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Arrow Financial Corporation

arow · NASDAQ Financial Services
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Ticker arow
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 580
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FY2019 Annual Report · Arrow Financial Corporation
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2 0 1 9

ANNUAL REVIEW

Performance Comparisons

$2.43

$2.50

$2,605

$2,760

$2,446

$3,184

$2,988

$1.69

$1.81

$1.98

2015

2016

2017

 2018 

2019

2015

2016

2017

 2018 

2019

DILUTED EARNINGS PER SHARE

ASSETS

 For the 12 Months Ended December 31*

As of December 31
($ in Millions)

$1.02

$.97

$2,030

$2,117

$2,245

$2,346

$2,616

$.92

$.89

$.87

2015

 2016 

2017

 2018 

2019

2015

 2016 

2017

 2018 

2019

CASH DIVIDENDS PAID PER SHARE

DEPOSITS

 For the 12 Months Ended December 31*

As of December 31
($ in Millions)

$16.89

$18.08

$20.12

$233

$250

$214

$14.69

$15.81

$302

$270

2015

2016

2017

 2018 

2019

2015

2016

2017

 2018 

2019

BOOK VALUE PER SHARE

SHAREHOLDERS’ EQUITY

As of December 31* 

As of December 31
($ in Millions)

*Per share amounts have been restated for stock dividends distributed.

 
Fellow Shareholders:

2019 FINANCIAL HIGHLIGHTS

Like most financial
institutions, we navigated 
a challenging interest rate 
environment and other 
economic pressures in 
2019. Yet I am proud to 
share that we once again 
delivered record earnings, 
steady growth, sustained 

profitability and excellent credit quality. We 
remain committed to living our mission for our 
customers, employees, shareholders and the 
communities we serve. Our measured and 
thoughtful approach keeps us focused on long-
term opportunities that will help us continue to 
grow in the future.

Some highlights from 2019 include: 

      Surpassed $3 billion in assets for the
first time

      Net income reached a record high of
$37.5 million

      Total loan balances grew to a record
$2.4 billion

      Total deposits grew to a record $2.6 billion

      Wealth Management Division reached a
record $1.5 billion in assets under management

      Continued to optimize our Glens Falls National 
Bank branch network in Plattsburgh and
Queensbury

      Expanded the Saratoga National Bank Capital 
Region footprint by opening a Rotterdam location, 
and announced plans for a Latham branch

      Wealth Management Division and Upstate 
Agency moved into new and updated
headquarters

      Enhanced our customer experience, including 
upgrades for online loan payments and Business 
Online Banking

Net Income: $37.5 million, up 3.3%

Total Loans: $2.4 billion, up 8.6%

Total Deposits: $2.6 billion, up 11.5%

Total Assets: $3.18 billion, up 6.6%

Return on Average Equity: 13.17%

Return on Average Assets: 1.24% 

Return on Tangible Equity: 14.36% 

Stock Dividend: 3% distributed in Sept.

Current Quarterly Cash Dividend: $0.26

Book Value Per Share: Increase of 11.2% 

Shareholders’ Equity: Increase of 11.9%

       Glens Falls National and Saratoga National 
maintained 5-Star “Superior” ratings from
BauerFinancial 

       Saratoga National Bank was named “Top Small 
Community Lender” by the U.S. Small Business 
Administration in the Capital Region for the sixth 
consecutive year

The Arrow team’s dedication is the driving force 
behind our accomplishments, and I want to thank 
our employees for everything they do. Their com-
mitment to improving our customer experience, 
serving our communities, and delivering value for 
the organization keeps us competitive and strong.

Additionally, our commitment to giving back 
helps our communities remain strong. We are 
proud to share that the Arrow Family of Com-
panies contributed more than $4 million and 
countless volunteer hours over the past decade 
to nonprofit organizations that make our region a 
great place to live.

Thank you for your continued investment in
Arrow Financial Corporation. We value your trust, 
support and partnership.

      Named to top-performing lists by American 
Banker magazine, Bank Director magazine and 
Seifried & Brew, LLC 

Tom Murphy
President and Chief Executive Officer

 
 
       
Consolidated Statements of Income (Unaudited)

Years Ended December 31

(in thousands, except per-share amounts)

 2015

  2016

  2017

 2018 

2019

Interest and Dividend Income
Interest Expense

$  70,738
4,813

$  76,915
5,356

$  84,657
7,006

$  96,503
12,485

$ 109,759
21,710

Net Interest Income
Provision for Loan Losses
Net Interest Income after
    Provision for Loan Losses 
Total Noninterest Income
Total Noninterest Expense

Income Before Taxes
Provision for Income Taxes

65,925
1,347

64,578
28,124
57,430

35,272
10,610

71,559
2,033

69,526
27,832
59,609

37,749
11,215

77,651
2,736

74,915
27,645
62,705

39,855
10,529

84,018
2,607

81, 4 1 1
28,949
65,055

45,305
9,026

88,049
2,079

85,970
28,555
67,450

47,075
9,600

Net Income

$  24,662

$  26,534

$  29,326

$  36,279

$  37,475

Share and Per Share Data
Diluted Average Shares
    Outstanding
Diluted Earnings Per Share
Cash Dividends Per Share       
Book Value Per Share
Tangible Book Value Per Share 

Key Earnings Ratios
Return on Average Assets
Return on Average Equity
Return on Tangible Equity
Net Interest Margin

Capital Ratios
Tier 1 Leverage Ratio
Total Risk-Based Capital Ratio

Asset Quality Ratios
Nonperforming Assets to 
    Period-End Assets
Allowance for Loan Losses to
    Period-End Loans 

14,566
$        1.69
$        .87
$      14.69
$      12.98

14,725
$       1 .81
$         .89
$      15.81
$      14.14

14,838
$       1.98
$         .92
$     16.89
$     15.26

14,922
$       2.43
$          . 97
$     18.08
$      16.49

14,983
$      2 .50
$       1 .02
$    20. 1 2
$    1 8 .55

1.05%
11.86%
13.50%
2.97%

1.06%
11.79%
13.25%
3.00%

1.09%
12.14%
13.51%
3.02%

1 .27%
13.96%
15.38%
3.07%

1.24%
13.17%
14.36%
3.05%

9.25%
15.09%

9.47%
15.15%

9.49%
14.98%

9. 6 1 %
14.86%

9.98%
14.78%

0.36%

0.28%

0.28%

0.23%

0.18%

1.02%

0.97%

0.95%

0.92%

0.89%

      
Consolidated Balance Sheets (Unaudited)

As of December 31

(in thousands)

   2015

  2016

 2017

2018  

2019

Assets 
Cash and Due from Banks
Interest-Bearing Deposits
    at Banks
Investment Securities
Loans
Allowance for Loan Losses

Net Loans
Premises and Equipment, Net
Goodwill and Intangible 
    Assets, Net
Other Assets

$      34,816

$     43,024

$     42,562

$     56,529

$      47,035

16,252
731,759
1,573,952
(16,038)

14,331
703,335
1,753,268
(17,012)

30,276
646,056
1,950,770
(18,586)

27,710
618,291
2,196,215
(20,196)

23,186
614,779
2,386,120
(21,187)

1,557,914
27,440

1,736,256
26,938

1,932,184
27,619

2,176,019
30,446

2,364,933
40,629

24,980
53,027

24,569
56,789

24,162
57,606

23,725
55,614

23,534
70,179

Total Assets

$2,446,188

$2,605,242

$2,760,465

$2,988,334

$3,184,275

Liabilities and
Shareholders’ Equity
Noninterest-Bearing Deposits
Interest-Bearing Checking
    and Savings Deposits

Time Deposits

Total Deposits

Short-Term Borrowings
Federal Home Loan
    Bank Term Advances
Other Long-Term Debt
Other Liabilities

$  358,751       

$   387,280       

$    441,945       

$    472,768       

$   484,944       

1,481,855

1,529,953

1,601,888

1,608,829

1,735,789

189,817

199,313

201,283

263,987

395,321

2,030,423

2,116,546

2,245,116

2,345,584

2,616,054

105,173

158,836

169,966

288,659

181,099

55,000
20,000
21,621

55,000
20,000
22,008

55,000
20,000
20,780

45,000
20,000
19,507

30,000
20,000
35,394

Total Liabilities

2,232,217

2,372,390

2,510,862

2,718,750

2,882,547

Total Shareholders’ Equity

213,971

232,852

249,603

269,584

301,728

Total Liabilities and
Shareholders’ Equity

$2,446,188

$2,605,242

$2,760,465

$2,988,334

$3,184,275

 
 
      
Total Return Performance

Comparison of Five-Year Cumulative Total Return • Assumes Initial Investment of $100

Arrow Financial Corporation 
NASDAQ Banks Index 
Russell 2000 Index 
Zacks $1B-$5B Bank Assets Index 

2014 
100.00 
100.00 
100.00 
100.00 

2015 
104.55 
108.91 
95.59 
108.06 

2016 
165.68 
147.47 
115.95 
149.08 

2017 
147.29 
157.10 
132.94 
161.73 

2018
147.21 
130.44 
118.30 
143.59 

2019
184.59
163.99
148.49
170.48

Comparison of 15-Year Cumulative Total Return • Assumes Initial Investment of $100

2004 

2005 

2006 

2007 

2008 

2009 

2010 

2011 

2012 

2013 

2014 

2015 

2016 

2017 

2018

2019 

Arrow 
Financial
Corporation 

NASDAQ  
Banks Index 

Russell 2000 
Index 

100.00 

89.88  91.25 

85.41  104.52  111.57  131.92  120.93  136.71  154.26  169.05  176.74  280.07  249.00  248.87  312.06 

100.00 

97.68  109.68 

86.80  63.28 

52.66  62.62 

56.01 

67.00  95.90  100.77  109.75  148.60  158.31  131.45  165.25 

100.00  104.51  123.71  121.77  80.62  102.53  130.06  124.62  145.00  201.28  211.13  201.81  244.82  280.69  249.78  313.54 

Zacks $1B-$5B  
Bank Assets  
Index 

100.00 

98.79  111.96 

95.27  76.13 

66.49  74.17 

72.08 

84.55  109.61  118.73  128.30  177.00  192.02  170.48  202.41

Source: Prepared by Zacks Investment Research, Inc. Used with permission. All rights reserved. Copyright 1980–2020.

 
 
Arrow Financial Corporation

Board of Directors

Thomas L. Hoy (Chairman)
Retired President and CEO
Arrow/Glens Falls National Bank

David G. Kruczlnicki
Retired President and CEO
Glens Falls Hospital

Mark L. Behan
President
Behan Communications, Inc.

Elizabeth A. Miller
President and CEO
Miller Mechanical Services, Inc.

Tenée R. Casaccio, AIA
President
JMZ Architects and Planners, P.C.

Thomas J. Murphy
President and CEO
Arrow/Glens Falls National Bank

Raymond F. O’Conor
Chairman and Retired President 
and CEO
Saratoga National Bank

William L. Owens, Esq.
Partner
Stafford, Owens, Piller, Murnane,
Kelleher & Trombley, PLLC

Colin L. Read, PhD
Mayor, City of Plattsburgh
Professor of Economics
and Finance
SUNY Plattsburgh

Richard J. Reisman, DMD
Chairman - Section of Dentistry
Glens Falls Hospital

Michael B. Clarke
Retired President and CEO
Lone Star Industries

Gary C. Dake
President
Stewart’s Shops Corp.

Director Emeriti

Herbert O. Carpenter

John J. Carusone, Jr.

Mary-Elizabeth T. FitzGerald

Corporate Officers

Thomas J. Murphy
President and CEO

Herbert A. Heineman, Jr.

David L. Moynehan 

Elizabeth O’Connor Little

Michael F. Massiano
(Chairman Emeritus) 

John J. Murphy

Doris E. Ornstein 

David S. DeMarco
Senior Vice President 
and Chief Banking Officer

Andrew J. Wise
Senior Vice President
and Chief Operating Officer

Edward J. Campanella
Senior Vice President, Treasurer 
and Chief Financial Officer

David D. Kaiser
Senior Vice President

Shareholder Information

Arrow Stock
Arrow’s common stock trades on the NASDAQ Global Select MarketSM under the symbol “AROW.” 

Dividend Reinvestment Plan

The Arrow Financial Corporation Dividend 
Reinvestment Plan offers participants a 
convenient and economical way to acquire 
common stock of Arrow Financial Corporation 
without payment of any brokerage commission 
or service charge.

Participants may reinvest all cash dividends in 
additional shares as well as make optional cash 
contributions to buy shares.

Since the Plan is entirely voluntary, you may
join at any time and terminate whenever
you wish.

For more information, please contact:

American Stock Transfer & Trust Company
6201 15th Avenue
Brooklyn, NY 11219
Tel: (888) 444-0058 or astfinancial.com

 
Our Family of Companies

250 Glen Street, PO Box 307 
Glens Falls, NY 12801
(518) 745-1000
arrowfinancial.com

Aerial view of Glens Falls,  
New York, home of  
Arrow headquarters.
Aerial views of Glens Falls