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C3.ai, Inc.

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FY2019 Annual Report · C3.ai, Inc.
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201(cid:214)

(cid:35)(cid:390)(cid:389)(cid:390)(cid:396)(cid:388)(cid:390)(cid:399) (cid:418)(cid:417), 201(cid:214)

CANADA’S PREMIER NON-BANK 
LENDER™

Table
of Contents

1 
5 
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(cid:447)(cid:448)

Earnings Press Release
Management’s Discussion and Analysis
Interim Consolidated Financial Statements
Corporate Directory

About Atrium Mortgage Investment Corporation

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Year

Regular dividend

Bonus dividend

Total dividends paid

Earnings per share (basic)

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(cid:446)(cid:416)(cid:417)(cid:447)

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(cid:446)(cid:416)(cid:446)(cid:416)

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(cid:144)(cid:416)(cid:234)(cid:420)(cid:213)

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(cid:144)(cid:416)(cid:234)(cid:214)(cid:416)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:416)

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(cid:144)(cid:416)(cid:234)(cid:416)(cid:419)

(cid:144)(cid:416)(cid:234)(cid:416)(cid:214)

(cid:144)(cid:416)(cid:234)(cid:417)(cid:416)

(cid:144)(cid:416)(cid:234)(cid:416)(cid:447)

(cid:144)(cid:416)(cid:234)(cid:416)(cid:447)

(cid:144)(cid:416)(cid:234)(cid:416)(cid:213)

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(cid:144)(cid:416)(cid:234)(cid:420)(cid:448)

(cid:144)(cid:416)(cid:234)(cid:420)(cid:214)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:418)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:213)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:446)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:447)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:213)

(cid:144)(cid:416)(cid:234)(cid:420)(cid:448)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:417)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:447)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:419)

(cid:144)(cid:416)(cid:234)(cid:214)(cid:448)

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(cid:144)(cid:416)(cid:234)(cid:214)(cid:419)

FOR IMMEDIATE RELEASE 

ATRIUM MORTGAGE INVESTMENT CORPORATION  
ACHIEVES RECORD REVENUES  
AND NET INCOME IN 2019 

TORONTO: February 13, 2020 – Atrium Mortgage Investment Corporation (TSX: AI, AI.DB, AI.DB.B, 
AI.DB.C, AI.DB.D, AI.DB.E) today released its financial results for the year ended December 31, 2019. 

Highlights 

  Record revenues of $66.2 million, up 13.5% from the prior year 

  Record net income of $38.6 million, up 14.2% from the prior year 

  $0.97 basic and $0.96 diluted earnings per share for the year ended December 31, 2019 

  $0.06 per share special dividend to shareholders of record December 31, 2019 

  Mortgage portfolio of $729.7 million, 6.6% increase from December 31, 2018 

  High quality mortgage portfolio 

o  81.9% of portfolio in first mortgages 

o  92.0% of portfolio is less than 75% loan to value 

o  average loan-to-value is 59.5% 

“I am pleased with our record annual revenue and net income in 2019. Our earnings per share of $0.97 
matched our highest earnings since we went public in 2012.  Our weighted average loan to value for the 
portfolio as at December 31, 2019 was only 59.5%, the lowest level in over seven years. During 2019, we 
completed a public offering of convertible debentures, two public offerings of shares and a non-brokered 
private placement of shares, all of which had very strong demand. These results are a tribute to our entire 
management team.” said Rob Goodall, CEO of Atrium. 

Interested parties are invited to participate in a conference call with management on Friday, February 14, 
2020 at 4:00 p.m. ET to discuss the results. To participate or listen to the conference call live, please call 1 
(888) 241-0551 or (647) 427-3415. For a replay of the conference call (available until February 27, 2020) 
please call 1 (855) 859-2056. Conference ID 6384827. 

Results of operations 

Atrium  ended  the  year  with  assets  of  $743.6  million,  and  revenues  grew  to  a  record  $66.2  million,  an 
increase of 13.5% from the prior year. Net income for 2019 was $38.6 million, an increase of 14.2% from 
the prior year.  

Basic  and  diluted  earnings  per  common  share  were  $0.97  and  $0.96,  respectively,  for  the  year  ended 
December 31, 2019, compared with $0.95 basic and $0.94 diluted in the prior year. 

The company had $727.3 million of mortgages receivable as at December 31, 2019, an increase of 6.5% 
from December 31, 2018. During the year ended December 31, 2019, $271.8 million of mortgage principal 
was advanced, and $238.1 million was repaid. 

1 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The weighted average interest rate on the mortgage portfolio at December 31, 2019 was 8.81%, compared 
to 8.85% at December 31, 2018.  

Financial summary 
Condensed Statements of Earnings and Comprehensive Income 

Revenue 
Mortgage servicing and management fees 
Other expenses 
Impairment loss on investment property 
Provision for mortgage losses 
Income before financing costs 
Financing costs 
Earnings and total comprehensive income 

Basic earnings per share 
Diluted earnings per share   

Dividends declared 

Mortgages receivable, end of year 
Total assets, end of year 
Shareholders’ equity, end of year 

Analysis of mortgage portfolio 

$ 

$ 

Year                    Year                    Year 
ended 
ended 
ended 
 December 31 
  December 31   
  December 31   
2017 
2018 
2019 
50,359 
58,316 
66,171 
(5,470) 
(6,279) 
(6,996) 
(1,251) 
(1,142) 
(1,086) 
(806) 
− 
− 
(1,850) 
(1,800) 
(1,490) 
41,788 
49,095 
55,793 
(12,729) 
(15,326) 
(17,225) 
29,059 
33,769 
38,568 

$ 

$ 

$ 

$ 

$ 
$ 

$ 

0.97 
0.96 

38,314 

$  727,325 
$  743,631 
$  455,520 

$ 
$ 

$ 

0.95 
0.94 

33,658 

$  682,721 
$  699,750 
$  387,306 

$ 
$ 

$ 

0.95 
0.94 

28,545 

$  626,756 
$  627,859 
$  349,064 

Mortgage amount 
(outstanding amounts in 000s) 
$0 - $2,500,000 
$2,500,001 - $5,000,000 
$5,000,001 - $7,500,000 
$7,500,001 - $10,000,000 
$10,000,001 + 

Location of underlying property 
(outstanding amounts in 000s) 
Greater Toronto Area 
Non-GTA Ontario 
Alberta   
British Columbia 

December 31, 2019 
  Outstanding  % of 

December 31, 2018 

Outstanding  % of 

Number 

amount 

Portfolio  Number 

amount 

Portfolio 

123 
25 
15 
6 
  23 
  192 

$ 

84,043 
91,707 
91,685 
53,373 
  408,937 
$  729,745 

11.5% 
12.6% 
12.6% 
  7.3% 
 56.0% 
100.0% 

145 
26 
8 
7 
  22 
  208 

$  103,128 
98,176 
48,118 
61,394 
  373,588 
$  684,404 

15.1% 
14.3% 
7.0% 
  9.0% 
 54.6% 
100.0% 

December 31, 2019 

  Number of   
  mortgages   

 Outstanding   
  amount 

 Percentage  
 outstanding  

  Weighted    Weighted 
  average 
  average 
 interest rate 
loan to value 

 153 
  20 
4 
  15 
 192 

$  509,299 
20,625 
15,141 
  184,680 
$  729,745 

  69.8% 
2.8% 
2.1% 
  25.3% 
 100.0% 

64.1% 
57.6% 
64.0% 
  46.9% 
  59.5% 

8.85% 
8.33% 
8.80% 
8.77% 
8.81% 

2 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Location of underlying property 
(outstanding amounts in 000s) 
Greater Toronto Area 
Non-GTA Ontario 
Alberta   
British Columbia 

December 31, 2018 

  Number of   
  mortgages   

 Outstanding    Percentage   
 outstanding  
  amount 

  Weighted   
  average 
loan to value 

 Weighted 
  average 
interest rate 

 162 
  26 
3 
  17 
 208 

$  431,334 
29,160 
15,698 
  208,212 
$  684,404 

  63.0% 
4.3% 
2.3% 
  30.4% 
 100.0% 

65.5% 
57.9% 
52.5% 
  53.1% 
  61.1% 

8.94% 
8.28% 
8.83% 
8.76% 
8.85% 

For further information on the financial results, and further analysis of the company’s mortgage portfolio, 
please refer to Atrium’s consolidated financial statements and its management’s discussion and analysis for 
the year ended December 31, 2019, available on SEDAR at www.sedar.com, and on the company’s website 
at www.atriummic.com.  

Conference call 

Interested parties are invited to participate in a conference call with management on Friday, February 14, 
2020 at 4:00 p.m. ET to discuss the results. To participate or listen to the conference call live, please call  
1 (888) 241-0551 or (647) 427-3415. For a replay of the conference call (available until February 27, 2020) 
please call 1 (855) 859-2056. Conference ID 6384827. 

About Atrium 

Canada’s Premier Non-Bank Lender™ 
Atrium is a non-bank provider of residential and commercial mortgages that lends in major urban centres 
in Canada where the stability and liquidity of real estate are high. Atrium’s objectives are to provide its 
shareholders  with  stable  and  secure  dividends  and  preserve  shareholders’  equity  by  lending  within 
conservative risk parameters. Atrium is a Mortgage Investment Corporation (MIC) as defined in the Canada 
Income Tax Act, so is not taxed on income provided that its taxable income is paid to its shareholders in the 
form of dividends within 90 days after December 31 each year. Such dividends are generally treated by 
shareholders  as  interest  income,  so  that  each  shareholder  is  in  the  same  position  as  if  the  mortgage 
investments made by the company had been made directly by the shareholder. For further information about 
Atrium, please refer to regulatory filings available at www.sedar.com or investor information on Atrium’s 
website at www.atriummic.com.  

For additional information, please contact 
Robert G. Goodall 
President and Chief Executive Officer 
(416) 867-1053 
info@atriummic.com 
www.atriummic.com 

Jennifer Scoffield   
Chief Financial Officer 

3 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
MD&A 

Management’s Discussion(cid:1)
And Analysis

(cid:128)(cid:390)(cid:147)(cid:399)(cid:1)(cid:38)(cid:149)(cid:407)(cid:390)(cid:407)(cid:1)
(cid:35)(cid:390)(cid:389)(cid:390)(cid:396)(cid:388)(cid:390)(cid:399) (cid:418)(cid:417), 201(cid:214)

CANADA’S PREMIER NON-BANK LENDER™

6 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • MANAGEMENT’S DISCUSSION AND ANALYSIS  

Management’s Discussion and Analysis 
December 31, 2019 

Our business  
Atrium is a mortgage lender filling the lending gap that results from the limited number of financial 
institutions  operating  in  Canada.  We  lend  in  major  urban  centres  and  where  the  stability  and 
liquidity of real estate are high. Our loan portfolio is high quality but we are able to charge higher 
rates than the banks because we offer flexibility, creativity and excellent service. Our mortgages 
are  secured  by  all  types  of  residential,  multi-residential  and  commercial  real  estate  located  in 
Canada, and must all be in strict compliance with our investment policies. Atrium has a 19-year 
track  record  of  success  and  consistency  in  achieving  our  strategic  objectives:  to  grow  in  a 
controlled manner by focusing on real estate sectors with the lowest risk profiles. 
     Our  objective  is  to  invest  in  a  diverse  portfolio  of  predominantly  first  mortgages  that  are 
relatively  short-term,  to  provide  our  shareholders  with  stable  and  secure  dividends  while 
preserving shareholders’ equity, all within the parameters mandated for a Mortgage Investment 
Corporation  (MIC).  Working  within  conservative  risk  parameters,  we  endeavour  to  maximize 
income  and dividends  through  careful  underwriting  and  efficient  management of  our mortgage 
investments.  
    Information herein is current as of February 13, 2020. 
Highlights 
Atrium continues to demonstrate strength and stability. For the year ended December 31, 2019, we 
had record revenues of $66.2 million, up 13.5% from the prior year. Net income was a record of 
$38.6 million compared with $33.8 million in the prior year. Basic and diluted earnings per share 
were  $0.97  and  $0.96,  respectively,  compared  with  $0.95  basic  and  $0.94  diluted  earnings  per 
share in the prior year. 
     During the year, we completed two issuances of common shares for gross proceeds of $61.8 
million. We also issued a new series of 5.60% convertible debentures maturing March 31, 2025 
for gross proceeds of $28.75 million, including the full amount of the over-allotment option. 
     We declared a regular dividend of $0.075 per share for each month in the year, a total of $0.90 
for 2019, consistent with dividends of $0.90 for the prior year. In addition, we declared a special 
dividend of $0.06, for a total dividend of $0.96 for 2019, compared to $0.94 for the previous year. 
For 2020 our board of directors has set the regular dividend rate at $0.90 per annum. 
     Our regular and special dividends since listing on the Toronto Stock Exchange in 2012 are as 
follows: 

Year 

2013 
2014 
2015 
2016 
2017 
2018 
2019 
2020 

Regular 
dividend 
$0.80 
$0.82 
$0.84 
$0.86 
$0.88 
$0.90 
$0.90 
$0.90 

Special 
dividend 
$0.05 
$0.07 
$0.09 
$0.10 
$0.04 
$0.04 
$0.06 
to be determined 

Total dividends 
paid 
$0.85 
$0.89 
$0.93 
$0.96 
$0.92 
$0.94 
$0.96 

Earnings per 
share (basic) 
$0.85 
$0.91 
$0.94 
$0.97 
$0.95 
$0.95 
$0.97 

We had $727.3 million of mortgages receivable as at December 31, 2019, an increase of 6.5% 
from December 31, 2018. During the year, $271.8 million of mortgage principal was advanced 
and $238.1 million was repaid. The portfolio has a weighted average remaining term of 8.7 months.  
     Our  focus  continues  to  be  lending  in  the  major  metropolitan  areas  of  Ontario  and  British 
Columbia. 

Revenues $66.2 
million, 
increased 13.5% from 
prior year 

Earnings per share 
$0.97 basic  

Strong, high quality 
mortgage portfolio 

81.9% 
first mortgages 

92.0% 
less than 75% 
loan-to-value  

Mortgages receivable 
$727.3 million, up 
6.5% since year-end 

We focus on 
first mortgages 
with high liquidity 
and low 
loan-to-value 
ratios 

 
 
 
 
 
 
 
MANAGEMENT’S DISCUSSION AND ANALYSIS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 7 

Investment portfolio 

Our mortgage portfolio consisted of 192 mortgage loans and aggregated $729.7 million at December 31, 2019, an 
increase of 6.6% from December 31, 2018.  

Property Type 
(outstanding amounts in 000s) 
Low-rise residential1 
High-rise residential1 
Mid-rise residential1 
House and apartment2 
Condominium corporation3 
  Residential portfolio 
Commercial 4 
  Mortgage portfolio 
Accrued interest receivable 
Mortgage discount 
Unamortized origination fees 
Provision for mortgage losses 
  Mortgages receivable 

December 31, 2019 
  Outstanding  % of 

December 31, 2018 

Outstanding  % of 

Number 

amount 

Portfolio  Number 

amount 

Portfolio 

29.6% 
23.9% 
22.0% 
9.1% 
  0.4% 
85.0% 
 15.0% 
100.0% 

38 
15 
20 
101 
  14 
  188 
  20 
  208 

32 
15 
21 
91 
  14 
  173 
  19 
  192 

$  216,144 
  174,544 
  160,456 
66,083 
2,659 
  619,886 
  109,859 
  729,745 
3,780 
(224) 
(586) 
(5,390) 
$  727,325 

34.0% 
21.3% 
20.4% 
9.4% 
  0.4% 
 85.5% 
 14.5% 
100.0% 

$  232,713 
  146,027 
  139,708 
64,230 
2,533 
  585,211 
99,193 
  684,404 
3,122 
(221) 
(684) 
(3,900) 
$  682,721 

1)  Mortgage  loans  on  properties  where  the  near-term  business  plan,  as  vetted  by  the  lender,  is  to  intensify  the  property  into  low-rise 
residential (detached, semi-detached, townhomes and/or multi-unit residential buildings up to 4 storeys), mid-rise residential (multi-
unit residential buildings from 5-14 storeys and stacked townhomes) or high-rise residential (multi-unit residential buildings over 14 
storeys). 

2)  Mortgage loans on existing single-family or multi-family residential homes and apartment buildings. 
3)  Mortgage loans to residential condominium corporations for guest suites, superintendent suites and green loans. 
4)  Mortgage loans on properties where the existing real estate is currently, or the proposed development project after rezoning will be, 

mixed use, commercial or industrial. 

A summary of our mortgages by loan type is presented below. 

Loan type 
(outstanding amounts in 000s) 
Term loans   
Construction loans 

December 31, 2019 
  Outstanding  % of 

December 31, 2018 

Outstanding  % of 

Number 

amount 

Portfolio  Number 

amount 

Portfolio 

177 
  15 
  192 

$  589,967 
  139,778 
$  729,745 

80.9% 
 19.1% 
100.0% 

199 
9 
  208 

$  609,099 
75,305 
$  684,404 

89.0% 
 11.0% 
100.0% 

A summary of our mortgages by size is presented below. 

Mortgage amount 
(outstanding amounts in 000s) 
$0 - $2,500,000 
$2,500,001 - $5,000,000 
$5,000,001 - $7,500,000 
$7,500,001 - $10,000,000 
$10,000,001 + 

December 31, 2019 
  Outstanding  % of 

December 31, 2018 

Outstanding  % of 

Number 

amount 

Portfolio  Number 

amount 

Portfolio 

123 
25 
15 
6 
  23 
  192 

$ 

84,043 
91,707 
91,685 
53,373 
  408,937 
$  729,745 

11.5% 
12.6% 
12.6% 
  7.3% 
 56.0% 
100.0% 

145 
26 
8 
7 
  22 
  208 

$  103,128 
98,176 
48,118 
61,394 
  373,588 
$  684,404 

15.1% 
14.3% 
7.0% 
  9.0% 
 54.6% 
100.0% 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
8 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • MANAGEMENT’S DISCUSSION AND ANALYSIS  

As of December 31, 2019, the average outstanding mortgage balance was $3.8 million (December 31, 2018 – $3.3 
million), and the median outstanding mortgage balance was $0.9 million (December 31, 2018 – $0.8 million).  
     The tables below show our mortgage portfolio by location of the underlying property and type of mortgage. The 
weighted average interest rates shown exclude the lender fees paid by the borrower, which reflect the yield to Atrium 
including any mortgage discount or premium. The majority of all new loans funded in 2019 were at floating rates. As 
at December 31, 2019, 68.9% of our portfolio was priced at floating rates with rate floors, up from 61.9% at December 
31, 2018. 

Location of underlying property 
(outstanding amounts in 000s) 
Greater Toronto Area 
Non-GTA Ontario 
Alberta   
British Columbia 

Location of underlying property 
(outstanding amounts in 000s) 
Greater Toronto Area 
Non-GTA Ontario 
Alberta   
British Columbia 

December 31, 2019 

  Number of   
  mortgages   

 Outstanding   
  amount 

 Percentage  
 outstanding  

  Weighted    Weighted 
  average 
  average 
 interest rate 
loan to value 

 153 
  20 
4 
  15 
 192 

$  509,299 
20,625 
15,141 
  184,680 
$  729,745 

  69.8% 
2.8% 
2.1% 
  25.3% 
 100.0% 

64.1% 
57.6% 
64.0% 
  46.9% 
  59.5% 

8.85% 
8.33% 
8.80% 
8.77% 
8.81% 

December 31, 2018 

  Number of   
  mortgages   

 Outstanding    Percentage   
 outstanding  
  amount 

  Weighted   
  average 
loan to value 

 Weighted 
  average 
interest rate 

 162 
  26 
3 
  17 
 208 

$  431,334 
29,160 
15,698 
  208,212 
$  684,404 

  63.0% 
4.3% 
2.3% 
  30.4% 
 100.0% 

65.5% 
57.9% 
52.5% 
  53.1% 
  61.1% 

8.94% 
8.28% 
8.83% 
8.76% 
8.85% 

We have an exceptionally high proportion of our portfolio invested in first mortgages (81.9%), which is one of our 
core strategies.  
     At December 31, 2019, the weighted average loan-to-value ratio in our mortgage portfolio was 59.5%, with 92.0% 
of the portfolio below 75% loan-to-value. (At December 31, 2018, the weighted average loan-to-value ratio in our 
mortgage portfolio was 61.1%, with 88.6% of the portfolio below 75% loan-to-value.) 

Type of mortgage 
(outstanding amounts in 000s) 
First mortgages 
  Conventional 
  Non-Conventional 
  Other 

Second and third mortgages 
  Conventional 
  Non-conventional 

December 31, 2019 

  Number of    Outstanding 
  amount   
  mortgages   

  Weighted 
 Percentage     average 
 outstanding    interest rate 

  146 
1 
  14 
  161 

  28 
3 
  31 
  192 

$ 590,707 
4,305 
2,658 
  597,670 

77,871 
54,204 
  132,075 
$ 729,745 

  81.0%   
0.6%   
0.3%   
  81.9%   

8.47% 
8.50% 
7.39% 
8.47% 

  10.7%   
7.4%   
  18.1%   
 100.0%   

  10.05% 
  10.81% 
  10.36% 
8.81% 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Type of mortgage 
(outstanding amounts in 000s) 
First mortgages 
  Conventional 
  Non-Conventional 
  Other 

Second and third mortgages 
  Conventional 
  Non-conventional 

MANAGEMENT’S DISCUSSION AND ANALYSIS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 9 

December 31, 2018 

  Number of   
  mortgages   

 Outstanding 
  amount   

  Weighted 
 Percentage     average 
 outstanding    interest rate 

  150 
3 
  14 
  167 

  33 
8 
  41 
  208 

$ 549,039 
24,047 
2,533 
  575,619 

54,460 
54,325 
  108,785 
$ 684,404 

  80.2%   
3.5%   
0.4%   
  84.1%   

8.59% 
7.67% 
7.46% 
8.55% 

8.0%   
7.9%   
  15.9%   
 100.0%   

  10.03% 
  10.85% 
  10.44% 
8.85% 

Conventional mortgages are those with a loan-to-value of less than or equal to 75%, which is the industry standard for 
determining that a mortgage is conventional. Non-conventional mortgages are those with a loan-to-value in excess of 
75%.  
     The weighted average term remaining for our mortgage portfolio at December 31, 2019 is 8.7 months (December 
31, 2018 – 11.3 months). 

Our business 

In Canada there is a lending gap due to the limited number of financial institutions operating. Our business is to help 
fill that gap by focusing on loans that cannot be placed with larger financial institutions but represent an acceptable 
underwriting risk. Our borrowers benefit from our efficient, thorough and fast underwriting process. We lend in major 
urban centres where the stability and liquidity of real estate are at the highest levels. 
   Our policy is that the weighted average loan-to-value ratio of our mortgage portfolio, as a whole, at the time of 
underwriting each loan in our portfolio, will not exceed 75%. At December 31, 2019, the weighted average loan-to-
value ratio of the mortgage portfolio was considerably lower than that, at 59.5%, compared to 61.1% at December 31, 
2018.  
   A typical loan in our portfolio has an interest rate of 7.75% to 10% per annum, a one or two-year term and monthly 
interest-only mortgage payments. 
   Our lending parameters are as follows: 

 
 
 
 
 

Mortgages on residential and commercial properties up to a maximum of 75% of appraised value. 
Loans on single family residences up to 75% of appraised value. 
Mortgages on income-producing real estate up to a maximum of 85% of appraised value. 
Construction loans up to a maximum of 90% of cost. 
Loans to condominium corporations. 

   Mortgage loan amounts are generally $300,000 to $30 million. The largest single mortgage in our mortgage portfolio 
as at December 31, 2019 was $43.0 million (December 31, 2018 – $41.1 million). For loan amounts in excess of $30 
million, we generally co-lend with a financial institution or private lender.  
   Our investment policies, which may be changed by our board of directors (“board”), are as follows: 

 

 

 
 
 

 
 

 

We  may  invest  only  in  residential  mortgages,  commercial  mortgages,  commercial  mortgage  backed 
securities and certain related investments. 
All  investments  must  be  mortgages  on  the  security  of  real  property  situated  within  Canada,  loans  to 
condominium corporations, or certain permitted interim investments. 
Commercial mortgages may not constitute more than 50% of our total assets at any time. 
The term of the mortgage may generally be no greater than ten years. 
Mortgages are subject to the following geographic limits at the time of funding: Ontario – maximum 80% 
of total mortgages; Alberta – maximum 15% of total mortgages; British Columbia – maximum of 35% of 
total mortgages. 
No single borrower may account for more than 15% of our total assets. 
All  mortgages  are  supported  by  external  appraisals  by  a  qualified  appraiser.  All  mortgages,  except 
mortgages secured by one to six residential units, are also supported by environmental audits. 
The maximum initial loan-to-value ratio of an individual mortgage is 85% including any prior ranking 
encumbrances,  and  the  weighted  average  loan-to-value  ratio  of  our  mortgage  portfolio  at  the  time  of 
underwriting each loan may not exceed 75%. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
10 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • MANAGEMENT’S DISCUSSION AND ANALYSIS  

 
 

 

 

 

Our ratio of debt to equity must be less than 1:1. 
We do not invest directly in real property, although real property may be acquired by foreclosing on a 
mortgage. 
A mortgage investment of: (i) $2,000,000 or more requires approval of the board; (ii) between $1,000,000 
and  $2,000,000  requires  approval  of  three  members  of  the  board,  including  at  least  two  independent 
directors;  and  (iii)  $1,000,000  or  less  requires  approval  of  any  one  member  of  the  board.  For  loans 
previously approved, the approval of one member of the board is required for changes to the loan that do 
not exceed the approved amount by more than $200,000 and/or for minor technical amendments that do 
not change other underwriting considerations, provided the loan-to-value ratio increases by less than 5% 
and the ratio is 75% or less. We may invest in interim investments that are guaranteed by the Government 
of Canada or of a province or territory of Canada or deposits or certificates of deposits, acceptances and 
other similar instruments issued, endorsed or guaranteed by a Schedule I Bank in any amount without prior 
board approval. 
We may not make unsecured loans to, nor invest in securities issued by, our manager or its affiliates, nor 
make unsecured loans to the directors or officers of the manager. 
We may not make any investment, or incur any indebtedness, that would result in our not qualifying as a 
MIC. 

Our objective is to invest in a diverse portfolio of predominantly first mortgages that are relatively short-term, 
to provide our shareholders with stable and secure dividends while preserving shareholders’ equity, all within 
the parameters mandated for a MIC. Working within conservative risk parameters, we endeavour to maximize 
income and dividends through the sourcing and efficient management of our mortgage investments. 

We are a non-bank lender and invest in mortgages secured by all types of residential, multi-residential and commercial 
real property located in Canada, subject to compliance with our investment policies. The types of properties that we 
finance include residential houses, small multi-family residential properties comprised of six or fewer units, residential 
apartment buildings, commercial properties and store-front retail properties, commercial properties and residential 
and commercial land development sites. We also finance construction projects and provide short-term bridge financing 
for real estate developers. Our strategy is to grow in a controlled manner by diversifying geographically, and focusing 
on real estate sectors with the lowest risk profiles. 
     We qualify as a MIC and are restricted from any activity that would result in us failing to qualify as a MIC. In 
order to qualify as a MIC, we must satisfy the requirements in subsection 130.1(6) of the Income Tax Act (Canada) 
(“ITA”) throughout the taxation year. Among the requirements are: 

 
 

 

 

 

 

We can only invest or manage funds and cannot manage or develop real property. 
We  cannot  own  debts  secured  on  real  property  situated  outside  Canada,  debts  owing  by  non-residents 
unless  such  debts  were  secured  on  real  property  situated  in  Canada,  shares  of  the  capital  stock  of 
corporations not resident in Canada, or real property situated outside of Canada or any leasehold interest 
in such property. 
No shareholder (together with related persons, as defined in the ITA) may at any time own, directly or 
indirectly, more than 25% of our common shares. 
The cost for tax purposes of cash on hand, debts secured on specified residential properties, and funds on 
deposit  with  a  Canada  Deposit  Insurance  Fund  or  Régie  de  l’assurance-dépôts  du  Québec-insured 
institution or credit union must constitute at least 50% of the cost of all of our property. 
The  cost  for  tax  purposes  of  any  interests  in  real  property  (including  leaseholds  but  excepting  real  or 
immovable property acquired by foreclosure after default by the mortgagor) may not exceed 25% of the 
cost of all of our property. 
There are certain restrictions as to our maximum debt-to-equity ratio. 

     We are managed by Canadian Mortgage Capital Corporation (the “manager” or “CMCC”), which is our exclusive 
manager and arranges and services our mortgage loans and otherwise directs our affairs and manages our business. 
For explanations as to some of the terms used herein, please refer to our Annual Information Form for the year ended 
December 31, 2019, which is available at www.sedar.com. 

 
 
 
 
 
MANAGEMENT’S DISCUSSION AND ANALYSIS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 11 

Results of Operations 
(In this section, dollars are in thousands of Canadian dollars, except per share amounts) 
Financial summary 

Revenue 
Mortgage servicing and management fees 
Other expenses 
Impairment loss on investment property 
Provision for mortgage losses 
Income before financing costs 
Financing costs 
Earnings and total comprehensive income 

Basic earnings per share 
Diluted earnings per share   

Dividends declared 

Mortgages receivable, end of year 
Total assets, end of year 
Shareholders’ equity, end of year 

Summary of quarterly results (unaudited)  

$ 

$ 

Year                    Year                    Year 
ended 
ended 
ended 
 December 31 
  December 31   
  December 31   
2017 
2018 
2019 
50,359 
58,316 
66,171 
(5,470) 
(6,279) 
(6,996) 
(1,251) 
(1,142) 
(1,086) 
(806) 
− 
− 
(1,850) 
(1,800) 
(1,490) 
41,788 
49,095 
55,793 
(12,729) 
(15,326) 
(17,225) 
29,059 
33,769 
38,568 

$ 

$ 

$ 

$ 

$ 
$ 

$ 

0.97 
0.96 

38,314 

$  727,325 
$  743,631 
$  455,520 

$ 
$ 

$ 

0.95 
0.94 

33,658 

$  682,721 
$  699,750 
$  387,306 

$ 
$ 

$ 

0.95 
0.94 

28,545 

$  626,756 
$  627,859 
$  349,064 

Revenue 
Mortgage servicing and management fees 
Other expenses 
Impairment loss on investment property 
Provision for mortgage losses 
Income before financing costs 
Financing costs 
Net income and comprehensive income 
Basic earnings per share 
Diluted earnings per share 
Dividends declared 

(1,554)
(294)

(1,757)
(265)

(1,743)
(285)

(1,680)
(269)

Q4 2019 Q3 2019 Q2 2019 Q1 2019 Q4 2018 Q3 2018  Q2 2018  Q1 2018
$ 17,116 $ 16,712 $ 16,565 $ 15,778 $ 14,850 $ 15,476  $ 14,616  $ 13,374
(1,454)
(1,816)
(252)
(267)
           −            −            −            −            −              −              −
(806)
     (563)        (400)        (300)
     (537)
     (390)
      (300)
11,368
12,289 
12,465
14,294
13,927
  (4,273)     (3,684)     (3,441)
  (3,928)
  (4,359)
   (4,196)
$   9,731 $   9,935 $   9,667 $   9,235 $   8,537 $   8,700  $   8,605  $   7,927
$     0.23 $     0.25 $     0.25 $     0.24 $     0.23 $     0.24  $     0.24  $     0.24
$     0.23 $     0.25 $     0.24 $     0.24 $     0.23 $     0.24  $     0.24  $     0.24
$ 11,906 $   8,890 $   8,870 $   8,648 $   9,677 $   8,164  $   8,140  $   7,677

     (400)
13,429
  (4,194)

     (400)
14,143
  (4,476)

(1,610) 
(317) 

(1,661) 
(279) 

12,973 

Results of operations – Three months ended December 31, 2019 

For the three months ended December 31, 2019, mortgage interest and fees revenues aggregated $16,916, compared 
to $14,850 in the comparative period, an increase of 13.9%. Virtually all our revenues are mortgage interest, therefore, 
the increase in revenue is due to the growth of our mortgage portfolio from the comparative quarter. The increase was 
offset slightly by a small reduction in the weighted average interest rate during the quarter compared to the fourth 
quarter of 2018. A variety of factors affect the changes in the weighted average interest rate of our mortgage portfolio 
from quarter to quarter. No single factor is determinative or material for the mortgage portfolio as a whole, however, 
such factors include, but are not limited to, changes in prime rate of interest, the dollar amount of mortgages advanced 
and/or repaid in the period, the types of properties on which mortgage loans are advanced and/or repaid in the period, 
the location of the underlying properties on which mortgage loans are advanced and/or repaid, the types of mortgage 
loans advanced and/or repaid during the period and whether the mortgage loans advanced and/or repaid during the 
period are conventional or non-conventional mortgages. The weighted average interest rate on our mortgage portfolio 
was 8.81% at December 31, 2019, compared with 8.85% at the previous year end, December 31, 2018. We generated 
rental income of $200 for the three months ended December 31, 2019 as we continue to lease up the 90-unit residential 
rental property that was acquired through a credit bid in November 2018. 
     Operating expenses, excluding the provision for mortgage losses and impairment loss on investment property, for 
the three months ended December 31, 2019 were $2,083, compared to $1,848 in the comparative period, an increase 
of 12.7%. This increase is due to an increase in mortgage servicing and management fees. Mortgage servicing and 
other fees paid to the manager (that is, the management fee plus HST) aggregated $1,816 for the three months ended 
December 31, 2019, compared with $1,554 in the prior year period. This increase was due to the increase in the size 
of the mortgage portfolio, as mortgage servicing fees are calculated and paid monthly based on the mortgage portfolio 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
12 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • MANAGEMENT’S DISCUSSION AND ANALYSIS  

balance outstanding during the month. The provision for mortgage losses was $300 in the quarter to bring the total 
provision to $5,390 at December 31, 2019 compared to $537 in the prior year period for a total provision of $3,900 at 
December 31, 2018. At December 31, 2019, as a result of the economic conditions in Saskatchewan affecting vacancy 
and  rental  rates,  we  estimated  that  the  carrying  value  of  the  90-unit  residential  rental  property  located  in  Regina, 
Saskatchewan exceeded its value in use, resulting in an impairment loss of $806 for the quarter ended December 31, 
2019. 
     Financing  costs  for  the  three  months  ended  December 31,  2019  were  $4,196,  compared  to $3,928  in  the  same 
period of 2018, an increase of 6.8%. Coupon rate interest on convertible debentures was $2,174 for the three months 
ended  December  31,  2019  compared  to  $2,251  for  the  comparative  period.  This  decrease  was  a  result  of  interest 
savings from the 6.25% convertible debentures being repaid on March 31, 2019 and replaced with 5.6% convertible 
debentures. Accretion and other costs were $341 for the three months ended December 31, 2019 compared to $348 
for the comparative period. Interest expense on the credit facility was $1,610 for the three months ended December 
31, 2019, up from $1,256 for the comparative period. This increase is due to an increase in the average credit facility 
balance between the quarters due to a higher mortgage portfolio balance in the fourth quarter of 2019 compared to the 
fourth quarter of 2018, as well as the variation in the timing of repayments and advances during the periods. Interest 
rates were higher during the quarter ended December 31, 2019 compared to the quarter ended December 31, 2018 
which also contributed to the increase in interest expense on the credit facility. Bank fees and amortization of financing 
costs for the three months ended December 31, 2019 were $71, down from $73 in the same period of 2018. 
     Net income and comprehensive income for the three months ended December 31, 2019 was $9,731, an increase of 
14.0% from net income and comprehensive income of $8,537 for the same period in the prior year. Basic and diluted 
earnings per common share were $0.23, for the three months ended December 31, 2019, compared with $0.23 basic 
and  diluted  for  the  comparable  period  in  the  previous  year.  Earnings  per  share  stayed  the  same  as  a  result  of  the 
increase in earnings for the quarter which was offset by a greater number of shares outstanding due to the issuance of 
common shares completed in February and October 2019 and conversions of convertible debentures into common 
shares between September 2018 and December 2019. 
     During the three months ended December 31, 2019, we funded mortgages receivable aggregating $124,495. Of 
those  advances,  $97,364  were  first  mortgages,  representing  78.2%  of  the  total  loans  funded.  British  Columbia 
advances  were  $20,914,  advances  of  $313  were  on  properties  in  Alberta,  $3,527  were  non-GTA  Ontario  and  the 
remaining $99,741 were for mortgages on properties located in the Greater Toronto Area. There were $134,216 of 
repayments during the period. 

Results of operations – Year ended December 31, 2019 

For the year ended December 31, 2019, mortgage interest and fees revenues aggregated $66,095, compared to $58,316 
in the prior year, an increase of 13.3%. Virtually all our revenues are mortgage interest, therefore, the increase is due 
to the growth of our mortgage portfolio and changes in the weighted average interest rate over the year. A variety of 
factors affect the changes in the weighted average interest rate of our mortgage portfolio from year to year. No single 
factor is determinative or material for the mortgage portfolio as a whole, however, such factors include, but are not 
limited to, changes in prime rate of interest, the dollar amount of mortgages advanced and/or repaid in the year, the 
types of properties on which mortgage loans are advanced and/or repaid in the year, the location of the underlying 
properties on which mortgage loans are advanced and/or repaid, the types of mortgage loans advanced and/or repaid 
during  the  year  and  whether  the  mortgage  loans  advanced  and/or  repaid  during  the  year  are  conventional  or  non-
conventional mortgages. The weighted average interest rate on our mortgage portfolio was 8.81% at December 31, 
2019, compared with 8.85% at the previous year end, December 31, 2018. We generated rental income of $76 for the 
year ended December 31, 2019 as we continue to lease up the 90-unit residential rental property that was acquired 
through a credit bid in November 2018. 
     Operating expenses, excluding the provision for mortgage losses and impairment loss on investment property, for 
the year ended December 31, 2019 were $8,082, compared to $7,421 in the prior year, an increase of 8.9%. This 
increase is due to an increase in mortgage servicing and management fees, which was partially offset by a decrease in 
transfer agent, regulatory fees and investor relations expenses. Mortgage servicing and other fees paid to the manager 
(that is, the management fee plus HST) aggregated $6,996 for the year ended December 31, 2019, compared with 
$6,279 in the prior year period. This increase was due to the increase in the size of the mortgage portfolio, as mortgage 
servicing fees are calculated and paid monthly based on the mortgage portfolio balance outstanding during the month. 
Transfer agent, regulatory fees and investor relations expenses were lower for the year ended December 31, 2019 
compared to 2018 as we are no longer using a third party investor relations firm. The provision for mortgage losses 
was $1,490 in the year to bring the total provision to $5,390 at December 31, 2019 compared to $1,800 in the prior 
year period to bring the total provision to $3,900 at December 31, 2018. The provision for mortgage losses expensed 
in 2018 was higher as a result of a higher provision required for a mortgage on a property classified as Stage 3 from 
January 1, 2018 through to November 9, 2018, when the property was acquired through a credit bid. At December 31, 
2019, as a result of the economic conditions in the Saskatchewan affecting vacancy and rental rates, we estimated that 

 
 
 
MANAGEMENT’S DISCUSSION AND ANALYSIS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 13 

the carrying value of the 90-unit residential rental property located in Regina, Saskatchewan exceeded its value in use, 
resulting in an impairment loss of $806 for the year ended December 31, 2019. 
     Financing costs for the year ended December 31, 2019 were $17,225, compared to $15,326 in the prior year, an 
increase of 12.4%. Coupon rate interest on convertible debentures was $8,818 for the year ended December 31, 2019 
compared to $8,072 for the prior year. This increase was a result of there being five series of convertible debentures 
outstanding during the year ended December 31, 2019 compared to four series outstanding for the entire the year 
ended December 31, 2018 and a fifth series issued in July 2018. The increase was offset somewhat by interest savings 
from  the  6.25%  convertible  debentures  being  repaid  on  March  31,  2019  and  replaced  with  5.6%  convertible 
debentures. Accretion and other costs were $1,414 for the year ended December 31, 2019 compared to $1,301 for the 
prior year. Interest expense on the credit facility for the year ended December 31, 2019 was $6,703, up from $5,724 
in 2018. This increase is due to increases in interest rates over the past two years, as well as an increase in the average 
credit facility balance due to the increase in the mortgage portfolio balance and variations in the timing of repayments 
and advances during the years. Bank fees and amortization of financing costs for the year ended December 31, 2019 
were $290, up from $229 in the prior year. 
     Net income and comprehensive income for the year ended December 31, 2019 was $38,568, an increase of 14.2% 
from net income and comprehensive income of $33,769 for the prior year. Basic and diluted earnings per common 
share were $0.97 and $0.96, respectively, for the year ended December 31, 2019, compared with $0.95 basic and $0.94 
diluted for the prior year. Basic and diluted earnings per share increased over the prior year due to the increase in 
earnings for the year, which were somewhat offset by a greater number of shares outstanding as a result of the public 
offering issuances of shares completed in March 2018, February 2019 and October 2019, as well as conversions of 
convertible debentures into shares between September 2018 and December 2019. 
     During  the  year  ended  December  31,  2019,  we  funded  mortgages  aggregating  $291,621.  Of  those  advances, 
$251,858  were  first  mortgages,  representing  86.4%  of  the  total  loans  funded.  British  Columbia  advances  were 
$63,719,  advances  of  $1,180  were  on  properties  in  Alberta,  $8,175  were  non-GTA  Ontario  and  the  remaining 
$218,546 were for mortgages on properties located in the Greater Toronto Area. There were $246,279 of repayments 
during the year. 

Liquidity and capital resources 

At December 31, 2019, we had borrowings under credit facility (excluding unamortized finance costs) of $123,937. 
The credit facility, currently authorized for up to $210,000 (December 31, 2018 – $210,000), is provided by a syndicate 
of four major chartered banks, drawn through a combination of bankers’ acceptances and bank loans to minimize our 
borrowing costs. At any time during the term of the credit facility, we have the one-time right to increase the credit 
facility by up to $30,000 (such that the total maximum availability would be up to $240,000). We were in compliance 
with the covenants in the credit facility as at December 31, 2019, and we expect to remain in compliance with such 
covenants going forward.  
    At  December  31,  2019,  we  had  five  series  of  convertible  debentures  outstanding,  with  a  total  book  value  of 
$153,910, and a face value (and maturity value) of $158,714. For additional information on the operating credit facility 
and the debentures, please refer to notes 7 and 9, respectively, of our accompanying consolidated financial statements. 
   During  the  year  ended  December  31,  2019,  we  completed  two  public  common  share  offerings  and  one  private 
common share offering resulting in the issuance of a total of 4,679,300 common shares for gross proceeds of $61,777, 
including the exercise in full of the over-allotment option on both public issuances.  
   In March and April, 2019, we completed an issuance of a new series of 5.60% convertible debentures maturing 
March 31, 2025 for gross proceeds of $28,750, including the exercise in full of the over-allotment option. 
   On March 31, 2019, our 6.25% convertible debentures matured and were repaid in cash. 
   The growth in our mortgage portfolio has been financed by the issuance of common shares, issuance of convertible 
debt, and through the operating credit facility. We expect to be able to generate sufficient funds for future growth in 
net mortgage loan investments by utilizing those three sources of funds. As at December 31, 2019, total debt was 
38.8% of total assets (December 31, 2018 – 44.7%). Our policy and our banking arrangements both require that total 
debt not exceed 50.0% of total assets. 

Changes in financial position 

During the year ended December 31, 2019, we completed two public offerings and one private offering of common 
shares, issuing a total of 4,679,300 common shares for gross proceeds of $61,777, including the full amount of the 
over-allotment option on both public issuances. We also completed a public offering of 5.60% convertible debentures 
maturing March 31, 2025 for gross proceeds of $28,750, including the full amount of the over-allotment option. The 
net proceeds of these three public offerings were used to repay our indebtedness under our credit facility, which was 
in turn used to repay our 6.25% convertible debentures that matured on March 31, 2019 and fund current mortgage 

 
 
 
 
 
14 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • MANAGEMENT’S DISCUSSION AND ANALYSIS  

loans. Cash used in financing activities also included net repayments of the operating facility of $24,393, dividends 
paid of $32,531 and interest paid of $15,932, resulting in net cash used in financing activities of $14,342. 
   Cash  used  in  investing  activities  during  the  year  ended  December  31,  2019  consisted  primarily  of  advances  of 
principal on mortgage loan investments of $271,759, less principal repayments received of $238,086, for net cash 
used in mortgage loan investments of $33,673 to support the growth in our mortgage portfolio. 
   Borrowings  under  our  operating  credit  facility  decreased  to  $123,937  at  December  31,  2019,  from  $148,330  at 
December 31, 2018, due to proceeds received from the issuance of common shares and convertible debentures, which 
was offset by the growth in our portfolio and repayment of our 6.25% convertible debentures. 
    Accounts  payable  and  accrued  liabilities,  including  accrued  convertible  debenture  interest,  were  $5,100  at 
December 31, 2019 compared to $3,104 at December 31, 2018. This increase is due to timing differences in payments. 
Dividends payable were $5,652 at December 31, 2019 up from $4,205 at December 31, 2018. The increase is due to 
the larger bonus dividend accrual at December 31, 2019 compared to the prior year. 
    Share capital increased to $452,851 at December 31, 2019 from $385,261 at December 31, 2018, primarily due to 
the two public offerings of common shares completed in 2019.  

Contractual obligations 

Contractual obligations due at December 31, 2019 were as follows: 

December 31, 2019 
Borrowings under credit facility 
Accounts payable and accrued 

liabilities 

Accrued convertible debenture 

interest 

Dividends payable 
Convertible debentures 
Total contractual obligations 

Total 
obligation 
$123,937 

Within 1 
year 
$          – 

1 to 3 
years 
$123,937 

3 to 5  
years 
$          – 

More than 
5 years 
$          – 

4,144 

4,144 

– 

– 

– 

956 
5,652 
158,714 
$293,403 

956 
5,652 
29,914 
$ 40,666 

– 
– 
40,250 
$164,187 

– 
– 
25,300 
$ 25,300 

– 
– 
63,250 
$ 63,250 

We have commitments to advance additional funds under existing mortgages of $64,932 and for new mortgages of 
$28,947 at December 31, 2019 (December 31, 2018 – $75,601, $33,450). Generally, outstanding commitments are 
expected to be funded within the next 24 months. However, our experience has been that a portion of the unfunded 
amounts on existing mortgages will never be drawn. 

Off-balance sheet arrangements 

As at December 31, 2019, we had $8,428 (December 31, 2018 – $7,908) of letters of credit (LCs) outstanding which 
were issued under our operating credit facility. The maximum available by way of LCs under our operating credit 
facility at December 31, 2019 was $20,000 (December 31, 2018 – $10,000). LCs represent irrevocable assurances that 
our banks will make payments in the event that a borrower of the company cannot meet its obligations to third parties. 
LCs carry the same credit risk, recourse and collateral security requirements as mortgages extended to customers.  

Transactions with related parties 

Transactions with related parties are in the normal course of business and are recorded at the exchange amount, which 
is the amount of consideration established and agreed to by the related parties, and are measured at fair value.  
    The manager is responsible for our day-to-day activities. We incurred management and mortgage servicing fees 
from a subsidiary of the manager of $6,996 for the year ended December 31, 2019 (year ended December 31, 2018 – 
$6,279). Mr. Robert G. Goodall is a director and part of the key management personnel of the manager, received 
compensation from the manager, and is also a director of Atrium. The management agreement between us and the 
manager contains provisions for the payment of termination fees to the manager in the event that the management 
agreement is terminated in certain circumstances. The manager also acts as broker for our mortgages. The manager 
receives origination fees from the borrowers of up to 1% of the amount being funded; origination fees in excess of 1% 
are split between the manager and Atrium.  
    Certain of our mortgages are shared with other investors. As at December 31, 2019, companies owned by a director 
and officer of the company (Robert G. Goodall) had co-invested in one syndicated secured mortgage. The total amount 
of the mortgage is $56,186 (December 31, 2018 – one syndicated mortgage of $50,484) of which the company’s share 
is $28,093 (December 31, 2018 – $25,242).  

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
MANAGEMENT’S DISCUSSION AND ANALYSIS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 15 

    As at December 31, 2019, the company had three mortgages receivable from borrowers over which a director and 
officer of the company (Robert G. Goodall) has joint control (December 31, 2018 – two).  

  A secured mortgage loan with a total gross commitment of $3,490 (December 31, 2018 – $3,490), of which 
$3,490  had  been  funded  at  December  31,  2019  (December  31,  2018  –  $3,394).  During  the  year  ended 
December 31, 2019, the company recognized net mortgage interest and fees of $323 (year ended December 
31, 2018 – $288) from this mortgage receivable. 

  A  secured  mortgage  loan  with  a  total  gross  commitment  of  $8,738  (December  31,  2018  –  $8,738).  The 
company’s share of the commitment is $2,330 (December 31, 2018 – $2,330), of which $2,330 had been 
funded at December 31, 2019 (December 31, 2018 – $2,330). During the year ended December 31, 2019, the 
company recognized net mortgage interest and fees of $236 (year ended December 31, 2018 – $228) from 
this mortgage receivable. 

  A  secured  mortgage  loan  with  a  total  gross  commitment  of  $7,875  (December  31,  2018  –  $nil).  The 
company’s share of the commitment is $1,500 (December 31, 2018– $nil), of which $1,500 had been funded 
at December 31, 2019 (December 31, 2018 – $nil). During the year ended December 31, 2019, the company 
recognized net mortgage interest and fees of $120 (year ended December 31, 2018 – $nil) from this mortgage 
receivable. 

Critical accounting estimates and policies 

Our consolidated annual financial statements for the year ended December 31, 2019 are prepared in accordance with 
Canadian generally accepted accounting principles and IFRS, as set out in Part I of the CPA Canada Handbook. The 
preparation of consolidated financial statements in accordance with IFRS requires management to make estimates, 
assumptions and judgements that affect the reported amounts of assets and liabilities and disclosure of contingent 
assets  and  liabilities  at  the  reporting  date  and  the  reported  amounts  of  revenue  and  expenses  during  the  reporting 
period.  
    The most subjective of these estimates relate to:  

(a)  determining whether the cash flows from the mortgages receivable represent solely payments of principal 

and interest (SPPI); 

(b)  the measurement of impairment losses for mortgages receivable, in particular: measurement of credit risk to 
determine whether there has been a significant increase in credit risk since initial recognition; the assessment 
of  when  mortgages  receivable  become  impaired  and  the  incorporation  of  forward-looking  information  to 
determine expected credit losses; and  

(c)  the measurement of the liability and equity components of the convertible debentures which depend upon the 

estimated market interest rates for a comparable debenture without the convertibility feature.  

    We believe that management’s estimates are appropriate; however, actual results could differ from the amounts 
estimated.  Estimates  and  underlying  assumptions  are  reviewed  each  year.  Revisions  to  accounting  estimates  are 
recognized in the year in which the estimate is revised and in any future periods affected. 

Mortgages receivable 
Mortgages receivable are a financial asset and are recognized initially at fair value and are subsequently carried at 
amortized cost using the effective interest method. All our mortgages receivable are held in a single business model.  
We have concluded that our business model is to hold mortgages receivable to collect contractual cash flows that 
represent solely payments of principal and interest.  
   Mortgages receivable and commitments are assessed for impairment at the end of each reporting period using an 
expected credit loss (ECL) model. The ECL model uses a three-stage impairment approach based on changes in the 
credit  risk  of  the  commitment  or  mortgage  receivable  since  initial  recognition.  Credit  quality  is  assessed  at  each 
reporting period and results in commitments and mortgages receivable being moved between stages, as necessary. 
Significant credit judgement is required when assessing evidence of credit impairment and estimating expected credit 
losses. For commitments and mortgages receivable, the company considers a number of past events, current conditions 
and forward-looking information when assessing if there has been a significant increase or subsequent decrease in 
credit  risk.  The  company  considers  a  commitment  or  mortgage  receivable  to  be  impaired  when  there  is  objective 
evidence that one or more events have occurred that have an unfavourable impact on estimated future cash flows such 
that there is no longer reasonable assurance as to the timely collection of the full amount of principal and interest.  
     An ECL represents the difference between the present value of all contractual cash flows that are due under the 
original  terms  of  the  contract  and  the  present  value  of  all  cash  flows  expected  to  be  received.  The  company’s 
application of the concept uses three inputs to measure ECLs for commitments and mortgages receivable classified as 
Stage  1:  probability  of  default  (PD),  loss  given  default  (LGD)  and  exposure  at  default  (EAD).  These  inputs  are 
determined at each reporting period using historical data and current conditions. Adjustments may be made to the 

 
 
 
 
16 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • MANAGEMENT’S DISCUSSION AND ANALYSIS  

probability of default if the effects of, for example, forecasts of housing prices, employment and interest rates, are 
expected to be significant over the term of the mortgage. The inputs for Stage 1 mortgages receivable are calculated 
separately for (i) mortgages receivable on single-family residences and (ii) mortgages receivable on all other properties 
on  the  basis  of  differences  in  the  credit  risk  of  each.  The  ECL  is  assessed  individually  for  each  commitment  and 
mortgage receivable classified as either Stage 2 or Stage 3. For mortgages receivable in these stages, forecast future 
information specific to the loan (for example, forecasts of real estate prices) is incorporated when assessing the cash 
flows expected to be received. 
    Mortgages receivable are presented on the consolidated statements of financial position net of the provision for 
mortgage losses. A loss on a mortgage is written off against the related provision for mortgage losses when there is 
no  reasonable  expectation  of  further  recovery,  which  is  the  point  at  which  the  underlying  real  property  has  been 
liquidated  and  claims  against  guarantors,  if  any,  are  unlikely  to  recover  any  further  losses.  For  any  mortgages 
receivable  that  have  been  written  off  but  where  guarantors  are  still  being  pursued  for  collection,  no  recovery  is 
recognized until it is virtually certain of collection. For further information see Note 3 (a) and (c) of our consolidated 
financial statements for the year ended December 31, 2019. 

Revenue recognition 
Mortgage interest and fees revenues are recognized in the statement of income and comprehensive income using the 
effective interest method. Mortgage interest and fees revenues include our share of any fees received, as well as the 
effect of any discount or premium on the mortgage. Interest revenue is calculated on the gross carrying amount for 
mortgages receivable in Stages 1 and 2 and on the net carrying amount for mortgages receivable in Stage 3. 
    The effective interest method derives the interest rate that discounts the estimated future cash receipts during the 
expected  life  of  the  mortgage  receivable  (or,  where  appropriate,  a  shorter  period)  to  its  carrying  amount.  When 
calculating the effective interest rate, future cash flows are estimated considering all contractual terms of the financial 
instrument, but not future credit losses. The calculation of the effective interest rate includes all fees and transaction 
costs paid or received. Fees and transaction costs include incremental revenues and costs that are directly attributable 
to the acquisition or issuance of the mortgage. 

Convertible debentures 
The convertible debentures can be converted into our common shares at the option of the investor. They are compound 
financial instruments with two components: a financial liability, and a call option which is an equity instrument. The 
fair  value  of  the  liability  component  is  measured  as  of  the  date  that  the  debentures  were  issued,  and  the  equity 
instrument is valued on that date based upon the difference between the fair value of the debenture and the fair value 
of the liability component.  
     The measurement of the fair value of the liability component is based upon market rates of interest on similar debt 
instruments without the conversion feature. Expenses of issue are allocated between the two components on a pro-rata 
basis. The book value of the debt is accreted up to its face value over the life of the financial liability using the effective 
interest method, which provides for the application of a constant interest rate over the term of the debt. The value of 
the equity component is not re-measured subsequent to its initial measurement date. 

Income taxes 
We are, and intend to maintain our status as, a MIC, and as such are not taxed on income provided that it flows through 
to our shareholders as dividends during the year or within 90 days after December 31 each year. It is our policy to pay 
such dividends to our shareholders to remain non-taxable. Accordingly, no provision for current or future income 
taxes is required. 

Future changes in accounting policies 

Various  pronouncements  have  been  issued  by  the  International  Accounting  Standards  Board  (IASB)  or  IFRS 
Interpretations Committee (IFRIC) that will be effective for future accounting periods. The company closely monitors 
new accounting standards as well as amendments to existing standards and assesses what impact, if any, they will 
have on the consolidated financial statements. 

Controls and procedures 

Our  Chief  Executive  Officer  (CEO)  and  Chief  Financial  Officer  (CFO)  are  responsible  for  establishing  and 
maintaining disclosure controls and procedures (DC&P) and internal control over financial reporting (ICFR), as those 
terms are defined in National Instrument (NI) 52-109 – Certification of Disclosure in Issuers’ Annual and Interim 
Filings. 
     We designed the DC&P and ICFR, the latter of which was using the framework in Internal Control – Integrated 

 
 
 
 
 
 
 
MANAGEMENT’S DISCUSSION AND ANALYSIS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 17 

Framework (published by the Committee of Sponsoring Organizations of the Treadway Commission (COSO), and as 
revised in 2013) to provide reasonable assurance (i) that material information relating to us is made known to our CEO 
and CFO during the reporting period; (ii) that information required to be disclosed by us in our filings under securities 
legislation  is  recorded,  processed,  summarized  and  reported  within  the  required  time  periods;  (iii)  regarding  the 
reliability  of  financial  reporting  and  preparation  of  consolidated  financial  statements  for  external  purposes  in 
accordance with Canadian generally accepted accounting principles (GAAP). 
     Our CEO and CFO evaluated the design effectiveness of the DC&P and ICFR, as defined by NI 52-109, as of 
December 31, 2019. Based on this evaluation, they concluded that the designs of the DC&P and ICFR were effective 
as of that date. NI 52-109 also requires Canadian public companies to disclose in their MD&A any change in ICFR 
during the most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, ICFR. No 
such change to ICFR has occurred during the most recently completed quarter. 
     It should be noted that a control system, no matter how well conceived and operated, can provide only reasonable, 
not  absolute,  assurance  that  its  objectives  are  met.  Because  of  the  inherent  limitations  in  any  control  system,  no 
evaluation of control can provide absolute assurance that all control weaknesses including, for example, any instances 
of fraud, have been detected. Inherent limitations include: (i) that management’s assumptions and judgements could 
ultimately prove to be incorrect as conditions and circumstances vary; (ii) the impact of any undetected errors; and 
(iii) controls may be circumvented through the unauthorized acts of individuals, by collusion of two or more people, 
or by management override. The design of any system of control is also based upon assumptions as to the likelihood 
of future events and there is no assurance that any design will succeed in achieving its goals under future conditions. 

Outstanding share data 

Our  authorized  capital  consists  of  an  unlimited  number  of  common  shares,  of  which  41,863,776  were  issued  and 
outstanding at December 31, 2019, and 42,125,356 were issued and outstanding as at the date hereof. In addition, as 
at  the  date  hereof,  2,007,333,  2,747,440,  1,693,440,  2,211,540  and  1,949,152  common  shares  are  issuable  upon 
conversion or redemption or in respect of repayment at maturity of the outstanding 5.25%, 5.50% (September 2021), 
5.30%, 5.50% (December 2025) and the 5.60% convertible debentures, using the conversion price of $13.50, $14.65, 
$14.94, $15.60 and $14.75 respectively, for each common share.  
     We also have an employee share purchase plan, a deferred share incentive plan and a dividend reinvestment plan 
pursuant to which common shares are issued from time to time. 

Risks and uncertainties 

We are subject to many risks and uncertainties that may limit our ability to execute our strategies and achieve our 
objectives. We have processes and procedures in place in an attempt to control or mitigate certain risks, while others 
cannot be or are not mitigated. Material risks that cannot be mitigated include a significant decline in the general real 
estate market, interest rates changing markedly, being unable to make mortgage loans at rates consistent with rates 
historically  achieved,  not  having  adequate  mortgage  loan  opportunities  presented  to  us,  and  not  having  adequate 
sources of bank finance available. 
     Under various federal, provincial and municipal laws, an owner or operator of real property could become liable 
for  the  cost of  removal or  remediation  of  certain  hazardous or toxic  substances  released on or  in  its  properties or 
disposed of at other locations. In rare circumstances where a mortgage is in default, we may take possession of real 
property and may become liable for environmental issues as a mortgagee in possession. As part of the due diligence 
performed in respect of our mortgage loan investments, we obtain a Phase I environmental audit on the underlying 
real property provided as security for a mortgage, unless the manager has determined that a Phase I environmental 
audit is not necessary. 
      Please  also  refer  to  “Forward-looking  information,”  below,  and  the  “Risk  Factors”  section  of  our  Annual 
Information Form for the year ended December 31, 2019 which is incorporated herein by reference and is available at 
www.sedar.com and at www.atriummic.com. 

Forward-looking information 

From  time  to  time  in  our  public  communications  we  provide  forward-looking  statements.  Such  statements  are 
disclosures regarding possible events, conditions, results of operations or changes in financial position that are based 
upon assumptions and expectations. These are not based upon historical facts but are with respect to management’s 
beliefs,  estimates,  and  intentions.    Forward-looking  statements  generally  can  be  identified  by  the  use  of  forward-
looking  terminology  such  as  “outlook”,  “objective”,  “may”,  “will”,  “expect”,  “intent”,  “estimate”,  “anticipate”, 
“believe”,  “should”,  “plans”,  “continue”  or  similar  expressions  suggesting  future  outcomes  or  events.  Forward-
looking  statements  regarding  earnings,  possible  mortgage  losses,  and  mortgage  portfolio  growth  are  based  upon 
assumptions regarding performance of the economy in general and real estate markets in particular. Forward-looking 

 
 
 
 
 
18 • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • MANAGEMENT’S DISCUSSION AND ANALYSIS  

statements generally assume that our revenues and expenses continue to follow current trends, and that current trends 
in our mortgage portfolio growth continue. 
     All  forward-looking  statements  reflect  management’s  current  beliefs  and  are  based  on  information  currently 
available to management. These statements are not guarantees of future performance and are based on our estimates 
and assumptions that are subject to risks and uncertainties which could cause our actual results to differ materially 
from the forward-looking statements contained in this MD&A or elsewhere. Those risks and uncertainties include 
risks associated with mortgage lending, competition for mortgage lending, real estate values, interest rate fluctuations, 
environmental matters and the general economic environment. For other risks and uncertainties, please refer to “Risks 
and uncertainties” above, and the “Risk Factors” section of our Annual Information Form for the year ended December 
31, 2019 which is available at www.sedar.com and at www.atriummic.com.  That list is not exhaustive, as other factors 
could adversely affect our results, performance or achievements. The reader is cautioned against undue reliance on 
any forward-looking statements. 
     Although the forward-looking information contained in this MD&A is based upon what management believes are 
reasonable assumptions, there can be no assurance that actual results will be consistent with these forward-looking 
statements.  We  will  not  publicly  update  or  revise  any  forward-looking  statement,  whether  as  a  result  of  new 
information, future events or otherwise, unless required to do so by law. 

Responsibility of management and the board of directors 

Management is responsible for the information disclosed in this MD&A, and has in place the appropriate information 
systems,  procedures  and  controls  to  ensure  that  the  information  used  internally  by  management  and  disclosed 
externally  is  materially  complete  and  reliable.  In  addition,  our  audit  committee  and  board  of  directors  provide  an 
oversight role with respect to our public financial disclosures, and have reviewed and approved this MD&A and the 
consolidated financial statements as at December 31, 2019. 

Dividend Reinvestment Plan  

A Dividend Reinvestment Plan (DRIP) is available to holders of our common shares. The DRIP allows participants 
to have their monthly cash dividends reinvested in additional common shares, at a discount of 2% from the market 
price. Shareholders who wish to enroll or who would like further information about the DRIP should contact their 
broker  or  our  agent  for  the  DRIP,  Computershare  Trust  Company  of  Canada,  at  1  (800)  564-6253  or 
www.computershare.com. 

Additional information 

Additional information about Atrium, including our Annual Information Form for the year ended December 31, 2019, 
is available on SEDAR at www.sedar.com. You may also obtain further information about us from our website at 
www.atriummic.com, by telephone at (416) 607-4200, or by email at info@atriummic.com.  

 
 
 
 
 
 
 
(cid:29)(cid:148)(cid:149)(cid:141)(cid:148)(cid:395)(cid:392)(cid:407)(cid:147)(cid:400)(cid:390)(cid:407)
(cid:48)(cid:392)(cid:149)(cid:147)(cid:149)(cid:389)(cid:392)(cid:147)(cid:395)(cid:1)(cid:100)(cid:400)(cid:147)(cid:400)(cid:390)(cid:396)(cid:390)(cid:149)(cid:400)(cid:141)

(cid:128)(cid:390)(cid:147)(cid:399)(cid:1)(cid:38)(cid:149)(cid:407)(cid:390)(cid:407)
(cid:35)(cid:390)(cid:389)(cid:390)(cid:396)(cid:388)(cid:390)(cid:399)(cid:1)(cid:418)(cid:417)(cid:232)(cid:1)(cid:446)(cid:416)(cid:417)(cid:214)

CANADA’S PREMIER NON-BANK LENDER™

MANAGEMENT’S RESPONSIBILITY FOR FINANCIAL REPORTING 

To the shareholders of 
Atrium Mortgage Investment Corporation: 

The management of Atrium Mortgage Investment Corporation (Atrium) is responsible for the preparation, 
presentation and integrity of these consolidated financial statements, and the accompanying Management’s 
Discussion and Analysis. This responsibility includes the selection and consistent application of appropriate 
accounting principles and methods in addition to making the judgements and estimates necessary to prepare 
the  consolidated  financial  statements  in  accordance  with  International  Financial  Reporting  Standards  as 
issued by the International Accounting Standards Board.   

        Management of Atrium is responsible to provide reasonable assurance that assets are safeguarded and 
that relevant and reliable financial information is produced. We are required to design a system of internal 
controls and certify as to the design and operating effectiveness of internal controls over financial reporting. 
We have implemented a system of internal controls that we believe provides reasonable assurance in all 
material respects that transactions are authorized, assets are safeguarded and financial records are reliable 
for producing consolidated financial statements. Crowe Soberman LLP was appointed as the independent 
auditor  by  a  vote  of  Atrium’s  shareholders  to  audit  the  consolidated  financial  statements;  their  report 
appears on the next page. 

        The  board  of  directors,  through  the  Audit  Committee  comprised  solely  of  independent  directors,  is 
responsible  for  determining  that  management  fulfills  its  responsibilities  in  the  preparation  of  these 
consolidated  financial  statements  and  the  financial  control  of  operations.  The  Audit  Committee 
recommends  the  independent  auditors  for  appointment  by  the  shareholders,  and  it  meets  regularly  with 
senior  and  financial  management  to  discuss  internal  controls  and  financial  reporting  matters.  The 
independent auditors have unrestricted access to the Audit Committee. 

        These  consolidated  financial  statements  and  accompanying  Management’s  Discussion  and  Analysis 
have been approved by the board of directors based upon the review and recommendation of the Audit 
Committee. 

Toronto, Canada 
February 13, 2020 

“Robert G. Goodall” 
Robert G. Goodall 
President and Chief Executive Officer 

“Jennifer Scoffield” 
Jennifer Scoffield 
Chief Financial Officer 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INDEPENDENT AUDITORS' REPORT

To the Shareholders of Atrium Mortgage Investment Corporation

Opinion
We have audited the consolidated financial statements of Atrium Mortgage Investment Corporation and
its  subsidiaries  (the  Group),  which  comprise  the  consolidated  statements  of  financial  position  as  at
December  31,  2019  and  December  31,  2018,  and  the  consolidated  statements  of  income  and
comprehensive  income,  consolidated  statements  of  changes  in  shareholders'  equity  and  consolidated
statements  of  cash  flows  for  the  years  then  ended,  and  notes  to  the  consolidated  financial  statements,
including a summary of significant accounting policies.

In our opinion, the accompanying consolidated financial statements present fairly, in all material respects,
the consolidated financial position of the Group as at December 31, 2019 and December 31, 2018, and its
consolidated  financial  performance  and  its  consolidated  cash  flows  for  the  years  then  ended  in
accordance with International Financial Reporting Standards.

Basis for Opinion
We  conducted  our  audit  in  accordance  with  Canadian  generally  accepted  auditing  standards.  Our
responsibilities under those standards are further described in the Auditors' Responsibilities for the Audit
of  the  Consolidated  Financial  Statements  section  of  our  report.  We  are  independent  of  the  Group  in
accordance  with  the  ethical  requirements  that  are  relevant  to  our  audit  of  the  consolidated  financial
statements  in  Canada,  and  we  have  fulfilled  our  other  ethical  responsibilities  in  accordance  with  these
requirements.  We  believe  that  the  audit  evidence  we  have  obtained  is  sufficient  and  appropriate  to
provide a basis for our opinion.

Other Information
Management is responsible for the other information.  The other information comprises: 





Management's Discussion and Analysis

The information, other than the consolidated financial statements and our auditors' report
thereon, in the Annual Report 

Our opinion on the consolidated financial statements does not cover the other information and we
do not express any form of assurance conclusion thereon.

In connection with our audit of the consolidated financial statements, our responsibility is to read
the  other  information  and,  in  doing  so,  consider  whether  the  other  information  is  materially
inconsistent with the consolidated financial statements or our knowledge obtained in the audit or
otherwise  appears  to  be  materially  misstated.    If,  based  on  the  work  we  have  performed,  we
conclude that there is a material misstatement of this other information, we are required to report
that fact.  We have nothing to report in this regard.

Responsibilities of Management and Those Charged with Governance for the Consolidated Financial
Statements
Management  is  responsible  for  the  preparation  and  fair  presentation  of  the  consolidated  financial
statements in accordance with International Financial Reporting Standards, and for such internal control
as management determines is necessary to enable the preparation of consolidated financial statements that
are free from material misstatement, whether due to fraud or error.

In preparing the consolidated financial statements, management is responsible for assessing the Group's
ability  to  continue  as  a  going  concern,  disclosing,  as  applicable,  matters  related  to  going  concern  and
using the going concern basis of accounting unless management either intends to liquidate the Group or
to cease operations, or has no realistic alternative but to do so.

Those charged with governance are responsible for overseeing the Group's financial reporting process.

Auditors' Responsibilities for the Audit of the Consolidated Financial Statements
Our objectives are to obtain reasonable assurance about whether the consolidated financial statements as
a  whole  are  free  from  material  misstatement,  whether  due  to  fraud  or  error,  and  to  issue  an  auditors'
report that includes our opinion.  Reasonable assurance is a high level of assurance, but is not a guarantee
that an audit conducted in accordance with Canadian generally accepted auditing standards will always
detect  a  material  misstatement  when  it  exists.    Misstatements  can  arise  from  fraud  or  error  and  are
considered  material  if, individually or in the aggregate, they could reasonably be expected to influence
the economic decisions of users taken on the basis of these consolidated financial statements.

As  part  of  an  audit  in  accordance  with  Canadian  generally  accepted  auditing  standards,  we  exercise
professional judgment and maintain professional skepticism throughout the audit. We also:









Identify  and  assess  the  risks  of  material  misstatement  of  the  consolidated  financial  statements,
whether due to fraud or error, design and perform audit procedures responsive to those risks, and
obtain  audit  evidence  that  is  sufficient  and  appropriate  to  provide  a  basis  for  our  opinion.  The
risk of not detecting a material misstatement resulting from fraud is higher than for one resulting
from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or
the override of internal control.

Obtain  an  understanding  of  internal  control  relevant  to  the  audit  in  order  to  design  audit
procedures  that  are  appropriate  in  the  circumstances,  but  not  for  the  purpose  of  expressing  an
opinion on the effectiveness of the Group's internal control. 

Evaluate  the  appropriateness  of  accounting  policies  used  and  the  reasonableness  of  accounting
estimates and related disclosures made by management.

Conclude on the appropriateness of management's use of the going concern basis of accounting
and, based on the audit evidence obtained, whether a material uncertainty exists related to events
or  conditions  that  may  cast  significant  doubt  on  the  Group's  ability  to  continue  as  a  going
concern.  If  we  conclude  that  a material uncertainty exists, we are required to draw attention in
our auditors' report to the related disclosures in the consolidated financial statements or, if such
disclosures  are  inadequate,  to  modify  our  opinion.  Our  conclusions  are  based  on  the  audit
evidence obtained up to the date of our auditors' report. However, future events or conditions may
cause the Group to cease to continue as a going concern.





Evaluate the overall presentation, structure and content of the consolidated financial statements,
including  the  disclosures,  and  whether  the  consolidated  financial  statements  represent  the
underlying transactions and events in a manner that achieves fair presentation.

Obtain sufficient appropriate audit evidence regarding the financial information of the entities or
business  activities  within  the  Group  to  express  an  opinion  on  the  consolidated  financial
statements. We are responsible for the direction, supervision and performance of the group audit.
We remain solely responsible for our audit opinion.

We communicate with those charged with governance regarding, among other matters, the planned scope
and  timing  of  the  audit  and  significant  audit  findings,  including  any  significant  deficiencies  in  internal
control that we identify during our audit.

We  also  provide  those  charged  with  governance  with  a  statement  that  we  have  complied  with  relevant
ethical requirements regarding independence, and to communicate with them all relationships and other
matters  that  may  reasonably  be  thought  to  bear  on  our  independence,  and  where  applicable,  related
safeguards.

The engagement partner on the audit resulting in this independent auditors' report is Jonathan Breido.

Crowe Soberman LLP 

Chartered Professional Accountants
Licensed Public Accountants

Toronto, Canada
February 13, 2020

24  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • CONSOLIDATED FINANCIAL STATEMENTS 

CONSOLIDATED STATEMENTS OF FINANCIAL POSITION 
(in thousands of Canadian dollars) 

Notes 

2019 

2018 

December 31 

Assets 
Mortgages receivable 
Investment properties 
Prepaid expenses 
Total assets 

Liabilities 
Borrowings under credit facility 
Accounts payable and accrued liabilities 
Accrued convertible debenture interest 
Dividends payable 
Convertible debentures 
Total liabilities 

Shareholders’ equity 
Share capital 
Deferred share incentive plan units 
Equity component of convertible debentures 
Contributed surplus 
Deficit 
Total shareholders’ equity 
Total liabilities and shareholders’ equity 

5 
6 

7 
8 

9 

$  727,325 
16,201 
105 
$  743,631 

$  123,449 
4,144 
956 
5,652 
  153,910 
  288,111 

  452,851 
716 
1,837 
781 
(665) 
  455,520 
$  743,631 

$  682,721 
17,007 
22 
$  699,750 

$  147,846 
2,093 
1,011 
4,205 
  157,289 
  312,444 

  385,261 
644 
1,675 
645 
(919) 
  387,306 
$  699,750 

Commitments 

7, 13(d) 

The accompanying notes are an integral part of these consolidated financial statements. 

Approved on behalf of the board of directors: 

“Robert Goodall” 
Robert Goodall, Director 

“Mark Silver” 
Mark Silver, Director 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ EQUITY 
(in thousands of Canadian dollars, except for number of common shares) 

CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  25 

Share capital 

  Number 

Balance, December 31, 2017 
Impact of adoption of IFRS 9 
Balance, restated at January 1, 2018 
Shares issued by prospectus 
Shares issued under dividend reinvestment plan 
Shares issued under employee share purchase plan 
Shares issued under deferred share incentive plan 
Shares issued on debenture conversion 
Issue costs 
Share-based payments 
Equity component of convertible debentures issued 
Issue costs attributable to equity component of 

convertible debentures issued 

Net income and comprehensive income 
Dividends declared 
Balance, December 31, 2018 
Shares issued by prospectus 
Shares issued under dividend reinvestment plan 
Shares issued under employee share purchase plan 
Shares issued under deferred share incentive plan 
Shares issued on debenture conversion 
Maturity of convertible debentures 
Issue costs 
Share-based payments 
Equity component of convertible debentures issued 
Issue costs attributable to equity component of 

convertible debentures issued 

Net income and comprehensive income 
Dividends declared 
Balance, December 31, 2019 

Notes 

2(b) 

10 
10 
10 
11 
9 

11 
9 

9 

10 
10 
10 
11 
9 
9 

11 
9 

9 

33,252,139 
– 
33,252,139 
2,760,000 
311,339 
12,109 
38,020 
187,591 
– 
– 
– 

– 
– 
– 
36,561,198 
4,679,300 
326,876 
10,520 
19,669 
266,213 
– 
– 
– 
– 

– 
– 
– 
41,863,776 

  Deferred 

share 
incentive 
  plan units 
802 
$ 
– 
802 
– 
– 
– 
(450) 
– 
– 
292 
– 

$ 

Equity 
component 
  of convertible   
  debentures 
1,322 
– 
1,322 
– 
– 
– 
– 
(12) 
– 
– 
383 

  Amount   
345,325 
$ 
– 
345,325 
34,500 
3,954 
155 
450 
2,491 
(1,614) 
– 
– 

– 
– 
– 
385,261 
61,777 
4,336 
145 
248 
3,594 
– 
(2,510) 
– 
– 

– 
– 
– 
452,851 

$ 

$ 

– 
– 
– 
644 
– 
– 
– 
(248) 
– 
– 
– 
320 
– 

– 
– 
– 
716 

$ 

$ 

(18) 
– 
– 
1,675 
– 
– 
– 
– 
(36) 
(136) 
– 
– 
351 

(17) 
– 
– 
1,837 

$ 

$ 

  Contributed   
surplus 

  Retained   
  earnings   
(deficit) 

$ 

$ 

$ 

645 
– 
645 
– 
– 
– 
– 
– 
– 
– 
– 

– 
– 
– 
645 
– 
– 
– 
– 
– 
136 
– 
– 
– 

– 
– 
– 
781 

$ 

$ 

$ 

970 
(2,000) 
(1,030) 
– 
– 
– 
– 
– 
– 
– 
– 

– 
33,769 
(33,658) 
(919) 
– 
– 
– 
– 
– 
– 
– 
– 
– 

– 
38,568 
(38,314) 
(665) 

$ 

Total 
 shareholders’ 
equity 
349,064 
(2,000) 
347,064 
34,500 
3,954 
155 
– 
2,479 
(1,614) 
292 
383 

(18) 
33,769 
(33,658) 
387,306 
61,777 
4,336 
145 
– 
3,558 
– 
(2,510) 
320 
351 

(17) 
38,568 
(38,314) 
455,520 

$ 

$ 

Dividends amounted to $0.96 per share for the year ended December 31, 2019 (year ended December 31, 2018 – $0.94). 

The accompanying notes are an integral part of these consolidated financial statements. 

 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
26  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • CONSOLIDATED FINANCIAL STATEMENTS 

CONSOLIDATED STATEMENTS OF INCOME AND COMPREHENSIVE INCOME 
(in thousands of Canadian dollars, except for per share amounts) 

  Years ended December 31 

Notes 

2019 

2018 

Revenues 
  Mortgage interest and fees 
  Rental income 
  Total revenues 

Operating expenses 
  Mortgage servicing and management fees 
  Transfer agent, regulatory fees and investor relations 
  Share-based payments 
  Professional fees 
  Directors’ expense 
  Administration and general 

Impairment loss on investment property 

  Provision for mortgage losses 
  Total operating expenses 

Income before financing costs 

Financing costs 

Interest on convertible debentures 
Interest and other bank charges 

  Total financing costs 

8 
6 

8 

8, 11 

8 

5(b) 

9 
7 

$ 

66,095 
76 
66,171 

$ 

58,316 
− 
58,316 

6,996 
303 
320 
174 
198 
91 
806 
1,490 
10,378 

55,793 

10,232 
6,993 
17,225 

6,279 
326 
292 
172 
202 
150 
– 
1,800 
9,221 

49,095 

9,373 
5,953 
15,326 

Net income and comprehensive income for the year 

$ 

38,568 

$  33,769 

Earnings per common share 
  Basic 
  Diluted 

12 
12 

$ 
$ 

0.97 
0.96 

$ 
$ 

0.95 
0.94 

The accompanying notes are an integral part of these consolidated financial statements. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  27 

CONSOLIDATED STATEMENTS OF CASH FLOWS 
(in thousands of Canadian dollars) 

Cash provided by (used in): 

Operating activities 
Net income and comprehensive income for the year 
Adjustments to determine net cash flows   

  provided by (used in) operating activities   

  Share-based payments 
  Mortgage interest and fees earned 
  Mortgage interest and fees received 

Interest on convertible debentures expensed 
Interest and other bank charges expensed 
Impairment loss on investment property 

  Provision for mortgage losses 
Changes in operating assets and liabilities 
  Prepaid expenses 
  Accounts payable and accrued liabilities 
  Additions to mortgage discount 
  Additions to unamortized origination fees 
Cash provided by operating activities 

Investing activities 
Cash advances of mortgages receivable 
Cash repayments of mortgages receivable 
Improvements and expenditures on investment properties 
Cash used in investing activities 

Financing activities 
Advances under credit facility 
Repayments under credit facility 
Interest and fees on convertible debentures paid 
Interest and other bank charges paid 
Issuance of common shares 
Share capital issue costs 
Issuance of convertible debentures 
Convertible debenture issue costs 
Repayment of convertible debentures 
Cash dividends paid 
Cash provided by (used in) financing activities 

Increase (decrease) in cash   

Cash, beginning of year 

Cash, end of year 

  Years ended December 31 

2019 

2018 

$ 

38,568 

$ 

33,769 

320 
(66,095) 
52,923 
10,232 
6,993 
806 
1,490 

(83) 
2,110 
46 
705 
48,015 

  (271,759) 
  238,086 
– 
(33,673) 

  407,322 
  (431,715) 
(8,876) 
(7,056) 
61,921 
(2,510) 
28,750 
(1,369) 
(28,278) 
(32,531) 
(14,342) 

– 

– 

– 

$ 

292 
(58,316) 
48,217 
9,373 
5,953 
– 
1,800 

17 
(370) 
– 
746 
41,481 

  (306,025) 
  240,404 
(297) 
(65,918) 

  540,628 
  (537,452) 
(9,715) 
(5,671) 
34,655 
(1,614) 
34,500 
(1,626) 
– 
(29,268) 
24,437 

– 

– 

– 

$ 

The accompanying notes are an integral part of these consolidated financial statements. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
28  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 1 – NATURE OF OPERATIONS 

Atrium  Mortgage  Investment  Corporation  (the  “company”)  is  a  corporation  domiciled  in  Canada, 
incorporated under the Ontario Business Corporations Act. The address of the company’s registered head 
office and principal place of business is Suite 900, 20 Adelaide Street East, Toronto, Ontario M5C 2T6.   
        The company is a Mortgage Investment Corporation (MIC) as defined in Section 130.1(6) of the Canada 
Income Tax Act (ITA). Accordingly, the company is not taxed on income provided that its taxable income is 
paid to its shareholders in the form of dividends within 90 days after December 31 each year. Such dividends 
are generally treated by shareholders as interest income, so that each shareholder is in the same position as if 
the mortgage investments made by the company had been made directly by the shareholder. 
        The company’s common shares are listed on the Toronto Stock Exchange (TSX) under the symbol AI 
and  its  convertible  debentures  are  listed  under  the  symbols  AI.DB,  AI.DB.B,  AI.DB.C,  AI.DB.D  and 
AI.DB.E. 

NOTE 2 – BASIS OF PRESENTATION 

(a)  Statement of compliance 

These  consolidated  financial  statements  have  been  prepared  in  accordance  with  International  Financial 
Reporting  Standards  (IFRS),  as  set  out  in  Part  I  of  the  CPA  Canada  Handbook  –  Accounting.  Except  as 
described in Note 2(b), significant accounting policies have been consistently applied in the preparation of 
these  consolidated  financial  statements,  which  were  authorized  for  issuance  by  the  board  of  directors  on 
February 13, 2020. 

(b)  New and amended standards and interpretations 

Effective January 1, 2018, the company adopted IFRS 9 Financial Instruments (IFRS 9), which replaced IAS 
39  Financial  Instruments:  Recognition  and  Measurement  (IAS  39).  IFRS  9  was  adopted  retrospectively 
without  restatement,  as  allowed  under  the  standard’s  transitional  provisions.  IFRS  9  addresses  the 
measurement of  financial  assets  and financial  liabilities,  including  the  impairment of financial  assets  and 
other commitments.   
        As a result of the application of IFRS 9, the company changed its accounting policies for financial assets 
and mortgages receivable effective January 1, 2018, as described in Notes 3(a), (b), (c), (d) and (e).   
        Adoption of IFRS 9 had no effect on the measurement of the company’s financial assets and financial 
liabilities, which continue to be measured at amortized cost subsequent to their initial recognition. 
        The effect on the allowance for credit losses on January 1, 2018 has been recognized as an adjustment to 
opening retained earnings (deficit) in the consolidated statements of changes in shareholders’ equity. 

(c)  Basis of measurement 

These consolidated financial statements are prepared on the historical cost basis. 

(d)  Functional and presentation currency 

These  consolidated  financial  statements  are  presented  in  Canadian  dollars,  which  is  also  the  company’s 
functional currency. Dollars are expressed in thousands except for per share amounts or where the context 
requires otherwise. 

(e)  Principles of consolidation 

These consolidated financial statements include the accounts of the company and Canadian Properties LP, 
which is considered to be a subsidiary for financial reporting purposes. Consolidation commenced the date 
the company obtained control and continues until control ceases. Atrium has consolidated the subsidiary from 
August  5,  2016,  the  date  of  its  formation.  All  transactions  and  balances  between  the  company  and  the 
subsidiary have been eliminated, including unrealized gains and losses, if any. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  29 

NOTE 2 – BASIS OF PRESENTATION (continued) 

(f)  Use of estimates and judgements 

The preparation of consolidated financial statements in accordance with IFRS requires management to make 
estimates, assumptions and judgements that affect the reported amounts of assets and liabilities and disclosure 
of contingent assets and liabilities at the reporting date and the reported amounts of revenue and expenses 
during the reporting period.   
        The most subjective of these estimates relate to:   

(a)  determining whether the cash flows from the mortgages receivable represent solely payments 

of principal and interest (SPPI); 

(b)  the measurement of impairment losses for mortgages receivable, in particular: measurement of 
credit risk to determine whether there has been a significant increase in credit risk since initial 
recognition;  the  assessment  of  when  mortgages  receivable  become  impaired  and  the 
incorporation of forward-looking information to determine expected credit losses; and   

(c)  the measurement of the liability and equity components of the convertible debentures which 
depend  upon  the  estimated  market  interest  rates  for  a  comparable  debenture  without  the 
convertibility feature.   

        Management  believes  that  its  estimates  are  appropriate;  however,  actual  results  could  differ  from the 
amounts  estimated.  Estimates  and  underlying  assumptions  are  reviewed  each  quarter.  Revisions  to 
accounting estimates are recognized in the period in which the estimate is revised and in any future periods 
affected. 

NOTE 3 – SIGNIFICANT ACCOUNTING POLICIES 

(a)  Financial instrument assets – initial recognition and measurement   

Financial instrument assets are initially recognized when the company becomes a party to a contract. On 
initial recognition, the measurement category is determined, based on: (i) the business model under which 
the asset is held, and (ii) the contractual cash flow characteristics of the instrument.   
        Upon initial recognition, financial assets are measured as either: 

  Fair value through profit and loss (FVTPL) – which is the required measurement classification for 

instruments that are held for trading and derivative assets; 

  Amortized cost – if the instrument is held within a business model whose objective is to collect 

contractual cash flows and the cash flows represent SPPI; 

  Fair value through other comprehensive income (FVOCI) – which is required for debt instruments 
held in a dual-purpose business model, to collect contractual cash flows and to sell the instruments 
and  can  be  irrevocably  elected  at  initial  recognition provided they  have  not  been  designated  as 
FVTPL and are not held for trading; or 

  Designated as FVTPL – available on initial recognition provided certain criteria are met.   
        All  of  the  company’s  mortgages  receivable  are  held  in  a  single  business  model.  The  company  has 
concluded that its business model is to hold mortgages receivable to collect contractual cash flows for the 
following reasons:   

  The performance of the mortgage portfolio is assessed on the basis of effective yield, and not on a 

fair value basis, whether realized or unrealized.   

  Neither key management compensation nor remuneration paid to the company’s manager is based 

on the fair values of mortgages receivable.   

 
 
 
 
 
 
 
 
 
 
30  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 3 – SIGNIFICANT ACCOUNTING POLICIES (continued) 

(a)  Financial instrument assets – initial recognition and measurement (continued) 

  Historically  the  company  has  not  sold,  and  in  future  has  no  expectations  to  sell,  any  of  its 
mortgages  receivable.  While  the  company  may  decrease  its  interest  in  a  syndicated  mortgage 
receivable by transferring its interest, at its amortized cost carrying amount, to another lender in 
the  syndicate,  such  transfers  are  consistent  with  the  business  model  of  holding  mortgages 
receivable to collect contractual cash flows. 

        The returns earned by the company on its mortgages receivable are interest rates that are set at levels to 
provide an acceptable profit margin based on the time value of money and credit risk, although other basic 
lending risks (for example, the location and quality of the underlying collateral) may also be built-in. There 
are no factors that give rise to variation in the return on the company’s mortgages receivable other than the 
time value of money, credit risk and other basic lending risks. Interest rates, or the credit spread for variable 
rate mortgages, are set for the full term of the loan, which is considered SPPI because the rate is still based 
on the time value of money and credit risk. The majority of the mortgages receivable can be prepaid after an 
initial closed period with no penalty, subject to the borrower providing advance written notice according to 
the terms of their mortgage so the return therefore represents SPPI. 
         Mortgages receivable are initially recognized at fair value and are subsequently carried at amortized cost 
using the effective interest method. See Note 3(d) Financial instruments – revenue recognition. 

(b)  Financial instrument liabilities – initial recognition and measurement   

Financial liabilities are measured as either: 

  FVTPL – which is required for any financial instrument liabilities that are held for trading and for 

derivative liabilities; 

  Designated as FVTPL – available on initial recognition if either: the instrument includes one or 
more embedded derivatives and the host contract is not a financial asset; or if the designation meets 
certain criteria;   

  Designated as at fair value – if the instrument does not meet the criteria and is designated as at 
FVTPL  and  is  not  otherwise  required  to  be  measured  as  FVTPL,  it  can  still  be  irrevocably 
designated  at  initial  recognition  as  at  fair  value,  meaning  that  changes  in  fair  value  related  to 
changes in own credit risk are presented in other comprehensive income and other changes in fair 
value are presented in net income; or 

  Amortized  cost  –  which  is  the  default  category  and  is  also  used  for  any  host  contract  that  is  a 

financial instrument liability. 

        The  company’s  borrowings  under  credit  facility,  accounts  payable  and  accrued  liabilities,  dividends 
payable,  accrued  convertible  debenture  interest  and  the  liability  component  of  convertible  debentures  are 
measured at amortized cost. These financial instrument liabilities are initially recognized at fair value and are 
subsequently measured at amortized cost using the effective interest method. 

(c)  Financial instruments – impairment of assets 

Loan commitments and letters of credit (collectively commitments) and mortgages receivable are assessed 
for impairment at the end of each reporting period using an expected credit loss (ECL) model. The ECL 
model  uses  a  three-stage  impairment  approach  based on  changes  in  the credit  risk  of  the  commitment  or 
mortgage receivable since initial recognition. The three stages are as follows:   

 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  31 

NOTE 3 – SIGNIFICANT ACCOUNTING POLICIES (continued) 

(c)  Financial instruments – impairment of assets (continued) 

Credit stage and financial assets included 
Stage  1  –  commitments  and mortgages  receivable 
on initial recognition and existing assets that have 
not shown a significant increase in credit risk since 
initial recognition 
Stage  2  –  commitments  and mortgages  receivable 
that  have  experienced  a  significant  increase  in 
credit  risk  since  initial  recognition  and  up  to  the 
date  of  approval  of  the  consolidated  financial 
statements 
Stage  3  –  impaired  commitments  and  mortgages 
receivable for which there is objective evidence of 
impairment  at 
the 
consolidated financial statements 

the  date  of  approval  of 

Impairment loss recognized 
12-month  ECL  –  portion  of  lifetime  ECLs  that 
represent  the  ECL  from  possible  default  events 
within the next 12 months 

Lifetime  ECL  –  expected  losses  from  possible 
default  events  over  the  expected  life  of  the 
instrument, weighted by the likelihood of loss 

Lifetime  ECL  –  expected  losses  from  possible 
default  events  over  the  expected  life  of  the 
instrument, weighted by the likelihood of loss 

        Credit quality is assessed at each reporting period and results in commitments and mortgages receivable 
being moved between stages, as necessary. Significant judgement is required when assessing evidence of 
credit impairment and estimating expected credit losses. 
        For  commitments  and mortgages receivable,  the  company  considers  a  number of past  events,  current 
conditions  and  forward-looking  information  when  assessing  if  there  has  been  a  significant  increase  or 
subsequent decrease in credit risk. There is a presumption in IFRS 9 that credit risk has increased significantly 
once  payments  are  30  days  past  due.  However,  for  single-family  residential  mortgages  receivable,  the 
company’s historical experience is that mortgages receivable can become 30 days past due, but be brought 
up  to  date  by  the  borrower,  therefore  another  additional  risk  factor  also  needs  to  be  identified  for  the 
mortgages receivable to move to Stage 2. For single-family residential mortgages receivable that are not 30 
days past due, a significant increase in credit risk may still be evidenced by the presence of one or more 
additional risk factors. For all other mortgages receivable, a significant increase in credit risk is considered 
to have occurred if payments are 30 days past due or if one or more additional risk factors is present. 

The additional risk factors used in assessing credit risk include: 
 
 
 
 

changes in the financial condition of the borrower; 
responsiveness of the borrower; 
other borrower specific information that may be available, without consideration of collateral; 
current  economic  conditions:  interest  rates,  housing  prices,  real  estate  market  statistics  and 
employment statistics; and   
supportable  forward-looking  information:  macro-economic  factors,  such  as  forecast  real  estate 
values and interest rate forecasts.   

 

Determining whether there has been a significant increase in credit risk since initial recognition, or a 
subsequent reduction in credit risk back to the level at initial recognition, requires the exercise of significant 
judgement. 

The company considers a commitment or mortgage receivable to be impaired when there is objective 
evidence that one or more events have occurred that have an unfavourable impact on estimated future cash 
flows  such  that  there  is  no  longer  reasonable  assurance  as  to  the  timely  collection  of  the  full  amount  of 
principal and interest.   
      The company considers a commitment or mortgage receivable to be in default if payments are greater than 
90 days past due for single-family residential mortgages receivable or 30 days past due for all other mortgages 
receivable, or if an event of default has occurred under the terms of the mortgage commitment, including: 
non-payment of property taxes, a material adverse change in the financial position of the borrower and/or 
guarantors or a material adverse change in the property given as security. These definitions are consistent 
with industry practice.   
      An ECL represents the difference between the present value of all contractual cash flows that are due 
under the original terms of the contract and the present value of all cash flows expected to be received. The 
company’s application of the concept uses three inputs to measure ECLs for commitments and mortgages 
receivable classified as Stage 1: probability of default (PD), loss given default (LGD) and exposure at default 
(EAD). These inputs are determined at each reporting period using historical data and current conditions.   

 
 
 
 
 
32  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 3 – SIGNIFICANT ACCOUNTING POLICIES (continued) 

(c)  Financial instruments – impairment of assets (continued) 

      Adjustments may be made to the probability of default if the effects of, for example, forecasts of housing 
prices, employment and interest rates, are expected to be significantly different over the term of the mortgage. 
The  inputs  for  Stage  1  mortgages  receivable  are  calculated  separately  for  (i)  single-family  residential 
mortgages receivable and (ii) mortgages receivable on all other properties on the basis of differences in the 
credit risk of each. The ECL is assessed individually for each commitment and mortgage receivable classified 
as either Stage 2 or Stage 3. For mortgages receivable in these stages, forecast future information specific to 
the loan (for example, forecasts of real estate prices) is incorporated when assessing the cash flows expected 
to be received.   
        Mortgages  receivable  are  presented  on  the  consolidated  statements  of  financial  position  net  of  the 
provision for mortgage losses. A loss on a mortgage receivable is written off against the related provision for 
mortgage losses when there is no reasonable expectation of further recovery, which is the point at which the 
underlying real property has been liquidated and claims against guarantors, if any, are unlikely to recover 
any further losses. For any mortgages receivable that have been written off but where guarantors are still 
being pursued for collection, no recovery is recognized until virtually certain of collection. 

(d)  Financial instruments - revenue recognition 

Mortgage  interest  and  fees  revenues  are  recognized  in  the  consolidated  statements  of  income  and 
comprehensive income using the effective interest method. Mortgage interest and fees revenues include the 
company’s share of any fees received, as well as the effect of any discount or premium on the mortgage. 
Interest revenue is calculated on the gross carrying amount for mortgages receivable in Stages 1 and 2 and 
on  the  net  carrying  amount  for  mortgages  receivable  in  Stage  3  (see  Note  3(c)  Financial  instruments  – 
impairment of assets). 
        The effective interest method derives the interest rate that discounts the estimated future cash receipts 
during the expected life of the mortgage receivable (which is the contractual life, if a shorter period is not 
expected) to its carrying amount. When calculating the effective interest rate, future cash flows are estimated 
considering  all  contractual  terms  of  the  financial  instrument,  but  not  future  credit  losses  (see  Note  3(c) 
Financial instruments – impairment of assets). The calculation of the effective interest rate includes all fees 
and transaction costs paid or received. Fees and transaction costs include incremental revenues and costs that 
are directly attributable to the acquisition or issuance of the mortgage. 

(e)  Financial instruments – derecognition   

Financial assets are derecognized when the contractual rights to receive cash flows from the asset expire. 
When the company exercises its security and takes title to the underlying real estate, a mortgage receivable 
is derecognized on the date of foreclosure.   
        Financial liabilities are derecognized when the obligation under the liability is discharged, cancelled, or 
expires. 

(f)  Investment properties 

Investment properties are properties over which the company has taken title through exercise of its security 
interest. Such properties are accounted for under IAS 40 Investment Property. An investment property is 
recognized on the date of acquisition through foreclosure and is measured initially at cost, which is the book 
value of the respective mortgage receivable net of any related provision for mortgage losses, plus any directly 
attributable expenditures and transaction costs. Any costs subsequently incurred to complete the construction 
or development of a property are capitalized. After initial recognition, investment properties are measured 
using the cost model. Depreciation commences from the date the property is substantially complete and is 
recognized when the property’s carrying amount exceeds its residual value. The carrying value of investment 
properties are assessed for impairment whenever events or changes in circumstances indicate that the carrying 
amount of the investment property may exceed its recoverable amount.   

 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  33 

NOTE 3 – SIGNIFICANT ACCOUNTING POLICIES (continued) 

(f)  Investment properties (continued) 

If  the  higher  of  the  fair  value  less  cost  of  disposal  and  the  value  in  use  of  an  investment  property  (its 
recoverable amount) is less than its carrying amount, then an impairment loss is recognized for the excess. 
Any impairment loss, or gain or loss realized on disposal is recognized in the consolidated statements of 
income and comprehensive income. 

(g)  Convertible debentures 

Convertible debentures can be converted into common shares of the company at the option of the investor. 
They are compound financial instruments with two components: a financial liability, and a call option which 
is an equity instrument. The fair value of the liability component is measured as of the date that the convertible 
debentures were issued, and the equity instrument is valued on that date based upon the difference between 
the fair value of the convertible debenture and the fair value of the liability component. The measurement of 
the fair value of the liability component is based upon market rates of interest on similar debt instruments 
without the conversion feature. Expenses of issue are allocated between the two components on a pro-rata 
basis. The book value of the debt is accreted up to its face value over the life of the financial liability using 
the effective interest method, which applies a constant interest rate over the term of the debt. The value of 
the equity component is not remeasured subsequent to its initial measurement date. 

(h)  Income taxes 

The company qualifies as a MIC under the ITA, and as such is not taxed on income provided that its taxable 
income is distributed to its shareholders in the form of dividends within 90 days after December 31 each year. 
It is the company’s policy to pay such dividends to remain non-taxable. Accordingly, no provision for current 
or deferred income taxes is required. 

(i)  Earnings per common share 

Basic earnings per common share is calculated by dividing earnings during the year by the weighted average 
number of common shares outstanding during the year. Diluted earnings per share is calculated by adjusting 
the  income  and  comprehensive  income  attributable  to  common  shareholders  and  the  weighted  average 
number of common shares outstanding for the effects of all dilutive items such as convertible debentures and 
deferred share incentive plans. 

(j)  Share-based payments 

The company has an equity-settled share-based compensation plan for grants to eligible directors, officers, 
and senior management under  its  deferred share  incentive  plan. Grants are  measured based  upon  the  fair 
value of the awards granted, using the volume-weighted average trading share price for the five trading days 
prior to the date of the grant. 

NOTE 4 – RECENT ACCOUNTING PRONOUNCEMENTS 

Various pronouncements have been issued by the International Accounting Standards Board (IASB) or IFRS 
Interpretations Committee (IFRIC) that will be effective for future accounting periods. The company closely 
monitors new accounting standards as well as amendments to existing standards and assesses what impact, 
if  any,  they  will  have  on  the  consolidated  financial  statements.  None  of  the  standards  issued  to  date  are 
expected to have a material effect on the consolidated financial statements. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
34  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 5 – MORTGAGES RECEIVABLE 

(a)  Mortgage portfolio 

December 31, 2019 
  Outstanding  % of 

December 31, 2018 

Outstanding  % of 

Number 
  32 
15 
21 
91 
  14 
173 
  19 
  192 

Property type 
Low-rise residential 
High-rise residential 
Mid-rise residential 
House and apartment 
Condominium corporation 
      Residential portfolio 
Commercial 
      Mortgage portfolio 
Accrued interest receivable 
Mortgage discount 
Unamortized origination fees 
Provision for mortgage losses 
  Mortgages receivable 

amount 

Portfolio  Number 

amount 

$ 

$ 

216,144 
174,544 
160,456 
66,083 
2,659 
619,886 
109,859 
729,745 
3,780 
(224) 
(586) 
(5,390) 
727,325 

 29.6%  
23.9% 
22.0% 
9.1% 
  0.4%  
85.0% 
 15.0%  
100.0%  

  38  $ 
15 
20 
101 
  14 
188 
  20 
  208 

  $ 

232,713 
146,027 
139,708 
64,230 
2,533 
585,211 
99,193 
684,404 
3,122 
(221) 
(684) 
(3,900) 
682,721 

Portfolio 
 34.0% 
21.3% 
20.4% 
9.4% 
  0.4% 
85.5% 
 14.5% 
100.0% 

The mortgage portfolio has maturity dates between 2020 and 2030 with a weighted average remaining term 
of  8.7  months  at  December  31,  2019  (December  31,  2018  –  11.3  months).  The  portfolio  has  a  weighted 
average interest rate (which excludes lender fees earned by the company) of 8.81% as at December 31, 2019 
(8.85% as at December 31, 2018). 

Within  the  mortgage  portfolio,  at  December  31,  2019  there  were  24  mortgages  receivable  aggregating 
$108,055 (14.8% of the mortgage portfolio) in which the company has a subordinate position in a syndicated 
mortgage  receivable  (December  31,  2018  –  21  mortgages  receivable  aggregating  $74,399,  10.9%  of  the 
mortgage  portfolio).  Additional  analysis  of  the  mortgage  portfolio,  including  by  location  of  underlying 
property  and  type  of  mortgage,  is  set  out  in  the  “Investment  Portfolio”  section  of  the  Management’s 
Discussion and Analysis for the year ended December 31, 2019. 

A majority of the mortgages receivable have an initial closed period, after which the borrower may repay the 
principal at any time prior to maturity, without penalty, subject to providing advance written notice according 
to the terms of their mortgage. 

Principal repayments based on contractual maturity dates are as follows: 

Year ended December 31, 2020 
2021 
2022 
2023 
2024 
Thereafter 

  477,942 
  207,413 
38,802 
3,359 
877 
1,352 
$  729,745 

  65.5% 
  28.4% 
5.3% 
0.5% 
0.1% 
0.2% 
 100.0% 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  35 

NOTE 5 – MORTGAGES RECEIVABLE (continued) 

(b)  Provision for mortgage losses 

The gross carrying amounts of mortgages receivable and provision for mortgage losses by property type are 
as follows:     
As at December 31, 2019 
Gross carrying amount 
Low-rise residential 
High-rise residential 
Mid-rise residential 
House and apartment 
Condominium corporation 
Commercial 
Mortgage portfolio 

Total 
–  $ 216,144 
 174,544 
– 
 160,456 
– 
  66,083 
– 
2,659 
– 
– 
 109,859 
−  $ 729,745 

  Stage 1  
$ 200,928 
  174,544 
  160,456 
65,154 
2,659 
  105,554 
$ 709,295 

– 
– 
929 
– 
4,305 
$  20,450  $ 

  Stage 2      Stage 3     
$  15,216  $ 

Provision for mortgage losses 
Low-rise residential 
High-rise residential 
Mid-rise residential 
House and apartment 
Condominium corporation 
Commercial 
Mortgage portfolio 

As at December 31, 2018 
Gross carrying amount 
Low-rise residential 
High-rise residential 
Mid-rise residential 
House and apartment 
Condominium corporation 
Commercial 
Mortgage portfolio 

Provision for mortgage losses 
Low-rise residential 
High-rise residential 
Mid-rise residential 
House and apartment 
Condominium corporation 
Commercial 
Mortgage portfolio 

$ 

$ 

1,398 
1,214 
1,116 
251 
18 
734 
4,731 

$ 

$ 

317  $ 
– 
– 
– 
– 
342 
659  $ 

–  $ 
– 
– 
– 
– 
– 
−  $ 

1,715 
1,214 
1,116 
251 
18 
1,076 
5,390 

  Stage 1  
$ 232,713 
  146,026 
  139,708 
61,007 
2,533 
95,245 
$ 677,232 

  Stage 2      Stage 3     
–  $ 
$ 
– 
– 
3,223 
– 
3,949 
7,172  $ 

Total 
–  $ 232,713 
 146,026 
– 
 139,708 
– 
  64,230 
– 
2,533 
– 
  99,194 
– 
−  $ 684,404 

$ 

$ 

$ 

1,395 
875 
837 
207 
15 
571 
3,900 

$ 

$ 

–  $ 
– 
– 
– 
– 
– 
−  $ 

–  $ 
– 
– 
– 
– 
– 
−  $ 

1,395 
875 
837 
207 
15 
571 
3,900 

The provision for mortgage losses at December 31, 2019 is $5,390 (December 31, 2018 – $3,900) . Of this 
provision,  $4,731  (December  31,  2028  –  $3,900)  represents  management’s  estimate  of  the  ECLs  on 
mortgages receivable in the company’s portfolio that have not experienced a significant increase in credit 
risk since initial recognition (Stage 1). The ECL was assessed individually for each mortgage receivable and 
commitment  classified  as  Stage  2  and  management  estimated  the  ECL  as  $659  at  December  31,  2019 
(December 31, 2018 – $nil). 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
36  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 5 – MORTGAGES RECEIVABLE (continued) 

(b)  Provision for mortgage losses (continued) 

The changes in the provision for mortgage losses are shown in the following table. 

Year ended December 31, 2019 

  Stage 1 
$  3,900 

  Stage 2 
$ 

  Stage 3 

Total 
3,900 

–  $ 

Opening balance, January 1, 2019 
Provision for mortgage losses 
    Transfers to Stage 1 (1) 
    Transfers to Stage 2 (1) 
    Transfers to Stage 3 (1) 
    Net remeasurement (2) 
    Mortgage advances 
    Mortgage repayments 
Balance, December 31, 2019 
(1)  Transfers between stages which are presumed to occur before any corresponding remeasurement of the provision. 
(2)  Net remeasurement represents the change in the expected credit loss related to changes in model inputs or assumptions, including 

– 
(98) 
– 
612 
1,854 
(1,539) 
$  4,729 

– 
98 
– 
563 
– 
– 
661  $ 

– 
– 
– 
1,175 
1,854 
(1,539) 
5,390 

– 
– 
– 
– 
– 
– 
−  $ 

–  $ 

$ 

changes in macroeconomic conditions, and changes in measurement following a transfer between stages. 

During the year ended December 31, 2019, the provision for mortgage losses for mortgages classified as 
Stage 1 increased primarily as a result of the overall increase in the mortgage portfolio. The provision for 
mortgage  losses  for  mortgages  classified  as  Stage  2  increased  as  a  result  of  the  transfer  of  mortgages 
receivable from Stage 1 to Stage 2 due to a significant increase in credit risk since initial recognition as well 
as an increase in the ECL of an existing Stage 2 mortgage. The ECL is assessed individually for Stage 2 
mortgages. 

Year ended December 31, 2018 

  Stage 1 
$  3,300 

  Stage 2 
$ 

  Stage 3 

Total 
9,200 

–  $ 

5,900  $ 

Opening balance, January 1, 2018 
Provision for mortgage losses 
    Transfers to Stage 1 (1) 
    Transfers to Stage 2 (1) 
    Transfers to Stage 3 (1) 
    Net remeasurement (2) 
    Mortgage advances 
    Mortgage repayments 
Write-offs (3) 
Balance, December 31, 2018 
(1)  Transfers between stages which are presumed to occur before any corresponding remeasurement of the provision. 
(2)  Net remeasurement represents the change in the expected credit loss related to changes in model inputs or assumptions, including 

– 
(16) 
– 
115 
1,752 
(1,251) 
– 
$  3,900 

– 
16 
– 
(16)   
– 
– 
– 
–  $ 

– 
– 
– 
1,248 
1,752 
(1,251) 
(7,049) 
3,900 

– 
– 
– 
1,149 
– 
– 

(7,049)   
–  $ 

$ 

changes in macroeconomic conditions, and changes in measurement following a transfer between stages. 
(3)  Represents write-offs against prior period provision for mortgage losses. Actual loss incurred was $7,100. 

During  the  year  ended  December  31,  2018,  the  provision  for  mortgage  losses  for  mortgages  receivable 
classified as Stage 1 increased as a result of the overall increase in the mortgage portfolio. The decrease in 
the provision for mortgage losses for mortgages classified as Stage 3 was a result of the acquisition through 
a credit bid of a property on which the company had a mortgage that was classified as Stage 3 as at January 
1, 2018 (See Note 6 – Investment properties).   

NOTE 6 – INVESTMENT PROPERTIES 

During the year ended December 31, 2018, the company acquired through a credit bid one property on 
which it held a mortgage. 

Balance, beginning of year 
Property acquired through a credit bid during the year 
Capital improvements and expenditures 
Impairment 
Balance, end of year 

$ 

$ 

2019 
17,007 
– 
– 
(806) 
16,201 

$ 

1,064 
15,208 
735 
− 
$  17,007

  Years ended December 31 
2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  37 

NOTE 6 – INVESTMENT PROPERTIES (continued) 

Investment properties consist of two residential multi-unit rental properties, a four unit property in Leduc, 
Alberta and a 90 unit property in Regina, Saskatchewan. At December 31, 2019, as a result of the economic 
conditions in Saskatchewan affecting vacancy and rental rates, the company estimated that the carrying value 
of the Regina property exceeded its value in use, resulting in an impairment loss of $806. The value in use 
was estimated using a net operating income analysis. This analysis included estimates of gross rental income, 
vacancy rates, operating and management expenses and capitalization rates. Increases (decreases) in gross 
rental income will result in a higher (lower) value in use of the investment property. Increases (decreases) in 
the vacancy rates, operating and management expenses or capitalization rates will result in a lower (higher) 
value in use of the investment property. At December 31, 2019, the company used a vacancy rate of 6.3% 
and a capitalization rate of 5.25% to estimate the fair value of the Regina property. The recoverable amount 
of this Regina property is estimated to be its value in use of $15,100. 

Rental income 
Revenue from investment properties 
Property operating costs 
Rental income 

NOTE 7 – CREDIT FACILITY 

  Years ended December 31 

2019 

$ 

$ 

852 
(776) 
76 

2018 

– 
– 
– 

$ 

$ 

At  December  31,  2019,  the  company  had  a  credit  facility  from  a  syndicate  of  four  Canadian  financial 
institutions of $210,000 (December 31, 2018 – $210,000) at a formula rate that varies with bank prime and 
the market bankers’ acceptance rate. At any time during the term of the credit facility, the company has the 
one-time right to increase the credit facility by up to $30,000 (such that the total maximum availability would 
be up to $240,000). The weighted average rate for the year ended December 31, 2019 was 4.07% (3.81% for 
the  year  ended  December  31,  2018).  Drawings  under  the  credit  facility  may  be  by  way  of  a  bank  loan 
(including an overdraft facility of up to $500), bankers’ acceptances or letters of credit (LCs). LCs represent 
irrevocable  assurances  that  the  company’s banks will  make  payments  in the  event  that a  borrower of the 
company cannot meet its obligations to third parties. LCs carry the same credit risk, recourse and collateral 
security  requirements  as  mortgages  extended  to  customers.  The  committed  credit  facility  was  effective 
January 2, 2019, has a term to January 11, 2021, and is subject to certain conditions of drawdown and other 
covenants. 
        The credit facility is secured by a lien over all of the company’s assets by means of a general security 
agreement. The amount that may be drawn down under the credit facility is determined by the aggregate 
value  of  mortgages  receivable  that  are  acceptable  to  the  lender.  Under  the  terms  of  the  credit  facility, 
covenants  must  be  met  in  respect  of  shareholders’  equity,  debt  to  total  assets  and  interest  coverage.  At 
December 31, 2019 and December 31, 2018, the company was in compliance with these covenants. 

Credit facility 
Bankers’ acceptances 
Bank loan 
Overdraft facility 
Unamortized finance costs 

Borrowings under credit facility 

Letters of credit 

Total credit facility utilization 

December 31 

2019 
$  113,000 
10,490 
447 
(488) 
  123,449 
8,428 
$  131,877 

2018 

$  136,000 
12,490 
(160) 
(484) 
  147,846 
7,908 
$  155,754 

        Interest on  the  credit facility  is  included  in  financing costs  and  calculated using  the  effective  interest 
method. Included in interest and other bank charges for the year ended December 31, 2019 is interest on the 
credit facility of $6,703 and bank fees and amortization of financing costs of $290 (December 31, 2018 – 
$5,724 and $229, respectively). 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
38  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 8 – RELATED PARTY TRANSACTIONS 

The  company  pays  management  and  mortgage  servicing  fees  to  Canadian  Mortgage  Capital  Corporation 
(CMCC), which is the manager of the company, and responsible for its day-to-day management. The majority 
beneficial  owner  and  Chief  Executive  Officer  (CEO)  of  the  manager  is  also  CEO  of  the  company.  The 
company incurred management and mortgage servicing fees of $6,996 for the year ended December 31, 2019 
(year ended December 31, 2018 – $6,279). The management agreement between the company and CMCC 
contains provisions for the payment of termination fees to the manager in the event that the management 
agreement is terminated in certain circumstances. Amounts due to related party of $565 (December 31, 2018 
– $529) are included in accounts payable and accrued liabilities and are due to CMCC, are in the normal 
course of business, are non-interest bearing, due on demand and are paid within 30 days of each period end.   
        Under  an  employee  share  purchase  plan  (ESPP)  for  the  company’s  common  shares,  participants, 
including employees of CMCC, may contribute up to an annual maximum to the ESPP and CMCC matches 
50% of the participants’ contributions. The total amount matched by CMCC for the year ended December 
31, 2019 was $48 (year ended December 31, 2018 – $52). 
        Certain of the company’s mortgages receivable are shared with other investors. As at December 31, 2019, 
companies  owned  by  a  director  and  officer  of  the  company  had  co-invested  in  one  syndicated  secured 
mortgage receivable.  The  total  amount of  the mortgage  receivable  is $56,186  (December 31, 2018  –  one 
syndicated mortgage receivable of $50,484) of which the company’s share is $28,093 (December 31, 2018 – 
$25,242).   
        As at December 31, 2019, the company had three mortgages receivable from borrowers over which a 
director and officer of the company has joint control (December 31, 2018 – two).   

  A secured mortgage receivable loan with a total gross commitment of $3,490 (December 31, 2018 
– $3,490), of which $3,490 had been funded at December 31, 2019 (December 31, 2018 – $3,394). 
During the year ended December 31, 2019, the company recognized net mortgage interest and fees 
of $323 (year ended December 31, 2018 – $288) from this mortgage receivable. 

  A secured mortgage receivable loan with a total gross commitment of $8,738 (December 31, 2018 
– $8,738). The company’s share of the commitment is $2,330 (December 31, 2018– $2,330), of 
which $2,330 had been funded at December 31, 2019 (December 31, 2018 – $2,330). During the 
year ended December 31, 2019, the company recognized net mortgage interest and fees of $236 
(year ended December 31, 2018 – $228) from this mortgage receivable. 

  A secured mortgage receivable loan with a total gross commitment of $7,875 (December 31, 2018 
– $nil). The company’s share of the commitment is $1,500 (December 31, 2018 – $nil), of which 
$1,500 had been funded at December 31, 2019 (December 31, 2018 – $nil). During the year ended 
December 31, 2019, the company recognized net mortgage interest and fees of $120 (year ended 
December 31, 2018 – $nil) from this mortgage receivable. 

        Key management includes directors and officers of the company. Compensation expenses for key 
management personnel include: 

Directors’ fees 
Share-based payments to directors (Note 11) 
Share-based payments to officers (Note 11) 

  Years ended December 31 

2019 

179 
120 
70 
369 

$ 

$ 

2018 

179 
137 
61 
377 

$ 

$ 

Related  party  transactions  are  in  the  normal  course  of  business  and  are  recorded  at  the  amount  of 
consideration established and agreed to by the related parties. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  39 

NOTE 9 – CONVERTIBLE DEBENTURES 

  5.60%  
 AI.DB.E 

  5.50%   
 AI.DB.D 

Convertible debenture 
  5.50%   
 AI.DB.B 

 5.30%   
 AI.DB.C 

  6.25%   
 AI.DB.A 

  5.25%   
  AI.DB 

Total 

Year ended December 31, 2019 
Issued and outstanding 

face value 
Book value –   
Convertible debentures,   
beginning of year 
Conversion to shares  
Issued 
Equity component 
Issue costs 
Issue costs attributed to 
equity component 

Repayment of   

convertible debenture  

Accretion for the year 
Convertible debentures,   

$  28,750 

$  34,500 

$  25,300 

$  40,250 

$ 

– 

$  29,914 

$  158,714 

$ 

– 
– 
28,750 
(351) 
(1,369) 

$  32,627 
– 
– 
– 
– 

$  24,124 
– 
– 
– 
– 

$  39,299 
– 
– 
– 
– 

$  29,186 
(990) 
– 
– 
– 

$  32,053 
(2,568) 
– 
– 
– 

$  157,289 
(3,558) 
28,750 
(351) 
(1,369) 

17 

– 
227 

– 

– 
261 

– 

– 
210 

– 

– 

– 
340 

  (28,278) 
82 

– 

– 
290 

17 

(28,278) 
1,410 

end of year 

$  27,274 

$  32,888 

$  24,334 

$  39,639 

$ 

– 

$  29,775 

$  153,910 

On March 29, 2019, the company completed a public offering of 5.60% convertible debentures for gross 
proceeds of $25,000. On April 16, 2019, the company received gross proceeds of $3,750 from the exercise 
in full of the over-allotment option on the 5.60% convertible debentures. 

  5.60%  
 AI.DB.E 

  5.50%   
 AI.DB.D 

Convertible debenture 
  5.50%   
 AI.DB.B 

 5.30%   
 AI.DB.C 

  6.25%   
 AI.DB.A 

  5.25%   
  AI.DB 

Total 

Year ended December 31, 2018 
Issued and outstanding 

$ 

$ 

face value 
Book value –   
Convertible debentures,   
beginning of year 
Conversion to shares  
Issued 
Equity component 
Issue costs 
Issue costs attributed to 
equity component 
Accretion for the year 
Convertible debentures,   

end of year 

$ 

– 

$  34,500 

$  25,300 

$  40,250 

$  29,271 

$  32,500 

$  161,821 

– 
– 
– 
– 
– 

– 
– 

– 

$ 

– 
– 
34,500 
(383) 
(1,626) 

$  23,916 
– 
– 
– 
– 

$  38,961 
– 
– 
– 
– 

$  31,340 
(2,479) 
– 
– 
– 

$  31,759 
– 
– 
– 
– 

$  125,976 
(2,479) 
34,500 
(383) 
(1,626) 

18 
118 

– 
208 

– 
338 

– 
325 

– 
294 

18 
1,283 

$  32,627 

$  24,124 

$  39,299 

$  29,186 

$  32,053 

$  157,289 

Convertible debenture 

5.60% 
AI.DB.E 

5.50% 
AI.DB.D 
March 31, 2025  Dec. 31, 2025  

6 years 

7 years 

5.30% 
AI.DB.C 

6.25% 
AI.DB.A 
  June 30, 2024    Sept. 30, 2021    March 31, 2019 
7 years 

5.50% 
AI.DB.B 

5 years 

7 years 

5.25% 
AI.DB 
June 30, 2020 
7 years 

$14.75/share 

  $15.60/share 

  $14.94/share   

  $14.65/share  

  $13.30/share 

  $13.50/share 

March 31, 
Sept. 30 

June 30, 
Dec. 31 

June 30, 
Dec. 31 

  March 31, 
Sept. 30 

March 31, 
Sept. 30 

June 30,   
Dec. 31 

Maturity date 
Initial term 

Conversion at option of   
shareholder at:  

Interest payment dates 

Redeemable at the company’s   
option at par plus accrued interest,   
provided the weighted average   
trading price of common shares is   
not less than 125% of the conversion   

price from 
to 

March 31, 2022  Dec. 31, 2021  
March 31, 2024  Dec. 31, 2023  

June 30, 2020 
June 30, 2022 

Sept. 30, 2017 
Sept. 30, 2019 

 March 31, 2017 
 March 31, 2018 

June 30, 2016 
June 30, 2018 

Redeemable at the company’s   
option at par plus accrued interest   
and unpaid interest after 

March 31, 2024  Dec. 31, 2023  

June 30, 2022 

Sept. 30, 2019 

 March 31, 2018 

June 30, 2018 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
         
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
40  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 9 – CONVERTIBLE DEBENTURES (continued) 

Interest costs related to the convertible debentures are recorded in financing costs using the effective interest 
rate  method.  Interest  on  the  convertible  debentures  is  included  in  financing  costs  and  consists  of  the 
following: 

Coupon rate interest on convertible debentures 
Accretion and other costs 
Interest on convertible debentures 

NOTE 10 – SHARE CAPITAL 

  Years ended December 31 

2019 

$ 

$ 

8,818 
1,414 
10,232 

2018 

8,072 
1,301 
9,373 

$ 

$ 

The company is authorized to issue an unlimited number of common shares without par value. Common 
shares  rank  equally  with  each  other  and  have  no  preference,  conversion,  exchange  or  redemption  rights. 
Common  shares  participate  pro  rata  with  respect  to  any  dividends  paid,  including  distributions  upon 
termination and dissolution. 
        In  February  2019,  the  company  completed  a  public  equity  offering  of  2,645,000  common  shares, 
including the exercise in full of the over-allotment option, at a price of $13.05 per share for gross proceeds 
of $34,517. 
        In October 2019, the company completed a public equity offering of 1,288,000 common shares, including 
the exercise in full of the over-allotment option, and a non-brokered private placement of 746,300 common 
shares, all at a price of $13.40 per share for gross proceeds of $27,260. 
        The company has an optional dividend reinvestment plan (DRIP) for shareholders, whereby participants 
may reinvest cash dividends in additional common shares of the company at the volume weighted average 
price  for  five  days  prior  to  distribution,  less  a  2%  discount.  During  the  year  ended  December  31,  2019, 
326,876 common shares were issued under the Company’s DRIP (year ended December 31, 2018 – 311,339), 
using reinvested dividends of $4,336 (year ended December 31, 2018 – $3,954). Shares issued under the 
DRIP are issued by the company from treasury (See Note 15 – Subsequent events). 
        Under  the  employee  share  purchase  plan  (ESPP),  each  participant  may  contribute  up  to  an  annual 
maximum to the ESPP, and CMCC matches 50% of the participant’s contribution. Thus, the company does 
not bear any of the cost of the ESPP, as it is reimbursed by CMCC and the participants. 

NOTE 11 – SHARE-BASED PAYMENTS 

Years ended December 31 

Balance, beginning of year 
Units granted 
Units cancelled 
Units earned 
Common shares issued 
Balance, end of year 

Share-based payments expense: 

September 1, 2019 grant 
September 1, 2018 grant 
September 1, 2017 grant 
September 1, 2016 grant 
September 1, 2015 grant 
September 1, 2014 grant 
August 30, 2013 grant 

2019 
 Income  
 deferred  
  share   
  units 

9,056 
– 
– 
2,820 
(2,002) 
9,874 

 Deferred  
  share   
  units 
  68,667 
  22,000 
– 
– 
  (17,667) 
  73,000 

  Total   
  77,723 
  22,000 
– 
2,820 
  (19,669) 
  82,874 

2018 
Income   
 deferred  
  share   
  units 
  11,502 
– 
(331) 
3,905 
(6,020) 
9,056 

 Deferred  
  share   
  units 
  81,667 
  22,000 
(3,000) 
– 
  (32,000) 
  68,667 

Total 
  93,169 
  22,000 
(3,331) 
3,905 
  (38,020) 
  77,723 

  Years ended December 31 

2019 

2018 

$ 

$ 

62 
151 
53 
30 
12 
9 
3 
320 

$ 

$ 

– 
61 
132 
59 
24 
12 
4 
292 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  41 

NOTE 11 – SHARE-BASED PAYMENTS (continued) 

Grants are provided to directors and certain employees of the manager under the company’s deferred share 
incentive plan (“DSIP”). The deferred share units vest annually over three years. Common shares are issued 
to participants on the vesting date of each tranche of deferred share units, unless a participant elects to defer 
the issuance. In addition, income deferred share units (“IDSU”) are credited to holders of deferred share units 
granted  before  2017  based  upon  dividends  paid  on  common  shares.  The  fair  value  of  share-based 
compensation was based upon the volume weighted average market price of the common shares five days 
prior to the grant date of September 3, 2019 ($13.72) and September 1, 2018 ($13.71). 

NOTE 12 – EARNINGS PER SHARE 

Basic earnings per share – 
Numerator 
  Net income and comprehensive income for the year 
Denominator 
  Weighted average common shares outstanding 
Basic earnings per share 

  Years ended December 31 

2019 

2018 

$ 

38,568 

$ 

33,769 

  39,596,762 
0.97 
$ 

  35,571,414 
0.95 
$ 

Diluted earnings per share –   
Numerator 
  Net income and comprehensive income for the year 
  Interest on convertible debentures 
Net income and comprehensive income for diluted earnings per share   
Denominator 
  Weighted average common shares outstanding 
  Convertible debentures 
  Deferred share incentive plan 
  Income deferred share units 
Weighted average common shares outstanding – diluted basis  
Diluted earnings per share 

$ 

38,568 
10,232 
48,800 

  39,596,762 
  11,028,582 
72,790 
7,787 
  50,705,921 
0.96 
$ 

$ 

33,769 
9,373 
43,142 

  35,571,414 
  10,203,163 
64,648 
8,093 
  45,847,318 
0.94 
$ 

NOTE 13 – FINANCIAL INSTRUMENTS 

(a)  Classification of financial instruments 

Financial assets comprise mortgages receivable and are classified and measured at amortized cost. Financial 
liabilities  comprise  borrowings  under  credit  facility,  accounts  payable  and  accrued  liabilities,  dividends 
payable, accrued convertible debenture interest and the liability component of convertible debentures. All 
financial liabilities are measured as other financial liabilities at amortized cost. 

(b)  Fair value 

Fair  value  is  the  price  that  would  be  received  to  sell  an  asset  or  paid  to  transfer  a  liability  in  an  orderly 
transaction  between  arm’s  length  market  participants  at  the  measurement  date.  The  fair  value  hierarchy 
establishes three levels to classify the inputs to valuation techniques used to measure fair value: 

  Level 1 inputs are quoted prices (unadjusted) in active markets for identical assets or liabilities. 
  Level 2 inputs are quoted prices in markets that are not active, quoted prices for similar assets or 
liabilities  in  active  markets,  inputs  other  than  quoted  prices  that  are  observable  for  the  asset  or 
liability, or inputs that are derived principally from or corroborated by observable market data or 
other means. 

  Level 3 inputs are unobservable (supported by little or no market activity). 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
42  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 13 – FINANCIAL INSTRUMENTS (continued) 

(b)  Fair value (continued) 

        The fair value hierarchy gives the highest priority to Level 1 inputs and the lowest priority to Level 3 
inputs. All financial assets are classified and measured at amortized cost. Their carrying values approximate 
their  fair  values  due  to  their  relatively  short-term  maturities  and  because  market  interest  rates  have  not 
fluctuated significantly since the date at which the loans were entered into. The fair value of borrowings 
under credit facility approximates book value since it bears interest at floating rates. The accounts payable 
and  accrued  liabilities,  dividends  payable  and  accrued  convertible  debenture  interest  carrying  values 
approximates their fair values due to the short term nature of the items.   

        The fair value of convertible debentures at the time of issue is established using Level 2 inputs. The fair 
value of convertible debentures has been determined based on the closing prices of the convertible debentures 
on the TSX on the respective dates.   

Convertible debentures 
Fair value 
Less book value of equity component 

December 31 

2019 
$  161,872 
(1,837) 
$  160,035 

2018 

$  158,036 
(1,675) 
$  156,361 

Book value of financial liability component 

$  153,910 

$  157,289 

(c)  Credit risk 

Mortgages  receivable  and  issued  letters  of  credit  are  exposed  to  credit  risk.  Credit  risk  is  the  risk  that  a 
counterparty  to  a  financial  instrument  will  fail  to  discharge  its  obligation  or  commitment,  resulting  in  a 
financial  loss  to  the  company.  The  maximum  exposure  to  credit  risk  related  to  mortgages  receivable, 
including letters of credit outstanding, at December 31, 2019 is $736,570 (December 31, 2018 – $691,534). 
        The  company  mitigates  the  credit  risk  by  maintaining  strict  credit  policies  including  due  diligence 
processes, credit limits, documentation requirements, review and approval of new and renewed mortgages 
receivable by the board of directors or a subgroup thereof, quarterly review of the entire portfolio by the 
board of directors, and other credit policies approved by the board of directors. Credit risk is approved by the 
board of directors. These credit policies and processes have been consistently applied throughout the two 
year period ended December 31, 2019. 
        All mortgages receivable are secured by the underlying real estate, plus other credit enhancements, which 
may include guarantees from the borrowers, personal guarantees from the borrower’s shareholders and/or 
cross  guarantees  from  related  entities.  The  quality  of  the  mortgage  collateral  is  primarily  driven  by  the 
location and type of underlying property and type of mortgage receivable. For further information, refer to 
Note 5(a) and to the “Investment Portfolio” section of the Management’s Discussion and Analysis for the 
year ended December 31, 2019. The company foreclosed on one property during the 2018 year (See Note 6 
– Investment properties). Management continuously monitors real estate values and considers there to have 
been no significant changes in the quality of the collateral underlying the remaining mortgage portfolio. 
        At  December  31,  2019,  the  largest  borrower  group  accounted  for  11.3%  of  mortgages  receivable 
(December 31, 2018 – 11.7%). See Note 5(a) and Note 5(b) for a breakdown of mortgages receivable and 
provision for mortgage losses by property type. 

(d)  Liquidity risk 

Liquidity risk is the risk that the company will not be able to meet its obligations when due. The primary 
sources of liquidity risk are the requirements to fund commitments for new mortgages, advances on existing 
mortgages receivable, as well as obligations under the company’s credit facility. The company’s liquidity 
risk is managed on an ongoing basis in accordance with the policies and procedures in place that reduce the 
risk to an acceptable level. Policies and procedures include continuous monitoring of expected cash flows, 
reviewing credit requirements with the company’s bankers, issuing convertible debentures or common shares 
in the public markets from time to time as required, and staggering the maturities of convertible debentures 
when they are issued.   

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS • 2019 • ATRIUM MORTGAGE INVESTMENT CORPORATION •  43 

NOTE 13 – FINANCIAL INSTRUMENTS (continued) 

(d)  Liquidity risk (continued) 

From time to time the company has arranged temporary increases in its credit facility with its banks in order 
to manage liquidity requirements, and expects to be able to continue to do so in the future if required. The 
company’s  significant  financial  liabilities  include  borrowings  under  credit  facility,  accounts  payable  and 
accrued liabilities, dividends payable, accrued convertible debenture interest and the liability component of 
convertible debentures. The borrowings under credit facility are drawn upon as required to discharge accounts 
payable and accrued liabilities as well as to pay out dividends on a monthly basis. The company’s agreement 
with the lender is that the operating line will not be called provided that all covenants are met and that any 
significant excess cash is used to pay down the borrowings under credit facility. 

December 31, 2019 
Borrowings under credit facility1 
Accounts payable and accrued 

liabilities 

Accrued convertible debenture 

interest 

Dividends payable 
Convertible debentures2 
Total 
Unadvanced mortgage     
commitments3 

Total contractual liabilities 

956 
5,652 
153,910 
288,599 

– 
$288,599 

Carrying 
value 
$123,937 

Contractual 
cash flow 
$129,473 

Within 1 
year 

1 to 3   
years 
$    5,388  $124,085 

3 to 5   
years 
$            – 

4,144 

4,144 

4,144 

– 

– 

956 
5,652 
176,500 
316,725 

956 
5,652 
75,013 
91,153 

– 
– 
34,326 
158,411 

– 
– 
67,161 
67,161 

93,879 

– 
$410,604  $185,032  $158,411 

93,879 

– 
$    67,161 

– 
$            – 

More 
than 5 
years 
$            – 

– 

– 
– 
– 
– 

Notes: 
(1) Includes interest assuming the outstanding balance is not repaid until maturity on January 11, 2021. 
(2) The 5.25% debentures are assumed to be repaid in the first quarter of 2020; 5.50% 2021 debentures are assumed to be repaid in the first 
quarter of 2020; 5.30% debentures are assumed to be repaid June 30, 2022; 5.50% 2025 debentures are assumed to be repaid December 31, 

2023 and 5.60% debentures are assumed to be repaid March 31, 2024. 
(3)  Unadvanced  mortgage  commitments  include  additional  funds  on  existing  mortgages  receivable  and  new  mortgage  commitments.  The 
experience of the company has been that a portion of the unadvanced amounts on existing mortgages receivable will never be drawn. 

As at December 31, 2019, management considers that it has adequate procedures in place to manage liquidity 
risk. 

(e)  Interest rate risk 

The company is exposed to interest rate risk in that an increase in interest rates will result in increased interest 
expense due to its borrowings under credit facility being set at a variable rate and mortgages receivable are 
set at a combination of fixed and variable rates. The financial structure of the company results in relatively 
moderate interest rate risk because a majority of the company’s financing is through common shares and 
convertible debentures, with a moderate amount of borrowings under the credit facility that bear floating 
interest rates. 
        If interest rates on debt had been one percentage point higher (lower) during the year ended December 
31, 2019, income and comprehensive income would have been reduced (increased) by approximately $1,596 
during the year, assuming that no changes had been made to the interest rates at which new mortgage loans 
were entered into. However, if new mortgage loans had been entered into at higher (lower) interest rates, the 
resulting reduction of income and comprehensive income would have been less than (greater than) $1,596. 

(f)  Currency risk 

Currency risk is the risk that the value of financial assets and financial liabilities will fluctuate due to changes 
in  foreign  exchange  rates.  The  company  is  not  exposed  to  currency  risk  as  all  assets  and  liabilities  are 
denominated in Canadian funds. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
44  • ATRIUM MORTGAGE INVESTMENT CORPORATION • 2019 • NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 

NOTE 14 – CAPITAL MANAGEMENT 

The company defines capital as total debt plus shareholders’ equity, as shown below: 

Borrowings under credit facility 
Convertible debentures 

Total debt 
Shareholders’ equity 

Capital employed 

December 31 

2019 
$  123,449 
  153,910 
  277,359 
  455,520 
$  732,879 

2018 

$  147,846 
  157,289 
  305,135 
  387,306 
$  692,441 

The company’s objectives for managing capital are to preserve shareholders’ equity, provide shareholders 
with stable dividends, and to use leverage in a conservative manner to improve return to shareholders. The 
company finances growth of its portfolio by issuing common shares and debt. In addition, a small amount of 
equity is raised every month through a dividend reinvestment plan for shareholders and the employee share 
purchase plan.   
        As bank borrowings increase, the company could expect to raise further funds through public offerings 
of convertible debentures or common shares, and through private placements of debt. The borrowings under 
credit facility are subject to external covenants as set out in Note 7 – Credit facility. There has been no change 
in the company’s capital management objectives since the prior year. 

NOTE 15 – SUBSEQUENT EVENTS 

On January 13, 2020, the company issued 26,637 common shares ($380) to shareholders under its dividend 
reinvestment plan. 

On February 12, 2020, the company issued 26,428 common shares ($380) to shareholders under its dividend 
reinvestment plan. 

From January 1, 2020 to February 13, 2020, 208,515 common shares were issued upon conversions of $2,815 
of the 5.25% convertible debentures. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Corporate Directory

Board of Directors 

(cid:76)(cid:147)(cid:149)(cid:147)(cid:139)(cid:390)(cid:396)(cid:390)(cid:149)(cid:400)

(cid:16)(cid:401)(cid:407)(cid:392)(cid:400)(cid:148)(cid:399)(cid:141)

(cid:29)(cid:399)(cid:148)(cid:403)(cid:390)(cid:1)(cid:100)(cid:148)(cid:388)(cid:390)(cid:399)(cid:396)(cid:147)(cid:149)(cid:1)(cid:71)(cid:71)(cid:94)(cid:1)
(cid:417)(cid:417)(cid:416)(cid:416)(cid:1)(cid:143)(cid:1)(cid:446)(cid:1)(cid:100)(cid:400)(cid:234)(cid:1)(cid:29)(cid:395)(cid:147)(cid:392)(cid:399)(cid:1)(cid:16)(cid:402)(cid:390)(cid:234)(cid:1)(cid:38)(cid:234)(cid:1)
(cid:106)(cid:148)(cid:399)(cid:148)(cid:149)(cid:400)(cid:148)(cid:232)(cid:1)(cid:82)(cid:77)(cid:1)(cid:76)(cid:447)(cid:106)(cid:1)(cid:446)(cid:106)(cid:448)(cid:1)
(cid:106)(cid:234)(cid:1)(cid:230)(cid:447)(cid:417)(cid:213)(cid:231)(cid:1)(cid:214)(cid:213)(cid:447)(cid:233)(cid:419)(cid:213)(cid:418)(cid:418)

(cid:100)(cid:140)(cid:147)(cid:399)(cid:390)(cid:1)(cid:71)(cid:392)(cid:141)(cid:400)(cid:392)(cid:149)(cid:139)

(cid:29)(cid:148)(cid:396)(cid:396)(cid:148)(cid:149)(cid:1)(cid:141)(cid:140)(cid:147)(cid:399)(cid:390)(cid:141)(cid:232)(cid:1)
(cid:106)(cid:100)(cid:127)(cid:235)(cid:1)(cid:16)(cid:57)

(cid:29)(cid:148)(cid:149)(cid:402)(cid:390)(cid:399)(cid:400)(cid:392)(cid:388)(cid:395)(cid:390)(cid:1)(cid:407)(cid:390)(cid:388)(cid:390)(cid:149)(cid:400)(cid:401)(cid:399)(cid:390)(cid:141)(cid:1)(cid:448)(cid:234)(cid:446)(cid:448)(cid:252)(cid:232)(cid:1)
(cid:106)(cid:100)(cid:127)(cid:235)(cid:1)(cid:16)(cid:57)(cid:234)(cid:35)(cid:28)

(cid:29)(cid:148)(cid:149)(cid:402)(cid:390)(cid:399)(cid:400)(cid:392)(cid:388)(cid:395)(cid:390)(cid:1)(cid:407)(cid:390)(cid:388)(cid:390)(cid:149)(cid:400)(cid:401)(cid:399)(cid:390)(cid:141)(cid:1)(cid:448)(cid:234)(cid:448)(cid:416)(cid:252)(cid:232)(cid:1)
(cid:106)(cid:100)(cid:127)(cid:235)(cid:1)(cid:16)(cid:57)(cid:234)(cid:35)(cid:28)(cid:234)(cid:28)

(cid:29)(cid:148)(cid:149)(cid:402)(cid:390)(cid:399)(cid:400)(cid:392)(cid:388)(cid:395)(cid:390)(cid:1)(cid:407)(cid:390)(cid:388)(cid:390)(cid:149)(cid:400)(cid:401)(cid:399)(cid:390)(cid:141)(cid:1)(cid:448)(cid:234)(cid:418)(cid:416)(cid:252)(cid:232)(cid:1)
(cid:106)(cid:100)(cid:127)(cid:235)(cid:1)(cid:16)(cid:57)(cid:234)(cid:35)(cid:28)(cid:234)(cid:29)

(cid:29)(cid:148)(cid:149)(cid:402)(cid:390)(cid:399)(cid:400)(cid:392)(cid:388)(cid:395)(cid:390)(cid:1)(cid:407)(cid:390)(cid:388)(cid:390)(cid:149)(cid:400)(cid:401)(cid:399)(cid:390)(cid:141)(cid:1)(cid:448)(cid:234)(cid:448)(cid:416)(cid:252)(cid:232)(cid:1)
(cid:106)(cid:100)(cid:127)(cid:235)(cid:1)(cid:16)(cid:57)(cid:234)(cid:35)(cid:28)(cid:234)(cid:35)

(cid:29)(cid:148)(cid:149)(cid:402)(cid:390)(cid:399)(cid:400)(cid:392)(cid:388)(cid:395)(cid:390)(cid:1)(cid:407)(cid:390)(cid:388)(cid:390)(cid:149)(cid:400)(cid:401)(cid:399)(cid:390)(cid:141)(cid:1)(cid:448)(cid:234)(cid:213)(cid:416)(cid:252)(cid:232)(cid:1)
(cid:106)(cid:100)(cid:127)(cid:235)(cid:1)(cid:16)(cid:57)(cid:234)(cid:35)(cid:28)(cid:234)(cid:38)

(cid:76)(cid:147)(cid:399)(cid:394)(cid:1)(cid:71)(cid:234)(cid:1)(cid:100)(cid:392)(cid:395)(cid:402)(cid:390)(cid:399) 
Chair of the Board, 
Atrium Mortgage  
Investment Corporation 
President, Optus Capital Corporation

(cid:96)(cid:148)(cid:388)(cid:390)(cid:399)(cid:400)(cid:1)(cid:49)(cid:234)(cid:1)(cid:49)(cid:148)(cid:148)(cid:407)(cid:147)(cid:395)(cid:395) 
CEO and President, 
Atrium Mortgage  
Investment Corporation

(cid:94)(cid:390)(cid:400)(cid:390)(cid:399)(cid:1)(cid:94)(cid:234)(cid:1)(cid:29)(cid:148)(cid:140)(cid:148)(cid:141)(cid:1)(cid:417)(cid:232)(cid:447) 
President, 
Copez Properties Ltd.

(cid:96)(cid:148)(cid:388)(cid:390)(cid:399)(cid:400)(cid:1)(cid:54)(cid:234)(cid:1)(cid:35)(cid:390)(cid:49)(cid:147)(cid:141)(cid:397)(cid:390)(cid:399)(cid:392)(cid:141) 
President, 
Metrus Properties Inc.

(cid:16)(cid:149)(cid:407)(cid:399)(cid:390)(cid:403)(cid:1)(cid:49)(cid:399)(cid:147)(cid:149)(cid:400)(cid:1)(cid:447) 
President, 
PCI Group

(cid:97)(cid:72)(cid:13)(cid:22)(cid:12)(cid:3)(cid:45)(cid:72)(cid:11)(cid:72)(cid:76)(cid:3)(cid:32)
(cid:94)(cid:399)(cid:390)(cid:141)(cid:392)(cid:407)(cid:390)(cid:149)(cid:400)(cid:232)
(cid:29)(cid:147)(cid:149)(cid:147)(cid:395)(cid:1)(cid:49)(cid:399)(cid:148)(cid:401)(cid:397)

(cid:77)(cid:147)(cid:149)(cid:389)(cid:405)(cid:1)(cid:54)(cid:234)(cid:1)(cid:82)(cid:234)(cid:1)(cid:71)(cid:148)(cid:389)(cid:394)(cid:140)(cid:147)(cid:399)(cid:400)(cid:1)(cid:446)(cid:232)(cid:418) 
Director, (cid:49)(cid:390)(cid:148)(cid:399)(cid:139)(cid:390)(cid:1)(cid:122)(cid:390)(cid:141)(cid:400)(cid:148)(cid:149)(cid:1)(cid:71)(cid:400)(cid:407)(cid:234) 
Director, (cid:29)(cid:140)(cid:148)(cid:392)(cid:389)(cid:390)(cid:1)(cid:94)(cid:399)(cid:148)(cid:397)(cid:390)(cid:399)(cid:400)(cid:392)(cid:390)(cid:141)(cid:1)(cid:96)(cid:38)(cid:57)(cid:106)

1. Chair of Audit Committee
2. Member of Audit Committee
3. (cid:1)Chair of (cid:29)(cid:148)(cid:396)(cid:397)(cid:390)(cid:149)(cid:141)(cid:147)(cid:400)(cid:392)(cid:148)(cid:149)(cid:232)(cid:1)

Nominating and Governance Committee

4. Member of(cid:1)(cid:29)(cid:148)(cid:396)(cid:397)(cid:390)(cid:149)(cid:141)(cid:147)(cid:400)(cid:392)(cid:148)(cid:149)(cid:232)(cid:1)

 Nominating and Governance Committee 

(cid:96)(cid:148)(cid:388)(cid:390)(cid:399)(cid:400)(cid:1)(cid:49)(cid:234)(cid:1)(cid:49)(cid:148)(cid:148)(cid:407)(cid:147)(cid:395)(cid:395)(cid:1)
(cid:29)(cid:38)(cid:82)(cid:1)(cid:147)(cid:149)(cid:407)(cid:1)(cid:94)(cid:399)(cid:390)(cid:141)(cid:392)(cid:407)(cid:390)(cid:149)(cid:400)

(cid:67)(cid:390)(cid:149)(cid:149)(cid:392)(cid:391)(cid:390)(cid:399)(cid:1)(cid:100)(cid:389)(cid:148)(cid:391)(cid:391)(cid:392)(cid:390)(cid:395)(cid:407)(cid:1)(cid:29)(cid:94)(cid:16)(cid:232)(cid:1)(cid:29)(cid:16)(cid:1)
(cid:29)(cid:48)(cid:82)(cid:1)(cid:147)(cid:149)(cid:407)(cid:1)(cid:100)(cid:390)(cid:389)(cid:399)(cid:390)(cid:400)(cid:147)(cid:399)(cid:405)

(cid:28)(cid:399)(cid:147)(cid:396)(cid:1)(cid:96)(cid:148)(cid:400)(cid:140)(cid:396)(cid:147)(cid:149)(cid:1)
(cid:76)(cid:147)(cid:149)(cid:147)(cid:139)(cid:392)(cid:149)(cid:139)(cid:1)(cid:35)(cid:392)(cid:399)(cid:390)(cid:389)(cid:400)(cid:148)(cid:399)(cid:1)(cid:143)(cid:1)(cid:82)(cid:149)(cid:400)(cid:147)(cid:399)(cid:392)(cid:148)

(cid:96)(cid:392)(cid:389)(cid:140)(cid:147)(cid:399)(cid:407)(cid:1)(cid:76)(cid:401)(cid:149)(cid:399)(cid:148)(cid:390)(cid:1)
(cid:76)(cid:147)(cid:149)(cid:147)(cid:139)(cid:392)(cid:149)(cid:139)(cid:1)(cid:35)(cid:392)(cid:399)(cid:390)(cid:389)(cid:400)(cid:148)(cid:399)(cid:1)(cid:143)(cid:1)(cid:82)(cid:149)(cid:400)(cid:147)(cid:399)(cid:392)(cid:148)

(cid:94)(cid:140)(cid:392)(cid:395)(cid:1)(cid:48)(cid:392)(cid:401)(cid:406)(cid:147)(cid:1)
(cid:76)(cid:147)(cid:149)(cid:147)(cid:139)(cid:392)(cid:149)(cid:139)(cid:1)(cid:35)(cid:392)(cid:399)(cid:390)(cid:389)(cid:400)(cid:148)(cid:399)(cid:1)(cid:143)(cid:1)
(cid:82)(cid:149)(cid:400)(cid:147)(cid:399)(cid:392)(cid:148)(cid:232)(cid:1)(cid:96)(cid:390)(cid:141)(cid:392)(cid:407)(cid:390)(cid:149)(cid:400)(cid:392)(cid:147)(cid:395)

(cid:76)(cid:147)(cid:399)(cid:392)(cid:147)(cid:149)(cid:149)(cid:390)(cid:1)(cid:35)(cid:148)(cid:388)(cid:141)(cid:395)(cid:147)(cid:403)(cid:1)
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Atrium® offers a dividend reinvestment plan (DRIP) so that shareholders may automatically reinvest their dividends in 
new shares of Atrium at a 2% discount from market price and with no commissions. This provides an easy way to realize 
the benefits of compound growth of their investment in Atrium. Shareholders can enroll in the DRIP program  
by contacting their investment advisor or Computershare

 
20 Adelaide Street East - Suite 900
Toronto, Ontario M5C 2T6

T.  416 867 1053
F.  416 867 1303 
W. info@atriummic.com