GEORGETOWN	
REAL	CANADIAN	SUPERSTORE	
WITHIN	GROCERY	AISLE	
171	GUELPH	STREET		
(905)	877­1815	

GRIMSBY	
REAL	CANADIAN	SUPERSTORE	
361	SOUTH	SERVICE	ROAD		
(905)	945­9982	

63 

| ANDREW PELLER LIMITED 2018 

GUELPH	
ZEHRS	
297	ERAMOSA	ROAD		
(519)	824­7922	

ZEHRS	HARTSLAND	PLAZA	
WITHIN	GROCERY	AISLE	
160	KORTRIGHT	ROAD,	W.		
(519)	837­9293	

NO	FRILLS	
167	SILVERCREEK	PARKWAY		
(519)	837­0540	

HAMILTON	
FORTINOS	
50	DUNDURN	STREET	S.		
(905)	528­4003	

MILTON	
LONGOS	
1079	MAPLE	AVE		
(905)	693­8850	

MISSISSAUGA	
SOBEYS	
5602	­	10th	LINE	W.		
(905)	858­0123	

CREDIT	LANDING	SHOPPING	
CENTRE	
228	LAKESHORE	ROAD	W.	
(905)	271­8686	

SOUTH	COMMON	CENTRE	
2150	BURNHAMTHORPE	ROAD	W.		
(905)	820­9958	

FORTINOS	EASTGATE	MALL	
WITHIN	GROCERY	AISLE	
75	CENTENNIAL	PARKWAY	N.	
(905)	561­4504	

NEWMARKET	
METRO	
1111	DAVIS	DRIVE		
(905)	853­0401	

FORTINOS	
WITHIN	GROCERY	AISLE	
1579	MAIN	STREET	W.	
(905)	522­8882	

KESWICK	
ZEHRS	
24018	WOODBINE	AVE.		
(905)	476­8544	

KINGSTON	
LOBLAWS	
WITHIN	GROCERY	AISLE	
1048	MIDLAND	AVE.	
(613)	389­6139	

KITCHENER	
ZEHRS	
750	OTTAWA	STREET	S.		
(519)	745­2183	

LOBLAW	SUPERSTORE	
WITHIN	GROCERY	AISLE	
39	­	875	HIGHLAND	ROAD		W.	
(519)	742­5844	

LONDON	
METRO	ADELAIDE	CENTRE	
WITHIN	GROCERY	AISLE	
1030	ADELAIDE	STREET	N.		
(519)	679­3717	

METRO	
WITHIN	GROCERY	AISLE	
395	WELLINGTON	STREET	S.		
(519)	649­7180	

LOBLAWS	
3040	WONDERLAND	ROAD	S.	
(519)	668­2224	

REAL	CANADIAN	SUPERSTORE	
WITHIN	GROCERY	AISLE	
18120	YONGE	STREET	N.		
(905)	895­2412	

METRO	
16640	YONGE	STREET	
(905)	830­3448	

NIAGARA	ON	THE	LAKE	
THE	OUTLET	COLLECTION	
300	TAYLOR	ROAD		
(905)704­0550	

WINE	COUNTRY	VINTNERS	
27	QUEEN	STREET		
(905)	468­1881	

NORTH	YORK	
LOBLAW	GREAT	FOOD	
3501	YONGE	STREET		
(416)	481­7699	

OAKVILLE	
SOBEYS	
511	MAPLE	GROVE	DRIVE		
(905)	338­3042	

LONGOS	
469	CORNWALL	ROAD		
(905)	338­0880	

SOBEYS	ABBEY	PLAZA	
1500	UPPER	MIDDLE	ROAD	W.		
(905)	847­2944	

ORANGEVILLE	
ZEHRS,	HERITAGE	MALL	
50	­	4TH	AVE.		
(519)	942­8752	

 
 
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
OSHAWA	
METRO	
285	TAUNTON	ROAD	E.		
(905)	571­6167	

REAL	CANADIAN	SUPERSTORE	
1385	HARMONY	ROAD	N.		
(905)	438­1800	

NO	FRILLS	
1300	KING	STREET	E.		
(905)	728­3767	

OTTAWA	
SOUTHGATE	SHOPPING	CENTRE	
2515	BANK	STREET		
(613)	523­5837	

SOBEYS	
187	METCALFE	STREET	
(613)	565­5062	

METRO	
WITHIN	GROCERY	AISLE	
50	BEECHWOOD	AVENUE	
(613)	746­4300	

(Ottawa)	GLOUCESTER	
YOUR	INDEPENDENT	GROCER	
671	RIVER	ROAD		
(613)	822­3080	

(Ottawa)	NEPEAN	
LOBLAWS	
59	ROBERTSON	ROAD		
(613)	820­7219	

LOBLAWS	
1460	MERIVALE	ROAD		
(613)	723­5507	

(Ottawa)	VANIER	
LOBLAWS	
WITHIN	GROCERY	AISLE	
100	MCARTHUR	ROAD		
(613)	749­9618	

OWEN	SOUND	
ZEHRS	
1150	SIXTEENTH	STREET	E.		
(519)	371­8664	

PETERBOROUGH	
REAL	CANADIAN	SUPERSTORE	
769	BORDEN	AVE.		
(705)	740­2513	

PICKERING	
YOUR	INDEPENDENT	GROCER	
1900	DIXIE	ROAD	
(905)	831­6705	

SCARBOROUGH	
METRO	
WITHIN	GROCERY	AISLDE	
3221	EGLINTON	AVE.	E.		
(416)	267­2795	

SIMCOE	
SOBEYS	
WITHIN	GROCERY	AISLE	
470	NORFOLK	STREET	S.		
(519)	426­1033	

ST.	CATHARINES	
FRESCHO	
318	ONTARIO	STREET		
(905)	685­8898	

ZEHRS,	PEN	CENTRE	
221	GLENDALE	AVE.		
(905)	688­4767	

ZEHRS,	FAIRVIEW	MALL	
WITHIN	GROCERY	AISLE	
285	GENEVA	STREET		
(905)	646­7363	

REAL	CANADIAN	SUPERSTORE	
411	LOUTH	STREET	
(905)	685­9779	

GRANTHAM	PLAZA	
400	SCOTT	STREET		
(905)	934­0981	

LAKESHORE	SQUARE	PLAZA	
33	LAKESHORE	ROAD	
(905)	937­5093	

ST.	THOMAS	
REAL	CANADIAN	SUPERSTORE	
1063	TALBOT	STREET		
(519)	633­6343	

STITTSVILLE	
YOUR	INDEPENDENT	
GROCER	
WITHIN	GROCERY	AISLE	
1251	MAIN	STREET	
(613)	831­3837	

TORONTO	
1002	BAY	STREET	S.	
(416)	929­9706	

METRO	
656	EGLINTON	AVE.	E.		
(416)	485­0093	

LOBLAWS	
WITHIN	GROCERY	AISLE	
50	MUSGRAVE	STREET	
(416)	693­6336	

LONGOS	
93	LAIRD	DRIVE		
(416)	424­1362	

LOBLAWS	
WITHIN	GROCERY	AISLE	
3671	DUNDAS	STREET	W.		
(416)	762­8635	

QUEENS	QUAY	
228	QUEENS	QUAY	W.	
(416)	598­8880	

SOBEYS	
125	THE	QUEENSWAY		
(416)	201­8221	

YORKVILLE	VILLAGE	
87	AVENUE	ROAD		
(416)	923­6336	

ST.	LAWRENCE	WINE	
MARKET	
93	FRONT	STREET	E.		
(416)	364­1811	

SOBEYS	URBAN	FRESH	
22	FORT	YORK	BLVD.		
(416)	623­0793	

LOBLAWS	
650	DUPONT	STREET	
(416)	533­8484	

METRO	
1230	QUEEN	STREET	WEST	
(416)	533­9180	

BLOOR	WEST	VILLAGE	
2273	BLOOR	STREET	W.		
(416)	766­8654	

UXBRIDGE	
ZEHRS	
WITHIN	GROCERY	AISLE	
323	TORONTO	STREET	S.		
(905)	852­5008	

WATERDOWN	
WATERDOWN	SHOPPING	
CENTRE	
255	DUNDAS	STREET	E.		
(905)	689­3420	

WATERLOO	
ZEHRS,	BEECHWOOD	PLAZA	
450	ERB	STREET	W.		
(519)	747­5897	

ZEHRS	
315	LINCOLN	ROAD		
(519)	746­7226	

WELLAND	
ZEHRS	
821	NIAGARA	STREET		
(905)	714­9521	

WHITBY	
SOBEYS	
1615	DUNDAS	STREET	E.		
(905)	728­4118	

REAL	CANADIAN	
SUPERSTORE	
WITHIN	GROCERY	AISLE	
200	TAUNTON	ROAD	
(905)668­7568	

WHITBY	TOWN	SQUARE	
3050	GARDEN	STREET		
(905)	430­5314	

WINDSOR	
METRO	
WITHIN	GROCERY	AISLE	
3100	HOWARD	AVENUE	
(519)	972­8346	

WOODBRIDGE	
LONGOS	
9200	WESTON	ROAD	
(905)	303­3055	

ANDREW PELLER LIMITED 2018 |  64 

 
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
	
 
 
 
 
Complimentary Delivery within Ontario - $25 Charge to  
other select provinces 

Complimentary Delivery within Ontario - $25 Charge to 
other select provinces

Complimentary Delivery within Ontario - $25 Charge to 
other select provinces

Complimentary Delivery within Ontario - $25 Charge to 
other select provinces 

Complimentary Delivery within Ontario - $25 Charge to 
other select provinces

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Complimentary Delivery within British Columbia - $25 Charge 
to other select provinces – Applicable to BC Taxes 

Complimentary Delivery within British Columbia - $25 
Charge to other select provinces – Applicable to BC Taxes

Complimentary Delivery within British Columbia - $25 
Charge to other select provinces – Applicable to BC Taxes

Complimentary Delivery within British Columbia - $25 Charge 
to other select provinces – Applicable to BC Taxes 

Complimentary Delivery within British Columbia - $25 
Charge to other select provinces – Applicable to BC Taxes

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
APL-AR2018-COVER-8.5x11-Bleeds-Hi-Res.indd   2

6/18/2018   9:32:20 AM