Constellation Technologies Limited
Annual Report 2021

Plain-text annual report

Constellation Technologies Limited Annual report for the year ended 30 June 2021 ABN 58 009 213 754 Constellation Technologies Limited ABN 58 009 213 754 Annual report - 30 June 2021 Contents Corporate Directory....................................................................................................................................................................... 1 Chairman’s Letter ........................................................................................................................................................................... 2 CEO Report ..................................................................................................................................................................................... 3 Directors Report ............................................................................................................................................................................. 6 Remuneration Report (audited) ................................................................................................................................................. 14 Auditors Independence Declaration........................................................................................................................................... 27 Corporate governance statement .............................................................................................................................................. 28 Consolidated Statement of Profit or Loss and Other Comprehensive Income ...................................................................... 29 Consolidated Statement of Financial Position .......................................................................................................................... 30 Consolidated Statement of Changes in Equity ......................................................................................................................... 31 Consolidated Statement of Cash Flows ..................................................................................................................................... 32 Notes to the Consolidated Statements ...................................................................................................................................... 33 Director’s Declaration .................................................................................................................................................................. 71 Independent Auditors Report...................................................................................................................................................... 72 Shareholder Information ............................................................................................................................................................. 76 Corporate Directory Directors Mr Kartheek Munigoti Executive Director and Chief Executive Officer Mr Leath Nicholson Independent Non-Executive Chairman Mr Anoosh Manzoori Independent Non-Executive Director Company Secretary Ms Terri Bakos Principal registered office and principal place of business Share register Auditor Solicitors Bankers Level 7, 420 Collins Street Melbourne VIC 3000 Australia Telephone: +61 (0)3 8592 4883 Advanced Share Registry Ltd 110 Stirling Highway Nedlands WA 6909 Australia Telephone: +61 (0)8 9389 8033 Facsimile: +61 (0)8 9262 3723 PKF Brisbane Audit Level 6, 10 Eagle Street Brisbane QLD 4000 Australia Telephone: +61 (0)7 3839 9733 Facsimile: +61 (0)7 3832 1407 Nicholson Ryan Lawyers Pty Ltd Level 7, 420 Collins Street Melbourne VIC 3000 Australia Telephone: +61 (0)3 9640 0400 Westpac Banking Corporation 150 Collins Street Melbourne VIC 3000 Australia Stock exchange listings Constellation Technologies Limited shares are listed on the Australian Securities Exchange (ASX: CT1) Website https://www.ct1limited.com 1 Constellation Technologies Limited Annual Report 2021 Chairman’s Letter Dear fellow shareholders, Mr Leath Nicholson Independent Non- Executive Chairman I welcome you to the 2021 Annual Report for Constellation Technologies Limited and its subsidiaries and I thank you for your interest and continued support. There is no denying that the COVID19 pandemic has impacted all of us. It has restricted the way we move through our communities; the way we attend our work sites and the way we communicate with each other. How we conduct business has changed for the foreseeable future. The pandemic has undeniably impacted sales opportunities for the Company across the globe. Some of our hospitality sector clients have had to close their doors temporarily, whilst planned projects in other sectors have been put on hold until economic conditions improve. With this in mind, the Company has refocused its sales pipeline to core infrastructure sectors and industries that have seen sustainability or growth through the pandemic. Our core temperature sensor product is now being used to monitor COVID vaccines in the health sector and our flagship platform MeridianCT is being used for monitoring water treatment facilities and disaster mitigation in private and government backed utilities sectors. The sales cycles in these industries however have changed from historical norms. The period from initial discussions to closure has expanded twofold. The Company will continue to focus its efforts on supporting its existing core sensor products and the MeridianCT Platform in the coming year. It will be an exciting year as we continue to build on the momentum we have generated in the past twelve months. Finally, I wish to thank my fellow directors and our staff for their continued efforts & support in the past year, often under very difficult conditions, especially working from home. Leath Nicholson Independent Non-Executive Chairman 2 Constellation Technologies Limited Annual Report 2021 CEO Report Dear fellow shareholders, Mr Kartheek Munigoti Chief Executive Officer The 2021 financial year has been a year of many changes for the Company. The IoT 4.0 adoption theme is rapidly receiving an increasing amount of mainstream attention and awareness with many industries now moving from conceptual pondering to practical application. Technical obstacles to Industrial IoT (IIoT) at scale still exist. Many organisations are still wondering how to overcome the challenges caused by these heterogeneous applications and how to bring various disparate datasets into a single view to make informed business decisions. Due to these complexities, even companies with substantial IIoT track records are facing challenges in executing this process in isolation. Contrary to a common misbelief, there’s no need to replace a company’s legacy infrastructure to implement an Industry 4.0 solution. CT1's MeridianCT Platform (MCT) enables an organization to seamlessly integrate its legacy equipment and datasets into one single framework. It also provides Artificial Intelligence capabilities such as predictions and alerts, enabling the automation of a workflow process. We have seen an increasing amount of market enquiry from all levels of government and infrastructure operators for technology vendors that can provide IoT Solutions which is a first practical step for these groups to understand what might be possible in terms of new technologies and who they should work with to develop them. During the year, the Company continued to develop MCT to support infrastructure projects in China and Australia. MCT has the ability to receive data feeds from sensors, video, internal system, third party API’s, ingest data, collate processes and apply business intelligence to integrate with operational systems which allows for automating business workflow. MCT also supports Digital Twin Solutions that will reduce downtime and simplify maintenance tasks with photorealistic 3D models that collect and visualise real-time data from our customer’s assets. This gives our customers a holistic view of their assets and facilities so they can manage everything from anywhere, anytime. During the year, MCT has been implemented over several projects in a variety of environments. MCT is currently being used to monitor: 3 Constellation Technologies Limited Annual Report 2021 CEO Report continued… • the real-time environmental impact on wetlands via the collation of live video feeds, weather, temperature, humidity and chemical analysis data. The MCT also ingests data from a centralised Supervisory Control and Data Acquisition (SCADA) system which connects with multiple Programable Logic Controllers (PLC’s) at the wetlands. This data is allowing the users to make informed real-time decisions to mitigate the impact of adverse environmental events and vegetation health as they occur rather than reacting to environmental damage post event occurrence. • the treatment of water through infrastructure facilities. 3D imagery of the water treatment facilities incorporated into MCT is assisting users to visual plant layout, monitor real-time video feed and anlayse data from various sensors streamlining the overall control of the facilities. A trial SCADA project is also underway to incorporate command execution into MCT to allow users to remotely control the operations. • flood levels over multiple locations in potential disaster zones during wet seasons. Real-time camera monitoring and integration with onsite signage systems that allows for fast decision making to reduce public exposure to flooded roads, infrastructure damage and environmental impact. MCT is a robust end to end IoT platform on which we can assist innovators to develop, launch or maintain their IoT solutions. We are able to, and have been, assisting clients to develop hardware sensors suited to their specific needs through our design and production capabilities. Due to MCT’s diversity and our hardware design capabilities, the Company is a unique position to offer services across multiple industries, making it a real IoT solution provider. The Company continued to expand the application of its cold storage or temperature monitoring solution into existing sites in the health sector. Barwon Health has commenced utilizing our cold storage solution for COVID-19 vaccine monitoring. Despite the implementation of several new MCT projects and increased use of the cold storage solution in the health sector, the economic downturn in the hospitality and other sectors due to the COVID-19 pandemic has reduced sales in some sectors and placed some sales pipeline projects on hold until economic conditions improve. 4 Constellation Technologies Limited Annual Report 2021 CEO Report continued… Our sales cycle from inquiry to finalisation has increased as companies across the globe struggle with ever changing COVID-19 related supply, travel or working conditions that limits their ability to adhere to pre pandemic timeframes. We expect that our sales cycle timelines to remain extended into the foreseeable future. Post 30 June, the Company announced the signing of a Master Services Agreement with Fujitsu Australia for the provision of its full suite of services including software & hardware development. The Company will contract directly with Fujitsu’s customers for the licensing of MCT and SaaS services. Whilst no definitive projects contracts have been signed, both companies are currently developing mutual potential projects which they hope will come to fruition during FY22. I would like to take this opportunity to thank Mr Adam Gallagher, who was our CEO throughout FY21 until 5 July 2021. In the last two years, Adam has been instrumental in expanding the Company’s product base, securing new customers and channel partners, and building a new foundation for growth. Adams legacy will be with the Company in the years to come. I would also like to thank the tireless effort of our staff across Australia, India and China. During the past twelve months they have often worked in extenuating conditions and spent more time working from home than in our office, but still maintained a sense of humor and delivered to project timeframes. A very big thankyou! Kartheek Munigoti Chief Executive Officer 5 Constellation Technologies Limited Annual Report 2021 Directors Report The directors are pleased to present their report on the consolidated entity consisting of Constellation Technologies Limited (the ‘Company’) and the entities it controls (the ‘Consolidated entity’ or ‘Group’) for the year ended 30 June 2021. Directors and Company Secretary The following persons were directors of Constellation Technologies Limited during the financial year and up to the date of this report or their resignation or appointment as noted: Mr Adam Gallagher, Executive Director and Chief Executive Officer – resigned 5 July 2021 Mr Kartheek Munigoti, Executive Director and Chief Executive Officer – appointed 5 July 2021 Mr Leath Nicholson, Independent Non-Executive Chairman Mr Anoosh Manzoori, Independent Non-Executive Director The following person held office as Company Secretary of Constellation Technologies Limited for the whole of the financial year and up to the date of this report: Ms Terri Bakos Principal activities The principal activities of the Group are to bring innovative solutions to market which leverage cloud, internet of things (IoT), edge-computing sensors, big data, analytics, machine learning (ML), artificial intelligence (AI) and other advanced technologies. Review of operations Financial results Reported revenue for the year has increased 112.02% to $1,466,114 (2020: $691,484) as a result of the Group’s expansion into China and increased sales activity in Australia. The Group however recorded a loss for the year of $3,221,821 (2020: $2,923,876), a 10.19% increase over the prior year. The increase in expenditure was primarily in the area of wages and research & development activities to support the Company’s growth initiatives and development of the MeridianCT Platform. The Group had net assets of $3,011,651 as at 30 June 2021 (2020: $4,426,942). As at 30 June 2021, the Group had cash reserves of $2,597,731 (2020: $4,405,173). Noting the additional cash raised during the year, the directors are of the view that the Group will continue to be able to pay its debts as and when they fall due and have prepared the financial report on a going concern basis. Operations Information on the operations of the Group and its business strategies and prospects is set out in the Chairman’s Letter CEO Report section of this annual report. 6 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Dividends No dividends have been paid or proposed by the Group during or since the end of the financial year (2020: nil). Significant changes in the state of affairs Other than the information set out in the Chairman's letter, CEO’s Report and activities section of this annual report, there are no significant changes in the state of affairs that the Group has not disclosed. Event since the end of the reporting period On the 5 July 2021, the Company announced the resignation of Adam Gallagher as an executive director and Group CEO. Mr Kartheek Munigoti stepped into role as Group CEO and joined the board as an executive director. On 9 July 2021 the Company announced the signing of agreements with Fujitsu Australia Pty Ltd and QTEQ Pty Ltd. Refer to CEO’s Report and ASX announcements for further information regarding these agreements. No other matter or circumstance has occurred subsequent to year end that has significantly affected, or may significantly affect, the operations of the Group, the results of those operations or the state of affairs of the Group or economic entity in subsequent financial years. Likely developments and expected results of operations Other than the information set out in the Chairman's letter and review of operations and activities section of this annual report, there are no likely developments or details on the expected results of operations that the Group has not disclosed. Environmental regulation The Group is not affected by any significant environmental regulation in respect of its operations. 7 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Our Board The names of directors in office at any time during or since the end of the financial year are: Mr Kartheek Munigoti Executive Director and Chief Executive Officer Experience: Mr Munigoti has been with the Company since 2016 and a held a variety of positions before being appointed CEO on 5 July 2021. He is the founder of the Company’s core technology and instrumental in the development of the Company’s core IoT Platform, the MeridianCT Platform. Kartheek Munigoti is an IoT expert with 18 years’ experience in creating and managing technology products and businesses and combines a deep knowledge of IoT solutions with experience running technology businesses. Kartheek’s experience and skill-set covers software, firmware and hardware development. Kartheek has been directly involved and/or responsible for the commercialisation of innovative products and services. This includes concept, design, product development and deployment. Qualifications: Date of appointment: 5 July 2021 Other current directorships: Former directorships in last 3 years: Committees: None None None Equity held as at date of this report: Ordinary Shares Options Performance Rights 42,637,207 16,526,995 - 8 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Mr Leath Nicholson Independent Non-Executive Chairman Experience: Leath was a corporate partner at a leading Melbourne law firm, gaining experience with a breadth of ASX listed entities, before co-founding Foster Nicholson (now Nicholson Ryan) in 2008. Leath's principal clients continue to be ASX listed companies and high net worth individuals. Leath has particular expertise in mergers and acquisitions, IT based transactions, and corporate governance. Qualifications: Date of appointment: 14 October 2016 Bachelor of Economics (Honours) Bachelor of Laws (Honours) Master of Laws (Commercial Law) Other current directorship: AMA Group Limited (ASX:AMA), since 23 December 2015 Former directorships in last 3 years: Money3 Corporation Limited Committees: (ASX:MNY) until 15 November 2019 Chair – Remuneration & Nomination Committee Member – Audit & Risk Committee Equity held as at date of this report: Shares Options 17,930,084 15,033,613 9 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Mr Anoosh Manzoori Independent Non-Executive Director Experience: Anoosh has over 20 years’ experience as an entrepreneur, investor, board member and advisor, specialising in helping fast growth technology companies. Following the completion of his tertiary studies Anoosh founded several technology companies including one of Australia’s largest cloud- hosting platforms that he exited via a highly successful trade sale. He is also a director of investment and corporate advisory firm Shape Capital Pty Ltd. Anoosh leverages his experience and strong international network in the technology sector in both corporate and capital markets to help shape and optimise CT1’s continued growth. Qualifications: Date of appointment: 14 October 2016 Bachelor of Science Graduate Diploma in Business Enterprise, Business Other current directorships: Former directorships in last 3 years: Committees: First Growth Funds Ltd, since 14 December 2017. Company delisted from the ASX on 4 December 2019 and joined the Canadian Stock Exchange. YPB Group Limited (ASX:YPB), until 4 June 2019 Chair – Audit & Risk Committee Member – Remuneration & Nomination Committee Equity held as at date of this report: Shares Options 10,260,506 7,201,682 10 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Our management team Mr Adam Gallagher Executive Director and Chief Executive Officer Date of appointment: Date of resignation: Other current directorships: 1 June 2015 5 July 2021 None Former directorships in last 3 years: Envirosuite Limited (ASX:EVS), until 31 July 2020 Committees: None Equity held on termination date: Ordinary Shares Options 26,482,360 24,729,747 Ms Terri Bakos Company Secretary & Chief Financial Officer Experience: Terri has over 20 years’ experience providing company secretarial, financing accounting and compliance services to ASX Listed and unlisted public companies in the technology, financial services, automotive, mining and biotech sectors. She holds a Bachelor of Business in Accounting, is a Chartered Accountant and Chartered Secretary. 11 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Meetings of directors The numbers of meetings of the Group's board of directors and of each board committee held during the year ended 30 June 2021, and the numbers of meetings attended by each director were: Mr Adam Gallagher Mr Leath Nicholson Mr Anoosh Manzoori Full meetings of directors A B 10 10 10 10 10 10 Meetings of committees Audit A B Remuneration A B - 2 2 - 2 2 - 2 2 - 2 2 A = Number of meetings attended B = Number of meetings held during the time the director held office or was a member of the committee during the year Shares under option Unissued ordinary shares Unissued ordinary shares of Constellation Technologies Limited under option or right at the date of signing this report are as follows: Options Grant Date Recipients 18/11/2016 Director Director 8/11/2016 10/11/2017 Director 11/12/2018 14/11/2019 Rights Issue - free attaching 29/05/2020 Employees 29/05/2020 Directors 19/06/2020 Sophisticated Investor Investors - free attaching Expiry Date 15/12/2020 15/12/2020 25/10/2021 10/12/2020 14/11/2022 29/05/2023 29/05/2023 18/06/2023 Exercise Price $0.100 $0.100 $0.100 $0.030 $0.015 $0.015 $0.015 $0.015 30 June 2021 30 June 2020 - - 1,446,550 - 316,146,295 19,285,714 39,142,858 16,800,000 2,000,000 2,000,000 1,446,550 19,890,191 426,582,657 19,285,714 39,142,858 16,800,000 392,821,417 527,147,970 12 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Performance Rights Grant Date 13/01/2020 13/01/2020 1/02/2020 Recipients Employees Employees Employees Vesting Date Expiry Date 30 June 2021 13/01/2021 13/01/2022 1/02/2021 13/04/2022 13/04/2022 1/05/2021 - 3,000,000 - 3,000,000 30 June 2020 3,000,000 3,000,000 375,592 6,375,592 No option or performance rights holder has any right under the options or performance rights to participate in any other share issue of the Company or any other entity. Shares issued on the exercise of options or rights 118,517,588 ordinary shares of Constellation Technologies Limited were issued during the year ended 30 June 2021 on the exercise of options or conversion of performance rights granted. Between 30 June 2021 and the date of this report, a further 1,284,484 performance rights were converted to ordinary shares of the Company. Insurance of officers and indemnities Insurance of officers During the financial year, the Group paid a premium in respect of a contract to insure the directors and executives of the Group against a liability to the extent permitted by the Corporations Act 2001. The contract of insurance prohibits disclosure of the nature of liability and the amount of the premium. Indemnity of auditor Constellation Technologies Limited has not, during or since the financial year, indemnified or agreed to indemnify the auditor of the Group or any related entity against a liability incurred by the auditor. During the financial year, the Group has not paid a premium in respect of a contract to insure the auditor of the Group or any related entity. Proceedings on behalf of the company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the Company, or to intervene in any proceedings to which the Group is a party, for the purpose of taking responsibility on behalf of the Group for all or part of those proceedings. No proceedings have been brought or intervened in on behalf of the Group with leave of the Court under section 237 of the Corporations Act 2001. 13 Constellation Technologies Limited Annual Report 2021 Remuneration Report (audited) The directors present the Constellation Technologies Limited 2021 Remuneration Report, outlining key aspects of our remuneration policy and framework, and remuneration awarded this year. The report is structured as follows: a) Principles used to determine the nature and amount of remuneration b) Details of remuneration c) Service agreements d) Equity instruments e) Relationship between the remuneration policy and group performance f) Key management personnel disclosures a) Principles used to determine the nature and amount of remuneration Remuneration policy The performance of the Group depends upon the quality of its directors and executives. To prosper, the Group must attract and retain highly skilled directors and executives. Remuneration committee The Board has a Remuneration Committee comprising the following members: Mr Leath Nicholson, Non-Executive Director (chair) Mr Anoosh Manzoori, Non-Executive Director Mr Adam Gallagher, the Company’s CEO during the period had a standing invitation to attend Committee meetings, however he is not permitted to vote. The Committee assesses the appropriateness of the nature and amounts of emoluments of such officers on a periodic basis by reference to relevant employment market conditions with the overall objective of ensuring maximum stakeholder benefit from the retention of a high-quality board and executive team. Officers are given the opportunity to receive their base emoluments in a variety of forms including cash, salary sacrifice and fringe benefits. It is intended that that the manner of payments chosen will be optimal for the recipient without creating undue cost for the Group. Remuneration structure It is the Group's objective to provide maximum stakeholder benefit from the retention of a high-quality board and executive team by remunerating directors and other key management personnel (KMP) fairly and appropriately with reference to relevant employment market conditions. 14 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… To assist in achieving this objective, the Committee considers the nature and amount of executive directors’ and officers’ emoluments alongside the Group's financial and operational performance. The expected outcomes of the remuneration structure are the retention and motivation of key executives, the attraction of quality management to the Group and performance incentives, which allow executives to share the rewards of the success of the Group. In accordance with best practice corporate governance, the structure of executive and non-executive director remuneration is separate and distinct. Non-executive directors The Board seeks to set aggregate remuneration at a level which provides the Group with the ability to attract and retain directors of the highest calibre, whilst incurring a cost which is acceptable to shareholders. The constitution of Constellation Technologies Limited and the ASX Listing Rules specify that the non- executive directors are entitled to remuneration as determined by the Group in a General Meeting to be apportioned amongst them in such manner as the directors agree and, in default of agreement, equally. The maximum aggregate remuneration currently approved by shareholders for directors' fees is for a total of $400,000 per annum. If a non-executive director performs extra services which in the opinion of the directors are outside the scope of the ordinary duties of the director, the Group may remunerate that director by payment of a fixed sum determined by the directors in addition to or instead of the remuneration referred to above. Non-executive directors are entitled to be paid travel and other expenses properly incurred by them in attending directors or General Meetings of the Group or otherwise in connection with the business of the Group. Executive directors and senior management The Group aims to reward executive directors and senior management with a level and mix of remuneration commensurate with their position and responsibilities within the group and to: • reward executives for Group and individual performance against targets set by reference to appropriate benchmarks; • align the interests of the executives with those of shareholders; • • ensure total remuneration is competitive by market standards. link reward with strategic goals and performance of the Group; and 15 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… The remuneration of the executive directors and senior management may from time-to-time be fixed by the Remuneration Committee. As noted above, the policy is to align executive objectives with shareholder and business objectives by providing a fixed remuneration component and offering short- and long-term incentives. The level of fixed remuneration is set to provide a base level of remuneration, which is both appropriate to the position and is competitive in the market. Fixed remuneration is reviewed annually by the committee, and the process consists of a review of group-wide and individual performance, relevant comparative remuneration in the market and internal, and where appropriate, external advice on policies and practices. In relation to the payment of bonuses, options and other incentive payments, discretion is exercised by the committee, having regard to the overall performance of the Group and the performance of the individual during the year. Employment and consultancy contracts The Group utilises a mixture of employment and consultancy contracts to provide the Group with the flexibility to operate effectively in a dynamic industry. It is the Board’s policy that agreements are entered into with all directors, executives and employees. Details of notice periods and termination clauses are disclosed under Section c) below. Voting and comments made at the last annual general meeting At the last annual general meeting (AGM), the Group received approval for the remuneration report adopted for the 2020 financial year. The Group did not receive any specific feedback at the AGM or throughout the year on its remuneration policies. b) Details of remuneration • Mr Leath Nicholson, Independent Non-Executive Chairman • Mr Anoosh Manzoori, Independent Non-Executive Director • Mr Adam Gallagher, Executive Director and Chief Executive Officer until 5 July 2021 Key management personnel (KMP) of the Group are defined as those persons having authority and responsibility for planning, directing and controlling the major activities of the Group, directly or indirectly, including any director (whether executive or otherwise) of the Group receiving the highest remuneration. Details of the remuneration of the KMP of the Group are set out in the following tables. Apart from Directors, the following persons were considered other KMP during the financial year: • Mr Kartheek Munigoti, General Manager and Chief Technical Officer • Ms Terri Bakos, Company Secretary & Chief Financial Officer 16 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… Amounts of remuneration The following table shows details of remuneration expenses recognised for the Group's KMP for the year ended 30 June 2021. Cash salary & fees $ Short-term benefits Non- monetary benefits $ Cash bonus $ 70,000 60,000 180,000 154,400 115,332 579,722 - - - - - - - - - - - - 2021 Non-executive directors Leath Nicholson Anoosh Manzoori Executive directors Adam Gallagher1 Other KMP Kartheek Munigoti Terri Bakos Total compensation 1 Mr Gallagher resigned 5 July 2021. Post- employm ent benefits Share-based payments Annual leave $ Superann -uation $ Shares $ Options /Rights $ Total $ - - - - - - - - - - - 70,000 60.000 - 180,000 12,514 10,551 14,820 11,254 40,417 5,000 5,000 5,000 227,150 147,125 23,065 26,074 45,417 10,000 684,277 17 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… Short-term benefits Post- employm ent benefits Share-based payments 2020 Cash salary & fees Cash bonus $ $ Non- monetary benefits $ Annual leave Superan- nuation Shares Options Total $ $ $ $ $ Non-executive directors Leath Nicholson1 Anoosh Manzoori2 46,667 40,000 Executive directors Adam Gallagher3 135,000 Other KMP Kartheek Munigoti Terri Bakos Total KMP compensation 156,000 36,923 414,590 - - - - - - - - - - - - - - 30,200 29,000 65,219 62,627 142,086 131,627 - 155,000 365,693 655,693 - - (22,356) 3,289 14,799 3,508 28,125 - 62,474 49,979 239,042 93,699 - (19,067) 18,307 242,325 605,992 1,262,147 1 12,857,142 shares with a deemed value of $90,000 and a free-attaching option were issued to an associate of Mr Nicholson during the 2020 year. 4,314,285 shares (with a 1:1 free attaching option) were issued in lieu of $20,000 of cash- based directors fees for the 2020 year and $ 10,200 of directors fees for the 2019 year. The balance of the equity was issued in lieu of $59,800 of fees owing to related party entities of Mr Nicholson for services provided to the Company during the 2020 year. Refer related party transactions note 15. 2 4,142,858 shares with a deemed value of $29,000 and a 1:1 free-attaching option were provided to an associate of Mr Manzoori during the 2020 year in lieu of receiving $ 16,667 of cash-based directors fees for the 2020 year and $12,334 for the 2019 year. 3 22,142,858 shares with a deemed value of $155,000 and a 1:1 free-attaching option were issued to an associate of Mr Gallagher during the 2020 year in lieu of receiving $45,000 of cash-based remuneration for the 2020 year and $110,000 for the 2019 year. The full value of the equity was expensed in the 2020 year as it formed compensation for services performed during the 2020 and 2019 years and was subject to shareholder approval at a general meeting of shareholders held 27 May 2020. The equity will vest upon Mr Gallagher stepping down as CEO. 18 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… The relative proportions of remuneration that are linked to performance and those that are fixed are as follows: Fixed remuneration 2020 % 2021 % At risk - STI 2020 % 2021 % At risk - LTI 2020 % 2021 % 100 100 33 30 100 21 79 93 65 45 - - - - - - - - - - - - - 21 7 67 70 79 35 55 Non-executive directors Leath Nicholson Anoosh Manzoori Executive directors Adam Gallagher Other KMP Kartheek Munigoti Terri Bakos c) Service agreements Adam Gallagher Mr Gallagher resigned from the Company subsequent to the end of the 2021 financial year on 5 July 2021. The Group had a service arrangement with Famile Pty Ltd to provide the services of Mr Adam Gallagher as an Executive Director and Chief Executive Officer to the Group commencing from 9 February 2019. The key terms of the arrangement were: • Current fee of $180,000 per annum. • No termination payment other than statutory requirements. • 6 month notice period. Leath Nicholson The Group has a service arrangement with Catellen Pty Ltd to provide the services of Mr Leath Nicholson as Non-Executive Chairman of the Group commencing on 14 October 2016. The key terms of the arrangement are: • Current fee of $70,000 per annum. • No termination payment. • No notice period. 19 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… Anoosh Manzoori The Group a service arrangement with Shape Capital Pty Limited to provide the services of Mr Anoosh Manzoori as a Non-Executive Director of the Group commencing on 14 October 2016. The key terms of the arrangement are: • Current fee of $60,000 per annum. • No termination payment. • No notice period. Kartheek Munigoti The Group has an employment contract with Mr Kartheek Munigoti. His contract as Chief Executive Officer remains the same as his position as General Manager and Chief Technical Officer (CTO). The key terms of the arrangement are: • Current salary of $156,000 per annum plus statutory superannuation contributions. • No termination payment other than statutory requirements. • 6 month notice period, except where there is a change in control and the notice period is reduced to 3 months. Terri Bakos The Group has a part-time employment contract with Ms Terri Bakos as Company Secretary and Chief Financial Officer (CFO). The key terms of the arrangement are: • Current salary of $120,000 per annum plus statutory superannuation contributions. • No termination payment other than statutory requirements. • 3 month notice period. d) Equity instruments Shares and options granted as compensation. Details on Share and Options or Performance Rights over ordinary shares in the Company that were granted as compensation to each Key Management Person (KMP) during the reporting period and details of any equity that vested during the reporting period are as follows: Shares Name Grant Date Vesting Date Qty Issue Price Kartheek Munigoti Terri Bakos 02/09/2020 02/09/2020 01/07/2021 01/07/2021 172,414 172,414 $0.029 $0.029 Value of Shares Granted $5,000 $5,000 Year in which shares vests FY22 FY22 The above shares were granted during the year to KMP’s under a salary sacrifice arrangement with the KMP. 3,571,429 shares allocated to Kartheek Munigoti on 1 June 2020 vested during the year. 20 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… Options No further options were granted to KMP during the year. No options issued in prior years vested during the year. Performance Rights Name Grant Date Vesting Date Qty Issue Price Kartheek Munigoti Terri Bakos 02/09/2020 02/09/2020 01/07/2021 01/07/2021 172,414 172,414 $0.029 $0.029 Value of Shares Granted $5,000 $5,000 Year in which shares vests FY22 FY22 Exercise of options granted as compensation. No options granted as compensation during the current or prior years were exercised during the year by Key Management Personnel. Movement in options granted as compensation. Refer to movement in Key Management Personnel disclosures below. e) Relationship between the remuneration policy and group performance Statutory performance indicators The factors that are considered to affect shareholder return in the past five years are summarised below: 30 June 2021 $ Share price at end of year 0.016 30 June 2020 $ 0.032 30 June 2019 $ 0.018 30 June 2018 $ 0.010 30 June 2017 $ 0.025 Market capitalisation at the end of the year ($M) Net profit/(loss) for the financial year Dividends paid 23.4 31.2 8.92 3.50 7.10 (3,221,821) (2,923,876) (2,177,277) (2,833,837) (3,758,069) Nil Nil Nil Nil Nil Fixed remuneration is not linked to Group performance. It is set to the individuals' role, responsibilities and performance and remuneration levels for similar positions in the market. 21 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… The Board do not believe that financial targets such as net profit are the only appropriate performance measure for the granting of short and long term incentives to KMP. Other financial targets such as cost reduction and key performance indicators such as projects/strategic targets, executive behavior and customer experience are equally as important for a Group in this stage of its life cycle and have a direct and indirect impact on shareholder returns. During the year, the Group granted equity to KMP’s in lieu of cash-based fixed remuneration and as part of a salary sacrifice arrangement. Share prices are subject to the influence of market sentiment toward the sector in which it operates and increase and decreases in the share price may occur independently of executive performance or remuneration. Key management personnel disclosures f) Share holdings The number of shares in the parent entity held during the financial year ended 30 June 2021 by each director and other members of key management personnel of the Group, including their personally related parties, is set out below: Balance at the start of the year Granted as remuneration Received on exercise of options Other changes1 Balance at the end of the year Vested Non-executive directors Leath Nicholson Anoosh Manzoori 17,930,084 10,260,506 Executive directors Adam Gallagher2 26,482,360 - - - Other KMP Kartheek Munigoti Terri Bakos 41,056,168 - 95,729,118 172,414 172,414 344,828 - - - - - - - 17,930,084 17,930,084 - 10,260,506 10,260,506 - 26,482,360 4,339,52 1,098,280 42,326,862 37,345,809 - 172,414 - 1,098,280 97,172,226 69,876,901 1Other changes reflects the disclosure of additional securities held by a related party to Mr Munigoti. 2 Mr Gallagher resigned on 5 July 2021. Balance represents holding on date of resignation. 22 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… Option holdings The number of options over ordinary shares in the parent entity held during the financial year ended 30 June 2021 by each director and other members of key management personnel of the Group, including their personally related parties, is set out below: Balance at the start of the year Granted as remuneration Exercised Other changes1 Balance at the end of the year Vested and exercisable Non-executive directors Leath Nicholson Anoosh Manzoori 17,033,613 9,201,682 Executive directors Adam Gallagher 24,729,747 Other KMP Kartheek Munigoti Terri Bakos 15,714,286 8,571,428 75,250,756 - - - - - - - - (2,000,000) (2,000,000) 15,033,613 7,201,682 15,033,613 7,201,682 - - - - - 24,729,747 2,586,889 812,709 16,526,995 16,526,995 - 8,571,428 8,571,428 (3,187,291) 72,063,465 49,920,607 1Other changes for Mr Nicholson & Mr Manzoori reflect the lapse of options during the period. Other changes for Mr Munigoti reflects the disclosure of additional securities held by a related party to Mr Munigoti. 2 Mr Gallagher resigned on 5 July 2021. Balance represents holding on date of resignation. 23 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… Performance Rights holdings The number of rights over ordinary shares in the parent entity held during the financial year ended 30 June 2021 by each director and other members of key management personnel of the Group, including their personally related parties, is set out below: Balance at the start of the year Granted as remuneration Exercised Other changes1 Balance at the end of the year Vested and exercisable Non-executive directors Leath Nicholson Anoosh Manzoori Executive directors Adam Gallagher Other KMP Kartheek Munigoti Terri Bakos - - - - - - - - - 172,414 172,414 344,828 - - - - - - - - - - - - 137,931 310,345 - 172,414 137,931 482,759 - - - - - - 1Other changes reflects the disclosure of additional securities held by a related party to Mr Munigoti. Transactions with KMP and related parties Transactions between key management personnel related parties are on normal commercial terms and conditions no more favorable than those available to other parties unless otherwise stated. The following transactions occurred during the year ended 30 June 2021: 24 Constellation Technologies Limited Annual Report 2021 Remuneration report continued… During the Year 2021 $ 13,042 Outstanding at end of Year 2021 $ During the Year 2020 $ Outstanding at end of Year 2020 $ - 33,000 - - - 18,982 63,557 - 131,650 70,000 180,000 - - 60,000 5,000 - - - - - 5,833 - - Office rent and outgoings paid on an arm's length commercial basis to FNJ Properties Pty Ltd, a company associated with director, Leath Nicholson in respect of the Groups's Melbourne Offices. Compensation received in cash and equity. Consultancy fees paid to Skantech Pty Ltd, a company associated with Kartheek Munigoti, in respect of the provision of IT technical support services. Legal fees paid on normal commercial terms to Nicholson Ryan Lawyers Pty Ltd, a company associated with director Leath Nicholson. Compensation received in cash and equity. Directors fees payable to Catellen Pty Ltd, a company associated with Leath Nicholson Directors fees payable to Famile Pty Ltd, a company associated with Adam Gallagher Directors fees payable to Shape Capital Pty Ltd, a company associated with Anoosh Manzoori [This concludes the remuneration report, which has been audited] 25 Constellation Technologies Limited Annual Report 2021 Directors Report continued… Rounding of amounts The Group is of a kind referred to in ASIC Legislative Instrument 2016/191, relating to the 'rounding off' of amounts in the directors' report. Amounts in the directors' report have been rounded off in accordance with the instrument to the nearest dollar. Non-audit services Fees paid or payable to PKF Brisbane Audit being the lead auditor of the Group, for non-audit and other assurance work during the year totaled $4,000 (2020: nil). Amounts paid to PKF Kexin (Beijing) Business Advisory Co., Ltd and its related practices for non-audit and other assurance work totaled $20,601 (2020: nil). Details of the amounts paid or payable to the auditors for non-audit services provided during the financial year are outlined in note 17 to the financial statements. The directors are satisfied that the provision of non-audit services during the financial by the auditors (or by another person or firm on the auditors’ behalf) is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The directors are of the opinion that the services discussed in note 17 to the financial statements do not compromise the external auditor’s independence requirements of the Corporations Act 2001 for the following reasons: • All non-audit services have been reviewed and approved to ensure that they do not impact the integrity and objectively of the auditors; and • None of the services undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants issued by the Accounting Professional and Ethical Standards Board, including reviewing or auditing the auditors own work, acting in a management or decision-making capacity for the company, acting as advocate for the company or jointly sharing economic risks or rewards. Auditor's independence declaration A copy of the auditor's independence declaration as required under section 307C of the Corporations Act 2001 is set out on the following page. This report is made in accordance with a resolution of directors. Mr Kartheek Munigoti Executive Director and Chief Executive Officer Melbourne 30 August 2021 26 Constellation Technologies Limited Annual Report 2021 Auditors Independence Declaration 27 Constellation Technologies Limited Annual Report 2021 Corporate governance statement Constellation Technologies Limited and the Board are committed to achieving and demonstrating the highest standards of corporate governance. Constellation Technologies Limited has reviewed its corporate governance practices against the Corporate Governance Principles and Recommendations (4th edition) published by the ASX Corporate Governance Council. The 2021 Corporate Governance Statement dated as at 30 June 2021 reflects the corporate governance practices in place throughout the 2021 financial year. The 2021 Corporate Governance Statement was approved by the Board on 30 August 2021. A description of the Group's current corporate governance practices is set out in the Group's Corporate Governance Statement which can be viewed at www.ct1limited.com. 28 Constellation Technologies Limited Annual Report 2021 Consolidated Statement of Profit or Loss and Other Comprehensive Income For the year ended 30 June 2021 Revenue from contracts with customers Cost of sales Gross profit/(loss) Other gains/(losses) - net Distribution costs General and administrative expenses Research and development expenses Selling and market expenses Operating loss Finance income Finance expense Finance costs - net Loss before income tax Income tax expense Loss for the year Net loss attributable to equity holders of the company Other comprehensive income Items that may be reclassified to profit or loss Exchange differences on translation of foreign operations Total comprehensive loss for the year, net of tax Notes 2021 $ 2020 $ 2a 3a 3b 1,466,114 (1,180,791) 285,323 691,484 (403,085) 288,399 78,738 84,779 (5,227) (2,766,325) (763,820) (50,873) (16,662) (3,196,553) (77,562) (6,646) (3,222,184) (2,924,245) 1,890 (1,527) 363 1,759 (1,390) 369 (3,221,821) (2,923,876) 4 - - (3,221,821) (2,923,876) (3,221,821) (2,923,876) 3,443 (100,615) (3,218,378) (3,024,491) Total comprehensive loss attributable to equity holders of the company (3,218,378) (3,024,491) Loss per share for loss attributable to the ordinary equity holders of the company: Basic/diluted earnings per share 18 (0.23) (0.33) Cents Cents The above consolidated statement of profit or loss and other comprehensive income should be read in conjunction with the accompanying notes. 29 Constellation Technologies Limited Annual Report 2021 Consolidated Statement of Financial Position As at 30 June 2021 Assets Current assets Cash and cash equivalents Trade and other receivables Inventory Other Total current assets Non-current assets Trade and other receivables Property, plant and equipment Other Total non-current assets Total assets Liabilities Current liabilities Trade and other payables Borrowings Provisions Contract liabilities Liabilities directly associated with discontinued operations Total current liabilities Non-current liabilities Borrowings Total non-current liabilities Total liabilities Net assets Equity Share capital Reserves Accumulated losses Total equity Notes 2021 $ 2020 $ 5a 5b 6a 5a 6b 6a 5c 6c 6d 2b 6c 7a 7b 2,597,731 714,787 71,953 547,821 4,405,173 77,182 - 224,655 3,932,292 4,706,851 36,382 131,953 - 168,335 - 82,152 20,208 102,360 4,100,627 4,809,211 615,525 14,949 123,481 335,021 - 1,088,976 238,667 43,746 38,526 25,050 21,658 367,647 - - 14,622 14,622 1,088,976 382,269 3,011,651 4,426,942 18,196,600 762,670 (15,947,619) 16,390,763 845,977 (12,809,798) 3,011,651 4.426.942 The above consolidated statement of financial position should be read in conjunction with the accompanying notes. 30 Constellation Technologies Limited Annual Report 2021 Consolidated Statement of Changes in Equity For the year ended 30 June 2021 Notes Share Capital Reserves $ $ Accumulated Losses $ Total equity $ At 1 July 2019 Loss for the period Other comprehensive income Total comprehensive loss for the period 9,644,401 - - 154,424 - (100,615) (10,349,365) (2,923,876) - (550,540) (2,923,876) (100,615) - (100,615) (2,923,876) (3,024,491) Transactions with owners in their capacity as owners: Shares issued, net of transaction costs Share based payments Write-back of equity 7 7,209,805 - (463,443) - 792,168 - - - 463,443 7,209,805 792,168 - 6,746,362 792,168 463,443 8,001,973 Balance at 30 June 2020 16,390,763 845,977 (12,809,798) 4,426,942 At 1 July 2020 16,390,763 845,977 (12,809,798) 4,426,942 Loss for the period Other comprehensive income Total comprehensive loss for the period - - - - 3,443 (3,221,821) - (6,221,821) 3,443 3,443 (3,221,821) (3,218,378) Transactions with owners in their capacity as owners: Shares issued, net of transaction costs Share based payments Lapse of options 7 1,805,837 - - (49,750) 47,000 (84,000) - - 84,000 1,756,087 47,000 - 1,807,837 (86,750) 84,000 1,803,087 Balance at 30 June 2021 18,196,600 762,670 (15,947,619) 3,011,651 The above consolidated statement of changes in equity should be read in conjunction with the accompanying notes. 31 Constellation Technologies Limited Annual Report 2021 Consolidated Statement of Cash Flows For the year ended 30 June 2021 Cash flows related to operating activities Receipts from customers Payments to suppliers and employees Interest paid Other income receipts Notes 2021 $ 2020 $ 1,500,342 (4,358,134) (1,527) 58,855 662,392 (2,670,838) (1,390) 87,029 Net cash used in operating activities 8 (2,800,464) (1,922,807) Cash flows relating to investing activities Payment for purchases of plant and equipment Interest received Payments for deposits Loans to other entities (71,021) 1,890 (413,155) (206,578) (22,987) 1,759 (21,122) - Net cash used in investing activities (688,864) (42,350) Cash flows relating to financing cash flows Proceeds from issue of equity Share issue transaction costs Repayment of lease liabilities Net cash from financing activities Net (decrease)/increase in cash and cash equivalents Cash and cash equivalents at the beginning of the year Foreign exchange movement 1,722,087 - (43,639) 6,534,277 (104,186) - 1,678,448 6,430,093 (1,880,880) 4,405,173 3,438 4,464,936 40,454 (100,617) Cash and cash equivalents at the end of the year 5a 2,597,731 4,405,173 The above consolidated statement of cash flows should be read in conjunction with the accompanying notes. 32 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements For the year ended 30 June 2021 1. Segment information Operating segments are reported in a manner consistent with the internal reporting provided to the chief operating decision maker. The chief operating decision makers, who are responsible for allocating resources and assessing performance of the operating segments, has been identified as the Board and the Chief Executive Officer of Constellation Technologies Limited. The Group has identified one reportable segment; that is, the sale and commercialisation of the IoT Solution. The segment details are therefore fully reflected in the body of the financial statements. 2. Revenue from contracts with customers a) Disaggregation of revenue from contracts with customers The Group derives revenue from the transfer of goods and services at a point in time and over time in the following categories: 2021 Timing of revenue recognition At a point in time Over time Monitor tag revenue $ Monitoring subscription revenue $ Consulting revenue $ Labour-hire revenue $ Total $ - 67,805 - 234,762 7,650 919,352 236,545 - 244,195 1,221,919 67,805 234,762 927,002 236,545 1,466,114 2020 Timing of revenue recognition At a point in time Over time Monitor tag revenue $ Monitoring subscription revenue $ Consulting revenue $ Labour-hire revenue $ Total $ - 17,905 - 184,586 80,533 124,899 283,561 - 364,094 327,390 17,905 184,586 205,432 283,561 691,484 33 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … b) Liabilities related to contracts with customers Other gains/(losses) Contract liabilities – deferred revenue on consulting contracts 2021 $ 2020 $ 335,023 25,050 335,023 25,050 c) Accounting policies Installation and use of monitor tags Revenue from the sale of the food temperature monitoring tags are recognised over time when the customer has access and thus control of the gadget and where the tag is considered distinct from other services provided to the customer. Contracts do not provide for discounts or rebates which give rise to variable consideration. Neither do they contain provision for warranties. Monitoring subscriptions Revenue from the sale of monitoring subscriptions is recognised on a straight-line basis over the subscription term. Consulting Revenue from the provision of consulting and ad hoc maintenance services is recognised typically over time when the Group has an enforceable right to payment for its performance completed to date. Customer contracts will include a statement of work, which will describe the work to be completed and the time frame for its completion. These services are invoiced at the point in time of completion of performance obligations within the statement of work. Therefore revenue is recognised when the performance obligation is completed. Labour hire Revenue from the provision of labour hire services is recognised on a straight-line basis over the term of the hire agreement. Critical judgements in allocating the transaction price Management allocates the transaction price to each performance obligation based on an assessment of work completed at each reporting date for consulting revenue. Due to variations between each contract, up front payments and changes to projects during the term of engagement, judgement is used in estimating the completion of performance obligations and allocating the transaction price to each performance obligation. 34 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Customer contract with multiple performance obligations The Group frequently enters into multiple contracts with the same customer and where that occurs the Group treats those arrangements as one contract if the contracts are entered into at or near the same time and are commercially interrelated. The Group does not consider contracts closed more than three months apart as a single contract. The Group's subscription contracts are combining an obligation to receive a monitor tag and customer support and monitoring services. The provision of monitor tags is treated as a separate performance obligation to the services provided. As a result, the total transaction price for a customer contract is allocated amongst the distinct performance obligations based on their relative stand-alone selling prices. Where the stand-alone prices are highly variable, the Group applies a residual approach. Incremental costs of obtaining customer contracts Commissions on obtaining any customer contracts are capitalised and amortised over the term, where the term is greater than 12 months. Financing components The group does not recognise adjustments to transition prices or contract balances where the period between the transfer of promised goods or services to the customer and payment by customer does not exceed 12 months. 3. Expense items a) Other gains/(losses) Government COVID-19 cash incentives Other non-operating income Net foreign exchange (losses) Loss on disposal of assets Gain on deconsolidation of dormant entities 2021 $ 58,855 - 228 (1,640) 21,295 2020 $ 83,812 3,217 (2,250) - - 78,738 84,779 35 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … b) Breakdown of expenses by nature General and administrative expenses: Accounting and audit Bad debts and expected credit losses Computer costs Consulting costs Depreciation Employee benefits Insurance Legal Listing and share registry Occupancy Share-based payments Superannuation Travel and entertainment Other i) Depreciation Office Equipment Plant and Equipment Property – right of use Notes 2021 $ 2020 $ i) 16 68,784 11,189 23,089 236,388 84,253 1,574,732 70,294 68,104 98,648 68,658 122,250 112,436 45,190 182,310 90,949 7,239 90,175 114,783 45,797 852,537 71,414 137,079 136,336 83,692 1,231,492 49,328 77,240 208,792 2,766,325 3,196,553 2021 $ 16,524 27,874 39,855 2020 $ 24,936 988 19,873 84,253 45,797 36 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 4. Income tax expense a) Numerical reconciliation of income tax expense to prima facie tax payable Loss from continuing operations before income tax expense Tax at the Australian tax rate of 26% (2020: 27.5%) (3,221,821) (886,001) (2,923,876) (804,066) 2021 $ 2020 $ Tax effect of amounts which are not deductible (taxable) in calculating taxable income: Entertainment Employee leave obligations Expected credit losses Share-based payments expense Superannuation liability Unrealised foreign exchange movements Subtotal Difference in overseas tax rate Tax losses and other timing differences for which no deferred tax asset is recognised Income tax expense - - - 41,923 - 28,895 (815,183) - - - 337,634 - 29,842 (436,590) (9,468) (6,350) 824,651 442,940 - - Tax losses The Group does not recognise as a deferred tax asset carried forward tax losses. Deferred tax assets are recognised for deductible temporary differences only if the entities consider it is probable that future taxable amounts will be available to utilise those temporary differences and losses. As at 30 June 2021, no deferred tax balances have been recognised (2020: nil). Unused tax losses available to the Group are currently not known and have not been included as the Group has not yet calculated a reliable estimate of these losses. 37 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 5. Financial assets and financial liabilities a) Cash and cash equivalents Current assets Cash at bank and on hand 2021 $ 2020 $ 2,597,731 4,405,173 Reconciliation to cash flow statement The above figures reconcile to the amount of cash shown in the consolidated statement of cash flows at the end of the financial year as follows: Balances as above Balances as per statement of cash flows 2021 $ 2020 $ 2,597,731 2,597,731 4,405,173 4,405,173 Classification as cash equivalents Term deposits are presented as cash equivalents if they have a maturity of three months or less from the date of acquisition and are repayable with 24 hours notice with no loss of interest. See note 20 (Error! Reference s ource not found. for the Group’s other accounting policies on cash and cash equivalents. Risk exposure The Group's maximum exposure to credit risk at the end of the reporting period is the carrying amount of each class of cash and cash equivalents mentioned above. 38 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … b) Trade and other receivables Notes Current $ 2021 Non- current $ Total Current $ $ 2020 Non- current $ Trade receivables Provision for impairment 466,625 (11,514) 455,111 36,382 503,007 (11,514) - 59,773 (7,027) 36,382 491,493 52,746 Other receivables 259,676 - 259,676 24,436 Total trade and other receivables 714,787 36,382 751,169 77,182 - - - - - Total $ 59,773 (7,027) 52,746 24,436 77,182 Classification as trade and other receivables Trade receivables are amounts due from customers for goods sold or services performed in the ordinary course of business. They are generally due for settlement within 30 days and therefore are all classified as current. Trade receivables are recognised initially at the amount of consideration that is unconditional unless they contain significant financing components, when they are recognised at fair value. The Group holds the trade receivables with the objective to collect the contractual cash flows and therefore measures them subsequently at amortised cost using the effective interest method. Details about the Group’s impairment policies and the calculation of the loss allowance are provided in note 10(b). Other receivables Other receivables are amounts due from parties other than customers that are deemed to be receivable within 12 months. Other receivables are impaired in accordance with note 20 (n). c) Trade and other payables Trade payables Accrued expenses Other payables Notes Current $ 268,899 233,859 112,766 Total trade and other payables 615,525 2021 Non- current $ Total $ Current $ 2020 Non- current $ Total $ - - - - 268,899 233,859 112,766 130,659 81,097 26,911 615,525 238,667 - - - - 130,659 81,097 26,911 238,667 39 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Trade payables are unsecured and are usually paid within 30 days of recognition. The carrying amounts of trade and other payables are considered to be the same as their fair values, due to their short-term nature. 6. Non-financial assets and liabilities a) Other current assets 2021 Notes Current Non-current $ $ Total Current $ $ 2020 Non- current $ Total $ Prepayments Consumables Deposits Security deposits 20,594 78,263 413,155 35,809 547,821 - - - - - 20,594 78,263 413,155 35,809 138,543 46,634 - 39,318 20,208 - - - 158,751 46,634 - 39,318 547,821 224,495 20,208 244,703 Other current assets are non-financial benefits that the consolidated entity shall be entitled to receive within a twelve month period. b) Property, plant & equipment At 30 June 2021 Cost or fair value Accumulated depreciation Net book amount Opening net book value Exchange differences Additions Disposals Depreciation charge Closing net book value Furniture & fittings $ Plant & equipment $ Property – right-of-use assets $ 116,557 (69,556) 47,001 17,941 (2,249) 47,972 (139) (16,524) 47,001 95,728 (30,759) 64,969 4,593 (597) 90,342 (1,495) (27,874) 64,969 79,931 (59,948) 19,983 59,618 220 - - (39,855) 19,983 Total $ 292,216 (160,263) 131,953 82,152 (2,626) 138,314 (1,634) (84,253) 131,953 40 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Furniture & fittings $ Plant & equipment $ Property – right-of-use assets $ 71,370 (53,429) 17,941 19,591 (595) 23,881 - (24,936) 17,941 8,325 (3,732) 4,593 5,880 (298) - - (989) 4,593 79,490 (19,872) 59,618 - - 79,490 - (19,872) 59,618 Total $ 159,184 (77,033) 82,152 25,471 (893) 103,371 - (45,797) 82,152 At 30 June 2020 Cost or fair value Accumulated depreciation Net book amount Opening net book value Exchange differences Additions Disposals Depreciation charge Closing net book value c) Borrowings 2021 Current $ Non-current $ Total $ Current $ 2020 Non-current $ Total $ Lease liability 14,949 - 14,949 43,746 14,622 58,368 d) Employee benefit obligations 2021 2020 Current Non-current Total Current Non-current Total $ $ $ $ $ $ Leave obligations 123,481 - 123,481 38,526 - 38,526 Leave obligations The leave obligations cover the Group’s liabilities for annual leave which are classified as short-term benefits, as explained in note 20(q). The current portion of this liability includes all of the accrued annual leave. The entire amount of the provision of $123,481 (2020: $38,526) is presented as current, since the Group does not have an unconditional right to defer settlement for any of these obligations. However, based on past experience, the Group does not expect all employees to take the full amount of accrued leave or require payment within the next 12 months. 41 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 7. Equity a) Contributed Equity 30 June 2021 30 June 2021 $ No. 30 June 2020 30 June 2020 $ No. Ordinary shares - fully paid 1,467,577,250 18,196,600 1,347,887,247 16,390,763 Movement in ordinary shares Balance at 1 July 2019 Note No. of shares 446,167,028 $ 9,644,401 Issue of securities at $0.013 each - ESOP Issue of securities at $0.019 each - ESOP Issue of securities at $0.015 each - ESOP Issue of securities at $0.007 each - ESOP Issue of securities at $0.007 each - Directors Issue of securities at $0.013 each - Consultants for services received Issue of securities at $0.0104 each - Consultants for services received Issue of securities at $0.007 each - Consultants for services received Issue of securities at $0.013 - private placement Issue of securities at $0.007 - rights issue Issue of securities at $0.007 - private placement Exercise of options Cancellation of shares Transfer from share based payment reserve Less: transaction costs 769,231 1,056,358 600,000 10,714,286 39,142,858 13,744,216 4,807,692 21,428,571 44,430,252 487,029,970 243,758,058 57,410,886 (23,172,159) - 10,000 20,071 9,000 75,000 274,000 178,675 50,000 150,000 577,594 3,409,209 1,706,307 841,169 (463,443) 63,366 (154,586) Balance at 30 June 2020 1,347,887,247 16,390,763 Issue of securities at $0.029 each - ESOP Exercise of options Conversion of Performance Rights - ESOP Transfer from share based payment reserve 1,172,415 114,805,789 3,711,799 - 34,000 1,722,087 - 49,750 Balance at 30 June 2021 1,467,577,250 18,196,600 42 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Ordinary shares Ordinary shares entitle the holder to participate in dividends, and to share in the proceeds of winding up the Group in proportion to the number of and amounts paid on the shares held. On a show of hands every holder of ordinary shares present at a meeting in person or by proxy, is entitled to one vote, and upon a poll each share is entitled to one vote. Ordinary shares have no par value and the Company does not have a limited amount of authorised capital. Options Information relating to options, including details of options issued, exercised and lapsed during the financial year and options outstanding at the end of the financial year, is set out in notes 7(b) and 16. Reserves b) The following table shows a breakdown of the consolidated balance sheet line item ‘reserves’ and the movements in these reserves during the year. A description of the nature and purpose of each reserve is provided below the table. Share-based payments $ Foreign currency translation $ Total $ Balance at 1 July 2019 162,325 (7,901) 154,424 Currency translation differences Other comprehensive income for the year - - (100,615) (100,615) (100,615) (100,615) Transactions with owners in their capacity as owners Share-based payment expenses 792,168 - 792,168 At 30 June 2020 954,493 (108,516) 845,977 43 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Share-based payments $ Foreign currency translation $ Total $ Balance at 1 July 2020 954,493 (108,516) 845,977 Currency translation differences Other comprehensive income for the year - - 3,443 3,443 - 3,443 3,443 Transactions with owners in their capacity as owners Share-based payment expenses (86,750) - (86,750) At 30 June 2021 867,743 (105,073) 762,670 i) Nature and purpose of reserves Foreign currency translation Exchange differences arising on translation of the foreign controlled subsidiaries are recognised in other comprehensive income and accumulated in a separate reserve within equity. The cumulative amount is reclassified to profit or loss when the net investment is disposed of. Share-based payments The share-based payment reserve records items recognised as expenses on valuation of share options and rights issued to Key Management Personnel, other employees and eligible contractors. ii) Options and Rights on Issue Options and rights 397,105,901 867,743 537,892,989 954,493 30 June 2021 No. 30 June 2021 $ 30 June 2020 No. 30 June 2020 $ 44 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Movement in options and rights Note Number of options $ Balance at 1 July 2019 50,041,900 162,325 Issue of free attaching options under Rights Issue exercisable at $0.15 each Cancellation of Options Exercise of Options Issue of options - ESOP Issue of rights - ESOP Issue of rights - ESOP Issue of rights - ESOP Issue of options - Directors Issue of options - Supplier Exercise of Options Lapse of options - ESOP Balance at 30 June 2020 Exercise of Options Issue of rights - ESOP Issue of rights - ESOP Issue of rights - ESOP Conversion of rights - ESOP Lapse of options a) b) c) d) e) f) g) h) a) a) i) j) k) 487,029,970 (23,172,159) (1,333,000) 19,285,714 3,000,000 3,000,000 375,592 39,142,858 16,800,000 (56,077,886) (200,000) - - (63,366) 112,453 30,000 30,000 10,000 622,681 50,400 - - 537,892,989 954,493 (114,805,789) 344,828 827,587 448,276 (3,711,799) (23,890,191) - 10.000 24,000 13,000 (49,750) (84,000) Balance at 30 June 2021 397,105,901 867,743 a) Unlisted options at $0.015, expiring 14 November 2022 On 15 November 2019, Constellation Technologies Limited issued 487,029,970 options free-attaching to the 487,029,970 right-issue shares. As these options are outside the scope of AASB 2 Share-based Payment, no share-based payment expense was recognised for the issue of these unlisted options. During the period, 114,805,789 (2020: 56,077,886) of the options were exercised. 45 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … b) Unlisted options at $0.030, expiring 10 December 2020 Cancelation of free-attaching options granted to Penta Global, c) Unlisted options at $0.015, expiring 29 May 2023 Issued to Key Management Personal in lieu of cash based remuneration. d) Unlisted performance rights vesting 13 January 2021, expiring 13 April 2022 Issued to other employees as part of the Company’s long-term incentive program e) Unlisted performance rights vesting 13 January 2022, expiring 13 April 2022 Issued to other employees as part of the Company’s long-term incentive program f) Unlisted performance rights vesting 1 February 2021, expiring 1 May 2021 Issued to other employees as part of the Company’s long-term incentive program g) Unlisted options at $0.015, expiring 29 May 2023 Issued to directors in lieu of cash based remuneration and approved by shareholders at a General Meeting held 27 May 2020. h) Unlisted options at $0.015, expiring 18 June 2023 On 27 May 2020 shareholders approved the issue of 16,800,000 options to MRGL Pty Ltd in lieu of outstanding under-writing fees to the value of $50,400 owing to MRGL Pty Ltd for the Rights Issued as disclosed in item c) above. i) j) Unlisted performance rights vesting 1 July 2021, expiring 30 September 2021 Issue to Key Management Personnel as part of the Company’s long-term incentive program. Unlisted performance rights vesting 1 July 2021, expiring 30 September 2021 Issue to employees as part of the Company’s long-term incentive program. k) Unlisted performance rights vesting 1 October 2020, 1 January 2021 & July 2021, expiring 30 June 2022 Issue to employee as part of the Company’s long-term incentive program. Tranche to vest in four equal portions over a 12 month period. 46 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 8. Cash flow information Reconciliation of profit/(loss) after income tax to net cash inflow (outflow) from operating activities Loss for the year Adjustments for Depreciation Finance costs Finance income Share-based payments Employee salary sacrifice to acquire equity Unrealised net foreign currency (gains)/losses Disposal of assets Change in operating assets and liabilities Movement in trade and other receivables Movement in other current assets Movement in trade and other payables Movement in contract liabilities Movement in other operating liabilities Net cash outflow from operating activities 2021 $ (3,221,821) 2020 $ (2,923,876) 84,253 - (1,890) 122,250 34,000 - 1,640 (467,309) (69,486) 355,180 309,973 84,955 45,797 - (1,759) 1,231,492 - - - 13,483 (128,993) (153,046) (33,120) 27,215 (2,800,464) (1,922,807) Non-cash investing and financing activities Non-cash investing and financing activities disclosed in other notes are: Options and shares issued to employees under the 'employee share option plan' for no cash consideration - note 16. 9. Critical estimates and judgements The preparation of financial statements requires the use of accounting estimates which, by definition, will seldom equal the actual results. Management also needs to exercise judgement in applying the Group’s accounting policies. This note provides an overview of the areas that involved a higher degree of judgement or complexity, and of items which are more likely to be materially adjusted due to estimates and assumptions turning out to be wrong. Detailed information about each of these estimates and judgements is included in other notes together with information about the basis of calculation for each affected line item in the financial statements. 47 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Significant estimates and judgements The areas involving significant estimates or judgements are: • Recognition of revenue and allocation of transaction price - note 2c • Non-recognition of carry-forward tax losses - note 4b • Estimation of employee benefit obligations - note 6d • Estimation of share-based payments - note 16 • Application of the going concern assumption - note 20a Estimates and judgements are continually evaluated. They are based on historical experience and other factors, including expectations of future events that may have a financial impact on the entity and that are believed to be reasonable under the circumstances. In assessing the carrying value of the company’s assets and liabilities, the directors have taken into consideration the economic outlook in light of the COVID-19 pandemic. The pandemic has not had a material impact on the Group’s operations to date and therefore no additional provisions specific to the pandemic has been taken up in the Group’s accounts. At this stage, the directors do not believe the pandemic will have a material impact on the Group’s operations in the future due to its diversification of operations in Australia and China. 10. Financial risk management This note explains the Group's exposure to financial risks and how these risks could affect the Group’s future financial performance. The Group’s risk management is predominantly controlled by the Board. The Board monitors the Group's financial risk management policies and exposures and approves substantial financial transactions. It also reviews the effectiveness of internal controls relating to market risk, credit risk and liquidity risk. a) Market risk Foreign exchange risk The Group undertakes certain transactions denominated in foreign currency and is exposed to foreign currency risk through foreign exchange rate fluctuations. The Group is primarily exposed to changes in the Chinese yuan and Indian rupee against the Australian dollar on translation into the Group's presentation currency of subsidiaries' financial information. However, there are no material financial assets and liabilities denominated in currencies other than the functional currency of each entity. Therefore, management has concluded that market risk from foreign exchange fluctuation is not material. b) Credit risk Exposure to credit risk relating to financial assets arises from the potential non-performance by counterparties of contract obligations that could lead to a financial loss to the Group. 48 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Risk management Credit risk is managed through the maintenance of procedures (such as the utilisation of systems for the approval, granting and renewal of credit limits, regular monitoring of exposures against such limits and monitoring the financial stability of significant customers and counterparties), ensuring to the extent possible that customers and counterparties to transactions are of sound credit worthiness. Such monitoring is used in assessing receivables for impairment. Credit terms are normally 30 days from the invoice date. Risk is also minimised through investing surplus funds in financial institutions that maintain a high credit rating. Impairment of financial assets The Group has one type of financial asset subject to the expected credit loss model: trade receivables for sales of monitor tags, the provision of monitoring subscriptions, consulting and labour hire services. While cash and cash equivalents are also subject to the impairment requirements of AASB 9, the identified impairment loss was immaterial. Trade receivables The Group applies the AASB 9 simplified approach to measuring expected credit losses which uses a lifetime expected loss allowance for all trade receivables. To measure the expected credit losses, trade receivables have been grouped based on shared credit risk characteristics and the days past due. The expected loss rates are based on the payment profiles of sales over a period of 24 months before 30 June 2021 and the corresponding historical credit losses experienced within this period. The historical loss rates are adjusted to reflect current and forward-looking information on macroeconomic factors affecting the ability of the customers to settle the receivables. On that basis, the loss allowance as at 30 June 2020 and 30 June 2021 were determined as follows for trade receivables: 2020 Current $ 1-30 $ 31-60 $ 61-90 91-120 $ $ 121+ $ Total $ Days past due Expected credit loss rate Gross carrying amount Loss allowance 0.00% - - 2.03% 11.35% 34.45% 46.43% 58.63% 32,728 666 2,244 5,110 924 432 429 773 49 8,715 45,043 7,027 49 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 2021 Current $ 1-30 $ 31-60 $ 61-90 91-120 $ $ 121+ $ Total $ Days past due Expected credit loss rate Gross carrying amount Loss allowance 0.00% - - 16,283 54,012 7,577 519 3.19% 14.03% 44.38% 60.53% 80.46% 1,999 2,050 1,487 75,831 910 900 1,608 11,514 Trade receivables are written off when there is no reasonable expectation of recovery. Indicators that there is no reasonable expectation of recovery include, amongst others, the failure of a debtor to engage in a repayment plan with the Group, and a failure to make contractual payments for a period of greater than 121 days past due. Impairment losses on trade receivables are presented as net impairment losses within operating profit. Subsequent recoveries of amounts previously written off are credited against the same line item. The directors have deemed that no additional provision over and above current provisions are warranted in light of the COVID-19 pandemic due to the recoverability of receivables to date and the Company’s relationships with its customers. This will however be monitored closely into the future. c) Liquidity risk Liquidity risk arises from the possibility that the Group might encounter difficulty in settling its debts or otherwise meeting its obligations related to financial liabilities. The Group manages this risk through the following mechanisms: • preparing forward looking cash flow analyses in relation to its operating, investing and financing activities; obtaining funding from a variety of sources; maintaining a reputable credit profile; managing credit risk related to financial assets; investing cash with major financial institutions; and comparing the maturity profile of financial liabilities with the realisation profile of financial assets. • • • • • Maturities of financial liabilities The tables below analyse the Group's financial liabilities into relevant maturity groupings based on their contractual maturities. The amounts disclosed in the table are the contractual undiscounted cash flows. 50 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Contractual maturities of financial liabilities 2020 Trade and other payables Total Less than 6 months $ 238,667 238,667 6 - 12 months Between 1 and 2 years Between 2 and 5 years Over 5 years Total contractual cashflows Carrying amount (assets)/ liabilities $ $ $ - - $ - - $ - - $ - 238,667 238,667 - 238,667 238,667 Less than 6 months 6 - 12 months Between 1 and 2 years Between 2 and 5 years Over 5 years Total contractual cashflows Carrying amount (assets)/ liabilities $ 615,525 615,525 $ - - $ - - $ - - $ - $ 615,525 $ 615,525 - 615,525 615,525 2021 Trade and other payables Total 11. Capital management a) Risk management The Group's objectives when managing capital are to • safeguard their ability to continue as a going concern, so that they can continue to provide returns for shareholders and benefits for other stakeholders, and maintain an optimal capital structure to reduce the cost of capital. • In order to maintain or adjust the capital structure, the Group may issue new shares or reduce its capital, subject to the provisions of the Group's constitution. The capital structure of the Group consists of equity attributed to equity holders of the group, comprising contributed equity, reserves and accumulated losses. By monitoring undiscounted cash flow forecasts and actual cash flows provided to the Board by the Group's management, the Board monitors the need to raise additional equity from the equity markets. b) Dividends No dividends were declared or paid to members for the year ended 30 June 2021 (2020: nil). The Group’s franking account balance was nil at 30 June 2021 (2020: nil). 51 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 12. Interest in other entities Material subsidiaries The Group’s principal subsidiaries at 30 June 2021 are set out below. Unless otherwise stated, they have share capital consisting solely of ordinary shares that are held directly by the Group, and the proportion of ownership interests held equals the voting rights held by the Group. The country of incorporation or registration is also their principal place of business. Name of entity Note Place of business/country of incorporation Ownership interest held by the group 2021 2020 % % 100 100 100 100 100 100 100 100 - - 100 100 100 100 100 100 100 100 Constellation Technologies Australia Pty Ltd Beijing Constellation Technology Development Co. Ltd CCP IoT Technologies Pvt Ltd CCP IP Pty Ltd CCP Asia Pacific Pty Ltd CCP Network North America Inc. Agen Limited Agen Biomedical Limited Agen Inc. 1 Australia China India Australia Australia United States Australia Australia United States 2 3 3 2 1. Formerly CCP Network Australia Pty Ltd 2. Entities in the process of being wound up. 3. Deregistration completed and deconsolidated during the year. 13. Contingent liabilities The Group had no contingent liabilities at 30 June 2021 (2020: nil). 52 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 14. Events occurring after the reporting period On the 5 July 2021, the Company announced the resignation of Adam Gallagher as an executive director and Group CEO. Mr Kartheek Munigoti stepped into role as Group CEO and joined the board as an executive director. On 9 July 2021 the Company announced the signing of agreements with Fujitsu Australia Pty Ltd and QTEQ Pty Ltd. Refer to CEO’s Report and ASX announcements for further information regarding these agreements. No other matter or circumstance has occurred subsequent to year end that has significantly affected, or may significantly affect, the operations of the Group, the results of those operations or the state of affairs of the Group or economic entity in subsequent financial years. 15. Related party transactions Key management personnel compensation Short-term employee benefits Post-employment benefits Share-based payments 2021 $ 602,786 26,074 55,417 684,277 2020 $ 395,523 18,307 1,037,259 1,451,089 Detailed remuneration disclosures are provided in the remuneration report. 53 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Transactions with other related parties Transactions between related parties are on normal commercial terms and conditions no more favourable than those available to other parties unless otherwise stated. The following transactions occurred during the year ended 30 June 2021 with related parties and were outstanding as the reporting date: Office rent and outgoings paid on an arms's length commercial basis to FNJ Properties Pty Ltd, a company associated with director, Leath Nicholson in respect of the Company's Melbourne Offices. Payment received in cash and equity. Consultancy fees paid to Skantech Pty Ltd, a company associated with Kartheek Munigoti, in respect of the provision of IT technical support services. Legal fees paid on normal commercial terms to Nicholson Ryan Lawyers Pty Ltd, a company associated with director Leath Nicholson. Payment received in cash and equity. Directors fees payable to Catellen Pty Ltd, a company associated with Leath Nicholson 70,000 Directors fees payable to Famile Pty Ltd, a company associated with Adam Gallagher 180,000 - - Directors fees payable to Shape Capital Pty Ltd, a company associated with Anoosh Manzoori 60,000 5,000 - - - During the Year 2021 $ Outstanding at end of Year 2021 $ During the Year 2020 $ Outstanding at end of Year 2020 $ 13,042 - 33,000 - - - 18,982 63,557 - 131,650 - - 5,833 - - 54 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 16. Share-based payments Share options and performance rights on issue Set out below are summaries of all options & rights, including those issued under the ESOP: Weighted average exercise price per share $ 0.018 $ 0.000 $ 0.065 $ 0.015 $0.027 2021 Number of options & performance rights 537,892,989 1,620,691 (23,890,191) (118,517,588) 397,105,901 367,302,967 2020 Weighted Number of average options & exercise price performance per share rights 50,041,900 $ 0.040 $ 0.015 568,634,134 (23,372,159) $ 0.015 (57,410,886) $ 0.008 $0.018 537,892,989 509,374,539 As at 1 July Granted during the year Forfeited during the year Exercised As at 30 June Vested and exercisable Share options outstanding at the end of the year have the following expiry date and exercise prices: Grant Date Recipients Expiry Date 18/11/2016 Director 8/11/2016 Director 10/11/2017 Director 11/12/2018 14/11/2019 29/05/2020 29/05/2020 Directors 19/06/2020 15/12/2020 15/12/2020 25/10/2021 10/12/2020 Investors - free attaching Rights Issue - free attaching 14/11/2022 29/05/2023 Employees 29/05/2023 18/06/2023 Sophisticated Investor Exercise Price $0.100 $0.100 $0.100 $0.030 $0.015 $0.015 $0.015 $0.015 30 June 2021 30 June 2020 - - 1,446,550 - 316,146,295 19,285,714 39,142,858 16,800,000 2,000,000 2,000,000 1,446,550 19,890,191 430,952,084 19,285,714 39,142,858 16,800,000 392,821,417 531,517,397 Weighted average remaining contractual life of options outstanding at end of Year: 1.48 2.36 55 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Performance rights outstanding at the end of the year have the following terms: Grant Date 13/01/2020 13/01/2020 1/02/2020 2/09/2020 2/09/2021 Recipients Employees Employees Employees Employees Employees Vesting Date Expiry Date 13/04/2022 13/01/2021 13/04/2022 13/01/2022 1/05/2021 1/02/2021 30/09/2021 1/07/2021 30/06/2022 1/07/2021 Weighted average remaining contractual life of rights outstanding at end of Year: Employee share scheme 30 June 2021 30 June 2020 - 3,000,000 - 1,172,415 112,069 3,000,000 3,000,000 375,592 - - 4,284,484 6,375,592 0.92 1.73 The Company has established the 'employee share option plan' (ESOP) to provide long-term incentives for employees (including directors) to deliver long-term shareholder returns. Participation in the plan is at the Board's discretion and no individual has a contractual right to participate in the plan or to receive any guaranteed benefits. Shareholders last approved the Company’s capacity to issue securities under the ESOP at the 2017 Annual General Meeting. Since the last approval, the following equity has been issued under the scheme: 56 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Shares Name Term Code Issue Date Grant Date Vesting Qty Date Issue Price Value of Shares Granted Value Vested $ $ $ Kartheek Munigoti Karen Davy Other Employees Kartheek Munigoti Kartheek Munigoti Kartheek Munigoti Other Employees Other Employees Kartheek Munigoti Terri Bakos Other Employees A B C D D D E F G G G 26/11/2018 31/12/2017 31/12/2017 2,878,135 0.0270 77,710 77,710 26/11/2018 18/12/2017 18/12/2017 43,478 0.0230 1,000 1,000 02/09/2019 02/09/2020 02/09/2020 769,231 0.0130 10,000 10,000 29/05/2020 01/05/2020 29/05/2020 3,571,429 0.0070 25,000 25,000 29/05/2020 01/05/2020 29/05/2021 3,571,429 0.0070 25,000 25,000 29/05/2020 01/05/2020 29/05/2022 3,571,428 0.0070 25,000 - 29/05/2020 28/05/2020 28/05/2020 1,056,358 0.0190 20,071 20,071 29/05/2020 28/05/2020 28/05/2020 600,000 0.0150 9,000 9,000 02/09/2020 02/09/2020 01/07/2021 172,414 0.0290 5,000 02/09/2020 02/09/2020 01/07/2021 172,414 0.0290 5,000 02/09/2020 02/09/2020 01/07/2021 827,587 0.0290 24,000 - - - A: Issue Price was 7 day VWAP up to close of trading on 31 December 2017 and at a 50% premium to the closing price on 11 October 2018. B: Ms Davy was the spouse of KMP Michael White who resigned on 4 February 2019. Issue price was closing share price on grant date. C: Issue price was 14 day VWAP up to close of trading on 23 July 2019 and a 42% premium to closing share price on date of issue. D: Issue price based on price granted to all shareholders under Rights Issue Allocation 15 November 2019. E: Issue price based on 30 day VWAP as at 30 April 2020. F: Issue price based on a 30% discount to the 30 day VWAP as at 30 April 2020. G: Issue price based on 7 day VWAP as at 1 September 2020. 57 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Options Name Kartheek Munigoti Terri Bakos Grant Date Vesting Date Expiry Date Qty Exercise Price $ Value of Options Granted $ Value Vested $ 1/05/2020 1/05/2020 29/05/2020 29/05/2020 29/05/2020 10,714,286 8,571,428 29/05/2020 0.0150 0.0150 53,571 42,857 53,371 42,857 All options were valued using a Black-Scholes valuation model with parameters as disclosed in note 16. Rights Name Term Code Grant Date Vesting Date Expiry Date Qty H Other Employee I Other Employee Other Employee J Kartheek Munigoti K K Terri Bakos K Other Employees 13/01/2020 13/01/2020 01/02/2020 02/09/2020 02/09/2020 02/09/2020 13/01/2021 13/01/2022 01/02/2021 02/09/2020 02/09/2020 02/09/2020 13/04/2022 13/04/2022 01/05/2021 01/07/2021 01/07/2021 01/07/2021 Value of Rights Granted $ 3,000,000 3,000,000 375,592 172,414 172,414 30,000 30,000 10,000 5,000 5,000 1,275,863 37,000 Value Vested $ - - - - - - H & I: Issued price based on a 43% premium to shares issued to shareholders under the Rights Issue Allocation 15 November 2019. J: Issued price based on 30 day VWAP as at grant date. K: Issued based on 7 day VWAP as at 1 September 2020 Other share based payment arrangements No other equity has been issued to employees or directors outside of the Company ESOP during the year. 58 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … Valuation of share options No options were issued during the year. Expenses arising from share-based payment transactions Expenses arising from shares issued to key management personnel Expenses arising from options issued to key management personnel Expenses arising from rights issued to key management personnel Expenses arising from shares issued to other employees Expenses arising from rights issued to other employees Expenses arising from shares issued to consultants 2021 $ 35,417 - 10,000 1,500 75,333 - 2020 $ 111,878 605,992 - 29,263 22,917 461,442 122,250 1,231,492 Additional $34,000 share-based payments expense relates to a salary sacrifice arrangement with employees to acquire shares. This share-based payment expense has been allocated as an employee benefit at note 3(b). 17. Remuneration of auditors During the year the following fees were paid or payable for services provided by the auditor of the parent entity, its related practices and non-related audit firms: Audit and review of financial statements BDO Audit Pty Ltd PKF Brisbane Audit PKF Kexin (Beijing) Business Advisory Co., Ltd Non-audit services PKF Brisbane Audit PKF Kexin (Beijing) Business Advisory Co., Ltd 2021 $ - 52,000 25,545 77,545 4,000 20,601 24,601 2020 $ 44,189 34,000 78,189 - - - Non-audit services include due diligence advisory services provided to the Company during the year. 59 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 18. Loss per share (a) Reconciliation of loss used in calculating loss per share Loss attributable to equity holders of the Group used in calculating loss per share: - From continuing operations (b) Weighted average number of shares used as the denominator 2021 $ 2020 $ (3,221,821) (2,923,876) (3,221,821) (2,923,876) 2021 No. 2020 No. Weighted average number of ordinary shares used as the denominator in calculating basic and diluted loss per share 1,381,166,017 873,682,078 There are 488,157,186 share options on issue not included in diluted earnings per share as these would have an anti-dilutive effect on earnings per share. These potential ordinary shares are anti-dilutive as their conversion to ordinary shares would decrease loss per share. If these shares options were included in the calculation of diluted earnings per share, the weighted average number of shares used in the denominator would be 1,869,323,203. 60 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … 19. Parent entity financial information Summary financial information The individual financial statements for the parent entity show the following aggregate amounts: Balance Sheet Current assets Non-current assets Total assets Current liabilities Non-current liabilities Total liabilities Share capital Reserves - Share-based payments Retained earnings Income Statement Loss for the year Total comprehensive loss 2021 $ 2020 $ 1,840,355 7,550,081 9,390,436 (85,582) - (85,582) 3,348,746 5,450,539 8,799,285 (73,898) - (73,898) 92,987,151 91,181,314 5,531,741 (87,990,418) 10,528,474 5,618,491 (88,074,418) 8,725,387 1,223,621 1,223,621 2,518,452 2,518,452 20. Summary of significant accounting policies This note provides a list of the significant accounting policies adopted in the preparation of these consolidated financial statements to the extent they have not already been disclosed in the other notes above. These policies have been consistently applied to all the years presented, unless otherwise stated. The financial statements are for the Group consisting of Constellation Technologies Limited and the entities its controlled. a) Basis of preparation These general purpose financial statements have been prepared in accordance with Australian Accounting Standards and Interpretations issued by the Australian Accounting Standards Board and the Corporations Act 2001. Constellation Technologies Limited is a for-profit entity for the purpose of preparing the financial statements. 61 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … i) Compliance with IFRS The consolidated financial statements of the Constellation Technologies Limited group also comply with International Financial Reporting Standards (IFRS) as issued by the International Accounting Standards Board (IASB). ii) Historical cost convention The financial statements have been prepared on a historical cost basis. iii) Going concern The financial statements have been prepared on the going concern basis, which contemplates continuity of normal business activities and the realisation of assets and settlement of liabilities in the normal course of business. As disclosed in the financial statements, the Group is in a net asset position of $3,011,651, net current asset position of $2,843,316 and has net operating cash outflows of $2,800,464. The Group generated a loss after tax for the year of $3,221,821. The group’s cash position decreased to $2,597,731 at 30 June 2021. Notwithstanding the historical losses to date the directors believe that the going concern basis of preparation is appropriate due to the following reasons: • • • Significant progress has been made in releasing the Group’s intellectual property. The Group’s revenue increased 112.02% over the prior year; Recent history in raising capital. The Group successfully raised over $5.6 from investors in the prior year. In the current year shareholders have exercised options raising $1.7m. There are still 392,821,417 options outstanding that could raise up to $5.8m from shareholders; and The Group continues to apply different measures to control its expenditure to preserve cash and working capital. It has the ability to negotiate payment in equity in lieu of cash with its consultants and suppliers, also improves the Group’s cash coverage. New and amended standards adopted by the group No new standards came into effect for the annual reporting period commencing 1 July 2020. 62 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … New standards and interpretations not yet mandatory or early adopted Australian Accounting Standards and Interpretations that have recently been issued or amended but are not yet mandatory, have not been early adopted by the consolidated entity for the annual reporting period ended 30 June 2021. The consolidated entity’s assessment of the impact of these new amended Accounting Standards and Interpretations, most relevant to the consolidated entity, are set out below: Conceptual Framework for Financial Reporting (Conceptual Framework) The revised Conceptual Framework is applicable to annual reporting periods beginning on or after 1 July 2021 and early adopted is permitted. The Conceptual Framework contains new definition and recognition criteria as well as new guidance on measurement that affects several Accounting Standards. Where the consolidated entity has relied on the existing framework in determining its accounting policies for transactions, events or conditions that are not otherwise dealt with under the Australian Accounting Standards, the consolidated entity may need to review such policies under the revised framework. At this time, the application of the Conceptual Framework is not expected to have a material impact on the consolidated entity’s financial statements. b) Principles of consolidation Subsidiaries Subsidiaries are all entities (including structured entities) over which the Group has control. The Group controls an entity when the group is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power to direct the activities of the entity. Subsidiaries are fully consolidated from the date on which control is transferred to the Group. They are deconsolidated from the date that control ceases. Intercompany transactions, balances and unrealised gains on transactions between Group companies are eliminated. Unrealised losses are also eliminated unless the transaction provides evidence of an impairment of the transferred asset. Accounting policies of subsidiaries have been changed where necessary to ensure consistency with the policies adopted by the Group. c) Segment reporting Operating segments are reported in a manner consistent with the internal reporting provided to the chief operating decision makers. This has been identified as the Board and chief executive officer. 63 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … d) Foreign currency translation Functional and presentation currency Items included in the financial statements of each of the Group's entities are measured using the currency of the primary economic environment in which the entity operates ('the functional currency'). The consolidated financial statements are presented in Australian dollar ($), which is Constellation Technologies Limited's functional and presentation currency. Transactions and balances Foreign currency transactions are translated into the functional currency using the exchange rates at the dates of the transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation of monetary assets and liabilities denominated in foreign currencies at year end exchange rates are generally recognised in profit or loss. Foreign exchange gains and losses that relate to borrowings are presented in the consolidated statement of profit or loss, within finance costs. All other foreign exchange gains and losses are presented in the consolidated statement of profit or loss on a net basis within other gains/(losses). Non-monetary items that are measured at fair value in a foreign currency are translated using the exchange rates at the date when the fair value was determined. Translation differences on assets and liabilities carried at fair value are reported as part of the fair value gain or loss. For example, translation differences on non-monetary assets and liabilities such as equities held at fair value through profit or loss are recognised in profit or loss as part of the fair value gain or loss and translation differences on non- monetary assets such as equities classified as at fair value through other comprehensive income are recognised in other comprehensive income. Group companies The results and financial position of foreign operations (none of which has the currency of a hyperinflationary economy) that have a functional currency different from the presentation currency are translated into the presentation currency as follows: • assets and liabilities for each consolidated balance sheet presented are translated at the closing rate at the date of that consolidated balance sheet income and expenses for each consolidated statement of profit or loss and consolidated statement of profit or loss and other comprehensive income are translated at average exchange rates (unless this is not a reasonable approximation of the cumulative effect of the rates prevailing on the transaction dates, in which case income and expenses are translated at the dates of the transactions), and all resulting exchange differences are recognised in other comprehensive income. • • On consolidation, exchange differences arising from the translation of any net investment in foreign entities, and of borrowings and other financial instruments designated as hedges of such investments, are recognised in other comprehensive income. When a foreign operation is sold or any borrowings forming part of the net investment are repaid, the associated exchange differences are reclassified to profit or loss, as part of the gain or loss on sale. 64 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … e) f) g) Revenue recognition The accounting policies for the Group’s revenue from contracts with customers are explained in note 2. Contract liabilities Contract liabilities represent the Group’s obligation to transfer goods or services to a customer and are recognised when a customer pays consideration, or when the Group recognises a receivable to reflect its unconditional right to consideration (whichever is earlier) before the Group has transferred the goods or services to the customer. Income tax The income tax expense or credit for the year is the tax payable on the current year's taxable income based on the applicable income tax rate for each jurisdiction adjusted by changes in deferred tax assets and liabilities attributable to temporary differences and to unused tax losses. The current income tax charge is calculated on the basis of the tax laws enacted or substantively enacted at the end of the reporting year in the countries where the Company and its subsidiaries and associates operate and generate taxable income. Management periodically evaluates positions taken in tax returns with respect to situations in which applicable tax regulation is subject to interpretation. It establishes provisions where appropriate on the basis of amounts expected to be paid to the tax authorities. Deferred income tax is provided in full, using the liability method, on temporary differences arising between the tax bases of assets and liabilities and their carrying amounts in the consolidated financial statements. However, deferred tax liabilities are not recognised if they arise from the initial recognition of goodwill. Deferred income tax is also not accounted for if it arises from initial recognition of an asset or liability in a transaction other than a business combination that at the time of the transaction affects neither accounting nor taxable profit or loss. Deferred income tax is determined using tax rates (and laws) that have been enacted or substantially enacted by the end of the reporting year and are expected to apply when the related deferred income tax asset is realised or the deferred income tax liability is settled. Deferred tax assets are recognised only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. Current and deferred tax is recognised in profit or loss, except to the extent that it relates to items recognised in other comprehensive income or directly in equity. In this case, the tax is also recognised in other comprehensive income or directly in equity, respectively. h) Borrowings Loans and borrowings are initially recognised at the fair value of the consideration received, net of transaction costs. They are subsequently measured at amortised cost using the effective interest method. 65 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … i) j) k) l) Lease liabilities A lease liability is recognised at the commencement date of a lease. The lease liability is initially recognised at the present value of the lease payments to be made over the term of the lease, discounted using the interest rate implicit in the lease or, if that rate cannot be readily determined, the consolidated entities incremental borrowing rate. Lease payments comprise of fixed payments less any lease incentives receivable, variable lease payments that depend on an index or a rate, amounts excepted to be paid under residual value guarantees, exercise price of a purchase option when the exercise of the option is reasonably certain to occur, and any anticipated termination penalties. The variable lease payments that do not depend on an index or a rate are expensed in the period in which they are incurred. Lease liabilities are measured at amortised cost using the effective interest method. The carrying amounts are remeasured if there is a change in the following; future lease payments arising from a change in an index or a rate used; residual guarantee; lease term; certainty of a purchase option and termination penalties. When a lease liability is remeasured, an adjustment is made to the corresponding right-of use asset, or to profit or loss if the carrying amount of the right-of-use asset is fully written down. Discontinued operations A discontinued operation is a component of the consolidated entity that has been disposed of or is classified as held for sale and that represents a major line of business or area of operations, or is a subsidiary acquired exclusively with a view to resale. The results of discontinued operations are presented separately on the face of the profit or loss and other comprehensive income. Where a decision is made to treat a major line of business or area of operations as discontinued the comparative information is restated to reflect as if that major line of business or area of operations had been discontinued in the prior year. Impairment of assets Assets are tested for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. An impairment loss is recognised for the amount by which the asset's carrying amount exceeds its recoverable amount. The recoverable amount is the higher of an asset's fair value less costs of disposal and value in use. For the purposes of assessing impairment, assets are grouped at the lowest levels for which there are separately identifiable cash inflows which are largely independent of the cash inflows from other assets or groups of assets (cash-generating units). Non- financial assets other than goodwill that suffered an impairment are reviewed for possible reversal of the impairment at the end of each reporting year. Cash and cash equivalents For the purpose of presentation in the consolidated statement of cash flows, cash and cash equivalents includes cash on hand, deposits held at call with financial institutions, other short-term, highly liquid investments with original maturities of three months or less that are readily convertible to known amounts of cash and which are subject to an insignificant risk of changes in value, and bank overdrafts. Bank overdrafts are shown within borrowings in current liabilities in the consolidated balance sheet. 66 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … m) Trade and other receivables Trade receivables are recognised initially at fair value and subsequently measured at amortised cost using the effective interest method, less loss allowance. See note 5(b) for further information about the Group’s accounting for trade receivables and note 10(b) for a description of the Group's impairment policies. n) Investments and other financial assets Classification The Group classifies its financial assets in the following measurement categories: • • those to be measured subsequently at fair value (either through OCI or through profit or loss), and those to be measured at amortised cost. The classification depends on the entity’s business model for managing the financial assets and the contractual terms of the cash flows. For assets measured at fair value, gains and losses will either be recorded in profit or loss or OCI. For investments in equity instruments that are not held for trading, this will depend on whether the Group has made an irrevocable election at the time of initial recognition to account for the equity investment at fair value through other comprehensive income (FVOCI). Recognition and derecognition Regular way purchases and sales of financial assets are recognised on trade-date, the date on which the Group commits to purchase or sell the asset. Financial assets are derecognised when the rights to receive cash flows from the financial assets have expired or have been transferred and the Group has transferred substantially all the risks and rewards of ownership. Measurement At initial recognition, the Group measures a financial asset at its fair value plus, in the case of a financial asset not at fair value through profit or loss (FVPL), transaction costs that are directly attributable to the acquisition of the financial asset. Transaction costs of financial assets carried at FVPL are expensed in profit or loss. Impairment The Group assesses on a forward looking basis the expected credit losses associated with its debt instruments carried at amortised cost and FVOCI. The impairment methodology applied depends on whether there has been a significant increase in credit risk. For trade receivables, the Group applies the simplified approach permitted by IFRS 9, which requires expected lifetime losses to be recognised from initial recognition of the receivables, see note 10(b) for further details. 67 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … o) Property, plant and equipment Plant & Equipment Plant & equipment acquired are stated at historical cost less depreciation. Historical cost includes expenditure that is directly attributable to the acquisition of the items. Subsequent costs are included in the asset's carrying amount or recognised as a separate asset, as appropriate, only when it is probable that future economic benefits associated with the item will flow to the Group and the cost of the item can be measured reliably. The carrying amount of any component accounted for as a separate asset is derecognised when replaced. All other repairs and maintenance are charged to profit or loss during the reporting year in which they are incurred. The assets residual values and useful lives are reviewed, and adjusted if appropriate, at the end of each reporting year. An assets carrying amount is written down immediately to its recoverable amount if the asset's carrying amount is greater than its estimated recoverable amount. Gains and losses on disposals are determined by comparing proceeds with carrying amount. These are included in profit or loss. Right-of-use assets These includes leases of rental properties and equipment. A right-of-use asset is recogised at the commencement date of a lease. The right-of-use asst is measured at cost, which comprises the initial amount of the lease liability, adjusted for, as applicable, any lease payments made at or before the commence date, net of any lease incentives received, any initial direct costs incurred, and except where included in the cost of inventories, an estimate of the cost expected to be incurred for dismantling and removing the underlaying asset, and restoring the site or asset. Right-of-use assets are depreciated on a straight-line basis over the unexpired period of the lease or the estimated useful life of the asset, whichever is the shorter. Where the consolidated entity expects to obtain ownership of the lease asset at the end of the lease term, the depreciation is over the estimated useful life. Right-of-use assets are subject to impairment or adjusted for any remeasurement of lease liabilities. The Group has elected not to recognise a right-of-use asset and corresponding lease liability for short- term leases with terms of 12 months or less and leases of low-value assets. Lease payments on these assets are expensed to profit or loss as incurred. 68 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … p) q) Trade and other payables These amounts represent liabilities for goods and services provided to the Group prior to the end of financial year which are unpaid. The amounts are unsecured and are usually paid within 30 days of recognition. Trade and other payables are presented as current liabilities unless payment is not due within 12 months after the reporting year. They are recognised initially at their fair value and subsequently measured at amortised cost using the effective interest method. Employee benefits Short-term obligations Liabilities for wages and salaries, including non-monetary benefits, annual leave and accumulating sick leave that are expected to be settled wholly within 12 months after the end of the year in which the employees render the related service are recognised in respect of employees’ services up to the end of the year and are measured at the amounts expected to be paid when the liabilities are settled. The liabilities are presented as current employee benefit obligations in the balance sheet. Share-based payments Share-based compensation benefits are provided to employees via the 'employee share option plan' (ESOP). Information relating to these schemes is set out in note 16. Employee options The fair value of options granted under the ESOP is recognised as a share-based payment expense with a corresponding increase in equity. The total amount to be expensed is determined by reference to the fair value of the options granted: • • including any market performance conditions (e.g. the Group’s share price) excluding the impact of any service and non-market performance vesting conditions (e.g. profitability, sales growth targets and remaining an employee of the Group over a specified time period), and including the impact of any non-vesting conditions (e.g. the requirement for employees to save or holdings shares for a specific period of time). • The total expense is recognised over the vesting period, which is the period over which all of the specified vesting conditions are to be satisfied. At the end of each year, the Group revises its estimates of the number of options that are expected to vest based on the non-market vesting and service conditions. It recognises the impact of the revision to original estimates, if any, in profit or loss, with a corresponding adjustment to equity. 69 Constellation Technologies Limited Annual Report 2021 Notes to the Consolidated Statements continued … r) s) Contributed equity Ordinary shares are classified as equity. Incremental costs directly attributable to the issue of new shares or options are shown in equity as a deduction, net of tax, from the proceeds. Loss per share Basic loss per share Basic loss per share is calculated by dividing: • the loss attributable to owners of the Group, excluding any costs of servicing equity other than ordinary shares • by the weighted average number of ordinary shares outstanding during the financial year, adjusted for bonus elements in ordinary shares issued during the year. Diluted loss per share Diluted loss per share adjusts the figures used in the determination of basic loss per share to take into account: • the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares, and the weighted average number of additional ordinary shares that would have been outstanding assuming the conversion of all dilutive potential ordinary shares. • t) Rounding of amounts The Group is of a kind referred to in ASIC Legislative Instrument 2016/191, relating to the 'rounding off' of amounts in the financial statements. Amounts in the financial statements have been rounded off in accordance with the instrument to the nearest dollar. u) Goods and services tax (GST) Revenues, expenses and assets are recognised net of the amount of associated GST, unless the GST incurred is not recoverable from the taxation authority. In this case it is recognised as part of the cost of acquisition of the asset or as part of the expense. Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable from, or payable to, the taxation authority is included with other receivables or payables in the consolidated balance sheet. Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities which are recoverable from, or payable to the taxation authority, are presented as operating cash flows. v) Inventory Stock on hand is stated at the lower of cost and net realisable value on a ‘first in first out’ basis or FIFO. Costs of purchased inventory are determined after deducting rebates and discounts received or receivable. Net realisable value is the estimated selling price in the ordinary course of business less the estimated costs of completion and the estimated costs necessary to make the sale. 70 Constellation Technologies Limited Annual Report 2021 Director’s Declaration In the directors' opinion: the financial statements and notes set out on pages 29 to 70 are in accordance with the Corporations Act 2001, including: • complying with Accounting Standards, the Corporations Regulations 2001 and other mandatory professional reporting requirements, and • giving a true and fair view of the consolidated entity's financial position as at 30 June 2021 and of its performance for the financial year ended on that date, and there are reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable. Note 20(a) confirms that the financial statements also comply with International Financial Reporting Standards as issued by the International Accounting Standards Board. The directors have been given the declarations by the chief executive officer and chief financial officer required by section 295A of the Corporations Act 2001. This declaration is made in accordance with a resolution of directors. Mr Kartheek Munigoti Executive Director and Chief Executive Officer 71 Constellation Technologies Limited Annual Report 2021 Independent Auditors Report 72 Constellation Technologies Limited Annual Report 2021 73 Constellation Technologies Limited Annual Report 2021 74 Constellation Technologies Limited Annual Report 2021 75 Constellation Technologies Limited Annual Report 2021 Shareholder Information As at 27 August 2021 Distribution of equity securities The number of shareholders, by size of holding in each class of equity are: Distribution 100,001 and over 10,001 to 100,000 5,001 to 10,000 1,001 to 5,000 1 to 1,000 Total No. of holders 705 489 17 34 124 Ordinary Shares No. of shares 1,444,559,046 24,051,580 147,753 82,964 20,391 No. of holders Options No. of shares 176 388,724,821 4,055,061 16,020 19,853 5,662 76 2 8 22 1,369 1,468,861,734 284 392,821,417 There is one holder of 3,000,000 Performance Rights on issue. There were 330 holders of less than a marketable parcel of 4,359,420 ordinary shares. 76 Constellation Technologies Limited Annual Report 2021 Shareholder Information Twenty largest holders of quoted securities are: Name of registered holder LG EQUITIES PTY LTD KARTHEEK MUNIGOTI SHANKAR RAO BERNE NO 132 NOMINEES PTY LTD 1 2 MISS MENGJIAO ZHAO 3 MRGL PTY LTD 4 MR XIAONIU BAO 5 HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 6 7 8 MRS XIAOFANG ZHANG 9 MR YI ZHANG 10 BNP PARIBAS NOMS PTY LTD 11 BERNE NO 132 NOMINEES PTY LTD 12 K & M HOLDINGS AUSTRALIA PTY LTD 13 S & M FRENCH INVESTMENTS PTY LTD 14 MS XIAOFANG ZHANG 15 AUSTANCO PTY LTD 16 HONGMEN CAPITAL HOLDINGS PTY LTD 17 MAINLINE SOLUTIONS PTY LIMITED 18 PRADO INVESTMENTS PTY LTD 19 MR CHRISTOPHER THOMAS TITMARSH 20 MR CHANG LIANG ZHANG + MRS DAN YUN WEI No. of shares % of holding 94,466,988 74,497,459 51,189,192 41,760,000 34,983,461 30,341,882 30,000,000 27,881,641 27,840,000 26,119,239 26,000,000 25,000,000 24,884,983 22,000,000 21,975,000 21,428,571 21,079,044 20,500,000 18,004,625 17,373,543 6.43 5.07 3.48 2.84 2.38 2.07 2.04 1.90 1.90 1.78 1.77 1.70 1.69 1.50 1.50 1.46 1.44 1.40 1.23 1.18 657,325,628 44.75 Substantial shareholders The names of the substantial shareholders who have notified the Group in accordance with section 371B of the Corporations Act 2001 are as follows. Quantity and Percentage of shares stipulated are as supplied by the substantial shareholder: Name of registered holder 1 Raymond Malone 2 Mengjiao Zhao 3 K&M Holdings Australia Pty Ltd 4 Mainline Solutions Pty Limited 5 S&M French Investments Pty Ltd No. of shares 156,276,694 84,865,427 35,840,430 33,249,673 28,984,983 % of holding 11.61 5.78 7.03 6.52 5.69 77 Constellation Technologies Limited Annual Report 2021 Shareholder Information Voting rights The voting rights attached t equity securities are set out below: Ordinary shares Each ordinary share is entitled to on vote when a poll is called, otherwise each member present at a meeting or by proxy has one vote on a show of hands. Options and performance rights Options and performance rights are not entitled to voting rights. Unquoted equity security holdings greater than 20% No single shareholder has an unquoted equity holding greater than a 20%. Escrowed securities holdings The following securities holdings are subject to restrictions or voluntary escrow arrangements. Security Type Ordinary Shares1 Ordinary Shares1 Qty Escrow Date 60,000,000 61,879,029 8/01/2026 19/06/2022 121,879,029 1Securities escrowed until disclosed date or when various performance targets are satisfied. On market buy-back There is no current on-market buy-back of the Group’s securities. 78 Constellation Technologies Limited Annual Report 2021

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