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Arrow Financial Corporation

arow · NASDAQ Financial Services
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Ticker arow
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 580
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FY2017 Annual Report · Arrow Financial Corporation
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250 Glen Street, PO Box 307, Glens Falls, NY 12801  |  (518) 745-1000  |  arrowfinancial.com

Performance Comparisons

$2.10

$1.91

$1.80

$2,760

$2,605

$2,164

$2,217

$2,446

$1.71

$1.60

2013

2014

2015

2016

2017

2013

2014

2015

2016

2017

DILUTED EARNINGS PER SHARE

 For the 12 Months Ended December 31*

ASSETS

As of December 31
($ in Millions)

$.91

$.93

$.89

$.98

$.95

$1,842

$1,903

$2,030

$2,117

$2,245

2013

2014

 2015 

2016

2017

2013

2014

 2015 

2016

2017

CASH DIVIDENDS PAID PER SHARE

DEPOSITS

 For the 12 Months Ended December 31*

As of December 31
($ in Millions)

$17.92

$16.77

$14.72

$15.58

$14.08

$214

$201

$192

$250

$233

2013

2014

2015

2016

2017

2013

2014

 2015 

2016

2017

BOOK VALUE PER SHARE

SHAREHOLDERS’ EQUITY

As of December 31* 

As of December 31
($ in Millions)

*Per share amounts have been restated for stock dividends distributed.

Fellow Shareholders:

2017 FINANCIAL HIGHLIGHTS

I am proud to report 
that 2017 was another 
outstanding year of 
record financial perfor-
mance and remarkable 
accomplishments for 
Arrow Financial 
Corporation. 

Through hard work, we were again able 
to deliver growth in key markets, while 
maintaining strong profitability ratios and 
asset quality.

Some of the highlights from this past year 
included:

      Double-digit growth in our loan 
portfolio for the fourth consecutive year, 
reaching a record high of $1.95 billion in 
total loan balances at year-end.

      New records for net income, year-
end total assets and total equity, as well 
as assets under trust administration and 
investment management as of December 
31, 2017.

      Our Company was named one of 
America’s “Most Trustworthy” financial 
companies by Forbes for the sixth con-
secutive year and made Bank Director 
Magazine’s top-performer list for the 
third year in a row.

      Both Glens Falls National Bank and 
Saratoga National Bank maintained 5-Star 
Superior ratings from BauerFinancial.

      Saratoga National continued to expand 
its footprint into the Capital Region with 
the opening of its 10th location, in Sche-
nectady.

      And the Company combined decades 
of expertise in the property and casualty in-
surance industry by bringing its insurance 
agencies together under the Upstate 
Agency brand. 

Net income:  $29.3 million, up 10.5%

Total Loans:  $1.95 billion, up 11.3%

Total Deposits:  $2.25 billion, up 6.1%

Total Assets:  $2.76 billion, up 5.9%

Return on Average Equity:  12.1%

Return on Average Assets:  1.09% 

Return on Tangible Equity:  13.5% 

Stock Dividend:  3% distributed in Sept.

Quarterly Cash Dividend:  $0.25

Book Value Per Share:  Increase of 6.8% 

Shareholders’ Equity:  Increase of 7.2%

None of these accomplishments would 
have been possible without the efforts 
of our Arrow Team. I’d like to personally 
share my thanks for their continued dedi-
cation and efforts. 

As we look ahead, we remain committed 
to driving our business forward. We will 
do that by focusing on strategic growth 
priorities in target markets and advancing 
our brand, with the long-term mission of 
delivering value to our customers, our 
communities, our employees and our 
shareholders. 

Thank you for your continued trust, sup-
port and partnership. You are the reason 
we are Arrow Strong. 

Sincerely,

Tom Murphy
President and Chief Executive Officer

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Consolidated Statements of Income (Unaudited)

Years Ended December 31

(in thousands, except per share amounts)

  2013

    2014

  2015

  2016

 2017

Interest and Dividend Income
Interest Expense

$  64,138
7,922

$  66,861
5,767

$  70,738
4,813

$  76,915
5,356

$  84,657
7,006

Net Interest Income
Provision for Loan Losses
Net Interest Income after
    Provision for Loan Losses 
Total Noninterest Income
Total Noninterest Expense

Income Before Taxes
Provision for Income Taxes

56,216
200

56,016
28,061
53,203

30,874
9,079

61,094
1,848

59,246
28,316
54,028

33,534
10,174

65,925
1,347

64,578
28,124
57,430

35,272
10,610

71,559
2,033

69,526
27,832
59,609

37,749
11,215

77,651
2,736

74,915
27,645
62,705

39,855
10,529

Net Income

$   21,795

$  23,360

$  24,662

$  26,534

$  29,326

Share and Per Share Data
Diluted Average Shares
    Outstanding
Diluted Earnings Per Share
Cash Dividends Per Share       
Book Value Per Share
Tangible Book Value Per Share 

Key Earnings Ratios
Return on Average Assets
Return on Average Equity
Return on Tangible Equity
Net Interest Margin

Capital Ratios
Tier 1 Leverage Ratio
Total Risk-Based Capital Ratio

Asset Quality Ratios
Nonperforming Assets to 
    Period-End Assets
Allowance for Loan Losses to
    Period-End Loans 

13,606
$       1.60
$        .89
$     14.08
$      12.1 7

13,670
$       1 . 7 1
$         .91
$     14.72
$     12.83

13,730
$       1.80
$        .93
$     15.58
$     13.77

13,880
$       1.91
$         .95
$     16.77
$     15.00

13,986
$       2.10
$         .98
$     17.92
$     16.18

1.04%
12.11%
14.19%
3.06%

1.07%
11.79%
13.56%
3.17%

1.05%
11.86%
13.50%
3. 1 7%

1.06%
11.79%
13.25%
3.15%

1.09%
12.14%
13.51%
3.17%

9.24%
15.77%

9.44%
15.54%

9.25%
15.09%

9.47%
15.15%

9.49%
14.98%

0.37%

0.37%

0.36%

0.28%

0.28%

1.14%

1.10%

1.02%

0.97%

0.95%

The Tax Cuts and Jobs Act reduced tax expense by $1.1 million in 2017.
Share and per share amounts have been restated for stock dividends distributed.

      
Consolidated Balance Sheets (Unaudited)

As of December 31

(in thousands)

    2013

   2014

  2015

 2016

2017

Assets 
Cash and Due from Banks
Interest-Bearing Deposits
    at Banks
Investment Securities
Loans
Allowance for Loan Losses

Net Loans
Premises and Equipment, Net
Goodwill and Intangible 
    Assets, Net
Other Assets

$     37,275

$       35,081

$     34,816

$     43,024

$     42,562

12,705
763,148
1,266,472
(14,434)

11,214
673,014
1,413,268
(15,570)

16,252
731,759
1,573,952
(16,038)

14,331
703,335
1,753,268
(17,012)

30,276
646,056
1,950,770
(18,586)

1,252,038
29,154

1,397,698
28,488

1,557,914
27,440

1,736,256
26,938

1,932,184
27,619

26,143
43,235

25,628
46,297

24,980
53,027

24,569
56,789

24,162
57,606

Total Assets

$ 2,163,698

$2,217,420

$2,446,188

$2,605,242

$2,760,465

Liabilities and
Shareholders’ Equity
Noninterest-Bearing Deposits
Interest-Bearing Checking
    and Savings Deposits

$   278,958       

$   300,786       

$  358,751       

$   387,280       

$    441,945       

1,316,145

1,396,319

1,481,855

1,529,953

1,601,888

Time Deposits

247,227

205,843

189,817

199,313

201,283

Total Deposits

1,842,330

1,902,948

2,030,423

2,116,546

2,245,116

Short-Term Borrowings
Federal Home Loan
    Bank Term Advances
Other Long-Term Debt
Other Liabilities

64,777

60,421

105,173

158,836

169,966

20,000
20,000
24,437

10,000
20,000
23,125

55,000
20,000
21,621

55,000
20,000
22,008

55,000
20,000
20,780

Total Liabilities

1,971,544

2,016,494

2,232,217

2,372,390

2,510,862

Total Shareholders’ Equity

192,154

200,926

213,971

232,852

249,603

Total Liabilities and
    Shareholders’ Equity

$2,163,698

$2,217,420

$2,446,188

$2,605,242

$2,760,465

 
 
      
Total Return Performance

Comparison of Five-Year Cumulative Total Return • Assumes Initial Investment of $100

Arrow Financial Corporation 
NASDAQ Banks Index 
Russell 2000 Index 
Zacks $1B-$5B Bank Assets Index 

2012 
100.00 
100.00 
100.00 
100.00 

2013 
112.83 
143.13 
138.82 
130.65 

2014 
123.65 
150.40 
145.62 
138.51 

2015 
129.28 
163.81 
139.19 
150.87 

2016 
204.86 
221.79 
168.85 
214.90 

2017
182.13
236.29
193.58
228.54

Comparison of 15-Year Cumulative Total Return • Assumes Initial Investment of $100

2002 

2003 

2004 

2005 

2006 

2007 

2008 

2009 

2010 

2011 

2012 

2013 

2014 

2015 

2016  2017 

Arrow 
Financial
Corporation 

NASDAQ  
Banks Index 

Russell 2000 
Index 

100.00  116.64  138.31  124.30  126.20  118.13  144.56  154.31  182.46  167.25  189.09  213.35  233.81  244.45  387.37  344.38 

100.00  128.64  147.32  143.90  161.58  127.88  93.23 

77.58 

92.25  82.51 

98.71  141.28  148.46  161.69  218.92  233.24 

100.00  147.25  174.40  182.27  215.75  212.37  140.62  178.82  226.85  217.37  252.91  351.10  368.29  352.03  427.04  489.59 

Zacks $1B-$5B  
Bank Assets  
Index 

100.00  135.63  158.83  152.55  171.18  141.30  125.61  100.29  115.98  110.87  134.99  176.37  186.98  203.66  290.10  308.52

Source: Prepared by Zacks Investment Research, Inc. Used with permission. All rights reserved. Copyright 1980–2018.

 
 
Arrow Financial Corporation

Board of Directors

Thomas L. Hoy (Chairman)
Retired President and CEO
Arrow/Glens Falls National Bank

David G. Kruczlnicki
Retired President and CEO
Glens Falls Hospital

Mark L. Behan
President
Behan Communications, Inc.

Elizabeth A. Miller
President and CEO
Miller Mechanical Services, Inc.

Tenée R. Casaccio, AIA
President
JMZ Architects and Planners, P.C.

David L. Moynehan
Retired President
Riverside Gas & Oil Company, Inc.

Michael B. Clarke
Retired President and CEO
Lone Star Industries

Thomas J. Murphy
President and CEO
Arrow/Glens Falls National Bank

Gary C. Dake
President
Stewart’s Shops Corp.

Raymond F. O’Conor
Chairman and Retired President 
and CEO
Saratoga National Bank

William L. Owens, Esq.
Partner
Stafford, Owens, Piller, Murnane,
Kelleher & Trombley, PLLC

Colin L. Read, PhD
Mayor, City of Plattsburgh
Professor of Economics
and Finance
SUNY Plattsburgh

Richard J. Reisman, DMD
Chairman - Section of Dentistry
Glens Falls Hospital

Director Emeriti

Herbert O. Carpenter

John J. Carusone, Jr.

Mary-Elizabeth T. FitzGerald

Herbert A. Heineman, Jr.

Elizabeth O’Connor Little

Corporate Officers

Thomas J. Murphy
President and CEO

Michael F. Massiano
(Chairman Emeritus) 

John J. Murphy

Doris E. Ornstein 

In Memoriam: 

George C. Frost

Dr.  Edward F. Huntington

David S. DeMarco
Senior Vice President 
and Chief Banking Officer

Andrew J. Wise
Senior Vice President
and Chief Operating Officer

Edward J. Campanella
Senior Vice President, Treasurer 
and Chief Financial Officer

David D. Kaiser
Senior Vice President

Shareholder Information

Arrow Stock
Arrow’s common stock trades on the NASDAQ Global Select MarketSM under the symbol “AROW.” 

Dividend Reinvestment Plan

The Arrow Financial Corporation Dividend 
Reinvestment Plan offers participants a 
convenient and economical way to acquire 
common stock of Arrow Financial Corporation 
without payment of any brokerage 
commission or service charge.

Participants may reinvest all cash dividends in 
additional shares as well as make optional cash 
contributions to buy shares.

Since the Plan is entirely voluntary, you may
join at any time and terminate whenever
you wish.

For more information, please contact:

American Stock Transfer and Trust Company
6201 15th Avenue
Brooklyn, NY 11219
Tel: (888) 444-0058 or astfinancial.com

Source: Prepared by Zacks Investment Research, Inc. Used with permission. All rights reserved. Copyright 1980–2018.

 
 
250 Glen Street, PO Box 307, Glens Falls, NY 12801     (518) 745-1000     arrowfinancial.com