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FY2021 Annual Report · Associated Banc-Corp
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Austal Limited Annual Report 2021

Contents

Index to the notes to the financial statements

Contents.........................................................................................................................................................................................................................2

Basis of preparation .....................................................................................................................................................................................80

Index to the notes to the financial statements ...............................................................................................................................................3

Chairman’s report .................................................................................................................................................................................................. 24

 Note 1 

Corporate information ..............................................................................................................................................................80

Note 2  Basis of preparation ..................................................................................................................................................................80

Current year performance .........................................................................................................................................................................85

Chief Executive Officer’s report ........................................................................................................................................................................ 26

Note 3  Operating segments ..................................................................................................................................................................85

Review of operations .............................................................................................................................................................................................. 31

Directors’ report ...................................................................................................................................................................................................... 34

Nomination & Remuneration Committee Chair’s message ..................................................................................................................... 40

Remuneration report .............................................................................................................................................................................................. 41

Auditor independence ........................................................................................................................................................................................... 75

Consolidated statement of profit and loss and other comprehensive income for the year ended 30 June 2021 ...............76

Consolidated statement of financial position as at 30 June 2021 ........................................................................................................77

Consolidated statement of changes in equity for the year ended 30 June 2021 ............................................................................78

Consolidated statement of cash flows for the year ended 30 June 2021 ..........................................................................................79

Notes to the consolidated financial statements .......................................................................................................................................... 80

Directors’ declaration ...........................................................................................................................................................................................155

Independent audit report to the members of Austal Limited ................................................................................................................156

Note 4  Revenue .........................................................................................................................................................................................89

Note 5  Other profit and loss .................................................................................................................................................................95

Note 6  Earnings per share ....................................................................................................................................................................98

Note 7  Reconciliation of net profit after tax to net cash flows from operations ...............................................................99

Note 8  Dividends paid and proposed ..............................................................................................................................................100

Note 9 

Income and other taxes .......................................................................................................................................................... 101

Capital Structure ..........................................................................................................................................................................................109

Note 10  Cash and cash equivalents ...................................................................................................................................................109

Note 11 

Interest bearing loans and borrowing ................................................................................................................................ 110

Note 12  Reconciliation of financing cash flow to interest bearing debt ................................................................................ 112

Note 13  Contributed equity and reserves ......................................................................................................................................... 113

Note 14  Government grants relating to assets ............................................................................................................................... 115

Working Capital ............................................................................................................................................................................................. 116

Note 15  Trade and other receivables .................................................................................................................................................. 116

Note 16  Vessel construction and support contracts in progress ............................................................................................. 117

Note 17 

Inventories and work in progress ........................................................................................................................................ 117

Note 18  Trade and other payables ....................................................................................................................................................... 118

Shareholder information .....................................................................................................................................................................................162

Note 19  Provisions .................................................................................................................................................................................... 119

Corporate governance statement and ESG Report ...................................................................................................................................163

Corporate directory ...............................................................................................................................................................................................163

Infrastructure & other assets .................................................................................................................................................................. 122

Note 20  Property, plant and equipment ............................................................................................................................................ 122

Note 21  Leases .......................................................................................................................................................................................... 125

Note 22 

Intangible assets and goodwill ............................................................................................................................................ 128

Note 23  Impairment testing of non-current assets ...................................................................................................................... 130

Note 24 

Investments and other financial assets ........................................................................................................................... 133

Note 25  Assets held for sale ................................................................................................................................................................. 134

Note 26  Other non-current assets ...................................................................................................................................................... 134

Financial Risk Management .................................................................................................................................................................... 135

Note 27  Financial risk management .................................................................................................................................................. 135

Note 28  Derivatives and hedging ........................................................................................................................................................ 143

Note 29  Fair value measurements ...................................................................................................................................................... 144

Unrecognised items .................................................................................................................................................................................... 145

Note 30  Commitments and contingencies ...................................................................................................................................... 145

Note 31  Corporate investigations ....................................................................................................................................................... 146

Note 32  Events after the balance date .............................................................................................................................................. 147

The Group, management and related parties .................................................................................................................................... 148

Note 33  Business combinations .......................................................................................................................................................... 148

Note 34  Parent interests in subsidiaries .......................................................................................................................................... 150

Note 35   Related party disclosures ....................................................................................................................................................... 151

Note 36   Key management personnel (KMP) compensation ...................................................................................................... 151

Note 37   Share based payments ........................................................................................................................................................... 152

Note 38   Parent entity information....................................................................................................................................................... 154

2

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 3

Company Overview

s
t
h
g

In what has been a challenging year for the 
shipbuilding industry, let alone the world’s 
population, Austal has successfully kept our 
teams safe, maintained business operations and 
delivered on our commitments to employees, 
customers, suppliers, stakeholders and 
shareholders.

FY2021 will go down as a milestone year for 
Austal, not only for rising to meet the challenges 
of the COVID-19 pandemic, but for a number 
of significant achievements across the business 
and around the world, that position the company 
for further growth.

The Austal Group safely and efficiently 
delivered a record 19 vessels worldwide 
in FY2021. 

This included 7 naval vessels and 2 commercial 
ferries from Australia, 3 naval vessels from 
Austal USA, 2 commercial ferries from Vietnam, 
the largest-ever commercial ferry (by volume) 
constructed by the Austal Group from the 
Philippines and 4 commercial ferries from 
Aulong in China.

The company continued to expand both steel 
shipbuilding capability and sustainment services 
in the United States and Australia which 
further strengthens Austal’s capacity to design, 
construct and support steel naval vessels for 
home and export markets. 

New steel shipbuilding facilities are under 
construction in Mobile, Alabama which enable 
steel vessel construction to commence from 
April 2022.

New sustainment facilities acquired in both 
Mobile and Cairns in Queensland, Australia 
will allow Austal to offer an enhanced vessel 
sustainment service to key customers including 
the United States Navy, Royal Australian Navy 
and Australian Border Force.

New and emerging maritime technologies 
continue to be a focus for our Austal teams and 
supply chain partners around the world. 

In FY2021, a number of exciting new product 
developments were announced, including 
the VOLTA series of electric ferries that offer 
commercial operators an attractive, cost-
effective zero-emission transportation solution; 
and new autonomous vessel technology that is 
being applied to the latest Expeditionary Fast 
Transport ship (EPF-13), under construction for 
the United States Navy. 

Based on the company’s ongoing success in 
shipbuilding, technology and sustainment, 
and in response to converging trends that are 
impacting the global shipbuilding industry, in 
2021 Austal developed and has implemented 
Growth Strategy 2050. 

The strategy confidently states Austal’s intent 
to become the Indo-Pacific region’s leading 
naval defence prime contractor and outlines the 
priorities for the business over the coming three 
decades; expand shipbuilding, enhance systems 
and extend support. 

With communities, cities, states and nations 
around the world moving quickly to establish 
a “new normal” way of life under COVID-19, 
Austal is ready to deliver innovative, cost 
effective solutions that will help defence and 
commercial vessel operators continue to help 
protect and transport people, every day.

i
l

i

h
g
H
1
2
0
2

$1.57B 

Revenue

$2.5B 

Order Book

29
Ships scheduled or 
under construction

19
Ships 
delivered

35              
Vessels under 
sustainment

8 Service Centres

5,500
Employees

4

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 5

 
 
 
Heading
Austal Australia delivering 
Sovereign Capability 

In FY2021, Austal Australia continued to develop 
Australia’s sovereign naval shipbuilding capability 
through the delivery of two Cape-class Patrol Boats 
for the Trinidad and Tobago Coast Guard and 
ongoing construction of six Cape-class Patrol Boats 
for the Royal Australian Navy.

TTS Port of Spain (CG41) and TTS Scarborough 
(CG42) – Austal Hulls 398 and 399 – departed 
Australia in June 2021, just over 2 years since 
the start of construction in Henderson, Western 
Australia in April 2019.

The successful, A$126 million defence export 
contract highlights the successful collaboration 
between Austal, local defence industry and the 
Australian Government, including the Department 
of Defence, Department of Foreign Affairs and 
Trade and Export Finance Australia.

6

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 7

Heading
Guardians – Pride of the Pacific 

The Australian Government’s Pacific Patrol Boat 
Replacement Project (SEA3036-1) continues 
on schedule, with five Guardian-class Patrol 
Boats delivered in FY2021 bringing the total 
vessels delivered in the project since 2018 to 
eleven. 

The success of the project to date and the 
ongoing collaboration between Austal Australia 
and the Department of Defence’s Capability 
Acquisition and Sustainment Group (CASG) 

Project Team, have earned industry-wide 
accolades, including recognition as a finalist 
in the Essington Lewis Awards 2021 (Defence 
Acquisition Projects > A$50 million).

The project is achieving Australian Industry 
Capability (AIC) content of over 68% and with 
a new Guardian being launched approximately 
every 3 months, is on track for completion in 
CY2023.

VOEA Ngahau Siliva for Tongan Maritime Force

Papua New Guinea

Tuvalu

Tonga

Samoa

Solomon Islands

Fiji

Palau

Kiribati

Tonga

Papua New Guinea

Solomon Islands

8

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 9

Heading
Sustainment reaching 
new heights 

In December 2020 Austal Australia 
completed the acquisition of BSE Maritime 
Solutions, including additional shipbuilding, 
sustainment and service facilities, infrastructure 
and capabilities in Cairns and Brisbane, 
Queensland.

The new Austal Queensland shipyards now 
offer the Pacific region’s largest mobile boat 

hoist, capable of lifting vessels up to 1,120 
tonnes. 

The growing team of more than 100 personnel 
provide support to both the Australian Border 
Force’s and Royal Australian Navy’s Cape-class 
Patrol Boats, as well as the Guardian-class 
Patrol Boats being delivered to 12 Pacific Island 
nations and Timor Leste through to CY2023.  

10

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 11

Austal Cairns team with Mobile Boat Hoist

Heading
Austal USA 

In another milestone year for Austal USA, the 
shipyard delivered two Independence-class Littoral 
Combat Ships – the USS Mobile (LCS 26) and 
USS Savannah (LCS 28) - and one Spearhead-
class Expeditionary Fast Transport, USNS Newport 
(EPF 12) to the United State Navy; while also 
taking significant first steps towards constructing 
steel naval vessels and offering enhanced vessel 
support services in Mobile, Alabama. 

Construction of new steel shipbuilding facilities 
(from a combined US$100 million investment by 
Austal USA and the US Government) commenced 
in March 2021 and is expected to be completed 
by April 2022. 

In addition to a new undefinitised contract for 
the detailed design of the 15th Expeditionary 
Fast Transport vessel in February 2021, Austal 
USA has been awarded a swathe of design 
contracts that further strengthens the shipyard’s 
position to pursue autonomous and steel vessel 
contracts with the US Navy, including; a Contract 
Modification to Develop Autonomous Capability 
in EPF-13, a Functional Design Contract for 
the steel hull Navajo-class Towing, Salvage and 
Rescue Ship (T-ATS) and a Concept Studies and 
Preliminary Design Contract for the Development 
of the US Navy’s new Light Amphibious Warship 
(LAW) Program.

Start of construction of new steel 
shipbuilding facility in Mobile

USNS Newport (EPF 12)

USS Mobile (LCS 26)

12

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 13

Austal Philippines 

Bañaderos Express for 
Fred. Olsen Express

Austal Philippines has had a momentous year, constructing the shipyard’s largest 
commercial ferries, three times. Firstly through the delivery of the 109 metre catamaran 
FSTR for Fjord Line; followed by the launch of the 118 metre trimaran Bañaderos 
Express for Fred. Olsen Express - the largest trimaran ferry ever constructed in the 
Philippines, and now the 115 metre catamaran Express 5 for Molslinjen, the largest 
ferry (by volume) constructed by any Austal shipyard. Three record-breaking ships 
constructed under a challenging but still very safe and supportive environment that is 
developing the Philippines sovereign shipbuilding capability.

14

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 15

FSTR for Fjord Line

Austal Vietnam 

Building upon the successful establishment of a brand 
new shipyard, Austal Vietnam delivered 2 high speed 
commercial ferries to the market within the FY2021 
financial year. Firstly, the sleek APT James, a 94 metre 
catamaran for the Government of Trinidad and Tobago 
and then the 41 metre Maria Galanta Express, to Oceanoi 
Limited of Mauritius.

Maria Galanta Express for Oceanoi Limited of Mauritius

A.P.T. James for the Government of Trinidad and Tobago

16

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 17

Beyond Electric

Support

Austal’s support business, comprising vessel 
sustainment, in-service support (ISS), integrated 
logistics support, repairs and maintenance for both 
commercial and defence markets continues to 
grow, with additional facilities, infrastructure and 
people joining the company’s established network 
in FY2021.

Austal USA continued to win new service contracts 
with the US Navy to support both the Littoral 

Combat Ship and Expeditionary Fast Transport 
fleets in the US and internationally.

In August 2020, Austal USA purchased an 
additional 15 acres of waterfront land and 
shipbuilding and maintenance facilities, including 
a dry dock capable of launching and servicing large 
steel vessels opposite and adjacent to the existing 
shipyard.

Austal Australia released the new VOLTA series of 
electric-powered ferries in FY2021, heralding an 
environmentally friendly and efficient alternative to 
traditional maritime public transport. 

Austal’s VOLTA series goes beyond electric power 
plant options to provide a complete turnkey solution 
that includes new optimised hull designs and 
superstructure configurations, fully integrated shored-
based charging infrastructure and vessel monitoring 
and control systems such as MARINELINK-Smart 
that offer a cost effective operation and a unique 
customer experience.

U
S
A

A
U
S
T
R
A
L
A
S
A

I

$164m

Revenue support 
contracts FY2021

Austal USA Shipyard

$94m

Revenue support 
contracts FY2021

18

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 19

 
 
GROWTH
STRATEGY
2050

Our Strategic intent is to be 
the Indo-Pacific Region’s 
Leading Naval Defence 
Prime Contractor

Strategic Context

A number of converging macro trends are impacting the shipbuilding industry:

Strategic Priorities

REGIONAL

TECHNOLOGY

ENVIRONMENTAL

LOCALISATION

Increasing importance 
of the Indo-Pacific 
region as a nexus 
of naval operations 
and demand for 
commercial maritime 
transport.

Arrival of autonomous 
vessels and 
increasing automation 
of manufacturing 
process to build 
vessels.

International 
regulatory, economic 
and societal pressure 
to decarbonise all 
maritime transport by 
2050.

Worldwide trend 
towards building and 
sustaining vessels 
locally to foster 
employment and 
supply chain resilience.

EXPANDING
EXPAND 
SHIPBUILDING
SHIPBUILDING

ENHANCING
ENHANCE 
SYSTEMS
SYSTEMS

EXTENDING
EXTEND
SUPPORT
SUPPORT

EXPAND our shipbuilding 
capabilities to be a world 
leading designer and builder, 
in both steel and aluminium, 
of large, complex naval and 
commercial vessels, including 
autonomous naval ships and 
zero emission fast ferries.

ENHANCE our systems and 
digital products to become 
Australia’s sovereign supplier 
of naval vessel systems, the 
global leader in fleet life cycle 
management solutions for 
complex assets and a regional 
champion of Industry 4.0 in 
shipbuilding.

EXTEND our support and 
sustainment services to 
become the leading Indo-
Pacific regional supplier to 
the US Navy, the  Australian 
Commonwealth across all 
Defence domains and regional 
navies wherever Austal has a 
shipyard presence.

20

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 21

Our people, our values 

Excellence

Customer Focus

Integrity

Teamwork

Austal has relaunched our company’s values that reaffirm our focus on 
Excellence, our Customers, working with Integrity and as a Team. 

The updated values have been promoted throughout the business, at all 
locations and provide guidance for all of our decisions and actions.    

We believe that putting our values into practice creates the greatest 
benefits for our people, our customers, our suppliers, stakeholders and 
shareholders - and the communities in which we live and work.

22

Austal Limited     |     Annual Report 2021

Austal Limited     |    Annual Report 2021 23

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21.7 14.1 14.2 10.7 10.4 10.1 6.8 7.1 FY14FY15FY16FY17FY18FY19FY20FY21Medical Treatment Injury Frequency Rate(Injuries per million hours worked)3.90 2.10 1.75 3.11 3.62 2.07 1.68 1.70 FY14FY15FY16FY17FY18FY19FY20FY21Lost Time Injury Frequency Rate(Injuries per million hours worked) 
 
 
 
 
 
 
 
 
 
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Deloitte Touche Tohmatsu 
ABN 74 490 121 060 

Brookfield Place, Tower 2 
123 St Georges Terrace 
Perth WA 6000 
GPO Box A46 
Perth WA 6837 Australia 

Tel: +61 8 9365 7000 
Fax: +61 8 9365 7001 
www.deloitte.com.au 

The Board of Directors 
Austal Limited  
100 Clarence Beach Rd  
Henderson, WA 
6166, Australia 

23 August 2021 

Dear Board Members, 

Austal Limited 

In accordance with section 307C of the Corporations Act 2001, I am pleased to provide the following declaration of  
independence to the Directors of Austal Limited. 

As lead audit partner for the audit of the financial statements of Austal Limited for the year ended 30 June 2021,  
I declare that to the best of my knowledge and belief, there have been no contraventions of: 

(i) 

the auditor independence requirements of the Corporations Act 2001 in relation to the  
audit; and 

(ii)  any applicable code of professional conduct in relation to the audit.  

Yours sincerely, 

DELOITTE TOUCHE TOHMATSU 

A T Richards 
Partner  
Chartered Accountants 

Liability limited by a scheme approved under Professional Standards Legislation. 
Member of Deloitte Asia Pacific Limited and the Deloitte Network

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Deloitte Touche 
Tohmatsu 
ABN 74 490 121 060 

Tower 2, Brookfield 
Place 
123 St Georges Terrace 
Perth WA 6000 
GPO Box A46 
Perth WA 6837 Australia 

Tel:  +61 8 9365 7000 
Independent Auditor’s Report to the members of Austal 
Fax:  +61 8 9365 7001 
www.deloitte.com.au 
Limited 

Report on the Audit of the Financial Report 

Opinion 

We have audited the financial report of Austal Limited (the “Company”) and its subsidiaries (the “Group”) which 
comprises the consolidated statement of financial position as at 30 June 2021, the consolidated statement of 
profit or loss and other comprehensive income, the consolidated statement of changes in equity and the 
consolidated statement of cash flows for the year then ended, and notes to the financial statements, including a 
summary of significant accounting policies and other explanatory information, and the directors’ declaration.  

In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act 2001, 
including:  

(i)  

giving  a  true  and  fair  view  of  the  Group’s  financial  position  as  at  30  June  2021  and  of  its  financial 
performance for the year then ended; and   

(ii)  

complying with Australian Accounting Standards and the Corporations Regulations 2001. 

Basis for Opinion 

We  conducted  our  audit  in  accordance  with  Australian  Auditing  Standards.  Our  responsibilities  under  those 
standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our 
report.  We  are  independent  of  the  Group  in  accordance  with  the  auditor  independence  requirements  of  the 
Corporations Act 2001 and the ethical requirements of the Accounting Professional & Ethical Standards Board’s 
APES  110  Code  of  Ethics  for  Professional  Accountants  (including  Independence  Standards)  (the  Code)  that  are 
relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in 
accordance with the Code.  

We confirm that the independence declaration required by the Corporations Act 2001, which has been given to 
the directors of the Company, would be in the same terms if given to the directors as at the time of this 
auditor’s report. 

We  believe  that  the  audit  evidence  we  have  obtained  is  sufficient  and  appropriate  to  provide  a  basis  for  our 
opinion.

Liability limited by a scheme approved under Professional Standards Legislation 
Member of Deloitte Asia Pacific Limited and the Deloitte organisation. 

 
 
 
 
 
 
 
 
 
Key Audit Matters  

Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the 
financial report for the current period. These matters were addressed in the context of our audit of the financial report 
as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters.  

Key Audit Matter 

How the scope of our audit responded to the Key Audit 
Matter 

Revenue recognition  

As disclosed in Note 4, Shipbuilding revenue for 
the year ended 30 June 2021 was $1,315 million 
(USA Shipbuilding $1,013 million, Australasia 
Shipbuilding $302 million – refer Note 3). 

Vessel construction revenues are recognised over 
time as performance obligations are fulfilled after 
assessing all factors relevant to each contract, 
including specifically assessing the following as  

Applicable the: 

Our audit procedures performed included but were not 
limited to: 

 

Evaluating the design and implementation of 
processes and controls in respect of the underlying 
project costs and the recognition of revenue and, 
where selected, the operating effectiveness of 
controls; 

  Discussions with selected project managers on the 
risks and opportunities in relation to certain 
individual contracts; 

  Determination of stage of completion and 

measurement of progress towards 
satisfaction of performance obligations;  

 

 

Estimation of total contract revenue  

and costs including the estimation of 
contingencies which incorporate risk 
contingencies for which the most significant 
elements are in relation to: 

o  the cost contingencies on the LCS 
program in USA Shipbuilding; and 

o  future overhead rates used in the 

estimation of forecast costs for the 
LCS and EPF programs in USA 
Shipbuilding. 

  Determination of contractual entitlement 
and assessment of the probability of 
customer approval of contract modifications, 
variations and acceptance of claims; and 

 

Estimation of project completion dates. 

We focused on recognition of vessel construction 
revenue as a key audit matter due to the number 
and type of estimation events over the course of 
a contract life, the unique nature of individual 
contract terms and the high level of judgement 
required in estimating and accounting for cost 
contingencies.  

Selecting a sample of contracts for testing based on 
a number of quantitative and qualitative factors 
which may indicate that a greater level of 
judgement is required in recognising revenue, 
including consideration of historical issues 
identified, variations and claims, delay risk, high 
potential impact and high likelihood of risk events 
and potential loss making contracts; 

o  Utilising engineering specialists in the 
USA to assist in the assessment of the 
stage of completion of selected vessels 
in USA Shipbuilding given the 
significance of the revenue 
contribution to the Group; 

o  Obtaining an understanding of the 

contract terms and conditions of 
relevant contracts to evaluate whether 
these were reflected in the Group’s 
estimate of forecast costs and 
revenue; 

o  Testing a sample of costs incurred to 

date and agreeing these to supporting 
documentation; 

o  Testing contractual entitlement 

relating to contract modifications, 
variations and claims recognised 
within contract revenue to supporting 
documentation and by reference to 
the underlying contracts; 

 
 
 
o  Evaluating the probability of recovery 
of contract assets by reference to the 
status of contract negotiations, 
historical recoveries and other 
supporting documentation; 

o  Challenging the level of cost 

contingencies on the LCS program in 
USA Shipbuilding;  

o  Evaluating the reasonableness of the 
future overhead rates used in the 
estimation of costs for the LCS and EPF 
programs in USA Shipbuilding;  

o  Evaluating significant exposures to 

liquidated damages for potential late 
delivery of vessels where relevant; and 

o  Evaluating historical accuracy of 
forecast costs to complete. 

We also assessed the adequacy of the relevant 
disclosures in the financial statements. 

Our procedures included, but were not limited to: 

  Understanding the process that the Group 

undertakes to develop the value in use model; 

  Assessing historical forecasting accuracy by 
comparing actual performance to budgets; 
In conjunction with our valuation specialists: 

 

o  Challenging the forecast revenue with 
consideration of contracted work, 
uncontracted work (including the 
probability assigned to securing the 
forecast uncontracted work) and 
external industry data where available; 

o  Assessing the discount rate against 
that of comparable companies; and 

o  Evaluating operating margins with 
reference to past performance and 
knowledge of the business. 

 

Sample testing the models for mathematical 
accuracy; and 

  Performing sensitivity analysis on the forecast 

revenue, operating margins and terminal growth 
assumptions. 

We also assessed the appropriateness of the disclosures 
in Note 20 and 22. 

Carrying  amount  of  non-current  assets  – 
Australasia Shipbuilding 

As at 30 June 2021 the carrying value of goodwill, 
other intangible assets and property, plant and 
equipment was $681.8 million as disclosed in 
Notes 20 and 22.  

Property, plant and equipment in relation to the 
Australasia Shipbuilding CGU was $120.7 million.   

The Group prepared a value in use model to 
assess the recoverable value of the CGU.  

This requires the Group to exercise significant 
judgement, with key assumptions including the 
level of uncontracted revenue included in the 
forecast and the operating margins. 

 
 
 
 
Provisions 

As disclosed in Note 19, the Group recognised a 
provision of $11.48 million as at 30 June 2021 for 
the probable incremental professional services 
costs (“costs”) relating to the regulatory 
investigations.   

The Group had to apply significant judgement 
when considering whether and how much to 
provide for costs.  As a result of the high level of 
estimation uncertainty the provision could 
change substantially over time as new facts 
emerge and the investigations progress. 

Our procedures included, but were not limited to the 
following: 

  Discussing the potential costs with in-house legal 
counsel, other management and the directors; 

  Challenging the assumptions and the basis for the 

provision; and  

  Where possible, corroborating the assumptions to 
external sources and input from the Group’s 
professional advisors. 

We also assessed the appropriateness of the disclosures 
in Note 19. 

Other Information  

The directors are responsible for the other information. The other information comprises the information included in the 
Group’s annual report for the year ended 30 June 2021 but does not include the financial report and our auditor’s report 
thereon. The annual report is expected to be made available to us after the date of this auditor's report.  

Our opinion on the financial report does not cover the other information and we will not express any form of assurance 
conclusion thereon.  

In connection with our audit of the financial report, our responsibility is to read the other information and, in doing so, 
consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in 
the audit, or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that 
there is a material misstatement of this other information, we are required to report that fact. We have nothing to report 
in this regard. 

Responsibilities of the Directors for the Financial Report 

The directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in 
accordance with Australian Accounting Standards and the  Corporations Act 2001 and for such internal control as the 
directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is 
free from material misstatement, whether due to fraud or error.  

In preparing the financial report, the directors are responsible for assessing the ability of the Group to continue as a going 
concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless 
the directors either intend to liquidate the Group or to cease operations, or has no realistic alternative but to do so.  

Auditor’s Responsibilities for the Audit of the Financial Report  

Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material 
misstatement, whether  due to  fraud  or  error, and to issue  an auditor’s report  that includes  our  opinion. Reasonable 
assurance is a high level of assurance but is not a guarantee that an audit conducted in accordance with the Australian 
Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error 
and  are  considered  material  if,  individually  or  in  the  aggregate,  they  could  reasonably  be  expected  to  influence  the 
economic decisions of users taken on the basis of this financial report. 

 
 
As  part  of  an  audit  in  accordance  with  the  Australian  Auditing  Standards,  we  exercise  professional  judgement  and 
maintain professional scepticism throughout the audit. We also:   

 

Identify and assess the risks of material misstatement of the financial report, whether due to fraud or error, 
design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and 
appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from 
fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, 
misrepresentations, or the override of internal control.  

  Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are 
appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the 
Group’s internal control.  

 

Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and 
related disclosures made by the directors.  

  Conclude on the appropriateness of the directors’ use of the going concern basis of accounting and, based on 
the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast 
significant doubt on the Group’s ability to continue as a going concern. If we conclude that a material uncertainty 
exists, we are required to draw attention in our auditor’s report to the related disclosures in the financial report 
or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence 
obtained up to the date of our auditor’s report. However, future events or conditions may cause the Group to 
cease to continue as a going concern.  

 

Evaluate the overall presentation, structure and content of the financial report, including the disclosures, and 
whether the financial report represents the underlying transactions and events in a manner that achieves fair 
presentation.  

  Obtain  sufficient  appropriate  audit  evidence  regarding  the  financial  information  of  the  entities  or  business 
activities within the Group to express an opinion on the financial report. We are responsible for the direction, 
supervision and performance of the Group’s audit. We remain solely responsible for our audit opinion. 

We communicate with the directors regarding, among other matters, the planned scope and timing of the audit and 
significant audit findings, including any significant deficiencies in internal control that we identify during our audit.  

We  also  provide  the  directors  with  a  statement  that we  have  complied  with  relevant  ethical requirements  regarding 
independence, and to communicate with them all relationships and other matters that may reasonably be thought to 
bear on our independence, and where applicable, actions taken to eliminate threats or safeguards applied.  

From the matters communicated with the directors, we determine those matters that were of most significance in the 
audit of the financial report of the current period and are therefore the key audit matters. We describe these matters in 
our auditor’s report unless law or regulation precludes public disclosure about the matter or when, in extremely rare 
circumstances,  we  determine  that  a  matter  should  not  be  communicated  in  our  report  because  the  adverse 
consequences of doing so would reasonably be expected to outweigh the public interest benefits of such communication. 

 
 
 
Report on the Remuneration Report 

Opinion on the Remuneration Report 

We have audited the Remuneration Report included in on pages 41 to 74 of the Directors’ Report for the year ended 
30 June 2021. 

In our opinion, the Remuneration Report of Austal Limited, for the year ended 30 June 2021, complies with section 300A 
of the Corporations Act 2001.  

Responsibilities  

The  directors  of  the  Company  are  responsible  for  the  preparation  and  presentation  of  the  Remuneration  Report  in 
accordance  with  section  300A  of  the  Corporations  Act  2001.  Our  responsibility  is  to  express  an  opinion  on  the 
Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards.  

DELOITTE TOUCHE TOHMATSU 

A T Richards 
Partner 
Chartered Accountants 
Perth, 23 August 2021 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Email: info@austal.com
Tel: +61 8 9410 1111

AUSTAL.COM