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Arrow Financial Corporation

arow · NASDAQ Financial Services
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Ticker arow
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 580
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FY2020 Annual Report · Arrow Financial Corporation
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ANNUAL REVIEW

Performance Comparisons

$2.36

$2.43

$2.64

$2,605

$2,760

$3,689

$3,184

$2,988

$1.92

$1.75

2016

2017

2018

 2019 

2020

2016

2017

2018

 2019 

2020

DILUTED EARNINGS PER SHARE

ASSETS

 For the 12 Months Ended December 31*

As of December 31
($ in Millions)

$1.02

$.99

$.94

$2,245

$2,346

$2,117

$3,235

$2,616

$.89

$.86

2016

 2017 

2018

 2019 

2020

2016

 2017 

2018

 2019 

2020

CASH DIVIDENDS PAID PER SHARE

DEPOSITS

 For the 12 Months Ended December 31*

As of December 31
($ in Millions)

$17.55

$19.53

$21.55

$334

$302

$15.35

$16.40

$233

$250

$270

2016

2017

2018

 2019 

2020

2016

2017

2018

 2019 

2020

BOOK VALUE PER SHARE

SHAREHOLDERS’ EQUITY

As of December 31* 

As of December 31
($ in Millions)

*Per share amounts have been restated for stock dividends distributed.

 
Fellow Shareholders:

2020 FINANCIAL HIGHLIGHTS

Arrow Financial Corporation 
remained strong through 
2020, rising to meet 
challenges presented by 
the COVID-19 pandemic. 
Through it all, Arrow  
Financial Corporation and 
its Family of Companies 
have been here for our 

customers, our employees and the communities 
we serve.

As we look back, we are proud to have delivered 
temporary financial assistance, stimulus program 
support, Paycheck Protection Program loans 
and charitable contributions when it was most 
needed. We continued to operate with a focus 
on health and safety, ensuring that essential 
banking services were available, even as we 
were all socially distant. 

Additionally, 2020 was a year of continued 
shareholder value with record earnings, steady 
growth, sustained profitability and credit quality. 
Our measured and thoughtful approach keeps 
us focused on long-term opportunities that will 
help us maintain our strong organic growth as 
we continue to face an uncertain future.

Among the highlights from 2020, we: 

• Provided PPP loans to more than 1,500 small 
businesses, allowing them to remain open, or 
reopen, which helped them pay their employees 

• Opened our 12th Saratoga National Bank 
branch in Latham, New York and optimized our 
Glens Falls National Bank branch network by 
consolidating overlapping offices in Queensbury 
and Greenwich, giving us 40 branches in eight 
counties within our combined banking network

• Opened a Capital Region Business Develop-
ment Office in Latham, New York

• Enhanced our customer experience with  
website upgrades and the formation of a Cus-
tomer Experience Unit of Retail Banking during 
these very difficult times

Net Income: $40.8 million, up 8.9%

Total Loans: $2.6 billion, up 8.8%

Total Deposits: $3.2 billion, up 23.6%

Total Assets: $3.69 billion, up 15.8%

Return on Average Equity: 12.77%

Return on Average Assets: 1.17% 

Return on Tangible Equity: 13.78% 

Stock Dividend: 3% distributed in Sept.

Current Quarterly Cash Dividend: $0.26

Book Value Per Share: Increase of 10.3% 

Shareholders’ Equity: Increase of 10.8%

• Maintained 5-Star “Superior” ratings from 
BauerFinancial for both Glens Falls National 
Bank and Saratoga National Bank.

• Gave back almost $470,000 in charitable con-
tributions and our Arrow Team donated more 
than 3,300 volunteer hours to our communities.

As these challenging times continue into 2021,  
I need to thank our Team for their commitment 
to safety while also demonstrating flexibility in
adapting to the changing needs of our cus-
tomers. The dedication of our Arrow Team is the 
driving force behind all of our accomplishments. 
Their passion for improving our customer expe-
rience, serving our communities, and delivering 
value for shareholders keeps us competitive and 
strong.

Thank you for your investment in Arrow Financial 
Corporation. We appreciate your trust and sup-
port and will continue to work in partnership with 
you toward creating value for your investment. 

Tom Murphy 
President and CEO

Consolidated Statements of Income (Unaudited)

Years	Ended	December	31

(in	thousands,	except	per-share	amounts)

  2016 

2017 

2018 

2019 

2020

Interest and Dividend Income
Interest	Expense

	 $	 76,915
5,356

	 $	 84,657
7,006

	 $	 96,503
12,485

	 $	109,759
21,710

	 $	 111,896
12,694

Net Interest Income
Provision for Loan Losses
Net Interest Income after
    Provision for Loan Losses 
Total Noninterest Income
Total	Noninterest	Expense

Income	Before	Taxes
Provision	for	Income	Taxes

71,559
2,033

69,526
27,832
59,609

37,749
11,215

77,651
2,736

74,915
27,645
62,705

39,855
10,529

84,018
2,607

81,411
28,949
65,055

45,305
9,026

88,049
2,079

99,202
9,319

85,970
28,555
67,450

47,075
9,600

89,883
32,658
70,678

51,863
11,036

Net Income

	 $	 26,534

	 $	 29,326

	 $	 36,279

	 $	 37,475

	 $	 40,827

Share and Per Share Data
Diluted Average Shares
    Outstanding
Diluted Earnings Per Share
Cash Dividends Per Share       
Book Value Per Share
Tangible Book Value Per Share 

Key Earnings Ratios
Return on Average Assets
Return on Average Equity
Return on Tangible Equity
Net Interest Margin

Capital Ratios
Tier	1	Leverage	Ratio
Total	Risk-Based	Capital	Ratio

Asset Quality Ratios
Nonperforming	Assets	to	
				Period-End	Assets
Allowance for Loan Losses to
				Period-End	Loans	

15,168
1.75
.86
15.35
13.73

15,283
1.92
.89
16.40
14.82

	 $	
	 $	
	 $	
	 $	

15,370
2.36
.	94
17.55
16.01

	 $		
	 $	
	 $	
	 $			

15,433
2.43
.99
19.53
18.01

	 $	
	 $	
	 $	
	 $	

15,479
2.64
	 $	
1.02
	 $	
	 $	
21.55
	 $	 20.02

$	
$	
$	
$	

1.06%
11.79%
13.25%
3.00%

1.09%
12.14%
13.51%
3.02%

1 .27%
13.96%
15.38%
3.07%

1.24%
13.17%
14.36%
3.05%

1.17%
12.77%
13.78%
2.99%

9.47%
15.15%

9.49%
14.98%

9. 6 1 %
14.86%

9.98%
14.78%

9.07%
15.48%

0.28%

0.28%

0.23%

0.18%

0.18%

0.97%

0.95%

0.92%

0.89%

1.13%

      
Consolidated Balance Sheets (Unaudited)

As	of	December	31

(in	thousands)

  2016 

2017 

2018 

2019 

2020

Assets 
Cash and Due from Banks
Interest-Bearing	Deposits
    at Banks
Investment Securities
Loans
Allowance for Loan Losses

Net Loans
Premises	and	Equipment,	Net
Goodwill and Intangible 
				Assets,	Net
Other Assets

	 $	 43,024

	 $	 42,562

	$	

56,529

	 $	 47,035

	 $	

42,116

14,331
703,335
1,753,268
(17,012)

30,276
646,056
1,950,770
(18,586)

27,710
618,291
2,196,215
(20,196)

23,186
614,779
2,386,120
(21,187)

338,875
590,677
2,595,030
(29,232)

1,736,256
26,938

1,932,184
27,619

2,176,019
30,446

2,364,933
40,629

2,565,798
42,612

24,569
56,789

24,162
57,606

23,725
55,614

23,534
70,179

23,823
84,735

Total Assets

	 $	2,605,242

	 $	2,760,465

	$	2,988,334

	 $	3,184,275

	 $	3,688,636

Liabilities and
Shareholders’ Equity
Noninterest-Bearing	Deposits
Interest-Bearing	Checking
				and	Savings	Deposits

	 $	 387,280							

	 $	 441,945							

	$	 472,768							

	 $	 484,944							

	 $	 701,341

1,529,953

1,601,888

1,608,829

1,735,789

2,255,792

Time	Deposits

199,313

201,283

263,987

395,321

277,593

Total	Deposits

2,116,546

2,245,116

2,345,584

2,616,054

3,234,726

Short-Term	Borrowings
Federal Home Loan
    Bank Term Advances
Other	Long-Term	Debt
Other Liabilities

158,836

169,966

288,659

181,099

17,486

55,000
20,000
22,008

55,000
20,000
20,780

45,000
20,000
19,507

30,000
20,000
35,394

45,000
20,000
37,032

Total Liabilities

2,372,390

2,510,862

2,718,750

2,882,547

3,354,244

Total Shareholders’ Equity

232,852

249,603

269,584

301,728

334,392

Total Liabilities and
Shareholders’ Equity

	 $	2,605,242

	 $	2,760,465

	$	2,988,334

	 $	3,184,275

	 $	3,688,636

 
 
      
Total Return Performance

Comparison	of	Five-Year	Cumulative	Total	Return	•	Assumes	Initial	Investment	of	$100

Arrow Financial Corporation 
NASDAQ Banks Index 
Russell 2000 Index 
Zacks $1B-$5B Bank Assets Index 

2015 
100.00 
100.00 
100.00 
100.00 

2016 
158.47 
135.40 
121.31 
135.72 

2017 
140.88 
144.24 
139.08 
148.54 

2018 
140.81 
119.76 
123.76 
135.24 

2019 
176.56 
150.57 
155.35 
156.49 

2020
148.98
141.32
186.36
133.30

Comparison	of	15-Year	Cumulative	Total	Return	•	Assumes	Initial	Investment	of	$100

2005 

2006 

2007 

2008 

2009 

2010 

2011 

2012 

2013 

2014 

2015 

2016 

2017 

2018 

2019  2020 

Arrow 
Financial
Corporation 

NASDAQ  
Banks Index 

Russell 2000 
Index 

100.00  101.53  95.03  116.30  124.14  146.78  134.55  152.12  171.64  188.10  196.65  311.63  277.05  276.90  347.21  292.97 

100.00  112.29  88.87 

64.79  53.91 

64.11  57.34 

68.60 

98.18  103.17  112.37  152.14  162.08  134.57  169.18  158.79 

100.00  118.37  116.51 

77.14  98.10  124.44  119.24  138.74  192.59  202.01  193.10  234.25  268.57  239.00  300.01  359.89 

Zacks $1B-$5B  
Bank Assets  
Index 

100.00  111.25  96.06 

73.51  63.62 

69.27  66.86 

78.77 

99.79  111.03  120.98  164.19  179.70  163.61  189.32  161.27

Source:	Prepared	by	Zacks	Investment	Research,	Inc.	Used	with	permission.	All	rights	reserved.	Copyright	1980–2021.

 
 
Arrow Financial Corporation

Board of Directors

Thomas L. Hoy (Chairman)
Retired President and CEO
Arrow	Financial	Corporation/
Glens Falls National Bank

Mark L. Behan
President
Behan	Communications,	Inc.

Tenée R. Casaccio, AIA
President
JMZ	Architects	and	Planners,	PC

Michael B. Clarke
Retired President and CEO
Lone Star Industries

Directors Emeriti

Herbert O. Carpenter

John J. Carusone, Jr.

Mary-Elizabeth T. FitzGerald

Corporate Officers

Thomas J. Murphy
President and CEO

Edward J. Campanella
Senior	Vice	President,
Treasurer and Chief Financial 
Officer

Gary C. Dake
President
Stewart’s	Shops	Corp.

Raymond F. O’Conor
Chairman,	Retired	President	and	CEO
Saratoga National Bank

David G. Kruczlnicki
Retired President and CEO
Glens	Falls	Hospital

Elizabeth A. Miller
President and CEO
Miller	Mechanical	Services,	Inc.

Thomas J. Murphy
President and CEO
Arrow	Financial	Corporation/
Glens Falls National Bank

William L. Owens, Esq.
Partner
Stafford,	Owens,	Piller,	Murnane,
Kelleher	and	Trombley,	PLLC

Colin L. Read, PhD
Professor	of	Economics/Finance
SUNY	Plattsburgh

Richard J. Reisman, DMD
Chairman	-	Section	of	Dentistry
Glens	Falls	Hospital

Herbert A. Heineman, Jr.

David L. Moynehan 

Elizabeth O’Connor Little

Michael F. Massiano
(Chairman Emeritus) 

John J. Murphy

Doris E. Ornstein 

David S. DeMarco
Senior Vice President 
and	Chief	Banking	Officer

David D. Kaiser
Senior Vice President
and Chief Credit Officer

Andrew J. Wise
Senior Vice President
and	Chief	Operating	Officer

Shareholder Information

Arrow Stock
Arrow’s common stock trades on the NASDAQ Global Select MarketSM under the symbol “AROW.” 

Dividend Reinvestment Plan

The Arrow Financial Corporation Dividend 
Reinvestment Plan offers participants a 
convenient and economical way to acquire 
common stock of Arrow Financial Corporation 
without payment of any brokerage commission 
or service charges.

Participants may reinvest all cash dividends in 
additional shares as well as make optional cash 
contributions to buy shares.

Since the Plan is entirely voluntary, you may
join at any time and terminate whenever
you wish.

For more information, please contact:

American Stock Transfer & Trust Company
6201 15th Avenue
Brooklyn, NY 11219
Tel: (888) 444-0058 or astfinancial.com

 
250 Glen Street, PO Box 307, Glens Falls, NY 12801
(518) 745-1000  |  arrowfinancial.com