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Kish Bancorp, Inc.

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FY2013 Annual Report · Kish Bancorp, Inc.
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Chairman’s  
Letter to the shareholders

William P. Hayes 
Chairman of the Board and  
Chief Executive Officer

Kish Bancorp had an exceptional year in 2013. 

The Corporation reported record earnings.  Asset growth resumed its 
traditional double digit upward momentum. Growth in revenues in the non-
bank units was strong with corresponding increases in profitability. Regulatory 
matters were resolved. The strength of the team was augmented.  Kish’s market 
share rose across all markets. Kish was recognized for the seventh consecutive 
year as one of the “Top 200 Community Banks” in America by American Banker 
Magazine.  In addition, key performance and quality metrics continued to affirm 
the Corporation’s strong position relative to our competitors and banking 
industry peers. 

It is gratifying to report such positive financial results to the shareholders, but 
we are also pleased to note that the Corporation validated a number of other 
factors critical to Kish’s strong foundation for the future.  It is a foundation 
that is the cornerstone of Kish’s business model—the culture of service to our 
clients.  To put this clearly, we simply say: "What matters to our customers, 
matters to Kish."  

The Corporation’s mission statement captures it well:  “With an unwavering 
focus on fulfilling client needs, we will achieve superior, long-term shareholder 
returns.”  The Kish brand, built upon the Corporation’s “expect more” promise, 
further underscores our focus on clients.  The Kish Bancorp team takes this 
promise very seriously, because our focus on client service excellence sets us 
apart in the world of increasing economic and regulatory uncertainty, growing 
consolidation, and rapidly changing delivery channels.  

So whether it is through a robust strategic planning process or in day-to-day 
decision-making, the driving force behind all we do is client acquisition and 
retention.  Inside the Kish team, we recognize and emphasize that the service 
excellence chain is one that links profitability, growth, customer acquisition, 
customer loyalty, relationship expansion, and employee satisfaction.  Our team 
knows that customer loyalty is an outgrowth of customer satisfaction, which 
can only emanate from the value of services provided by motivated, loyal, and 

2013 Annual Report    1

Contents

Chairman’s Letter to 
the Shareholders

Doing What Matters

Financial Highlights

Independent 
Auditor’s Report

1

4

7

10

With an unwavering focus on fulfilling client needs, we will achieve superior, long-term shareholder returns. 
supported employees.  Of course, that means the stronger our team, not only in 
markets and across markets, but also across Kish’s four business lines, the better 
we are able to satisfy our customers and keep the Corporation both profitable 
and growing.  

We are pleased to report that in 2013, the Kish model served us well.    

•	 Kish’s 2013 net income of $4.2 million represented an increase of $0.6 million, 
or 16.17%, from $3.6 million in 2012 and was the highest annual net income in 
the Corporation’s history.

•	 Earnings per share reached $3.54 compared to $3.05 per share in 2012.  
(Per share data has been adjusted to reflect the two-for-one stock split 
announced in May 2013.)

•	 The two-for-one stock split was declared in recognition of prospects 
for future growth and the Corporation’s strong underlying financial 
fundamentals.

•	 Net interest income after provisions for loan losses, at $18.4 million for 2013, 

increased by $1.9 million, or 11.4%, from $16.6 million the prior year.

•	 Noninterest income, though lower due to reduced margins on mortgage 
origination fees and lower gains on securities, was strengthened by the 
results of Kish’s wealth management, insurance and travel units.

•	 Total assets for year end 2013 rose to a record $630 million, an increase of $73 
million, or 13.0%, compared to total assets of $558 million at December 31, 
2012.

•	 Total loans for the period ending December 31, 2013 increased by $29 million, 
or 8.2%, to $387 million from $356 million the prior year, and total deposits 
increased by $34 million to $494 million from $460 million, an increase of 
7.4%.

•	 Loan quality remained exceptionally strong, providing for a reduction in the 
loan loss reserve of $0.9 million, which contributed directly to net income.

•	 Net charge-offs in 2013 remained near zero.

•	 Delinquent loans remain very low and ranked Kish Bank in the top 5% of its 

peers.

•	 Return on shareholders’ equity was 9.7% compared to 8.61% in 2012.

•	 Noninterest expense was $19.9 million in 2013, a modest increase of $624 

thousand, or 3.2%, from $19.3 million in 2012.  Primary drivers of this increase 
were employee benefits expenses associated with higher healthcare costs 
and employer taxes, and increased core processing expenses related to 
customer activity.  

We are also pleased to note that as we enter 2014, the Bank does so having 
completed a conversion of its banking charter from a national to a Pennsylvania 
state charter.  Kish Bank is now supervised by the Pennsylvania Department of 
Banking and Securities and the FDIC.  The holding company will continue to 
have the Federal Reserve as its regulator. The charter conversion will have no 
impact on Bank customers, will not have a material effect on the Bank’s current 
business activities or sources of revenue, and will reduce annual regulatory 
assessments. We expect that the Bank and its customers also will benefit 

from the experience and insight provided by the Pennsylvania Department of 
Banking and Securities through its focus on Pennsylvania community banks and 
financial institutions.  In addition, the supervision provided by the Pennsylvania 
Department of Banking and Securities and the FDIC will be of a similar quality 
and thoroughness to that delivered by federal regulators in the past.

In addition to the foregoing key performance metrics, 2013 also witnessed 
several enhancements to the Kish team.  Paul G. Howes of State College 
joined our Board of Directors, bringing with him a wealth of knowledge and 
experience in corporate management, strategy, sales, and marketing that will 
strengthen the Corporation’s governance body. President and Chief Operating 
Officer, J. Bradley Scovill, was also appointed to the Bank’s Board of Directors.  

We also are pleased to note new additions to our regional boards:  James W. 
Felmlee in Mifflin County; Dominick F. Peruso, Jr. in Huntingdon County; and 
Alan G. Hawbaker, Adam R. Fernsler and Paul H. Silvis in Centre County.  All 
understand and support Kish’s unique role in our markets and share a firm 
commitment to the communities where we live and work.

We also wish to acknowledge the continuing growth of our senior leadership 
team, recognized in the promotions of J. Bradley scovill to the position of 
President and Chief Operating Officer, and his appointment to the Bank’s 
Board of Directors, and sangeeta Kishore to the position of Senior Executive 
Vice President, Chief Financial Officer and Senior Risk Officer.  Both of these 
individuals bring strong banking and finance experience to Kish, along with a 
passionate commitment to the Corporation’s business model.  Their leadership 
contributes greatly to our success and, indeed, is accelerating progress toward 
the achievement of Kish’s long-term corporate goals.

Throughout 2013, Kish has enjoyed and deepened its partnership with Lady Lion 
Basketball Coach Coquese Washington, who this season led her young team to 
an unprecedented third consecutive Big Ten Championship.  Our relationship 
with this bright and able woman, a leader in her field and at Penn State, has 
deepened the appreciation of the value that Kish brings to our region.  

We also wish to acknowledge the many contributions of several directors 
whose terms on the Board will end with the 2014 Shareholders Meeting.   With 
both gratitude and friendship, we extend our appreciation to Alan Metzler, 
Owner of Metzler Forest Products, and Delmont Sunderland, President and 
CEO of World Marketing of America, Inc.  We are grateful not only for the 
time they devoted to Kish, but also the insight and guidance they provided the 
Board.  Although business obligations and time demands prevent them from 
standing for reelection in 2014, they will continue to benefit Kish through their 
participation on the Kish Regional Boards in Mifflin and Huntingdon counties, 
respectively.  

As we conclude this review of another year of progress for Kish Bancorp, we 
gratefully acknowledge the continued support and encouragement of you, 
our shareholders.  We are honored by your loyalty and confidence in the Kish 
business model, one that contributes greatly to Kish’s extraordinary culture, the 
communities we serve, and our ambitious goals for the future.

Sincerely,

William P. Hayes 
Chairman of the Board and Chief Executive Officer

2    Kish Bancorp, Inc.

2013 Annual Report    3

Above: Kish team 
members pause for a 
photo at the United Way 
Day of Caring. 

Left: Bill Hayes and 
Coquese Washington 
present Frances Vaughn 
and Lisa Mallon of J.C. 
Blair Memorial Hospital 
with a check from 
The Pink Zone. (Photo 
courtesy of MJEMs 
Photos.)

Kish has a culture that is unique to its people, one that 
has been honed for over a century, deeply rooted in 
central Pennsylvania, and enlightened consistently by 
leadership engagement with the banking and financial 
services industry across the Commonwealth and nation.  
A community bank, one committed to being a positive 
force in the life of our communities, is at our core.  That 
core is broadened by our non-banking business units: 
Kish Insurance, Kish Wealth Management, and Kish Travel.  
Ours is a story about how a passionate commitment to 
great service defines a company and its team.  Ours is 
a story that creates sustainability through every twist 
in the economic and regulatory environment.  Every 
single person on the Kish team constructs the human 
connection between the numbers that define us and the 
clients we serve.  Our people connect our shared values 
to our diverse business model.  They make the difference, 
and they bring the Kish experience to life with the firm 
conviction—based on experience—that finding solutions, 

resolving problems, and creating opportunity for our 
clients will build long-term relationships that allow us to 
acquire and retain customers in a manner that delivers 
performance for our shareholders.  They do what matters.

our CLients

Companies like Kish, with a passion for great service as the 
means to define our culture and our team, pay attention to 
client feedback.  We welcome feedback, we respond to it, 
and we adjust accordingly.  

Kish clients include the full spectrum of people who live in 
our three-county market area: Mifflin County, Huntingdon 
County, and Centre County.  Using our mortgage business 
as an example, Kish finances everything from modest 
starter homes to grand residences on large tracts of 
land, and everything in between.  In 2013, Kish prepared 
diligently to implement the new mortgage regulations 

under Dodd-Frank in January 2014, thereby staying current 
and protecting this important business for the future.  
Homeownership and investment in residential real estate 
generally are still very much part of the American dream.  
Financing that dream is an important aspect of the Bank’s 
business operations.  Indeed, Kish is welcoming members 
of the growing international communities in our markets, 
who also are pursuing home ownership in the United 
States, right here in central Pennsylvania.   

Our non-banking businesses reflect the same commitment 
to serving the people in our market area.  Kish Insurance 
insures everything from personal items such as 
engagement rings to multi-million-dollar commercial 
properties.  Kish Wealth Management invests and manages 
funds for retired state employees, small business owners, 
globally successful entrepreneurs, and high net worth 
individuals, many of whom choose to retire amidst the 
natural and cultural riches of central Pennsylvania.  Kish 
Travel books business ranging from airline tickets for 
clients visiting family members to extended luxury 
domestic and international travel for multi-generational 
families.  Regardless of the individual need, Kish is 
committed to fulfilling the goals and the dreams of those 
who live and work in our communities.  The common 
thread across our business lines is our “expect more” 
service promise—a promise that both differentiates and 
defines Kish.

What kind of feedback are we receiving?  Here are a few 
examples that illustrate the efforts behind the numbers:

Commercial Lending 
“We were doing a large equipment upgrade and were 
basing our decision on ‘when’ by the advice of our CPA 
during our fourth quarter meetings. … [A competitor] took 
over three weeks to get a financing proposal together for 
us. … I wanted to get a feel for a competitive rate.  I had 
that [from Kish] within a day … [and] everything was set 
up for the closing in a matter of a couple days. … Over 

the weekend, my wife and I made the decision to move 
our checking and credit line to you as well. … And what 
totally blew us away is how we were treated during the 
change process—we felt like we were your most important 
customer. … It was very refreshing.”

Mortgage Lending 
“My formerly upset coworker approached me today and 
figured that I must have contacted someone for her at Kish.  
[She was upset about how Kish dealt with her daughter’s 
effort to secure a starter home loan.]  She was very pleased 
with your bank for reaching out and reconnecting with her 
daughter. … Someone did a nice job establishing respect 
and trust with her family and she was happy.  Thanks for 
following up!”

Kish Wealth Management 
“A year or two ago, we made the decision to change our 
simple IRA to a 401(k) and felt that we wanted to look 
at other options. … I thought I would give [Kish Wealth 
Management] a shot.  Well, to put it mildly, we were 
thrilled and moved our retirement accounts to Kish.”

Kish Insurance 
“Everyone at Kish Insurance understands customer service 
and our unique needs.  They really treat us as people, not 
just as another account or number.  They’re basically like 
our friends, willing to help you on any level.  When Kish 
says ‘expect more,’ they mean it.”

Kish Travel 
“One of the Bank’s clients with a significant commercial 
loan and deposit relationship reached out to Kish to 
provide him with a Disney Travel package that he could 
use as a prize for a challenge that he is promoting.  After 
some general discussions, he asked the Travel team to put 
together the package based on a very tight budget with 
several undetermined variables.  The real challenge to Kish 
was that he was planning to launch the program a short 

Nationally-acclaimed 
broadcast journalist 
Gail Buckner speaks 
to guests about 
Social Security at an 
event hosted by Kish.

4    Kish Bancorp, Inc.

2013 Annual Report    5

three days later and he needed marketing information 
for his website.  The Travel and Marketing teams took the 
challenge and truly delivered the Kish experience. … The 
materials [needed] were delivered to the client a day early.”

our emPLoYees

Kish employees know that caring for and nurturing our 
clients is an absolute organizational priority that requires 
collaboration between sales, service, and support, with a 
special focus on client information management.  They are 
not satisfied knowing that existing accounts are managed 
properly—they also must anticipate and meet client 
needs as they change and grow over time in a rapidly and 
constantly changing marketplace of products, ideas, and 
needs.  

Kish employees know that the value customers assign to 
service is directly related to the performance of satisfied, 
motivated, and productive employees who are passionate 
about the services they deliver.

Kish employees recognize that giving back matters and 
they volunteer countless hours in the community, above 
and beyond their daily business responsibilities.  The same 
thing is true of Kish senior officers, most of whom serve on 
non-profit boards.

Kish values leaders who are passionate about service and 
dedicated to developing teams capable of sustaining a 
client-focused culture.  Our teams acquired significant 
new customers in 2013 and outperformed the competition 
in every area. 

In 2013, two Service Quality Teams, comprised of our most 
promising young leaders, were formed to conduct an 
exhaustive analysis of the Corporation’s service channels.  

Their work was extensive and their recommendations 
comprehensive, many of which have been implemented 
and all of which have been included in Kish’s three-
year strategic plan.  This is yet further evidence of our 
commitment to ensure that Kish’s “expect more” promise 
is fresh and continues to stand out in the constantly 
changing and competitive environment around us.  

What kind of feedback are we receiving about our 
employees?  Here are a couple of examples:

“Thank you for creating a culture in Kish that makes 
business banking a true partnership.  And give your staff a 
huge raise—they are amazing!”

“I love your team at the South Atherton branch.  I walk in 
and they know my name, and even though they are usually 
busy, no one ever fails to say hello.  They’re great.  I love 
going in there.”

our sHareHoLders

Kish has always been and continues to be blessed by 
loyal shareholders who are keenly aware that Kish not 
only talks the talk of community banking, but walks the 
walk in our market area.  They know that local ownership 
and local decisions make a measurable difference for the 
individuals, businesses, and municipalities that we serve.  
Kish shareholders see us working in our markets, finding 
solutions, solving problems, and creating opportunities 
for individuals, families (often over multiple generations), 
small business, and larger corporations. 

Financial Highlights

Five-Year Summary

For tHe Year

Net Income

Net Income Before Taxes

Total Dividends Declared

at Year end (in $000s)

Total Assets

Total Loans (Net)

Total Deposits

Stockholders’ Equity

Loan Loss Reserve

Net Loan Losses (Recoveries)

ratio anaLYsis

Return on Average Assets*

Return on Average Equity*

Dividend Declared/Net Income

Loans/Deposits

Primary Capital/Total Assets

Total Capital/Risk Weighted Assets

Loan Loss Reserve/Loans

Net Loan Losses to Total Loans (Net)

Per sHare data**

Basic Earnings

Fully Diluted Earnings

Dividends Paid

Equity (Book Value)

Equity Plus Loan Loss Reserve

2013

2012

2011

2010

2009

 $4,216,873 

 $3,629,794 

 $3,631,298 

 $3,556,124 

 $3,213,423 

4,980,589 

1,971,992 

4,168,872 

1,960,051 

4,070,114 

1,760,493 

4,026,669 

1,739,714 

3,586,370 

1,721,575 

 $630,132 

 $557,575 

 $560,069 

 $556,623 

 $527,396 

381,261 

494,374 

40,681 

5,928 

34 

0.69%

9.70%

46.76%

77.12%

7.40%

13.17%

1.53%

0.01%

$3.54 

3.51 

1.62 

33.40 

38.27 

351,040 

460,450 

46,252 

6,867 

445 

0.65%

8.61%

54.00%

76.24%

9.53%

14.05%

1.92%

0.12%

$3.05 

3.05 

1.62 

38.10 

43.76 

362,163 

454,660 

43,517 

7,043 

3 

0.65%

9.82%

48.48%

79.66%

9.03%

13.85%

1.91%

0.00%

$3.37 

3.36 

1.62 

36.48 

42.38 

367,306 

446,002 

35,729 

6,245 

1,001 

0.65%

10.31%

48.92%

82.36%

7.54%

11.67%

1.67%

0.27%

$3.36 

3.34 

1.62 

33.27 

39.09 

367,824 

407,721 

34,062 

5,397 

252 

0.64%

9.73%

53.57%

90.21%

7.48%

11.26%

1.44%

0.07%

$3.04 

3.04 

1.62 

31.81 

36.85 

Average Shares Outstanding (#)

1,192,755 

1,189,222 

1,077,470 

1,058,686 

1,056,250 

Bill Hayes 
congratulates 
Amanda 
Dutrow, the 
2013 MVP, at 
the Employee 
Recognition 
Dinner.

Through their support, Kish shareholders enable 
the Corporation to continue to work hard to achieve 
its considerable goals, embrace the challenges and 
opportunities before us, exceed our service quality 
standards, execute our business model, and—critically 
important—help build and protect the communities where 
we work and live, all as our business lines evolve and grow.

*Due to fluctuations in the mark to market valuation for investment securities, we do not include them in our total for average assets and average equity.

**Per share data for the years 2009 through 2012 have been adjusted to post stock split levels for comparability.

6    Kish Bancorp, Inc.

2013 Annual Report    7

$5.0

$4.0

$3.0

$2.0

$1.0

$0.0

$50.0

$40.0

$30.0

$20.0

$10.0

$0.0

Net Income (in millions)

Earnings and Dividends per 
Share*

Basic Earnings per Share

Dividends per Share

Loan Loss Reserve/Loans
PA Bank Operating Companies with $500mm to $1B in Assets*

Total Noninterest Income and 
Components (in millions)

Kish Bancorp

Bank Svc Fees*

Sec Gains

Insurance KFS

Travel

$4.00

$3.50

$3.00

$2.50

$2.00

$1.50

$1.00

$0.50

$0.00

2.00%

1.50%

1.00%

0.50%

0.00%

$8.0

$6.0

$4.0

$2.0

$0.0

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

*EPS and dividends per share have been adjusted to reflect the 2-for-1 
stock split in May 2013

*Source: SNL Financial, median values

Stockholders' Equity (in millions) 
and ROE

Net Interest Income After 
Provision (in millions)

Balance Sheet (in millions)

Stock Valuation (per share)*

Assets

Loans

Deposits

Book Value

Market Value

Stockholders' Equity

ROE

15.00%

$21.0

$18.0

12.00%

$15.0

9.00%

6.00%

3.00%

0.00%

$12.0

$9.0

$6.0

$3.0

$0.0

$700

$600

$500

$400

$300

$200

$100

$0

$40.00

$35.00

$30.00

$25.00

$20.00

$15.00

$10.00

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

2009

2010

2011

2012

2013

*Book Value and Market Value per share have been adjusted to reflect the 
2-for-1 stock split in May 2013

8    Kish Bancorp, Inc.

2013 Annual Report    9

Independent Auditor’s report

Consolidated Balance Sheet

KISH BANCORP, INC. 
KISH BANCORP, INC. 
CONSOLIDATED BALANCE SHEET 
CONSOLIDATED BALANCE SHEET 

indePendent auditor's rePort 
Board oF direCtors and stoCKHoLders 
KisH BanCorP, inC.

rePort on tHe FinanCiaL statements

We have audited the accompanying consolidated financial 
statements of Kish Bancorp, Inc. and subsidiaries which 
comprise the consolidated balance sheet as of December 
31, 2013 and 2012; the related consolidated statements of 
income, comprehensive income, changes in stockholders’ 
equity, and cash flows for the years then ended; and the 
related notes to the consolidated financial statements.

management’s resPonsiBiLitY For tHe 
FinanCiaL statements

Management is responsible for the preparation and fair 
presentation of these consolidated financial statements 
in accordance with accounting principles generally 
accepted in the United States of America; this includes 
the design, implementation, and maintenance of internal 
control relevant to the preparation and fair presentation 
of consolidated financial statements that are free from 
material misstatement, whether due to fraud or error.

auditor’s resPonsiBiLitY

Our responsibility is to express an opinion on these 
consolidated financial statements based on our audits. 
We conducted our audits in accordance with auditing 
standards generally accepted in the United States of 
America. Those standards require that we plan and 
perform the audit to obtain reasonable assurance about 
whether the consolidated financial statements are free of 
material misstatement. 

An audit involves performing procedures to obtain 
audit evidence about the amounts and disclosures in 
the consolidated financial statements. The procedures 
selected depend on the auditor’s judgment, including 
the assessment of the risks of material misstatement of 
the consolidated financial statements, whether due to 
fraud or error. In making those risk assessments, the 
auditor considers internal control relevant to the entity’s 
preparation and fair presentation of the consolidated 
financial statements in order to design audit procedures 
that are appropriate in the circumstances, but not for the 
purpose of expressing an opinion on the effectiveness 
of the entity’s internal control. Accordingly, we express 

10    Kish Bancorp, Inc.

no such opinion. An audit also includes evaluating the 
appropriateness of accounting policies used and the 
reasonableness of significant accounting estimates 
made by management, as well as evaluating the overall 
presentation of the consolidated financial statements. 

We believe that the audit evidence we have obtained is 
sufficient and appropriate to provide a basis for our audit 
opinion.

oPinion

In our opinion, the consolidated financial statements 
referred to above present fairly, in all material respects, the 
financial position of Kish Bancorp, Inc. and subsidiaries 
as of December 31, 2013 and 2012, and the results of their 
operations and their cash flows for the years then ended in 
accordance with accounting principles generally accepted 
in the United States of America.

Wexford, Pennsylvania 
March 24, 2014

KisH BanCorP, inC. 
ConsoLidated audited FinanCiaL 
statements 
deCemBer 31, 2013

Independent Auditor’s Report

Financial Statements

Consolidated Balance Sheet

Consolidated Statement of Income

Consolidated Statement of 
Comprehensive Income

Consolidated Statement of Changes  
in Stockholders’ Equity

Consolidated Statement of Cash Flows

Notes to Consolidated Financial Statements

10

11

12

13 

14 

15

16

ASSETS
ASSETS

Cash and due from banks 
Cash and due from banks 
Interest-bearing deposits with other institutions 
Interest-bearing deposits with other institutions 

Cash and cash equivalents 
Cash and cash equivalents 

Certificates of deposit in other financial institutions 
Certificates of deposit in other financial institutions 
Investment securities available for sale 
Investment securities available for sale 

Loans held for sale 
Loans held for sale 

Loans  
Loans  
Less allowance for loan losses 
Less allowance for loan losses 

Net loans 
Net loans 

Premises and equipment 
Premises and equipment 
Goodwill 
Goodwill 
Regulatory stock 
Regulatory stock 
Bank-owned life insurance 
Bank-owned life insurance 
Accrued interest and other assets 
Accrued interest and other assets 

    TOTAL ASSETS  
    TOTAL ASSETS  

LIABILITIES
LIABILITIES
Deposits:
Deposits:

Noninterest-bearing  
Noninterest-bearing  
Interest-bearing demand 
Interest-bearing demand 
Savings 
Savings 
Money market 
Money market 

  Time 
  Time 

    Total deposits 
    Total deposits 

Short-term borrowings 
Short-term borrowings 
Other borrowings  
Other borrowings  
Accrued interest and other liabilities 
Accrued interest and other liabilities 

    TOTAL LIABILITIES 
    TOTAL LIABILITIES 

STOCKHOLDERS' EQUITY 
STOCKHOLDERS' EQUITY 

Preferred stock, $.50 par value; 500,000 shares authorized, 
Preferred stock, $.50 par value; 500,000 shares authorized, 
  no shares issued and outstanding  
  no shares issued and outstanding  
Common stock, $.50 par value; 2,000,000 shares authorized, 
Common stock, $.50 par value; 2,000,000 shares authorized, 
  1,348,750 and 674,375 shares issued in 2013 and 2012, 
  1,348,750 and 674,375 shares issued in 2013 and 2012, 
  respectively  
  respectively  
Additional paid-in capital 
Additional paid-in capital 
Retained earnings 
Retained earnings 
Accumulated other comprehensive (loss) income  
Accumulated other comprehensive (loss) income  
Treasury stock, at cost (130,736 and 134,760 shares in 2013 
Treasury stock, at cost (130,736 and 134,760 shares in 2013 
  and 2012, respectively) 
  and 2012, respectively) 

    TOTAL STOCKHOLDERS' EQUITY 
    TOTAL STOCKHOLDERS' EQUITY 

December 31, 
December 31, 

2013
2013

2012
2012

$
$

$
$

7,057,478
7,057,478
7,382,070
7,382,070
14,439,548
14,439,548

980,000
980,000
188,080,483
188,080,483

73,150
73,150

387,188,353
387,188,353
5,927,823
5,927,823
381,260,530
381,260,530

14,132,706
14,132,706
1,668,699
1,668,699
6,867,400
6,867,400
12,936,583
12,936,583
9,693,018
9,693,018

8,944,401
8,944,401
14,848,221
14,848,221
23,792,622
23,792,622

2,374,375
2,374,375
136,214,232
136,214,232

584,380
584,380

357,907,840
357,907,840
6,867,370
6,867,370
351,040,470
351,040,470

15,078,798
15,078,798
1,668,699
1,668,699
4,794,900
4,794,900
12,517,831
12,517,831
9,508,580
9,508,580

$
$

$
$

630,132,117
630,132,117

$
$

557,574,887
557,574,887

$
$

57,821,658
57,821,658
8,361,927
8,361,927
51,305,439
51,305,439
188,625,283
188,625,283
188,259,308
188,259,308
494,373,615
494,373,615

4,414,579
4,414,579
86,073,842
86,073,842
4,589,446
4,589,446
589,451,482
589,451,482

55,046,956
55,046,956
9,658,721
9,658,721
47,336,921
47,336,921
189,715,682
189,715,682
158,691,542
158,691,542
460,449,822
460,449,822

4,157,290
4,157,290
42,121,094
42,121,094
4,594,956
4,594,956
511,323,162
511,323,162

-
-

-
-

674,375
674,375
3,126,097
3,126,097
47,231,553
47,231,553
(5,042,042)
(5,042,042)

(5,309,348)
(5,309,348)
40,680,635
40,680,635

337,187
337,187
3,376,514
3,376,514
45,323,860
45,323,860
2,907,315
2,907,315

(5,693,151)
(5,693,151)
46,251,725
46,251,725

    TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY 
    TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY 

$
$

630,132,117
630,132,117

$
$

557,574,887
557,574,887

See accompanying notes to consolidated financial statements. 
See accompanying notes to consolidated financial statements. 

 2
 2

2013 Annual Report    11

      
       
      
     
    
 
     
         
       
  
   
           
          
  
   
      
       
  
   
    
     
      
       
      
       
    
     
      
       
    
   
    
     
      
       
    
     
  
   
  
 
   
  
   
        
       
    
     
      
       
 
    
   
                   
                 
 
         
          
      
       
    
     
    
       
    
      
 
      
     
    
   
      
       
      
     
    
 
     
         
       
  
   
           
          
  
   
      
       
  
   
    
     
      
       
      
       
    
     
      
       
    
   
    
     
      
       
    
     
  
   
  
 
   
  
   
        
       
    
     
      
       
 
    
   
                   
                 
 
         
          
      
       
    
     
    
       
    
      
 
      
     
    
   
Consolidated Statement of Income

KISH BANCORP, INC. 
CONSOLIDATED STATEMENT OF INCOME 

KISH BANCORP, INC.
Consolidated Statement of Comprehensive Income
CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME 

INTEREST AND DIVIDEND INCOME 

Interest and fees on loans: 
   Taxable 
   Exempt from federal income tax 
Interest and dividends on investment securities: 
   Taxable 
   Exempt from federal income tax 
Interest-bearing deposits with other institutions 
Other dividend income 

    Total interest and dividend income 

INTEREST EXPENSE 

Deposits 
Short-term borrowings 
Other borrowings 

    Total interest expense 

NET INTEREST INCOME 
Provision for loan losses 

NET INTEREST INCOME AFTER PROVISION 

FOR LOAN LOSSES 

NONINTEREST INCOME 
  Service fees on deposit accounts 
Investment securities gains, net 
Investment securities other than temporary impairment loss 
Gain on sale of loans, net 
Earnings on bank-owned life insurance 
Insurance commissions
Travel agency commissions 
Other 

    Total noninterest income 

NONINTEREST EXPENSE 
  Salaries and employee benefits 
Occupancy and equipment 
Data processing 
Professional fees 
Advertising 
Federal deposit insurance 
Pennsylvania shares tax 

  Other 

    Total noninterest expense 

Income before income taxes 
Income taxes 

NET INCOME 

EARNINGS PER SHARE 

Basic 
Diluted

Year Ended December 31, 

2013

2012

$

16,822,468
985,438

$

17,767,995
956,766

2,972,983
1,334,865
61,967
165,741
22,343,462

2,998,445
114,516
1,693,949
4,806,910

2,077,035
1,180,783
128,265
102,529
22,213,373

3,412,997
94,657
1,889,289
5,396,943

17,536,552
(900,000)

16,816,430
270,000

18,436,552

16,546,430

1,597,716
461,842
(117,500)
1,059,328
416,184
931,873
212,552
1,896,595
6,458,590

11,353,347
2,568,023
1,748,436
330,564
311,999
434,577
494,076
2,673,531
19,914,553

4,980,589
763,716

1,573,098
797,324
-

1,901,882
416,414
888,876
194,174
1,141,168
6,912,936

10,449,906
2,435,665
1,683,149
392,961
414,113
743,008
440,052
2,731,640
19,290,494

4,168,872
539,078

$

$

4,216,873

$

3,629,794

3.54 $
3.51

3.05
3.05

See accompanying notes to the consolidated financial statements. 

12    Kish Bancorp, Inc.

 3

KISH BANCORP, INC.
CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME 

Year Ended December 31, 

2013

2012

Net income 
Other comprehensive (loss) income: 
Securities available for sale: 

Change in unrealized holding (losses) gains on
Net income 
   available-for-sale securities 
Other comprehensive (loss) income: 
Tax effect 
Securities available for sale: 

Change in unrealized holding (losses) gains on
Reclassification adjustment for net gains
   available-for-sale securities 
   realized in net income 
Tax effect 
Tax effect 

Reclassification adjustment for net gains
Impairment losses included in net income 
   realized in net income 
Tax effect 
Tax effect 

Total other comprehensive (loss) income
Impairment losses included in net income 
Tax effect 
Total comprehensive (loss) income

Total other comprehensive (loss) income

Total comprehensive (loss) income

$

$

$

$

4,216,873

$
Year Ended December 31, 

3,629,794

2013

2012

$

4,216,873
(11,700,139)
3,978,048

3,629,794
1,464,984
(498,095)

(11,700,139)
(461,842)
3,978,048
157,026

117,500
(461,842)
(39,950)
157,026

(7,949,357)
117,500
(39,950)
(3,732,484)

$

1,464,984
(797,324)
(498,095)
271,091

-
(797,324)
-
271,091

440,656
-
-

4,070,450

(7,949,357)

440,656

(3,732,484)

$

4,070,450

See accompanying notes to the consolidated financial statements. 

See accompanying notes to the consolidated financial statements. 

4

4

2013 Annual Report    13

  
    
       
         
 
    
      
    
      
         
         
       
         
    
    
 
 
    
      
       
    
      
      
      
    
    
      
         
    
    
    
      
       
         
      
    
      
       
         
       
         
       
         
    
      
      
      
 
 
  
    
    
      
    
      
       
         
       
         
       
         
       
         
    
      
    
    
    
      
       
         
    
      
             
      
 
   
      
        
         
         
          
     
     
      
 
   
      
        
         
         
          
     
     
Consolidated Statement of Changes in Stockholders’ Equity

Consolidated Statement of Cash Flows

KISH BANCORP, INC. 
CONSOLIDATED STATEMENT OF CASH FLOWS 

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OPERATING ACTIVITIES 
     Net income 
     Adjustments to reconcile net income to
       net cash provided by operating activities: 

Provision for loan losses 
Investment securities gains, net 
Investment securities impairment loss 
Proceeds from sale of loans held for sale 
Origination of loans held for sale 
Gain on sales of loans, net 
Depreciation, amortization, and accretion 
Deferred income taxes 
Increase (decrease) in accrued interest receivable  
Increase (decrease) in accrued interest payable 
Earnings on bank-owned life insurance 
Decrease in prepaid federal deposit insurance 
Loss on sale of other assets 
Other, net 

                  Net cash provided by operating activities 

INVESTING ACTIVITIES 

Maturities of certificates of deposit 
Purchase of certificates of deposit 
Investment securities available for sale: 
              Proceeds from sale of investments 
              Proceeds from repayments and maturities 
              Purchases     

(Increase) decrease in loans, net 
Purchase of regulatory stock 
Redemption of regulatory stock 
Purchase of premises and equipment 
Proceeds from sale of other real estate owned 

                Net cash used for investing activities 

FINANCING ACTIVITIES 
     Increase in deposits, net 
     Increase (decrease) in short-term borrowings, net 
     Proceeds from other borrowings 
     Repayments of other borrowings 
     Proceeds from sale of common stock 
     Purchases of treasury stock 
     Proceeds from sale of treasury stock 
     Cash dividends 
                Net cash provided by (used for) financing activities 

                Decrease in cash and cash equivalents 

CASH AND CASH EQUIVALENTS AT BEGINNING OF YEAR 

CASH AND CASH EQUIVALENTS AT END OF YEAR 

SUPPLEMENTAL DISCLOSURE OF CASH FLOW INFORMATION 

Cash paid during the year for: 

Interest on deposits and borrowings 
Income taxes 

SUPPLEMENTAL DISCLOSURE OF NON-CASH CASH FLOW INFORMATION 

Real estate acquired in settlement of loans 
Payment of stock dividend
Investment sales not settled

See accompanying notes to consolidated financial statements. 

Year Ended December 31, 
2012

2013

$

4,216,873

$

3,629,794

(900,000)
(461,842)
117,500
31,374,585
(29,804,027)
(1,059,328)
1,324,709
160,625
(271,137)
24,633
(416,184)
19,663
-

2,173,573
6,499,643

270,000
(797,324)
-

47,056,498
(44,337,620)
(1,901,882)
1,112,213
31,885
282,921
(182,013)
(416,414)
709,737
-
(364,059)
5,093,736

1,394,375

-

250,000
(1,004,542)

16,873,095
17,242,435
(95,876,698)
(29,809,849)
(3,095,200)
1,022,700
(117,586)
490,910
(91,875,818)

33,923,793
257,289
54,946,653
(10,993,905)

-
(201,013)
62,276
(1,971,992)
76,023,101

21,211,034
28,756,606
(72,690,346)
10,025,751
(962,436)
206,000
(1,901,683)
894,098
(15,215,518)

5,786,760
(1,538,872)
2,000,000
(11,928,824)
625,057
(269,245)
17,808
(1,960,051)
(7,267,367)

$

$

$

(9,353,074)

(17,389,149)

23,792,622

41,181,771

14,439,548

$

23,792,622

$

$

4,782,277
395,000

489,793
337,188
-

5,578,956
685,000

826,710
-

2,066,250

14    Kish Bancorp, Inc.

 6

2013 Annual Report    15

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
      
 
       
       
          
    
  
     
    
      
          
       
            
       
            
                  
      
      
      
                  
    
    
  
     
  
    
      
       
          
 
    
     
    
          
    
  
     
                  
       
            
    
      
       
    
     
      
       
      
       
        
         
          
           
            
           
                    
                   
         
Notes to Consolidated Financial Statements

KISH BANCORP, INC. 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Investment Securities (Continued)

KISH BANCORP, INC. 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES 

A summary of the significant accounting and reporting policies applied in the presentation of the accompanying 
consolidated financial statements follows:  

Nature of Operations and Basis of Presentation 

Kish Bancorp, Inc. (the “Company”) is a diversified financial services organization whose principal activity is the 
ownership and management of its subsidiaries, Kish Bank (the “Bank”), Kish Travel Services, Inc., and the Bank’s 
subsidiary,  Kish  Agency,  Inc.  The  Company  generates  commercial  and  industrial,  agricultural,  commercial 
mortgage,  residential  real  estate,  and  consumer  loans  and  deposit  services  to  its  customers  located  primarily  in 
central Pennsylvania and the surrounding areas.  The Bank operates under a Pennsylvania Department of Banking 
and  Securities  bank  charter  and  provides  full  banking  services.    Deposits  are  insured  by  the  Federal  Deposit 
Insurance Corporation (“FDIC”) to the extent provided by law.  Kish Agency, Inc. provides insurance products and 
services.    Kish  Travel  Services,  Inc.  is  a  Pennsylvania  business  established  to  provide  travel  services  to  its 
customers. 

The consolidated financial statements include the accounts of Kish Bancorp, Inc., and its subsidiaries, Kish Bank 
and Kish Travel Services, Inc., after elimination of all intercompany transactions. 

The accounting principles followed by the Company and the methods of applying these principles conform to U.S. 
generally  accepted  accounting  principles  (“GAAP”)  and  to  general  practice  within  the  banking  industry.  
Management  is  required  to  make  estimates  and  assumptions  that  affect  the  reported  amounts  of  assets  and 
liabilities and disclosure of contingent assets and liabilities as of the Consolidated Balance Sheet date and revenues 
and expenses for that period.  Actual results could differ from those estimates. 

Investment Securities 

Investment  securities  are  classified  at  the  time  of  purchase,  based  on  management’s  intention  and  ability,  as 
securities held to maturity, available for sale, or trading.  Debt securities acquired with the intent and ability to hold 
to maturity are stated at cost, adjusted for amortization of premium and accretion of discount, which are computed 
using  the  interest  method  and  recognized  as  adjustments  of  interest  income.    Debt  securities  which  are  held 
principally  as  a  source  of  liquidity  are  classified  as  available  for  sale.    Unrealized  holding  gains  and  losses  for 
available-for-sale securities are reported as a separate component of stockholders’ equity, net of tax, until realized.  
Realized security gains and losses are computed using the specific identification method for debt securities and the 
average  cost  method  for  marketable  equity  securities.    Debt  and  equity  securities  that  are  bought  and  held 
principally for the purpose of selling them in the near term are classified as trading securities and reported at fair 
value,  with  unrealized  gains  and  losses  included  in  current  earnings.    Realized  securities  gains  and  losses  are 
computed  using  the  specific  identification  method.    The  Company  does  not  have  trading  securities  or  securities 
held to maturity as of December 31, 2013 and 2012.  Interest and dividends on investment securities are recognized 
as income when earned. 

Securities  are  evaluated  on  at  least  a  quarterly  basis  and  more  frequently  when  economic  or  market  conditions 
warrant  such  an  evaluation  to  determine  whether  a  decline  in  their  value  is  other  than  temporary.  For  debt 
securities, management considers whether the present value of cash flows expected to be collected are less than the 
security’s amortized cost basis (the difference defined as the credit loss), the magnitude and duration of the decline, 
the reasons underlying the decline and the Company’s intent to sell the security or whether it is more likely than 
not  that  the  Company  would  be  required  to  sell  the  security  before  its  anticipated  recovery  in  market  value,  to 
determine whether the loss in value is other than temporary.  Once a decline in value is determined to be other than 
temporary,  if  the  investor  does  not  intend  to  sell  the  security,  and  it  is  more  likely  than  not  that  it  will  not  be 
required to sell the security before recovery of the security’s amortized cost basis, the charge to earnings is limited 
to  the  amount  of  credit  loss.    Any  remaining  difference  between  fair  value  and  amortized  cost  (the  difference  

16    Kish Bancorp, Inc.

7

defined  as  the  non-credit  portion)  is  recognized  in  other  comprehensive  income,  net  of  applicable  taxes.  
Otherwise, the entire difference between fair value and amortized cost is charged to earnings. 

Common  stock  of  the  Federal  Home  Loan  Bank  (“FHLB”)  of  Pittsburgh  and  Federal  Reserve  Bank  represents 
ownership  in  institutions  that  are  wholly  owned  by  other  financial  institutions.    These  equity  securities  are 
accounted for at cost and are shown separately on the Consolidated Balance Sheet as regulatory stock. 

The Bank is a member of the FHLB and, as such, is required to maintain a minimum investment in stock of the 
FHLB that varies with the level of advances outstanding with the FHLB.  The stock is bought from and sold to the 
FHLB based upon its $100 par value.  The stock does not have a readily determinable fair value and, as such, is 
classified as restricted stock, carried at cost and evaluated by management.  The stock’s value is determined by the 
ultimate  recoverability  of  the  par  value  rather  than  by  recognizing  temporary  declines.  The  determination  of 
whether  the  par  value  will  ultimately  be  recovered  is  influenced  by  criteria  such  as  the  following:  (a)  the 
significance of the decline in net assets of the FHLB as compared with the capital stock amount and the length of 
time this situation has persisted; (b) commitments by the FHLB to make payments required by law or regulation 
and the level of such payments in relation to the operating performance; (c) the impact of legislative and regulatory 
changes on the customer base of the FHLB; and (d) the liquidity position of the FHLB. Management evaluated the 
stock and concluded that the stock was not impaired for the periods presented herein. 

Loans

Loans are reported at their principal amount net of the allowance for loan losses and deferred origination fees or 
costs.  Interest on loans is recognized as income  when earned on the accrual  method.  Generally, the policy has 
been to stop accruing interest on loans when it is determined that a reasonable doubt exists as to the collectability 
of  additional  interest.    Interest  previously  accrued  but  deemed  uncollectible  is  deducted  from  current  interest 
income.  Payments received on nonaccrual loans are recorded as income or applied against principal according to 
management’s judgment as to the collectability of such principal.  Nonaccrual loans will generally be put back on 
accrual status after demonstrating six consecutive months of no delinquency. 

The  allowance  for  loan  losses  is  established  through  provisions  for  loan  losses  charged  against  income.    Loans 
deemed to be uncollectible are charged against the allowance for loan losses, and subsequent recoveries, if any, are 
credited to the allowance. 

Loan origination fees and certain direct loan origination costs are being deferred and the net amount amortized is 
accounted  for  as  an  adjustment  of  the  related  loan’s  yield.    Management  is  amortizing  these  amounts  over  the 
contractual life of the related loans. 

In general, fixed rate, permanent residential mortgage loans originated by the Bank are held for sale and are carried 
in the aggregate at the lower of cost or fair value.  The Bank sells these loans to various other financial institutions.  
Currently, the Bank retains the servicing of those loans sold to the FHLB and releases the servicing of loans sold to 
all other institutions.   

8

2013 Annual Report    17

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)  

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Allowance for Loan Losses 

Goodwill 

The allowance for loan losses represents the amount that management estimates is adequate to provide for probable 
losses inherent in its loan portfolio as of the Consolidated Balance Sheet date.  The allowance method is used in 
providing for loan losses.  Accordingly, all loan losses are charged to the allowance, and all recoveries are credited 
to it.  The allowance for loan losses is established through a provision for loan losses charged to operations.  The 
provision for loan losses is based on management’s periodic evaluation of individual loans, economic factors, past 
loan  loss  experience,  changes  in  the  composition  and  volume  of  the  portfolio,  and  other  relevant  factors.    The 
estimates used in determining the adequacy of the allowance for loan losses, including the amounts and timing of 
future cash flows expected on impaired loans, are particularly susceptible to change in the near term. 

Impaired loans are those for which it is probable the Company will not be able to collect all amounts due according 
to the contractual terms of  the loan agreement.  The  Company evaluates commercial and industrial, agricultural, 
state  and  political  subdivisions,  commercial  real  estate,  and  all  troubled  debt  restructuring  loans  for  possible 
impairment.    Consumer  and  residential  real  estate  loans  are  also  evaluated  if  part  of  a  commercial  lending 
relationship.    The  Company  individually  evaluates  such  loans  for  impairment  and  does  not  aggregate  loans  by 
major  risk  classifications.    The  definition  of  “impaired  loans”  is  not  the  same  as  the  definition  of  “nonaccrual 
loans,” although the two categories overlap.  The Company may choose to place a loan on nonaccrual status due to 
payment delinquency or uncertain collectability while not classifying the loan as impaired, provided the loan is not 
a  commercial  or  commercial  real  estate  classification.    Factors  considered  by  management  in  determining 
impairment  include  payment  status  and  collateral  value.    The  amount  of  impairment  for  these  types  of  loans  is 
determined  by  the  difference  between  the  present  value  of  the  expected  cash  flows  related  to  the  loan  using  the 
original  interest  rate  and  its  recorded  value,  or  as  a  practical  expedient  in  the  case  of  collateralized  loans,  the 
difference  between  the  fair  value  of  the  collateral  and  the  recorded  amount  of  the  loans.    When  foreclosure  is 
probable, impairment is measured based on the fair value of the collateral. 

Mortgage  loans  secured  by  one-to-four  family  properties  and  all  consumer  loans  are  large  groups  of  smaller-
balance  homogenous  loans  and  are  measured  for  impairment  collectively.    Loans  that  experience  insignificant 
payment  delays,  which  are  defined  as  90  days  or  less,  generally  are  not  classified  as  impaired.    Management 
determines the significance of payment delays on a case-by-case basis taking into consideration all circumstances 
concerning the loan, the creditworthiness and payment history of the borrower, the length of the payment delay, 
and the amount of shortfall in relation to the principal and interest owed. 

In  addition  to  the  allowance  for  loan  losses,  the  Company  also  estimates  probable  losses  related  to  unfunded 
lending commitments, such as letters of credit, financial guarantees and unfunded loan commitments.  Unfunded 
lending commitments are subject to individual reviews and are analyzed and segregated by risk according to the 
Company’s internal risk rating scale.  These risk classifications, in conjunction with an analysis of historical loss 
experience,  current  economic  conditions,  performance  trends  within  specific  portfolio  segments  and  any  other 
pertinent  information,  result  in  the  estimation  of  the  reserve  for  unfunded  lending  commitments.    Provision  for 
credit  losses  related  to  the  loan  portfolio  and  unfunded  lending  commitments  are  reported  in  the  Consolidated 
Statement of Income. 

The Company accounts for goodwill using a two-step process for testing the impairment of goodwill on at least an 
annual basis. This approach could cause more volatility in the Company’s reported net income because impairment 
losses, if any, could occur irregularly and in varying amounts.   

Bank-Owned Life Insurance (“BOLI”) 

The Company purchased life insurance policies on certain key employees.  BOLI is recorded at its cash surrender 
value, or the amount that can be realized. 

Real Estate Owned 

Real estate acquired by foreclosure is included with other assets on the Consolidated Balance Sheet at the lower of 
the recorded investment in the property or its fair value less estimated costs of sale.  Prior to foreclosure, the value 
of  the  underlying  collateral  is  written  down  by  a  charge  to  the  allowance  for  loan  losses  if  necessary.    Any 
subsequent  write-downs  are  charged  against  operating  expenses.    Operating  expenses  of  such  properties,  net  of 
related income and losses on their disposition, are included in other noninterest expense. 

Treasury Stock 

Treasury stock is carried at cost.  Sales are determined by the first-in, first-out method. 

Advertising Costs 

Advertising costs are expensed as the costs are incurred.  Advertising expense amounted to $311,999 and $414,113 
for 2013 and 2012, respectively. 

Income Taxes 

The Company and its subsidiaries file a consolidated federal income tax return.  Deferred tax assets and liabilities 
are  reflected  at  currently  enacted  income  tax  rates  applicable  to  the  period  in  which  the  deferred  tax  assets  or 
liabilities are expected to be realized or settled.  As changes in tax laws or rates are enacted, deferred tax assets and 
liabilities are adjusted through the provision for income taxes. 

Earnings Per Share 

The  Company  provides  dual  presentation  of  basic  and  diluted  earnings  per  share.    Basic  earnings  per  share  are 
calculated  utilizing  net  income  as  reported  in  the  numerator  and  average  shares  outstanding  in  the  denominator. 
The computation of diluted earnings per share differs in that the dilutive effects of any stock options, warrants, and 
convertible securities are adjusted in the denominator. 

Premises and Equipment 

Stock Split 

Land is carried at cost.  Premises and equipment are stated at cost, less accumulated depreciation.  Depreciation is 
computed on the straight-line method over the estimated useful lives of the related assets, which range from 3 to 7 
years  for  furniture,  fixtures,  and  equipment,  and  31  to  39½  years  for  building  premises  and  leasehold 
improvements. Expenditures for maintenance and repairs are charged against income as incurred.  Costs of major 
additions and improvements are capitalized. 

The Board of Directors declared a two-for-one stock split effected in the form of a stock dividend payable May 27, 
2013.  All  references  to  share  and  per  share  amounts  in  the  consolidated  financial  statements,  except  the 
Consolidated  Balance  Sheet,  and  accompanying  notes  to  the  consolidated  financial  statements  have  been 
retroactively restated to reflect the stock split. 

Stock Options 

As of December 31, 2013 and 2012, the Company recorded compensation expense of $34,527 and $46,863 related 
to share-based compensation awards.  At December 31, 2013, there was approximately $17,367 in unrecognized 
compensation  cost  related  to  unvested  share-based  compensation  awards  granted.    That  cost  is  expected  to  be 
recognized over the next three years. 

18    Kish Bancorp, Inc.

2013 Annual Report    19

9

10

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

2.

EARNINGS PER SHARE 

Stock Options (Continued) 

For purposes of computing stock compensation expense, the Company estimated the fair values of stock options 
using  the  Black-Scholes  option-pricing  model.    The  model  requires  the  use  of  subjective  assumptions  that  can 
materially affect fair value estimates.  The fair value of each option is amortized into compensation expense on a 
straight-line basis between the grant date for the option and each vesting date.  The fair value of each stock option 
granted was estimated using the following weighted-average assumptions: 

Grant
Year

2013
2012

Expected
Dividend
Yield

Risk-Free
Interest Rate

Expected
Volatility

Expected 
Life (in Years)

4.86
5.79

%
%

1.95
3.27

%
%

10.66
17.71

%
%

10.00
10.00

The weighted-average fair value of each stock option granted for 2013 and 2012 was $0.86 and $0.95, respectively. 
There were no stock options exercised during the years ended December 31, 2013 and 2012.   

Mortgage Servicing Rights (“MSRs”)

The  Company  has  agreements  for  the  express  purpose  of  selling  loans  in  the  secondary  market.    The  Company 
retains servicing rights for certain loans.  Originated MSRs are recorded by allocating total costs incurred between 
the loan and servicing rights based on their relative fair values.  MSRs are amortized in proportion to the estimated 
servicing income over the estimated life of the servicing portfolio.  The Company performs an impairment review 
of the MSRs and recognizes impairment through a valuation account.  MSRs are a component of accrued interest 
and other assets on the Consolidated Balance Sheet.  Gains and losses on sales of loans are recognized at settlement 
dates  and  are  determined  by  the  difference  between  the  sales  proceeds  and  the  carrying  value  of  the  loans.    All 
sales are made with limited recourse.  For the years ended December 31, 2013 and 2012, the Company recorded 
gross  servicing  rights  of  $742,128  and  $671,967  with  a  reserve  for  impairment  of  $259,865  and  $315,477, 
respectively. 

Transfer of Assets 

Transfers of financial assets are accounted for as sales when control over the assets has been surrendered.  Control 
over  transferred  assets  is  deemed  to  be  surrendered  when:  (1)  the  assets  have  been  isolated  from  the  Company;  
(2) the transferee obtains the right (free of conditions that constrain it from taking advantage of that right) to pledge 
or exchange the transferred assets; and (3) the Company does not maintain effective control over the transferred 
assets through an agreement to repurchase them before their maturity. 

Cash Flow Information 

The Company has defined cash and cash equivalents as those amounts included in the balance sheet captions “Cash 
and  due  from  banks”  and  “Interest-bearing  deposits  with  other  institutions”  that  have  original  maturities  of  less 
than 90 days. 

Reclassification of Comparative Amounts 

Certain  items  previously  reported  have  been  reclassified  to  conform  to  the  current  year’s  format.  Such 
reclassifications did not affect net income or stockholders’ equity.  

There  are  no  convertible  securities  that  would  affect  the  numerator  in  calculating  basic  and  diluted  earnings  per 
share; therefore, net income as presented on the Consolidated Statement of Income will be used as the numerator.  
The following table sets forth the composition of the weighted-average common shares (denominator) used in the 
basic and diluted earnings per share computation.  

Weighted-average common shares outstanding

Average treasury stock shares

Average unearned nonvested restricted 
  share plan shares

Weighted-average common shares and
  common stock equivalents used to 
  calculate basic earnings per share

Additional common stock equivalents 
  (nonvested stock) used to calculate 
  diluted earnings per share

Additional common stock equivalents 
  (stock options) used to calculate 
  diluted earnings per share

Weighted-average common shares and 
  common stock equivalents used
  to calculate diluted earnings per share

2013

2012

1,348,748

1,344,764

(132,493)

(134,606)

(23,500)

(20,936)

1,192,755

1,189,222

318

544

7,696

1,846

1,200,769

1,191,612

Options to purchase 111,752 shares of common stock at a price of $33.25 to $48.38 as of December 31, 2013, and 
19,404 shares of restricted stock ranging in price from $25.50 to $35.00 were not included in the computation of 
diluted earnings per share.  To include these shares would have been antidilutive. 

Options to purchase 137,252 shares of common stock at a price of $25.50 to $48.38, as of December 31, 2012, and 
17,602 shares of restricted stock ranging in price from $25.50 to $38.18 were not included in the computation of 
diluted earnings per share.  To include these shares would have been antidilutive. 

3. 

INVESTMENT SECURITIES AVAILABLE FOR SALE

The amortized cost and fair value of investment securities available for sale are as follows:  

2013

Gross
Unrealized
Gains

Gross
Unrealized
Losses

Fair
Value

Amortized
Cost

$

18,561,953
65,628,145

$                     $

-
31,431

(1,201,833)
(5,081,769)

$

17,360,120
60,577,807

62,046,304
15,811,281

33,524,915
195,572,598
147,340

1,363,020
92,517

183,434
1,670,402
81,523

(1,460,544)
(453,734)

61,948,780
15,450,064

(1,193,500)
(9,391,380)

-

32,514,849
187,851,620
228,863

U.S. treasury securities
U.S. government agency securities
Obligations of states and political
     subdivisions
Corporate securities
Mortgage-backed securities in
    government-sponsored entities
    Total debt securities
Equity securities in financial institutions 

                  Total

$

195,719,938

$

1,751,925

$

(9,391,380)

$

188,080,483

20    Kish Bancorp, Inc.

2013 Annual Report    21

11

12

          
              
       
           
          
              
       
           
     
       
       
        
         
          
 
 
     
       
               
                 
 
 
            
              
 
     
       
 
 
     
      
     
          
     
       
     
          
     
          
   
       
      
         
          
                 
   
       
      
3. 

INVESTMENT SECURITIES AVAILABLE FOR SALE (Continued)

3. 

INVESTMENT SECURITIES AVAILABLE FOR SALE (Continued)

2012

Gross
Unrealized
Gains

Gross
Unrealized
Losses

Fair
Value

Amortized
Cost

$

4,992,428
44,667,778

$

114,029
680,635

$

$

(27,397)
(74,593)

5,079,060
45,273,820

48,039,353
4,015,236

29,931,421
131,646,216
162,990

3,241,734
9,806

872,420
4,918,624
55,254

(50,758)
(408,537)

(7,567)
(568,852)
-

51,230,329
3,616,505

30,796,274
135,995,988
218,244

U.S. treasury securities
U.S. government agency securities
Obligations of states and political
     subdivisions
Corporate securities
Mortgage-backed securities in
    government-sponsored entities
    Total debt securities
Equity securities in financial institutions 

                  Total

$

131,809,206

$

4,973,878

$

(568,852)

$

136,214,232

The  following  tables  show  the  Company’s  gross  unrealized  losses  and  fair  value,  aggregated  by  investment 
category  and  length  of  time  that  the  individual  securities  have  been  in  a  continuous  unrealized  loss  position,  at 
December 31, 2013 and 2012. 

Less than Twelve Months
Gross
Unrealized
Losses

Fair
Value

2013
Twelve Months or Greater

Fair
Value

Gross
Unrealized
Losses

Total

Fair
Value

Gross
Unrealized
Losses

$

15,510,740

$

(1,013,136)

$

1,849,380

$

(188,697)

$

17,360,120

$

(1,201,833)

53,959,407

(4,606,460)

4,598,130

(475,309)

58,557,537

(5,081,769)

23,469,685
11,718,297

(1,308,822)
(450,044)

1,218,147
496,310

(151,722)
(3,690)

24,687,832
12,214,607

(1,460,544)
(453,734)

20,855,574
125,513,703

$

(1,193,500)
(8,571,962)

$

-

$

8,161,967

$

-
(819,418)

$

20,855,574
133,675,670

$

(1,193,500)
(9,391,380)

U.S. treasury 
  securities
U.S. government 
  agency securities
Obligations of states
  and political
  subdivisions
Corporate securities
Mortgage-backed 
  securities in govern-
  ment-sponsored 
  entities
Total 

Less than Twelve Months
Gross
Unrealized
Losses

Fair
Value

2012
Twelve Months or Greater

Fair
Value

Gross
Unrealized
Losses

Total

Fair
Value

Gross
Unrealized
Losses

$

3,010,780

$

(27,397)

$

12,999,055

(74,593)

3,206,412
877,282

(50,758)
(8,571)

-

-

-

1,567,534

$

-

-

$

3,010,780

$

(27,397)

12,999,055

(74,593)

-
(399,966)

3,206,412
2,444,816

(50,758)
(408,537)

1,079,860
21,173,389

$

(7,567)
(168,886)

$

-

$

1,567,534

$

-
(399,966)

$

1,079,860
22,740,923

$

(7,567)
(568,852)

U.S. treasury 
  securities
U.S. government 
  agency securities
Obligations of states
  and political
  subdivisions
Corporate securities
Mortgage-backed 
  securities in govern-
  ment-sponsored 
  entities
Total 

U.S. treasury securities.  The unrealized loss on ten investments in U.S. treasury notes was caused by interest rate 
increases.  The contractual terms of these investments do not permit the issuer to settle the securities at a price less 
than the amortized cost basis of the investments.  Because the Company does not intend to sell the investments and 
it  is  not  more  likely  than not  that  the  Company  will  be  required  to sell  the  investments  before  recovery  of  their 
amortized cost basis, which may be maturity, the Company does not consider those investments to be other-than-
temporarily impaired at December 31, 2013. 

U.S.  government  agency  securities.    The  unrealized  loss  on  51  investments  in  U.S.  government  obligations  and 
direct  obligations  of  U.S.  government  agencies  was  caused  by  interest  rate  increases.    The  contractual  terms  of 
these investments do not permit the issuer to settle the securities at a price less than the amortized cost basis of the 
investments.  Because the Company does not intend to sell the investments and it is not more likely than not that 
the  Company  will  be  required  to  sell  the  investments  before  recovery  of  their  amortized  cost  basis,  which 
may  be  maturity,  the  Company  does  not  consider  those  investments  to  be  other-than-temporarily  impaired  at 
December 31, 2013. 

Obligations of states and political subdivisions.  The Company’s unrealized losses on 44 municipal bonds relate to 
investments  within  the  governmental  service  sector.    The  unrealized  losses  are  primarily  caused  by  interest  rate 
increases.  The contractual terms of these investments do not permit the issuer to settle the security at a price less 
than the par value of the investment.  The Company currently does not believe it is probable that it will be unable 
to collect all amounts due according to the contractual terms of the investments.  Because the Company does not 
intend  to  sell  the  investments  and  it  is  not  more  likely  than  not  that  the  Company  will  be  required  to  sell  the 
investments before recovery of their par value, which may be maturity, it does not consider these investments to be 
other-than-temporarily impaired at December 31, 2013. 

Mortgage-backed  securities  in  government-sponsored  entities.  The  unrealized  losses  on  15  of  the  Company’s 
investments in mortgage-backed securities were caused by interest rate increases.  The Company purchased 14 of 
these investments at a premium relative to its face amount, and the contractual cash flows of the investments are 
guaranteed  by  an  agency  of  the  U.S.  government.    Accordingly,  it  is  expected  that  the  securities  would  not  be 
settled at a price less than the amortized cost basis of the Company’s investment.  Because the decline in market 
value is attributable to changes in interest rates and not credit quality, and because the Company does not intend to 
sell the investments and it is not  more likely than not that the Company will be required to sell the investments 
before  recovery  of  its  amortized  cost  basis,  which  may  be  maturity,  the  Company  does  not  consider  these 
investments to be other-than-temporarily impaired at December 31, 2013. 

22    Kish Bancorp, Inc.

2013 Annual Report    23

13

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3. 

INVESTMENT SECURITIES AVAILABLE FOR SALE (Continued) 

4. 

LOANS 

Corporate securities.  The Company had unrealized losses on investments in 20 different debt securities that were 
primarily the result of interest rate increases.  The Company currently does not believe it is probable that it will be 
unable to collect all amounts due, other than the security described below, according to the contractual terms of the 
investments.  Because the Company does not intend to sell these securities and it is not more likely than not that 
the  Company  will  be  required  to  sell  the  investments  before  recovery  of  the  amortized  cost  basis,  it  does  not 
consider these investments to be other- than- temporarily impaired at December 31, 2013. 

During  the  year  ended  December  31,  2013,  management  recorded  an  other-than-temporary  impairment  loss  of 
$117,500  on  a  pre-tax  basis  for  one  security.    It  was  determined  by  management  in  the  current  year  to  utilize  a 
Level II valuation for the security instead of the Level III method utilized in prior years due to improvements in the 
activity for the security.  Of the recorded loss, all $117,500 was determined to be credit related and recognized in 
earnings  and  none  was  determined  to  be  attributable  to  other  factors  and  recognized  in  accumulated  other 
comprehensive (loss) income. 

Furthermore,  the  Company  does  not  intend  to  sell  these  securities  and  it  is  not  more  likely  than  not  that  the 
Company  will  be  required  to  sell  these  securities  before  recovery  of  their  cost  basis,  which  may  be  maturity.  
Therefore, it does not consider these investments to be other-than-temporarily impaired at December 31, 2013. 

The  amortized  cost  and  fair  value  of  debt  securities  at  December  31,  2013,  by  contractual  maturity,  are  shown 
below.  Expected  maturities  of  mortgage-backed  securities  will  differ  from  contractual  maturities  because 
borrowers may have the right to call or prepay obligations with or without call or prepayment penalties. 

Due in one year or less
Due after one year through five years
Due after five years through ten years
Due after ten years

                  Total

Available for Sale

$

Amortized
Cost

2,675,686
14,793,316
104,322,383
73,781,213

$

Fair
Value

2,701,747
15,177,414
99,933,848
70,038,611

$

195,572,598

$

187,851,620

Major classifications of loans are summarized as follows: 

Commercial real estate
Commercial and industrial
Agricultural
State and political subdivisions
Consumer
Residential real estate

Less allowance for loan losses

          Net loans

$

2013

2012

$

125,959,918
51,447,386
19,588,155
30,282,161
7,219,608
152,691,125
387,188,353
5,927,823

113,792,683
54,280,110
19,824,927
24,657,876
6,551,541
138,800,703
357,907,840
6,867,370

$

381,260,530

$

351,040,470

Mortgage loans serviced by the Company for others amounted to $74,621,700 and $69,900,031 at December 31, 
2013 and 2012, respectively.  

The Company grants residential, commercial, and consumer loans to customers throughout its trade area, which is 
concentrated  in  central  Pennsylvania.    Such  loans  are  subject  to,  at  origination,  credit  risk  assessment  by 
management following the Company’s lending policy.  Although the Company has a diversified loan portfolio at 
December  31,  2013  and  2012,  a  substantial  portion  of  its  debtors’  ability  to  honor  their  loan  agreements  is 
dependent upon the economic stability of its immediate trade area.  

In  the  normal  course  of  business,  loans  are  extended  to  directors,  executive  officers,  and  their  associates.    A 
summary of loan activity for those directors, executive officers, and their associates with loan balances in excess of 
$60,000 for the year ended December 31, 2013, is as follows: 

2012

Additions

Amounts
 Collected

2013

$

8,989,462

$

7,931,823

$

12,451,249

$

4,470,036

Investment  securities  with  a  carrying  value  of  $71,388,656  and  $75,688,114  at  December  31,  2013  and  2012, 
respectively, were pledged to secure deposits and other purposes as required by law.  

5. 

ALLOWANCE FOR LOAN LOSSES 

The following is a summary of proceeds received, gross gains, and gross losses realized on the sale of investment 
securities available for sale for the years ended December 31:   

Proceeds from sales
Gross gains
Gross losses
Other-than-temporary impairment loss

2013

2012

$

$

16,873,095
512,423
50,581
117,500

21,211,034
814,552
17,228
-

Management  has  an  established  methodology  to  determine  the  adequacy  of  the  allowance  for  loan  losses  that 
assesses  the  risks  and  losses  inherent  in  the  loan  portfolio.    For  purposes  of  determining  the  allowance  for  loan 
losses, the Company has segmented certain loans in the portfolio by product type.  Loans are segmented into the 
following  pools:  commercial  real  estate  loans,  commercial  and  industrial  loans,  agricultural  loans,  state  and 
political subdivision loans, consumer loans, and residential real estate loans.  Historical loss percentages for each 
risk  category  are  calculated  and  used  as  the  basis  for  calculating  allowance  allocations.    These  historical  loss 
percentages are calculated over a three-year period for all portfolio segments.  Certain qualitative factors are then 
added to the historical loss percentages to get the adjusted factor to be applied to nonclassified loans.  

24    Kish Bancorp, Inc.

2013 Annual Report    25

15 

16 

       
       
     
     
   
     
     
     
   
   
     
          
 
            
 
          
   
     
     
     
       
   
 
   
 
       
 
   
 
 
  
     
  
5. 

ALLOWANCE FOR LOAN LOSSES (Continued) 

5. 

ALLOWANCE FOR LOAN LOSSES (Continued)  

The  following  qualitative  factors  are  analyzed  to determine  allocations  for  nonclassified  loans  for  each  portfolio 
segment: 

State and political subdivision loans carry the lowest risk  as most state and political subdivision loans are either 
backed by the full taxing authority of a municipality or the revenue of a municipal authority.   

 Changes in lending policies and procedures 
 Changes in economic and business conditions 
 Changes in nature and volume of the loan portfolio 
 Changes in lending staff experience and ability 
 Changes in past-due loans, nonaccrual loans, and classified loans 
 Changes in loan review  
 Changes in underlying value of collateral-dependent loans 



Levels of credit concentrations 
Effects of external factors, such as legal and regulatory requirements  

These qualitative  factors  are  reviewed  each  quarter  and  adjusted  based  upon  relevant  changes within  the Bank’s 
operating  environment.    During  2013,  management  elevated  the  qualitative  factors  reserve  percentage  for  the 
residential real estate pool of loans because of the changes in the volume of loans and changes in the lending policy 
due  to  the  new  regulations  for  residential  lending.  In  2012,  changes  in  lending  staff  experience  and  ability 
contributed to the increase in factor percentages for various loan pools. The change in credit staff experience and 
ability  factor  percentage  was  increased  because  of  the  resignation  of  the  Chief  Credit  Officer.  Late  in  2012,  the 
bank hired a new Chief Credit Officer with over 40 years of experience in the banking industry.  Over the year, the 
addition of an experienced Chief Credit Officer has resulted in lowered potential risk and has led the Bank to revert 
the  increase  in  this  reserve  factor  for  commercial  loans.   Changes in the  volume  and  severity of  past dues, non-
accruals,  and classified  loans  have  also  contributed  to  a  decrease in  the  reserve levels  of  commercial  loans  with 
continued  improvement  in  the  level  of  classified  loans.  With  improvement  in  the  competitive  landscape,  the 
reserve factors related to commercial loans were decreased slightly.  All other pools of loans were left unchanged 
due  to  continued  severity  of  regulatory  requirements  as  a  consequence  of  the  Dodd-Frank  Act.  No  significant 
changes  have  been  noted  in  the  market  value  of  real  estate  or  the  unemployment  numbers  within  the  Bank’s 
primary market area; accordingly, the reserve levels related to these factors were left unchanged from 2012. 

We consider commercial real estate loans, commercial and industrial loans, agricultural loans, and consumer loans 
to  be  riskier  than  one-to-four  family  residential  mortgage  loans.    Commercial  real  estate  loans  entail  significant 
additional  credit  risks  compared  to  one-to-four  family  residential  mortgage  loans,  as  they  involve  large  loan 
balances concentrated with single borrowers or groups of related borrowers.  In addition, the payment experience 
on loans secured by income-producing properties typically depends on the successful operation of the related real 
estate project and/or business operation of the borrower who is also the primary occupant, and thus may be subject 
to a greater extent to adverse conditions in the real estate market and in the general economy.  Commercial and 
industrial loans, along with agricultural loans, involve a higher risk of default than residential mortgage loans of 
like duration since their repayment is generally dependent on the successful operation of the borrower’s business 
and the sufficiency of collateral, if any.  The repayment of agricultural loans can also be impacted by commodity 
prices going up and down.  Although a customer’s ability to repay for both one-to-four family residential mortgage 
loans  and  consumer  loans  is  highly  dependent  on  the  local  economy,  especially  employment  levels,  consumer 
loans as a group generally present a higher degree of risk because of the nature of collateral, if any.  

The following tables present, by portfolio segment, the changes in the allowance for loan losses and the recorded 
investment in loans as of and for the years ended December 31: 

Commercial
Real Estate

Commercial
and
Industrial

Agricultural

2013

State and
Political
Subdivisions

Consumer

Residential 
Real Estate 

Unallocated

Total

2,646,720
(5,658)
1,349
(96,821)
2,545,590

$

1,692,945

$

-
1,390
(611,835)
1,082,500

$

$

223,688
-
3,600
(8,162)
219,126

498,957

$

390,932

$

-

$

$

$

132,014
-
-
32,334
164,348

-

$

$

$

56,185
(16,772)
2,754
11,565
53,732

-

$

$

$

814,169
(27,341)
1,131
298,527
1,086,486

$ 1,301,649

$

-
-
(525,608)
776,041

$

3,000

$

-

6,867,370
(49,771)
10,224
(900,000)
5,927,823

892,889

2,046,633

$

691,568

$

219,126

$

164,348

$

53,732

$

1,083,486

$

776,041

$

5,034,934

5,532,518

$

1,172,958

$

439,606

$

106,720

$

1,800

$

853,983

$

120,427,400

50,274,428

19,148,549

30,175,441

7,217,808

151,837,142

Ending balance

$

125,959,918

$

51,447,386

$ 19,588,155

$ 30,282,161 $

7,219,608

$

152,691,125 $

-

-

-

$

8,107,585

379,080,768

$

387,188,353

Commercial
Real Estate

Commercial
and
Industrial

Agricultural

2012

State and
Political
Subdivisions

Consumer

Residential 
Real Estate 

Unallocated

Total

2,714,374
(270,731)
3,208
199,869
2,646,720

$

$

1,736,219
(23,732)
2,148
(21,690)
1,692,945

$

$

229,406
(23,376)
-
17,658
223,688

309,060

$

642,765

$

-

$

$

$

135,388
-
-
(3,374)
132,014

-

$

$

$

57,623
(108,292)
3,439
103,415
56,185

-

$

$

$

834,980
(28,205)
-
7,394
814,169

$ 1,334,921

$

-
-
(33,272)
$ 1,301,649

25,240

$

-

7,042,911
(454,336)
8,795
270,000
6,867,370

977,065

2,337,660

$

1,050,180

$

223,688

$

132,014

$

56,185

$

788,929

$ 1,301,649

$

5,890,305

4,263,950

$

1,138,112

$

407,170

$

-

$

-

$

1,294,374

$

109,528,733

53,141,998

19,417,757

24,657,876

6,551,541

137,506,329

-

-

-

$

7,103,606

350,804,234

$

357,907,840

2013 Annual Report    27

Allowance for loan  
  losses: 

Beginning balance
    Charge-offs
    Recoveries
    Provision
Ending balance

Ending balance
  individually evaluated
  for impairment

Ending balance
  collectively evaluated
  for impairment

Loans:

Individually evaluated
  for impairment

Collectively evaluated 
  for impairment

$

$

$

$

$

Allowance for loan  
  losses: 

Beginning balance
    Charge-offs
    Recoveries
    Provision
Ending balance

Ending balance
  individually evaluated
  for impairment

Ending balance
  collectively evaluated
  for impairment

Loans:

Individually evaluated
  for impairment

Collectively evaluated 
  for impairment

$

$

$

$

$

$

$

$

$

26    Kish Bancorp, Inc.

17

18

Ending balance

$

113,792,683

$

54,280,110

$ 19,824,927

$ 24,657,876 $

6,551,541

$

138,800,703 $

 
      
    
      
      
         
         
 
            
              
              
              
        
          
            
             
           
          
              
           
             
            
          
     
         
        
         
         
   
      
    
     
    
       
     
   
         
       
              
              
               
             
            
      
       
      
      
         
      
    
      
    
      
      
           
         
            
  
  
 
 
    
  
            
  
  
 
  
           
 
      
    
      
      
         
         
 
        
       
       
              
      
          
            
             
           
              
              
           
                 
            
         
       
        
         
       
             
     
      
    
     
    
       
        
 
         
       
              
              
               
           
            
      
    
      
      
         
         
 
      
    
      
              
               
      
            
  
  
 
 
    
  
            
  
  
 
  
           
5. 

ALLOWANCE FOR LOAN LOSSES (Continued) 

5. 

ALLOWANCE FOR LOAN LOSSES (Continued) 

Reserve requirement for commercial real estate loans decreased by $101,130 from 2013 to 2012, while those for 
commercial  and  industrial  loans  decreased  by  $610,445  during  the  same  period.    This  was  a  direct  result  of 
decreases during 2013 of criticized and classified assets which at $10.8 million at December 31, 2013, indicates a 
4.40  percent  or  $0.5  million  decrease  from  December  31,  2012.    While  the  reduced  balances  in  criticized  and 
classified assets signify better management of the portfolio and reduced risk to the Bank, management has chosen 
to adopt a more conservative approach and evaluate sustained performance of these loans.   

Credit Quality Information (Continued) 

For consumer and residential real estate loans, the Company evaluates credit quality based on whether the loan is 
considered performing or nonperforming.  Nonperforming loans are those loans past due 90 days or more and loans 
on nonaccrual.  The following tables present the balances of consumer and residential real estate loans by classes 
of loan portfolio based on payment performance as of December 31: 

Credit Quality Information  

The following tables represent the commercial credit exposures by internally-assigned grades for the years ended 
December 31, 2013 and 2012, respectively. The grading analysis estimates the capability of the borrower to repay 
the  contractual  obligations  under  the  loan  agreements  as  scheduled  or  at  all.  The  Company’s  internal  credit  risk 
grading system is based on experiences with similarly graded loans.  

The Company’s internally-assigned grades are as follows: 

Pass loans are loans which are protected by the current net worth and paying capacity of the obligor or by the value 
of  the  underlying  collateral.    Special  Mention  loans  are  loans  where  a  potential  weakness  or  risk  exists,  which 
could  cause  a  more  serious  problem  if  not  corrected.    Substandard  loans  are  loans  that  have  a  well-defined 
weakness  based  on  objective  evidence  and  are  characterized  by  the  distinct  possibility  that  the  Company  will 
sustain  some  loss  if  the  deficiencies  are  not  corrected.    Doubtful  loans  have  all  the  weaknesses  inherent  in  a 
substandard asset and these weaknesses make collection or liquidation in full highly questionable and improbable, 
based on existing circumstances.  Finally, loans classified as Loss are considered uncollectible, or of such value 
that continuance as an asset is not warranted. 

$

Commercial 
Real Estate

$

115,161,687
2,901,867
7,857,972
38,392
-

Commercial 
and
Industrial

2013

Agricultural

$

47,349,424
2,712,998
1,384,964

17,457,107
886,505
1,244,543

-
-

-
-

State and
Political
Subdivisions

$

30,282,161

$

-
-
-
-

Total

210,250,379
6,501,370
10,487,479
38,392
-

$

125,959,918

$

51,447,386

$

19,588,155

$

30,282,161

$

227,277,620

Commercial 
Real Estate

Commercial 
and
Industrial

$

$

102,497,213
4,970,737
6,285,096
39,637
-

$

46,361,397
5,320,354
2,362,688
235,671
-

2012

Agricultural

18,396,130
784,330
563,974
80,493
-

State and
Political
Subdivisions

$

24,657,876

$

-
-
-
-

Total

191,912,616
11,075,421
9,211,758
355,801
-

$

113,792,683

$

54,280,110

$

19,824,927

$

24,657,876

$

212,555,596

Pass
Special Mention
Substandard
Doubtful
Loss
        Total

Pass
Special Mention
Substandard
Doubtful
Loss
        Total

Performing
Nonperforming
       Total

Performing
Nonperforming
       Total

Consumer

7,169,056
50,552
7,219,608

Consumer

6,551,541
-
6,551,541

$

$

$

$

$

$

$

$

2013
Residential
Real Estate

152,078,369
612,756
152,691,125

2012
Residential
Real Estate

137,973,341
827,362
138,800,703

$

$

$

$

Total

159,247,425
663,308
159,910,733

Total

144,524,882
827,362
145,352,244

Age Analysis of Past-Due Loans by Class 

The following are tables which show the aging analysis of past-due loans as of December 31: 

30-59 Days
Past Due

60-89 Days
Past Due

Commercial real estate
Commercial and industrial
Agricultural
State and political  
  subdivisions
Consumer
Residential real estate
Total

$ 1,686,378
104,510
-

-
50,262
207,702
$ 2,048,852

$

$

-
46,041
-

-
290
17,792
64,123

$

$

2013

Total
Past Due

3,856,354
757,726
-

-
50,552
612,755
5,277,387

$

$

90 Days or
Greater
Past Due

2,169,976
607,175
-

-
-
387,261
3,164,412

$

$

Current

122,103,564
50,689,661
19,588,155

30,282,161
7,169,056
152,078,369
381,910,966

$

$

Total
Loans

125,959,918
51,447,387
19,588,155

30,282,161
7,219,608
152,691,124
387,188,353

$

$

Recorded 
Investment
90 Days
and Accruing

-
-
-

-
-
-
-

28    Kish Bancorp, Inc.

2013 Annual Report    29

19

20 

      
      
      
      
          
        
           
                   
          
        
        
                   
               
                   
                   
                   
                     
                   
                   
                   
      
      
      
      
      
      
      
      
          
        
           
                   
          
        
           
                   
               
           
             
                   
                     
                   
                   
                   
      
      
      
      
       
   
            
          
            
       
   
       
   
                      
          
            
       
   
 
          
  
  
  
  
    
    
     
     
    
    
            
          
            
             
    
    
            
          
            
             
    
    
      
         
            
       
      
      
    
    
     
     
  
  
 
    
  
  
  
  
5. 

ALLOWANCE FOR LOAN LOSSES (Continued) 

5. 

ALLOWANCE FOR LOAN LOSSES (Continued) 

Age Analysis of Past-Due Loans by Class (Continued) 

Impaired Loans (Continued)

30-59 Days
Past Due

60-89 Days
Past Due

Commercial real estate
$
Commercial and industrial
Agricultural
State and political  
  subdivisions
Consumer
Residential real estate
Total

$

145,128
92,461
-

112,696
139,288
418,378
907,951

$

$

27,099
81,851
3,675

-
5,339
37,862
155,826

$

$

Impaired Loans

2012

Total
Past Due

3,380,774
198,809
326,677

112,696
144,627
1,283,602
5,447,185

$

$

90 Days or
Greater
Past Due

3,208,547
24,497
323,002

-
-
827,362
4,383,408

$

$

Current

110,411,909
54,081,301
19,498,250

24,545,180
6,406,914
137,517,101
352,460,655

$

$

Total
Loans

113,792,683
54,280,110
19,824,927

24,657,876
6,551,541
138,800,703
357,907,840

$

$

Recorded 
Investment
90 Days
and Accruing

-
-
-

-
3,676
-
3,676

Management considers commercial real estate loans, commercial and industrial loans, agricultural loans, and state 
and  political  subdivision  loans  which  are  90  days  or  more  past  due  to  be  impaired.    After  becoming  90  days  or 
more past due, these categories of loans are measured for impairment.  Any consumer and residential real estate 
loans  related  to  these  delinquent  loans  are  also  considered  to  be  impaired.    Troubled  debt  restructurings  are 
measured for impairment at the time of restructuring.  These loans are analyzed to determine if it is probable that 
all  amounts  will  not  be  collected  according  to  the  contractual  terms  of  the  loan  agreement.  If  management 
determines that the fair value of the impaired loan is less than the recorded investment in the loan (net of previous 
charge-offs, deferred loan fees or costs, and unamortized premium or discount), impairment is recognized through 
a provision or through a charge to the allowance for loan losses. 

The  following  tables  include  the  recorded  investment  and  unpaid  principal  balances  for  impaired  loans  with  the 
associated allowance amount as of December 31: 

Recorded
Investment

Unpaid 
Principal 
Balance

2013

Related 
Allowance

Average 
Recorded
Investment

Interest 
Income
Recognized

With no related allowance recorded:
   Commercial real estate
   Commercial and industrial
   Agricultural
   State and political subdivisions
   Consumer
   Residential real estate

$

$

4,941,131
513,708
439,606
106,720
1,800
830,136

$

4,941,131
513,708
439,606
106,720
1,800
830,136

6,833,101

6,833,101

-
-
-
-
-
-

-

$

$

3,786,578
272,439
309,261
113,558
150
723,120

5,205,106

With an allowance recorded:
   Commercial real estate
   Commercial and industrial
   Agricultural
   State and political subdivisions
   Consumer
   Residential real estate

Total:
   Commercial real estate
   Commercial and industrial
   Agricultural
   State and political subdivisions
   Consumer
   Residential real estate

591,387
659,250
-
-
-
23,847

591,387
659,250
-
-
-
23,847

1,274,484

1,274,484

5,532,518
1,172,958
439,606
106,720
1,800
853,983

5,532,518
1,172,958
439,606
106,720
1,800
853,983

498,957
390,932
-
-
-
3,000

892,889

498,957
390,932
-
-
-
3,000

-
-
216
181

26,883

27,280

43,204
58,859
-
-
-
-

741,525
754,885
-
-
-
89,302

1,585,712

102,063

4,528,103
1,027,324
309,261
113,558
150
812,422

43,204
58,859
216
181
-
26,883

                                    Total

$

8,107,585

$

8,107,585

$

892,889

$

6,790,818

$

129,343

30    Kish Bancorp, Inc.

2013 Annual Report    31

21 

22 

    
    
  
  
  
  
      
    
       
     
    
    
            
      
     
     
    
    
    
          
            
     
    
    
    
      
            
     
      
      
    
    
     
  
  
  
    
  
  
  
  
  
 
    
    
               
    
       
       
               
       
       
       
               
       
       
       
               
       
           
           
               
       
       
               
       
    
    
               
    
       
       
       
       
       
       
       
       
               
               
               
               
               
               
               
               
               
               
               
               
         
         
           
         
    
    
       
    
    
    
       
    
    
    
       
    
       
       
               
       
       
       
               
       
 
           
           
               
              
       
       
           
       
   
  
     
    
5. 

ALLOWANCE FOR LOAN LOSSES (Continued) 

5. 

ALLOWANCE FOR LOAN LOSSES (Continued) 

Impaired Loans (Continued)

Troubled Debt Restructuring 

Recorded
Investment

Unpaid 
Principal 
Balance

2012

Related 
Allowance

Average 
Recorded
Investment

Interest 
Income
Recognized

With no related allowance recorded:
   Commercial real estate
   Commercial and industrial
   Agricultural
   State and political subdivisions
   Consumer
   Residential real estate

$

With an allowance recorded:
   Commercial real estate
   Commercial and industrial
   Agricultural
   State and political subdivisions
   Consumer
   Residential real estate

Total:
   Commercial real estate
   Commercial and industrial
   Agricultural
   State and political subdivisions
   Consumer
   Residential real estate

$

3,315,295
206,195
407,170
-
-
862,373

$

3,315,295
206,195
407,170
-
-
862,373

4,791,033

4,791,033

$

-
-
-
-
-
-

-

948,655
931,917
-
-
-
432,001

948,655
931,917
-
-
-
432,001

2,312,573

2,312,573

4,263,950
1,138,112
407,170
-
-

1,294,374

4,263,950
1,138,112
407,170
-
-

1,294,374

309,060
642,765
-
-
-
25,240

977,065

309,060
642,765
-
-
-
25,240

$

3,486,939
303,323
252,420
-
-
943,036

4,985,718

1,746,439
950,295
6,251
-
35,377
404,004

3,142,366

5,233,378
1,253,618
258,671
-
35,377
1,347,040

                                    Total

$

7,103,606

$

7,103,606

$

977,065

$

8,128,084

$

32,786
10,993
-
-
-
753

44,532

-
2,955
-
-
-
-

2,955

32,786
13,948
-
-
-
753

47,487

Nonaccrual Loans 

Loans  are  considered  nonaccrual  upon  reaching  90  days  of  delinquency  even  though  the  Company  may  be 
receiving partial payments of interest and partial repayments of principal on such loans.  When a loan is placed on 
nonaccrual status, previously accrued but unpaid interest is deducted from interest income. 

On the following table are the loan balances on nonaccrual status as of December 31: 

Commercial real estate
Commercial and industrial
Agricultural
State and political subdivisions 
Consumer
Residential real estate

          Total

2013

$       

4,307,478
763,760
290,389
-
-
576,149

$

2012

4,263,945
1,127,286
407,170
-
-

1,305,205

$       

5,937,776

$

7,103,606

The Company’s loan portfolio also includes certain loans that have been modified in a troubled debt restructuring, 
where economic concessions have been granted to borrowers who have experienced or are expected to experience 
financial difficulties.  These concessions typically result from the Company’s loss mitigation activities and could 
include reductions in the interest rate, payment extensions, forgiveness of principal, forbearance, or other actions.  

When the Company modifies a loan, management evaluates any possible impairment based on the present value of 
expected future cash flows, discounted at the contractual interest rate of the original loan agreement, except when 
the sole remaining source of repayment for the loan is the operation or liquidation of the collateral.  In these cases, 
management  uses  the  current  fair  value  of  the  collateral,  less  selling  costs,  instead  of  discounted  cash  flows.    If 
management  determines  that  the  value  of  the  modified  loan  is  less  than  the  recorded  investment  in  the  loan, 
impairment  is  recognized  by  segment  of  class  of  loan,  as  applicable,  through  a  charge-off  to  the  allowance. 
Segment  and  class  status  is  determined  by  the  loan’s  classification  at  origination.    As  of  December  31,  2013,  
a specific reserve allocation of $19,000 has been established against the troubled debt restructurings.  Also, as of  
December 31, 2013, no charge-offs for the troubled debt restructurings were required.   

Loan modifications that are considered troubled debt restructurings completed during the years ended December 31 
were as follows: 

2013
Pre-Modification

Number of Outstanding Recorded
Contracts

Investment

Post-Modification
Outstanding Recorded
Investment

Troubled debt restructurings:
Commercial real estate 
Commercial and industrial
Agricultural
State and political subdivisions
Consumer
Residential real estate

$

5
5
-
1
1
2

$

1,988,730
525,680
-
109,487
68,528
154,370

     Total

14

$

2,846,795

$

1,988,730
525,680
-
109,487
68,528
154,370

2,846,795

Troubled debt restructurings:
Commercial real estate 
Commercial and industrial
Agricultural
Residential real estate

     Total

2012
Pre-Modification

Number of Outstanding Recorded
Contracts

Investment

Post-Modification
Outstanding Recorded
Investment

2
2
1
3

8

$

$

$

121,576
668,167
85,993
323,287

1,199,023

$

121,576
668,167
85,993
323,287

1,199,023

32    Kish Bancorp, Inc.

2013 Annual Report    33

23

24 

 
    
    
               
    
       
       
               
       
       
       
               
       
               
               
               
               
               
               
               
               
       
       
               
       
    
    
               
    
       
       
       
    
       
       
       
       
               
               
               
           
               
               
               
               
               
               
               
         
       
       
         
       
    
    
       
    
    
    
       
    
    
    
       
    
       
       
               
       
               
               
               
               
 
               
               
               
         
    
    
         
    
   
  
     
    
           
           
                   
                   
           
              
              
                       
              
                 
                          
               
                             
                                    
              
                 
                          
              
                   
                            
              
                 
                          
             
                
                        
              
                 
                          
              
                 
                          
              
                   
                            
              
                 
                          
               
                
                        
6. 

PREMISES AND EQUIPMENT  

10. OTHER BORROWINGS 

Major classifications of premises and equipment are summarized as follows:  

The following table sets forth information concerning other borrowings: 

Land and land improvements
Building and leasehold improvements
Furniture, fixtures, and equipment

Less accumulated depreciation

          Total

2013

2012

$

$

793,458
16,699,029
5,559,109
23,051,596
8,918,890

793,458
16,623,584
5,530,468
22,947,510
7,868,712

$

14,132,706

$

15,078,798

Description

Fixed rate
Fixed rate amortizing
Mid-term repos
Subordinated capital notes
Note payable

Maturity Range
From
To
02/28/22
01/02/14
04/24/23
07/08/15
n/a
n/a
03/02/21
03/23/19
11/23/35
03/17/35

Weighted-
Average
Interest Rate
1.26
1.97
n/a
7.84
4.21

Stated Interest
Rate Range

From

To

1.68
n/a
3.86
2.31

6.53
n/a
8.50
6.11

% 0.24 % 4.96 % $

At December 31,

2013
59,359,450
15,878,392

$

-

4,650,000
6,186,000

2012
25,014,605
3,170,489
3,000,000
4,750,000
6,186,000

Depreciation and amortization charged to operations was $1,063,679 in 2013 and $1,034,512 in 2012. 

7. 

GOODWILL

As of each of the years ended December 31, 2013 and 2012, goodwill had a carrying amount of $1,668,699.  The 
gross  carrying  amount  of  goodwill  was  tested  for  impairment  in  the  third  quarter,  after  the  annual  forecasting 
process.  There was no impairment for the years ended December 31, 2013 and 2012. 

8. 

DEPOSITS 

The scheduled maturities of time deposits approximate the following: 

Year Ending
December 31,

2014
2015
2016
2017
2018
Thereafter

Amount

81,538,278
28,826,249
18,964,312
10,851,753
24,879,773
23,198,943

188,259,308

$

$

The  aggregate  of  all  time  deposit  accounts  of  $100,000  or  more  amounted  to  $77,823,755  and  $54,466,112  at 
December 31, 2013 and 2012, respectively. 

9. 

SHORT-TERM BORROWINGS 

Short-term borrowings include overnight repurchase agreements through the FHLB, federal funds purchased, and 
repurchase agreements with customers.  Short-term borrowings also include a $5,000,000 unsecured line of credit 
with  a  commercial  bank  for  the  years  ended  December  31,  2013  and  2012,  respectively.    The  line  of  credit 
agreement contains various covenants requiring the Company to maintain certain levels of financial performance.  
The outstanding balances and related information for short-term borrowings are summarized as follows: 

Balance at year-end
Average balance outstanding
Maximum month-end balance
Weighted-average rate at year-end
Weighted-average rate during the year

$

2013

2012

$

4,414,579
7,146,587
14,546,188
2.51%
1.60%

4,157,290
6,354,923
11,001,139
2.50%
1.43%

Maturities of other borrowings at December 31, 2013, are summarized as follows: 

$

86,073,842

$

42,121,094

Year Ending
December 31,

2014
2015
2016
2017
2018
2019 and after

$

Amount

12,217,600
7,825,268
19,512,000
8,059,118
6,711,203
31,748,653

$

86,073,842

Weighted-
Average Rate

1.33 %
1.74
0.77
1.78
1.30
3.17

1.95 %

Borrowing  capacity  consists  of  credit  arrangements  with  the  FHLB.    FHLB  borrowings  are  subject  to  annual 
renewal,  incur  no  service  charges,  and  are  secured  by  a  blanket  security  agreement  on  certain  investment  and 
mortgage-backed securities, outstanding residential mortgages, and the Bank’s investment in FHLB stock.  As of 
December 31, 2013, the Bank’s maximum borrowing capacity with the FHLB was approximately $191 million. 

The  Company  formed  a  special  purpose  entity  (“Entity”)  to  issue  $3,093,000  of  fixed/floating  rate  subordinated 
debt securities with a stated maturity of March 17, 2035.  The rate on these securities is determined quarterly and 
floats based on three-month LIBOR plus 2.00 percent.  The Entity may redeem them, in whole or in part, at face 
value  on  or  after  March  17,  2010.    The  Company  borrowed  the  proceeds  from  the  Entity  in  the  form  of  a 
$3,093,000 note payable, which is included in the liabilities section of the Company’s Consolidated Balance Sheet.  

The Company formed an additional special purpose entity to issue $3,093,000 of fixed/floating rate subordinated 
debt securities with a stated maturity of November 23, 2035.  These securities bear a fixed rate of 6.11 percent until 
November 23, 2015, at which time the rate is determined quarterly and floats based on three-month LIBOR plus 
1.50 percent.  The Entity may redeem them, in whole or in part, at face value on or after November 23, 2010.  The 
Company borrowed the proceeds from the Entity in the form of a $3,093,000 note payable, which is included in the 
liabilities section of the Company’s Consolidated Balance Sheet. 

The Company’s minority interests in these entities were recorded at the initial investment amount and are included 
in the accrued interest and other assets on the Consolidated Balance Sheet.  These entities are not consolidated as 
part of the Company’s consolidated financial statements.   

The  Bank  may  request  a  Federal  Reserve  Advance  secured  by  acceptable  collateral.    The  Bank’s  maximum 
borrowing capacity with the Federal Reserve Bank as of December 31, 2013, is approximately $14.8 million. 

34    Kish Bancorp, Inc.

25 

26 

2013 Annual Report    35

          
     
       
     
       
     
 
       
       
     
   
   
              
     
     
   
   
     
   
     
     
   
   
10. OTHER BORROWINGS (Continued) 

11. 

INCOME TAXES (Continued) 

The  Bank  also  maintains  a  $10.0  million  and  $5.0  million  federal  funds  line  of  credit  with  two  other  financial 
institutions.  The Bank did not have outstanding borrowings related to these lines of credit at December 31, 2013. 

The  Company  issued  $3,000,000  of  fixed  rate  subordinated  debt  securities  with  stated  maturities  of  
March 23, 2019 through June 26, 2019.  These securities bear a fixed annual rate of 8.5 percent.  The Company 
may redeem them, in whole or in part, at face value on or after March 23, 2014.  These borrowings are included in 
the liabilities section of the Company’s Consolidated Balance Sheet. 

The Company issued $1,700,000 of fixed rate subordinated debt securities with stated maturities of November 12, 
2020 through February 10, 2021, and $50,000 of adjustable rate subordinated debt securities with a stated maturity 
of March 2, 2021.  The fixed securities bear an annual rate of 6.75 percent and the adjustable rate securities bear a 
rate of three-month LIBOR plus 3.50 percent and adjust quarterly.  The Company may redeem them, in whole or in 
part, at face value on or after November 12, 2015.  These borrowings are included in the liabilities section of the 
Company’s Consolidated Balance Sheet. 

11. 

INCOME TAXES 

The provision for federal income taxes consists of:  

Current 
Deferred

          Total provision

2013

603,091
160,625

$

2012

507,193
31,885

763,716

$

539,078

$

$

The tax effects of deductible and taxable temporary differences that give rise to significant portions of the deferred 
tax assets and deferred tax liabilities are as follows:  

Deferred tax assets:

Allowance for loan losses
Deferred compensation
Core deposit intangible assets
Alternative minimum tax carryforward
Asset valuation allowances
Employee compensation accruals
Nonaccrual interest receivable
Capital loss carryforward
Unrealized loss on available-for-sale securities
Other
         Deferred tax assets

Deferred tax liabilities:

Premises and equipment
Goodwill
Deferred loan fees
Partnerships
Other
Unrealized gain on available-for-sale securities
         Deferred tax liabilities

$

2013

2012

$

2,015,460
245,420
24,382
653,531
230,344
330,512
231,618
117,401
2,597,415
2,000
6,448,083

942,803
550,876
99,472
272,332
17,840
-

1,883,323

2,334,906
213,444
24,382
519,020
348,672
275,083
166,997
232,403
-
2,940
4,117,847

1,088,401
550,359
116,088
229,620
5,417
1,497,709
3,487,594

         Net deferred tax assets 

$

4,564,760

$

630,253

No  valuation  allowance  was  established  at  December  31,  2013  and  2012,  in  view  of  the  Company’s  ability  to 
carryback taxes paid in previous years and certain tax strategies, coupled with the anticipated future taxable income 
as evidenced by the Company’s earnings potential. 

The reconciliation between the federal statutory rate and the Company’s effective consolidated income tax rate is 
as follows:  

Provision at statutory rate
Tax-exempt interest
Life insurance income
Other 

Actual tax expense and 
  effective rate

$

$

2013

Amount

1,693,400
(788,903)
(106,239)
(34,542)

% of
Pretax Income

% $

34.0
(15.9)
(2.1)
(0.7)

Amount

1,417,418
(726,767)
(96,343)
(55,230)

2012

% of
Pretax Income

% 

34.0
(17.4)
(2.3)
(1.3)

763,716

15.3 % $

539,078

13.0 % 

The  Company  prescribes  a  recognition  threshold  and  a  measurement  attribute  for  the  financial  statement 
recognition  and  measurement  of  a  tax  position  taken  or  expected  to  be  taken  in  a  tax  return.    Benefits  from  tax 
positions should be recognized in the financial statements only when it is more likely than not that the tax position 
will  be  sustained  upon  examination  by  the  appropriate  taxing  authority  that  would  have  full  knowledge  of  all 
relevant information.  A tax position that meets the more-likely-than-not recognition threshold is measured at the 
largest  amount  of  benefit  that  is  greater  than  50  percent  likely  of  being  realized  upon  ultimate  settlement.    Tax 
positions that previously failed to meet the more-likely-than-not recognition threshold should be recognized in the 
first subsequent financial reporting period in which that threshold is met.  Previously recognized tax positions that 
no  longer  meet  the  more-likely-than-not  recognition  threshold  should  be  derecognized  in  the  first  subsequent 
financial reporting period in which that threshold is no longer met.  

There is currently no liability for uncertain tax positions and no known unrecognized tax benefits.  The Company 
recognizes, when applicable, interest and penalties related to unrecognized tax benefits in the provision for income 
taxes in the Consolidated Statement of Income.  The Company’s federal and state income tax returns for taxable 
years  through  2009  have  been  closed  for  purposes  of  examination  by  the  Internal  Revenue  Service  and  the 
Pennsylvania Department of Revenue.

12.  EMPLOYEE BENEFITS 

Savings Plan 

The  Bank  maintains  a  qualified  401(k)  salary  reduction  and  profit  sharing  plan  that  covers  substantially  all 
employees.    Under  the  plan,  employees  make  voluntary,  pretax  contributions  to  their  accounts,  and  the  Bank 
contributions  to  the  plan  are  at  the  discretion  of  the  Board  of  Directors.    Contributions  by  the  Bank  charged  to 
operations were $269,876 and $251,048 for the years ended December 31, 2013 and 2012, respectively.  The fair 
value of plan assets includes $822,066 and $705,376 pertaining to the value of the Company’s common stock that 
is held by the plan as of December 31, 2013 and 2012, respectively. 

Deferred Compensation Plan 

The  Company  has  a  nonqualified  deferred  compensation  plan  that  allows  directors  to  defer  fees.    Outstanding 
balances under this arrangement for 2013 and 2012 were $721,824 and $627,775, respectively, and are reported as 
“Other liabilities” on the Consolidated Balance Sheet.  Expenses related to this plan were $101,914 and $50,398 
for December 31, 2013 and 2012, respectively. 

36    Kish Bancorp, Inc.

2013 Annual Report    37

27 

28 

        
          
            
          
       
          
           
          
          
        
          
          
     
                 
              
              
       
          
          
            
          
           
             
                  
       
       
         
                
   
                
        
             
   
              
          
                 
      
                 
          
               
     
                
            
      
12.  EMPLOYEE BENEFITS (Continued) 
12.  EMPLOYEE BENEFITS (Continued) 

Restricted Stock Plan 
Restricted Stock Plan 

The Company maintains a Restricted Stock Plan (the “Plan”).  Employees and non-employee corporate directors 
The Company maintains a Restricted Stock Plan (the “Plan”).  Employees and non-employee corporate directors 
are  eligible  to  receive awards  of  restricted  stock  based  upon performance-related  requirements.    Awards  granted 
are  eligible  to  receive awards  of  restricted  stock  based  upon performance-related  requirements.    Awards  granted 
under  the  Plan  are  in  the  form  of  the  Company’s  common  stock  and  are  subject  to  certain  vesting  requirements 
under  the  Plan  are  in  the  form  of  the  Company’s  common  stock  and  are  subject  to  certain  vesting  requirements 
including continuous employment or service with the Company.  The Company has authorized 24,000 shares of the 
including continuous employment or service with the Company.  The Company has authorized 24,000 shares of the 
Company’s common stock.  The Plan assists the Company in attracting, retaining and motivating employees and 
Company’s common stock.  The Plan assists the Company in attracting, retaining and motivating employees and 
non-employee  directors  to  make  substantial  contributions  to  the  success  of  the  Company  and  to  increase  the 
non-employee  directors  to  make  substantial  contributions  to  the  success  of  the  Company  and  to  increase  the 
emphasis on the use of equity as a key component of compensation.  Compensation expense recognized related to 
emphasis on the use of equity as a key component of compensation.  Compensation expense recognized related to 
the vesting of shares was $237,596 and $203,857 for the years ended December 31, 2013 and 2012, respectively.  
the vesting of shares was $237,596 and $203,857 for the years ended December 31, 2013 and 2012, respectively.  

The following is a summary of the status of the Company’s restricted stock as of December 31, 2013, and changes 
The following is a summary of the status of the Company’s restricted stock as of December 31, 2013, and changes 
therein during the year then ended: 
therein during the year then ended: 

Nonvested at January 1, 2013
Nonvested at January 1, 2013
Granted
Granted
Vested
Vested
Forfeited
Forfeited

Number of
Number of
Shares of
Shares of
Restricted Stock
Restricted Stock

20,288 
20,288 
9,877 
9,877 
                  (7,233)
                  (7,233)
(2,440)
(2,440)

Weighted-
Weighted-
Average
Average
Grant Date
Grant Date
Fair Value
Fair Value

$              30.77 
$              30.77 
             33.43 
             33.43 
             31.65 
             31.65 
             34.35 
             34.35 

Nonvested at December 31, 2013
Nonvested at December 31, 2013

                  20,492 
                  20,492 

$              31.78 
$              31.78 

Stock Option Plan 
Stock Option Plan 

The  Company  has  a  fixed  director  and  employee  stock-based  compensation  plan.    The  plan  has  total  options 
The  Company  has  a  fixed  director  and  employee  stock-based  compensation  plan.    The  plan  has  total  options 
available to grant of 190,000 shares of common stock.  The exercise price for the purchase of shares subject to a 
available to grant of 190,000 shares of common stock.  The exercise price for the purchase of shares subject to a 
stock option may not be less than 100 percent of the fair market value of the shares covered by the option on the 
stock option may not be less than 100 percent of the fair market value of the shares covered by the option on the 
date of the grant.  The term of stock options will not exceed ten years from the date of grant.  Options granted are 
date of the grant.  The term of stock options will not exceed ten years from the date of grant.  Options granted are 
primarily vested evenly over a three-year period from the grant date. 
primarily vested evenly over a three-year period from the grant date. 

The following table presents share data related to the outstanding options: 
The following table presents share data related to the outstanding options: 

Outstanding, January 1, 2013
Outstanding, January 1, 2013
Granted
Granted
Exercised
Exercised
Forfeited
Forfeited

Outstanding, December 31, 2013
Outstanding, December 31, 2013

Exercisable at year-end
Exercisable at year-end

Number of
Number of
Options
Options

158,272
158,272
28,100
28,100
-
-
(6,336)
(6,336)

180,036
180,036

119,701
119,701

Weighted-
Weighted-
Average
Average
Exercise
Exercise
Price
Price

37.62
37.62
33.34
33.34
-
-
45.63
45.63

36.67
36.67

30.19
30.19

$
$

$
$

$
$

12.  EMPLOYEE BENEFITS (Continued) 

Stock Option Plan (Continued) 

The following table summarizes the characteristics of stock options at December 31, 2013: 

Grant Date

03/16/04
05/26/04
06/30/04
01/05/05
02/03/05
02/09/05
02/10/05
02/24/05
03/29/05
04/26/05
07/08/05
12/08/05
12/10/05
12/16/05
12/22/05
01/25/07
02/23/07
01/31/08
03/26/09
10/27/09
04/01/10
04/28/11
10/11/11
12/22/11
04/02/12
04/01/13

$

Exercise
Price
45.63
47.00
48.38
46.50
46.50
46.50
47.50
48.00
48.00
48.00
48.00
47.50
47.63
47.50
47.50
44.00
45.00
38.18
25.50
35.00
34.13
29.75
31.00
28.00
30.00
33.25

Shares
6,900
1,468
5,236
16,254
760
52
200
84
6
882
666
2,802
6
300
8,880
1,090
1,050
13,500
19,600
2,000
20,600
23,600
1,000
600
24,400
28,100

180,036

Outstanding
Contractual
Average
Life

Average
Exercise
Price

0.20 $
0.40
0.49
1.01
1.09
1.11
0.21
1.15
1.24
1.32
1.52
1.93
1.94
1.96
1.97
3.07
3.15
3.08
5.23
5.82
6.25
7.24
7.77
7.98
8.24
9.25

45.63
47.00
48.38
46.50
46.50
46.50
47.50
48.00
48.00
48.00
48.00
47.50
47.63
47.50
47.50
44.00
45.00
38.18
25.50
35.00
34.13
29.75
31.00
28.00
30.00
33.25

Exercisable

Average
Exercise
Price

45.63
47.00
48.38
46.50
46.50
46.50
47.50
48.00
48.00
48.00
48.00
47.50
47.63
47.50
47.50
44.00
45.00
38.18
25.50
35.00
34.13
29.75
31.00
28.00
30.00
33.25

$

Shares
6,900
1,468
5,236
16,254
760
52
200
84
6
882
666
2,802
6
300
8,880
1,090
1,050
13,500
19,200
2,000
13,596
15,576
660
400
8,133
-

119,701

13.  COMMITMENTS  

In  the  normal  course  of  business,  there  are  outstanding  commitments  and  contingent  liabilities  such  as 
commitments to extend credit, financial guarantees, and letters of credit that are not reflected in the accompanying 
consolidated financial statements.  The Company does not anticipate any losses as a result of these transactions.  
These  instruments  involve,  to  varying  degrees,  elements  of  credit  and  interest  rate  risk  in  excess  of  the  amount 
recognized in the Consolidated Balance Sheet.   

38    Kish Bancorp, Inc.

2013 Annual Report    39

29 
29 

30

    
      
    
    
    
      
    
    
    
      
    
    
    
    
    
  
    
         
    
       
    
           
    
         
    
         
    
       
    
           
    
         
    
             
    
            
    
         
    
       
    
         
    
       
    
      
    
    
    
             
    
            
    
         
    
       
    
      
    
    
    
      
    
    
    
      
    
    
    
    
    
  
    
    
    
  
    
      
    
    
    
    
    
  
    
    
    
  
 
    
      
    
       
    
         
    
       
    
    
    
    
    
    
    
        
  
             
               
                     
                
             
             
             
               
                     
                
             
             
13.  COMMITMENTS (Continued) 

The contract or notional amounts of those instruments reflect the extent of involvement the Company has in the 
particular classes of financial instruments that consisted of the following: 

Commitments to extend credit
Standby letters of credit

          Total

2013

2012

$

$

103,035,768
5,146,000

$

106,638,654
5,424,804

108,181,768

$

112,063,458

Commitments to extend credit are agreements to lend to a customer as long as there is no violation of any condition 
established in the contract.  Commitments generally have fixed expiration dates or other termination clauses and 
may require payment of a fee.  Since many of the commitments are expected to expire without being drawn upon, 
the total commitment amounts do not necessarily represent future cash requirements. 

Standby letters of credit represent conditional commitments issued by the Company to guarantee the performance 
of  a  customer  to  a  third  party.    These  instruments  are  issued  primarily  to  support  bid  or  performance-related 
contracts.  The coverage period for these instruments is typically a one-year period with an annual renewal option 
subject  to  prior  approval  by  management.    Fees  earned  from  the  issuance  of  these  letters  are  recognized  upon 
expiration  of  the  commitment  period.    For  secured  letters  of  credit,  the  collateral  is  typically  Bank  deposit 
instruments or real estate. 

The  Bank  has  committed  to  various  operating  leases  for  its  branch  and  office  facilities.    Some  of  these  leases 
include  renewal  options  as  well  as  specific  provisions  relating  to  rent  increases.    The  minimum  annual  rental 
commitments under these leases outstanding at December 31, 2013, are as follows: 

2014
2015
2016
2017
2018
Thereafter

Total

Minimum
Lease Payment

290,569
286,609
252,940
252,940
252,940
3,658,435
4,994,433

$

$

Rent expense under leases for each of the years ended December 31, 2013 and 2012, was $300,945 and $364,896, 
respectively. 

Contingent Liabilities 

The  Company  from  time  to  time  may  be  a  party  in  various  legal  actions  from  the  normal  course  of  business 
activities.    Management  believes  the  liability,  if  any,  arising  from  such  actions  will  not  have  a  material  adverse 
effect on the Company’s financial position. 

14.  REGULATORY RESTRICTIONS  

Restriction on Cash and Due from Banks 

The Bank is required to maintain reserve funds in cash or on deposit with the Federal Reserve Bank. The required 
reserve at December 31, 2013 and 2012, was $1,656,000 and $1,503,000, respectively. 

Loans

Federal  law  prevents  the  Company  from  borrowing  from  the  Bank  unless  the  loans  are  secured  by  specific 
obligations.    Further,  such  secured  loans  are  limited  in  amount  to  10  percent  of  the  Bank’s  common  stock  and 
capital surplus.  

Dividends

The Pennsylvania Banking Code restricts the availability of capital surplus for dividend purposes. At December 31, 
2013, the Bank had a capital surplus of $3,236,250, which was not available for distribution to the Company as 
dividends. 

15.  REGULATORY CAPITAL  

Federal regulations require the Company and the Bank to maintain minimum amounts of capital. Specifically, each 
is  required  to  maintain  certain  minimum  dollar  amounts  and  ratios  of  Total  and  Tier  I  capital  to  risk-weighted 
assets and of Tier I capital to average total assets. 

In addition to the capital requirements, the Federal Deposit Insurance Corporation Improvement Act (“FDICIA”) 
established  five  capital  categories  ranging  from  “well  capitalized”  to  “critically  undercapitalized.”    Should  any 
institution  fail  to  meet  the  requirements  to  be considered  “adequately  capitalized,”  it  would  become  subject to  a 
series of increasingly restrictive regulatory actions. 

As of December 31, 2013 and 2012, the FDIC categorized the Company and the Bank as well capitalized under the 
regulatory  framework  for  prompt  corrective  action.    To  be  classified  as  a  well  capitalized  financial  institution, 
Total risk-based, Tier I risk-based, and Tier I leverage capital ratios must be at least 10 percent, 6 percent, and 5 
percent, respectively. 

40    Kish Bancorp, Inc.

2013 Annual Report    41

31 

32 

 
   
       
   
15.  REGULATORY CAPITAL (Continued) 

16. 

FAIR VALUE MEASUREMENTS 

The  Company’s  actual  capital  ratios  are  presented  in  the  following  table  that  shows  the  Company  met  all 
regulatory capital requirements: 

2013

2012

Amount

Ratio

Amount

Ratio

Total capital 
(to risk-weighted assets)
Actual
For capital adequacy purposes
To be well capitalized

Tier I capital
(to risk-weighted assets)
Actual
For capital adequacy purposes
To be well capitalized

Tier I capital
(to average assets)
Actual
For capital adequacy purposes
To be well capitalized

$

$

$

61,373,773
37,294,894
46,618,618

% $

13.17
8.00
10.00

58,458,296
33,288,986
41,611,233

50,568,087
18,647,447
27,971,171

% $

10.85
4.00
6.00

48,203,132
16,644,493
24,966,740

50,568,087
25,415,096
31,768,871

% $

7.96
4.00
5.00

48,203,132
22,334,023
27,917,528

%

14.05
8.00
10.00

%

11.58
4.00
6.00

%

8.63
4.00
5.00

The  Bank’s  actual  capital  ratios  are  presented  in  the  following  table  which  shows  the  Bank  met  all  regulatory 
capital requirements: 

Total capital 
(to risk-weighted assets)
Actual
For capital adequacy purposes
To be well capitalized

Tier I capital
(to risk-weighted assets)
Actual
For capital adequacy purposes
To be well capitalized

Tier I capital
(to average assets)
Actual
For capital adequacy purposes
To be well capitalized

2013

2012

Amount

Ratio

Amount

Ratio

$

$

$

62,402,925
37,115,336
46,394,171

% $

13.45
8.00
10.00

58,557,150
33,124,360
41,405,450

56,302,396
18,557,668
27,836,502

% $

12.14
4.00
6.00

53,100,024
16,562,180
24,843,270

56,302,396
25,339,017
31,673,771

% $

8.89
4.00
5.00

53,100,024
22,247,473
27,809,341

%

14.14
8.00
10.00

%

12.82
4.00
6.00

%

9.55
4.00
5.00

The  following  disclosures  show  the  hierarchical  disclosure  framework  associated  with  the  level  of  pricing 
observations utilized in measuring assets and liabilities at fair value.  The three broad levels of pricing observations 
are as follows: 

Level I: 

Quoted prices are available in active markets for identical assets or liabilities as of the reported date. 

Level II: 

Pricing  inputs  are  other  than  the  quoted  prices  in  active  markets,  which  are  either  directly  or 
indirectly observable as of the reported date.  The nature of these assets and liabilities includes items 
for which quoted prices are available but traded less frequently and items that are fair-valued using 
other financial instruments, the parameters of which can be directly observed. 

Level III: 

Valuations derived from valuation techniques in which one or more significant inputs or significant 
value drivers are unobservable. 

This hierarchy requires the use of observable market data when available. 

The  following  tables  present  the  assets  reported  on  the  Consolidated  Balance  Sheet  at  their  fair  value  as  of 
December 31, 2013 and 2012, by level within the fair value hierarchy.  Financial assets and liabilities are classified 
in their entirety based on the lowest level of input that is significant to the fair value measurement. 

December 31, 2013

Level I

Level II

Level III

Total

$

Assets: 
U.S. treasury securities
U.S. government agency securities 
Obligations of states and 
  political subdivisions
Corporate securities
Mortgage-backed securities in 
  government-sponsored entities 
  Total debt securities
Equity securities in financial institutions 

-
-

-
-

$

17,360,120 $
60,577,807

61,948,780
15,450,064

-
-
228,863

32,514,849
187,851,620

-

Total

$

228,863

$

187,851,620

$

-
-

-
-

-
-
-

-

$

17,360,120
60,577,807

61,948,780
15,450,064

32,514,849
187,851,620
228,863

$

188,080,483

December 31, 2012

Level I

Level II

Level III

Total

$

Assets: 
U.S. treasury securities
U.S. government agency securities 
Obligations of states and 
  political subdivisions
Corporate securities
Mortgage-backed securities in 
  government-sponsored entities 
  Total debt securities
Equity securities in financial institutions 

-
-

-
-

$

5,079,060 $
45,273,820

-
-

$

5,079,060
45,273,820

51,230,329
3,495,781

-
-
218,244

30,796,274
135,875,264

-

-
120,724

-
120,724
-

51,230,329
3,616,505

30,796,274
135,995,988
218,244

33 

34 

Total

$

218,244

$

135,875,264

$

120,724

$

136,214,232

42    Kish Bancorp, Inc.

2013 Annual Report    43

         
         
  
             
  
             
  
           
  
           
  
           
  
           
           
           
  
             
  
             
  
             
  
             
  
             
  
             
  
             
  
             
         
         
  
             
  
             
  
           
  
           
  
           
  
           
           
           
  
             
  
             
  
             
  
             
  
             
  
             
           
           
                
     
                
     
                
                
     
                
                
     
                
                
   
                
        
                 
                
         
        
   
                
                
     
                
     
                
                
       
        
                
     
                
                
   
        
        
                 
                
         
        
   
        
16. 
16. 

FAIR VALUE MEASUREMENTS (Continued) 
FAIR VALUE MEASUREMENTS (Continued) 

16. 

FAIR VALUE MEASUREMENTS (Continued) 

Financial instruments are considered Level III when their values are determined using pricing models, discounted 
Financial instruments are considered Level III when their values are determined using pricing models, discounted 
cash  flow  methodologies  or  similar  techniques,  and  at  least  one  significant  model  assumption  or  input  is 
cash  flow  methodologies  or  similar  techniques,  and  at  least  one  significant  model  assumption  or  input  is 
unobservable.    In  addition  to  these  unobservable inputs,  the  valuation  models  for Level  III  financial instruments 
unobservable.    In  addition  to  these  unobservable inputs,  the  valuation  models  for Level  III  financial instruments 
typically also rely on a number of inputs that are readily observable either directly or indirectly.  Level III financial 
typically also rely on a number of inputs that are readily observable either directly or indirectly.  Level III financial 
instruments also include those for which the determination of fair value requires significant management judgment 
instruments also include those for which the determination of fair value requires significant management judgment 
or  estimation.    The  following  table  presents  the  changes  in  the  Level  III  fair-value  category  for  the  years  ended 
or  estimation.    The  following  table  presents  the  changes  in  the  Level  III  fair-value  category  for  the  years  ended 
December 31, 2013 and 2012. 
December 31, 2013 and 2012. 

Balance, January 1, 2012
Balance, January 1, 2012
   Sales 
   Sales 
   Net change on unrealized gain on investment
   Net change on unrealized gain on investment
     securities available for sale
     securities available for sale

Balance, January 1, 2013
Balance, January 1, 2013
   Sales
   Sales
   Net change on unrealized gain on investment
   Net change on unrealized gain on investment
     securities available for sale
     securities available for sale
   Transfer out of Level III
   Transfer out of Level III

Balance, December 31, 2013
Balance, December 31, 2013

Corporate
Corporate
Securities
Securities

$
$

       100,317 
       100,317 
                 - 
                 - 

         20,407 
         20,407 

       120,724 
       120,724 
                 - 
                 - 

       229,276 
       229,276 
     (350,000)
     (350,000)

$
$

                 - 
                 - 

The  following  tables  present  the  assets  measured  on  a  nonrecurring  basis  on  the  Consolidated  Balance  Sheet  at 
The  following  tables  present  the  assets  measured  on  a  nonrecurring  basis  on  the  Consolidated  Balance  Sheet  at 
their fair value as of December 31, 2013 and 2012, by level within the fair value hierarchy. Impaired loans that are 
their fair value as of December 31, 2013 and 2012, by level within the fair value hierarchy. Impaired loans that are 
collateral dependent are written down to fair value through the establishment of specific reserves. Techniques used 
collateral dependent are written down to fair value through the establishment of specific reserves. Techniques used 
to value the collateral that secure the impaired loans include: quoted market prices for identical assets classified as 
to value the collateral that secure the impaired loans include: quoted market prices for identical assets classified as 
Level  I  inputs  and  observable  inputs  employed  by  certified  appraisers  for  similar  assets  classified  as  Level  II 
Level  I  inputs  and  observable  inputs  employed  by  certified  appraisers  for  similar  assets  classified  as  Level  II 
inputs. In cases where valuation techniques included inputs that are unobservable and are based on estimates and 
inputs. In cases where valuation techniques included inputs that are unobservable and are based on estimates and 
assumptions developed by management based on the best information available under each circumstance, the asset 
assumptions developed by management based on the best information available under each circumstance, the asset 
valuation is classified as Level III input.  Other real estate owned is measured at fair value, less cost to sell at the 
valuation is classified as Level III input.  Other real estate owned is measured at fair value, less cost to sell at the 
date of foreclosure.  Valuations are periodically performed by management and the assets are carried at the lower 
date of foreclosure.  Valuations are periodically performed by management and the assets are carried at the lower 
of  carrying  amount,  or  fair  value  less  cost  to  sell.    The  fair  value  for  mortgage  servicing  rights  is  estimated  by 
of  carrying  amount,  or  fair  value  less  cost  to  sell.    The  fair  value  for  mortgage  servicing  rights  is  estimated  by 
discounting contractual cash  flows  and  adjusting  for  prepayment  estimates.    Discount  rates  are  based upon  rates 
discounting contractual cash  flows  and  adjusting  for  prepayment  estimates.    Discount  rates  are  based upon  rates 
generally charged for such loans with similar characteristics.   
generally charged for such loans with similar characteristics.   

Assets: 
Assets: 
Impaired loans
Impaired loans
Other real estate owned
Other real estate owned
Mortgage servicing rights
Mortgage servicing rights

Assets: 
Assets: 
Impaired loans
Impaired loans
Other real estate owned
Other real estate owned
Mortgage servicing rights
Mortgage servicing rights

$
$

$
$

Level I
Level I

Level II
Level II

Level III
Level III

Total
Total

December 31, 2013
December 31, 2013

$
$

-
-
-

-
-
-

$
$

-
-
-

-
-
-

7,214,696 $
7,214,696 $
237,150
237,150
482,263
482,263

7,214,696
7,214,696
237,150
237,150
482,263
482,263

Level I
Level I

Level II
Level II

Level III
Level III

Total
Total

December 31, 2012
December 31, 2012

$
$

-
-
-

-
-
-

6,126,541 $
6,126,541 $
287,385
287,385
356,490
356,490

6,126,541
6,126,541
287,385
287,385
356,490
356,490

$
$

-
-
-

-
-
-

35 
35 

The  following  tables  provide  a  listing  of  significant  unobservable  inputs  used  in  the  fair  value  measurement 
process for items valued utilizing Level III techniques as of December 31, 2013 and 2012. 

December 31, 2013
Impaired loans

Fair Value
7,214,696

$

Other real estate owned

$

239,150

Mortage servicing rights $

482,263

Valuation
Techniques

Property 
appraisals

Property 
appraisals

Discounted 
cash flows

December 31, 2012
Corporate securities

Impaired loans

$

$

Fair Value
120,724

Valuation
Techniques

Discounted 
cash flows

6,126,541

Property 
appraisals

Other real estate owned

$

287,385

Mortage servicing rights $

356,490

Property 
appraisals

Discounted 
cash flows

Unobservable Inputs
Management discount for 
property type and recent 
market volatility

Management discount for 
property type and recent 
market volatility

Range
0% - 15% discount

0% - 15% discount

Discount rate

2.96 - 3.98% discount

Prepayment speeds

1.23 - 3.71 prepayment factor

Unobservable Inputs

Projected defaults

Range
0 projected defaults

Discount rate

17.76% discount rate

Management discount for 
property type and recent 
market volatality

Management discount for 
property type and recent 
market volatality

0% - 15% discount

0% - 15% discount

Discount rate

2.11 - 2.75% discount

Prepayment speeds

2.49 - 4.29 prepayment factor

36 

44    Kish Bancorp, Inc.

2013 Annual Report    45

      
         
         
         
      
         
         
                   
                   
                   
                   
                   
                   
                   
                   
                   
                   
                   
                   
17.

FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS  

17.

FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (Continued) 

The estimated fair values of the Company’s financial instruments at December 31 are as follows:  

Carrying
Value

Fair
Value

2013
Level
I

Level
II

Level
III

$

14,439,548
980,000

$

14,439,548
980,000

$

14,439,548
980,000

$

$

-
-

188,080,483
73,150
381,260,530
6,867,400
12,936,583
2,077,235
482,263

188,080,483
73,150
381,396,348
6,867,400
12,936,583
2,077,235
482,263

228,863
73,150
-

6,867,400
12,936,583
2,077,235

-

187,851,620

Financial assets:

Cash and cash equivalents
Certificates of deposit
Investment securities
    available for sale
Loans held for sale
Net loans
Regulatory stock
Bank-owned life insurance
Accrued interest receivable
Mortgage servicing rights

Financial liabilities:

Deposits
Short-term borrowings
Other borrowings
Accrued interest payable

$

$

494,373,615
4,414,579
86,073,842
791,220

494,836,282
4,414,841
85,169,364
791,220

$

306,114,306
4,414,841

$

-
791,220

Carrying
Value

Fair
Value

2012
Level
I

Level
II

Financial assets:

Cash and cash equivalents
Certificates of deposit
Investment securities
    available for sale
Loans held for sale
Net loans
Regulatory stock
Bank-owned life insurance
Accrued interest receivable
Mortgage servicing rights

Financial liabilities:

$

23,792,622
2,374,375

$

23,792,622
2,374,375

$

23,792,622
2,374,375

$

136,214,232
584,380
351,040,470
4,794,900
12,517,831
1,806,098
356,490

136,214,232
584,380
361,572,848
4,794,900
12,517,831
1,806,098
356,490

218,244
584,380
-

4,794,900
12,517,831
1,806,098

-

Deposits
Short-term borrowings
Other borrowings
Accrued interest payable

$

$

460,449,822
4,157,290
42,121,094
766,587

465,777,223
4,157,290
42,741,294
766,587

$

301,758,279
4,157,290

$

-
766,587

135,875,264

-
-
-
-
-
-

-
-
-
-

-
-
-
-
-
-

-
-
-
-

-
-

-
-

-
-

381,396,348

-
-
-
482,263

$

188,721,976

-

85,169,364

-

-
-

Level
III

$

120,724
-

361,572,848

-
-
-
356,490

$

164,018,944

-

42,741,294

-

Financial instruments are defined as cash, evidence of ownership interest in an entity, or a contract which creates 
an  obligation  or  right  to  receive  or  deliver  cash  or  another  financial  instrument  from/to  a  second  entity  on 
potentially favorable or unfavorable terms.  

Fair  value  is  defined  as  the  amount  at  which  a  financial  instrument  could  be  exchanged  in  a  current  transaction 
between willing parties other than in a forced liquidation sale.  If a quoted market price is available for a financial 
instrument,  the  estimated  fair  value  would  be  calculated  based  upon  the  market  price  per  trading  unit  of  the 
instrument.  

If  no  readily  available  market  exists,  the  fair  value  estimates  for  financial  instruments  should  be  based  upon 
management’s  judgment  regarding  current  economic  conditions,  interest  rate  risk,  expected  cash  flows,  future 
estimated losses, and other factors as determined through various option pricing formulas or simulation modeling.  
As  many  of  these  assumptions  result  from  judgments  made  by  management  based  upon  estimates,  which  are 
inherently uncertain, the resulting estimated fair values may not be indicative of the amount realizable in the sale of 
a particular financial instrument.  In addition, changes in assumptions on which the estimated fair values are based 
may have a significant impact on the resulting estimated fair values.  

As certain assets such as deferred tax assets and premises and equipment are not considered financial instruments, 
the estimated fair value of financial instruments would not represent the full value of the Company.  

The Company employed simulation modeling in determining the estimated fair value of financial instruments for 
which quoted market prices were not available based upon the following assumptions:  

Cash  and  Cash  Equivalents,  Certificates  of  Deposit,  Loans  Held  for  Sale,  Regulatory  Stock,  Accrued 
Interest Receivable, Accrued Interest Payable, and Short-Term Borrowings

The fair value is equal to the current carrying value.  

Investment Securities Available for Sale 

The fair value of investment securities is equal to the available quoted market price.  If no quoted market price is 
available,  fair  value  is  estimated  using  the  quoted  market  price  for  similar  securities.    Fair  values  for  certain 
corporate bonds were determined utilizing discounted cash flow models, due to the absence of a current market to 
provide reliable market quotes for the instruments. 

Loans

The fair value is estimated by discounting future cash flows using current market inputs at which loans with similar 
terms  and  qualities  would  be  made  to  borrowers  of  similar  credit  quality.    Where  quoted  market  prices  were 
available,  primarily  for  certain  residential  mortgage  loans,  such  market  rates  were  utilized  as  estimates  for  fair 
value. 

Bank-Owned Life Insurance 

The fair value is equal to the cash surrender value of the life insurance policies. 

Mortgage Servicing Rights 

The fair value for mortgage servicing rights is estimated by discounting contractual cash flows and adjusting for 
prepayment  estimates.    Discount  rates  are  based  upon  rates  generally  charged  for  such  loans  with  similar 
characteristics. 

Deposits

The fair values of certificates of deposit are based on the discounted value of contractual cash flows.  The discount 
rates  are  estimated  using  rates  currently  offered  for  similar  instruments  with  similar  remaining  maturities.  
Demand, savings, and money market deposit accounts are valued at the amount payable on demand as of year-end. 

Other Borrowings  

Fair  values  for  other  borrowings  are  estimated  using  a  discounted  cash  flow  calculation  that  applies  contractual 
costs currently being offered for similar borrowings. 

37 

38 

46    Kish Bancorp, Inc.

2013 Annual Report    47

     
   
   
                
               
          
          
          
                 
                 
   
 
        
   
               
            
            
            
                 
                 
   
   
                 
                 
       
     
     
                
               
     
     
     
                 
                 
       
       
       
                 
                 
         
        
               
                
        
   
   
   
                 
       
     
     
                
               
     
     
                 
                 
          
          
          
                 
                 
     
     
     
                 
                 
       
     
     
                
               
   
   
          
   
          
         
        
        
                
               
   
   
                 
                 
       
       
       
                 
                 
     
   
   
                
               
       
       
       
                 
                 
          
          
                 
                 
          
   
   
   
                 
       
       
       
                 
                 
     
   
               
                
          
          
          
                 
                 
17.

FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (Continued) 

Commitments to Extend Credit 

These  financial  instruments  are  generally  not  subject  to  sale,  and  estimated  fair  values  are  not  readily  available.  
The  carrying  value,  represented  by  the  net  deferred  fee  arising  from  the  unrecognized  commitment  or  letter  of 
credit,  and  the  fair  value,  determined  by  discounting  the  remaining  contractual  fee  over  the  term  of  the 
commitment  using  fees  currently  charged  to  enter  into  similar  agreements  with  similar  credit  risk,  are  not 
considered  material  for  disclosure.    The  contractual  amounts  of  unfunded  commitments  and  letters  of  credit  are 
presented in Note 13.  

18. ACCUMULATED OTHER COMPREHENSIVE (LOSS) INCOME

The following table presents the changes in accumulated other comprehensive (loss) income by component net of 
tax for the year ended December 31, 2013: 

Accumulated other comprehensive  
  (loss) income, January 1, 2013
Other comprehensive loss before 
  reclassification
Amounts reclassified from accumulated 
  other comprehensive (loss) income
Accumulated other comprehensive  
  (loss) income, December 31, 2013

$

$

Net Unrealized
Gains (Losses) on
Investment Securities

2,907,315

(7,722,091)

(227,266)

(5,042,042)

The  following  table  presents  significant  amounts  reclassified  out  of  each  component  of  accumulated  other 
comprehensive (loss) income for the year ended December 31, 2013: 

Unrealized gains (losses) on investment
  securities

Other than temporary impairment losses

Amount Relcassified 
from Accumulated
Other Comprehensive 
(Loss) Income 

Affected Line Item
in the Statement 
Where Net Income
Is Presented 

$

$

$

$

(461,842)
157,026
(304,816)

117,500
(39,950)
77,550

Investment securities gains, net
Income taxes

Investment securities impairment loss
Income taxes

19.   SUBSEQUENT EVENTS 

Management has reviewed events occurring through March 24, 2014, the date the financial statements were issued, 
and no subsequent events occurred requiring accrual or disclosure. 

39 

48    Kish Bancorp, Inc.

senior oFFiCers
gregory t. Hayes, Senior Vice 

President, Systems and Client 
Solutions Director

Walter J. Kay, Senior Vice President, 

Senior Information Officer

amy m. muchler, Senior Vice 

President, Bank Operations and 
Support Director

gerhard royer, Senior Vice 

President, Commercial Lender

debra K. Weikel, Senior Vice 

President, Loan Administration 
Director 

stanley n. ayers, Vice President, 

Special Assets Manager

Kathleen m. Boop, Vice President, 

Personal Lines Insurance Manager

Larry e. Burger, Vice President, 
Commercial Relationship 
Manager

Carol m. Herrmann, Vice President, 
Marketing, Administration, and 
Communications Director/CEO, 
Kish Travel

daniel L. Keane, CTFA, AEP®, Vice 
President, Wealth Management 
Advisor & Trust Officer

marsha K. Kuhns, Vice President,  

Branch Manager

John Q. massie, Vice President,  
Commercial Relationship 
Manager

Jeremy g. mattern, Vice President,  
Credit Administration Manager

denise F. Quinn, Vice President,  
Commercial Relationship 
Manager

melissa K. royer, Vice President,  

Service Support Manager

Cheryl e. shope, Vice President,  

Residential Lender

Kayelene g. sunderland, Vice 

President, Wealth Management/
Trust Administrator

suzanne m. White, Vice President, 

Human Resource Director

Jeffrey d. Wilson, Vice President/

CEO, Kish Agency

William W. Yaudes, Vice President, 

Regional Market Manager

Board oF direCtors 
oF KisH BanCorP, inC.
William P. Hayes, Chairman

miFFLin CountY 
regionaL Board
michael a. Buffington, Member

James J. Lakso, Vice Chairman

Christina Calkins-mazur, Member

William L. dancy, Secretary

ronald m. Cowan, Member

spyros a. degleris, Member

William L. dancy, Member

Paul g. Howes, Member

William s. Lake, Member

alan J. metzler, Member

Phyllis L. Palm, Member

James W. Felmlee, Member

eric K. Fowler, Member

William s. Lake, Member

Harvard K. mcCardle, Member

delmont r. sunderland, Member

alan J. metzler, Member

gary L. oden, Member

Phyllis L. Palm, Member

John Pannizzo, Member

exeCutive oFFiCers
William P. Hayes, Chairman and 

Chief Executive Officer

Board oF direCtors 
oF KisH BanK
William P. Hayes, Chairman

James J. Lakso, Vice Chairman

William L. dancy, Secretary

spyros a. degleris, Member

Paul g. Howes, Member

William s. Lake, Member

alan J. metzler, Member

Phyllis L. Palm, Member

J. Bradley scovill, President, Chief 

david a. Coble, Vice President, 

Operating Officer

Branch Manager

sangeeta Kishore, Senior Executive 
Vice President, Chief Financial 
Officer and Senior Risk Officer

John P. Cunningham, ii, Vice 
President, Regional Market 
Manager

Wade e. Curry, LUTCF, Vice 

President, Investment Services

ann K. guss, Vice President, 

Residential Lender

allana L. Hartung, Vice President, 

Commercial Relationship 
Manager

J. Bradley scovill, Member

John e. arrington, Executive Vice 

President, Sales & Retail Banking 
Manager

William J. Hoyne, Executive Vice 
President, Chief Credit Officer

robert s. mcminn, Executive Vice 
President, General Counsel

James L. shilling, Jr., Executive Vice 
President, Senior Lending Officer

Centre CountY 
regionaL Board
thomas F. Brown, Member

spyros a. degleris, Member

adam r. Fernsler, Member

alan g. Hawbaker, Member

michael J. Krentzman, Member

Paul H. silvis, Member

Brandon m. Zlupko, Member

Huntingdon CountY 
regionaL Board
arthur J. deCamp, Member

Wayne a. Hearn, Member

steven Huston, Member

James J. Lakso, Member

dominick F. Peruso, Jr., Member

Pamela Prosser, Member

Burgess a. smith, Member

delmont r. sunderland, Member

4255 East Main Street, Belleville, PA 17004  |  1-888-554-4748  |  www.KishBank.com