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Arrow Financial Corporation

arow · NASDAQ Financial Services
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Ticker arow
Exchange NASDAQ
Sector Financial Services
Industry Banks - Regional
Employees 580
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FY2018 Annual Report · Arrow Financial Corporation
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Performance Comparisons

$2.50

$2.04

$2,988

$2,760

$2,605

$2,446

$2,217

$1.86

$1.74

$1.66

2014

2015

2016

 2017 

2018

2014

2015

2016

 2017 

2018

DILUTED EARNINGS PER SHARE

 For the 12 Months Ended December 31*

ASSETS

As of December 31
($ in Millions)

$1.00

$.95

$.92

$.88

$.90

$2,117

$2,245

$2,346

$1,903

$2,030

2014

 2015 

2016

 2017 

2018

2014

 2015 

2016

 2017 

2018

CASH DIVIDENDS PAID PER SHARE

DEPOSITS

 For the 12 Months Ended December 31*

As of December 31
($ in Millions)

$17.40

$16.28

$18.63

$14.29

$15.13

$214

$201

$233

$270

$250

2014

2015

2016

 2017 

2018

2014

2015

2016

 2017 

2018

BOOK VALUE PER SHARE

SHAREHOLDERS’ EQUITY

As of December 31* 

As of December 31
($ in Millions)

*Per share amounts have been restated for stock dividends distributed.

 
Fellow Shareholders:

2018 FINANCIAL HIGHLIGHTS

I am proud to share
the enclosed report
highlighting the 2018 
financial performance 
and remarkable accom-
plishments of Arrow 
Financial Corporation and 
our family of companies. 

Through hard work, we demonstrated steady 
growth, improved profitability, and a constant 
commitment to serving our customers and 
their communities. 

Some key points of interest from this past 
year included:

      Double-digit growth in our loan portfolio 
for the fifth consecutive year, reaching a 
record high of $2.2 billion in total loan 
balances at year-end.

      New records for net income, year-end 
total assets and total equity.

      Our cash dividend inceased to $0.26 per 
share in Q3 – the first actual increase in our 
cash dividend since 2008.

      American Banker’s “Mid-tier Performers” 
list ranked Arrow 31st out of more than 200 
financial institutions. It is one of only three 
New York banks, and the only one from the 
Capital Region, to appear in the top 50. 

      Both Glens Falls National Bank and 
Saratoga National Bank maintained 5-Star 
Superior ratings from BauerFinancial.

      Saratoga National was named “Top Small 
Community Lender” by the U.S. Small Busi-
ness Administration for the Capital Region for 
the fifth consecutive year.

      Saratoga National also announced plans 
for further expansion into the Capital Region 
with its 11th location, opening in Rotterdam, 
N.Y. this year.

      We completed a multi-year, multi-
phase strategic plan to unify our insurance 
offerings. Capital Financial Group is now the 

Net Income:  $36.3 million, up 23.7%

Total Loans:  $2.20 billion, up 12.6%

Total Deposits:  $2.35 billion, up 4.5%

Total Assets:  $2.99 billion, up 8.3%

Return on Average Equity:  13.96%

Return on Average Assets:  1.27% 

Return on Tangible Equity:  15.38% 

Stock Dividend: 3% distributed in Sept.

Current Quarterly Cash Dividend:  $0.26

Book Value Per Share:  Increase of 7.1% 

Shareholders’ Equity:  Increase of 8.0%

“Employee Benefits Division” of Upstate 
Agency, allowing us to deliver more value 
and greater efficiency to our customers.  

None of these accomplishments would 
have been possible without the efforts of our 
Arrow Team. I’d like to personally give my 
thanks to them for their continued dedication 
and efforts. 

We continue to focus on long-term oppor-
tunities that drive our business forward. Like 
most other financial institutions, we face the 
pressures of economic conditions beyond 
our control. Through strategic planning, 
spending and investments, we will remain 
a strong company that is well-positioned to 
deliver value to our customers, our communi-
ties, our employees and our shareholders. 

Thank you for your continued trust, support 
and partnership. 

Sincerely,

Tom Murphy
President and Chief Executive Officer



Consolidated Statements of Income (Unaudited)

Years Ended December 31

(in thousands, except per-share amounts)

 2014

  2015

  2016

 2017 

2018

Interest and Dividend Income
Interest Expense

$  66,861
5,767

$  70,738
4,813

$  76,915
5,356

$   84,657
7,006

$  96,503
12,485

Net Interest Income
Provision for Loan Losses
Net Interest Income after
    Provision for Loan Losses 
Total Noninterest Income
Total Noninterest Expense

Income Before Taxes
Provision for Income Taxes

61,094
1,848

59,246
28,316
54,028

33,534
10,174

65,925
1,347

64,578
28,124
57,430

35,272
10,610

71,559
2,033

69,526
27,832
59,609

37,749
11,215

77,651
2,736

74,915
27,645
62,705

39,855
10,529

84,018
2,607

81,411
28,949
65,055

45,305
9,026

Net Income

$  23,360

$  24,662

$  26,534

$  29,326

$  36,279

Share and Per Share Data
Diluted Average Shares
    Outstanding
Diluted Earnings Per Share
Cash Dividends Per Share       
Book Value Per Share
Tangible Book Value Per Share 

Key Earnings Ratios
Return on Average Assets
Return on Average Equity
Return on Tangible Equity
Net Interest Margin

Capital Ratios
Tier 1 Leverage Ratio
Total Risk-Based Capital Ratio

Asset Quality Ratios
Nonperforming Assets to 
    Period-End Assets
Allowance for Loan Losses to
    Period-End Loans 

14,080
$       1 .66
$         .88
$     14.29
$     12.46

14,142
$       1. 74
$        .90
$     15. 1 3
$     13.37

14,296
$       1.86
$         .92
$     16.28
$     14.56

14,406
$       2.04
$         .95
$     17.40
$     15. 7 1

14,488
$       2.50
$        1.00
$     18.63
$     16.99

1.07%
11.79%
13.56%
2.95%

1.05%
11.86%
13.50%
2.97%

1.06%
11.79%
13.25%
3.00%

1.09%
12.14%
13.51%
3.02%

1.27%
13.96%
15.38%
3.07%

9.44%
15.54%

9.25%
15.09%

9.47%
15.15%

9.49%
14.98%

9. 6 1 %
14.86%

0.37%

0.36%

0.28%

0.28%

0.23%

1.10%

1.02%

0.97%

0.95%

0.92%

      
Consolidated Balance Sheets (Unaudited)

As of December 31

(in thousands)

   2014

  2015

 2016

2017  

2018

Assets 
Cash and Due from Banks
Interest-Bearing Deposits
    at Banks
Investment Securities
Loans
Allowance for Loan Losses

Net Loans
Premises and Equipment, Net
Goodwill and Intangible 
    Assets, Net
Other Assets

$       35,081

$     34,816

$     43,024

$     42,562

$     56,529

11,214
673,014
1,413,268
(15,570)

16,252
731,759
1,573,952
(16,038)

14,331
703,335
1,753,268
(17,012)

30,276
646,056
1,950,770
(18,586)

27,710
618,291
2,196,215
(20,196)

1,397,698
28,488

1,557,914
27,440

1,736,256
26,938

1,932,184
27,619

2,176,019
30,446

25,628
46,297

24,980
53,027

24,569
56,789

24,162
57,606

23,725
55,614

Total Assets

$ 2,217,420

$2,446,188

$2,605,242

$2,760,465

$2,988,334

Liabilities and
Shareholders’ Equity
Noninterest-Bearing Deposits
Interest-Bearing Checking
    and Savings Deposits

Time Deposits

Total Deposits

Short-Term Borrowings
Federal Home Loan
    Bank Term Advances
Other Long-Term Debt
Other Liabilities

$   300,786       

$  358,751       

$   387,280       

$    441,945       

$    472,768       

1,396,319

1,481,855

1,529,953

1,601,888

1,608,829

205,843

189,817

199,313

201,283

263,987

1,902,948

2,030,423

2,116,546

2,245,116

2,345,584

60,421

105,173

158,836

169,966

288,659

10,000
20,000
23,125

55,000
20,000
21,621

55,000
20,000
22,008

55,000
20,000
20,780

45,000
20,000
19,507

Total Liabilities

2,016,494

2,232,217

2,372,390

2,510,862

2,718,750

Total Shareholders’ Equity

200,926

213,971

232,852

249,603

269,584

Total Liabilities and
    Shareholders’ Equity

$ 2,217,420

$2,446,188

$2,605,242

$2,760,465

$2,988,334

 
 
      
Total Return Performance

Comparison of Five-Year Cumulative Total Return • Assumes Initial Investment of $100

Arrow Financial Corporation 
NASDAQ Banks Index 
Russell 2000 Index 
Zacks $1B-$5B Bank Assets Index 

2013 
100.00 
100.00 
100.00 
100.00 

2014 
109.59 
105.08 
104.89 
108.03 

2015 
114.57 
114.45 
100.26 
116.76 

2016 
181.56 
154.96 
121.63 
161.47 

2017 
161.42 
165.08 
139.44 
174.08 

2018
161.33
137.07
124.09
153.75

Comparison of 15-Year Cumulative Total Return • Assumes Initial Investment of $100

2003 

2004 

2005 

2006 

2007 

2008 

2009 

2010 

2011 

2012 

2013 

2014 

2015 

2016 

2017  2018 

Arrow 
Financial
Corporation 

NASDAQ  
Banks Index 

Russell 2000 
Index 

100.00  118.58  106.58  108.20  101.28  123.94  132.30  156.43  143.40  162.12  182.92  200.46  209.58  332.12  295.27  295.11 

100.00  114.52  111.86  125.60  99.40 

72.47  60.30 

71.71 

64.14  76.73  109.82  115.40  125.69  170.18  181.29  150.53 

100.00  118.44  123.78  146.52  144.22 

95.49  121.43  154.03  147.60  171.73  238.39  250.05  239.02  289.96  332.44  295.83 

Zacks $1B-$5B  
Bank Assets  
Index 

100.00  116.74  114.01  127.88  107.38 

87.68  75.27 

85.54 

83.73  98.75  128.58  138.91  150.13  207.62  223.83  197.70

Source: Prepared by Zacks Investment Research, Inc. Used with permission. All rights reserved. Copyright 1980–2019.

 
 
Arrow Financial Corporation

Board of Directors

Thomas L. Hoy (Chairman)
Retired President and CEO
Arrow/Glens Falls National Bank

David G. Kruczlnicki
Retired President and CEO
Glens Falls Hospital

Mark L. Behan
President
Behan Communications, Inc.

Elizabeth A. Miller
President and CEO
Miller Mechanical Services, Inc.

Tenée R. Casaccio, AIA
President
JMZ Architects and Planners, P.C.

Thomas J. Murphy
President and CEO
Arrow/Glens Falls National Bank

Raymond F. O’Conor
Chairman and Retired President 
and CEO
Saratoga National Bank

William L. Owens, Esq.
Partner
Stafford, Owens, Piller, Murnane,
Kelleher & Trombley, PLLC

Colin L. Read, PhD
Mayor, City of Plattsburgh
Professor of Economics
and Finance
SUNY Plattsburgh

Richard J. Reisman, DMD
Chairman - Section of Dentistry
Glens Falls Hospital

Michael B. Clarke
Retired President and CEO
Lone Star Industries

Gary C. Dake
President
Stewart’s Shops Corp.

Director Emeriti

Herbert O. Carpenter

John J. Carusone, Jr.

Mary-Elizabeth T. FitzGerald

Corporate Officers

Thomas J. Murphy
President and CEO

Herbert A. Heineman, Jr.

David L. Moynehan 

Elizabeth O’Connor Little

Michael F. Massiano
(Chairman Emeritus) 

John J. Murphy

Doris E. Ornstein 

David S. DeMarco
Senior Vice President 
and Chief Banking Officer

Andrew J. Wise
Senior Vice President
and Chief Operating Officer

Edward J. Campanella
Senior Vice President, Treasurer 
and Chief Financial Officer

David D. Kaiser
Senior Vice President

Shareholder Information

Arrow Stock
Arrow’s common stock trades on the NASDAQ Global Select MarketSM under the symbol “AROW.” 

Dividend Reinvestment Plan

The Arrow Financial Corporation Dividend 
Reinvestment Plan offers participants a 
convenient and economical way to acquire 
common stock of Arrow Financial Corporation 
without payment of any brokerage 
commission or service charge.

Participants may reinvest all cash dividends in 
additional shares as well as make optional cash 
contributions to buy shares.

Since the Plan is entirely voluntary, you may
join at any time and terminate whenever
you wish.

For more information, please contact:

American Stock Transfer & Trust Company
6201 15th Avenue
Brooklyn, NY 11219
Tel: (888) 444-0058 or astfinancial.com

 
Our Family of Companies

250 Glen Street, PO Box 307, Glens Falls, NY 12801
(518) 745-1000  |  arrowfinancial.com