Firstwave Cloud Technology Limited
Annual Report 2022

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2022 ANNUAL REPORT Financial Statements For the Year Ended 30 June 2022 Firstwave Cloud Technology Limited ABN 35 144 733 595 Contents Chairman’s Letter CEO’s Letter Directors’ Report and Remuneration Report Auditor’s Independence Declaration Financial Report Directors’ Declaration Independent Auditor’s Report Shareholder Information Corporate Directory 3 5 7 26 27 70 71 76 79 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 Chairman’s Letter 2022 was a year in which your Company asked for continuing patience from shareholders as it reset its product strategy and its path forward with the acquisition of Opmantek Ltd. Key aspects of the year: — In July, a change in leadership with CEO Neil Pollock standing down and my taking the role in the interim to appointing a replacement — In July, informing shareholders in the FY21 Q4 Update that, while the strategic rationale for FirstWave’s long term success remained intact, a review of operations had indicated there was a lack of organizational focus and ‘friction’ in the product to adoption at scale for both the service provider and end user and that, until this was removed toward the end of Q3 in a new version of the software, we would not engage in new partner sales — In October, following a review of international contracts, two African based partners requested a pause in their contracts to review key terms related to their payments to FirstWave prior to receiving payments from their customers. The two contracts represented AU$1.95m of the AU$3.01m International Annualised Recurring Revenue (IARR) reported at FirstWave’s Q4 FY21 update. After careful consideration of its options, the Company agreed to pause the contracts and accept the revised terms in principle, believing this to be in the best interests of shareholders and partners — In November, the launch of CyberCision Phase I, the most transformational technology upgrade in FirstWave’s history aimed primarily at service providers and providing higher levels of automation and integration — In November, announcement of the intended acquisition of Opmantek Ltd via the issue of FirstWave shares and a $14m capital raise as growth capital. The acquisition delivered new software – Network Management and Information System (NMIS) and Open-AudIT – doubling the current portfolio, a new channel to market in the US and Latin America led by US based Chief Revenue Officer, Craig Nelson, the opportunity to merge the two businesses to deliver significant cost-out, a new CEO, Managing Director and major shareholder, Danny Maher, and an additional Non-Executive Director, Ray Kiley — In March, extension of FirstWave’s contract with Telstra for an additional two years with a further two-year option, expansion of its scope to include additional cybersecurity services provided through FirstWave’s CyberCision platform, together with prioritising Telstra as a key account for FirstWave and improving the sales enablement process with key account management to open significant new revenue streams, and — In June, launching CyberCision Phase II, including real-time cybersecurity visibility via a mobile app for end-users, and frictionless email protection delivering speed and scale of adoption for service providers. T T R R O O P P E E R R L L A A U U N N N N A A 2 2 2 2 0 0 2 2 – – Y Y G G O O L L O O N N H H C C E E T T D D U U O O L L C C E E V V A A W W T T S S R R I I F F 3 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y In Closing: FY22 has been a transformative year for FirstWave with: — Normalised cash burn reducing from $1m per month to near $0.5m per month — Cash on hand increasing from $9.96m to $10.41m — Annualised Recurring Revenue (ARR) of $10.92m up from $9.32m — Saleable product IP expanding significantly to add software providing network audit, management and intelligence to cybersecurity — New channels to market into the US and Latin America and a reduction in emphasis on the Middle East, Africa, Europe, Asia and India. The FY23 year shows more promise for revenue growth at higher margins and lower costs than any in the past. The challenge for the management team under Danny Maher is to realise this promise. The directors and management team will continue to apply the Company’s resources in a way we believe is in shareholders’ best interests and, once again, we give our sincere thanks to both long-term and new shareholders for their continued support for the Company. My sincere thanks also go to our full team who continue to deliver to their best ability under pressure – FirstWave is a very hard-working Company – and to my fellow directors for their commitment, contribution and support. Kind regards John Grant Chairman T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 C C H H A A I I R R M M A A N N ’ ’ S S L L E E T T T T E E R R C C E E O O ’ ’ S S L L E E T T T T E E R R D D I I R R E E C C T T O O R R S S ’ ’ R R E E P P O O R R T T F F I I N N A A N N C C I I A A L L R R E E P P O O R R T T S S H H A A R R E E H H O O L L D D E E R R I I N N F F O O R R M M A A T T I I O O N N C C O O R R P P O O R R A A T T E E D D I I R R E E C C T T O O R R Y Y CEO’s Letter I was thrilled to join the company in January as part of the acquisition of Opmantek Ltd. As part of this transaction I became one of the major shareholders in the company and brought across a group of shareholders who I have known and have enjoyed their support over a long period of time. I have seen this acquisition transform the company and I commend the chair and the board for initiating it. As a major shareholder myself, and with a commitment to returns for all shareholders, I can say that every month that has passed during my time as CEO I have seen the company move forward – reducing cash burn, growing the pipeline and enhancing key customer and partner relationships. I believe we have transformed the company and after integrating the two company’s products and cultures we can focus on the significant opportunities to grow our revenues. Resetting Strategic Direction: Our goal is to increase shareholder returns. In February we adopted 3 key strategic principles to guide the company towards this goal: 1. Be capital efficient (principally focused on reducing costs) 2. Adopt a sales-led culture 3. Grow Faster Off the back of these 3 strategic objectives a full strategic plan was developed which was approved by the board in June and communicated to all staff in July. The impacts of resetting this strategy are significant. In terms of capital efficiency, we have seen our norrmalised cash burn move from around $1m per month to under $0.6m a month and approaching the $0.5m per month which was targeted post the acquisition of Opmantek. As revenue grows, we will see this cash burn reduce further. Significantly, our company’s total operational costs are lower than they were in December 2021 even though we have acquired and absorbed another company which doubled our Gross Profit. I feel the company is fit, operating with higher efficiency, and still investing appropriately in growth. In terms of adopting a sales-led culture, I am extremely pleased in how the organisation has embraced this shift. We are seeing the majority of the people in the company understand that they are part of increasing sales and making decisions that are focused on increasing sales. We have seen multi- level and multi-faceted relationships building with our key partners – it is critical that we all engage with our customers and partners to help deliver success. We have seen decisions on our product development reviewed with a view to whether they will increase sales (or reduce churn) in addition to whether they increase functionality. In relation to growing faster, we have seen increases in our gross margins, some very helpful once off revenues, and our pipeline grow to a level that has never been seen before (either by FirstWave or Opmantek). With our strategy set and having a positive impact, our costs under control and our people focused on sales growth, we now need to see these deals transition from pipeline to customers. Noting that the deals in the pipeline were not there 6 months ago, I am very pleased also with our growth initiatives. We have managed to maintain our Annual Recurring Revenues with some growth while integrating Opmantek and resetting this strategy. T T R R O O P P E E R R L L A A U U N N N N A A 2 2 2 2 0 0 2 2 – – Y Y G G O O L L O O N N H H C C E E T T D D U U O O L L C C E E V V A A W W T T S S R R I I F F 5 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Outlook: The integration of Opmantek has gone very well and is complete. We have good levels of cash to invest in our growth, stabilised and reducing cash burn, and an excellent and growing pipeline. The company is in a very different and highly positive place compared to 12 months ago. Our focus and challenge now is the conversion of the pipeline we have built during a time in which we have reduced costs, reset our strategy and absorbed a company of similar size to ourselves. Conversion of the pipeline will deliver clients that provide ongoing growth – commercial relationships that grow over time and therefore also underpin future growth. CyberCision will take another leap forward as we integrate some of the Opmantek IP into the platform – this is IP the company now owns wholly (does not have to develop) and as a result we are going to see some significant product enhancements quickly without significant R&D efforts and we will see increased product margins. The product team is working on the integration of this IP within our three guiding strategic principles, and I have been impressed with their work so far. We should see the first impact of this work in Q3 of the FY23 year. We have diversified our revenues geographically and from a product perspective which de-risks the business and also allows us to put an increased strategic focus on the Telstra relationship. We have the ability to grow within our existing client base and from new clients currently in the pipeline. While we are investing in our growth by leveraging the good levels of cash that we have, we are conscious that we also have to manage associated risks and on that front I am also very pleased that we have many levers to pull and many ways to navigate this next period of time depending on the levels of growth that we achieve – be it higher or lower than planned, we have sufficient capital and sufficient flexibility to continue to execute and reach cash flow break even. FirstWave is in a very exciting and growing space being a provider of software for Cybersecurity and Network Management. We have exceptional clients such as Telstra, NASA, Microsoft and Nextlink who continue to extend and expand their agreements with us. We have an exceptional pipeline created off the back of exceptional products and we see revenues and margins growing and cash burn continuing to decrease. I am a happy, optimistic MD and shareholder at this point in time, and I look forward to the next financial year. Kind regards Danny Maher Managing Director and Chief Executive Officer T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 C C H H A A I I R R M M A A N N ’ ’ S S L L E E T T T T E E R R C C E E O O ’ ’ S S L L E E T T T T E E R R D D I I R R E E C C T T O O R R S S ’ ’ R R E E P P O O R R T T F F I I N N A A N N C C I I A A L L R R E E P P O O R R T T S S H H A A R R E E H H O O L L D D E E R R I I N N F F O O R R M M A A T T I I O O N N C C O O R R P P O O R R A A T T E E D D I I R R E E C C T T O O R R Y Y Directors’ report 30 June 2022 The directors present their report, together with the financial statements, on the consolidated entity (referred to hereafter as the ‘consolidated entity’ or ‘FirstWave’) consisting of FirstWave Cloud Technology Limited (referred to hereafter as the ‘company’, or ‘parent entity’) and the entities it controlled at the end of, or during, the year ended 30 June 2022. Directors The following persons were directors of FirstWave Cloud Technology Limited during the whole of the financial year and up to the date of this report, unless otherwise stated: John Grant – Non-Executive Chairman (Executive Chairman until 27 January 2022) Paul MacRae – Non-Executive Director Euh (David) Hwang – Non-Executive Director Danny Maher – Managing Director (appointed on 27 January 2022) Ray Kiley – Non-Executive Director (appointed on 27 January 2022) Principal activities During the financial year, the principal continuing activities of the consolidated entity comprise of development and sale of internet security software and with the acquisition of Opmantek Ltd (‘Opmantek’) on 14 January 2022 have expanded to include the development and sale of network monitoring software. Dividends There were no dividends paid, recommended or declared during the current or previous financial year. Review of operations FirstWave Cloud Technology Limited, provides the following review of its operations for the Financial Year 2022 (‘FY22’). FY22 saw some significant changes for the company starting in July with the departure of the CEO Neil Pollock that resulted in the Chairman John Grant taking on an interim CEO role while an executive search exercise was run looking for a suitable replacement. In this interim role John undertook a review of the business that resulted in two significant events: 7 T T R R O O P P E E R R L L A A U U N N N N A A 2 2 2 2 0 0 2 2 – – Y Y G G O O L L O O N N H H C C E E T T D D U U O O L L C C E E V V A A W W T T S S R R I I F F — An announcement in the FY21 Q4 investor update that ‘friction’ existed in the product and that new partner sales would not be actively pursued until this ‘friction’ was removed; and — An ASX announcement on 19 October 2021 noting two material contracts that represented $1.95 million of the $3.01 million international annualised recurring revenue (‘IARR’) reported in the company’s FY21 Q4 update needed to be paused while contract issues involving end- customer usage and payments were resolved. On 27 October 2021 the company announced the launch of CyberCision Phase I which marked the start of an upgrade to the company’s products to remove the ‘friction’ noted in John’s review. There was a subsequent ASX announcement on 1 June 2022 for CyberCision Phase II that detailed the launch of a new mobile app and frictionless email protection. The most significant event in the year was the acquisition of Opmantek Ltd. An initial announcement was made on 29 November 2021 stating the intended acquisition of Opmantek Ltd via the issue of FirstWave shares and a $14,000,000 capital raise (which comprised of a $7,000,000 two-tranche placement, and a fully underwritten $7,000,000 non-renounceable entitlement offer) surrounding the acquisition to provide future growth capital. On 7 December 2021, the company issued 40,000,000 new shares from the first tranche of the two-tranche placement announced by the company on 29 November 2021 at an offer price of $0.07 per new share raising a total of $2,800,000 (before costs). On 21 December 2021, the company issued 99,398,468 new shares from the fully underwritten entitlement offer announced by the company on 29 November 2021 to subscribe 3 new shares for every 23 existing shares of the company at an offer price of $0.07 per new share raising a total of $6,957,893 (before costs). On 10 January 2022, Danny Maher was appointed as Chief Executive Officer of the company. On 14 January 2022, the acquisition was completed with 100% acceptance from Opmantek shareholders and a new Key Management Personnel, Craig Nelson, was appointed as Chief Revenue Officer with immediate effect. C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y On 20 January 2022, the company issued 60,000,000 new shares from the second tranche of the two-tranche placement announced by the company on 29 November 2021 at an offer price of $0.07 per new share raising a total of $4,200,000 before issue costs. On 27 January 2022, Danny Maher was appointed as Managing Director and Ray Kiley was appointed as non-executive director. From 14 January 2022, the combined business focused on performance, integration and cost reduction. The combined business also announced a new Microsoft deal for network management, extended the Telstra relationship for further two years and announced a five-year Macquarie Cloud Services deal. Financial review Profit or loss performance FirstWave’s revenue for the year was $9,351,497 (2021: $7,975,182), which represents an increase of 17.3% over the prior comparative period (‘PCP’). Revenue from the product lines from acquisition of Opmantek from 14 January 2022 to 30 June 2022 was $1,999,207. The reduction in revenues from the Firstwave products was mainly due to the loss of revenue in the African region as discussed in the ASX announcement on 19 October 2021. FirstWave’s total comprehensive loss after income tax was $13,455,494 (2021: loss $10,812,108), representing a 24.4% worsening on the PCP. This result includes $2,173,410 (2021: $nil) one-off transaction costs in relation to the acquisition of Opmantek Ltd. The loss excluding the transaction costs was $11,282,084 representing a 4.3% worsening on PCP. This result also includes the impact of the recognition of non-cash share-based payment expenses of $860,004 (2021: $3,078,902), resulting from share rights and options being granted to employees and directors. These are reported in divisional expense classifications, e.g., sales and marketing, product and development and hence align with where the recipient’s employment costs have been recognised in the statement of profit or loss and other comprehensive income. FirstWave continued its focus on disciplined cost management of ‘cash-settled’ expenses (those that the company pays for in cash and hence excludes share-based payments, depreciation and amortisation) which were $4,601,704 higher than the previous year at $16,488,444 (2021: $11,886,740). The higher ‘cash-settled’ expenses were mainly due to $2,173,410 (2021: nil) one-off transaction costs in relation to the acquisition of Opmantek Ltd and combined business costs from 14 January 2022 onwards. With the experience that FirstWave has developed in estimating R&D returns and the fact that an R&D rebate has been granted consistently over several years, FirstWave recognised R&D income on an accrual basis in FY22 ($1,358,122) and FY21 ($2,239,577). However, FY21 was the first year that the R&D income was recognised on an accrual basis. The Research and Development (R&D) tax incentive of $2,061,928 relating to FY20 was recognised as income on its receipt in January 2021 (i.e., FY21). Therefore, the financial results for FY21 include R&D income from both the prior period of $2,061,928 and FY21 accrued income estimated at $1,275,017. Total R&D income recognised in FY21 was $2,239,577, which is less than the total of $3,336,945 referenced above due to the work undertaken to earn this R&D grant being capitalised, and the majority of the funds, therefore, being recognised in the statement of financial position. Refer to note 5 ‘Other income’ for further information. Statement of financial position Cash and cash equivalents increased by $446,723 which was largely because of a successful equity raise (which comprised of a placement to institutional and sophisticated investors, and a fully underwritten non-renounceable entitlement offer) in December 2021 and January 2022, of $13,957,893 (before costs) by issuing 199,398,468 shares at $0.07 per share. This equity raise was completed to support the acquisition of Opmantek after allowing for payments for $2,717,781 in transaction costs, repayment of loans and warrants of $2,282,136 and payment of brokerage fees of $1,050,862. There were net cash outflows of $3,084,626 relating to further investment into FirstWave’s technology platform and a net cash outflow of $8,003,571 to support operating activities. Net cash used in operating activities was lower than PCP by $43,102 (0.5%). Cash receipts from customers were $11,156,706 (2021: $4,070,181). FirstWave has significant intangible assets of $61,830,141 in the statement of financial position, the majority of which relates to the goodwill on acquisition of Opmantek Ltd of $49,493,774, the development of the FirstWave CyberCision platform, and the development of the Network Management Information System (‘NMIS’) and Open-AudIT suite of software products. FirstWave continues to invest in the CyberCision platform and the NMIS and Open-AudIT suite of software products through the capitalisation of applicable development projects. Liquidity The directors consider that the consolidated entity will continue as a going concern, as explained in note 1 to the financial statements. Business risks The following is a summary of material business risks that could adversely affect the consolidated entity’s financial performance and growth potential in future years and how the consolidated entity propose to mitigate such risks. 8 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Macroeconomic risks As the products sold by the consolidated entity are discretionary for many customers, the consolidated entity’s financial performance can be impacted by current and future economic conditions which it cannot control, such as increases in interest rates, inflation and its customers’ operating costs. The consolidated entity stays abreast of these conditions, focuses on its internal debtor controls and is diversifying its customer base to help manage these risks. Competitive market and changes to market trends The consolidated entity operates in a highly competitive market. Innovation is constant and new, competitive products could result in pricing pressures and result in unfavourable product positioning within the market. This risk is managed through maintaining product development teams that are highly experienced and remain abreast of the latest technological advances and implications for our current and future products. The company also continue to invest in its brand which continues to be well regarded within Australia and USA. Revenue concentration FirstWave’s globally unique CyberCision platform provides best-in-class cybersecurity technologies, enabling FirstWave’s Partners, including some of the world’s largest telcos and managed service providers (MSPs), to protect their customers from cyber- attack, while rapidly growing cybersecurity services revenues at scale. In previous financial periods there was a concentration risk due to a focus on a single significant customer. In January 2022, FirstWave acquired Opmantek Limited (‘Opmantek’), a leading provider of enterprise-grade network management, automation and IT audit software, with 150,000 organisations using their software across 178 countries and enterprise clients including Microsoft, Telmex, Claro, NextLink and NASA. CyberCision together with Opmantek’s flagship Network Management Information System (‘NMIS’) and Open-AudIT product enables FirstWave to provide a comprehensive end-to-end solution for network discovery, management and cybersecurity for its Partners globally. The acquisition and subsequent integration of the two businesses has reduced the revenue concentration risk with the combined business now having an expanded product offering and a geographically distributed range of customers. Cybersecurity and Information technology (‘IT’) infrastructure The executive has directed substantial effort into ensuring that the risk and security controls safeguarding the combined entity continue to meet best practice. The controls guarantee that the combined entity can meet the high assurance requirements demanded by our partners and the requirements of our ISO 27001 certified Information Security Management System (‘ISMS’). The entity 9 has extended its proactive monitoring of trends and vulnerabilities, utilising subscriptions to Threat Intelligence services, the Australian Cyber Security Centre as well as regular internal vulnerability assessments, external penetration testing, security awareness training, Phishing simulation tests and (desktop based) BCP/DR tests. The robust ISO certified ISMS, resilient systems, continuous review and testing and high level of staff security awareness all contribute to safeguard and protect the company’s people and systems. Significant changes in the state of affairs The remaining 15,288,373 sub-underwriter options from the May 2020 capital raise were exercised in July and August 2021, adding a further $764,419 to cash reserves. On 7 December 2021, the company issued 40,000,000 new shares from the first tranche of the two-tranche placement announced by the company on 29 November 2021 at an offer price of $0.07 per new share raising a total of $2,800,000 (before costs). On 21 December 2021, the company issued 99,398,468 new shares from the fully underwritten entitlement offer announced by the company on 29 November 2021 to subscribe 3 new shares for every 23 existing shares of the company at an offer price of $0.07 per new share raising a total of $6,957,893 (before costs). On 10 January 2022, Danny Maher, the Opmantek Executive Chairman was appointed CEO of the company. On 14 January 2022, the company completed the acquisition of Opmantek Ltd (‘Opmantek’) with the acceptance by Opmantek’s shareholders of the offer to acquire 100% of the issued capital of Opmantek through the issuance of 691,265,824 new shares in the company. The acquisition was undertaken as a 100% scrip for scrip acquisition. A fast-growing provider of enterprise-grade network management, automation and IT audit software to Managed Service Providers (‘MSP’) and medium to large businesses worldwide, Opmantek was acquired to bring substantial operational, financial and strategic benefits to the consolidated entity including product expansion, new global channels, access to the US market and a strengthened leadership team. On 17 January 2022, the 691,265,824 new shares of the company were issued. The issue of the shares has resulted in: — Opmantek becoming a wholly owned subsidiary of the company; and — Opmantek shareholders owning approximately 42% of the company’s issued shares. C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F On 20 January 2022, the company issued 60,000,000 new shares from the second tranche of the two-tranche placement announced by the company on 29 November 2021 at an offer price of $0.07 per new share raising a total of $4,200,000 (before costs). Matters subsequent to the end of the financial year No matter or circumstance has arisen since 30 June 2022 that has significantly affected, or may significantly affect the consolidated entity’s operations, the results of those operations, or the consolidated entity’s state of affairs in future financial years. Likely developments and expected results of operations The consolidated entity’s priorities for FY23 are to: Increase capital efficiency; — Restructuring and cost reductions have been substantially completed and gains will be fully realised in FY23. — Further efficiencies will be achieved through the rationalisation of the cloud platforms that are deployed to support CyberCision and streamlining partner programs to focus on those partners and customers that represent the greatest commercial opportunity. Grow revenues faster; — A greater percentage of the company’s spend will be on sales and marketing. — A new website will be launched which incorporates marketing automation tools to accelerate and automate lead generation. — Geographically the company will focus primarily on USA, Latin America and Australia while continuing to engage with service providers from anywhere in the world where it makes commercial sense. — The company’s growth focus from a product perspective is spearheaded by CyberCision email protection and NMIS. — The company will accelerate cross selling initiatives. — The company will leverage the IP acquired with the Opmantek acquisition to enhance the CyberCision platform and to increase Gross Margins. Environmental regulation The consolidated entity is not subject to any significant environmental regulation under Australian Commonwealth or State law. Information on current directors Information on the directors of the company as at 30 June 2022 and up to the date of this annual report is set out below: Name: Title: John Grant Non-Executive Director and Chairman (Executive Chairman until 27 January 2022) Qualifications: John has a degree in Engineering with Honours Experience and expertise: Other current directorships: Former directorships (last 3 years): Special responsibilities: Interests in shares: Interests in options: Interests in rights: John has an extensive career spanning technology, engineering and construction, and sports administration. He has held leadership positions including Managing Director and CEO of ASX listed technology company, Data#3 Limited, and inaugural Chair of the Australian Rugby League Commission. He has also chaired or been a member of various industry and government advisory groups and industry associations. None None Member of the Remuneration and Nomination Committee and member of the Audit, Risk and Compliance Committee 3,995,400 ordinary shares directly held 4,200,000 options over ordinary shares 7,769,983 service rights T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 1 0 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Paul MacRae Non-Executive Director Name: Title: Euh (David) Hwang Non-Executive Director (appointed on 7 June 2021) Name: Title: Qualifications: Experience and expertise: Paul is a Graduate of the Australian Institute of Company Directors and holds Business qualifications and a Bachelor of Science in Chemistry from The University of Glasgow. He is an active advisory board member and mentor across several sectors. Paul has a successful history of setting up and running businesses in the IT industry in Australia and overseas. Paul’s background includes having run divisions of TechnologyOne Limited. Paul has a strong background in IT security, application software, software development, outsourcing, cloud computing and transactional systems. His roles have included establishing MessageLabs in Australia & NZ (which was acquired by Symantec to establish its cloud business). He set up the Global reservation system Galileo in New Zealand. He was involved in selling his successful SAP Consultancy and has been instrumental in growing business at several leading software companies. Other current directorships: Former directorships (last 3 years): None None Special responsibilities: Chairman of the Remuneration and Nomination Committee Interests in shares: Interests in options: Interests in rights: 3,682,084 ordinary shares directly held None 2,525,690 restricted rights 1 1 Qualifications: Bachelor of Laws from UNSW Experience and expertise: David is an experienced executive and corporate lawyer (with particular expertise in ECM and ASX Listing Rules) and a trusted adviser to ASX Boards and management of businesses across a range of industries. Most recently, David was the Managing Principal (Legal and Company Secretarial) at Automic Group, which, under his leadership, developed into Australia’s largest and premier service provider in the outsourced company secretarial space for pre-IPO and ASX listed entities. He is also a Notary Public. Other current directorships: Former directorships (last 3 years): None None Special responsibilities: Member of the Audit, Risk and Compliance Committee Interests in shares: Interests in options: Interests in rights: None None None C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Name: Title: Qualifications: Experience and expertise: Other current directorships: Former directorships (last 3 years): Special responsibilities: Danny Maher Managing Director (appointed on 27 January 2022) Bachelor of Computing Studies, University of Canberra 1992 – awarded the University Prize. Danny has over 25 years’ experience In the IT Industry across the USA, Asia, UK and Australian markets. He was the only executive shareholder of the NetStar Group which he led and built into a global Managed Services business servicing clients in 42 countries eventuating in its sale to Logicalis in 2009. Danny also founded Opmantek, a developer of cloud-enabled automated enterprise network management and IT audit software, on 29 October 2010. Opmantek was acquired by FirstWave Cloud Technology Limited on 14 January 2022. At the time of acquisition Opmantek operated offices in Australia, the US and Mexico, with the software being used around the world by service providers and enterprise customers that include Microsoft, Telmex, NASA and NextLink. Danny is a graduate of the University of Canberra where he studied a double major in Computing and a minor in Marketing and won the prestigious University Prize. None None Name: Title: Qualifications: Experience and expertise: Ray Kiley Non-Executive Director (appointed on 27 January 2022) Bachelor of Laws (Hons) and Bachelor of Science from ANU Ray is an experienced advisor to technology start-ups and scale-ups. Previously he was CEO of Intelledox – an Australian enterprise software scale up that was successfully sold to SmartCommunications, an AKKR company. Mr Kiley began his career as a lawyer with Baker & McKenzie and later with Telstra where he was a Divisional General Counsel. He has since held senior management roles with Telstra, Medibank and CoreLogic before joining Intelledox. Mr Kiley has a Bachelor of Laws (Hons) and a Bachelor of Science majoring in Computer Science from the Australian National University. Other current directorships: Former directorships (last 3 years): None None Special responsibilities: Chairman of the Audit, Risk and Compliance Committee Interests in shares: Interests in options: Interests in rights: 1,044,762 ordinary shares directly held None 438,730 service rights. It should be noted that Ray’s service rights will be subject to approval at the next shareholder’s meeting. Member of the Audit, Risk and Compliance Committee and member of the Remuneration and Nomination Committee ‘Other current directorships’ quoted above are current directorships for listed entities only and excludes directorships of all other types of entities, unless otherwise stated. ‘Former directorships (last 3 years)’ quoted above are directorships held in the last 3 years for listed entities only and excludes directorships of all other types of entities, unless otherwise stated. Interests in shares: 50,922,171 ordinary shares directly held 201,233 570 ordinary shares indirectly held Interests in options: Interests in rights: None None 1 2 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Company secretary Iain Bartram studied at Cambridge University, United Kingdom and has a Master’s degree in Computer and Management Science and a post graduate diploma in Design and Manufacturing. Iain went on to train as an accountant with PwC in London and holds an ACA and is a member of the Institute of Chartered Accountants Australia. He was appointed as company secretary on 9 November 2020. Iain has over 20 years’ experience as a strategic CFO with international experience in high growth, listed and unlisted technology businesses. Iain’s previous experience includes CFO of Jaxsta Limited (ASX:JXT). Meetings of directors The number of meetings of the company’s Board of Directors (‘the Board’) and of each Board committee held during the year ended 30 June 2022, and the number of meetings attended by each director were: Full Board Remuneration and Nomination Committee Audit, Risk and Compliance Committee Attended Held Attended Held Attended Held 17 17 17 4 5 17 17 17 5 5 4 4 3 - 1 4 4 3 - 1 5 4 5 1 1 5 4 5 1 1 John Grant Paul MacRae* Euh (David) Hwang** Ray Kiley (appointed on 27 January 2022)*** Danny Maher (appointed on 27 January 2022)**** Held: represents the number of meetings held during the time the director held office or was a member of the relevant committee. * Paul MacRae resigned as an Audit, Risk and Compliance Committee (ARCC) member and was appointed as a member and Chair of the Remuneration and Nomination Committee on 22 February 2022. ** Euh (David) Hwang resigned as a Remuneration and Nomination Committee member on 22 February 2022. *** Ray Kiley was appointed as an ARCC member and Chair on 22 February 2022. **** Danny Maher was appointed as an ARCC and Remuneration and Nomination Committee member on 22 February 2022. Remuneration report (audited) The remuneration report details the key management personnel (‘KMP’) remuneration arrangements for the consolidated entity, in accordance with the requirements of the Corporations Act 2001 and its Regulations. KMP are those persons having authority and responsibility for planning, directing and controlling the activities of the entity, directly or indirectly, including all directors. The remuneration report is set out under the following main headings: — Principles used to determine the nature and amount of remuneration — Details of remuneration — Service agreements — Share-based compensation — Additional disclosures relating to key management personnel Principles used to determine the nature and amount of remuneration A major contributor to the performance of the consolidated entity is the quality of its directors and executives, and the Board is responsible for determining and reviewing their remuneration arrangements. The consolidated entity’s remuneration framework aims to attract, motivate, reward and retain high performing and high-quality personnel, and consists of a level of fixed remuneration that is market competitive and appropriate in recognition of the role and the candidate’s experience, and a level of variable remuneration that aligns with sustained increase in shareholder value and rewards performance for results delivered. 1 3 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F The Board of Directors is also cognisant of remuneration being within reasonable shareholder expectations and to best practice levels of transparency. Non-executive directors’ remuneration Fees and payments to non-executive directors (‘NEDs’) reflect the demands and responsibilities of their role. Non-executive directors’ fees and payments are reviewed annually by the Board. The Board may, from time to time, receive advice from independent remuneration consultants to ensure non-executive directors’ remuneration and payments are appropriate and in line with the market. The maximum amount of fees that can be paid to NEDs is capped by a pool approved by shareholders. At a General Meeting, held on 15 April 2016, shareholders approved the current fee pool of $400,000 per annum which is recorded on an accrual basis. The fee pool and the base directors’ fees did not change in FY2022. Grants of options approved by shareholders do not count towards this limit. Executive remuneration The consolidated entity aims to reward executives based on their position and responsibility, with a level and mix of remuneration which has both fixed and variable components. The executive remuneration framework has four components: — base pay and non-monetary benefits; — short-term performance incentives (STI); — long term incentives (LTI) in the form of options and share rights; and — other remuneration such as superannuation and long service leave. The combination of these comprises the executive’s total remuneration. Fixed remuneration, consisting of base salary, superannuation and non-monetary benefits, is reviewed annually by the Board based on individual and business unit performance, the overall performance of the consolidated entity and comparable market remuneration. Executives may receive their fixed remuneration in the form of cash or other fringe benefits (for example motor vehicle benefits) where it does not create any additional costs to the consolidated entity and provides additional value to the executive. The short-term incentive program is designed to align the targets of the business units with the targets of those executives responsible for meeting those business unit targets. STI payments are granted to executives based on specific annual targets and key performance indicators (KPI’s) being achieved. KPI’s relate to qualitative and quantitative leadership performance and are subject to Board discretion. The long-term incentives are in the form of options and share rights. The Board reviewed the long-term equity-linked performance incentives specifically for executives during the year ended 30 June 2022. The chairman’s remuneration is determined independently to the remuneration of the non- executive directors based on comparative roles in the external market. The chairman is not present at any discussions relating to the determination of his own remuneration. Consolidated entity performance and link to remuneration STIs were linked directly to performance with any payment requiring measurable achievement against the consolidated entity and individual targets. Any STIs and LTIs granted are at the discretion of the Board. Voting and comments made at the company’s 2020 Annual General Meeting (‘AGM’) At the 9 December 2021 AGM, 99.24% of the votes received supported the adoption of the remuneration report for the year ended 30 June 2021. The company did not receive any specific feedback at the AGM regarding its remuneration practices. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 1 4 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Details of remuneration The KMP of the consolidated entity consisted of the directors of FirstWave Cloud Technology Limited and the following persons: — Simon Ryan – Chief Technology Officer — Iain Bartram – Chief Financial Officer — Craig Nelson – Chief Revenue Officer (joined 14 January 2022) — Neil Pollock – Chief Executive Officer (resigned on 8 July 2021) In the second half of FY22 and as the incoming CEO, Danny Maher was tasked with combining the Opmantek and FirstWave businesses as quickly and efficiently as possible and positioning the business for future growth. This involved setting a fresh strategic direction for the combined business and reducing the cash burn through cost reductions while simultaneously maintaining, and where possible growing, the overall company revenues. Danny’s Key Performance Indicators (KPIs) therefore covered targets for the integration, cash reserves and revenues. Danny’s contract for the six months was split between a fixed $180,000 base plus superannuation, and a variable $180,000 Short Term Incentive (STI). Assessment of performance against those targets by the Board resulted in Danny being awarded the full $180,000 bonus which will be paid in cash in Q1 FY23. Craig Nelson joined the FirstWave senior management team as Chief Revenue Officer and as part of his new contract he requested to sacrifice his first 6 months of salary i.e. 2H FY22, as well as other components of his remuneration, for Share Service Rights. This resulted in the issue of 4,292,506 service rights as covered in the ASX announcement on 8 April 2022. For FY22 Craig was also paid USD $11,765 for health care and USD $18,297 for commission against sales in FY22 H2. In FY22 Iain Bartram agreed that his STI and LTI be combined and structured as SARs for the next 3 years to conserve the company’s cash and to align him with shareholders focused on maximizing longer term returns. The SARs plan was outlined in the ASX announcement on 11 Nov 2021 with 3 tranches of SARs being 2,796,610, 3,113,208 and 3,367,347 at exercise prices of $0.18, $0.27 and $0.36 respectively and to vest based on continued service over FY22, FY23 and FY24. During the year an opportunity presented itself in the acquisition of Opmantek in which Iain Bartram played a significant role resulting in the award of a $45,000 cash bonus for his part in the negotiation and completion of this transformational deal and the integration. In FY23 the Board believes the business must capitalise on the opportunity to leverage the gains made through the acquisition of Opmantek to drive significant growth in revenue and positive cashflows. To do so it as critical to retain and appropriately incentivize the key people in the business. FirstWave CEO Danny Maher has agreed that for the FY23 and FY24 years, his contract will be split between a fixed $360,000 base plus superannuation, an STI against achievement of annualised revenue and EBITDA targets in each of the two financial years of $180,000 in cash, and a Long-Term Incentive (LTI) equivalent to $180,000 awarded in Share Appreciation Rights (SARs) to align his remuneration with the rest of the management team. FirstWave CRO Craig Nelson has agreed that for the FY23 and FY24 years, his contract will be split between a fixed US$275,000 base plus contribution to healthcare of US$25,000, an STI against achievement of growth in annualised revenue targets in each of the two financial years of US$206,250 in cash, and a Long-Term Incentive (LTI) equivalent to US$68,750 awarded in SARs to align his remuneration with the rest of the management team. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 1 5 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Details of the remuneration of KMP of the consolidated entity are set out in the following tables: Short-term benefits Termination benefits Post- employment benefits Long-term benefits Share-based payments Cash salary and fees Cash bonus Super- annuation Long service leave Equity- settled options/ rights 2022 $ $ $ $ $ $ Total $ Non-Executive Directors: John Grant Paul MacRae Euh (David) Hwang Ray Kiley* 204,845- 29,000 48,000 - - - - - Executive Director: Danny Maher** 172,857 180,000 Other Key Management Personnel: Simon Ryan Iain Bartram Craig Nelson*** Neil Pollock**** 355,000 330,000 - 45,000 16,354 25,434 - - 1,156,056 250,434 149,357 149,357 - - - - - - - - 19,853 5,800 - 2,900 - - - - 106,355 331,053 51,405 86,205 - 25,885 48,000 28,785 9,498 2,868 - 365,223 23,568 23,568 10,590 35,005 1,827 157,693 424,163 558,088 - 20,603 - - 326,230 368,018 332 170,292 105,790 15,285 702,905 2,379,827 * Represents remuneration from the date of appointment to 30 June 2022. It should be noted that Ray’s service rights will be subject to approval at the next shareholder’s meeting. ** Represents remuneration from the date of appointment to 30 June 2022. *** Represents remuneration from the date of appointment to 30 June 2022. Craig’s H2 FY22 base salary and his H2 FY22 STI were salary sacrificed and converted into share settled equity-based payments. **** Represents remuneration from 1 July 2021 the date of resignation of 7 July 2021, which was his effective last date of employment. 1 6 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Short-term benefits Termination benefits Post- employment benefits Long-term benefits Share-based payments Cash salary and fees Cash bonus Super- annuation Long service leave Equity- settled options/ rights 2021 $ $ $ $ $ $ Total $ Non-Executive Directors: Paul MacRae Euh (David) Hwang* Scott Lidgett** - - - David Acton** 55,382 Executive Director: John Grant (Executive Chairman) Other Key Management Personnel: Simon Ryan Iain Bartram*** Neil Pollock 248,306 283,556 262,692 356,061 1,205,997 - - - - - - - 41,141 41,141 - - - - - - - - - 5,510 - 3,673 5,261 21,694 - - - - - 135,333 140,843 - - 135,333 139,006 - 60,643 394,582 664,582 21,694 19,851 - 15,169 292 - 339,126 306,958 659,545 589,793 218,564 615,766 77,683 15,461 1,529,896 2,870,178 * Euh (David) Hwang did not receive any remuneration from his date of appointment as KMP on 7 June 2021 until 30 June 2021. ** Represents remuneration up to the date of resignation as KMP for Scott Lidgett on 4 February 2021 and David Acton on 7 June 2021. *** Represents remuneration from the date of appointment as KMP for Iain Bartram on 17 August 2020. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 1 7 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y The proportion of remuneration linked to performance and the fixed proportion are as follows: Name 2022 2021 2022 2021 2022 2021 Fixed remuneration STI LTI Non-Executive Directors: John Grant Paul MacRae Euh (David) Hwang Ray Kiley Scott Lidgett David Acton Executive Director Danny Maher Other Key Management Personnel: Simon Ryan Iain Bartram Craig Nelson Neil Pollock Service agreements 68% 40% 100% 10% - - 41% 4% - - 3% 100% - - - - - - 51% – 49% 92% 64% 4% 100% 49% 48% - 58% - 8% 7% - - - - - - - - - - - 7% 32% 60% - 90% - - 59% 96% - - 97% - – – 8% 28% 89% - 51% 52% - 35% The consolidated entity enters into employment agreements with each KMP. The employment agreements with the KMP are continuous (i.e., not of fixed duration) and includes a minimum of 4 weeks’ notice on the part of the employee and the consolidated entity. The employment agreements contain substantially the same terms which include the usual statutory entitlements, typical confidentiality and intellectual property provisions intended to protect the consolidated entity’s intellectual property rights and other proprietary information and non-compete clauses. KMP have no entitlement to termination payments in the event of removal for misconduct. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 1 8 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Share-based compensation Issue of shares There were no shares issued to directors and other KMP as part of compensation during the year ended 30 June 2022. Options The terms and conditions of each grant of options over ordinary shares affecting remuneration of directors and other KMP in this financial year or future reporting years are as follows: Number of options granted Grant date Vesting date and exercisable date Expiry date Exercise price 1,400,000 20/11/2019 01/07/2021 30/06/2024 1,400,000 20/11/2019 01/07/2022 30/06/2025 Fair value per share right at grant date $0.087 $0.093 $0.092 $0.425 $0.547 $0.520 Neil Pollock 1,333,334 09/11/2018 01/07/2021 30/06/2026 Name John Grant John Grant Options granted carry no dividend or voting rights. Vesting of the options are subject to service conditions (continuous employment) and there are no performance conditions. The number of options over ordinary shares granted to and vested in directors and other KMP as part of compensation is set out below: Name John Grant Neil Pollock Number of options granted during the year 2022 Number of options granted during the year 2021 Number of options vested during the year 2022 Number of options vested during the year 2021 - - - - 1,400,000 1,333,334 1,400,000 1,333,334 Values of options over ordinary shares granted, exercised and lapsed for directors and other key management personnel as part of compensation during the year ended 30 June 2022 are set out below: Value of options granted during the year Value of options exercised during the year Value of options lapsed during the year Remuneration consisting of options for the year $ $ $ % - - - - - - 133,200 69,750 - – - 0.2% Name Paul MacRae Simon Ryan Neil Pollock T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 1 9 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Share rights The terms and conditions of each grant of share rights over ordinary shares affecting remuneration of directors and other key management personnel in this financial year or future reporting years are as follows: Number of rights granted Grant date Vesting date and exercisable date Expiry date Exercise price 952,270 01/06/2020 30/06/2022 30/06/2035 367,340 03/09/2021 02/10/2021 02/09/2024 155,121 03/09/2021 02/12/2021 02/09/2024 Name Simon Ryan Simon Ryan Simon Ryan Iain Bartram 2,796,610 11/11/2021 30/06/2024 30/06/2027 Iain Bartram 3,113,208 11/11/2021 30/06/2024 30/06/2027 Iain Bartram 3,367,347 11/11/2021 30/06/2024 30/06/2027 John Grant 1,003,345 04/03/2022 31/12/2021 30/06/2035 Paul MacRae* 484,950 04/03/2022 31/12/2021 30/06/2035 Ray Kiley** 438,730 07/03/2022 30/06/2022 30/06/2027 Craig Nelson 4,292,506 08/04/2022 30/06/2022 30/06/2027 Fair value per right at grant date $0.105 $0.067 $0.067 $0.057 $0.051 $0.046 $0.106 $0.106 $0.059 $0.076 $0.000 $0.000 $0.000 $0.180 $0.270 $0.360 $0.000 $0.000 $0.000 $0.000 * Restricted rights to NEDs vest on grant date and are not forfeited on resignation. The exercise of the rights is restricted to the earlier of 30 June 2023 or date of resignation as per the restricted rights invitation letter to Paul MacRae. ** Ray’s service rights will be subject to approval at the next shareholder’s meeting. *** all service rights issued in FY22 only had a time served criteria and did not have any performance based criteria. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 0 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Share rights granted carry no dividend or voting rights. Iain Bartram was granted 2,796,610, 3,113,208 and 3,367,347 Share Appreciation Rights (‘SARs’) with an exercise price of $0.18, $0.27 and $0.36 respectively per right under the company’s share rights plan. These rights were issued 11 November 2021 and vest in 3 years time being 30 June 2024 and expire 30 June 2027. Craig Nelson sacrificed $329,477 value of remuneration and was granted 4,292,506 Service Rights. It is also noted that Ray Kiley sacrificed his director’s fees for H2 FY22 totalling $29,000 and was granted and subject to shareholder approval will be issued with 438,730 service rights. The number of share rights over ordinary shares granted to and vested in directors and other key management personnel as part of compensation during the year ended 30 June 2022 are set out below: Name John Grant Paul MacRae Ray Kiley* Simon Ryan Iain Bartram Craig Nelson Neil Pollock Number of rights granted during the year 2022 Number of rights granted during the year 2021 Number of rights vested during the year 2022 Number of rights vested during the year 2021 1,003,345 484,950 438,730 522,461 9,277,165 4,292,506 - - - - - 3,083,804 - - 1,003,345 484,950 438,730 1,475,231 - 4,292,506 3,349,996 - - 2,373,141 508,065 - - 1,903,296 * Ray’s service rights will be subject to approval at the next shareholder’s meeting Values of share rights over ordinary shares granted, vested and lapsed for directors and other key management personnel as part of compensation during the year ended 30 June 2022 are set out below: Value of rights granted during the year Value of rights vested during the year Value of rights lapsed during the year Remuneration consisting of rights for the year $ $ $ % 106,355 51,405 25,885 35,005 473,078 326,230 106,355 51,405 25,885 135,046 - 326,230 - - - - - - 32.0% 60.0% 90.0% 8.0% 28.0% 89.0% Name John Grant Paul MacRae Ray Kiley* Simon Ryan Iain Bartram Craig Nelson * Ray’s service rights will be subject to approval at the next shareholder’s meeting. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 1 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Additional disclosures relating to key management personnel Shareholding The number of shares in the company held during the financial year by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Balance at the start of the year Received as part of remuneration Purchased during the year Other Balance at the end of the year Ordinary shares John Grant Paul MacRae Ray Kiley* Danny Maher* Simon Ryan Iain Bartram Craig Nelson* Neil Pollock** 3,995,400 3,682,084 - - 4,024,800 - - 1,804,236 13,506,520 - - - - 367,340 508,065 - - - - - - 294,762 750,000 3,995,400 3,682,084 1,044,762 - - - - - 252,155,741 252,155,741 - - 19,523,897 (1,804,236) 4,392,140 508,065 19,523,897 - 875,405 294,762 270,625,402 285,302,089 * Other ordinary shares for Danny, Ray, Craig relate to the equity holding at the time of the Opmantek Ltd acquisition. ** Neil Pollock’s date of resignation was 7 July 2021 which was his effective last date of employment. Option holding The number of options over ordinary shares in the company held during the financial year by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Balance at the start of the year Granted Lapsed Other* Balance at the end of the year Options over ordinary shares John Grant Paul MacRae Simon Ryan Neil Pollock 4,200,000 1,200,000 750,000 4,000,000 10,150,000 - - - - - - (1,200,000) (750,000) - - - - (4,000,000) 4,200,000 - - - (1,950,000) (4,000,000) 4,200,000 * Others represents Neil Pollock’s options held on resignation date 7 July 2021 which was his effective last date of employment. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 2 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Share rights holding The number of share rights over ordinary shares in the company held during the financial year by each director and other members of key management personnel of the consolidated entity, including their personally related parties, is set out below: Balance at the start of the year Granted Expired/ forfeited/other Balance at the end of the year Share rights over ordinary shares John Grant Paul MacRae Ray Kiley* Simon Ryan Iain Bartram Craig Nelson Neil Pollock** 6,766,638 2,040,740 - 4,278,681 3,083,804 - 439,222 1,003,345 484,950 438,730 522,461 9,277,165 4,292,506 - - - (367,340) (508,065) - - (439,222) 7,769,983 2,525,690 438,730 4,433,802 11,852,904 4,292,506 - 16,609,085 16,019,157 (1,314,627) 31,313,615 * Ray’s service rights will be subject to approval at the next shareholder’s meeting. ** Represents Neil Pollock’s share rights held on resignation date 7 July 2021 which was his effective last date of employment. Vested and exercisable Vested and unexercisable Other** Balance at the end of the year Share rights holding over ordinary shares (vested at 30 June 2022 John Grant Paul MacRae Ray Kiley* Simon Ryan Craig Nelson Neil Pollock** Total vested share rights over ordinary shares 7,769,983 - - 2,525,690 438,730 4,433,802 4,292,506 439,222 - - - - - - - - - (439,222) 7,769,983 2,525,690 438,730 4,433,802 4,292,506 - 17,374,243 2,525,690 (439,222) 19,460,711 * Ray’s service rights will be subject to approval at the next shareholder’s meeting. ** Represents Neil Pollock’s share rights held on resignation date 7 July 2021 which was his effective last date of employment. Loans to key management personnel and their related parties There was no loans to key management personnel and their related parties as at 30 June 2022. This concludes the remuneration report, which has been audited. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 3 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Shares under option Indemnity and insurance of auditor There were 22,766,000 unissued ordinary shares of FirstWave Cloud Technology Limited under option outstanding at the date of this report. The options are exercisable at a weighted average exercise price of $0.42 per option. No person entitled to exercise the options had or has any right by virtue of the option to participate in any share issue of the company or of any other body corporate. Shares under share rights There were 36,786,717 unissued ordinary shares of FirstWave Cloud Technology Limited under share rights outstanding at the date of this report. This includes 2,575,739 PSARs that have an exercise price of $0.119. The remaining 34,210,978 share rights have no exercise price. Shares issued on the exercise of options 15,288,373 ordinary shares of FirstWave Cloud Technology Limited were issued on the exercise of options during the year ended 30 June 2022 and up to the date of this report. The options were exercised at an exercise price of $0.05 per share. Shares issued on the exercise of share rights 9,010,917 ordinary shares of FirstWave Cloud Technology Limited were issued on the exercise of share rights during the year ended 30 June 2022 and up to the date of this report. Share rights were exercised at an exercise price of $nil. Indemnity and insurance of officers The company has indemnified the directors and executives of the company for costs incurred, in their capacity as a director or executive, for which they may be held personally liable, except where there is a lack of good faith. During the financial year, the company paid a premium in respect of a contract to insure the directors and executives of the company against a liability to the extent permitted by the Corporations Act 2001. The contract of insurance prohibits disclosure of the nature of the liability and the amount of the premium. The company has not, during or since the end of the financial year, indemnified or agreed to indemnify the auditor of the company or any related entity against a liability incurred by the auditor. During the financial year, the company has not paid a premium in respect of a contract to insure the auditor of the company or any related entity. Proceedings on behalf of the company No person has applied to the Court under section 237 of the Corporations Act 2001 for leave to bring proceedings on behalf of the company, or to intervene in any proceedings to which the company is a party for the purpose of taking responsibility on behalf of the company for all or part of those proceedings. Non-audit services Details of the amounts paid or payable to the auditor for non-audit services provided during the financial year by the auditor are outlined in note 26 to the financial statements. The directors are satisfied that the provision of non-audit services during the financial year, by the auditor (or by another person or firm on the auditor’s behalf), is compatible with the general standard of independence for auditors imposed by the Corporations Act 2001. The directors are of the opinion that the services as disclosed in note 26 to the financial statements do not compromise the external auditor’s independence requirements of the Corporations Act 2001 for the following reasons: — all non-audit services have been reviewed and approved to ensure that they do not impact the integrity and objectivity of the auditor; and — none of the services undermine the general principles relating to auditor independence as set out in APES 110 Code of Ethics for Professional Accountants (including Independence Standards) issued by the Accounting Professional and Ethical Standards Board, including reviewing or auditing the auditor’s own work, acting in a management or decision-making capacity for the company, acting as advocate for the company or jointly sharing economic risks and rewards. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 4 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Officers of the company who are former partners of Grant Thornton There are no officers of the company who are former partners of Grant Thornton. Auditor’s independence declaration A copy of the auditor’s independence declaration as required under section 307C of the Corporations Act 2001 is set out immediately after this directors’ report. This report is made in accordance with a resolution of directors, pursuant to section 298(2)(a) of the Corporations Act 2001. On behalf of the directors John Grant Chairman 30 August 2022 Sydney Ray Kiley Director T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 5 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Auditor’s independence declaration T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 6 C C H H A A I I R R M M A A N N ’ ’ S S L L E E T T T T E E R R C C E E O O ’ ’ S S L L E E T T T T E E R R D D I I R R E E C C T T O O R R S S ’ ’ R R E E P P O O R R T T F F I I N N A A N N C C I I A A L L R R E E P P O O R R T T S S H H A A R R E E H H O O L L D D E E R R I I N N F F O O R R M M A A T T I I O O N N C C O O R R P P O O R R A A T T E E D D I I R R E E C C T T O O R R Y Y Auditor’s Independence Declaration To the Directors of Firstwave Cloud Technology Limited Grant Thornton Audit Pty Ltd Level 17 383 Kent Street Sydney NSW 2000 Locked Bag Q800 Queen Victoria Building NSW 1230 T +61 2 8297 2400 In accordance with the requirements of section 307C of the Corporations Act 2001, as lead auditor for the audit of Firstwave Cloud Technology Limited for the year ended 30 June 2022, I declare that, to the best of my knowledge and belief, there have been: a no contraventions of the auditor independence requirements of the Corporations Act 2001 in relation to the audit; and b no contraventions of any applicable code of professional conduct in relation to the audit. Grant Thornton Audit Pty Ltd Chartered Accountants R J Isbell Partner – Audit & Assurance Sydney, 30 August 2022 www.grantthornton.com.au ACN-130 913 594 Grant Thornton Audit Pty Ltd ACN 130 913 594 a subsidiary or related entity of Grant Thornton Australia Limited ABN 41 127 556 389 ACN 127 556 389. ‘Grant Thornton’ refers to the brand under which the Grant Thornton member firms provide assurance, tax and advisory services to their clients and/or refers to one or more member firms, as the context requires. Grant Thornton Australia Limited is a member firm of Grant Thornton International Ltd (GTIL). GTIL and the member firms are not a worldwide partnership. GTIL and each member firm is a separate legal entity. Services are delivered by the member firms. GTIL does not provide services to clients. GTIL and its member firms are not agents of, and do not obligate one another and are not liable for one another’s acts or omissions. In the Australian context only, the use of the term ‘Grant Thornton’ may refer to Grant Thornton Australia Limited ABN 41 127 556 389 ACN 127 556 389 and its Australian subsidiaries and related entities. Liability limited by a scheme approved under Professional Standards Legislation. 20 FINANCIAL REPORT A description of the nature of the consolidated entity’s operations and its principal activities are included in the directors’ report, which is not part of the financial statements. The financial statements were authorised for issue, in accordance with a resolution of directors, on 30 August 2022. The directors have the power to amend and reissue the financial statements. General information The financial statements cover Firstwave Cloud Technology Limited (referred to as the ‘company’ or ‘parent’) as a consolidated entity consisting of Firstwave Cloud Technology Limited and the entities it controlled at the end of, or during, the year (referred to as the ‘consolidated entity’). The financial statements are presented in Australian dollars, which is Firstwave Cloud Technology Limited’s functional and presentation currency. FirstWave Cloud Technology Limited is a listed public company limited by shares, incorporated and domiciled in Australia. Its registered office and principal place of business is: Level 14, 132 Arthur Street North Sydney, NSW 2060 Australia T T R R O O P P E E R R L L A A U U N N N N A A 2 2 2 2 0 0 2 2 – – Y Y G G O O L L O O N N H H C C E E T T D D U U O O L L C C E E V V A A W W T T S S R R I I F F 2 7 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Statement of profit or loss and other comprehensive income For the year ended 30 June 2022 Revenue Revenue from contracts with customers Cost of sales Gross profit Other income Interest income calculated using the effective interest method Expenses Sales and marketing Product and development Operations and support Corporate and administration Transaction costs Finance costs Total expenses Loss before income tax expense Income tax expense Consolidated 2022 $ 2021 $ Note 4 6 5 6 7 9,351,497 7,975,182 (3,164,155) (3,672,032) 6,187,342 4,303,150 1,391,018 2,427,485 13,495 91,660 (5,074,454) (5,169,266) (4,724,761) (3,246,854) (1,856,924) (2,884,306) (7,157,028) (6,280,826) (2,173,410) - (60,772) (53,151) (21,047,349) (17,634,403) (13,455,494) (10,812,108) – – Loss after income tax expense for the year attributable to the owners of FirstWave Cloud Technology Limited (13,455,494) (10,812,108) Other comprehensive income Items that may be reclassified subsequently to profit or loss Foreign currency translation Other comprehensive income for the year, net of tax Total comprehensive income for the year attributable to the owners of FirstWave Cloud Technology Limited Basic earnings per share Diluted earnings per share 99,954 99,954 4,180 4,180 (13,355,540) (10,807,928) Cents (1.14) (1.14) Cents (1.61) (1.61) 35 35 The above statement of profit or loss and other comprehensive income should be read in conjunction with the accompanying notes T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 2 8 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Statement of financial position As at 30 June 2022 Assets Current assets Cash and cash equivalents Term deposits Trade and other receivables Contract assets Other assets Total current assets Non-current assets Property, plant and equipment Right-of-use assets Intangibles Total non-current assets Total assets Liabilities Current liabilities Trade and other payables Contract liabilities Employee benefits Lease liabilities Deferred research and development income Total current liabilities Non-current liabilities Contract liabilities Employee benefits Provisions Lease liabilities Deferred research and development income Total non-current liabilities Total liabilities Net assets Equity Issued capital Reserves Accumulated losses Total equity T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Consolidated 2022 $ 2021 $ Note 8 9 10 11 12 13 14 15 16 18 19 15 16 17 18 19 21 22 10,408,589 9,961,866 133,776 133,776 3,083,004 2,843,953 168,417 552,697 639,081 1,139,701 14,432,867 14,631,993 167,484 308,730 126,206 622,149 61,830,141 9,503,305 62,306,355 10,251,660 76,739,222 24,883,653 3,917,913 4,258,988 3,060,533 901,819 1,410,549 1,266,539 107,145 945,979 176,758 832,128 9,442,119 7,436,232 153,782 108,860 26,406 260,426 121,231 155,445 105,000 456,230 1,590,156 1,739,171 2,139,630 2,577,077 11,581,749 10,013,309 65,157,473 14,870,344 128,426,284 63,760,506 5,736,129 7,611,200 (69,004,940) (56,501,362) 65,157,473 14,870,344 The above statement of financial position should be read in conjunction with the accompanying notes. 2 9 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Statement of changes in equity For the year ended 30 June 2022 Consolidated Issued capital $ Reserves $ Accumulated losses $ Total equity $ Balance at 1 July 2020 54,667,525 6,386,579 (45,699,152) 15,354,952 Loss after income tax expense for the year Other comprehensive income for the year, net of tax Total comprehensive income for the year Transactions with owners in their capacity as owners: - - - - (10,812,108) (10,812,108) 4,180 - 4,180 4,180 (10,812,108) (10,807,928) Contributions of equity, net of transaction costs (note 21) 6,505,518 Share-based payments (note 36) Transfer to retained earnings - - - 3,078,902 (9,898) - - 9,898 6,505,518 3,078,902 - Share issue on exercise of options 2,587,463 (1,848,563) - 738,900 Balance at 30 June 2021 63,760,506 7,611,200 (56,501,362) 14,870,344 Consolidated Issued capital $ Reserves $ Accumulated losses $ Total equity $ Balance at 1 July 2021 63,760,506 7,611,200 (56,501,362) 14,870,344 - - - - (13,455,494) (13,455,494) 99,954 - 99,954 99,954 (13,455,494) (13,355,540) Loss after income tax expense for the year Other comprehensive income f or the year, net of tax Total comprehensive income for the year Transactions with owners in their capacity as owners: Contributions of equity, net of transaction costs (note 21) Share-based payment expense (note 36) - 860,004 62,036,737 - Share issue on exercise of options and service rights (note 21) Transfer to retained earnings 2,629,041 (1,873,113) - (961,916) 951,916 - - - 62,036,737 860,004 755,928 (10,000) Balance at 30 June 2022 128,426,284 5,736,129 (69,004,940) 65,157,473 The above statement of changes in equity should be read in conjunction with the accompanying notes 3 0 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Statement of cash flows For the year ended 30 June 2022 Consolidated Note 2022 $ 2021 $ Cash flows from operating activities Receipts from customers (inclusive of GST) 11,156,706 4,070,181 Payments to suppliers and employees (inclusive of GST) (17,912,327) (14,432,542) Transaction cost payments (inclusive of GST) Interest received Other income Interest and other finance costs paid Income taxes paid (2,717,781) - 17,700 66,182 1,661,314 2,287,248 (183) (37,742) (209,000) - Net cash used in operating activities 34 (8,003,571) (8,046,673) Cash flows from investing activities Payments for property, plant and equipment Payments for intangibles (121,000) (100,058) (3,084,626) (3,727,130) Opening cash balance of the acquired entity 33 958,938 - Net cash used in investing activities (2,246,688) (3,827,188) Cash flows from financing activities Proceeds from issue of shares Proceeds from exercise of options Share issue transaction costs 13,957,893 6,441,238 761,163 738,900 (1,051,445) (348,029) Repayment of receivables from key management personnel - 221,500 Settlement of Opmantek Ltd borrowings Borrowings to Opmantek Ltd Repayment of lease liabilities Net cash from financing activities 33 33 34 (2,282,136) (500,000) - - (188,493) (499,220) 10,696,982 6,554,389 Net increase/(decrease) in cash and cash equivalents 446,723 (5,319,472) Cash and cash equivalents at the beginning of the financial year 9,961,866 15,281,338 Cash and cash equivalents at the end of the financial year 8 10,408,589 9,961,866 Net cash used in operating activities Transaction cost payments (inclusive of GST) Net cash used in operating activities before transaction costs (inclusive of GST) (8,003,571) (8,046,673) 2,717,781 - (5,285,790) (8,046,673) The above statement of cash flows should be read in conjunction with the accompanying notes T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 1 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Notes to the financial statements 30 June 2021 Note 1. Significant accounting policies The principal accounting policies adopted in the preparation of the financial statements are set out below. These policies have been consistently applied to all the years presented, unless otherwise stated. New or amended Accounting Standards and Interpretations adopted The consolidated entity has adopted all of the new or amended Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (‘AASB’) that are mandatory for the current reporting period. Any new or amended Accounting Standards or Interpretations that are not yet mandatory have not been early adopted. Going concern During the year ended 30 June 2022, the consolidated entity incurred a net loss after tax of $13,455,494 (2021: loss of $10,812,108 and net cash outflows used in operating activities of $8,003,571 ( 2021 : operating cash outflow of $8,046,673). The directors have prepared the financial statements on the going concern basis, which assumes continuity of normal business activities and the realisation of assets and the settlement of liabilities in the ordinary course of business. The directors determined that the use of the going concern basis of accounting is appropriate in preparing the financial statements. The assessment of going concern is based on cash flow projections. The preparation of these projections incorporates a number of key assumptions and judgements particularly related to the level of anticipated revenue growth the business can achieve and the level of investment to support this. Given the significant pipeline of recurring revenue opportunities the consolidated entity has developed since the acquisition of Opmantek Ltd, the level of current cash reserves, and the reduced level of cash burn, the board considers it in shareholders’ best interests to continue to invest in converting the pipeline to increase recurring revenues. This is clearly not without risk. However, the consolidated entity’s management has advised the directors that if it becomes clear that the above assumptions are not being realised, the consolidated entity has the ability to significantly reduce its operating costs and adjust its investments and has sufficient time to make these adjustments to realise a cash flow neutral business within the existing funding reserves. Basis of preparation These general purpose financial statements have been prepared in accordance with Australian Accounting Standards and Interpretations issued by the Australian Accounting Standards Board (‘AASB’) and the Corporations Act 2001, as appropriate for for-profit oriented entities. These financial statements also comply with International Financial Reporting Standards (‘IFRS’) as issued by the International Accounting Standards Board (‘IASB’). Historical cost convention The financial statements have been prepared under the historical cost convention. Critical accounting estimates The preparation of the financial statements requires the use of certain critical accounting estimates. It also requires management to exercise its judgement in the process of applying the consolidated entity’s accounting policies. The areas involving a higher degree of judgement or complexity, or areas where assumptions and estimates are significant to the financial statements, are disclosed in note 2. Parent entity information In accordance with the Corporations Act 2001, these financial statements present the results of the consolidated entity only. Supplementary information about the parent entity is disclosed in note 32. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 2 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Principles of consolidation Foreign currency translation The consolidated financial statements incorporate the assets and liabilities of all subsidiaries of FirstWave Cloud Technology Limited (‘company’ or ‘parent entity’) as at 30 June 2022 and the results of all subsidiaries for the year then ended. FirstWave Cloud Technology Limited and its subsidiaries together are referred to in these financial statements as the ‘consolidated entity’. Subsidiaries are all those entities over which the consolidated entity has control. The consolidated entity controls an entity when the consolidated entity is exposed to, or has rights to, variable returns from its involvement with the entity and has the ability to affect those returns through its power to direct the activities of the entity. Subsidiaries are fully consolidated from the date on which control is transferred to the consolidated entity. They are de- consolidated from the date that control ceases. Intercompany transactions, balances and unrealised gains on transactions between entities in the consolidated entity are eliminated. Unrealised losses are also eliminated unless the transaction provides evidence of the impairment of the asset transferred. Accounting policies of subsidiaries have been changed where necessary to ensure consistency with the policies adopted by the consolidated entity. The acquisition of subsidiaries is accounted for using the acquisition method of accounting. A change in ownership interest, without the loss of control, is accounted for as an equity transaction, where the difference between the consideration transferred and the book value of the share of the non- controlling interest acquired is recognised directly in equity attributable to the parent. Where the consolidated entity loses control over a subsidiary, it derecognises the assets including goodwill, liabilities and non-controlling interest in the subsidiary together with any cumulative translation differences recognised in equity. The consolidated entity recognises the fair value of the consideration received and the fair value of any investment retained together with any gain or loss in profit or loss. Operating segments Operating segments are presented using the ‘management approach’, where the information presented is on the same basis as the internal reports provided to the Chief Operating Decision Makers (‘CODM’). The CODM is responsible for the allocation of resources to operating segments and assessing their performance. The financial statements are presented in Australian dollars, which is FirstWave Cloud Technology Limited’s functional and presentation currency. Foreign currency transactions Foreign currency transactions are translated into the entity’s functional currency using the exchange rates prevailing at the dates of the transactions. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation at financial year-end exchange rates of monetary assets and liabilities denominated in foreign currencies are recognised in profit or loss. Foreign operations The assets and liabilities of foreign operations are translated into Australian dollars using the exchange rates at the reporting date. The revenues and expenses of foreign operations are translated into Australian dollars using the average exchange rates, which approximate the rates at the dates of the transactions, for the period. All resulting foreign exchange differences are recognised in other comprehensive income through the foreign currency reserve in equity. The foreign currency reserve is recognised in profit or loss when the foreign operation or net investment is disposed of. Revenue recognition The consolidated entity recognises revenue as follows: Revenue from contracts with customers Revenue is recognised at an amount that reflects the consideration to which the consolidated entity is expected to be entitled in exchange for transferring goods or services to a customer. For each contract with a customer, the consolidated entity: identifies the contract with a customer; identifies the performance obligations in the contract; determines the transaction price which takes into account estimates of variable consideration and the time value of money; allocates the transaction price to the separate performance obligations on the basis of the relative stand-alone selling price of each distinct good or service to be delivered; and recognises revenue when or as each performance obligation is satisfied in a manner that depicts the transfer to the customer of the goods or services promised. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 3 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Variable consideration within the transaction price, if any, reflects concessions provided to the customer such as discounts, rebates and refunds, any potential bonuses receivable from the customer and any other contingent events. Such estimates are determined using either the ‘expected value’ or ‘most likely amount’ method. The measurement of variable consideration is subject to a constraining principle whereby revenue will only be recognised to the extent that it is highly probable that a significant reversal in the amount of cumulative revenue recognised will not occur. The measurement constraint continues until the uncertainty associated with the variable consideration is subsequently resolved. Amounts received that are subject to the constraining principle are recognised as a refund liability. Disaggregation of revenue Recurring revenue relates to the provisioning of licensing, support, and professional services revenue provided over the contracted service period and where revenue is recognised over a period of time. Non-recurring revenue relates to professional services revenue that is ad hoc in nature and where revenue is recognised at a point in time. Licensing and support revenue (recurring revenue) Recognition of licensing and support revenue commences upon provisioning of the contracted service. Provisioning entails the setting up of the customer on the entity’s infrastructure and the rendering of prescribed professional services to the customer to enable the provision of the contracted service. As licensing is subscription based, license revenue and the related support service revenue is recognised over the term of the contract, commencing on the date of service activation. Interest Interest income is recognised as interest accrues using the effective interest method. This is a method of calculating the amortised cost of a financial asset and allocating the interest income over the relevant period using the effective interest rate, which is the rate that exactly discounts estimated future cash receipts through the expected life of the financial asset to the net carrying amount of the financial asset. Government grants Government grants are recognised at fair value where there is a reasonable certainty that the grant will be received upon meeting all grant terms and conditions. Grants that are meant to fund expenditure on research and development are recognised over the periods when these costs are written off to profit or loss. Grants related to assets are carried forward as deferred income at fair value and are credited to other income over the expected useful life of the asset on a straight line basis. Prepayments Prepayments are largely made up of back to back cost of licenses procured from upstream security vendors/channel partners. These prepayments are charged to profit and loss over a term that is between 12 and 48 months, co-terming with related license revenue recognised per revenue recognition policy stated above. Income tax The income tax expense or benefit for the period is the tax payable on that period’s taxable income based on the applicable income tax rate for each jurisdiction, adjusted by the changes in deferred tax assets and liabilities attributable to temporary differences, unused tax losses and the adjustment recognised for prior periods, where applicable. Deferred tax assets and liabilities are recognised for temporary differences at the tax rates expected to be applied when the assets are recovered or liabilities are settled, based on those tax rates that are enacted or substantively enacted, except for: — when the deferred income tax asset or liability arises from the initial recognition of goodwill or an asset or liability in a transaction that is not a business combination and that, at the time of the transaction, affects neither the accounting nor taxable profits; or — when the taxable temporary difference is associated with interests in subsidiaries and the timing of the reversal can be controlled and it is probable that the temporary difference will not reverse in the foreseeable future. Deferred tax assets are recognised for deductible temporary differences and unused tax losses only if it is probable that future taxable amounts will be available to utilise those temporary differences and losses. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 4 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y The carrying amount of recognised and unrecognised deferred tax assets are reviewed at each reporting date. Deferred tax assets recognised are reduced to the extent that it is no longer probable that future taxable profits will be available for the carrying amount to be recovered. Previously unrecognised deferred tax assets are recognised to the extent that it is probable that there are future taxable profits available to recover the asset. Deferred tax assets and liabilities are offset only where there is a legally enforceable right to offset current tax assets against current tax liabilities and deferred tax assets against deferred tax liabilities; and they relate to the same taxable authority on either the same taxable entity or different taxable entities which intend to settle simultaneously. FirstWave Cloud Technology Limited (the ‘head entity’) and its wholly-owned Australian subsidiaries have formed an income tax consolidated group under the tax consolidation regime. The head entity and each subsidiary in the tax consolidated group continue to account for their own current and deferred tax amounts. The tax consolidated group has applied the ‘separate taxpayer within group’ approach in determining the appropriate amount of taxes to allocate to members of the tax consolidated group. In addition to its own current and deferred tax amounts, the head entity also recognises the current tax liabilities (or assets) and the deferred tax assets arising from unused tax losses and unused tax credits assumed from each subsidiary in the tax consolidated group. Assets or liabilities arising under tax funding agreements with the tax consolidated entities are recognised as amounts receivable from or payable to other entities in the tax consolidated group. The tax funding arrangement ensures that the intercompany charge equals the current tax liability or benefit of each tax consolidated group member, resulting in neither a contribution by the head entity to the subsidiaries nor a distribution by the subsidiaries to the head entity. Current and non-current classification Assets and liabilities are presented in the statement of financial position based on current and non- current classification. An asset is classified as current when: it is either expected to be realised or intended to be sold or consumed in the consolidated entity’s normal operating cycle; it is held primarily for the purpose of trading; it is expected to be realised within 12 months after the reporting period; or the asset is cash or cash equivalent unless restricted from being exchanged or used to settle a liability for at least 12 months after the reporting period. All other assets are classified as non-current. A liability is classified as current when: it is either expected to be settled in the consolidated entity’s normal operating cycle; it is held primarily for the purpose of trading; it is due to be settled within 12 months after the reporting period; or there is no unconditional right to defer the settlement of the liability for at least 12 months after the reporting period. All other liabilities are classified as non-current. Deferred tax assets and liabilities are always classified as non-current. Cash and cash equivalents Cash and cash equivalents includes cash on hand, deposits held at call with financial institutions, other short-term, highly liquid investments with original maturities of three months or less that are readily convertible to known amounts of cash and which are subject to an insignificant risk of changes in value. Trade and other receivables Trade receivables are initially recognised at fair value and subsequently measured at amortised cost using the effective interest method, less any allowance for expected credit losses. Trade receivables are generally due for settlement within 30 days. The consolidated entity has applied the simplified approach to measuring expected credit losses, which uses a lifetime expected loss allowance. To measure the expected credit losses, trade receivables have been grouped based on days overdue. Other receivables are recognised at amortised cost, less any allowance for expected credit losses. Contract assets Contract assets are recognised when the consolidated entity has transferred goods or services to the customer but where the consolidated entity is yet to establish an unconditional right to consideration. Contract assets are treated as financial assets for impairment purposes. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 5 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Other financial assets Other financial assets are initially measured at fair value. Transaction costs are included as part of the initial measurement, except for financial assets at fair value through profit or loss. Such assets are subsequently measured at either amortised cost or fair value depending on their classification. Classification is determined based on both the business model within which such assets are held and the contractual cash flow characteristics of the financial asset unless, an accounting mismatch is being avoided. Financial assets are derecognised when the rights to receive cash flows have expired or have been transferred and the consolidated entity has transferred substantially all the risks and rewards of ownership. When there is no reasonable expectation of recovering part or all of a financial asset, its carrying value is written off. Financial assets at amortised cost A financial asset is measured at amortised cost only if both of the following conditions are met: (i) it is held within a business model whose objective is to hold assets in order to collect contractual cash flows; and (ii) the contractual terms of the financial asset represent contractual cash flows that are solely payments of principal and interest. Property, plant and equipment Plant and equipment is stated at historical cost less accumulated depreciation and impairment. Historical cost includes expenditure that is directly attributable to the acquisition of the items. Depreciation is calculated on a straight line basis to write off the net cost of each item of property, plant and equipment over their expected useful lives as follows: Leasehold improvements Computer equipment Computer platform Website 3 years 3-5 years 2-3 years 5 years The residual values, useful lives and depreciation methods are reviewed, and adjusted if appropriate, at each reporting date. Leasehold improvements are depreciated over the unexpired period of the lease or the estimated useful life of the assets, whichever is shorter. An item of property, plant and equipment is derecognised upon disposal or when there is no future economic benefit to the consolidated entity. Gains and losses between the carrying amount and the disposal proceeds are taken to profit or loss. Right-of-use assets A right-of-use asset is recognised at the commencement date of a lease. The right-of-use asset is measured at cost, which comprises the initial amount of the lease liability, adjusted for, as applicable, any lease payments made at or before the commencement date net of any lease incentives received, any initial direct costs incurred, and, except where included in the cost of inventories, an estimate of costs expected to be incurred for dismantling and removing the underlying asset, and restoring the site or asset. Right-of-use assets are depreciated on a straight- line basis over the unexpired period of the lease or the estimated useful life of the asset, whichever is the shorter. Where the consolidated entity expects to obtain ownership of the leased asset at the end of the lease term, the depreciation is over its estimated useful life. Right-of use assets are subject to impairment or adjusted for any remeasurement of lease liabilities. The consolidated entity has elected not to recognise a right-of-use asset and corresponding lease liability for short-term leases with terms of 12 months or less and leases of low-value assets. Lease payments on these assets are expensed to profit or loss as incurred. Intangible assets Intangible assets acquired are initially recognised at cost. Finite life intangible assets are subsequently measured at cost less amortisation and any impairment. The gains or losses recognised in profit or loss arising from the derecognition of intangible assets are measured as the difference between net disposal proceeds and the carrying amount of the intangible asset. The method and useful lives of finite life intangible assets are reviewed annually. Changes in the expected pattern of consumption or useful life are accounted for prospectively by changing the amortisation method or period. Goodwill Goodwill arises on the acquisition of a business. Goodwill is not amortised. Instead, goodwill is tested annually for impairment, or more frequently if events or changes in circumstances indicate that it might be impaired, and is carried at cost less accumulated impairment losses. Impairment losses on goodwill are taken to profit or loss and are not subsequently reversed. 3 6 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Capitalised development costs Expenditure on research activities is recognised as an expense in the period in which it is incurred. Expenditure relating to an internally-generated intangible asset arising from development is capitalised when: it is probable that the project will be a success considering its commercial and technical feasibility; the consolidated entity is able to use or sell the asset; the consolidated entity has sufficient resources and intent to complete the internal development; and its costs can be measured reliably. The amount initially recognised for internally- generated intangible assets is the sum of the expenditure incurred from the date when the intangible asset first meets the recognition criteria listed above. Where no internally-generated intangible asset can be recognised, development expenditure is recognised in profit or loss in the period in which it is incurred. Subsequent to initial recognition, internally-generated intangible assets are reported at cost less accumulated amortisation and accumulated impairment losses on the same basis as intangible assets that are acquired separately. Capitalised development costs are amortised on a straight-line basis over the period of their expected benefit, being their finite useful lives of 5 years. Brand name Brand name acquired in a business combination is not amortised but tested annually for impairment, or more frequently if events or changes in circumstances indicate that it might be impaired, and is carried at cost less accumulated impairment losses. Brand names are considered to be indefinite life assets because there is no foreseeable limit to the cash flows generated by them. Customer list Customer list acquired in a business combination are amortised on a straight-line basis over the period of their expected benefit, being their finite life of 5 years. Patents Significant costs associated with patents are deferred and amortised on a straight-line basis over the period of their expected benefit, being their finite useful lives of 5 years. Information systems Significant costs associated with information systems are deferred and amortised on a straight-line basis over the period of their expected benefit, being their finite life of 5 years. Impairment of non-financial assets Non-financial assets are reviewed for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. An impairment loss is recognised for the amount by which the asset’s carrying amount exceeds its recoverable amount. Recoverable amount is the higher of an asset’s fair value less costs of disposal and value-in-use. The fair value less costs of disposal has been determined with reference to the market capitalisation of the Company discounted for estimated costs of disposal. Trade and other payables Trade and other payables represent liabilities for goods and services provided to the consolidated entity prior to the end of the financial year and which are unpaid. Due to their short-term nature, they are measured at amortised cost and are not discounted. The amounts are unsecured and are usually paid within 30 days of recognition. Contract liabilities Contract liabilities represent the consolidated entity’s obligation to transfer goods or services to a customer and are recognised when a customer pays consideration, or when the consolidated entity recognises a receivable to reflect its unconditional right to consideration (whichever is earlier) before the consolidated entity has transferred the goods or services to the customer. Lease liabilities A lease liability is recognised at the commencement date of a lease. The lease liability is initially recognised at the present value of the lease payments to be made over the term of the lease, discounted using the interest rate implicit in the lease or, if that rate cannot be readily determined, the consolidated entity’s incremental borrowing rate. Lease payments comprise of fixed payments less any lease incentives receivable, variable lease payments that depend on an index or a rate, amounts expected to be paid under residual value guarantees, exercise price of a purchase option when the exercise of the option is reasonably certain to occur, and any anticipated termination penalties. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 7 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Lease liabilities are measured at amortised cost using the effective interest method. The carrying amounts are remeasured if there is a change in the following: future lease payments arising from a change in an index or a rate used; residual guarantee; lease term; certainty of a purchase option and termination penalties. When a lease liability is remeasured, an adjustment is made to the corresponding right-of use asset, or to profit or loss if the carrying amount of the right-of-use asset is fully written down. Finance costs Finance costs are expensed in the period in which they are incurred. Provisions Provisions are recognised when the consolidated entity has a present (legal or constructive) obligation as a result of a past event, it is probable the consolidated entity will be required to settle the obligation, and a reliable estimate can be made of the amount of the obligation. The amount recognised as a provision is the best estimate of the consideration required to settle the present obligation at the reporting date, taking into account the risks and uncertainties surrounding the obligation. If the time value of money is material, provisions are discounted using a current pre-tax rate specific to the liability. The increase in the provision resulting from the passage of time is recognised as a finance cost. Employee benefits Short-term employee benefits Liabilities for wages and salaries, including non- monetary benefits, annual leave and long service leave expected to be settled wholly within 12 months of the reporting date are measured at the amounts expected to be paid when the liabilities are settled. Other long-term employee benefits The liability for annual leave and long service leave not expected to be settled within 12 months of the reporting date is measured as the present value of expected future payments to be made in respect of services provided by employees up to the reporting date. Consideration is given to expected future wage and salary levels, experience of employee departures and periods of service. Expected future payments are discounted using market yields at the reporting date on high-quality corporate bonds with terms to maturity and currency that match, as closely as possible, the estimated future cash outflows. Defined contribution superannuation expense Contributions to defined contribution superannuation plans are expensed in the period in which they are incurred. Share-based payments Equity-settled share-based compensation benefits are provided to employees. Equity-settled transactions are awards of shares, or options over shares, that are provided to employees in exchange for the rendering of services. The cost of equity-settled transactions is measured at fair value on grant date. Fair value is determined using either the Binomial, Black-Scholes or Monte Carlo option pricing model that takes into account the exercise price, the term of the option, the impact of dilution, the share price at grant date and expected price volatility of the underlying share, the expected dividend yield and the risk free interest rate for the term of the option, together with non- vesting conditions that do not determine whether the consolidated entity receives the services that entitle the employees to receive payment. The cost of equity-settled transactions is recognised as an expense with a corresponding increase in equity over the vesting period. The cumulative charge to profit or loss is calculated based on the grant date fair value of the award, the best estimate of the number of awards that are likely to vest and the expired portion of the vesting period. The amount recognised in profit or loss for the period is the cumulative amount calculated at each reporting date less amounts already recognised in previous periods. Market conditions are taken into consideration in determining fair value. Therefore, any awards subject to market conditions are considered to vest irrespective of whether or not that market condition has been met, provided all other conditions are satisfied. If equity-settled awards are modified, as a minimum an expense is recognised as if the modification has not been made. An additional expense is recognised, over the remaining vesting period, for any modification that increases the total fair value of the share-based compensation benefit as at the date of modification. If the non-vesting condition is within the control of the consolidated entity or employee, the failure to satisfy the condition is treated as a cancellation. If the condition is not within the control of the consolidated entity or employee and is not satisfied during the vesting period, any remaining expense for the award is recognised over the remaining vesting period, unless the award is forfeited. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 8 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y If equity-settled awards are cancelled, it is treated as if it has vested on the date of cancellation, and any remaining expense is recognised immediately. If a new replacement award is substituted for the cancelled award, the cancelled and new award is treated as if they were a modification. Fair value measurement When an asset or liability, financial or non-financial, is measured at fair value for recognition or disclosure purposes, the fair value is based on the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date; and assumes that the transaction will take place either: in the principal market; or in the absence of a principal market, in the most advantageous market. Fair value is measured using the assumptions that market participants would use when pricing the asset or liability, assuming they act in their economic best interests. For non-financial assets, the fair value measurement is based on its highest and best use. Valuation techniques that are appropriate in the circumstances and for which sufficient data are available to measure fair value, are used, maximising the use of relevant observable inputs and minimising the use of unobservable inputs. Issued capital Ordinary shares are classified as equity. Incremental costs directly attributable to the issue of new shares or options are shown in equity as a deduction, net of tax, from the proceeds. Business combinations The acquisition method of accounting is used to account for business combinations regardless of whether equity instruments or other assets are acquired. The consideration transferred is the sum of the acquisition-date fair values of the assets transferred, equity instruments issued or liabilities incurred by the acquirer to former owners of the acquiree and the amount of any non-controlling interest in the acquiree. For each business combination, the non-controlling interest in the acquiree is measured at either fair value or at the proportionate share of the acquiree’s identifiable net assets. All acquisition costs are expensed as incurred to profit or loss. On the acquisition of a business, the consolidated entity assesses the financial assets acquired and liabilities assumed for appropriate classification and designation in accordance with the contractual terms, economic conditions, the consolidated entity’s operating or accounting policies and other pertinent conditions in existence at the acquisition-date. Where the business combination is achieved in stages, the consolidated entity remeasures its previously held equity interest in the acquiree at the acquisition-date fair value and the difference between the fair value and the previous carrying amount is recognised in profit or loss. Contingent consideration to be transferred by the acquirer is recognised at the acquisition-date fair value. Subsequent changes in the fair value of the contingent consideration classified as an asset or liability is recognised in profit or loss. Contingent consideration classified as equity is not remeasured and its subsequent settlement is accounted for within equity. The difference between the acquisition-date fair value of assets acquired, liabilities assumed and any non-controlling interest in the acquiree and the fair value of the consideration transferred and the fair value of any pre-existing investment in the acquiree is recognised as goodwill. If the consideration transferred and the pre-existing fair value is less than the fair value of the identifiable net assets acquired, being a bargain purchase to the acquirer, the difference is recognised as a gain directly in profit or loss by the acquirer on the acquisition-date, but only after a reassessment of the identification and measurement of the net assets acquired, the non-controlling interest in the acquiree, if any, the consideration transferred and the acquirer’s previously held equity interest in the acquirer. Business combinations are initially accounted for on a provisional basis. The acquirer retrospectively adjusts the provisional amounts recognised and also recognises additional assets or liabilities during the measurement period, based on new information obtained about the facts and circumstances that existed at the acquisition-date. The measurement period ends on either the earlier of (i) 12 months from the date of the acquisition or (ii) when the acquirer receives all the information possible to determine fair value. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 3 9 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Earnings per share Basic earnings per share Basic earnings per share is calculated by dividing the profit attributable to the owners of FirstWave Cloud Technology Limited, excluding any costs of servicing equity other than ordinary shares, by the weighted average number of ordinary shares outstanding during the financial year, adjusted for bonus elements in ordinary shares issued during the financial year. Diluted earnings per share Diluted earnings per share adjusts the figures used in the determination of basic earnings per share to take into account the after income tax effect of interest and other financing costs associated with dilutive potential ordinary shares and the weighted average number of additional ordinary shares that would have been outstanding assuming conversion of all dilutive potential ordinary shares. Goods and Services Tax (‘GST’) and other similar taxes Revenues, expenses and assets are recognised net of the amount of associated GST, unless the GST incurred is not recoverable from the tax authority. In this case it is recognised as part of the cost of the acquisition of the asset or as part of the expense. Receivables and payables are stated inclusive of the amount of GST receivable or payable. The net amount of GST recoverable from, or payable to, the tax authority is included in other receivables or other payables in the statement of financial position. Cash flows are presented on a gross basis. The GST components of cash flows arising from investing or financing activities which are recoverable from, or payable to the tax authority, are presented as operating cash flows. Commitments and contingencies are disclosed net of the amount of GST recoverable from, or payable to, the tax authority. New Accounting Standards and Interpretations not yet mandatory or early adopted Australian Accounting Standards and Interpretations that have recently been issued or amended but are not yet mandatory, have not been early adopted by the consolidated entity for the annual reporting period ended 30 June 2022. The adoption of these Accounting Standards and Interpretations is not expected to have any significant impact on the consolidated entity’s financial statements. Note 2. Critical accounting judgements, estimates and assumptions The preparation of the financial statements requires management to make judgements, estimates and assumptions that affect the reported amounts in the financial statements. Management continually evaluates its judgements and estimates in relation to assets, liabilities, contingent liabilities, revenue and expenses. Management bases its judgements, estimates and assumptions on historical experience and on various other factors, including expectations of future events, management believes to be reasonable under the circumstances. The resulting accounting judgements and estimates will seldom equal the related actual results. The judgements, estimates and assumptions that have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities (refer to the respective notes) within the next financial year are discussed below. Share-based payment transactions The consolidated entity measures the cost of equity- settled transactions with employees by reference to the fair value of the equity instruments at the date at which they are granted. The fair value is determined by using either the Binomial or Black-Scholes model taking into account the terms and conditions upon which the instruments were granted. The accounting estimates and assumptions relating to equity-settled share-based payments would have no impact on the carrying amounts of assets and liabilities within the next annual reporting period but may impact profit or loss and equity. Refer to note 36 for information regarding key assumptions. Allowance for expected credit losses The allowance for expected credit losses assessment requires a degree of estimation and judgement. It is based on the lifetime expected credit loss, grouped based on days overdue, and makes assumptions to allocate an overall expected credit loss rate for each group. These assumptions include recent sales experience, historical collection rates, the impact of the Coronavirus (COVID-19) pandemic and forward- looking information that is available. The allowance for expected credit losses, as disclosed in note 9, is calculated based on the information available at the time of preparation. The actual credit losses in future years may be higher or lower. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 0 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Capitalised development costs Distinguishing the research and development phases of a new customised product and determining whether the recognition requirements for the capitalisation of development costs are met requires judgement. After capitalisation, management monitors whether the recognition requirements continue to be met and whether there are any indicators that capitalised costs may be impaired. Estimation of useful lives of assets The consolidated entity determines the estimated useful lives and related depreciation and amortisation charges for its property, plant and equipment and finite life intangible assets. The useful lives could change significantly as a result of technical innovations or some other event. The depreciation and amortisation charge will increase where the useful lives are less than the previously estimated lives, or technically obsolete or non- strategic assets that have been abandoned or sold will be written off or written down. Goodwill and other indefinite life intangible assets Management has assessed that goodwill cannot be allocated on a non-arbitrary basis to individual cash generating units (‘CGUs’), and has been allocated to a group of CGUs. The group of CGUs represents the lowest level at which management captures information, for internal management reporting purposes, about the benefits of the goodwill. The combined CGUs are not larger than an operating segment. Impairment testing is therefore performed at the consolidated group level using fair value less costs of disposal (‘FVLCD’) with reference to the market capitalisation of the Company less estimated disposal costs. Income tax The consolidated entity is subject to income taxes in the jurisdictions in which it operates. Significant judgement is required in determining the provision for income tax. There are many transactions and calculations undertaken during the ordinary course of business for which the ultimate tax determination is uncertain. The consolidated entity recognises liabilities for anticipated tax audit issues based on the consolidated entity’s current understanding of the tax law. Where the final tax outcome of these matters is different from the carrying amounts, such differences will impact the current and deferred tax provisions in the period in which such determination is made. Lease term The lease term is a significant component in the measurement of both the right-of-use asset and lease liability. Judgement is exercised in determining whether there is reasonable certainty that an option to extend the lease or purchase the underlying asset will be exercised, or an option to terminate the lease will not be exercised, when ascertaining the periods to be included in the lease term. In determining the lease term, all facts and circumstances that create an economical incentive to exercise an extension option, or not to exercise a termination option, are considered at the lease commencement date. Factors considered may include the importance of the asset to the consolidated entity’s operations; comparison of terms and conditions to prevailing market rates; incurrence of significant penalties; existence of significant leasehold improvements; and the costs and disruption to replace the asset. The consolidated entity reassesses whether it is reasonably certain to exercise an extension option, or not exercise a termination option, if there is a significant event or significant change in circumstances. Business combinations As discussed in note 1, business combinations are initially accounted for on a provisional basis, the amounts disclosed in note 33 are final. The fair value of assets acquired, liabilities and contingent liabilities assumed are initially estimated by the consolidated entity taking into consideration all available information at the reporting date. Fair value adjustments on the finalisation of the business combination accounting is retrospective, where applicable, to the period the combination occurred and may have an impact on the assets and liabilities, depreciation and amortisation reported. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 1 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 3. Operating segments Identification of reportable operating segments The consolidated entity’s operating segments are based on the internal reports that are reviewed and used by the Chief Executive Officer (being the Chief Operating Decision Makers (‘CODM’)) in assessing performance and in determining the allocation of resources. Following the acquisition of Opmantek Ltd during the financial year, refer to note 33, the consolidated entity only has one reportable segment being the development and sale of internet security software. For information on the reportable segment refer to the statement of profit or loss and other income (for segment revenues and profit/loss) and statement of financial position (for total segment assets and liabilities) and notes to the financial statements. Major customers During the year ended 30 June 2022, there was one major external customer (2021: one customer) where revenue exceeded 10% of the consolidated revenue. Total revenue from the customer for the year ended 30 June 2022 amounted to $6,234,304 (2021: $6,487,157). Note 4. Revenue from contracts with customers Disaggregation of revenue The disaggregation of revenue from contracts with customers is as follows: Consolidated 2022 $ 2021 $ 7,352,290 1,999,207 7,975,182 - 9,351,497 7,975,182 6,781,065 2,570,432 6,728,796 1,246,386 9,351,497 7,975,182 9,131,206 220,291 7,595,067 380,115 9,351,497 7,975,182 Major service lines CyberCision Network monitoring Geographical regions Australia International Timing of revenue recognition Recurring revenue (over a period of time) Non-recurring revenue (at a point in time) T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 2 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 5. Other income Disaggregation of revenue Research and development grant income* Other income** Other income Consolidated 2022 $ 2021 $ 1,358,122 2,239,577 32,896 32,896 1,391,018 2,427,485 * The consolidated entity recognised R&D income on an accrual basis. FY21 was the first year that the consolidated entity started recognising R&D income on an accruals basis. In FY21, the Research and Development (R&D) tax incentive of $2,061,928 relating to FY20 was recognised as income on its receipt in January 2021 (i.e., FY21). Therefore, the financial results for FY21 include both R&D income from FY20 of $2,061,928 and FY21 accrued income estimated at $1,275,017. Total R&D income recognised in FY21 was $2,239,577, which is less than the total of $3,336,945 referenced above due to the work undertaken to earn this R&D grant being capitalised, and the majority of the funds, therefore, being recognised in the statement of financial position. There are no unfulfilled conditions or other contingencies attached to the grant. ** Includes $26,260 (2021: $8,696) Singapore Government job support grant and $nil (2021: $100,000) Export Market Development Grant (‘EMDG’). T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 3 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 6. Expenses Loss before income tax includes the following specific expenses: Cost of sales Cost of licenses Depreciation Leasehold improvements Computer equipment Website Computer platform Right-of-use assets Total depreciation Amortisation Capitalised development costs Customer list Patents Total amortisation Consolidated 2022 $ 2021 $ 3,164,165 3,672,032 46,546 43,395 410 2,280 202,750 295,381 122,758 47,013 - 2,757 369,075 541,603 3,279,236 2,113,634 6,875 27,410 - 13,522 3,313,521 2,127,156 Total depreciation and amortisation 3,608,902 2,668,759 Impairment Information systems Finance costs 90,000 - Interest and finance charges paid/payable on lease liabilities 60,772 53,151 Net foreign exchange variance Net foreign exchange variance Employee benefit expenses Employee salaries and other benefits* Defined contribution superannuation expense Share-based payments expenses 38,178 (12,122) 11,420,218 11,621,907 774,676 860,004 700,747 3,078,902 Total employee benefit expenses 13,054,898 15,401,556 * Includes a salary sacrifice amount of $538,539 (2021: $1,160,422). Share rights have been granted for cash forgone. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 4 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 7. Income tax Consolidated 2022 $ 2021 $ Numerical reconciliation of income tax expense and tax at the statutory rate Loss before income tax expense (13,455,494) (10,812,108) Tax at the statutory tax rate of 25% (2021: 26%) (3,363,874) (2,811,148) Tax effect amounts which are not deductible/(taxable) in calculating taxable income: Amortisation of intangibles Entertainment expenses Non-deductible research and development incentive expenditure Development costs Deferred income Tax losses not recognised (including reversal of previously recognised tax losses) Current year temporary differences not recognised Income tax expense Tax losses not recognised Unused tax losses for which no deferred tax asset has been recognised 749,666 603 669,570 (857,314) (339,530) 534,873 1,429 762,079 (1,083,272) (626,490) (3,140,879) (3,222,529) 2,658,303 482,576 2,685,819 536,710 - - Consolidated 2022 $ 2021 $ 50,098,496 38,618,225 Potential tax benefit at statutory tax rates 12,524,624 10,040,739 The above potential tax benefit for tax losses has not been recognised in the statement of financial position. These tax losses can only be utilised in the future if the continuity of ownership test is passed, or failing that, the same business test is passed. Note 8. Cash and cash equivalents Cash at bank Consolidated 2022 $ 2021 $ 10,408,589 9,961,866 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 5 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 9. Trade and other receivables Trade receivables Less: Allowance for expected credit losses Consolidated 2022 $ 1,691,107 (260,123) 1,430,984 2021 $ 1,553,923 (210,224) 1,343,699 Research and development tax incentive receivable 1,397,219 1,275,017 Other receivables GST receivable 34,685 220,116 86,122 139,115 3,083,004 2,843,953 Allowance for expected credit losses The consolidated entity has recognised a loss of $667,906 (2021: $156,741) in profit or loss in respect of impairment of receivables for the year ended 30 June 2022. The ageing of the receivables and allowance for expected credit losses provided for above are as follows: Consolidated Not overdue 0 to 3 months overdue 3 to 6 months overdue 6 to 12 months overdue Over 12 months overdue Expected credit loss rate Carrying amount Allowance for expected credit losses 2022 % - 9.20% 12.37% 36.78% - 2021 % 2022 $ - 1,172,563 3.63% 227,960 14.28% 18.59% 89.12% 25,034 46,670 - 2021 $ 764,652 327,670 148,980 160,036 48,534 2022 $ 2021 $ - 20,982 3,098 17,163 - - 11,894 21,274 29,751 43,254 Special provision 100.00% 100.00% 218,880 104,051 218,880 104,051 1,691,107 1,553,923 260,123 210,224 Movements in the allowance for expected credit losses are as follows: Opening balance Additional provisions recognised Receivables written off during the year as uncollectable Closing balance Consolidated 2022 $ 2021 $ 210,224 667,906 (618,007) 260,123 95,934 156,741 (42,451) 210,224 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 6 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 10. Other assets Current assets Prepayments Security deposits Note 11. Property, plant and equipment Leasehold improvements – at cost Less: Accumulated depreciation Computer equipment – at cost Less: Accumulated depreciation Computer platform – at cost Less: Accumulated depreciation Website – at cost Less: Accumulated depreciation T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 7 Consolidated 2022 $ 2021 $ 605,900 33,181 1,106,520 33,181 639,081 1,139,701 Consolidated 2022 $ 2021 $ 685,863 (574,202) 111,661 565,443 (536,729) 28,714 259,871 (244,638) 15,233 12,286 (410) 11,876 680,827 (612,020) 68,807 505,529 (451,247) 54,282 245,475 (242,358) 3,117 - - - 167,484 126,206 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Reconciliations Reconciliations of the written down values at the beginning and end of the current and previous financial year are set out below: Leasehold improvements $ Computer equipment $ Computer platform $ Website $ Total $ Consolidated Balance at 1 July 2020 Additions 158,248 33,317 66,345 34,950 Depreciation expense (122,758) (47,013) Balance at 30 June 2021 Additions Additions through business combinations (note 33) Disposals Depreciation expense 68,807 87,533 20,806 (18,939) (46,546) 54,282 19,855 - (2,028) (43,395) 4,335 1,539 (2,757) 3,117 14,396 - - - - - - 12,286 - - (2,280) (410) 228,928 69,806 (172,528) 126,206 134,070 20,806 (20,967) (92,631) Balance at 30 June 2022 111,661 28,714 15,233 11,876 167,484 Note 12. Property, plant and equipment Non-current assets Right-of-use assets – office premises Less: Accumulated depreciation Consolidated 2022 $ 2021 $ 1,022,455 (713,725) 1,268,277 (646,128) 308,730 622,149 The consolidated entity has leased office premises under operating leases expiring in two to four years, with in certain instances options to extend. The leases have various escalation clauses. On renewal, the terms of the leases are renegotiated. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 4 8 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Reconciliations Reconciliations of the written down values at the beginning and end of the current and previous financial year are set out below: Office premises $ 382,165 663,016 (6,308) (47,649) (369,075) 622,149 (110,669) (202,750) 308,730 Consolidated Balance at 1 July 2020 Additions Exchange differences Other changes – adjustments to lease make-good provisions Depreciation expense Balance at 30 June 2021 Disposals Depreciation expense Balance at 30 June 2022 For other AASB 16 lease-related disclosures refer to the following: — note 6 for details of interest on lease liabilities and other lease expenses; — note 18 for details of lease liabilities at the beginning and end of the reporting period; — note 24 for the maturity analysis of lease liabilities; and — statement of cash flows for repayment of lease liabilities. Note 13. Intangibles Goodwill – at cost Capitalised development costs – at cost Less: Accumulated amortisation Brand name – at cost Customer list – at cost Less: Accumulated amortisation Patents – at cost Less: Accumulated amortisation Information systems – at cost Less: Accumulated impairment 4 9 Consolidated 2022 $ 2021 $ 49,493,774 - 26,248,860 21,170,160 (15,091,772) (15,091,772) 11,157,088 9,346,067 971,000 165,000 (6,875) 158,125 212,805 (162,651 50,154 90,000 (90,000) - - - - - 202,479 (135,241) 67,238 90,000 - 90,000 61,830,141 9,503,305 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Reconciliations Reconciliations of the written down values at the beginning and end of the current and previous financial year are set out below: Goodwill $ Capitalised development $ Brand name $ Customer list $ Patents $ Information systems $ Total $ Consolidated Balance at 1 July 2020 Additions Amortisation expense Balance at 30 June 2021 Additions Additions through business combinations (note 33) Amortisation expense Impairment expense Balance at 30 June 2022 - - - - - 6,520,680 4,939,021 (2,113,634) 9,346,067 3,429,257 - - - - - - - - - - 56,839 23,921 (13,522) 67,238 10,326 49,493,774 1,661,000 971,000 165,000 - 90,000 6,667,519 - - 4,962,942 (2,127,156) 90,000 9,503,305 - - - 3,439,583 52,290,774 (3,313,521) - - (3,279,236) - - - (6,875) (27,410) - - (90,000) (90,000) 49,493,774 11,157,088 971,000 158,125 158,125 - 61,830,141 Impairment tests for goodwill and all other intangibles Goodwill acquired through business combinations has been allocated to and is tested at the level of their respective cash generating units (‘CGUs’), or, where appropriate, Groups of CGUs, for impairment testing. For the purpose of impairment testing of goodwill and other intangible assets, management has assessed that goodwill cannot be allocated on a non-arbitrary basis to individual CGUs, and should be allocated to a single group of CGUs. This group comprises the Cloud Content Security Platform, Network Management Information System and Open-AudIT. This allocation has been undertaken on the basis that management monitors the performance of the business at a corporate level, with management reporting reflecting individual revenue from product lines and consolidated expenses. Expenses are not able to be disaggregated into specific product lines. While cash inflows are nominally independent, actual independent net benefits are not monitored. Therefore, net benefits are measured at the group of CGUs rather than the individual products. Goodwill was therefore tested for impairment by aggregating the CGUs identified above. The combined CGUs are not larger than an operating segment. 5 0 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F The recoverable amount of the group of cash-generating units has been determined by measuring the fair value less cost of disposal (‘FVLCOD’) of the group of CGUs. This was calculated with reference to the market capitalisation of the Company on the Australian Stock Exchange (ASX: FCT) as a measure of fair value that maximises observable inputs and minimises the use of unobservable inputs. As at 30 June 2022, the Group’s market capitalisation value of $78,130,634, when adjusted for estimated costs of disposal of 5%, was greater than the carrying amount of the net assets of the Group of $65,157,473. The FVLCD is therefore $9,066,629 higher than the carrying amount of the Group and that indicates no impairment exists as at 30 June 2022. Sensitivity to changes in assumptions Management has considered sensitivity to changes in assumptions by looking at the movement in the Group’s ASX share price over the last 12 months. At the lowest point, the share price was $0.044, equalling a market capitalisation value of $73,143,573. This is greater than the carrying value by $7,986,100. Assuming costs of disposal of 5% of total consideration received, the market capitalisation would need to decline a further 6.2% from the lowest share price of $0.044 in order for the group of cash-generating units’ recoverable amount to be equal to its carrying amount. Management do not consider this to be a reasonably possible scenario given that the business has recently completed the integration of Opmantek Limited as at 30 June 22 and can now expect synergy benefits to be realised in full from FY23 onwards. Note 14. Trade and other payables Current liabilities Trade payables Accrued expenses Other payables Refer to note 24 for further information on financial instruments. Consolidated 2022 $ 2021 $ 1,124,190 2,793,723 - 1,028,096 3,020,645 210,247 3,917,913 4,258,988 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 1 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 15. Contract liabilities Current liabilities Contract liabilities Non-current liabilities Contract liabilities Reconciliation Consolidated 2022 $ 2021 $ 3,060,533 901,819 153,782 121,231 3,214,315 1,023,050 The contract liabilities relate to sales of term-based contracts that have been prepaid and hence the entity is obligated to provide the services agreed under the contract. Reconciliation of the contract liabilities (current and non-current) during the current financial year are set out below: Opening balance Payments received in advance Additions through business combination (note 33) Transfer to revenue – included in the opening balance Transfer to revenue – other balances Consolidated 2022 $ 1,023,050 959,040 2,631,918 (901,819) (497,874) 2021 $ 3,639,390 1,639,893 - (3,309,329) (946,904) Closing balance 3,214,315 1,023,050 Unsatisfied performance obligations The aggregate amount of the transaction price allocated to the performance obligations that are unsatisfied at the end of the reporting period was $3,214,315 as at 30 June 2022 ($1,023,050 as at 30 June 2021) and is expected to be recognised as revenue in future periods as follows: Within 12 months 12 to 24 months Consolidated 2022 $ 3,060,533 153,782 2021 $ 901,819 121,231 3,214,315 1,023,050 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 2 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 16. Employee benefits Current liabilities Annual leave Long service leave Non-current liabilities Long service leave Note 17. Provisions Non-current liabilities Lease make-good Lease make-good Consolidated 2022 $ 2021 $ 1,064,686 345,863 1,020,264 246,275 1,410,549 1,266,539 108,860 155,445 1,519,409 1,421,984 Consolidated 2022 $ 2021 $ 26,406 105,000 The provision represents the present value of the estimated costs to make good the premises leased by the consolidated entity at the end of the respective lease terms. Movements in provisions Movements in each class of provision during the current financial year, other than employee benefits, are set out below: Consolidated – 2022 Carrying amount at the start of the year Amounts used Carrying amount at the end of the year Lease make-good $ 105,000 (78,594) 26,406 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 3 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 18. Lease liabilities Current liabilities Lease liability Non-current liabilities Lease liability Consolidated 2022 $ 2021 $ 107,145 176,758 260,426 367,571 456,230 632,988 Note 19. Deferred research and development income Consolidated 2022 $ 2021 $ Current liabilities Deferred research and development income 945,979 832,128 Non-current liabilities Deferred research and development income 1,590,156 1,739,171 2,536,135 2,571,299 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 4 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 20. Borrowings National Australia Bank (‘NAB’) lease facility The consolidated entity has an asset leasing facility for $300,000 with NAB. The facility is available on a revolving basis with repayment terms ranging from 1 to 3 years from the draw-down date. Financing arrangements Unrestricted access was available at the reporting date to the following lines of credit: Total facilities NAB lease facility Corporate credit card facility AMEX credit card facility Used at the reporting date NAB lease facility Corporate credit card facility AMEX credit card facility Unused at the reporting date NAB lease facility Corporate credit card facility AMEX credit card facility Note 21. Issued capital Consolidated 2022 $ 2021 $ 300,000 70,000 - 370,000 - - - - 300,000 70,000 - 370,000 300,000 70,000 208,000 578,000 - - 207,876 207,876 300,000 70,000 124 370,124 Consolidated 2022 Shares 2021 Shares 2022 $ 2021 $ Ordinary shares – fully paid 1,662,353,921 747,390,339 128,426,284 63,760,506 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 5 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Movements in ordinary share capital Details Balance Date Shares $ 1 July 2020 647,625,092 54,667,525 Issue of shares on exercise of options 17 September 2020 Issue of shares on exercise of options 15 October 2020 Issue of shares on exercise of options 23 November 2020 Issue of shares on exercise of rights 25 November 2020 Issue of shares on exercise of options 24 December 2020 Issue of shares on exercise of options 10 February 2021 Issue of shares on exercise of rights 10 February 2021 Issue of shares on exercise of options 11 March 2021 Issue of shares from placement 6 May 2021 Issue of shares on exercise of options 6 May 2021 Issue of shares from placement 7 June 2021 Issue of shares on exercise of rights 7 June 2021 Issue of shares from placement 3 June 2021 Share issue transaction costs, net of tax Issue of shares on exercise of options 30 June 2021 Issue of shares on exercise of rights 6 May 2021 989,650 4,900,767 4,110,242 2,939,185 668,318 377,368 2,894,149 3,094,568 66,666,667 333,654 4,911,158 1,361,445 4,413,430 - 237,060 1,867,586 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 $0.000 109,851 543,985 456,237 308,614 74,183 41,888 303,886 343,497 6,000,000 37,036 442,004 142,952 414,862 (348,029) 26,314 195,701 Balance 30 June 2021 747,390,339 63,760,506 Issue of shares on exercise of options 16 July 2021 Issue of shares on exercise of rights 19 July 2021 Issue of shares on exercise of rights 2 August 2021 Issue of shares on exercise of rights 2 August 2021 Issue of shares on exercise of options 2 August 2021 Issue of shares on exercise of options 19 August 2021 Issue of shares on exercise of rights 6 September 2021 Issue of shares on exercise of rights 6 September 2021 Issue of shares on exercise of rights 6 September 2021 418,751 960,000 4,178,060 27,588 6,155,118 8,714,504 1,130,432 55,176 367,340 Issue of shares from placement 7 December 2021 40,000,000 Issue of shares on exercise of rights 7 December 2021 508,065 Issue of shares from entitlement offer 21 December 2021 99,398,468 Issue of shares on exercise of rights 24 December 2021 Issue of shares on exercise of rights 24 December 2021 Issue of shares on exercise of rights 24 December 2021 111,358 55,679 59,556 Issue of shares – business combination (note 33) 17 January 2022 691,265,824 Issue of shares from placement 20 January 2022 Issue of shares on exercise of rights 14 April 2022 Issue of shares on exercise of rights 14 April 2022 Issue of shares on exercise of rights 14 April 2022 Share issue transaction costs, net of tax 60,000,000 1,374,481 48,279 134,903 - $0.110 $0.110 $0.110 $0.140 $0.110 $0.110 $0.110 $0.140 $0.070 $0.070 $0.120 $0.070 $0.110 $0.120 $0.130 $0.068 $0.070 $0.110 $0.140 $0.070 $0.000 46,482 100,800 438,696 3,807 683,218 967,310 118,695 7,614 24,612 2,800,000 60,460 6,957,893 11,693 6,626 7,498 49,079,874 4,200,000 144,321 6,662 9,039 (1,009,522) Balance 30 June 2022 1,662,353,921 128,426,284 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 6 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Ordinary shares Ordinary shares entitle the holder to participate in any dividends declared and any proceeds attributable to shareholders should the company be wound up, in proportions that consider both the number of shares held and the extent to which those shares are paid up. The fully paid ordinary shares have no par value and the company does not have a limited amount of authorised capital. On a show of hands every member present at a meeting in person or by proxy shall have one vote and upon a poll each share shall have one vote. Share buy-back There is no current on-market share buy-back. Capital risk management The consolidated entity’s objectives when managing capital are to safeguard its ability to continue as a going concern while balancing its ability to provide returns for shareholders and benefits for other stakeholders, and to maintain an optimum capital structure to reduce the cost of capital. Capital is regarded as total equity, as recognised in the statement of financial position, plus net debt. Net debt is calculated as total borrowings less cash and cash equivalents. In order to maintain or adjust the capital structure, the consolidated entity may adjust the amount of dividends paid to shareholders, return capital to shareholders, issue new shares or sell assets to reduce debt. The consolidated entity will raise capital to support its growth strategy and to fund value adding projects that it deems necessary to maintain and enhance shareholder value. Any funds raised will be utilized in adherence with the governance principles underlying the consolidated entity’s capital management policy under the authority of the board. The capital risk management policy remains unchanged from the 30 June 2021 Annual Report. Note 22. Reserves Foreign currency reserve Share-based payments reserve Foreign currency reserve Consolidated 2022 $ 2021 $ 97,789 (2,165) 5,638,340 7,613,365 5,736,129 7,611,200 The reserve is used to recognise exchange differences arising from the translation of the financial statements of foreign operations to Australian dollars. Share-based payments reserve The reserve is used to recognise the value of equity benefits provided to employees and directors as part of their remuneration, and other parties as part of their compensation for services. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 7 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Movements in reserves Movements in each class of reserve during the current and previous financial year are set out below: Consolidated Balance at 1 July 2020 Foreign currency translation Share-based payment expense Transfer to issued capital Transfer to retained earnings Balance at 30 June 2021 Foreign currency translation Share-based payment expense Transfer to issued capital Transfer to retained earnings Foreign currency reserve $ Share-based payments $ Total $ (6,345) 4,180 - - - (2,165) 99,954 - - 6,392,924 6,386,579 - 4,180 3,078,902 3,078,902 (1,848,563) (1,848,563) (9,898) (9,898) 7,613,365 7,611,200 - 860,004 99,954 860,004 (1,873,113) (1,873,113) (961,916) (961,916) Balance at 30 June 2022 97,789 5,638,340 5,736,129 Note 23. Dividends There were no dividends paid, recommended or declared during the current or previous financial year. Note 24. Financial instruments Financial risk management objectives The consolidated entity’s activities expose it to a variety of financial risks: market risk, credit risk and liquidity risk. The consolidated entity’s overall risk management program focuses on the unpredictability of financial markets and seeks to minimise potential adverse effects on the financial performance of the consolidated entity. The consolidated entity uses different methods to measure different types of risk to which it is exposed. These methods include sensitivity analysis in the case of interest rate risk and foreign exchange risk and ageing analysis for credit risk. Risk management is carried out by senior finance executives (‘finance’) under policies approved by the Board of Directors (‘the Board’). These policies include identification and analysis of the risk exposure of the consolidated entity and appropriate procedures, controls and risk limits. Finance identifies, evaluates and hedges financial risks within the consolidated entity’s operating units. Finance reports to the Board on a monthly basis. Market risk Foreign currency risk The consolidated entity is not exposed to any significant foreign currency risk. Price risk The consolidated entity is not exposed to any significant price risk. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 8 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Interest rate risk The consolidated entity’s main interest rate risk arises from cash at bank. Bank balance at variable rates expose the consolidated entity to interest rate risk. An official increase/decrease in interest rates of 50 (2021: 50) basis points would have a favourable/adverse effect on the loss before tax of $52,043 (2021: $49,809) per annum. The percentage change is based on the expected volatility of interest rates using market data and analysts’ forecasts. Credit risk Credit risk refers to the risk that a counterparty will default on its contractual obligations resulting in financial loss to the consolidated entity. The consolidated entity has a strict code of credit, including obtaining agency credit information, confirming references and setting appropriate credit limits. The consolidated entity obtains guarantees where appropriate to mitigate credit risk. The maximum exposure to credit risk at the reporting date to recognised financial assets is the carrying amount, net of any provisions for impairment of those assets, as disclosed in the statement of financial position and notes to the financial statements. The consolidated entity does not hold any collateral. The consolidated entity has adopted a lifetime expected loss allowance in estimating expected credit losses to trade receivables through the use of a provisions matrix using fixed rates of credit loss provisioning. These provisions are considered representative across all customers of the consolidated entity based on recent sales experience, historical collection rates and forward-looking information that is available. The consolidated entity has a credit risk exposure with one major customer, which as at 30 June 2022 owed the consolidated entity $544,256 (32% of trade receivables) (2021: $433,717 (28% of trade receivables)). Despite the impact that the Coronavirus (COVID-19) pandemic has had on this major Australian retailer, this balance was within its terms of trade and no impairment was made as at 30 June 2022 and 30 June 2021. There are no guarantees against this receivable, but management closely monitors the receivable balance on a monthly basis and is in regular contact with this customer to mitigate risk. Generally, trade receivables are written off when there is no reasonable expectation of recovery. Indicators of this include the failure of a debtor to engage in a repayment plan, no active enforcement activity and a failure to make contractual payments for a period greater than 1 year. Liquidity risk Vigilant liquidity risk management requires the consolidated entity to maintain sufficient liquid assets (mainly cash and cash equivalents) and available borrowing facilities to be able to pay debts as and when they become due and payable. The consolidated entity manages liquidity risk by maintaining adequate cash reserves and available borrowing facilities by continuously monitoring actual and forecast cash flows and matching the maturity profiles of financial assets and liabilities. Financing arrangements Unused borrowing facilities at the reporting date: NAB lease facility Corporate credit card facility AMEX credit card facility Consolidated 2022 $ 2021 $ 300,000 70,000 - 70,000 70,000 124 370,000 370,124 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 5 9 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Remaining contractual maturities The following tables detail the consolidated entity’s remaining contractual maturity for its financial instrument liabilities. The tables have been drawn up based on the undiscounted cash flows of financial liabilities based on the earliest date on which the financial liabilities are required to be paid. The tables include both interest and principal cash flows disclosed as remaining contractual maturities and therefore these totals may differ from their carrying amount in the statement of financial position. Weighted average interest rate % 1 year or less $ Between 1 and 2 years $ Between 2 and 5 years $ Over 5 years $ Remaining contractual maturities $ Consolidated – 2022 Non-derivatives Non-interest bearing Trade payables Other payables Interest-bearing – fixed rate Lease liability - - 1,124,190 - - - - - Total non-derivatives 1,231,335 3.50% 107,145 118,568 118,568 141,857 141,857 Weighted average interest rate % 1 year or less $ Between 1 and 2 years $ Between 2 and 5 years $ Over 5 years $ - - 1,028,096 210,247 - - - - 3.50% 176,758 217,236 238,994 Consolidated – 2021 Non-derivatives Non-interest bearing Trade payables Other payables Interest-bearing – fixed rate Lease liability Total non-derivatives 1,415,101 217,236 238,994 - - - - - - - - 1,124,190 - 367,570 1,491,760 Remaining contractual maturities $ 1,028,096 210,247 632,988 1,871,331 The cash flows in the maturity analysis above are not expected to occur significantly earlier than contractually disclosed above. Note 25. Fair value measurement The carrying amounts of trade and other receivables and trade and other payable approximate their fair values due to their short term nature. The fair value of financial liabilities is estimated by discounting the remaining contractual maturities at the current market interest rate that is available for similar financial liabilities. 6 0 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Note 26. Remuneration of auditors During the financial year the following fees were paid or payable for services provided by Grant Thornton, the auditor of the company: Audit services – Grant Thornton Audit or review of the financial statements Other services – Grant Thornton Taxation services Consolidated 2022 $ 2021 $ 227,601 131,480 40,000 22,798 267,601 154,278 Note 27. Contingent liabilities The consolidated entity has given bank guarantees as at 30 June 2022 of $133,776 (2021: $133,776) to various landlords. Note 28. Commitments The consolidated entity had no commitments as at 30 June 2022 and 30 June 2021. Note 29. Key management personnel disclosures Compensation The aggregate compensation made to directors and other members of key management personnel of the consolidated entity is set out below: Short-term employee benefits Post-employment benefits Long-term benefits Termination benefits Share-based payments Consolidated 2022 $ 2021 $ 1,406,490 1,247,138 105,790 15,285 149,357 702,905 77,683 15,461 - 1,529,896 2,379,827 2,870,178 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 1 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 30. Interests in subsidiaries The consolidated financial statements incorporate the assets, liabilities and results of the following subsidiaries in accordance with the accounting policy described in note 1: Name FirstWave Technology Pty Ltd FirstWave Global Pty Ltd Principal place of business / Country of incorporation Australia Australia FirstWave Cloud Technology Inc. The United States of America FirstWave Cloud Technology (Singapore) Pte Ltd Singapore FirstWave Share Rights Pty Ltd Opmantek Ltd Opmantek Software Pty Ltd Australia Australia Australia Ownership interest 2022 % 2021 % 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% - - Note 31. Related party transactions Parent entity FirstWave Cloud Technology Limited is the parent entity. Subsidiaries Interests in subsidiaries are set out in note 30. Key management personnel Disclosures relating to key management personnel are set out in note 29. Transactions with related parties The following transactions occurred with related parties: Consolidated 2022 $ 2021 $ Other income: Interest received from key management personnel - 1,662 Receivable from and payable to related parties There were no trade receivables from or trade payables to related parties at the current and previous reporting date. Loans to/from related parties There were no loans to or from related parties at the current and previous reporting date. Terms and conditions All transactions were made on normal commercial terms and conditions and at market rates. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 2 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 32. Parent entity information Set out below is the supplementary information about the parent entity. Statement of profit or loss and other comprehensive income Loss after income tax Total comprehensive income Statement of financial position Total current assets Total assets Total current liabilities Total liabilities Equity Issued capital Share-based payments reserve Accumulated losses Total equity Parent 2022 $ 2021 $ (46,861,042) (11,631,006) (46,861,042) (11,631,006) Parent 2022 $ 2021 $ 126,949 678,019 65,300,008 49,473,554 142,535 145,792 142,535 145,792 128,426,284 63,760,506 5,638,340 7,613,365 (68,907,151) (22,046,109) 65,157,473 49,327,762 Guarantees entered into by the parent entity in relation to the debts of its subsidiaries The parent entity had no guarantees in relation to the debts of its subsidiaries as at 30 June 2022 and 30 June 2021. Contingent liabilities The parent entity had no contingent liabilities as at 30 June 2022 and 30 June 2021. Capital commitments – Property, plant and equipment The parent entity had no capital commitments for property, plant and equipment as at 30 June 2022 and 30 June 2021. Significant accounting policies The accounting policies of the parent entity are consistent with those of the consolidated entity, as disclosed in note 1, except for the following: — Investments in subsidiaries are accounted for at cost, less any impairment, in the parent entity. — Dividends received from subsidiaries are recognised as other income by the parent entity and its receipt may be an indicator of an impairment of the investment. 6 3 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F Note 33. Business combinations On 14 January 2022, the company completed the acquisition of Opmantek Ltd (‘Opmantek’) upon the acceptance of Opmantek’s shareholders of the offer to acquire 100% of the issued capital of Opmantek by the issuance of 691,265,824 new shares of the company for a total consideration of $49,079,874. The acquisition was undertaken as a 100% scrip for scrip acquisition. As part of the transaction 675,700,387 shares were subject to voluntary escrow. 202,010,388 shares will be released from escrow on release of the FY22 Appendix 4E, 202,010,361 shares will be released from escrow on release of the FY23 Appendix 4D, 135,839,820 shares will be released from escrow on release of the FY23 Appendix 4E and the remaining 135,839,818 shares will be released from escrow on release of the FY24 Appendix 4D. The remaining 15,565,437 shares, that were not subject to escrow, were sold on the open market as they represented shares held by foreign shareholders who under the terms of the transaction were paid in cash to avoid compliance restrictions around issuing shares to overseas parties. Opmantek is a fast-growing provider of enterprise-grade network management, automation and IT audit software to Managed Service Providers (‘MSP’) and medium to large businesses worldwide. Opmantek was acquired to bring substantial operation, financial and strategic benefits to the consolidated entity including product expansion, new global channels, access to the US market and a strengthened leadership team. The acquired business contributed revenues of $1,999,207 from 14 January 2022 to 30 June 2022. If the acquisition occurred on 1 July 2021, the full year contributions would have been revenues of $4,381,006. The values identified in relation to the acquisition of Opmantek are final as at 30 June 2022. The profit or loss before tax of the acquired business from the date of acquisition and for the year are not disclosed. The contribution of the acquired entity to the results of the consolidated entity cannot be quantified due to shared cost of the combined businesses after the business combination. The assets and liabilities recognsied as a result of the acquisition were based on fair value. The purchased assets identified as intangibles were brand names, capitalised development software, and customer list. The brand names and software were fair valued using the “Relief from Royalty” approach which considers the market royalty rate that would have had been paid to utilise the assets if they were not owned by the company considering Opmantek Ltd’s forecast revenues. The customer list was valued using the Multi period excess earnings method (‘MEEM’) which looks to estimate the present value of the benefits anticipated from ownership of the intangible asset in excess of the ongoing required investment in the intangible asset. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 4 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Details of the acquisition are as follows: Cash and cash equivalents Trade and other receivables GST receivable Other assets Property, plant and equipment Capitalised development cost Brand name Customer list Trade and other payables Contract liabilities Employee benefits Other liabilities Net liabilities assumed Goodwill* Acquisition-date fair value of the total consideration transferred Representing: Fair value $ 958,938 2,576,475 255,699 49,355 20,806 1,661,000 971,000 165,000 (1,403,947) (2,631,918) (254,172) (2,782,136) (413,900) 49,493,774 49,079,874 FirstWave Cloud Technology Limited shares issued to vendor** 49,079,874 Cash used to acquire business, net of cash acquired: Acquisition-date fair value of the total consideration transferred Less: cash and cash equivalents Less: shares issued by company as part of consideration Net cash received 49,079,874 (958,938) (49,079,874) (958,938) * The goodwill is attributable to the expected synergies of the combined business. ** The fair value of the 691,265,824 shares issued as part of the consideration paid for Opmantek Ltd was based on the published closing share price on 14 January 2022 of $0.071 per share. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 5 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 34. Cash flow information Reconciliation of loss after income tax to net cash used in operating activities Loss after income tax expense for the year (13,455,494) (10,812,108) Consolidated 2022 $ 2021 $ Adjustments for: Depreciation and amortisation Impairment expense – information systems Share-based payments – employees Other non-cash adjustments Change in operating assets and liabilities: Increase in trade and other receivables Decrease/(increase) in contract assets Decrease in prepayments Increase in other operating assets Increase/(decrease) in trade and other payables Increase/(decrease) in contract liabilities Increase in employee benefits Increase/(decrease) in other operating liabilities 3,608,902 2,668,759 90,000 860,004 8,645 - 3,078,902 (335,986) (239,052) (1,014,393) 384,280 500,620 (100,045) 184,414 (1,408,509) (1,275,017) (341,075) 2,191,265 97,425 (300,582) 1,191,111 (2,616,340) 329,403 654,627 Net cash used in operating activities (8,003,571) (8,046,673) Non-cash investing and financing activities Additions to the right-of-use assets Shares issued in relation to business combinations Shares issued for non-cash consideration Consolidated 2022 $ 2021 $ - 663,016 49,079,874 - 2,637,532 2,242,081 51,717,406 2,905,097 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 6 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Changes in liabilities arising from financing activities Consolidated Balance at 1 July 2020 Net cash used in financing activities Acquisition of leases Other changes Balance at 30 June 2021 Net cash used in financing activities Other changes Balance at 30 June 2022 Note 35. Earnings per share Lease liability $ 464,271 (499,220) 663,016 4,921 632,988 (188,493) (76,924) 367,571 Loss after income tax attributable to the owners of FirstWave Cloud Technology Limited Weighted average number of ordinary shares used in calculating basic earnings per share Weighted average number of ordinary shares used in calculating diluted earnings per share Basic earnings per share Diluted earnings per share Consolidated 2022 $ 2021 $ (13,455,494) (10,812,108) Number Number 1,181,688,234 669,990,763 1,181,688,234 669,990,763 Cents Cents (1.14) (1.14) (1.61) (1.61) Options and rights have been excluded in the weighted average number of shares used to calculate diluted earnings per share as they were anti-dilutive. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 7 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Note 36. Share-based payments The consolidated entity has a share option plan and a share rights plan to incentivise certain employees and key management personnel (‘KMP’). Shareholders approved the Rights Plan at an Extraordinary General Meeting held on 29 July 2020. The Board have the discretion to invite employees to apply for share rights, which have been designed to deliver long term variable remuneration opportunities, which has a service based vesting condition, that assist in aligning the interests of the employees, with shareholders of the company. During the financial year no options and 16,585,111 share rights were granted (2021: no options and 4,308,845 share rights). The share-based payment expense for the year was $860,004 (2021: $3,078,902), out of which $538,539 (2021: $1,160,422) was offset by the employees agreeing to salary sacrifice in lieu of service rights and hence saving the consolidated entity cash costs. Movements in share awards during the year The following table illustrates the number of awards and weighted average exercise prices (‘WAEP’) of, and movements in, share awards during the current and previous year: Number 30 June 2022 Number 30 June 2021 WAEP 30 June 2022 WAEP 30 June 2021 Movement in share options including share rights Balance at the beginning of the year 76,426,895 100,142,768 Share rights granted during the year 16,585,111 Forfeited during the year Exercised during the year Expired during the year 4,308,845 (640,726) - (24,299,290) (23,773,992) (9,159,999) (3,610,000) $0.190 $0.000 $0.000 $0.031 $0.000 $0.150 $0.000 $0.000 $0.031 $0.000 Balance at the end of the year 59,552,717 76,426,895 21,116,000 options and 24,933,813 share rights were vested and exercisable as at 30 June 2022 (2021: 40,281,036 options and 25,684,014 share rights). The weighted average share price of the company during the financial year was $0.07 (2021: $0.12). The weighted average remaining contractual life of options and share rights outstanding at the end of the financial year was 6.17 years (2021: 5.80 years). T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 8 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Share rights During the year 1,088,415 restricted rights were issued to key personnel in lieu of cash bonuses with nil exercise price and expiry 30 June 2027 and 9,277,165 share appreciation rights (SARs) were issued to Iain Bartram in three tranches 2,796,610, 3,113,208 and 3,367,347 at exercise prices of $0.18, $0.27 and $0.36 respectively vesting over 3 years from 1 July 2021 to 30 June 2024 and expiring 30 June 2027. There were also 6,219,531 share rights granted in lieu of salary and fees. 484,950 were granted to Paul MacRae and 1,003,345 to John Grant in lieu of directors fees expiring 30 June 2035, and 4,292,506 to Craig Nelson in lieu of salary and commission with nil exercise price and expiring 30 June 2027. 438,730 were granted to Ray Kiley in lieu of Director’s fees and are subject to shareholder approval which will be sought at the company’s upcoming AGM. All share rights issued are only subject to service conditions for vesting. For the service rights and restricted service rights granted during the current financial year, the valuation model inputs used to determine their fair value at the grant date are as follows: Grant date Expiry date 03/09/2021 02/09/2024 11/11/2021 30/06/2027 11/11/2021 30/06/2027 11/11/2021 30/06/2027 22/12/2021 22/12/2024 04/03/2022 30/06/2035 07/03/2022 30/06/2027 08/04/2022 30/06/2027 Share price at grant date $0.070 $0.090 $0.090 $0.090 $0.070 $0.106 $0.060 $0.080 Exercise price Expected volatility Dividend yield Risk-free interest rate Fair value at grant date % 72.00% 92.00% 92.00% 92.00% 99.00% 126.13% 81.80% 79.20% $0.00 $0.18 $0.27 $0.36 $0.00 $0.00 $0.00 $0.00 % 0.02% 0.10% 0.10% 0.10% 0.10% 0.09% 1.81% 2.77% - - - - - - - - $0.067 $0.057 $0.051 $0.046 $0.068 $0.106 $0.059 $0.076 Note 37. Events after the reporting period No matter or circumstance has arisen since 30 June 2022 that has significantly affected, or may significantly affect the consolidated entity’s operations, the results of those operations, or the consolidated entity’s state of affairs in future financial years. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 6 9 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Directors’ declaration 30 June 2022 In the directors’ opinion: — the attached financial statements and notes comply with the Corporations Act 2001, the Accounting Standards, the Corporations Regulations 2001 and other mandatory professional reporting requirements; — the attached financial statements and notes comply with International Financial Reporting Standards as issued by the International Accounting Standards Board as described in note 1 to the financial statements; — the attached financial statements and notes give a true and fair view of the consolidated entity’s financial position as at 30 June 2022 and of its performance for the financial year ended on that date; and — there are reasonable grounds to believe that the company will be able to pay its debts as and when they become due and payable. The directors have been given the declarations required by section 295A of the Corporations Act 2001. Signed in accordance with a resolution of directors made pursuant to section 295(5)(a) of the Corporations Act 2001. On behalf of the directors John Grant Chairman 30 August 2022 Sydney Ray Kiley Director T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 0 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Independent auditor’s report to the members of Firstwave Cloud Technology Limited T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 1 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y 57 Independent Auditor’s Report To the Members of Firstwave Cloud Technology Limited Report on the audit of the financial report Grant Thornton Audit Pty Ltd Level 17 383 Kent Street Sydney NSW 2000 Locked Bag Q800 Queen Victoria Building NSW 1230 T +61 2 8297 2400 www.grantthornton.com.au ACN-130 913 594 Grant Thornton Audit Pty Ltd ACN 130 913 594 a subsidiary or related entity of Grant Thornton Australia Limited ABN 41 127 556 389 ACN 127 556 389. ‘Grant Thornton’ refers to the brand under which the Grant Thornton member firms provide assurance, tax and advisory services to their clients and/or refers to one or more member firms, as the context requires. Grant Thornton Australia Limited is a member firm of Grant Thornton International Ltd (GTIL). GTIL and the member firms are not a worldwide partnership. GTIL and each member firm is a separate legal entity. Services are delivered by the member firms. GTIL does not provide services to clients. GTIL and its member firms are not agents of, and do not obligate one another and are not liable for one another’s acts or omissions. In the Australian context only, the use of the term ‘Grant Thornton’ may refer to Grant Thornton Australia Limited ABN 41 127 556 389 ACN 127 556 389 and its Australian subsidiaries and related entities. Liability limited by a scheme approved under Professional Standards Legislation. Opinion We have audited the financial report of Firstwave Cloud Technology Limited (the Company) and its subsidiaries (the Group), which comprises the consolidated statement of financial position as at 30 June 2022, the consolidated statement of profit or loss and other comprehensive income, consolidated statement of changes in equity and consolidated statement of cash flows for the year then ended, and notes to the consolidated financial statements, including a summary of significant accounting policies, and the Directors’ declaration. In our opinion, the accompanying financial report of the Group is in accordance with the Corporations Act 2001, including: a giving a true and fair view of the Group’s financial position as at 30 June 2022 and of its performance for the year ended on that date; and b complying with Australian Accounting Standards and the Corporations Regulations 2001. Basis for opinion We conducted our audit in accordance with Australian Auditing Standards. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Report section of our report. We are independent of the Group in accordance with the auditor independence requirements of the Corporations Act 2001 and the ethical requirements of the Accounting Professional and Ethical Standards Board’s APES 110 Code of Ethics for Professional Accountants (including Independence Standards) (the Code) that are relevant to our audit of the financial report in Australia. We have also fulfilled our other ethical responsibilities in accordance with the Code. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 2 Grant Thornton Australia Limited 58 Material uncertainty related to going concern We draw attention to Note 1 in the financial statements, which indicates that the Group incurred a net loss of $13,455,494 and net cash outflows from operating activities of $8,003,571 during the year ended 30 June 2022. As stated in Note 1, these events or conditions, along with other matters as set forth in Note 1, indicate that a material uncertainty exists that may cast doubt on the Group’s ability to continue as a going concern. Our opinion is not modified in respect of this matter. Key audit matters Key audit matters are those matters that, in our professional judgement, were of most significance in our audit of the financial report of the current period. These matters were addressed in the context of our audit of the financial report as a whole, and in forming our opinion thereon, and we do not provide a separate opinion on these matters. In addition to the matter described in the Material uncertainty related to going concern section, we have determined the matters described below to be the key audit matters to be communicated in our report. Key audit matter How our audit addressed the key audit matter Capitalisation of product development costs - Note 13 Capitalised product development costs had a net carrying value of $11,157,088 at 30 June 2022. During the year, the Group capitalised $3,429,257 of costs related to product development (excluding additions through business combinations). These intangible assets are being amortised over their finite life of 5 years. AASB 138 Intangible Assets sets out the specific requirements to be met to capitalise development costs. Intangible assets should be amortised over their useful economic lives in accordance with AASB 138. This area is a key audit matter due to the subjectivity and management judgement applied in assessing whether costs meet the development phase criteria described in AASB 138. Our procedures included, amongst others: (cid:149)Assessing the Group’s accounting policy in respectof product development costs for compliance withAASB 138;(cid:149)Evaluating management’s assessment of eachproject for compliance with the recognition criteria setout in AASB 138, including discussing project planswith management and project leaders to develop anunderstanding of the nature and feasibility of keyprojects;(cid:149)Testing a sample of costs capitalised by tracing tounderlying support, including timesheets,employment contracts, payroll reports, and invoicesfrom external suppliers and assessing whether theexpenditure was attributable to the development ofthe assets;(cid:149)Assessing the reasonableness of the useful livesattributed to capitalised development costs andwhether amortisation expense was recorded basedupon the assigned useful lives; andAssessing the adequacy of the disclosures relating to intangible assets in the financial statements. Impairment of Intangible assets – Note 13 AASB 136: Impairment of Assets requires entities to perform an annual impairment test on goodwill and all intangible assets with an indefinite useful life. In principle, an asset is impaired when an entity cannot recover the carrying value of that asset on the balance sheet, either through its use or sale. The business has changed significantly from the previous year-end, with the acquisition and integration of the Ommantek businesses during this financial year. As a result of the business combination, goodwill has Our procedures included, amongst others: (cid:149)Obtaining management's assessment of impairmentindicators under AASB 136 and reviewing forreasonableness;(cid:149)Assessing management’s determination of theGroup’s CGUs based on our understanding of howmanagement monitors the entity's operations andmakes decisions about groups of assets thatgenerate independent cash inflows; C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 3 Grant Thornton Australia Limited 59 been recognised. Management has identified that the goodwill is allocated to the group of cash-generating units (CGUs) based on management’s monitoring activities. A fair value less cost of disposal approach has been adopted to assess determine whether the assets are impaired. Due to the significant judgements in applying the fair value less cost of disposal approach, this has been identified as a key audit matter. (cid:149) Assessing the mathematical accuracy of the fair value less cost of disposal approach used by management to calculate the recoverable value; (cid:149) Reviewing the ASX stock price up to date of the audit report; (cid:149) Consulting with our internal specialists to ensure key judgements were compliant with both the Australian auditing and accounting standards; and (cid:149) Assessing the adequacy of disclosures in the financial report. Acquisition accounting - Note 33 On 14 January 2022, the Group acquired all the shares Our procedures included, amongst others: in Opmantek Ltd (‘Opmantek’) and its controlled entity. The purchase consideration of $49,079,874 was settled by the issuance of 691,265,824 new shares in the Company. When an acquisition meets the definition of a business combination, AASB 3 Business Combinations requires management to exercise judgement to determine the fair value of the purchase consideration, the fair value of acquired assets and liabilities, and the allocation of purchase consideration to separately identifiable intangible assets and goodwill. The Group has engaged an independent expert to assist them in determining the appropriate asset values. This area is a key audit matter due to the size of the acquisition and its materiality to the Group, the level of judgement required in evaluating the Group’s purchase price allocation, including the assessment of identifiable intangible assets arising from the acquisition. (cid:149) Obtaining an understanding of the transaction from the purchase price allocation report and management’s paper on the acquisition; (cid:149) Assessing whether the acquisition met the definition of a business in accordance with AASB 3; (cid:149) Assessing management’s determination of the fair value of both the purchase consideration and the fair value of assets and liabilities acquired; (cid:149) Tracing the fair value of net assets acquired at the acquisition date to supporting schedules and testing a sample of items by agreeing to supporting documentation; (cid:149) Evaluating the competence, capability and objectivity of the management’s expert and performing a detailed review of their reports to understand the scope of their engagement and any limitations in the report; (cid:149) With the assistance of our valuation experts: - Assessing the identification of intangible assets acquired, including brand names, software and customer relationships, and the valuation methodologies used by management’s expert to value these assets; - Testing the mathematical accuracy of the cash flow models; - Assessing the accuracy of the underlying data, including agreeing key inputs to supporting documentation; - Challenging the associated underlying forecast cash flows for the software and customer assets intangible asset valuations and comparing key assumptions to historical results; C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 4 Grant Thornton Australia Limited 60 - Evaluating discount rates used by assessing the cost of capital applied in each valuation by comparing them to market data and industry research; and (cid:149) Testing the Group’s accounting for the transactions, including checking the mathematical accuracy of the calculations and associated journal entries; and Assessing the adequacy of related disclosures in the financial statements. Information other than the financial report and auditor’s report thereon The Directors are responsible for the other information. The other information comprises the information included in the Group’s annual report for the year ended 30 June 2022, but does not include the financial report and our auditor’s report thereon. Our opinion on the financial report does not cover the other information and we do not express any form of assurance conclusion thereon. In connection with our audit of the financial report, our responsibility is to read the other information and, in doing so, consider whether the other information is materially inconsistent with the financial report or our knowledge obtained in the audit or otherwise appears to be materially misstated. If, based on the work we have performed, we conclude that there is a material misstatement of this other information, we are required to report that fact. We have nothing to report in this regard. Responsibilities of the Directors’ for the financial report The Directors of the Company are responsible for the preparation of the financial report that gives a true and fair view in accordance with Australian Accounting Standards and the Corporations Act 2001 and for such internal control as the Directors determine is necessary to enable the preparation of the financial report that gives a true and fair view and is free from material misstatement, whether due to fraud or error. In preparing the financial report, the Directors are responsible for assessing the Group’s ability to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless the Directors either intend to liquidate the Group or to cease operations, or have no realistic alternative but to do so. Auditor’s responsibilities for the audit of the financial report Our objectives are to obtain reasonable assurance about whether the financial report as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with the Australian Auditing Standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of this financial report. A further description of our responsibilities for the audit of the financial report is located at the Auditing and Assurance Standards Board website at: http://www.auasb.gov.au/auditors_responsibilities/ar1_2020.pdf.This description forms part of our auditor’s report. C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 5 Grant Thornton Australia Limited 61 Report on the remuneration report Responsibilities The Directors of the Company are responsible for the preparation and presentation of the Remuneration Report in accordance with section 300A of the Corporations Act 2001. Our responsibility is to express an opinion on the Remuneration Report, based on our audit conducted in accordance with Australian Auditing Standards. Grant Thornton Audit Pty Ltd Chartered Accountants R J Isbell Partner – Audit & Assurance Sydney, 30 August 2022 Opinion on the remuneration report We have audited the Remuneration Report included in pages 13 to 23 of the Directors’ report for the year ended 30 June 2022. In our opinion, the Remuneration Report of Firstwave Cloud Technology Limited, for the year ended 30 June 2022 complies with section 300A of the Corporations Act 2001. Shareholder information 30 June 2022 The shareholder information set out below is applicable as at 12 October 2022. Distribution of equitable securities Analysis of number of equitable security holders by size of holding: 1 to 1,000 1,001 to 5,000 5,001 to 10,000 10,001 to 100,000 100,001 and over Holding less than a marketable parcel Ordinary shares Number of holders % of total shares issued 1,630 197 232 907 894 3,860 2,000 0.00% 0.04% 0.11% 2.28% 97.57% 100.00% 0.11 T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 6 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Equity security holders Twenty largest quoted equity security holders The names of the twenty largest security holders of quoted equity securities are listed below: Ordinary shares Number held % of total shares issued NATIONAL NOMINEES LIMITED SUPER FLI PTY LTD ERIC HAROLD GREENWOOD DANIEL PATRICK MAHER ANNA WILKINSON INU SANGYO PTY LTD SINCLAIR INTERNETWORKING SERVICES PTY LIMITED NEW INSIGHTS AUSTRALIA PTY LTD HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED TIMOTHY FRANKLIN MR SCOTT LIDGETT & MRS KATHERINE LIDGETT MR DAVID ROTHWELL MR GREGORY VYTAS MAREN & MRS GERALDINE MARGARET MACLEAN MAREN INDIGENOUS CAPITAL LIMITED ROGER ALLEN AND MAGGIE GRAY PTY LIMITED RPA PROPERTIES PTY LTD BRUXNER PACIFIC PTY LTD KEEVA SPEYER PATAGORANG SUPERANNUATION PTY LTD TRANSTEMPO PTY LTD 236,244,895 201,233,570 58,284,274 50,922,171 29,086,831 28,789,750 28,278,444 24,459,594 20,791,995 19,523,897 17,470,147 16,892,501 16,316,718 13,789,796 13,789,796 13,394,875 12,244,576 11,400,741 10,714,286 10,573,347 14.21% 12.11% 3.51% 3.06% 1.75% 1.73% 1.70% 1.47% 1.25% 1.17% 1.05% 1.02% 0.98% 0.83% 0.83% 0.81% 0.74% 0.69% 0.64% 0.64% 834,202,204 50.18% T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 7 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Unquoted equity securities Options over ordinary shares Share rights over ordinary shares Substantial holders Substantial holders in the company are set out below: DANIEL MAHER PERENNIAL VALUE MANAGEMENT LIMITED (PVM) Voting rights The voting rights attached to ordinary shares are set out below: Ordinary shares Number on issue 22,766,000 62,870,822 Ordinary shares Number held % of total shares issued 252,155,741 236,810,448 15.75 14.25 On a show of hands every member present at a meeting in person or by proxy shall have one vote and upon a poll each share shall have one vote. There are no other classes of equity securities. T R O P E R L A U N N A 2 2 0 2 – Y G O L O N H C E T D U O L C E V A W T S R I F 7 8 C C H H A A I I R R M M A A N N ’ ’ S S L L E E T T T T E E R R C C E E O O ’ ’ S S L L E E T T T T E E R R D D I I R R E E C C T T O O R R S S ’ ’ R R E E P P O O R R T T F F I I N N A A N N C C I I A A L L R R E E P P O O R R T T S S H H A A R R E E H H O O L L D D E E R R I I N N F F O O R R M M A A T T I I O O N N C C O O R R P P O O R R A A T T E E D D I I R R E E C C T T O O R R Y Y Corporate directory 30 June 2022 Directors John Grant – Chairman Paul MacRae – Non-Executive Director Euh (David) Hwang – Non-Executive Director Danny Maher – Managing Director Ray Kiley – Non-Executive Director Company secretary Iain Bartram Registered office Level 14, 132 Arthur Street Share register North Sydney, NSW 2060 Australia Tel: +61 (02) 9409 7000 Automic Registry Services Level 5, 126 Philip Street Sydney NSW 2000 Australia Tel: 1300 288 664 Auditor Grant Thornton Audit Pty Ltd. Level 17, 383 Kent Street Sydney, NSW 2000 Stock exchange listing FirstWave Cloud Technology Limited shares are listed on the Australian Securities Exchange (ASX code: FCT) Website www.firstwave.com Corporate Governance Statement The directors and management are committed to conducting the business of FirstWave Cloud Technology Limited in an ethical manner and in accordance with the highest standards of corporate governance. FirstWave Cloud Technology Limited has adopted and has substantially complied with the ASX Corporate Governance Principles and Recommendations (Fourth Edition) (‘Recommendations’) to the extent appropriate to the size and nature of its operations. The consolidated entity’s Corporate Governance Statement, which sets out the corporate governance practices that were in operation during the financial year and identifies and explains any Recommendations that have not been followed and ASX Appendix 4G are released to the ASX on the same day the Annual Report is released. The Corporate Governance Statement and Corporate Governance Compliance Manual can be found on the company’s website at https://firstwave.com/investor/. T T R R O O P P E E R R L L A A U U N N N N A A 2 2 2 2 0 0 2 2 – – Y Y G G O O L L O O N N H H C C E E T T D D U U O O L L C C E E V V A A W W T T S S R R I I F F 7 9 C H A I R M A N ’ S L E T T E R C E O ’ S L E T T E R D I R E C T O R S ’ R E P O R T F I N A N C I A L R E P O R T S H A R E H O L D E R I N F O R M A T I O N C O R P O R A T E D I R E C T O R Y Head Office Level 14, 132 Arthur Street, North Sydney NSW 2060 +61 2 9409 7000 www.firstwave.com Firstwave Cloud Technology Limited ABN 35 144 733 595

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