Quarterlytics / Financial Services / Banks - Regional / Kish Bancorp, Inc.

Kish Bancorp, Inc.

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FY2018 Annual Report · Kish Bancorp, Inc.
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B E T T E R   L I V E S ,   

B E T T E R   C O M M U N I T I E S .

2 0 1 8   A N N U A L   R E P O R T

W I L L I A M 
H A Y E S
C H A I R M A N   O F 
T H E   B O A R D , 
P R E S I D E N T   A N D 
C H I E F   E X E C U T I V E 
O F F I C E R

C O N T E N T S

1 

Chairman’s Letter  
to the Shareholders

4  

 Financial Highlights

5  

Independent 
Auditor’s Report

6  

Financial Statements

11  

Notes to Consolidated 
Financial Statements

56  Board of Directors 
and Officers

KISH CLIENTS ON THE COVER (LEFT 
TO RIGHT): A. Christian Baum, Founder 
of Co.Space and Giv Local; Doreen 
Perks, Founder of Bob Perks Cancer 
Assistance Fund; Sherren and Pastor 
Harold McKenzie, Unity Church of Jesus 
Christ; Angie Thompson, Co-Owner of 
Thompson’s Candle Co.; and Luke Lake, 
General Manager of Lake Auto.

C H A I R M A N ’ S   L E T T E R   
T O   T H E   S H A R E H O L D E R S

At Kish, it is not about what we do, it is about why we do it. 

the bulk of the more than $62 million expansion in the 

That “why” is the focus of everything we do, and in 2018, 

loan portfolio. The commercial lending team turned in 

that focus produced results that speak louder than words. 

another banner year of growth and business relation-

So, this letter will begin with the measures that capture 

ship acquisition, while residential mortgage lending also 

the headlines of Kish Bancorp’s financial performance 

achieved another record year by originating more than 

for 2018 and a reiteration of the cover of the prior year’s 

$66 million in mortgage loans. The Bank’s capacity to 

annual report: Clear Vision, Compelling Results. 

remain competitive during the year was strengthened by 

Net income for the year rose by 45.63% over the prior 

year, or $1.89 million, to $6.03 million from $4.14 million 

in 2017. When the accounting adjustments associated 

the successful implementation of interest rate swap trans-

actions that enabled us to offer long-term fixed rates while 

maintaining margins and balance sheet flexibility. 

with the Tax Cuts and Jobs Act are eliminated from 2017 

Sustained loan and asset growth quickly translated into 

reported earnings, net income increased by 32.30%, 

the need to identify and attract new sources of funding. 

or $1.47 million, from $4.56 million. Earnings per share 

The corresponding focus on growing core deposits was 

growth, adjusted for October’s two-for-one stock split, 

reflected in several new checking promotions, each of 

reflected robust earnings expansion as well, increasing 

which was accompanied by substantial retail deposit 

41.90% over the prior year, to a fully diluted $2.37 per 

growth. Overall, deposits grew by $28.7 million by year 

share from $1.67 the prior year. By every measure and 

end, although deposit growth was a carefully managed 

from every perspective, 2018 was truly a record year. Now 

area given the difficult challenges presented by Fed 

let’s discuss the performances that built these results and 

actions and a flattening yield curve. Deposit relationships 

the “why” that drives this team to excel across the full 

were also the focus of facilities enhancement and expan-

spectrum of what we do as a company. 

sion projects, specifically in Bellefonte and Allensville. 

The outstanding results achieved in 2018 can be tracked 

through the excellent foundation built in recent years as 

Both of these branch facilities now reflect the evolution of 

a streamlined Expect More branch of the future. 

well as the performance metrics of every Kish business 

No discussion of 2018 operating results would be com-

unit and support function. This letter will try to do justice 

plete without acknowledging the continuing growth of 

to the diversity of team efforts that produced so many 

the Bank’s affiliates. The addition of Benefit Management 

stellar outcomes, but the discussion must begin and end 

Group, now called Kish Benefits Consulting (KBC), was a 

with the driver of 2018 results: the sustained growth of 

major step forward that required broad organizational sup-

the core banking unit. 

Following a strong 2017, Kish Bank began 2018 with a 

full head of steam. As the year progressed, continued 

loan growth, supported by a strengthening economy and 

turmoil among Kish’s banking competitors, enabled the 

Bank to sustain its efforts to expand the customer base, 

especially in the growth market of Centre County. Perhaps 

because business lending and mortgage lending are most 

influenced by a relationship-focused approach, these 

port and collaboration, but KBC responded by integrating 

seamlessly and contributing to profitability in its first year 

as part of the organization. Benefits management consult-

ing represents a significant addition to the offering of val-
ued solutions to our business clients. KBC’s performance, 
combined with double-digit growth in profitability from the 

wealth management unit, Kish Financial Solutions, and Kish 

Insurance, as well as sustained positive results from Kish 

Travel, added materially to our financial results in 2018. 

areas of our business remained central to our efforts to 

A major advancement for Kish shareholders occurred in 

drive growth and attract new customers and contributed 

2018’s fourth quarter when Kish Bancorp (KISB) shares 

1

 
 
 
 
were upgraded to the OTCQX exchange from the less liq-

Finally, as I mentioned in the opening paragraph, a word 

uid pink sheets and saw a corresponding improvement in 

about the “why” of this extraordinary organization. 2018 

price and trading execution. That up-listing was preceded 

was so incredible because it witnessed great performances 

by the announcement of a two-for-one stock split and a 

by so many teams at Kish, working independently and as 

split-adjusted dividend increase to $0.25 per share from 

one, and it reaffirmed a simple truth that we have always 

$0.23. As Kish Bancorp continues on its growth trajec-

known. It takes great people to build great companies, and 

tory toward $1 billion in assets, the team is preparing for 

we are building a great company that made tremendous 

a major elevation in financial reporting and regulatory 

strides during the year because of a singular focus on 

reporting requirements. 

As we look to the future, let me close by noting that 

despite the strong performance in 2018, I am also awed by 

the scope and complexity of the plans for the next several 

years—plans that will fully position Kish to compete and 

thrive in a rapidly evolving digital environment. It will be 

an environment where client preferences for access to 

our services will change dramatically, yet expectations 

achieving sustained success through an unwavering focus 

on performance for our customers. As a team, we believe 

in our hearts that we can make the lives of our team 

members, our clients, and our communities better by our 

efforts. And, whether you are a customer, team member, 

shareholder, or simply a member of the communities 

served by Kish, we trust you have experienced and appre-

ciate that belief and commitment. 

for highly personalized attention will be sustained and 

Thank you for your interest and support. Kish Bancorp will 

even elevated. That is why we are embarking upon two 

continue to benefit from your engagement and recommen-

of the most significant initiatives in our long history of 

dations to others.

innovation. The planning and construction of the Kish 

Innovation Center will begin to take shape in 2019. This 

facility, planned for completion in 2020, will enhance the 

digital delivery of banking services in an environment 

that is much lower cost and less dependent on physical 

bricks and mortar. That facility will become reality on the 

heels of our core system modernization initiative that will 

be accomplished over the next fourteen months. Both 

of these major initiatives will be designed to enhance 

competitiveness and efficiency as part of a larger focus on 

our Twin Rails strategy, which is the merger of our tradi-

tional relationship approach with new emerging digital 

delivery channels, and the advancement of the Bank’s IT 

infrastructure. We understand that it will be the effective 

deployment of our shareholders’ capital that will be critical 

to Kish’s drive to succeed and thrive in that environment.

Sincerely,

William P. Hayes 

Chairman of the Board,  

President and Chief Executive Officer

PICTURED OPPOSITE PAGE (CLOCKWISE FROM TOP), KISH 
EMPLOYEES: Lucas Craig, AVP, Financial Advisor; Crystal Yoder, Per-
sonal Banker; Terry Horner, VP, Business Development Officer; Jackie 
Confer, AVP, Business Development Officer; and Alta Corman-Wolf, 
VP, Residential Lender.

W H Y ?

We believe that we can make 
the lives of those around us, our 
employees, our clients, and our 
communities BETTER!

2

3

F I N A N C I A L   H I G H L I G H T S

I N D E P E N D E N T   A U D I T O R ’ S   R E P O R T

2018

2017

2016

2015

2014

Board of Directors and Stockholders  

$

6,029,683 

$

4,139,770 

$

4,616,894 

$

4,494,241 

$

4,358,608 

Kish Bancorp, Inc. 

6,670,247 

2,396,453 

5,141,399 

2,301,564 

5,254,277 

2,130,197 

5,125,151 

2,112,600 

5,130,129 

2,005,848 

REPORT ON THE FINANCIAL STATEMENTS

FOR THE YEAR

Net Income

Net Income Before Taxes

Total Dividends Declared

AT YEAR END (in $000s)

Total Assets

Total Loans (Net)

Total Deposits

Stockholders’ Equity

Loan Loss Reserve

Net Loan Losses (Recoveries)

RATIO ANALYSIS

Return on Average Assets*

Return on Average Equity*

Dividend Declared/Net Income

Loans/Deposits

Primary Capital/Total Assets

Total Capital/Risk Weighted Assets

Loan Loss Reserve/Loans

Net Loan Losses to Total Loans (Net)

PER SHARE DATA**

Basic Earnings

Fully Diluted Earnings

Dividends Paid

Equity (Book Value)

Equity Plus Loan Loss Reserve

$

850,508 

$

811,192 

$

725,071 

$

696,895 

$

659,600 

630,440 

682,350 

59,728 

6,642 

10 

0.72%

10.71%

39.74%

92.39%

7.80%

11.95%

1.04%

0.00%

569,010 

653,687 

56,339 

5,698 

913 

0.54%

7.45%

55.60%

87.05%

7.65%

11.65%

0.99%

0.17%

488,588 

561,928 

53,593 

6,011 

271 

0.65%

8.54%

46.14%

86.95%

8.22%

13.10%

1.22%

0.06%

445,425 

542,629 

51,281 

5,752 

492 

0.66%

8.89%

47.01%

82.09%

8.18%

12.62%

1.27%

0.12%

414,061 

508,616 

48,853 

6,009 

219 

0.67%

9.54%

46.02%

81.41%

8.32%

13.07%

1.43%

0.05%

$

2.41 

2.37 

0.94 

23.41 

26.01 

$

1.69 

1.67 

0.92 

22.50 

24.77 

$

1.90 

1.89 

0.86 

21.63 

24.06 

$

1.87 

1.84 

0.86 

20.89 

23.23 

$

1.82 

1.80 

0.82 

19.98 

22.44 

We have audited the accompanying consolidated financial statements of Kish Bancorp, Inc. and subsidiaries, which 

comprise the consolidated balance sheets as of December 31, 2018 and 2017; the related consolidated statements 

of income, comprehensive income, changes in stockholders’ equity, and cash flows for the years then ended; and the 

related notes to the consolidated financial statements.

MANAGEMENT’S RESPONSIBILITY FOR THE FINANCIAL STATEMENTS

Management is responsible for the preparation and fair presentation of these consolidated financial statements, in accor-

dance with accounting principles generally accepted in the United States of America; this includes the design, implemen-

tation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial 

statements that are free from material misstatement, whether due to fraud or error.

AUDITOR’S RESPONSIBILITY

Our responsibility is to express an opinion on these consolidated financial statements based on our audits. We con-

ducted our audits in accordance with auditing standards generally accepted in the United States of America. Those 

standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated 

financial statements are free of material misstatement.

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consoli-

dated financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the 

risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those 

risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the 

consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not 

for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no 

such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness 

of significant accounting estimates made by management, as well as evaluating the overall presentation of the consoli-

dated financial statements.

Average Shares Outstanding (#)

2,499,673 

2,459,168 

2,430,134 

2,407,260 

2,398,414 

Net Income (in millions)

Earnings & Dividends (per share)**

Stock Valuation (per share)**

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit 

opinion.

OPINION

In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the finan-

cial position of Kish Bancorp, Inc. and subsidiaries as of December 31, 2018 and 2017, and the results of their operations 

and their cash flows for the years then ended, in accordance with accounting principles generally accepted in the United 

States of America. 

*Due to fluctuations in the mark to market valuation for investment securities, these are not included in the totals for average assets and average equity.
**For comparability, per share data for the years 2014 through 2017 have been adjusted to reflect the two-for-one stock split in 2018.

S.R. Snodgrass, P.C. • 2009 Mackenzie Way, Suite 340 • Cranberry Township, Pennsylvania 16066 • Phone: 724-934-0344 • Fax: 724-934-0345

4

5

Cranberry Township, Pennsylvania 

March 4, 2019

 
 
 
 
 
 
C O N S O L I D A T E D   B A L A N C E   S H E E T

KISH BANCORP, INC. 
CONSOLIDATED BALANCE SHEET 

ASSETS 

Cash and due from banks 
Interest-bearing deposits with other institutions 

Cash and cash equivalents 

Certificates of deposit in other financial institutions 
Investment Securities available for sale, at fair value 
Equity Securities 
Investment Securities held to maturity, fair value of $7,095,937 
   and $6,162,790 
Loans held for sale 

Loans 
Less allowance for loan losses 
Net loans 

Premises and equipment, net 
Goodwill 
Regulatory stock 
Bank-owned life insurance 
Accrued interest and other assets 

December 31, 

2018 

2017 

   $   

10,146,566      $   
22,622,212     
32,768,778     

7,964,222   
35,923,762   
43,887,984   

3,119,532     
124,731,597     
3,450,017     

3,492,344   
135,995,777   
4,051,862   

7,000,000     
156,565     

6,000,000   
1,279,431   

637,082,546     
6,642,410     
630,440,136     

574,708,035   
5,697,810   
569,010,225   

14,182,308     
2,143,699     
6,110,700     
15,422,560     
10,983,033     

12,996,668   
2,143,699   
6,149,000   
15,437,997   
10,746,897   

TOTAL ASSETS 

   $   

850,508,925      $   

811,191,883   

LIABILITIES 
Deposits: 
Noninterest-bearing 
Interest-bearing demand 
Savings 
Money market 
Time 
Total deposits 

Short-term borrowings 
Other borrowings 
Accrued interest and other liabilities 
TOTAL LIABILITIES 

STOCKHOLDERS' EQUITY 

   $   

93,954,532      $   
12,234,873     
64,318,889     
253,787,230     
258,054,517     
682,350,041     

22,484,169     
78,024,955     
7,921,055     
790,780,220     

85,526,265   
11,986,932   
63,773,855   
233,973,580   
258,426,421   
653,687,053   

8,930,710   
85,931,850   
6,303,539   
754,853,152   

Preferred stock, $.50 par value; 500,000 shares authorized, 
   no shares issued and outstanding 
Common stock, $.50 par value; 8,000,000 shares authorized, 
   2,697,500 and1,348,750 shares issued, at 2018 and 2017, respectively 
Additional paid-in capital 
Retained earnings 
Accumulated other comprehensive (loss) income 
Treasury stock, at cost (130,609 and 171,584 shares in 
   2018 and 2017, respectively) 

TOTAL STOCKHOLDERS' EQUITY 

-     

-   

1,348,750     
2,460,838     
59,882,848     
(1,301,777 )   

(2,661,954 )   
59,728,705     

674,375   
2,066,936   
56,207,032   
509,366   

(3,118,978 ) 
56,338,731   

C O N S O L I D A T E D   S T A T E M E N T   O F   I N C O M E

KISH BANCORP, INC. 
CONSOLIDATED STATEMENT OF INCOME 

Year Ended December 31, 

2018 

2017 

INTEREST AND DIVIDEND INCOME 

Interest and fees on loans: 

Taxable 
Exempt from federal income tax 

Interest and dividends on investment securities: 

Taxable 
Exempt from federal income tax 

Interest-bearing deposits with other institutions 
Other dividend income 

Total interest and dividend income 

INTEREST EXPENSE 

Deposits 
Short-term borrowings 
Other borrowings 

Total interest expense 

NET INTEREST INCOME 
Provision for loan losses 

   $   

27,894,432      $   

1,193,287     

2,582,358     
1,065,457     
592,171     
636,019     
33,963,724     

5,764,414     
35,536     
2,406,694     
8,206,644     

25,757,080     
955,000     

22,855,386   
1,336,603   

2,655,876   
1,332,272   
345,042   
602,245   
29,127,424   

3,864,807   
22,677   
2,138,665   
6,026,149   

23,101,275   
600,000   

NET INTEREST INCOME AFTER PROVISION FOR LOAN LOSSES 

24,802,080     

22,501,275   

NONINTEREST INCOME 

Service fees on deposit accounts 
Investment securities gains, net 
Equity securities losses, net 
Gain on sale of loans 
Earnings on bank-owned life insurance 
Insurance commissions 
Travel agency commissions 
Wealth management 
Benefit management 
Other 

Total noninterest income 

NONINTEREST EXPENSE 

Salaries and employee benefits 
Occupancy and equipment 
Data processing 
Professional fees 
Advertising 
Federal deposit insurance 
Pennsylvania shares tax 
Other 

Total noninterest expense 

1,691,041     
3,471     
(181,665 )   
858,426     
421,086     
1,225,075     
311,250     
1,516,089     
473,720     
1,121,147     
7,439,640     

15,556,450     
2,982,508     
2,293,683     
243,482     
265,547     
390,700     
615,828     
3,223,275     
25,571,473     

1,614,103   
101,117   
-   
866,798   
429,766   
1,128,094   
377,295   
1,399,589   
-   
607,702   
6,423,346   

14,633,030   
2,878,318   
2,089,133   
315,071   
252,065   
237,000   
598,948   
2,880,774   
23,884,340   

Income before income taxes 
Income taxes (includes revaluation of net deferred tax asset due to tax reform in the 
   amount of $416,852 for the year ended 2017) 

6,670,247     

5,040,282   

640,564     

1,001,629   

NET INCOME 

EARNINGS PER SHARE 

Basic 
Diluted 

   $   

6,029,683      $   

4,038,653   

   $   
   $   

2.41      $   
2.37      $   

1.69   
1.67   

TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY 

   $   

850,508,925      $   

811,191,883   

See accompanying notes to the consolidated financial statements. 

See accompanying notes to consolidated financial statements. 

2 

3 

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C O N S O L I D A T E D   S T A T E M E N T   O F   C O M P R E H E N S I V E   I N C O M E

KISH BANCORP, INC. 
CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME 

C O N S O L I D A T E D   S T A T E M E N T   O F   C H A N G E S   I N   S T O C K H O L D E R S ’   E Q U I T Y

Net income 
Other comprehensive income (loss) 
Securities available for sale: 

  Year Ended December 31, 
2017 
4,139,770   

2018 
6,029,683      $   

   $   

Change in unrealized holding (losses) gains on 
   available-for-sale securities 
Tax effect 
Change in comprehensive income related to cash flow hedges 
Tax effect 
Reclassification adjustment for net gains 
   realized in net income 
Tax effect 
Total other comprehensive (loss) income 

(1,323,406 )   
277,918     
(58,167 )   
12,215     

(3,471 )   
729     
(1,094,182 )   

485,646   
(165,120 ) 
93,989   
(31,956 ) 

(101,117 ) 
34,380   
315,822   

Total comprehensive income 

   $   

4,935,501      $   

4,455,592   

See accompanying notes to the consolidated financial statements. 

4 

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C O N S O L I D A T E D   S T A T E M E N T   O F   C A S H   F L O W S

KISH BANCORP, INC. 
CONSOLIDATED STATEMENT OF CASH FLOWS 

N O T E S   T O   C O N S O L I D A T E D   F I N A N C I A L   S T A T E M E N T S

KISH BANCORP, INC. 
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 

OPERATING ACTIVITIES 

Net income 
Adjustments to reconcile net income to net cash provided by operating activities: 

   $   

6,029,683      $   

4,139,770   

A  summary  of  the  significant  accounting  and  reporting  policies  applied  in  the  presentation  of  the 
accompanying consolidated financial statements follows:  

Year Ended December 31, 

2018 

2017 

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES  

Provision for loan losses 
Investment securities gains, net 
Equity security losses 
Proceeds from sale of loans held for sale 
Origination of loans held for sale 
Gain on sales of loans 
Depreciation, amortization, and accretion 
Deferred income taxes 
Increase in accrued interest receivable 
Increase in accrued interest payable 
Earnings on bank-owned life insurance 
Gain on sale of other assets 
Compensation expense 
Other, net 

Net cash provided by operating activities 

INVESTING ACTIVITIES 

Maturities of certificates of deposit 
Acquisition of Benefit Management Group 
Proceeds from Bank Owned Life Insurance 
Investment securities available for sale: 

Proceeds from sale of investments 
Proceeds from repayments and maturities 
Purchases 

Investment held to maturity: 

Purchases 

Proceeds from sale of equity securities 
Increase in loans, net 
Purchase of regulatory stock 
Redemption of regulatory stock 
Purchase of premises and equipment 
Proceeds from sale of other real estate owned 
Net cash used for investing activities 

FINANCING ACTIVITIES 
Increase in deposits, net 
Increase (decrease) in short-term borrowings, net 
Proceeds from other borrowings 
Repayments of other borrowings 
Purchases of treasury stock 
Proceeds from sale of treasury stock 
Exercise of stock options 
Cash dividends 

Net cash provided by financing activities 
Increase in cash and cash equivalents 

CASH AND CASH EQUIVALENTS AT BEGINNING OF YEAR 
CASH AND CASH EQUIVALENTS AT END OF YEAR 
SUPPLEMENTAL DISCLOSURE OF CASH FLOW INFORMATION 

Cash paid during the year for: 

Interest on deposits and borrowings 
Income taxes 

SUPPLEMENTAL DISCLOSURE OF NON-CASH CASH FLOW INFORMATION 

Real estate acquired in settlement of loans 

   $   

   $   

   $   

See accompanying notes to consolidated financial statements. 

955,000     
(3,471 )   
181,665     
37,559,342     
(35,578,050 )   
(858,426 )   
1,291,020     
250,189     
(170,155 )   
197,152     
(421,086 )   
(14,910 )   
465,486     
1,143,565     
11,027,004     

373,000     
-     
428,241     

-     
14,475,505     
(4,751,525 )   

(1,000,000 )   
420,180     
(62,384,910 )   
(1,250,200 )   
1,288,500     
(2,265,909 )   
222,368     
(54,444,750 )   

28,662,988     
13,553,459     
6,867,416     
(14,774,310 )   
(517,561 )   
1,089,212     
(186,211 )   
(2,396,453 )   
32,298,541     
(11,119,206 )   
43,887,984     
32,768,778      $   

600,000   
(101,117 ) 
-   
32,239,960   
(31,646,497 ) 
(866,798 ) 
1,339,186   
283,626   
(147,625 ) 
329,023   
(429,766 ) 
-   
348,584   
(1,858,280 ) 
4,230,066   

-   
(475,000 ) 
-   

11,101,516   
10,284,013   
-   

-   
-   
(81,330,229 ) 
(1,493,400 ) 
1,863,800   
(1,246,667 ) 
117,996   
(61,177,971 ) 

91,759,445   
(5,852,208 ) 
6,565,000   
(9,982,027 ) 
(179,637 ) 
537,394   
(115,016 ) 
(2,301,564 ) 
80,431,387   
23,483,482   
20,404,502   
43,887,984   

8,009,492      $   
150,000     

5,693,614   
1,225,000   

-      $   

308,000   

Nature of Operations and Basis of Presentation  

Kish  Bancorp,  Inc.  (the  “Company”)  is  a  diversified  financial  services  organization  whose  principal 
activity  is  the  ownership  and  management  of  its  subsidiaries,  Kish  Bank  (the  “Bank”),  Kish  Travel 
Services, Inc., Tri-Valley Properties, LLC, and the Bank’s subsidiary, Kish Agency, Inc. The Company 
generates  commercial  and  industrial,  agricultural,  commercial  mortgage,  residential  real  estate,  and 
consumer loans and deposit services to its customers located primarily in central Pennsylvania and the 
surrounding areas. The Bank operates under a Pennsylvania Department of Banking and Securities bank 
charter  and  provides  full  banking  services.  Deposits  are  insured  by  the  Federal  Deposit  Insurance 
Corporation (“FDIC”) to the extent provided by law. Kish Agency, Inc. provides insurance products and 
services. Kish Travel Services, Inc. is a Pennsylvania business established to provide travel services to its 
customers.  

The  consolidated  financial  statements  include  the  accounts  of  Kish  Bancorp,  Inc.  and  its  subsidiaries, 
Kish Bank and Kish Travel Services, Inc., after elimination of all significant intercompany transactions. 

The  accounting  principles  followed  by  the  Company  and  the  methods  of  applying  these  principles 
conform to U.S. generally accepted accounting principles (“GAAP”) and to general practice within the 
banking  industry.  Management  is  required  to  make  estimates  and  assumptions  that  affect  the  reported 
amounts of assets and liabilities and disclosure of contingent assets and liabilities as of the Consolidated 
Balance  Sheet  date  and  revenues  and  expenses  for  that  period.  Actual  results  could  differ  from  those 
estimates. 

Investment Securities  

Investment securities are classified at the time of purchase, based on management’s intention and ability, 
as securities held to maturity, available for sale, or trading. Debt securities acquired with the intent and 
ability  to  hold  to  maturity  are  stated  at  cost,  adjusted  for  amortization  of  premium  and  accretion  of 
discount,  which  are  computed  using  the  interest  method  and  recognized  as  adjustments  of  interest 
income. Debt securities which are held principally as a source of liquidity are classified as available for 
sale.  Unrealized  holding  gains  and  losses  for  available-for-sale  securities  are  reported  as  a  separate 
component  of  stockholders’  equity,  net  of  tax,  until  realized.  Realized  security  gains  and  losses  are 
computed using the specific identification method. Debt securities that are bought and held principally 
for the purpose of selling them in the near term are classified as trading securities and reported at fair 
value, with unrealized gains and losses included in current earnings. Realized securities gains and losses 
are computed using the specific identification method. The Company does not have trading securities as 
of December 31, 2018 and 2017. Interest and dividends on investment securities is recognized as income 
when earned. 

7 

10

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1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

Investment Securities (Continued) 

Loans (Continued) 

Securities  are  evaluated  at  least  on  a  quarterly  basis  and  more  frequently  when  economic  or  market 
conditions  warrant  such  an  evaluation  to  determine  whether  a  decline  in  their  value  is  other  than 
temporary. For debt securities, management considers whether the present value of cash flows expected 
to be collected are less than the security’s amortized cost basis (the difference defined as the credit loss), 
the magnitude and duration of the decline, the reasons underlying the decline and the Company’s intent 
to sell the security or whether it is more likely than not that the Company would be required to sell the 
security before its anticipated recovery in fair value, to determine whether the loss in value is other than 
temporary.  Once  a  decline  in  value  is  determined  to  be  other  than  temporary,  if  the  investor  does  not 
intend to sell the security, and it is more likely than not that it will not be required to sell the security 
before recovery of the security’s amortized cost basis, the charge to earnings is limited to the amount of 
credit  loss.  Any  remaining difference between  fair value  and amortized cost  (the difference defined  as 
the non-credit portion) is recognized in other comprehensive income, net of applicable taxes. Otherwise, 
the entire difference between fair value and amortized cost is charged to earnings. 

Equity Securities  

Equity securities are held at fair value. Holding gains and losses are recorded in income. Dividends are 
recognized as income when earned. 

Regulatory Stock 

Common  stock  of  the  Federal  Home  Loan  Bank  (“FHLB”)  of  Pittsburgh  represents  ownership  in  an 
institution that is wholly owned by other financial institutions. These equity securities are accounted for 
at cost and are shown separately on the Consolidated Balance Sheet as regulatory stock. 

The Bank is a member of the FHLB and, as such, is required to maintain a minimum investment in stock 
of the FHLB that varies with the level of advances outstanding with the FHLB. The stock is bought from 
and sold to the FHLB based upon its $100 par value. The stock does not have a readily determinable fair 
value  and,  as  such,  is  classified  as  restricted  stock,  carried  at  cost  and  evaluated  by  management.  The 
stock’s  value  is  determined  by  the  ultimate  recoverability  of  the  par  value  rather  than  by  recognizing 
temporary  declines.  The  determination  of  whether  the  par  value  will  ultimately  be  recovered  is 
influenced by criteria such as the following: (a) the significance of the decline in net assets of the FHLB 
as  compared  with  the  capital  stock  amount  and  the  length  of  time  this  situation  has  persisted;  (b) 
commitments  by  the  FHLB  to  make  payments  required  by  law  or  regulation  and  the  level  of  such 
payments in relation to the operating performance; (c) the impact of legislative and regulatory changes 
on the customer base of the FHLB; and (d) the liquidity position of the FHLB. Management evaluated 
the stock and concluded that the stock was not impaired for the periods presented herein. 

Loans  

Loans that management has the intent and ability to hold for the foreseeable future or until maturity or 
payoff generally are reported at their principal amount, net of the allowance for loan losses and deferred 
origination fees or costs. Interest on loans is recognized as income when earned on the accrual method. 
Generally, the policy has been to stop accruing interest on loans when it is determined that a reasonable 
doubt  exists  as  to  the  collectability  of  additional  interest.  Interest  previously  accrued  but  deemed 
uncollectible  is  deducted  from  current  interest  income.  Payments  received  on  nonaccrual  loans  are 
recorded  as  income  or  applied  against  the  principal  according  to  management’s  judgment  as  to  the 
collectability  of  such  principal.  Nonaccrual  loans  will  generally  be  put  back  on  accrual  status  after 
demonstrating six consecutive months of no delinquency. 

The allowance for loan losses is established through provisions for loan losses charged against income. 
Loans  deemed  to  be  uncollectible  are  charged  against  the  allowance  for  loan  losses,  and  subsequent 
recoveries, if any, are credited to the allowance. 

Loan  origination  fees  and  certain  direct  loan  origination  costs  are  being  deferred  and  the  net  amount 
amortized is accounted for as an adjustment of the related loan’s yield. Management is amortizing these 
amounts over the contractual life of the related loans. 

In general, fixed rate, permanent residential mortgage loans originated by the Bank are held for sale and 
are carried in the aggregate at the lower of cost or fair value. The Bank sells these loans to various other 
financial  institutions.  Currently,  the  Bank  retains  the  servicing  of  those  loans  sold  to  the  FHLB  and 
releases the servicing of loans sold to all other institutions.  

Allowance for Loan Losses  

The allowance for loan losses represents the amount that management estimates is adequate to provide 
for  probable  losses  inherent  in  its  loan  portfolio  as  of  the  Consolidated  Balance  Sheet  date.  The 
allowance  method  is  used  in  providing  for  loan  losses.  Accordingly,  all  loan  losses  are  charged  to  the 
allowance,  and  all  recoveries  are  credited  to  it.  The  allowance  for  loan  losses  is  established  through  a 
provision for loan losses charged to operations. The provision for loan losses is based on management’s 
periodic  evaluation  of  individual  loans,  economic  factors,  past  loan  loss  experience,  changes  in  the 
composition and volume of the portfolio, and other relevant factors. The estimates used in determining 
the  adequacy  of  the  allowance  for  loan  losses,  including  the  amounts  and  timing  of  future  cash  flows 
expected on impaired loans, are particularly susceptible to change in the near term. 

Impaired loans are those for which it is probable the Company will not be able to collect all amounts due 
according  to  the  contractual  terms  of  the  loan  agreement.  The  Company  evaluates  commercial  and 
industrial,  agricultural,  state  and  political  subdivisions,  commercial  real  estate,  and  all  troubled  debt 
restructuring loans for possible impairment. Consumer and residential real estate loans are also evaluated 
if  part  of  a  commercial  lending  relationship.  The  Company  individually  evaluates  such  loans  for 
impairment and does not aggregate loans by major risk classifications. The definition of “impaired loans” 
is  not  the  same  as  the  definition  of  “nonaccrual  loans,”  although  the  two  categories  overlap.  Factors 
considered by management in determining impairment include payment status and collateral value. The 
amount of impairment for these types of loans is determined by the difference between the present value 
of the expected cash flows related to the loan using the original interest rate and its recorded value, or as 
a  practical  expedient  in  the  case  of  collateralized  loans,  the  difference  between  the  fair  value  of  the 
collateral and the recorded amount of the loans. When foreclosure is probable, impairment is measured 
based on the fair value of the collateral. 

Mortgage  loans  secured  by  one-to-four  family  properties  and  all  consumer  loans  are  large  groups  of 
smaller-balance homogeneous loans and are measured for impairment collectively. Loans that experience 
insignificant  payment  delays,  which  are  defined  as  90  days  or  less,  generally  are  not  classified  as 
impaired.  Management  determines  the  significance  of  payment  delays  on  a  case-by-case  basis,  taking 
into consideration all circumstances concerning the loan, the creditworthiness and payment history of the 
borrower,  the length  of  the payment  delay,  and  the  amount  of  shortfall  in  relation  to  the  principal  and 
interest owed. 

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1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

Allowance for Loan Losses (Continued) 

Income Taxes 

In  addition  to  the  allowance  for  loan  losses,  the  Company  also  estimates  probable  losses  related  to 
unfunded  lending  commitments,  such  as  letters  of  credit,  financial  guarantees,  and  unfunded  loan 
commitments.  Unfunded  lending  commitments  are  subject  to  individual  reviews  and  are  analyzed  and 
segregated  by  risk  according  to  the  Company’s  internal  risk  rating  scale.  These  risk  classifications,  in 
conjunction  with  an  analysis  of  historical  loss  experience,  current  economic  conditions,  performance 
trends within specific portfolio segments, and any other pertinent information, result in the estimation of 
the reserve for unfunded lending commitments. Provision for credit losses related to the loan portfolio 
and unfunded lending commitments are reported in the Consolidated Statement of Income. 

Premises and Equipment  

Land  is  carried  at  cost.  Premises  and  equipment  are  stated  at  cost,  less  accumulated  depreciation. 
Depreciation is computed on the straight-line method over the estimated useful lives of the related assets, 
which range from 3 to 7 years for furniture, fixtures, and equipment, and 31 to 39½ years for building 
premises. Leasehold improvements are depreciated over the shorter of the term of the lease or useful life. 
Expenditures  for  maintenance  and  repairs  are  charged  against  income  as  incurred.  Costs  of  major 
additions and improvements are capitalized. 

Goodwill 

The Company accounts for goodwill using a two-step process for testing the impairment of goodwill on 
at least an annual basis. This approach could cause more volatility in the Company’s reported net income 
because impairment losses, if any, could occur irregularly and in varying amounts.  

Bank-Owned Life Insurance (“BOLI”) 

The Company purchased life insurance policies on certain key employees. BOLI is recorded at its cash 
surrender value, or the amount that can be realized. 

Real Estate Owned 

Real estate acquired by foreclosure is included with other assets on the Consolidated Balance Sheet at the 
lower  of  the  recorded  investment  in  the  property  or  its  fair  value  less  estimated  costs  of  sale.  Prior  to 
foreclosure, the value of the underlying collateral is written down by a charge to the allowance for loan 
losses,  if  necessary.  Any  subsequent  write-downs  are  charged  against  operating  expenses.  Operating 
expenses of such properties, net of related income and losses on their disposition, are included in other 
noninterest expense. 

Treasury Stock 

Treasury stock is carried at cost. Sales are determined by the first-in, first-out method. 

Advertising Costs 

Advertising costs are expensed as the costs are incurred.  

The Company and its subsidiaries file a consolidated federal income tax return. Deferred tax assets and 
liabilities  are  reflected  at  currently  enacted  income  tax  rates  applicable  to  the  period  in  which  the 
deferred tax assets or liabilities are expected to be realized or settled. As changes in tax laws or rates are 
enacted, deferred tax assets and liabilities are adjusted through the provision for income taxes. 

Earnings Per Share  

The  Company  provides  dual  presentation  of  basic  and  diluted  earnings  per  share.  Basic  earnings  per 
share are calculated utilizing net income as reported in the numerator and average shares outstanding in 
the denominator. The computation of diluted earnings per share differs in that the dilutive effects of any 
stock options, warrants, and convertible securities are adjusted in the denominator. Treasury shares are 
not deemed outstanding for earnings per share calculations. 

Stock Split 

The  Board  of  Directors  declared  a  two-for-one  stock  split  effected  in  the  form  of  a  stock  dividend 
payable  October  11,  2018.  All  references  to  share  and  per  share  amounts  in  the  consolidated  financial 
statements, except the Consolidated Balance Sheet, and accompanying notes to the consolidated financial 
statements have been retroactively restated to reflect the stock split. 

Stock Options 

As  of  December  31,  2018  and  2017,  the  Company  recorded  compensation  expense  of  $48,401  and 
$31,922,  respectively,  related  to  share-based  compensation  awards.  At  December  31,  2018,  there  was 
approximately $87,744 in unrecognized compensation cost related to unvested share-based compensation 
awards granted. That cost is expected to be recognized over the next three years.  

For purposes of computing stock compensation expense, the Company estimated the fair values of stock 
options  using  the  Black-Scholes  option-pricing  model.  The  model  requires  the  use  of  subjective 
assumptions that can materially affect fair value estimates. The fair value of each option is amortized into 
compensation  expense  on  a  straight-line  basis  between  the  grant  date  for  the  option  and  each  vesting 
date.  The  fair  value  of  each  stock  option  granted  was  estimated  using  the  following  weighted-average 
assumptions: 

Grant 
Year 

   Expected 
   Dividend 

Yield 

    Risk-Free 
    Interest Rate   

    Expected 
    Volatility 

Expected 
    Life (in Years)   

2018      
2017      

3.39   %      
3.24   %      

2.73   %      
2.35   %      

9.40   %      
11.08   %      

10.00   
10.00   

The weighted-average fair value of each stock option granted for 2018 and 2017 was $1.91 and $2.02, 
respectively. Stock options exercised during the years ended December 31, 2018 and 2017 were 38,436 
and 25,748, respectively. 

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1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

Mortgage Servicing Rights (“MSRs”) 

Derivatives and Hedging Activities (Continued)  

The  Company  has  agreements  for  the  express  purpose  of  selling  loans  in  the  secondary  market.  The 
Company  retains  servicing  rights  for  certain  loans.  Originated  MSRs  are  recorded  by  allocating  total 
costs  incurred  between  the  loan  and  servicing  rights  based  on  their  relative  fair  values.  MSRs  are 
amortized  in  proportion  to  the  estimated  servicing  income  over  the  estimated  life  of  the  servicing 
portfolio.  The  Company  performs  an  impairment  review  of  the  MSRs  and  recognizes  impairment 
through  a  valuation  account.  MSRs  are  a  component  of  accrued  interest  and  other  assets  on  the 
Consolidated Balance Sheet. Gains and losses on sales of loans are recognized at settlement dates and are 
determined by the difference between the sales proceeds and the carrying value of the loans. All sales are 
made with limited recourse. For the years ended December 31, 2018 and 2017, the Company recorded 
gross servicing rights of $558,745 and $630,259, respectively, with a reserve for impairment of $169,523 
and $214,725, respectively. 

Transfer of Assets 

Transfers of financial assets are accounted for as sales when control over the assets has been surrendered. 
Control over transferred assets is deemed to be surrendered when: (1) the assets have been isolated from 
the  Company;  (2)  the  transferee  obtains  the  right  (free  of  conditions  that  constrain  it  from  taking 
advantage  of  that  right)  to  pledge  or  exchange  the  transferred  assets;  and  (3)  the  Company  does  not 
maintain  effective  control  over  the  transferred  assets  through  an  agreement  to  repurchase  them  before 
their maturity. 

Cash Flow Information  

The  Company  has  defined  cash  and  cash  equivalents  as  those  amounts  included  in  the  balance  sheet 
captions  “Cash  and  due  from  banks”  and  “Interest-bearing  deposits  with  other  institutions”  that  have 
original maturities of less than 90 days. 

Reclassification of Comparative Amounts  

Certain items  previously reported have been reclassified to conform to the current year’s format. Such 
reclassifications did not affect net income or stockholders’ equity.  

Derivatives and Hedging Activities 

The  Company  engages  in  a  number  of  business  activities  that  are  vulnerable  to  interest  rate  risk.  The 
associated variability in cash flows related to interest rate risk may impact the results of operations of the 
Company.  The  Company’s  hedging  objective  is  to  reduce,  to  the  extent  possible,  unpredictable  cash 
flows associated with interest rate risk, via approved hedging strategies, related to business strategies and 
business objectives.  

All derivatives are recorded on the Consolidated Balance Sheet at fair value. The accounting for changes 
in the fair value of derivatives depends on whether the Company has elected to designate a derivative in 
a hedging relationship and apply hedge accounting and whether the hedging relationship has satisfied the 
criteria  necessary  to  apply  hedge  accounting.  Derivatives  designated  and  qualifying  as  a  hedge  of  the 
exposure to changes in the fair value of an asset, liability, or firm commitment attributable to a particular 
risk, such as interest rate risk, are considered fair value hedges. Derivatives designated and qualifying as 
a  hedge  of  the  exposure  to  variability  in  expected  future  cash  flows,  or  other  types  of  forecasted 
transactions, are considered cash flow hedges. Hedge accounting generally provides for the matching of 
the timing of gain or loss recognition on the hedging instrument with the recognition of the changes in 
the fair value of the hedged asset or liability that are attributable to the hedged risk in a fair value hedge 
or the earnings effect of the hedged forecasted transactions in a cash flow hedge.  

Changes in the fair value of derivatives designated as fair value hedges are recorded in earnings, together 
and  in  the  same  income  statement  line  item  with  changes  in  the  fair  value  of  the  related  hedged  item. 
Changes  in  the  fair  value  of  derivatives  designated  as  cash  flow  hedges  are  recorded  in  accumulated 
other  comprehensive  loss  and  are  reclassified  into  the  line  item  in  the  income  statement  in  which  the 
hedged  item  is  recorded  and  in  the  same  period  in  which  the  hedged  item  affects  earnings.  Hedge 
ineffectiveness  and  gains  and  losses  on  the  excluded  component  of  a  derivative  in  assessing  hedge 
effectiveness are recorded in earnings.  

Revenue Recognition 

The Company’s revenue is comprised of net interest income on financial assets and liabilities, which is 
explicitly excluded from the scope of the new guidance, and noninterest income. Certain components of 
noninterest  income  such  as  interest  rate  swap  income,  income  from  rabbi  trust  investments,  trading 
securities gains, gains on sales of mortgage loans, and gains on sales of securities available for sale are 
accounted for under other U.S. GAAP standards, and are therefore out of scope of the ASC 606 revenue 
standard.  Insurance  commissions,  service  charges  on  deposit  accounts,  debit  card  processing  fees,  and 
trust and investment advisory fees are within the scope of the ASC 606 revenue standard. As such, the 
Company  is  currently  reviewing  contracts  related  to  these  revenue  streams  and  at  this  point  does  not 
anticipate any material changes to revenue recognition upon adoption; however, the Company’s review 
is still ongoing. The Company plans to adopt the revenue recognition guidance on January 1, 2019 and 
anticipates using the modified retrospective transition method upon adoption. 

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1. 

SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 

2.  EARNINGS PER SHARE 

Newly Adopted Accounting Standards 

In January 2016, the FASB finalized ASU 2016-01, Financial Instruments – Overall (Subtopic 825-10): 
Recognition  and  Measurement  of  Financial  Assets  and  Financial  Liabilities.  This  accounting  standard: 
(a)  requires  separate  presentation  of  equity  instruments  (except  those  accounted  for  under  the  equity 
method  of  accounting  or  those  that  result  in  consolidation  of  the  investee)  on  the  balance  sheet  and 
measured at fair value with changes in fair value recognized in net income; (b) simplifies the impairment 
assessment  of  equity  investments  without  readily  determinable  fair  values  by  requiring  a  qualitative 
assessment to identify impairment; (c) eliminates the requirement to disclose the fair values of financials 
instruments measured at amortized cost for entities that are not significant assumptions used to estimate 
the fair value that is required to be disclosed for financial instruments measured at amortized cost on the 
balance sheet; (d) requires public business entities to use the exit price notion when measuring the fair 
value  of  financials  instruments  for  disclosure  purposes;  (e)  requires  separate  presentation  of  financial 
assets and financial liabilities by measurement category and form of financial asset (that is, securities or 
loans and receivables) on the balance sheet or the accompanying notes to the financial statements; and (f) 
clarifies that an entity should evaluate the need for a valuation allowance on a deferred tax asset related 
to available-for-sale securities in combination with the entity’s other deferred tax assets. 

The adoption resulted in the Company recognizing a one-time cumulative effect adjustment of $716,961 
between accumulated other comprehensive loss and retained earnings on the Consolidated Balance Sheet 
for  the  fair  value  of  equity  securities  included  in  accumulated  other  comprehensive  loss  as  of  the 
beginning of the period. The adjustment had no impact on net income on any prior periods presented. 

The  Company  has  adopted  this  standard  during  the  reporting  period.  On  a  prospective  basis,  the 
Company implemented changes to the measurement of the fair value of financials instruments using an 
exit price notion for disclosure purposes included in Note 17 to the financial statements. The December 
31, 2017, fair value of each class of financial instruments disclosure did not utilize the exit price notion 
when measuring fair value, and, therefore, may not be comparable to the December 31, 2018 disclosure. 

There  are  no  convertible  securities  that  would  affect  the  numerator  in  calculating  basic  and  diluted 
earnings per share; therefore, net income as presented on the Consolidated Statement of Income will be 
used as the numerator. The following table sets forth the composition of the weighted-average common 
shares (denominator) used in the basic and diluted earnings per share computation.  

Weighted-average common shares issued 

    2,697,500       2,697,500   

2018 

     2017 

Average treasury stock shares 

     (145,755 )      (193,032 ) 

Average unearned nonvested restricted 
   share plan shares 

Weighted-average common shares and 
   common stock equivalents used to 
   calculate basic earnings per share 

Additional common stock equivalents 
   (nonvested stock) used to calculate 
   diluted earnings per share 

Additional common stock equivalents 
   (stock options) used to calculate 
   diluted earnings per share 

Weighted-average common shares and 
   common stock equivalents used 
   to calculate diluted earnings per share 

(52,072 )     

(45,300 ) 

    2,499,673       2,459,168   

747       

224   

48,853       

29,866   

    2,549,273       2,489,258   

Options to purchase 210,466 shares of common stock at a price of $12.75 to $29.63, as of December 31, 
2018, and 48,974 shares of restricted stock ranging in price from $18.25 to $30.25 were not included in 
the computation of diluted earnings per share. To include these shares would have been antidilutive. 

Options to purchase 212,870 shares of common stock at a price of $12.75 to $27.00, as of December 31, 
2017, and 50,392 shares of restricted stock ranging in price from $30.00 to $55.13 were not included in 
the computation of diluted earnings per share. To include these shares would have been antidilutive. 

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3. 

INVESTMENT SECURITIES  

3. 

INVESTMENT SECURITIES (Continued) 

The  amortized  cost,  gross  unrealized  gains  and  losses,  and  fair  value  of  investment  securities  are  as 
follows:  

The  following  tables  show  the  Company’s  gross  unrealized  losses  and  fair  value,  aggregated  by 
investment category and length of time that the individual securities have been in a continuous unrealized 
loss position, at December 31, 2018 and 2017. 

      Gross 

2018 
      Gross 

     Amortized       Unrealized      Unrealized      

Cost 

      Gains 

      Losses 

Fair 
      Value 

Available for Sale: 
U.S. treasury securities 
U.S. government agency securities 
Obligations of states and political 
   subdivisions 
Corporate securities 
Mortgage-backed securities in 
   government-sponsored entities 

  $   6,995,422    $   
      36,722,369        

-    $  
-       

(301,712 )  $   6,693,710  
(951,146 )      35,771,223  

    46,044,802  

     236,722  

(106,440 ) 

    46,175,084  

      19,331,836        

21,052       

(294,807 )      19,058,081  

    17,320,809  

17,651  

(304,961 ) 

    17,033,499  

Total Available for Sale 

  $  126,415,238    $    275,425    $  (1,959,066 )  $  124,731,597  

Held to Maturity: 

Corporate Securities 

  $   7,000,000    $   

95,937    $  

-    $   7,095,937   

      Gross 

2017 
      Gross 

     Amortized       Unrealized      Unrealized      

Cost 

      Gains 

      Losses 

Fair 
      Value 

Available for Sale: 
U.S. treasury securities 
U.S. government agency securities 
Obligations of states and political 
   subdivisions 
Corporate securities 
Mortgage-backed securities in 
   government-sponsored entities 

  $   6,996,146    $   
      32,743,522        

-    $  
-       

(250,696 )  $   6,745,450  
(675,334 )      32,068,188  

    51,262,205  

     667,103  

(66,648 ) 

    51,862,660  

      23,894,085         176,694       

(122,423 )      23,948,356  

    21,456,583  

80,649  

(166,109 ) 

    21,371,123  

Total Available for Sale 

  $  136,352,541    $    924,446    $  (1,281,210 )  $  135,995,777  

Held to Maturity: 

Corporate Securities 

  $   6,000,000    $    162,790    $  

-    $   6,162,790   

Less than Twelve 
Months 

2018 
Twelve Months or 
Greater 

Total 

Fair 
    Value 

     Gross 
    Unrealized      
     Losses 

Fair 
      Value 

     Gross 
    Unrealized      
     Losses 

Fair 
      Value 

     Gross 
    Unrealized   
     Losses 

 $  

-  $   

-       

-    $   6,693,710   $   (301,712 )  $   6,693,710   $   (301,712 ) 

-       35,771,223       (951,146 )     35,771,223       (951,146 ) 

     5,043,758       
     6,964,881       

(5,817 )     12,264,334       (100,623 )     17,308,092       (106,440 ) 
(42,206 )      8,719,132       (252,601 )     15,684,013       (294,807 ) 

817,977       
 $  12,826,616  $   

(1,151 )     14,481,602       (303,810 )     15,299,579       (304,961 ) 
(49,174 )  $  77,930,001   $  (1,909,892 )  $  90,756,617   $  (1,959,066 ) 

Less than Twelve 
Months 

2017 
Twelve Months or 
Greater 

Total 

Fair 
     Value 

    Gross 
   Unrealized       
    Losses 

Fair 
       Value 

      Gross 
     Unrealized      
      Losses 

Fair 
      Value 

     Gross 
    Unrealized   
     Losses 

 $  

975,350  $   

(10,735 )  $   5,770,100   $    (239,961 )  $   6,745,450   $   (250,696 ) 

     11,417,325       (120,511 )      20,650,863         (554,823 )     32,068,188       (675,334 ) 

      6,087,843      
      3,083,422      

(54,512 )      
697,451        
(29,545 )       7,571,993        

(12,136 )      6,785,294      
(66,648 ) 
(92,877 )     10,655,415       (122,423 ) 

     15,075,655       (113,514 )       2,460,569        
(52,595 )     17,536,224       (166,109 ) 
 $  36,639,595  $    (328,817 )  $  37,150,976   $    (952,392 )  $  73,790,571   $  (1,281,210 ) 

U.S. treasury  securities 
U.S. government agency 
   securities 
Obligations of states and 
   political subdivisions 
Corporate securities 
Mortgage-backed securities 
   in government-sponsored 
   entities 
Total 

U.S. treasury securities 
U.S. government agency 
   securities 
Obligations of states and 
   political subdivisions 
Corporate securities 
Mortgage-backed securities 
   in government-sponsored 
   entities 
Total 

20

21

16 

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3. 

INVESTMENT SECURITIES (Continued) 

3. 

INVESTMENT SECURITIES (Continued) 

U.S.  treasury  securities.  The  unrealized  loss  on  4  investments  in  U.S.  treasury  notes  was  caused  by 
interest rate increases. The contractual terms of these investments do not permit the issuer to settle the 
securities at a price less than the amortized cost basis of the investments. Because the Company does not 
intend to sell the investments and it is not more likely than not that the Company will be required to sell 
the investments before recovery of their amortized cost basis, which may be maturity, the Company does 
not consider those investments to be other-than-temporarily impaired at December 31, 2018. 

U.S.  government  agency  securities.  The  unrealized  loss  on  35  investments  in  U.S.  government 
obligations and direct obligations of U.S. government agencies was caused by interest rate increases. The 
contractual terms of these investments do not permit the issuer to settle the securities at a price less than 
the amortized cost basis of the investments. Because the Company does not intend to sell the investments 
and  it  is  not  more  likely  than  not  that  the  Company  will  be  required  to  sell  the  investments  before 
recovery  of  their  amortized  cost  basis,  which  may  be  maturity,  the  Company  does  not  consider  those 
investments to be other-than-temporarily impaired at December 31, 2018. 

Obligations of states and political subdivisions. The Company’s unrealized losses on 32 municipal bonds 
relate to investments within the governmental service sector. The unrealized losses are primarily caused 
by interest rate increases. The contractual terms of these investments do not permit the issuer to settle the 
security at a price less than the par value of the investment. The Company currently does not believe it is 
probable  that  it  will  be  unable  to  collect  all  amounts  due  according  to  the  contractual  terms  of  the 
investments. Because the Company does not intend to sell the investments and it is not more likely than 
not that the Company will be required to sell the investments before recovery of their par value, which 
may  be  maturity,  it  does  not  consider  these  investments  to  be  other-than-temporarily  impaired  at 
December 31, 2018. 

Corporate securities. The Company had unrealized losses on investments in 26 different debt securities 
that  were  primarily  the  result  of  interest  rate  increases.  The  Company  currently  does  not  believe  it  is 
probable  that  it  will  be  unable  to  collect  all  amounts  due,  according  to  the  contractual  terms  of  the 
investments. Because the Company does not intend to sell these securities and it is not more likely than 
not that the Company will be required to sell the investments before recovery of the amortized cost basis, 
it does not consider these investments to be other- than-temporarily impaired at December 31, 2018. 

Mortgage-backed  securities  in  government-sponsored  entities.  The  unrealized  losses  on  18  of  the 
Company’s  investments  in  mortgage-backed  securities  were  caused  by  interest  rate  increases.  The 
Company purchased 0 of these investments at a premium relative to its face amount, and the contractual 
cash  flows  of  the  investments  are  guaranteed  by  an agency  of  the  U.S.  government.  Accordingly,  it  is 
expected  that  the  securities  would  not  be  settled  at  a  price  less  than  the  amortized  cost  basis  of  the 
Company’s  investment.  Because  the  decline  in  market  value  is  attributable  to  changes  in  interest  rates 
and  not  credit  quality,  and  because  the  Company  does  not  intend  to  sell  the  investments  and  it  is  not 
more  likely  than  not  that  the  Company  will  be  required  to  sell  the  investments  before  recovery  of  its 
amortized  cost  basis,  which  may  be  maturity,  the  Company  does  not  consider  these  investments  to  be 
other-than-temporarily impaired at December 31, 2018. 

The amortized cost and fair value of debt securities at December 31, 2018, by contractual maturity, are 
shown below. Expected maturities of mortgage-backed securities will differ from contractual maturities 
because borrowers may have the right to call or prepay obligations with or without call or prepayment 
penalties. 

Available for Sale 

     Held to Maturity 

Due in one year or less 
Due after one year through five years 
Due after five years through ten years 
Due after ten years 

    Amortized      
Cost 

Fair 
     Value 

    Amortized      Fair 
     Cost 
     Value 
-   $  
-      

-  
 $   9,158,013   $   9,138,559   $   
-  
     72,283,428       71,468,860       
     36,032,633       35,382,650       7,000,000      7,095,937  
-  
     8,941,164       8,741,528       

-      

Total 

 $  126,415,238   $  124,731,597   $   7,000,000   $  7,095,937   

Investment  securities  with  a  carrying  value  of  $112,773,196  and  $130,015,638  at  December  31,  2018 
and 2017, respectively, were pledged to secure deposits and other purposes as required by law.  

The following is a summary of proceeds received, gross gains, and gross losses realized on the sale of 
investment securities available for sale for the years ended December 31:  

Proceeds from sales 
Proceeds from calls 
Gross gains 
Gross losses 

Equity Securities  

     2018 
 $  
     1,055,000       
3,471       

      2017 
-   $  9,508,717   
-   
28,806   
-        (404,908 ) 

At December 31, 2017, the Company had $4,051,862 in equity securities recorded at fair value. Prior to 
January 1, 2018, equity securities were stated at fair value with unrealized gains and losses reported as a 
separate component of accumulated other comprehensive income, net of tax. At December 31, 2017, net 
unrealized  gains  of  $716,961  had  been  recognized  in  accumulated  other  comprehensive  income.  On 
January  1,  2018,  these  unrealized  gains  and  losses  were  reclassified  out  of  accumulated  other 
comprehensive income and into retained earnings with subsequent changes in fair value being recognized 
in net equity securities gains (losses). The following summary of unrealized and realized gains and losses 
recognized in net income on equity securities during the year ended December 31, 2018: 

Net gains (losses) recognized in equity securities during the year 
Less: Net gains (losses) realized on sale of equity securities during the year 
Unrealized gains (losses) recognized in equity securities held at reporting date    $   

   $   

2017 

2018 
(181,665 ) $    907,546   
-   
(242,430 ) $    907,546   

60,765        

22

23

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4.  LOANS  

Major classifications of loans are summarized as follows: 

Commercial real estate 
Commercial and industrial 
Agricultural 
State and political subdivisions 
Consumer 
Residential real estate 

Less allowance for loan losses 

2018 

2017 

  $  216,677,128    $  190,488,417  
      102,347,634         98,104,822  
       29,875,122         27,793,961  
       39,747,975         38,247,171  
       8,256,192         9,644,462  
      240,178,495        210,429,202  
      637,082,546        574,708,035  
       6,642,410         5,697,810  

Net loans 

  $  630,440,136    $  569,010,225   

Mortgage  loans  serviced  by  the  Company  for  others  amounted  to  $55,853,584  and  $63,196,825  at 
December 31, 2018 and 2017, respectively.  

Unearned fees included in loans receivable amounted to $14,400 and $15,662 at December 31, 2018 and 
2017, respectively.  

The Company grants residential, commercial, and consumer loans to customers throughout its trade area, 
which  is  concentrated  in  central  Pennsylvania.  Such  loans  are  subject  to,  at  origination,  credit  risk 
assessment  by  management  following  the  Company’s  lending  policy.  Although  the  Company  has  a 
diversified loan portfolio at December 31, 2018 and 2017, a substantial portion of its debtors’ ability to 
honor their loan agreements is dependent upon the economic stability of its immediate trade area.  

In the normal course of business, loans are extended to directors, executive officers, and their associates. 
A summary of loan activity for those directors, executive officers, and their associates with loan balances 
in excess of $60,000 for the year ended December 31, 2018 and 2017, is as follows: 

   Balance 

        Amounts          Balance 

        Amounts          Balance 

2016 

       Additions         Collected         

2017 

       Additions         Collected         

2018 

$   13,199,731     $   4,782,315     $   (1,280,296 )   $   16,701,750     $   2,077,750     $   (1,743,239 )   $   17,036,261   

5.  ALLOWANCE FOR LOAN LOSSES 

Management has an established methodology to determine the adequacy of the allowance for loan losses 
that  assesses  the  risks  and  losses  inherent  in  the  loan  portfolio.  For  purposes  of  determining  the 
allowance  for  loan  losses,  the  Company  has  segmented  certain  loans  in  the  portfolio  by  product  type. 
Loans are segmented into the following pools: commercial real estate loans, commercial and industrial 
loans, agricultural loans, state and political subdivision loans, consumer loans, and residential real estate 
loans.  Historical  loss  percentages  for  each  risk  category  are  calculated  and  used  as  the  basis  for 
calculating allowance allocations. These historical loss percentages are calculated over a five-year period 
for all portfolio segments. Certain qualitative factors are then added to the historical loss percentages to 
get the adjusted factor to be applied to non-classified loans.  

The following qualitative factors are analyzed to determine allocations for non-classified loans for each 
portfolio segment: 

  Changes in lending policies and procedures 
  Changes in economic and business conditions 
  Changes in nature and volume of the loan portfolio 
  Changes in lending staff experience and ability 
  Changes in past-due loans, nonaccrual loans, and classified loans 
  Changes in loan review  
  Changes in underlying value of collateral-dependent loans 
  Levels of credit concentrations 
  Effects of external factors, such as legal and regulatory requirements  

24

25

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5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

These qualitative factors are reviewed each quarter and adjusted based upon relevant changes within the 
Bank’s  operating  environment.  During  2018,  management  decreased  the  qualitative  factors  reserve 
percentage  for  the  commercial  and  industrial  and  commercial  real  estate  pool  of  loans  because  of 
improving  economic  conditions  both  locally  and  nationally.  Further  reductions  in  the  commercial  and 
industrial  and  commercial  real  estate  qualitative  factors  reserve  percentages  were  made  due  to  the 
consistent and experienced loan and credit staff in these areas. The qualitative factor reserve percentage 
for the commercial real estate pool of loans also decreased due to the downward trend of past due loans. 
Management  decreased  qualitative  factors  on  reserve  percentages  for  commercial  and  industrial  loan 
participations  transacted  with  the  BancAlliance  portfolio  for  related  changes  in  the  economic  and 
business conditions and in the competitive, legal, and regulatory environment of this sector. Management 
increased  the  qualitative  factors  reserve  percentage  for  commercial  and  industrial,  commercial  real 
estate,  and  the  residential  pool of  loans  due  to  an  increase  in  the  volume  of  these  loan  portfolios.  The 
qualitative factors reserve for commercial Ag were increased due to changes in economic and business 
conditions.  Management  decreased  the  qualitative  factors  reserve  percentage  for  Lending  Club  due  to 
portfolio  balances  declining  approximately  one-third  of  where  they  were  upon  inception.  Strong  asset 
quality supported by low levels of past-due, non-accrual, and classified loans, and a diversified portfolio 
with minimal  levels of concentration support  management’s decision to have the remaining qualitative 
factor reserve percentages unchanged in 2018.   

We  consider  commercial  real  estate  loans,  commercial  and  industrial  loans,  agricultural  loans,  and 
consumer loans to be riskier than one-to-four family residential mortgage loans. Commercial real estate 
loans entail significant additional credit risks compared to one-to-four family residential mortgage loans, 
as they involve large loan balances concentrated with single borrowers or groups of related borrowers. In 
addition, the payment experience on loans secured by income-producing properties typically depends on 
the successful operation of the related real estate project and/or business operation of the borrower who 
is also the primary occupant, and thus may be subject to a greater extent to adverse conditions in the real 
estate  market  and  in  the  general  economy.  Commercial  and  industrial  loans,  along  with  agricultural 
loans,  involve  a  higher  risk  of  default  than  residential  mortgage  loans  of  like  duration  since  their 
repayment  is  generally  dependent  on  the  successful  operation  of  the  borrower’s  business  and  the 
sufficiency of collateral, if any. The repayment of agricultural loans can also be impacted by commodity 
prices going up and down. Although a customer’s ability to repay for both one-to-four family residential 
mortgage loans and consumer loans is highly dependent on the local economy, especially employment 
levels,  consumer  loans  as  a  group  generally  present  a  higher  degree  of  risk  because  of  the  nature  of 
collateral, if any.  

State and political subdivision loans carry the lowest risk, as most state and political subdivision loans 
are either backed by the full taxing authority of a municipality or the revenue of a municipal authority.  

The following tables present, by portfolio segment, the changes in the allowance for loan losses and the 
recorded investment in loans as of and for the years ended December 31: 

2018 

       State and 
    Commercial       
       Political 
     Real Estate         Industrial        Agricultural       Subdivisions      Consumer        Real Estate        Unallocated      

      Commercial         
and 

       Residential          

Total 

Allowance 
   for loan 
losses: 

Beginning 
   balance 

Charge-offs       
Recoveries       
Provision 

 $   2,498,768    $   1,230,243    $   
(35,963 )       
13,754         
220,767         

-        
304,875        
(144,384 )      

266,516    $   
(9,559 )       
946         
242,327         

182,082   $   134,224    $   1,363,855    $   
(184,719 )       
-         
427,441         

-        (121,164 )      
21,430        
-       
62,047        
6,579       

22,122   $   5,697,810   
(351,405 ) 
341,005   
955,000   

-       
-       
140,223       

Ending 
   balance 

 $   2,659,259    $   1,428,801    $   

500,230    $   

188,661   $  

96,537    $   1,606,577    $   

162,345   $   6,642,410   

Ending 
   balance 
   individually 
   evaluated 
   for 
   impairment   $  

16,523    $  

2,967    $   

47,255    $   

-   $  

-    $  

27,843    $   

-   $  

94,588   

Ending 
   balance 
   collectively 
   evaluated 
   for 
   impairment   $   2,642,736    $   1,425,834    $   

452,975    $   

188,661   $  

96,537    $   1,578,734    $   

162,345   $   6,547,822   

Loans: 

Individually 
   evaluated 
   for 
   impairment   $   1,556,745    $  

147,735    $   

308,024    $   

-   $  

-    $  

527,519            

  $   2,540,023   

Collectively 
   evaluated 
   for 
   impairment       215,120,383        102,199,899          29,567,098          39,747,975       8,256,192        239,650,976            

      634,542,523   

Ending 
   balance 

 $  216,677,128    $  102,347,634    $    29,875,122    $    39,747,975   $  8,256,192    $  240,178,495            

  $  637,082,546   

26

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5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

      Commercial         
and 

    Commercial       
     Real Estate         Industrial 

2017 

      State and 
      Political 

       Residential          

      Agricultural      Subdivisions       Consumer        Real Estate        Unallocated       

Total 

Allowance 
  for loan 
  losses: 

Beginning 
   balance 

Charge-offs 
Recoveries 
Provision 

Ending 
   balance 

Ending balance 
   individually 
   evaluated for 
   impairment 

Ending 
   balance 
   collectively 
   evaluated for 
   impairment 

Loans: 

Individually 
   evaluated for 
   impairment 

Collectively 
   evaluated for 
   impairment 

Ending 
   balance 

 $   2,387,561    $    1,086,099    $   
(210,459 )       
8,132         
346,471         

(550,350 )       
7,677         
653,880         

215,719   $   
-        
900        
49,897        

204,977    $   155,602    $   1,383,750    $   
(53,881 )       
-         
33,986         

-         (127,675 )      
12,297        
-        
94,000        
(22,895 )      

577,461    $   6,011,169   
(942,365 ) 
29,006   
600,000   

-        
-        
(555,339 )      

 $   2,498,768    $    1,230,243    $   

266,516   $   

182,082    $   134,224    $   1,363,855    $   

22,122    $   5,697,810   

 $  

2,796    $   

12,286    $   

31,341   $   

-    $  

-    $  

28,059    $   

-    $  

74,482   

 $   2,495,972    $    1,217,957    $   

235,175   $   

182,082    $   134,224    $   1,335,796    $   

22,122    $   5,623,328   

 $   4,680,918    $   

382,014    $   

297,105   $   

77,085    $  

-    $  

470,589            

   $   5,907,711   

     185,807,499          97,722,808          27,496,856         38,170,086        9,644,462        209,958,613            

       568,800,324   

 $  190,488,417    $    98,104,822    $    27,793,961   $    38,247,171    $  9,644,462    $  210,429,202            

   $  574,708,035   

From 2017 to 2018, the reserve requirement for commercial real estate loans increased by $160,491, for 
residential real estate loans increased by $242,722, for agricultural loans increased by $233,714, and for 
commercial  and  industrial  loans  increased  by  $198,558  during  the  same  period.  This  was  a  result  of 
increases  in  outstanding  balances  in  each  loan  category  during  2018.  In  addition,  agricultural  loans 
increased due to a large increase in substandard and commercial and industrial loans increased due to a 
large increase in substandard and Special Mention. At December 31, 2018, total impaired and criticized 
assets and classified assets for commercial real estate loans was $4.5 million. This is a $684,173 decrease 
from December 31, 2017, or a decrease of 13.2%. This difference was due to a decrease in impaired and 
criticized assets of $3.2 million, net an increase of $2.6 million in classified assets. 

Credit Quality Information  

The  following  tables  represent  the  commercial  credit  exposures  by  internally-assigned  grades  for  the 
years ended December 31, 2018 and 2017, respectively. The grading analysis estimates the capability of 
the borrower to repay the contractual obligations under the loan agreements as scheduled or at all. The 
Company’s internal credit risk grading system is based on experiences with similarly graded loans.  

Credit Quality Information (Continued) 

The Company’s internally-assigned grades are as follows: 

Pass loans are loans which are protected by the current net worth and paying capacity of the obligor or by 
the value of the underlying collateral. Special Mention loans are loans where a potential weakness or risk 
exists, which could cause a more serious problem if not corrected. Substandard loans are loans that have 
a well-defined weakness based on objective evidence and are characterized by the distinct possibility that 
the  Company  will  sustain  some  loss  if  the  deficiencies  are  not  corrected.  Doubtful  loans  have  all  the 
weaknesses inherent in a substandard asset and these weaknesses make collection or liquidation in full 
highly  questionable  and  improbable,  based  on  existing  circumstances.  Finally,  loans  classified  as  Loss 
are considered uncollectible, or of such value that continuance as an asset is not warranted. 

      Commercial           
and 

     Commercial       
      Real Estate         Industrial 

2018 

       State and 
       Political 

      Agricultural       Subdivisions       

Total 

Pass 
Special Mention 
Substandard 
Doubtful 
Total 

Pass 
Special Mention 
Substandard 
Doubtful 
Total 

  $  212,159,157    $   90,408,028    $   24,713,695    $    39,747,975    $  367,028,855  
-         14,366,012  
       3,344,988         11,021,024         
-         6,049,471  
-        
       1,172,983        
-         1,203,521  
  $  216,677,128    $  102,347,634    $   29,875,122    $    39,747,975    $  388,647,859   

-         
918,582          5,130,889         
30,538         

-         

2017 

      Commercial           
and 

       State and 
       Political 

     Commercial       
      Real Estate         Industrial        Agricultural       Subdivisions       

Total 

  $  185,286,273    $   94,080,746    $   27,222,926    $    38,247,171    $  344,837,116  
-         4,381,674  
960,585  
-        
-         
       4,422,711         
-         4,454,996  
  $  190,488,417    $   98,104,821    $   27,793,962    $    38,247,171    $  354,634,371   

779,433          3,112,341         
879,449         
32,285         

489,900         
81,136         
-         

28

29

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5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

Credit Quality Information (Continued) 

For consumer and residential real estate loans, the Company evaluates credit quality based on whether 
the loan is considered performing or nonperforming. Nonperforming loans are those loans past due 90 
days  or  more  and  loans  on  nonaccrual.  The  following  tables  present  the  balances  of  consumer  and 
residential real estate loans by classes of loan portfolio based on payment performance as of December 
31: 

2018 
   Residential      
   Real Estate      

Total 

   Consumer      

Performing 
Nonperforming 

Total 

Performing 
Nonperforming 

Total 

   $    8,256,192      $   239,975,590      $    248,231,782   
202,905   
   $    8,256,192      $   240,178,495      $    248,434,687   

202,905     

-     

2017 
   Residential      
   Real Estate      

Total 

   Consumer      

   $    9,644,462      $   210,212,909      $    219,857,371   
216,293   
   $    9,644,462      $   210,429,202      $    220,073,664   

216,293     

-     

Age Analysis of Past-Due Loans by Class 

The following are tables which show the aging analysis of past-due loans as of December 31: 

2018 

30-59 
Days 

90 Days or 
Greater 
     Past Due        Past Due         Past Due        Past Due          Current 

60-89 
Days 

Total 

Total 
Loans 

90 Days 
       and Accruing   

5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

Age Analysis of Past-Due Loans by Class (Continued) 

2017 

30-59 
Days 

90 Days or 
Greater 
     Past Due        Past Due         Past Due        Past Due          Current 

60-89 
Days 

Total 

Total 
Loans 

90 Days 
       and Accruing   

Commercial real estate 
Commercial and 
   industrial 
Agricultural 
State and political 
  subdivisions 
Consumer 
Residential real estate 
Total 

  $   

-     $   

-     $   4,422,711    $   4,422,711     $   186,065,706     $   190,488,417     $   

-     

6,334     

32,285    

        47,177          

-          

-        

38,619     
47,177           27,746,784           27,793,961          

   98,104,822     

   98,066,203     

-          
2,407          
        687,599          
  $    737,183     $   

-           38,247,171           38,247,171          
-          
-          
2,407           9,642,055           9,644,462          
-           216,293         903,892          209,525,310          210,429,202          
6,334     $   4,671,289    $   5,414,806     $   569,293,229     $   574,708,035     $   

-        
-        

-   

-   
-   

-   
-   
-   
-   

Consumer mortgage loans held by the Company in the process of foreclosure amounted to $308,895 as 
of December 31, 2018. 

Impaired Loans 

Management considers commercial real estate loans, commercial and industrial loans, agricultural loans, 
and  state  and  political  subdivision  loans  which  are  90  days  or  more  past  due  to  be  impaired.  After 
becoming  90  days  or  more  past  due,  these  categories  of  loans  are  measured  for  impairment.  Any 
consumer  and  residential  real  estate  loans  related  to  these  delinquent  loans  are  also  considered  to  be 
impaired. Troubled debt restructurings are measured for impairment at the time of restructuring. These 
loans are analyzed to determine if it is probable that all amounts will not be collected according to the 
contractual  terms  of  the  loan  agreement. If  management  determines  that  the  fair value  of  the  impaired 
loan is less than the recorded investment in the loan (net of previous charge-offs, deferred loan fees or 
costs, and unamortized premium or discount), impairment is recognized through a provision or through a 
charge to the allowance for loan losses. 

Commercial real estate 
Commercial and 
   industrial 
Agricultural 
State and political 
  subdivisions 
Consumer 
Residential real estate 
Total 

  $    162,971     $   

-     $   1,172,983    $   1,335,954     $   215,341,174     $   216,677,128     $   

-     

-     

-    

-     

  102,347,634     

  102,347,634     

        78,222           10,000          

30,538         118,760           29,756,362           29,875,122          

-          
-           39,747,975           39,747,975          
5,029          
5,029           8,251,163           8,256,192          
1,476           202,905         496,085          239,682,410          240,178,495          
        291,704          
  $    537,926     $    11,476     $   1,406,426    $   1,955,828     $   635,126,718     $   637,082,546     $   

-          
-          

-        
-        

-   

-   
-   

-   
-   
-   
-   

30

31

26 

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5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

Impaired Loans (Continued) 

Impaired Loans (Continued) 

The following tables include the recorded investment and unpaid principal balances for impaired loans 
with the associated allowance amount as of December 31: 

2018 

        Unpaid 
      Recorded          Principal          Related 
     Investment         Balance         Allowance        Investment        Recognized   

        Average         
        Recorded         

Interest 
Income 

  $    1,377,295     $    1,377,295     $   

-     $    2,797,828     $   

10,874   

-     

-     

42,895          

42,895          

-     
-          

175,644     
57,604          

-     
-          
        324,290          

-     
-          
324,290          

-     
-          
-          

6,390     

-          
259,406          

-   
2,900   

-   
-   
4,290   

        1,744,480           1,744,480          

-           3,296,872          

18,064   

        179,449          

179,449          

16,523          

179,626          

11,794   

   147,735     
        265,129          

147,735     
265,129          

2,967     
47,255          

25,189     
239,601          

9,819   
13,996   

-     
-          
        203,230          

-     
-          
203,230          

-     
-          
27,843          

-     
4,292          
192,642          

-   
-   
10,152   

        795,543          

795,543          

94,588          

641,350          

45,761   

With no related allowance 
   recorded: 

Commercial real estate 
Commercial and 
industrial 
Agricultural 
State and political 
   subdivisions 
Consumer 
Residential real estate 

With an allowance 
recorded: 

Commercial real estate 
Commercial and 
industrial 
Agricultural 
State and political 
   subdivisions 
Consumer 
Residential real estate 

Total: 

Commercial real estate 
Commercial and 
industrial 
Agricultural 
State and political 
   subdivisions 
Consumer 
Residential real estate 

Commercial real estate 
Commercial and industrial        
Agricultural 
State and political 
   subdivisions 
Consumer 
Residential real estate 

        Unpaid 
      Recorded          Principal          Related 
     Investment         Balance 

        Average 
        Recorded         

Interest 
Income 

       Allowance        Investment        Recognized   

2017 

With no related allowance 
   recorded: 

  $    4,646,148     $    4,646,148     $   
203,505          
94,659          

203,505          
94,659          

-     $    5,834,297     $   
243,207          
-          
101,588          
-          

11,811   
10,859   
5,490   

77,085     

77,085     

-          
290,815          

-          
290,815          

-     
-          
-          

80,931     

-          
579,843          

3,715   
-   
5,489   

        5,312,212           5,312,212          

-           6,839,866          

37,364   

With an allowance recorded:           

Commercial real estate 
Commercial and industrial        
Agricultural 
State and political 
   subdivisions 
Consumer 
Residential real estate 

Total: 

34,770          
178,509          
202,446          

34,770          
178,509          
202,446          

2,796          
12,286          
31,341          

714,262          
90,889          
205,897          

1,907   
12,509   
9,318   

-     
-          
179,774          

-     
-          
179,774          

-     
-          
28,059          

-     

19,333          
198,159          

-   
-   
9,026   

595,499          

595,499          

74,482           1,228,540          

32,760   

Commercial real estate 
Commercial and industrial        
Agricultural 
State and political 
   subdivisions 
Consumer 
Residential real estate 

        4,680,918           4,680,918          
382,014          
297,105          

382,014          
297,105          

2,796           6,548,559          
334,096          
12,286          
307,485          
31,341          

77,085     

77,085     

-          
470,589          

-          
470,589          

-     
-          
28,059          

80,931     
19,333          
778,002          

13,718   
23,368   
14,808   

3,715   
-   
14,515   

        1,556,745           1,556,744          

16,523           2,977,454          

22,668   

Total 

  $    5,907,711     $    5,907,711     $   

74,482     $    8,068,406     $   

70,124   

   147,735     
        308,024          

147,735     
308,024          

2,967     
47,255          

200,833     
297,205          

9,819   
16,896   

-     
-          
        527,519          

-     
-          
527,520          

-     
-          
27,843          

6,390     
4,292          
452,048          

-   
-   
14,442   

Nonaccrual Loans 

Loans are considered nonaccrual upon reaching 90 days of delinquency even though the Company may 
be receiving partial payments of interest and partial repayments of principal on such loans. When a loan 
is placed on nonaccrual status, previously accrued but unpaid interest is deducted from interest income. 
Interest  income  that  would  have  been  recorded  on  nonaccrual  loans  in  accordance  with  their  original 
terms totaled approximately $600,000 in 2018 and $1.2 million in 2017. 

Total 

  $    2,540,023     $    2,540,023     $   

94,588     $    3,938,222     $   

63,825   

32

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5.  ALLOWANCE FOR LOAN LOSSES (Continued) 

6. 

PREMISES AND EQUIPMENT  

Nonaccrual Loans (Continued) 

Major classifications of premises and equipment are summarized as follows:  

The following table includes the loan balances on nonaccrual status as of December 31: 

Commercial real estate 
Commercial and industrial 
Agricultural 
Residential real estate 

Total 

Troubled Debt Restructuring (TDRs) 

2018 

2017 

  $ 1,172,983    $ 4,422,711  
32,285  
-      
-  
30,538      
     202,905       216,293  
  $ 1,406,426    $ 4,671,289   

The  Company’s  loan  portfolio  also  includes  certain  loans  that  have  been  modified  in  a  troubled  debt 
restructuring, where economic concessions have been granted to borrowers who have experienced or are 
expected to experience financial difficulties. These concessions typically result from the Company’s loss 
mitigation activities and could include reductions in the interest rate, payment extensions, forgiveness of 
principal, forbearance, or other actions.  

When  the  Company  modifies  a  loan,  management  evaluates  any  possible  impairment  based  on  the 
present value of expected future cash flows, discounted at the contractual interest rate of the original loan 
agreement.  If  management  determines  that  the  value  of  the  modified  loan  is  less  than  the  recorded 
investment  in  the  loan,  impairment  is  recognized  by  segment  of  class  of  loan,  as  applicable,  either 
through a charge-off to the allowance or a specific reserve. Segment and class status are determined by 
the loan’s classification at origination. As of December 31, 2018, a specific reserve allocation of $94,588 
has  been  established  against  the  troubled  debt  restructurings  and  no  charge-offs  for  the  troubled  debt 
restructurings were required.  

The  restructuring  of  the  below  loan  was  due  to  an  extension  of  the  maturity  date.  No  modifications 
involved any changes in principal balance for 2018 or 2017. There were no loans modified in a troubled 
debt restructuring from January 1, 2016 through December 31, 2017, that subsequently defaulted (i.e., 90 
days or more past due following a modification) during the years ended December 31, 2018 and 2017, 
respectively. There were no loan modifications that were considered troubled debt restructurings for the 
year ended December 31, 2017. 

Loan  modifications  that  are  considered  troubled  debt  restructurings  completed  during  the  year  ended 
December 31, 2018 were as follows: 

2018 
      Pre-Modification 

      Post-Modification 

 Number of      Outstanding Recorded      Outstanding Recorded  
  Contracts      

Investment 

Investment 

Land and land improvements 
Building and leasehold improvements 
Furniture, fixtures, and equipment 

Less accumulated depreciation 

Total 

2018 

2017 

  $    2,200,547     $    1,307,103   
       18,496,846          17,762,296   
        7,242,320           6,840,866   
       27,939,713          25,910,265   
       13,757,405          12,913,597   

  $   14,182,308     $   12,996,668   

Depreciation charged to operations was $1,074,414 in 2018 and $1,016,345 in 2017. 

7.  GOODWILL 

As of the years ended December 31, 2018 and 2017, goodwill had a gross carrying amount of $2,757,712 
and accumulated amortization of $614,013 for a net carrying value of $2,143,699. The carrying amount 
of goodwill was tested for impairment in the fourth quarter, after the annual forecasting process. There 
was no impairment for the years ended December 31, 2018 and 2017. 

8.  DEPOSITS  

The scheduled maturities of time deposits approximate the following: 

Year Ending 
December 31, 
2019 
2020 
2021 
2022 
2023 
Thereafter 

$   

$   

Amount 

132,592,762   
74,426,994   
25,907,659   
18,120,019   
5,748,166   
1,258,916   
258,054,517   

The  aggregate  of  all  time  deposit  accounts  of  $250,000  or  more  amounted  to  $65,257,519  and 
$93,941,525  at  December  31,  2018  and  2017,  respectively.  The  total  amount  of  Brokered  Deposits 
included  above  for  each  of  the  years  ended  December  31,  2018  and  2017  were  $2,800,000  and 
$5,662,000,  respectively.  Depositors  with  over  5%  of  total  deposits  include  one  depositor  at  $14.9 
million as of December 31, 2018. 

Troubled debt restructurings:      
Commercial and industrial    

1   $   

17,577   $   

17,577   

34

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9. 

SHORT-TERM BORROWINGS 

10.  OTHER BORROWINGS (Continued) 

Short-term  borrowings  include  overnight  repurchase  agreements  through  the  FHLB,  federal  funds 
purchased, and repurchase agreements with customers. Short-term borrowings also include funds from a 
$5,000,000 unsecured line of credit with a commercial bank for the years ended December 31, 2018 and 
2017,  respectively.  The  line  of  credit  agreement  contains  various  covenants  requiring  the  Company  to 
maintain  certain  levels  of  financial  performance.  The  outstanding  balances  and  related  information  for 
short-term borrowings are summarized as follows: 

Balance at year-end 
Average balance outstanding 
Maximum month-end balance 
Weighted-average rate at year-end 
Weighted-average rate during the year 

2018 

2017 

  $  22,484,169     $   8,930,710   
     19,831,315          5,333,368   
     23,647,311         10,018,072   

2.52 %      
0.35 %      

1.34 % 
0.58 % 

The  collateral  pledged  on  the  repurchase  agreements  by  the  remaining  contractual  maturity  of  the 
repurchase  agreements  in  the  Consolidated  Balance  Sheets  as  of  years  ended  December  31,  2018  and 
2017, is presented in the following table. 

   Remaining Contractual Maturity    
Overnight and Continuous 

 December 31,     
2018 

 December 31,   
2017 

Securities of U.S Government Agencies, U.S Treasuries and 
   obligations of state and political subdivisions pledged, fair value 
Repurchase agreements 

   $   

7,465,235      $   
2,104,169     

3,600,854   
2,550,710   

10.  OTHER BORROWINGS 

The following table sets forth information concerning other borrowings: 

  Maturity Range 

 Weighted-        Stated Interest 
  Average        

Rate Range 

At December 31, 

Description 

  From 

To 

Interest 
Rate 

Fixed rate 
  05/03/19  08/04/26     2.05 
Fixed rate amortizing    02/04/19  07/15/24     1.72 
Mid-term repos 
  01/29/19  01/29/19     1.30 
Subordinated capital 
   notes 
Note payable 

  03/24/24  03/03/26     5.07 
  03/17/35  11/23/35     4.47 

       From         To 

2018 

2017 

 %     

1.04  %    
1.08        
1.30        

4.00  %   $  50,621,498    $  50,297,498  
1.96          10,097,457       13,328,352  
1.30           1,000,000        6,000,000  

4.75        
4.15        

5.25          10,120,000       10,120,000  
4.79           6,186,000        6,186,000  

      $  78,024,955    $  85,931,850   

Maturities of other borrowings at December 31, 2018, are summarized as follows: 

Year Ending 
December 31, 
2019 
2020 
2021 
2022 
2023 
2024 and after 

   $    

Amount 

2,267,495     
14,890,735     
11,854,060     
12,916,000     
11,653,167     
24,443,498     

   $    

78,024,955     

Weighted- 
Average Rate 

1.17   % 
1.70     
2.05     
2.18     
1.98     
4.01     

2.58   % 

Borrowing  capacity  consists  of  credit  arrangements  with  the  FHLB.  FHLB  borrowings  are  subject  to 
annual  renewal,  incur  no  service  charges,  and  are  secured  by  a  blanket  security  agreement  on  certain 
investment  and  mortgage-backed  securities,  outstanding  residential  mortgages,  and  the  Bank’s 
investment in FHLB stock. As of December 31, 2018, the Bank’s maximum borrowing capacity with the 
FHLB was approximately $292.8 million. 

The  Bank  may  request  a  Federal  Reserve  Advance  secured  by  acceptable  collateral.  The  Bank’s 
maximum borrowing capacity with the Federal Reserve Bank as of December 31, 2018 is approximately 
$7.1 million. 

The Bank also maintains a $10.0 million, $10.0 million, and a $5.0 million federal funds line of credit 
with  three  other  financial  institutions.  The  Bank  did  not  have  outstanding  borrowings  related  to  these 
lines of credit at December 31, 2018. 

In  2014,  the Company  formed  a  special  purpose entity  (“Entity”)  to  issue  $3,093,000 of  fixed/floating 
rate subordinated debt securities with a stated maturity of March 17, 2035. The rate on these securities is 
determined quarterly and floats based on three-month LIBOR plus 2.00 percent. The Entity may redeem 
them, in whole or in part, at face value on or after March 17, 2010. The Company borrowed the proceeds 
from the Entity in the form of a $3,093,000 note payable, which is included in the liabilities section of 
the Company’s Consolidated Balance Sheet.  

In 2015, the Company formed an additional special purpose entity to issue $3,093,000 of fixed/floating 
rate  subordinated  debt  securities  with  a  stated  maturity  of  November  23,  2035.  These  securities  had  a 
fixed  rate  of  6.11  percent  until  November  23,  2015,  at  which  time  the  rate  converted  to  floating,  is 
determined quarterly, and floats based on three-month LIBOR plus 1.50 percent. The Entity may redeem 
them,  in  whole  or  in  part,  at  face  value  on  or  after  November  23,  2010.  The  Company  borrowed  the 
proceeds  from  the  Entity in  the  form  of  a  $3,093,000  note payable,  which  is included  in the  liabilities 
section of the Company’s Consolidated Balance Sheet. 

The Company’s minority interests in these entities were recorded at the initial investment amount and are 
included in the accrued interest and other assets on the Consolidated Balance Sheet. These entities are 
not consolidated as part of the Company’s consolidated financial statements.  

In 2014, the Company issued $3,620,000 of fixed rate subordinated capital notes with stated maturities of 
March 24, 2024 through December 26, 2024. These securities bear a fixed annual rate of 4.75 percent. 
The Company may redeem them, in whole or in part, at face value on or after March 24, 2019. These 
borrowings are included in the liabilities section of the Company’s Consolidated Balance Sheet. 

36

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10.  OTHER BORROWINGS (Continued) 

11.  DERIVATIVE FINANICAL INSTRUMENTS (Continued) 

In 2015, the Company issued $6,500,000 of fixed rate subordinated capital notes with stated maturities of 
September 22, 2025 through March 3, 2026. The fixed securities bear an annual rate of 5.25 percent. The 
Company  may  redeem  them,  in  whole  or  in  part,  at  face  value  on  or  after  September  22,  2020.  These 
borrowings are included in the liabilities section of the Company’s Consolidated Balance Sheet. 

In 2015, the Company issued $650,000 of fixed rate senior debt with stated maturities of September 2020 
through November 2020. The fixed rate securities bear an annual rate of 4.00 percent. These borrowings 
are included in the liabilities section of the Company’s Consolidated Balance Sheet. 

11.  DERIVATIVE FINANICAL INSTRUMENTS 

Risk Management Objective of Using Derivatives 

The  Company  is  exposed  to  certain  risks  arising  from  both  its  business  operations  and  economic 
conditions.  The  Company  principally  manages  its  exposures  to  a  wide  variety  of  business  and 
operational risks through management of its core business activities. The Company manages economic 
risks, including interest rate, liquidity, and credit risk, primarily by managing the amount, sources, and 
duration of its assets and liabilities and through the use of derivative financial instruments. Specifically, 
the Company enters into derivative financial instruments to manage exposures that arise from business 
activities that result in the receipt or payment of future known and uncertain cash amounts, the value of 
which  are  determined  by  interest  rates.  The  Company’s  derivative  financial  instruments  are  used  to 
manage  differences  in  the  amount,  timing,  and  duration  of  the  Company’s  known  or  expected  cash 
receipts and its known or expected cash payments principally related to certain variable rate borrowings. 
The Company also has interest rate derivatives that result from a service provided to certain qualifying 
customers and, therefore, are not used to manage interest rate risk in the Company’s assets or liabilities. 
The Company manages a matched book with respect to its derivative instruments in order to minimize its 
net risk exposure resulting from such transactions.    

The Company has contracted with a third party to engage pay-fixed interest rate swap contracts and the 
outstanding as of December 31, 2018, is being utilized to hedge $20.0 million in floating rate debt. At 
December 31, 2018 and 2017, the information pertaining to outstanding interest rate swap agreements is 
as follows: 

2018 

2017 

Notional amount 
Weighted-average pay rate 

   $    20,000,000   

  $   
2.50    %         

6,000,000   

1.99    % 

Receive rate 
Weighted-average maturity in years 
Unrealized gain relating to interest rate swaps 

3-Month 
Libor   
7.4   
40,384   

3-Month 
Libor   
7.0   
93,989   

For derivatives designated as cash flow hedges, the effective portion of changes in the fair value of the 
derivative  is  initially  reported  in  other  comprehensive  income  (outside  of  earnings),  net  of  tax,  and 
subsequently  reclassified  to  earnings  when  the  hedged  transaction  affects  earnings,  and  the  ineffective 
portion  of  changes  in  the  fair  value  of  the  derivative  is  recognized  directly  in  earnings.  The  Company 
assesses  the  effectiveness  of  each  hedging  relationship  by  comparing  the  changes  in  cash  flows  of  the 
derivative hedging instrument with the changes in cash flows of the designated hedged transactions. The 
Company did not recognize any hedge ineffectiveness in earnings during the period ended December 31, 
2018. 

Cash Flow Hedges of Interest Rate Risk 

The  Company’s  objectives  in  using  interest  rate  derivatives  are  to  add  stability  to  interest  income  and 
expense  and  to  manage  its  exposure  to  interest  rate  movements.  To  accomplish  this  objective,  the 
Company has entered into interest rate swaps as part of its interest rate risk management strategy. These 
interest rate swaps are designated as cash flow hedges and involve the receipt of variable rate amounts 
from a counterparty in exchange for the Company making fixed interest payments. As of December 31, 
2018, the Company had three interest rate swaps with a notional amount of $20.0 million associated with 
the Company’s cash outflows, which are associated with various floating-rate amounts.  

Amounts reported in accumulated other comprehensive income related to derivatives will be reclassified 
to interest expense as interest payments are made on the Company’s variable-rate liabilities. During the 
next twelve months, the Company estimates that $0 will be reclassified as an increase in interest expense. 

Credit-Risk-Related Contingent Features  

The  Company  has  agreements  with  certain  of  its  derivative  counterparties  that  contain  the  following 
provisions:  

 

 

 

if  the  Company  defaults  on  any  of  its  indebtedness,  including  default  where  repayment  of  the 
indebtedness  has  not  been  accelerated  by  the  lender,  then  the  Company  could  also  be  declared  in 
default on its derivative obligations;  

if  the  Company  fails  to  maintain  its  status  as  a  well/adequately  capitalized  institution,  then  the 
counterparty could terminate the derivative positions, and the Company would be required to settle 
its obligations under the agreements;  

if  the  Company  fails  to  maintain  a  specified  minimum  leverage  ratio,  then  the  Company  could  be 
declared in default on its derivative obligations.  

At  December 31,  2018,  the  fair  value  of  derivatives  in  a  net  asset  position,  which  includes  accrued 
interest and any credit valuation adjustments related to these agreements, was $40,384. At December 31, 
2018,  the  Company  had  required  cash  collateral  with  certain  of  its  derivative  counterparties  in  the 
amount of $1,410,000 and was holding cash collateral of certain derivative counterparties in the amount 
of $260,000. If the Company had breached any of the above provisions at December 31, 2018, it would 
have  been  required  to  settle  its  obligations  under  the  agreements  at  termination  value  and  would  have 
been  required  to  pay  any  additional  amounts  due  in  excess  of  amounts  previously  posted  as  collateral 
with the respective counterparty.  

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11.  DERIVATIVE FINANICAL INSTRUMENTS (Continued) 

12. 

INCOME TAXES 

Fair Values of Derivative Instruments on the Balance Sheet  

The provision for federal income taxes consists of:  

The following table presents the fair values of derivative instruments in the balance sheet: 

Assets 

Liabilities 

  Balance Sheet      Fair 
     Value 
   Location 

    Balance Sheet       Fair 
     Value 

Location 

  Other assets 

  $  

40,384    Other liabilities   $  

-   

  Other assets 

  $  

93,989    Other liabilities   $  

(3,511 ) 

December 31, 2018 
Interest rate derivatives 

December 31, 2017 
Interest rate derivatives 

Derivative Instruments  

The  Company  enters  into  interest  rate  swaps  that  allow  its  commercial  loan  customers  to  effectively 
convert  a  variable-rate  commercial  loan  agreement  to  a  fixed-rate  loan  agreement.  Under  these 
agreements,  the  Company  enters  into  a variable-rate  loan  agreement  with  a  customer  in  addition  to  an 
interest rate swap agreement, which serves to effectively swap the customer’s variable rate into a fixed 
rate. The Company then enters into a swap agreement with a third party in order to economically hedge 
its exposure through the customer agreement.  

Although the Company has determined that the majority of the inputs used to value its derivatives fall 
within Level 2 of the fair value hierarchy, the credit valuation adjustments associated with its derivatives 
may use Level 3 inputs, such as estimates of current credit spreads to evaluate the likelihood of default 
by  itself  and  its  counterparties.  However,  at  December 31,  2018,  the  Company  has  assessed  the 
significance  of  the impact of  the  credit  valuation  adjustments  on the overall valuation of  its  derivative 
positions and has determined they are not significant. As a result, the Company has determined that its 
derivative valuations in their entirety are classified in Level 2 of the fair value hierarchy.  

Notional Amount 
December 31, 

     Interest 

2018 

2017 

    Rate Paid    

Third Party interest 
rate swap 
Maturing in 2024 

Maturing in 2025 

Maturing in 2026 

  $    6,000,000      $   6,000,000      Fixed 

  $    6,000,000      $   

-      Fixed 

  $    8,000,000      $   

-      Fixed 

Interest 
Rate 
Received 

3-Month 
Libor 
3-Month 
Libor 
3-Month 
Libor 

Fair Value 
December 31, 

      2018 

        2017 

  $    172,609      $    90,478   

  $    (48,386 )    $   

  $    (83,839 )    $   

-   

-   

  $   20,000,000     $   6,000,000       

  $    40,384     $    90,478   

Current 
Deferred 
Change in corporate tax rate 

Total provision 

2018 

2017 

  $    390,375     $    718,003   
        250,189           (133,226 ) 
-           416,852   

  $    640,564     $    1,001,629   

The tax effects of deductible and taxable temporary differences that give rise to significant portions of 
the deferred tax assets and deferred tax liabilities at December 31, 2018 and 2017 are as follows:  

2018 

2017 

Deferred tax assets: 

Allowance for loan losses 
Deferred compensation 
Core deposit intangible assets 
Alternative minimum tax carryforward 
Asset valuation allowances 
Employee compensation accruals 
Nonaccrual interest receivable 
Unrealized loss on available-for-sale securities 
Other 

Deferred tax assets 

Deferred tax liabilities: 

Premises and equipment 
Goodwill 
Deferred loan fees 
Partnerships 
Other 
Unrealized gain on available-for-sale securities 
Unrealized gain on swaps - balance sheet hedge 
Fair value adjustment - equity securities 

Deferred tax liabilities 

Net deferred tax assets 

76,185          

17,159          

  $    1,394,906     $    1,196,540   
        230,860           230,166   
15,060   
-           927,273   
92,342   
        316,275           278,459   
        125,256           248,405   
-   
        353,116          
1,235   
3,174          
        2,516,931           2,989,480   

68,532          

        677,740           484,726   
        342,831           340,247   
61,970   
        177,933           170,142   
3,346   
-           115,664   
19,737   
7,523          
        141,849          
-   
        1,419,754           1,195,832   

3,346          

  $    1,097,177     $    1,793,648   

No  valuation  allowance  was  established  at  December  31,  2018  and  2017,  in  view  of  the  Company’s 
ability to carryback taxes paid in previous years and certain tax strategies, coupled with the anticipated 
future taxable income as evidenced by the Company’s earnings potential. 

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12. 

INCOME TAXES (Continued) 

The reconciliation between the federal statutory rate and the Company’s effective consolidated income 
tax rate is as follows:  

Provision at statutory rate 
Tax-exempt interest 
Life insurance income 
Change in corporate tax rate 
Other 

Actual tax expense and 
   effective rate 

2018 

% of 

2017 

% of 

    Amount     Pretax Income          Amount     Pretax Income      
34.0   % 
 $  1,400,752      
(17.6 )   
     (474,336 )    
(0.9 )   
(74,099 )    
(8.1 )   
-      
12.1     
     (211,753 )    

21.0   %  $  1,748,076      
(7.1 )         (907,417 )    
(46,308 )    
(1.1 )        
-           (416,852 )    
(3.2 )         624,130      

 $   640,564   

9.6   %  $  1,001,629   

19.5   % 

The Tax Cuts and Jobs Act, enacted on December 22, 2017, lowered the federal corporate income tax 
rate from 35% to 21% effective January 1, 2018. As a result, the carrying value of net deferred tax assets 
was reduced, which increased income tax expense by $416,852 effective December 31, 2017. 

The Company prescribes a recognition threshold and a measurement attribute for the financial statement 
recognition  and  measurement  of  a  tax  position  taken  or  expected  to  be  taken  in  a  tax  return.  Benefits 
from tax positions should be recognized in the financial statements only when it is more likely than not 
that the tax position will be sustained upon examination by the appropriate taxing authority that would 
have  full  knowledge  of  all  relevant  information.  A  tax  position  that  meets  the  more-likely-than-not 
recognition threshold is measured at the largest amount of benefit that is greater than 50 percent likely of 
being  realized  upon  ultimate  settlement.  Tax  positions  that  previously  failed  to  meet  the  more-likely-
than-not recognition threshold should be recognized in the first subsequent financial reporting period in 
which  that  threshold  is  met.  Previously  recognized  tax  positions  that  no  longer  meet  the  more-likely-
than-not recognition threshold should be derecognized in the first subsequent financial reporting period 
in which that threshold is no longer met.  

There is currently no liability for uncertain tax positions and no known unrecognized tax benefits. The 
Company recognizes, when applicable, interest and penalties related to unrecognized tax benefits in the 
provision for income taxes in the Consolidated Statement of Income. The Company’s federal and state 
income tax returns for taxable years through 2014 have been closed for purposes of examination by the 
Internal Revenue Service and the Pennsylvania Department of Revenue.  

13.  EMPLOYEE BENEFITS 

Savings Plan 

The Bank maintains a qualified 401(k) salary reduction and profit sharing plan that covers substantially 
all employees. Under the plan, employees make voluntary, pretax contributions to their accounts, and the 
Bank contributions to the plan are at the discretion of the Board of Directors. Contributions by the Bank 
charged to operations  were $404,238  and  $355,319  for  the  years  ended  December  31, 2018 and 2017, 
respectively. The fair value of plan assets includes $2,536,411 and $1,882,945 pertaining to the value of 
the Company’s common stock that is held by the plan as of December 31, 2018 and 2017, respectively. 

Deferred Compensation Plan 

The Company has a nonqualified deferred compensation plan that allows directors and senior executives 
to  defer  fees  and  salaries.  Outstanding  balances  under  this  arrangement  for  2018  and  2017  were 
$1,099,333  and  $1,096,030,  respectively,  and  are  reported  as  “Other  liabilities”  on  the  Consolidated 
Balance Sheet. Expenses related to this plan were a loss of $88,572 and a gain of $160,022 for December 
31, 2018 and 2017, respectively. 

Restricted Stock Plan 

The Company  maintains a Restricted Stock Plan (the “Plan”). Employees and non-employee corporate 
directors are eligible to receive awards of restricted stock based upon performance-related requirements. 
Awards  granted  under  the  Plan  are  in  the  form  of  the  Company’s  common  stock  and  are  subject  to 
certain  vesting  requirements  including  continuous  employment  or  service  with  the  Company.  The 
Company has authorized 60,000 shares of the Company’s common stock to the plan. The Plan assists the 
Company  in  attracting,  retaining,  and  motivating  employees  and  non-employee  directors  to  make 
substantial contributions to the success of the Company and to increase the emphasis on the use of equity 
as a key component of compensation. Compensation expense recognized related to the vesting of shares 
was $379,583 and $316,662 for the years ended December 31, 2018 and 2017, respectively.  

The following is a summary of the status of the Company’s restricted stock as of December 31, 2018, 
and changes therein during the year then ended: 

Nonvested at January 1, 2017 
Granted 
Vested 
Forfeited 

Nonvested at December 31, 2017 
Granted 
Vested 
Forfeited 

   Number of         Weighted-    
   Shares of          Average 

Restricted 
Stock 

Grant Date 
Fair Value   

42,364     $   
24,184     
(15,580 )   
(576 )   

50,392     $   
15,286     
(15,853 )   
(865 )   

20.05   
27.27   
20.02   
22.04   

23.50   
29.63   
22.33   
22.71   

Nonvested at December 31, 2018 

48,960     $   

25.80   

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13.  EMPLOYEE BENEFITS (Continued) 

Stock Option Plan 

13.  EMPLOYEE BENEFITS (Continued) 

Stock Option Plan (Continued) 

The  Company  has  a  fixed  director  and  employee  stock-based  compensation  plan.  The  plan  has  total 
options  available  to  grant  of  760,000  shares  of  common  stock.  The  exercise  price  for  the  purchase  of 
shares subject to a stock option may not be less than 100 percent of the fair market value of the shares 
covered by the option on the date of the grant. The term of stock options will not exceed ten years from 
the  date  of  grant.  Options  granted  are  primarily  vested  evenly  over  a  three-year  period  from  the  grant 
date. 

The following table presents share data related to the outstanding options: 

Outstanding, January 1, 2017 
Granted 
Exercised 
Forfeited/Expired 

Outstanding, December 31, 2017 
Granted 
Exercised 
Forfeited/Expired 

 Weighted-    
  Average 
  Exercise    
Price 

   Number of     
   Options 

214,282     $   
31,356     
(25,748 )   
(7,020 )   

212,870     $   
37,640     
(38,436 )   
(1,608 )   

18.23   
27.00   
16.96   
21.46   

19.57   
29.63   
17.74   
27.69   

Outstanding, December 31, 2018 

210,466     $   

21.64   

Exercisable at year-end 

139,348     $   

18.71   

The following table summarizes the characteristics of stock options at December 31, 2018: 

     Exercise         

Outstanding 

Exercisable 

    Contractual        Average          
     Average         Exercise         

       Average    
       Exercise   

Grant Date    Price 

     Shares      

Life 

       Price 

     Shares          Price 

03/26/09 
04/01/10 
04/28/11 
04/02/12 
04/01/13 
04/01/14 
09/22/14 
04/01/15 
04/01/16 
10/31/16 
12/12/16 
04/03/17 
04/02/18 

  $   
  $   
  $   
  $   
  $   
  $   
  $   
  $   
  $   
  $   
  $   
  $   
  $   

12.75       
6,400       
17.06        14,400       
14.88        10,600       
15.00        12,200       
16.63        18,760       
18.25        11,008       
19.75       
1,000       
19.48        29,300       
22.00        35,648       
2,000       
22.40       
22.38       
2,000       
27.00        30,710       
29.63        36,440       

0.23     $   
1.24     $   
2.32     $   
3.25     $   
4.25     $   
5.25     $   
5.72     $   
6.25     $   
7.25     $   
7.83     $   
7.95     $   
8.25     $   
9.25     $   

12.75       
6,400     $   
17.06        14,400     $   
14.88        10,600     $   
15.00        12,200     $   
16.63        18,760     $   
18.25        11,008     $   
19.75       
1,000     $   
19.48        29,300     $   
22.00        23,084     $   
1,320     $   
22.40       
1,320     $   
22.38       
9,956     $   
27.00       
-     $   
29.63       

12.75   
17.06   
14.88   
15.00   
16.63   
18.25   
19.75   
19.48   
22.00   
22.40   
22.38   
27.00   
29.63   

        210,466         

       139,348         

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14.  COMMITMENTS  

In the normal course of business, there are outstanding commitments and contingent liabilities such as 
commitments  to  extend  credit,  financial  guarantees,  and  letters  of  credit  that  are  not  reflected  in  the 
accompanying consolidated financial statements. The Company does not anticipate any losses as a result 
of these transactions. These instruments involve, to varying degrees, elements of credit and interest rate 
risk in excess of the amount recognized in the Consolidated Balance Sheet.  

The contract or notional amounts of those instruments reflect the extent of involvement the Company has 
in the particular classes of financial instruments that consisted of the following: 

Commitments to extend credit 
Standby letters of credit 

Total 

2018 

2017 

$   149,468,932      $   157,013,677   
     4,996,216           5,308,908   

$   154,465,148      $   162,322,585   

Commitments to extend credit are agreements to lend to a customer as long as there is no violation of 
any  condition  established  in  the  contract.  Commitments  generally  have  fixed  expiration  dates  or  other 
termination clauses and may require payment of a fee. Since many of the commitments are expected to 
expire without being drawn upon, the total commitment amounts do not necessarily represent future cash 
requirements. 

Standby  letters  of  credit  represent  conditional  commitments  issued  by  the  Company  to  guarantee  the 
performance  of  a  customer  to  a  third  party.  These  instruments  are  issued  primarily  to  support  bid  or 
performance-related contracts. The coverage period for these instruments is typically a one-year period, 
with an annual renewal option subject to prior approval by management. Fees earned from the issuance 
of these letters are recognized upon expiration of the commitment period. For secured letters of credit, 
the collateral is typically Bank deposit instruments or real estate. 

The Bank has committed to various operating leases for its branch and office facilities. Some  of these 
leases  include  renewal  options  as  well  as  specific  provisions  relating  to  rent  increases.  The  minimum 
annual rental commitments under these leases outstanding at December 31, 2018, are as follows: 

2019 
2020 
2021 
2022 
2023 
Thereafter 

Minimum 

      Lease Payment 

   $   

396,969   
377,181   
336,934   
331,897   
333,915   
3,934,757   

Total 

   $   

5,711,653   

Rent expense under leases for each of the years ended December 31, 2018 and 2017, was $379,674 and 
$358,994, respectively. 

14.  COMMITMENTS (Continued) 

Contingent Liabilities 

The  Company  from  time  to  time  may  be  a  party  in  various  legal  actions  from  the  normal  course  of 
business activities. Management believes the liability, if any, arising from such actions will not have a 
material adverse effect on the Company’s financial position. 

15.  REGULATORY RESTRICTIONS  

Restriction on Cash and Due from Banks 

The Bank is required to maintain reserve funds in cash or on deposit with the Federal Reserve Bank. The 
required reserve at December 31, 2018 and 2017 was $3,150,000 and $2,399,000, respectively. 

Loans  

Federal  law  prevents  the  Company  from  borrowing  from  the  Bank  unless  the  loans  are  secured  by 
specific  obligations.  Further,  such  secured  loans  are  limited  in  amount  to  10  percent  of  the  Bank’s 
common stock and capital surplus.  

Dividends  

The  Pennsylvania  Banking  Code  restricts  the  availability  of  capital  surplus  for  dividend  purposes.  At 
December  31,  2018,  the  Bank  had  a  capital  surplus  of  $5,723,535  which  was  not  available  for 
distribution to the Company as dividends. 

16.  REGULATORY CAPITAL  

Federal  regulations  require  the  Company  and  the  Bank  to  maintain  minimum  amounts  of  capital. 
Specifically, each is required to maintain certain minimum dollar amounts and ratios of Total and Tier I 
capital  to  risk-weighted  assets  and  of  Tier  I  capital  to  average  total  assets.  In  2015,  BASEL  III  was 
implemented that required the Bank to maintain an additional Common Equity Tier 1 capital ratio. 

In  addition  to  the  capital  requirements,  the  Federal  Deposit  Insurance  Corporation  Improvement  Act 
(“FDICIA”)  established  five  capital  categories  ranging  from  “well  capitalized”  to  “critically 
undercapitalized.”  Should  any  institution  fail  to  meet  the  requirements  to  be  considered  “adequately 
capitalized,” it would become subject to a series of increasingly restrictive regulatory actions. 

As of December 31, 2018 and 2017, the FDIC categorized the Company and the Bank as well capitalized 
under  the  regulatory  framework  for  prompt  corrective  action.  To  be  classified  as  a  well-capitalized 
financial  institution,  Total  risk-based,  Common  Equity  Tier  I,  Tier  I  risk-based,  and  Tier  I  leverage 
capital ratios must be at least 10 percent, 6.50 percent, 6 percent, and 5 percent, respectively. 

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16.  REGULATORY CAPITAL (Continued) 

16.  REGULATORY CAPITAL (Continued) 

The Company’s actual capital ratios are presented in the following table that shows the Company met all 
regulatory capital requirements: 

The  Bank’s  actual  capital  ratios  are  presented  in  the  following  table  which  shows  the  Bank  met  all 
regulatory capital requirements: 

2018 

2017 

     Amount 

   Ratio           Amount 

   Ratio      

2018 

2017 

     Amount 

   Ratio           Amount 

   Ratio      

Total capital 
(to risk-weighted assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

Common Equity Tier I 
(to risk-weighted assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

Tier I capital 
(to risk-weighted assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

Tier I capital 
(to average assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

 $  81,649,007     11.95  %  $  75,941,873     11.65  % 
     54,674,300    
8.00     
     68,342,875     10.00          65,202,302     10.00     

8.00          52,161,842    

 $  58,785,380    
     30,754,294    
     44,422,869    

8.60  %  $  53,675,439    
4.50          29,341,036    
6.50          42,381,496    

8.23  % 
4.50     
6.50     

 $  64,693,336    
     41,005,725    
     54,674,300    

9.47  %  $  59,490,667    
6.00          39,121,381    
8.00          52,161,842    

9.12  % 
6.00     
8.00     

 $  64,693,336    
     33,756,857    
     42,196,071    

7.67  %  $  59,490,667    
4.00          32,364,684    
5.00          40,455,855    

7.35  % 
4.00     
5.00     

Total capital 
(to risk-weighted assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

Common Equity Tier I 
(to risk-weighted assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

Tier I capital 
(to risk-weighted assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

Tier I capital 
(to average assets) 
Actual 
For capital adequacy purposes 
To be well capitalized 

 $  78,784,431     11.47  %  $  73,198,801     11.25  % 
     54,946,308    
8.00     
     68,682,885     10.00          65,087,718     10.00     

8.00          52,070,175    

 $  71,948,760     10.48  %  $  66,939,931     10.28  % 
4.50     
     30,907,298    
6.50     
     44,643,875    

4.50          29,289,473    
6.50          42,307,017    

 $  71,948,760     10.48  %  $  66,939,931     10.28  % 
6.00     
     41,209,731    
8.00     
     54,946,308    

6.00          39,052,631    
8.00          52,070,175    

 $  71,948,760    
     27,473,154    
     34,341,443    

8.55  %  $  66,939,931    
4.00          26,035,087    
5.00          32,543,859    

8.29  % 
4.00     
5.00     

17.  FAIR VALUE MEASUREMENTS 

The  following  disclosures  show  the  hierarchical  disclosure  framework  associated  with  the  level  of 
pricing  observations  utilized  in  measuring  assets  and liabilities  at  fair  value.  The  three  broad  levels  of 
pricing observations are as follows: 

Level I: 

Level II: 

Quoted  prices  are  available  in  active  markets  for  identical  assets  or  liabilities  as  of  the 
reported date. 

Pricing inputs are other than the quoted prices in active markets, which are either directly 
or indirectly observable as of the reported date. The nature of these assets and liabilities 
includes items for which quoted prices are available but traded less frequently and items 
that  are  fair-valued  using  other  financial  instruments,  the  parameters  of  which  can  be 
directly observed. 

Level III: 

Valuations derived from valuation techniques in which one or more significant inputs or 
significant value drivers are unobservable. 

This hierarchy requires the use of observable market data when available. 

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17.  FAIR VALUE MEASUREMENTS (Continued) 

17.  FAIR VALUE MEASUREMENTS (Continued) 

The following tables present the assets reported on the Consolidated Balance Sheet at their fair value on 
a recurring basis as of December 31, 2018 and 2017, by level within the fair value hierarchy. Financial 
assets and liabilities are classified in their entirety based on the lowest level of input that is significant to 
the fair value measurement. 

Assets: 
U.S. treasury securities 
U.S. government agency securities 
Obligations of states and 
   political subdivisions 
Corporate securities 
Mortgage-backed securities in 
   government-sponsored entities 
Equity securities 

December 31, 2018 
Level 
III 

     Level I        Level II 

Total 

 $  

-   $   6,693,710   $  
-       35,771,223      

-   $   6,693,710  
-       35,771,223  

-   
  46,175,084   
-        19,058,081       

-   
  46,175,084  
-        19,058,081  

-   

  17,033,499   

     3,450,017       

-       

-   
  17,033,499  
-        3,450,017  

Total 

 $  3,450,017   $  124,731,597   $  

-   $  128,181,614   

Assets: 
U.S. treasury securities 
U.S. government agency securities 
Obligations of states and 
   political subdivisions 
Corporate securities 
Mortgage-backed securities in 
   government-sponsored entities 
Equity securities 

December 31, 2017 
Level 
III 

     Level I        Level II 

Total 

 $  

-   $   6,745,450   $  
-       32,068,188      

-   $   6,745,450  
-       32,068,188  

-   
  51,862,660   
-        23,948,356       

-   
  51,862,660  
-        23,948,356  

-   

  21,371,123   

     4,051,862       

-       

  21,371,123  
-   
-        4,051,862  

Total 

 $  4,051,862   $  135,995,777   $  

-   $  140,047,639   

Investment Securities  

The fair market value of investment securities is equal to the available quoted market price. If no quoted 
market price is available, fair value is estimated using the quoted market price for similar securities. Fair 
value for certain held-to-maturity securities were determined utilizing discounted cash flow models, due 
to the absence of a current market to provide reliable market quotes for the instruments. 

Impaired Loans 

The  Company  has  measured  impairment  on  loans  generally  based  on  the  fair  value  of  the  loan’s 
collateral.  Fair  value  is  generally  determined  based  upon  independent  third-party  appraisals  of  the 
properties. In some cases, management may adjust the appraised value due to the age of the appraisal, 
changes  in  market  conditions,  or  observable  deterioration  of  the  property  since  the  appraisal  was 
completed. Additionally, management makes estimates about expected costs to sell the property which 
are also included in the net realizable value. If the fair value of the collateral dependent loan is less than 
the carrying amount of the loan, a specific reserve for the loan is made in the allowance for loan losses, 
or a charge-off is taken to reduce the loan to the fair value of the collateral (less estimated selling costs) 
and the loan is included in the table above as a Level III measurement. 

Other Real Estate Owned (OREO) 

OREO is carried at the lower of the recorded investment in the property or its fair value less estimated 
costs  of  sale.  In  some  cases,  management  may  adjust  the  appraised  value  due  to  age  of  the  appraisal, 
changes  in  market  conditions,  or  observable  deterioration  of  the  property  since  the  appraisal  was 
completed. The fair value of OREO is based on the appraised value of the property, which is generally 
unadjusted  by  management  and  is  based  on  comparable  sales  for  similar  properties  in  the  same 
geographic region as the subject property, and is included as a Level II  measurement. In this case, the 
property  is  categorized  as  Level  III  measurement,  because  the  adjustment  is  considered  to  be  an 
“unobservable” input. Income and expenses from operations and further declines in the fair value of the 
collateral subsequent to foreclosure are included in net expenses from OREO. 

Mortgage Servicing Rights 

Mortgage servicing rights are accounted for under the amortization method and are adjusted to the lower 
of  aggregate  cost  or  estimated  fair  value  as  appropriate.  Fair  value  is  estimated  by  projecting  and 
discounting future cash flows. Various assumptions including future cash flows, market discount rates, 
expected  prepayment  rates,  servicing  costs,  and  other  factors  are  used  in  the  valuation  of  mortgage 
servicing rights. 

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17.  FAIR VALUE MEASUREMENTS (Continued) 

17.  FAIR VALUE MEASUREMENTS (Continued) 

The following tables present the assets measured on a nonrecurring basis on the Consolidated Balance 
Sheet  at  their  fair  value  as  of  December 31,  2018  and  2017,  by  level  within  the  fair  value  hierarchy. 
Impaired loans that are collateral dependent are written down to fair value through the establishment of 
specific reserves. Techniques used to value the collateral that secure the impaired loans include: quoted 
market prices for identical assets classified as Level I inputs and observable inputs employed by certified 
appraisers for similar assets classified as Level II inputs. In cases where valuation techniques included 
inputs  that  are  unobservable  and  are  based  on  estimates  and  assumptions  developed  by  management 
based  on  the  best  information  available  under  each  circumstance,  the  asset  valuation  is  classified  as 
Level  III  input.  Other  real  estate  owned  is  measured  at  fair  value,  less  cost  to  sell  at  the  date  of 
foreclosure. Valuations are periodically performed by management and the assets are carried at the lower 
of  carrying  amount,  or  fair  value  less  cost  to  sell.  The  fair  value  for  mortgage  servicing  rights  is 
estimated by discounting contractual cash flows and adjusting for prepayment estimates. Discount rates 
are based upon rates generally charged for such loans with similar characteristics.  

Assets: 
Impaired loans 
Mortgage servicing rights 

Assets: 
Impaired loans 
Other real estate owned 
Mortgage servicing rights 

December 31, 2018 

      Level I         Level II         Level III          Total 

  $   

-     $   
-         

-     $   2,351,777     $   2,351,777   
-          389,223          389,223   

December 31, 2017 

      Level I         Level II         Level III          Total 

  $   

-     $   
-         
-         

-     $   5,833,229     $   5,833,229   
-          255,000          255,000   
-          415,533          415,533   

The  following  tables  provide  a  listing  of  significant  unobservable  inputs  used  in  the  fair  value 
measurement process for items valued utilizing Level III techniques as of December 31, 2018 and 2017. 

      Valuation 

December 31, 2018   

Impaired loans 

  Fair Value       Techniques     Unobservable Inputs 
$    1,793,513   

Discount Rate 

Discounted 
Cash Flows 

Range 
4.00% - 6.75% discount 
Weighted Average 
(5.40%) 

Impaired loans 

$   

558,265   

Property 
appraisals 

Management discount for 
property type and recent 
market volatility 

15.00% discount 
Weighted Average 
(15.00%) 

Mortgage servicing rights 

$   

389,223   

Discounted 
cash flows 

Discount rate 

Prepayment speeds 

      Valuation 

December 31, 2017   

Impaired loans 

  Fair Value       Techniques     Unobservable Inputs 
$    2,064,013   

Discount Rate 

Discounted 
Cash Flows 

3.81 - 4.42% discount 
Weighted Average 
(4.12%) 

1.09 - 2.20 prepayment 
factor 
Weighted Average 
(1.25%) 

Range 
4.23% - 6.75% discount 
Weighted Average 
(5.40%) 

Impaired loans 

$    3,769,216   

Property 
appraisals 

Management discount for 
property type and recent 
market volatility 

15% - 24.4% discount 
Weighted Average 
(22.87%) 

Other real estate owned 

$   

255,000   

Property 
appraisals 

Management discount for 
property type and recent 
market volatility 

0% - 50% discount 
Weighted Average 
(12.07%) 

Mortgage servicing rights 

$   

415,533   

Discounted 
cash flows 

Discount rate 

Prepayment speeds 

2.89 - 3.48% discount 
Weighted Average 
(3.185%) 

1.32 - 2.76 prepayment 
factor 
Weighted Average 
(1.53%) 

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18.  FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS  

19.  ACCUMULATED OTHER COMPREHENSIVE INCOME  

The estimated fair values of the Company’s financial instruments not required to be measured or reported 
at fair value at December 31 are as follows:  

The  following  table  presents  the  changes  in  accumulated  other  comprehensive  income  (loss)  by 
component net of tax for the year ended December 31, 2018 and 2017: 

      Carrying 
      Value 

Fair 
        Value 

2018 
Level 
I 

        Level 

II 

Level 
III 

Financial assets: 

     Net Unrealized         
      Gains on 
Investment 
Securities 

Cash Flow 
Hedges 

Total 

Investment securities held         
   to maturity 
Net loans 
Hedges 

        7,000,000           7,095,937          
       630,440,136          601,794,275          
40,384          

40,384          

-          7,095,937          
-          
-          

-   
-          601,794,275   
-   

40,384          

Financial liabilities: 

Deposits 
Other borrowings 

  $   682,350,041     $   680,258,979     $   424,295,482     $   
-          
        78,024,955           76,510,385          

-     $   255,963,497   
-           76,510,385   

For cash and cash equivalents, certificates of deposits, loans held for sale, regulatory stock, bank-owned life 
insurance, accrued interest receivable, short-term borrowings, and accrued interest payable, the carrying value 
is a reasonable estimate of fair value. 

      Carrying 
      Value 

Fair 
        Value 

2017 
Level 
I 

        Level 

II 

Level 
III 

Financial assets: 

Investment securities held         
   to maturity 
Net loans 
Hedges 

        6,000,000           6,162,790          
       569,010,225          551,495,272          
93,989          

93,989          

-          6,162,790          
-          
-          

-   
-          551,495,272   
-   

93,989          

Financial liabilities: 

Deposits 
Other borrowings 

  $   653,687,053     $   652,211,264     $   395,260,633     $   
-          
        85,931,850           84,682,347          

-     $   256,940,459   
-           84,682,347   

For cash and cash equivalents, certificates of deposits, loans held for sale, regulatory stock, bank-owned life 
insurance, accrued interest receivable, short-term borrowings, and accrued interest payable, the carrying value 
is a reasonable estimate of fair value. 

Accumulated other comprehensive income, 
  January 1, 2017 
Other comprehensive income before 
   reclassification 
Amounts reclassified from accumulated 
   other comprehensive loss 
Reclassification of certain income tax 
   effects from AOCI 
Accumulated other comprehensive income, 
   December 31, 2017 

Other comprehensive loss before 
   reclassification 
Amounts reclassified from accumulated 
   other comprehensive loss 
Reclassification of certain income tax 
   effects from AOCI 
Accumulated other comprehensive income, 
   December 31, 2018 

  $   

109,725          

-     

109,725   

320,526         

62,033         

382,559   

(66,737 )       

-         

(66,737 ) 

83,819         

-         

83,819   

  $   

447,333     $   

62,033     $   

509,366   

(1,045,488 )       

(45,952 )       

(1,091,440 ) 

(2,742 )       

-         

(2,742 ) 

(716,961 )       

-         

(716,961 ) 

  $   

(1,317,858 )   $   

16,081     $   

(1,301,777 ) 

The  following  table  presents  significant  amounts  reclassified  out  of  each  component  of  accumulated 
other comprehensive income (loss) for the year ended December 31, 2018 and 2017: 

   Amount Reclassified      
from Accumulated 
   Other Comprehensive     
Income 

Affected Line Item 
in the Consolidated 
Statement of Income where 
Net Income is Presented 

Unrealized gains on investment     $   
 securities, December 31, 2018 

   $   

3,471      Investment securities gains, net 
(729 )    Income taxes 
2,742        

Unrealized gains on investment     $   
 securities, December 31, 2017 

   $   

101,117      Investment securities gains, net 
(34,380 )    Income taxes 
66,737        

20.  SUBSEQUENT EVENTS 

Management  has  reviewed  events  occurring  through  March  4,  2019,  the  date  the  financial  statements 
were issued, and no subsequent events occurred requiring accrual or disclosure. 

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B O A R D   O F   D I R E C T O R S   A N D   O F F I C E R S

BOARD OF DIRECTORS OF KISH BANCORP, INC.
William P. Hayes, Chairman
James J. Lakso, Vice Chairman
Eric J. Barron, Member
William L. Dancy, Member
Spyros A. Degleris, Member
Edward A. Friedman, Member
Paul G. Howes, Member
William S. Lake, Member
Kathleen L. Rhine, Member
Paul H. Silvis, Member
Francis V. Vaughn, Member
George V. Woskob, Member

BOARD OF DIRECTORS OF KISH BANK
William P. Hayes, Chairman
James J. Lakso, Vice Chairman
William L. Dancy, Member
Spyros A. Degleris, Member
Edward A. Friedman, Member
Gregory T. Hayes, Member
Paul G. Howes, Member
William S. Lake, Member
Kathleen L. Rhine, Member
Paul H. Silvis, Member
Francis V. Vaughn, Member
George V. Woskob, Member

CENTRE COUNTY REGIONAL BOARD

A. Christian Baum, Member 
Spyros A. Degleris, Member
Adam R. Fernsler, Member
Edward A. Friedman, Member
H. Amos Goodall, Jr., Member
Alan G. Hawbaker, Member
Paul G. Howes, Member
Oscar W. Johnston, Member
Michael J. Krentzman, Member
Kathleen L. Rhine, Member
Paul H. Silvis, Member
George V. Woskob, Member
Brandon M. Zlupko, Member

HUNTINGDON COUNTY REGIONAL BOARD
Arthur J. DeCamp, Member
Wayne A. Hearn, Member
Stephen C. Huston, Member
James J. Lakso, Member
Pamela F. Prosser, Member
Burgess A. Smith, Member
Delmont R. Sunderland, Member
Angela D. Thompson, Member
James A. Troha, Member
Frances V. Vaughn, Member

MIFFLIN COUNTY REGIONAL BOARD
Christina Calkins-Mazur, Member
Susan L. Cannon, Member
William L. Dancy, Member
James W. Felmlee, Member
Melinda K. Kenepp, Member
William S. Lake, Member
Harvard K. McCardle, Member

56

Alan J. Metzler, Member
Gary L. Oden, Member
Phyllis L. Palm, Member
John Pannizzo, Member

KISH BANK EXECUTIVE OFFICERS
William P. Hayes, Chairman and Chief Executive Officer
Gregory T. Hayes, President and Chief Operating Officer
Peter D. Collins, Executive Vice President, Chief Credit Officer
Mark J. Cvrkel, Executive Vice President, Chief Financial Officer
Robert S. McMinn, Executive Vice President, General Counsel 
Richard A. Sarfert, Executive Vice President, Chief Lending Officer
James L. Shilling, Jr., Executive Vice President, Chief Business Services 

Officer

KISH BANK SENIOR OFFICERS

Douglas C. Baxter, Senior Vice President, Accounting and Controls 

Manager

Kimberly A. Bubb, Senior Vice President, Director of Digital Technology 

Innovation

Wade E. Curry, LUTCF, Senior Vice President, Investment Services
Terra L. Decker, Senior Vice President, Information Security and 

Compliance Risk Director

Kimberly M. Dove, Senior Vice President, Director of Operations
Thomas Minichiello, III, Senior Vice President, Head of Retail Banking
Amy M. Muchler, Senior Vice President, Educational Outreach and Service 

Quality Manager

Debra K. Weikel, Senior Vice President, Retail Credit Officer
Suzanne M. White, Senior Vice President, Human Resources and 

Organizational Development Director

Stanley N. Ayers, Vice President, Special Assets Manager
Kathleen M. Boop, Vice President, Personal Lines Insurance Manager
Larry E. Burger, Vice President, Commercial Relationship Manager
David A. Coble, Vice President, Branch Manager 
Alta Corman-Wolf, Vice President, Residential Lender
John P. Cunningham, II, Vice President, Regional Market Manager
Jeffrey A. Gum, Vice President, Managing Director of Kish Benefits 

Consulting

Ann K. Guss, Vice President, Residential Lender
Allana L. Hartung, Vice President, Commercial Relationship Manager
Jeffrey T. Hayes, Vice President, Financial Advisor
Terry P. Horner, Vice President, Business Development Officer
Brad L. Huyck, Vice President, Information Technology Manager
Garen M. Jenco, Vice President, Market Research and Analytics Manager
Holly A. Johnson, Vice President, Market Manager
Marsha K. Kuhns, Vice President, Residential Lender
John Q. Massie, Vice President, Commercial Relationship Manager
Virginia A. McAdoo, Vice President, Lending Services Manager
Kristie R. McKnight, Vice President, Commercial Relationship Manager
Peter K. Ort, Vice President, Branch Manager
Denise F. Quinn, Vice President, Commercial Relationship Manager
Kevin D. Rimmey, Vice President, Commercial Relationship Manager
Melissa K. Royer, Vice President, Client Solutions Technical Advisor
Cheryl E. Shope, Vice President, Residential Lender
Glenn E. Snyder, Vice President, Facilities Manager and Security Officer
Wendy S. Strohecker, Vice President, Bank Operations Manager
N. Robert Sunday, III, Vice President, Compliance Officer
Kayelene G. Sunderland, Vice President, Wealth Management and Trust 

Administrator

Jeffrey D. Wilson, Vice President, CEO, Kish Agency

4255 East Main Street, Belleville, PA 17004  |  1-888-554-4748  |  www.KishBank.com